# Regulation

## Rules

## Position Limits and Position Accountability

- CFE Position Limit and Accountability Chart
- CFE Position Limit Exemption Application Form
- CFE Position Accountability Information Form

## Regulatory Policies

- CFE TPH Audit Trail Layout - (dated 10/3/2014 v2.1 – for trade dates prior to 2/25/2018)
- CFE TPH Audit Trail Layout - (dated 7/6/2017 v1.0 – alternative layout for trade dates prior to 2/25/2018)
- CFE TPH Audit Trail - (dated 2/7/2020 v1.2 – for trade dates 2/25/2018 to present)
- Regulatory Independence Policy for Non-Regulatory Group Personnel
- Regulatory Independence Policy for Regulatory Group Personnel
- Confidentiality Policy for Regulatory Data