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Colorado School of Mines
Leach pads are constructed from impermeable (relatively impermeable) layers of prepared soils, clays and geotextiles such as high-density polyethylene (HDPE), very- low-density polyethylene (VLDPE) or polyvinyl chloride (PVC) (Strachan, C. and Dorey, R., 1988). A pad may be placed on relatively flat topography, on a hillside or in a valley depending on it’s proximity to the mine. Lupo, J.F., 2006, Thiel, R. and Smith, M., 2004, review several of the geotechnical factors involved in designing heap leach pads, alternative geosynthetic liner systems, leach solution drainage piping and geomembrane compatibility. In all cases an underdrain system over the pad liner system and under the overliner material is designed and placed to provide hydraulic conduits for the pregnant solution out from under the heap (Dorey, R., van Zyl, D.J.A and Kiel, J., 1988). Heaps are formed by placing run-of-mine ore, or ore that has been crushed and/or agglomerated and/or chemically treated to achieve desired leach characteristics, on top of a leach pad (Dorey, R., van Zyl, D.J.A and Kiel, J., 1988, Chamberlain, P.G and Pojar, M.G, 1984). Muhtadi, O. A., 1988, describes various heap building techniques and solution application scenarios; however, there is no mention of selective ore placement as an alternative to the random placement of mined ore. With increased use of heap leach operations worldwide there is a need to better understand the parameters, processes and reactions involved. Theoretical simulation and modeling of heap dynamics and leach extraction is useful in estimating leach results without actually performing testwork. Multiple models have been constructed to better understand the heap leach process (Bartlett, R.W., 1991). Prosser, A.P., 1989 presents a heap leach simulation model that may be used during process development, results from which are ultimately compared to results from column leach tests and actual operations. O'Kane, M. et. al, 1999, present a framework for improving the ability to understand and predict the performance of heaps. Metsim is a brand of simulation software that may be used to model heap leach operations. Swanson, V.F., 1994, demonstrates its use in evaluating many heap leach operating parameters. Similarly, Ogbonna, N., 2005, 12
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describes heap modeling using Heapsim. A heap leach model considering unidirectional flow of lixiviant (as used in this dissertation) is described by de Andrade Lima, L. R. P., 2004. The use of an exponential decay curve (as used in this dissertation) is presented by Menne, M.D. and Muhtadi, O.A., 1988, Quast, K.B., 2000, wherein the residue of leached ore is a function of the original ore concentration, a first order rate constant and the cumulative leach liquor quantity recovered from the base of a heap. In that only consistent leach application rates are considered in this dissertation, recovered leach liquor is directly proportional to leach time, thereby allowing estimates of residual ore grade to be prepared on the same basis. The leach curves used in this dissertation are similar to all other leach curves presented in the literature. The author has combined power and exponential curves to represent leach extraction in the five scenarios presented herein. Any other leach curves that may be developed theoretically or experimentally may be directly applied without detriment to the modeling and concept of selective ore placement. Miller, G., 1998, provides several leach curves for a copper leach system. Hurfst, 1989, used linear leach curves in her analysis as presented by Prosser, A.P., 1988, which, although simplified for this example, may accurately represent the leach profile of some ores. 2.3 Enabling Technologies Components and activities related to mine and process operations and their relationship to heap building and leach extraction are graphically depicted in Figure 2.1 - Current Use of the Components, Parameters, Modeling and Ore Characteristic Analyses Available for Selectively Placing Ore on a Heap. Important to consider is that a 13
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Block modeling is discussed in detail in Hustrulid and Kuchta, 1998, p. 214; Knudsen, H. P., p. 293; and Stanley, B. T., p. 43. Block modeling and mine planning information is typically generated and stored using mine modeling and planning software such as these listed in Table 2.3 - Mine Planning Software and Companies with Internet Addresses. Table 2.3 - Mine Planning Software and Companies with Internet Addresses Surpac - http://www.surpac.com/. Gemcom - http .7/www. gemcomsoft ware, com/. Vulcan - http://www.vulcan3d.com/. Runge - http://www.runge.com/. Mintec - http://www.mintec.com/. and Mincom - http://www.mincom.com/ These mine software packages typically contain ore block modeling and visualization tools, design tools, planning tools and operations tools, all with substantial data storage and manipulation capabilities. Results from metallurgical tests that may be performed on drill cuttings from production blastholes is a final measure of ore characterization that should be considered before ore placement. When ore grade is the characteristic upon which selective placement is based, the ore block grade generated during block modeling should be amended as appropriate with the block grade estimate obtained after analysis of the production drill cuttings (Miller, G., 1998). If, however, the ore characteristic(s) upon which selective placement is determined will not be estimated during tests of the production drill cuttings, or if the time to perform such tests is too lengthy to allow the incorporation of such results before placement, then the characteristic(s) determined during block modeling should be used. 16
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With regard to the mine planning tools referenced above, use of selective ore placement techniques should be considered and may ultimately create variations within the mine planning process. If a more desirable mine block delivery sequence is shown to improve ultimate leach extraction, then the mine should make adjustments during the planning phase to provide the best sequence of ore blocks to the heap as is practicable (Miller, G., 1998). 2.3.2 Rapid Differential Global Positioning Systems (GPS) Survey Use of the GPS is the only means by which mine operations may effectively and economically place ore at specific locations on a heap in real time. Zoschke, L.T., 2000, describes the use of GPS in open pit mining operations and various modifications to GPS so as to achieve required accuracy. Figure 2.3 - Tracking Mine Haul Trucks Using GPS, graphically depicts the use of the GPS and component interaction with a haul truck. A mine applying GPS would commonly have each machine in the mine fleet, including drills, shovels, loaders, dozers and trucks, outfitted with the appropriate equipment. 17
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Caterpillar promotes MineStar as. “...an integrated mining information system. Through a series of component programs for production reporting, truck assignment, health monitoring and fleet analysis, MineStar links information gathered from machines in the field and linking it to the office business enterprise systems. MineStar provides the tools and services needed to help the mine get the most from their mining assets while lowering the cost per ton.” MineStar Material Tracking and MineStar Machine Tracking are both specific Caterpillar proprietary GPS related softwares already in use at mine sites worldwide. These technologies coupled with the mine software previously noted are the enabling technologies that allow the application of selective ore placement techniques. Intellimine is a product of Modular Mining, a subsidiary of Komatsu. The installation and implementation of Intellimine is divided into the areas of system audit, engineering analysis, performance analysis and corporate benchmarking, essentially providing the same basic functions as those described in the CAT MineStar system (a competitive product) described above. 2.4 Advanced Selective Placement Opportunities Three fundamental areas, which may be improved to enhance selective placement opportunities, are discussed below. 2.4.1 Ore Characterization Quantitatively and qualitatively, ore characteristics may be beneficial or deleterious to the leach extraction process and represent inherent qualities of an ore that, 19
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without exception, must be taken into consideration during mining and processing operations (Miller, G. 1998). Methods and procedures have been developed to analyze and evaluate ores so as to metallurgically take advantage of favorable ore characteristics while compensating for those that are deleterious to the leach extraction process (Malhotra, D. 2006). Bottle roll, agglomeration and column leach tests are most commonly performed during the development of heap leach processes for specific ores. It is these types of tests that must be frequently and consistently performed so as to properly characterize ores before placement on a heap. Seldom is it possible to completely remedy problems caused by such fundamental parameters (Malhotra, D., 2007). Ore characterization techniques must be accurate, timely and representative to be of use to selective ore placement operations. There are many references to tests that may be conducted to determine ore characteristics (Malhotra, D., 2006). McClelland, G.E. and McPartland, J.S., 1990, describe the usefulness of metallurgical testing and comparisons between such tests to the results obtained during operations. Miller, G., 2003 specifically describes geotechnical parameters as determined in the laboratory and their correlation to those observed during heap operations. Additional ore characteristic tests need to be developed that may be performed relatively quickly so that results may be considered before ore is placed. Correlation to ore characteristics used during block modeling would be made and ore placement locations could be finalized. An example of such a test is the Field Leach Test (FLT) used by the U.S. Geological Survey to simulate the chemical reactions that occur when rocks and soils are leached by water. The 5-minute FLT gives similar results to the 18- hour Synthetic Precipitation Leaching Procedure (SPLP) used by the U.S. Environmental Protection Agency (USEPA, 2002). The importance of testing and the extent to which testing may be conducted may be best summarized by reviewing the active leach program at Kennecott’s million-ton test heap (Schlitt, W.J., 2006). Of the 332 million metric tonne resource, 307 million metric 20
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tons are represented by the testwork. Extreme care has been taken through all aspects of this test to portray actual leach conditions, as they will occur when leaching this material. Of interest to the author is the excellent ore characterization and staking that was performed during the construction of the “full size commercial leach panel”. This demonstrates that such careful classification by ore characteristic and stacking on a leach pad is within current full-scale operational capabilities. Further, the use of heap base and interlift: collection channels demonstrates the capability of leach operations to better sample solutions coming from specific lift sections than is commonly performed today. Several fundamental ore characteristics that commonly affect metallurgical performance of ores during the leach processes are summarized below. 2.4.1.1 Ore Grade Ore grade is the single most important ore characteristic in any mining operation and is given in units of percent metal or grams of metal per tonne material (ore or waste). Ore grade, as an ore characteristic, is used from initial exploratory investigation and valuation of a deposit though development, operations and reclamation. Forensic analyses of mine wastes, milled tailings and/or leached residues for metal grade are often conducted to evaluate the possibility of secondary recovery from these materials (Ruzycki, A., 1992). The author concludes that ore grade is often the only parameter consistently and repeatedly applied to direct mining operations and process controls. Multiple techniques are available to determine ore grade including wet chemistry (SGS Group, 2007), fire assay (Bugbee, E.E. 1940) and radiometric techniques (Macdonald, W.G., 1997). 2.4.1.2 Mineralogy/Petrology and Liberation Mineralogy and petrology are the sciences by which rock masses both barren and mineralized are classified. Petrology and mineralogy of host rock and it’s mineralization attempt to quantify the 21
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fundamental characteristics of ores upon which development and operating plans are based to mine and process the material. Through an understanding of the geology in and around ore deposits, it is possible to determine how valuable minerals are disseminated and how the characteristics of those minerals may be best exploited when encountered during process operations (Peters, W.C., 1977). Mineralogy also describes deleterious mineral constituents and the similarities, differences and associations that may exist between these and the other minerals. Often such information can be used during process design and operations to assist in separating the valuable from the gangue minerals. Understanding the occurrence and association of minerals in an ore matrix allows better decisions to be made regarding the extraction and recovery processes. Baum, W., 1990, and Gasparrini, C. 1984, describe the usefulness of mineralogical evaluation of ores. Mineralogy (as enabled by ore microscopy) allows examination and evaluation of mineral sizes, structures, shapes, geochemical compositions and associations of the contained valuable and gangue mineral constituents. Particle size at which liberation occurs (of the valuable minerals from gangue minerals) and the type of liberation (being intergranular or transgranular) may be determined through such examination. Kelly, E.G. and Spottiswood, D.J., 1982, briefly describe several automated techniques that may be used for the characterization of particles and their potential impact on mineral processing operations. 2.4.1.3 Fracture Orientation/Frequency. Rock Hardness and Rock Quality The hardness of a rock, as it relates to the ability of a lixiviant to penetrate and flow through it, the planes in which the rock fractures, and the orientation and intersection of those fracture planes relative to the volumes within the rock bearing the valuable mineral ultimately define the size to which such rock must be fractured to achieve acceptable economic leach extraction. Mineral bearing rock typically needs only to allow lixiviant to access the mineral surface for the leach reaction to occur (Spottiswood, D.J., 1982). 22
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Rock quality designation (RQD) as determined by a geologist tending a drilling rig is the first systemized accounting of rock hardness as core drilled material is recovered and logged (LeRoy, L.W. and LeRoy, D.O., 1977). Little fracturing typically represents hard competent rock and is reflected by a high RQD value. Substantial fracturing represents poor rock competency and is reflected by a low RQD. Leach extraction does not require substantial particle liberation for the process to be effective (such as with flotation and gravity concentration processes.) Low RQD values would commonly indicate that the rock should be easily leachable without substantial size reduction requirements. Low RQD values may also indicate that a larger percentage of material will be made up of fines, often a sign of clays with the potential to affect heap permeability. Caterpillar describes Aquila Drill Management products, which... .. .provide basic systems from production monitoring and automated rock recognition to more advanced control and high-precision GPS-based guidance systems. Drill Manager empowers the operator with information to make intelligent decisions, work faster and with fewer errors. Productivity is improved through optimized drilling procedures (Caterpillar, 2007). The Aquila Drill Management system would allow correlation to the RQD estimated during block modeling. If tied to a particle size analyzer (Kennedy, J.M., 1994), real time estimates of the amount of fines and ultimately estimates of heap permeability (Bartlett, R.W., 1997) may be made available to management in real time allowing selective placement of the ore on the leach pad. Various blasting techniques, blasting agents and crushing methods have been used to improve leach extraction by acting on these fundamental ore characteristics. Production drilling blast patterns with less burden and spacing and the same hole diameter increase powder factor yielding greater fragmentation and finer blasted material. The explosive may be also changed or modified to increase or decrease the shock and/or 23
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gas volume induced during blasting, again with changes to the resultant blasted product (Passamaneck, 2002). Kennedy, J.M., 1994, presents work on a practical technique for determining the size distribution of rock on blasted benches, waste dumps and heap leach sites. Photometric techniques allow real time estimates of size distribution potentially useful in determining an ore’s permeability before reaching the leach pad. Knecht, J., 1994, Patzelt, N. et al., 1995, describe the use of high pressure grinding rolls (HPGRs) in the minerals industry. The ability of HPGRs to fracture rock matrix along it’s mineralized borders while maximizing microfractures in the ore has been shown to improve leach extraction. Newmont Boddington, and Twin Creeks operations have realized these benefits (MPD conference, 2002). 2.4.1.4 Rock Permeability Host rock permeability as achieved after fragmentation and placement to specification on a heap is critical to the even distribution and percolation of leach solution through ores (van Zyl, D.J.A., 1988). Permeability is measured in meters/second2 or Darcy’s (Darcy’s commonly used in petroleum engineering.) This process of fluid flow in and out of rock is known as “imbibition and drainage.” Too low a permeability may substantially slow the rate at which leach solutions may be applied to an ore ultimately increasing the leach duration necessary to achieve economic extraction. Since there are additional costs associated with additional leach time, low permeability may directly impact an ores value. Variable permeabilities in mined ore can also pose substantial deleterious affects by allowing acceptable leach solution percolation and metal extraction in some areas (volumes) of a heap while reducing leach solution flow and metal extraction in others (Orr, S., 2002). Agglomeration before placement on a heap is the typical means by which low permeability is addressed (Heinen, H.J., McClelland, G.E. and Lindstrom, R.E., 1979). Agglomeration may be achieved by adding water or water and an agglomeration agent 24
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such as cement at specific points on the conveyor line. Pug-mills are used to intimately mix ore with water and agglomerating agents when more stringent treatment is required to increase heaped ore permeability. 2.4.1.5 Deleterious Materials Deleterious materials contained in an ore deposit may be organic or inorganic in nature. Carbonaceous material intimately associated with gold ore can rob gold from a cyanide solution after the gold has been extracted from the rock. If only a small amount of carbonaceous material is contained in a gold ore, a carbon adsorption circuit instead of a Merrill-Crowe circuit may be used therewith allowing metallurgical activated carbon to compete with natural - lower activity carbon for the gold-cyanide molecule. Copper in gold ores under leach can consume up to four (4) times its stoichiometric content through the stepwise formation of Cu(CN)4 , (CRC, 1990). Recently a few methods have been developed for handling copper cyanide problems in gold process circuits. One method involves preferential copper stripping from activated carbon using a cold caustic strip before the hot caustic/cyanide strip used to recover the gold (Bentzen, E., 2006). The other method involves the use of reverse osmosis to separate the copper cyanide from the gold cyanide molecules (Young, T, 2006). Gangue acid consumers such as dolomite that are basic in nature (i.e., geochemically generate solutions with pH greater than 7) can consume sulfuric acid during the leaching of copper ores. In all cases, overall extraction and/or recovery process are degraded to some extent due to deleterious elements contained in the ore. 25
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2.4.2 Selective Ore Placement and Decision Process Improvement Timely analysis of ore characteristics beginning during the mine planning stage and continuing through mining operations to final ore placement allow leach parameters to be improved for selectively placed ore volumes. Selective ore placement, as prepared by the author herein, may include segregated, averaged and/or selectively combined ore columns based on goal seek optimization as determined from specific inherent ore characteristics as they may occur when arranged in ore columns. Miller, G., 1998, observes that when the leaching of a lift section commences, large volumes of ore termed “management units”, that are formed by the accumulation of ore on the leach pad over several weeks (if not months), are simultaneously put under leach. Miller describes the wide variability of ore characteristics between the many ore blocks within such a large volume. Ores blocks placed randomly form ore columns with various combinations of ore characteristics, many of which will not achieve the same ultimate leach extraction when uniformly placed under identical leach conditions. Marsden, J.O., 1993 describes forensic testwork on a heap that contained several higher grade zones, equivalent to 4% of the total ore on the pad, that could benefit from additional leaching. The author has personally seen similar situations at the Green Springs Mine and at the Alligator Ridge Mine in White Pine County, Nevada. Miller continues to discuss the permanence of “as placed” material and the limited number of “after the event” management tools available to the operator with reference to the possibility of selectively placing material as an additional means of improving leach extraction. These alterable leach parameters include lixiviant application rate and sequencing, total lixiviant applied, lixiviant chemical make-up and concentration, leach duration and ancillary heap modification such as installed forced aeration. The unalterable leach parameters, no longer available to mine management after lift section placement, include further comminution through blasting or crushing, agglomeration and mixing with additional reagents and modification to ultimate heap height. The author 26
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sees selective ore placement as an attempt to increase leach extraction by compensating for unalterable conditions while taking advantage of the alterable leach parameters. There is a difference; however, between the author’s concepts and methods regarding selective ore placement and the method by which Miller plans to account for and reduce the variability of ores delivered to the pad. Miller’s concept is to alter the mine plan such that the mine sequence will deliver a more homogenous ore for the construction of an entire “management unit” (i.e., lift section). In this case; however, even though the mine plan will revolve around ore homogeneity in sufficient quantity to construct and entire lift section, the ore will still be placed randomly on the heap. The author’s plan is to selectively place ore material on the heap through which ore columns are formed in manageable volumes to which target leach parameters may be applied. Miller also discusses the need to continuously update the database of metallurgical information from block modeling through production leaching so as to obtain an accurate reflection of the results obtained when specific leach parameters are applied to the characterized management leach unit. Urmie Hurfst wrote on the topic of selective ore placement for her 1989 Masters Thesis, “Evaluation of Stacking Alternatives in Gold Heap Leach Operations”, T3711 at the Colorado School of Mines under the direction of Dr. William Hustrulid. In it, the concept of averaging ore grades over the entire extent of a heap is discussed. Ms. Herfst correctly concurs with Miller that stockpiling with selective withdrawal and placement is the only method by which averaging of each ore column can be fully optimized. Both Hurfst and Miller submit that stockpiling heap leachable ore is not a practical alternative. Ms. Hurfst’s work did not consider segregated placement of ore blocks by grade as delivered directly from the mine nor other averaging and/or optimizing techniques within the practical capabilities of a typical mining operation as developed herein. Applied operations research techniques must be involved in mine planning and ore block sequencing and location processes if selective ore placement is to truly be optimized. Linear programming techniques (Johnson, T.B., 1984) are commonly used 27
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when the objective is to blend or average ores with different characteristics for mill feed thereby reducing fluctuations in the milling circuit. These mathematics; however, best apply only when ore volumes may be divided into portions such that the combinations thereof meet predetermined constraints. Integer programming techniques (Woolsey, R.E.D., 2002) are most applicable for optimizing the placement of discreet selective mining units (SMUs) which must be excavated and placed as entire single units as proposed herein. Further, it is imperative that the selective ore placement technique be seamlessly integrated into the operation if it is to be accepted by mine management and provide value to the mine owners (Woolsey, R.E.D., 1999). An application of selective placement similar in many ways to that proposed is already in operation in the agricultural industry. The John Deere GPS field navigation system for agricultural application is called GreenStar (John Deere Co., 2007). Agricultural planning software using GreenStar includes the Apex Farm Management Software with components of AutoTrac, Parallel Tracking, Field Doc, Map Based Prescriptions and Combined Yield Systems for monitoring and mapping crops and the characteristics associated therewith. The similarities to the associated MineStar systems are striking; however, it is currently only the John Deere system that takes advantage of a GPS directed farm fleet to selectively identify areas with specific crop characteristics and selectively place amendments as needed on precisely located areas of the agricultural plot. 2.4.3 Advanced Leach Proceedures Several leach process variables, beyond selective placement, that may be modified to optimize leach extraction include agglomeration, lixiviant application type, rate and concentration; and ore crush size/type. Although not investigated in this dissertation, the author references these advanced techniques both for their contribution 28
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to enhanced leach extraction and as a demonstration of the lengths to which current thinking has advanced and the effort that has been (and is commonly) expended to employ such techniques. Selective placement would prove less expensive, simpler to implement and easier to control than many of these techniques. Staging application rates so as to apply greater rates on fresh ores then successively tapering off to lower rates on ores already under leach for some time period has been previously used at the Coeur Rochester Mine (Marsden, J.O., 1993). The author considers this as an advanced leach procedure still in development with much still to be learned about imbibition and drainage as it relates to heap permeability and leach extraction. Orr, S., 2002, discusses enhanced heap leaching and shares insights into the heap leach process with regard to hydraulic parameters and fluid flow. These heap parameters and fluid flows within a heap can be modeled using the Multiple Resolution Décision- Support System (Meystel and Albus, 2002). Orr indicates that the structure of heaps and dumps, especially with regard to leach solution flow, is determined and affected by every stage of their construction from blasting to crushing (when not placed as run-of-mine) to conveying and stacking. Leach extraction may be improved through a better understanding of the flow of gasses and liquids within a heap during leach operations. Such understanding is then applied during the mining, construction and operation of future heaps. Advanced leach procedures include alternative leach chemistries that may be applied to enhance leach extraction. Multiple lixiviant alternatives exist and may be modified both in chemical content and concentration so as to further enhance leach extraction if applied to volumes of ore selectively placed. The author has listed and briefly describes several alternative lixiviants and modifiers that may be used during gold leach extraction. Other chemistries and lixiviants would equally apply to the leaching of other metals. 29
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Halogens including bromine and iodine have also been shown to for complexes with gold and silver (DeVries, F.W and Hiskey, J.B, 1992). Calcium Peroxide has been used successfully to improve silver leach extraction from ores at CRA’s Hidden Valley property, New South Wales, in which the silver is mineralogically associated with sulfides (Roden, S.J., Chouzadjian, K.A., Bums, R. S., Smith, T. J., and Spieth, MA., 1990). Hydrogen peroxide is also known to enhance gold and silver leach extraction and reduce cyanide consumption with the addition of oxygen to the heap (NcNeille, A. and Damon, L.L, 1992; Lee, V. et al., 1989). Thiourea, CS(NH^, has been demonstrated to leach gold and silver in acidic conditions rather than the basic conditions required for cyanide leach (Hiskey, J.B., 1984, 1981). Thiourea is favored in applications where sulfides may need to be oxidized before leach extraction to liberate the precious metals. Thiourea has also been shown to achieve a leach rate 10 to 12 times faster than cyanide with greater selectivity and lower toxicity. Thiosulfate, S2O3"2, forms complexes with gold, silver, copper, mercury, iron, nickel, cobalt lead and cadmium (Sillen and Martell, 1964). IN 1858, sodium thiosulfate was used in the Patera Process to leach gold and silver (Liddell, 1945). Malononitrile, (% (€% , has been demonstrated to dissolve gold under alkaline conditions forming either the organic complex Au[CH(CN)2)2] 2 or the common cyanide complex after hydrolyzing (Heinen, H.J., et al. 1970). Kozin, L.F. and Melekhin, V.T., 2004 present alternative lixiviant chemistries including thiocarbamide solutions containing Fe(III) ions, hypochlorite-chloride, bromine-bromide, iodine-iodide and copper-thiosulfate solutions. McClelland, G.E. and Eisele, J.A., 1982, present concepts for improvements for the recovery of silver and gold from low-grade resources that focus on agglomeration of ores with various amendments and, in particular, Portland cement. Marsden, J.O., 1993, makes reference to the Brewer Gold Mine in South Carolina where a polymeric agglomeration aid was successfully used to reduce cement additions. 30
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CHAPTER 3 RESEARCH CONCEPT AND METHOD The author proposes that heap leach extraction from a single leach pad can be significantly improved through the selective placement of ores with specific inherent and propagated metallurgical characteristics within distinct heap volumes. Such placement would allow similar ores to be selectively leached under improved, if not optimized process conditions. This section of the dissertation, Chapter III, develops a base case including tables and figures that represent current heap leach methodology. The next sections, Chapters IV and V, present the results obtained through selective ore placement by comparison to this base case. Selective placement allows ores to be segregated, averaged or placed within a lift section volume so as to achieve some quantitative or qualitative goal. The objective is to improve leach extraction by tuning leach parameters based on distinguishable inherent ore characteristics as determined through metallurgical testwork. Before placement, ores may be treated to enhance amenability to leach extraction by a wide variety of processes and materials (such as by crushing, agglomeration on chemical/biological treatment) (McClelland, GE., 1988), or may be hauled and dumped directly on the heap as run-of- mine (ROM) ore (Muhtadi, O.A., 1988). A wide variety of processes are also available to treat ores once placed including variations in chemical lixiviant constituents, strengths, 31
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temperatures, application rates, frequencies, repetitiveness and durations; all of which maybe varied over time (Kozin, L.F., 2004, Orr, S., 2002). Improved leach extraction is the goal of using such techniques and is the primary outcome to which all other techniques are measured and compared. Additional costs associated with such techniques, if incurred, must be considered in determining the best economic alternative to pursue. A series of five hypothetical scenarios involving open pit mining coupled with a heap leach operation were developed to evaluate the potential for improving heap leach extraction through selective ore placement techniques. Grade, tonnage and deleterious mineral content was obtained for ore blocks within a real gold mine currently under development including mine bench maps showing plan views of the material to be mined. This data was used in conjunction with mathematical models typical of open pit mine/heap leach process combinations to develop the scenarios. Gold ore cutoff grade was arbitrarily designated by the author in this base case to be 0.023 toz Au/ton, a value that would be determined internally by an operator based on capital costs, operating costs, project risks and expectations. At current gold prices near $580 per toz Au, ore at this cutoff grade has a value of $13.34 per ton. Cyanide soluble copper is the deleterious constituent that occurs naturally with the ore. There is no cutoff grade nor economic value for deleterious copper; however, the model considers that levels of cyanide soluble copper that result in cyanide consumptions above 2.0 lbs CN/ton ore reduce leach extraction from ore columns and cause significant problems within the recovery circuit. The five alternative mine operating and heap placement scenarios were developed to simulate placement and leaching of ores on a heap leach pad. The first scenario demonstrates random placement and leaching of ores in a Lift Section, the current method by which heaps are constructed and operated. 32
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The second, a segregated placement scenario, demonstrates the opportunity for increased leach extraction (in comparison to the random placement scenario) when ores with similar characteristics are selectively placed on a heap, each being processed using conditions most favorable for that ore. In this scenario, ores are characterized and segregated by grade into three equal groups and placed adjacent to one another on the same pad. The third scenario, again using segregated placement, was prepared by sorting ores by grade into two equal groups rather than three, thereby allowing comparisons to be made between the benefits in leach extraction when more or less segregation is implemented. The fourth, a placement scenario involving both the placement of ore on a heap segregated by gold grade followed by averaging of the segregated rows of ore columns by cyanide consumption (lbs CN/ton ore) due to deleterious cyanide soluble copper Cusoi%, was developed to demonstrate additional leach extraction improvements that could be achieved when selective ore placement techniques are applied congruently. The fifth scenario involves averaging cyanide consumption over an entire Lift Section by Lift Section Rows thereby substantially reducing the possibility of creating ore columns with cumulative deleterious copper contents higher than the maximum acceptable (2.0 lbs/ton ore) due to random placement. In Scenarios 1, 2, 4 and 5, a heap design is contemplated that requires 243 ore blocks per Lift Section to be delivered every 40 days. Lift Sections in these scenarios are square, 9 blocks wide x 9 blocks long x 3 levels deep when complete allowing easy division into 3 equal portions. Scenario 3 contemplates a heap design using 240 of the same 243 blocks used in the other scenarios, less three blocks nearest the average grade allowing direct comparison to be made to the other scenarios with very little error. The Lift Section in this scenario is 8 blocks wide x 10 blocks long x 3 levels deep for easy division into two halves. The grade and deleterious material characteristics of each ore 33
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block are known before excavation and are tracked through placement on the heap. A mine plan to support the heap design was developed resulting in a sequenced schedule of 6 ore blocks per day that would be delivered to the heap for placement. Proforma income statements were developed for the various mine and heap- operating scenarios allowing the economic impacts of randomly and selectively placed heaps to be considered. The only line item, which would change significantly, is leach extraction and those profits related thereto. Except for slight increases in process operating costs when lixiviant application is increased, there are essentially no expensed cost differences between the various scenarios. Ore production, waste production, ore grade, capital cost, operating cost, refining cost, refining schedule (regarding penalty elements), appreciation, depletion, amortization, project indirect costs and sustaining capital remain essentially constant for all 5 scenarios presented. For this reason, differences in leach extraction and estimated expensed dollar values associated with such differences for the various scenarios will form the entire basis of comparison. Other line- items that may change slightly to better support selective placement are highlighted on the proforma income statements and are discussed individually. 3.1 Ore Deposit - Block Model Data Ore blocks located on a specific mine bench were obtained from a block model developed for a real gold deposit. The two characteristics associated with each ore block are gold grade (toz Au/ton) and cyanide consumption (lbs CN/ton ore). 34
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3.2.2 Mine and Heap Design Criteria A summary of specific information pertaining to the mine, heap and leach process is contained in Table 3.4 - Pertinent Mine and Heap Leach Design Criteria. As shown, the in-situ ore blocks are cubic and 25 feet long on each edge in situ. Ore density is 181 lbs ore / ft3. One in situ ore block has a volume of 15,625 ft3 and contains 1,414 tons of ore. With an estimated swell factor of 30%, the broken ore from one selective mining unit (SMU) increases from 15,625 ft3 to 20,313 ft3 after blasting. 3.2.3 Mine Operations With regard to mine operations, a typical scenario may include production blasthole drilling using an Atlas-Copco DML drill with a single pass capability of 31 feet. This would comfortably provide the 25-foot long blastholes and up to 6 feet of sub­ drilling as required. A typical powder factor would be 0.4 to 0.7 lbs ANFO per ton ore depending on rock hardness, rock quality designation (RQD), blast design and the desired final broken rock size. CAT 992G - 15 cubic yard loaders working in conjunction with CAT 777D - 100 ton haul trucks, or some combination of similar and compatibly sized equipment, would be appropriate for use in excavating with this size of operation. Typically, at least one CAT D9R bulldozer would operate in the pit and one CAT D8R or smaller bulldozer would operate on the heap to assist with the plug dumping of the trucks (Hustrulid, W. and Kuchta, M., 1998). A CAT 16G grader would be used to maintain the haulage roads. In addition, balanced complements of additional and ancillary equipment, including fuel 42
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Table 3.4 - Pertinent Mine and Heap Leach Design Criteria (continued) Pertinent Heap Parameters -9x9 SMU’s to Heap - Daily # 6.075 ROM Ore to Heap - Daily tons 8,590 Lift Section Tonnage tons 343,602 Lift Section Height ft 20 Level Height ft 6.67 Lift Section Plan View Shape plan view shape square Dimensions of Lift Section ft x ft x ft 20x497x497 Plan View Area of Lift Section ft2 246,803 Pertinent Heap Parameters -8x10 SMU’s Mined - Daily # 6 ROM Ore Mined - Daily tons 8,484 Lift Section Tonnage tons 343,602 Lift Section Height ft 20 Level Height ft 6.67 Lift Section Plan View Shape plan view shape rectangular Dimensions of Lift Section ft x ft x ft 20 x 442 x 552 Plan View Area of Lift Section ft2 243,984 trucks, lube trucks, tire trucks, water trucks, maintenance vehicles and light towers would be used to operate the mine. The ability of the haul trucks to adequately maneuver on the heap so as to selectively place the ore was considered. As presented in Table 3.4, the heap has a square plan view shape, 497 feet per side. The concept presented herein relies on dividing the Lift Section into thirds, each rectangular section being 497’ long and 165’8” wide (49773). This width will more than adequately allow the CAT 777D haul trucks to turn within its turning radius of 83’0” (CAT Performance Handbook, Edition 35). Even the 44
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largest CAT haul truck, the CAT 797B (payload target weight of 380 tons) with a machine clearance turning circle of 138’3”, would have adequate room to negotiate this Lift Section width. The forgoing information regarding mine equipment is critical to actual mine operations; however, provided that Lift Sections can be constructed at the rate discussed, further detail regarding mine equipment is inconsequential. Ultimately, fleet sizing is determined from mine economics developed with consideration for the total amount of material to be excavated and the mine production schedule to achieve this level of production. 3.2.4 Foregoing Mine Excavation and Heap Placement Assumptions A geometric consideration must be made regarding the edge effects of mining adjacent blocks so as to adequately define the concept presented herein. During excavation, portions of adjacent ore and waste blocks are inherently and inadvertently excavated with ore blocks being mined at that time. Fortunately, as ore is excavated along a bench (that is primarily made up of ore), the grades of ore in adjacent blocks are not as variable as the variability between blocks separated by some distance. The quantity of material in the blocks actually removed relative to the quantity of material being commingled from adjacent blocks and the true change in actual excavated block grade that occurs due to such commingling suggests that the blocks can essentially be mined selectively (enter the term “Selective Mining Unit” or SMU) (Hustrulid, W., and Kuchta, M., 1998). In mine engineering practice it is common for the SMU to purposely be configured the same size as an ore block. Similarly, portions of adjacent ore blocks being placed on a heap are inherently and inadvertently commingled, forming a parallelogram slightly overlapping with 45
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previously placed Lift Sections due to the angle of repose of rock as it is dumped and dozed for placement. This overlapping; however, is relatively insignificant compared to the volume of material being placed within the Lift Section. After ore placement and upon commencement of lixiviant application, natural dispersion of leach solution around a Lift Section beyond the perimeter due to hydrostatic head further reduces the significance of this geometry (Orr, S., 2002). The various analyses presented in this dissertation consider and accept that commingling of adjacent blocks occurs in the pit and on the heap during actual mine operations. However, for the analyses presented herein, it is assumed that the integrity of the selective mining unit is maintained from mine excavation through placement on the Lift Section and that the ore blocks are stacked vertically and at right angles throughout. In professional mine engineering practice, in addition to other geologic safeguards used to prevent the overestimation of block grade, it is common to assume that during excavation, 3wt% of the ore will inadvertently be rejected as waste and that an additional 3wt% of the ore will be replaced by waste (Jolk, R.W., 2006). This essentially has an overall effect of reducing ore grade by 3% and is often so applied during formal mine reserve calculations. 3.2.5 Heap Lift Section Design Ore blocks are configured in a square pattern 9 blocks on a side (9 blocks wide x 9 blocks long - 81 blocks/level), 3 levels deep (81 blocks/level x 3 levels = 243 blocks/lift section) making up one Lift Section. This Lift Section configuration is ultimately achieved in scenarios 1, 2, 4 and 5 regardless if random or selective placement scenarios are employed. A schematic showing an exploded view of the stacked ore blocks as 46
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described above is shown in Figure 3.4 - Exploded View of Random Stacked Ore Blocks on Levels 1, 2 and 3, composing a Lift Section. The blocks are conditionally formatted so as to visually discern blocks with gold grades from 0.0000 to 0.0295 toz Au/ton, from 0.0295 to 0.0395 toz Au/ton and above 0.0395 toz Au/ton. Once complete, a Lift Section is put under leach for a total of 40 days. Leach solution is pumped to the top of the heap at a rate of approximately 987 gallons per minute, 24/7 to maintain the 0.004-gpm/ft2-application rate on the 246,803 ft2 of Lift Section top surface. X > 0.0395 0.295< x <0.0395 all in toz Au/ton ore X < 0.0295 Figure 3.4 - Exploded View of Random Stacked Ore Blocks on Levels 1, 2 and 3 3.3 Lift Section Construction - Random Placement As ore blocks are sequentially delivered from the pit, the heap is constructed by end dumping 100 tons of ore at a time from the 777D mine trucks (sometimes also termed “plug dumping”). The D8R dozer operating on the heap works to level the plug dumped piles forming a flat surface. Ore blocks are placed in complete rows of 9 blocks 47
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Table 3.5 - Block Removal Sequence and Placement in Rows of 9 Blocks per Row Placement Block Block Placement Block Block Placement Block Block 9 Blocks Removal Gold 9 Blocks Removal Gold 9 Blocks Removal Gold per Row Sequence Grade per Row Sequence Grade per Row Sequence Grade 1 1 0.052 1 28 0.025 1 55 0.067 2 2 0.044 2 29 0.028 2 56 0.058 3 3 0.058 3 30 0.027 3 57 0.031 4 4 0.035 4 31 0.024 4 58 0.035 5 5 0.042 5 32 0.039 5 59 0.036 6 6 0.046 6 33 0.045 6 60 0.079 7 7 0.038 7 34 0.051 7 61 0.068 8 8 0.038 8 35 0.040 8 62 0.056 9 9 0.032 9 36 0.038 9 63 0.060 1 10 0.034 1 37 0.053 1 64 0.035 2 11 0.047 2 38 0.049 2 65 0.042 3 12 0.044 3 39 0.042 3 66 0.042 4 13 0.027 4 40 0.037 4 67 0.067 5 14 0.036 5 41 0.059 5 68 0.072 6 15 0.039 6 42 0.059 6 69 0.078 7 16 0.039 7 43 0.052 7 70 0.082 8 17 0.027 8 44 0.043 8 71 0.075 9 18 0.035 9 45 0.039 9 72 0.074 1 19 0.034 1 46 0.084 1 73 0.023 2 20 0.029 2 47 0.065 2 74 0.024 3 21 0.029 3 48 0.062 3 75 0.025 4 22 0.024 4 49 0.056 4 76 0.023 5 23 0.025 5 50 0.042 5 77 0.023 6 24 0.028 6 51 0.028 6 78 0.024 7 25 0.023 7 52 0.031 7 79 0.025 8 26 0.045 8 53 0.087 8 80 0.028 9 27 0.040 9 54 0.069 9 81 0.025 49
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2Au + 4CN" + 0 2 + 2H20 = 2Au(CN)"2 + H202 + 20H‘ (2) These reactions result in very stable gold-cyanide complexes and occur preferentially in weak alkaline solutions at pH above 10. Mathematical formulas were developed by the author to correlate the concentration of residual gold in ore at any leach time given the initial concentration of gold and the specific leach rate constant for the hypothetical scenarios presented herein. The formula (equation (5)) expressing equally combined exponential fit (equation (3)) and power fit (equation (4)) curves simulate metallurgical leach extraction from a lift section providing the basis upon which leach extraction is modeled. The residual gold grade in ore “C (toz Au/ton ore)”, after a specific number of leach days “t (days)” when starting with a head grade of “Co (initial toz Au/ton ore)” is defined as the average of the concentrations from equation (3) and (4) resulting in equation (5). the exponential fit equation: C=C0e'kt, (3) and the power fit equation: C=C0tb, (4) resulting in the combined fit equation: C=Co(e"^ + tb )/2 (5) The hypothetical exponential and power curve leach rate constants k and b have values of 0.04 days'1 and - 0.43 days'1 (minus 0.43 days'1) respectively. Figure 3.5 - Time vs. Residual Gold Grade (toz Au/ton) Using the Combined Fit Equation, Starting with Minimum, Average and Maximum Grade Ores, Residual Grade Capped at 0.007 toz Au/ton ore, depicts the reduction in ore grade (i.e., depicts the residual grade) with time in ores with various initial grades (i.e., head grades) when leaching commenced. Hypothetical minimum grade capping allows leach extraction to continue with time following this combined curve until a minimum residual gold grade of 0.007 toz 55
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Au/ton is reached. No further leach extraction occurs after the minimum capped grade is reached. It should be noted that the metallurgical heap leach extraction curve represents the overall rate of extraction from a heap and not the dissolution rate of gold in cyanide solution. Included in this rate are all geotechnical and metallurgical rates for all ore blocks taken as a group, commencing with percolation of lixiviant through the heap to the ore particle, imbibition of lixiviant into the particle, reaction of the gold with the lixiviant, drainage of pregnant solution out of the particle and percolation of pregnant solution to the base of the Lift Section. The leach rate at any point in time during leach extraction is the timed rate of change or mathematical derivative (equation (6)) of the leach curve function. leach rate : dC/dt = (C0/2)(-ke'kt + bt15’1) (6) An important observation is how leach rate, after any multiple of days, is still directly related to the initial ore grade unless leaching has continued to the point at which the minimum residual grade is achieved. The curve derived above is used as the leach extraction curve in all modeling of the gold leaching scenarios presented and represents expected overall metallurgical leach extraction from all ore blocks combined and exploited during typical mining operations. This combined curve is presented graphically in Figure 3.5 - Time vs. Residual Gold Grade (toz Au/ton) Using the Combined Fit Equation, Starting with Lower, Average and Higher Initial Ore Grades, Residual Grade Capped at 0.007 toz Au/ton ore. It is important to note that other extraction curves, real or hypothetical, could be used in place of the curve derived above for any of the scenarios presented herein. 56
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0.1400 S 0.1200 c c 1 0.1000 2 ô 0.0800 TJ 5 ° 0.0600 2 o ï 0.0400 (0 3 % 0.0200 S 0.0000 0 10 20 30 40 50 Time - Days Figure 3.5 - Time vs. Residual Gold Grade (toz Au/ton) Using the Combined Fit Equation, Starting with Lower, Average and Higher Initial Ore Grades, Residual Grade Capped at 0.007 toz Au/ton ore Figure 3.6 - Time vs. Gold % Leach Extraction Using the Combined Fit Equation, Starting with Lower, Average and Higher Initial Ore Grades, Residual Grade Capped at 0.007 toz Au/ton ore, presents the same information but with the dependent variable being % leach extraction rather than residual gold grade. An important result is that all of the ores follow identical recovery curves; however, the ores with average and higher initial gold grades are not limited at the end of the 40 day leach cycle by the capped minimum residual gold grade whereas the ore with lower initial gold grade is limited by this constraint. The ores with average and higher initial gold grades would ultimately become limited to the 0.007 toz Au/ton cap with continued leaching. 57
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CHAPTER 4 RESULTS FROM LEACH EXTRACTION MODELING OF SEGREGATED GOLD GRADE PLACEMENT, SCENARIOS 1, 2 AND 3 RESULTS Results obtained from the development and evaluation of the first three heap leach scenarios (Scenarios 1, 2 and 3) described in Chapter III is presented here in Chapter IV. These include extraction results for 1) the random placement scenario; 2) the placement scenario in which ore blocks are segregated and selectively placed by gold ore grades into three groups (Tertiles) through sorting, and 3) the placement scenario in which ore blocks are segregated by gold ore grades into two groups (Splits) through sorting, 4.1 Scenario 1 - Random Placement of a 9 x 9 Lift Section A combined exponential / power model leach curve was presented in Chapter 3, which mathematically represents leach extraction and residual gold grade that would be achieved during a 40 day leach cycle. Application of this model provides an estimation of residual gold grade within an ore block for each ore block in a Lift Section at specific points in time during the leach extraction process. This model was applied to the randomly placed ores presented in Appendices E, F and G 59
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Table 4.1 - Randomly Placed Ores - 9 x 9 Lift Section, Residual Gold Grade (toz Au/ton ore) After 40 Days of Leach, Minimum Residual Grade Capped at 0.007 toz Au/ton Leach Days =______40 9X9 RANDOM HEAP PLACED LEFT TO RIGHT, BACK TO FRONT, LAYER ON LAYER Lift Section Column 1 2 3 4 5 6 7 8 9 Rows 1 0.008 0.008 0.009 0.007 0.008 0.008 0.007 0.007 0.007 2 0.007 0.008 0.008 0.007 0.007 0.007 0.007 0.007 0.007 3 0.007 0.007 0.007 0.007 0.007 0.007 0.007 0.008 0.008 4 0.007 0.007 0.007 0.008 0.008 0.009 0.008 0.007 0.009 5 0.011 0.009 0.008 0.007 0.011 0.012 0.010 0.008 0.007 6 0.014 0.012 0.012 0.010 0.008 0.010 0.014 0.016 0.012 7 0.010 0.009 0.007 0.008 0.010 0.017 0.015 0.012 0.010 8 0.007 0.008 0.011 0.014 0.015 0.012 0.012 0.010 0.010 9 0.008 0.008 0.010 0.009 0.008 0.007 0.008 0.008 0.008 Column Ave 0.0087 0.0083 0.0088 0.0088 0.0090 0.0099 0.0099 0.0092 0.0087 Tertile Ave 0.0086 0.0092 0.0093 Lift Section Ave 0.0090 designates x < 0.00837 toz Au/ton, x is residual grade 4.2 Scenario 2 - Segregated Placement of a 9 x 9 Lift Section The proposed alternative to the random placement of ore blocks presented in Chapter III considers segregating ore blocks of different grades into three separate groups within a Lift Section. Each “Tertile” would contain equal numbers of blocks selectively placed in separate portions of the Lift Section. This produces a low-grade group - Tertile 1, a mid-grade group - Tertile 2 and a high-grade group - Tertile 3. 61
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Table 4.2 - Block Removal and Segregated Heap Placement Sequence in Rows of 3 Ore Columns per Tertile Row, 3 Tertile Rows per Lift Section Row - Level 1 81 Low 81 Mid 81 High Grade Grade Grade Sorted Sorted Sorted Placement Block Block Placement Block Block Placement Block Block 3 Blocks Removal Gold 3 Blocks Removal Gold 3 Blocks Removal Gold per Section Sequence Grade per Section Sequence Grade per Section Sequence Grade 1 13 0.027 1 4 0.035 1 1 0.052 2 17 0.027 2 7 0.038 2 2 0.044 3 20 0.029 3 8 0.038 3 3 0.058 1 21 0.029 1 9 0.032 1 5 0.042 2 22 0.024 2 10 0.034 2 6 0.046 3 23 0.025 3 14 0.036 3 11 0.047 1 24 0.028 1 15 0.039 1 12 0.044 2 25 0.023 2 16 0.039 2 26 0.045 3 28 0.025 3 18 0.035 3 27 0.040 1 29 0.028 1 19 0.034 1 33 0.045 2 30 0.027 2 32 0.039 2 34 0.051 3 31 0.024 3 36 0.038 3 35 0.040 1 51 0.028 1 40 0.037 1 37 0.053 2 73 0.023 2 45 0.039 2 38 0.049 3 74 0.024 3 52 0.031 3 39 0.042 1 75 0.025 1 57 0.031 1 41 0.059 2 76 0.023 2 58 0.035 2 42 0.059 3 77 0.023 3 59 0.036 3 43 0.052 1 78 0.024 1 64 0.035 1 44 0.043 2 79 0.025 2 83 0.030 2 46 0.084 3 80 0.028 3 84 0.036 3 47 0.065 1 81 0.025 1 85 0.036 1 48 0.062 2 82 0.024 2 88 0.031 2 49 0.056 3 86 0.026 3 89 0.036 3 50 0.042 1 87 0.026 1 90 0.039 1 53 0.087 2 92 0.024 2 91 0.030 2 54 0.069 3 93 0.029 3 94 0.034 3 55 0.067 63
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other tertiles (in the case of the 8 x 10 Lift Section, one Split must be leached independently of the other). Other than the ability to sequence leach solution application over tertiles in progressive Lift Sections, such a leach solution application system is essentially identical to one that is capable of only servicing an entire Lift Section at a time, the current practice in industry. The modified leach solution application system would be rotated or switched onto fresh ore three times more frequently when treating the tertiles in comparison to leaching an entire Lift Section at a time. The area placed under leach; however, would be reduced to that covering one tertile, i.e., one-third the area of an entire Lift Section. This leads to the development of a “Tertile Leach Day” which is, by definition, equivalent to one-third of a Lift Section Leach Day, providing one day of lixiviant to only one tertile. The leaching of one complete Lift Section therefore requires 120 Tertile Leach Days, which is equivalent to 40 Lift Section Leach Days. Ultimately, the leaching of tertiles compared to the leaching of entire Lift Sections allows for individual treatment of ores segregated into tertiles while physically involving essentially the same equipment and operating labor. The author has termed this technique “Variable Leach Duration Sequencing (VLDS)”. Table 4.5 - Segregated Placement - 9 x 9 Lift Section Residual Gold Grade (toz Au/ton ore) After 29, 39 and 52 Days of Leach in Tertiles 1 through 3, Respectively, Grade Capped at 0.007 toz Au/ton, summarizes the results obtained from leaching the segregated placement - 9 x 9 Lift Section for the days indicated. 70
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Table 4.5 - Segregated Placement -9 x9 Lift Section Residual Gold Grade (toz Au/ton ore) After 29, 39 and 52 Days of Leach in Tertiles 1 through 3, Respectively, Grade Capped at 0.007 toz Au/ton Leach Days = t1 = 29 t2= 39 t3= 52 9X9 SORTED HEAP PLACED LEFT TO RIGHT, BACK TO FRON1F, LAYER ON LAYER Lift Section Column 1 2 3 4 5 6 7 8 9 Rows 1 0.007 0.007 0.007 0.008 0.007 0.007 0.010 0.009 0.011 2 0.008 0.007 0.007 0.007 0.007 0.007 0.012 0.011 0.009 3 0.007 0.007 0.007 0.008 0.007 0.007 0.007 0.008 0.010 4 0.007 0.008 0.008 0.007 0.008 0.007 0.013 0.013 0.011 5 0.007 0.007 0.007 0.007 0.008 0.007 0.009 0.009 0.010 6 0.007 0.007 0.007 0.007 0.007 0.007 0.012 0.009 0.008 7 0.007 0.007 0.007 0.007 0.007 0.007 0.008 0.011 0.010 8 0.007 0.007 0.007 0.007 0.007 0.007 0.010 0.010 0.008 9 0.007 0.007 0.008 0.008 0.008 0.007 0.009 0.010 0.010 Column Ave 0.0073 0.0072 0.0074 0.0074 0.0074 0.0073 0.0099 0.0100 0.0096 Tertile Ave 0.0073 0.0073 0.0099 Lift Section Ave 0.0082 designates x < 0.00837 toz Au/ton residual ore grade A comparison between leaching the randomly placed ores for 40 days and leaching the segregated ores for 29, 39 and 52 days in Tertiles 1 through 3 respectively is presented in Table 4.6 - Random versus Segregated Leach Comparison, Residual Gold Grade (toz Au/ton ore) - 9 x 9 Lift Section, Tertiles leached for 29, 39, and 52 Days vs. 40 Day Lift Section Leach. This comparison between Segregated and Random Lift Sections indicates that the leaching of segregated ores attains a 9.69% lower overall residual gold grade with an overall extraction increase of 2.13%. A substantially greater number of Tertile Columns in Tertiles 1 and 2 are leached below the 40-day residual gold grade of 0.00837 toz Au/ton when the ores are segregated and leached using VLDS versus random placement and 40 days of leaching on an entire Lift Section. Further, note the relatively high residual gold grade that remains in Tertile 3. 71
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Table 4.6 - Random versus Segregated Leach Comparison, Residual Gold Grade (toz Au/ton ore) -9x9 Lift Section, Tertiles leached for 29, 39, and 52 Days vs. 40 Day Lift Section Leach 9X9 SORTED hEAP PLACED LEFT TO RIGHT, BACK TO FRONT, LAYER ON LAYER Leach Days = t1= | 29 t2= 39 t3= 52 Column Ave 0.0073 0.0072 0.0074 0.0074 0.0074 0.0073 0.0099 0.0100 0.0096 Tertile Ave 0.0073 0.0073 0.0099 Lift Section Ave 0.0082 I 9X9 RANDOM HEAP PLACED LEFT TO RIGHT, BACK TO FRONT, LAYER ON LAYER Leach Days = 40 Column Ave 0.0087 0.0083 0.0088 0.0088 0.0090 0.0099 0.0099 0.0092 0.0087 Tertile Ave 0.0086 0.0092 0.0093 Lift Section Ave 0.0090 designates x < 0.00837 toz Au/ton residual ore grade The higher-grade ores in Tertile 3 are separate from those in Tertiles 1 and 2 and can therefore be leached for some additional time as necessary to achieve improved economic recovery as determined by mine management. Given the same economics (i.e., discounted cash flow rate of return) as appropriate for leaching of the randomly placed ores after 40 days, leaching should continue in Tertile 3 until a leach rate of 0.000135 toz Au/ton day is reached. This rate occurs at approximately 58 Tertile Leach Days. To obtain the additional Tertile Leach Days (58 - 52 = ), total lixiviant to the tertile would 6 6 need to be increased by approximately 5% / 120 Tertile Leach Days increase) to allow (6 58 rather than 52 Tertile Leach Days of Tertile 3. Additional calculations were performed to investigate the same scenario if 64 Tertile Leach Days were used, to bring the final residual gold grades in Tertile 3 nearer those in Tertiles 1 and 2. This would represent a 10% increase in lixiviant to the tertile. Table 4.7 - Random versus Segregated Leach Comparison, Residual Gold Grade (toz 72
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Au/ton ore) - 9 x 9 Lift Section, Tertiles leached for 29, 39, 52, 58 and 64 Days, vs. 40 Day Lift Section Leach, compares these scenario to the 40 day leach of randomly placed ores. Table 4.7 - Random versus Segregated Leach Comparison, Residual Gold Grade (toz Au/ton ore) -9 x 9 Lift Section, Tertiles Leached for 29, 39, 52, 58 and 64 Days vs. 40 Day Lift Section Leach 9X9 SORTED HEAP PLACED LEFT TO RIGHT, BACK TO FRONT, LAYER ON LAYER Leach Days = Tertile 1 = 29 Tertile 2 = 39 Tertile 3 = 52 Column Ave 0.0073 0.0072 0.0074 0.0074 0.0074 0.0073 0.0099 0.0100 0.0096 Tertile Ave 0.0073 0.0073 0.0099 Lift Section Ave 0.0082 Leach Days = Tertile 1 = 29 Tertile 2 = 39 Tertile 3 = 58 Column Ave 0.0073 0.0072 0.0074 0.0074 0.0074 0.0073 0.0091 0.0091 0.0088 Tertile Ave 0.0073 0.0073 0.0090 Lift Section Ave 0.0079 Leach Days = Tertile 1 = 29 Tertile 2= 39 Tertile 3 = 64 Column Ave 0.0073 0.0072 0.0074 0.0074 0.0074 0.0073 0.0085 0.0084 0.0082 Tertile Ave 0.0073 0.0073 0.0084 Lift Section Ave 0.0077 9X9 RANDOM HEAP PLACED LEFT TO RIGHT, BACK TO FRONT, LAYER ON LAYER Leach Days = 40 Column Ave 0.0087 0.0083 0.0088 0.0088 0.0090 0.0099 0.0099 0.0092 0.0087 Tertile Ave 0.0086 0.0092 0.0093 Lift Section Ave 0.0090 designates x < 0.00837 toz Au/ton residual ore grade Comparison of the Segregated to Random Lift Section with yet an additional 6 days of leaching in Tertile 3 beyond the originally scheduled 52 day leach duration (to 58 days total), indicates that segregation with additional leaching attains an overall residual gold grade approximately 12.9% lower than random placement with an overall leach extraction increase of 2.8%. An additional 12 days of leaching in Tertile 3 beyond the 73
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Table 4.11 - Segregated Placement -8x10 Lift Section Residual Gold Grade (toz Au/ton ore) After 27 and 53 Days of Leach in the Low-Grade and High-Grade Splits, Respectively, Grade Capped at 0.007 toz Au/ton 8X10 SORTED HEAP PLACED LEFT TO RIGHT, BACK TO FRONT, LAYER ON LAYER ON LAYER Leach Days = Split 1 = 27 Split 2 = 53 Lift Section Column 1 2 3 4 5 6 7 8 Rows 1 0.009 0.009 0 008 0.007 0.007 0.007 0.007 0.007 2 0.008 0.008 0.007 0.007 0.007 0.007 0.007 0.007 3 0,008 0.008 0.008 0.009 0.009 0.010 0.009 0.008 4 0.008 0.008 0.008 0.007 0.008 0.007 0.008 0.009 5 0.008 0.007 0.008 0.008 0.008 0.008 0.007 r 0.008 6 0.008 0.009 0.009 0.008 0.007 0.009 0.010 0.008 7 0.009 0.009 0.008 0.008 0.011 0.013 0.013 0.014 8 0.008 0.008 0.008 0.008 0.014 0.013 0.010 0.010 9 0.008 0.009 0.008 0.008 0.007 0.007 0.007 0.007 10 0.008 0.009 0.009 0.008 0.007 0.007 0.007 0.007 Column Ave 0.008 0.008 0.008 0.008 0.009 0.009 0.009 0.008 Tertile Ave 0.0081 0.0086 Lift Section Ave 0.0083 designates x < 0.00837 toz Au/ton residual ore grade A comparison between leaching the randomly placed ores for 40 days and leaching the segregated ores for 27 and 53 days in the Lift Section Splits is presented in Table 4.12 - Random versus Segregated Leach Comparison, Residual Gold Grade (toz Au/ton ore) - 8 x 1 0 Lift Section, Splits Leached for 27 and 53 Days, vs. 40 Day Lift Section Leach. Comparison of the Segregated to Random Lift Section for the Split scenario indicates that segregation attains an overall residual gold grade approximately 4.62% lower than random placement with an overall leach extraction increase of 0.98%. An important observation is that more Split Lift Section Columns are leached below the 40- day residual gold grade of 0.00837 toz Au/ton when the ores are segregated and leached 80
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using VLDS then when random placement and a subsequent 40 days of leaching is employed. Table 4.12 - Random versus Segregated Leach Comparison, Residual Gold Grade (toz Au/ton ore) -8x10 Lift Section, Splits Leached for 27 and 53 Days, vs. 40 Day Lift Section Leach 8X10 SORTED HEAP PLACED LEFT TO RIGHT, BACK TO FRONT, LAYER ON LAYER Leach Days = t1 = 27 t2= 53 Column Ave 0.008 0.008 0.008 0.008 0.009 0.009 0.009 0.008 Tertile Ave 0.0081 0.0086 Lift Section Ave 0.0083 8X10 RANDOM HEAP PLACED LEFT TO RIGHT, BACK TO FRONT, LAYER ON LAYER Leach Days = 40 Column Ave 0.009 0.010 0.009 0.009 0.008 0.008 0.007 0.008 Tertile Ave 0.0096 0.0079 Lift Section Ave 0.0087 designates x < 0.00837 toz Au/ton residual ore grade The reduced enhancement in leach extraction due to segregation into splits rather than tertiles (halves rather than thirds) was anticipated given that better metallurgical results are commonly obtained when ores are selectively treated for their specific characteristics (Miller, G, 1998). Segregating into tertiles rather than splits allows more selective treatment of the ores thereby comparatively improving on overall leach extraction. 81
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5.1 Scenario 4 - Tertile Averaging of Cyanide Consumption in Ore Columns Segregated by Gold Grade A method to reduce the possibility of inadvertently stacking higher-grade deleterious copper (i.e., with higher cyanide consumptions) in ore columns when segregating gold grades for placement on a heap was developed. An integer programming method to determine the optimal sequential placement of ore blocks to achieve the best overall average cyanide consumption (lbs CN/ton ore) within the Tertile Rows was formulated. In every Tertile Row, each 3 Levels deep, there are 9 ore blocks making up 3 ore columns. This is depicted in Figure 5.1 - Generic Tertile Rows, Location of Blocks. Xjj Block Location X X X 31 32 33 X X X 21 22 23 Xu X X 12 13 Figure 5.1 - Generic Tertile Rows, Location of Blocks In Figure 5.1, the ore columns, from the bottom-up, consist of blocks Xu, X and 21 X ; blocks X , X and X ; and blocks X , X , and X . The overall objective is to 31 12 22 32 13 23 33 determine the best location to place each block in each ore column so as to yield ore column cyanide consumptions (in lbs CN/ton ore) closest to the overall Tertile Row average cyanide consumption, thereby uniformly minimizing the possibility of negatively influencing gold leach extraction by preventing high concentrations of cyanide soluble copper from occurring in any one ore column. The integer programming formulation for this problem is given in Table 5.2 - Formulation for Tertile Row Averaging. 85
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The objective function, to minimize Mi + M2 + M3 +.... +M36, Where Mi is defined as the root-mean-square of the differences between the ore column averages and the Tertile Row average for each permutation of the “ith” ore column of 9 stacked ore blocks in a Tertile Row. This is subject to constraints allowing only 3 ore columns in a Tertile Row, no duplicates allowed. Mi can be found by first calculating ore column cyanide consumption averages for all possible ore column combinations followed by solving for the lowest root-mean- square average of the difference between the ore column averages and the Tertile Row averages. The number of possible combinations of ore blocks that must be considered is 3 x 3 x 3 = 27. However, given that the blocks cannot be placed on any other level than the level on which they sequentially occur as delivered from the mine, and that the arrangement of the blocks on the lowest level is inconsequential to the averaging that is to occur through optimized placement of the blocks in the upper 2 levels, the number of possible permutations is 3! for the second level times 3! for the third level; the total number of permutations therefore being 3 ! X 3 ! = 36. 86
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- Averaged Cyanide Consumption (lbs CN/ton ore) by Tertile Row. Table 5.3 of the same title presents a summary of the Tertile Row Averages from this Appendix. The number of ore columns expected to consume between 1.8 and 2.0 lbs CN/ton ore due to deleterious cyanide soluble copper have increased from 25 in both the random and segregated (by gold grade) placement scenarios to 35 after averaging. However, the number of ore columns expected to consume between 2.0 and 2.2 lbs CN/ton ore have decreased from 12 in the random case and 13 in the segregated (by gold grade) case to 5 after averaging. Further, after averaging, there are no ore columns with a greater consumption than 2.2 lbs CN/ton ore as encountered in the random placement scenario. Averaging in this way allows leach solution to be applied consistently on the tertiles without concern of exhausting cyanide concentration, due to high deleterious cyanide soluble copper content, toward the bottom of an ore column during leaching. Averaging thereby also prevents large unwanted increases in copper cyanide concentrations in the pregnant solution feed to the recovery plant. 90
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CHAPTER 6 SUMMARY OF THE RESEARCH RESULTS A model of a generic gold mining operation was developed based on ore grades from an actual deposit. The objective in developing this model was to prepare a basis upon which comparisons in metallurgical leach extraction could be made between ores placed randomly and ores placed selectively. A substantial amount of information regarding mine and process operations was not included in the model providing focus on the placement of ore blocks while preventing dilution of critical mine and heap criteria with superfluous detail. All necessary and sufficient design criteria and information is provided to make the appropriate comparisons. Presented in this model is a mine plan for one bench level, a mine schedule detailing ore production, mine equipment identification, mine operation plans, heap leach design criteria, heap construction plans, leach extraction analysis and the salient ore characteristics of gold grade and cyanide consumption. Constraints applied to gold grade and cyanide consumption form the basis upon which selective placement was determined. It should be noted that these mine and heap design, construction and operating parameters would commonly be determined during mine feasibility studies and final engineering including the results from all appropriate geotechnical and metallurgical testing for a specific deposit and location. Although the parameters in this model appear to be simplified and generalized, they are actually to the level of detail used by industry to design and construct such operations. 97
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Development of the five scenarios in the previous chapters has yielded results demonstrating benefits attributable to selective ore placement and ore treatment during heap construction and leaching operations, respectively. 6.1 Scenario 1 A representative Lift Section of a heap was modeled by randomly placing 243 ore blocks in a configuration 9 rows (Lift Section Rows) long, 9 columns (Lift Section Columns) wide, and 3 levels deep. The average gold ore grades of the ore columns formed by this Lift Section construction technique are given in Table 3.6 - Average Ore Column Gold Grades (toz Au/ton) of Blocks Randomly Placed on the Lift Section 9 Blocks per Row, 9 Rows and 3 Levels Deep. Metallurgical leach extraction curves were developed and used to estimate residual ore grade on this Lift Section after 40 days of leaching. Leach extraction model results indicate leach extraction of 78.1% of the gold in the Lift Section and an overall leach rate of 0.00014 toz Au/ton day at cessation of leaching at 40 days. 6.2 Scenario 2 A Lift Section identical in size and shape to that in Scenario 1 is considered in Scenario 2 wherein the same 243 ore blocks are segregated into 3 equal Tertile groups by gold grade. As was expected, leaching of the entire Lift Section for 40 days resulted in the same leach extraction as that achieved by the Lift Section in which the blocks were placed randomly. Segregated placement presents the advantage of allowing discreet leaching to occur for each specific tertile group. Exploiting this advantage, it was demonstrated that leach extraction in Tertiles 1 and 2 (the low-grade and mid-grade ores, respectively), was 98
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as complete after 29 and 39 days of lixiviant application, respectively, as would be achieved from these ore grades after a full 40-day leach period. Further, reducing the total leach days for these two lower grade Tertiles allowed for an additional 12 days of lixiviant application (for a total of 52 Tertile Leach Days) on Tertile 3. On this basis, the concept of variable leach duration sequencing (VLDS) was developed in which each of the tertiles are leached for different durations depending on their respective leach requirements. The leaching of Tertiles 1 through 3 for 29, 39 and 52 days, respectively, resulted in an overall leach extraction of 80.2%, an improvement of 2.1% over the leach extraction achieved from the randomly placed Lift Section. Beyond this improvement, it was shown that the ore blocks in Tertile 3 still contained sufficient gold grade for economic leaching to continue beyond 52 days, an opportunity that would not be available if the ores had been placed randomly. Extending the leach period in Tertile 3 by an additional 6 and an additional 12 Tertile leach days improved overall leach extraction to 80.9% and 81.4%, respectively. In this way, an overall improvement in leach extraction of 3.3 % was achieved by segregated placement and VLDS. 6.3 Scenario 3 A Lift Section containing 240 ore blocks placed in a configuration 8 rows (Lift Section Rows) long, 10 columns (Lift Section Columns) wide, and 3 levels deep was modeled to approximate the previously modeled Lift Section containing 243 ore blocks described in Scenario 2. The three ore blocks removed from the original group of 243 had gold grades nearest the mean (two immediately below and one immediately above). The objective of developing the 8 x 10 Lift Section was to compare segregation and leach extraction from the Splits to segregation and leach extraction from the Tertiles. 99
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Leach extraction from the 8 x 10 Lift Section was the same at 40 days as that obtained from the 9 x 9 Lift Section. Leaching of the lower and higher grade splits for 27 and 53 days, respectively, resulted in a 1.0% leach extraction increase to 79.1%; a smaller increase in comparison to the 2.1% leach extraction increase to 80.2% achieved by segregated placement and leaching of the tertiles. This result demonstrates that additional segregation from Splits to Tertiles subsequently followed by VLDS for the segregated ore columns provides additional extraction. More generally, the greater the opportunity to treat a specific ore characteristic, the greater the ultimate opportunity for enhanced return on the effort invested. 6.4 Scenario 4 Deleterious cyanide soluble copper, inherent to the gold ore, can consume significant amounts of cyanide (lbs CN/ton ore) during the leach extraction process. Although acceptable up to levels of 2.0 lbs CN/ton ore consumption, levels above this can reduce leach extraction by weakening the concentration of the lixiviant and can cause copper loading problems during metal recovery in the process plant. Cyanide consumption, like gold grade, is an ore characteristic not constant throughout the ore blocks in the modeled deposit. Cyanide consumption distribution statistics for the ore blocks were developed and presented in Table 3.3. As ore blocks are placed three levels deep forming ore columns during Lift Section construction, there is a possibility of inadvertently forming several ore columns high in cyanide consumption. An integer programming technique to reduce the random possibility of placing several ore blocks inherently high in cyanide consumption on top of one another was developed for application to the tertile rows (three blocks wide). A Lift Section identical to that in Scenario 2, wherein the 243 ore blocks were to be segregated by gold grade for placement into 3 equal tertile groups, was further evaluated for cyanide consumption. 100
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The segregated placement by gold grade into the tertiles was maintained while cyanide consumption was averaged through selective placement across the tertile rows. This prevented the inadvertent random formation of ore columns substantially higher than average in cyanide consumption. Applying this technique increased the number of ore columns expected to consume between 1.8 and 2.0 lbs CN/ton ore 40% from 25 to 35 after averaging in both the random and segregated (by gold grade) placement scenarios. The number of ore columns expected to consume between 2.0 and 2.2 lbs CN/ton ore; however, decreased by 60% from 12 in the random case and 13 in the segregated (by gold grade) case to 5 after averaging. There were no ore columns with greater than 2.2 lbs CN/ton ore cyanide consumption after averaging the tertile rows as were encountered in the random placement scenario. 6.5 Scenario 5 The need to average deleterious content in ore columns through selective placement may be required regardless if ores are to be segregated or not. Formulation of an integer programming method to average across entire Lift Section Rows (9 blocks wide) was considered. It was quickly realized; however, that the effort needed to determine the optimum solution would be substantial while the useful value of such a solution would be no better than accepting a slightly less optimal solution; the ability and accuracy of estimating cyanide consumption in actuality being far less than perfect. A simple heuristic approach was developed to determine near optimal averaged placement wherein the Lift Section Row composed of 3 levels of 9 ore blocks each (27 ore blocks total) to be placed on top of one another are sorted in ascending order. The level with the greatest range in cyanide consumption values remains in the sorted 101
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sequence generated and will be placed in this order. The level with the second largest range of cyanide consumption is sequentially reversed (sequencing this row in descending order) and will thereby be placed with block values from high to low cyanide consumption, diametrically opposed to the placement in the first level from low to high. The cyanide consumption values of these two rows are then added. The final level to be considered, with the smallest range of cyanide consumption, is added where necessary to minimize the range of cyanide consumption values when all three blocks making up each ore column are averaged. In this way a lift section row is averaged across all nine ore columns. It is important to recall during this solution that block placement may be manipulated within the rows but not between levels, these being dictated by the mine block removal sequence. A substantial improvement in averaging cyanide consumption in ore columns across the entire Lift Section was achieved through the application of this technique. The number of ore columns expected to consume between 1.8 and 2.0 lbs CN/ton increased from 25 in both the random and segregated placement scenarios to 34 after averaging across the 9 Lift Section Rows. However, there are now no ore columns expected to consume greater than 2.0 lbs CN/ton ore after Lift Section averaging, a total elimination of the 13 ore columns exhibiting this amount of cyanide consumption when placed randomly. Considering that 5 ore columns remained above 2.0 lb CN/ton cyanide consumption in the optimal solution obtained for tertile row averaging while none remain here, it incorrectly appears that this solution outperforms the optimal solution. The averaging across all nine ore columns in a Lift Section Row; however, is a different problem than averaging of tertile rows, the former allowing more flexibility to achieve a better average. These various techniques and analysis may be applied to any combination of selective ore placements, ore characteristics, leach extraction rates and lixiviant variations. More accurate information regarding these characteristics and parameters delivers more accurate results. 102
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CHAPTER 7 ADVANTAGES OF SELECTIVE ORE PLACEMENT APPLIED DURING HEAP CONSTRUCTION AND OBSERVATIONS PERTAINING THERETO Selective placement of ores on a heap leach pad is the final opportunity mine operations have to assist and enhance the leach extraction process before actual leach operations commence. The concept of selective ore placement contrasts current state-of- the-art practice whereby ores are placed randomly on a heap in the order received from the mine at locations decided by the mine equipment operators “on the fly". Use of selective placement has the potential to improve heap leach consistency, predictability and overall metallurgical leach extraction. This is accomplished by precision placement of ores graded by characteristic in appropriate groups and combinations for targeted leaching opportunities with alternative lixiviant suites and concentrations. Further, selective placement, when applicable and properly employed, reduces both solid and liquid inventory by providing a more efficient first leach cycle resulting in higher overall leach extractions. All components necessary to enable selective placement are commercially available and often already in use at mine sites. Until the early 1990’s, conventional mine survey using theodolite and stadia rod was employed exclusively to spatially locate ores within an open pit. With launch and orbit insertion of the 24th and final Navigation Satellite Timing And Ranging Global Positioning System (Navstar) satellite on January 17th, 103
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1994, the global positioning system (GPS) became fully operational. The system was made available for commercial use in 1996. GPS allows precision real time location of equipment and ore blocks within an open pit mine to accuracies within 2 cm horizontal and 10 cm vertical (Leica, 2007). Further, GPS is commonly installed on each piece of ore contacting equipment in a mine fleet and can be used to direct such a fleet in real time during mine operations. GPS is the enabling technology allowing selective placement to occur simply and economically in real time. Mine planning has also advanced substantially in the late 20th century since the advent of the computer and the development of mine planning software. Until this time, drill data interpretation, block modeling and resource/reserve estimation were performed through rigorous and repetitive calculation in conjunction with hand drawn graphic support including statistical analysis, geometric modeling and cartographic presentation techniques. Mine planning software today provides quick, accurate and affordable methods to store and analyze data, model a deposit, optimize a reserve, prepare a mine plan and track the location of ore and waste materials as mining progresses when used in conjunction with GPS. Proper application of geostatistics and optimization routines allow mine operators to evaluate a multitude of physical mine plans and operating scenarios before mining commences, ultimately allowing the most profitable mining opportunity to be identified and pursued. Several techniques with potential to improve leach extraction from heap leach operations through selective placement and treatment of ores were investigated. Design criteria for pertinent components of an open pit mine, heap leach pad and process plant were developed, allowing various selective ore placement and leach extraction scenarios to be modeled. Ore block grade and size data for a mine bench was obtained for a real yet undisclosed gold deposit in the American Southwest. A mine schedule and ore block removal/heap delivery sequence was developed from this bench data. Heap lift section configurations containing 240 to 243 blocks were developed in which the ore 104
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characteristics of gold grade (toz Au/ton ore) and cyanide consumption (lbs CN/ton ore) due to deleterious cyanide soluble copper were spatially retained for each ore block within the model. Combined exponential and power decay functions representing gold leach extraction curves were developed from which residual gold grades in the ores could be determined for any given time within the leach cycle. Five scenarios were developed using this model wherein specific consideration was giving to ore placement and resulting leach extraction. The first three scenarios compared leach extraction results from randomly placed ores with various grades to those ores segregated by grade into two and three portions (splits and tertiles). The last two scenarios focused on the averaging of deleterious constituents specifically within the segregated groups of ore and within an entire lift section. Varying the duration of lixiviant application to the segregated portions of the lift section, as appropriate for the gold grade contained within that portion, increased modeled leach extraction. The term “variable leach duration sequencing or VLDS” was coined to represent this process. Leach duration was proportionally extended for higher- grade heap volumes and decreased for lower-grade heap volumes to the extent that leach rate for the specific heap volume at cessation of leaching that volume was approximately equal to that of the overall leach rate for the randomly placed heap at 40 days. In this way, leach extraction from any heap volume resulting from segregated ore placement was always maintained at or above the economic bounds accepted for a randomly placed heap. Further, VLDS provides a hydrostatic head in adjacent portions of ore under leach, thereby driving solution away from longer leached ore and forcing the fresh solution to collection at the base of the heap. This is different than typical leaching in which there is no resisting hydrostatic head, allowing fresh leach solution to percolate back into previously leached material. Beyond allowing equal amounts of lixiviant to be applied in both the random and segregated scenarios, it was demonstrated that residual ore grades in the higher-grade heap volumes were sufficient to allow additional leaching to be performed on an 105
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economically viable basis. Additional leaching of these higher-grade heap volumes was again justified by accepting that the final leach rate for a segregated heap volume could be equivalent to the overall leach rate for the randomly placed heap at 40 days. It is important to observe that although division of the lift section into thirds (tertiles) was the method used herein, division into halves (splits) already showed improvement. Further improvements may be achieved by segregation of ores into even more groups provided that mine and heap leach operations are not logistically impacted to the point at which the cost of segregating and leaching the ores is greater than the value of the increased extraction. The problem of unintentionally constructing lift sections with multiple ore columns bearing inordinately high deleterious cyanide soluble copper content was overcome by averaging the cyanide consumption characteristic of the ore through selective placement during lift section construction. This was performed for both the tertile rows in the segregated heap volumes and for entire lift section rows for the case when segregation by gold grade was not used. A substantial reduction in the number of ore columns with average cyanide consumption above 2.0 lbs CN/ton ore was achieved. As expected, cyanide consumption averages increased slightly in many of the ore columns as the ore blocks with characteristically higher cyanide consumption values were redistributed throughout all the ore columns within the lift section. Averaging of the deleterious cyanide consumption may be considered analogous to the blending of ores in milling operations; blending being a long understood and well established technique in the industry. Conversely, segregation of ores by characteristic may have beneficial applications in milling operations. Commonly, ores are blended in milling operations to provide consistent feed for the subsequent physical and/or chemical extraction and recovery processes employed after mineral liberation. There are; however, occasions when, due to the established mine plan, there is insufficient availability of ores with specific characteristics to blend, thereby forcing mill operations to process "off- blend” material not optimal for the current operations and processes. By segregating ores 106
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with such characteristics, milling operations may be adjusted to optimize recovery from each specific “off-blend” ore mixture, possibly providing a higher overall extraction and/or recovery alternative. Unfortunately, much more effort is typically required to modify milling operations thereby precluding such efforts in favor of increased negotiations with mine operations to provide a more favorable blended suite of ores to the mill. There is an obvious but less quantifiable aspect to segregating by ore characteristic. In the case of ore grade, as developed herein, the high-grade portion of ore is segregated into a volume one-third that of the entire heap volume allowing more aggressive leach extraction techniques to be employed on this material. Although not discussed or considered herein, there are several other techniques that may be applied during the leach cycle beyond additional leach time. These other techniques include chemical modifications such as increased reagent concentration and/or additions/modifications to the lixiviant content and geotechnical modifications such as increased lixiviant application rate and or surging of lixiviant to promote imbibition and drainage. The use of surfactant to modify lixiviant surface tension is a chemical modification that affects heap geotechniques. Selective placement of ores by ore characteristic on a leach pad requires a concerted effort by both mine and process personnel. Most mines already use the GPS and mine software components needed to enable selective placement and could easily adapt these systems for that purpose. Gold grade and cyanide consumption results derived from operational sampling and analyses suites that are commonly used to control heap leach operations would provide a sufficient basis upon which to employ the selective placement techniques demonstrated herein. Enhanced sampling and analysis techniques should be developed to complement and/or replace current methods. Such techniques would need to be both accurate and timely, thereby allowing selective ore placement decisions to be made in confidence and within the required mine/load/haul/dump time frame. These may include the use of in-line or on-stream x-ray diffraction, radioactive density 107
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measurement, photographic particle size analyses, mineralogical examination, quick permeability tests, reagent shake tests, gravity tests, other wet chemistry tests and possibly determination of rock quality designation (RQD), as may be provided real time by Caterpillar’s Aquila Drill Management System, when correlated to drill logs and the geologic record. Accurate results from such analysis, if consistently obtainable within the limited time allowed, would provide even greater opportunities to improve leach extraction when selective placement techniques are used. Further, once selective placement is adopted and in place, there are essentially no additional costs associated with using this technique. Selective heap placement scenarios beyond simple segregation and averaging may further improve heap extraction. Material may be stockpiled, reclaimed and delivered to a leach pad so as to perform similar optimization on crushed ore products. Other techniques may include segregating ore blocks into four or more groups (rather than three or less groups demonstrated herein) depending on the operating objectives and constraints. Opportunities include the placement of low permeability material all one area, possibly with the lowest grade material. Alternatively, it may be determined that sequentially placing low permeability materials in a checkerboard design allows for the best solution flow and leach extraction. Regardless of the improvements achieved through selective placement and targeted leaching, the selective ore placement process is still dependent to a great extent on the sequence in which mine blocks are delivered to the heap. Advanced understanding of ore block characteristics and their interaction during the leach cycle could provide useful information to mine management whereby a mine plan may be developed dedicated to providing an ore block sequence that supports selective placement. Such interaction between mine and heap operations would provide the basis wherein truly optimal leach extraction may be achieved. It must be recognized that a Lift Section is only a small portion of a heap and that several lifts are ultimately placed on top of one another to form the heap. Some 108
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CHAPTER VIII CONCLUSIONS AND RECOMMENDATIONS Selective placement of ores during heap construction has the potential to improve heap leach consistency, predictability and overall metallurgical leach extraction. When applicable and properly applied, selective placement reduces both solid and liquid inventory by providing a more efficient and higher yielding first leach extraction cycle. Equipment, systems and software currently used by the mining industry fully support selective placement techniques. Enabling technologies include use of the global positioning system to direct the mine fleet from excavation through placement of ores on a leach pad and advanced mine software capable of manipulating and storing information about ore characteristics and location, both before excavation and after placement. The hypothetical design criteria developed for pertinent components of an open pit mine to be operated in conjunction with a heap leach pad and process plant were used to model various selective ore placement and leach extraction scenarios. This included the development of a mine plan and ore block excavation and heap delivery schedule. An overall mathematical heap leach extraction profile was also developed to reflect the residual gold grades in the ores during leaching. In all cases, actual data could be directly substituted for the hypothetical and results relating to specific ores and leach parameters could be quickly developed. To evaluate the effectiveness of selective placement in comparison to random placement with regard improve leach extraction and efficiency several alternate selective placement scenarios were developed and tested using these design criteria. Alternative 111
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scenarios demonstrated include segregation of ores by grade and averaging of ores by their deleterious characteristics. Leach parameters to improve, if not optimize leach extraction were developed for consideration for each selectively placed volume of ore. Variable Leach Duration Sequencing is one such application proposed herein through which higher-grade ores are treated for longer periods of time than would be afforded during the leaching of randomly placed ores. It was demonstrated through these evaluations that residual ore grades in the higher-grade heap volumes were sufficient to allow additional economic leaching thereby improving overall leach extraction. Selective placement techniques as applied to deleterious cyanide consumption yielded a substantial reduction in the number of ore columns that would consume more than the pre-determined acceptable amount of cyanide. Implications are that selective placement used in this way would improve leach extraction through lixiviant conservation within specific ore columns. Ultimately, selective ore placement must be considered during mine planning so as to optimize leach extraction by obtaining the best-sequenced ore excavation and placement scenario possible. Academically there are multiple opportunities for research stemming from selective ore placement. These include the development of quick, concise and useful ore characterization techniques; development of advanced selective placement techniques for use on ores with specific characteristics; and development of advanced leaching techniques designed to improve extraction, reduce costs and enhance the consistency and predictability of heap leach operations. Development of additional sampling and analysis techniques for gold, copper and other ores that may complement or replace current methods should be aimed at enhancing leach extraction and beneficiation processes for specific ores. Accurate results from such analysis, if consistently obtainable within the limited time allowed, would provide even greater opportunities to improve leach extraction when selective placement techniques 112
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are used. Such analyses should be conducted on a frequency predicated by the variability of the ore. More detail and time consuming analysis should also be performed when it is determined that the ores to be encountered have characteristically changed enough to potentially affect metallurgical performance. Selective heap placement scenarios beyond simple segregation and averaging may further improve heap extraction. Material may be stockpiled, reclaimed and delivered to a leach pad so as to perform similar optimization on crushed ore products. Other techniques may include segregating ore blocks into four or more groups (rather than three or less groups as demonstrated herein) depending on the operating objectives and constraints. Opportunities include the placement of low permeability material all one area, possibly with the lowest grade material. Alternatively, it may be determined that sequentially placing low permeability materials in a checkerboard design allows for the best solution flow and leach extraction. It may also be desirable to maximize the minimum number of blocks meeting some criteria or to minimize the maximum number of blocks meeting some criteria. The number and variety of potentially applicable selective placement scenarios to optimize metallurgical performance is boundless. Advanced leach techniques that may be applied during the leach cycle include chemical enhancements and modifications such as increased reagent concentration and/or additions/modifications to the lixiviant content and geotechnical modifications such as increased lixiviant application rate and/or surging of lixiviant to promote imbibition and drainage. The use of surfactant to modify lixiviant surface tension is a chemical modification that affects heap geotechniques. Computerized operating systems working in conjunction with the GPS should be developed to store, interpret and integrate the information generated from the mine plan, block model and last minute metallurgical testwork results obtained from tests performed on production drill cuttings. A mine operating system component capable of quickly determining where and when ores exhibiting specific inherent characteristics are to be placed would be interfaced with the existing system allowing implementation of the 113
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selective placement process. Lixiviant application and leach extraction would be monitored to quantify the applied process parameters and substantiate the leach extractions achieved. Mine planning software, previously accommodating only mine related information, would track both the spatial locations and characteristics of ore blocks from mine to heap including all records of lixiviant application and leach extraction. Topsoil and waste rock block locations, quantities and characteristics would concurrently be tracked and stored for later use as needed for dealing with reclamation and site-closure issues. Such mine system integration ultimately allows progressive optimization steps including selective ore placement to be applied. As with most all mining industry innovations, it will take the commitment of mine management and cohesive interaction between mine and process operations to support the use of selective placement, ultimately leading to improved metallurgical leach extraction. For a relatively insignificant cost, mine operations have the opportunity to adapt their current GPS and software technologies so as to integrate selective placement into their mine planning and operating systems. Financial entities that fund mining ventures have an opportunity to increase revenues and reduce their risk by supporting the use of selective placement techniques when applicable. Engineering and equipment sales firms may enhance their portfolio of capabilities and products used to win sales from mine operators by providing engineering and equipment geared to support enhanced leach extraction through selective placement. Ultimately, environmental groups and government agencies should support the use of selective placement since greater metal extraction and production efficiency reduces environmental impacts and delivers greater real value from a given ore deposit. Regardless of the improvements achieved through selective placement and targeted leaching, the selective ore placement process is still dependent to a great extent on the sequence in which mine blocks are delivered to the heap. Advanced understanding of ore block characteristics and their interaction during the leach cycle could provide useful information to mine management whereby a mine plan may be developed dedicated to 114
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ABSTRACT During emergency mine rescue operations, life-threatening situations and commu­ nication problems are frequent and recurring issues. Autonomous robotic vehicles can assist rescue workers by exploring areas that may be unsafe for rescue teams to enter and by establishing a wireless communication network. A key trait of an autonomous vehicle is the ability to map and localize relative to the surrounding en­ vironment, using artificial or natural landmarks. One technique for localization in a mine is to use the mine wall’s unique features as landmarks. Traditionally, a common sensor choice for detecting these natural landmarks is a scanning laser; however, laser sensors are unreliable in the conditions that are common in mine emergency situa­ tions (e.g. thick smoke). Thus, localization and mapping algorithms using ultrasonic range finders are examined; these sensors are impervious to thick smoke and can, therefore, accurately range in emergency mine rescue scenarios. This thesis focuses on the design of an autonomous robotic vehicle, along with the development of a localization algorithm using ultrasonic range finders. Simulations of the localization algorithm lead to the conclusion that localization using ultrasonic range finders is possible if the mine wall texture exceeds, or is distinguishable from, the sensor noise.
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CHAPTER 1 INTRODUCTION Robotics technology has seen many advancements in the past 20 years; com­ puters are becoming faster, allowing robots to become more intelligent and more autonomous. One type of robotics technology is tele-operated vehicles. These vehi­ cles travel in areas that are unfavorable to humans, serving as an invaluable tool in environments ranging from search and rescue in rubble from a collapsed building to exploring the hostile environment on Mars. Another application of these intelligent machines can be in emergency response operations in subterranean environments, where the air may be toxic, the ground may be flooded, or an explosion may be imminent. 1.1 Motivation Mining is a dangerous occupation. Since 1976, in the United States alone, there have been 20 recorded mining disasters (defined as 5 or more fatalities) in both coal and metal/nonmetal mines, resulting in 215 fatalities [9]. Despite advances in mine safety, 30% of the fatalities have occurred in the past decade. A recent example of a mining disaster occurred in 2006, when an explosion trapped 13 miners at the Sago Mine in Sago, West Virginia [27]. Toxic carbon monoxide levels in the mine delayed rescue attempts until 12 hours after the explosion. Even after the toxic gases diffused, rescue teams proceeded with caution, as they continually tested for hazards such as water seeps, explosive gas concentrations, and unsafe roof conditions. Due to multiple safety concerns, rescue workers took an additional 30 hours after the initial 12 hour delay to reach the 12 victims and single survivor, located approximately two miles from the mine entrance [26]. On average, rescue operations proceeded at a rate of 250 feet per hour (two miles/12 hours), leaving 1
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room for improvement. In dangerous situations such as these, robotic vehicles can be invaluable tools for exploring in areas that may be unsafe for rescue teams to enter; twenty-four hours after the initial explosion at the Sago Mine, the Mine Safety and Health Adminis­ tration (MSHA) deployed an explorer robot. Equipped with a gas analyzer and live video feedback, the explorer robot could have expedited rescue efforts if it had not encountered technical difficulties [37]. Even in less-dangerous situations, robots can work alongside rescue workers, as­ sisting in communications or carrying equipment. According to the Sago Mine Ac­ cident Investigation Report, communication was a major problem plaguing rescue operations: “The handheld radios become less reliable as the distance between users is increased or when the users are not in direct line of sight of each other” [26]. Indeed, radio frequency power attenuation around bends in a mine can be more than 20 times greater than line-of-site attenuation [22]. Communication was such a problem that losing radio contact “caused the outby team member to repeatedly wade through the water while trying to maintain communication with the inby rescuers and outby res­ cuers” [26]. Robotic vehicles can assist rescue workers by establishing an automatic, self-configuring communication network [22]. In this thesis, we explore one aspect of the various technologies needed to demon­ strate an effective robotic communication network for a mine emergency rescue sce­ nario. In the remainder of the chapter, the overall project is described, then a poten­ tial scenario outline to resolve the communication issue is proposed. Then, the next section introduces an important aspect needed to implement the scenario outline: localization. The final section of this chapter provides an outline of the thesis contri­ butions, which includes part of the vehicle design, as well as a localization algorithm. 2
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1.2 MineSENTRY Description A project in the Center for Automation, Robotics, and Distributed Intelligence (CARDi) Research Center, Mine Safety and Rescue Through Sensing Networks and Robotics Technology (MineSENTRY) is a research program at the Colorado School of Mines, with a focus on developing emergency first response robotic vehicles for mine rescue efforts and wireless communication in subterranean environments. 1.3 Scenario Outline In the event of a mining disaster, such as an explosion or a cave-in, MineSENTRY proposes a wireless tethering solution to explore the mine and re-establish communica­ tion. To illustrate the wireless tethering, consider the scenario depicted in Figure 1.1. Figure 1.1: Autonomous Mobile Radio (AMR) Tethering [24] A Bobcat front-end loader leads a caravan of Autonomous Mobile Radios (AMRs) into the mine. Each AMR is equipped with an array of sensors for autonomous navigation, along with a radio capable of relaying signals from a base station command center to the Bobcat leader. Using these vehicles, an operator can clear blockages from a safe location by tele-operating the Bobcat using live video feedback. The tethering occurs in the sequence illustrated in Figure 1.2. In the MineSEN­ TRY scenario, the leader would be the tele-operated Bobcat front-end loader, the AMR is an autonomous vehicle carrying a radio, and the base station could be either 3
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fixed or mobile near the entrance of the mine. All vehicles begin near the base sta­ tion, with identical received signal strength (RSS). When the Leader moves, the RSS among the radio nodes becomes unbalanced. The AMR detects this imbalance, and automatically navigates forward until the RSS is approximately equal among radio nodes. Equal RSS is not necessarily equivalent to equal distance. This tethering experiment can be extended to any number of AMRs in between the base station and the Bobcat; the AMRs would still configure themselves for equal RSS among all radio nodes. 1. START (RSS approx equal between Base, AMR, and Leader) Base AMR Leader Station 2. LEADER MOVES (RSS less from AMR to Leader than AMR to base) Base AMR Leader Station 3. AMR MOVES (RSS approx equal between Base, AMR, and Leader) (but might not be equally spaced in distance) §f<5 <^V<5 Base AMR Leader Station Figure 1.2: AMR Tethering Sequence [24] 1.4 Autonomous Mobile Radio (AMR) Localization In order to navigate in a mine, as depicted in the AMR tethering sequence in Figure 1.2, autonomous vehicles rely on intelligent computer algorithms that make decisions based on exteroceptive and propreoceptive sensor readings. One such algo­ rithm is a localization algorithm; localization is the problem of estimating the pose of a robot relative to a map—the map may be known a-priori, or the robot may use a Simultaneous Localization and Mapping (SLAM) algorithm. The simplest form of localization is dead reckoning, where a robotic vehicle begins with an initial position 4
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and propagates that position forward based on odometry and heading information (from a gyro or steering angle sensor, for example). Dead reckoning has inherent uncertainty and drift, requiring periodic correction using exteroceptive sensors. For example, localization in a mine using scanning laser sensors for drift cor­ rection has already been demonstrated [20]. However, due to reasons detailed in Chapter 2, ultrasonic range finders are more appropriate in emergency situations. Though many studies utilize ultrasonic sensors for SLAM algorithms in an indoor environment, localization using ultrasonic sensors in a mining environment is a novel concept. Ultrasonic sensors may be able to replace scanning laser sensors in drift- correcting localization algorithms, which would prove useful during mine disaster rescue operations. 1.5 Thesis Contributions This thesis, along with work by Hulbert [22] and work by Meehan [13], provide the documentation for the entire MineSENTRY research project; the three theses contain all the information required for replicating and improving upon the MineSENTRY experiments. This thesis focuses on a localization algorithm for the AMR using ultrasonic range finders, including: 1. The electronics and sensors involved in converting a stock EZ-GO golf cart into an AMR, particularly covering: (a) Sensors (b) Circuit Schematics (c) Wiring (d) Robotic-level code 2. The development of a computer simulator to test the localization algorithm on artificial data 5
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CHAPTER 2 BACKGROUND Before diving into vehicle construction and localization algorithm development, previous research efforts are explored. With a focus on vehicle localization algorithm development, this chapter highlights some of the research efforts in mining rescue robotic vehicles, as well as localization algorithms in both indoor and mine environ­ ments, using both ultrasonic and scanning laser sensors. Furthermore, this chapter examines the use of ultrasonic range finders versus scanning sensors in Section 2.3. Beginning with some challenges of a mining environment for robotic vehicles, this chapter first describes some of the notable vehicles designed to overcome those challenges. Many of the vehicles were either tele-operated or are not designed for emergency situations (e.g. exploratory robotic vehicles), so were not equipped with the appropriate sensors for this project. Other research efforts fill in the gap by testing various sensors for emergency rescue operations, specifically comparing scanning laser sensors with ultrasonic range finders. The remaining sections cover the previous efforts on localization and mapping algorithms. First, the algorithms that utilize scanning laser sensors in a mining envi­ ronment are explored, followed by the algorithms using the same sensor in an indoor environment. The last section describes a SLAM algorithm for ultrasonic sensors in an indoor environment. Each particular sensor and environment combination pro­ vides unique challenges, but none satisfy the constraints of this particular project: ultrasonic sensors in an underground mine environment. Combined, the various re­ search efforts have the potential to produce a robotic vehicle platform capable of traversing a mine and localizing using sensors that are appropriate for a mine rescue operation. 7
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2.1 Mining Environment Mines present a particular challenge for robotic vehicles. Many mines have un­ compacted surfaces and large rocks, which may be insurmountable obstacles for small vehicles. Even for larger vehicles, the uneven terrain causes errors in dead reckoning sensors, such as wheel odometry; tire slipping and rocks result in an overestima­ tion of distance traveled, and tire skidding results in an underestimation of distance traveled. Many autonomous vehicles incorporate additional sensors such as Global Positioning Satellite (GPS) receivers or magnetometers to correct the dead reckoning drift. However, both GPS receivers and magnetometers are useless in mines; iron deposits common in many mines skew the earth’s magnetic field and satellite signals cannot penetrate into most mines. Furthermore, water and mud wreak havoc on elec­ tronics and sensors, and smoke and toxic gases can be present during mine disasters, particularly after explosions. Coal mines present an additional challenge; the dust in the air is flammable, so a small spark from onboard electronics may trigger an explosion. Particularly important in coal mines, mining regulations require that all electronics on a vehicle entering a mine must be either intrinsically safe (defined by the International Electrical Code) or in an explosion-proof container (as defined by the National Electric Code). No vehicle is suitable for all mining environments and disasters; size is one of many dichotomous factors. Large vehicles cannot enter a mine after a roof collapse, and a small vehicle may have difficulty traversing the rough terrain. Other problems come into play, such as explosion-proofing, water-proofing, and using sensors robust to mud, smoke, water, and other conditions common in a mine disaster scenario. 2.2 Mine Rescue Vehicles Despite the numerous challenges, there have been several attempts at using robots during mine rescues. For example, the Mine Safety and Health Administration’s
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(MSHA) ANDROS Wolverine robot (Figure 2.1), nicknamed V2, was deployed dur­ ing the Sago Mine rescue operation. M2 is a bomb squad robot customized to be mine permissible, with explosion-proof motors, navigation and surveillance cameras, lighting, atmospheric detectors, vision capability, a two-way communication device, and a manipulator arm [33]. Figure 2.1: Romotec ANDROS Wolverine Robot [33] At 50 inches tall, and weighing 1200 pounds, V2 can only be deployed via surface entry. During the Sago mine rescue, the robot traveled approximately 5600 feet before it ran off the rail, causing the left tread to fall off and a deflated left rear wheel. The robot failed party because of Human-Robot Interaction (HRI) issues; a single human operator had difficulty navigating the robot [25]. On the opposite end of the robot size spectrum is the Inuktun Mine Cavern Crawler (MCC), designed for borehole entry (Figure 2.2). During a mine disaster, drilling boreholes is common practice in order to determine the air quality and insert a borehole camera. At approximately eight inches wide, the MCC is a small tethered robot, capable of fitting into boreholes measuring 8| inches and larger. The MCC was deployed after a cave-in at the Crandall Canyon Mine, located 120 miles south of Salt Lake City, Utah. The MCC encountered multiple problems when attempting to enter the mine; namely, physical barriers blocked the robot, and water, mixed with 9
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Groundhog navigates by analyzing local three-dimensional scans with regard to traversable paths, and two-dimensional scan matching keeps the vehicle localized. Under operator control, Groundhog successfully mapped multiple mines including the Bruceton Research Mine and the Florence mine, both near Pittsburgh, Pensylvania. However, during its maiden voyage under autonomous navigation at the Mat hies mine (also near Pittsuburgh), Groundhog experienced software difficulties. After failing to establish wireless communication, the wireless link was manually reset and the vehicle was driven out of the mine under manual control. Though not perfect, Groundhog is a promising step toward autonomous navigation and Simultaneous Localization and Mapping (SLAM) in mines. Despite numerous achievements, none of these robotic vehicles were completely successful. The world of robotics in mine rescue, particularly autonomous rescue vehicles, is still new, with plenty of room for improvement. These robotic vehicles highlight the need for sensors robust to water and other environmental variables, mobile power and wireless communication development, and improved robot-human interaction (such as autonomy). 2.3 Sensor Selection One challenge that was not addressed in the previous section was equipping the MineSENTRY AMR with sensors appropriate for emergency situations. The GUARDIANS (Group of Unmanned Assistant Robots Deployed In Aggregative Nav­ igation by Scent) project addresses the sensor selection dilemma; they developed a swarm robotics technique to assist firefighters [31], whom experience similar condi­ tions to those present in a mine disaster such as thick smoke, toxic gases, falling material, and possible explosions. The small swarming robots use sensors robust to thick smoke to complement the laser sensors; experiments from this project confirm that laser range finders are prone to failure in the presence of smoke, depending on 11
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the particulate concentration [30]. Figure 2.4 is one of the experiments. Distance Measurement 2.5 0.5 0 1 2 3 4 5 6 7 Samples * m‘ Figure 2.4: Laser Range Finder Measurements in Smoke [30] During this experiment, an object was placed two meters away. Starting at the one minute mark, smoke was injected into a container surrounding the laser range finder. During the remaining 28 minutes of the test, the smoke was released through an opening, increasing the visibility in the test chamber. Even though the target object remained a constant two meters away, the range readings dropped dramatically after introducing smoke. Accurate range measurements did not return until the smoke dissipated, confirming that smoke strongly affects a laser range finder’s ability to make accurate measurements. Another study expanded on the GUARDIANS project findings, directly compar­ ing a sonar range finder to a laser range finder, as shown in Figure 2.5. Range is recorded as a function of smoke density, with a target placed two meters away. The results support findings from the GUARDIANS experiments; the presence of smoke yields inaccurate range measurements from laser sensors. Although ultrasonic sensors are less precise, the experiments also confirm that smoke does not significantly affect ultrasonic range finders. 12
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S a 1 0 0 10 15 20 25 30 35 40 45 50 55 60 Smoke density (%) Figure 2.5: Sonar and Laser performance with increasing smoke density [34] The current industry standard for corridor detection and localization on mining equipment is a scanning laser sensor. However, as the aforementioned experiments confirms, thick dust and smoke can block the 800 nm wavelength light used in these sensors. Since thick dust and smoke are often present in emergency situations, scan­ ning laser sensors are not suitable for this project. On the other hand, ultrasonic sensors use a much longer wavelength than laser sensors (8 x 106 nm compared to 800 nm), and therefore, can still accurately range in thick smoke and dust. Another characteristic of laser sensors is they have a narrow beam width; a laser sensor measures the distance to a single point (of negligible area). While a point measurement is advantageous in many regards, it can cause problems. For example, a slight vehicle tilt can alter readings from a laser. In contrast, ultrasonic sensors have an adjustable beam width (by replacing the sensor, from about 15° to 45°) and return a single measurement from a relatively large target area—the very nature of ultra­ sonic sensors provide a low-pass filter, robust to vehicle tilting, but correspondingly, resolution is reduced. Ultrasonic ranging sensors have numerous advantages over laser ranging sensors; however, ultrasonic sensors are not without their disadvantages. One problem with the sonar sensors is that their accuracy is on the order of a few centimeters (depending 13
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on the frequency used), which causes problems when trying to build an accurate environment model. Another problem with the sonar sensors is they have a limited angle of incidence: angles greater than the critical angle tend to reflect away from the sensor, yielding unreliable readings in indoor environments. However, in theory, the mine environment helps alleviate this issue, because the diffuse mine walls scatter acoustic waves, allowing the sensor to easily detect the wall (see Section 3.2.4). Having discussed previous research efforts on emergency rescue vehicles and sensor selection, the remaining sections highlight the localization algorithms that run behind the scenes, utilizing ultrasonic range finders and scanning laser sensors to control various vehicle platforms in either an indoor or underground mine environment. The sensor and environment combinations are delineated into four categories, each with an associated localization algorithm: scanning lasers in a mining environment, scanning lasers in an indoor environment, ultrasonic range finders in an indoor environment, and ultrasonic range finders in an underground mine environment. The former three scenarios are discussed in the next section and the reminder of this thesis is dedicated to the fourth. 2.4 Previous Localization and Simultaneous Localization and Mapping (SLAM) Overview Localization has two distinct parts: reference guidance and dead reckoning [4]. Reference guidance refers to algorithms, such as a Kalman filter or particle filter techniques, that use exteroceptive sensor data (e.g. laser or ultrasonic range finders) to search the surrounding environment for landmarks (unique environment features). The major drawback of reference guidance involves data association, or linking the exteroceptive data with the correct landmark. Dead reckoning comes to the rescue by giving an initial position estimate, eliminating the improbable landmarks. From there, the exteroceptive algorithms finely tune the robot’s position, eliminating the drift 14
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from dead reckoning. Thus, reference guidance and dead reckoning algorithms are complementary. Exteroceptive choice becomes important; reference guidance works best with precise and accurate data, though even the best sensors are ineffective if they are unreliable or fail to function correctly in their expected environment. General SLAM algorithms are prevalent; however, localization algorithms specific to a mine environment are somewhat less common. We are unaware of any work on using ultrasonic rangers for robot localization in a mining environment. Some papers use an artificial infrastructure, such as beacons [14] [29], reflectors (at LKAB’s Kiruna Mine) [38], or surveying lasers (built into the mine) [35] for localization. However, an artificial infrastructure does not exist in all mines, and even if one does exist, it may not be intact after a mine disaster. To resolve these issues, many papers developed localization algorithms that use natural mine features, such as walls [20], intersections [1], and geometric beacons [17]. 2.5 Map Building and Localization Using Scanning Laser Sensors in a Mine Environment When smoke, dust, or other visible particulates are not a concern, many research efforts use scanning laser sensors, which supply plenty of data for scan matching and localization algorithms. Scanning laser sensors are very precise, so they can capture fine details of the surrounding environment; laser precision allows for algorithms such as the Iterative Closest Point (ICP) matching algorithm. Though these sensors are not used on the MineSENTRY project, some of the algorithms still apply. The following research efforts use multiple scanning laser sensors for exteroceptive sensors, either mounted front-and-back or orthogonally on the robotic vehicle. A research paper from Makela describes a means of localization in a mine [20] us­ ing scanning laser sensors; Load-Haul Dump (LHD) vehicles autonomously navigate through a mine using the wall’s profile to correct for dead-reckoning drift. The algo­ 15
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rithm uses a scanning laser to measure the wall profile and compare that profile to a pre-made “environment model,” which is built from range data compiled while an operator manually drives a route. Assuming the wall profile is uniquely identifiable at every location (a “fingerprint”), wall profile measurements can be used to determine and correct vehicle location within a reasonable uncertainty using a Kalman-type al­ gorithm. Similar LHDs automate Sandvik Tamrock’s test mine in Tampere, Finland [2]. The Groundhog vehicle (Section 2.2) also uses laser scan matching for localiza­ tion. However, Groundhog does not use an a-priori map: instead, it has the additional difficulty of localizing while simultaneously creating a map of the mine (SLAM al­ gorithm) without using odometry—localization is entirely based on scan matching. To accomplish this task, Thrun et al. used a Bayesian estimation technique, namely Markov localization and a particle filter [8]. The SLAM algorithm begins with a scan matching algorithm that compares two adjacent scans and identifies pairs of overlapping points. The algorithm then com­ putes the relative displacement and orientation by minimizing the distance between all pairs of points. This matching algorithm is not perfect, and typically produces errors in the form of parallel corridors (Figure 2.6). Direction of Travel "3 (Conflict) Direction of Travel Figure 2.6: Scan Matching, before erroneous path detection [36] The parallel corridor is typical in a large scale cyclic environment, where a robotic vehicle is prone to having large uncertainty when re-traversing a path already traveled; the positional uncertainty causes the robot to make the correct data association with the previous path, so the robot incorrectly assumes a parallel corridor. To account for 16
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this issue, the Groundhog vehicle imposes Gaussian constraints on the displacement and orientation computations of each successive scan, a representation known as Markov random fields. When a conflict arises, such as an erroneous parallel hallway, an iterative search questions past decisions in data association in order to increase the probability of successive scans, resulting in the map in Figure 2.7. Hahnel et ah have a similar approach to address the data association issue in a large scale cyclic environment; a probabilistic model of the residual errors from scan matching results reduces uncertainty [11]. Map After Adjustment Figure 2.7: Scan Matching, after erroneous path detection [36] In another research project, Bakambu et ah developed a system that has simi­ lar navigation capabilities as the Groundhog [1]. Bakambu:s robotic vehicle has two modes: surveying and navigation. Surveying mode produces two and three dimen­ sional maps of the mine using artificial landmarks for localization and two orthogonal scanning laser sensors for range measurements. In navigation mode, a user sets a high level mission, in the form of waypoints on an a-priori map (produced in surveying mode), and a motion planner reaches the waypoints by translating the high-level missions into a set of consecutive navigation actions. For localization landmarks, the robotic vehicle uses abrupt changes in the local structure, such as corridors, intersections, and bays. To match the sensor read­ ings to landmarks, Bakambu uses point-to-line-segment matching (similar to Cox [4]) instead of point-to-point matching (similar to Madhavan et al. [19]). Bakambu notes that the matching algorithm degenerates in long drifts without distinguishable features. Thus, matching results from these portions of the mine are ignored. This 17
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problem is not a major concern for MineSENTRY purposes; radio attenuation occurs around corners in a mine, so precise vehicle localization in long drifts (in between nodes or adits) is not critical. In other words, until reaching an intersection or bend, the AMR would only need to remain centered in the drift while moving forward or backward, depending on RSS. Deciding which path to take upon reaching an inter­ section involves high-level path planning, beyond the scope of this thesis. In another project using scanning laser sensors, Madhavan and Durr ant developed an outdoor map-building and localization algorithm that used a combination of an iterative closest point (ICP) algorithm and an Extended Kalman Filter (EKE), to­ gether coined ICP-EKF [19] [18]. The ICP-EKF fuses Ackermann dynamics with an ICP matching algorithm to localize an autonomous robotic vehicle relative to a pre-made poly-line map (a map that consists of a series of connected line segments). Figure 2.8 outlines the process. Initialize the state estimate with nominal values Obtain laser range & bearing at the current time instant Predict the vehicle pose using dead-reckoning |Establish correspondence Polyline x I using ICP . Map y Compute predicted range using the established correspondence and thus compute the range innovation!I* f Does the computed innov. h nmoo I| PPrroocceeeedd ttoo nneexxtt sseett ooff llaasseerr rraanngg1 e & y fall within the 2cgate? J j bearing values of the ith scan Compute vehicle state estimate updates using EKF — I Proceed to scan # (i+1) Figure 2.8: Flow Diagram of the ICP-EKF Algorithm [18] 18
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The ICP-EKF process is broken down into several steps. First dead reckoning predicts the vehicle pose. Then, the ICP algorithm calculates the correspondence, or how well the map fits the laser scan measurements. While proceeding forward, the vehicle updates its position by fusing position estimates from Ackermann vehicle dynamics (dead reckoning) with position estimates from correspondence data in an EKF algorithm. The algorithm proceeds to the next scan iteration and the whole process is repeated. See Madhavan et al. [19] for more details on the step-by-step process. Individually, Ackermann Dynamics and the ICP algorithm have shortcomings; Ackermann Vehicle Dynamics is prone to drifting (like any other dead reckoning method) and the ICP algorithm fails to form correspondences in areas without dis­ tinguishable landmarks (such as a long corridor or circular regions of a mine adit). Fusing the two methodologies together dramatically reduces localization uncertainty, allowing the robotic vehicle to accurately place itself on a map. Localization using scanning laser sensors has been widely studied and is generally considered a solved problem. Missing from the literature are localization algorithms for sensors besides scanning lasers, for use in environments where laser-based sensors fail. One such environment is a smoke-filled mine during an emergency rescue opera­ tion, driving the need for localization algorithm development using ultrasonics range finders. Before addressing the issues that arise when using ultrasonic sensors, we first expand upon the previous section by examining the use of scanning laser sensors in an indoor environment. 2.6 Localization and Matching Algorithms in Indoor Environments Many research efforts focus on localization and SLAM algorithms in an indoor environment. Like sensor selection, environment plays a major role in localization algorithm development; an algorithm designed for indoors most likely will not work for 19
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an underground mining environment. Though no research efforts have both ultrasonic range finders and a mining environment, the algorithms developed and lessons learned for indoor environments can partially apply to the MineSENTRY project. 2.6.1 Matching Using a Laser Sensor in an Indoor Environment Adapted by several research efforts, including Bakambu et al. [1], Ingemar J. Cox was one of the first to develop a point-to-line-segment matching algorithm [4]. Intended for a cost-effective means of navigation in an office environment, Blanche is a non-holonomic vehicle that uses a single rotating infrared ranger and odometry data to form a map of the surrounding environment. The robot gathers 180 range points (per full revolution) from the ranging sensor and estimates the wall position relative to a universal or local reference frame. Using an a-priori map, the robot can then match its sensor readings to the map using an iterative least squares matching algorithm. Beginning with the range data and environment map in Figure 2.9, Cox developed a matching algorithm to correct the dead reckoning drift. i Figure 2.9: Blanche Iterative Least Squares Matching Algorithm Scenario [4] Dead Reckoning drift has skewed the robot’s position estimate both in both carte­ sian position, (x,y), and orientation, 0; rotating the collected points clockwise and 20
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moving the points down and left would match the wall. To correct the drift, Cox uses an iterative matching algorithm, broken down into several discrete steps [4]: 1. For each point in the image, find the line segment in the model that is nearest to the point. Call this the target. 2. Find the congruence that minimizes the total squared distance be­ tween the image points and their target lines. 3. Move the points by the congruence found in Step 2. 4. Repeat step 1-3 until the procedure converges. The composite of all the step 3 congruences is the desired total congruence. For every point in an image (collected range data), the algorithm finds the closest line segment in the model (a-priori map). The algorithm then iteratively rotates and translates the image until the image and the model line up as well as possible. Cox concedes that the problem with least squares is its sensitivity to outliers. However, eliminating outliers makes this algorithm robust, noting that “minimizing the absolute standard deviation would probably lead to a more inherently robust algorithm [found in [12]]. However, it is computationally more expensive” [4]. An indoor environment assumption imposes a few restrictions not applicable to an underground mining environment. However, these restrictions mostly apply to map building. Matching the estimated map to the a-priori map still applies to a mining environment, and hence, this algorithm can still prove useful for this project, despite its indoor (and laser) origins. Before a matching algorithm can be successful, ultrasonic sensors have numerous disadvantages to overcome; compared to a scanning laser sensor, an array of ultrasonic sensors produces only a fraction of the data, at a slower rate, and with less precision. Despite this fact, range measurements from ultrasonic sensors can still be used to build maps and localize using a wall profile. However, the map produced and data association have a larger uncertainty compared to those produced by laser range data. 21
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The following section addresses the issues that arise when using an ultrasonic range finder for localization. 2.6.2 SLAM Using Ultrasonic Ranging in an Indoor Environment In an attempt to compensate for the relatively large uncertainty of ultrasonic sensors, Crowley describes a means of localizing by forming line segments from three consecutive ultrasonic readings [6]. Each line segment has an associated certainty, called the ‘certainty factor;’ the certainty factor is initialized to a value of one and any subsequent sensor data verifying the line segment adds one to the certainty factor up to a maximum of five. This method eliminates stray sonar readings, but assumes flat surfaces typically found in indoor environments. This method could be applied to a mining environment to discover side passages, but would model the long tunnel as a very long, flat wall, defeating the purpose of localization. Crowley’s matching algorithm is primarily based on vehicle and line segment (formed from ultrasonic sensor readings) uncertainties. Initially, for each measured line segment, Crowley computes its orientation (#), its perpendicular distance to the origin (c), and uncertainty values for 6 and c (o# and ac). Before matching the line segment to the composite model, the vehicle position uncertainties are added to the line segment uncertainties, given by + + (2.1) ^c^new ^c, old T > (2-2) new = ae, old + acn (2-3) where a = sin(6), b = —cos(6), % is the variance of the vehicle’s distance to the 0 origin, and is the variance of the vehicles orientation. If the observed segment 22
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matches (within a computed uncertainty) the orientation, alignment, and overlap of the composite model, the vehicle position and composite model are both updated. Due to their wide beam width, ultrasonic sensors have more uncertainty in their orientation than in their actual range measurement. Thus, Crowley simplifies error propagation by approximating sensor covariance with one value: crw, the variance in the orientation of the sensor. Crowley determined variance of the particular sensor he used by experimental calibration: aw = 0.1 H-d* tan_1(5°), where d is the distance reported from the sensor. In a similar fashion, the uncertainty in vertical displacement of a range measurement (due to vehicle tilting) can also be included in aw. In other words, a wide beam width can be advantageous as ultrasonics sensors are robust to vehicle tilting. 2.7 Other Related Work A missing element from the previous sections was an explicit method for calculat­ ing the measurement covariance of an empirical model (i.e. the matching algorithm) in a Kalman filter. This last section highlights a method for estimating a model’s measured covariance, from a rather unexpected source. Kolter et al. [15] developed a multi-model Linear Quadratic Regulator (LQR) controller to autonomously slide a vehicle sideways into a parking space. The LQR control interpolates between two separate models for vehicle dynamics: the first mod­ els the vehicle traversing in a straight line and the second models the vehicle while sliding. The first model is well-described mathematically. However, due to stochastic environmental parameters (e.g. friction), the second model is extremely difficult to predict. Thus, an approximate model estimates the states while the vehicle is sliding; the second model is a learned behavior from a human operator executing a single sliding maneuver. Individually, each model fails to place the car accurately in the stunt maneuver. However, when the models are fused together, the car is placed 23
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consistently within two feet of the desired trajectory. Fusing the two models in an LQR controller is analogous to fusing measured and predicted data in an EKF algorithm. An important aspect of empirical modeling (be it a car drifting sideways or observing a mine wall) is estimating the model’s true covariance. In practice, the true covariance is impossible to obtain; Kolter et al. ap­ proximate the covariance of the second model by computing the error of the model’s predictions and averaging over a small time window. This technique effectively low­ ers the covariance in neighboring points of the trained data set, making the sliding vehicle more robust to deviations from the training set. Though the multi-model LQR controller is not a mine rescue vehicle or a SLAM algorithm, the technique for approximating the covariance matrix can be applied to the measurement update of the EKF algorithm, making the matching algorithm more robust to sensor noise. 2.8 Background Summary Despite the higher uncertainty and lower data rate of ultrasonic sensors compared to laser sensors, their ability to accurately range in smoke, and therefore emergency situations, overcomes the disadvantages. Though no research focuses on using ultra­ sonic sensors for localization in a mine, research efforts that developed localization algorithms using scanning laser sensors, as well as research for indoor environments and other related work, can help produce similar algorithms for ultrasonic range find­ ers. Before developing the localization algorithm, a vehicle is required for testing; the next chapter covers the vehicle development. 24
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CHAPTER 3' VEHICLE DESIGN Using some of the ideas from Sections 2.2 and 2.3 in the previous chapter, this chapter focuses on the electronics and sensors involved in converting a stock EZ-GO TXT1 golf cart into the Autonomous Mobile Radio (AMR). The mechanical portion and communication protocols are only briefly discussed: for further information, refer to Hulbert [13]. For Information on the wireless tethering, refer to Meehan [22]. The overall purpose of the AMR is to relay a radio signal in an underground mine during an emergency scenario. Thus, the vehicle must be large enough to carry a radio and camera, rugged enough to traverse a typical underground mine, and have the battery capacity to last the duration of the mine rescue operation. Furthermore, the AMR must be capable of navigation without assistance, which requires numerous sensors and computer algorithms. Each of these design requirements are addressed, starting with the initial design decisions and moving on towards vehicle construction. 3.1 Design Alternatives As with any design project, there are numerous design alternatives. Two of the most significant design decisions involved robotic vehicle size and exteroceptive sensor choice. The following briefly describes the alternatives to each of the two major design choices, along with the reasoning behind the final decisions. 3.1.1 Vehicle Size Because most design decisions depend on vehicle size, it is the first decision to make. The vehicle size was broken down into two options: large (capable of trans­ porting a human passenger) and small (capable of transporting the necessary elec­ tronics only). Smaller vehicles have the advantage of fitting in tight places, mobility, 25
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and portability. However, rocks, boulders, and even cart tracks become major obsta­ cles for these smaller vehicles. Additionally, without a tether, these vehicles have a relatively short range because their ability to store energy (e.g. a battery) is limited. Larger vehicles can easily overcome some of the obstacles that are problematic for smaller vehicles. Even without tethering, larger vehicles have a relatively long range, with the added ability to haul heavy equipment, injured miners, etc. However, these vehicles can get stuck in narrow passages and areas with low ceilings. In an early attempt to determine proper size, a small radio control vehicle was tested at the Edgar Mine. Measuring 20” x 16” x 10” (Length x Width x Height) and weighing about 10 pounds, the vehicle managed to traverse over most obstacles, but struggled when it high-centered on a cart rail; the 3” ground clearance was insufficient for the 6” rails. Due to the rigors of a mine environment (Section 2.1), and the ability to transport persons and equipment, larger vehicles are preferred in the mining industry. Thus the vehicle of choice is a TXT1 EZ-GO golf cart. This vehicle has sufficient room for necessary electronics and sensors, the radio and camera, six large 6V lead acid batteries, and 2 passengers. 3.1.2 Sensor Choice . Another important decision driving the vehicle design is the sensor choice; based on Section 2.3 in the previous chapter, the choice of sensors for emergency situations is somewhat limited to ultrasonic sensors. There are a few interesting alternatives, including a scent sensor (GUARDIANS project [31]); however, this sensor requires a ‘unique’ scent to follow, which is uncommon in a mine. Other algorithms use a hybrid approach using both scanning lasers and ultrasonic sensors [34]. Though, if smoke renders scanning laser sensors unusable, a localization algorithm without scanning lasers (i.e. ultrasonic sensors alone) would be beneficial. Since laser range finders are 26
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unreliable in adverse conditions, the vehicle must have the ability to range and localize using ultrasonic sensors alone. Thus the AMR has an array of 14 ultrasonic sensors surrounding the vehicle, providing both soft bumper and localization capabilities. Given the design decision to use ultrasonic sensors, and the decision from the previous section to use a large vehicle, the remainder of the chapter is dedicated to building the vehicle platform. 3.2 AMR Construction The MineSENTRY project developed a vehicle for the conditions at the Edgar Mine in Idaho Springs, Colorado. Historically, the mine produced metals such as silver, gold, lead, and copper. Today, the mine serves educational purposes, providing a touring venue for public and school groups, a laboratory for underground research, and a training facility for future engineers [28]. The mine primarily consists of dry, loose rock; thus, for a proof-of-concept vehicle, explosions and water-proofing are not a concern. This section includes the documentation of the model numbers, calibration, and placement of the sensors and electronic components used to make the AMR. The vehicle platform is an EZ-GO TXT1 golf cart; thus, the terms ‘AMR’ and ‘golf cart’ are used interchangeably. The order of this section roughly corresponds to the order in which the AMR was built. Beginning with the stock golf cart, the first step was to add hardware, such as actuation and sensors, including sensor characterization. When all of the hardware was completed, the golf cart was ready for a computer. The next step was developing the software to run the hardware, which includes the computer architecture, the microprocessor platform, and the microprocessor code. The final step was to wire the computer to the hardware components, with careful regard to isolation, voltage regulation, power distribution, and noise. The engineering safety controls is the last subsection covered, as numerous safety concerns were discovered 27
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and corrected as the project progressed. 3.2.1 Actuation The golf cart required three actuators to become autonomous; the steering, brake, and throttle actuation were designed so that the AMR could be driven manually at any point during operation. The steering actuator is a servo motor with a quadrature encoder linked to the steering wheel via a drive belt. Simply sliding the splined assembly plate axially engages and disengages the steering servo for autonomous or manual operation, as shown in Figure 3.1. V, Servo Motor Engaged ; (Remote or Autonomous Ntode) Figure 3.1: Steering Servo Motor Engagement A linear actuator, located underneath the vehicle, depresses the brake pedal using analog feedback. The assembly attaching the linear actuator to the brake pedal is designed such that a human operator can override the brake actuation for emergency braking. The robotic controller detects the brake override and cuts the throttle. Refer to Hulbert [13] for more details on the mechanical assemblies. Throttle actuation is electronic; the on-board golf cart computer reads an analog signal from an inductive throttle position sensor and adjusts the power accordingly. 28
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Measuring the voltage across the throttle position sensor terminals yields 13.8 Vdc at no power and 11.2 Vdc at full power, so interfacing with the on-board computer is a matter of designing a circuit to match these voltage readings. However, from the factory, both of the throttle position sensor terminals are ‘floating’ relative to the positive and negative battery terminals, requiring a more-complicated isolated control circuitry. Figure 3.2 shows the throttle position sensor and the microswitch. The throttle position sensor is built-in to the golf cart and outputs an analog voltage propor­ tional to the accelerator pedal position. Adjacent to the throttle position sensor, the microswitch prevents drive motor power while the accelerator pedal is disengaged. Throttle q "XMiproswllch Inductive Throttle . Position Sensor Figure 3.2: Golf Cart Throttle Control Box A throttle control circuit was designed to meet the voltage and electrical isolation criteria, while avoiding interference with manual golf cart operation; the circuit design is centered around a modified buck converter with an isolating transformer. The circuit schematic can be found in Figure 3.3. This circuit converts a Pulse-Width 29
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Modulation (PWM) signal from the robotic controller into an analog voltage; a larger PWM signal produces a smaller analog voltage signal, resulting in more power at the wheels. This circuit is wired in parallel with the stock golf cart electronics (‘Throttle Box’), so an operator can command more throttle at any time. If an emergency stop is required, an operator can use the brake to slow the vehicle; the external brake depression is detected and the throttle is turned, off. N,:N2 1 1:1 Throttle Vinj 11.2V-13.8V 5V Analog Out _ Box Golf Cart Ground (Negative Control Battery Terminal) Figure 3.3: Throttle Actuation Circuitry Furthermore, the computer detects throttle-position feedback from a built-in mi­ cros witch (see Figure 3.2); power is not activated unless the pedal is depressed, re­ quiring bypass circuitry, or a relay. Lastly, the direction (forward and reverse) is activated by a switch on the golf cart’s front panel, requiring an additional set of relays. A custom-made circuit board contains the throttle control circuitry, along with the three optically isolated relays. See Section A.l in the appendix for the over­ all circuit schematic and the color code for wiring into the golf cart computer. The throttle microswitch relay is a single Panasonic Electric Works AQV212 IC (labeled ’AQV212’ on the schematic), and the FWD/REV switch relays are contained in the single Panasonic Electric Works AQW212 IC (labeled ’AQW212’ on the schematic). Similar to to the throttle control circuit, all relays are wired in parallel to the existing switches on the golf cart, allowing an operator to override an open relay at any time. 30
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The golf-cart computer defaults to reverse if both the forward and the reverse relays are on simultaneously. 3.2.2 Propreoceptive Sensors There are a total of six propreoceptive sensors on the AMR: a Hall Effect sensor on each wheel to measure odometry and calculate vehicle speed, a string potentiometer on the steering arm to measure the Ackermann steering angle, and a five degree of freedom Inertial Measuring Unit (IMU) to measure vehicle orientation. Combined, these sensors provide steering angle, velocity, and yaw, all necessary to compute Ackermann vehicle dynamics. The Hall effect sensor on each wheel reads from 12 magnets, making the odometry resolution 118 mm (tire circumference divided by the number of magnets). The sensor sends a 3.3V pulse to the microcontroller when a magnet passes, and in turn, the microprocessor increments the odometer count by 118 mm if the forward switch on the golf cart is engaged, or decrements the odometer if the reverse switch is engaged. The speed is then updated with a simple difference equation and a lowpass averaging filter: (3.1) average, n where n represents a fixed time interval, dn is the current odometry reading in {m} (the odometry reading is updated after each magnet pass), t is the elapsed time in {s}, S is the vehicle’s speed in {m/s}, and Saverage is a twelfth-order moving average filter of S. If no magnet pass is detected during the fixed time interval (i.e. the vehicle is moving slowly or stopped altogether), the numerator of Equation (3.1) becomes zero. After 12 subsequent time intervals without a magnet detection, Saverage,n becomes 31
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zero. For steering angle measurements, a Celesco SP1 string potentiometer is used. This sensor is fixed to the steering rack and outputs a 0-3.3V proportional to its 0-6” range, so the steering angle is approximately proportional to the string potentiome­ ter’s output voltage; Figure 3.4 is the voltage to steering angle calibration curve. The conversion from voltage to steering angle is 6 = —31.1 • V + 47. This calibration was performed using two long straight edges: one aligned with the rear tire and one aligned with the front tire. The angle between these two straight edges is the steer­ ing angle, and observing the voltage for every 5-10 degrees of steering throw gives the data for a linear regression. Note that a positive steering angle is one that in­ duces a counter-clockwise rotation of the vehicle when viewed from above (i.e. left). Calibration for all analog sensors can be found in Section A.2 String Pot Calibration 50 i 40 30 » 20 — TJ a 1 0 - I o - 0.50 1.00 2.00 2.50 3.00 3.50 ! - i f - -20 £ — -31. Ix + 46.958 -30 0.9914 -40 -50 -*• Voltage Out (V) Figure 3.4: String Potentiometer Voltage to Steering Angle Calibration An Inertial Measurement Unit (IMU) detects the vehicle’s acceleration and ro­ tation. The IMU is a board from Sparkfun® Electronics. This board incorporates 32
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units, which have a wider beam width for better obstacle detection, making the EZ1 model best suited as soft bumpers. The sensors oriented towards the wall are LV- EZ3 units, which have a narrower beam width, and therefore, more accurate ranging measurements compared to the EZ1; thus, the EZ3 model is well suited for building a map of the environment. Refer to Table Table 3.1 for a comparison of EZ1 and EZ3 sensors. Furthermore, Section 3.2.4 elaborates on the beam width characteristics. Table 3.1: List of Sensor Model Numbers Sonar Sensor Model Beam Width Use 1, 3, 7, 9 Maxbotix LV-EZO Wide Soft Bumpers All Others Maxbotix LV-EZ3 Narrow Wall Mapping Each sensor has a 50 ms update rate, so triggering one sensor at a time would take 0.7 seconds, corresponding to a 1.4 Hz update rate. When controlling a vehicle, a quicker update rate is more desirable; to speed up the update rate, the 14 sensors are broken up into four triggering groups. Each triggering group has between two and four sonars; sensors within each group are triggered simultaneously. Refer to Table 3.2 for the list of sonars in each triggering group. Table 3.2: Sonar Triggering Groups Trigger Group Sonars in Group 1 1, 2, 7, 8 2 3, 4, 9, 10 3 5, 6, 11, 12 4 13 and 14 These triggering groups are daisy chained together. A pulse signal from the robotic controller sets off the chain. When each triggering group finishes collecting range measurements, a pulse signal is sent to the next triggering group, until the final pulse from the fourth triggering group signals the robotic controller to start analog to digital conversion. Each triggering group takes approximately 50 ms to collect data, making 34
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the total update rate 5 Hz. To avoid interference, each sensor is oriented 90° apart from other sensors in the group, as illustrated in Figure 3.5. Measurements from these sensors are used to build an environment model of mine walls. In addition to the sonar sensors, four Sharp Infrared long-range sensors are mount­ ed at all four corners of the vehicle at 45° angles. These infrared sensors were originally intended to serve as backups to the diagonal sonar sensors (sensor numbers 5, 6, 11 and 12), and to provide additional range measurements in the event that the ultrasonic sensors return inconsistent data during testing. However, these sensor were damaged upon transportation to the mine, so they were not used. 3.2.4 Sonar Characterization A single wall-profiling EZ3 sensor was tested for its mean and standard deviation in both indoor and underground mine environments. During each test, the sensor was ■first oriented directly at the wall (0°), at one meter away (measured with measuring tape). The sonar’s voltage measurements were recorded at 200 Hz for 10 seconds. The manufacturer’s voltage conversion equation was used to report the range mea­ surements: d = Vmeasured ' [512/I/CC] • 0.0254, where Vcc is the power supply voltage (3.31/), Vmeasured is the sensor’s voltage output, and d is the range measurement in meters. For each environment, the data was recorded again at two meters away from the wall, making a total of four experiments: indoors at one meter and two meters, and in the mine at one meter and two meters. The mean (/r0) and the standard deviation (ctq) of the range measurements for the four experiments are reported in Table 3.3. With a mean near the measured distance from the wall and a standard deviation under 3 cm, the sensors are fairly accurate and precise. Because of the smoother walls, the standard deviation indoors was slightly better compared to the mine. 35
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Table 3.3: Sonar Characterization, # = 0° Location Distance from Wall {m} /rn {m} cr0 {m} Indoors 1.0 0.96 0.014 Indoors 2.0 1.9 0.010 Edgar Mine 1.0 1.0 0.026 Edgar Mine 2.0 2.0 0.017 The sonar sensor was also characterized for its critical angle (6critical)- Starting at 0° (perpendicular to the wall), the sensor was rotated 10° at a time until it was no longer able to detect the. wall, at which point the sensor angle was reduced by 5° and re-tested. The maximum angle the sensor can be rotated without losing the signal from the wall is the critical angle {0criticai) . The mean (nc) and standard deviation (crc) of the range measurements for each scenario at the critical angle are given in Table 3.4. Table 3.4: Sonar Characterization, 0 = 6critiCai Location Distance from Wall {m} ^critical { } Me {m} crc {m} Indoors 1.0 25 1.0 0.66 Indoors 2.0 25 2.2 0.98 Edgar Mine 1.0 45 1.2 0.47 Edgar Mine 2.0 25 1.9 0.18 The irregularities of the mine wall are nearly the same size as the sonar sensor’s emitted wave packet, leading to a scattering effect of the acoustic wave. Theoretically, the scattering effect would allow the sensor to detect the mine wall more easily, meaning a higher critical angle and a lower standard deviation of the range data the mine. In practice, the critical angle increased only when near the mine wall (<lm), and ac was marginally lower in the mine compared to indoors, though ac was higher across the board compared to ctq (Table 3.3). With the lower <tc and the potentially higher critical angle, the mine offered a slight advantage in sensor performance compared to indoors. However, regardless of the sensor environment, 36
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the ultrasonic sensors are unreliable at angles greater than 25°. A graphical representation of one sonar characterization experiment is illustrated in Figure 3.6. This experiment took place at the Edgar Mine with the sonar range finder rotated through various angles, two meters away from the mine wall. The dotted lines show 10° increments, the solid black line is a rough approximation of the mine wall, and the blue dots represent the sonar range data. The sonar range data is fairly compact when pointed directly at the wall {6 = 0°), but the range measurements become more widely dispersed as the angle increases. Figure 3.6 clearly delineates the limit for the sensor angle; beyond 9criticai — 25°, the the sensor has difficulty detecting the wall, and the range readings vary widely from about two meters to six meters. These finding fully support the data in Table 3.3 and Table 3.4. Sonar Characterization Edgar Mine Army Tunnel " Mine Wall " Sonar Data 03 03 E > X (meters) Figure 3.6: Sonar Characterization in the Edgar Mine (Overhead View) The sensor orientations of Sonars 5, 6, 11, and 12 in Figure 3.5 are 45°. This is the minimum angle to avoid interference among sensors. Admittedly, the original sonar characterization took place in a laboratory with numerous acoustically reflectively surfaces, so the sonars were originally thought to have over a 45° critical angle. The near-wall critical angle supported this claim, but, as indicated in Figure 3.6, the far 37
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wall critical angle was found to be far lower (25°). Discovered long after the data was collected, and requiring a significant hardware change, the rest of this thesis assumes a 45° critical angle. This issue is addressed in Section 5.4. The data in the mine was taken across a relatively straight portion of the mine adit, representing the worst-case scenario; typically, the mine has irregularities that give the ultrasonic sensors a stronger signal. In fact, the sensor directed toward one such irregularity at a 40° angle yielded a 0.076m standard deviation from 2.8m away. However, the sensor lost the signal altogether when rotated by 5° in either direction. In certain situations, the mine environment can improve the critical angle and the confidence (standard deviation) of the range measurements, but in general, the ultrasonics are no more reliable in a mine than they are indoors. Another characteristic of the ultrasonic sensors is evident in the mean; for certain scenarios, fic is the same as //0, despite being rotated by 25° or 45°. Due to the wide beam width, the location of the object (point on the wall) reflecting an echo is uncertain, causing the range measurement to repeat through sensor rotation. For example, an ultrasonic sensor with a 10° beam width may detect the same object (and therefore report the same distance) when rotated from 0° all the way to 20°, creating a detection pattern in the shape of an arc. In other words, neither the distance nor the angle are necessarily accurate. The LV-MaxSonar®-EZ3™datasheet [21] describes the beam width—or rather, the detection pattern—of the sonar sensors in more detail. Figure 3.7 is the detection pattern of an EZ3 sensor for a 3.5" diameter rod for 5V (black line) and 3.31^ (red dots) on a 12" grid. The detection pattern is highly dependent on the reflecting object, but a 3.5” diameter rod is a fair approximation for a mine wall; the round surface disperses acoustic waves in several directions and the rod is large enough to be detectable at distances expected in an underground mine. For the 3.5" rod, the detection pattern is about 2ft wide, or 4=0.3m from the 38
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center. Given that the shape and reflectivity of a detected object are typically un­ known, the standard deviation of the EZ3 sonar sensors can be over-estimated as &ezz — 0.3m. Similar to Crowley’s [6] method for approximating the sonar error, (Jezz is extended in both the axial and perpendicular directions for simplification; the maximum axial standard deviation (Edgar Mine Location at 25° in Table 3.4) and the perpendicular standard deviation (sensor beam width, Figure 3.7) are both near 0.3 m. Thus, the wall-profiling sensors have a 68% confidence interval (±1(Jezz) that the actual object is within 4=0.3m of the detected position. At 3m away, this corresponds to about ±5°. Figure 3.7: Sensor Detection Pattern [21] 3.2.5 Mobile Radio Components Because the radio is a standalone system, requiring only a power connection to charge the built-in battery, it was the last hardware component added to the AMR, so it is briefly described here. Without the mobile radio, the AMR would simply be ’Autonomous.’ The radio workhorse is a Raj ant radio, mounted on top of the AMR’s electronics housing, shown in Figure 3.8. Each Raj ant radio automatically connects to nearby Raj ant radios to form a wireless mesh network, robust to the dynamic nature of the caravan scenario depicted in the introduction to this paper. The nature of these radios is beyond the scope of this paper; for more information, see the thesis by Meehan [22]. 39
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Figure 3.8: Raj ant Radio and Mounting Location on the AMR. This concludes the vehicle platform hardware section, which covered actuation, sensors, and sensor characterization. At this point, the golf cart can only be controlled manually. The remaining sections cover switching between manual, remote, and computer-controlled modes; adding the computer and software, which includes the computer architecture, the microprocessor platform, and the microprocessor code; power distribution; and engineering safety controls. 3.2.6 AMR Operation Modes Transitioning from manual control to computer control requires a switch—in this case, a software-monitored mechanical mode switch. The AMR has three user- switchable modes of operation: Manual, Remote, and Autonomous. Manual mode, as the name implies, is intended for manual, human operation. An operator ensures that the steering motor is disconnected, and the AMR is ready for manual ’golf cart’ driving mode. To return to the other two modes, a human operator must rotate the mode switch and re-connect the servo motor to the steering column. The remaining two modes utilize the on-board computers, which are described in the following section. Remote mode is intended for driving the AMR using a remote 40
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transmitter with the controls illustrated in Figure 3.9. The transmitter and receiver pair is a Spektrum® DX7 7-channel transmitter bound to a Spektrum® AR6000 receiver. The transmitter sends throttle and steering commands to the receiver at 2.4 GHz, and the robotic controller reads the standard servo output from the re­ ceiver (see Section A.3 in the Appendix) and adjusts the throttle, brake, and steering proportionally to the servo pulse width. Figure 3.9: Radio Transmitter Driving Controls Entering remote mode, the robotic controller has a specific startup sequence. First, the robotic controller depresses the brake and locks up until it detects the specific startup sequence illustrated in Section A.8.2. Then, the robotic controller reads the steering angle from the string potentiometer and centers the steering. Finally, the robotic controller returns to its normal operation. Autonomous mode behaves similarly to remote mode, except the autonomous con­ troller sets the steering and brake commands automatically based on sensor readings and navigation routines. For more information on the autonomous controller, its navigation routines, and its control algorithms, see Hulbert [13]. Knowing the overall 41
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function of the autonomous and the robotic controllers, the following section goes into more detail of each computer and its role in the overall system. 3.2.7 Computer Architecture The computer architecture consists of three hierarchical layers: a servo controller, a robotic controller, and an autonomous controller (see Figure 3.10). At the low­ est level (far right), the RoboteQ AX3500 servo controller closes the loop around commanded steering and brake actuator values via PID control. The middle level consists of a Microchip® dsPIC processor in charge of robotic functions, such as analog-to-digital conversion, servo set-point calculations, and speed control. Lastly the autonomous controller (far left) handles upper-level navigation routines [24]. MineSENTRY AMR Vehicle Level Hardware Digital Input Estop SM wo itd ce h Digit (a xl 2 )Input, Analog S Ptr oin tg Dig ta! Input FWD/ REV Analog (xS) 5DOF IMU •^Steering Actuator A Cut oo nn tro om llo erus RS-232 CR ono tb ro ot li lc er RS-232 CoS ne tr rv oo ller Digital Encoder Analog (x4) PWM Infrared Brake Actuator Sensors Analog Analog (xt Sonar Sensors Battery Analog PWM pSwitch PWM Throttle Actuator Monitor Digital Input Capture (x4i Hall- Effect * Digital Input Capture Speed Figure 3.10: Computer Architecture The protocol for the communication among the three hierarchical layers is RS232. The communication between the robotic controller and the servo controller is defined 42
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by the RoboteQ AX3500 control board command set and configuration, summarized in Section A.4. The communication packet structure between the robotic controller and the au­ tonomous controller is also in the Appendix (Section A.5 on Page 97 and Section A.6 on Page 99). These packet structures standardize the communication protocol for error handling, sensor data, and vehicle status. 3.2.8 Microprocessor Platform Originally, the microprocessor was purchased based on slightly different interface requirements than depicted above: one RS232 port, one RS485 port, 15 analog to dig­ ital converter channels, four digital inputs, one digital output, one input capture pin, one PWM channel, and one Universal Serial Bus (USB) port. The FLEX platform— the product of two Italian companies, Evidence Sri and Embedded Solutions Sri—was one of the only platforms to meet the criteria, particularly because the RS485 and USB combination is rare among microprocessor development platforms. The FLEX full board (Figure 3.11), when combined with the multi-bus daughterboard, is fully customizable with various Controller Area Network (CAN), Universal Asynchronous Receiver/Transmitter (UART—RS232 and RS485), Serial Peripheral Interface (SPI), and et her net communication modules. power supply 9 -36 V ■g - c CON5 for piggybacking COM4 COM2 socket for 100 pin tmmmtm PIC18 immmmi 6 LEDs Figure 3.11: FLEX Platform Base Board [7] 43
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Interrupts are used for important time-dependant events, such as data collection, RS232 communication, and the emergency stopping procedure. All other tasks, such as the watchdog timer, command processing (servo set point calculations), and data processing (conversion to engineering units), are handled using polling. The code, in its entirety, is in Section A.7 of the Appendix, along with companion flow charts in Section A.8 to help decipher the important parts of the code. For information on the code in the autonomous controller, see Hulbert [13]. This concludes the software section, which covered the computer architecture, the microprocessor platform, and the microprocessor code. The following sections discuss how the computer and the remaining hardware are tied together. 3.2.10 Power Distribution and Wiring With the sensors, actuators, drive motor, computers and mobile radio equipment, power distribution becomes an important issue. To power the wheels and the on-board computer, the golf cart relies on six 6V lead acid batteries, wired in series, for a total of 36V. Due to their high capacity, these main batteries also feed the brake actuator and the steering servo (after passing through an isolated 24V industrial regulator). Because the main battery bank tends to be electrically noisy while the golf cart motor is turning, all other components added to the stock golf cart configuration receive power from an isolated, standalone 12V lead acid battery with voltage regulation for a 5V and a 3.3V tap. Table 3.5 lists the electronics on the AMR, along with their power requirements. Power distribution to all 14 ultrasonic sensors, four IR sensors, four Hall Effect sensors, and one string potentiometer requires copious amounts of cabling. Thus, two power distribution boards were designed to reduce the number of cables and clutter in the main electronics housing. The sensor connector locations and the pinouts for both boards are located in Section A.9. 45
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Table 3.5: AMR On Board Electronics Power Requirements Component Input Voltage Power Source Golf Cart Computer 36V 36V Main Battery Bank Golf Cart Drive Motor 36V 36V Main Battery Bank Brake Actuator 24V 36V Main Battery Bank/ 24V Regulator Steering Servo Motor 24V 36V Main Battery Bank/ 24V Regulator AX3500 Servo Controller 24V 36V Main Battery Bank/ 24V Regulator FLEX Microprocessor Board 12 V 12V Auxiliary Battery (robotic controller) Raj ant Radio 12 V 12V Auxiliary Battery Ethernet Router 12V 12V Auxiliary Battery Ultrasonic Sensors 3.3V 12V Aux. Battery/ 3.3V Reg­ ulator Infrared Sensors 3.3 V Aux. Battery/ 3.3V Regulator String Potentiometer 3.3V Aux. Battery/ 3.3V Regulator Hall Effect Sensors 5V Aux. Battery/ 5V Regulator Throttle Control Circuitry 5V Aux. Battery/ 5V Regulator FWD/REV/Thottle Relays 5V Aux. Battery/ 5V Regulator With up to 15 feet of cable routing analog signals from the sensor to the robotic control, electromagnetic noise from the golf cart motor became an issue. In an at­ tempt to attenuate the noise, the control battery, all power supplies, voltage regu­ lating circuits, sensors, and cable shielding were grounded to a single point in the electronics housing, as shown in Figure 3.13. Despite the star grounding, some noise is still present, both in the signal and the power supply of the sensors. At the recom­ mendation of the manufacturer, a low-pass filter was implemented on each ultrasonic sensor’s voltage input. The low-pass filter is a first-order Resistor-Capacitor (RC) filter with R = 100f2 and C = 100/rF, giving a cutoff frequency of 16 Hz. Still having problems with noisy sensor readings, additional RC filters were in­ stalled on all affected sensor signals, including all analog sensor lines and the 4 Hall Effect sensor lines; with R — 100f2 and C = 1/zF, each line has a filter with a cut­ off frequency of 1.6 kHz. This cutoff is sufficiently high to leave the normal sensor 46