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Quantitative Finance
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17,201
Mitigating Evasion Attacks to Deep Neural Networks via Region-based Classification
Deep neural networks (DNNs) have transformed several artificial intelligence research areas including computer vision, speech recognition, and natural language processing. However, recent studies demonstrated that DNNs are vulnerable to adversarial manipulations at testing time. Specifically, suppose we have a testing example, whose label can be correctly predicted by a DNN classifier. An attacker can add a small carefully crafted noise to the testing example such that the DNN classifier predicts an incorrect label, where the crafted testing example is called adversarial example. Such attacks are called evasion attacks. Evasion attacks are one of the biggest challenges for deploying DNNs in safety and security critical applications such as self-driving cars. In this work, we develop new methods to defend against evasion attacks. Our key observation is that adversarial examples are close to the classification boundary. Therefore, we propose region-based classification to be robust to adversarial examples. For a benign/adversarial testing example, we ensemble information in a hypercube centered at the example to predict its label. In contrast, traditional classifiers are point-based classification, i.e., given a testing example, the classifier predicts its label based on the testing example alone. Our evaluation results on MNIST and CIFAR-10 datasets demonstrate that our region-based classification can significantly mitigate evasion attacks without sacrificing classification accuracy on benign examples. Specifically, our region-based classification achieves the same classification accuracy on testing benign examples as point-based classification, but our region-based classification is significantly more robust than point-based classification to various evasion attacks.
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17,202
Partition-free families of sets
Let $m(n)$ denote the maximum size of a family of subsets which does not contain two disjoint sets along with their union. In 1968 Kleitman proved that $m(n) = {n\choose m+1}+\ldots +{n\choose 2m+1}$ if $n=3m+1$. Confirming the conjecture of Kleitman, we establish the same equality for the cases $n=3m$ and $n=3m+2$, and also determine all extremal families. Unlike the case $n=3m+1$, the extremal families are not unique. This is a plausible reason behind the relative difficulty of our proofs. We completely settle the case of several families as well.
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17,203
Measuring the Galactic Cosmic Ray Flux with the LISA Pathfinder Radiation Monitor
Test mass charging caused by cosmic rays will be a significant source of acceleration noise for space-based gravitational wave detectors like LISA. Operating between December 2015 and July 2017, the technology demonstration mission LISA Pathfinder included a bespoke monitor to help characterise the relationship between test mass charging and the local radiation environment. The radiation monitor made in situ measurements of the cosmic ray flux while also providing information about its energy spectrum. We describe the monitor and present measurements which show a gradual 40% increase in count rate coinciding with the declining phase of the solar cycle. Modulations of up to 10% were also observed with periods of 13 and 26 days that are associated with co-rotating interaction regions and heliospheric current sheet crossings. These variations in the flux above the monitor detection threshold (approximately 70 MeV) are shown to be coherent with measurements made by the IREM monitor on-board the Earth orbiting INTEGRAL spacecraft. Finally we use the measured deposited energy spectra, in combination with a GEANT4 model, to estimate the galactic cosmic ray differential energy spectrum over the course of the mission.
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17,204
Thread-Modular Static Analysis for Relaxed Memory Models
We propose a memory-model-aware static program analysis method for accurately analyzing the behavior of concurrent software running on processors with weak consistency models such as x86-TSO, SPARC-PSO, and SPARC-RMO. At the center of our method is a unified framework for deciding the feasibility of inter-thread interferences to avoid propagating spurious data flows during static analysis and thus boost the performance of the static analyzer. We formulate the checking of interference feasibility as a set of Datalog rules which are both efficiently solvable and general enough to capture a range of hardware-level memory models. Compared to existing techniques, our method can significantly reduce the number of bogus alarms as well as unsound proofs. We implemented the method and evaluated it on a large set of multithreaded C programs. Our experiments showthe method significantly outperforms state-of-the-art techniques in terms of accuracy with only moderate run-time overhead.
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17,205
Bidirectional Evaluation with Direct Manipulation
We present an evaluation update (or simply, update) algorithm for a full-featured functional programming language, which synthesizes program changes based on output changes. Intuitively, the update algorithm retraces the steps of the original evaluation, rewriting the program as needed to reconcile differences between the original and updated output values. Our approach, furthermore, allows expert users to define custom lenses that augment the update algorithm with more advanced or domain-specific program updates. To demonstrate the utility of evaluation update, we implement the algorithm in Sketch-n-Sketch, a novel direct manipulation programming system for generating HTML documents. In Sketch-n-Sketch, the user writes an ML-style functional program to generate HTML output. When the user directly manipulates the output using a graphical user interface, the update algorithm reconciles the changes. We evaluate bidirectional evaluation in Sketch-n-Sketch by authoring ten examples comprising approximately 1400 lines of code in total. These examples demonstrate how a variety of HTML documents and applications can be developed and edited interactively in Sketch-n-Sketch, mitigating the tedious edit-run-view cycle in traditional programming environments.
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17,206
Extreme Event Statistics in a Drifting Markov Chain
We analyse extreme event statistics of experimentally realized Markov chains with various drifts. Our Markov chains are individual trajectories of a single atom diffusing in a one dimensional periodic potential. Based on more than 500 individual atomic traces we verify the applicability of the Sparre Andersen theorem to our system despite the presence of a drift. We present detailed analysis of four different rare event statistics for our system: the distributions of extreme values, of record values, of extreme value occurrence in the chain, and of the number of records in the chain. We observe that for our data the shape of the extreme event distributions is dominated by the underlying exponential distance distribution extracted from the atomic traces. Furthermore, we find that even small drifts influence the statistics of extreme events and record values, which is supported by numerical simulations, and we identify cases in which the drift can be determined without information about the underlying random variable distributions. Our results facilitate the use of extreme event statistics as a signal for small drifts in correlated trajectories.
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17,207
On a Possibility of Self Acceleration of Electrons in a Plasma
The self-consistent nonlinear interaction of a monoenergetic bunch with cold plasma is considered. It is shown that under certain conditions a self-acceleration of the bunch tail electrons up to high energies is possible.
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17,208
An Adaptive Strategy for Active Learning with Smooth Decision Boundary
We present the first adaptive strategy for active learning in the setting of classification with smooth decision boundary. The problem of adaptivity (to unknown distributional parameters) has remained opened since the seminal work of Castro and Nowak (2007), which first established (active learning) rates for this setting. While some recent advances on this problem establish adaptive rates in the case of univariate data, adaptivity in the more practical setting of multivariate data has so far remained elusive. Combining insights from various recent works, we show that, for the multivariate case, a careful reduction to univariate-adaptive strategies yield near-optimal rates without prior knowledge of distributional parameters.
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17,209
Towards Adversarial Retinal Image Synthesis
Synthesizing images of the eye fundus is a challenging task that has been previously approached by formulating complex models of the anatomy of the eye. New images can then be generated by sampling a suitable parameter space. In this work, we propose a method that learns to synthesize eye fundus images directly from data. For that, we pair true eye fundus images with their respective vessel trees, by means of a vessel segmentation technique. These pairs are then used to learn a mapping from a binary vessel tree to a new retinal image. For this purpose, we use a recent image-to-image translation technique, based on the idea of adversarial learning. Experimental results show that the original and the generated images are visually different in terms of their global appearance, in spite of sharing the same vessel tree. Additionally, a quantitative quality analysis of the synthetic retinal images confirms that the produced images retain a high proportion of the true image set quality.
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17,210
Tailoring the SiC surface - a morphology study on the epitaxial growth of graphene and its buffer layer
We investigate the growth of the graphene buffer layer and the involved step bunching behavior of the silicon carbide substrate surface using atomic force microscopy. The formation of local buffer layer domains are identified to be the origin of undesirably high step edges in excellent agreement with the predictions of a general model of step dynamics. The applied polymer-assisted sublimation growth method demonstrates that the key principle to suppress this behavior is the uniform nucleation of the buffer layer. In this way, the silicon carbide surface is stabilized such that ultra-flat surfaces can be conserved during graphene growth on a large variety of silicon carbide substrate surfaces. The analysis of the experimental results describes different growth modes which extend the current understanding of epitaxial graphene growth by emphasizing the importance of buffer layer nucleation and critical mass transport processes.
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17,211
Polarization of the Vaccination Debate on Facebook
Vaccine hesitancy has been recognized as a major global health threat. Having access to any type of information in social media has been suggested as a potential powerful influence factor to hesitancy. Recent studies in other fields than vaccination show that access to a wide amount of content through the Internet without intermediaries resolved into major segregation of the users in polarized groups. Users select the information adhering to theirs system of beliefs and tend to ignore dissenting information. In this paper we assess whether there is polarization in Social Media use in the field of vaccination. We perform a thorough quantitative analysis on Facebook analyzing 2.6M users interacting with 298.018 posts over a time span of seven years and 5 months. We used community detection algorithms to automatically detect the emergent communities from the users activity and to quantify the cohesiveness over time of the communities. Our findings show that content consumption about vaccines is dominated by the echo-chamber effect and that polarization increased over years. Communities emerge from the users consumption habits, i.e. the majority of users only consumes information in favor or against vaccines, not both. The existence of echo-chambers may explain why social-media campaigns providing accurate information may have limited reach, may be effective only in sub-groups and might even foment further polarization of opinions. The introduction of dissenting information into a sub-group is disregarded and can have a backfire effect, further reinforcing the existing opinions within the sub-group.
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17,212
Predicting Demographics, Moral Foundations, and Human Values from Digital Behaviors
Personal electronic devices including smartphones give access to behavioural signals that can be used to learn about the characteristics and preferences of individuals. In this study, we explore the connection between demographic and psychological attributes and the digital behavioural records, for a cohort of 7,633 people, closely representative of the US population with respect to gender, age, geographical distribution, education, and income. Along with the demographic data, we collected self-reported assessments on validated psychometric questionnaires for moral traits and basic human values and combined this information with passively collected multi-modal digital data from web browsing behaviour and smartphone usage. A machine learning framework was then designed to infer both the demographic and psychological attributes from the behavioural data. In a cross-validated setting, our models predicted demographic attributes with good accuracy as measured by the weighted AUROC score (Area Under the Receiver Operating Characteristic), but were less performant for the moral traits and human values. These results call for further investigation since they are still far from unveiling individuals' psychological fabric. This connection, along with the most predictive features that we provide for each attribute, might prove useful for designing personalised services, communication strategies, and interventions, and can be used to sketch a portrait of people with a similar worldview.
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17,213
Isotonic regression in general dimensions
We study the least squares regression function estimator over the class of real-valued functions on $[0,1]^d$ that are increasing in each coordinate. For uniformly bounded signals and with a fixed, cubic lattice design, we establish that the estimator achieves the minimax rate of order $n^{-\min\{2/(d+2),1/d\}}$ in the empirical $L_2$ loss, up to poly-logarithmic factors. Further, we prove a sharp oracle inequality, which reveals in particular that when the true regression function is piecewise constant on $k$ hyperrectangles, the least squares estimator enjoys a faster, adaptive rate of convergence of $(k/n)^{\min(1,2/d)}$, again up to poly-logarithmic factors. Previous results are confined to the case $d \leq 2$. Finally, we establish corresponding bounds (which are new even in the case $d=2$) in the more challenging random design setting. There are two surprising features of these results: first, they demonstrate that it is possible for a global empirical risk minimisation procedure to be rate optimal up to poly-logarithmic factors even when the corresponding entropy integral for the function class diverges rapidly; second, they indicate that the adaptation rate for shape-constrained estimators can be strictly worse than the parametric rate.
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17,214
Extraction of Schottky barrier height insensitive to temperature via forward currentvoltage- temperature measurements
The thermal stability of most electronic and photo-electronic devices strongly depends on the relationship between Schottky Barrier Height (SBH) and temperature. In this paper, the possible of thermionic current depicted via correct and reliability relationship between forward current and voltage is consequently discussed, the intrinsic SBH insensitive to temperature can be calculated by modification on Richardson- Dushman`s formula suggested in this paper. The results of application on four hetero-junctions prove that the method proposed is credible in this paper, this suggests that the I/V/T method is a feasible alternative to characterize these heterojunctions.
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17,215
Emergent Open-Endedness from Contagion of the Fittest
In this paper, we study emergent irreducible information in populations of randomly generated computable systems that are networked and follow a "Susceptible-Infected-Susceptible" contagion model of imitation of the fittest neighbor. We show that there is a lower bound for the stationary prevalence (or average density of "infected" nodes) that triggers an unlimited increase of the expected local emergent algorithmic complexity (or information) of a node as the population size grows. We call this phenomenon expected (local) emergent open-endedness. In addition, we show that static networks with a power-law degree distribution following the Barabási-Albert model satisfy this lower bound and, thus, display expected (local) emergent open-endedness.
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17,216
Incompressible Limit of isentropic Navier-Stokes equations with Navier-slip boundary
This paper concerns the low Mach number limit of weak solutions to the compressible Navier-Stokes equations for isentropic fluids in a bounded domain with a Navier-slip boundary condition. In \cite{DGLM99}, it has been proved that if the velocity is imposed the homogeneous Dirichlet boundary condition, as the Mach number goes to 0, the velocity of the compressible flow converges strongly in $L^2$ under the geometrical assumption (H) on the domain. We justify the same strong convergence when the slip length in the Navier condition is the reciprocal of the square root of the Mach number.
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17,217
On Some Exponential Sums Related to the Coulter's Polynomial
In this paper, the formulas of some exponential sums over finite field, related to the Coulter's polynomial, are settled based on the Coulter's theorems on Weil sums, which may have potential application in the construction of linear codes with few weights.
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17,218
Distribution-Preserving k-Anonymity
Preserving the privacy of individuals by protecting their sensitive attributes is an important consideration during microdata release. However, it is equally important to preserve the quality or utility of the data for at least some targeted workloads. We propose a novel framework for privacy preservation based on the k-anonymity model that is ideally suited for workloads that require preserving the probability distribution of the quasi-identifier variables in the data. Our framework combines the principles of distribution-preserving quantization and k-member clustering, and we specialize it to two variants that respectively use intra-cluster and Gaussian dithering of cluster centers to achieve distribution preservation. We perform theoretical analysis of the proposed schemes in terms of distribution preservation, and describe their utility in workloads such as covariate shift and transfer learning where such a property is necessary. Using extensive experiments on real-world Medical Expenditure Panel Survey data, we demonstrate the merits of our algorithms over standard k-anonymization for a hallmark health care application where an insurance company wishes to understand the risk in entering a new market. Furthermore, by empirically quantifying the reidentification risk, we also show that the proposed approaches indeed maintain k-anonymity.
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17,219
Using controlled disorder to probe the interplay between charge order and superconductivity in NbSe2
The interplay between superconductivity and charge density waves (CDW) in $H$-NbSe2 is not fully understood despite decades of study. Artificially introduced disorder can tip the delicate balance between two competing forms of long-range order, and reveal the underlying interactions that give rise to them. Here we introduce disorders by electron irradiation and measure in-plane resistivity, Hall resistivity, X-ray scattering, and London penetration depth. With increasing disorder, $T_{\textrm{c}}$ varies nonmonotonically, whereas $T_{\textrm{CDW}}$ monotonically decreases and becomes unresolvable above a critical irradiation dose where $T_{\textrm{c}}$ drops sharply. Our results imply that CDW order initially competes with superconductivity, but eventually assists it. We argue that at the transition where the long-range CDW order disappears, the cooperation with superconductivity is dramatically suppressed. X-ray scattering and Hall resistivity measurements reveal that the short-range CDW survives above the transition. Superconductivity persists to much higher dose levels, consistent with fully gapped superconductivity and moderate interband pairing.
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17,220
A training process for improving the quality of software projects developed by a practitioner
Background: The quality of a software product depends on the quality of the software process followed in developing the product. Therefore, many higher education institutions (HEI) and software organizations have implemented software process improvement (SPI) training courses to improve the software quality. Objective: Because the duration of a course is a concern for HEI and software organizations, we investigate whether the quality of software projects will be improved by reorganizing the activities of the ten assignments of the original personal software process (PSP) course into a modified PSP having fewer assignments (i.e., seven assignments). Method: The assignments were developed by following a modified PSP with fewer assignments but including the phases, forms, standards, and logs suggested in the original PSP. The measurement of the quality of the software assignments was based on defect density. Results: When the activities in the original PSP were reordered into fewer assignments, as practitioners progress through the PSP training, the defect density improved with statistical significance. Conclusions: Our modified PSP could be applied in academy and industrial environments which are concerned in the sense of reducing the PSP training time
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17,221
Gaia Data Release 1. Cross-match with external catalogues - Algorithm and results
Although the Gaia catalogue on its own will be a very powerful tool, it is the combination of this highly accurate archive with other archives that will truly open up amazing possibilities for astronomical research. The advanced interoperation of archives is based on cross-matching, leaving the user with the feeling of working with one single data archive. The data retrieval should work not only across data archives, but also across wavelength domains. The first step for seamless data access is the computation of the cross-match between Gaia and external surveys. The matching of astronomical catalogues is a complex and challenging problem both scientifically and technologically (especially when matching large surveys like Gaia). We describe the cross-match algorithm used to pre-compute the match of Gaia Data Release 1 (DR1) with a selected list of large publicly available optical and IR surveys. The overall principles of the adopted cross-match algorithm are outlined. Details are given on the developed algorithm, including the methods used to account for position errors, proper motions, and environment; to define the neighbours; and to define the figure of merit used to select the most probable counterpart. Statistics on the results are also given. The results of the cross-match are part of the official Gaia DR1 catalogue.
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17,222
Masses of Kepler-46b, c from Transit Timing Variations
We use 16 quarters of the \textit{Kepler} mission data to analyze the transit timing variations (TTVs) of the extrasolar planet Kepler-46b (KOI-872). Our dynamical fits confirm that the TTVs of this planet (period $P=33.648^{+0.004}_{-0.005}$ days) are produced by a non-transiting planet Kepler-46c ($P=57.325^{+0.116}_{-0.098}$ days). The Bayesian inference tool \texttt{MultiNest} is used to infer the dynamical parameters of Kepler-46b and Kepler-46c. We find that the two planets have nearly coplanar and circular orbits, with eccentricities $\simeq 0.03$ somewhat higher than previously estimated. The masses of the two planets are found to be $M_{b}=0.885^{+0.374}_{-0.343}$ and $M_{c}=0.362^{+0.016}_{-0.016}$ Jupiter masses, with $M_{b}$ being determined here from TTVs for the first time. Due to the precession of its orbital plane, Kepler-46c should start transiting its host star in a few decades from now.
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17,223
Recovering water wave elevation from pressure measurements
The reconstruction of water wave elevation from bottom pressure measurements is an important issue for coastal applications, but corresponds to a difficult mathematical problem. In this paper we present the derivation of a method which allows the elevation reconstruction of water waves in intermediate and shallow waters. From comparisons with numerical Euler solutions and wave-tank experiments we show that our nonlinear method provides much better results of the surface elevation reconstruction compared to the linear transfer function approach commonly used in coastal applications. More specifically, our methodaccurately reproduces the peaked and skewed shape of nonlinear wave fields. Therefore, it is particularly relevant for applications on extreme waves and wave-induced sediment transport.
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17,224
Tractable and Scalable Schatten Quasi-Norm Approximations for Rank Minimization
The Schatten quasi-norm was introduced to bridge the gap between the trace norm and rank function. However, existing algorithms are too slow or even impractical for large-scale problems. Motivated by the equivalence relation between the trace norm and its bilinear spectral penalty, we define two tractable Schatten norms, i.e.\ the bi-trace and tri-trace norms, and prove that they are in essence the Schatten-$1/2$ and $1/3$ quasi-norms, respectively. By applying the two defined Schatten quasi-norms to various rank minimization problems such as MC and RPCA, we only need to solve much smaller factor matrices. We design two efficient linearized alternating minimization algorithms to solve our problems and establish that each bounded sequence generated by our algorithms converges to a critical point. We also provide the restricted strong convexity (RSC) based and MC error bounds for our algorithms. Our experimental results verified both the efficiency and effectiveness of our algorithms compared with the state-of-the-art methods.
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17,225
Spectral Radii of Truncated Circular Unitary Matrices
Consider a truncated circular unitary matrix which is a $p_n$ by $p_n$ submatrix of an $n$ by $n$ circular unitary matrix by deleting the last $n-p_n$ columns and rows. Jiang and Qi (2017) proved that the maximum absolute value of the eigenvalues (known as spectral radius) of the truncated matrix, after properly normalized, converges in distribution to the Gumbel distribution if $p_n/n$ is bounded away from $0$ and $1$. In this paper we investigate the limiting distribution of the spectral radius under one of the following four conditions: (1). $p_n\to\infty$ and $p_n/n\to 0$ as $n\to\infty$; (2). $(n-p_n)/n\to 0$ and $(n-p_n)/(\log n)^3\to\infty$ as $n\to\infty$; (3). $n-p_n\to\infty$ and $(n-p_n)/\log n\to 0$ as $n\to\infty$ and (4). $n-p_n=k\ge 1$ is a fixed integer. We prove that the spectral radius converges in distribution to the Gumbel distribution under the first three conditions and to a reversed Weibull distribution under the fourth condition.
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17,226
Information Assisted Dictionary Learning for fMRI data analysis
In this paper, the task-related fMRI problem is treated in its matrix factorization formulation. The focus of the reported work is on the dictionary learning (DL) matrix factorization approach. A major novelty of the paper lies in the incorporation of well-established assumptions associated with the GLM technique, which is currently in use by the neuroscientists. These assumptions are embedded as constraints in the DL formulation. In this way, our approach provides a framework of combining well-established and understood techniques with a more ``modern'' and powerful tool. Furthermore, this paper offers a way to relax a major drawback associated with DL techniques; that is, the proper tuning of the DL regularization parameter. This parameter plays a critical role in DL-based fMRI analysis since it essentially determines the shape and structures of the estimated functional brain networks. However, in actual fMRI data analysis, the lack of ground truth renders the a priori choice of the regularization parameter a truly challenging task. Indeed, the values of the DL regularization parameter, associated with the $\ell_1$ sparsity promoting norm, do not convey any tangible physical meaning. So it is practically difficult to guess its proper value. In this paper, the DL problem is reformulated around a sparsity-promoting constraint that can directly be related to the minimum amount of voxels that the spatial maps of the functional brain networks occupy. Such information is documented and it is readily available to neuroscientists and experts in the field. The proposed method is tested against a number of other popular techniques and the obtained performance gains are reported using a number of synthetic fMRI data. Results with real data have also been obtained in the context of a number of experiments and will be soon reported in a different publication.
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17,227
Efficient, Certifiably Optimal Clustering with Applications to Latent Variable Graphical Models
Motivated by the task of clustering either $d$ variables or $d$ points into $K$ groups, we investigate efficient algorithms to solve the Peng-Wei (P-W) $K$-means semi-definite programming (SDP) relaxation. The P-W SDP has been shown in the literature to have good statistical properties in a variety of settings, but remains intractable to solve in practice. To this end we propose FORCE, a new algorithm to solve this SDP relaxation. Compared to the naive interior point method, our method reduces the computational complexity of solving the SDP from $\tilde{O}(d^7\log\epsilon^{-1})$ to $\tilde{O}(d^{6}K^{-2}\epsilon^{-1})$ arithmetic operations for an $\epsilon$-optimal solution. Our method combines a primal first-order method with a dual optimality certificate search, which when successful, allows for early termination of the primal method. We show for certain variable clustering problems that, with high probability, FORCE is guaranteed to find the optimal solution to the SDP relaxation and provide a certificate of exact optimality. As verified by our numerical experiments, this allows FORCE to solve the P-W SDP with dimensions in the hundreds in only tens of seconds. For a variation of the P-W SDP where $K$ is not known a priori a slight modification of FORCE reduces the computational complexity of solving this problem as well: from $\tilde{O}(d^7\log\epsilon^{-1})$ using a standard SDP solver to $\tilde{O}(d^{4}\epsilon^{-1})$.
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17,228
Two- and three-dimensional wide-field weak lensing mass maps from the Hyper Suprime-Cam Subaru Strategic Program S16A data
We present wide-field (167 deg$^2$) weak lensing mass maps from the Hyper Supreme-Cam Subaru Strategic Program (HSC-SSP). We compare these weak lensing based dark matter maps with maps of the distribution of the stellar mass associated with luminous red galaxies. We find a strong correlation between these two maps with a correlation coefficient of $\rho=0.54\pm0.03$ (for a smoothing size of $8'$). This correlation is detected even with a smaller smoothing scale of $2'$ ($\rho=0.34\pm 0.01$). This detection is made uniquely possible because of the high source density of the HSC-SSP weak lensing survey ($\bar{n}\sim 25$ arcmin$^{-2}$). We also present a variety of tests to demonstrate that our maps are not significantly affected by systematic effects. By using the photometric redshift information associated with source galaxies, we reconstruct a three-dimensional mass map. This three-dimensional mass map is also found to correlate with the three-dimensional galaxy mass map. Cross-correlation tests presented in this paper demonstrate that the HSC-SSP weak lensing mass maps are ready for further science analyses.
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17,229
A Time-spectral Approach to Numerical Weather Prediction
Finite difference methods are traditionally used for modelling the time domain in numerical weather prediction (NWP). Time-spectral solution is an attractive alternative for reasons of accuracy and efficiency and because time step limitations associated with causal, CFL-like critera are avoided. In this work, the Lorenz 1984 chaotic equations are solved using the time-spectral algorithm GWRM. Comparisons of accuracy and efficiency are carried out for both explicit and implicit time-stepping algorithms. It is found that the efficiency of the GWRM compares well with these methods, in particular at high accuracy. For perturbative scenarios, the GWRM was found to be as much as four times faster than the finite difference methods. A primary reason is that the GWRM time intervals typically are two orders of magnitude larger than those of the finite difference methods. The GWRM has the additional advantage to produce analytical solutions in the form of Chebyshev series expansions. The results are encouraging for pursuing further studies, including spatial dependence, of the relevance of time-spectral methods for NWP modelling.
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17,230
Trivial Constraints on Orbital-free Kinetic Energy Density Functionals
Kinetic energy density functionals (KEDFs) are central to orbital-free density functional theory. Limitations on the spatial derivative dependencies of KEDFs have been claimed from differential virial theorems. We point out a central defect in the argument: the relationships are not true for an arbitrary density but hold only for the minimizing density and corresponding chemical potential. Contrary to the claims therefore, the relationships are not constraints and provide no independent information about the spatial derivative dependencies of approximate KEDFs. A simple argument also shows that validity for arbitrary $v$-representable densities is not restored by appeal to the density-potential bijection.
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17,231
The Multi-layer Information Bottleneck Problem
The muti-layer information bottleneck (IB) problem, where information is propagated (or successively refined) from layer to layer, is considered. Based on information forwarded by the preceding layer, each stage of the network is required to preserve a certain level of relevance with regards to a specific hidden variable, quantified by the mutual information. The hidden variables and the source can be arbitrarily correlated. The optimal trade-off between rates of relevance and compression (or complexity) is obtained through a single-letter characterization, referred to as the rate-relevance region. Conditions of successive refinabilty are given. Binary source with BSC hidden variables and binary source with BSC/BEC mixed hidden variables are both proved to be successively refinable. We further extend our result to Guassian models. A counterexample of successive refinability is also provided.
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17,232
A geometric approach to non-linear correlations with intrinsic scatter
We propose a new mathematical model for $n-k$-dimensional non-linear correlations with intrinsic scatter in $n$-dimensional data. The model is based on Riemannian geometry, and is naturally symmetric with respect to the measured variables and invariant under coordinate transformations. We combine the model with a Bayesian approach for estimating the parameters of the correlation relation and the intrinsic scatter. A side benefit of the approach is that censored and truncated datasets and independent, arbitrary measurement errors can be incorporated. We also derive analytic likelihoods for the typical astrophysical use case of linear relations in $n$-dimensional Euclidean space. We pay particular attention to the case of linear regression in two dimensions, and compare our results to existing methods. Finally, we apply our methodology to the well-known $M_\text{BH}$-$\sigma$ correlation between the mass of a supermassive black hole in the centre of a galactic bulge and the corresponding bulge velocity dispersion. The main result of our analysis is that the most likely slope of this correlation is $\sim 6$ for the datasets used, rather than the values in the range $\sim 4$-$5$ typically quoted in the literature for these data.
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17,233
Computing simplicial representatives of homotopy group elements
A central problem of algebraic topology is to understand the homotopy groups $\pi_d(X)$ of a topological space $X$. For the computational version of the problem, it is well known that there is no algorithm to decide whether the fundamental group $\pi_1(X)$ of a given finite simplicial complex $X$ is trivial. On the other hand, there are several algorithms that, given a finite simplicial complex $X$ that is simply connected (i.e., with $\pi_1(X)$ trivial), compute the higher homotopy group $\pi_d(X)$ for any given $d\geq 2$. %The first such algorithm was given by Brown, and more recently, Čadek et al. However, these algorithms come with a caveat: They compute the isomorphism type of $\pi_d(X)$, $d\geq 2$ as an \emph{abstract} finitely generated abelian group given by generators and relations, but they work with very implicit representations of the elements of $\pi_d(X)$. Converting elements of this abstract group into explicit geometric maps from the $d$-dimensional sphere $S^d$ to $X$ has been one of the main unsolved problems in the emerging field of computational homotopy theory. Here we present an algorithm that, given a~simply connected space $X$, computes $\pi_d(X)$ and represents its elements as simplicial maps from a suitable triangulation of the $d$-sphere $S^d$ to $X$. For fixed $d$, the algorithm runs in time exponential in $size(X)$, the number of simplices of $X$. Moreover, we prove that this is optimal: For every fixed $d\geq 2$, we construct a family of simply connected spaces $X$ such that for any simplicial map representing a generator of $\pi_d(X)$, the size of the triangulation of $S^d$ on which the map is defined, is exponential in $size(X)$.
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17,234
Multiobjective Optimization of Solar Powered Irrigation System with Fuzzy Type-2 Noise Modelling
Optimization is becoming a crucial element in industrial applications involving sustainable alternative energy systems. During the design of such systems, the engineer/decision maker would often encounter noise factors (e.g. solar insolation and ambient temperature fluctuations) when their system interacts with the environment. In this chapter, the sizing and design optimization of the solar powered irrigation system was considered. This problem is multivariate, noisy, nonlinear and multiobjective. This design problem was tackled by first using the Fuzzy Type II approach to model the noise factors. Consequently, the Bacterial Foraging Algorithm (BFA) (in the context of a weighted sum framework) was employed to solve this multiobjective fuzzy design problem. This method was then used to construct the approximate Pareto frontier as well as to identify the best solution option in a fuzzy setting. Comprehensive analyses and discussions were performed on the generated numerical results with respect to the implemented solution methods.
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17,235
Convergence Analysis of Gradient EM for Multi-component Gaussian Mixture
In this paper, we study convergence properties of the gradient Expectation-Maximization algorithm \cite{lange1995gradient} for Gaussian Mixture Models for general number of clusters and mixing coefficients. We derive the convergence rate depending on the mixing coefficients, minimum and maximum pairwise distances between the true centers and dimensionality and number of components; and obtain a near-optimal local contraction radius. While there have been some recent notable works that derive local convergence rates for EM in the two equal mixture symmetric GMM, in the more general case, the derivations need structurally different and non-trivial arguments. We use recent tools from learning theory and empirical processes to achieve our theoretical results.
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17,236
The Gravitational-Wave Physics
The direct detection of gravitational wave by Laser Interferometer Gravitational-Wave Observatory indicates the coming of the era of gravitational-wave astronomy and gravitational-wave cosmology. It is expected that more and more gravitational-wave events will be detected by currently existing and planned gravitational-wave detectors. The gravitational waves open a new window to explore the Universe and various mysteries will be disclosed through the gravitational-wave detection, combined with other cosmological probes. The gravitational-wave physics is not only related to gravitation theory, but also is closely tied to fundamental physics, cosmology and astrophysics. In this review article, three kinds of sources of gravitational waves and relevant physics will be discussed, namely gravitational waves produced during the inflation and preheating phases of the Universe, the gravitational waves produced during the first-order phase transition as the Universe cools down and the gravitational waves from the three phases: inspiral, merger and ringdown of a compact binary system, respectively. We will also discuss the gravitational waves as a standard siren to explore the evolution of the Universe.
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17,237
Multivariant Assertion-based Guidance in Abstract Interpretation
Approximations during program analysis are a necessary evil, as they ensure essential properties, such as soundness and termination of the analysis, but they also imply not always producing useful results. Automatic techniques have been studied to prevent precision loss, typically at the expense of larger resource consumption. In both cases (i.e., when analysis produces inaccurate results and when resource consumption is too high), it is necessary to have some means for users to provide information to guide analysis and thus improve precision and/or performance. We present techniques for supporting within an abstract interpretation framework a rich set of assertions that can deal with multivariance/context-sensitivity, and can handle different run-time semantics for those assertions that cannot be discharged at compile time. We show how the proposed approach can be applied to both improving precision and accelerating analysis. We also provide some formal results on the effects of such assertions on the analysis results.
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17,238
An Experimental Comparison of Uncertainty Sets for Robust Shortest Path Problems
Through the development of efficient algorithms, data structures and preprocessing techniques, real-world shortest path problems in street networks are now very fast to solve. But in reality, the exact travel times along each arc in the network may not be known. This lead to the development of robust shortest path problems, where all possible arc travel times are contained in a so-called uncertainty set of possible outcomes. Research in robust shortest path problems typically assumes this set to be given, and provides complexity results as well as algorithms depending on its shape. However, what can actually be observed in real-world problems are only discrete raw data points. The shape of the uncertainty is already a modelling assumption. In this paper we test several of the most widely used assumptions on the uncertainty set using real-world traffic measurements provided by the City of Chicago. We calculate the resulting different robust solutions, and evaluate which uncertainty approach is actually reasonable for our data. This anchors theoretical research in a real-world application and allows us to point out which robust models should be the future focus of algorithmic development.
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17,239
An experimental comparison of velocities underneath focussed breaking waves
Nonlinear wave interactions affect the evolution of steep wave groups, their breaking and the associated kinematic field. Laboratory experiments are performed to investigate the effect of the underlying focussing mechanism on the shape of the breaking wave and its velocity field. In this regard, it is found that the shape of the wave spectrum plays a substantial role. Broader underlying wave spectra leads to energetic plungers at a relatively low amplitude. For narrower spectra waves break at a higher amplitudes but with a less energetic spiller. Comparison with standard engineering methods commonly used to predict the velocity underneath extreme waves shows that, under certain conditions, the measured velocity profile strongly deviates from engineering predictions.
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17,240
Full Momentum and Energy Resolved Spectral Function of a 2D Electronic System
The single-particle spectral function measures the density of electronic states (DOS) in a material as a function of both momentum and energy, providing central insights into phenomena such as superconductivity and Mott insulators. While scanning tunneling microscopy (STM) and other tunneling methods have provided partial spectral information, until now only angle-resolved photoemission spectroscopy (ARPES) has permitted a comprehensive determination of the spectral function of materials in both momentum and energy. However, ARPES operates only on electronic systems at the material surface and cannot work in the presence of applied magnetic fields. Here, we demonstrate a new method for determining the full momentum and energy resolved electronic spectral function of a two-dimensional (2D) electronic system embedded in a semiconductor. In contrast with ARPES, the technique remains operational in the presence of large externally applied magnetic fields and functions for electronic systems with zero electrical conductivity or with zero electron density. It provides a direct high-resolution and high-fidelity probe of the dispersion and dynamics of the interacting 2D electron system. By ensuring the system of interest remains under equilibrium conditions, we uncover delicate signatures of many-body effects involving electron-phonon interactions, plasmons, polarons, and a novel phonon analog of the vacuum Rabi splitting in atomic systems.
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17,241
Complete parallel mean curvature surfaces in two-dimensional complex space-forms
The purpose of this article is to determine explicitly the complete surfaces with parallel mean curvature vector, both in the complex projective plane and the complex hyperbolic plane. The main results are as follows: When the curvature of the ambient space is positive, there exists a unique such surface up to rigid motions of the target space. On the other hand, when the curvature of the ambient space is negative, there are `non-trivial' complete parallel mean curvature surfaces generated by Jacobi elliptic functions and they exhaust such surfaces.
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17,242
Parallelized Linear Classification with Volumetric Chemical Perceptrons
In this work, we introduce a new type of linear classifier that is implemented in a chemical form. We propose a novel encoding technique which simultaneously represents multiple datasets in an array of microliter-scale chemical mixtures. Parallel computations on these datasets are performed as robotic liquid handling sequences, whose outputs are analyzed by high-performance liquid chromatography. As a proof of concept, we chemically encode several MNIST images of handwritten digits and demonstrate successful chemical-domain classification of the digits using volumetric perceptrons. We additionally quantify the performance of our method with a larger dataset of binary vectors and compare the experimental measurements against predicted results. Paired with appropriate chemical analysis tools, our approach can work on increasingly parallel datasets. We anticipate that related approaches will be scalable to multilayer neural networks and other more complex algorithms. Much like recent demonstrations of archival data storage in DNA, this work blurs the line between chemical and electrical information systems, and offers early insight into the computational efficiency and massive parallelism which may come with computing in chemical domains.
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17,243
Learning Spatial Regularization with Image-level Supervisions for Multi-label Image Classification
Multi-label image classification is a fundamental but challenging task in computer vision. Great progress has been achieved by exploiting semantic relations between labels in recent years. However, conventional approaches are unable to model the underlying spatial relations between labels in multi-label images, because spatial annotations of the labels are generally not provided. In this paper, we propose a unified deep neural network that exploits both semantic and spatial relations between labels with only image-level supervisions. Given a multi-label image, our proposed Spatial Regularization Network (SRN) generates attention maps for all labels and captures the underlying relations between them via learnable convolutions. By aggregating the regularized classification results with original results by a ResNet-101 network, the classification performance can be consistently improved. The whole deep neural network is trained end-to-end with only image-level annotations, thus requires no additional efforts on image annotations. Extensive evaluations on 3 public datasets with different types of labels show that our approach significantly outperforms state-of-the-arts and has strong generalization capability. Analysis of the learned SRN model demonstrates that it can effectively capture both semantic and spatial relations of labels for improving classification performance.
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17,244
The critical binary star separation for a planetary system origin of white dwarf pollution
The atmospheres of between one quarter and one half of observed single white dwarfs in the Milky Way contain heavy element pollution from planetary debris. The pollution observed in white dwarfs in binary star systems is, however, less clear, because companion star winds can generate a stream of matter which is accreted by the white dwarf. Here we (i) discuss the necessity or lack thereof of a major planet in order to pollute a white dwarf with orbiting minor planets in both single and binary systems, and (ii) determine the critical binary separation beyond which the accretion source is from a planetary system. We hence obtain user-friendly functions relating this distance to the masses and radii of both stars, the companion wind, and the accretion rate onto the white dwarf, for a wide variety of published accretion prescriptions. We find that for the majority of white dwarfs in known binaries, if pollution is detected, then that pollution should originate from planetary material.
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17,245
A quantum Mirković-Vybornov isomorphism
We present a quantization of an isomorphism of Mirković and Vybornov which relates the intersection of a Slodowy slice and a nilpotent orbit closure in $\mathfrak{gl}_N$ , to a slice between spherical Schubert varieties in the affine Grassmannian of $PGL_n$ (with weights encoded by the Jordan types of the nilpotent orbits). A quantization of the former variety is provided by a parabolic W-algebra and of the latter by a truncated shifted Yangian. Building on earlier work of Brundan and Kleshchev, we define an explicit isomorphism between these non-commutative algebras, and show that its classical limit is a variation of the original isomorphism of Mirković and Vybornov. As a corollary, we deduce that the W-algebra is free as a left (or right) module over its Gelfand-Tsetlin subalgebra, as conjectured by Futorny, Molev, and Ovsienko.
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17,246
Portfolio diversification and model uncertainty: a robust dynamic mean-variance approach
This paper is concerned with a multi-asset mean-variance portfolio selection problem under model uncertainty. We develop a continuous time framework for taking into account ambiguity aversion about both expected return rates and correlation matrix of the assets, and for studying the effects on portfolio diversification. We prove a separation principle for the associated robust control problem, which allows to reduce the determination of the optimal dynamic strategy to the parametric computation of the minimal risk premium function. Our results provide a justification for under-diversification, as documented in empirical studies. We explicitly quantify the degree of under-diversification in terms of correlation and Sharpe ratio ambiguity. In particular, we show that an investor with a poor confidence in the expected return estimation does not hold any risky asset, and on the other hand, trades only one risky asset when the level of ambiguity on correlation matrix is large. This extends to the continuous-time setting the results obtained by Garlappi, Uppal and Wang [13], and Liu and Zeng [24] in a one-period model. JEL Classification: G11, C61 MSC Classification: 91G10, 91G80, 60H30
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17,247
TensorLayer: A Versatile Library for Efficient Deep Learning Development
Deep learning has enabled major advances in the fields of computer vision, natural language processing, and multimedia among many others. Developing a deep learning system is arduous and complex, as it involves constructing neural network architectures, managing training/trained models, tuning optimization process, preprocessing and organizing data, etc. TensorLayer is a versatile Python library that aims at helping researchers and engineers efficiently develop deep learning systems. It offers rich abstractions for neural networks, model and data management, and parallel workflow mechanism. While boosting efficiency, TensorLayer maintains both performance and scalability. TensorLayer was released in September 2016 on GitHub, and has helped people from academia and industry develop real-world applications of deep learning.
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17,248
Effects of excess carriers on native defects in wide bandgap semiconductors: illumination as a method to enhance p-type doping
Undesired unintentional doping and doping limits in semiconductors are typically caused by compensating defects with low formation energies. Since the formation energy of a charged defect depends linearly on the Fermi level, doping limits can be especially pronounced in wide bandgap semiconductors where the Fermi level can vary substantially. Introduction of non-equilibrium carrier concentrations during growth or processing alters the chemical potentials of band carriers and thus provides the possibility of modifying populations of charged defects in ways impossible at thermal equilibrium. Herein we demonstrate that, for an ergodic system with excess carriers, the rates of carrier capture and emission involving a defect charge transition level rigorously determine the admixture of electron and hole quasi-Fermi levels determining the formation energy of non-zero charge states of that defect type. To catalog the range of possible responses to excess carriers, we investigate the behavior of a single donor-like defect as functions of extrinsic doping and energy of the charge transition level. The technologically most important finding is that excess carriers will increase the formation energy of compensating defects for most values of the charge transition level in the bandgap. Thus, it may be possible to overcome limitations on doping imposed by native defects. Cases also exist in wide bandgap semiconductors in which the concentration of defects with the same charge polarity as the majority dopant is either left unchanged or actually increases. The causes of these various behaviors are rationalized in terms of the capture and emission rates and guidelines for carrying out experimental tests of this model are given.
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17,249
LATTE: Application Oriented Social Network Embedding
In recent years, many research works propose to embed the network structured data into a low-dimensional feature space, where each node is represented as a feature vector. However, due to the detachment of embedding process with external tasks, the learned embedding results by most existing embedding models can be ineffective for application tasks with specific objectives, e.g., community detection or information diffusion. In this paper, we propose study the application oriented heterogeneous social network embedding problem. Significantly different from the existing works, besides the network structure preservation, the problem should also incorporate the objectives of external applications in the objective function. To resolve the problem, in this paper, we propose a novel network embedding framework, namely the "appLicAtion orienTed neTwork Embedding" (Latte) model. In Latte, the heterogeneous network structure can be applied to compute the node "diffusive proximity" scores, which capture both local and global network structures. Based on these computed scores, Latte learns the network representation feature vectors by extending the autoencoder model model to the heterogeneous network scenario, which can also effectively unite the objectives of network embedding and external application tasks. Extensive experiments have been done on real-world heterogeneous social network datasets, and the experimental results have demonstrated the outstanding performance of Latte in learning the representation vectors for specific application tasks.
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17,250
Giant paramagnetism induced valley polarization of electrons in charge-tunable monolayer MoSe2
For applications exploiting the valley pseudospin degree of freedom in transition metal dichalcogenide monolayers, efficient preparation of electrons or holes in a single valley is essential. Here, we show that a magnetic field of 7 Tesla leads to a near-complete valley polarization of electrons in MoSe2 monolayer with a density 1.6x10^{12} cm^{-2}; in the absence of exchange interactions favoring single-valley occupancy, a similar degree of valley polarization would have required a pseudospin g-factor exceeding 40. To investigate the magnetic response, we use polarization resolved photoluminescence as well as resonant reflection measurements. In the latter, we observe gate voltage dependent transfer of oscillator strength from the exciton to the attractive-Fermi-polaron: stark differences in the spectrum of the two light helicities provide a confirmation of valley polarization. Our findings suggest an interaction induced giant paramagnetic response of MoSe2, which paves the way for valleytronics applications.
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17,251
Highrisk Prediction from Electronic Medical Records via Deep Attention Networks
Predicting highrisk vascular diseases is a significant issue in the medical domain. Most predicting methods predict the prognosis of patients from pathological and radiological measurements, which are expensive and require much time to be analyzed. Here we propose deep attention models that predict the onset of the high risky vascular disease from symbolic medical histories sequence of hypertension patients such as ICD-10 and pharmacy codes only, Medical History-based Prediction using Attention Network (MeHPAN). We demonstrate two types of attention models based on 1) bidirectional gated recurrent unit (R-MeHPAN) and 2) 1D convolutional multilayer model (C-MeHPAN). Two MeHPAN models are evaluated on approximately 50,000 hypertension patients with respect to precision, recall, f1-measure and area under the curve (AUC). Experimental results show that our MeHPAN methods outperform standard classification models. Comparing two MeHPANs, R-MeHPAN provides more better discriminative capability with respect to all metrics while C-MeHPAN presents much shorter training time with competitive accuracy.
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17,252
Agent based simulation of the evolution of society as an alternate maximization problem
Understanding the evolution of human society, as a complex adaptive system, is a task that has been looked upon from various angles. In this paper, we simulate an agent-based model with a high enough population tractably. To do this, we characterize an entity called \textit{society}, which helps us reduce the complexity of each step from $\mathcal{O}(n^2)$ to $\mathcal{O}(n)$. We propose a very realistic setting, where we design a joint alternate maximization step algorithm to maximize a certain \textit{fitness} function, which we believe simulates the way societies develop. Our key contributions include (i) proposing a novel protocol for simulating the evolution of a society with cheap, non-optimal joint alternate maximization steps (ii) providing a framework for carrying out experiments that adhere to this joint-optimization simulation framework (iii) carrying out experiments to show that it makes sense empirically (iv) providing an alternate justification for the use of \textit{society} in the simulations.
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17,253
Can a heart rate variability biomarker identify the presence of autism spectrum disorder in eight year old children?
Autonomic nervous system (ANS) activity is altered in autism spectrum disorder (ASD). Heart rate variability (HRV) derived from electrocardiogram (ECG) has been a powerful tool to identify alterations in ANS due to a plethora of pathophysiological conditions, including psychological ones such as depression. ECG-derived HRV thus carries a yet to be explored potential to be used as a diagnostic and follow-up biomarker of ASD. However, few studies have explored this potential. In a cohort of boys (ages 8 - 11 years) with (n=18) and without ASD (n=18), we tested a set of linear and nonlinear HRV measures, including phase rectified signal averaging (PRSA), applied to a segment of ECG collected under resting conditions for their predictive properties of ASD. We identified HRV measures derived from time, frequency and geometric signal-analytical domains which are changed in ASD children relative to peers without ASD and correlate to psychometric scores (p<0.05 for each). Receiver operating curves area ranged between 0.71 - 0.74 for each HRV measure. Despite being a small cohort lacking external validation, these promising preliminary results warrant larger prospective validation studies.
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17,254
Semantic Entity Retrieval Toolkit
Unsupervised learning of low-dimensional, semantic representations of words and entities has recently gained attention. In this paper we describe the Semantic Entity Retrieval Toolkit (SERT) that provides implementations of our previously published entity representation models. The toolkit provides a unified interface to different representation learning algorithms, fine-grained parsing configuration and can be used transparently with GPUs. In addition, users can easily modify existing models or implement their own models in the framework. After model training, SERT can be used to rank entities according to a textual query and extract the learned entity/word representation for use in downstream algorithms, such as clustering or recommendation.
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17,255
Nearly Instance Optimal Sample Complexity Bounds for Top-k Arm Selection
In the Best-$k$-Arm problem, we are given $n$ stochastic bandit arms, each associated with an unknown reward distribution. We are required to identify the $k$ arms with the largest means by taking as few samples as possible. In this paper, we make progress towards a complete characterization of the instance-wise sample complexity bounds for the Best-$k$-Arm problem. On the lower bound side, we obtain a novel complexity term to measure the sample complexity that every Best-$k$-Arm instance requires. This is derived by an interesting and nontrivial reduction from the Best-$1$-Arm problem. We also provide an elimination-based algorithm that matches the instance-wise lower bound within doubly-logarithmic factors. The sample complexity of our algorithm strictly dominates the state-of-the-art for Best-$k$-Arm (module constant factors).
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17,256
Dimensions of equilibrium measures on a class of planar self-affine sets
We study equilibrium measures (Käenmäki measures) supported on self-affine sets generated by a finite collection of diagonal and anti-diagonal matrices acting on the plane and satisfying the strong separation property. Our main result is that such measures are exact dimensional and the dimension satisfies the Ledrappier-Young formula, which gives an explicit expression for the dimension in terms of the entropy and Lyapunov exponents as well as the dimension of the important coordinate projection of the measure. In particular, we do this by showing that the Käenmäki measure is equal to the sum of (the pushforwards) of two Gibbs measures on an associated subshift of finite type.
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17,257
Hubble PanCET: An isothermal day-side atmosphere for the bloated gas-giant HAT-P-32Ab
We present a thermal emission spectrum of the bloated hot Jupiter HAT-P-32Ab from a single eclipse observation made in spatial scan mode with the Wide Field Camera 3 (WFC3) aboard the Hubble Space Telescope (HST). The spectrum covers the wavelength regime from 1.123 to 1.644 microns which is binned into 14 eclipse depths measured to an averaged precision of 104 parts-per million. The spectrum is unaffected by a dilution from the close M-dwarf companion HAT-P-32B, which was fully resolved. We complemented our spectrum with literature results and performed a comparative forward and retrieval analysis with the 1D radiative-convective ATMO model. Assuming solar abundance of the planet atmosphere, we find that the measured spectrum can best be explained by the spectrum of a blackbody isothermal atmosphere with Tp = 1995 +/- 17K, but can equally-well be described by a spectrum with modest thermal inversion. The retrieved spectrum suggests emission from VO at the WFC3 wavelengths and no evidence of the 1.4 micron water feature. The emission models with temperature profiles decreasing with height are rejected at a high confidence. An isothermal or inverted spectrum can imply a clear atmosphere with an absorber, a dusty cloud deck or a combination of both. We find that the planet can have continuum of values for the albedo and recirculation, ranging from high albedo and poor recirculation to low albedo and efficient recirculation. Optical spectroscopy of the planet's day-side or thermal emission phase curves can potentially resolve the current albedo with recirculation degeneracy.
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17,258
One Model To Learn Them All
Deep learning yields great results across many fields, from speech recognition, image classification, to translation. But for each problem, getting a deep model to work well involves research into the architecture and a long period of tuning. We present a single model that yields good results on a number of problems spanning multiple domains. In particular, this single model is trained concurrently on ImageNet, multiple translation tasks, image captioning (COCO dataset), a speech recognition corpus, and an English parsing task. Our model architecture incorporates building blocks from multiple domains. It contains convolutional layers, an attention mechanism, and sparsely-gated layers. Each of these computational blocks is crucial for a subset of the tasks we train on. Interestingly, even if a block is not crucial for a task, we observe that adding it never hurts performance and in most cases improves it on all tasks. We also show that tasks with less data benefit largely from joint training with other tasks, while performance on large tasks degrades only slightly if at all.
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17,259
Porcupine Neural Networks: (Almost) All Local Optima are Global
Neural networks have been used prominently in several machine learning and statistics applications. In general, the underlying optimization of neural networks is non-convex which makes their performance analysis challenging. In this paper, we take a novel approach to this problem by asking whether one can constrain neural network weights to make its optimization landscape have good theoretical properties while at the same time, be a good approximation for the unconstrained one. For two-layer neural networks, we provide affirmative answers to these questions by introducing Porcupine Neural Networks (PNNs) whose weight vectors are constrained to lie over a finite set of lines. We show that most local optima of PNN optimizations are global while we have a characterization of regions where bad local optimizers may exist. Moreover, our theoretical and empirical results suggest that an unconstrained neural network can be approximated using a polynomially-large PNN.
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17,260
Configuration Path Integral Monte Carlo Approach to the Static Density Response of the Warm Dense Electron Gas
Precise knowledge of the static density response function (SDRF) of the uniform electron gas (UEG) serves as key input for numerous applications, most importantly for density functional theory beyond generalized gradient approximations. Here we extend the configuration path integral Monte Carlo (CPIMC) formalism that was previously applied to the spatially uniform electron gas to the case of an inhomogeneous electron gas by adding a spatially periodic external potential. This procedure has recently been successfully used in permutation blocking path integral Monte Carlo simulations (PB-PIMC) of the warm dense electron gas [Dornheim \textit{et al.}, Phys. Rev. E in press, arXiv:1706.00315], but this method is restricted to low and moderate densities. Implementing this procedure into CPIMC allows us to obtain exact finite temperature results for the SDRF of the electron gas at \textit{high to moderate densities} closing the gap left open by the PB-PIMC data. In this paper we demonstrate how the CPIMC formalism can be efficiently extended to the spatially inhomogeneous electron gas and present the first data points. Finally, we discuss finite size errors involved in the quantum Monte Carlo results for the SDRF in detail and present a solution how to remove them that is based on a generalization of ground state techniques.
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17,261
Superzone gap formation and low lying crystal electric field levels in PrPd$_2$Ge$_2$ single crystal
The magnetocrystalline anisotropy exhibited in PrPd$_2$Ge$_2$ single crystal has been investigated by measuring the magnetization, magnetic susceptibility, electrical resistivity and heat capacity. PrPd$_2$Ge$_2$ crystallizes in the well known ThCr$_2$Si$_2$\--type tetragonal structure. The antiferromagnetic ordering is confirmed as 5.1~K with the [001]-axis as the easy axis of magnetization. A superzone gap formation is observed from the electrical resistivity measurement when the current is passed along the [001] direction. The crystal electric field (CEF) analysis on the magnetic susceptibility, magnetization and the heat capacity measurements confirms a doublet ground state with a relatively low over all CEF level splitting. The CEF level spacings and the Zeeman splitting at high fields become comparable and lead to metamagnetic transition at 34~T due to the CEF level crossing.
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17,262
Adaptive Real-Time Software Defined MIMO Visible Light Communications using Spatial Multiplexing and Spatial Diversity
In this paper, we experimentally demonstrate a real-time software defined multiple input multiple output (MIMO) visible light communication (VLC) system employing link adaptation of spatial multiplexing and spatial diversity. Real-time MIMO signal processing is implemented by using the Field Programmable Gate Array (FPGA) based Universal Software Radio Peripheral (USRP) devices. Software defined implantation of MIMO VLC can assist in enabling an adaptive and reconfigurable communication system without hardware changes. We measured the error vector magnitude (EVM), bit error rate (BER) and spectral efficiency performance for single carrier M-QAM MIMO VLC using spatial diversity and spatial multiplexing. Results show that spatial diversity MIMO VLC improves error performance at the cost of spectral efficiency that spatial multiplexing should enhance. We propose the adaptive MIMO solution that both modulation schema and MIMO schema are dynamically adapted to the changing channel conditions for enhancing the error performance and spectral efficiency. The average error-free spectral efficiency of adaptive 2x2 MIMO VLC achieved 12 b/s/Hz over 2 meters indoor dynamic transmission.
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17,263
Maximum Principle Based Algorithms for Deep Learning
The continuous dynamical system approach to deep learning is explored in order to devise alternative frameworks for training algorithms. Training is recast as a control problem and this allows us to formulate necessary optimality conditions in continuous time using the Pontryagin's maximum principle (PMP). A modification of the method of successive approximations is then used to solve the PMP, giving rise to an alternative training algorithm for deep learning. This approach has the advantage that rigorous error estimates and convergence results can be established. We also show that it may avoid some pitfalls of gradient-based methods, such as slow convergence on flat landscapes near saddle points. Furthermore, we demonstrate that it obtains favorable initial convergence rate per-iteration, provided Hamiltonian maximization can be efficiently carried out - a step which is still in need of improvement. Overall, the approach opens up new avenues to attack problems associated with deep learning, such as trapping in slow manifolds and inapplicability of gradient-based methods for discrete trainable variables.
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17,264
Factorization Machines Leveraging Lightweight Linked Open Data-enabled Features for Top-N Recommendations
With the popularity of Linked Open Data (LOD) and the associated rise in freely accessible knowledge that can be accessed via LOD, exploiting LOD for recommender systems has been widely studied based on various approaches such as graph-based or using different machine learning models with LOD-enabled features. Many of the previous approaches require construction of an additional graph to run graph-based algorithms or to extract path-based features by combining user- item interactions (e.g., likes, dislikes) and background knowledge from LOD. In this paper, we investigate Factorization Machines (FMs) based on particularly lightweight LOD-enabled features which can be directly obtained via a public SPARQL Endpoint without any additional effort to construct a graph. Firstly, we aim to study whether using FM with these lightweight LOD-enabled features can provide competitive performance compared to a learning-to-rank approach leveraging LOD as well as other well-established approaches such as kNN-item and BPRMF. Secondly, we are interested in finding out to what extent each set of LOD-enabled features contributes to the recommendation performance. Experimental evaluation on a standard dataset shows that our proposed approach using FM with lightweight LOD-enabled features provides the best performance compared to other approaches in terms of five evaluation metrics. In addition, the study of the recommendation performance based on different sets of LOD-enabled features indicate that property-object lists and PageRank scores of items are useful for improving the performance, and can provide the best performance through using them together for FM. We observe that subject-property lists of items does not contribute to the recommendation performance but rather decreases the performance.
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17,265
Wave propagation and homogenization in 2D and 3D lattices: a semi-analytical approach
Wave motion in two- and three-dimensional periodic lattices of beam members supporting longitudinal and flexural waves is considered. An analytic method for solving the Bloch wave spectrum is developed, characterized by a generalized eigenvalue equation obtained by enforcing the Floquet condition. The dynamic stiffness matrix is shown to be explicitly Hermitian and to admit positive eigenvalues. Lattices with hexagonal, rectangular, tetrahedral and cubic unit cells are analyzed. The semi-analytical method can be asymptotically expanded for low frequency yielding explicit forms for the Christoffel matrix describing wave motion in the quasistatic limit.
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17,266
Waring's problem for unipotent algebraic groups
In this paper, we formulate an analogue of Waring's problem for an algebraic group $G$. At the field level we consider a morphism of varieties $f\colon \mathbb{A}^1\to G$ and ask whether every element of $G(K)$ is the product of a bounded number of elements $f(\mathbb{A}^1(K)) = f(K)$. We give an affirmative answer when $G$ is unipotent and $K$ is a characteristic zero field which is not formally real. The idea is the same at the integral level, except one must work with schemes, and the question is whether every element in a finite index subgroup of $G(\mathcal{O})$ can be written as a product of a bounded number of elements of $f(\mathcal{O})$. We prove this is the case when $G$ is unipotent and $\mathcal{O}$ is the ring of integers of a totally imaginary number field.
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17,267
Spreading of localized attacks in spatial multiplex networks
Many real-world multilayer systems such as critical infrastructure are interdependent and embedded in space with links of a characteristic length. They are also vulnerable to localized attacks or failures, such as terrorist attacks or natural catastrophes, which affect all nodes within a given radius. Here we study the effects of localized attacks on spatial multiplex networks of two layers. We find a metastable region where a localized attack larger than a critical size induces a nucleation transition as a cascade of failures spreads throughout the system, leading to its collapse. We develop a theory to predict the critical attack size and find that it exhibits novel scaling behavior. We further find that localized attacks in these multiplex systems can induce a previously unobserved combination of random and spatial cascades. Our results demonstrate important vulnerabilities in real-world interdependent networks and show new theoretical features of spatial networks.
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17,268
Greedy Sparse Signal Reconstruction Using Matching Pursuit Based on Hope-tree
The reconstruction of sparse signals requires the solution of an $\ell_0$-norm minimization problem in Compressed Sensing. Previous research has focused on the investigation of a single candidate to identify the support (index of nonzero elements) of a sparse signal. To ensure that the optimal candidate can be obtained in each iteration, we propose here an iterative greedy reconstruction algorithm (GSRA). First, the intersection of the support sets estimated by the Orthogonal Matching Pursuit (OMP) and Subspace Pursuit (SP) is set as the initial support set. Then, a hope-tree is built to expand the set. Finally, a developed decreasing subspace pursuit method is used to rectify the candidate set. Detailed simulation results demonstrate that GSRA is more accurate than other typical methods in recovering Gaussian signals, 0--1 sparse signals, and synthetic signals.
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17,269
Attack-Aware Multi-Sensor Integration Algorithm for Autonomous Vehicle Navigation Systems
In this paper, we propose a fault detection and isolation based attack-aware multi-sensor integration algorithm for the detection of cyberattacks in autonomous vehicle navigation systems. The proposed algorithm uses an extended Kalman filter to construct robust residuals in the presence of noise, and then uses a parametric statistical tool to identify cyberattacks. The parametric statistical tool is based on the residuals constructed by the measurement history rather than one measurement at a time in the properties of discrete-time signals and dynamic systems. This approach allows the proposed multi-sensor integration algorithm to provide quick detection and low false alarm rates for applications in dynamic systems. An example of INS/GNSS integration of autonomous navigation systems is presented to validate the proposed algorithm by using a software-in-the-loop simulation.
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17,270
Turbulence, cascade and singularity in a generalization of the Constantin-Lax-Majda equation
We study numerically a Constantin-Lax-Majda-De Gregorio model generalized by Okamoto, Sakajo and Wunsch, which is a model of fluid turbulence in one dimension with an inviscid conservation law. In the presence of the viscosity and two types of the large-scale forcings, we show that turbulent cascade of the inviscid invariant, which is not limited to quadratic quantity, occurs and that properties of this model's turbulent state are related to singularity of the inviscid case by adopting standard tools of analyzing fluid turbulence.
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17,271
Fitting phase--type scale mixtures to heavy--tailed data and distributions
We consider the fitting of heavy tailed data and distribution with a special attention to distributions with a non--standard shape in the "body" of the distribution. To this end we consider a dense class of heavy tailed distributions introduced recently, employing an EM algorithm for the the maximum likelihood estimates of its parameters. We present methods for fitting to observed data, histograms, censored data, as well as to theoretical distributions. Numerical examples are provided with simulated data and a benchmark reinsurance dataset. We empirically demonstrate that our model can provide excellent fits to heavy--tailed data/distributions with minimal assumptions
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17,272
Deep Incremental Boosting
This paper introduces Deep Incremental Boosting, a new technique derived from AdaBoost, specifically adapted to work with Deep Learning methods, that reduces the required training time and improves generalisation. We draw inspiration from Transfer of Learning approaches to reduce the start-up time to training each incremental Ensemble member. We show a set of experiments that outlines some preliminary results on some common Deep Learning datasets and discuss the potential improvements Deep Incremental Boosting brings to traditional Ensemble methods in Deep Learning.
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17,273
Empirical Likelihood for Linear Structural Equation Models with Dependent Errors
We consider linear structural equation models that are associated with mixed graphs. The structural equations in these models only involve observed variables, but their idiosyncratic error terms are allowed to be correlated and non-Gaussian. We propose empirical likelihood (EL) procedures for inference, and suggest several modifications, including a profile likelihood, in order to improve tractability and performance of the resulting methods. Through simulations, we show that when the error distributions are non-Gaussian, the use of EL and the proposed modifications may increase statistical efficiency and improve assessment of significance.
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17,274
Grassmannian flows and applications to nonlinear partial differential equations
We show how solutions to a large class of partial differential equations with nonlocal Riccati-type nonlinearities can be generated from the corresponding linearized equations, from arbitrary initial data. It is well known that evolutionary matrix Riccati equations can be generated by projecting linear evolutionary flows on a Stiefel manifold onto a coordinate chart of the underlying Grassmann manifold. Our method relies on extending this idea to the infinite dimensional case. The key is an integral equation analogous to the Marchenko equation in integrable systems, that represents the coodinate chart map. We show explicitly how to generate such solutions to scalar partial differential equations of arbitrary order with nonlocal quadratic nonlinearities using our approach. We provide numerical simulations that demonstrate the generation of solutions to Fisher--Kolmogorov--Petrovskii--Piskunov equations with nonlocal nonlinearities. We also indicate how the method might extend to more general classes of nonlinear partial differential systems.
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17,275
The Reinhardt Conjecture as an Optimal Control Problem
In 1934, Reinhardt conjectured that the shape of the centrally symmetric convex body in the plane whose densest lattice packing has the smallest density is a smoothed octagon. This conjecture is still open. We formulate the Reinhardt Conjecture as a problem in optimal control theory. The smoothed octagon is a Pontryagin extremal trajectory with bang-bang control. More generally, the smoothed regular $6k+2$-gon is a Pontryagin extremal with bang-bang control. The smoothed octagon is a strict (micro) local minimum to the optimal control problem. The optimal solution to the Reinhardt problem is a trajectory without singular arcs. The extremal trajectories that do not meet the singular locus have bang-bang controls with finitely many switching times. Finally, we reduce the Reinhardt problem to an optimization problem on a five-dimensional manifold. (Each point on the manifold is an initial condition for a potential Pontryagin extremal lifted trajectory.) We suggest that the Reinhardt conjecture might eventually be fully resolved through optimal control theory. Some proofs are computer-assisted using a computer algebra system.
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17,276
Deep submillimeter and radio observations in the SSA22 field. I. Powering sources and Lyα escape fraction of Lyα blobs
We study the heating mechanisms and Ly{\alpha} escape fractions of 35 Ly{\alpha} blobs (LABs) at z = 3.1 in the SSA22 field. Dust continuum sources have been identified in 11 of the 35 LABs, all with star formation rates (SFRs) above 100 Msun/yr. Likely radio counterparts are detected in 9 out of 29 investigated LABs. The detection of submm dust emission is more linked to the physical size of the Ly{\alpha} emission than to the Ly{\alpha} luminosities of the LABs. A radio excess in the submm/radio detected LABs is common, hinting at the presence of active galactic nuclei. Most radio sources without X-ray counterparts are located at the centers of the LABs. However, all X-ray counterparts avoid the central regions. This may be explained by absorption due to exceptionally large column densities along the line-of-sight or by LAB morphologies, which are highly orientation dependent. The median Ly{\alpha} escape fraction is about 3\% among the submm-detected LABs, which is lower than a lower limit of 11\% for the submm-undetected LABs. We suspect that the large difference is due to the high dust attenuation supported by the large SFRs, the dense large-scale environment as well as large uncertainties in the extinction corrections required to apply when interpreting optical data.
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17,277
Modeling temporal constraints for a system of interactive scores
In this chapter we explain briefly the fundamentals of the interactive scores formalism. Then we develop a solution for implementing the ECO machine by mixing petri nets and constraints propagation. We also present another solution for implementing the ECO machine using concurrent constraint programming. Finally, we present an extension of interactive score with conditional branching.
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17,278
Electronic structure of ThRu2Si2 studied by angle-resolved photoelectron spectroscopy: Elucidating the contribution of U 5f states in URu2Si2
The electronic structure of ThRu2Si2 was studied by angle-resolved photoelectron spectroscopy (ARPES) with incident photon energies of hn=655-745 eV. Detailed band structure and the three-dimensional shapes of Fermi surfaces were derived experimentally, and their characteristic features were mostly explained by means of band structure calculations based on the density functional theory. Comparison of the experimental ARPES spectra of ThRu2Si2 with those of URu2Si2 shows that they have considerably different spectral profiles particularly in the energy range of 1 eV from the Fermi level, suggesting that U 5f states are substantially hybridized in these bands. The relationship between the ARPES spectra of URu2Si2 and ThRu2Si2 is very different from the one between the ARPES spectra of CeRu2Si2 and LaRu2Si2, where the intrinsic difference in their spectra is limited only in the very vicinity of the Fermi energy. The present result suggests that the U 5f electrons in URu2Si2 have strong hybridization with ligand states and have an essentially itinerant character.
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17,279
Non-zero constant curvature factorable surfaces in pseudo-Galilean space
Factorable surfaces, i.e. graphs associated with the product of two functions of one variable, constitute a wide class of surfaces. Such surfaces in the pseudo-Galilean space with zero Gaussian and mean curvature were obtained in [1]. In this study, we provide new classification results relating to the factorable surfaces with non-zero Gaussian and mean curvature.
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17,280
Darboux and Binary Darboux Transformations for Discrete Integrable Systems. II. Discrete Potential mKdV Equation
The paper presents two results. First it is shown how the discrete potential modified KdV equation and its Lax pairs in matrix form arise from the Hirota-Miwa equation by a 2-periodic reduction. Then Darboux transformations and binary Darboux transformations are derived for the discrete potential modified KdV equation and it is shown how these may be used to construct exact solutions.
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17,281
Nearly second-order asymptotic optimality of sequential change-point detection with one-sample updates
Sequential change-point detection when the distribution parameters are unknown is a fundamental problem in statistics and machine learning. When the post-change parameters are unknown, we consider a set of detection procedures based on sequential likelihood ratios with non-anticipating estimators constructed using online convex optimization algorithms such as online mirror descent, which provides a more versatile approach to tackle complex situations where recursive maximum likelihood estimators cannot be found. When the underlying distributions belong to a exponential family and the estimators satisfy the logarithm regret property, we show that this approach is nearly second-order asymptotically optimal. This means that the upper bound for the false alarm rate of the algorithm (measured by the average-run-length) meets the lower bound asymptotically up to a log-log factor when the threshold tends to infinity. Our proof is achieved by making a connection between sequential change-point and online convex optimization and leveraging the logarithmic regret bound property of online mirror descent algorithm. Numerical and real data examples validate our theory.
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17,282
Algorithms in the classical Néron Desingularization
We give algorithms to construct the Néron Desingularization and the easy case from \cite{KK} of the General Néron Desingularization.
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17,283
Recent Advances in Neural Program Synthesis
In recent years, deep learning has made tremendous progress in a number of fields that were previously out of reach for artificial intelligence. The successes in these problems has led researchers to consider the possibilities for intelligent systems to tackle a problem that humans have only recently themselves considered: program synthesis. This challenge is unlike others such as object recognition and speech translation, since its abstract nature and demand for rigor make it difficult even for human minds to attempt. While it is still far from being solved or even competitive with most existing methods, neural program synthesis is a rapidly growing discipline which holds great promise if completely realized. In this paper, we start with exploring the problem statement and challenges of program synthesis. Then, we examine the fascinating evolution of program induction models, along with how they have succeeded, failed and been reimagined since. Finally, we conclude with a contrastive look at program synthesis and future research recommendations for the field.
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17,284
Generator Reversal
We consider the problem of training generative models with deep neural networks as generators, i.e. to map latent codes to data points. Whereas the dominant paradigm combines simple priors over codes with complex deterministic models, we propose instead to use more flexible code distributions. These distributions are estimated non-parametrically by reversing the generator map during training. The benefits include: more powerful generative models, better modeling of latent structure and explicit control of the degree of generalization.
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17,285
Finite model reasoning over existential rules
Ontology-based query answering (OBQA) asks whether a Boolean conjunctive query is satisfied by all models of a logical theory consisting of a relational database paired with an ontology. The introduction of existential rules (i.e., Datalog rules extended with existential quantifiers in rule-heads) as a means to specify the ontology gave birth to Datalog+/-, a framework that has received increasing attention in the last decade, with focus also on decidability and finite controllability to support effective reasoning. Five basic decidable fragments have been singled out: linear, weakly-acyclic, guarded, sticky, and shy. Moreover, for all these fragments, except shy, the important property of finite controllability has been proved, ensuring that a query is satisfied by all models of the theory iff it is satisfied by all its finite models. In this paper we complete the picture by demonstrating that finite controllability of OBQA holds also for shy ontologies, and it therefore applies to all basic decidable Datalog+/- classes. To make the demonstration, we devise a general technique to facilitate the process of (dis)proving finite controllability of an arbitrary ontological fragment. This paper is under consideration for acceptance in TPLP.
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17,286
On the convergence properties of a $K$-step averaging stochastic gradient descent algorithm for nonconvex optimization
Despite their popularity, the practical performance of asynchronous stochastic gradient descent methods (ASGD) for solving large scale machine learning problems are not as good as theoretical results indicate. We adopt and analyze a synchronous K-step averaging stochastic gradient descent algorithm which we call K-AVG. We establish the convergence results of K-AVG for nonconvex objectives and explain why the K-step delay is necessary and leads to better performance than traditional parallel stochastic gradient descent which is a special case of K-AVG with $K=1$. We also show that K-AVG scales better than ASGD. Another advantage of K-AVG over ASGD is that it allows larger stepsizes. On a cluster of $128$ GPUs, K-AVG is faster than ASGD implementations and achieves better accuracies and faster convergence for \cifar dataset.
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17,287
Adversarial Neural Machine Translation
In this paper, we study a new learning paradigm for Neural Machine Translation (NMT). Instead of maximizing the likelihood of the human translation as in previous works, we minimize the distinction between human translation and the translation given by an NMT model. To achieve this goal, inspired by the recent success of generative adversarial networks (GANs), we employ an adversarial training architecture and name it as Adversarial-NMT. In Adversarial-NMT, the training of the NMT model is assisted by an adversary, which is an elaborately designed Convolutional Neural Network (CNN). The goal of the adversary is to differentiate the translation result generated by the NMT model from that by human. The goal of the NMT model is to produce high quality translations so as to cheat the adversary. A policy gradient method is leveraged to co-train the NMT model and the adversary. Experimental results on English$\rightarrow$French and German$\rightarrow$English translation tasks show that Adversarial-NMT can achieve significantly better translation quality than several strong baselines.
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17,288
Surface group amalgams that (don't) act on 3-manifolds
We determine which amalgamated products of surface groups identified over multiples of simple closed curves are not fundamental groups of 3-manifolds. We prove each surface amalgam considered is virtually the fundamental group of a 3-manifold. We prove that each such surface group amalgam is abstractly commensurable to a right-angled Coxeter group from a related family. In an appendix, we determine the quasi-isometry classes among these surface amalgams and their related right-angled Coxeter groups.
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17,289
Shading Annotations in the Wild
Understanding shading effects in images is critical for a variety of vision and graphics problems, including intrinsic image decomposition, shadow removal, image relighting, and inverse rendering. As is the case with other vision tasks, machine learning is a promising approach to understanding shading - but there is little ground truth shading data available for real-world images. We introduce Shading Annotations in the Wild (SAW), a new large-scale, public dataset of shading annotations in indoor scenes, comprised of multiple forms of shading judgments obtained via crowdsourcing, along with shading annotations automatically generated from RGB-D imagery. We use this data to train a convolutional neural network to predict per-pixel shading information in an image. We demonstrate the value of our data and network in an application to intrinsic images, where we can reduce decomposition artifacts produced by existing algorithms. Our database is available at this http URL.
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17,290
Koszul cycles and Golod rings
Let $S$ be the power series ring or the polynomial ring over a field $K$ in the variables $x_1,\ldots,x_n$, and let $R=S/I$, where $I$ is proper ideal which we assume to be graded if $S$ is the polynomial ring. We give an explicit description of the cycles of the Koszul complex whose homology classes generate the Koszul homology of $R=S/I$ with respect to $x_1,\ldots,x_n$. The description is given in terms of the data of the free $S$-resolution of $R$. The result is used to determine classes of Golod ideals, among them proper ordinary powers and proper symbolic powers of monomial ideals. Our theory is also applied to stretched local rings.
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17,291
PacGAN: The power of two samples in generative adversarial networks
Generative adversarial networks (GANs) are innovative techniques for learning generative models of complex data distributions from samples. Despite remarkable recent improvements in generating realistic images, one of their major shortcomings is the fact that in practice, they tend to produce samples with little diversity, even when trained on diverse datasets. This phenomenon, known as mode collapse, has been the main focus of several recent advances in GANs. Yet there is little understanding of why mode collapse happens and why existing approaches are able to mitigate mode collapse. We propose a principled approach to handling mode collapse, which we call packing. The main idea is to modify the discriminator to make decisions based on multiple samples from the same class, either real or artificially generated. We borrow analysis tools from binary hypothesis testing---in particular the seminal result of Blackwell [Bla53]---to prove a fundamental connection between packing and mode collapse. We show that packing naturally penalizes generators with mode collapse, thereby favoring generator distributions with less mode collapse during the training process. Numerical experiments on benchmark datasets suggests that packing provides significant improvements in practice as well.
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17,292
Stein-like Estimators for Causal Mediation Analysis in Randomized Trials
Causal mediation analysis aims to estimate the natural direct and indirect effects under clearly specified assumptions. Traditional mediation analysis based on Ordinary Least Squares (OLS) relies on the absence of unmeasured causes of the putative mediator and outcome. When this assumption cannot be justified, Instrumental Variables (IV) estimators can be used in order to produce an asymptotically unbiased estimator of the mediator-outcome link. However, provided that valid instruments exist, bias removal comes at the cost of variance inflation for standard IV procedures such as Two-Stage Least Squares (TSLS). A Semi-Parametric Stein-Like (SPSL) estimator has been proposed in the literature that strikes a natural trade-off between the unbiasedness of the TSLS procedure and the relatively small variance of the OLS estimator. Moreover, the SPSL has the advantage that its shrinkage parameter can be directly estimated from the data. In this paper, we demonstrate how this Stein-like estimator can be implemented in the context of the estimation of natural direct and natural indirect effects of treatments in randomized controlled trials. The performance of the competing methods is studied in a simulation study, in which both the strength of hidden confounding and the strength of the instruments are independently varied. These considerations are motivated by a trial in mental health evaluating the impact of a primary care-based intervention to reduce depression in the elderly.
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17,293
Structure-Based Subspace Method for Multi-Channel Blind System Identification
In this work, a novel subspace-based method for blind identification of multichannel finite impulse response (FIR) systems is presented. Here, we exploit directly the impeded Toeplitz channel structure in the signal linear model to build a quadratic form whose minimization leads to the desired channel estimation up to a scalar factor. This method can be extended to estimate any predefined linear structure, e.g. Hankel, that is usually encountered in linear systems. Simulation findings are provided to highlight the appealing advantages of the new structure-based subspace (SSS) method over the standard subspace (SS) method in certain adverse identification scenarii.
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17,294
On Certain Analytical Representations of Cellular Automata
We extend a previously introduced semi-analytical representation of a decomposition of CA dynamics in arbitrary dimensions and neighborhood schemes via the use of certain universal maps in which CA rule vectors are derivable from the equivalent of superpotentials. The results justify the search for alternative analog models of computation and their possible physical connections.
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17,295
Strong consistency and optimality for generalized estimating equations with stochastic covariates
In this article we study the existence and strong consistency of GEE estimators, when the generalized estimating functions are martingales with random coefficients. Furthermore, we characterize estimating functions which are asymptotically optimal.
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17,296
Synthesis and electronic properties of Ruddlesden-Popper strontium iridate epitaxial thin films stabilized by control of growth kinetics
We report on the selective fabrication of high-quality Sr$_2$IrO$_4$ and SrIrO$_3$ epitaxial thin films from a single polycrystalline Sr$_2$IrO$_4$ target by pulsed laser deposition. Using a combination of X-ray diffraction and photoemission spectroscopy characterizations, we discover that within a relatively narrow range of substrate temperature, the oxygen partial pressure plays a critical role in the cation stoichiometric ratio of the films, and triggers the stabilization of different Ruddlesden-Popper (RP) phases. Resonant X-ray absorption spectroscopy measurements taken at the Ir $L$-edge and the O $K$-edge demonstrate the presence of strong spin-orbit coupling, and reveal the electronic and orbital structures of both compounds. These results suggest that in addition to the conventional thermodynamics consideration, higher members of the Sr$_{n+1}$Ir$_n$O$_{3n+1}$ series can possibly be achieved by kinetic control away from the thermodynamic limit. These findings offer a new approach to the synthesis of ultra-thin films of the RP series of iridates and can be extended to other complex oxides with layered structure.
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17,297
A proof on energy gap for Yang-Mills connection
In this note, we prove an ${L^{\frac{n}{2}}}$-energy gap result for Yang-Mills connections on a principal $G$-bundle over a compact manifold without using Lojasiewicz-Simon gradient inequality (arXiv:1502.00668).
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17,298
Realisability of Pomsets via Communicating Automata
Pomsets are a model of concurrent computations introduced by Pratt. They can provide a syntax-oblivious description of semantics of coordination models based on asynchronous message-passing, such as Message Sequence Charts (MSCs). In this paper, we study conditions that ensure a specification expressed as a set of pomsets can be faithfully realised via communicating automata. Our main contributions are (i) the definition of a realisability condition accounting for termination soundness, (ii) conditions for global specifications with "multi-threaded" participants, and (iii) the definition of realisability conditions that can be decided directly over pomsets. A positive by-product of our approach is the efficiency gain in the verification of the realisability conditions obtained when restricting to specific classes of choreographies characterisable in term of behavioural types.
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17,299
Complex pattern formation driven by the interaction of stable fronts in a competition-diffusion system
The ecological invasion problem in which a weaker exotic species invades an ecosystem inhabited by two strongly competing native species is modelled by a three-species competition-diffusion system. It is known that for a certain range of parameter values competitor-mediated coexistence occurs and complex spatio-temporal patterns are observed in two spatial dimensions. In this paper we uncover the mechanism which generates such patterns. Under some assumptions on the parameters the three-species competition-diffusion system admits two planarly stable travelling waves. Their interaction in one spatial dimension may result in either reflection or merging into a single homoclinic wave, depending on the strength of the invading species. This transition can be understood by studying the bifurcation structure of the homoclinic wave. In particular, a time-periodic homoclinic wave (breathing wave) is born from a Hopf bifurcation and its unstable branch acts as a separator between the reflection and merging regimes. The same transition occurs in two spatial dimensions: the stable regular spiral associated to the homoclinic wave destabilizes, giving rise first to an oscillating breathing spiral and then breaking up producing a dynamic pattern characterized by many spiral cores. We find that these complex patterns are generated by the interaction of two planarly stable travelling waves, in contrast with many other well known cases of pattern formation where planar instability plays a central role.
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17,300
Solitons with rings and vortex rings on solitons in nonlocal nonlinear media
Nonlocality is a key feature of many physical systems since it prevents a catastrophic collapse and a symmetry-breaking azimuthal instability of intense wave beams in a bulk self-focusing nonlinear media. This opens up an intriguing perspective for stabilization of complex topological structures such as higher-order solitons, vortex rings and vortex ring-on-line complexes. Using direct numerical simulations, we find a class of cylindrically-symmetric $n$-th order spatial solitons having the intensity distribution with a central bright spot surrounded by $n$ bright rings of varying size. We investigate dynamical properties of these higher-order solitons in a media with thermal nonlocal nonlinear response. We show theoretically that a vortex complex of vortex ring and vortex line, carrying two independent winding numbers, can be created by perturbation of the stable optical vortex soliton in nonlocal nonlinear media.
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