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The Energy Footprint of Blockchain Consensus Mechanisms Beyond Proof-of-Work
1,572
system operates. Often, such models use a 'top-down' approach that relies on publicly observable factors – such as the hash rate in the case of Bitcoin – and associates them with common mining hardware or even seeks to determine the hardware used via surveys [12]. The papers of Gallersdörfer et al. [18], Küfeo- glu and Özkuran [19], and Zade et al. [20] are examples of this hash rate-based approach. Sedlmeir et al. [8] undertake a basic comparison of different DLT architectures with the conclusion that th
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The Energy Footprint of Blockchain Consensus Mechanisms Beyond Proof-of-Work
1,573
system operates. Often, such models use a 'top-down' approach that relies on publicly observable factors – such as the hash rate in the case of Bitcoin – and associates them with common mining hardware or even seeks to determine the hardware used via surveys [12]. The papers of Gallersdörfer et al. [18], Küfeo- glu and Özkuran [19], and Zade et al. [20] are examples of this hash rate-based approach. Sedlmeir et al. [8] undertake a basic comparison of different DLT architectures with the conclusion that th
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The Energy Footprint of Blockchain Consensus Mechanisms Beyond Proof-of-Work
1,574
e energy consumption differs significantly depending on the design chosen. A further study by the same authors [21] refines previous models for measuring the power consumption 2This was done using the query ("Blockchain" OR "DLT" OR "Distributed Ledger") AND ("Energy Consumption" OR "Energy Demand" OR "Electricity Demand" OR "Carbon Footprint") year:[2008 TO *]. of Bitcoin, such as the one by Vranken [22], and emphasises that the driving forces behind power consumption are the Bitcoin price and the avai
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The Energy Footprint of Blockchain Consensus Mechanisms Beyond Proof-of-Work
1,575
lability of cheap electricity. Eshani et al. [23] use a linear regression model to predict Ethereum's energy con- sumption based on the observed hash rate and difficulty level; however, the use of simplistic interpolation techniques alone is likely not an appropriate method for PoW blockchains [12]. Powell et al. [24] derive a mathematical model for the energy consumption of the PoS-based Polkadot blockchain by extra- polating from the power demand of a single validator machine. III. Systems reviewed Th
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The Energy Footprint of Blockchain Consensus Mechanisms Beyond Proof-of-Work
1,576
is paper compares six DLT systems, both permissioned and permissionless, with high market capitalisation that use PoS as part of the consensus mechanism. To reiterate: PoS systems are conceptualised in such a way that the eligibility to actively participate in their consensus mechanism is proportional to the amount of cryptocurrency a participant holds. This means that the resource 'computing power', as used in PoW, is replaced by the resource 'capital' [8]. While the systems compared use dif- ferent PoS-
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The Energy Footprint of Blockchain Consensus Mechanisms Beyond Proof-of-Work
1,577
based consensus mechanisms that have different par- ticipation requirements, such as a minimum balance or a com- mitment to staking capital for a pre-defined period, they share important commonalities. A commonality particularly relevant to energy consumption is the need for dedicated servers, valid- ator nodes, to validate sets of transactions and attach generation proofs. This activity is essential, irrespective of whether transac- tions are organised as chains of blocks [1], or as directed acyclic grap
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The Energy Footprint of Blockchain Consensus Mechanisms Beyond Proof-of-Work
1,578
hs [25]. It is this validation and proof generation aspect that attracts stern criticism in the context of PoW since it is respons- ible for its problematic energy consumption characteristics [1]. Platform Permissioned Permissionless Ethereum 2.0 • Algorand • Cardano • Polkadot • Tezos • Hedera • Table I Comparison of the analysed DLT systems in node permission setting. The selection process for validation and proof generation in PoS constitutes a pseudo-random procedure in which a higher stake yields
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The Energy Footprint of Blockchain Consensus Mechanisms Beyond Proof-of-Work
1,579
a higher probability of being selected [26]. PoS can be applied in both permissioned [27] and permissionless [28] settings (see Table I). Participants in permissionless networks can contribute validator nodes by following the respective admission procedures, such as broadcasting a key registration transaction in the case of Algorand [29]. The procedures often involve staking cryptocurrency and emitting messages on the ledger to indicate the willingness to act as validator [30]. In permissioned systems, su
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The Energy Footprint of Blockchain Consensus Mechanisms Beyond Proof-of-Work
1,580
a higher probability of being selected [26]. PoS can be applied in both permissioned [27] and permissionless [28] settings (see Table I). Participants in permissionless networks can contribute validator nodes by following the respective admission procedures, such as broadcasting a key registration transaction in the case of Algorand [29]. The procedures often involve staking cryptocurrency and emitting messages on the ledger to indicate the willingness to act as validator [30]. In permissioned systems, su
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The Energy Footprint of Blockchain Consensus Mechanisms Beyond Proof-of-Work
1,581
ch as Hedera, participation in the pseudo-random selection procedure is, however, limited to participants previously determined via an off-ledger process [31]. Once a node is recognised as a validator, it 1136 Authorized licensed use limited to: University College London. Downloaded on July 04,2023 at 16:25:58 UTC from IEEE Xplore. Restrictions apply. may participate in validation and proof generation. Depending on the particulars of the consensus mechanism, selection may require additional protoco
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The Energy Footprint of Blockchain Consensus Mechanisms Beyond Proof-of-Work
1,582
ch as Hedera, participation in the pseudo-random selection procedure is, however, limited to participants previously determined via an off-ledger process [31]. Once a node is recognised as a validator, it 1136 Authorized licensed use limited to: University College London. Downloaded on July 04,2023 at 16:25:58 UTC from IEEE Xplore. Restrictions apply. may participate in validation and proof generation. Depending on the particulars of the consensus mechanism, selection may require additional protoco
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The Energy Footprint of Blockchain Consensus Mechanisms Beyond Proof-of-Work
1,583
l steps, such as election onto a committee [29]. Once selected, validator nodes will verify the transactions received and generate proofs of validation, most commonly in the form of cryptographic signatures. In summary, the commonalities of the protocols analysed can be described as follows: in all protocols, participants can act as validators, thereby qualifying to perform transaction validation and proof generation. In permissioned networks, the set of participants that can act as validators is limited
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The Energy Footprint of Blockchain Consensus Mechanisms Beyond Proof-of-Work
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. In permissionless networks, there are no such limitatio
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The Energy Footprint of Blockchain Consensus Mechanisms Beyond Proof-of-Work
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<concept><concept_id>10002950.10003714.10003739</concept_id><concept_desc>Mathematics of computing~Nonlinear equations</concept_desc><concept_significance>500</concept_significance></concept> Development of a Distributed Blockchain eVoting System Ishaku Liti Awalu Computer Science Department Sangmyung University Seoul South Korea +82 102 8624557 [email protected] Park Hung Kook Computer Science Department Sangmyung University Seoul South Korea +82 109 1541509 [email protected] Joa Sa
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Development of a Distributed Blockchain eVoting System
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<concept><concept_id>10002950.10003714.10003739</concept_id><concept_desc>Mathematics of computing~Nonlinear equations</concept_desc><concept_significance>500</concept_significance></concept> Development of a Distributed Blockchain eVoting System Ishaku Liti Awalu Computer Science Department Sangmyung University Seoul South Korea +82 102 8624557 [email protected] Park Hung Kook Computer Science Department Sangmyung University Seoul South Korea +82 109 1541509 [email protected] Joa Sa
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Development of a Distributed Blockchain eVoting System
1,587
n Lim Computer Science Department Sangmyung University Seoul South Korea +82 103 2342035 [email protected] ABSTRACT Over the years, elections at different levels are the subject of many disputes, consolidation and reaffirmation of confidence in different leaders. These elections range from either boardroom elections, local elections to national elections. Correspondingly, electioneering as an institutional process has transformed with both technological advancements as well politica
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Development of a Distributed Blockchain eVoting System
1,588
n Lim Computer Science Department Sangmyung University Seoul South Korea +82 103 2342035 [email protected] ABSTRACT Over the years, elections at different levels are the subject of many disputes, consolidation and reaffirmation of confidence in different leaders. These elections range from either boardroom elections, local elections to national elections. Correspondingly, electioneering as an institutional process has transformed with both technological advancements as well politica
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Development of a Distributed Blockchain eVoting System
1,589
l sophistication. Blockchain as a nascent technology has ushered in a range of opportunities in different sectors such as finance, real estate, supply chain management, medical records, elections etc. In this paper, we leveraged on some of the key characteristics of Blockchain technology in form of immutability, auditability, confidentiality, transparency, decentralization etc to develop a Blockchain eVoting network system that can be utilized for geographically dispersed elections. Key us
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Development of a Distributed Blockchain eVoting System
1,590
ers of the system or actors were isolated and their interactions with the system identified using Use Case Methodology. The system actors are the voters, miners that consists of Universities and public libraries, central authority, candidates and the voters. The different stages of an election process such as pre-election, registration of both candidates and voters, voting/balloting, tallying and auditing were equally enumerated. The interactions of the actors with the system were equally
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Development of a Distributed Blockchain eVoting System
1,591
ers of the system or actors were isolated and their interactions with the system identified using Use Case Methodology. The system actors are the voters, miners that consists of Universities and public libraries, central authority, candidates and the voters. The different stages of an election process such as pre-election, registration of both candidates and voters, voting/balloting, tallying and auditing were equally enumerated. The interactions of the actors with the system were equally
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Development of a Distributed Blockchain eVoting System
1,592
captured, analyzed and used to develop the conceptual system. The proposed system is made up of a multichain Blockchain network, an arbitration server, distributed database, an interactive, multi-device graphic user interface GUI, and an application server. To engender anonymity, a combination of Digital Signature and Secure Hash Algorithm SHA was proposed, also Proof of Work PoW was the proposed consensus algorithm. The identified stages of the election were evaluated against the requirem
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Development of a Distributed Blockchain eVoting System
1,593
ents of an eVoting system. The proposed system was found to satisfy the requirements of an eVoting system such as transparency, privacy, scalability, receipt freeness, security, integrity, accuracy, auditable etc. CCS Concepts • General and reference➝Cross-computing tools and techniques➝Design Keywords Blockchain, eVoting, Multichain, Elections. 1. INTRODUCTION Modes and methods of monitoring citizens' opinions and decisions are often conveyed in form of elections or referendums condu
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Development of a Distributed Blockchain eVoting System
1,594
ents of an eVoting system. The proposed system was found to satisfy the requirements of an eVoting system such as transparency, privacy, scalability, receipt freeness, security, integrity, accuracy, auditable etc. CCS Concepts • General and reference➝Cross-computing tools and techniques➝Design Keywords Blockchain, eVoting, Multichain, Elections. 1. INTRODUCTION Modes and methods of monitoring citizens' opinions and decisions are often conveyed in form of elections or referendums condu
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Development of a Distributed Blockchain eVoting System
1,595
cted through democratically accepted voting processes. Groups of individuals (which range from a small group up to national sizes) employ voting as a method to indicate the group's formal decision-making process either to select an individual into a leadership position or to accept or reject a political position or proposition. In other circumstances, it is used as a process of reinforcing or affirming a leadership or proposition. The history of contemporary formal elections can be traced as
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Development of a Distributed Blockchain eVoting System
1,596
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Development of a Distributed Blockchain eVoting System
1,597
far back as the 17th century [1]. Its emergence is mainly attributed to the adoption of representative government systems in the western countries and its corresponding evolution has witness significant transformations in terms` 244 of the processes and methods, legislations, technology etc. These transformations are often geared towards engendering inclusiveness and acceptability by stimulating trust in the public. This is often translated in form of reform acts to increase certain socia
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Development of a Distributed Blockchain eVoting System
1,598
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Development of a Distributed Blockchain eVoting System
1,599
l factors such as, inclusiveness e.g adults suffrage [2], women suffrage [3], universal suffrage [4] or to expand the size of electorate, e.g 1832 reform act in Britain. Some reforms were directed towards changing the voting system that translates into collective decisions e.g plurality systems [5], majority systems [6], proportional representation systems [7], hybrid systems etc. These are often expressed in ‗first-pass-post', ‗winner-takes-all', 'alternate-votes' etc. Another area that has
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Development of a Distributed Blockchain eVoting System
1,600
l factors such as, inclusiveness e.g adults suffrage [2], women suffrage [3], universal suffrage [4] or to expand the size of electorate, e.g 1832 reform act in Britain. Some reforms were directed towards changing the voting system that translates into collective decisions e.g plurality systems [5], majority systems [6], proportional representation systems [7], hybrid systems etc. These are often expressed in ‗first-pass-post', ‗winner-takes-all', 'alternate-votes' etc. Another area that has
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Development of a Distributed Blockchain eVoting System
1,601
witness significant transformation is the balloting method. Historically, balloting started from the use of broken pieces of pottery in ancient Greece, palm leaves in India, to modern day paper system of balloting and more recently the use of electronic devices. The variety of electronic devices used in balloting includes, optical scan devices, punch card devices, mechanical machine devices, direct recording systems, public network direct recording machines etc. Most times equipped to bal
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Development of a Distributed Blockchain eVoting System
1,602
witness significant transformation is the balloting method. Historically, balloting started from the use of broken pieces of pottery in ancient Greece, palm leaves in India, to modern day paper system of balloting and more recently the use of electronic devices. The variety of electronic devices used in balloting includes, optical scan devices, punch card devices, mechanical machine devices, direct recording systems, public network direct recording machines etc. Most times equipped to bal
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Development of a Distributed Blockchain eVoting System
1,603
lot marking devices are transmitting devices or tallies that act as central tabulators. Ingrained in every voting process are the sociological factors that affect voters' trusts, response, turnout and ultimately the legitimacy of the process [8]. Added to these are the idiosyncratic factors such as social groupings, of the voters, habitats, cultural beliefs, personalities, occupations, educational level, income level, gender etc [9]. Other influencing factors are, level of elections, typ
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Development of a Distributed Blockchain eVoting System
1,604
lot marking devices are transmitting devices or tallies that act as central tabulators. Ingrained in every voting process are the sociological factors that affect voters' trusts, response, turnout and ultimately the legitimacy of the process [8]. Added to these are the idiosyncratic factors such as social groupings, of the voters, habitats, cultural beliefs, personalities, occupations, educational level, income level, gender etc [9]. Other influencing factors are, level of elections, typ
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Development of a Distributed Blockchain eVoting System
1,605
e of voting system to be used, agenda of the election, ideological polarity between contesting entities, frequency of election etc. other semi intangible factors include partisan de- alignment and cognitive mobilization [10]. Unfortunately, over the years, election processes have been marred with several Permission to make digital or hard copies of all or part of this work for personal or classroom use is granted without fee provided that copies are not made or distributed for profit or commer
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Development of a Distributed Blockchain eVoting System
1,606
cial advantage and that copies bear this notice and the full citation on the first page. Copyrights for components of this work owned by others than ACM must be honored. Abstracting with credit is permitted. To copy otherwise, or republish, to post on servers or to redistribute to lists, requires prior specific permission and/or a fee. Request permissions from [email protected]. ICEME 2019, July 15–17, 2019, Beijing, China. © 2019 Association for Computing Machinery. ACM ISBN 978-1-4503-
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Development of a Distributed Blockchain eVoting System
1,607
cial advantage and that copies bear this notice and the full citation on the first page. Copyrights for components of this work owned by others than ACM must be honored. Abstracting with credit is permitted. To copy otherwise, or republish, to post on servers or to redistribute to lists, requires prior specific permission and/or a fee. Request permissions from [email protected]. ICEME 2019, July 15–17, 2019, Beijing, China. © 2019 Association for Computing Machinery. ACM ISBN 978-1-4503-
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Development of a Distributed Blockchain eVoting System
1,608
7219-0/19/07…$15.00. DOI: https://doi.org/10.1145/3345035.3345080 207 https://dl.acm.org/ccs/ccs.cfm?id=10002944&lid=0.10002944 https://dl.acm.org/ccs/ccs.cfm?id=10011123&lid=0.10002944.10011123 https://dl.acm.org/ccs/ccs.cfm?id=10011123&lid=0.10002944.10011123 anomalies e.g electorate manipulation, voter and agent intimidation, vote buying, turnout buying, ballot tempering, proxy voter misuse etc [11]. Majority of the transformations and novel advances in the voting system have been geared t
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Development of a Distributed Blockchain eVoting System
1,609
7219-0/19/07…$15.00. DOI: https://doi.org/10.1145/3345035.3345080 207 https://dl.acm.org/ccs/ccs.cfm?id=10002944&lid=0.10002944 https://dl.acm.org/ccs/ccs.cfm?id=10011123&lid=0.10002944.10011123 https://dl.acm.org/ccs/ccs.cfm?id=10011123&lid=0.10002944.10011123 anomalies e.g electorate manipulation, voter and agent intimidation, vote buying, turnout buying, ballot tempering, proxy voter misuse etc [11]. Majority of the transformations and novel advances in the voting system have been geared t
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Development of a Distributed Blockchain eVoting System
1,610
owards reducing electoral fraud, increasing inclusiveness, improving security, engendering privacy etc. With technology promising to adequately address these myriad of issues, many countries or organizations have adopted electronic voting systems either in full or in part. Again, these eVoting systems have proven to be vulnerable to so many challenges such as security and conventional voting vulnerabilities. More recently, the introduction of the blockchain technology and its successful
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Development of a Distributed Blockchain eVoting System
1,611
owards reducing electoral fraud, increasing inclusiveness, improving security, engendering privacy etc. With technology promising to adequately address these myriad of issues, many countries or organizations have adopted electronic voting systems either in full or in part. Again, these eVoting systems have proven to be vulnerable to so many challenges such as security and conventional voting vulnerabilities. More recently, the introduction of the blockchain technology and its successful
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Development of a Distributed Blockchain eVoting System
1,612
implementation in the Bitcoin technology has encouraged indepth research into its application in numerous areas like government, AI, IoT etc[12]. Blockchain's inherent characteristics of security, immutability, auditability, transparency has prompted research in harnessing its potentials in voting systems [13], [14]. A few startup companies have developed blockchain eVoting systems e.g Agora, FollowMyVote etc. In addition, there has been recent attempts in national election in Estonia and
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Development of a Distributed Blockchain eVoting System
1,613
implementation in the Bitcoin technology has encouraged indepth research into its application in numerous areas like government, AI, IoT etc[12]. Blockchain's inherent characteristics of security, immutability, auditability, transparency has prompted research in harnessing its potentials in voting systems [13], [14]. A few startup companies have developed blockchain eVoting systems e.g Agora, FollowMyVote etc. In addition, there has been recent attempts in national election in Estonia and
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Development of a Distributed Blockchain eVoting System
1,614
at a micro scale in countries like South Korea and Sierra Leone. Nevertheless, most implementations are for small elections and in most circumstances, it is for boardroom elections. Consequently, we propose a concept for the implementation of blockchain eVoting system for national elections using a decentralized architecture that consists of a group of decentralized university and government libraries as trusted miners. Our proposed technological arhitecture utilizes a series of server-clien
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Development of a Distributed Blockchain eVoting System
1,615
at a micro scale in countries like South Korea and Sierra Leone. Nevertheless, most implementations are for small elections and in most circumstances, it is for boardroom elections. Consequently, we propose a concept for the implementation of blockchain eVoting system for national elections using a decentralized architecture that consists of a group of decentralized university and government libraries as trusted miners. Our proposed technological arhitecture utilizes a series of server-clien
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Development of a Distributed Blockchain eVoting System
1,616
t models that supports online decentralized, remote elements with a multichain blockchain as the backbone. The rest of the paper consists of background and introduction to eVoting and blockchain technology, part three is the Use Case Methodology of the system, discussion on the several components and implementation of the system. Part four is the limitation and further research, while part five and six are the conclusion and references used respectively. 2. INTRODUCTION TO eVOTING SYSTE
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Development of a Distributed Blockchain eVoting System
1,617
t models that supports online decentralized, remote elements with a multichain blockchain as the backbone. The rest of the paper consists of background and introduction to eVoting and blockchain technology, part three is the Use Case Methodology of the system, discussion on the several components and implementation of the system. Part four is the limitation and further research, while part five and six are the conclusion and references used respectively. 2. INTRODUCTION TO eVOTING SYSTE
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Development of a Distributed Blockchain eVoting System
1,618
MS There has been significant debate over the origin of eVoting systems as well as the actions behind its adoption [15], however, recorded historical archives included the U.S patent 90,646 by Thomas A. Edisson in 1869 for patent of an election ‗Recorder', that was billed to be used by the US congress election [16]. eVoting refers to the use of computers and all the technological elements of a computerized system to conduct and cast votes in an election, survey, referendum or polls. eVoting
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Development of a Distributed Blockchain eVoting System
1,619
MS There has been significant debate over the origin of eVoting systems as well as the actions behind its adoption [15], however, recorded historical archives included the U.S patent 90,646 by Thomas A. Edisson in 1869 for patent of an election ‗Recorder', that was billed to be used by the US congress election [16]. eVoting refers to the use of computers and all the technological elements of a computerized system to conduct and cast votes in an election, survey, referendum or polls. eVoting
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Development of a Distributed Blockchain eVoting System
1,620
systems permits users(voters) to utilize an electronic ballot system to transmit votes cast to election authorities for collation. This is often conducted over an internet network. The electronic voting or eVoting aggregates a set of technologies that ultimately tries to address the challenges often faced while utilizing the conventional manual election process. These issues range from security, convenience, efficiency, cost etc[17]. These eVoting systems present certain opportunities tha
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Development of a Distributed Blockchain eVoting System
1,621
systems permits users(voters) to utilize an electronic ballot system to transmit votes cast to election authorities for collation. This is often conducted over an internet network. The electronic voting or eVoting aggregates a set of technologies that ultimately tries to address the challenges often faced while utilizing the conventional manual election process. These issues range from security, convenience, efficiency, cost etc[17]. These eVoting systems present certain opportunities tha
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Development of a Distributed Blockchain eVoting System
1,622
t tend to foster ties in form of increased democratic homogeneity between stakeholders such as voters, electorates, politicians, civil societies etc [18][19][20]. The choice of an eVoting system is dependent on several factors such as the type of election, i.e political or nonpolitical, constitutional provisions of the country or as guided by some rules and regulations. Others are scale of the elections, spread, geographical disparity etc. Above is necessary because, the processes require
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Development of a Distributed Blockchain eVoting System
1,623
different security and technological considerations. This is especially important in terms of physical security as well as equipment, software and hardware security. In addition to security considerations, the choice of electronic equipment and system design is dependent on the following factors. Authenticity •Integrity •Accuracy •Privacy •Security • Democracy • Mobility • Convenience • Practical • In-coercion • Verifiability • Transparency •Uniqueness •Scalability • Reliability •Efficienc
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Development of a Distributed Blockchain eVoting System
1,624
y •Receipt freeness. 2.1 Design Considerations of the eVoting System The design considerations require that, the system should be designed in such a way that, only eligible voters can have the ability to cast their votes. Also, the system should be designed in such a way that, the votes cannot be altered after they have been cast i.e immutability. Additionally, the system should be designed to have the ability to identify and accurately count all valid votes. Furthermore, the system shou
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Development of a Distributed Blockchain eVoting System
1,625
y •Receipt freeness. 2.1 Design Considerations of the eVoting System The design considerations require that, the system should be designed in such a way that, only eligible voters can have the ability to cast their votes. Also, the system should be designed in such a way that, the votes cannot be altered after they have been cast i.e immutability. Additionally, the system should be designed to have the ability to identify and accurately count all valid votes. Furthermore, the system shou
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Development of a Distributed Blockchain eVoting System
1,626
ld be designed to have the ability of allowing a voter cast his vote anonymously i.e votes cannot be traced back to a specific voter. The system should provide the adequate security that will prevent tampering or changing of any vote cast. Finally, the system should be designed to have the ability to accommodate all eligible voters and the capability to prevent any voter from casting multiple votes. Factors like mobility and convenience are mainly attributed to distributed or geographicall
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Development of a Distributed Blockchain eVoting System
1,627
ld be designed to have the ability of allowing a voter cast his vote anonymously i.e votes cannot be traced back to a specific voter. The system should provide the adequate security that will prevent tampering or changing of any vote cast. Finally, the system should be designed to have the ability to accommodate all eligible voters and the capability to prevent any voter from casting multiple votes. Factors like mobility and convenience are mainly attributed to distributed or geographicall
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Development of a Distributed Blockchain eVoting System
1,628
y dispersed elections, hence eVoting systems are required to be location neutral. This requirement gives eVoting systems especially online elections great advantages against the conventionally available voting systems. 2.2 Overview of Blockchain
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Development of a Distributed Blockchain eVoting System
1,629
Future Generation Computer Systems 88 (2018) 173–190 Contents lists available at ScienceDirect Future Generation Computer Systems journal homepage: www.elsevier.com/locate/fgcs On blockchain and its integration with IoT. Challenges and opportunities Ana Reyna *, Cristian Martín, Jaime Chen, Enrique Soler, Manuel Díaz Department of Languages and Computer Science, University of Málaga, Boulevar Louis Pasteur 35, 29071 Málaga, Spain h i g h l i g h t s • Challenges to address the integration of the IoT
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On blockchain and its integration with IoT Challe
1,630
with blockchain. • Analysis of blockchain potential benefits for the IoT. • Blockchain IoT applications and platforms for the development of IoT solutions. • Possible topologies to that integration. • Evaluation of blockchain nodes in IoT devices. a r t i c l e i n f o Article history: Received 21 December 2017 Received in revised form 3 April 2018 Accepted 21 May 2018 Available online 24 May 2018 Keywords: Internet of Things Blockchain Smart contract Trust a b s t r a c t In the Internet of Things
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On blockchain and its integration with IoT Challe
1,631
(IoT) vision, conventional devices become smart and autonomous. This vision is turning into a reality thanks to advances in technology, but there are still challenges to address, particularly in the security domain e.g., data reliability. Taking into account the predicted evolution of the IoT in the coming years, it is necessary to provide confidence in this huge incoming information source. Blockchain has emerged as a key technology that will transform the way in which we share information. Building trus
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On blockchain and its integration with IoT Challe
1,632
t in distributed environments without the need for authorities is a technological advance that has the potential to change many industries, the IoT among them. Disruptive technologies such as big data and cloud computing have been leveraged by IoT to overcome its limitations since its conception, and we think blockchain will be one of the next ones. This paper focuses on this relationship, investigates challenges in blockchain IoT applications, and surveys the most relevant work in order to analyze how bl
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On blockchain and its integration with IoT Challe
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ockchain could potentially improve the IoT. © 2018 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/). 1. Introduction The rapid evolution inminiaturization, electronics andwireless communication technologies have contributed to unprecedented advances in our society. This has resulted in an increase in the number of suitable electronic devices for many areas, a reduction in their production costs and a paradigm sh
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On blockchain and its integration with IoT Challe
1,634
ockchain could potentially improve the IoT. © 2018 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/). 1. Introduction The rapid evolution inminiaturization, electronics andwireless communication technologies have contributed to unprecedented advances in our society. This has resulted in an increase in the number of suitable electronic devices for many areas, a reduction in their production costs and a paradigm sh
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On blockchain and its integration with IoT Challe
1,635
ift from the real world into the digital world. Therefore, the way in which we interact with each other and with the environment has changed, using current technology to gain a better understanding of the world. The Internet of Things (IoT) has emerged as a set of technolo- gies from Wireless Sensors Networks (WSN) to Radio Frequency Identification (RFID), that provide the capabilities to sense, actuate with and communicate over the Internet [1]. Nowadays, an IoT device can be an electronic device from a
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On blockchain and its integration with IoT Challe
1,636
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On blockchain and its integration with IoT Challe
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wearable to a hardware * Corresponding author. E-mail addresses: [email protected] (A. Reyna), [email protected] (C. Martín), [email protected] (J. Chen), [email protected] (E. Soler), [email protected] (M. Díaz). development platform and the range of applications where it can be used encompass many areas of the society. The IoT plays a central role in turning current cities into smart cities, electrical grids into smart grids and houses into smart homes, and this is only the beginning. According to various researc
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On blockchain and its integration with IoT Challe
1,638
wearable to a hardware * Corresponding author. E-mail addresses: [email protected] (A. Reyna), [email protected] (C. Martín), [email protected] (J. Chen), [email protected] (E. Soler), [email protected] (M. Díaz). development platform and the range of applications where it can be used encompass many areas of the society. The IoT plays a central role in turning current cities into smart cities, electrical grids into smart grids and houses into smart homes, and this is only the beginning. According to various researc
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On blockchain and its integration with IoT Challe
1,639
h reports, the number of connected devices is predicted to reach anywhere from 20 to 50 billion by 2020 [2] mainly due to the vast number of devices that the IoT can place on the scene. The IoT visualizes a totally connected world, where things are able to communicate measured data and interact with each other. This makes possible a digital representation of the real world, through which many smart applications in a variety of industries can be developed. These include: Smart homes,Weareables, Smart citi
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On blockchain and its integration with IoT Challe
1,640
h reports, the number of connected devices is predicted to reach anywhere from 20 to 50 billion by 2020 [2] mainly due to the vast number of devices that the IoT can place on the scene. The IoT visualizes a totally connected world, where things are able to communicate measured data and interact with each other. This makes possible a digital representation of the real world, through which many smart applications in a variety of industries can be developed. These include: Smart homes,Weareables, Smart citi
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On blockchain and its integration with IoT Challe
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es, Healthcare, Automotive, Environment, Smart water, Smart grid, etc. IoT solutions are being deployed in many areas, opti- mizing production and digitizing industries. IoT applications have very specific characteristics, they generate large volumes of data and require connectivity and power for long periods. This, together https://doi.org/10.1016/j.future.2018.05.046 0167-739X/© 2018 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY license (http://creativecommons.o
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On blockchain and its integration with IoT Challe
1,642
es, Healthcare, Automotive, Environment, Smart water, Smart grid, etc. IoT solutions are being deployed in many areas, opti- mizing production and digitizing industries. IoT applications have very specific characteristics, they generate large volumes of data and require connectivity and power for long periods. This, together https://doi.org/10.1016/j.future.2018.05.046 0167-739X/© 2018 The Authors. Published by Elsevier B.V. This is an open access article under the CC BY license (http://creativecommons.o
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On blockchain and its integration with IoT Challe
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rg/licenses/by/4.0/). https://doi.org/10.1016/j.future.2018.05.046 http://www.elsevier.com/locate/fgcs http://www.elsevier.com/locate/fgcs http://crossmark.crossref.org/dialog/?doi=10.1016/j.future.2018.05.046&domain=pdf http://creativecommons.org/licenses/by/4.0/ mailto:[email protected] mailto:[email protected] mailto:[email protected] mailto:[email protected] mailto:[email protected] https://doi.org/10.1016/j.future.2018.05.046 http://creativecommons.org/licenses/by/4.0/ 174 A. Reyna et al. / Future Generation C
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On blockchain and its integration with IoT Challe
1,644
omputer Systems 88 (2018) 173–190 with the limitations in memory, computer capacity, networks and limited power supply pose a high number of challenges. The huge expansion of the IoT has to be supported by stan- dard mechanisms and protocols in order to reduce the existing heterogeneity in the field. This heterogeneity leads to vertical silos and reduces the adoption of the IoT. However, aside from the heterogeneity and integration challenges present in the IoT, the trustworthiness of its data is also a
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On blockchain and its integration with IoT Challe
1,645
omputer Systems 88 (2018) 173–190 with the limitations in memory, computer capacity, networks and limited power supply pose a high number of challenges. The huge expansion of the IoT has to be supported by stan- dard mechanisms and protocols in order to reduce the existing heterogeneity in the field. This heterogeneity leads to vertical silos and reduces the adoption of the IoT. However, aside from the heterogeneity and integration challenges present in the IoT, the trustworthiness of its data is also a
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On blockchain and its integration with IoT Challe
1,646
n important issue to bear in mind. Nowadays, we trust in the information of financial enti- ties and the government among others, but can we be sure that the information provided by them and by other external entities, such as IoT companies, has not been tampered/altered/falsified in any way? This is a difficult question to answer in centralized architectures. Untrusted entities can alter information according to their own interests, so the information they provide might not be completely reliable. This b
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On blockchain and its integration with IoT Challe
1,647
rings about the need to verify that the information has never been modified. Oneway to provide trustworthiness in IoT data is through a dis- tributed service trusted by all its participants that guarantees that the data remains immutable. If all participants have the data and they have themeans to verify that the data have not been tampered with since the first definition, trustworthiness can be achieved. Moreover, having a system that guarantees data reliability would allowgovernments to share and secur
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On blockchain and its integration with IoT Challe
1,648
rings about the need to verify that the information has never been modified. Oneway to provide trustworthiness in IoT data is through a dis- tributed service trusted by all its participants that guarantees that the data remains immutable. If all participants have the data and they have themeans to verify that the data have not been tampered with since the first definition, trustworthiness can be achieved. Moreover, having a system that guarantees data reliability would allowgovernments to share and secur
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On blockchain and its integration with IoT Challe
1,649
ely transfer informationwith citizens. In many areas where an exhaustive traceability of assets during their life cycle is required by regulations, data immutability be- comes a key challenge. Concretely, European Union (EU) regula- tions require food producers to trace and identify all rawmaterials used in the elaboration of their food products in addition to the final destination of each of them. For example, in the case of a large food company with thousands of manufacturing suppliers and millions of
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On blockchain and its integration with IoT Challe
1,650
clients, the information needs to be digitized and its processing automated to comply with regulation. One example of strong regulation in terms of traceability is the pork supply, regulated in many countries. In this scenario, in addition to tracing the raw material used in pig feed and treatments and the final destination of the pork, the transportation of the animals between factories must also be registered by law. These scenarios involve many participants, some of them still relying on non-automated
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On blockchain and its integration with IoT Challe
1,651
clients, the information needs to be digitized and its processing automated to comply with regulation. One example of strong regulation in terms of traceability is the pork supply, regulated in many countries. In this scenario, in addition to tracing the raw material used in pig feed and treatments and the final destination of the pork, the transportation of the animals between factories must also be registered by law. These scenarios involve many participants, some of them still relying on non-automated
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On blockchain and its integration with IoT Challe
1,652
information handling methods. In the case of food contamination, which has been an important issue for the world population's health throughout history, information that is lost or difficult to find implies delays in the location of the problem's focus. This can also result in the public's mistrust of the contaminated products and a large decrease in their demand. According to the World Health Organization (WHO), it is estimated that every year around 600 million people in the world suffer illness from ea
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On blockchain and its integration with IoT Challe
1,653
ting contam- inated food, of which 420,000 die from the same cause [3]. So, missing or inaccessible information can affect food security and customer health. In these kinds of scenarios the IoT has the poten- tial to transform and revolutionize the industry and society, digi- tizing the knowledge so that it can be queried and controlled in real time. This technology can be used to improve current processes in many areas such as cities, industry, health and transportation. Although the IoT can facilitate
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On blockchain and its integration with IoT Challe
1,654
ting contam- inated food, of which 420,000 die from the same cause [3]. So, missing or inaccessible information can affect food security and customer health. In these kinds of scenarios the IoT has the poten- tial to transform and revolutionize the industry and society, digi- tizing the knowledge so that it can be queried and controlled in real time. This technology can be used to improve current processes in many areas such as cities, industry, health and transportation. Although the IoT can facilitate
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On blockchain and its integration with IoT Challe
1,655
the digitization of the informa- tion itself, the reliability of such information is still a key chal- lenge. In this sense, a new technology that was born as the first decentralized cryptocurrency has the potential to offer a solution to the data reliability problem: Bitcoin, which has revolutionized the mechanisms in money transfers. The Bitcoin cryptocurrency, and many of its upcoming variants, can be globally transferred without financial entities and foreign exchanges, with a digital and nontransfera
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On blockchain and its integration with IoT Challe
1,656
the digitization of the informa- tion itself, the reliability of such information is still a key chal- lenge. In this sense, a new technology that was born as the first decentralized cryptocurrency has the potential to offer a solution to the data reliability problem: Bitcoin, which has revolutionized the mechanisms in money transfers. The Bitcoin cryptocurrency, and many of its upcoming variants, can be globally transferred without financial entities and foreign exchanges, with a digital and nontransfera
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On blockchain and its integration with IoT Challe
1,657
ble wallet. Bitcoin is supported by a protocol that details the infrastructure responsible for ensuring that the information remains immutable over time. This protocol is known as the blockchain. It has been applied to many other areas, and the information immutability is guaranteed in applications that go beyond the cryptocurrencies. Blockchain has revolutionized trust- worthiness of information aswell. For instance, this technology has been used in voting systems by government entities, renting and dat
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On blockchain and its integration with IoT Challe
1,658
ble wallet. Bitcoin is supported by a protocol that details the infrastructure responsible for ensuring that the information remains immutable over time. This protocol is known as the blockchain. It has been applied to many other areas, and the information immutability is guaranteed in applications that go beyond the cryptocurrencies. Blockchain has revolutionized trust- worthiness of information aswell. For instance, this technology has been used in voting systems by government entities, renting and dat
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On blockchain and its integration with IoT Challe
1,659
a storage among others [4]. In this paper the current challenges of IoT and blockchain and the potential advantages of their combined use will be analyzed. Disruptive applications in this area will be highlighted in addi- tion to a review of the available blockchain platforms to address these challenges. The main contributions of the paper are: 1. Survey on blockchain technology, analyzing its unique fea- tures and open challenges. 2. Identification and analysis of the different ways of integrat- ing
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On blockchain and its integration with IoT Challe
1,660
a storage among others [4]. In this paper the current challenges of IoT and blockchain and the potential advantages of their combined use will be analyzed. Disruptive applications in this area will be highlighted in addi- tion to a review of the available blockchain platforms to address these challenges. The main contributions of the paper are: 1. Survey on blockchain technology, analyzing its unique fea- tures and open challenges. 2. Identification and analysis of the different ways of integrat- ing
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On blockchain and its integration with IoT Challe
1,661
IoT and blockchain. 3. Study of challenges, potential benefits and open issues of the integration of blockchain and IoT. 4. Study of existing blockchain–IoT platforms and applications. 5. Evaluation and comparison of the performance of different blockchains in an IoT device. The rest of the paper is organized as follows. Section 2 intro- duces the blockchain technology and analyzes its main challenges. In Section 3 IoT and blockchain integration is addressed, analyzing the challenges that this integr
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On blockchain and its integration with IoT Challe
1,662
ation involves. A state of the art in blockchain platforms for IoT and IoT–blockchain applications is presented in Section 4. Lastly, our conclusions and future work are presented in Section 5. 2. Blockchain The problem of trust in information systems is extremely com- plex when no verification nor audit mechanisms are provided, especially when they have to deal with sensitive information, such as economic transactions with virtual currencies. In this context, Satoshi Nakamoto, in 2008 [5] presented two
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On blockchain and its integration with IoT Challe
1,663
radical concepts that have had a great repercussion. The first of these is Bitcoin, a virtual cryptocurrency that maintains its value without support from any centralized authority or financial entity. Rather, the coin is held collectively and securely by a decentralized P2P network of actors that make up an auditable and verifiable network. The second of the concepts, whose popularity has gone even further than the cryptocurrency itself, is blockchain. Blockchain is themechanism that allows transaction
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On blockchain and its integration with IoT Challe
1,664
s to be ver- ified by a group of unreliable actors. It provides a distributed, im- mutable, transparent, secure and auditable ledger. The blockchain can be consulted openly and fully, allowing access to all transac- tions that have occurred since the first transaction of the system, and can be verified and collated by any entity at any time. The blockchain protocol structures information in a chain of blocks, where each block stores a set of Bitcoin transactions performed at a given time. Blocks are linke
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On blockchain and its integration with IoT Challe
1,665
d together by a reference to the previous block, forming a chain. To support and operate with the blockchain, network peers have to provide, the following functionality: routing, storage, wal- let services and mining [6]. According to the functions they pro- vide, different types of nodes can be part of the network. Table 1 summarizes the most common node types in the Bitcoin network. The routing function is necessary to participate in the P2P net- work, this includes transaction and block propagation.
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On blockchain and its integration with IoT Challe
1,666
The storage function is responsible for keeping a copy of the chain in the node (the entire chain for full nodes, and only a part of it for light nodes). Wallet services provide security keys that allow users to order transactions, i.e., to operate with their Bitcoins. Finally the mining function is responsible for creating new blocks by solving the proof A. Reyna et al. / Future Generation Computer Systems 88 (2018) 173–190 175 Table 1 Bitcoin nodes and functionality. Wallet Storage Mining Routing
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On blockchain and its integration with IoT Challe
1,667
The storage function is responsible for keeping a copy of the chain in the node (the entire chain for full nodes, and only a part of it for light nodes). Wallet services provide security keys that allow users to order transactions, i.e., to operate with their Bitcoins. Finally the mining function is responsible for creating new blocks by solving the proof A. Reyna et al. / Future Generation Computer Systems 88 (2018) 173–190 175 Table 1 Bitcoin nodes and functionality. Wallet Storage Mining Routing
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On blockchain and its integration with IoT Challe
1,668
x x x x Bitcoin core x x Full node x x x Solo miner x x Light wallet of work. The nodes that perform the proof of work (or mining) are known as miners, and they receive newly generated bitcoins, and fees, as a reward. The concept of proof of work is one of the keys to enable trustless consensus in blockchain network. The proof of work consists of a computationally intensive task that is necessary for the generation of blocks. This work must be complex to solve and at the same time easily verifiable once
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On blockchain and its integration with IoT Challe
1,669
x x x x Bitcoin core x x Full node x x x Solo miner x x Light wallet of work. The nodes that perform the proof of work (or mining) are known as miners, and they receive newly generated bitcoins, and fees, as a reward. The concept of proof of work is one of the keys to enable trustless consensus in blockchain network. The proof of work consists of a computationally intensive task that is necessary for the generation of blocks. This work must be complex to solve and at the same time easily verifiable once
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On blockchain and its integration with IoT Challe
1,670
completed. Once a miner completes the proof of work, it publishes the new block in the network and the rest of the network verifies its validity before adding it to the chain. Since the generation of blocks is carried out concurrently in the network, the block chain may temporarily fork in different branches (produced by different miners). This discrepancy is solved by considering that the longest branch of blocks is the one that will be considered as valid. This, together with the intensive nature of t
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On blockchain and its integration with IoT Challe
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