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Chalmers University of Technology
Preparing for tomorrow: Exploring design adaptations of a wheel loader for a circular business model Bergstrand, H & Jönsson, C Figure 44: Graph showing the global warming potential for the reference filter and the concept filter The largest impact caused by the reference is the process of extracting, producing and working the containing steel. The largest impact caused by the concept is instead the extraction and manufacturing of aluminium components. The emissions are in both cases carbon dioxide, tied to energy production to feed energy into material extraction processes. Since most impact in both cases comes from the production phase, it indicates it was right to focus on decreasing the material consumption per functional unit. The graph also shows that the material reduction gave the desired, lowered impact. ACIDIFICATION POTENTIAL Figure 45 shows that the acidification potential is much smaller for the concept filter. Largest impact has the production phase in both filters cases. Figure 45: Graph showing the acidification potential for the reference and concept filter It is somewhat surprising that the concept filter has high acidification potential compared to the reference filter in the production phase despite the much lower weight. But aluminium production is resource heavy and it is especially Sulphur dioxide from the production of the canister that shows in the result. For the reference filter, it is emissions of the same kind that dominates and they are also tied to material and production of the canister. The acidification potential from the use phase in the 92
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Preparing for tomorrow: Exploring design adaptations of a wheel loader for a circular business model Bergstrand, H & Jönsson, C reference filter case stem from emissions of nitrogen oxide caused by combustion of diesel due to transportation. EUTROPHICATION POTENTIAL Figure 46 shows that production phase and use phase have similar amount of emissions that cause eutrophication for the reference filter. It is, again, the steel production that causes emissions but also the large amount of transportation that is required for the reference filter. The shape of the eutrophication graph and the acidification graph are similar since they are results of the same sources of pollutions. However, the numbers are relatively very small in both cases. Figure 46: Graph comparing the eutrophication potential of the concept and reference filter What makes the reference filter dominate is the lager amount of transportation by truck that emits nitrogen monoxide. This causes emission in the concept fuel filter case too but the amount of transportation is much lower. What also causes emissions for the concept filter is the detergent production in the form of ammonium. ABIOTIC RESOURCE DEPLETION shows the difference in abiotic resource use. The concept filter uses very few resources compared to the reference concept which is visual in this graph. The use of resources is very spread over all kind of resources considered in this impact category. What stands out is the use of borax, indium and colemanite in the process estimated for the cellulose cartridge in the reference filter. However, this is an approximated process and if those materials are used in reality is not known. For the concept filter, it was the production of the canister that was most resource consuming and the materials standing out was bauxite and tantalum. For the use-phase it was the production of detergent used for remanufacturing that stood out using indium. In this impact category are fossil fuels needed for production of aluminium and steel included. 93
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Preparing for tomorrow: Exploring design adaptations of a wheel loader for a circular business model Bergstrand, H & Jönsson, C Abiotic Resource depletion 0,3500 0,3000 0,2500 .v 0,2000 iu q E 0,1500 - b S g 0,1000 k 0,0500 0,0000 -0,0500 Total Production Use End of life Reference filter 0,3095 0,1508 3,79E-02 0,1208 Concept filter 0,0002 0,0004 0,0000 -0,0002 Figure 47: Graph showing abiotic resource depletion for the concept and reference filter 9.3.2.4 IMPACT ASSESSMENT CONCLUSION Over all it can be said that the LCA has shown how the material reduction has led to reduction of environmental impact. The new way of handling the filters has also led to a big reduction in transports. What is worth paying attention to is the use of aluminium for the canister in the concept filter; aluminium was chosen since it is a light material and it was desired to keep the mass low not to cause unnecessary impact during transport. However, other impact categories show how aluminium causes the biggest impact for the concept. In the refinement of the concept it is suggested that a throughout stress test should be done on the canister to be sure how big the load on it will be and after that look into if other materials are possible and what effects that would have on the transported mass. The GaBi software, and associated database with the dataset available for the project, could not provide a good number for water use. It would be desirable to be able to compare the reference filter with its water consuming cellulose cartridge solution with the washable concept filter. However, the water estimated to be needed for the concept filter is a very rough estimation and the water may also be recyclable within the process. In Sweden, where the LCA was placed is water consumption not a big problem. If the facility is placed in a country with not so abundant fresh water resources, this factor must be better researched and could in fact have a big impact on the local area. This is somewhat a result gap and it is something worth considering when moving forward with the concept development. 9.3.2.5 ROBUSTNESS TESTING In the following section are the results from the sensitivity analysis presented. A sensitivity analysis was made on the remanufacturing procedure and in the form of a breakeven analysis between the concept and the reference filter. SENSITIVITY ANALYSIS In this part of the sensitivity analysis the idea was to increase consumption of all resources needed during the remanufacturing process, including transports, since the very nature of the concept builds on remanufacturing. The remanufacturing procedure was not described in detail in the concept development section and the amount of ingoing resources was considered needed to be tested to understand how an increase of resource consumption could play out if the procedure would be developed. This was done by multiplying the remanufacturing process with 2 and 10. This way a 94
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Preparing for tomorrow: Exploring design adaptations of a wheel loader for a circular business model Bergstrand, H & Jönsson, C doubling of needed resources was represented with 80 washings instead of 40 and an increase with 10 times the amount was represented by 400 washes. Since transportation was also included it would represent that the distance to the remanufacturing facility would double in the first case and tenfold in the second. Global warming potential Figure 48 shows that even if all the factors in the remanufacturing process were multiplied by 10, with energy consumption, transport, water use, spare parts and soap included, the concept filter is still better for the environment, considering global warming potential. This is a good indication of that the remanufacturing process is a better solution than disposable filters. Figure 48: Graph showing how the global warming potential is affected when the parameters of remanufacturing are changed The biggest change between times two and ten is that the rubber production passes the production of steel spare parts in terms of emissions. This tells us two things, the remanufacturing procedure itself is not a large source of emission and the amount of spare parts needs to be kept low. Sensitivity analysis and conclusion The remanufacturing process was the biggest area of uncertainty in the model over the concept due to the readiness of the concept. Values for what was thought to be needed were estimated and because of that, it was interesting to see how the results developed when they were increased. However, some of the factors multiplied by 400 are not likely to be that big, such as water use and spare parts. On the other hand, it gave a good indication of what is most important to think about when the remanufacturing process is developed. It is worth refining the filter design until it requires as little spare parts as possible to keep the environmental impact at a minimum. There is a lot of potential to develop a remanufacturing facility which can allow for low impact if principles of reuse are implemented, for example could heat used to wash and dry filters be used in the factory. 95
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Preparing for tomorrow: Exploring design adaptations of a wheel loader for a circular business model Bergstrand, H & Jönsson, C BREAKEVEN A breakeven analysis was made to see how many times the concept filter needed to be re-used before it was a better option than the reference filter in terms of greenhouse gases emitted. Figure 49 shows Figure 49: Showing breakeven point between the concept filter, concept filter with resources for remanufacturing multiplied with 10 and the reference filter. the result from the breakeven analysis. The concept filter has a much higher amount of initial emissions (5.9 kg) but the remanufacturing process emits very little. Due to this, the concept filter has soon paid off its initial emissions and the reference filter, which emits 2.64 kg each, is the less good option already after 2.25 replacements. To make the comparison more interesting the high resource consuming remanufacturing concept was also included in the breakeven analysis (green line). If the remanufacturing process is that expensive, resource wise, it will still take only four reference filters to breakeven. It might be surprising that the breakeven point is after so few exchanges. But considering that the concept filter only weights slightly more than the reference, it is more understandable. It has already been shown that the impact for both filters is in the production phase and that even if a concept filter is remanufactured 400 times during 20 000 h it is still a better option. This indicates that the remanufacturing process is not very resource requiring. 96
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Preparing for tomorrow: Exploring design adaptations of a wheel loader for a circular business model Bergstrand, H & Jönsson, C 10 DISCUSSION As a response to the project aim, the following chapter will discuss the use and sustainability centred development process defined beforehand and utilised for the particular case. First, the outcome from implementing the process on the case will be discussed, that is the final concept solution. Thereafter, the implementation of process in the particular project is elaborated on. And lastly, the more general learning outcomes are discussed, in the meta perspective section. 10.1 THE CASE AND THE FINAL CONCEPT In this section, the final concept’s potentials and weaknesses are discussed. Furthermore, the concept’s expansion possibilities and recommended next steps are covered. The final concept is developed to suit a wheel loader in functional sales model, inspired by circular economy. The main environmental advantage from such a model, compared to today’s situation, is that the producing company is incentivized to optimize the service and maintenance. The concept offers a part of the solution to reduce cost and environmental effects from service and the use of consumables. In addition, the new design also gives incentive to take advantage of other principles, inspired by circular economy. First, the concept opens up for more users to use the same product, it allows for reuse, remanufacturing, repair and extended use. In the products end-of-life phase, it also allows for easier recycling compared to the reference, since it is quite easy to disassemble and separate materials. These are also materials for which there is a market to resell the materials after recycling. All these factors might contribute to resource saving beyond what was shown with the LCA. To add to this equation is that the 40 reuse cycles for the concept filter might be a conservative assumption. A product life of 40 cycles was assumed based on that today’s suppliers of similar solutions guarantee their products to last the lifetime of the vehicle. Thus, for the L150, and with preserved replacement intervals, resulted in the 40 use cycles as the minimum requirement. Though, it is reasonable to believe that the filters can be designed to endure more than 40 cycles and that the intervals can be extended, hence giving raise to even larger economic and environmental savings. A weakness with the concept is that more could probably have been done to resolve the underlying problem to why fuel filters are at all required; referred to as: “eliminate or reduce the basic need”. The underlying problems were identified as the fuel being contaminated and the injectors being very sensitive. Though, these were not questions which suited the particular project very well, they are interesting aspects to investigate in other projects. In this project, the scope somewhat directed the process towards resolving symptoms rather than the actual problems. If the objective would have been less focused towards generating a tangible product, it is believed that the problem could have been addressed on a higher level of substitution. Thus, higher impact can be obtained in accordance with the theories about levels of substitution by Holmberg (1998). As the project was carried out, the final concept might contribute to a lock-in towards fossil fuel powered engines. Though, the solution is at the same time providing guidelines for how environmentally better products can be developed already today. To go from product concept to final product, further analysis is required to determine the exact structural properties of the product through dynamic fatigue tests, pressure analysis and possibly optimizing the flow through fluid mechanic simulations of the system. Filtration capacity seems to require empirical tests to guarantee sufficient performance. Thus, another step could be to carry out these ISO standardized tests on filter prototypes. Next, complementary real life testing would be appropriate, to ensure satisfactory performance in field. Including prototyping and trying out the washable filters small scale, for instance together with individual customers with a large machine fleet. 97
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Preparing for tomorrow: Exploring design adaptations of a wheel loader for a circular business model Bergstrand, H & Jönsson, C It would be important in such a test situation to verify the solution with users to make sure that requirements about easy use are met. Making the reman solution economically and environmentally justifiable, including setting up a reman facility, redesigning the product and establishing new business relations etc., will probably require high quantities of filters. The concept allows expansion to include all sizes of fuel and oil filters in the construction equipment machine catalogue. The solution, is also believed to be compatible with old technology, for machines already on the market. Thereto, expansion to all diesel engines in the whole Volvo Group is believed to be a possible next step to obtain high quantities; even though this will include extensive reassessment of these new systems and the related requirements. Regarding trucks for instance, other requirements are important, such as product weight and the accessibility in the compressed engine room. A few perks have been identified connected to the circular business model and the studied system, from which the company can benefit. First, the model might facilitate in keeping customers loyal to the brand, which is mentioned in theory by Tukker (2015) as a typical benefit from introducing service system schemes. In addition, the close customer relation makes it easier to understand the customer, and develop products, sufficiently adapted to the customer needs. The environmental responsibility shown through reuse of products and a revised company view on consumables can also be used for green marketing purposes to attract new and existing customers. There is obviously a bit of a way to travel before the solution can be implemented. The next step could be to specify the functional sales model more in detail and establish it internally in the company. In addition, the business case should be explored in relation to the functional sales model. How can the solution create revenue for the company and what is a reasonable time horizon? After that, a next step could be to reach out to companies owning the filter technology. However, even more important is to strengthen the relation to today’s service provider, which possesses the real customer insights and understanding of the service systems. To ensure that the user considerations, including physical and cognitive ergonomic aspects, are being satisfactory met, the solution should be evaluated with physical user evaluations with a physical product representation; as described in the later sections of the product development framework, in chapter 3. Even though results are promising, the concept is just a small piece in the transition to a circular business model. Even so, the solution is a bridging technology towards truly sustainable ways of making business and as a good case study in how it can be achieved. The solution can be implemented quite easily already in today’s system, since much of the required infrastructure for the remanufacturing is already in place and the technology behind the concept is available. 10.2 THE DEVELOPMENT PROCESS – IMPLEMENTED Under this headline, the implementation of the process framework will be discussed. The section will elaborate on which aspects were successful and which were less useful in the particular case, and the reasons to why this was the case. The demand for a pre-planned project forced the design process to be quite explicitly defined already before the prestudy. This might have caused a problem due to the unknowns regarding what the reference product could be. It showed that a user centred process was not entirely suitable for the type of product selected, with a quite limited user contact throughout its operating life, and some process alterations were necessary, for instance extensive user interviews and user tests were excluded. 98
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Preparing for tomorrow: Exploring design adaptations of a wheel loader for a circular business model Bergstrand, H & Jönsson, C The idea of using criteria was to guide the process in a desired direction, considering all stakeholders and thereafter help in selecting paths and solutions to ensure the project would have a clear end- result, a tangible concept which would allow for evaluation, without constraining the process, as can be a risk when using product requirements. However, in this case also the criteria seem to have directed the process in a slightly undesirable direction, towards a too narrow solution space. The weakness in the method seem to be related to the chosen criteria and the weighting, rather than the principle itself. The constraining criteria regarding the company compliance, completion level and technical feasibility could probably better be introduced later in the process to maintain an open solution space in the early ideation stages. Because the criteria were used in the design process the new design was naturally anticipated to be better, when evaluated against the very same criteria. Using the criteria as guides in the process has led to the desired outcomes most times; however, it makes the criteria very influential and if aspects are missed out in the criteria, these aspects might be entirely lost in the process. This stresses the importance of carefully considering the criteria, the need to anticipate their contribution and possibly reassessing them. An example of such missed aspects might be economic feasibility; which has led to the fact that no conclusions about the business case and the economic sustainability can be made. When it comes to the scenario, it is believed that it must be better rooted in the organization and the company’s long term objectives and strategies, in order for the method to be truly successful. This conclusion is somewhat in line with what is suggested in Bocken et al. (2016); referred to as the “integrative perspective”, saying that companies need to have a clear overall vision before product and business model can be designed to become more circular. In this particular case, this could not be done due to that concrete visions and strategies could not be communicated in detail by the company. The scenario is defined as ten years from today and the result of this was a context and product description very close to the one of today. This scenario was considered reasonable at the time. However, in hindsight it could have been better to try looking beyond the anticipated technical horizon and try to foresee what would actually be established on the market in ten years from now. This would have been an advantage when considering that a product in its design stage today, will have a lead- time of a few years before it reaches the market. A possible definition of the wheel loader then could have looked very different; involving the concepts of electric drivelines and autonomous or remote driving for instance. Followed by a result, more in line with that technical development. More insights about the company’s current research engagements could have pushed the project in such direction. The initial idea was that the development of the product concept and the scenario were to be done simultaneously, a method supported in Bocken et al. (2016), claiming that development of business model and design must go hand in hand. Although, the project showed that there might be a risk that, by doing so, an ideal case is built; in which the product and the scenario converges, resulting in a seemingly successful concept, even though the scenario, and thus the concept, might have lost its connection to reality during the process. As for the criteria, it seems that the scenario had a major influence over the process and the end-result in the particular case, again stressing the need for careful considerations and trying to forecast the consequences when such methods are utilized. Another problem with designing for a scenario is that reality might develop in entirely different directions. For this case, for instance if the functional sales scenario is never introduced full scale, the final concept will fall short. On the other hand, learning outcomes can still be obtained regarding life cycle thinking and important aspects to consider in relation to this. And despite the scenario might never occur as described in the case, the concept can still work for alternative scenarios; even though the machine is not part of a functional sales model, the company can still offer filter take-back and 99
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Preparing for tomorrow: Exploring design adaptations of a wheel loader for a circular business model Bergstrand, H & Jönsson, C remanufacturing of used filters to their customers as a complement to the existing use-dispose solution. Another relevant question raised during the projects was how close the scenario should be to the current situation. This is a typical trade-off between implementability and innovation i.e. how soon can the solutions be implemented, versus how big of an improvement can be obtained. Even though improvements have been proven short term a lock-in is hindering the concept from being entirely justifiable from an environmental point of view. That is because the final concept will induce investments, both monetary and in resource usage for a setting up a remanufacturing facility which is a draw-back, considering the aim to achieve an entirely sustainable solution over time. One very important factor leading to the extensive resource reductions was the decision to establish an environmental objective early in the product redesign process; a strategy which is also recommended by van Nes and Cramer (2006). In this case, the objective was to focus and prioritise resource efficiency. Since the studied reference product was found to be a passive product, not resource consuming when used, the material resource efficiency focus was appropriate. However, an absence of tools was experienced, when it came to supporting the designers in which decisions are extra important to consider in relation to the different product types. Especially, relevant guidelines or recommendations would have been very helpful, since it was quite difficult to pinpoint some of the less intuitive contributions from the use-phase during the development. Such as in the studied case, additional transports and maintenance. Another very influential factor behind the satisfactory result was the level of abstraction on which improvements where suggested. Major impact could be obtained by starting on the highest level, and redesigning the goals of the system, in this case the incentive for the company to reconsider their view on consumables. Followed by the design of the system level flows, through the introduction of remanufacturing of used products in our case. And further on to the lower levels, designing the functionality of a product in such system and lastly the tangible product attributes to fulfil the corresponding functionality requirements. Thus, major improvements could be obtained, even though only minor alterations were made to the product; to summarise, after redesigning the system and introducing the remanufacturing scheme, the functionality level design was focused on supporting the alternative system and the functionality was in in turn supported by the product level design suggestions. The reason to why solutions are considered on different hierarchies is the previously presented theories about levels of substitution (Holmberg 1998); discussing the effectiveness of a change in relation to the level on which it is implemented. The ecodesign, or Design for environment mindset (DfE), discussed in Tingström (2007) was believed to be the most important factor in achieving environmental impact reductions. The mindset included constantly tweaking tools towards an environmental focus. Thereto, the mindset promoted a continuous consideration of the life cycle perspective in the decision making which, amongst other benefits, gave the silent stakeholders room to influence. Also, the fact that the scope of the project quite clearly stated resource efficiency as the prioritized environmental aspect made an important contribution to the mindset and had a major influence on the final result. Identified ecodesign tools were used to the best of our abilities and are believed to have affected the result positively. However, the focus of the tools used were on ideation and the final evaluation of a well-defined concept. The process was lacking tools to support continuous decision making; for instance, quickly weighing use-phase aspects to contribution from production for a number of impact categories. Such tools do not have to be numeric, but rather just guide the decision-making towards more sustainable alternatives and help the designer in prioritizing actions. What is requested, is a “Life 100
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Preparing for tomorrow: Exploring design adaptations of a wheel loader for a circular business model Bergstrand, H & Jönsson, C cycle based environmental impact assessment for the functionality in product systems”. The absence of such tool box is identified and problematized around by a number of authors (Tingström 2007, Bocken et al. 2016). However, since user centred design and LCA, both revolve around functionality, the authors of this thesis point out that the idea of such a tool coming to existence is not unrealistic. Assessing a concept with LCA comes with a lot of challenges and might at first sight seem contradictory to the very nature of an LCA. A concept is ambiguous and uncertain, not much is decided and even less is known compared to what is generally needed to be in an LCA where every process, material and matter of transportation needs to be known in detail. However, involving LCA in the product development process gave some benefits; since it addressed aspects such as materials choice, material thicknesses, and transportations. However, an experienced LCA analysist could probably better have decided at what stages and in what areas the LCA could be allowed to be less accurate; that is, only at the spots where the system knowledge and available data can support this accurateness. Conducting an LCA on the final concept in this project could be compared to conducting an LCA on circular economy, on small, conceptualized scale. The conducted assessment in this project clearly indicates that circular economy has advantages over linear economy when it comes to environmental impact, which is mostly tied to the major decrease in materials use over the life of the wheel loader. However, the reason to why the concept uses less materials is tightly bound to principles of circular economy being used in the development process. Even though the final concept showed major material resource saving, the end-result can be questioned; not as much in terms of the project aim and scope, as when it comes to long lasting sustainability improvements. One reason to why the target was somewhat missed might have been due to the process being constrained by a few factors. First, the limited access to information and the studied system, due to the distance between Gothenburg and Eskilstuna; hence the possibility to obtain a complete picture of the system, related problems and the direction of the technical and technological advancements. Secondly, the type of internal knowledge that was obtained from the interviews was quite limited to certain areas, due to proximity to people with these types of competences and knowledge; which in turn forced the project towards these areas. Thereto, the access to real users to observe and interview was quite limited, which is believed to have affected the outcome negatively. Lastly, the project experienced a limitation from the process and the predefined end-result being quite explicitly defined, even before the project commenced; the predefined process and end-result offered little possibility to change directions when it was discovered that the project was turning towards designing lock-ins. 10.3 THE DEVELOPMENT PROCESS – META PERSEPECTIVE Under this headline, the project result is discussed from a more holistic and general point of view and the findings are placed in an extended context. The framework was developed from material from a number of different sources, which is considered a strength. However, no contradictory theories were found, criticising the used theories. This might suggest that the referenced sources make up a too narrow base for conclusions around whether the framework is supported in theory. It can only be concluded that the framework was quite successful in the very specific case of this study. It seems that much of the successfulness in the case is somewhat a result of the very good match between ecodesign and a user centred design. First, the system perspective promoted by the use centred process, especially when complemented with the life cycle perspective, seem to have had an 101
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Preparing for tomorrow: Exploring design adaptations of a wheel loader for a circular business model Bergstrand, H & Jönsson, C important contribution to the resource savings. And just like our hypothesis predicted, the idea of prolonging product life or sharing a product leads to a higher use-rate per individual product. This means that, even though the initial system has no or weak links to a user, a maintained user perspective is very important and potential users must be anticipated; such as shared-use users, secondary user, maintenance personnel, remanufacturing mechanics etc. Since these new users might have a major influence over the product’s life cycle performance and environmental impact, user centred product design is crucial. First, to ensure they are actually being used at all; and hence, utilization being optimized. And secondly, that the products are used correctly and responsibly, to optimize use efficiency. Otherwise, trade-off effects can quite easily weigh up for the expected resource savings. A system perspective is argued in Bocken et al. (2016) to be an important key to avoid such undesirable effects. In alignment with Tingström (2007) the project has acknowledged the difficulties in using LCA early in the product development process. One of the problems, which was touched upon previously, is the fact that early concepts are surrounded by many uncertainties; the tangible attributes are not yet fully determined, to the level which is required by the LCA methodology as it is described in ISO 14 040. Another reason to why LCA is not appropriate in the early product development stages, addressed in theory and confirmed by the project, is that a vital parameter in supporting innovations is for methods to yield quick results, and to promote fast decision-making (Tingström 2007). The project also experienced that, in order to make relevant estimations, handle data gaps and to find the right level of the assessment, a quite high level of knowledge was required; both in the studied domain and about the use of LCA. The way LCA was used in this project, the method contributed to a focus on lower level improvements when forcing to define product attributes quite explicitly; while the process, still promoted a focus on higher level substitutions. Even though the solution is better than the reference, the solution can be argued to have slightly missed the goal of being entirely resource efficient over an extended time horizon. The solution is creating a potential revenue stream from a system built around a fossil fuel dependent product and which in addition build on a system relying on transportations to a high extent. This obviously raised some thoughts about the designer’s role and ethics: - What responsibility do the designers have in ensuring the environmental aspects remain a priority also after the concepts are handed over to the company for further development and launch. - How can designers make sound decisions about when investments in additional use of resources are justifiable; considering trade-offs, technical advances, and lock-in effects? Example: Pose the revenue from remanufactured fuel filters and the investments in the suggested remanufacturing chain will be one, even though a small, contribution holding back the transition to more environmentally sustainable drive line. A possible consequence of such lock-in effect would be a substantially negative influence on the environment. - A related question will be, when we can allow ourselves to wait for anticipated technical advances and when we are better doing something to reduce environmental impact in the current system? Even though the changes might risk creating lock-in effects? Perhaps prognostic LCA’s can be utilized to support in this kind of decision making? - Another question raised during the project, on the topic of substantial and long term improvements, is how we can incorporate the business model as a factor in the development process, to ensure the results will be truly resource efficient systems? To close in on the answers to these questions, further research is requested. 102
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Preparing for tomorrow: Exploring design adaptations of a wheel loader for a circular business model Bergstrand, H & Jönsson, C 11 CONCLUSION As a response to the project aim: “to explore the use and sustainability centred product development process”, the case stressed the potential to obtain real environmental impact reduction, quantitatively verified with LCA, from a development process guided by a pronounced focus on use and sustainability aspects. Over the machine’s operable life time, the final washable filter solution is expected to save approximately 95 % of the material usage, 60 % of the transportation distance and about 90 % of the total impacts on global warming. The use of circular economy as inspiration and guidance, resulted in a concept with verified environmental impact reductions, compared to the reference product in the linear business model. This fact brings credibility to that the concept of circular economy and in particular, the principle about material resource efficiency, has the potential to lower the environmental impact from consumption. As anticipated, the circular business model functional sale, in this case led to an increased use rate per individual product; which stresses the importance of user considerations in the product development process, including both existing and anticipated, new users. In addition, use centred design is essential, in order to ensure that the increased usage per products is as resource efficient as can be. The final concept’s successfulness is also believed to be a result of the fact that the solution considers the entire system. Since, according to the theories about levels of substitution, changes are more efficient the higher up in the system hierarchy they are implemented; from the overall system goal and flows, to the functionality and lastly to the tangible product attribute level. The systemic perspective is promoted from both the user design and circular design perspectives, which further emphasises the strengths of a combined user and sustainability centred perspective. In the particular project, it was deemed useful to define an environmental objective early in the process in order to manage contradictory environmental aspects. In this case, the overall environmental objective focused on material resource efficiency. The case could also conclude that both the scenario, used to manage the situation of designing for a not yet existing future, and the evaluation criteria, used to maintain relevancy were very influential over the process; hence needs to be carefully considered and well aligned with the company vision and strategy, in order not to steer the project off in undesirable directions. In addition, the use of what is referred to as the ecodesign mindset seem to have contributed to the positive case result; as it stresses environmental aspects in every decision. However, the absence of easy-to-use design tools, to make use of the mindset and promote sustainable alternatives was acknowledged. The project has, in alignment with product development theories, also concluded that using LCA according to the ISO-standard, is not efficient as a concurrent design support tool. However, the project can recommend LCA to be used on existing product systems to address current issues and raise awareness of the life cycle perspective. Results from such LCAs are recommended to be part of design, or re-design, processes to reduce impact. It can be concluded that by introducing the final concept, major reductions can be obtained in all impact categories in the analysed scenario. Although, some concerns remain: the environmental impact reduction risk to be negatively affected, depending on how the company decide to proceed with the concept. This is because the concept risks creating lock-in effects from an environmental point of view, due to that the generation of revenue is dependent on a fossil fuel based system. 103
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APPENDIX II - STAKEHOLDER ANALYSIS Stakehol Motivation Method Constraints Risk Relation to product Influence on machine der design. Linear Circular Linear Circular Linear Circular Linear Circular Linear Circular Linear Circular e n w O /r e y u Br e n il p e e K .g n in n u r e n il p e e K .g n in n u r /e m itp u h g iHy tiv itc u d o rp /e m itp u h g iH y tiv itc u d o rp ,s n w o d k a e rB e c n a n e tn ia ms ts o c ,s n w o d k a e rB h g iH w o L m u ie dn eo Mn - m u ie dn eo Mn - m u idh eg Mih - m u idh eg Mih - r o ta r e p o /r e s U .k s a t e te lp m o C e. lk ps ma t o e Ct /s llik s g n iv irD tc u d o rpe c n a m ro fre p /s llik s g n iv irD tc u d o rpe c n a m ro fre p s n w o d k a e rB.g n it dia nw a s n w o d k a e rB.g n itia w d n a w o L w o L e s o lC e s o lC m u i wd e oM L- m u i wd e oM L- /o v lo V n a lp s s e n is u B .e n ih c a m lle S e n ih c a m tu o tn e R y tila u q h g ih p o le v e D . ss etr na ip h cd an ma e n ih c a m fo n o itc n u f lle S ro f ts o c e c u d e r d n a .e c n a n e tn ia m d n a e c iv re s s n w og dn ki ad ea ro e Blt fo k c a L .n o ita tu p e r d a b y fs ita s o t n o ita m ro fn i.s d e e n ’s re m o ts u c o t s d a e l ta h t s n w o d k a e rB fo k c a L .n o ita tu p e r d a b y fs ita s o t n o ita m ro fn id e e n ’s re m o ts u. cs m u id e M. .h g Hi m u ie ds eo Mlc - m u ie ds eo Mlc - .g iB .g iB a m e ld d im /r e la e Dn d n a e n ih c a m lle S.e c iv re s th g ir e h t d n iF e h t ro f e n ih c a m.n o ita c ilp p a th g ir d n a ts re d n U.s d e e n re m o ts u c d n a ts re d n U.s d e e n re m o ts u c fo k c a L.n o ita m ro fn i fo k c a L.n o ita m ro fn i m u id e M m u id e M e s o lC e s o lC m u id e M m u id e M e c iv r e Sle n n o s r e p n o ita tu p e r p e e K h g ih h tiw.e m itp u n o ita tu p e r p e e K h g ih h tiw.e m itp u e c iv re s ra lu g e R.s la v re tn i e ru tru N .s n o ita le r ta e b y lk c iu Q n e h w e tis.d e d e e n .tx e tn o C.n o ita c in u m m o C .tx e tn o C.n o ita c in u m m o C m u id e M w o L e s o lC e s o lC m u i wd e oM L- m u i wd e oM L- y s r o ts e v n I y lla c im o n o c E.y n a p m o c e lb a n ia ts u s y lla c im o n o c E .y n a p m o c e lb a n ia ts u s e n o m n ra e ,ts o c e s a h C te k ra m re tfa n o.s tc u d o rp g n o l d n a e lb a ru D o t s tc u d o rp g n its a ln w od dn a d e iom vi a-t .s ria p e r tn e m p o le v e d h g iH.s ts o c e v t en de m h gp io Hl .s ts o c h g iH h g iH e n o N e n o N .g iB .g iB s s k k tn e m n o fo tn u o m an is d n a s e c fo tn u o m an is d n a s e c mth g ih - r iv n E - - - - tim iLru o s e r tim iLru o s e r e n o N e n o N h g iH h g iH u id e m w o L
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APPENDIX IV - COMPONENTS AND MATERIALS DECLARATION Ref. Component name Primary function Secondary function (s) Filter body 9 canister contain filter contain diesel prevent particles from entering withstand pressure support filter act as handle/grip when detaching/attaching protect filter provide surface for information/instructions 8 spring allow over pressure keep filter in place (centre) bypass 2 retainer sheet keep housing and seal housing and machine interface interface together lead diesel provide attachment of gasket Interface 3 interface plate connect filter to machine seal fuel system downstream prevent copying spread fuel provide structural integrity to design 1 gasket seal fuel system put "pressure" on threads to lock (upstream-outside) - small gasket seal fuel system - (upstream-downstream) Filter cartridge 6 Cellulose filter material mechanically filter out - particles from fuel - Glue/ "sealing foam" seal between up- and glues metal capping discs to cellulose cartridge downstream 5 Inner tube support filter Transfer force to spring in case of over pressurized container 4 Top cartridge capping disc support filter keep flanges apart prevent leaking of contaminated fuel to clan side of filter transfer pressure to inner tube in case of over pressurized container 7 Bottom cartridge capping support filter keep flanges apart disc prevent leaking of contaminated fuel to clean side of filter Related components - Dust cap prevent particles from stay on place during distribution entering before be recyclable installation inform about recyclability - Transportation packaging Protect filter during Inform user transport Coating/Paint - White paint protect casing express Volvo’s graphic identity express Volvo genuine component - Blue inscriptions inform user about use inform about after life treatment and installation express Volvo’s graphic identity express Volvo genuine component inform about manufacturing ensure product tracing by printed serial no. and bar-code
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APPENDIX VI - PERSONA AND USE-SCENARIO Jonas, a 39 year old service technician from Uddevalla, currently employed at Swecon, Mölndal. Right after his graduation from high school as a heavy vehicle mechanic he got a job at a small workshop in his hometown. A couple of years later he met his wife, Sandra, and soon went to live with her in an apartment just outside Gothenburg city. Jonas decided to take the opportunity to get the most out of his education in heavy machinery and applied for a new job as a mechanic at Volvo BM, heavy, off-road equipment centre in Mölndal, where he has stayed ever since, however moved on to become an on-call service mechanic for the same Volvo service center. In their free time, Jonas and his wife spend a lot of time with projects in an old villa, which they bought and moved into almost ten years ago. Over the last couple of years, most weekend for more than half the year are spent in their camper van, travelling Scandinavia, for their two daughters, Nellie and Eleonore, 11 and 15 to compete in the motocross series. The reason to why Jonas has remained at Volvo during all these years has much to do with the quality of genuine Volvo equipment; the quality makes his life easier as a technician and the meetings with proud Volvo Figure: Persona illustration customers is a rewarding part of his job. Also, he appreciates the variety in his work, with different machines, different tasks and different clients; he seldom knows what the next day has to offer. The varying tasks and contexts also comes with some down sides; the working conditions are sometimes not ideal. An October morning in a muddy quarry, cold, dark and wet and with rain just pouring down is obviously not the most pleasant conditions for a service. Neither is it easy to keep the delicate filters clean when changing them a hot, dry day in June, where the dust whipped up by the wind, from conveyors and from off-road equipment moving around the site is almost impregnable. If you are lucky though, the customers have made room for and parked the machine in their workshops, but that’s more of an exception than rule. Sometimes the filters leak too and everything gets messy; the clothes, the machine, the toolbox and tools, spare part and even the back of the car becomes contaminated with fuel and oil. The washing machine back in the workshop really saves the day. When thinking about it, Jonas is surprised nothing has been done to improve the handling of the filters during all these years; it seems filters have remained more or less the same for as long as he can remember. Unlike some of his older colleagues he can really see the advantages from the recent shift towards more sophisticated components and the use of software to determine the machine’s status and search for problems. Jonas believes it has made most jobs faster and with pleased clients as a result. He is really looking forward to the remote failure detection system, which he has read is on its way; it could help him be even more prepared when arriving to the Volvo owners in the area. After working with heavy equipment for almost 20 years his body is not what it used to be. Nowadays he rather work on machines where it is really easy to reach; climbing around on a two-story high wheel loader is something he leaves to his younger colleagues. Jonas is not afraid to get his hands dirty for the right reasons. However, to risk shortening his life due to diesel fumes and diesel and oil spill on his skin is definitely not something he is prepared to do. Even though the working conditions have improved by miles during the last decade, he still feels improvements could be made if only the equipment designers would listen to the expertise from the field. Though, he is proud about how far his workshop has come in terms of environmental responsibility. Separating hazardous materials such as filters, spray cans and paint buckets, used oils and other liquids etc. in different containers for recycling feels really good. What happens with the filters after the containers have been sent away on the other hand, is not something he has thought much about.
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APPENDIX VII - RAPID ECO ASSESSMENT, COMPLETE RESULTS Eco strategy wheel consideration Rapid assessment Comment 1 Design for: Innovation 1,1 Rethink how to provide the benefit Not yet considered More can be done 1,2 Design flexibility for technological Not yet considered More can be done change 1,3 Provide product as service Not yet considered More can be done 1,4 Serve need provided by associated Not yet considered More can be done products 1,5 Share among multiple users Not yet considered More can be done 1,6 Mimic biological systems Not yet considered Major system changes and/or new innovations required before improvements are possible 1,7 Use living organisms in product Not yet considered Major system changes and/or system new innovations required before improvements are possible 1,8 Create opportunity for local supply Has been considered, to some More can be done change extent 2 Design for: Reduced material impact 2,1 Avoid materials that damage human Has been considered, to the Major system changes and/or or ecological health best of abilities new innovations required before improvements are possible 2,2 Avoid materials that deplete natural Has been considered, to the Major system changes and/or resources best of abilities new innovations required before improvements are possible 2,3 Minimize quantity of material Not yet considered More can be done 2,4 Use recycled or reclaimed materials Has been considered, to some Considered due to economic extent incentive. More can be done 2,5 Use renewable resources Has been considered, to some More can be done extent 2,6 Use materials from reliable certifiers Has been considered, to the - best of abilities 2,7 Use waste byproducts Assessment pending More information required 3 Design for: Manufacturing innovation 3,1 Minimize manufacturing waste Has been considered, to the Considered due to economic best of abilities incentive. Major system changes and/or new innovations required before improvements are possible 3,2 Design for production quality control Assessment pending More information required 3,3 Minimize energy use in production Assessment pending More information required 3,4 Use carbon-neutral or renewable Assessment pending More information required energy sources 3,5 Minimize number of production steps Assessment pending More information required 3,6 Minimize number of Not yet considered More can be done components/materials 3,7 Seek to eliminate toxic emissions Assessment pending More information required 4 Design for: Reduced distribution impact 4,1 Reduce product and packaging Has been considered, to the Considered due to economic weight best of abilities incentive. 4,2 Reduce product and packaging Has been considered, to the Considered due to economic volume best of abilities incentive.
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4,3 Develop reusable packing systems Not yet considered More can be done 4,4 Use lowest-impact transport systems Not yet considered More can be done 4,5 Source or use local materials and Not yet considered More can be done production 5 Design for: Reduced behavior and use impacts 5,1 Design to encourage low- Not yet considered More can be done consumption user behavior 5,2 Reduce energy consumption during Not yet considered More can be done use 5,3 Reduce material consumption during Not yet considered More can be done use 5,4 Reduce water consumption during Not yet considered More can be done use 5,5 Seek to eliminate toxic emissions Not yet considered More can be done during use 5,6 Design for carbon-neutral or Has been considered, to some More can be done renewable energy extent 6 Design for: System longevity 6,1 Design for durability Not yet considered More can be done 6,2 Design for maintenance and easy Not yet considered Not regarding the filter repair design, More can be done 6,3 Design for re-use and exchange of Not yet considered Not regarding the filter components design, More can be done 6,4 Create a timeless aesthetic Not yet considered More can be done 6,5 Foster emotional connection to Not yet considered More can be done product 7 Design for: Transitional systems 7,1 Design upgradeable product Not yet considered More can be done 7,2 Design for second life with different Not yet considered More can be done function 7,3 Design for reuse of components Not yet considered More can be done 8 Design for: Optimized End of Life 8,1 Integrate methods for used product Not yet considered More can be done collection 8,2 Design for fast manual or automated Not yet considered Not regarding the filter disassembly design, More can be done 8,3 Design recycling business model Has been considered, to some More can be done extent 8,4 Use recyclable non-toxic materials Has been considered, to some More can be done extent 8,5 Provide ability to biodegrade Not yet considered More can be done 8,6 Design for safe disposal Not yet considered More can be done
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APPENDIX IX - INITIAL 8 FUNCTIONALITY CONCEPTS DESCRIPTION Concept 1 - Replaceable Cartridge General description The concept is based on that only the filter media itself, the cartridge (Figure 1), is replaced during the service procedure. To allow cartridge replacement, filter design changes are required. The contaminated cartridge in sent for incineration and energy recovery. Advantages • All materials are separable. • Less material use, only filter material is replaced. • High realization level, been done before. • The disposed part can be used for heat recovery. Figure 1: Replaceable cartridge concept Limitations • Replacement must be done on site with changing and challenging working environments. • Might be difficult to maintain cleanness during exchange of filtering media. • Increased risk for contamination of technician from hazardous liquids and fumes • Require additional manual work. Unique elements • The replacement of the filter material allows a good insight in the performance of the filter thanks to that the old cartridge can be scanned while replaced. • Contains a disposable unit. • Require no changes to fuel system. • Allows for personalization of the casing; since it stays on the same machine. Concept 2 - Twin-filters General description The idea behind the concept is to save material by having several product sharing material; i.e. less material to be scrapped for each service. For this concept, the suggestion is for the pre-filter and the main fuel filter to be integrated in the same canister (Figure 2 ) by redirecting the flow from out-in, out-in to in-out, out-in. The solution also ought to reduce service time since both filters are changed in one replacement. Advantages • Has the potential to be somewhat material saving. • It might reduce service times. Limitations Figure 2: Twin-filter • The principle is not used today, which might indicate that the technology is concept non-existent or inefficient. • There is a risk for a two-in-one solution it is important to be more complicated to install or heavier to lift. • Combined functionality might cause reversed performance synergy. (1+ 1 < 2) • The solution only has limited material saving potential. • Difficult to implement the filter type on existing machines. • Both filters must be replaced at the same time.
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Unique elements • It combines two functions in one. Concept 3 - Docking station General description The machine is docked to a station overnight (Figure 3), where filters are cleaned, hence the machine requires. Thereto, the machine is refuelled with pre-filtered diesel from the docking station, to avoid contamination. Advantages • Filters does not have to be replaced. • Diesel thefts can be avoided since the tank is always empty when the machine is not in use. • The unit can be shared between all machines on Figure 3: Docking station concept site. • It's a Swiss-army knife device, which has the potential to handle multiple issues in future applications. Limitations • The docking station needs to have more functions in order for it to be economically justifiable. • There must be many machines in the fleet, sharing the same docking station for the solution to be efficient. • The technological feasibility for such solution is yet uncertain. Unique elements • The solution can work as a bridging technology for electrical wheel loaders. • It's a technology that is stationary instead of carried by the machine. • It is based on shared function principles. • It is ought to treat the underlying issue with poor refuelling hygiene and diesel quality. Concept 4 - Recyclable Design General description The solution ought to improve both the recyclability and the actual recycling rate, by considering the design for recyclability principles to the full and innovate solutions to improve return rate (Figure 4). Advantages • Less contamination in the recycling process. • Less material waste. • The process of changing filters remains and no additional training of the technicians is required. Figure 4: Recyclable design concept • Principles are relatively easy to implement on current design. Limitations • The amount of filters, and the amount of materials disposed is still the same. • The principle counteracts reuse or repurposing.
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• Existing filter design and development is owned by suppliers. Unique elements • This concept requires the least changes in system and product design, technology and logistics. • Concept also aims to change behaviour; making it more likely that the filter is actually recycled. Concept 5 - Filter remanufacturing General description Used filters are collected and sent off to a central remanufacturing facility where the filters are brought back to as good as new standard, before sent back to the service centres (Figure 5). Advantages • Most of the material is reused • Filters are cleaned in a secure environment. • Can be made profitable and expanded to all Figure 5: Remanufacturing concept filters. • Does not require additional work for technician • The company has experience in the field of remanufacturing. • Filters are similar which allows for an automated process. Limitations • The solution is transportation dependent. • An unknown buffer of filters is required to keep the loop running. • Setting up the reman-facility and the logistics chain requires major initial investments. Unique elements • A testing procedure can guarantee performance since the remanufacturing is done at a plant. • Almost the entire filter is reused without any extra job for the technician. Concept 6 - Condition based replacement General description The fuel filter is changed when the filter performance is insufficient, instead of within a predetermined time interval. The need for replacement based on monitoring data from either an external analysis equipment or existing differential pressure readings (Figure 6). Advantages • Longer useful life reduces overall material usage. • Less filter replacements are required; which implies Figure 6: Condition based replacement concept reduced cost for labor and material and reduced total down-time. • Solution also provide a status report of the machines condition.
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Limitations • The solution relies on additional technology. • Needs to be implemented in multiple devices within the machine to be fully effective. • Replacement should be done by operator to avoid extra traveling for technician. • The condition determining technology needs to be accurate and reliable. Unique elements • Filters are only changed when actually needed. • Solution might provide additional information about the condition of the machine. • Have potential to help avoid breakdowns before they occur. Concept 7 - Local filter cleaning General description The contaminated filter is brought back to the service centre where it is disassembled and put in an industrial dishwasher (Figure 7). Filters are then reassembled and stored until next service. Advantages • A washing machine already exists in the workshop which could be expanded/redesigned to allow for filter washing. • No disposable parts which is material saving. • Exchange procedure will be similar to today’s procedure. • Substantially reduced transportations. Figure 7: Local filter cleaning concept Limitations • Buffer filters are required, since the number of machines in service centre cover area is quite small. • The workshop needs to be able to treat the wastewater. • Uncertainty whether the technology is available and affordable. • Additional devices might need to be used to determine the cleanness and guarantee the performance of the washed filters. • The number of filters in each workshop might not be enough to support a fully automated procedure, which will in turn increase the need for manual labour. Unique elements • The filter is made reusable locally. • It might take advantage of technology that already exists in the workshops. • Could make the service centres self-sustaining when it comes to filters.
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APPENDIX XI - SWOT; THREE FUNCTIONALITY CONCEPT SWOT; Cartridge concept Strengths • All work is done on site • Only transportation of cartridge necessary, i.e less weight needs to be transported • Result in material savings, since only the cartridge is disposed and replaced • Cartridge can be incinerated and heat can be recovered • The concept builds on existing and working technology • No changes have to be done to the engine or fuel system to implement the filter solution • Require skilled labour, which today is used by the company as a marketing argument for societal sustainability. Weaknesses • Replacement induces a messy procedure • Solution requires warehousing of cartridges, compared to other concepts. • Workshop needs to keep handling hazardous waste (as done today), which is costly. • The procedure risk exposing the technician for hazardous substances. • Requires handling of hazardous and flammable waste • Value recycling impossible due to contaminated material (incineration and heat recovery possible) • Performance can not be ensured • More steps in the exchange procedure • Performance is dependent on the quality of the installation performed by the technician • Solution build on disposing principles rather than reuse Opportunities • Organic/Bio-based materials can be used for the disposable content. • The solution has been used before, hence compatible with known technology • The solution does not require big volumes to still gain environmental benefits • Allow for a more expensive product; with more features, such as sensors and better design for easier disassembly and longer exchange intervals • Could expand to oil filters and fuel filters on all construction equipment (and trucks and busses etc.) • Technicians have full control over the condition of the fuel filter and can acknowledge performance variations. • On-site recycling might be possible to further reduce transported weight. • (Since major investments are not required, there is little risk to build a system around a solution which might not be relevant for future businesses.) Threats • Hard to ensure cleanliness during change due to challenging work environment. • Risk of harmful diesel and grease contamination of equipment, tools and person. • No performance testing after replacement of the filter is possible. • Suggested technology goes transverse what is done today. • The principle is not commonly used today for heavy equipment, which might indicate there are problems connected to the solution. • Alternative, future fuels might require different solutions
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SWOT; Centralized remanufacturing concept Strengths • The filters are reused in “the first cycle”; the multiple use leads to major material savings over the life cycle • Exchange process is known to the technician and requires no additional work compared to reference. • Reman is a well-known and appreciated solution within the company • Solution is in line with what customers are taught today; the importance of exchange hygiene and quality tested genuine filters. • No inseparable mixing of materials • No or only small changes needs to be done to the existing engine or fuel system to implement the suggested solution • No disposables to handle through expensive waste management programs. • Company remain in control over filters and materials over the full useful life Weaknesses • The location of the reman facility determines the extent of the environmental benefits. • Large investment to build up the reman chain (competences, facility and equipment, logistics etc.) • Every machine needs more than one filter; i.e. an idle buffer of filters is required. • The reference product lack some of the characteristics of “remanufacturable products”, since it does not require skilled labour, is relatively cheap, does not contain especially scarce materials. Opportunities • Allow for a more expensive product; with more features, such as sensors and better design for easier disassembly and longer exchange intervals • Can guarantee cleanliness; performance testing possible • Possible to incorporate an automated process can, which may increase profitability. • Possibility to have good waste water treatment in the reman facility • Could expand to oil filters and fuel filters on all construction equipment (and trucks and busses) • Multiple-use transport packaging solution is possible • High value recycling is possible due to the facts that materials are washed before disposed and the exact alloys are known Threats • May require quite large volumes of filters to be profitable and environmentally sustainable • The energy consumption for reman risk to limit the environmental benefits. • Risk of losing the old supplier and expertise • The required remanufacturing procedures are unknown today • No known filter remanufacturer in Europe. • Risk of a technology lock-in; electric powertrain requires no fuel filters, hybrid technologies require less filtration and alternative fuels might require different solutions. • High initial cost for washable filters; i.e. quantity and multiple use is essential. • Solution implies a substantial risk to build a system around a solution which might not be relevant for future business directions. • No known large scale fuel filter washing facility exists today, which might indicate that there are profitability and/or technology problems connected to the solution. • Solution requires new competences and take little advantage of existing business cooperation.
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SWOT; Local filter cleaning concept Strengths • The filters are reused in “the first cycle”; the multiple use leads to major material savings over the life cycle • Exchange process is known to the technician • No inseparable mixing of materials • No or only small changes needs to be done to the existing engine or fuel system to implement the suggested solution • No disposables (except wastewater) to handle through expensive waste management programs. • Company remain in control over filters and materials over the full useful life • Washing procedure is carried out locally; reduction of heavy transportations Weaknesses • Additional work for technician/workshop personnel • Every facility needs washing equipment • Every machine needs more than one filter; i.e an idle buffer of filters is required • Requires local storage space for buffer filters Opportunities • Allow for a more expensive product; with more features, such as sensors and better design for easier disassembly and longer exchange intervals • Can use the existing washing machine that is in use in the workshops today • Possible to design a portable washing unit • High value recycling is possible due to the facts that materials are washed before disposed and the exact alloys are known • Could expand to oil filters and fuel filters on all construction equipment (and trucks and busses) • Multiple-use transport packaging solution is possible Threats • Difficult to guarantee cleanliness • Might be hard to ensure quality of the process, since there are many local sites with varying ability, regarding equipment, personnel, knowledge etc. • There are quite small quantities at every local unit and it is uncertain if larger volumes of filters are required for solution to be profitable and environmentally sustainable. • No known manufacturer of washable filters in Europe. • Solution is not commonly used for the application. • A possible risk of a technology lock-in; electric powertrain requires no fuel filters, hybrid technologies require less filtration and alternative fuels might require different solutions. • High initial cost for washable filters; i.e. quantity and multiple use seem to be essential. • Solution requires new competences and take little advantage of existing business cooperation.
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APPENDIX XIV - REMAINING CONCEPT UNCERTAINTIES, EXPANDED Cartridge Artefact design  How well sealed does it have to be between up and downstream side of the filter/cartridge?  To make the outer casing durable enough to endure wear over the machine’s entire life.  To make the filter fastener durable enough to endure repeated change. System design  Educate customers about a new principle for fuel filter change, which is somewhat contradictory to the existing solution, which claim a strength in the encapsulated design. Handling  Not to contaminate the filter material during transportation and mounting.  How to handle remaining diesel in filter canister?  Not to contaminate the technician during cartridge replacement  Not to contaminate technician or surrounding during transportation of contaminated filter  Is it necessary and in that case, how to clean the canister at cartridge replacement?  How to know which cartridge should be used for each application (separate them)  How to handle contaminated cartridges in workshop  Which aspects need to be considered regarding the context during cartridge replacement? Snow/rain, dust, cold/heat? End of life  To make the cartridge in a single material, which can still fulfill the performance requirements of today’s filter. (Is it necessary to have one material if it is going to incineration?)  Do we have to separate cellulose and diesel? Centrifuge, press, straight to incineration Remanufacturing Artefact design  To make the outer casing durable enough to endure wear over the machine’s entire life.  To make the filter fastener durable enough to endure repeated change.  Type of filter media appropriate for remanufacturing?  Do we require additional warehousing?  How can components be tracked?  Are special tools required for filter assembly/disassembly on machine and in that case, how are they going to look like?  How can we influence the technicians’ behavior to take good care of the filters, in order to obtain longer product life? System design  How is the remanufacturing line going to work?  Overall procedure? Automatic handling by robot?  Inspection?  Performance testing?  How to keep track of part during reman?  Do we have to replace some parts?  How to decide which parts to scrap?
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 Is repair of damaged or worn parts possible?  Not to contaminate the filter material during transportation  Not to contaminate the filter material during mounting. Handling  How is the remanufacturing logistic chain going to look like?  How to handle remaining diesel in filter canister.  Not to contaminate the technician during filter replacement  Not to contaminate technician or surrounding during transportation of contaminated filter  How to handle contaminated filters before reman in the workshop End of life  How to enable material identification when end of life is reached Local washing Artefact Design  Is the workshop dishwasher clean enough to clean the main filter? Or is it necessary to design a complementary dishwasher?  What is required to ensure cleanliness?  Enclose clean side?  Clean with purified diesel?  Test afterwards?  Are there other issues preventing use of the existing washing machine? Regulations?  How can the parts be attached and the filter opened?  How can the filter be attached to the machine interface?  What type of filter media can resist a large amount of washings and still live up to the performance requirements?  How long will the washable filter media last?  Is a magnet required to handle metal residue/particles?  Washable filters cannot handle more than 20% biodiesel (pressure issue). (The reference filter cannot either) System design  How can the transportation container be designed?  Can the required level of cleanliness be ensured throughout the entire process, and how?  How is the washing procedure going to be like? Is a special rack needed?  What detergent is going to be used and how is the waste water going to be handled?  How are washed filters going to be dried?  How can customers be convinced of maintained quality of the cleaned filter. Handling  Who is going to assemble the clean filters?  How can we protect humans from contamination during disassembly before washing?
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APPENDIX XVI - FINAL CONCEPT EFFECT GOALS WITH EXPLANATION Effect goal The solution is required to… ...prevent damage during handling and transport If the filter ought to be reused for more than 40 cycles, the filter and/or the system needs to be designed accordingly. ...prevent filter contamination during handling and transport The downstream side of the filter must remain totally clean during transportation from remanufacturing facility, to the client until attached to the machine. ...resist multiple mounting/dismounting In order for the solution to withstand at least 40 mounting/dismounting; the attachment system must be designed accordingly. ...allow for washing As specified in the requirements list, the filter needs to withstand a minimum of 40 cleaning cycles, hence the filter must be designed accordingly. ...fulfil relevant performance requirements The design is required to deliver the corresponding performance as the reference; i.e sufficiently respond to the technical/functional requirements as defined for the existing fuel filter regarding fuel pressure, filtration capacity and flow rate. ...avoid transportation of excessive matter/materials Since remanufacturing rely on transportation of the components, the possibility to reduce the material being transported must be considered. ...avoid diesel spillage during dismounting Since the filter canister will be filled with diesel, spillage must be prevented when used filter is detached. ...avoid diesel leakage during handling and transport The filter cannot cause contamination of people or the surrounding while being handled and transported. …provide adequate information The information provided on the components must be adequate for the user and the use. ...allow tracking of the product Tracking of the complete product and possibly even the individual components is deemed required, in order to optimize distribution, handling and procedures. ...allow for inspection/testing After remanufacturing, the performance of the filter needs to be ensured by inspection and quality testing. ...allow for high value recycling The design must allow high value recycling through considering the design for recycling aspects. The solution is required/desired to… …maximize life expectancy in general The solution should consider how the expected life of the filter can be maximized in general; other aspects affecting the filter life than what is presented above. ...avoid introduction of new tools If not justifiable in relation more prioritized demands, introduction of new tools is undesirable due to the risk of additional material usage. ...consider relevant ergonomic aspects The attachment system and the overall handling must consider relevant physical and cognitive ergonomic aspects; i.e. allowing for ergonomic use and to ensure adequate information presentation ...consider the demanding environment The suggested solution must consider the demanding context, in regards to dirt, grease, etc. ...achieve the desired expression The solution’s form, surface treatment, material, use etc. must comply with the overall expression defined in the expression board. ...contribute to better service operation It is considered positive if the new concept in any way can contribute to a service operation which is better from the technician’s perspective. Faster and/or with less risks involved.
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APPENDIX XVII - FINAL CONCEPT EXPRESSION ANALYSIS Functionality The concept expresses the use with a different material lid and a handle. Also, the transportation tray offers clear indications to how the filter is going to be mounted and so is the attachment system on the machine. The resemblance with Form and Material The form has been inspired by the stacked cylinders in the expression board; the overall cylindrical shapes and the smaller rounds, but also the robustness expressed by the setup and material thickness seen in the picture of the cylinders. The materials used can to some extent be represented by the form and material images; however, since plastic products has been added to support the functions, the product does not fully resemble the board expression. However, the colour and shapes for the plastic products have considered the overall expression in terms of the shapes and also the colouring. The dark grey plastic parts are considered to bear the desired resemblance with metal objects. The two lower pictures are depicted in the clean and fine, stainless steel filtration mesh inside the canister. Expression The overall sustainable expression symbolized by the plants in cellulose cylinders is responded to by the product through the functionality; focusing on maintaining material value, through reuse. (the focus on sustainable design decisions) maintaining the materials in the closed value-loop The desired expression symbolized by a metal recycling process can be said to have been achieved though utilizing the design for recycling aspects and by the circular model ensuring a 100% recycling rate. Metaphor The Metaphor is of course a very subjective measurement; however, it can be argued that the overall expression from the cylindrical shape and the chamfers below the threads and in the bottom, as well as from the rough and cold surface, indicates the product contain something valuable, in resemblance with for instance a vault.
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APPENDIX XIX - EVALUATION WITH RAPID ECO ASSESSMENT Eco strategy wheel Rapid assessment Comment consideration 1 Design for: Innovation 1,1 Rethink how to provide the Not yet considered More can be done benefit 1,2 Design flexibility for Not yet considered More can be done technological change 1,3 Provide product as service Not yet considered More can be done 1,4 Serve need provided by Not yet considered More can be done associated products 1,5 Share among multiple users Not yet considered More can be done 1,6 Mimic biological systems Not yet considered Major system changes and/or new innovations required before improvements are possible 1,7 Use living organisms in product Not yet considered Major system changes and/or new innovations system required before improvements are possible 1,8 Create opportunity for local Has been considered, to More can be done supply change some extent 2 Design for: Reduced material impact 2,1 Avoid materials that damage Has been considered, to the Major system changes and/or new innovations human or ecological health best of abilities required before improvements are possible 2,2 Avoid materials that deplete Has been considered, to the Major system changes and/or new innovations natural resources best of abilities required before improvements are possible 2,3 Minimize quantity of material Not yet considered More can be done 2,4 Use recycled or reclaimed Has been considered, to Considered due to economic incentive. More can be materials some extent done 2,5 Use renewable resources Has been considered, to More can be done some extent 2,6 Use materials from reliable Has been considered, to the - certifiers best of abilities 2,7 Use waste byproducts Assessment pending More information required 3 Design for: Manufacturing innovation 3,1 Minimize manufacturing waste Has been considered, to the Considered due to economic incentive. Major system best of abilities changes and/or new innovations required before improvements are possible 3,2 Design for production quality Assessment pending More information required control 3,3 Minimize energy use in Assessment pending More information required production 3,4 Use carbon-neutral or Assessment pending More information required renewable energy sources 3,5 Minimize number of Assessment pending More information required production steps 3,6 Minimize number of Not yet considered More can be done components/materials 3,7 Seek to eliminate toxic Assessment pending More information required emissions 4 Design for: Reduced distribution impact 4,1 Reduce product and packaging Has been considered, to the Considered due to economic incentive. weight best of abilities 4,2 Reduce product and packaging Has been considered, to the Considered due to economic incentive. volume best of abilities 4,3 Develop reusable packing Not yet considered More can be done systems
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4,4 Use lowest-impact transport Not yet considered More can be done systems 4,5 Source or use local materials Not yet considered More can be done and production 5 Design for: Reduced behavior and use impacts 5,1 Design to encourage low- Not yet considered More can be done consumption user behavior 5,2 Reduce energy consumption Not yet considered More can be done during use 5,3 Reduce material consumption Not yet considered More can be done during use 5,4 Reduce water consumption Not yet considered More can be done during use 5,5 Seek to eliminate toxic Not yet considered More can be done emissions during use 5,6 Design for carbon-neutral or Has been considered, to More can be done renewable energy some extent 6 Design for: System longevity 6,1 Design for durability Not yet considered More can be done 6,2 Design for maintenance and Not yet considered Not regarding the filter design, more can be done easy repair 6,3 Design for re-use and exchange Not yet considered Not regarding the filter design, more can be done of components 6,4 Create a timeless aesthetic Not yet considered More can be done 6,5 Foster emotional connection to Not yet considered More can be done product 7 Design for: Transitional systems 7,1 Design upgradeable product Not yet considered More can be done 7,2 Design for second life with Not yet considered More can be done different function 7,3 Design for reuse of Not yet considered More can be done components 8 Design for: Optimized End of Life 8,1 Integrate methods for used Not yet considered More can be done product collection 8,2 Design for fast manual or Not yet considered Not regarding the filter design, more can be done automated disassembly 8,3 Design recycling business Has been considered, to More can be done model some extent 8,4 Use recyclable non-toxic Has been considered, to More can be done materials some extent 8,5 Provide ability to biodegrade Not yet considered More can be done 8,6 Design for safe disposal Not yet considered More can be done
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1. Introduction The circular economy builds on circular flows of biotic and abiotic resources. Where used materials are fed back into the production system and no resources are wasted, to compare with the traditional linear model where materials are used and thereafter disposed. A challenge in a circular model is to collect materials after the product has been used. To facilitate this process, new business models may need to be developed (Mentink B., 2014). One possible way to go is to redesign the ownership structure for a product and sell, not the product itself, but rather its function, so called functional sales. The environmental gain of such business model is that more users can share fewer products; this decreases the total number of products on the market and in turn the amount of materials extracted from the planet. The secondary gain from such business model is maintained value of materials, since the materials in the products are more likely to be used longer (Semples, 2014). Going from one business model to another puts pressure on product developers and producers since the revenue no longer comes from selling large quantities. What will generate profit is instead to sell the product as many times as possible with as little maintenance as possible (Mentink B., 2014). Mistra REES (Resource-Efficient and Effective Solutions) is a 4-year program run by a consortium of Swedish companies, universities and social actors with the vision to hasten the transition towards circular economy. The program aims to comprehensively research circular economy and resource efficiency to create a knowledgebase that can be useful when resource efficient and circular solutions are developed. (MistraREES, 2015). This LCA report is part of the thesis “Preparing for tomorrow: exploring design adaptations on a wheel loader in a circular business model” which in turn is part of the Mistra REES program and will contribute with knowledge about how the environmental impact is affected when a product is designed to fit in a functional sales business model. The sustainability and use centered product development process, which was used in the thesis and developed by the authors, can hopefully help contributing to a more sophisticated process to develop products for a circular business models. At the end of the program, the Mistra REES group is hoping to have created an information exchange between industry and academia. Volvo Group, with the divisions: Buses, Trucks, PENTA and Construction Equipment, is one of the industrial partners in the Mistra REES project. This thesis project is carried out in collaboration with Volvo Construction Equipment (VCE) located in Eskilstuna, Sweden. VCE is developing off-road machinery, which includes dumper trucks, and wheel loaders amongst other heavy road work equipment. Perhaps the most versatile of the products in the VCE machine fleet are their different wheel loaders. The main objective for wheel loaders is to move material; possible use scenarios however stretches from loading dumper trucks deep down in Swedish mineral mines, to transportation of logs between storage and processing facilities in Brazilian lumber industry. Volvo aims for their construction equipment to maximize productivity by offering machines for each individual need; their wheel loaders come in many different variations and there are an array of different attachments and accessories available. (Volvo CE, 2015). 1
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In order to manage the environmental life cycle impact from their wheel loaders, Volvo CE has been working with a range of innovations aiming to improve fuel efficiency. A more recent initiative is to also extend the products useful life, by implementing customer tailored maintenance agreements and remanufacturing of the components with a high remaining relative value (Volvo CE, 2015). In line with the current trend of many other environmentally aware companies, Volvo CE is exploring the opportunity to find new arrangements with their customers; offering functionality and a life-cycle responsibility as opposed to the traditional ownership. VCE’s aim is to create change and be one of the companies in Sweden that drives the transformation towards a sustainable market, with less pollution (Gustavsson N. et al., 2015). Part of the purpose for the master thesis project was to investigate important design aspects for a Volvo CE wheel loader to fit in a functional sales business model. More about this process can be found in the report: “Preparing for tomorrow: exploring design adaptations on a wheel loader in a circular business model”. However, to evaluate the outcome, and the process used, life cycle assessment (LCA) was utilized. This report will describe the procedure and results from the LCAs. 2
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1.1 Goal The goal of the study was to preform one LCA on the existing fuel filter and one on the new concept to compare their environmental impacts. The purpose of this study was to use LCA as an assessment tool in a product development process to see if the product, developed for a circular business model, is better for the environment than the existing solution. The product development process was part of the master thesis “Preparing for tomorrow: exploring design adaptations on a wheel loader in a circular business model”, which aimed to feed data into a research project mentioned in the introduction. The intended audiences are the representatives at the company where the project was carried out and the participants in the research project. 1.2 Scope The LCAs carried out were change oriented rather than attributional since not every process was fully accurately described. The focus was on the impact a change of filter model would have. 1.2.1 Initial flowchart Both LCAs covered the life cycle form cradle to grave since materials use was of interest. Flow charts showing all parts of the fuel filters’ lives can be seen in fig. 1 and 2. Figure 1. Showing a first flow chart of the reference filter life cycle. Figure 2. Showing a first flow chart of the concept filter life cycle. 1.2.2 Functional unit The functional unit was set to 20 000 hours of fuel filtration in one wheel loader L150. This timespan was used since it is the estimated lifetime of the wheel loader. A lifetime approach 3
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was needed to illustrate the difference in the two filter solutions; in the existing solution 40 main filters would be used over the lifetime of the wheel loader, and under the concept solution, only one filter is needed to meet the filtration standard. 1.2.3 System boundaries Geographical boundaries were set to Europe for parts production and assembly, and Sweden for the use phase and end-of-life treatment. Extraction of materials and manufacturing of parts were included in the model as were transports of the assembled fuel filter. For this study the use phase is defined as from when the filter leaves the factory door until it enters the recycling facility, that way all transports are included in the use phase. 1.2.4 Limitations The study was limited to the main fuel filter installed in a Volvo wheel loader L150H. Excluded from the study were:  The glue and coting of the reference concept since the material was unknown and the amount was small.  Transportation of the parts, before assembly.  The set up and production of the remanufacturing facility. 1.2.5 Software The modelling process was done using GaBi (thinkstep AG (ts)). The processes and material approximations within GaBi can be seen in tables 3, 7 and 10. 1.2.6 End-of-life plans For the modeling of end-of-life for the metal parts of the filters, datasets developed by Volvo Group, were used for aluminum and steel. Volvo has currently approximated the process as if a part of the steel and aluminum used (20-50%) are made from scrap metal. The amount is dependent on the requirements of the material (aluminum or steel). This means that a percentage of the metals do not go to end-of-life processes but are instead modelled as if they were going straight back into the production. In that way, the material stays within the system boundaries and is not causing impact from extraction or end-of-life processes. The remaining metal is recycled and credits are given in end of life. Figure 3 outlines this process. Figure 3. Aluminum and steel scrap are treated as raw materials going into the production phase and are subtracted from the initial amount of used resources. For end-of-life of paper, plastic and rubber, data sets in GaBi were used, where the energy that was generated from the recycling process was used as energy credits in the model. The chosen processes are found in table 1 together with the chosen process for steel. 4
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Table 1. Showing how the end of life processes were modelled in GaBi. Material GaBi recycling dataset Reference Paper EU-27: End of lite of paper/cardboard Based on Eurostat data (landfill/incineration (2012) Plastic/rubber EU-27: End of life plastics Based on Eurostat data (landfill/incineration) (2012) Steel Steel EOL plan Volvo 1.2.7 Impact assessment The result thought to be most important in terms of the focus of the study is the material use and global warming potential. The impact category materials use showed if the new design of fuel filter was successful or not when it came to materials use. Kilometer traveled showed if the new concept lead to more transports and if it had impact on global warming potential. A summary of the impact categories can be found in table 2. The impact categories chosen were calculated based on impacts ILCD/PEF recommendation where ILCD stands for International Reference Life Cycle Data System and PEF product ecological footprint. Both are derived by the European commission and for details please see ILCD handbook (European Commission (EU), 2011). Since both LCAs used the same categories for the impact assessment and the difference in impact was most important, details about how the calculations were made are left out of this report. The impact of ozone was too small to show and was chosen not to include in this report. Table 2 Showing impact categories chosen for the study. Impact category Unit Climate change kg CO -eq. 2 Eutrophication Mole of N-eq. Acidification Mole of H+ eq. Abiotic resource depletion kg Sb-eq. 1.2.8 Sensitivity analysis A sensitivity analysis was carried out from two aspects, first to test the concept by increasing the amount of resources used during the remanufacturing process to see if the concept was still a good option, second to make a breakeven analysis between the reusable filter and the disposable. 5
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2. Technical overview This chapter starts with an introduction about why fuel filters are needed and continue with describing the procedure for first the reference concept, the concept that is in use today and move on to describe the new, developed concept; the concept filter. 2.1 Fuel filters For a diesel engine to run, diesel has to be delivered through the injectors into the cylinders where it is ignited. The injectors have a crucial role to make the engine more effective, by delivering the right amount of diesel at the right time. To be able to have an effective engine and meet the increasingly high requirements on exhaust gases the injectors have been made more and more complex to be able to deliver fuel at the exactly right moment. This has made them sensitive to particles in the fuel that cannot pass through the outlets of the injectors and risk to clog them. (Interviewee 1, 2016) A fuel filter is a physical barrier between the fuel tank and the injectors that separates particles from fuel. It is not only particles that causes problem for injectors, water does as well. Diesel fuel always contains water which needs to be separated from the fuel to not cause problems in the injectors or in the combustion. The L150H wheel loader has two fuel filters; one pre-filter and one main filter. The pre-filter takes care of the bigger particles and the water which ends up in a container under the filter and is emptied manually when an indicator tells it is full. The main filter sits just next to the pre filter and takes care of smaller particles. Fueling a wheel loader is different from fueling a car. Off-road equipment is sometimes fueled from private diesel tanks which might not hold the same cleanness standards as do commercial gas stations. This, together with a dirty environment where the fuel-up takes place adds to the impurities (Interviewee 2, 2016). 2.2 Architecture of the reference fuel filter The ingoing parts in the reference fuel filter are (see figure 4): a steel casing (9) which contains a cellulose based filter media (6) and is merged with a cap (2+3) which allows the filter to be spun-on the machine. In the bottom of the canister is a spring (8) which allows fuel to by-pass if the filter is clogged. The fuel flows in from the outside, it enters on the outside of the filter medium and leaves from the middle. Figure 4. Showing all ingoing parts of the reference fuel filter. 1-gasket, 2- element cap, 3-interface plate, 4 and 7- filter media cap, 5- inner tube, 6- cellulose cartridge, 8-spring, 9- canister. 6
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2.3 Reference filter in use Filter exchange needs to be done on a regular basis to stay within the prescribed requirements for the fuel filters. When in use, the filter media gets clogged and prevents fuel from passing. Today filter replacements are part of the service agreements and is done every 500 hours. The interval is set with empirical testing to avoid clogging. If the filter is clogged, the fuel pump can fail and not enough fuel is delivered to the injectors causing the engine to lose power. Three oil filters and two fuel filters are replaced at this interval, which gives a total of 200 filters if the life length is 20 000 hours (Prosis, 2016) Filters are ordered to the local workshop and sorted according to the service needed. The replacing procedure starts with the service technician bringing the right filters to the machine on site, turning the machine on service mode, detaching the existing filter with a filter wrench and putting the used filter in a container to bring back to the workshop. The gasket of the new filter is greased to facilitate the tightening and spun on the machine. When attached, the filter needs to be “bled” which is done with a hand pump, it needs 200-300 pumps to build up pressure and get rid of air in the system. The entire procedure takes about 42 minutes. Used filters are stored in a container for hazardous waste together with other fuel and lube filters. The container is picked up when full, by a recycling company. The procedure is illustrated in figure 5. (Interviewee 3, 2016, Prosis. 2016). Figure 5. Showing an overview of the reference filters use phase. 7
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2.4 Architecture of concept fuel filter The developed concept was composed of an aluminum canister (9) with a cartridge (2-6) made from stainless steel. A gasket (8) helped to avoid leakage between the machine and the filter. The spring (7) from the reference concept was kept to allow for bypass of fuel. A big difference was that the interface cap (see component 3 in figure 4) was replaced by a different interface design. As can be seen in figure 6 is the attachment component no longer part of the filter but will stay on the machine and reduce the material and weight of the filter. Figure 6. Showing the exploded view of the concept filter.1- transportation lid, 2 and 6- filter element cap, 3- supporting grid, 4- stainless steel filter media, 5- supporting inner tube, 7- spring, 8- gasket, 9- canister. 2.5 Concept filter in use The new filter was assumed to be produced by the same supplier as today but the biggest difference was that the filter material in the cartridge was washable and the filter will no longer be disposable. The procedure was thought to be as follows (see fig. 7): the technician brings a clean fuel filter to the wheel loader that needs replacement, removes it from its transport container which also protects it from contamination. Unscrews the filter on the machine and put in the transport container, remove transportation lid and attach the new filter and take the used back to the workshop. Instead of disposing the filter it is sent to a remanufacturing facility to be washed before it comes back to be used again. 8
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Figure 7. These are the steps the concept filter is going through during its use. 2.6 Remanufacturing of concept filter The remanufacturing facility was placed in Flen, Sweden, for this study since the company already has a remanufacturing process in place at this location (Interviewee 2, 2016). The idea is that the filter arrives at the facility in its transport container and is disassembled. The different parts are then washed and dried. To make sure that the filter can perform as well as a new one a testing procedure is expected to be needed before it is put back in its container and sent back to the service facility to be mounted on another wheel loader. In this scenario, the filter is replaced immediately; the machine is therefore not expected to wait for its filter to be washed to be able to run normally. Due to this slightly more filters were expected to be needed than machines that were under service contract at a certain service facility. For a facility that every year services 50 machines with this filter it was assumed that 8 additional filters were needed if the return time was 5 days. Fifty filters will sit on the machines, 4 are on remanufacturing and 4 are available for replacement which gives a total of 1.16 filters per machine. 9
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3. Method This chapter describes the methodology that was used to perform the study. 3.1 Methodology Life cycle assessment is, in short, a way to describe and calculate the resources a product uses and the pollutions it causes during its life cycle. To be considered a LCA, the description must follow a standard of how the assessment should be conducted developed by ISO (ISO 140 40, 1997). ISO suggest that the procedure should be carried out in four steps: Goal and Scope definition, where the product subject of the study should be defined, the intended application declared, the reason for carrying out the study and who the intended audience is. It is also recommended to clarify the system boundaries and what types of environmental impacts are considered. During this step a functional unit should be decided around which the analysis will focus, and to which all resource use and emissions will be related. Inventory Analysis, in this step a system model should be developed according to the goal and scope definition. The model is usually in the form of a flowchart and comes with a list of inputs and outputs for all processes. The step also includes a calculation procedure where outputs and inputs are related to the functional unit. Impact assessment aims to present useful results of the study. For doing so it uses two steps: classification where the different emissions and resource use are grouped into categories and, characterization where the emissions and resource use are summarized and their actual impact is calculated. Interpretation, which has the goal to report and explain the results in an informative way and in this part, could also include opportunities and recommendations for how to decrease the impact of the product of service studied. There are two general types of LCAs: consequential and attributional. In the consequential LCA an impact of a change to the system is analyzed, where-as in an attributional the impact of the system is investigated. The second type requires more accurate data to involve all aspects of how the system is affected by every process and material. To test the robustness of the model and LCA, a sensitivity analysis can be performed. It is most useful if it is made on data that has been difficult to get correct or certain parts of the system that are more sensitive to change. (Bauman & Tillman, 2004) 10
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4. Inventory analysis: reference filter In this chapter, the reference filter will be described in detail. All information needed for the modelling and impact assessment is found here. 4.1 Flowchart A more detailed flow chart was constructed (fig. 8) to facilitate the modelling of the life cycle. It is still a simplified model and the manufacturing/assembly/packaging- step was developed in the GaBi-model. The material for incineration that goes out from the use-process is packaging material and the dust cap. The end of life process is described in section 4.7. Figure 8. The life cycle of the reference filter modelled. 4.2 Production Production of the reference fuel filter is done in Germany (Interviewee 1, 2016). All metal components are made at the same site as the assembly process. Raw material in the form of steel sheet comes to the factory and is deep drawn, or stamped and bended at the site. The different components surface treatments, if needed, are also made on site. The cellulose based filter medium comes to the factory as big rolls of paper and is both cut and folded at site. Most processes are automated but man labor is required in some processes. The only components that arrive ready made to the factory are the rubber gaskets and packaging materials. (HowiItsMade, 2014). Table 3 shows a materials and manufacturing processes list where the material in each component can be found together with how they are translated to GaBi data sets. 11
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4.3 Transport Transports were estimated for the existing filter based on available data (see table 4). The assembly was known to be done in Germany (Interviewee 1, 2016). However, the transportation of parts to the assembling facility was excluded due to lack of data and that the volumes and weights of each part were small so the effect on the end result was thought to be minor. Volvo CE has a European warehouse in Gent (Underhallsnyheter, 2016) where the filters are transported before they continue to Sweden, in this case Göteborg. Moreover, the distance the technician traveled was approximated and for the end-of-life treatment filters were assumed to go to Halmstad. Table 4 showing travel distances for one reference filter. The number needs to be multiplied with 40 to get the total transport for the functional unit. Part Geography Kilometer Vehicle Reference Fuel filter Germany-Gent 450 Truck Google maps Fuel filter Gent-Göteborg 1 240 Truck Google maps Fuel filter Göteborg-Client 2x30 Truck Google maps Fuel filter Client-Halmstad 170 Truck Google maps Total 1 920 The transport was modelled with GaBi process GLO:Truck (Thinkstep) which is a combustion engine truck running on diesel with a Euro 0-5 mix emission standard. The truck has a total weight of maximum 5 ton and has a filling rate of 85%. With the diesel process EU-27: Diesel mix at filling station (Thinkstep). 16
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4.4 Use The fuel filter is a passive product and does not consume resources when mounted on the wheel loader. The considered impact during its use phase was the diesel needed by the machine to carry the filter. The amount of diesel used was determined with weight allocation according to table 5. Table 5 showing how allocation of fuel was made to decide impact during use phase (during the entire life length) of reference filter. The total consumption of diesel allocated to the filter was 20 l Calculation of use phase diesel consumption Wheel loader weight 23 405 [kg] Fuel consumption per hour 18 l/h Weight fuel filter 1.3 [kg] Weight percentage 5.4 e-5% Fuel consumption allocated to filter during 20 000h 20 [l] 4.5 End of life Fuel and oil filters in Sweden are recycled by Rang-Sells in Halmstad. They have an automated procedure called ReUseOil where the filters are shredded in the first step. In the second step the material is centrifuged to recycle any oil which can be reused as motor oil. Metal is then separated from other materials to be melted and recycled and the residue is taken to incineration where the heat is recovered for district heating or heating of cement ovens. The plant recycles about 6 000 000 filters every year (Rangsells, 2011). 4.6 Energy consumption Table 6 shows the energy consumption over the life of the reference filter. It is divided in non-renewable and renewable energy. The largest amount of energy, electricity, is needed during the production phase and the energy comes from non-renewable sources. Table 6 the energy requirements from each stage in the life of the reference filter. Reference filter Energy source Renewable [MJ] Non-renewable [MJ] Production 184 1586 Use 16 1450 EOL 40 -722 Total 241 2314 17
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5. Inventory analysis: concept filter In this chapter the concept filter will be described in detail. All information needed for the modelling and impact assessment is found here. 5.1 Flowchart As can be seen (fig. 9) the production of the remanufacturing facility was left outside the borders of the system. Waste products in the use phase come from spare parts, made from metal or rubber that needs replacement in the remanufacturing process. Figure 9. Flow chart of concept filter life cycle. 5.2 Production As in the case of the reference filter, all production of metal parts is carried out in the same factory. Since the material and dimension of the canister is difference for the concept filter, another production process is required. The canister in the concept filter is made from aluminum and milled instead of the process of deep drawing. The filter medium is not made from cellulose but from woven steel wire which requires a weaving procedure instead of cutting and folding paper. The gaskets are taken from the same place but the packaging material this time is a plastic container. All materials, weights and processes are found in table 7. 18
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5.3 Transport It was assumed that the company could have cooperation with their current supplier in the development of the washable filters and the supply chain would therefore look the same. The difference between the concept filter and the reference is the 4th post in table 8 where the transport back and forth to the remanufacturing facility is presented. Table 8.Ttransports of the concept filter. Part Geography Kilometer Vehicle Reference Fuel Germany-Gent 450 Truck Google maps filter Fuel Gent-Göteborg 1 240 Truck Google maps filter Fuel Göteborg-Client 2x30 Truck Google maps filter Fuel Client-reman-client 30 5765 Truck Google maps filter Fuel Client-Halmstad 170 Truck Google maps filter Total 32 496 The transport was modelled with GaBi process GLO:Truck (Thinkstep) which is a combustion engine truck running on diesel with a Euro 0-5 mix emission standard. The truck has a total weight of maximum 5 ton and has a filling rate of 85%. With the diesel process EU-27: Diesel mix at filling station (Thinkstep). 5 392 km from client to Flen*2 (back and forth)*39 for amounts of replacement=30 576 22
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A simplification, concentrated on material flows, was made for the GaBi modeling. The processes and materials are found in table 10. Table 10 Processes used to model the remanufacturing in Gabi. Amounts of materials per wash of one filter. Inflow material Quantity/one filter GaBi Process Reference Detergent 20 [g] RoW: soap production Eco invent Electricity 229 [kJ] SE: Electricity grid mix6 Thinkstep Water 4 [kg] EU-27: Process water Thinkstep Steel parts 12.8 [kg] RER: Steel plate Worldsteel Rubber parts 10 [g] GLO: Vulcanization of Thinkstep synthetic rubber7 Steel and rubber parts were estimated to need replacement in 10% of the cases when the filter was in for remanufacturing. The numbers for water and detergent were simply assumed, but to estimate electricity consumption of an industrial washing machine was used as a reference (Wexiödisk, 2016) where 8 filters were thought to go in each of the baskets that could go into the machine. 5.6 End-of-life The end of-life-for the concept filter will be determined by the remanufacturing facility which will replace parts when needed. The parts that are not viable for reuse are sorted out in either the inspection or the testing step and will be washed and discarded to steel or aluminum recycling. No shredding is needed. GaBi built in data sets were used for paper and plastic recycling and Volvo data sets for metals. 5.7 Energy consumption In table 11 the energy consumption for each stage in the concept filter´s life cycle is shown. A large amount of energy is needed during manufacturing in which extraction of for example aluminum is included. Table 11. Energy required for each step in the concept filter´s life cycle. The renewable energy is dominated by hydro and wind power. Concept filter Energy source Non-renewable [MJ] Renewable [MJ] Production 263 68 Use 36 21 EOL -121 -45 Total 178 44 6 A mix where nuclear and hydro power energy sources dominates. 7 For ingoing processes see table 7 25
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6.2 Transport Table 13 shows the distance each 20 000h of fuel filtering requires. The reference concept travels more than double the amount of the concept solution. This is due to the fact that each reference has to be transported from Germany to Sweden, whereas the concept only completes that journey 1.16 times and then it is only taken back and forth to Flen in Sweden. Table 13. Comparison of the transports needed to provide the wheel loader with main fuel filtration for 20 000 h. Product Kilometers Reference 76 800 Concept 32 496 6.3 Impact assessment The following graphs are showing the difference between the reference filter and the concept filter based on the functional unit for all chosen impact categories. 6.3.1 Global warming potential As can be seen in figure 12 the concept filter has minimal global warming impact compared to the reference solution. Both have biggest impact during the production step, thus tied to material extraction. Global Warming Potential 200 150 .v 100 iu q E - 50 2 O C g 0 k -50 -100 Total Production Use End of life Reference filter 118 157 26 -66 Concept filter 12 18 2 -8 Figure 12.Graph showing the global warming potential for the reference filter and the concept filter. The largest impact caused by the reference is the process of extracting and working the steel. The largest impact caused by the concept is instead the extraction and manufacturing of aluminum components. The emissions are in both cases carbon dioxide, tied to electricity production to feed energy into material extraction processes. Since the greatest impact in both cases comes from the production phase, it was believed that the approach to reduce the 27
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material consumption per functional unit was the most effective method of impact reduction. The graph also shows that the material reduction gave the desired, lowered impact. 6.3.2 Acidification potential In figure 13 it is shown that the acidification potential is much smaller for the concept filter. Biggest impact has the production for both filters. Acidification Potential 0,50 0,40 0,30 .q e + 0,20 H f o e 0,10 lo M 0,00 -0,10 -0,20 Total Production Use End of life Reference filter 0,44 0,41 0,19 -0,16 Concept filter 0,05 0,09 0,01 -0,05 Figure 13. Graph showing the acidification potential for the reference and concept filter. It is somewhat surprising that the concept filter has a relatively high acidification potential compared to the reference filter in the production phase despite the much lower weight. However, aluminum production is resource heavy and contributes Sulphur dioxide from the production of the canister that shows in the blue bar. For the reference filter, it is emissions of the same kind that dominates and they are also tied to material and production of the canister. The acidification potential from the use phase in the case of the reference filter is in the form of emissions of nitrogen oxide caused by combustion of diesel due to transportation. 6.3.4 Eutrophication potential Figure 14 shows that production phase and use phase have similar amount of emissions that cause eutrophication for the reference filter. It is, again, the steel production that causes emissions but also the big amount of transportation that is required for the reference filter. All those numbers are small relative the 18 000 tons of NOx that was emitted in the region of Västra Götaland 2013 (Miljömål, 2016). 28
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Eutrophication Potential 1,4000 1,2000 1,0000 .q 0,8000 e N 0,6000 f o e 0,4000 lo M 0,2000 0,0000 -0,2000 -0,4000 Total Production Use End of life Reference filter 1,3064 0,8367 7,86E-01 -0,3165 Concept filter 0,0083 0,0080 0,0003 0,0000 Figure 14 Graph comparing the eutrophication potential of the concept and reference filter. What makes the reference filter dominate is the lager amount of transportation by truck that emits nitrogen monoxide. That is what causes emission by the concept fuel filter too but the amount of transportation is much lower. What also causes emissions for the concept is the soap production in the form of ammonium. 6.3.3 Abiotic resource depletion Figure 15 shows the difference in abiotic resource use. The concept filter uses very few resources compared to the reference concept which can be seen in this graph. Abiotic Resource depletion 0,3500 0,3000 0,2500 .v 0,2000 iu q E 0,1500 - b S g 0,1000 k 0,0500 0,0000 -0,0500 Total Production Use End of life Reference filter 0,3095 0,1508 3,79E-02 0,1208 Concept filter 0,0002 0,0004 0,0000 -0,0002 Figure 15.Graph showing abiotic resource depletion for the concept and reference filter. The use of resources is very spread over all kind of resources taken into account in this impact category. What stands out is the use of borax, indium and colemanite in the process estimated for the cellulose cartridge in the reference filter. However, this is an approximated process and whether those materials are used in reality is not known. 29
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For the concept filter it was the production of the canister that was most resource consuming and the materials standing out was bauxite and tantalum. For the use phase, it was the production of detergent used for remanufacturing that stood out using indium. 6.4 Analysis Over all it can be said that the LCA has shown that the material reduction has led to reduction of environmental impact. The new way of handling the filters has also led to a big reduction in transports. What is worth paying attention to is the use of aluminum for the canister in the concept filter; aluminum was chosen since it is a light material and it was desired to keep the kilos down to not cause unnecessary impact during transport. However, other impact categories show how aluminum causes the biggest impact for the concept. In the refinement of the concept it is suggested that a thorough stress test should be done on the canister to be sure how big the load on it will be and after that look into if other materials are possible and what effects that would have on the transported mass. 6.3.5 Water use GaBi software, with the dataset available for the project, could not provide a good number for water use for the model. It would be desirable to be able to compare the reference filter with its water consuming cellulose cartridge solution with the washable concept filter. However, the water estimated to be needed for the concept filter is a very rough estimation and the water may also be recyclable within the process. This is somewhat a result gap and it is something worth considering when moving forward with the concept development. 30
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7. Sensitivity Analysis In the following section, the results from the sensitivity analysis are presented. A sensitivity analysis was made on the remanufacturing procedure and in the form of a breakeven analysis between the concept and the reference filter. 7.1 Remanufacturing The idea in this part of the sensitivity analysis was to increase consumption of all resources needed during the remanufacturing process, including transports, since the very nature of the concept builds on remanufacturing. The remanufacturing procedure was not described in detail in the report “Preparing for tomorrow: exploring design adaptations on a wheel loader in a circular business model” and the amount of ingoing resources was considered needed to be tested to understand where the limit was if the procedure would be developed. This was done by multiplying the remanufacturing process with 2 and 10. This way a doubling of needed resources was represented with 80 washings instead of 40 and an increase with 10 times the amount was represented by 400 washes. Since transportation was also included it would represent that the distance to the remanufacturing facility would double in the first case and tenfold in the second. 7.1.1 Global warming potential Figure 16 shows that even if all the factors in the remanufacturing process were multiplied by 10, which includes energy consumption, transport, water use, spare parts and soap, the concept filter is still better for the environment in terms of global warming potential. This is a good indication for that the remanufacturing process is a better solution than disposable filters. Global Warming Potential 140 120 100 .v iu q 80 E - 2 O 60 C g k 40 20 0 Reference filter Concept filter + 40 Concept filter + 80 Concept filter + 400 (standard) Figure 16. Graph showing how the global warming potential is affected when the parameters of remanufacturing are changed. The biggest change between times two and ten is that the rubber production passes the production of steel spare parts in terms of emissions. This indicates two things, the 31
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remanufacturing procedure itself is not a large source of pollution and the amount of spare parts needs to be kept low. 7.1.2 Acidification potential When it comes to acidification, as shown in figure 17, the relative difference is not as big as for global warming potential. Acidification Potential 0,500 0,450 0,400 .q 0,350 e + 0,300 H f 0,250 o e 0,200 lo M 0,150 0,100 0,050 0,000 Reference filter Concept filter + 40 Concept filter + 80 Concept filter + 400 (standard) Figure 17. Graph showing how the acidification potential is affected when the parameters of remanufacturing are changed. The biggest contributors are rubber and steel parts production and soap production. They are causing emissions in the form of Sulphur dioxide and nitrogen oxides. 7.1.3 Eutrophication potential Figure 18 shows that even with a ten folding of everything consumed in the remanufacturing process, the eutrophication potential of the reference concept is still bigger. Nearly all the damage of eutrophication can be avoided with the concept solution. Eutrophication Potential 1,400 1,200 1,000 .q e N 0,800 f o e 0,600 lo M 0,400 0,200 0,000 Reference filter Concept filter + 40 Concept filter + 80 Concept filter + 400 (standard) Figure 18. Graph showing how the eutrophication potential is affected when the parameters of remanufacturing are changed. 32
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7.1.4 Resource depletion Figure 19 shows that the concept filter with its remanufacturing process saves resources. Resource Depletion 0,3500 0,3000 0,2500 .v iu 0,2000 q E - b S 0,1500 g k 0,1000 0,0500 0,0000 Reference filter Concept filter + 40 Concept filter + 80 Concept filter + (standard) 400 Figure 19.Graph showing how the resource potential is affected when the parameters of the remanufacturing process are changed. A conclusion from figure 19 is also that the remanufacturing process for each filter consumes almost no resources compared to the currently used disposable reference filters. This is still true if the input parameters are ten folded. The remanufacture procedure has little impact on resource consumption compared to new production of filters. 7.1.6 Analysis The remanufacturing process was the biggest area of uncertainty in the model over the concept due to the readiness of the concept. Values for what was thought to be needed were estimated and because of that, it was interesting to see how the results developed when the used amount was multiplied. However, some of the factors multiplied by 400 are not likely to be that big such as water use and spare parts. On the other hand, it gave a good indication of what is most important to think about when the remanufacturing process is developed. It is definitely worth refining the filter design until it requires as little spare parts as possible to keep the environmental impact minimum. There is a lot of potential to develop a remanufacturing facility which can allow for low impact if principles of reuse are implemented, for example, could left-over heat from the washing and drying of filters be used in the factory. 33
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7.2 Breakeven A breakeven analysis was made to see how many times the concept filter needs to be reused before it was a better option than the reference filter in terms of greenhouse gases emitted. 7.2.1 Breakeven Figure 20 shows the result from the breakeven analysis. The concept filter has a much higher amount of initial emissions (5.9 kg) but the remanufacturing process emits very little. Due to this, the concept filter has soon paid off its initial emissions and the reference filter, which emits 2.64 kg per each, is the less good option already after three replacements. To make the comparison more interesting, the high resource consuming (times ten from previous figure) remanufacturing concept was also included in the breakeven analysis (green line). If the remanufacturing process is that expensive, resource wise, it will take five replacements to breakeven. Breakeven 30 25 20 .v iu q E - 15 Reference 2 O C Concept g k 10 Concept reman x10 5 0 0 1 2 3 4 5 6 7 8 9 10 Number of replacements Figure 20. Showing breakeven point between the concept filter, concept filter with resources for remanufacturing multiplied with 10 and the reference filter. It can be seen that the concept breaks even at 3 disposable filters but that it takes 5to break even with a more resource consuming remanufacturing (reman) process. 7.2.2 Analysis It might be surprising that the breakeven point is reached after so few exchanges. Though, considering that the concept filter only weights slightly more, it is more understandable. It has already been shown that the impact for both filters is in the production phase and that even if a concept filter is remanufactured 400 times during 20 000 h it is still a better option. This indicates that the remanufacturing process is not very resource intensive. 34
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8. Discussion Assessing a concept with LCA comes with a lot of challenges and might at first sight seem contradictory to the very nature of an LCA. A concept is lose and sketchy, not much is decided and even less is known compared to how it is needed to be in an LCA where every process, material and matter of transportation needs to be known in detail. However, involving LCA in the product development process also comes with a lot of second thinking of materials choices, thicknesses and the need of extra details. 8.1 Concept filter During the product development process of the concept fuel filter some assumptions where needed to be made only for the sake of the LCA. For example the different manufacturing processes the location of the remanufacturing facility and the weights of each component. Normally the product would be prototyped and tested before such parameters would be decided; manufacturing strategies would be developed by someone with special competence in such technologies. It was not the case in this study, simply because it was out of scope for the project. But the result is not useless, quite the opposite. There is a reference and a base to start from when developing a manufacturing lane for this filter saying how to avoid huge environmental impacts. The choices of datasets in GaBi were made based on what seemed to correspond to the process that was decided to be needed for the concept filter future production, use and end of life. They might all be different in the final product. But in this LCA an indication is given to where most attention should be put when further development is used. One example is the fact that the spare parts contributed so much to the emissions in the remanufacturing process, to reduce them is therefore important in the development of the concept. 8.2 Reference filter The modelling of the reference filter was more based on measured and collected data compared to the concept filter. The data was then approximated with processes in GaBi and might not give the whole truth. However, the accuracy of the both LCAs are quite similar and it made them more suitable for comparison. Where the same material and manufacturing technique were used in both filters the same data sets have been used to make the comparison more accurate. The biggest reason for that the reference filter stood out as the lesser option in the comparison was the large amount of materials used. A change in the choice of processes in GaBi would not have affected that fact and the results are therefore to be seen as useful. 8.3 Transports The distances and means of transportation have been a data gap for the reference filter. To come around this issue the same nodes, trucks and transportation routes were estimated for both the concept filter and the reference to make the comparison as fair as possible. If additional information had been found, the same changes would have been applied to both filters and would not have had any significant impact on the end result. The matter of transportation was estimated to a 5 ton truck with an emission standard of Euro 0-5 mix. This 35
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should be seen as a conservative assumption. Most trucks have a class 5 emission standard today and the way the filters are transported might not be with such a big truck. This indicates robustness in the remanufacturing model; it does not have to increase transports and it saves materials. The location of and transport to the remanufacturing facility are both unknowns but the values used here could be seen as a base scenario in which parameters could be modified to find a good solution. 8.4 Choice of datasets Since production of both filters was decided to be located in Germany the datasets were chosen accordingly which in this case meant that EU-27 processes were chosen as often as possible. The impact from an EU-27 process is an average value of the impact of similar processes in 27 different EU countries. If an “agg” process was chosen (no input datasets needed) the European or German datasets were preferred to create a model that corresponded as well as possible to a real manufacturing scenario in Europe. By doing so, it is likely that the production in both cases can be considered an average scenario when it comes to emissions. The processes should not be considered either the best or the worst case. 8.5 The bigger picture The result from the LCA is in line with the idea of circular economy: by rethinking the system a product is part of, the product’s or the service’s environmental impact can be decreased. (Ellen MacArthur Foundation, 2015) The concept in this study was developed with design for environment strategies and a product development process that was concerned about the environmental aspects, which paid off in terms of less environmental impact. The concept development focus was to decrease the amount of materials used and reuse what was already extracted. This is supported by Miljömålsberedningen (2016) which writes in the report En klimat- och luftvårdsstrategi för Sverige, Del 1 that raw materials extraction is accountable for 19% of the total amount of emitted greenhouse gases globally and waste management is accountable for 3%. In this study, the focus was metal, which is positive since the extracted amount of ores increased with 133% between 1980 and 2008 according to OECD (8.2 Gt year 2008). 36
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Acknowledgement ` IwouldliketoexpressmysinceregratitudetomysupervisorStefan`ıaOskGardarsdo`t- tir, for always making time for me and my never-ending questions. Stefan`ıas support and guidance throughout the whole project has been invaluable, whether it was help with the simulations in Aspen Plus or feedback on the report. I am also particularly grateful for the assistance given by my supervisor Fredrik Normann, who helped me bounce ideas and always provided valuable input. Fredrik has been a guiding light, steering me in the right direction in the decision making process regarding the content of the thesis. Many thanks to Henrik Jilvero for sharing his knowledge regarding dimensioning of process equipment. I also would like to thank Karin Pettersson for helping me understand the overall balance of the pulp mill and providing essential process data required in the project. Ragnhild Skagestad and Nils Henrik Eldrup are acknow- ledged for their fast and well executed investment cost analysis. Lastly, I wish to acknowledge the much appreciated feedback on the report provided by my examiner Klas Andersson and my opponent Simon Lindqvist. G¨oteborg, June 2014 Joakim Hedstr¨om iii
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Abstract Global warming is a serious threat that could have catastrophic effects if emissions of greenhouse gases are not reduced drastically. This thesis evaluates the suitability for pulp mills to help in reducing these emissions with focus on carbon capture and storage(CCS)technologies. Thisindustryisbasedonarenewablefeedstockthatcan be used to reduce greenhouse gas emissions by replacing fossil fuels in transportation or heat and power generation. Furthermore, capturing CO from pulp mills would 2 result in a“negative”net emission that would reduce the global CO emissions. 2 Three future scenarios of the pulp mill are considered. The first scenario assumes the pulp mill is run as the present day situation and that post-combustion capture of CO using the MEA processes is applied to the stack gas emissions from the recovery 2 boiler. In the second scenario the recovery boiler is substituted with black liquor gasification technology and the produced syngas is used for electricity production. Pre-combustion capture of CO using the Selexol process is applied in this scenario. 2 The third scenario also utilizes black liquor gasification technology for recovery but the syngas is used to produce DME instead of electricity. Pre-combustion capture of CO with the Rectisol process is used in this scenario. 2 Each scenario is divided into two cases; one with capture and one without cap- ture. The cases are simulated using Aspen Plus and the utility consumption of the processes is determined. Pinch analysis is used to reduce the utility demand. All process equipment is dimensioned to provide a basis for an investment cost ana- lysis which is performed by an external partner. The results from the simulations are used in an overall energy and mass balance of the pulp mill which determines the additional resource consumption associated with carbon capture. The resource consumption together with the investment cost is used to calculate a total cost for carbon capture. The scenario utilizing the MEA process shows the highest potential to offset global CO2 emissions with a net reduction of 715ktCO /year at a capture cost of 2 431SEK/tCO . The scenario with black liquor gasification for electricity production 2 has the lowest net reduction with only 318ktCO /year and also the highest capture 2 cost of 453SEK/tCO . The scenario with co-production of DME at the pulp mill 2 has the potential to reduce global emissions with 393ktCO /year and a low capture 2 cost of 88SEK/tCO . 2 Today there exists an over-abundance of low price emission certificates, in Mars 2014 an emission certificate costed 5.0e. Hence, in none of the studied scenarios carbon capture was profitable. However, if the emission certificate market recovers then the pulp mill would be a suitable candidate for CCS. Keywords: CO capture, MEA, Rectisol, Selexol, pulp mill, pre-combustion, post- 2 combustion, Aspen Plus, process simulation, BECCS v
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1 INTRODUCTION 1 Introduction This thesis investigates the possibilities of applying carbon capture and storage to the pulp and paper industry. A brief introduction to this subject is presented in this chapter, along with the aim and scope of the work. 1.1 Background There is little doubt among climate scientists that industrial emissions of CO , and 2 other greenhouse gases, are causing global warming and our emissions needs to rapidly decline, or else the global temperature increase will surpass 2◦C. This rise in temperature, compared to the pre-industrial average temperature, has long been considered the limit for which the most serious consequences of global warming can be avoided (European Council, 1996). However, recent research suggests that even an increase of only 1◦C may have dangerous effects (J. B. Smith et al., 2009). Most CO emissions originate from combustion of fossil fuel which today’s en- 2 ergy system is highly dependent on. The global emissions of CO from fossil fuels 2 in 2011 were 31GtCO , this corresponds to an increase by 49% compared to the 2 levels in 1990 and emissions are steadily rising (IEA, 2013). A complete substitution to renewable energy sources cannot be realized overnight and therefore transitions technologies are needed; Carbon Capture and Storage (CCS) is one example. By capturing the CO formed in, for example coal-based power production, the environ- 2 mental impact of such a facility would be greatly reduced. This would buy mankind some well needed time to find alternative ways to satisfy the ever growing energy demand. However, everything comes at a price. The capture processes are energy consumers as well. Hence, the heat or electricity that can be sold is reduced and inevitably, so are profits. For CSS to be widely implemented, policies that provide incentive for capturing CO needs to be in place. The IPCC (Intergovernmental 2 Panel on Climate Change) states that such policies can be in the form of economic instruments, government funding or regulation (IPCC, 2007). One example is the EU’s emissions trading scheme which aims to reduce CO emissions by gradually 2 decreasing the number of available certificates. A certificate grants the holder the right to emit one tonne of CO , thus large emitters such as power plants needs to 2 purchase a considerable number of certificates. Consequently, this policy has the potential of making CCS economically viable. However, the price of a certificate has steadily decreased during the past years, reaching an all-time low of 2.8e in April 2013 (Swedish Energy Agency, 2013). Low prices means that the focus of CCS projects may need to change from aiming to capture bulk amounts of CO to 2 smaller but more easily available CO with less costs associated. Hence, opportun- 2 ities to capture CO in industries which previously have not been associated with 2 CCS should be examined. An industry branch that has received increased attention with respect to CCS in the past years is the pulp and paper sector. In a Swedish perspective this industry is 1
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1 INTRODUCTION ofgreatimportance. ThetotalCO emissionsfromfossilfuelinSwedenin2011were 2 49MtCO , as a comparison the pulp and paper industry emitted 22MtCO origin- 2 2 ating from biofuel combustion (Swedish Environmental Protection Agency (2013); European Environment Agency (2011)). Hektor (2008) has evaluated the implica- tions of applying post combustion capture onto pulp and paper mills whereas Pet- tersson (2011) examined the pre-combustion alternative. An interesting aspect of the pulp and paper industry is that it is based on a renewable feedstock, i.e. forest resources. That implies that a pulp mill can be considered a zero net contributor to global CO emission, since the trees will reabsorb the CO through photosyn- 2 2 thesis as they grow. This reasoning is only valid if a sustainable management of the forest resources with sufficient replantation is practised. However, if this is the case then capturing the CO would actually result in a negative net contribution 2 to the global CO emissions. If CCS technology is applied to emissions originating 2 from biomass it is called BECSS, abbreviation for Bio-Energy with Carbon Capture and Storage. By implementing BECSS it is possible to compensate for emissions from other sources, such as transport, since CO actually is removed from the at- 2 mosphere. This also gives the means to recover from an “over-shoot” of the 2◦C target. Applying BECCS to the pulp and paper industry is not only important in a Swedish perspective. The pulp and paper industry is responsible for 5.7% of the global industry energy usage and the industry is in turn accountable for 21% of global CO emissions (IEA (2007); IEA (2013)). 2 1.2 Aim and scope The aim of this thesis is to evaluate the possibility for implementing CO capture 2 at a pulp mill given three future scenarios. The first scenario uses the conventional recovery boiler to regenerate the cooking chemicals. The second scenario replaces the recovery boiler with black liquor gasification technology to produce additional electricity. The third scenario also utilizes the black liquor gasification technology but DME is produced instead. The study investigates if pulp mills have any easily available CO sources that can be captured at a low cost. Specifically, the study 2 estimates the potential net reduction in global CO emissions, the cost for the re- 2 duction and the different sellable products produced in the pulp mill for the three scenarios. Models of the capture processes are built using the simulation tool Aspen Plus. A rate-based approach in the simulations enables the possibility to design and size allequipmentandtherebyperformaninvestmentcostanalysis. However, costcalcu- lations are beyond the scope of this thesis and are instead performed by an external partner. Theresultsfromthesimulationsareusedtocalculatetheoverallenergyand mass balance of the pulp mill. By combining the results from the overall balances and the investment cost analysis a total cost for carbon capture is obtained. 2
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2 CARBON CAPTURE AND STORAGE 2 Carbon capture and storage CCS can be divided into three consecutive steps. Naturally the first step is to capture the CO . Three different approaches can be adopted for this task: post-, 2 pre- or oxy-fuel combustion. The second step is to compress and transport the CO 2 to a suitable storage site. Lastly the CO is pumped down into the carefully selected 2 underground storage site. 2.1 Post-combustion The concept of post-combustion imply separation of CO from the flue gases after 2 combustion, see Figure 1. This technology has a large advantage due to the fact that it can be retrofitted to any existing plant. Energy Air CO 2 Flue gases Combustion Separation Fuel CO 2 lean flue gases Figure 1: Schematic representation of the post-combustion process. Chemical absorption is the most commonly used separation method in post- combustion applications. However other methods such as membranes, adsorption or cryogenic technology exist as well. In chemical absorption the solvent forms weak bounds to the CO in an absorber at low temperatures, around 50◦C. These 2 bounds are broken in a stripper at higher temperatures (around 120◦C, the exact temperature depends on the solvent used) and the CO is released. The solvent is 2 then recycled back to the absorber, see Figure 2. The main disadvantage is that the regeneration of the absorbent is energy consuming. Both organic and inorganic absorbents can be used in the process. The most frequently used organic solvent is monoethanolamine (MEA). Piperazine (Pz), di- ethanolamine (DEA) and N-methyldiethanolamine (MDEA) are other examples of aminesused. Someseparationprocessesuseamixtureofseveraldifferentabsorbents (Bougie & Iliuta, 2012). Examples of inorganic solvents are potassium carbonate, sodium carbonate and ammonia. (Hektor, 2008) 3
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2 CARBON CAPTURE AND STORAGE CO CO-lean flue gases 2 2 Absorber Stripper Flue gases Solvent recycle Figure 2: Simplified flowsheet of the post-combustion process. 2.2 Pre-combustion The principle of pre-combustion capture is shown in Figure 3. In this approach the fuel is gasified, i.e. partially combusted. The gasification is carried out in a pressure range of 30-70bar using a deficient supply of oxygen resulting in a gas mixture consisting mostly of CO, CO and H (Gibbins & Chalmers, 2008). Depending 2 2 on the application of the formed syngas (synthesis gas), it is sometimes desirable to adjust the ratio between CO and H . This is carried out by adding water and 2 passing the mixture through a number of reactors containing catalyst beds. Inside the reactors the water-gas shift reaction occurs. The addition of water displaces the equilibrium towards the right hand side of the reaction: CO+H O ←−→ CO +H (1) 2 2 2 The CO is then separated from the syngas and thereafter the syngas is either 2 combusted or used for other purposes such as fuel synthesis. The separation of CO is most often carried out using physical absorption e.g. the Rectisol or Selexol 2 processes. Physical absorption is used when higher concentration of CO is present, 2 compared to the levels present in post-combustion where chemical absorption has to be used instead. An advantage with physical absorption is that CO is absorbed at 2 high pressures and released at low pressures which reduces the energy consumption for regeneration of the absorbent. However, there will be a loss of efficiency due to the shift reaction since less CO reaches the combustion chamber and consequently a reduced mass flow of CO pass through the turbine. Hence, less power is generated. 2 (Gibbins & Chalmers, 2008) 4
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2 CARBON CAPTURE AND STORAGE Water CO 2 Energy Air Gasification Water-gas Separation H 2 Combustion/ CO 2-lean flue gases Fuel shift reaction Gas turbine Figure 3: Schematic layout of the pre-combustion process. 2.3 Oxy-fuel combustion Oxy-fuel combustion differs from the other technologies in the aspect that oxygen is used instead of air in the combustion process, see Figure 4. Oxygen is separated from the air in an initial step, the dominating method is cryogenic air separation. The pure oxygen stream is then used in the combustion of the fuel. However, using pure oxygen results in high peak-flame temperatures and therefore a part of the flue gases are recycled to meet material constraints. The flue gases have a high concentration of CO , over 80%, and the remaining part is mostly water which can 2 easily be removed by condensation. An advantage with this process is that the gas volume is heavily reduced in the absence of nitrogen which makes flue gas treatment cheaper. A disadvantage with oxy-fuel combustion is that the separation process to obtain the oxygen is energy demanding. (Davison & Thambimuthu, 2005) N 2 Energy CO 2 Fuel Air Separation O 2 Combustion Flue gases Separation H 2O Figure 4: Schematic overview illustrating the oxy-fuel combustion process. Chemical looping combustion (CLC) is another version of the oxy-fuel combus- tion concept. This method uses metal particles as oxygen carriers between two fluidized bed reactors. In the first reactor the oxygen carriers are exposed to air and are oxidized, they are then transported to the second reactor. In this reactor fuel is injected and the oxygen carriers are reduced by the fuel to form water and CO . The oxygen carriers are transferred back to the first reactor to close the loop. 2 (Moldenhauer et al., 2012) 5
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2 CARBON CAPTURE AND STORAGE 2.4 Transportation and storage Once the CO is captured it needs to be transported to a suitable storage site, this 2 can be carried out by either ships or pipelines. If the CO is to be transported using 2 the latter alternative, it needs to be compressed to a supercritical state, i.e. to a pressure above 80bar. This increases the density of the fluid and thereby facilitates the pumping, which is less energy demanding than transportation in a gaseous state. If instead ships are used, the pressure is only raised to 7bar which transforms the CO into liquid state. (IPCC, 2005) 2 The storage of CO can either be on- or off-shore and three types of geological 2 formations are suggested to be suitable: oil and gas reservoirs, unminable coal beds or deep saline formations. Storing CO in oil and gas reservoirs would be benefi- 2 cial since this increases or maintains the pressure inside the reservoirs and thereby enhances the oil recovery. Storage in coal beds, where mining is unlikely, would give methane as a byproduct, since it is displaced when CO is injected. Deep sa- 2 line formations storage does not facilitates extraction of natural resources, however global storage capacity in these formations is estimated to be far more extensive than the previous alternatives. (IPCC, 2005) 6
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3 THE PULP MILL 3 The pulp mill Thepurposeofapulpmillistoprocesswoodlogsintopulpwhichcanbeusedtopro- duce various paper products. Mechanical and chemical pulping are two approaches used to produce pulp. The former method accomplish this by mechanically grind- ing the wood logs. The latter method uses chemicals instead. Consequently, the two processes produce pulps with greatly differing properties. There is also hybrid processes such as CTMP (chemithermomechanical pulping) which uses chemicals to soften the wood before it is mechanically grounded into pulp. However, the demand for chemical pulp is larger and is thus the dominating technique. There exist a few chemical pulping methods using different chemicals e.g. kraft cooking, sulphite cooking and soda cooking. SCA O¨strands pulp mill uses the kraft process which is described in the following three sections. For more information about the pulping process, see Ek et al. (2009a) and Ek et al. (2009b). 3.1 Wood as raw material A tree mainly consists of four compounds: cellulose, lignin, hemicelluloses and ex- tractives. Pineiscommonlyusedasraw-materialinthepulpingprocessandtypically has the composition shown in Figure 5. Figure 5: Approximate composition of pine wood. Cellulose is the main building block of the wood and is long linear polysac- charides. Several cellulose chains can aggregate and form microfibrils which are the building blocks of the fibres. These fibres are main component of the produced pulp. Lignin is a polymer consisting of a branched network of different aromatic al- cohols. However the exact structure of this complex molecule is not yet known. The lignin is present to some extent in the fibres and gives stiffness. The space between the fibres is mainly occupied by lignin which acts as a glue. The lignin is the compound which is degraded in chemical pulping to free the fibres. Hemicelluloses are, just like cellulose, polysacchariedes but they are branched and have shorter chains. Their most important function is to give strength to the cell walls in cooperation with lignin. Hemicelluloses are to some degree degraded in 7
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3 THE PULP MILL chemical pulping. However, this degradation should be minimized as the pulp yield increases if hemicelluloses are kept intact. Extractives are various compounds with low molecular mass and they constitute a small percentage of the wood. They have various functions such as protecting the tree against fungus and some are important for the metabolism of the cells. Extractives are undesired in the pulp as they can cause stains and discolouration of the paper products. 3.2 The kraft pulping process A basic flowsheet describing the kraft pulping process, including the recovery system for the cooking chemicals, is presented in Figure 6. Steam Water Water Steam Water Steam Wood Wood Impregnation Pulp Oxygen Pulp Bleach plant handling & Cooking washing delignification Bleach filtrate Bark Black liquor Steam Make-up lime Washing and Evaporation Recovery Water Biofuel boiler reburning of plant boiler lime Energy Make-up Steam Lime (CaO) Steam chemicals Weak white liquor Lime (CaCO) 3 Pulp Smelt Green White liquor dissolver liquor preparation Mass Energy White liquor Figure 6: A schematicoverview illustratingthekraftpulping process. Theboldarrows represent the flow of the wood or pulp through the process. The first step in the process is the wood handling, of which the two most im- portant steps are debarking and chipping. The bark of the tree has a high content of extractives and a low amount of fibers, it may also contain sand. Thus, the bark is removed in the first step of the process. The discarded bark is often used as fuel by producing steam in a biofuel boiler. The debarked logs are then cut into small chips, typically with dimensions in the following range: (20-30)x(15-30)x(3-8) mm. By chipping the wood into small pieces of approximately equal size, the cooking chemicals are distributed more evenly and faster into the wood. 8
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3 THE PULP MILL The wood chips pass a steaming vessel where air inside the chips is replaced by steam. They are then transported to the impregnation vessel where warm impregna- tionliquidisappliedwiththepurposeofraisingtemperatureandtoevenlydistribute the cooking chemicals. The impregnation liquid is a mixture of white liquor contain- ing the cooking chemicals i.e. sodium sulfide (Na S) and sodium hydroxide (NaOH), 2 but also black liquor containing used cooking chemicals. After the impregnation the chipsenterthedigesterandthetemperatureisraisedto160-170◦Candconsequently the cooking chemicals start to react. Sodium sulfide reacts with water to form hy- drogen sulfide ions and hydroxide ions. Hydrogen sulfide ions are responsible for degrading the lignin whereas the hydroxide ions neutralize acidic groups and keep the degraded lignin in solution. The cooking chemicals are consumed during cooking to form sodium carbonate (Na CO ) and sodium sulfate (NaSO ). The mixture of 2 3 4 degraded lignin and cooking chemicals is called black liquor. After the cooking is terminated the pulp proceeds to the washing step. The black liquor is displaced by washing water. Several different types of equipment can be used for the washing step e.g. drum filters and pressurized diffusers. Oxygen delignification is applied after cooking to further reduce the amount of lignin present in the pulp. This operation has several benefits compared to prolong- ing the cooking. The greatest one being that the pulp is bleached, resulting in a decreased demand of other bleaching chemicals and thereby reduced pollution. In addition this increases the strength of the pulp compared to prolonging the cooking. Before the pulp can be shipped to the paper mill it needs to be bleached further to a desirable brightness. This is conducted using several stages which utilizes a variety of bleaching chemicals e.g. chlorine (C), chlorine dioxide (D), oxygen (O), hydrogen peroxide (P) and chelating agent (Q). Bleaching with compounds containing chlorine was common but has gradually declined since the 1970s and today many mills uses bleaching sequences without chlorine due to environmental concerns, OQP(OP)Q(PO) is an example of a chlorine free sequence. At this stage, the pulp can be dewatered and transported to a paper mill. 3.3 The recovery system for cooking chemicals The black liquor containing dissolved lignin and used cooking chemicals is removed in the washing step and pumped to the evaporation plant. By evaporating a major part of the water, the dry content is increased from 15-20% to 70-80%. This raises the heat value of the black liquor substantially. The evaporation plant consists of six or seven separate evaporators, which are coupled in such a way that the steam formed in an evaporator is used to heat the next one. This reduces the energy demand. Toregeneratethecookingchemicalsandalsoutilizethelatentheatoftheorganic components, the strong black liquor from the evaporation plant is combusted. This is performed in a recovery boiler which is a large furnace with a height of 60-70m, see Figure 7. 9
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3 THE PULP MILL Boiler Super-heater Flue gases Economizer bank bank Electrostatic presipitator Ash recovery Furnace Ash recovery Mixing Strong black liquor tank Tertiary air Make-up chemicals Liquor guns Secondary air Primary air Smelt Smelt spouts Figure 7: Cross-sectional view of the recovery boiler and its components. The strong black liquor is sprayed into the furnace along with air. The air is injected at several different heights which make it possible to form an reductive environment close to the bottom where the combustion is incomplete, while higher up in the furnace the atmosphere is oxidizing. After the strong black liquor is injected it forms small drops which undergo drying, pyrolysis and char combustion before reaching the bottom of the recovery boiler where a smelt is formed. In the top layer of the smelt carbon reacts with sodium sulfate to regenerate the sodium sulfide, see Reaction 2. 4C(s)+Na SO (l) −−→ Na S(l)+4CO(g) (2) 2 4 2 The heat released by combustion is absorbed by the walls, consisting of boiler tubes. Heat is also extracted from the flue gases as they pass a super-heater bank, boiler bank and economizer before being treated in a electrostatic precipitator to remove fly ash. The steam produced in the recovery boiler is of high pressure (over 100bar) and is expanded in a back pressure steam turbine to produce electricity. MP-steam (approximately 12bar) and LP-steam (approximately 4bar) is extracted from the turbine to cover the need of the pulping process. The steam generation efficiency, based on lower heating value, is usually around 75% for a recovery boiler (Anderberg (2010); Vakkilainen & Ahtila (2011)). If a steam surplus is present, which often is the case for a modern pulp mill with a high degree of heat integration, 10
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3 THE PULP MILL the steam is further expanded in a condensing turbine. In such cases the pulp mill can be a major net exporter of electricity (Pettersson & Harvey, 2012). The recovery boiler typically have an electrical efficiency around 12% (Pettersson, 2014). In addition, the pulp mill also has a potential of providing district heating as there often exist low temperature waste heat suitable for this purpose (Hektor, 2008). The smelt is drained through smelt spouts into a smelt dissolver, basically a large tank filled with weak white wash, which is a water solution containing a small amount of cooking chemicals from other parts of the process. This results in a solution called green liquor. In the white liquor preparation plant the green liquor enters a slaker where reburned lime (CaO) is added which leads to the formation of calcium hydroxide (Ca(OH) ), see Reaction 3. The solution then proceeds to the 2 causticization vessels where sodium hydroxide is formed by Reaction 4. Now that all cooking chemicals are regenerated, the white liquor is filtrated and recycled back to the cooking step. Calcium carbonate (CaCO ) is separated by the filtration and 3 washed before it enters the lime kiln. Here it is dried and heated to over 850◦ which results in Reaction 5. The reburned lime can once again be used in the slaker and the cycle is complete. CaO(s)+H O −−→ Ca(OH) (s) (3) 2 2 Ca(OH) (s)+Na CO (aq) ←−→ 2NaOH(aq)+CaCO (s) (4) 2 2 3 3 CaCO (s) ←−→ CaO(s)+CO (g) (5) 3 2 11
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4 BLACK LIQUOR GASIFICATION 4 Black liquor gasification The recovery boiler suffers from several drawbacks such as corrosion, fouling and smelt-water explosions (Pettersson, 2011). The latter occurs when water comes in contact with the molten smelt and thereby instantaneously evaporates, causing a pressure wave due to the increased volume. These explosions have been costly with respect to both production losses and human lives (Anderson (1969); Grace (2008)). ImprovementshavebeenmadeovertheyearsbuttherecoveryboileranditsRankine steam cycle have some inherent limitations such as low thermal efficiency and low power-to-heat ratio. In addition, modern pulp mills have a steam surplus which motivates a better use of the energy contained in the black liquor, such as electricity generation or biofuel production. All the facts stated above have been incentives for examining other alternatives to recover the cooking chemicals. (Stigsson & Berglin, 1999) Black liquor gasification is an alternative technology that has the potential to solvemanyofthestatedproblems. Gasificationofspentcookingliquorwasexamined as early as in the 1950s and 1960s. Since then, a number of research projects and pilot plants have examined this process. However, most were discontinued since they did not show any significant improvement compared to the conventional Tomlinson recoveryboilerorotherreasonssuchasshiftingdevelopmentprioritiesbycompanies. (Gebart et al. (2005); Consonni et al. (1998); Bajpai (2014)) Today two gasification technologies are competing; fluidized bed technology de- veloped by ThermoChem Recovery International (TRI) and entrained flow techno- logy supplied by Chemrec. The former process operates at a relatively low temper- ature around 600◦C and near atmospheric pressure. The black liquor is injected in the bottom of a fluidized bed and steam is used as gasifying agent. Part of the produced syngas is combusted in heat tubes integrated in the fluidized bed to ensure that high enough temperatures are reached (Dahlquist, 2013). TRI has built two facilities using their technology, whereas Chemrec has installed one plant using their air-blown atmospheric-pressure version and one demonstration plant utilizing their oxygen-blown pressurized gasification technology (TRI (2012); Chemrec (2011)). However, the Chemrec technology is considered to be the most commercially ad- vanced alternative as the TRI technology has had problems reaching the needed operating temperature to obtain a sufficient conversion (Dahlquist (2013); Bajpai (2014)). Hence, only the Chemrec technology will be considered from here on and a detailed description is provided in the following section. 4.1 Chemrec black liquor gasification As previously mentioned Chemrec has developed two different technologies for black liquor gasification: air-blown atmospheric-pressure gasification and oxygen-blown pressurized gasification. The former technology is used as a booster to relieve over- loaded recovery boilers by providing additional capacity. The latter technology is 13
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4 BLACK LIQUOR GASIFICATION designed to fully replace the recovery boiler. A schematic description of the oxygen- blown pressurized gasification is presented in Figure 8. Here follows a brief descrip- tion of the gasification process, for a more detailed description, see Ekbom et al. (2005). Figure 8: The pressurized, oxygen-blown, high-temperature black liquor gasification technology developed by Chemrec. Adapted from Lindblom & Land¨alv (2007). Before the black liquor enters the gasification process it is filtered to remove solid impurities and the pressure is elevated to 32bar. After the pressure increase, the black liquor is preheated to 120◦C to adjust the viscosity so that a good atomization is achieved in the burner i.e. disintegration into a spray of fine droplets. Black liquor and oxygen is injected into the entrained flow reactor through the burner where it is atomized. The diameter of the droplets and the size distribution is adjusted so that a high conversion of carbon is achieved, but equally important is the regeneration of the cooking chemicals; therefore a high reduction rate of inorganic salts is needed as well. Animportantdesignfeatureistheuseofoxygeninsteadofair,asoxidant. This requires an on-site air separation unit such as a cryogenic air fractionation process. Because of the use of oxygen as gasifying agent the temperature in the reactor reaches values of 950-1000◦C, which is well above the melting point of the inorganic salts. The melted inorganic salts flow downward into the quenching section, where condensate from the gas cooling unit is injected and as a result the smelt droplets are cooled and solidified. The droplets fall down into the condensate in the lower section of the vessel where they are dissolved to form green liquor. To increase the 14
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4 BLACK LIQUOR GASIFICATION dissolutionrate, partoftheexitinggreenliquorisrecycledbacktothequenchvessel. Theexitinggreenliquorenterstwoparallelheatexchangerswherethetemperatureis reduced from 220◦C to 90◦C. The heat exchangers are used to preheat weak white wash liquor and evaporator condensate to 205◦C, which then enters the quench vessel and the bottom section of the gas cooler, respectively. The produced green liquor will contain some dissolved gases that will be released when the pressure is reduced. This gas is rejoined with the gas out of the gas cooler. The gas formed in the gasification process is a mixture mainly composed of CO, H , CO , H O and H S but it also contains minor amounts of N , CH and 2 2 2 2 2 4 COS. After the quench section the produced gas enters the counter-current gas cooler which is a cylindrical pressure vessel with four cooling sections. In the first, second and third section the gas releases heat to generate MP-steam and LP-steam. To achieve the final cooling in the top section cooling water is utilized. As the temperature is reduced thorough the cooler, water will condensate and fall down to the bottom. This serves as a cleaning step as particulate material is removed from the produced syngas by the falling condensate. The syngas produced is primarily used in two different applications. One altern- ative is to combust the syngas in a gas turbine to produce electricity and steam, which is denoted black liquor gasification combined cycle (BLGCC). The other al- ternative uses syngas as a feedstock for production of fuel and is denoted black liquor gasification with motor fuel production (BLGMF). The concepts are further explained in the following two sections. 4.2 Black liquor gasification combined cycle The process schematics for the black liquor gasification combined cycle (BLGCC) is illustrated in Figure 9. The first three operations; air separation, gasification and gas cooling are explained in section 4.1. The syngas produced in the gasification contains a considerable amount of H S, 2 since approximately half of the sulfur leaves with the gas phase, resulting in a con- centrationofaround2mole-%onadrybasis(Ekbometal.,2005). Allsodiumleaves the gasification dissolved in the green liquor. Hence, a split between sodium and sulfur is achieved. This split of the cooking chemicals is one of the benefits with the gasification process, since this presents opportunities to produce polysulfide cooking liquors. The pulp yield can be increased by a few percent by using polysulfide cook- ing liquors and consequently less wood is needed to produce a certain amount of pulp. However, the split of sodium and sulphur comes at the price of an increase in the causticizing load which leads to increased fuel consumption in the lime kiln. The reasonis that less sulphur is present in the green liquor andtherefore the sodium will form more Na CO instead of Na S, consequently a larger causticizing load follows, 2 3 2 see Reaction 4. (Lindstr¨om et al., 2006) ToproducethealternativecookingliquorstheH Sneedstobecapturedfromthe 2 syngas. Another reason to capture the H S is due to emission regulations for SO , 2 x 15
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4 BLACK LIQUOR GASIFICATION Weak w wh ai st he G liqr uee on r Steam (CO2) Air Steam † † † † la) m lB iqla uc ok r n o it a c ifis a G Syngas g n ilo o c s a G Syngas n o it a z ir u h p lu s e DO C la nv oo im t pe r 2 Syngas e n ib r u t s a G Flue gas a e t s y r e v o c e r t a e H r o t aG rS e nR eH g() HP-Steam e n ib r u t m a e t S o ( Flue O2 Steam H2S Electricity gas Electricity Steam s tin tin u Air u n o it N2 T O C S a S r a d p n e s r iA a s u a lC Figure 9: Process schematic illustrating the black liquor gasification combined cycle. † These processes are simulated in this work. which are formed from H S in the combustion zone of the gas turbine. To avoid such 2 problems the sulphur levels in the syngas need to be reduced below 20ppmv before entering the gas turbine (Korens et al., 2002). A commercial process that can reduce sulphur levels to meet the requirements is the Selexol process. The solvent used in this process is a mixture of dimethyl ethers of polyethylene glycol. The chemical formula is CH O(CH CH O) CH , where n is between 2 and 9. The Selexol solvent 3 2 2 n 3 utilizesphysicalabsorptiontoremoveacidgases. Hence, nochemicalreactionoccurs which is an advantage compared to chemical solvents, such as MEA, which degrades over time due to formation of heat-stable salts (Breckenridge et al., 2000). The Selexol process also has a high selectivity of H S over CO , which makes is suitable 2 2 for gas turbine applications, since the co-absorption of CO can be minimized. One 2 downside with the Selexol solvent is its limited ability to absorb COS. A solution is to add a COS hydrolysis unit before the Selexol process. By addition of steam, COS reacts and forms CO and H S in the hydrolysis unit, and consequently the 2 2 concentration of COS is reduced from over hundred ppmv down to 10ppmv. (Kubek et al., 2000) In the Selexol process (Figure 10) the solvent and the syngas are contacted in a counter-current packed absorber operating at high pressures, 20-140bar (Maxwell, 2004). The sulfur compounds are absorbed and some CO is inevitably also co- 2 absorbed. The H S-rich solvent is then passed through a second column where N is 2 2 16
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4 BLACK LIQUOR GASIFICATION Clean syngas CO2 Selexol recycle Absorber Selexol recycle CO2 H2S AbH so2 rS ber StH rip2S per H2S Concentrator N2 Syngas Figure 10: Simplified flowsheet of the Selexol process with CO capture, based on the work of 2 Field & Brasington (2011a). added as stripping gas. Most of the absorbed CO is stripped from the solvent and 2 recycled back to the absorber, whereas the H S-rich solvent enters a second stripper. 2 In this packed stripper heat is applied in the reboiler to regenerate the solvent and to produce a gas stream rich in H S. The solvent is recycled back to the absorber 2 and the H S-rich gas stream is sent to a Claus unit for further processing. If CO 2 2 capture is desired the Selexol process can be modified to meet such requirements as well. By letting the sulfur free syngas pass a second absorber the CO is absorbed. 2 The solvent is regenerated by lowering the pressure and the flashed CO can be 2 compressed and transported to storage. (Field & Brasington, 2011a) The H S-stream sent to the Claus unit should have a concentration of at least 2 40mole-%. Ifthisisfulfilledthestraight-throughClausprocesscanbeused, whichis the least complex alternative. Otherwise alternatives such as direct oxidation can be used for lower concentrations. In the Claus process the H S gas stream is introduced 2 in a reaction furnace together with air. The reaction occurring in the combustion zone converts a large portion of the H S into elemental sulphur. To convert the 2 17
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4 BLACK LIQUOR GASIFICATION remaining part of the H S, the gas is passed over a number of catalytic beds. To 2 recover essentially all sulphur, which is important to reduce raw material costs, a Shell Claus Off-Gas Treating (SCOT) unit can be added after the Claus unit. With this unit over 99.7% of the sulphur is recovered (Linde Process Plants Inc., 2012). As previously mentioned the elemental sulphur can be used to prepare polysulphide cooking liquor by dissolving it in the green liquor formed in the gasifier: 3S(aq)+Na S(aq) −−→ Na −S −S(aq) (6) 2 2 3 The clean syngas is combusted in a gas turbine to produce electricity. The flue gases then pass through a heat recovery steam generator where HP-, MP-, and LP- steam is produced. The MP- and LP-steam is used where it is needed in the pulping process. The HP-steam is passed through a steam turbine to produce additional electricity. If a steam surplus is present in the pulp mill, the steam can be expanded further in a condensing turbine to increase electricity production. 4.3 Black liquor gasification with motor fuel production The process schematic for motor fuel production is shown in Figure 11. DME has been chosen as a product but several other alternatives exist, such as methanol, hydrogen or FT-diesel. DME is chosen since this fuel can be used in modified diesel engines and is considered a fairly realistic alternative to be implemented in the years before 2020 (Pettersson & Harvey, 2012). This perception was further strengthened by the European BioDME project which was successfully concluded in 2012. In this project DME produced in Chemrecs pilot plant showed a great well to wheel efficiency, compared to other biofuels, after a driving distance of 450000km by the test fleet of Volvo trucks. The energy consumption was 270MJ/100 km compared to e.g. 440MJ/100 km for ethanol from wheat straws (Salomonsson, 2013). The gasification process is identical to that of the BLGCC alternative. However, the gas cleaning process differs substantially as the DME production has a more stringent requirement of the sulphur level in the syngas. To avoid deactivation of the catalyst in the DME synthesis a sulphur concentration below 0.1ppmv is required. The Selexol process is unable to meet this specification and hence another gas cleaning process must be used (Korens et al., 2002). The DME production is also inhibited by the presence of CO . The reason is that CO is a reaction product 2 2 in the formation of DME and therefore shifts the equilibrium towards the reactants. Hence, the CO concentration should be reduced to below 3mole-%. The Rectisol 2 process is capable of producing a clean synthesis gas with the requirements specified above. (Ju et al., 2009) The Rectisol process was developed in the 1950s and is today widely used in sour gas treatment. Methanol is utilized as solvent in this process and it separates the unwanted species, i.e. CO , H S and COS from the remaining gas by physical 2 2 absorption (Sun & Smith, 2013). Unlike the Selexol process, the Rectisol process is capable of removing COS to satisfying levels and hence a COS hydrolysis unit is 18
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4 BLACK LIQUOR GASIFICATION Weak w wh ai st he G liqr uee on r Steam CO2 Steam † lB iqla uc ok r n o it a c ifis a G Syngas g n ilo o c s a G Syngas n o it a z ir u h p lu s e Dl Oa v Co m d ne ar 2 Syngas sise h t n y s E M D DME n o it a llits id E M D Purge O2 Steam H2S Steam gas DME s tin tin u Air u n o it N2 T O C S a S r a d p n e s r iA a s u a lC Figure11: ProcessschematicofblackliquorgasificationwithDMEproduction. †Theseprocesses are simulated in this work. redundant. The solubility of CO and H S differs to such an extent that selective 2 2 removal is possible. Also the solubility of sour gases, and thereby the absorption rate, is enhanced at high pressures and low temperatures. Hence, Rectisol processes are operated at temperatures between −20 to −60◦C and pressures in the range of 30-80bar (Weiss, 1988). A modified version of the Rectisol process, provided by Gatti et al. (2013), is presented in Figure 12. The syngas produced in the gasifier enters the bottom of a packed absorber divided into two sections. Refrigerated methanol enters the absorber and after passing through the top section, about 45% of the methanol, containing almost exclusively absorbed CO , is withdrawn. The remaining solvent 2 flows through the bottom section and exits the absorber, rich in both CO and 2 H S. Both streams are flashed to recirculate co-absorbed CO and H . After further 2 2 pressure reduction the streams enters two stripper columns to desorb the CO . The 2 CO rich stream enters the top of the strippers whereas the stream containing H S 2 2 enters in the bottom, this is to ensure that only a small amount of H S ends up in 2 the CO stream for sequestration. A stripper, equipped with a reboiler and partial 2 condenser, regenerates the methanol which is recycled to the absorber. The top product from the stripper is a gas stream with high H S-concentration which is to 2 be further processed in the Claus unit. The Claus and the SCOT unit is identical to those in the BLGCC case, for 19
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4 BLACK LIQUOR GASIFICATION Clean syngas CO2 H2S Methanol recycle Absorber StC riO pp2 er StC riO pp2 er StrH ip2S per Syngas Figure 12: Simplified flowsheet of the Rectisol process, based on Gatti et al. (2013). more information see Section 4.2. The clean syngas out from the Rectisol process enters the DME synthesis. The conventional manufacturing process of DME is an indirecttwostepsynthesisroute, wheremethanolisproducedviamethanolsynthesis and then converted to DME by dehydration. A new technology has recently been developed by Ohno et al. (2006). The new process is a direct synthesis where DME is produced from the syngas according to this overall reaction: 3CO+3H −−→ CH OCH +CO (7) 2 3 3 2 The new process is operated at 50bar and 260◦C in a slurry bed reactor contain- ing a catalyst (Ohno et al., 2006). A syngas composition of 1:1 molar ratio of H 2 and CO gives highest conversion. The conventional process requires a molar ratio of 2:1 (Ju et al., 2009). The syngas out of the gasifier has a molar ratio of 1.03 which means that the new process eliminates the need of a water-gas shift reactor to adjust the ratio (Ekbom et al., 2005). However, the major advantage with this new process is that it overcomes the equilibrium limitations of the methanol synthesis and thereby gives higher conversion (Marchionna et al., 2008). The gas mixture produced in the DME reactor is separated in a series of distillation columns. Un- reacted gas and formed methanol are recycled back to the reactor. As can be seen in Reaction 7, CO is formed in the DME production. However, the possibility to 2 capture this carbon dioxide has not been considered in this work. 20
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5 METHOD 5 Method In an initial literature review the pulp mill was studied to determine the most probable development of the pulping process in the nearest future. Three scenarios were identified. The first one is the“business as usual”case where the conventional recovery boiler continues to be the technique used for regeneration of the cooking chemicals. In the second scenario the recovery boiler is replaced with a gasifier which generates syngas that is used to produce electricity in a gas turbine. The third scenario also utilizes a gasifier but instead of producing electricity the syngas isusedasrawmaterialforDMEproduction. Inthisworkthepossibilityofcapturing CO in these three scenario are examined, see Table 1. In the first scenario post- 2 combustion capture using the MEA process is examined. For the second scenario pre-combustion capture with the Selexol process has been determined to be the most suitable. Pre-combustion capture using the Rectisol process is applied to the third scenario. Table 1: Three possible scenarios for the future development of the pulp mill. The last letter in the abbreviation indicates which capture process is applied to that scenario. Recovery Additional Capture Capture Scenario system product technology process Recovery RB-M N/A Post-combustion MEA boiler Black liquor BLGCC-S Electricity Pre-combustion Selexol gasification Black liquor BLGMF-R DME Pre-combustion Rectisol gasification 5.1 Process simulation ToevaluatethesuitabilityandthespecificcostofcapturingCO ,processsimulations 2 of the capture processes are performed. The software used is Aspen Plus 8.0, section 5.5 gives a brief account of the capabilities of this modelling tool. ThecostofcapturingCO canbeestimatedifeachofthescenariosisdividedinto 2 one case with CO -capture and one without capture. These cases will henceforth 2 be denoted ”CCS”and ”NC”, respectively. For the RB-M-scenario, the NC-case is simply the present day situation where the flue gases are vented to the atmosphere and hence will not need any modelling. A remark worth noticing is that only the flue gases from the recovery boiler have been considered, but it is also possible to captureCO fromthebiofuelboiler. Duetolackofprocessdataregardingthebiofuel 2 boiler and its flue gases, this possibility has been omitted in this work. However, 21
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6 MODELLING 6 Modelling This chapter presents the input data used in the modelling work and then gives a thorough review of the modelling approach. Assumptions regarding the modelled components and their design specifications are also presented. 6.1 Input data This thesis is a case study on SCAs pulp mill in O¨strand, hence the simulations are based on data obtained from their engineering department. However, only the most essential data has been provided, i.e. the mass flow of black liquor and the oxygen concentration and volume flow of flue gases. Remaining data has been extracted from other sources and where applicable scaled to match the pulp production rate of SCAs pulp mill. The flue gas stream entering the RB-M-scenario is based on Hektor (2008) in addition to the process data provided by SCA. The specifications for the syngas stream entering both the BLGCC-S- and BLGMF-R-scenarios has been determined from Gebart et al. (2011), Ekbom et al. (2005) and Kubek et al. (2000), as well as process data from SCA. From the aforementioned sources, the composition, temperature, pressure and mole-flow of the streams entering the capture process have been determined, see Table 2. For all three scenarios, the simulated processes are adapted to capture 85% of the ingoing CO . 2 Table 2: Process stream data used in the simulations. The composition is specified as mole-% except the COS-concentration where ppmv is used. n˙ P T Scenario H CO CO H S CH O N H O COS [mol/s][bar] [◦C] 2 2 2 4 2 2 2 RB-M 5014 1.0 110 0 0 13.3 0 0 4.4 63.3 19.0 0 BLGCC-S 865 31.5 30 39.2 38.1 19.0 1.9 1.3 0 0.2 0.2 10 BLGMF-R 865 31.5 30 39.2 38.1 19.0 1.9 1.3 0 0.2 0.2 122 6.2 RB-M-scenario For the RB-M-scenario where post combustion capture with MEA is applied, the property method Electrolyte NRTL is used for the simulations in Aspen Plus. This method can handle aqueous and mixed solvent systems for a wide range of con- centrations and hence should give an accurate representation of the behaviour of the compounds involved in this process. The physical property data is provided in the Aspen Plus rate-based MEA template, which has been used as a starting point for the simulations. This data contains reaction kinetics which has been validated 25
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6 MODELLING against industrial applications. A number of reactions occur in the system at hand butthesevenreactionsdefinedbelowareconsideredtobemostinfluential. Reaction 8-10 are assumed to be in equilibrium, whereas Reaction 11-14 are rate-controlled reactions (Aspen Technology, 2012b). H O+MEAH+ ←−→ MEA+H O+ (8) 2 3 2H O ←−→ H O+ +OH− (9) 2 3 HCO − +H O ←−→ CO 2− +H O+ (10) 3 2 3 3 CO +OH− −−→ HCO − (11) 2 3 HCO − −−→ CO +OH− (12) 3 2 MEA+CO +H O −−→ MEACOO− +H O+ (13) 2 2 3 MEACOO− +H O+ −−→ MEA+CO +H O (14) 3 2 2 6.2.1 RB-M-CCS-case The flowsheet from Aspen Plus is presented in Figure 13 in which all components andstreamsarenamed. Thissectionwillexplainthegeneralassumptionsanddesign parameters chosen for the simulation. All auxiliary equipment such as coolers, heat- ers, pumps, flashes etc. are explained in more detail regarding modelling approach and assumptions in Section 6.5, as they are identical for the three different scenarios. However the modellingof columns willbe explainedin detail for eachprocess as they differ from case to case. Figure 13: Aspen Plus flowsheet of the MEA capture process for the RB-M-CCS-case. 26
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6 MODELLING The flue gases from the recovery boiler enters the capture process at ambient pressure and a temperature of 110◦C. Before the flue gases is fed to the absorber the temperature is reduced to 40◦C in COOL-1, but since a considerable amount of water is present some of it will condensate. FLASH-1 separates the condensed water and the remaining flue gases, which leaves in the top of the flash and enters the bottom stage of the absorber, ABS-1. In the top a solution of MEA and water enters the absorber at 40◦C. A weight ratio of 30% MEA is commonly used and this corresponds to a mole ratio of 0.126. The mole ratio is used as a measurement to maintain the specified proportions between water and MEA. Since the solution entering the absorber is a recycle stream it will contain a certain amount of CO 2 bound by MEA in the form of MEACOO–. Therefore the weight ratio between all MEA species and water would give an incorrect value as the molar weight of MEACOO– is higher than that of MEA. The absorber is modelled as a packed column filled with Mellapak 250Y, which is a structured packing. A rate-based approach using the ”RadFrac”block has been applied for the simulations meaning that transport resistance is included in the model. For the liquid phase, diffusional film resistance is assumed with reactions occurring in the film. The film is discretized using 10 points, see Table 3. The reactions are fast and most CO will react with MEA as soon as it enters the 2 liquid (Kothandaraman, 2010). The discretization points are therefore concentrated towards the liquid-vapour interface, where the gradients will be the largest. No reactionsareassumedtotakeplaceinthevapourphaseandthereforeonlydiffusional resistance is taken into account in the vapour film. Table 3: Locations of the discretization points in the liquid film. The liquid-vapour interface is located at 0 and 1 corresponds to the bulk liquid. (Kothandaraman, 2010) Point 1 2 3 4 5 6 7 8 9 10 Distance 0 0.001 0.005 0.010 0.050 0.100 0.150 0.200 0.300 1 Theabsorberisdividedinto20stages. Incontrasttoequilibriumcalculations, an increased number of stages do not increase the separation performance of a column, instead more accurate calculations are obtained as the column is divided into more calculation steps. However, using more stages increases the number of equations solved and hence there is a trade-off between accuracy and computational time. The height of the column is set manually to achieve a certain capture rate. The diameter on the other hand is calculated using the flooding approach in Aspen Plus. In this approach the stage with the highest vapour and liquid flows are chosen as a base stage. The column diameter is then adjusted so that fluxes on this stage are 70% of that corresponding to flooding, a state where a too high vapour flux prevents the liquid from flowing downwards. The most important design parameters and results from the absorber is presented in Table 4. 27
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6 MODELLING Table 4: Design parameters and dimensions of ABS-1. Name Packing material Stages Pressure [bar] Diameter [m] Height [m] ABS-1 Mellapak-250Y 20 1 9.8 15 Two product streams exits the absorber. The top product is the flue gases now CO lean. A fraction of the stream is MEA-slip which has to be recovered from 2 the flue gas to reduce the cost of make-up MEA. A packed wash column, with the dimensions presented in Table 5, is added to accomplish this task. In the column, water from FLASH-1 and some make-up water flows counter-current to the flue gas flow and removes MEA. The clean flue gases leaving the wash column contains 2.2mol-% CO . 2 Table 5: Design parameters and dimensions of WASH. Name Packing material Stages Pressure [bar] Diameter [m] Height [m] WASH Mellapak-250Y 10 1 6.3 3 The CO absorbed in the liquid solvent exits the absorber at the bottom stage 2 mainly as MEACOO–. The amount of CO in a stream is expressed in the form 2 of loading, i.e. the ratio of all species containing CO and all MEA-species. In this 2 study the optimal loading for the rich solvent exiting the absorber was found to be 0.536. PUMP-1 elevates the pressure of the bottom product to 1.8bar before it enters a heat exchanger (HE-1) which raises the temperature to 101◦C. To model HE-1, the ”MHeatX”block is used as this block is suitable when recycle streams is involved, sincethisblocktearstheenergystreamthusfacilitatingeasierconvergence. Theheatedstreamentersthestripper(STR-1)onthesecondstageoutof20intotal. The stripper is modelled with the same assumptions regarding mass transfer and discretization of the liquid film. In contrast to the absorber the stripper is equipped with both a partial condenser and a reboiler. However, the partial condenser is modelled as a cooler and a flash to ease convergence. Table 6 summarizes the design parameters of the stripper. Table 6: Design parameters and dimensions of STR-1. Name Packing material Stages Pressure [bar] Diameter [m] Height [m] STR-1 Mellapak-250Y 20 1.8 6.4 15 The bottom stream from the reboiler exits STR-1 with a lean loading of 0.284 and a temperature of 118◦C. This lean loading was found to be the optimal value to obtain a low reboiler duty. To minimize the utility demand of the process this stream is heat exchanged in HE-1 with the inlet stream to the stripper. VALVE-1 28
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6 MODELLING then lowers the pressure to 1 bar. Small amounts of MEA are lost in both the flue gases and the CO -stream and hence a make-up stream is added. In addition, 2 the water from the wash column is added to adjust the ratio between MEA and water. The amount of make-up MEA added is determined by a balance block in Aspen Plus, which performs a component balance over all inlet and outlet streams. Before the regenerated absorbent is fed to the absorber once again, the temperature is reduced to 40◦C by COOL-3. The gas stream leaving the partial condenser of STR-1 has a CO -concentration 2 of 99.0mol-% and is compressed to 80bar in a multistage compressor consisting of 4- stageswithintermediatecoolingto25◦C. Atsuchhighpressuresthegasmixturewill be in a supercritical state and therefore a pump can be used to increase the pressure to the 150bar required for transportation and storage (Field & Brasington, 2011b). However, the Electrolyte NRTL model only gives accurate results up to medium pressures i.e. tens of atmospheres. Hence, this section of the flowsheet is modelled separatelyusingamodelmoresuitableforhighpressuresnamely,thePSRKproperty method which is based on the Predictive Soave-Redlich-Kwong equation-of-state model (Aspen Technology, 2010). Figure 14 shows the flowsheet of the compression section. The streams out from the multistage compressor labelled L1, L2 and L3 are condensed water. Figure 14: Aspen Plus flowsheet of the CO compression section. 2 6.2.2 RB-M-NC-case The RB-M-NC-case is equivalent to the present situation at a market pulp mill. Hence, no modelling in Aspen Plus is necessary. This case is however important for the study as it will be compared with the previously described capture case. 6.3 BLGCC-S-scenario For the BLGCC-S-scenario, the Selexol process will be used to capture CO . The 2 Aspen Plus rate-based DEPG template is used as a starting point for the simula- tions (Aspen Technology, 2012a). The solvent trademarked under the name Sel- exol is, as explained in Section 4.2, a mixture of dimethyl ethers of polyethylene 29
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6 MODELLING glycol (DEPG) with a chemical formula of CH O(CH CH O) CH . The weight- 3 2 2 n 3 distribution between DPEG of varying chain length is provided by the template and is presented in Table 7. Table 7: Weight-distribution of DEPG-compounds. Chain length (n) 2 3 4 5 6 7 8 9 Weight-% 0 6 23 26 21 14 7 3 The Perturbed-Chain Statistical Associating Fluid Theory (PC-SAFT) is used as property method. This method determines the intermolecular forces by dividing them into repulsive and attractive forces and calculate contributions from different segmentsofthemolecules(Field&Brasington,2011b). Hence, thismodelissuitable for polymers or other compounds with repeating units such as DEPG. Physical data used in the template has been regressed against vapour-liquid equilibrium data (Aspen Technology, 2012a). 6.3.1 BLGCC-S-CCS-case The model of the Selexol process for carbon capture is based on the model construc- ted by Field & Brasington (2011a). Figure 15 presents a flowsheet of the process, including numbering of units and streams. Figure 15: Aspen Plus flowsheet of the Selexol capture process for the BLGCC-S-CCS-case. Thegasifierproducessyngasatapressureof31.5bar. Beforeenteringthebottom stage of the absorber (ABS-1), the syngas is compressed and cooled to 52bar and 30
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6 MODELLING 35◦C. At the top stage a Selexol stream enters, which is partially loaded with CO . The purpose of ABS-1 is to absorb essentially all H S and COS. A rate- 2 2 based modelling approach using the ”RadFrac” block is applied for all columns in this simulation. Film diffusion resistance has been applied, however no reactions are modelledsinceitisaphysicalabsorptionprocess. Toeaseconvergenceofallcolumns inthissimulationtheconvergencemethodissettoSum-Rateswhichisrecommended for wide-boiling mixtures. The design parameters for ABS-1 are presented in Table 8. Table 8: Design parameters and dimensions of ABS-1. Name Packing material Stages Pressure [bar] Diameter [m] Height [m] ABS-1 IMTP 50mm 20 52 1.9 20 The H S rich solvent stream exits the absorber below the bottom stage and is 2 heated to 105◦C before entering the H2S-concentrator column (H2S-CONC). The column uses nitrogen as stripping gas with the purpose of releasing most of the absorbed CO and recycle it to ABS-1. See Table 9 for design specifications of 2 H2S-CONC. Table 9: Design parameters and dimensions of H2S-CONC. Name Packing material Stages Pressure [bar] Diameter [m] Height [m] H2S-C. IMTP 50mm 20 52 1.3 26 The bottom stream from H2S-CONC is expanded in VALVE-1 to the operating pressure of the H S-stripper (STR-1) which is 2bar. STR-1 is equipped with both 2 a reboiler and a partial condenser. However the partial condenser is modelled as a cooler and a flash for two reasons. Firstly to ease convergence and secondly to enable the possibility to extract a bleed stream, mostly consisting of water, from the recycle stream entering the top stage of the stripper. The simulations predicts the temperature in the reboiler to be 206◦C which is an unreasonably high value. Field & Brasington (2011b) states that the Selexol process can be modelled accurately in Aspen Plus with the exception of the stripper, where the actual temperature should be around 130◦C. One possible reason for this deviation could be that the vapour-liquid equilibrium data used in the regression of physical properties was inadequate for DEPG6, DEPG7, DEPG8 and DEPG9 (Aspen Technology, 2012a). Consequentlythemodelpredictsatoohightemperatureforevaporatingthemixture present in the reboiler. Since the temperature is over 186◦C, MP-steam cannot be used to provide the needed energy, but MP-steam has been assumed anyway as this would be used in reality. Another consequence of the high temperature is that the cooler (COOL-4) after the reboiler will have a larger duty. Otherwise this should not affect any other results. 31
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6 MODELLING Table 10: Design parameters and dimensions of STR-1. Name Packing material Stages Pressure [bar] Diameter [m] Height [m] STR-1 IMTP 50mm 20 2 1.7 5 The top product from STR-1 has a H S-concentration well above the required 2 40mol-%, see Section 4.2. The lean solvent exits the bottom of the reboiler and is cooled to a temperature of 15◦C by COOL-4. After an pressure increase to 52bar by PUMP-2, the lean solvent enters the top stage of the second absorber (ABS-2). The purpose of this absorber is to reduce the CO -concentration of the syngas below 2 3mol-%. See Table 11 for design specifications. Table 11: Design parameters and dimensions of ABS-2. Name Packing material Stages Pressure [bar] Diameter [m] Height [m] ABS-2 IMTP 50mm 30 52 3.4 32 A Selexol stream, loaded with CO and some co-absorbed H and CO, is extrac- 2 2 ted from the bottom of ABS-2. This stream is divided into two by SPLIT-2, where a fraction of 0.91 enters the flash section of the process and the remaining part is recycled back to ABS-1. FLASH-2 and FLASH-3 operates at 14bar and 6.2bar respectively, and by lowering the pressure the co-absorbed H and CO is desorbed 2 along with some CO . After re-compression and cooling to 52bar and 15◦C this 2 gas recycle is joined with the flue gases entering ABS-2. The bottom product from FLASH-3 is further expanded to 1.5bar in FLASH-4, where almost all CO is re- 2 leased. From FLASH-4 the lean solvent is recycled back to ABS-2 and enters stage 8 at 52bar and 15◦C. Small amount of solvent is present in all of the outlet streams and to compensate for this, a balance block calculates the component balance for each DEPG fraction and add the correct amount to the ”SELEX-MU”-stream. A CO -concentration of 95mol-% is obtained in the stream sent to the compres- 2 sion section which is modelled in a separate flowsheet, as the ”PC-SAFT”model is not accurate for critical conditions. The compression section is identical to the one presented for the RB-M-CCS-case, see Section 6.2.1 for details. The only difference is that the stream that is to be compressed contains essentially no water, hence no water is condensed during compression. 6.3.2 BLGCC-S-NC-case As explained in Section 4.2 the Selexol process is still needed even if carbon capture is not applied since the H S has to be removed from the syngas. However, if CO 2 2 removal is not required the process can be greatly simplified as the second absorber and the associated flash section is redundant. Figure 16 presents the flowsheet of the Selexol process without carbon capture. 32
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6 MODELLING Figure 16: Aspen Plus flowsheet of the Selexol process for the BLGCC-S-NC-case. From the flowsheet it can be observed that the layout of the bottom section is identical to the case with capture, the only exception being that the recycle of lean solvent from the stripper now enters ABS-1 instead of ABS-2. However sizes of the equipment will vary, see Table 12. Table 12: Design parameters and dimensions of columns. Name Packing material Stages Pressure [bar] Diameter [m] Height [m] ABS-1 IMTP 50mm 30 52 2.0 30 H2S-C. IMTP 50mm 20 52 1.2 12 STR-1 IMTP 50mm 20 2 1.7 5 6.4 BLGMF-R-scenario For the BLGMF-R-scenario the Rectisol process is used to capture CO and H S. 2 2 TheAspenPlusrate-basedMEOHtemplateisusedasastartingpointsincetheRec- tisol process utilizes methanol as solvent (Aspen Technology, 2012c). This template also uses the PC-SAFT as property method. Physical properties in the template have been regressed against experimental data. 6.4.1 BLGMF-R-CCS-case The design of the process is based on the single stage Rectisol process found in Gatti et al. (2013) and Munder et al. (2010). Figure 17 shows the finalized Aspen Plus flowsheet of the process. The syngas produced in the gasifier contains a considerable amount of water. It has to be removed or else it will freeze and block the pipes. Water removal can be achievedbycoolingthegasandtherebycondensingthewater. Hence,isitpossibleto 33
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6 MODELLING Figure 17: Aspen Plus flowsheet of the Rectisol capture process for the BLGMF-R-CCS-case. perform this in the gas cooler in the gasification section of the process and therefore, this operation is considered to be outside the boundary of this simulation. Because of this, the water is removed by a ”Sep”block that has no utility consumption. This component separator is an artificial unit, without a real counterpart, that separates the flow by specified component split fractions. The absorber (ABS-1) operates at a pressure of 60bar and therefore the syngas is compressed and subsequently cooled to a temperature of −34◦C before entering the column at the bottom stage. All columns in this case are modelled using a rate-based approach with a ”RadFrac” block. Diffusional resistances are assumed for both liquid and vapor phase. See Table 13 for design specifications of ABS-1. The purpose of the column is to absorb CO and H S to such an extent that the 2 2 syngas exiting the column fulfils the requirements to be used as feedstock for DME production, see Section 4.3. The syngas leaving the column has a CO concentration 2 of 0.2mole-% and contains 0.092ppmv of total H S and COS. Methanol enters the 2 top stage of the column at 60bar and −50◦C. The low temperatures present in the column favours the absorption of CO and H S over the other gases present. 2 2 Since this physical absorption into methanol is an exothermic process the produced heat needs to be removed, so that the benefits of a low absorption temperature can be utilized throughout the whole column. This is achieved by adding cooling loops inside the absorber. In the flowsheet the cooling loops are modelled by specifying side duties which extract heat from certain stages of the column, namely 14 and 18. Two liquid product streams exits the absorber. At stage 18, about 45% of the methanol is withdrawn. This methanol stream is loaded with CO but essentially 2 free of H S. As H S has a higher solubility than CO in methanol, almost all H S 2 2 2 2 34
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6 MODELLING Table 13: Design parameters and dimensions of ABS-1. Name Packing material Stages Pressure [bar] Diameter [m] Height [m] ABS-1 IMTP 75mm 30 60 1.4 21.7 will leave the column in the bottom product. Both of these streams enters a flash (FLASH-1 and FLASH-2) where the pressure is reduced to release co-absorbed CO and H which is then recycled to the syngas inlet. From the bottom of FLASH-1 2 the methanol stream loaded with CO exits and is thereafter cooled to −50◦C. This 2 stream is then split into two streams, 90% enters the first stripper (STR-1) and the remaining part enters the second stripper (STR-2). The bottom product of FLASH- 2 is heated and then also enters STR-1 but on the bottom stage. STR-1 is a packed column operating at 6bar, see Table 14. The lower operating pressure of STR-1 res- ults in that absorbed gases will be released. Since the methanol stream only loaded with CO enters the top of the column, a very pure top product, consisting of CO 2 2 and almost no H S, is obtained. The bottom product still contains a considerable 2 amount of CO , some of which is released and recycled by FLASH-3 that operates 2 at 2bar. Table 14: Design parameters and dimensions of STR-1. Name Packing material Stages Pressure [bar] Diameter [m] Height [m] STR-1 IMTP 75mm 30 6 1.5 15 TheliquidstreamfromFLASH-3containingbothCO andH Sentersthesecond 2 2 stripper (STR-2) at the bottom stage, see Table 15 for specifications. In the top of STR-2 the remaining 10% of the absorbent only containing CO enters. A 1-stage 2 Rectisol process normally uses N as stripping gas in the second absorber. However, 2 that is unsatisfactory in this application since an diluted CO -product would be 2 obtained. To reach the same amount of recovered CO a reboiler is added to STR-2. 2 Over the top of STR-2 a stream of almost exclusively CO is obtained. 2 Table 15: Design parameters and dimensions of STR-2. Name Packing material Stages Pressure [bar] Diameter [m] Height [m] STR-2 IMTP 75mm 30 2.7 0.9 20 The CO -streams out from STR-1 and STR-2 are mixed, resulting in a CO - 2 2 concentration of 96 mole-%. This stream is then elevated to a pressure of 150bar in the compression section. As previously stated the PC-SAFT method is not accurate in the supercritical range and thus is the compression section modelled in a separate flowsheet, see Section 6.2.1 for a description. 35
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6 MODELLING The bottom product of STR-2 is feed to stage 5 of STR-3 which is a stripper equipped with both a partial condenser and a reboiler. STR-3 operates at 1.2bar to enhance the desportion of both CO and H S. The desorbed gases exit at the 2 2 top and consists of 42 mole-% H S and the remaining part is almost exclusively 2 CO . This stream is further processed in a Claus plant to obtain elemental sulfur 2 which can be used to produce polysulfide cooking liquor. An almost pure methanol stream (total impurities lower than 5ppmv) is obtained from the bottom of STR-3. This stream is recycled back to the inlet of the absorber. However, before it is fed to the top stage both pressure and temperature is adjusted to 60bar and −50◦C. There will also be small losses of methanol in the gas streams leaving the system, a balance block is therefore added to adjust the make-up methanol injected to the recycle stream. Table 16: Design parameters and dimensions of STR-3. Name Packing material Stages Pressure [bar] Diameter [m] Height [m] STR-2 IMTP 75mm 30 1.2 2.4 5 6.4.2 BLGMF-R-NC-case If CCS is not applied to the BLGMF-R-scenario this will have almost no effect on the Rectisol process, since CO still has to be removed from the syngas stream, see 2 Section 4.3. The only difference is that the CO stream is vented to the atmosphere 2 instead of being compressed. Hence, the compression section is removed for this case. Otherwise the process is identical to the case with capture both regarding flowsheet layout and unit sizes. Thus, no additional modelling is needed for this case. 6.5 Auxiliary equipment modelling The processes described in the previous sections have several basic unit operations in common such as pumps and valves. The same modelling approach has been used for these equipment throughout the simulations and the description in the following sections is therefore valid for all modelling cases. Information about the modelling blocks described in this section has been collected from Aspen Plus Help documentation. 6.5.1 Compressor Compressorsaremodeledwiththe”Compr”blockwiththeexceptionofthemultistage compressorpresentinthecaseswithCO -sequestration,whereinsteadthe”MCompr” 2 block is used. The calculation method is set to: ”Polytropic using the ASME 36
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6 MODELLING method”. To predict the power consumption with higher accuracy a polytropic effi- ciency for centrifugal compressors is estimated using Equation 1 which is dependent on volume flow, F, expressed in m3s−1 (R. Smith, 2005). A mechanical efficiency for losses in e.g. bearings and seals is also specified, a value of 98% is used for all compressors (Kurz et al., 2010). η = 0.017ln(F)+0.7 (1) 6.5.2 Pump The block ”Pump” is used to model pressure increases. By specifying the outlet pressure as well as pump and driver efficiencies, Aspen Plus calculates the power requirement. Forcentrifugalpumps,thepumpefficiencyisdependentonvolumeflow rate, F expressed as m3h−1 in Equation 2 (R. Smith, 2005). The driver efficiency compensates for losses in the electrical motor which converts electrical energy to mechanical energy. A value of 90% is assumed for the driver efficiency and applies to all pumps (Evans, 2010). η = −0.01(lnF)2 +0.15ln(F)+0.3 (2) 6.5.3 Valve Valvesaremodelledusingthe”Valve”block. Themodelassumestheflowisadiabatic and uses two-phase calculations to determine the outlet condition for the specified pressure. 6.5.4 Flash For flashes, both vertical and horizontal, the ”Flash2” block is used. This model performs rigorous two-phase calculation. The model assumes that sufficient vapour disengagement space is present, meaning that the gas stream leaving the flash does not contain any liquid and vice versa. 6.5.5 Mixer and Splitter The ”Mixer”block combines several streams into one and performs adiabatic phase equilibrium flash calculation to determine the outlet conditions. The ”FSplit”block divides an ingoing stream into two or more outlet streams with same compositions and conditions as the inlet. The sizes of the streams are determined from a specified split fraction. 6.5.6 Heater and cooler Both heaters andcoolers are modelledusing the ”Heater”block. By specifying outlet temperature and pressure, ”Heater”calculates the heating or cooling demand. Two- 37
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7 RESULTS AND DISCUSSION Figure 18: Utility consumption of the MEA process. As illustrated in Figure 19, the BLGCC-S-scenario also has a considerable differ- ence in both cooling water and electricity consumption. This is due to the removal of the top-cycle and the compression section in the case without capture. The steam demand is essentially unchanged as the reboiler duty in bottom-cycle is constant for both cases. Figure 19: Utility consumption of the Selexol process. For the BLGMF-R-scenario presented in Figure 20, the difference between the two cases is marginal. The difference stems from the removal of the compression section in the case without capture. If the capture cases of the BLGCC-S- and BLGMF-R-scenarios are compared, it can be observed that the utility demands are essentially equal. The Selexol process has slightly lower electricity demand compared to the Rectisol process, but uses MP-steam instead of LP-steam. However, the use of MP-steam would outweigh the lower electricity demand. The reason is that usage of MP-steam implies a loss in electricity, since this steam cannot be expanded to LP-steam and produce electricity. Thus, ifonlyutilitydemandisconsideredthentheRectisolprocesswould be the preferred alternative also for the BLGCC-S-CCS-case, but by a very small margin. However, literature reports that the Selexol process is the economically 40
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7 RESULTS AND DISCUSSION WhenthetwocasespresentedinFigure21and22arecompareditcanbenoticed that the capture case requires more solid wood fuel. The reason is that the capture process requires a considerable amount of LP-steam and to satisfy this demand more solid wood fuel has to be combusted to produce steam. The biofuel boiler produces HP-steam which is expanded to the needed LP-steam. Consequently the electricity production increases as well. This is a necessity as the capture case has larger electricity consumption. However, the increase in production is greater, resulting in a larger surplus that can be sold. Bark 48 MW RB-M-NC Fossil fuel 37 MW District heating 12 MW Wood 584 MW Pulp (Kraft) 422 kADt/y Solid wood fuel 78 MW Pulp (CTMP ) 95 kADt/y Electricity (use) 52 MW Electricity (sold) 2 MW Figure 21: Overall balance displaying major in and out streams to the pulp process for the RB-M-NC-case. For better overview, pulp and CO flows are presented on a yearly basis. 2 Bark 48 MW RB-M-CCS CO2 capture 751 kt/y Fossil fuel 37 MW District heating 12 MW Wood 584 MW Pulp (Kraft) 422 kADt/y Solid wood fuel 216 MW Pulp (CTMP ) 95 kADt/y Electricity (use) 62 MW Electricity (sold) 20 MW Figure 22: Overall balance displaying major in and out streams to the pulp process for the RB-M-CCS-case. For better overview, pulp and CO flows are presented on a yearly basis. 2 42
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7 RESULTS AND DISCUSSION The overall balance of the two BLGCC-S-cases, illustrated in Figure 23 and 24, differs from the balance of today’s pulp mill i.e. the RB-M-NC-case. There is an increase in fossil fuel usage, since the BLGCC-S-scenario results in higher caustization load and thereby more fuel is needed in the lime kiln. Also the pulp production rate increases because of the use of polysulfide cooking liquors. RegardingdifferencesbetweenthetwoBLGCC-S-cases, onecanseethatthecap- ture process is electricity demanding and hence, the electricity surplus is decreased. The capture process changes the composition of the syngas entering the gas turbine and consequently the produced electricity is slightly lower. Another effect is that the flue gas flow is smaller and less heat can be extracted in the HRSG resulting in a slight increased need of solid wood fuel to satisfy the steam demand. Bark 48 MW BLGCC-S-NC Fossil fuel 42 MW District heating 12 MW Wood 584 MW Pulp (Kraft) 439 kADt/y Solid wood fuel 197 MW Pulp (CTMP ) 95 kADt/y Electricity (use) 72 MW Electricity (sold) 93 MW Figure 23: Overall balance displaying major in and out streams to the pulp process for the BLGCC-S-NC-case. For better overview, pulp and CO flows are presented on a yearly basis. 2 Bark 48 MW BLGCC-S-CCS CO2 capture 229 kt/y Fossil fuel 42 MW District heating 12 MW Wood 584 MW Pulp (Kraft) 439 kADt/y Solid wood fuel 198 MW Pulp (CTMP ) 95 kADt/y Electricity (use) 80 MW Electricity (sold) 83 MW Figure 24: Overall balance displaying major in and out streams to the pulp process for the BLGCC-S-CCS-case. For better overview, pulp and CO flows are presented on a yearly basis. 2 43
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7 RESULTS AND DISCUSSION The BLGMF-R-cases, presented in Figure 25 and 26, have for the same reason as the BLGCC-S-cases an increased usage of fossil fuel as well as an increased pulp production rate. Another major difference for the BLGMF-R-cases compared to today’s pulp mill, RB-M-NC-case, is a much higher need for solid wood fuel. The reason is that much of the energy contained in the black liquor is not used to satisfy the need for either heat or electricity but instead leaves the system in the form of DME. Hence, additional fuel and electricity has to be purchased from an external source to satisfy the demand. IfthetwoBLGMF-R-casesarecompared, itbecomesclearthattheyareidentical with the exception that the capture case consumes marginally more electricity. That is the electricity needed for compressing the CO . 2 Bark 48 MW BLGMF-R-NC Fossil fuel 42 MW District heating 12 MW Wood 584 MW Pulp (Kraft) 439 kADt/y Solid wood fuel 330 MW Pulp (CTMP ) 95 kADt/y Electricity (use) 82 MW DME 161 MW Electricity (bought) 12 MW Figure 25: Overall balance displaying major in and out streams to the pulp process for the BLGMF-R-NC-case. For better overview, pulp and CO flows are presented on a yearly basis. 2 Bark 48 MW BLGMF-R-CCS CO2 capture 229 kt/y Fossil fuel 42 MW District heating 12 MW Wood 584 MW Pulp (Kraft) 439 kADt/y Solid wood fuel 330 MW Pulp (CTMP ) 95 kADt/y Electricity (use) 82 MW DME 161 MW Electricity (bought) 13 MW Figure 26: Overall balance displaying major in and out streams to the pulp process for the BLGMF-R-CCS-case. For better overview, pulp and CO flows are presented on a yearly basis. 2 44
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7 RESULTS AND DISCUSSION 7.4 Cost of carbon capture By comparing the two overall balances for each scenario it is possible to quantify the cost of carbon capture in the form of additional amount of purchased solid wood fuel, cooling water and sold or bought electricity. The result of such a comparison is summarized in Table 19. Table 19: The additional resource consumption per kilo CO captured for the three scenarios. 2 Utility [kJ/kgCO ] RB-M BLGCC-S BLGMF-R 2 Solid wood fuel 5510 170 0 Cooling water 4460 1130 370 Electricity -700 1360 220 A remark regarding electricity is that both the RB-M- and BLGCC-S-scenario have a surplus of electricity which is sold whereas the BLGMF-R-scenario has to purchase electricity to cover a deficit. Thus, the values in Table 19 should be inter- preted as follows: applying carbon capture to the RB-M-scenario increases the sold electricity by 700kJ/kgCO , the BLGCC-S-scenario decreases the sold electricity by 2 1360kJ/kgCO and in the BLGMF-R-scenario 220kJ/kgCO additional electricity 2 2 has to be bought. It is important to distinguish between sold and bought electricity as they are priced differently. All resources listed in Table 19 can be priced and thereby, it is possible to calculate an operating cost for CO -capture. However, to 2 calculate the total cost of CO -capture the investment cost of the capture processes 2 has to be taken into account. Table 20 presents the investment cost for the six cases. Table 20: Investment cost for the capture processes, provided by Skagestad & Eldrup (2014). Investment cost [MSEK] RB-M BLGCC-S BLGMF-R CCS 659 656 380 NC 0 226 299 Fromthedifferenceininvestmentcostbetweenthecasewithcaptureandthecase without capture, an annual payback cost is calculated. Table 21 shows the annual cost for carbon capture divided into different contributions. Costs for maintenance andsalariesforoperatorsandengineerswereprovidedbySkagestad&Eldrup(2014). TheRB-M-scenariohasthehighesttotalannualcost, threetimeshigherthanthe BLGCC-S-scenario. Each of the seven cost categories surpasses the other scenarios. The reason for this is that the MEA process handles a larger gas flow and hence will have both higher operating and investment cost. However, this also implies that the RB-M-scenario captures more CO . Consequently the specific cost of carbon 2 capture is lower than for the BLGCC-S-scenario. It is hardly surprising that the BLGMF-R-scenario has the lowest capture cost since only the compression section is 47
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7 RESULTS AND DISCUSSION Table 21: Thecostofcarboncaptureforthethreescenarios,dividedintocontributionofdifferent categories. All costs are specified in MSEK/year. Scenario RB-M BLGCC-S BLGMF-R Investment cost 60.0 39.1 7.4 Maintenance 23.2 15.2 2.9 Operators 13.2 0 0 Engineers 5.4 0 0 Solid wood fuel 229.8 2.2 0 Cooling water 63.9 4.9 1.6 Electricity -72.0 42.4 8.2 Total cost [MSEK/year] 323.5 103.8 20.0 Specific cost [SEK/tCO ] 431 453 88 2 addedforthecapturecase. InMars2014thepriceofaemissioncertificatewas5.0e. If the capture cost for the of BLGMF-R-scenario, 88SEK/tCO corresponding to 2 9.7e/tCO , is compared with the price of an emission certificate it can be concluded 2 that carbon capture is not profitable. However, the BLGMF-R-scenario will not likely be implemented before several years have passed and by then the price level of emission certificates may have recovered. Hence, the pulp mill has the potential to be a profitable carbon capture and storage alternative in the future. 7.5 Sensitivity analysis The largest contribution to the total annual cost in Table 21 is the electricity, with the exception of the solid wood fuel for the RB-M-scenario. However, the solid wood fuel price has held a steady level during the last few years and therefore, the electricity price was varied in a sensitivity analysis to evaluate its impact on the capture cost in the three scenarios (Swedish Energy Agency, 2014). Another reason is that the electricity price is harder to predict and even varies over the seasons of the year. Table 22 presents the electricity prices used in the sensitivity analysis. Both an increase and decrease of 30% have been considered. Table 22: Electricity price used in the sensitivity analysis. Price [SEK/MWh] -30% 0% +30% Sold 343 490 637 Bought 413 590 767 Figure 30 illustrates the result of the sensitivity analysis. A higher electricity price means a decreased cost for the RB-M-scenario, as the additional electricity sold generates a higher income. For the BLGCC-S-scenario, the penalty due to less 48
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8 CONCLUSIONS 8 Conclusions This thesis evaluates the possibility of applying carbon capture and storage onto a pulp mill. Three scenarios regarding the future development of the pulp mill is examined. The first scenario assumes that the pulping process remains unaltered and hence uses the conventional recovery boiler to regenerate the cooking chemicals. For this scenario, post combustion capture using the MEA process was studied. The simula- tions resulted in a high utility consumption, especially regarding steam and cooling water. However, the overall balance showed that when producing the extra required stream, additional electricity was generated. Consequently more electricity could be sold and this reduced the cost of carbon capture. The cost of CO -capture was 2 431SEK/tCO . The potential effect of applying BECCS was highest of the three 2 scenarios with a net reduction of global CO emissions by 715ktCO /year. 2 2 In the second scenario black liquor gasification technology is used and the pro- duced syngas is utilized for electricity production. The Selexol process was determ- ined to be the most suitable capture process. The calculations resulted in rather low additional resource consumption, with the exception of electricity usage. Con- sequently the electricity consumption constitutes the major part of the CO -capture 2 cost of 453SEK/tCO . This was the most expensive of the three scenarios and 2 also the potential effect of applying BECCS had the worst performance with a net reduction of global CO emissions by only 318ktCO /year. 2 2 Black liquor gasification technology is also used for the third scenario, but the syngas is instead utilized in DME production. The capture process used in this scenario is the Rectisol process. The additional resource consumption associated with CO -capture was shown to be the lowest of the three scenarios, resulting in 2 a cost of only 88SEK/tCO . The potential effect on global CO emission for this 2 2 scenario is a net reduction of 393ktCO /year. 2 A sensitivity analysis was conducted to test the robustness of the results. The uncertainty of the electricity price greatly affects the results and thus this parameter wasvaried. Thesensitivityanalysisshowedthatforadecreaseoftheelectricityprice by 30%, the scenario using the MEA process had a slightly higher capture cost than the scenario utilising the Selexol process. However, the scenario using the Rectisol process was superior regardless the pricing of electricity. To conclude this thesis, the result implies that the pulp and paper industry could be a suitable future candidate to which BECCS can be applied. The cost penalty associated with carbon capture proved to be too high in the present day situation; with an over-abundance of low price emission certificates. However if the emission certificate market recovers, there would be an incentive for capturing CO in the 2 scenario utilizing the Rectisol process. 51
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A OUTPUT STREAM REQUIREMENTS AND RESULTS A Output stream requirements and results CO -outlet stream 2 Table 23: The requirements and the results of the simulations for the CO -stream ready for 2 sequestration. Spices labelled with an ”m” have their composition specified as mole-% and for ”p”ppmw is used. A green colour indicates that the requirements are fulfilled and a red colour indicates the opposite. CO CO H CH N H O H S COS O Solvent Case 2 2 4 2 2 2 2 [m] [m] [m] [m] [m] [p] [p] [p] [p] [p] Requirements >95 - - - <4 - <1500 - <10 - RB-M-CCS 99.2 0 0 0 0 2956 0 0 14 0 BLGCC-S-CCS 95.1 3.8 0.3 0.1 0.1 315 360 30 20 35 BLGMF-R-CSS 96.4 2.7 0.2 0.2 0 0 343 11 0 378 H S-outlet stream 2 Table 24: The requirements and the results of the simulations for the H S-stream entering the 2 Claus process. Spices labelled with an ”m” have their composition specified as mole-% and for ”p”ppmv is used. A green colour indicates that the requirements are fulfilled and a red colour indicates the opposite. CO CO H CH N H O H S COS O Solvent Case 2 2 4 2 2 2 2 [m] [p] [p] [p] [m] [m] [m] [p] [m] [p] Requirements - - - - - - >40 - - - BLGCC-S-NC 24.1 3 1 1 22.8 2.4 50.5 146 0.2 3 BLGCC-S-CCS 24.3 0 0 0 23.1 2.4 50.0 156 0.2 0 BLGMF-R-NC 57.0 0 0 2 0 0 41.6 2598 0 1415 BLGMF-R-CCS 57.0 0 0 2 0 0 41.6 2598 0 1415 61
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B PINCH ANALYSIS B Pinch analysis Pinch analysis is a structured way of improving existing or creating new heat ex- changer networks with an high degree of heat integration. Individual temperature differences are chosen for each type of stream. The following individual temperature differences are used in this work: • 10◦C for gas streams. • 5◦C for liquid streams. • 5◦C for evaporating and condensing streams. For these condition a pinch point is calculated. The pinch point is where the lowest allowed temperature difference is present. Over the pinch temperature there is a deficit of heat and hot utility is therefore needed. Below the pinch, cold utility is needed as there is an execs of heat. Hence, to minimize utility the three ”golden rules”of pinch analysis should be abided: • Do not use external cooling above the pinch. • Do not transfer heat through the pinch. • Do not use external heating below the pinch. If these rules are followed an maximum energy recovery heat exchanger network is obtained. However, this may not be the economically most advantages alternative since such an network often requires many units. To obtain an better design the network can be ”relaxed” i.e. the smallest heat exchangers are removed and are replaced with heaters and coolers. This increases utility consumption but gives lower capital cost. Hence, an optimum can be found. In this work no extensive cost analysis has been done to optimize the number of units. Instead, as a rule of thumb, heat exchangers smaller than 100kW has been removed. The design of the heat exchanger networks for the capture processes are illustrated in the following pages. 63