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4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Preffered stock is an instrument of:
perpetual debt
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Difference between duration and convexity in bond pricing:
-Duration is used to calculate the first percentage change in price -Convexity is used to calculate the second and is added to duration
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Actual price change (in bonds) will be greater than estimated price change when:
yeilds decrease
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Actual price (in bonds) will be less than estimates price change when:
yields increase
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] The greater the change in yields:
-the less exact will be the measure of duration
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] What is difference between P/E ratio and dividend discount model?
-P/E ratio can be applied to stocks that are not paying cash dividends -P/E ratio cannot tell an investor whether a stock is overvalued in relation to its market price (have to look at historical PE's to figure this out)
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] When valuing stock with no dividend growth:
-one can use the same equation as when valuing preferred stock
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] When valuing stock with a one-year holding period:
-one can calculate it as the present value of any dividend received during the year, plus the present value of the price of the stock at the end of the year
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Dividend growth model:
-model used for considering stocks with a constand dividend growth -suggests that dividends will increase at a fixed rate on an annual basis in the future
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] According to the Dividend Discount Model the intrinsic value of a stock is:
-the present value of the stock's expected future dividends, discounted at the stock's required rate of return
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Efficient markets tend to value stocks at their:
intrinsic value
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] WHen a stock trades above its intrinsic value it should:
-be sold
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Book value:
-the equity of a stockholder divided by his outstanding shares
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Value investors look for stocks trading below their:
book value
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Price/Book value:
the firm's stock price divided by its per-share book value
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] A low price/book vaue indicates:
-that a stock is undervalued
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Price to cash flow ratio:
-defined as the market value divided by the per-share cash flow
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Price/sales ratio:
-the firms stock price divided by its per share sales
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Price/Earnings/Growth Ratio (PEG):
-found by dividing the PE ratio by the estimated earnings growth rate -when dividends are significant, the dividend yield should be added to the growth rate
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Capital market theory builds on the work done by
Markowitz portfolio theory
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Capital Markets Theory / Markowitz Theory assumes that investors are:
-efficient and have the same expectations and freedom in the market
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] In graphical form the combination of a risk-free asset and a risky asset will produce a:
-linear risk/return line
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] A linear efficient fronteir line is called a:
-capital market line -any two assets that fall on this line will be perfectly correlated
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Any securities that are below the capital market line are considered:
-inefficient and will not be bought
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] The proper relationship between risk and return is
-systematic risk and return
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Beta is the proper measure of
-systematic risk
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Portfolio theory strives to understand the relationship between:
-portfolio risk and correlation
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Markowitz portfolio assumes that a portfolio is efficient if:
-no other portfolio offers a higher expected return with the same of lower risk
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] The standard deviation of a portfolio will be less thatn the:
-weighted average standard deviation of the individual stocks in the portfolio
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Modern portfolio theory has taught us that the correlation coefficient:
drives the theory of portfolio diversification
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Markowitz efficient frontier is:
-the set of portfolios that will give the investor the highest return at each level of risk
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] In the Jensen ratio:
-alpha is used as an absolute measure of performance -specifically compares the performance of a managed portfolio with unmanaged -measures how much the realized return differs from the required return
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] An investment policy statement does 4 things in order to create a structure for making sound investment statements
1) establishes risk/return objectives 2) determines constraints 3) establishes set agreed upon goals and other criteria for measuring performance 4) reduces professional liability
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Sharpe ratio is the measure of:
-the risk-adjusted performance of a portfolio based on total risk
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] The measure for total risk is the:
-standard deviation
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Treynor ratio is:
-the relative measure of the risk-adjusted performance of a portfolio based on market risk -more appropriate for using on diversified portfolios
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Dollar-weighted rate of return
applies the concept of internal rate of return to investment portfolios, taking into account all of the cash inflows and outflows
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Tim-weighted rate of return
-doesn't weigh all of the dollar flows in each time period -computes the return for each period and averages results and holding periods
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] What is the most common measure of performance in the investment mgmt profession?
Time-weighted rate of return
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] In the investment strategy known as market timing (active mgmt), investors:
-adjust their portfolios based on changes they predict in the market -strategy conflicts with efficient market hypothesis -used by investors who think market is inefficient
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Passive investing
-investors seek to protect their portfolios from market change -keep transaction costs down
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Fundamental analysis
-investments are based on evaluation of financial strength
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Bond barbells
-portfolios consisting of long-term and short-term bonds -if investor can correctly predict rate change, barbells can offset fluctuating int rates
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Substitution swap
-bonds with virtually identical characteritics but different yields are swaped
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] When the difference in yields between bonds is huge, it is called an:
intermarket spread swap
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Pure-yeild pickup swap
-when a low-yield bond is sold and a high-yield bond purchased -usually longer maturity
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Rate anticipation swap
-swap designed to handle an expected interest rate change
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] BOND SWAPS When an investor seeks to lock into a loss he or she may execute:
a tax swap
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Difference between passive investing and buy and hold:
Passive - will rebalance to keep with allocation strategy Buy & Hold - does not not include regular rebalancing
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] What is portfolio immunization?
-investor seeks to balance his portfolio to avoid suffering from any changes in int rates -can be done buy purchasing zero's with maturities cooresponding to time horizon
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Contrarians:
-do the opposite of general investor (as general investor is wrong most of the time)
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] WHen investors use technical analysis they assume that prices are determined by:
-supply and demand which is driven by rational and irrational behavior
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] The major challenge to technical analysis is:
efficient fronteir hypothesis
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Technicians believe that new information affects price:
SLOWLY
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Fundamentalists believe that new information affects price:
QUICKLY
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Strategic asset allocation
when an investor selects a suitable mix of assets based on their own portfolio
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] What type of trader studies the Confidence Index?
Smart money trader
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] (Barron's) Confidence Index:
ratio of Barron's average yield on 10 top-grade corporate bonds to the yield on the Dow-Jones average of 40 bonds -measures difference between high quality bonds and a large cross-section of bonds
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Dow Theory
-tries to identify trends in markets
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] breadth of the market
theory that predicts the strength of the market according to the number of stocks that advance or decline in a particular trading day.
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] short interest ratio
A sentiment indicator that is derived by dividing the short interest by the average daily volume for a stock.
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Resistance levels
The price at which a stock or market can trade, but which it cannot exceed, for a certain period of time.
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Support levels
The price level which, historically, a stock has had difficulty falling below. It is thought of as the level at which a lot of buyers tend to enter the stock.
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Relative strength ratio
-A measure of price trend that indicates how a stock is performing relative to other stocks in its industry. -It is calculated dividing the price performance of a stock by the price performance of an appropriate index for the same time period.
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Efficient Market Theory (Hypothesis)/(EMH)
An investment theory that states that it is impossible to "beat the market" because stock market efficiency causes existing share prices to always incorporate and reflect all relevant information
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Strong-form of EMH
-The strongest version of market efficiency. It states all information in a market, whether public or private, is accounted for in a stock price. Not even insider information could give an investor the advantage -This degree of market efficiency implies that profits exceeding normal returns cannot be made, regardless of the amount of research or information investors have access to.
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Semi-strong form of EMH
-implies all public information is calculated into a stock's current share price. Meaning that neither fundamental nor technical analysis can be used to achieve superior gains. -suggests that only information that is not publicly available can benefit investors seeking to earn abnormal returns on investments
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Weak form of EMH
-claims all past prices of a stock are reflected in today's stock price. Therefore, technical analysis cannot be used to predict and beat a market. -fundamental analysis can be used to identify stocks that are undervalued and overvalued.
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Tactical asset allocation
uses security selection as the main determinant in developing a portfolio
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Passive portfolio management strategy begins by:
-establishing specific percentages for each asset class -regular rebalancing
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Random walk theory
-idea that stocks take a random and unpredictable path -supports weak form EMH
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Capital asset pricing model calculates:
-what return you deserve for putting your money at risk.
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] CAPM is often used to identify:
-overvalued and undervalued assets
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] CAPM If expected return is greater than required return:
-the asset is undervalued
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] CAPM if a stocks expected return falls below the security market line, the stock is:
- overvalued
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Strong form academic tests indicate that:
-Stock exchange analysts have an access to information that is essentially monopolistic
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Option pricing model goal is to:
-determine the value of a call option -model assumes European option style
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Option pricing model 4 variables: (4)
1) time to maturity 2) interest rates 3) price of stock 4) volatility
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Put-call parity
-determines value of a put option -indicates that there is a close relationship between the prices of puts and calls and the value of a stock
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Multifactor asset pricing model is also known as:
-arbitrage pricing theory
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Initial margin requirement:
-Set by the Federal Reserve at 50%
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Maintinance margin requirement:
-Set by brokerage houses as a minimum equity position an investor must have for a margin position
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Investors will seet to buy calls when they anticipate:
-that the underlying stock or index will rise
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Investors will seek to buy puts when they anticipate:
-that the underlying stock or index will fall
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] What is the potentail gain / loss for naked call writing?
-Max gain is the premium recieved -Max loss is unlimited
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] What is the potential gain / loss for naked put writing?
-Max gain is the premium recieved -Max loss is the cost of buying the stock at strike price
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] What are the 3 technical points that bear on short selling? (3)
1) short sells can only be made on an uptick or zero uptick 2) have to pay all dividends owed to lender of security 3) short sellers must deposit margin money to cover repurchase
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] What tax form are stock dividends reported on?
1099-DIV
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] What tax form is interest recieved reported on?
1099-INT
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] What tax form are capital gains reported on?
1099-B
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] An exercise of a warrant is considered taxable OR non-taxable?
Non-Taxable
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
4e5fef2f_Planning_Flashcards___Cram_com__et_at_any_time_before_maturity
[Negotiable CDs] Conversion of convertible bonds to common stock is considered taxable OR non-taxable event?
Non-taxable
[]
CFP Exam Prep Cards - Section 4 - Investment Planning Flashcards - Cram.com
those that can be sold by the depositor in the open market at any time before maturity
http://www.cram.com/flashcards/cfp-exam-prep-cards-section-4-investment-planning-365282
41/1438042986451.45_20150728002306-00231-ip-10-236-191-2_378336085_0.json
7598edfe_esthesia_Flashcards___Cram_com__Local_infiltration
Local infiltration injection is deposited near [Local infiltration]
apices or terminal nerve endings
[]
Anatomy of Local Anesthesia Flashcards - Cram.com
Local infiltration
http://www.cram.com/flashcards/anatomy-of-local-anesthesia-2994037
41/1438042986451.45_20150728002306-00071-ip-10-236-191-2_370418879_0.json
7598edfe_esthesia_Flashcards___Cram_com__Local_infiltration
Type of injection that anesthetizes a larger area than the local infiltration [Local infiltration]
Nerve block
[]
Anatomy of Local Anesthesia Flashcards - Cram.com
Local infiltration
http://www.cram.com/flashcards/anatomy-of-local-anesthesia-2994037
41/1438042986451.45_20150728002306-00071-ip-10-236-191-2_370418879_0.json
7598edfe_esthesia_Flashcards___Cram_com__Local_infiltration
the nerve block injection is deposited near [Local infiltration]
large nerve trunks
[]
Anatomy of Local Anesthesia Flashcards - Cram.com
Local infiltration
http://www.cram.com/flashcards/anatomy-of-local-anesthesia-2994037
41/1438042986451.45_20150728002306-00071-ip-10-236-191-2_370418879_0.json
7598edfe_esthesia_Flashcards___Cram_com__Local_infiltration
Abnormal sensation from an area such as burning or prikcling [Local infiltration]
Parasthesia
[]
Anatomy of Local Anesthesia Flashcards - Cram.com
Local infiltration
http://www.cram.com/flashcards/anatomy-of-local-anesthesia-2994037
41/1438042986451.45_20150728002306-00071-ip-10-236-191-2_370418879_0.json
7598edfe_esthesia_Flashcards___Cram_com__Local_infiltration
Management of pain requires thorough knowledge of anatomy of [Local infiltration]
- skull - Trigeminal Nerve - and related tissue
[]
Anatomy of Local Anesthesia Flashcards - Cram.com
Local infiltration
http://www.cram.com/flashcards/anatomy-of-local-anesthesia-2994037
41/1438042986451.45_20150728002306-00071-ip-10-236-191-2_370418879_0.json
7598edfe_esthesia_Flashcards___Cram_com__Local_infiltration
the skull bones involved in the local anesthetic administration are the [Local infiltration]
- maxilla - palatine bone - mandible
[]
Anatomy of Local Anesthesia Flashcards - Cram.com
Local infiltration
http://www.cram.com/flashcards/anatomy-of-local-anesthesia-2994037
41/1438042986451.45_20150728002306-00071-ip-10-236-191-2_370418879_0.json
7598edfe_esthesia_Flashcards___Cram_com__Local_infiltration
avoid infection contamination by not injecting into [Local infiltration]
- abscess - cellulitis - osteomyelitis
[]
Anatomy of Local Anesthesia Flashcards - Cram.com
Local infiltration
http://www.cram.com/flashcards/anatomy-of-local-anesthesia-2994037
41/1438042986451.45_20150728002306-00071-ip-10-236-191-2_370418879_0.json
7598edfe_esthesia_Flashcards___Cram_com__Local_infiltration
True or False: The nerve block has more degrees of success than that of local infiltration [Local infiltration]
True
[]
Anatomy of Local Anesthesia Flashcards - Cram.com
Local infiltration
http://www.cram.com/flashcards/anatomy-of-local-anesthesia-2994037
41/1438042986451.45_20150728002306-00071-ip-10-236-191-2_370418879_0.json