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QUESTION: Yes. So as we've seen, there is a query from the Minister about w hen heat treatment is likely to be ready. A further minute is provided f rom Mr Morison on 26 November 1984 . I won't go to it now but it outlines developments in trials of heat treatment of PFC 21 September 2022 69 Factor VIII , suggests when PFC heat-treated Factor VIII is likely to be introduced . Says that will be at the beginning of 1985. As for press statements, in this minute Mr M orison wrote: "Mr MacKay's point on publicity about antibodies is well taken. We are keeping in close touch with the Blood Transfusion Service on the matter, which has not so far been picked up by the media." This is late 1984. The Inquiry has previously considered some of the consequences of the time that passed between this discovery being made that Edinburgh patients had developed antibodies to HTLV-III , the time that passed between that recovery and the patients and their families being informed . One of the consequences it might be said, of the time that it took for that information to be shared and to become public knowledge was that public discussions of the safety of PFC Factor VIII at this time , late November 1984 , took place in the absence of that information. I'm going to turn relatively briefly to a newspaper article, PRSE0003234. We can see the date of this article in the top left, November 28, 1984. The title gives a good indication of what the article is about : 70 " ' Good Scottish blood ' lessens the risk of disease" I'm not going to go through all of it, sir, unless that would assist. I'll just highlight a couple of parts. We start with the introductory paragraphs: "Not one person has contracted AIDS in Scotland as a result of blood transfusions or treatment with preparations made from Scottish blood. " That's no nationalistic boast . It's a tribute to the Scottish Blood Transfusion Service who , from the first outbreak of AIDS here about two years ago , went on the alert for high - risk donations of blood." Now, it might be noted that that first paragraph might be strictly true in the sense that what happened is that it has been discovered that patients had developed antibodies to HTLV-III rather than develop ed AIDS. This varies. It might be thought nonetheless that there is a disconnect there between how the risk is described in this introductory paragraph and what was known about the risk from PFC factor products by this point . And if we could zoom out , please , Lawrence, and then the left-hand column that's headed "Caring", I just want to highlight the first paragraph there: "Professor Ronald H Girdwood, president of the 71 Royal College of Physicians of Edinburgh and chairman of the Scottish National Blood Transfusion Service (the donors' representative body) says: 'I think the public should be reassured -- I do not think people in Scotland have anything to worry about, whether they are getting blood transfusions or other treatment with blood products ' ." Thanks, Lawrence. That's all I wanted to cover with that document. Now , the following day, 29 November 1984 , a meeting took place with representatives of the HHD, the SNBTS, and the Haemophilia Centre Directors in Scotland to discuss issues related to the Edinburgh patients. The meeting also discussed positive test results in haemophilia patients elsewhere in Scotland who had been treated not simply with PFC Factor VIII but also with imported Factor VIII. I won't go to the document but it was chaired, that meeting, by Dr Bell, attended by other HHD officials. The meeting notes described discussion of what were termed "very difficult ethical problems", including whether to tell patients and their relatives of the results. About a week later, 5 December 1984, the Minister was updated again . And I will go to this one . It's PRSE0003032. 72 Sir, this is addressed again to the Private Secretary to Mr MacKay, copied to the Secretary of State's Private Secretary. It's dated 5 December 1984 and it's from Mr Davi e s . Now , in the first two paragraphs of this minute there's a summary of the meeting that I just described, which took place on 29 November. There is then in the third paragraph , that begins , "From the figures available" , a description of the position as it was then understood to be by the officials. "From the figures available it appears that, out of the approximately 400 haemophiliacs in Scotland ... " And actually, if we could perhaps zoom in on this paragraph, Lawrence . Thank you. " ... no more than about 10% have antibodies to HTLV III . Only other countries themselves self-sufficient in Factor VIII can match these figures. We understand that in England , where there is more reliance on imported Factor VIII, the incidence is therefore considerably greater . In the United States itself the great majority of haemophiliacs will have the antibodies. It should be stressed that , t hough antibodies to HLTV-III are believed to be a precursor to AIDS, their presence does not necessarily mean that the individual will develop that disease. Knowledge remains 21 September 2022 73 incomplete , but the current medical view is that only a small proportion (probably less than 10%) of individuals with antibodies will consequently contract AIDS." If we go to the next paragraph there is a reference to recent press articles describing the position as it was understood by the press in Scotland, and then this: " No statement can be made at the moment until the haemophilia directo rs resolve the very difficult ethical problem of what action to take with regard to their patients about the matter . " Reference to the position in England and Wales . And then briefly just over the page, the top of the first paragraph on this page: "The [ Blood Transfusion Service ] believe that they have now identified the donor responsible for the contamination of the batch of Factor VIII." Then in the final paragraph, the Minister is inform ed that the PFC has started heat treating Factor VIII . The first batches are now being issued for trial, and for all Scottish - produced Factor VIII to be heat treated by the end of January. So that's 5 December 1984. Mr MacKay's Private Secretary responded the 74 following day , on 6 December , relaying that the Minister hoped that the Blood Transfusion Service in England and Wales had been informed about this donor who had contributed to the contaminated batch so that they could decline his blood if offered. We move forward again to 12 December 1984 when Home and Health Department officials were informed that a journalist from the Yorkshire Post had learned about the Edinburgh patients and intended to publish an article, but also that the journalist had agreed to postpone publication until 20 December. I'm going to go to a document in which the Minister's response to this development is recorded . It's PRSE0001293 . Now , the date of this is 12 December. It's from Ms Teale, who's private secretary to Mr MacKay, addressed to Mr Davies, copied to various others, titled "AIDS : Yorkshire Post Inquiry ". The first paragraph records that Ms Teale had discussed this issue with the Minister and then goes on to say that: "Mr MacKay is firmly of the opinion that we should not make any announcement at this stage before those concerned have been told that they have been affected. He does however feel that it is now absolutely imperative that every effort should be made to inform 75 the haemophiliacs or their parents , as I understand that some of them are in fact children." " Mr Hoy [ who was an official in the Scottish Information Office ] tells me that , if the Yorkshire Post do decide to follow up this story, it is not likely that they will publish it before a week tomorrow. It would therefore seem obvious that every effort should be made to inform the people concerned as soon as possible and definite ly by the beginning of next week. " In the meantime Mr MacKay feels that we should respond to any press inquiries with the line that we have identified various people with the problem, that we are taking steps to inform them and that in the meantime it would be extremely distressing for these people , particularly the parents of children, to read about it in a newspaper , not forgetting that press publicity on this before the people have been informed could stir up a totally unnecessary scare amongst the 400 haemophiliacs in Scotland." Now , the meeting between patients and their families and haemophilia clinicians was organised for 19 December 1984. In the lead-up to that date we can see -- and around that date -- we can see the Department officials working on a press release to be issued at the same time as the publication of the Yorkshire Post 76 article which was expected on 20 December. I'm going to turn briefly to that press release. It's PRSE0000225 . We can see the date at the bottom of the document is December 20, 1984 . The title is "New measures to counter AIDS" : "The Scottish National Blood Transfusion Service has announced today that all Scottish produced supplies of Factor VIII have now been heat treated to counter HTLV III, the virus that can cause AIDS. Factor VIII is the blood product used in the treatment of haemophiliacs and supplied to the NHS in Scotland by the SNBTS." So leading in this press release with developments related to heat treatment . Then in the second paragraph , reference to the Edinburgh patients : "This move follows the recent discovery that 15 ..." And I should say , sir , by this point it had been clarified that it seemed that 15 rather than 16 patients were affected . "... that 15 Scottish haemophiliac patients treated with a particular batch of Factor VIII have developed antibodies to HTLV III. It is suspected that the pool of plasma used to prepare this batch of 21 September 2022 77 Factor VIII contained blood from a donor who had been exposed to the virus. The batch has since been withdrawn." There is then , in the remainder of this press release, reference to the understanding at the time that developing HTLV-III does not necessarily mean contracting AIDS. Then this: "The problem is much smaller than in most other countries , because in recent years Scotland has become virtually self-sufficient in the production of Factor VIII and has imported very little commercially produced Factor VIII which carries a greater risk of transmitting AIDS." Just finally , before I leave this topic, picking up on the date there, this is December 20 , 1984, in the introduction to the section h as suggested that haemophilia clinicians and the SNBTS became aware of the results of at least some of the Edinburgh patients in late October 1984 . We know that the HHD's officials and the ministers, the Minister involved, were made aware by 20 November 1984. Sir, that was all I intended to say about this particular issue relating to the Edinburgh patients and their discovery. I'm going to move on fairly quickly , because we've got a lot else to cover, to the 78 introduction of screening for HTLV-III . Now, as a b r oa d brush summary , what the evidence suggests is that by the summer of 1984 HHD officials had begun considering the introduction of an HTLV-III screening test , had become -- had begun to become aware that a screening test was being developed . The written note summarises their involvement in these developments in the summer and autumn of 1984, including their contact with the DHSS about the creation of a UK working party to consider the issue. Now, we can see DHSS and SHHD officials cor responding directly during this period. The document I intended to take you to, sir, in which we can see that happening , comes from January 1985 , and it's when DHSS officials provide a copy of their ministerial submission on the introduction of HTLV-III screening, rather than anything earlier than that. What we see in the documents is HHD officials , both administrative and medical, looking at that submission, beginning to consider the recommendation that they should make to Scottish ministers. Now the actual DHSS submission has been considered by the Inquiry previously , and for reasons of time I'm going to avoid going to it , but I'm going to instead 79 focus on the response of the Department's officials to this development in England and Wales. The first is a minute from February 1985. It's at PRSE000 -- ANSWER: Can you just help me with this: a little earlier this morning I drew attention to the fact that the Minister wasn't told clearly that a screening test might be in the wings and undergoing pilot tests in England , and wasn't informed of that by his officials. You're now telling me there'd been discussions in the summer and autumn of 1984, including contact with the DHSS in London, updating on the progress that science was making towards developing the screening test which had been after all anticipated when Dr Gallo made his announcement that he'd discovered the cause of AIDS back in the -- in April. So what was the state of the knowledge of screening of HTLV-III amongst the officials in Scotland, and at the time the Minister was briefed? D o you have any information?
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QUESTION: I hope that the documents we're about to look at will help our understanding of the knowledge of Scottish officials on that particular issue. The time the Minister was briefed, w ould appear to be , the 80 Minister in Scotland, 21 March 1985. I'll also come to that -- ANSWER: Well, that's -- yes , but the document I drew attention to earlier was in November, I think, wasn't it?
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QUESTION: Yes . ANSWER: About 2 0 November, I think. And if that is so, then what you're telling me at the moment, or what you've told me, you're summarising -- you're moving toward, I appreciate, to 1985, but you are summarising the knowledge they had been developing in the Department in Scotland in the summer and autumn of '84 I just want to understand what that broadly was. Was it that that a test was about to be trialled ? A test could be used? They must have appreciate d that there was some form of screening if the Edinburgh cohort had after all tested positive for having antibodies to HTLV-III in their blood. What was the position?
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QUESTION: Most of the documents at least that we've summarised in the written note, and it may be that we can look at this furthe r, seems to suggest a fairly high level state of knowledge . There's one document which might help , sir , from August 1984 , which I could bring up now which give s some insight into this issue . 21 September 2022 81 ANSWER: Yes .
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QUESTION: Lawrence , it's SCGV0000147 _ 079. ANSWER: You mean_079?
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QUESTION: I'm sorry, _079 is what I mean, yes. S ir, it's a 16 August 1984 minute from Dr Bell to Mr Murray in the Department , and it's titled "Testing of blood donation of AIDS" . Dr Bell said this: "I have information that research and development work in London is proceeding with the objective of introducing a screening test for HTLV III , the putative causal agent of AIDS. Intensive work in this field is , of course , also going on in the United States, suitably encouraged by commercial motivation. "Dr Cash has already indicated to Mr Davis that additional revenue costs have to be foreseen for the introduction of an AIDS screening test for blood donation. I think Dr Cash's view that resources for this purpose will be needed in the year 1986 / 7 is probably right. The BTS in England are already addressing themselves to this problem and DHSS is in the picture. Until more information about the cost of a new test is available we can only work on the estimates already given by Dr Cash." An example of a document which might be suggested 82 to illustrate a high level sort of knowledge in anticipation that a screening test was being developed and would eventually be introduced, not , at least from this document , an understanding that that was going to happen imminently. ANSWER: The other curiosity, I suppose -- you can tell me -- in the documents you've been looking at, has there been any reference to the article in The Lancet on 1 September 1984 which was reporting on North London, but plainly they'd conducted a fairly wide screening of people who were haemophiliacs being treated in North London, and had discovered that 34% of them had -- were positive for antibodies. So that might have suggested that there was a test available, at least for the researchers, plainly it wasn't a general screening test, but any reference to that in The Lancet article at all in any of the material that you've looked at?
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QUESTION: Not that I can recall off the top of my head, sir. We will double check and find out if there are any references to that article. I can put it this way: it sounds like the sort of article that I would have picked up and included in this section of the written note if it had been referred to, but we will double check the position and see if we can find any reference to it. 83 ANSWER: Yes, thank you.
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QUESTION: Sir, if you do want to get a clearer picture of this time period in the second half of 1984 and what the understanding of SHHD officials was, it may be worth looking briefly at a December 1984 SNBTS directors ' meeting which was attended by officials from the Home and Health Department where there was an update on where matters had development in the introduction of screening test. Lawrence, it's PRSE0001767. S ir, we can see 11 December 1984, that meeting chaired by Dr Cash, attended by Dr Bell and Mr Murray . And if you could zoom back out, please. Go over the page. Over the page again . I'm sorry, I'm just going to have to identify the entry dealing with screening. It's the second half of this page . ANSWER: It's when Dr McClelland reports back on the meeting he's been at in the late November .
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QUESTION: That's right , sir, yes. ANSWER: That was the 27 November ' 84 meeting he was reporting back on?
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QUESTION: 27 November '84, that's right. We've made reference to a not e of that meeting which Dr McClelland believes he prepared, although I think it's not very 84 clear from the document itself he prepared it, but Dr McClelland believe s he prepared that document, which recorded that he could get no clear picture of when or how a serviceable assay would be provided so suggests a good deal of uncertainty at this time about the timing of the introduction, the timing of the introduction for this screening test, and just in this document, there'd been unanimous agreement to test all donors once an antibody test was available, a matter of how to c ouns el and take care of antibody positive donors was acknowledged to be a very difficult problem. All of those documents together appear to suggest the Department's officials being aware that work was ongoing to introduce a test but a good deal of uncertainty about when the screening test that could be used to screen blood donations and , in particular , for routine screening of blood donations would be available , so that's late 1984 . We get into January and February 1985 , so January 1985 is when a copy of the DHSS submission is provided to officials in the Home and Health Department and we can then see how that -- the contents of that submission and developmen ts in England and Wales are discussed by officials in the Department. If we could go, please, first to PRSE0001054. 21 September 2022 85 Now , this another minute from Mr Davies, dated 7 February 1985, to Dr Scott , copied to a number of other officials in the Department. It begins with the following: "DHSS Ministers have now agreed [ and added in man u script '( apparently with great reluctance ) '] that all donations of blood in England should be tested for the presence of antibodies to HTLV III . We now have to decide whether we have any alternative to advising our Ministers that it is necessary to follow suit in Scotland. " There are over [ a quarter of a million ] donations of blood in Scotland each year. As far as we are aware, only one destination to date has contained antibodies to HTLV III. We now require a signed statement from all potential donors that they are not in one of the at risk categories for contracting AIDS. Hence the number of ' infected ' donations , already vanishingly small , should decrease still further." There's then reference to some guidelines prepared by the A DCP , and then , staying in the same paragraph: "Haemophiliacs in Scotland are now not at risk " -- I think that should say " at all " -- I'm so sorry it's right as it is: " Haemophiliacs in Scotland are now not at risk as 86 all Factor VIII is heat treated -- the situation in England is different. In any case, only a proportion of those with antibodies develop AIDS. I have seen figures ranging from 10% down to one, several hundred." There's some discussion in the next paragraph of the implications of introducing a routine screening test for blood donors. Reference to any test inevitably being imprecise, problems created by false positives, suggestion there may always also be false negatives. The next paragraph, if I can summarise, deals with the potential financial implications of introducing a screening test as they were understood this time. In the middle of this paragraph, Mr Davies said: "I have discussed the problem with Mr Robertson [ who is in the finance department ] , and though the financial angle cannot be ignored, we are both agreed that it should not be the determining factor in this case." In the final paragraph , the first sentence: "It seems to me that the balance of rational argument would be heavily against introducing a test on all donations . I accept , however, that there is little rationality to be seen where AIDS is concerned." So that's the view of Mr Davies in February 1985. I'm going to briefly turn to Dr Scott's response 87 to this minute . PRSE0003846. In the first paragraph Dr Scott says that Mr Davies's minute summarised clearly and succinctly the problems associate d with the routine testing of all donations of blood for HTLV-III , and then the third paragraph: "From a cold objective scientific viewpoint the case for the introduction of a test for HTLV-III antibodies in the present state of development and without being properly validated is not clear cut . There is no doubt, however, that there is a lot of public interest and we are liable to be carried along on the rising tide of the motion. We are in a particular only difficult situation in that DHSS ministers have agreed, however reluctantly, to the introduction of the test. It is most unfortunate that a policy decision on this matter is not made at a UK level, though understandable, given the degree of public and media hysteria." Further down the page, just the first sentence of the penultimate paragraph, Dr Scott says: " in the end I think we shall have to put up a full submissions to Ministers, pointing out the issues as summarised in your minute and the distortion of 88 priorities that will arise , though in the end saying we doubt if they have an option." Sir, one example here , as well as the issues particular to HTLV-III screening, one example of how the relationship between decisions taken by the DHSS and the SHHD may have played out, a suggestion here from Dr Scott that it was going to be necessary for Scotland to follow a decision which had been taken in England and Wales . There's a further response to Mr Davies's minute , which I'm not going to bring up , from Mr Macpherson on 11 February 1985 . It makes similar points. Accepts a lot of what Mr Davies says and then comments: " ... I very much doubt if we can hold this line now that English blood donations are being tested." Comments: "... the pressure on us to follow the English example will be irresistible . " The following month , on 21 March 1985 , after work by medical administrative officials took place on the preparation of the submission , it goes to the Minister. We'll turn to that now. It's PRSE00004593. Now , the date of this is 21 March 1985. It's from Mr Macpherson in the Department . It's addressed to both 21 September 2022 89 the private secretary , to Mr MacKay , and to the Secretary of State, headed " ( AIDS )". It covers two broad issues, the first is notification of AIDS. I'm not going to look at that issue any further. If we go through to the next page, please, to the bottom half of the page, the heading that begins "Blood Transfusion ", there's reference to some of the background to this submission in paragraph 6, in particular reference to the Edinburgh patients, reference to the introduction of heat treatment in Scotland. In paragraph 7, some more detail on tests. Mr Macpherson wrote: "Tests are becoming commercially available for the screening of blood donations for the presence of HTLV III antibodies. The first of these tests , from the USA , was marketed in the UK at the beginning of March. DHSS Ministers have agreed in principle that , in England , all blood donations should be screened and that Regional Health Authorities should meet the cost of this." There's then reference to an article that appeared in The Lancet from Professor Cash and others, supporting the introduction of HTLV-III screening, but on the basis that it took place after evaluation of tests before they 90 could be introduced for routine screening of blood. Over the page -- this is a long document, sir, so I'm going to -- so I'm not going to go through all of it here unless that would assist. But what we see in the first few paragraphs of this page , the submission developing first of all by describing the risk as it was understood by officials at the time, some of which reflects the minute from Mr Davies that we saw earlier. Mr Macpherson wrote : "As noted above , all Scottish Factor VIII [in paragraph 8] is heat treated ; the risk from ordinary blood transfusions is believed to be very small ; as far as is known , in Scotland where 280,000 donations are collected each year , there has only been one infected donation of blood ( the one which contaminated the batch Factor VIII); there is other evidence that blood donated in Scotland is 'clean'; and donors are now required before giving blood to sign a statement that they are not in a group at risk of contracting AIDS." In the next paragraph a description of what was understood at this time about the screening tests themselves and some of their drawbacks , in particular the higher rate of false positive rates may be 4%. An unpredictable false negative rate. In the next paragraph , some discussion of the 91 financial implications, though again in the middle of paragraph 10 the point is made: "Nevertheless , we should not wish to stand in the way of testing solely on financial grounds." In paragraph 11 , a description of what was understood to be a potential problem , which is at-risk individuals presenting themselves to the Blood Transfusion Service in order to have their blood tested and the need to set up alternative testing facilities for such individuals . Then finally in paragraph 12 , the conclusion and the recommendation: " No doubt there will be public pressure for routine screening of blood donations once it is known that commercial tests are readily available. However, having regard to : " (a) the limitations of currently available tests ; "(b) the disproportionate effect of a high rate of false positive findings ; and "(c) the need to provide alternative screening facilities to divert 'at risk' individuals from the Blood Transfusion Service , " we recommend the adoption of a phased policy leading to the routine screening of blood donors , which would take into account a comparative evaluation of the 92 tests available , the need for ready access to testing facilities out with the transfusion service and a recognition of the considerable requirement for additional testing, monitoring and counselling of donors with positive tests. We should be glad to go whether Ministers agree that we should proceed in this way." So that was how this issue was put to Scottish Office Ministers on 21 March 1985 and how the evaluation programme was described. At this point, sir, I'm going to try to answer the question that you asked me earlier , which came about in the context of the statement from Alexander Murray. It may be helpful if we quickly go back to that statement , PRSE0002440 , then to page 4. Thank you. The sentence: "I believe the Scottish Ministers were told about the evaluation programme at this stage. Mr Macpherson's submission [then a reference given is] refers to this." Now , from the preceding paragraphs of Mr Murray's statement , it looks like he's referring to a period around 21 February 1985 . The submission he's referring to here for Mr Macpherson is the one that we just looked at , 21 March 1985 . So when Mr Murray referred to Scottish Ministers being " told about the evaluation 21 September 2022 93 programme at this stage " , this appears to be referring to the period leading up and to around 21 March 1985 , at least some time between 21 February and 21 March. So I hope that assists with the question from this morning. ANSWER: Thank you.
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QUESTION: Very briefly , the response from Mr MacKay to Mr Macpherson's submission, PRSE0000850. Sir, not the easiest document to decipher immediately. The date of this is 22 March 1985. We get that from about the middle of this page. It refers at the bottom to Mr Macpherson's minute of 21 March , and includes comments from the Minister. He said: "I fully appreciate the logic of this advice, especially the danger that 'at risk' men may use the transfusion service as a screen, and as the test is not absolutely reliable some blood may enter the system which is infected. Whatever we do on the BTS, recommendation 12 ( c ) is essential ." Recommendation 12 ( c ) related to the need to introduce alternative testing facilities for at-risk individuals. The Minister added: "Also we do have to keep in line or ahead of England , otherwise we will be subject to very severe 94 criticism." Sir , I note the time. We're getting close to one o'clock and we started a bit earlier than we might otherwise have. I have a relatively small amount left on HTLV-III screening and I'm hoping to speed up a little bit as I move through the remaining topics I hope to cover today . Would it perhaps be a convenient moment for a break now, and we can pick up the end of HTLV-III screening after the break? There are -- ANSWER: Roughly how much more have you got to do on HTLV screening? Roughly .
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QUESTION: Roughly , I would say about ten minutes or so, I'd hope. ANSWER: Right, okay . Let's do that at 2.00 , shall we ?
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QUESTION: Thank you, sir . ANSWER: So 2.00. (12.58 pm) (The Luncheon Adjournment) (2.00 pm)
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QUESTION: Sir , the last document we looked at on the introduction of HTLV-III screening was from March 1985 and it was that ministerial submission. I'm going to move forward to late June 1985 , when a further update, 95 albeit a brief one, was provided to the Minister . We can see that in the following document , SCGV0001146_042 . 20 June 1985 , again from Mr Davies to the Private Secretary to Mr MacKay. We can see from the first paragraph that it's prompted by a recent DHSS press notice in response to an article : " Mr MacKay will wish to see the attached DHSS Press Notice . It was issued yesterday in order to refute a report in the Guardian that one particular test [ for HTLV-III screening ] had already been chosen and was about to introduced." And in the second paragraph: "The SNBTS are taking steps to ensure that the test will be introduced in Scotland as quickly as possible, once the evaluations have been completed and facilities for suitable confirmatory tested are available . We are not convinced that the DHSS timetable is achievable , but the intention is that routine testing should start at the same time throughout the United Kingdom." Now , I don't need to go to the press notice but , as a summary , on the timetable, what it says in the press notice is that the DHSS hopes to introduce routine screening in four to five months' time. 96 So that will take us to about October/November . And that's what Mr Davies appears to be suggesting might not be achievable, and then the final important point to pick up from this document is: " ... the intention ... that routine testing should start at the same time throughout the United Kingdom." The following months show that SNBTS and SHHD officials began discussing and referring to an anticipated start date for screening of October 1985. There are also further repeated references in the documents to the simultaneous introduction of screening throughout the United Kingdom. In terms of ministerial involvement, and to round off the picture on this topic, I'm going to move forward to 20 September 1985 with one more document , PRSE0001516 . This a further submission to the Minister copied to the Secretary of State. It's dated 20 September 1985 and it comes from Mr Liddle. It addresses a number of different topics relate d to AIDS. The one which is of interest to us is over the page under the heading " Blood Tests " , paragraph 6 . I'm not going to go through the whole of this paragraph . I'd highlight the first sentence in particular . It says: "Since AIDS can be transmitted through transfusion 21 September 2022 97 of blood or blood products from an infected donor, arrangements have been made to screen all blood donations as from mid October." There is then mention of alternative testing facilities, confirmatory testing facilities , and funding , and then the final sentence in this paragraph: "The commercially available test kits for the detection of HTLV-III antibody have been evaluated by a pan el of experts from the Public Health Laboratory Service on behalf of the DHSS and we have made a summary of the results available to Health Boards." Now , that would appear to be the key documents during the course of 1985 that seek to involve ministers in these decisions and to inform them both that an evaluation programme were to take place, the anticipated timing of the introduction of HTLV-III screening, and that it was intended for screening to be introduced throughout the United Kingdom simultaneously. Now , a press release was sub sequently issued on the introduction of screening from mid-October 1985. We've summarised its contents in the written note. A bit faster than ten minutes in the end sir, but that was all I inten d to cover on the HTLV-III screening , and I am going to move on to a new topic now, which is the Department's knowledge of and response to 98 the risk of non-A, non-B hepatitis, and hepatitis C. Now , the Inquiry has previously heard a significant amount of evidence on these areas, particularly on surrogate screening, that includes the evidence of Dr McClelland, it also includes the evidence of witnesses like Mr Macniven. I am not going to cover surrogate screening in a great deal of detail. I'm going to attempt to highlight in particular documents that relate to the Department's understanding of the risks posed by non-A, non-B hepatitis, dividing the period up roughly to pre-1986 and post-1986. I start with pre-1986 . Relatively little evidence is available in the documents on the Department's understanding of non-A, non-B hepatitis before that period, about the mid-1980s. Most of the available documents relate to officials attending meetings or working groups. One example that we've highlighted in the note is from 6 March 1980 . It's a meeting of the re convened advisory group on hepatitis B testing, that meeting was attended by Dr Bell . During the course of it there was reference made to work by the Medical Research Council on non-A, non-B hepatitis. The minutes record that: "Members were concerned about the incidence of non-A, non-B hepatitis and the possibility that new 99 viruses were perhaps being introduced through the use of commercial blood products , namely Factor VIII and Factor IX." So linking non-A, non-B hepatitis to factor concentrates . The minutes add that : "Members agree that the hazard from non-A, non-B hepatitis should now be recognised and brought to the attention of the appropriate departmental bodies responsible for control of hepatitis." The following year, 1981, another meeting highlighted in the written note which took place on 25 June 1981, there was a meeting of the MRC's Blood Transfusion Research Committee attended by Dr Bell. During that meeting, Dr Gunson described the work of the Working Party on Post-transfusion Hepatitis. The minutes record that Dr Gunson reported that reach was being carried out into identifying the agents of non-A, non-B hepatitis , that that was complex research . And perhaps significantly, Dr Gunson noted during that meeting that : " ... large - pool blood products were especially likely to cause liver damage in haemophiliacs." One more document from the first half of the 1980s that I would highlight is from 23 May 1984 . It's from 100 Dr Bell to Mr Murray, so an internal departmental document. It's about funding for heat treatment of Factor VIII at PFC , and it will probably be easiest if I bring it up . It's PRSE0004029. As we can see , it's a minute from Dr Bell to Mr Murray, May 1984 , and if we go into the second paragraph, which is in the context of an application for funding for heat treatment, Dr Bell said: "At present nearly all ' virgin ' ( newly - treated ) haemophiliacs become infected with non-A, non-B hepatitis, though not usually of dramatic severity. About 40% show evidence of infection by hepatitis B. The longer term effects of such infection in haemophiliacs is not known with certainty because until relatively recent years haemophiliacs had little prospect of living into middle or old age. However a significant proportion of 'normal' patients infected with hepatitis B go on to suffer severe liver impairment which, apart from the personal aspect, makes significant demands on health care resources." Now , that's referring both to impact from hepatitis B and non-A, non-B hepatitis. I flag it as one of the documents we have , which are relatively few , providing insight into the Department's understanding of 21 September 2022 101 non-A, non-B hepatitis in the first half of the 1980s. From around late 1985, the evidence we have relating to this issue becomes closely linked to the question of whether or not surrogate screening for non-A, non-B hepatitis and surrogate screening of blood donors should be introduced in Scotland. We're finished with that document , thanks. The official at the Department who seems to have been most involved with this topic was Dr Forrester . Dr Forrester replaced Dr Bell in 1985. In March 1986, Dr Forrester attended an SNBTS directors meeting at which this issue, the possibility of surrogate screening for non-A, non-B hepatitis, was discussed. He prepared a note of the meeting for his departmental colleagues, sent it to Dr McIntyre and Dr Scott shortly afterwards. I should say that Dr Forrester's notes of meetings , such as this one of SNBTS directors , often provide useful insight into his thinking around this issue in the years that we're looking at. I won't go into the document, this one, but I'm going to go to some later ones. In this one, which is from March 1986, Dr Forrester described non-A, non-B hepatitis as a medley of conditions. 102 He wrote that: " ... any additional test [ like surrogate screening ] ... must necessarily be non-specific and could well prove expensive ... " He said that he'd made further enquiries and discovered that the number of cases of non-A, non-B hepatitis due to blood transfusion in Scotland was probably exceedingly low. He referred to a PhD thesis, and we'll come on in a moment to which thesis that was. He also reported that it had been argued by directors at the meeting that urgent action was required with respect to surrogate screening for non-A, non-B hepatitis , and that the case was comparable with that of AIDS. Dr Forrester said that he challenged this comparison on the basis that the steps taken to deal with AIDS were taken in a face of a rapidly rising inciden ce whereas the inciden ce of non-A, non-B hepatitis as far as he knew, was small and steady. He said there was no justification for panic measures and that there might be a justification for research, rather than what he described as panic measures . Now , the thesis referred to by Dr Forrester was by Dr Dow, and was earned at the University of Glasgow 103 in 1985. It relate d to research into non-A, non-B hepatitis in the West of Scotland under the supervision of Dr Mitchell and Dr Follett , and Dr Forrester obtained a copy of that thesis. W e can see how it informs Dr Forrester's understanding of non-A, non-B hepatitis in a document from June 1986 . I'm going to go to that now. It's PRSE0000857. Now , this document is dated 12 June 1986. It's a note prepared by Dr Forrester titled : "Transmission of non-A, non-B hepatitis by blood and blood products : is it practicable to reduce or prevent it by introducing ALT testing of donations?" ALT testing of donations , I'm sure that everyone who has followed the Inquiry will be familiar with , is one of the methods by which you carry out the surrogate screening for non-A, non-B hepatitis. Now , in the first paragraph Dr Forrester recorded . " 1. The information in this note is mostly derived from the PhD thesis entitled : 'Non-A, non-B Hepatitis in the West Scotland ', completed in 1985 by Dr B C Dow under the supervision of Dr Follett and others." If we look at paragraph 4 , we can see Dr Forrester's description of non-A, non-B hepatitis. 104 He says: " ... it is not uncommon in the population ..." The suggestion of an incidence in Scotland of 184 cases per year , but a suggestion that might not be a reliable figure. "It is common among drug - abusers . " And then: " But in association with blood transfusion it is very uncommon in the west of Scotland. Over the last 8 years , 1-5 cases are found each year there , and there is no upward trend. There are peculiar difficulties in identifying its presence in haemophiliacs since their blood exhibits diverse reactions because of repeated administration of blood products, but Dr Dow found no evidence of any substantial problem. Dr Dow recons that the proportion of donations infected with non-A, non-B hepatitis may be 18 per hundred thousand." He goes on to discuss the merits of surrogate screening before concluding in the last paragraph that Dr Dan Reid and Dr Follett do not recommend the introduction of ALT testing of Scottish blood donations, for reasons he describes in the note. Now , over the months that followed and during further meetings attended by departmental officials, there appears to have been an increasing emphasis on the 21 September 2022 105 need to carry out further research before additional consideration could be given to whether or not to introduce surrogate screening. This issue was also considered in Scotland alongside consideration elsewhere, for example, in the reconvened UK Working Party on Transfusion Associated Hepatitis. We can see Dr Forrester referring to some of these issues in January 1987 at PRSE0001376. Now , this is dated 26 January 1987 . We can see at the top its title , "Material for PMO Report" . This morning I described one of the means by which Dr Macdonald said that the C MO and DCMO were kept up to date with what was happening amongst medical officials in the Department, described monthly PMO reports. We don't have those reports but this look s like a contribution to one such report prepared by Dr Forrester. If we go down to the second half of this document, at paragraph 2 : "Blood transfusion and non-A, non-B Hepatitis (Dr Forrester)" This is how he describes the condition: "This ' hepatitis ' is a residual rag-bag when Hepatitis B and Hepatitis A are excluded , and 106 consequently no specific test can detect it. It is relatively benign. But US blood banks have noted that the combination of a liver function test and a test for the core ( not the surface) antigen of Hepatitis B distinguishes perhaps a third blood donations which would convey non-A, non-B ' Hepatitis ' and allows them to be excluded. Exclusion is far from complete , and besides, some 2% of 'innocent' donations may also be excluded . "Nevertheless, US blood banks are evidently about to adopt this pair of tests and shoulder the expense. Here , it is intended instead to enquire into the number of relevant donations and the characteristics of the donor, before taking any further step." So now no doubt you may wish to consider and hear submissions on the characterisation of non-A, non-B hepatitis that we see in this document in particular, the suggestion that it's relatively benign and how that falls to be considered alongside all of the other evidence the Inquiry has heard about non-A, non-B hepatitis. The final sentence I've highlighted here picks up the view that further research needed to be undertaken before any decisions could be made about the introduction of surrogate screening. So that's 107 January 1987. In March 1987, on 3 March of that year, a meeting of SNBTS directors took place. It was attended by Dr Forrester. The minutes of that meeting record that the directors , following a discussion, decided to recommend to the SHHD that non-A, non-B surrogate screening should be introduced in Scotland . I won't go to the minutes today but what they record is the following recommendation: "To recommend to the SHHD that surrogate testing for [ non-A, non-B ] should be implemented with effect from 1 April 1988 as a national development requiring strictly new funding." That was a meeting attended by Dr Forrester. Dr McIntyre picked up on this recommendation in a minute to departmental colleagues on 6 April 1987. I won't go to the document but he summarises the background. Dr McIntyre wrote that in the USA : "... largely one suspects because of the fear of litigation, there has been a great deal of pressure to introduce this indirect screening for ' Non-A, Non-B Hepatitis ' ... we understand this is likely to happen soon. A similar situation is said to exist in Germany." He added that the directors of the SNBTS were 108 " unanimous " and that they were " pressing fairly strongly " that this screening should be instituted in Scotland , while adding that the directors were : "... perfectly aware that it would be costly and could not abolish transmission completely, they could then claim to have taken all steps open to them to reduce transmission. Before embarking on such an expensive programme it would seem logical to participate in the proposed research [that was discussed elsewhere in the document] and to delay any further action until the results of this were known." What we see around this time, and later into 1987 is some uncertainty around Scottish participation in a proposed UK study of non-A, non-B hepatitis. As well as a concern in the Department that the SNBTS directors might simply begin surrogate screening without direct SHHD authorisation. We move into 1988. By this point little progress seems to have been made on the introduction of surrogate screening, or on decisions about the introduction of surrogate screening. Despite some of those departmental fears, SNBTS directors did not in fact introduce screening unilaterally. By the time that we get to a 12 April 1988 meeting of SNBTS directors, attended by Dr Forrester, there was 21 September 2022 109 a suggestion that directors were already undertaking their own research on this issue leaving open the possibility that they might introduce surrogate screening in the future , and the minutes include the following, and this passage is particularly relevant to the relationship between decisions in Scotland and decisions in the rest of the UK : " ... it was confirmed that it had been agreed not to introduce ALT testing in Scotland until it had become UK policy , but Directors wish ed to reserve their position on this matter in the light of reports at the commencement of ALT testing in at least one [ England and Wales ] RTC." Now , by the time we get to later in 198 8, the question of whether to introduce surrogate screening for non-A, non-B hepatitis in Scotland became interlinked with and was eventually overtaken by developments related to the discovery of the hepatitis C virus, and I'm going to turn to that issue now. That was a fairly quick move through, sir, the evidence that we have relating to non-A, non-B hepatitis. There is, as ever, more detail contained in the written note. Now hepatitis C screening. The chronology and our understanding of this 110 section might conveniently be thought of to begin with the announcement in May 1988 that the Chiron Corporation in the USA had discovered the non-A, non-B hepatitis virus , which of course became known as hepatitis C . It appears that departmental officials became aware of this discovery by at least June 1988 through their attendance at meetings of SNBTS directors. Soon thereafter an important development in this chronology is the creation around late 1988 and early 1989 of two Advisory Committees which worked at UK level: the Advisory Committee on the Virological Safety of Blood, ACVSB, and the Advisory Committee on Transfusion Transmitted Diseases, ACTTD. Both of those committees played an important role in considering the introduction of hepatitis C screening. The written note makes brief reference to their creation . Their deliberat ions have been considered previously by the Inquiry. I'm only going to refer very briefly to the outcome of some of their meetings . A point to note for our purpose is that departmental officials attended meetings of the ACVSB as observers. It was usually Dr McIntyre who attended those meetings in this period. Officials don't seem to have attended meetings of the ACTTD. 111 Now , as hepatitis C screening was considered by officials in the Department from early 1989 , one of the issues that emerges is the relationship between a decision to be taken in Scotland on both the principle and timing of the introduction of screening, and decisions taken elsewhere in the UK. What we see in the documents from 1989 are a number of references to a UK-wide approach to the introduction of screening. One example of that sort of reference is in an August 1989 letter from Dr McIntyre to Professor Cash, which made reference to the work of the ACVSB, and in which Dr McIntyre wrote: "If it is considered desirable to introduce a further routine screening test for blood donors [ie, the screening test] I understand that this will be done simultaneously throughout the UK -- as was done in the case of the current HIV test." I note that at this stage, that policy decision, if it can be described in that way, didn't yet seem to have been put to ministers in the Scottish Office. I can turn to what seems to be the first time that officials bring this issue to the attention of ministers in the Scottish Office, in the summer o f 1989. It's the document at PRSE0000558 . Now , this is a minute prepared by Mr Tucker , who 112 replaced Mr Macniven as Assistant Secretary in the HHD, directed to Mr Forsyth , the Private Secretary to Mr Forsyth. We can see what's prompted this document in the first paragraph. "This note is to advise the Minister about an article in today's Guardian [attached is a copy] ... which seems likely to prompt other media enquiries." I note at this stage in parentheses, earlier on this morning we looked at Mr Murray's description of some of the factors or circumstances which might lead to ministers being updated or informed of developments , he included media interest or media articles , and this seems to be an example of that happening. Now, Mr Tucker set out the background to this issue in the first few paragraphs. I'm not going to go through all of that now. I'm going to pick up in paragraph 4 his description of the effect of infection with hepatitis C. "Only a minority of those infected with HP C [ie hepatitis C ] display any symptoms either in the short or long term ... " It suggests that the way this point had been described in The Guardian article was unnecessarily alarmist. Over the page, there's reference to the work of 21 September 2022 113 the ACVSB. In paragraph 7 Mr Tucker wrote that: "The accuracy of the test for hepatitis C has not been fully established ... " Describes further work which was considered to be essential to be undertaken . And then finally, the line to take. "If asked to comment it is suggested that the Minister uses the following: "(a) Donors should not be deterred from giving blood." It highlights entry (d): "The prevalence of HP C in the population in this country has not been established, nor has the role of blood in its transmission." Finally: "This is a UK issue and D of H [Department of Health] will be taking the lead but SHHD and SNBTS will be represented in any meeting and the Minister will be consulted before any decisions are taken." Now , over subsequent months the introduction of hepatitis C screening was considered at meetings of those two committees I mentioned earlier, ACVSB and ACTTD . The Department was kept informed of their deliberations , in particular from Dr McIntyre's attendance that the ACVSB meetings. 114 I've highlight ed one of those meetings , it's referred to in the note , on 1 7 January 1990 when the minutes of the ACVSB record a general consensus that routine testing should not be introduced in advance of an FDA decision on whether to licence this particular hepatitis C screening test. It was suggested that scientifically not enough is known yet about the screening test to justify its introduction. One more document involving ministers from around this time , SCGV0000230_145. Now , this is from 1 February 1990. It's a minute to the Private Secretary to Mr Forsyth, copied to the Secretary of State . As will be apparent from the title it is primarily concerned with a different issue which we'll co me back to later. If you go over -- sorry , not over the page, to the bottom of this page, please. There's discussion of challenges from a budgetary perspective facing the Department and , in that context, brief reference to the possible introduction of hepatitis C screening : " All budgets are likely to be very tight next year ..." The CSA budget was described as : "... likely to come under severe pressure from a number of sources which were not foreseen at the time 115 of framing bids for [ the budget ]. ( Eg the prospect of a two year settlement for pay of ambulance staff and the introduction of routine blood testing for Hepatitis C which is expected to become unavoidable following expert advice that such testing should be introduced in order to prevent the risk of future claims against the Government similar to those now pending in respect of haemophiliacs with HIV.)" So that's February 1990. I'm going to move forward to mid-1990 , when officials in the Department became aware that the FDA had approved hepatitis C testing, had granted a licence for a screening test . In response to that, a meeting of the ACVSB was brought forward. We can get some insight into Dr McIntyre's view of that development in this document . It's PRSE0003099. So this is a 6 June 1990 minute from Dr McIntyre to Dr Young, copied to colleagues in the Department, including Mr Tucker , headed "Hepatitis C Testing". If we zoom in on the first half of the page, Dr McIntyre reported: "Things are moving very fast on the Hepatitis C front. The FDA have now approved the Hepatitis C antibody test. Until this approval was given in the country in which the test originate d the Advisory 116 Committee on the Virological Safety of Blood was reluctant to recommend its introduction in the United Kingdom. It was agreed at the last meeting that there should be a study to investigate the significance of positive finding using the ELISA Hepatitis C antibody screening tests followed up with an extended study of RIBA and PCR techniques." We then can see the paragraph towards the bottom of th is current view: "I am in little doubt that for a variety of reasons, many of them non-scientific, it will be decided that there is no alternative but to recommend the introduction of the test." If we go down to the bottom of this page, Mr Tucker -- sorry, not Mr Tucker, Dr McIntyre wrote: "As you will remember one of the problems in the litigation in relation to HIV infection of haemophiliacs is whether or not the HIV testing was introduced as early as was possible. Although Hepatitis C is not such a fatal condition as HIV infection litigation would be possible if a patient was subsequently to determine that he had been transfused with Hepatitis C positive blood -- or blood which had not been tested for Hepatitis C antibodies. It is of course well known that there are many patients who suffer from Hepatitis C who 21 September 2022 117 never have blood transfusions. The whole issue is something of a minefield." Now, the ACVSB meeting which was brought forward in response to the FDA announcement took place on 2 July 1990. It was attended by Dr McIntyre. As will be familiar to the Inquiry, it was recommended, or rather it was agreed at that meeting to recommend hepatitis C screening to ministers after a pilot study to determine whether one of two tests, the Ortho or the Abbott test, was most suitable for use in Regional Transfusion Centres , and the estimated time scale for study was around four months . That's July 1990. If we move forward to November 1990, Dr McIntyre attends another meeting of the ACVSB. He prepares a note of the meeting and circulates it to colleagues in the Department. In that note there's some discussion of possible start dates for hepatitis C screening. Dr McIntyre's note of the meeting recorded that some attendees wanted testing to start forth with, while the Chair of the Committee was said to have suggested that 1 April 1991 might be more realistic. Dr McIntyre also suggested that the Department should wait to receive a draft submission being prepared by the Department of Health. So we see in that November 1990 note, reference to a possible start date, 118 1 April 1991. Now , the DoH submission was finalised and put to ministers in England and Wales on 21 December 1990 . It was copied to the SHHD. That submission recommended the introduction of hepatitis C screening. It recorded that other UK Health Ministers were being asked to approve the introduction of screening in their transfusion services. So that's December 1990 . As we'll see, and this is to jump ahead, the submission which went to ministers in Scotland on this particular issue, and addressing it directly, didn't go in until Ju ly 1991. So December 1990 the DoH submission is made. The departmental officials in Scotland had become aware of it by January 1991. They also became aware that ministers in the Department of Health had given their approval to the introduction of hepatitis C screening. Officials in Scotland then began considering a submission to their own ministers. As I've said, that submission was not eventually -- was not put in until July 1991. What we see over the months between January 1991 and July 1991 is what appears to be an awareness amongst officials in the Department of the start date, the proposed start date , for routine screening of hepatitis C being pushed back. 119 It seems that around late February 1991, following an ACVSB meeting, officials in the Department came to understand that the likely start date for screening was being pushed back from 1 April to 1 July 1991. It appears that by late March, they became aware of a suggestion that that 1 July date might be pushed back again. We can see an example of that in a letter from Professor Cash , which is at PRSE0003692 , dated 27 March 1991. It's a letter from Professor Cash to Mr McIntosh , who I understand was a general manager of the SNBTS at the time. If we go over the page we can see the letter was copied to Dr McIntyre in the Department. Professor Cash wrote, and if we can go back to page 1 , please: "You will want to know that our NBTS colleagues are struggling , on a number of accounts , to meet the 1st July deadline , as previously discussed and I thought agreed. We believe the fundamental problem is one of financial resourc ing . " At a meeting of the UK BTS Advisory Committee on Transfusion Transmitted Diseases in Manchester [the previous Monday ], the following was agreed: " (a) Harold Gunson would advise DoH that the 1st July start date should be delayed until such time as 120 an evaluation of the new generation of HCV screening tests had been complete d . If this is accepted it could push a start date to September." So me more material , I know, sir, related to these developments and the introduction of new second generation screening tests will have been considered by the Inquiry previously. We can see here the officials in the HHD becoming aware -- being made aware of these developments. I'm also going to try to decipher , in the top right-hand corner , a manuscript note, which seems to be between two officials in the HHD. I believe it ' s from Mr Panton to Mr Hogg, dated 2 April 1991. "This is worrying. [ Please ] speak to DoH. We can't go to the Minister until we know the start date" . Now , a number of other documents which are summarised in the written note suggest that officials in the Department continue to monitor the position in the Department of Health and developments in the ACVSB over subsequent months. It became apparent that the start date was in fact pushed back to 1 September 1991. Now , the extent to which officials in the Department considered proposing an earlier start date to Scottish ministers is unclear from the available documents. We have some evidence, some of which I've just pointed to, of officials becoming aware of 21 September 2022 121 proposals and an agreement to push the start date back. What we don't seem to have clearly from the documents is the extent of any thinking about whether officials should go to ministers in Scotland to say , " The start dates have been pushed back, would you like to make a decision about whether to introduce screening earlier in Scotland than the rest of the UK? " We , in fact , have couple of documents from July 1991 which suggest that Dr McIntyre thought it might be possible that the start date would be pushed back further from September 1991. We can see that in a letter that Dr McIntyre wrote to Dr Metters to his , I believe , DCMO in the Department of Health. The letter was prompted by an article that had been published in the British Medical Journal about sexual transmission of hepatitis C . Dr McIntyre explained in the letter that he thought that might lead to difficulties around counselling of patients who tested positive for hepatitis C, enquired whether that might have an effect on the September start date and whether it might be pushed back . I'm going to look at Dr Metters' response to that letter. It's at PRSE0001103 , so 11 July 1991, from Dr Metters to Dr McIntyre. I only need to summarise very briefly the contents 122 of the letter in essence towards the bottom of the page. Dr Metters says that it was thought unlikely that this recent article that had been published would have an impact on the September 1991 start date . But if we go up the page to the manuscript notes which seem to be between officials in the Department, it says: "We can now proceed with the Hep C submission . We must get it up this week before Recess." So it appears to suggest a belief that it was necessary to get an answer to Dr McIntyre's letter before finalising and putting a submission to ministers in Scotland. Now , that submission was finalised and put to Mr Forsyth , as he then was , on 24 July 1991. I'm not going to go to it . It was considered in Lord Forsyth 's evidence . The URN for those who would wish to have it to hand is PRSE0004608. That submission recommended that hepatitis C testing of blood donations be introduced in Scotland from 1 September 1991, after setting out some of the arguments for and against screening. Lord Forsyth accepted that recommendation, asked that a press release be prepared to announce it. That press release was issued by the Scottish Office on 123 2 September 1991 to announce the introduction of hepatitis C screening in Scotland. Now , again , sir, I've move d fairly quickly through that material. As ever , there's more in the written note. That all I inten d to say for the moment about the introduction of hepatitis C screening in Scotland. The next topic which comes up for those following using the written note is prisons. It's a very short section . There's not a great deal in there. I'm going to suggest that those who are interested in reading more about that topic look at the written note and I'm going to move to a final set of issues/topic for today : compensation, litigation, and financial support. Now , I can pick up the chronology on these issues in early 1987, when the Department became aware of calls for the Government to compensate haemophilia patients who had been infected with HIV blood products. The documents suggest that at this stage, early 1987, officials in the Department were emphasising the importance of following , at the very least having regard to the DHSS position , following it closely. I'm going to go to a document which shows how officials put this issue to ministers in early 1987. It's SCGV0000229_232. Sorry, sir, if I could just have one moment to get 124 the document in my notes. (Pause) Sir, we can see the document is date d 9 February 1987. It is addressed from Mr Lugton to the Minister of State. At this time that Minister was Lord Glenarthur. The minute describes correspondence which had been received as part of a campaign to obtain compensation for haemophiliacs infected with the AIDS virus via contaminate d Factor VIII. I n paragraph 2 I pick up the way in which that infection is described : from supplies which were unwittingly provided be for e treatment was introduced to minimise the risk of Factor VIII containing the AIDS virus. Mr Lugton goes on to explain the reasons behind the Government position at the time , which was not to accept calls for such compensation. We can see that at the end of paragraph 3 where he says: "Before compensation to haemophiliacs could be seriously considered , therefore, it would have to be clearly established that they were a unique group who could be clearly distinguished from any other victims of drug mishaps or other medical accidents." It made some reference to a Pearson report of 1978 on no-fault compensation , and at paragraph 6 it says: 21 September 2022 125 "Against this background , we consider that the Minister's replies should not hold out any hope of a change of the Government's policy on this matter ... " It also makes reference to responses which had been sent by Lady Trumpington in the Department of Health. Now , the written note describe s Lord Glenarthur's response to this minute in which he asks for some changes to be made to the draft replies which had been prepared to these letters while , it seems , not challenging the substantive policy decision which was to refuse calls for compensation . I'm going to move forward to autumn 1987 , by which time Lord Forsyth had re place d Lord Glenarthur as the Minister in the Department with responsibility for Health. What we see in the documents is the SHHD position being maintained, refusing calls for compensation with officials in the Department monitoring developments at the DHSS . As will be familiar to the Inquiry, the position changed, at least to some extent, in November 198 7 , when there was no acceptance that compensation was appropriate, but a UK Government decision was taken to make an ex gratia payment to haemophilia patients and 126 their families who had been infected with HIV. Now, that decision was considered at a meeting of the Subcommittee on AIDS of the Home and Social Affairs Committee, H(A) Committee , on 10 November 1987, worth noting that that was a meeting and a committee attended by Malcolm Rifkind , who was at that time Secretary of State for Scotland. So Mr Rifkind , as Secretary of State for Scotland, was involved in the discussions and the decision-making process that led to the announcement of the ex gratia payment in November 1987. The documents suggest that in early 1988, the course of 1988, after this announcement was made, officials in the Department had relatively little involvement in the setting up of the Macfarlane Trust which was to administer this ex gratia payment. That's 1988. We're going to jump forward again to November 1989, the reasons I'm jumping forward will I hope become apparent. In November 1989, Kenneth Clarke, the Minister in England and Wales, announced that an additional ex gratia payment to the Macfarlane Trust would be made. Part of the reason for jumping forward in the way that I did is that decision seems to have been taken without any consultation or discussions with officials in the Scottish Office so , 127 effectively, November 1989, Scottish Office officials and ministers learn that this decision had been taken. There then followed discussion within the HHD and with the Department of Health about whether the Scottish Office should be required to contribute to the funding of this additional payment, particularly given that the Department hadn't been consulted at all , before the decision was taken and announced , if it should be asked to contribute, how much of the funding should it be asked to provide . It was eventually agreed that the Scottish Office should contribute , and that it should do so on the basis of the proportion of haemophilia patients infected with HIV from blood products who lived in Scotland. Now , that agreement to contribute to this funding was obtained by officials in the Department from Lord Forsyth in early February 1990, following a submission which was put to the minister setting out the background to the announcement, setting out the discussions which had followed it about the Scottish Office's contribution or potential contribution to the funding, and we can see that Lord Forsyth accepted that the Department should contribute to this additional payment. I'm moving o n now, sir, to the HIV Litigation. 128 Moving back slightly in time from November 1989 , when the additional ex gratia payment was announced , to 1988, and the documents show that claims in the HIV Litigation began to be lodged in the Scottish courts against Scottish health boards, the SNBTS, and the Secretary of State for Scotland. Now , those three individuals and bodies referred to in the Scottish litigation generally as defenders. What we can see in the document summarised in the notes, during the course of 1988, representatives from those different defenders, so the Secretary of State, the Health Boards, the SNBTS, met to discuss their responses to the claims. The documents suggest that at this time they shared the view that the actions should be defended. In early 1989 the Health Minister in the Department, Lord Forsyth, asked for an update on the litigation in light of a newspaper report. And I'll go to that document in which he was provided the update now. It's SCGV0000229_052. Sir, this is advice provided by Mr MacNiven to Mr Forsyth. We can see that the article was prompted by -- sorry , the advice was prompted by an article in the Daily Record , January of that year, that said, "You gave us AIDS". In response to it , the Minister made 21 September 2022 129 a request for advice. Mr MacNiven begins by summarising the background and the nature of the claims. If we go down, we can see that in paragraph 5 . Paragraph 6 , the number of claims to date is outlined . Then in paragraph 7 , at the bottom, Mr MacNiven noted that the Department was working with the Solicitor's Office to prepare defences on behalf of the Secretary of State for keeping in touch with the other defenders in the action. Then over the page: "Should the Minister be asked to comment on any of these cases I would advise him to point to the £10m ex gratia payment ( which was evidence of the Government's concern and sympathy for the plight of the haemophiliacs infect ed with HIV ) and to say that the cases alleging negligence are a matter for the courts to decide . " In other words , reflecting the UK Government position that compensation was not to be paid in response to these claims. Now , as we've seen in late 1989, the additional payment to the Macfarlane Trust was announced without any consultation with the Scottish Office , and then during the course of 1990 , the following year, officials continued to monitor the Department of Health's position 130 on the HIV Litigation, particularly in light of their experience with the announcement of the additional payment to the Macfarlane Trust, to try to understand the position of the Department of Health and the possibility that any further payment might be made. Now , there is some suggestion in the documents that in early December 1990, the Scottish Office came to believe that there was some possibility that a payment might be made to settle the litigation. That's a brief handwritten reference in some of the Scottish Office SHHD documents we have rather than anything formal from the Department of Health to the Scottish Office. Then on 11 December 1990, the Prime Minister announced, in response to a Parliamentary question, that the Government had agreed in principle to settle the HIV Litigation . Now , similarly with the announcement of the additional payments to the Macfarlane Trust, the Scottish Office does not seem to have had any involvement in the negotiations leading to this announcement. The documents indicate that this resulted in difficulties for the Department's attempts to settle the Scottish claims. As well as Scottish Office officials expressing their concern to other UK Government officials, the 131 documents show solicitors acting for the litigants in Scotland expressing their dismay at being excluded from the negotiations leading to this announcement . What became clear was that negotiations had been taking place in England and Wales between the lawyers, the litigants there, and the Department's representatives. The parties of the lawyers in Scotland , as well as the officials , had been excluded from those negotiations. We can see that dismay being expressed in a letter from Mr Tyler , who worked at Balfour and Manson solicitors , and who was also chair of the Scottish Haemophilia HIV Litigation Group. That was an association of Scottish firms representing individuals in Scotland who were involved in the litigation. One point to note, my understand ing here is that the procedural rules that applied in Scotland at th is time didn't allow for a group litigation claim , as was the case in England. Instead, you had a number of different claims but which were coordinated through this association of which Mr Tyler was the chair. Now , from December 1990 , after this announcement, officials in the Scottish Office, both in the Department and in other department s, like those in the Scottish Legal Office, worked on preparing and negotiating settlement terms for the Scottish claims. That involved 132 a number of challenges, and this is a trite point for which I apologise, but Scotland having a separate legal system, it was not simply the case that the terms could be proposed, agreed in England and Wales , and be transposed to Scotland. Work had to be undertaken in Scotland to make any potential settlement work there. One of the key issues that became apparent in the months that followed, so from December 1990 , in the first few months of 1991, was that additional time was going to be necessary for this process to take place and , in particular, for the lawyers representing the Scottish litigants to be able to investigate their clients' claims. Issues related to funding for lawyers, the availab ility of Legal Aid and other funding, meant the re had been relatively little investigation of the facts underlying the claims. This was a point considered internally by Scottish Office officials, discussed with lawyers representing Scottish litigants. It became apparent that it was going to be necessary for the Scottish lawyers to have some additional time to those in England and Wales to investigate and consider their claims. Now , this issue was addressed in a minute from Mr Tucker to Mr Forsyth and the Secretary of State who 21 September 2022 133 at the time was Ian Lang . That minute came about following a suggestion from Mr Forsyth that the Department should try to move speedily towards a settlement in Scotland. Mr Tucker described some of the factors I've just outlined, and suggested that additional time be given for litigants in Scotland to consider the possibility of settlement. Now , in order for that to be possible, it was suggested that ministers and , in fact , the Secretary of State for Scotland get in touch with his counterpart in England and Wales in order to ask for additional time for litigants in Scotland. We can go just briefly to a couple of documents before the break on this issue . The first is DHSE0003660_009. This is a letter dated 17 January 1991. It's from the Secretary of State for Scotland, Mr Lang, to William Waldegrave , the Secretary of State for Health. If we go down, we'll see in the first paragraph the letter describes some of the back ground to the recent agreement in principle that had been reached in England and Wales to settle the litigation . Then , on to the next paragraph, the letter sets out that there are separate Scottish legal actions for compensation that hadn't progressed as far as the 134 English claims , that the Scottish lawyers concerned were not represented on the Steering Committee and had not been party to the preparation of the proposals nor involved in the discussions which had taken place with the Steering Committee : " This ha s placed the Scottish Office in a difficult position since all the discussions on the details of the settlement have been in relation to the English plaintiffs and there have already been representations made to me by the Scottish lawyers that they were not consult before the offer was made public. They consider that they are not in a position to advise their clients on acceptance or otherwise until they know and can assess the contents of the offer and conditions of acceptance but also until they are fully investigated their clients' claims." That summarises some of the points I was just trying to make. If we move down to the bottom of this page, and on to the next one, we see that the letter sets out that the Scottish lawyers estimate that they would need some additional time , over the page, to carry out the further assessment of the acceptability of the proposals for the settlement. Mr Lang proposes that a reasonable further period be allowed to the lawyers in order for them to 135 consider the settlement offer. If we go just briefly to Mr Waldegrave's reply, which is at DHS C 0003660_010 , 30 January 1991. The letter records that a deadline of the acceptance of the offer made in England and Wales had not yet been set. Down the page, the Secretary of State , Mr Waldegrave , comments: "... I quite understand the difficulties you would face in trying to complete a settlement in Scotland in the same timescale [ as has had been proposed in England and Wales ] . I have no objection , therefore , to your proposal to set a reasonable period for Scottish litigants to be advised by their lawyers on a response to the offer." Then in the next paragraph: "While differences over timing are manageable, I think that the terms to of the settlement must be the same for all to avoid reopening the whole issue." Then the bottom of this paragraph , the final sentence: "I hope, therefore, you will accept that the size and categories of payment on offer must be com m on to all litigants wherever they have pursued their action." So an emphasis on the need for the nature of the settlement s in Scotland and England and Wales to match, 136 even if some additional time might be needed in Scotland as a result of the way that the compromise announcement was made. Sir, I note the time. I have a few -- a number of further documents and issues to highlight in relation to litigation, including one I prefaced right at the beginning of today , this morning, the question of the waiver which applied in Scotland as against the waive r which applied in England and Wales. I wonder if it might be a convenient moment . ANSWER: Well , let's take a break then until 3.45 . 3.45. (3.14 pm) (A short break) (3.45 pm)
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QUESTION: Sir, I'm going to continue with documents relating to the HIV Litigation in Scotland and I'm going to pick matters up shortly after the correspondence we looked at before the break, a minute dated 8 February 1991 from Mr Tucker to the Private Secretary to the Secretary of State. The reference is SCGV0000232_110. Now , we can see in paragraph 1 of this document that Mr Tucker made reference to the correspondence we 21 September 2022 137 looked at a little bit earlier. In paragraph 2, I just want to pick up a few points in the first part of this paragraph. Mr Tucker wrote: "The Secretary of State for Health seeks assurance however that the terms of settlement in relation to the size and categories of payments must be com m on to all litigants and we can readily give this assurance." So making the point that the size, the category of payment for litigants in Scotland should be the same as that in England and Wales . "On the matter of informal soundings, Solicitor's Office has already shown a draft settlement adjusted to reflect the Scottish legal situation to the solicitors representing the main group of Scottish litigants. But the main difficulty to a speedy conclusion of the consideration of the offer, and consequently the reason for a more protracted timescale in Scotland, lies in the investigative work which Scottish solicitors require to undertake if they are to be in a position to give advice to their clients as to the merits of settlement. In the vast majority of cases Scottish solicitors are unable to undertake that work until legal aid has been granted." Then some more detail on how that problem might be overcome, concluding with a recommendation at the bottom 138 of this paragraph that an additional three months be offered to litigants in Scotland. So we can see there officials agreeing that effectively the settlement, at least in terms of size and categories of payment , should be the same in Scotland as in England and Wales, r eferring to some of the reasons that I out lined earlier for why more time might be needed in Scotland, and also referring to draft settlement terms having been shown by Scottish Office solicitors and lawyers involved to those representing litigants in Scotland , so that's February 1991. Over the months that follow , and I'm going to start by going up to May 1991, there are a series of letters, meetings going back and forth between officials in the Scottish Office and officials in the Department of Health, and also lawyers representing Scottish litigants , on the terms of settlement in Scotland , negotiations over their terms and liaising between the two departments about what the settlement terms sh ould look like and how they should be framed exactly in their detail . In the addendum notes that the Inquiry is going to provide to Core Participants as quickly as we can, we are going to attempt to trace the back and forth of some of that correspondence over the months with an eye , in 139 particular , to developments which relate to the question of a waiver for those who agreed to the settlement terms. This waiver issue related to an undertaking that litigants were asked to give . In order to get the benefit of the settlement, the undertaking was to effectively give up the right to bring a further claim against the different defendant s or defenders to these actions arising from infection with blood products, Factor VIII and Factor IX . Now, the particular issue that we're concerned with was whether that undertaking was supposed to or was intended to and did waive litigants' rights to future claims concerning only infection with HIV or also infection with hepatitis. Now , the detail of the correspondence and the draft s of terms and drafts of declaration of trust for the Macfarlane Trust No 2 that's eventually declared is going to come in the note. For the purposes of today , I can pick up the chronology on 3 May 1991 with a declaration of trust for the Macfarlane (Special Payments) (No 2) Trust. That is at MACF0000083_004. We have a date at the top, 3 May 1991 : " Declaration of Trust Constituting 140 " The Macfarlane (Special Payments) (No 2) Trust " Now , this is the document which reflects compromise reached in England and Wales for the HIV Litigation. At the time that this trust deed was executed, negotiations over the Scottish settlement were still ongoing and some of the contents of this document reflect that. Before I go to the parts of it that relate to Scotland , I just want to pick up on page 22, please . This was the undertaking to be given by litigants in England and Wales. We don't need to go through all of the technical detail. What we can see is that what this undertaking required is to undertake that : " ... I will not at any time hereafter bring any proceedings against the Department of Health , the Welsh Office [ various other defendants] or any other Government body [and this is towards the bottom of this passage] involving any allegations concerning the spread of the human immuno - deficiency virus or hepatitis viruses through Factor VIII or Factor IX ( whether cryoprecipitate or concentrate ) administered before 13th December 1990." So an undertaking that appears to cover both future claims relating to HIV and hepatitis viruses. If we go, please, first to page 24. We don't need 21 September 2022 141 to go to the detail of these pages but this is a schedule 3 , which modifies some of the provisions of the trust deeds so that they can apply to the settlements. In Scotland they cover a number of particular issues. If we could go to page 27, schedule 4 , an undertaking to be given -- ANSWER: Just go back for a moment to schedule 3, please.
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QUESTION: Of course. Back to page 24, please. ANSWER: Thank you. Thank you .
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QUESTION: And if we go back to page 27, please, Lawrence, schedule 4 . Here we have the undertaking to be given by a qualifying person in Scotland to receive payment from this Trust. The second half of the page, please. I won't go through all the detail but I'm going to pick out few references. Paragraph 1: "I hereby discharge the said Secretary of State [the Secretary of State for Scotland] and all other Ministers [ different defenders] ... from any liability they may have in respect of the infection of [ X person ] with human immunodeficiency virus or hepatitis virus es, 142 alleging arising out of treatments before 13th December 1990 with Factor VIII or Factor IX ..." This document continues over the page with references made at various points to both HIV and hepatitis , for example we can see that in paragraph 4. "I undertake not to bring any proceedings against the Crown or any health service body now or at any time in the future in respect of infection ... by [ HIV ] or hepatitis viruses." So what we appear to have here is it being envisaged that in Scotland, as in England and Wales, there will be an undertaking to waive the right to bring future claims and that waiver will cover both hepatitis and HIV. ANSWER: Just one question about it.
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QUESTION: Yes . ANSWER: The waiver, so far as it related to England and Northern Ireland, et cetera, was a waiver which in terms, as I read it on the screen, that the proceedings were not related to the spread of or spreading of HIV or hepatitis viruses. This is rather different because it doesn't mention the words "spread" or "spreading "; it does means the infection of somebody , which I think the first part of the first waiver doesn't. Am I right in that distinction? 143
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QUESTION: Sir, you're right that on their face those two different versions of this waiver ... ANSWER: Yes, so you say this waiver, there are two different waivers. They may come to the same effect but the one is in respect of the spreading of , any allegation about the spread of, which is peculiarly vague, and -- or might be thought to be -- and this one, which is much more specific to the individual, which is the infection , presumably of the individual, that's the blank, by HIV or hepatitis. Does anything turn upon that distinction or do you want time to consider that?
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QUESTION: Time to consider it, sir . ANSWER: Thank you .
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QUESTION: That sounds to me like one of the issues which should and could sensibly be addressed in the addendum notes that we are intending to disclose . Looking at those differences in the wording of these waivers, the extent to which their legal effect changed as a result of that different wording, " spread " versus " infection " , as a part of trying to disentangle the nature of the infection that they covered. ANSWER: Can you help at all , this waiver -- can we just go back to the start of this waiver. Thank you. "A qualifying person" it relates to. The 144 undertaking so far as the English and Northern Irish and Welsh claimants were concerned was -- it excluded those under a disability. In other words , it excluded children from the waiver , so it wasn't a question of the waiver being a contract, or a min o r ' s contract , which was given validity by the judge's approval. That issue never arose , presumably. But I don't know. You can tell me. Or you may want to time to --
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QUESTION: I think that will be another one to address in the notes, sir . ANSWER: In due course, very well .
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QUESTION: In due course. It's certainly the case that we can see in the documents referred to in the current presentation note that we have, that the Scottish lawyers who were involved in trying to reach agreement on settlement terms in Scotland were alive to differences between England and Wales and Scotland on issues like minors, under 18s, and how these settlements might apply to them. ANSWER: Yes, well, I would expect -- I expect that to be the case, but I'm just curious about the position of those in England and Wales, as it happens, who were under a disability , that is not legally capable of giving con s ent to a waiver, not legally capable of making a contract , at least in the minor's case , without 21 September 2022 145 an approval if the contract was thought to be for their benefit. But I'm summarising the provisions of the Act , but that I think would be the position in England and Wales. And presumably Northern Ireland as well .
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QUESTION: Sir, we'll seek to bottom out some of those differences that I've described and that you've alighted on. For today's purposes, we can turn next to the formal offer that was made by the Scottish Office to solicitors representing litigants in Scotland to settle the litigation, which took place nearly two months, six, seven weeks after this document of 24 June 1991. Can we please go first to DHSC0003635_065. So a document dated 24 June 1991, addressed to Balfour and Manson. It comes from Richard Henderson, from the Scottish Solicitor's Office. If we look at the second paragraph, Mr Henderson wrote: "I am authorised on behalf of the Secretary of State to offer formally to you terms of settlement for individual claims at the instance of pursuers listed in Annex A to this letter and for the settlement of claims for damages against the Secretary of State on behalf of those claimants listed in Annex B. The terms of settlement are set out in the document labelled Anne x C 146 attached with this letter. "I also attach a copy of the Macfarlane (Special Payments) (No 2) Trust dated 3 May 1991 [ the document we just looked at] together with a copy of revised draft Schedule 4 to the Deed of Trust. Arrangements are being made to vary the terms of the Deed of Trust to facilitate payments in terms [ I think that should say ' in terms '] ... of settlement . This will entail substitution of Schedule 4 and also Schedule 3 ( Form of Undertaking ) . The appropriate Form of Undertaking is set out in Schedule 1 to the terms of settlement. I understand that you will arrange for the offers to be communicated to the individual pursuers and claimants through their appropriate legal advisers." Just over the page, the first paragraph there, Mr Henderson writes: "Upon receipt of that pro forma letter and schedule, we will issue the appropriate certificate to the Macfarlane Trust . " So outlining the procedure for claims to be settled. "We understand that thereafter the Trust should be in a position to release payments to individual claimants." Now, the detailed terms of settlement with the 147 proposed substituted undertakings which accompanied this letter, we understand to be the document at BNOR0000329. Now , we can see in the top right-hand corner , annex C, which was the same annex letter referred to in that cover letter we just looked at, the title of this document : "Detailed Terms of Settlement of HIV / Haemophilia Claims in Scotland" Now , we don't need to go through all of the terms that are offered in this document. If we could please go through to page 11, we have an undertaking which , as we'll see , is different to the undertaking contained in the 3 May 1991 declaration of trust. The title : "Undertaking to be given by a qualifying person to receive payment from the Macfarlane Trust" If we go down to the bottom half of the page: "I hereby discharge the said Secretary of State [ Secretary of State for Scotland ] and all other Ministers of the Crown, Government departments and other bodies from any liability that they may have in respect of the infection of X person with immunodeficiency virus ... " No reference to hepatitis viruses : "... alleg edly arising out of treatment with Factor VIII or Factor IX , whether cryoprecipitate or 148 concentrate." The remainder of the undertaking sets out other forms of wording, discharging parties from agreeing to give up the right to bring future claims. Again, it seems relating only to HIV and not hepatitis viruses. S ir, we seem to see, in this document, a different undertaking and a waive r that's different in its scope addressing only HIV and not also hepatitis . I can then move on, please, to the variation to the deed of trust which took place in September 1991 . A minute ago , when we looked at the cover letter that was sent to Scottish litigants' representatives, it pointed to the fact that -- or suggested that it was going to be necessary to vary the deed of the Macfarlane Trust . And we can see that document at MACF0000083_003. So , 19 September 1991, deed of variation relating to the Macfarlane (Special Payments) (No 2) Trust . And over the page, following an introductory wording, at the bottom of this page, now this deed witnesses as follows: " Substitution of schedule 3 . For schedule 3 to the Trust Deed there shall be substituted the following ... " And if we go over the page, a different schedule 3 is proposed. For current purposes, going to focus on 21 September 2022 149 page 7, where there is substitution for schedule 4 , and this schedule 4 appears to be in the same terms as that which we just considered, in other words only containing a waive r for HIV , also containing a waiver for hepatitis. What that suggests is that waiver which applied in Scotland rather than England and Wales, applied only to future payments relating to HIV and not also to hepatitis. We are going to come back in the note that we're going to disclose to try and trace in a bit more detail how it was that came about, if indeed that's right , as well as addressing, sir, the points that you raised in our discussion earlier. Now , one of the issues that arose following the settlement of the main HIV Litigation claims in Scotland related to a category of claims which was termed "Category G". The written note sets out some detail o n this issue. It arose around September 1991, concerns Category G claims. Broadly put, these were claims for compensation by spouses, parents and children of HIV - infected haemophiliacs , who had not themselves been infected with HIV, but were at risk of doing so because of their close and regular contact with an infected haemophiliac. Now , those claims were restricted by certain 150 criteria because of differences in the way the litigation in England and Wales proceed ed and that in Scotland . Because of ways related to the settlement was being reached the restriction on eligibility for Category G claimants had the effect of ex cluding more claims in Scotland than England and Wales. This issue arose . It was considered by officials in the Scottish Office. There were discussions between those officials and representatives of the Department of Health. What appears to have happen ed is that the eligibility criteria in Scotland were changed. As a result, more claims became eligible, and this was at least an attempt to mitigate or reduce the disparity that seemed to have arisen for this category of claims between Scotland and England and Wales. There's some detail contained in the written note and I'm not going to address it any further today , sir. Now that concludes what I intended to cover today about the HIV Litigation. I'm going to finally address quite briefly compensation claims and decisions related to HIV infection through blood transfusion. Now , if we go back in time, we can see in the documents that around the time of the additional payment to the Macfarlane Trust in November 1989, consideration 151 was given within the HHD to the question of compensation or other payments for patients who ha d been infected with HIV through blood transfusions rather than treatment with factor concentrates. In early 1990 Lord Forsyth, who was the relevant minister at the time, was advised that the UK Government position was that compensation would not be paid to such individuals. So no doubt you'll recall Lord Forsyth gave oral evidence on this issue. He described, if I can paraphrase it, being unconvinced by some of the reasons that were put to him by officials for this position. Nonetheless, the overall policy position of the Home and Health Department remained in line with that of the wider UK Government , and the position was that no money would be paid to such patients. This issue arose again a little while later in early 1991 in the context of the HIV Litigation. The document suggested that around this time when the issue came up again, Lord Forsyth effectively reaffirmed the view that he'd expressed previously that the distinctions that were being sought to be made between haemophilia patients and transfusion patients didn't stack up. We can see a number of documents that are summarised in the written notes in which this particular 152 issue was discussed by departmental officials, discussed with lawyers in the Scottish Office, and that some of those discussions were prompted by correspondence which had been sent by campaigning groups to the Department of Health and responded to by Department of Health Ministers. The HHD became involved. There was some criticism we can see in the documents summarised in the notes of the distinction which was being maintained between haemophilia patients and transfusion patients. Nonetheless, the position continued to be that of the wider Government, which was no payments would be made. We can get an insight into Lord Forsyth's views from a contemporaneous document at SCGV0000234_198. Now , it's dated 2 May 1991. I haven't gone to the minute which preceded this document, but it was one which reaffirmed the Government position that no money was to be paid to individuals who'd been infected with HIV through blood transfusion , and it records this. It's from Mr Forsyth's private secretary: "Mr Forsyth has seen Mr Tucker's minute of 2 9 April 1991 and your minute of 1 May 1991 about whole blood transfusions. Mr Forsyth considers that this is an extremely serious matter and that the Government's position is indefensible. He has commented that we are in danger of losing a lot of goodwill carping over 21 September 2022 153 a small financial obligation. Our refusal to release information on records leaves us particularly vulnerable. Mr Forsyth hopes we might try to change the Government's line on this matter." Now , despite the view that was expressed there on behalf of Lord Forsyth, the Government position adopted by the Scottish Office was maintained for most of the rest of 1991. The position changed in December 1991 when the Secretary of State for Health in England and Wales recommended a change of policy to the Treasury that was accepted. Now , similarly to other examples we've considered today , that change of policy appears to have happen ed with little or no consultation between the UK Government's Secretary of State for Health and ministers and officials in Scotland. Despite that lack of consultation there was again a request for Scotland and the other departments in the UK to contribute some of the funding that would be required for this change of policy, and there are a number of documents in which officials and subsequently ministers address this question of how much -- whether and how much they should be expected to contribute to the payments to these individuals, despite the lack of consultation from 154 Central Government. These issues were set out in a minute, a submission from Mr Tucker to ministers in December 1991, which proposed that the Scottish Office should accept the change of policy and also that a financial contribution should come from the Scottish Office to these payments. That was accepted by ministers. Now, there was then over the next few months work to finalise and set up the scheme through which payments would be made to individuals who had been infected with HIV by blood transfusion or tissue transfer. In the last document I'm going to bring up today , I'm going to highlight how the document describes the scheme, which was agreed and set up, but also link back to the waiver issue we were discussing earlier. It's dated April 1992 and it's at SCGV0000239_024. Now , this is a minute dated 9 April 1992 from Mr Tucker to the chief executive of the NHS in Scotland, I believe it was Mr Cruickshank at the time, seeking his approval for the Scottish scheme for payments to HIV infected recipients of blood and tissue and we can see that from the first paragraph. The remainder of this document sets out the detail of the scheme, the background to it and I'm not going to 155 go into that detail now. I'm just going to pick up on page 2 , the section headed "Differences with English Scheme" , and then paragraph 9. "I should also draw to your attention the terms of Annex 1 to the Scheme which sets out the form of undertaking to be given by the applicant. Our form does not require an undertaking discharging the Secretary of State in respect of liability for infection of the applicant with hepatitis virus. In that respect it differs from the English form of undertaking. However again we consider ourselves to be bound by the terms of the haemophilia settlement which did not limit an applicant's rights in connection with hepatitis infection. We have had strong representation against extending the undertaking into this area. Our medical and legal advisers specifically support the exclusion of reference to hepatitis from the undertaking . " So again, difference in the nature of the waiver undertaking applicable in Scotland as with England and Wales, to be explored further in the note which will be prepared by the Inquiry team and disclosed as soon as we can. So that completes the material I intended to cover today. We've covered a large number of documents , a large number of documents. I hope it's been of 156 assistance in setting the framework and the structure of the detail which is contained in the written note, which has already been disclosed. ANSWER: Yes . Well , thank you very much indeed. Tomorrow?
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QUESTION: Sir, tomorrow we return with a witness who will be attending remotely, John Canavan, an official from the Department of Health. ANSWER: So John Canavan tomorrow at 10.00. 10.00. Thank you very much. (4.20 pm) (The hearing adjourned until 10.00 am the following day) 21 September 2022 157 I N D E X 1 Presentation by Counsel to the ............................. Inquiry about government decision-making and the response of government in Scotland 21 September 2022
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QUESTION: And you've held that position since 2006? ANSWER: Correct.
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QUESTION: But your involvement with the Irish Haemophilia Society dates back to the early 1980s? ANSWER: 1982.
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QUESTION: And you've been on the board since 1982 other than for a brief period in around 2003-04? ANSWER: Yes.
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QUESTION: You were chairman of the Irish Haemophilia Society between 1987 and 2003? ANSWER: Yes.
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QUESTION: Between 1994 and 2004 you were president of the World Federation of Haemophilia? ANSWER: Yes.
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QUESTION: And between 2011 and 2019 you were president of the European Haemophilia Consortium? ANSWER: Yes.
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QUESTION: You yourself have severe haemophilia B? ANSWER: Yes.
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QUESTION: And you're a medical laboratory scientist by background and training? ANSWER: Correct.
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QUESTION: And that's the capacity in which you worked until 1994? ANSWER: Correct.
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QUESTION: You've sat on multiple committees and boards relating to haemophilia including, for a period of time, the Irish Blood Transfusion Service board? ANSWER: I still sit on that board, in fact.
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QUESTION: You've set those out in your witness statement in paragraph 3; I'm not going to go through them all but there is a significant number in terms of your involvement. In relation to previous inquiries, you gave evidence at the Institute of Medicine Inquiry in the USA in 1994? ANSWER: That's correct.
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QUESTION: And what, in very broad terms, was the nature of your evidence? ANSWER: The nature of my evidence at the IoM Inquiry was related, entirely, to the response of governments outside the US
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QUESTION: And then you gave information to the Royal Canadian Mounted Police in 1995 in the course of a -- ANSWER: That's correct.
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QUESTION: -- of a visit that was taking place in Canada not for that purpose? ANSWER: That's correct.
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QUESTION: You were involved in the Finlay and the Lindsay Tribunals of Inquiry in Ireland. Just so that we understand the difference between the two: the Finlay Tribunal focused on infection through anti-D and also blood transfusion; the Lindsay Inquiry looked at the infection of people with haemophilia? ANSWER: That's correct.
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QUESTION: And you gave evidence to the Lindsay Tribunal twice? ANSWER: Yes.
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QUESTION: And you then gave evidence to the non-statutory inquiry, the Archer Inquiry, in this country? ANSWER: Yes.
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QUESTION: I'm not going to ask you in any detail about your work in Ireland in the 1980s and '90s, but just so that we can understand the position of the Irish Haemophilia Society at that time, it was, as I understand it from your statement, a very small voluntary organisation and in the early '80s it didn't have an office or even a permanent address? ANSWER: Yes, when I joined the board in 1982, the Society had a voluntary committee, no office, no staff, no headquarters. In fact, whoever the unfortunate 5individual was who happened to be honorary secretary, all of the mail arrived at their house. So the annual budget at the time was around £4,000.
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QUESTION: And it was, I think, 1987 before there was any kind of staff member at all? ANSWER: We had a part-time member of staff, two mornings a week from 1987 and our first full-time staff member in 1989.
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QUESTION: Then I just wanted to ask you briefly about your own knowledge of AIDS back in the 1980s and how you came to be aware of the possibility of a risk of transmission through blood or blood products. Your statement indicates that that came to the attention of the Haemophilia Society in Ireland in 1983? ANSWER: Correct.
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QUESTION: And you yourself learnt about it through reading an article in a laboratory magazine? ANSWER: Yes.
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QUESTION: So through your own scientific work? ANSWER: Yes.
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QUESTION: Do you have any recollection of roughly when in 1983 that might have been? ANSWER: March or April of 1983.
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QUESTION: Then it was, I think, following a newspaper article,and you've referred, I think, in your statement to the "killer blood" article, which I think dates it, for our purposes, to the Mail on Sunday article at the beginning of May '83. You then had a meeting with the Irish Blood Transfusion Service? ANSWER: That's correct.
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QUESTION: There was a suggestion that you discuss the issue with someone you've described in your witness statement as the "treating consultant". Would it be right to understand that's Professor Temperley that you were talking about there? ANSWER: Yes.
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QUESTION: Again, just so that others can understand your statement, what was his role? ANSWER: Professor Temperley was the national haemophilia director, so he was the director of the main National Haemophilia Treatment Centre in Dublin at the time. The discussions I had were with Sean Hanratty, who was the chief scientific officer of the Blood Transfusion Service Board, and my meeting with him, which I actually took a handwritten minute of, was based on the fact that I was concerned that there seemed to be little or no progress being made in relation to self-sufficiency for factor concentrates from Irish plasma. And I was -- you know, I had this idea in myhead that if we were self-sufficient there would be a lower risk of transmission of potentially blood-borne viruses.
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QUESTION: In your witness statement, if we just have it up on screen. WITN7418001, please, Lawrence, and if we could go to page 5. If we pick it up, top of the page, this is paragraph 7 of your statement, you've said -- ANSWER: Yes.
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QUESTION: "In his replies to us ..." And the context in the previous paragraph was the discussions you've referred to in 1983. "... the treating consultant pointed out that all blood products could potentially cause AIDS or non A non B Hepatitis, and that the risk of bleeding was much greater than the risk from any viral infection." Do you have any recollection of when in 1983 that was being said, roughly, by the treating consultant? ANSWER: That would have been around, I think, May or June of 1983, shortly after my meeting with the Blood Transfusion Service.
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QUESTION: Then just one other request for clarification from your statement. If we go over the page to page 6, please. Paragraph 9, you report that:"In December 1984 we had the first diagnosis of AIDS in an Irish person with haemophilia." ANSWER: Yes.
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QUESTION: And then this: "The indication from the treating consultant at that time was that this may be the only case of AIDS we would see in a person with haemophilia and that perhaps only 1% of those who were HIV positive would go on to develop AIDS." Do you know whether any reason was given for that rather optimistic prediction that it might be the only case of AIDS? ANSWER: I think it seemed to be very much the prevailing clinical opinion at the time. Professor Temperley would have had a close relationship with the UKHCDO, attended their meetings. If you look at similar -- people like Dr Peter Jones in his book in 1985 he talked about 1, 1.5 per cent. So initially the advice was very much that, you know, to stop taking factor concentrates was much more dangerous, because there was risk of bleeding, than the potential risk of a potential blood-borne virus. By the end of 1984, when we had the first case, I remember Professor Temperley saying very clearly that he expected this would be the only case we would see, 9that the risk of people with -- who were HIV positive going on to develop AIDS was probably 1 per cent.
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QUESTION: Can I then just ask you, in terms of the numbers of people with haemophilia in Ireland and numbers infected, if we look at a document you've exhibited to your statement -- it's WITN7418004 -- we can see it's entitled "AIDS, Haemophilia and the Government, A submission from the Irish Haemophilia Society calling for financial provision for people with haemophilia infected with the AIDS virus", and the date is April 1988. If we could go to page 3, please, Lawrence. We've just got some figures on the right-hand side of the page. ANSWER: Yes.
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QUESTION: Third paragraph: "Of the 296 Haemophiliacs registered in Ireland. "- 265 have been tested for exposure to HIV. "- 106 have been infected with HIV ... "- 9 have developed 'full blown' AIDS. "- 4 [by that time] have died. "- 70% of severe Haemophilia A patients have been infected." So the 296 haemophiliacs registered in Ireland, did that encompass, as far as you understand it, those 10who were mild, moderate and severe? ANSWER: No, looking at the numbers, that would probably have been moderate and severe.
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QUESTION: Then we have the figures there, 106 infected with HIV, so 40 per cent. Does that remain the figure, as far as you know, of the numbers infected with HIV? ANSWER: Yes, yes.
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QUESTION: Then in terms of the numbers infected with hepatitis C, do you have any knowledge of what proportion were infected with hepatitis C? ANSWER: We're talking about 240, 245 people.
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QUESTION: Okay. So a very significant proportion? ANSWER: Yes, but also that would have encompassed a number of people with mild haemophilia as well.
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QUESTION: Understood. We can take that down, thank you. I want to ask you now, Brian, about some of the measures that have been put in place, over the decades in Ireland, to address the needs and the circumstances of those who were infected through contaminated blood and blood products. The purpose, as I know you understand, being for us to understand whether there is anything that can be learnt from how Ireland has responded to the plight of those infected. So I wanted to start with the Haemophilia HIV Trust. As I understand your statement, Brian, this 11emerged following, first of all, a survey that the Irish Haemophilia Society undertook of its members in 1987; is that right? ANSWER: Yes, I became Chairman of the Society in 1987, and my top priority was helping our members who had been exposed to HIV and who had developed AIDS. So, in order to understand what their real requirements and needs were, a dental surgeon and I -- who sat on our board as well -- we did a survey of as many people as possible who had HIV and AIDS, so I think we got 58 responses out of 70 surveys sent out and that allowed us to draft up this proposal for Government, based on a real understanding of what their needs were.
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QUESTION: That resulted in the submission that we looked at briefly -- ANSWER: Yes.
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QUESTION: -- a couple of minutes ago? ANSWER: Correct.
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QUESTION: The argument that was being made at that point in time, as I understand it, was that there was a moral responsibility on the Government to respond to the situation of those who had been infected, through no fault of their own, with HIV? ANSWER: Yes. 12
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QUESTION: That wasn't accepted by the Government to start with and the Society embarked upon a public and political campaign? ANSWER: I mean, when you say it wasn't accepted, all we received, actually, was an acknowledgement of receipt of the document and then five months of silence. And despite the fact I was naive enough to think, at the time, that if you sent in a well reasoned, well argued case that it would receive a fair response from the Department of Health, that didn't happen. So at the end of that year people were getting sicker and they were dying, so we realised we had no option really but to try and put political and media pressure on the Government to respond to this.
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QUESTION: Now, that resulted, eventually, in an agreement which led to the establishment of the Haemophilia HIV Trust? ANSWER: Yes.
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QUESTION: Did you -- what was your understanding of what ultimately persuaded the Government to accede to that? ANSWER: Well, the fact that the political media campaign was very successful, we got a lot of traction, a lot of media coverage, we had some of our members with HIV who spoke publicly and very bravely to highlight the issue. And then it went all of the way to -- we had a minority Government at the time -- it went all 13of the way to a vote in Parliament. The week before the vote I had assumed that the Government would offer some sort of compromise. We spent the week in discussions, the Government didn't move whatsoever on this. They made it an issue of financial management so that when -- they then threatened that if they lost that vote in the Parliament they would call for an election. So the Prime Minister lost the vote in Parliament, called a general election, lost seats in the election, and fortunately, in the course of the election campaign, we had received written commitments from the leaders of all of the other parties to implement a trust fund if they got into office. The outgoing Prime Minister then had to go into a coalition with another party and, as part of the negotiations for the programme for Government, the trust fund was established.
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QUESTION: Now, initially, that trust paid regular payments, so from about 1987 to 1991 there was some regular payments? ANSWER: 1989 to 1991, it was established in '89. We made regular payments to some individuals, not to all individuals. It was very much based on an assessment of individual need and people's individual circumstances, and people really were struggling, some 14people were really struggling. So regular payments were made to those who needed them until 1991 when, in fact, a further tranche of compensation was paid.
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QUESTION: Those are the ex gratia payments, essentially, from 1991? ANSWER: Yes, yes.
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QUESTION: We'll pick up those in a moment. If we then -- just staying with the Haemophilia HIV Trust, from 1991 onwards it was one-off payments? ANSWER: Yes.
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QUESTION: So it might be for funeral grants or equipment, those kinds of -- ANSWER: Yes. Hospital beds, wheelchairs, any -- special mattresses, anything that would be required by the person with HIV or AIDS to help them to deal with the condition or -- and certainly one-off items which would not easily be provided, in any sort of timely manner, by the Health Service.
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QUESTION: And what you've told us in your statement is that the way it was designed to operate was that it didn't have overly complex procedures, or requirements for lots of different types of proof. The individual would communicate with the trust, it might be by letter or by telephone, and a decision would be made as to whether to make the payment, and it was designed 15to be done as quickly as possible; is that right? ANSWER: Yes, it was very non-complicated. I think the Society had people on the board of trustees with independent trustees. So a request would come in for funding, it may be based on a phone call, it may be based on a letter and then that would be discussed very, very quickly and a decision made. In some cases where it was a very urgent situation and the request came in directly to the Irish Haemophilia Society, we would pay the item ourselves and then seek to recoup the money later from the HHT. If you look at our audited accounts for all the years from 1989 to now, there is always an in and out from the HHT and they never match up because, typically, there can be a couple of months' delay before recouping the money back. But it's always been our view that the trust fund should be non-complex, it should be easy to administer and that payments should be made quickly where they're required. In fact the procedures were set up following meetings with the beneficiaries, so that was very important. They were consulted on how they wanted the trust fund to operate.
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QUESTION: Now, in 2002 there were further payments made, we'll come on to that, but the Tribunal that had been set up 16in relation to hepatitis C was extended to cover HIV? ANSWER: Yes.
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QUESTION: And as a result there was a decision that needed to be made about the future of the Haemophilia HIV Trust? ANSWER: Yes.
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QUESTION: As I understand it, the decision was taken through consultation with those who had been infected; is that right -- with a range of beneficiaries? ANSWER: Yes, we organised a meeting with as many of those as possible who survived with HIV and we asked them -- you know, at that point there wasn't an enormous amount of money left in the trust fund so we offered them the option of closing down the trust fund and dividing the remaining funds equally between the participants, or keep it going as sort of an emergency fund, and they were very adamant they wanted it kept going.
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QUESTION: That's the way in which it has continued to operate, again, through -- it continues, is this right, to make one-off -- ANSWER: Yes, yes.
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QUESTION: -- payments? Again, it might be for equipment or -- you refer to Christmas payments? ANSWER: Yes, we also look very carefully at, you know, the people's individual circumstances, and we make 17a number of payments at Christmas each year to individuals who we believe are still in particular financial need.
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QUESTION: And there was a top-up of the amount that the trust had in 2006? ANSWER: Yes, yes.
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QUESTION: EUR 300,000? ANSWER: Yes, that's right.
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QUESTION: The trust was chaired initially by one High Court judge and then since then has been chaired by another High Court judge? ANSWER: Yes.
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QUESTION: You tell us in your statement that they had met with a lot of those who were infected, but, you know, they also made themselves known to the community? ANSWER: Yes.
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QUESTION: Is that right? ANSWER: Yes.
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QUESTION: And how important has that been? ANSWER: Both Judge Carroll and latterly Judge Murphy, we had several meetings with the members who had HIV to hear about their concerns and their issues, and also both chairs of the trust would usually attend our annual conference for the full weekend and meet members and just have conversations with them. So they really 18developed empathy and a sense of understanding of the real issues in the community.
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QUESTION: And you were asked in your statement if you thought that the HIV -- the Haemophilia HIV Trust, the HHT, had been successful, and you've told us in your statement that you think it has been, its objectives were met, and you've identified three factors: trustees acting with empathy and understanding; the ability to respond rapidly; and its relatively informal structure? ANSWER: Yes.
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QUESTION: Is that right? ANSWER: Yes.
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QUESTION: So that's the HHT. ANSWER: Mm.
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QUESTION: Now, the second main plank of financial support for those who were infected is the compensation tribunal, and so I just wanted to ask you a little about how that -- ANSWER: There was the earlier 1991 -- (overspeaking) --
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QUESTION: I'm sorry, yes -- ANSWER: -- as well, yes.
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QUESTION: Yes. Yes, let's pick that up. So there was litigation in Ireland in the same way as we know that there was litigation -- 19ANSWER: Yes.
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QUESTION: -- in the United Kingdom, which was settled in 1991; is that correct? ANSWER: That's correct. We employed a legal team from 1989 and worked with them and we were looking at the Society actually funding a test case. But as this was going on and on through the course of 1990, it became apparent this was not going to see a courtroom at any time in the immediate future and in the meantime the number of people dying of AIDS and getting AIDS was increasing rapidly. We then saw that the -- the compensation paid by the John Major-led Government in the UK, and we decided the time was right to try and settle this politically. So at the time the minister asked the Society for a submission to settle these legal cases and we entered, again, into a four or five-month political and media campaign, culminating in an offer of compensation in 1991.
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QUESTION: That resulted in what I think you've described as tiered payments -- ANSWER: Yes.
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QUESTION: -- in a way that's a similar but not identical, but similar to the way in which it was done in the United Kingdom? 20ANSWER: Yes.
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QUESTION: So if we look by at your statement, please. WITN7418001, page 24. It's paragraph 43, and you've set out in the previous paragraphs the process of the litigation, the campaign and so on. ANSWER: Yes.
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QUESTION: "We secured an improved offer of £8 million, to be paid quickly and with no £1 million claw back." That was a clawback of what had been paid to the HHT, was it? ANSWER: Originally the Government offer was 7 million, and from that 7 they also wanted to claw back the 1 million paid to the HHT in 1996, and they wanted to stage the payments over a two-year period. So frankly, in the week between that 7 million and the improved offer, local elections were taking place a week later, we knew we had one more week to optimise our political and media campaign, we actually had four candidates running in the local elections, so we secured a better offer of 8 million and with no clawback. So in fact it was an increase of 2 million over the previous offer and it was paid over a course of two or three months.
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QUESTION: Then we can see the figures that were agreed there. 21ANSWER: Yes.
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QUESTION: So a married man with children, 101,000; widow, 93,000; married man with no children, 89,000; single adult or child, £76,000; infected spouse, 25,000, although there were in fact none; and then non-dependent relatives of a deceased man, 21,000. So if we look at the position as at the end of 1991, you have those one-off ex gratia payments? ANSWER: Yes.
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QUESTION: Then you have the operation of the HHT? ANSWER: The HHT, yes.
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QUESTION: Now, as your statement then describes to us, what then came to the forefront was the position of those who had been infected with hepatitis C? ANSWER: Yes.
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QUESTION: And you described that particularly coming to your attention in I think, 1993, when there were 23discussions about the availability of Interferon and, indeed, people being charged for treatment with Interferon? ANSWER: That's correct. Obviously, when the hepatitis C virus was identified in 1989, it became a topic where -- which we discussed out our conferences in '89, '90, '91, '92, we were doing quite a bit of work on this, and the first treatment for hepatitis C, Interferon, there was actually a monthly charge for this, which we felt they should certainly not be charging to people who had been infected through blood products supplied by the state. So we had a series of meetings with the Health Ministry to discuss removing that charge for people with haemophilia, and we also initiated discussions on compensation at that point.
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QUESTION: If we could just put your statement back on screen, sorry, Lawrence, 7418001, and go to page 25. In paragraph 46 you say this: "Following many discussions, it became clear that the Department of Health were willing to concede in principle on the issue of compensation." Then you go on to talk about how the Tribunal came to be set up -- and I'll come on to that -- but what was your understanding or impression of why it was that the Department did ultimately agree to 24the establishment of what was initially going to be a non-statutory but became a statutory Tribunal? ANSWER: I think certainly there was discussion -- that we had many, many discussions with them, but it was -- the atmosphere was different than in '89 and '91. We were not getting the same resistance -- absolute resistance that we were getting in '89 and '91, when it was like trying to get blood from a stone frankly. They were a bit more open to the issue, they were a bit more open to the discussion. And, in hindsight, I think that's because they were aware that they had this infection of over 1,000 women with anti-D in the background, and that came to the fore in February of 1994. So I think they saw this was going to be a wider issue and they needed to deal with this.