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Meconium is the earliest stool of a mammalian infant resulting from defecation. Unlike later feces, meconium is composed of materials ingested during the time the infant spends in the uterus: intestinal epithelial cells, lanugo, mucus, amniotic fluid, bile and water. Meconium, unlike later feces, is viscous and sticky like tar, its color usually being a very dark olive green; it is almost odorless. When diluted in amniotic fluid, it may appear in various shades of green, brown, or yellow. It should be completely passed by the end of the first few days after birth, with the stools progressing toward yellow (digested milk).
Clinical significance
Meconium in amniotic fluid
Meconium is normally retained in the infant's bowel until after birth, but sometimes it is expelled into the amniotic fluid (also called "amniotic liquor") prior to birth or during labor and delivery. The stained amniotic fluid (called "meconium liquor" or "meconium-stained liquor") is recognized by medical staff as a possible sign of fetal distress. Some post-dates pregnancies (when they are more than 40 weeks pregnant) may also have meconium-stained liquor without fetal distress. Medical staff may aspirate the meconium from the nose and mouth of a newborn immediately after delivery in the event the baby shows signs of respiratory distress to decrease the risk of meconium aspiration syndrome, which can occur in meconium-stained amniotic fluid.
Most of the time that the amniotic fluid is stained with meconium, it will be homogeneously distributed throughout the fluid, making it brown. This indicates that the fetus passed the meconium some time ago such that sufficient mixing occurred as to establish the homogeneous mixture. Terminal meconium occurs when the fetus passes the meconium a short enough time before birth/cesarean section that the amniotic fluid remains clear, but individual clumps of meconium are in the fluid.
Failure to pass meconium
The failure to pass meconium is a symptom of several diseases including Hirschsprung's disease and cystic fibrosis.
The meconium sometimes becomes thickened and congested in the intestines, a condition known as meconium ileus. Meconium ileus is often the first sign of cystic fibrosis. In cystic fibrosis, the meconium can form a bituminous black-green mechanical obstruction in a segment of the ileum. Beyond this, there may be a few separate grey-white globular pellets. Below this level, the bowel is a narrow and empty micro-colon. Above the level of the obstruction, there are several loops of hypertrophied bowel distended with fluid. No meconium is passed, and abdominal distension and vomiting appear soon after birth. About 20% of cases of cystic fibrosis present with meconium ileus, while approximately 20% of one series of cases of meconium ileus did not have cystic fibrosis. The presence of meconium ileus is not related to the severity of the cystic fibrosis. The obstruction can be relieved in a number of different ways.
Meconium ileus should be distinguished from meconium plug syndrome, in which a tenacious mass of mucus prevents the meconium from passing and there is no risk of intestinal perforation. Meconium ileus has a significant risk of intestinal perforation. In a barium enema, meconium plug syndrome shows a normal or dilated colon as compared to micro-colon in meconium ileus.
Testing meconium for drugs
Meconium can be tested for various drugs, to check for in utero exposure. Using meconium, a Canadian research group showed that by measuring a by-product of alcohol, fatty acid ethyl esters (FAEE) they could objectively detect excessive maternal drinking of alcohol during pregnancy. In the US, the results of meconium testing may be used by child protective services and other law enforcement agencies to determine the eligibility of the parents to keep the newborn. Meconium can also be analyzed to detect the tobacco use of mothers during their pregnancy, which is commonly under-reported.
Sterility
The issue of whether meconium is sterile remains debated and is an area of ongoing research. Although some researchers have reported evidence of bacteria in meconium, this has not been consistently confirmed. Other researchers have raised questions about whether these findings may be due to contamination after sample collection and that meconium is, in fact, sterile until after birth. Further researchers have hypothesized that there may be bacteria in the womb, but these are a normal part of pregnancy and could have an important role in shaping the developing immune system and are not harmful to the baby.
Etymology
The Latin term meconium derives from the Greek , mēkōnion, a diminutive of , mēkōn, i.e. poppy, in reference either to its tar-like appearance that may resemble some raw opium preparations or to Aristotle's belief that it induces sleep in the fetus.
Other uses
In biology, meconium describes the metabolic waste product from the pupal stage of an insect that is expelled through the anal opening of the adult upon eclosion from the pupa. Other insects, such as beetles and some Hymenoptera (Aculeata) expel the meconium at the end of the larval stage, before becoming a pupa.
Gallery
References
External links
Feces
Human physiology
Neonatology
|
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The magnetopause is the abrupt boundary between a magnetosphere and the surrounding plasma. For planetary science, the magnetopause is the boundary between the planet's magnetic field and the solar wind. The location of the magnetopause is determined by the balance between the pressure of the dynamic planetary magnetic field and the dynamic pressure of the solar wind. As the solar wind pressure increases and decreases, the magnetopause moves inward and outward in response. Waves (ripples and flapping motion) along the magnetopause move in the direction of the solar wind flow in response to small-scale variations in the solar wind pressure and to Kelvin–Helmholtz instability.
The solar wind is supersonic and passes through a bow shock where the direction of flow is changed so that most of the solar wind plasma is deflected to either side of the magnetopause, much like water is deflected before the bow of a ship. The zone of shocked solar wind plasma is the magnetosheath. At Earth and all the other planets with intrinsic magnetic fields, some solar wind plasma succeeds in entering and becoming trapped within the magnetosphere. At Earth, the solar wind plasma which enters the magnetosphere forms the plasma sheet. The amount of solar wind plasma and energy that enters the magnetosphere is regulated by the orientation of the interplanetary magnetic field, which is embedded in the solar wind.
The Sun and other stars with magnetic fields and stellar winds have a solar magnetopause or heliopause where the stellar environment is bounded by the interstellar environment.
Characteristics
Prior to the age of space exploration, interplanetary space was considered to be a vacuum. The coincidence of the first observation of a solar flare and the geomagnetic storm of 1859 was evidence that plasma was ejected from the Sun during the flare event. Chapman and Ferraro proposed that a plasma was emitted by the Sun in a burst as part of a flare event which disturbed the planet's magnetic field in a manner known as a geomagnetic storm. The collision frequency of particles in the plasma in the interplanetary medium is very low and the electrical conductivity is so high that it could be approximated to an infinite conductor. A magnetic field in a vacuum cannot penetrate a volume with infinite conductivity. Chapman and Bartels (1940) illustrated this concept by postulating a plate with infinite conductivity placed on the dayside of a planet's dipole as shown in the schematic. The field lines on the dayside are bent. At low latitudes, the magnetic field lines are pushed inward. At high latitudes, the magnetic field lines are pushed backwards and over the polar regions. The boundary between the region dominated by the planet's magnetic field (i.e., the magnetosphere) and the plasma in the interplanetary medium is the magnetopause. The configuration equivalent to a flat, infinitely conductive plate is achieved by placing an image dipole (green arrow at left of schematic) at twice the distance from the planet's dipole to the magnetopause along the planet-Sun line. Since the solar wind is continuously flowing outward, the magnetopause above, below and to the sides of the planet are swept backward into the geomagnetic tail as shown in the artist's concept. The region (shown in pink in the schematic) which separates field lines from the planet which are pushed inward from those which are pushed backward over the poles is an area of weak magnetic field or day-side cusp. Solar wind particles can enter the planet's magnetosphere through the cusp region. Because the solar wind exists at all times and not just times of solar flares, the magnetopause is a permanent feature of the space near any planet with a magnetic field.
The magnetic field lines of the planet's magnetic field are not stationary. They are continuously joining or merging with magnetic field lines of the interplanetary magnetic field. The joined field lines are swept back over the poles into the planetary magnetic tail. In the tail, the field lines from the planet's magnetic field are re-joined and start moving toward night-side of the planet. The physics of this process was first explained by Dungey (1961).
If one assumed that magnetopause was just a boundary between a magnetic field in a vacuum and a plasma with a weak magnetic field embedded in it, then the magnetopause would be defined by electrons and ions penetrating one gyroradius into the magnetic field domain. Since the gyro-motion of electrons and ions is in opposite directions, an electric current flows along the boundary. The actual magnetopause is much more complex.
Estimating the standoff distance to the magnetopause
If the pressure from particles within the magnetosphere is neglected, it is possible to estimate the distance to the part of the magnetosphere that faces the Sun. The condition governing this position is that the dynamic ram pressure from the solar wind is equal to the magnetic pressure from the Earth's magnetic field:
where and are the density and velocity of the solar wind, and
B(r) is the magnetic field strength of the planet in SI units (B in T, μ0 in H/m).
Since the dipole magnetic field strength varies with distance as the magnetic field strength can be written as , where is the planet's magnetic moment, expressed in .
.
Solving this equation for r leads to an estimate of the distance
The distance from Earth to the subsolar magnetopause varies over time due to solar activity, but typical distances range from 6–15 R. Empirical models using real-time solar wind data can provide a real-time estimate of the magnetopause location. A bow shock stands upstream from the magnetopause. It serves to decelerate and deflect the solar wind flow before it reaches the magnetopause.
Solar System magnetopauses
Research on the magnetopause is conducted using the LMN coordinate system (which is set of axes like XYZ). N points normal to the magnetopause outward to the magnetosheath, L lies along the projection of the dipole axis onto the magnetopause (positive northward), and M completes the triad by pointing dawnward.
Venus and Mars do not have a planetary magnetic field and do not have a magnetopause. The solar wind interacts with the planet's atmosphere and a void is created behind the planet. In the case of the Earth's moon and other bodies without a magnetic field or atmosphere, the body's surface interacts with the solar wind and a void is created behind the body.
See also
Heliopause
Geopause
Shock wave
Solar System
For applications to spacecraft propulsion, see magnetic sail
List of plasma physics articles
Notes
References
Space plasmas
Plasma physics
|
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(MSF; pronounced ), sometimes rendered in English as Doctors Without Borders, is an international humanitarian medical non-governmental organisation (NGO) of French origin best known for its projects in conflict zones and in countries affected by endemic diseases. Main areas of work include diabetes, drug-resistant infections, HIV/AIDS, hepatitis C, tropical and neglected diseases, tuberculosis, vaccines and COVID. They contribute to patents and intellectual property subjects, also to research and development. In 2019, the group was active in 70 countries with over 35,000 personnel mostly local doctors, nurses and other medical professionals, logistical experts, water and sanitation engineers and administrators. Private donors provide about 90% of the organisation's funding, while corporate donations provide the rest, giving MSF an annual budget of approximately US$1.63 billion.
was founded in 1971, in the aftermath of the Biafran famine of the Nigerian Civil War, by a small group of French doctors and journalists who sought to expand accessibility to medical care across national boundaries and irrespective of race, religion, creed or political affiliation. To that end, the organisation emphasises "independence and impartiality", and explicitly precludes political, economic, or religious factors in its decision making. For these reasons, it limits the amount of funding received from governments or intergovernmental organisations. These principles have allowed MSF to speak freely with respect to acts of war, corruption, or other hindrances to medical care or human well-being. Only once in its history, during the 1994 genocide in Rwanda, has the organisation called for military intervention.
MSF's principles and operational guidelines are highlighted in its Charter, the Chantilly Principles, and the later La Mancha Agreement. Governance is addressed in Section 2 of the Rules portion of this final document. MSF has an associative structure, where operational decisions are made, largely independently, by the five operational centres (Amsterdam, Barcelona-Athens, Brussels, Geneva and Paris). Common policies on core issues are coordinated by the International Council, in which each of the 24 sections (national offices) is represented. The International Council meets in Geneva, Switzerland, where the International Office, which coordinates international activities common to the operational centres, is also based.
MSF has general consultative status with the United Nations Economic and Social Council. It received the 1999 Nobel Peace Prize in recognition of its members' continued efforts to provide medical care in acute crises, as well as raising international awareness of potential humanitarian disasters. James Orbinski, who was the president of the organization at the time, accepted the prize on behalf of MSF. Prior to this, MSF also received the 1996 Seoul Peace Prize. Christos Christou succeeded Joanne Liu as international president in June 2019.
History
1967 to 1970 Biafra
During the Nigerian Civil War of 1967 to 1970, the Nigerian military formed a blockade around the nation's newly independent south-eastern region, Biafra. At this time, France was one of the only major countries supportive of the Biafrans (the United Kingdom, the Soviet Union and the United States sided with the Nigerian government), and the conditions within the blockade were unknown to the world. A number of French doctors volunteered with the French Red Cross to work in hospitals and feeding centres in besieged Biafra. One of the co-founders of the organisation was Bernard Kouchner, who later became a high-ranking French politician.
After entering the country, the volunteers, in addition to Biafran health workers and hospitals, were subjected to attacks by the Nigerian army, and witnessed civilians being murdered and starved by the blockading forces. The doctors publicly criticised the Nigerian government and the Red Cross for their seemingly complicit behaviour. These doctors concluded that a new aid organisation was needed that would ignore political/religious boundaries and prioritise the welfare of victims.
Apart from Nigeria, MSF exists in several African countries including Benin, Zambia, Uganda, Kenya, South Africa, Rwanda, Sudan, Sierra Leone, etc.
1971 establishment
The Groupe d'intervention médicale et chirurgicale en urgence ("Emergency Medical and Surgical Intervention Group") was formed in 1971 by French doctors who had worked in Biafra, to provide aid and to emphasize the importance of victims' rights. At the same time, Raymond Borel, the editor of the French medical journal TONUS, had started a group called Secours Médical Français ("French Medical Relief") in response to the 1970 Bhola cyclone, which killed at least 625,000 in East Pakistan (now Bangladesh). Borel had intended to recruit doctors to provide aid to victims of natural disasters. On 22 December 1971, the two groups of colleagues merged to form Médecins Sans Frontières.
MSF's first mission was to the Nicaraguan capital, Managua, where a 1972 earthquake had destroyed most of the city and killed between 10,000 and 30,000 people. The organization, today known for its quick response in an emergency, arrived three days after the Red Cross had set up a relief mission. On 18 and 19 September 1974, Hurricane Fifi caused major flooding in Honduras and killed thousands of people (estimates vary), and MSF set up its first long-term medical relief mission.
Between 1975 and 1979, after South Vietnam had fallen to North Vietnam, millions of Cambodians emigrated to Thailand to avoid the Khmer Rouge. In response MSF set up its first refugee camp missions in Thailand. When Vietnam withdrew from Cambodia in 1989, MSF started long-term relief missions to help survivors of the mass killings and reconstruct the country's health care system. Although its missions to Thailand to help victims of war in Southeast Asia could arguably be seen as its first war-time mission, MSF saw its first mission to a true war zone, including exposure to hostile fire, in 1976. MSF spent nine years (1976–1984) assisting surgeries in the hospitals of various cities in Lebanon, during the Lebanese Civil War, and established a reputation for its neutrality and willingness to work under fire. Throughout the war, MSF helped both Christian and Muslim soldiers alike, helping whichever group required the most medical aid at the time. In 1984, as the situation in Lebanon deteriorated further and security for aid groups was minimised, MSF withdrew its volunteers.
Original founders
Jacques Bérès
Philippe Bernier
Raymond Borel
Jean Cabrol
Marcel Delcourt
Xavier Emmanuelli
Pascal Grellety Bosviel
Gérard Illiouz
Bernard Kouchner
Gérard Pigeon
Vladan Radoman
Max Récamier
1970s
Claude Malhuret was elected as the new president of Médecins Sans Frontières in 1977, and soon after debates began over the future of the organisation. In particular, the concept of témoignage ("witnessing"), which refers to speaking out about the suffering that one sees as opposed to remaining silent, was being opposed or played down by Malhuret and his supporters. Malhuret thought MSF should avoid criticism of the governments of countries in which they were working, while Kouchner believed that documenting and broadcasting the suffering in a country was the most effective way to solve a problem.
In 1979, after four years of refugee movement from South Vietnam and the surrounding countries by foot and by boat, French intellectuals made an appeal in Le Monde for "A Boat for Vietnam", a project intended to provide medical aid to the refugees. Although the project did not receive support from the majority of MSF, some, including later Minister Bernard Kouchner, chartered a ship called L’Île de Lumière ("The Island of Light"), and, along with doctors, journalists and photographers, sailed to the South China Sea and provided some medical aid to the boat people. The splinter organisation that undertook this, Médecins du Monde, later developed the idea of humanitarian intervention as a duty, in particular on the part of Western nations such as France. In 2007 MSF clarified that for nearly 30 years MSF and Kouchner have had public disagreements on such issues as the right to intervene and the use of armed force for humanitarian reasons. Kouchner is in favour of the latter, whereas MSF stands up for an impartial humanitarian action, independent from all political, economic and religious powers.
1980s
In 1982, Malhuret and Rony Brauman (who became the organisation's president in 1982) brought increased financial independence to MSF by introducing fundraising-by-mail to better collect donations. The 1980s also saw the establishment of the other operational sections from MSF-France (1971): MSF-Belgium (1980), MSF-Switzerland (1981), MSF-Holland (1984), and MSF-Spain (1986). MSF-Luxembourg was the first support section, created in 1986. The early 1990s saw the establishment of the majority of the support sections: MSF-Greece (1990), MSF-USA (1990), MSF-Canada (1991), MSF-Japan (1992), MSF-UK (1993), MSF-Italy (1993), MSF-Australia (1994), as well as Germany, Austria, Denmark, Sweden, Norway, and Hong Kong (MSF-UAE was formed later). Malhuret and Brauman were instrumental in professionalising MSF. In December 1979, after the Soviet army had invaded Afghanistan, field missions were immediately set up to provide medical aid to the mujahideen, and in February 1980, MSF publicly denounced the Khmer Rouge. During the 1983–1985 famine in Ethiopia, MSF set up nutrition programmes in the country in 1984, but was expelled in 1985 after denouncing the abuse of international aid and the forced resettlements. MSF's explicit attacks on the Ethiopian government led to other NGOs criticizing their abandonment of their supposed neutrality and contributed to a series of debates in France around humanitarian ethics. The group also set up equipment to produce clean drinking water for the population of San Salvador, capital of El Salvador, after 10 October 1986 earthquake that struck the city. In 2014, the European Speedster Assembly had contributed $717,000 to MSF.
1990s
The early 1990s saw MSF open a number of new national sections, and at the same time, set up field missions in some of the most dangerous and distressing situations it had ever encountered.
In 1990, MSF first entered Liberia to help civilians and refugees affected by the Liberian Civil War. Constant fighting throughout the 1990s and the Second Liberian Civil War have kept MSF volunteers actively providing nutrition, basic health care, and mass vaccinations, and speaking out against attacks on hospitals and feeding stations, especially in Monrovia.
Field missions were set up to provide relief to Kurdish refugees who had survived the al-Anfal Campaign, for which evidence of atrocities was being collected in 1991. 1991 also saw the beginning of the civil war in Somalia, during which MSF set up field missions in 1992 alongside a UN peacekeeping mission. Although the UN-aborted operations by 1993, MSF representatives continued with their relief work, running clinics and hospitals for civilians.
MSF first began work in Srebrenica (in Bosnia and Herzegovina) as part of a UN convoy in 1993, one year after the Bosnian War had begun. The city had become surrounded by the Bosnian Serb Army and, containing about 60,000 Bosniaks, had become an enclave guarded by a United Nations Protection Force. MSF was the only organisation providing medical care to the surrounded civilians, and as such, did not denounce the genocide for fear of being expelled from the country (it did, however, denounce the lack of access for other organisations). MSF was forced to leave the area in 1995 when the Bosnian Serb Army captured the town. 40,000 Bosniak civilian inhabitants were deported, and approximately 7,000 were killed in mass executions.
1994 Rwandan Genocide
When the genocide in Rwanda began in April 1994, some delegates of MSF working in the country were incorporated into the International Committee of the Red Cross (ICRC) medical team for protection. Both groups succeeded in keeping all main hospitals in Rwanda's capital Kigali operational throughout the main period of the genocide. MSF, together with several other aid organisations, had to leave the country in 1995, although many MSF and ICRC volunteers worked together under the ICRC's rules of engagement, which held that neutrality was of the utmost importance. These events led to a debate within the organisation about the concept of balancing neutrality of humanitarian aid workers against their witnessing role. As a result of its Rwanda mission, the position of MSF with respect to neutrality moved closer to that of the ICRC, a remarkable development in the light of the origin of the organisation.
The ICRC lost 56 and MSF lost almost one hundred of their respective local staff in Rwanda, and MSF-France, which had chosen to evacuate its team from the country (the local staff were forced to stay), denounced the murders and demanded that a French military intervention stop the genocide. MSF-France introduced the slogan "One cannot stop a genocide with doctors" to the media, and the controversial Opération Turquoise followed less than one month later. This intervention directly or indirectly resulted in movements of hundreds of thousands of Rwandan refugees to Zaire and Tanzania in what became known as the Great Lakes refugee crisis, and subsequent cholera epidemics, starvation and more mass killings in the large groups of civilians. MSF-France returned to the area and provided medical aid to refugees in Goma.
At the time of the genocide, competition between the medical efforts of MSF, the ICRC, and other aid groups had reached an all-time high, but the conditions in Rwanda prompted a drastic change in the way humanitarian organisations approached aid missions. The Code of Conduct for the International Red Cross and Red Crescent Movement and NGOs in Disaster Relief Programmes was created by the ICRC in 1994 to provide a framework for humanitarian missions and MSF is a signatory of this code. The code advocates the provision of humanitarian aid only, and groups are urged not to serve any political or religious interest, or be used as a tool for foreign governments. MSF has since still found it necessary to condemn the actions of governments, such as in Chechnya in 1999, but has not demanded another military intervention since then.
2020s
2020 Accusations of Racism
More than a thousand staffers accused the charity of white supremacy when they voiced their concerns in a 2020 petition. One staffer from Cameroon detailed her experiences with racism from the group's leaders. In an interview with NPR, the president of the organisation acknowledged Doctors Without Borders was founded in racism and pledged to do better.
Activities by location
In 1999, the organisation spoke out about the lack of humanitarian support in Kosovo and Chechnya, having set up field missions to help civilians affected by the respective political situations. Although MSF had worked in the Kosovo region since 1993, the onset of the Kosovo War prompted the movement of tens of thousands of refugees, and a decline in suitable living conditions. MSF provided shelter, water and health care to civilians affected by NATO's strategic bombing campaigns.
A serious crisis within MSF erupted in connection with the organisation's work in Kosovo when the Greek section of MSF was expelled from the organization. The Greek MSF section had gained access to Serbia at the cost of accepting Serb government imposed limits on where it could go and what it could see – terms that the rest of the MSF movement had refused. A non-MSF source alleged that the exclusion of the Greek section happened because its members extended aid to both Albanian and Serbian civilians in Pristina during NATO's bombing,
The rift was healed only in 2005 with the re-admission of the Greek section to MSF.
A similar situation was found in Chechnya, whose civilian population was largely forced from their homes into unhealthy conditions and subjected to the violence of the Second Chechen War.
MSF has been working in Haiti since 1991, but since President Jean-Bertrand Aristide was forced from power, the country has seen a large increase in civilian attacks and rape by armed groups. In addition to providing surgical and psychological support in existing hospitals – offering the only free surgery available in Port-au-Prince – field missions have been set up to rebuild water and waste management systems and treat survivors of major flooding caused by Hurricane Jeanne; patients with HIV/AIDS and malaria, both of which are widespread in the country, also receive better treatment and monitoring. As a result of 12 January 2010 Haiti earthquake, reports from Haiti indicated that all three of the organisation's hospitals had been severely damaged; one collapsing completely and the other two having to be abandoned. Following the quake, MSF sent about nine planes loaded with medical equipment and a field hospital to help treat the victims. However, the landings of some of the planes had to be delayed due to the massive number of humanitarian and military flights coming in.
The Kashmir Conflict in northern India resulted in a more recent MSF intervention (the first field mission was set up in 1999) to help civilians displaced by fighting in Jammu and Kashmir, as well as in Manipur. Psychological support is a major target of missions, but teams have also set up programmes to treat tuberculosis, HIV/AIDS and malaria. Mental health support has been of significant importance for MSF in much of southern Asia since the 2004 Indian Ocean earthquake.
MSF went through a long process of self-examination and discussion in 2005–2006. Many issues were debated, including the treatment of "nationals" as well as "fair employment" and self-criticism.
Sub-Saharan Africa
MSF has been active in a large number of African countries for decades, sometimes serving as the sole provider of health care, food, and water. Although MSF has consistently attempted to increase media coverage of the situation in Africa to increase international support, long-term field missions are still necessary. Treating and educating the public about HIV/AIDS in sub-Saharan Africa, which sees the most deaths and cases of the disease in the world, is a major task for volunteers. Of the 14.6 million people in need of anti-retroviral treatment the WHO estimated that only 5.25 million people were receiving it in developing countries, and MSF continues to urge governments and companies to increase research and development into HIV/AIDS treatments to decrease cost and increase availability.
(See AIDS in Africa for more information)
Sierra Leone
In the late 1990s, MSF missions were set up to treat tuberculosis and anaemia in residents of the Aral Sea area, and look after civilians affected by drug-resistant disease, famine, and epidemics of cholera and AIDS. They vaccinated 3 million Nigerians against meningitis during an epidemic in 1996 and denounced the Taliban's neglect of health care for women in 1997. Arguably, the most significant country in which MSF set up field missions in the late 1990s was Sierra Leone, which was involved in a civil war at the time. In 1998, volunteers began assisting in surgeries in Freetown to help with an increasing number of amputees, and collecting statistics on civilians (men, women and children) being attacked by large groups of men claiming to represent ECOMOG. The groups of men were travelling between villages and systematically chopping off one or both of each resident's arms, raping women, gunning down families, razing houses, and forcing survivors to leave the area. Long-term projects following the end of the civil war included psychological support and phantom limb pain management.
Sudan
Since 1979, MSF has been providing medical humanitarian assistance in Sudan, a nation plagued by starvation and the civil war, prevalent malnutrition and one of the highest maternal mortality rates in the world. In March 2009, it is reported that MSF has employed 4,590 field staff in Sudan tackling issues such as armed conflicts, epidemic diseases, health care and social exclusion. MSF's continued presence and work in Sudan is one of the organization's largest interventions. MSF provides a range of health care services including nutritional support, reproductive healthcare, Kala-Azar treatment, counselling services and surgery to the people living in Sudan. Common diseases prevalent in Sudan include tuberculosis, kala-azar also known as visceral leishmaniasis, meningitis, measles, cholera, and malaria.
Kala-Azar in Sudan
Kala-azar, also known as visceral leishmaniasis, has been one of the major health problems in Sudan. After the Comprehensive Peace Agreement between North and Southern Sudan on 9 January 2005, the increase in stability within the region helped further efforts in healthcare delivery. Médicins Sans Frontières tested a combination of sodium stibogluconate and paromomycin, which would reduce treatment duration (from 30 to 17 days) and cost in 2008. In March 2010, MSF set up its first Kala-Azar treatment centre in Eastern Sudan, providing free treatment for this otherwise deadly disease. If left untreated, there is a fatality rate of 99% within 1–4 months of infection. Since the treatment centre was set up, MSF has cured more than 27,000 Kala-Azar patients with a success rate of approximately 90–95%. There are plans to open an additional Kala-Azar treatment centre in Malakal, Southern Sudan to cope with the overwhelming number of patients that are seeking treatment. MSF has been providing necessary medical supplies to hospitals and training Sudanese health professionals to help them deal with Kala-Azar. MSF, Sudanese Ministry of Health and other national and international institutions are combining efforts to improve on the treatment and diagnosis of Kala-Azar. Research on its cures and vaccines are currently being conducted. In December 2010, South Sudan was hit with the worst outbreak of Kala-Azar in eight years. The number of patients seeking treatment increased eight-fold as compared to the year before.
Health care infrastructure in Sudan
Sudan's latest civil war began in 1983 and ended in 2005 when a peace agreement was signed between North Sudan and South Sudan. MSF medical teams were active throughout and prior to the civil war, providing emergency medical humanitarian assistance in multiple locations. The situation of poor infrastructure in the South was aggravated by the civil war and resulted in the worsening of the region's appalling health indicators. An estimated 75 percent of people in the nascent nation has no access to basic medical care and 1 in seven women dies during childbirth. Malnutrition and disease outbreaks are perennial concerns as well. In 2011, MSF clinic in Jonglei State, South Sudan was looted and attacked by raiders. Hundreds, including women and children were killed. Valuable items including medical equipment and drugs were lost during the raid and parts of the MSF facilities were destroyed in a fire. The incident had serious repercussions as MSF is the only primary health care provider in this part of Jonglei State.
Democratic Republic of the Congo
Although active in the Congo region of Africa since 1985, the First and Second Congo War brought increased violence and instability to the area. MSF has had to evacuate its teams from areas such as around Bunia, in the Ituri district due to extreme violence, but continues to work in other areas to provide food to tens of thousands of displaced civilians, as well as treat survivors of mass rapes and widespread fighting. The treatment and possible vaccination against diseases such as cholera, measles, polio, Marburg fever, sleeping sickness, HIV/AIDS, and Bubonic plague is also important to prevent or slow down epidemics.
Uganda
MSF has been active in Uganda since 1980, and provided relief to civilians during the country's guerrilla war during the Second Obote Period. However, the formation of the Lord's Resistance Army saw the beginning of a long campaign of violence in northern Uganda and southern Sudan. Civilians were subjected to mass killings and rapes, torture, and abductions of children, who would later serve as sex slaves or child soldiers. Faced with more than 1.5 million people displaced from their homes, MSF set up relief programmes in internally displaced person (IDP) camps to provide clean water, food and sanitation. Diseases such as tuberculosis, measles, polio, cholera, ebola, and HIV/AIDS occur in epidemics in the country, and volunteers provide vaccinations (in the cases of measles and polio) and/or treatment to the residents. Mental health is also an important aspect of medical treatment for MSF teams in Uganda since most people refuse to leave the IDP camps for constant fear of being attacked.
Ivory Coast
MSF first camp set up a field mission in Côte d'Ivoire in 1990, but ongoing violence and the 2002 division of the country by rebel groups and the government led to several massacres, and MSF teams have even begun to suspect that an ethnic cleansing is occurring. Mass measles vaccinations, tuberculosis treatment and the re-opening of hospitals closed by fighting are projects run by MSF, which is the only group providing aid in much of the country.
MSF has strongly promoted the use of contraception in Africa.
West African Ebola outbreak
During the Ebola outbreak in West Africa in 2014, MSF met serious medical demands largely on its own, after the organisation's early warnings were largely ignored.
Burundi
MSF-Burundi has aided in attending to casualties suffered in the 2019 Burundi landslides.
Asia
Sri Lanka
MSF is involved in Sri Lanka, where a 26 year civil war ended in 2009 and MSF has adapted its activities there to continue its mission. For example, it helps with physical therapy for patients with spinal cord injuries. It conducts counseling sessions, and has set up an “operating theatre for reconstructive orthopaedic surgery and supplied specialist surgeons, anaesthetists and nurses to operate on patients with complicated war-related injuries.”
Cambodia
MSF first provided medical help to civilians and refugees who have escaped to camps along the Thai-Cambodian border in 1979. Due to long decades of war, a proper health care system in the country was severely lacking and MSF moved inland in 1989 to help restructure basic medical facilities.
In 1999, Cambodia was hit with a malaria epidemic. The situation of the epidemic was aggravated by a lack of qualified practitioners and poor quality control which led to a market of fake antimalarial drugs. Counterfeit antimalarial drugs were responsible for the deaths of at least 30 people during the epidemic. This has prompted efforts by MSF to set up and fund a malaria outreach project and utilise Village Malaria Workers. MSF also introduced a switching of first-line treatment to a combination therapy (Artesunate and Mefloquine) to combat resistance and fatality of old drugs that were used to treat the disease traditionally.
Cambodia is one of the hardest hit HIV/AIDS countries in Southeast Asia. In 2001, MSF started introducing antiretroviral (ARV) therapy to AIDS patients for free. This therapy prolongs the patients' lives and is a long-term treatment. In 2002, MSF established chronic diseases clinics with the Cambodian Ministry of Health in various provinces to integrate HIV/AIDS treatment, alongside hypertension, diabetes, and arthritis which have high prevalence rate. This aims to reduce facility-related stigma as patients are able to seek treatment in a multi-purpose clinic in contrast to a HIV/AIDS specialised treatment centre.
MSF also provided humanitarian aid in times of natural disaster such as a major flood in 2002 which affected up to 1.47 million people. MSF introduced a community-based tuberculosis programme in 2004 in remote villages, where village volunteers are delegated to facilitate the medication of patients. In partnership with local health authorities and other NGOs, MSF encouraged decentralized clinics and rendered localized treatments to more rural areas from 2006. Since 2007, MSF has extended general health care, counselling, HIV/AIDS and TB treatment to prisons in Phnom Penh via mobile clinics. However, poor sanitation and lack of health care still prevails in most Cambodian prisons as they remain as some of the world's most crowded prisons.
In 2007, MSF worked with the Cambodian Ministry of Health to provide psychosocial and technical support in offering pediatric HIV/AIDS treatment to affected children. MSF also provided medical supplies and staff to help in one of the worst dengue outbreaks in 2007, which had more than 40,000 people hospitalized, killing 407 people, primarily children.
In 2010, Southern and Eastern provinces of Cambodia were hit with a cholera epidemic and MSF responded by providing medical support that were adapted for usage in the country.
Cambodia is one of 22 countries listed by WHO as having a high burden of tuberculosis. WHO estimates that 64% of all Cambodians carry the tuberculosis mycobacterium. Hence, MSF has since shifted its focus away from HIV/AIDS to tuberculosis, handing over most HIV-related programs to local health authorities.
Middle East and North Africa
Libya
The 2011 Libyan civil war has prompted efforts by MSF to set up a hospital and mental health services to help locals affected by the conflict. The fighting created a backlog of patients that needed surgery. With parts of the country slowly returning to livable, MSF has started working with local health personnel to address the needs. The need for psychological counseling has increased and MSF has set up mental health services to address the fears and stress of people living in tents without water and electricity. Currently MSF is the only International Aid organisation with actual presence in the country.
Search and Rescue in the Mediterranean Sea
MSF is providing Maritime Search And Rescue (SAR) services on the Mediterranean Sea to save the lives of migrants attempting to cross with unseaworthy boats. The Mission started in 2015 after the EU ended its major SAR operation Mare Nostrum severely diminishing much needed SAR capacities in the Mediterranean. Throughout the mission MSF has operated its own vessels like the Bourbon Argos (2015–2016), Dignity 1 (2015–2016) and VOS Prudence (2016–2017). MSF has also provided medical teams to support other NGOs and their ships like the MOAS Phoenix (2015) or the Aquarius (2017–2018) and Ocean Viking (2019-2020) with SOS Méditerranée and Mediterranea Saving Humans. In August 2017 MSF decided to suspend the activities of the VOS Prudence protesting restrictions and threats by the Libyan "Coast Guard".
In December 2018 MSF and SOS Méditerranée were forced to end operations of the Aquarius, at that date the last remaining vessel supported by MSF. This came after attacks by EU states that stripped the vessel of its registration and produced criminal accusations against MSF. Up to then 80,000 people had been rescued or assisted since the beginning of the mission. Operations resumed with Ocean Viking in July 2019, but the ship was seized in Sicily in July 2020. In May 2021, MSF returned to refugee rescue operations in the Mediterranean with a new vessel, the Geo Barents. Within a month this resulted in the rescue of some 400 people.
Yemen
MSF is involved in trying to help with the humanitarian crisis caused by the Yemeni Civil War. The organisation operates eleven hospitals and health centres in Yemen and provides support to another 18 hospitals or health centres. According to MSF, since October 2015, four of its hospitals and one ambulance have been destroyed by Saudi-led coalition airstrikes. In August 2016, an airstrike on Abs hospital killed 19 people, including one MSF staff member, and wounded 24. According to MSF, the GPS coordinates of the hospital were repeatedly shared with all parties to the conflict, including the Saudi-led coalition, and its location was well-known.
Organization of activities
Before a field mission is established in a country, an MSF team visits the area to determine the nature of the humanitarian emergency, the level of safety in the area and what type of aid is needed (this is called an "exploratory mission").
Medical aid is the main objective of most missions, although some missions help in such areas as water purification and nutrition.
Field mission team
A field mission team usually consists of a small number of coordinators to head each component of a field mission, and a "head of mission." The head of mission usually has the most experience in humanitarian situations of the members of the team, and it is his/her job to deal with the media, national governments and other humanitarian organizations. The head of mission does not necessarily have a medical background.
Medical volunteers include physicians, surgeons, nurses, and various other specialists. In addition to operating the medical and nutrition components of the field mission, these volunteers are sometimes in charge of a group of local medical staff and provide training for them.
Although the medical volunteers almost always receive the most media attention when the world becomes aware of an MSF field mission, there are a number of non-medical volunteers who help keep the field mission functioning. Logisticians are responsible for providing everything that the medical component of a mission needs, ranging from security and vehicle maintenance to food and electricity supplies. They may be engineers and/or foremen, but they usually also help with setting up treatment centres and supervising local staff. Other non-medical staff are water/sanitation specialists, who are usually experienced engineers in the fields of water treatment and management and financial/administration/human resources experts who are placed with field missions.
Medical component
Vaccination campaigns are a major part of the medical care provided during MSF missions. Diseases such as diphtheria, measles, meningitis, tetanus, pertussis, yellow fever, polio, and cholera, all of which are uncommon in developed countries, may be prevented with vaccination. Some of these diseases, such as cholera and measles, spread rapidly in large populations living in close proximity, such as in a refugee camp, and people must be immunised by the hundreds or thousands in a short period of time. For example, in Beira, Mozambique in 2004, an experimental cholera vaccine was received twice by approximately 50,000 residents in about one month.
An equally important part of the medical care provided during MSF missions is AIDS treatment (with antiretroviral drugs), AIDS testing, and education. MSF is the only source of treatment for many countries in Africa, whose citizens make up the majority of people with HIV and AIDS worldwide. Because antiretroviral drugs (ARVs) are not readily available, MSF usually provides treatment for opportunistic infections and educates the public on how to slow transmission of the disease.
In most countries, MSF increases the capabilities of local hospitals by improving sanitation, providing equipment and drugs, and training local hospital staff. When the local staff is overwhelmed, MSF may open new specialised clinics for treatment of an endemic disease or surgery for victims of war. International staff start these clinics but MSF strives to increase the local staff's ability to run the clinics themselves through training and supervision. In some countries, like Nicaragua, MSF provides public education to increase awareness of reproductive health care and venereal disease.
Since most of the areas that require field missions have been affected by a natural disaster, civil war, or endemic disease, the residents usually require psychological support as well. Although the presence of an MSF medical team may decrease stress somewhat among victims, often a team of psychologists or psychiatrists work with victims of depression, domestic violence and substance abuse. The doctors may also train local mental health staff.
Nutrition
Often in situations where an MSF mission is set up, there is moderate or severe malnutrition as a result of war, drought, or government economic mismanagement. Intentional starvation is also sometimes used during a war as a weapon, and MSF, in addition to providing food, brings awareness to the situation and insists on foreign government intervention. Infectious diseases and diarrhoea, both of which cause weight loss and weakening of a person's body (especially in children), must be treated with medication and proper nutrition to prevent further infections and weight loss. A combination of the above situations, as when a civil war is fought during times of drought and infectious disease outbreaks, can create famine.
In emergency situations where there is a lack of nutritious food, but not to the level of a true famine, protein-energy malnutrition is most common among young children. Marasmus, a form of calorie deficiency, is the most common form of childhood malnutrition and is characterised by severe wasting and often fatal weakening of the immune system. Kwashiorkor, a form of calorie and protein deficiency, is a more serious type of malnutrition in young children, and can negatively affect physical and mental development. Both types of malnutrition can make opportunistic infections fatal. In these situations, MSF sets up Therapeutic Feeding Centres for monitoring the children and any other malnourished individuals.
A Therapeutic Feeding Centre (or Therapeutic Feeding Programme) is designed to treat severe malnutrition through the gradual introduction of a special diet intended to promote weight gain after the individual has been treated for other health problems. The treatment programme is split between two phases:
Phase 1 lasts for 24 hours and involves basic health care and several small meals of low energy/protein food spaced over the day.
Phase 2 involves monitoring of the patient and several small meals of high energy/protein food spaced over each day until the individual's weight approaches normal.
MSF uses foods designed specifically for treatment of severe malnutrition. During phase 1, a type of therapeutic milk called F-75 is fed to patients. F-75 is a relatively low energy, low fat/protein milk powder that must be mixed with water and given to patients to prepare their bodies for phase 2. During phase 2, therapeutic milk called F-100, which is higher in energy/fat/protein content than F-75, is given to patients, usually along with a peanut butter mixture called Plumpy'nut. F-100 and Plumpy'nut are designed to quickly provide large amounts of nutrients so that patients can be treated efficiently. Other special food fed to populations in danger of starvation includes enriched flour and porridge, as well as a high protein biscuit called BP5. BP5 is a popular food for treating populations because it can be distributed easily and sent home with individuals, or it can be crushed and mixed with therapeutic milk for specific treatments.
Dehydration, sometimes due to diarrhoea or cholera, may also be present in a population, and MSF set up rehydration centres to combat this. A special solution called Oral Rehydration Solution (ORS), which contains glucose and electrolytes, is given to patients to replace fluids lost. Antibiotics are also sometimes given to individuals with diarrhoea if it is known that they have cholera or dysentery.
Water and sanitation
Clean water is essential for hygiene, for consumption and for feeding programmes (for mixing with powdered therapeutic milk or porridge), as well as for preventing the spread of water-borne disease. As such, MSF water engineers and volunteers must create a source of clean water. This is usually achieved by modifying an existing water well, by digging a new well and/or starting a water treatment project to obtain clean water for a population. Water treatment in these situations may consist of storage sedimentation, filtration and/or chlorination depending on available resources.
Sanitation is an essential part of field missions, and it may include education of local medical staff in proper sterilisation techniques, sewage treatment projects, proper waste disposal, and education of the population in personal hygiene. Proper wastewater treatment and water sanitation are the best way to prevent the spread of serious water-borne diseases, such as cholera. Simple wastewater treatment systems can be set up by volunteers to protect drinking water from contamination. Garbage disposal could include pits for normal waste and incineration for medical waste. However, the most important subject in sanitation is the education of the local population, so that proper waste and water treatment can continue once MSF has left the area.
Statistics
In order to accurately report the conditions of a humanitarian emergency to the rest of the world and to governing bodies, data on a number of factors are collected during each field mission. The rate of malnutrition in children is used to determine the malnutrition rate in the population, and then to determine the need for feeding centres. Various types of mortality rates are used to report the seriousness of a humanitarian emergency, and a common method used to measure mortality in a population is to have staff constantly monitoring the number of burials at cemeteries. By compiling data on the frequency of diseases in hospitals, MSF can track the occurrence and location of epidemic increases (or "seasons") and stockpile vaccines and other drugs. For example, the "Meningitis Belt" (sub-Saharan Africa, which sees the most cases of meningitis in the world) has been "mapped" and the meningitis season occurs between December and June. Shifts in the location of the Belt and the timing of the season can be predicted using cumulative data over many years.
In addition to epidemiological surveys, MSF also uses population surveys to determine the rates of violence in various regions. By estimating the scopes of massacres, and determining the rate of kidnappings, rapes, and killings, psychosocial programmes can be implemented to lower the suicide rate and increase the sense of security in a population. Large-scale forced migrations, excessive civilian casualties and massacres can be quantified using surveys, and MSF can use the results to put pressure on governments to provide help, or even expose genocide. MSF conducted the first comprehensive mortality survey in Darfur in 2004.
However, there may be ethical problems in collecting these statistics.
Innovation and use of Technology
In 2014 MSF partnered with satellite operator SES, other NGOs Archemed, Fondation Follereau, Friendship Luxembourg and German Doctors, and the Luxembourg government in the pilot phase of SATMED, a project to use satellite broadband technology to bring eHealth and telemedicine to isolated areas of developing countries. SATMED was first deployed in Sierra Leone in support of the fight against Ebola.
Governance and structure
List of international presidents:
1991–1992 Rony Brauman
1992 Reginald Moreels
1992–1994 Rony Brauman
1994–1995 Jacques De Milliano
1995–1996 Doris Schopper
1996–1997 Philippe Biberson
1997–1998 Doris Schopper
1998–2000 James Orbinski
2000–2003 Morten Rostrup
2004–2006 Rowan Gillies
2006–2010 Christophe Fournier
2010–2013 Unni Karunakara
2013–2019 Joanne Liu
2019–Present Christos Christou
In addition to the Geneva global head quarters and give regional operational centers, as of 2020 MSF had national offices as follows:
MSF Australia
MSF Austria
MSF Belgium
MSF Brazil
MSF Canada
MSF Colombia
MSF Czech Republic
MSF Denmark
MSF Eastern Africa
MSF Finland
MSF France
MSF Germany
MSF Greece
MSF Hong Kong
MSF India
MSF Ireland
MSF Italy
MSF Japan
MSF Republic of Korea
MSF Latin America
MSF Luxembourg
MSF Mexico
MSF Netherlands
MSF Norway
MSF South Africa
MSF Spain
MSF Sweden
MSF Switzerland
MSF Taiwan
MSF United Kingdom
MSF United States
MSF Uruguay
In-house organizations
Epicentre
In 1986, MSF created Epicentre, an in-house research organization, to support its activities. Epicentre conducts training, publishes scientific papers and develops new techniques for MSF. It performs epidemiological research, conducts clinical vaccine trials during outbreaks MSF is responding to, experiments on vaccine stability, and analysis of vaccine deployment strategy.
Campaign for Access to Essential Medicines
The Campaign for Access to Essential Medicines was initiated in 1999 to increase access to essential medicines in developing countries. "Essential medicines" are those drugs that are needed in sufficient supply to treat a disease common to a population. However, most diseases common to populations in developing countries are no longer common to populations in developed countries; therefore, pharmaceutical companies find that producing these drugs is no longer profitable and may raise the price per treatment, decrease development of the drug (and new treatments) or even stop production of the drug. MSF often lacks effective drugs during field missions, and started the campaign to put pressure on governments and pharmaceutical companies to increase funding for essential medicines.
In recent years, the organization has tried to use its influence to urge the drug maker Novartis to drop its case against India's patent law that prevents Novartis from patenting its drugs in India. A few years earlier, Novartis also sued South Africa to prevent it from importing cheaper AIDS drugs. Dr. Tido von Schoen-Angerer, director of DWB's Campaign for Access to Essential Medicines, says, "Just like five years ago, Novartis, with its legal actions, is trying to stand in the way of people's right to access the medicines they need."
On 1 April 2013, it was announced that the Indian court invalidated Novartis's patent on Gleevec. This decision makes the drug available via generics on the Indian market at a considerably lower price.
In March 2017 Els Torreele who had been leading the campaign from 1999-2003 returned to MSF as the Executive Director of the Access Campaign. For the following three years she was leading a global analysis and advocacy team whose goal was to gurantee that appropriate medicines, vaccines and diagnostics are developed, available, affordable and adapted to people’s needs.
In 2022 the most critical subjects the campaign is aided to, are rising antimicrobial resistance and outbreaks of epidemic diseases such as Ebola and COVID. Still a lot of vaccines, diagnostics and medicines are inaccessible for people in need.
Security risks to staff
Aside from injuries and death associated with stray bullets, mines and epidemic disease, MSF volunteers are sometimes attacked or kidnapped for political reasons. In some countries afflicted by civil war, humanitarian-aid organizations are viewed as helping the enemy. If an aid mission is perceived to be exclusively set up for victims on one side of the conflict, it may come under attack for that reason. However, the War on Terrorism has generated attitudes among some groups in US-occupied countries that non-governmental aid organizations such as MSF are allied with or even work for the Coalition forces. Since the United States has labelled its operations "humanitarian actions," independent aid organizations have been forced to defend their positions, or even evacuate their teams. Insecurity in cities in Afghanistan and Iraq rose significantly following United States operations, and MSF has declared that providing aid in these countries was too dangerous. The organization was forced to evacuate its teams from Afghanistan on 28 July 2004, after five volunteers (Afghans Fasil Ahmad and Besmillah, Belgian Hélène de Beir, Norwegian Egil Tynæs, and Dutchman Willem Kwint) were killed on 2 June in an ambush by unidentified militia near Khair Khāna in Badghis Province. In June 2007, Elsa Serfass, a volunteer with MSF-France, was killed in the Central African Republic and in January 2008, two expatriate staff (Damien Lehalle and Victor Okumu) and a national staff member (Mohammed Bidhaan Ali) were killed in an organized attack in Somalia resulting in the closing of the project.
Arrests and abductions in politically unstable regions can also occur for volunteers, and in some cases, MSF field missions can be expelled entirely from a country. Arjan Erkel, Head of Mission in Dagestan in the North Caucasus, was kidnapped and held hostage in an unknown location by unknown abductors from 12 August 2002 until 11 April 2004. Paul Foreman, head of MSF-Holland, was arrested in Sudan in May 2005 for refusing to divulge documents used in compiling a report on rapes carried out by the pro-government Janjaweed militias (see Darfur conflict). Foreman cited the privacy of the women involved, and MSF alleged that the Sudanese government had arrested him because it disliked the bad publicity generated by the report.
On 14 August 2013, MSF announced that it was closing all of its programmes in Somalia due to attacks on its staff by Al-Shabaab militants and perceived indifference or inurement to this by the governmental authorities and wider society.
On 3 October 2015, 14 staff and 28 others died when an MSF hospital was bombed by American forces during the Battle of Kunduz. On 7 October 2015, US President Barack Obama and commander in chief, issued an apology. Doctors Without Borders were not mollified by Obama's apology.
On 27 October 2015, an MSF hospital in Sa'dah, Yemen was bombed by the Saudi Arabia-led military coalition.
On 28 November 2015, an MSF-supported hospital was barrel-bombed by a Syrian Air Force helicopter, killing seven and wounding forty-seven people near Homs, Syria.
On 10 January 2016, an MSF-supported hospital in Sa'dah was bombed by the Saudi Arabia-led military coalition, killing six people.
On 15 February 2016, two MSF-supported hospitals in Idlib District and Aleppo, Syria were bombed, killing at least 20 and injuring dozens of patients and medical personnel. Both Russia and the United States denied responsibility and being in the area at the time.
On 28 April 2016, an MSF hospital in Aleppo was bombed, killing 50, including six staff and patients.
On 12 May 2020, an MSF-supported hospital in Dasht-e-Barchi, Kabul, Afghanistan was attacked by an unknown assailant. The attack left 24 people dead and at least 20 more injured.
On 25 June 2021 three MSF employees were reported killed in Tigray, Ethiopia.
Awards
1999 Nobel Peace Prize
The then president of MSF, James Orbinski, gave the Nobel Peace Prize speech on behalf of the organization. In the opening, he discusses the conditions of the victims of the Rwandan genocide and focuses on one of his woman patients:
Orbinski affirmed the organization's commitment to publicizing the issues MSF encountered, stating
Lasker Prize
MSF received the Lasker-Bloomberg Public Service Award in 2015 from the New York based Lasker Foundation.
Namesakes
The French game show Jeux Sans Frontières ("Games Without Frontiers") is older, being first broadcast in Europe in 1965.
A number of other unrelated non-governmental organizations have adopted names ending in "Sans Frontières" or "Without Borders", inspired by Médecins Sans Frontières: for example, Engineers Without Borders, Avocats Sans Frontières (Lawyers Without Borders), Reporters sans frontières (Reporters Without Borders), Charpentiers sans frontières (Carpenters Without Borders), Payasos Sin Fronteras (Clowns Without Borders), Bibliothèques Sans Frontières and Homeopaths Without Borders.
See also
Non-fiction work about MSF
Hope in Hell, by Dan Bortolotti
Living in Emergency is a documentary film by Mark N. Hopkins that tells the story of four MSF volunteer doctors confronting the challenges of medical work in war-torn areas of Liberia and Congo. It premiered at the 2008 Venice Film Festival and was theatrically released in the United States in 2010. A documentary narrated by Kiefer Sutherland appeared on the National Geographic channel in 2003.
An Imperfect Offering, memoir by International President James Orbinski
Triage: Dr. James Orbinski's Humanitarian Dilemma 2007 documentary
Six Months in Sudan, memoir by doctor James Maskalyk
The Photographer: Into War-torn Afghanistan with Doctors Without Borders, graphic novel
Relevant topics
Attacks on humanitarian workers
References
Further reading
(links to PDF file)
(full text requires registration)
External links
Official website
Observatoire de l'action humanitaire
Drugs for Neglected Diseases Initiative
The Bernard Kouchner Project – Compassion Without Borders
MSF Speaking Out Case Studies
MSF South Africa
International volunteer organizations
Organizations awarded Nobel Peace Prizes
Organisations based in Geneva
Organizations established in 1971
Recipients of the Four Freedoms Award
1971 establishments in France
Medical volunteerism
Swiss Nobel laureates
Articles containing video clips
Humanitarian aid organizations
Humanitarian aid
Humanitarian aid organizations in Europe
Non-governmental organizations
Medical and health organisations based in Switzerland
|
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A metaphor is a figure of speech that, for rhetorical effect, directly refers to one thing by mentioning another. It may provide (or obscure) clarity or identify hidden similarities between two different ideas. Metaphors are often compared with other types of figurative language, such as antithesis, hyperbole, metonymy, and simile. One of the most commonly cited examples of a metaphor in English literature comes from the "All the world's a stage" monologue from As You Like It:
All the world's a stage,
And all the men and women merely players;
They have their exits and their entrances ...
—William Shakespeare, As You Like It, 2/7
This quotation expresses a metaphor because the world is not literally a stage, and most humans are not literally actors and actresses playing roles. By asserting that the world is a stage, Shakespeare uses points of comparison between the world and a stage to convey an understanding about the mechanics of the world and the behavior of the people within it.
According to the linguist Anatoly Liberman, "the use of metaphors is relatively late in the modern European languages; it is, in principle, a post-Renaissance phenomenon". In contrast, in the ancient Hebrew psalms (around 1000 B.C.), one finds already vivid and poetic examples of metaphor such as, "The Lord is my rock, my fortress and my deliverer; my God is my rock, in whom I take refuge, my shield and the horn of my salvation, my stronghold” and “The Lord is my shepherd, I shall not want.” At the other extreme, some recent linguistic theories view all language in essence as metaphorical.
The word metaphor itself is a metaphor, coming from a Greek term meaning "transference (of ownership)". The user of a metaphor alters the reference of the word, "carrying" it from one semantic "realm" to another. The new meaning of the word might be derived from an analogy between the two semantic realms, but also from other reasons such as the distortion of the semantic realm - for example in sarcasm.
Etymology
The English word metaphor derives from the 16th-century Old French word métaphore, which comes from the Latin metaphora, "carrying over", and in turn from the Greek μεταφορά (metaphorá), "transference (of ownership)", from μεταφέρω (metapherō), "to carry over", "to transfer" and that from μετά (meta), "behind", "along with", "across" + φέρω (pherō), "to bear", "to carry".
Parts of a metaphor
The Philosophy of Rhetoric (1937) by rhetorician I. A. Richards describes a metaphor as having two parts: the tenor and the vehicle. The tenor is the subject to which attributes are ascribed. The vehicle is the object whose attributes are borrowed. In the previous example, "the world" is compared to a stage, describing it with the attributes of "the stage"; "the world" is the tenor, and "a stage" is the vehicle; "men and women" is the secondary tenor, and "players" is the secondary vehicle.
Other writers employ the general terms 'ground' and 'figure' to denote the tenor and the vehicle. Cognitive linguistics uses the terms 'target' and 'source', respectively.
Psychologist Julian Jaynes coined the terms 'metaphrand' and 'metaphier', plus two new concepts, 'paraphrand' and 'paraphier'.
'Metaphrand' is equivalent to the metaphor-theory terms 'tenor', 'target', and 'ground'. 'Metaphier' is equivalent to the metaphor-theory terms 'vehicle', 'figure', and 'source'. In a simple metaphor, an obvious attribute of the metaphier exactly characterizes the metaphrand (e.g. the ship plowed the seas). With an inexact metaphor, however, a metaphier might have associated attributes or nuances – its paraphiers – that enrich the metaphor because they "project back" to the metaphrand, potentially creating new ideas – the paraphrands – associated thereafter with the metaphrand or even leading to a new metaphor. For example, in the metaphor "Pat is a tornado", the metaphrand is "Pat", the metaphier is "tornado". As metaphier, "tornado" carries paraphiers such as power, storm and wind, counterclockwise motion, and danger, threat, destruction, etc. The metaphoric meaning of "tornado" is inexact: one might understand that 'Pat is powerfully destructive' through the paraphrand of physical and emotional destruction; another person might understand the metaphor as 'Pat can spin out of control'. In the latter case, the paraphier of 'spinning motion' has become the paraphrand 'psychological spin', suggesting an entirely new metaphor for emotional unpredictability, a possibly apt description for a human being hardly applicable to a tornado.
Based on his analysis, Jaynes claims that metaphors not only enhance description, but "increase enormously our powers of perception...and our understanding of [the world], and literally create new objects".
As a type of comparison
Metaphors are most frequently compared with similes. It is said, for instance, that a metaphor is 'a condensed analogy' or 'analogical fusion' or that they 'operate in a similar fashion' or are 'based on the same mental process' or yet that 'the basic processes of analogy are at work in metaphor'. It is also pointed out that 'a border between metaphor and analogy is fuzzy' and 'the difference between them might be described (metaphorically) as the distance between things being compared'. A metaphor asserts the objects in the comparison are identical on the point of comparison, while a simile merely asserts a similarity through use of words such as "like" or "as". For this reason a common-type metaphor is generally considered more forceful than a simile.
The metaphor category contains these specialized types:
Allegory: An extended metaphor wherein a story illustrates an important attribute of the subject.
Antithesis: A rhetorical contrast of ideas by means of parallel arrangements of words, clauses, or sentences.
Catachresis: A mixed metaphor, sometimes used by design and sometimes by accident (a rhetorical fault).
Hyperbole: Excessive exaggeration to illustrate a point.
Parable: An extended metaphor told as an anecdote to illustrate or teach a moral or spiritual lesson, such as in Aesop's fables or Jesus' teaching method as told in the Bible.
Pun: A verbal device by which multiple definitions of a word or its homophones are used to give a sentence multiple valid readings, typically to humorous effect.
Similitude: An extended simile or metaphor that has a picture part (Bildhälfte), a reality part (Sachhälfte), and a point of comparison (teritium comparationis). Similitudes are found in the parables of Jesus.
Metaphor vs metonymy
Metaphor is distinct from metonymy, both constituting two fundamental modes of thought. Metaphor works by bringing together concepts from different conceptual domains, whereas metonymy uses one element from a given domain to refer to another closely related element. A metaphor creates new links between otherwise distinct conceptual domains, whereas a metonymy relies on pre-existent links within them.
For example, in the phrase "lands belonging to the crown", the word "crown" is a metonymy because some monarchs do indeed wear a crown, physically. In other words, there is a pre-existent link between "crown" and "monarchy". On the other hand, when Ghil'ad Zuckermann argues that the Israeli language is a "phoenicuckoo cross with some magpie characteristics", he is using a metaphor. There is no physical link between a language and a bird. The reason the metaphors "phoenix" and "cuckoo" are used is that on the one hand hybridic "Israeli" is based on Hebrew, which, like a phoenix, rises from the ashes; and on the other hand, hybridic "Israeli" is based on Yiddish, which like a cuckoo, lays its egg in the nest of another bird, tricking it to believe that it is its own egg. Furthermore, the metaphor "magpie" is employed because, according to Zuckermann, hybridic "Israeli" displays the characteristics of a magpie, "stealing" from languages such as Arabic and English.
Subtypes
A dead metaphor is a metaphor in which the sense of a transferred image has become absent. The phrases "to grasp a concept" and "to gather what you've understood" use physical action as a metaphor for understanding. The audience does not need to visualize the action; dead metaphors normally go unnoticed. Some distinguish between a dead metaphor and a cliché. Others use "dead metaphor" to denote both.
A mixed metaphor is a metaphor that leaps from one identification to a second inconsistent with the first, e.g.:
This form is often used as a parody of metaphor itself:
An extended metaphor, or conceit, sets up a principal subject with several subsidiary subjects or comparisons. In the above quote from As You Like It, the world is first described as a stage and then the subsidiary subjects men and women are further described in the same context.
An implicit metaphor has no specified tenor, although the vehicle is present. M. H. Abrams offers the following as an example of an implicit metaphor: "That reed was too frail to survive the storm of its sorrows". The reed is the vehicle for the implicit tenor, someone's death, and the "storm" is the vehicle for the person's "sorrows".
Metaphor can serve as a device for persuading an audience of the user's argument or thesis, the so-called rhetorical metaphor.
In rhetoric and literature
Aristotle writes in his work the Rhetoric that metaphors make learning pleasant: "To learn easily is naturally pleasant to all people, and words signify something, so whatever words create knowledge in us are the pleasantest." When discussing Aristotle's Rhetoric, Jan Garret stated "metaphor most brings about learning; for when [Homer] calls old age "stubble", he creates understanding and knowledge through the genus, since both old age and stubble are [species of the genus of] things that have lost their bloom." Metaphors, according to Aristotle, have "qualities of the exotic and the fascinating; but at the same time we recognize that strangers do not have the same rights as our fellow citizens".
Educational psychologist Andrew Ortony gives more explicit detail: "Metaphors are necessary as a communicative device because they allow the transfer of coherent chunks of characteristics -- perceptual, cognitive, emotional and experiential -- from a vehicle which is known to a topic which is less so. In so doing they circumvent the problem of specifying one by one each of the often unnameable and innumerable characteristics; they avoid discretizing the perceived continuity of experience and are thus closer to experience and consequently more vivid and memorable."
As style in speech and writing
As a characteristic of speech and writing, metaphors can serve the poetic imagination. This allows Sylvia Plath, in her poem "Cut", to compare the blood issuing from her cut thumb to the running of a million soldiers, "redcoats, every one"; and enabling Robert Frost, in "The Road Not Taken", to compare a life to a journey.
Metaphors can be implied and extended throughout pieces of literature.
Larger applications
Sonja K. Foss characterizes metaphors as "nonliteral comparisons in which a word or phrase from one domain of experience is applied to another domain".
She argues that since reality is mediated by the language we use to describe it, the metaphors we use shape the world and our interactions to it.
The term metaphor is used to describe more basic or general aspects of experience and cognition:
A cognitive metaphor is the association of object to an experience outside the object's environment
A conceptual metaphor is an underlying association that is systematic in both language and thought
A root metaphor is the underlying worldview that shapes an individual's understanding of a situation
A nonlinguistic metaphor is an association between two nonlinguistic realms of experience
A visual metaphor uses an image to create the link between different ideas
Conceptual metaphors
Some theorists have suggested that metaphors are not merely stylistic, but that they are cognitively important as well. In Metaphors We Live By, George Lakoff and Mark Johnson argue that metaphors are pervasive in everyday life, not just in language, but also in thought and action. A common definition of metaphor can be described as a comparison that shows how two things that are not alike in most ways are similar in another important way. They explain how a metaphor is simply understanding and experiencing one kind of thing in terms of another, called a "conduit metaphor". A speaker can put ideas or objects into containers, and then send them along a conduit to a listener who removes the object from the container to make meaning of it. Thus, communication is something that ideas go into, and the container is separate from the ideas themselves. Lakoff and Johnson give several examples of daily metaphors in use, including "argument is war" and "time is money". Metaphors are widely used in context to describe personal meaning. The authors suggest that communication can be viewed as a machine: "Communication is not what one does with the machine, but is the machine itself."
Experimental evidence shows that "priming" people with material from one area will influence how they perform tasks and interpret language in a metaphorically related area.
As a foundation of our conceptual system
Cognitive linguists emphasize that metaphors serve to facilitate the understanding of one conceptual domain—typically an abstraction such as "life", "theories" or "ideas"—through expressions that relate to another, more familiar conceptual domain—typically more concrete, such as "journey", "buildings" or "food". For example: we devour a book of raw facts, try to digest them, stew over them, let them simmer on the back-burner, regurgitate them in discussions, and cook up explanations, hoping they do not seem half-baked.
Lakoff and Johnson greatly contributed to establishing the importance of conceptual metaphor as a framework for thinking in language, leading scholars to investigate the original ways in which writers used novel metaphors and question the fundamental frameworks of thinking in conceptual metaphors.
From a sociological, cultural, or philosophical perspective, one asks to what extent ideologies maintain and impose conceptual patterns of thought by introducing, supporting, and adapting fundamental patterns of thinking metaphorically. To what extent does the ideology fashion and refashion the idea of the nation as a container with borders? How are enemies and outsiders represented? As diseases? As attackers? How are the metaphoric paths of fate, destiny, history, and progress represented? As the opening of an eternal monumental moment (German fascism)? Or as the path to communism (in Russian or Czech for example)?
Some cognitive scholars have attempted to take on board the idea that different languages have evolved radically different concepts and conceptual metaphors, while others hold to the Sapir-Whorf hypothesis. German philologist Wilhelm von Humboldt contributed significantly to this debate on the relationship between culture, language, and linguistic communities. Humboldt remains, however, relatively unknown in English-speaking nations. Andrew Goatly, in "Washing the Brain", takes on board the dual problem of conceptual metaphor as a framework implicit in the language as a system and the way individuals and ideologies negotiate conceptual metaphors. Neural biological research suggests some metaphors are innate, as demonstrated by reduced metaphorical understanding in psychopathy.
James W. Underhill, in Creating Worldviews: Ideology, Metaphor & Language (Edinburgh UP), considers the way individual speech adopts and reinforces certain metaphoric paradigms. This involves a critique of both communist and fascist discourse. Underhill's studies are situated in Czech and German, which allows him to demonstrate the ways individuals are thinking both within and resisting the modes by which ideologies seek to appropriate key concepts such as "the people", "the state", "history", and "struggle".
Though metaphors can be considered to be "in" language, Underhill's chapter on French, English and ethnolinguistics demonstrates that we cannot conceive of language or languages in anything other than metaphoric terms.
Nonlinguistic metaphors
Metaphors can map experience between two nonlinguistic realms. Musicologist Leonard B. Meyer demonstrated how purely rhythmic and harmonic events can express human emotions. It is an open question whether synesthesia experiences are a sensory version of metaphor, the "source" domain being the presented stimulus, such as a musical tone, and the target domain, being the experience in another modality, such as color.
Art theorist Robert Vischer argued that when we look at a painting, we "feel ourselves into it" by imagining our body in the posture of a nonhuman or inanimate object in the painting. For example, the painting The Lonely Tree by Caspar David Friedrich shows a tree with contorted, barren limbs. Looking at the painting, we imagine our limbs in a similarly contorted and barren shape, evoking a feeling of strain and distress. Nonlinguistic metaphors may be the foundation of our experience of visual and musical art, as well as dance and other art forms.
In historical linguistics
In historical onomasiology or in historical linguistics, a metaphor is defined as a semantic change based on a similarity in form or function between the original concept and the target concept named by a word.
For example, mouse: small, gray rodent with a long tail → small, gray computer device with a long cord.
Some recent linguistic theories view all language in essence as metaphorical.
Historical theories
Friedrich Nietzsche makes metaphor the conceptual center of his early theory of society in On Truth and Lies in the Non-Moral Sense. Some sociologists have found his essay useful for thinking about metaphors used in society and for reflecting on their own use of metaphor. Sociologists of religion note the importance of metaphor in religious worldviews, and that it is impossible to think sociologically about religion without metaphor.
See also
Alliteration
Camel's nose
Colemanballs
Conceptual blending
Description
Experience model
Hypocatastasis
Ideasthesia
List of English-language metaphors
Literal and figurative language
Metaphor in philosophy
Metonymy
Misnomer
Origin of language
Origin of speech
Pataphor
Personification
Reification (fallacy)
Sarcasm
Simile
Synecdoche
Analogy
Tertium comparationis
War as metaphor
World Hypotheses
Notes
References
Citations
Sources
Stefano Arduini (2007). (ed.) Metaphors, Roma, Edizioni di Storia e Letteratura.
Aristotle. Poetics. Trans. I. Bywater. In The Complete Works of Aristotle: The Revised Oxford Translation. (1984). 2 Vols. Ed. Jonathan Barnes. Princeton, NJ: Princeton University Press.
Max Black (1954). Metaphor, Proceedings of the Aristotelian Society, 55, pp. 273–294.
Max Black (1962). Models and metaphors: Studies in language and philosophy, Ithaca: Cornell University Press.
Max Black (1979). More about Metaphor, in A. Ortony (ed) Metaphor & Thought.
Clive Cazeaux (2007). Metaphor and Continental Philosophy: From Kant to Derrida. New York, NY: Routledge.
L. J. Cohen (1979). The Semantics of Metaphor, in A. Ortony (ed.), Metaphor & Thought.
Donald Davidson. (1978). "What Metaphors Mean." Reprinted in Inquiries into Truth and Interpretation. (1984). Oxford, England: Oxford University Press.
Jacques Derrida (1982). "White Mythology: Metaphor in the Text of Philosophy." In Margins of Philosophy. Trans. Alan Bass. Chicago, University of Chicago Press.
Lakoff, G. & Johnson, M. Metaphors We Live By (IL: University of Chicago Press, 1980), Chapters 1–3. (pp. 3–13).
.
McKinnon, AM. (2012). 'Metaphors in and for the Sociology of Religion: Towards a Theory after Nietzsche'. Journal of Contemporary Religion, vol 27, no. 2, pp. 203–216.
David Punter (2007). Metaphor, London, Routledge.
Paul Ricoeur (1975). The Rule of Metaphor: Multi-Disciplinary Studies in the Creation of Meaning in Language, trans. Robert Czerny with Kathleen McLaughlin and John Costello, S. J., London: Routledge and Kegan Paul 1978. (Toronto: University of Toronto Press 1977)
I. A. Richards. (1936). The Philosophy of Rhetoric. Oxford, Oxford University Press.
John Searle (1979). "Metaphor," in A. Ortony (ed.) Metaphor and Thought, Cambridge University Press.
Underhill, James W., Creating Worldviews: Metaphor, Ideology & Language, Edinburgh UP, 2011.
External links
A short history of metaphor
Audio illustrations of metaphor as figure of speech
Top Ten Metaphors of 2008
Shakespeare's Metaphors
Definition and Examples
Metaphor Examples (categorized)
List of ancient Greek words starting with μετα-, on Perseus
Metaphor and Phenomenology article in the Internet Encyclopedia of Philosophy
Metaphors algebra
Figures of speech
Rhetorical techniques
Tropes by type
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Montauban (, ; ) is a commune in the Tarn-et-Garonne department, region of Occitania, Southern France. It is the capital of the department and lies north of Toulouse. Montauban is the most populated town in Tarn-et-Garonne, and the sixth most populated of Occitanie behind Toulouse, Montpellier, Nîmes, Perpignan and Béziers. In 2013, there were 57,921 inhabitants, called Montalbanais. The town has been classified Ville d’art et d’histoire (City of art and history) since 2015.
The town, built mainly of a reddish brick, stands on the right bank of the Tarn at its confluence with the Tescou.
History
Montauban is the second oldest (after Mont-de-Marsan) of the bastides of southern France. Its foundation dates from 1144 when Count Alphonse Jourdain of Toulouse, granted it a liberal charter. The inhabitants were drawn chiefly from Montauriol, a village which had grown up around the neighbouring monastery of St Théodard.
In the 13th century the town suffered much from the ravages of the Albigensian war and from the Inquisition, but by 1317 it had recovered sufficiently to be chosen by John XXII as the head of a diocese of which the basilica of St Théodard became the cathedral.
In 1360, under the Treaty of Brétigny, it was ceded to the English; they were expelled by the inhabitants in 1414. In 1560 the bishops and magistrates embraced Protestantism, expelled the monks, and demolished the cathedral. Ten years later it became one of the four Huguenot strongholds under the Peace of Saint-Germain, and formed a small independent republic. It was the headquarters of the Huguenot rebellion of 1621, and successfully withstood an 86-day siege by Louis XIII.
Because Montauban was a Protestant town, it resisted and held its position against the royal power, refusing to give allegiance to the Catholic King. To scare off the King's opponents and speed up the end of the siege, 400 cannonballs were fired, but Montauban resisted and the royal army was vanquished. Saint Jacques church is still marked by the cannonballs, and every year in September, the city celebrates "les 400 coups" (the 400 shots), which has become a common phrase in French.
Montauban did not submit to royal authority until after the fall of La Rochelle in 1629, when its fortifications were destroyed by Cardinal Richelieu. The Protestants again suffered persecution later in the century, as Louis XIV began to persecute Protestants by sending troops to their homes (dragonnades) and then in 1685 revoked the Edict of Nantes, which had granted the community tolerance.
During World War II, Leonardo da Vinci's Mona Lisa was briefly hidden in a secret vault behind a wine cellar at Montauban.
Climate
Montauban's climate is temperate and subtropical (borderline Csa/Csb in the Köppen climate classification). Temperatures are rather mild in winter and hot in summer. The town experienced severe droughts in 2003, 2006, 2012 and 2015. On 31 August 2015, the Tarn-et-Garonne area was particularly struck by a wave of violent storms. These storms, accompanied by very strong winds, created a tornado, which caused considerable damage in a large part of the department. Montauban was particularly affected, with winds measured between 130 and 150 kilometers per hour (a record) in the city center.
Sights
Its fortifications have been replaced by boulevards beyond which extend numerous suburbs, while on the left bank of the Tarn is the suburb of Villebourbon, which is connected to the town by a remarkable bridge of the early 14th century. This bridge is known as Pont Vieux (i.e. "Old Bridge"). King Philip the Fair of France officially launched the building of the bridge in 1303 while on a tour to Toulouse. The project took 30 years to complete, and the bridge was inaugurated in 1335. The main architects were Étienne de Ferrières and Mathieu de Verdun. It is a pink brick structure over in length, but while its fortified towers have disappeared, it is otherwise in a good state of preservation. The bridge was designed to resist the violent floods of the Tarn, and indeed it successfully withstood the two terrible millennial floods of 1441 and 1930. The bridge is a straight level bridge, which is quite unusual for Medieval Europe, where lack of technological skills meant that most bridges were of the humpback type.
The Musée Ingres, on the site of a castle of the Counts of Toulouse and once the residence of the bishops of Montauban, stands at the east end of the bridge. It belongs chiefly to the 17th century, but some portions are much older, notably an underground chamber known as the Hall of the Black Prince (Salle du Prince Noir). It comprises most of the work (including his "Jesus among the Teachers of the Law") of Jean Ingres, the celebrated painter, whose birth in Montauban is commemorated by an elaborate monument. It is the largest museum of Ingres paintings in the world. The museum also contains some sculptures by famous sculptor Antoine Bourdelle, another native of Montauban, as well as collections of antiquities (Greek vases) and 18th and 19th ceramics.
The Place Nationale is a square of the 17th century, entered at each corner by gateways giving access to a large open space surrounded by pink brick houses supported by double rows of arcades.
The préfecture is located in the palace built by the intendant of Montauban (the equivalent of a préfet before the French Revolution), and is a large elegant 18th century mansion, built of pink bricks and white stone, with a steep roof of blue gray slates, in a style combining northern and southern French styles of architecture.
The chief churches of Montauban are the cathedral, remarkable only for the possession of the "Vow of Louis XIII", one of the masterpieces of Ingres, and the church of St Jacques (14th and 15th centuries), dedicated to Saint James of Compostela, the façade of which is surmounted by a handsome octagonal tower, the base of which is in Romanesque style, while the upper levels, built later, are in Gothic style. Montauban:
Economy
The commercial importance of Montauban is due rather to its trade in agricultural produce, horses, game and poultry, than to its industries, which include nursery-gardening, cloth-weaving, cloth-dressing, flour-milling, wood-sawing, and the manufacture of furniture, silk-gauze and straw hats.
However, due to the proximity of Toulouse and the cheaper cost of industrial grounds, more and more mechanical products are being manufactured there.
Demographics
Montauban is the centre of an urban area with 79,300 inhabitants as of 2017.
Transport
The town is a railway junction, and the station Gare de Montauban-Ville-Bourbon offers connections with Toulouse, Bordeaux, Paris, Brive-la-Gaillarde, Marseille and several regional destinations. Montauban communicates with the Garonne via the Canal de Montech.
Monuments
Founded in 1144 by the Comte de Toulouse, the town of Montauban has some particularities: its center's red brick streets intersect at right angles and meet at the National Square (Place Nationale) which is ranked among the most beautiful squares of France. Some buildings and architectural complexes are distinguished, such as "le Musée Ingres", "la Place Nationale", "le Pont vieux", "L’église Saint Jacques", " la Cathédrale Notre Dame", « l’Ancien Collège des Jésuites », « le Muséum ».
Sport
The town is home of the rugby union club US Montauban. The team gained promotion from the Pro D2 competition for the 2006–07 Top 14 season. The whole town supports rugby, but the athletic club is also very efficient and national results have been regular since 2007. Some athletes in Montauban's athletic club are international athletes. Every year, since 2004, the Rene Arcuset cross country race has been organized in the city.
Movies
In the movie "Les Tontons Flingueurs" a French classic by Georges Lautner, shot and released in 1963, Lino Ventura's character is a businessman from Montauban. Called to Paris for a personal case, he is nicknamed by Bernard Blier's character "Le gugusse de Montauban" (the guy from Montauban.) The "gugusse" will later answer: "one should never leave Montauban". Recently, a round-about in the center of the town was renamed "Tonton Flingueurs' round-about" and placards with drawings of the actors have been displayed.
Personalities
Montauban was the birthplace of:
Jean-Baptiste Massip (1676–1751), 18th-century French playwright, poet, librettist
Marquis Jean-Jacques Lefranc of Pompignan (1709–1784), poet
Jacques Antoine Hippolyte, Comte de Guibert (1743–1790), general and military writer
Olympe de Gouges (1748–1793), playwright and journalist whose feminist writings reached a large audience
Jean Bon Saint-André (1749–1813), French revolutionary
Jean Auguste Dominique Ingres, (1780–1867), painter
Adrien Joseph Prax-Paris (1829–1909), Bonapartist deputy for Tarn-et-Garonne during the Second French Empire and the French Third Republic.
Joseph Lachaud de Loqueyssie (1848–1896), deputy of Tarn-et-Garonne in 1877–81.
Antoine Bourdelle (1861–1929), sculptor and teacher
Camille Gardelle (1866–1947), architect who designed many famous buildings in Uruguay
Léon Bourjade (1889–1924), French fighter pilot during World War One and Catholic missionary
Daniel Cohn-Bendit (b. 1943), leader of May '68 student protests and MEP
Vincent de Swarte (1963–2006), writer
Didier Rous (b. 1970), former road cyclist
Mathieu Perget (b. 1984), former road cyclist
Alexis Palisson (b. 1987), rugby union player
Valentin Rosier (b. 1996), football player
Montauban was the deathplace of:
Manuel Azaña (1880–1940), the last President of the Second Spanish Republic (1931–1939), died in exile
Institutions
Montauban is the seat of a bishop and a court of assize. It has tribunals of first instance and of commerce, a chamber of commerce and a board of trade arbitration, lycées and a training college, schools of commerce and viticulture, a branch of the Bank of France, and a faculty of Protestant theology.
Sister cities
Pawhuska, Oklahoma, USA
Gourbeyre, France
Yokneam, Israel
Khemisset, Morocco
Kozarac, Bosnia and Herzegovina
Prokuplje, Serbia
See also
Communes of the Tarn-et-Garonne department
References
Philip Conner, Huguenot Heartland: Montauban and Southern French Calvinism during the Wars of Religion (Aldershot, 2002) (St Andrews Studies in Reformation History).
Attribution
External links
Official website
Communes of Tarn-et-Garonne
Prefectures in France
Quercy
|
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The macrolides are a class of natural products that consist of a large macrocyclic lactone ring to which one or more deoxy sugars, usually cladinose and desosamine, may be attached. The lactone rings are usually 14-, 15-, or 16-membered. Macrolides belong to the polyketide class of natural products. Some macrolides have antibiotic or antifungal activity and are used as pharmaceutical drugs.
Macrolides are bacteriostatic in that they suppress or inhibit bacterial growth rather than killing bacteria completely.
Definition
In general, any macrocyclic lactone having greater than 8-membered rings are candidates for this class. The macrocycle may contain amino nitrogen, amide nitrogen (but should be differentiated from cyclopeptides), an oxazole ring, or a thiazole ring. Benzene rings are excluded, in order to differentiate from tannins. Also lactams instead of lactones (as in the ansamycin family) are excluded. Included are not only 12-16 membered macrocycles but also larger rings as in tacrolimus.
History
The first macrolide discovered was erythromycin, which was first used in 1952. Erythromycin was widely used as a substitute to penicillin in cases where patients were allergic to penicillin or had penicillin-resistant illnesses. Later macrolides developed, including azithromycin and clarithromycin, stemmed from chemically modifying erythromycin; these compounds were designed to be more easily absorbed and have fewer side-effects (erythromycin caused gastrointestinal side-effects in a significant proportion of users).
Uses
Antibiotic macrolides are used to treat infections caused by Gram-positive bacteria (e.g., Streptococcus pneumoniae) and limited Gram-negative bacteria (e.g., Bordetella pertussis, Haemophilus influenzae), and some respiratory tract and soft-tissue infections. The antimicrobial spectrum of macrolides is slightly wider than that of penicillin, and, therefore, macrolides are a common substitute for patients with a penicillin allergy. Beta-hemolytic streptococci, pneumococci, staphylococci, and enterococci are usually susceptible to macrolides. Unlike penicillin, macrolides have been shown to be effective against Legionella pneumophila, mycoplasma, mycobacteria, some rickettsia, and chlamydia.
Macrolides are not to be used on nonruminant herbivores, such as horses and rabbits. They rapidly produce a reaction causing fatal digestive disturbance. It can be used in horses less than one year old, but care must be taken that other horses (such as a foal's mare) do not come in contact with the macrolide treatment.
Macrolides can be administered in a variety of ways, including tablets, capsules, suspensions, injections and topically.
Mechanism of action
Antibacterial
Macrolides are protein synthesis inhibitors. The mechanism of action of macrolides is inhibition of bacterial protein biosynthesis, and they are thought to do this by preventing peptidyltransferase from adding the growing peptide attached to tRNA to the next amino acid (similarly to chloramphenicol) as well as inhibiting bacterial ribosomal translation. Another potential mechanism is premature dissociation of the peptidyl-tRNA from the ribosome.
Macrolide antibiotics do so by binding reversibly to the P site on the 50S subunit of the bacterial ribosome. This action is considered to be bacteriostatic. Macrolides are actively concentrated within leukocytes, and thus are transported into the site of infection.
Immunomodulation
Diffuse panbronchiolitis
The macrolide antibiotics erythromycin, clarithromycin, and roxithromycin have proven to be an effective long-term treatment for the idiopathic, Asian-prevalent lung disease diffuse panbronchiolitis (DPB). The successful results of macrolides in DPB stems from controlling symptoms through immunomodulation (adjusting the immune response), with the added benefit of low-dose requirements.
With macrolide therapy in DPB, great reduction in bronchiolar inflammation and damage is achieved through suppression of not only neutrophil granulocyte proliferation but also lymphocyte activity and obstructive secretions in airways. The antimicrobial and antibiotic effects of macrolides, however, are not believed to be involved in their beneficial effects toward treating DPB. This is evident, as the treatment dosage is much too low to fight infection, and in DPB cases with the occurrence of the macrolide-resistant bacterium Pseudomonas aeruginosa, macrolide therapy still produces substantial anti-inflammatory results.
Examples
Antibiotic macrolides
US FDA-approved :
Azithromycin - unique; does not extensively inhibit CYP3A4
Clarithromycin
Erythromycin
Non-US FDA-approved:
Carbomycin A
Josamycin
Kitasamycin
Midecamycin/midecamycin acetate
Oleandomycin
Solithromycin
Spiramycin - approved in the EU, and in other countries
Troleandomycin - used in Italy and Turkey
Tylosin/tylocine - used in animals
Roxithromycin
Ketolides
Ketolides are a class of antibiotics that are structurally related to the macrolides. They are used to treat respiratory tract infections caused by macrolide-resistant bacteria. Ketolides are especially effective, as they have two ribosomal binding sites.
Ketolides include:
Telithromycin - the first and only approved ketolide
Cethromycin
Solithromycin
Fluoroketolides
Fluoroketolides are a class of antibiotics that are structurally related to the ketolides. The fluoroketolides have three ribosomal interaction sites.
Fluoroketolides include:
Solithromycin - the first and currently the only fluoroketolide (not yet approved)
Non-antibiotic macrolides
The drugs tacrolimus, pimecrolimus, and sirolimus, which are used as immunosuppressants or immunomodulators, are also macrolides. They have similar activity to ciclosporin.
Antifungal drugs
Polyene antimycotics, such as amphotericin B, nystatin etc., are a subgroup of macrolides. Cruentaren is another example of an antifungal macrolide.
Toxic macrolides
A variety of toxic macrolides produced by bacteria have been isolated and characterized, such as the mycolactones.
Resistance
The primary means of bacterial resistance to macrolides occurs by post-transcriptional methylation of the 23S bacterial ribosomal RNA. This acquired resistance can be either plasmid-mediated or chromosomal, i.e., through mutation, and results in cross-resistance to macrolides, lincosamides, and streptogramins (an MLS-resistant phenotype).
Two other types of acquired resistance rarely seen include the production of drug-inactivating enzymes (esterases or kinases), as well as the production of active ATP-dependent efflux proteins that transport the drug outside of the cell.
Azithromycin has been used to treat strep throat (Group A streptococcal (GAS) infection caused by Streptococcus pyogenes) in penicillin-sensitive patients, however macrolide-resistant strains of GAS are not uncommon. Cephalosporin is another option for these patients.
Side-effects
A 2008 British Medical Journal article highlights that the combination of some macrolides and statins (used for lowering cholesterol) is not advisable and can lead to debilitating myopathy. This is because some macrolides (clarithromycin and erythromycin, not azithromycin) are potent inhibitors of the cytochrome P450 system, particularly of CYP3A4. Macrolides, mainly erythromycin and clarithromycin, also have a class effect of QT prolongation, which can lead to torsades de pointes. Macrolides exhibit enterohepatic recycling; that is, the drug is absorbed in the gut and sent to the liver, only to be excreted into the duodenum in bile from the liver. This can lead to a buildup of the product in the system, thereby causing nausea. In infants the use of erythromycin has been associated with pyloric stenosis.
Some macrolides are also known to cause cholestasis, a condition where bile cannot flow from the liver to the duodenum. A new study found an association between erythromycin use during infancy and developing IHPS (Infantile hypertrophic pyloric stenosis) in infants. However, no significant association was found between macrolides use during pregnancy or breastfeeding.
A Cochrane review showed gastrointestinal symptoms to be the most frequent adverse event reported in literature.
Interactions
Macrolides should not be taken with colchicine as it may lead to colchicine toxicity. Symptoms of colchicine toxicity include gastrointestinal upset, fever, myalgia, pancytopenia, and organ failure.
References
Further reading
|
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Musical theatre is a form of theatrical performance that combines songs, spoken dialogue, acting and dance. The story and emotional content of a musical – humor, pathos, love, anger – are communicated through words, music, movement and technical aspects of the entertainment as an integrated whole. Although musical theatre overlaps with other theatrical forms like opera and dance, it may be distinguished by the equal importance given to the music as compared with the dialogue, movement and other elements. Since the early 20th century, musical theatre stage works have generally been called, simply, musicals.
Although music has been a part of dramatic presentations since ancient times, modern Western musical theatre emerged during the 19th century, with many structural elements established by the works of Gilbert and Sullivan in Britain and those of Harrigan and Hart in America. These were followed by the numerous Edwardian musical comedies and the musical theatre works of American creators like George M. Cohan at the turn of the 20th century. The Princess Theatre musicals (1915–1918) were artistic steps forward beyond revues and other frothy entertainments of the early 20th century and led to such groundbreaking works as Show Boat (1927), Of Thee I Sing (1931) and Oklahoma! (1943). Some of the most famous musicals through the decades that followed include
My Fair Lady (1956), The Fantasticks (1960), Hair (1967), A Chorus Line (1975), Les Misérables (1985), The Phantom of the Opera (1986), Rent (1996), The Producers (2001), Wicked (2003) and Hamilton (2015). In 2020–2021, many musical theatre productions were shut down due to the Covid-19 pandemic.
Musicals are performed around the world. They may be presented in large venues, such as big-budget Broadway or West End productions in New York City or London. Alternatively, musicals may be staged in smaller venues, such as fringe theatre, off-Broadway, off-off-Broadway, regional theatre, or community theatre productions, or on tour. Musicals are often presented by amateur and school groups in churches, schools and other performance spaces. In addition to the United States and Britain, there are vibrant musical theatre scenes in continental Europe, Asia, Australasia, Canada and Latin America.
Definitions and scope
Book musicals
Since the 20th century, the "book musical" has been defined as a musical play where songs and dances are fully integrated into a well-made story with serious dramatic goals that is able to evoke genuine emotions other than laughter. The three main components of a book musical are its music, lyrics and book. The book or script of a musical refers to the story, character development and dramatic structure, including the spoken dialogue and stage directions, but it can also refer to the dialogue and lyrics together, which are sometimes referred to as the libretto (Italian for "little book"). The music and lyrics together form the score of a musical and include songs, incidental music and musical scenes, which are "theatrical sequence[s] set to music, often combining song with spoken dialogue." The interpretation of a musical is the responsibility of its creative team, which includes a director, a musical director, usually a choreographer and sometimes an orchestrator. A musical's production is also creatively characterized by technical aspects, such as set design, costumes, stage properties (props), lighting and sound. The creative team, designs and interpretations generally change from the original production to succeeding productions. Some production elements, however, may be retained from the original production, for example, Bob Fosse's choreography in Chicago.
There is no fixed length for a musical. While it can range from a short one-act entertainment to several acts and several hours in length (or even a multi-evening presentation), most musicals range from one and a half to three hours. Musicals are usually presented in two acts, with one short intermission, and the first act is frequently longer than the second. The first act generally introduces nearly all of the characters and most of the music and often ends with the introduction of a dramatic conflict or plot complication while the second act may introduce a few new songs but usually contains reprises of important musical themes and resolves the conflict or complication. A book musical is usually built around four to six main theme tunes that are reprised later in the show, although it sometimes consists of a series of songs not directly musically related. Spoken dialogue is generally interspersed between musical numbers, although "sung dialogue" or recitative may be used, especially in so-called "sung-through" musicals such as Jesus Christ Superstar, Falsettos, Les Misérables, Evita and Hamilton. Several shorter musicals on Broadway and in the West End have been presented in one act in recent decades.
Moments of greatest dramatic intensity in a book musical are often performed in song. Proverbially, "when the emotion becomes too strong for speech, you sing; when it becomes too strong for song, you dance." In a book musical, a song is ideally crafted to suit the character (or characters) and their situation within the story; although there have been times in the history of the musical (e.g. from the 1890s to the 1920s) when this integration between music and story has been tenuous. As The New York Times critic Ben Brantley described the ideal of song in theatre when reviewing the 2008 revival of Gypsy: "There is no separation at all between song and character, which is what happens in those uncommon moments when musicals reach upward to achieve their ideal reasons to be." Typically, many fewer words are sung in a five-minute song than are spoken in a five-minute block of dialogue. Therefore, there is less time to develop drama in a musical than in a straight play of equivalent length, since a musical usually devotes more time to music than to dialogue. Within the compressed nature of a musical, the writers must develop the characters and the plot.
The material presented in a musical may be original, or it may be adapted from novels (Wicked and Man of La Mancha), plays (Hello, Dolly! and Carousel), classic legends (Camelot), historical events (Evita) or films (The Producers and Billy Elliot). On the other hand, many successful musical theatre works have been adapted for musical films, such as West Side Story, My Fair Lady, The Sound of Music, Oliver! and Chicago.
Comparisons with opera
Musical theatre is closely related to the theatrical form of opera, but the two are usually distinguished by weighing a number of factors. First, musicals generally have a greater focus on spoken dialogue. Some musicals, however, are entirely accompanied and sung-through, while some operas, such as Die Zauberflöte, and most operettas, have some unaccompanied dialogue. Second, musicals usually include more dancing as an essential part of the storytelling, particularly by the principal performers as well as the chorus. Third, musicals often use various genres of popular music or at least popular singing and musical styles.
Finally, musicals usually avoid certain operatic conventions. In particular, a musical is almost always performed in the language of its audience. Musicals produced on Broadway or in the West End, for instance, are invariably sung in English, even if they were originally written in another language. While an opera singer is primarily a singer and only secondarily an actor (and rarely needs to dance), a musical theatre performer is often an actor first but must also be a singer and dancer. Someone who is equally accomplished at all three is referred to as a "triple threat". Composers of music for musicals often consider the vocal demands of roles with musical theatre performers in mind. Today, large theatres that stage musicals generally use microphones and amplification of the actors' singing voices in a way that would generally be disapproved of in an operatic context.
Some works (e.g. by George Gershwin, Leonard Bernstein and Stephen Sondheim) have been made into both "musical theatre" and "operatic" productions. Similarly, some older operettas or light operas (such as The Pirates of Penzance by Gilbert and Sullivan) have been produced in modern adaptations that treat them as musicals. For some works, production styles are almost as important as the work's musical or dramatic content in defining into which art form the piece falls. Sondheim said, "I really think that when something plays Broadway it's a musical, and when it plays in an opera house it's opera. That's it. It's the terrain, the countryside, the expectations of the audience that make it one thing or another." There remains an overlap in form between lighter operatic forms and more musically complex or ambitious musicals. In practice, it is often difficult to distinguish among the various kinds of musical theatre, including "musical play", "musical comedy", "operetta" and "light opera".
Like opera, the singing in musical theatre is generally accompanied by an instrumental ensemble called a pit orchestra, located in a lowered area in front of the stage. While opera typically uses a conventional symphony orchestra, musicals are generally orchestrated for ensembles ranging from 27 players down to only a few players. Rock musicals usually employ a small group of mostly rock instruments, and some musicals may call for only a piano or two instruments. The music in musicals uses a range of "styles and influences including operetta, classical techniques, folk music, jazz [and] local or historical styles [that] are appropriate to the setting." Musicals may begin with an overture played by the orchestra that "weav[es] together excerpts of the score's famous melodies."
Eastern traditions and other forms
There are various Eastern traditions of theatre that include music, such as Chinese opera, Taiwanese opera, Japanese Noh and Indian musical theatre, including Sanskrit drama, Indian classical dance, Parsi theatre and Yakshagana. India has, since the 20th century, produced numerous musical films, referred to as "Bollywood" musicals, and in Japan a series of 2.5D musicals based on popular anime and manga comics has developed in recent decades.
Shorter or simplified "junior" versions of many musicals are available for schools and youth groups, and very short works created or adapted for performance by children are sometimes called minimusicals.
History
Early antecedents
The antecedents of musical theatre in Europe can be traced back to the theatre of ancient Greece, where music and dance were included in stage comedies and tragedies during the 5th century BCE. The music from the ancient forms is lost, however, and they had little influence on later development of musical theatre. In the 12th and 13th centuries, religious dramas taught the liturgy. Groups of actors would use outdoor Pageant wagons (stages on wheels) to tell each part of the story. Poetic forms sometimes alternated with the prose dialogues, and liturgical chants gave way to new melodies.
The European Renaissance saw older forms evolve into two antecedents of musical theatre: commedia dell'arte, where raucous clowns improvised familiar stories, and later, opera buffa. In England, Elizabethan and Jacobean plays frequently included music, and short musical plays began to be included in an evenings' dramatic entertainments. Court masques developed during the Tudor period that involved music, dancing, singing and acting, often with expensive costumes and a complex stage design. These developed into sung plays that are recognizable as English operas, the first usually being thought of as The Siege of Rhodes (1656). In France, meanwhile, Molière turned several of his farcical comedies into musical entertainments with songs (music provided by Jean-Baptiste Lully) and dance in the late 17th century. These influenced a brief period of English opera by composers such as John Blow and Henry Purcell.
From the 18th century, the most popular forms of musical theatre in Britain were ballad operas, like John Gay's The Beggar's Opera, that included lyrics written to the tunes of popular songs of the day (often spoofing opera), and later pantomime, which developed from commedia dell'arte, and comic opera with mostly romantic plot lines, like Michael Balfe's The Bohemian Girl (1845). Meanwhile, on the continent, singspiel, comédie en vaudeville, opéra comique, zarzuela and other forms of light musical entertainment were emerging. The Beggar's Opera was the first recorded long-running play of any kind, running for 62 successive performances in 1728. It would take almost a century afterwards before any play broke 100 performances, but the record soon reached 150 in the late 1820s. Other musical theatre forms developed in England by the 19th century, such as music hall, melodrama and burletta, which were popularized partly because most London theatres were licensed only as music halls and not allowed to present plays without music.
Colonial America did not have a significant theatre presence until 1752, when London entrepreneur William Hallam sent a company of actors to the colonies managed by his brother Lewis. In New York in the summer of 1753, they performed ballad-operas, such as The Beggar's Opera, and ballad-farces. By the 1840s, P. T. Barnum was operating an entertainment complex in lower Manhattan. Other early musical theatre in America consisted of British forms, such as burletta and pantomime, but what a piece was called did not necessarily define what it was. The 1852 Broadway extravaganza The Magic Deer advertised itself as "A Serio Comico Tragico Operatical Historical Extravaganzical Burletical Tale of Enchantment." Theatre in New York moved from downtown gradually to midtown from around 1850, and did not arrive in the Times Square area until the 1920s and 1930s. New York runs lagged far behind those in London, but Laura Keene's "musical burletta" Seven Sisters (1860) shattered previous New York musical theatre record, with a run of 253 performances.
1850s to 1880s
Around 1850, the French composer Hervé was experimenting with a form of comic musical theatre he called opérette. The best known composers of operetta were Jacques Offenbach from the 1850s to the 1870s and Johann Strauss II in the 1870s and 1880s. Offenbach's fertile melodies, combined with his librettists' witty satire, formed a model for the musical theatre that followed. Adaptations of the French operettas (played in mostly bad, risqué translations), musical burlesques, music hall, pantomime and burletta dominated the London musical stage into the 1870s.
In America, mid-19th century musical theatre entertainments included crude variety revue, which eventually developed into vaudeville, minstrel shows, which soon crossed the Atlantic to Britain, and Victorian burlesque, first popularized in the US by British troupes. A hugely successful musical that premiered in New York in 1866, The Black Crook, was an original musical theatre piece that conformed to many of the modern definitions of a musical, including dance and original music that helped to tell the story. The spectacular production, famous for its skimpy costumes, ran for a record-breaking 474 performances. The same year, The Black Domino/Between You, Me and the Post was the first show to call itself a "musical comedy." Comedians Edward Harrigan and Tony Hart produced and starred in musicals on Broadway between 1878 (The Mulligan Guard Picnic) and 1885. These musical comedies featured characters and situations taken from the everyday life of New York's lower classes and represented a significant step forward towards a more legitimate theatrical form. They starred high quality singers (Lillian Russell, Vivienne Segal and Fay Templeton) instead of the ladies of questionable repute who had starred in earlier musical forms.
As transportation improved, poverty in London and New York diminished, and street lighting made for safer travel at night, the number of patrons for the growing number of theatres increased enormously. Plays ran longer, leading to better profits and improved production values, and men began to bring their families to the theatre. The first musical theatre piece to exceed 500 consecutive performances was the French operetta The Chimes of Normandy in 1878. English comic opera adopted many of the successful ideas of European operetta, none more successfully than the series of more than a dozen long-running Gilbert and Sullivan comic operas, including H.M.S. Pinafore (1878) and The Mikado (1885). These were sensations on both sides of the Atlantic and in Australia and helped to raise the standard for what was considered a successful show. These shows were designed for family audiences, a marked contrast from the risqué burlesques, bawdy music hall shows and French operettas that sometimes drew a crowd seeking less wholesome entertainment. Only a few 19th-century musical pieces exceeded the run of The Mikado, such as Dorothy, which opened in 1886 and set a new record with a run of 931 performances. Gilbert and Sullivan's influence on later musical theatre was profound, creating examples of how to "integrate" musicals so that the lyrics and dialogue advanced a coherent story. Their works were admired and copied by early authors and composers of musicals in Britain and America.
1890s to the new century
A Trip to Chinatown (1891) was Broadway's long-run champion (until Irene in 1919), running for 657 performances, but New York runs continued to be relatively short, with a few exceptions, compared with London runs, until the 1920s. Gilbert and Sullivan were widely pirated and also were imitated in New York by productions such as Reginald De Koven's Robin Hood (1891) and John Philip Sousa's El Capitan (1896). A Trip to Coontown (1898) was the first musical comedy entirely produced and performed by African Americans on Broadway (largely inspired by the routines of the minstrel shows), followed by ragtime-tinged shows. Hundreds of musical comedies were staged on Broadway in the 1890s and early 20th century, composed of songs written in New York's Tin Pan Alley, including those by George M. Cohan, who worked to create an American style distinct from the Gilbert and Sullivan works. The most successful New York shows were often followed by extensive national tours.
Meanwhile, musicals took over the London stage in the Gay Nineties, led by producer George Edwardes, who perceived that audiences wanted a new alternative to the Savoy-style comic operas and their intellectual, political, absurdist satire. He experimented with a modern-dress, family-friendly musical theatre style, with breezy, popular songs, snappy, romantic banter, and stylish spectacle at the Gaiety and his other theatres. These drew on the traditions of comic opera and used elements of burlesque and of the Harrigan and Hart pieces. He replaced the bawdy women of burlesque with his "respectable" corps of Gaiety Girls to complete the musical and visual fun. The success of the first of these, In Town (1892) and A Gaiety Girl (1893) set the style for the next three decades. The plots were generally light, romantic "poor maiden loves aristocrat and wins him against all odds" shows, with music by Ivan Caryll, Sidney Jones and Lionel Monckton. These shows were immediately widely copied in America, and Edwardian musical comedy swept away the earlier musical forms of comic opera and operetta. The Geisha (1896) was one of the most successful in the 1890s, running for more than two years and achieving great international success.
The Belle of New York (1898) became the first American musical to run for over a year in London. The British musical comedy Florodora (1899) was a popular success on both sides of the Atlantic, as was A Chinese Honeymoon (1901), which ran for a record-setting 1,074 performances in London and 376 in New York. After the turn of the 20th century, Seymour Hicks joined forces with Edwardes and American producer Charles Frohman to create another decade of popular shows. Other enduring Edwardian musical comedy hits included The Arcadians (1909) and The Quaker Girl (1910).
Early 20th century
Virtually eliminated from the English-speaking stage by competition from the ubiquitous Edwardian musical comedies, operettas returned to London and Broadway in 1907 with The Merry Widow, and adaptations of continental operettas became direct competitors with musicals. Franz Lehár and Oscar Straus composed new operettas that were popular in English until World War I. In America, Victor Herbert produced a string of enduring operettas including The Fortune Teller (1898), Babes in Toyland (1903), Mlle. Modiste (1905), The Red Mill (1906) and Naughty Marietta (1910).
In the 1910s, the team of P. G. Wodehouse, Guy Bolton and Jerome Kern, following in the footsteps of Gilbert and Sullivan, created the "Princess Theatre shows" and paved the way for Kern's later work by showing that a musical could combine light, popular entertainment with continuity between its story and songs. Historian Gerald Bordman wrote:
The theatre-going public needed escapist entertainment during the dark times of World War I, and they flocked to the theatre. The 1919 hit musical Irene ran for 670 performances, a Broadway record that held until 1938. The British theatre public supported far longer runs like that of The Maid of the Mountains (1,352 performances) and especially Chu Chin Chow. Its run of 2,238 performances was more than twice as long as any previous musical, setting a record that stood for nearly forty years. Revues like The Bing Boys Are Here in Britain, and those of Florenz Ziegfeld and his imitators in America, were also extraordinarily popular.
The musicals of the Roaring Twenties, borrowing from vaudeville, music hall and other light entertainments, tended to emphasize big dance routines and popular songs at the expense of plot. Typical of the decade were lighthearted productions like Sally; Lady, Be Good; No, No, Nanette; Oh, Kay!; and Funny Face. Despite forgettable stories, these musicals featured stars such as Marilyn Miller and Fred Astaire and produced dozens of enduring popular songs by Kern, George and Ira Gershwin, Irving Berlin, Cole Porter and Rodgers and Hart. Popular music was dominated by musical theatre standards, such as "Fascinating Rhythm", "Tea for Two" and "Someone to Watch Over Me". Many shows were revues, series of sketches and songs with little or no connection between them. The best-known of these were the annual Ziegfeld Follies, spectacular song-and-dance revues on Broadway featuring extravagant sets, elaborate costumes and beautiful chorus girls. These spectacles also raised production values, and mounting a musical generally became more expensive. Shuffle Along (1921), an all-African American show was a hit on Broadway. A new generation of composers of operettas also emerged in the 1920s, such as Rudolf Friml and Sigmund Romberg, to create a series of popular Broadway hits.
In London, writer-stars such as Ivor Novello and Noël Coward became popular, but the primacy of British musical theatre from the 19th century through 1920 was gradually replaced by American innovation, especially after World War I, as Kern and other Tin Pan Alley composers began to bring new musical styles such as ragtime and jazz to the theatres, and the Shubert Brothers took control of the Broadway theatres. Musical theatre writer Andrew Lamb notes, "The operatic and theatrical styles of nineteenth-century social structures were replaced by a musical style more aptly suited to twentieth-century society and its vernacular idiom. It was from America that the more direct style emerged, and in America that it was able to flourish in a developing society less hidebound by nineteenth-century tradition." In France, comédie musicale was written between in the early decades of the century for such stars as Yvonne Printemps.
Show Boat and the Great Depression
Progressing far beyond the comparatively frivolous musicals and sentimental operettas of the decade, Broadway's Show Boat (1927), represented an even more complete integration of book and score than the Princess Theatre musicals, with dramatic themes told through the music, dialogue, setting and movement. This was accomplished by combining the lyricism of Kern's music with the skillful libretto of Oscar Hammerstein II. One historian wrote, "Here we come to a completely new genre – the musical play as distinguished from musical comedy. Now ... everything else was subservient to that play. Now ... came complete integration of song, humor and production numbers into a single and inextricable artistic entity."
As the Great Depression set in during the post-Broadway national tour of Show Boat, the public turned back to mostly light, escapist song-and-dance entertainment. Audiences on both sides of the Atlantic had little money to spend on entertainment, and only a few stage shows anywhere exceeded a run of 500 performances during the decade. The revue The Band Wagon (1931) starred dancing partners Fred Astaire and his sister Adele, while Porter's Anything Goes (1934) confirmed Ethel Merman's position as the First Lady of musical theatre, a title she maintained for many years. Coward and Novello continued to deliver old fashioned, sentimental musicals, such as The Dancing Years, while Rodgers and Hart returned from Hollywood to create a series of successful Broadway shows, including On Your Toes (1936, with Ray Bolger, the first Broadway musical to make dramatic use of classical dance), Babes in Arms (1937) and The Boys from Syracuse (1938). Porter added Du Barry Was a Lady (1939). The longest-running piece of musical theatre of the 1930s was Hellzapoppin (1938), a revue with audience participation, which played for 1,404 performances, setting a new Broadway record.
Still, a few creative teams began to build on Show Boats innovations. Of Thee I Sing (1931), a political satire by the Gershwins, was the first musical awarded the Pulitzer Prize. As Thousands Cheer (1933), a revue by Irving Berlin and Moss Hart in which each song or sketch was based on a newspaper headline, marked the first Broadway show in which an African-American, Ethel Waters, starred alongside white actors. Waters' numbers included "Supper Time", a woman's lament for her husband who has been lynched. The Gershwins' Porgy and Bess (1935) featured an all African-American cast and blended operatic, folk and jazz idioms. The Cradle Will Rock (1937), directed by Orson Welles, was a highly political pro-union piece that, despite the controversy surrounding it, ran for 108 performances. Rodgers and Hart's I'd Rather Be Right (1937) was a political satire with George M. Cohan as President Franklin D. Roosevelt, and Kurt Weill's Knickerbocker Holiday depicted New York City's early history while good-naturedly satirizing Roosevelt's good intentions.
The motion picture mounted a challenge to the stage. Silent films had presented only limited competition, but by the end of the 1920s, films like The Jazz Singer could be presented with synchronized sound. "Talkie" films at low prices effectively killed off vaudeville by the early 1930s. Despite the economic woes of the 1930s and the competition from film, the musical survived. In fact, it continued to evolve thematically beyond the gags and showgirls musicals of the Gay Nineties and Roaring Twenties and the sentimental romance of operetta, adding technical expertise and the fast-paced staging and naturalistic dialogue style led by director George Abbott.
The Golden Age (1940s to 1960s)
1940s
The 1940s would begin with more hits from Porter, Irving Berlin, Rodgers and Hart, Weill and Gershwin, some with runs over 500 performances as the economy rebounded, but artistic change was in the air.
Rodgers and Hammerstein's Oklahoma! (1943) completed the revolution begun by Show Boat, by tightly integrating all the aspects of musical theatre, with a cohesive plot, songs that furthered the action of the story, and featured dream ballets and other dances that advanced the plot and developed the characters, rather than using dance as an excuse to parade scantily clad women across the stage. Rodgers and Hammerstein hired ballet choreographer Agnes de Mille, who used everyday motions to help the characters express their ideas. It defied musical conventions by raising its first act curtain not on a bevy of chorus girls, but rather on a woman churning butter, with an off-stage voice singing the opening lines of Oh, What a Beautiful Mornin' unaccompanied. It drew rave reviews, set off a box-office frenzy and received a Pulitzer Prize. Brooks Atkinson wrote in The New York Times that the show's opening number changed the history of musical theater: "After a verse like that, sung to a buoyant melody, the banalities of the old musical stage became intolerable."<ref name=Heritage>Gordon, John Steele. Oklahoma'!'] . Retrieved June 13, 2010</ref> It was the first "blockbuster" Broadway show, running a total of 2,212 performances, and was made into a hit film. It remains one of the most frequently produced of the team's projects. William A. Everett and Paul R. Laird wrote that this was a "show, that, like Show Boat, became a milestone, so that later historians writing about important moments in twentieth-century theatre would begin to identify eras according to their relationship to Oklahoma!".
"After Oklahoma!, Rodgers and Hammerstein were the most important contributors to the musical-play form... The examples they set in creating vital plays, often rich with social thought, provided the necessary encouragement for other gifted writers to create musical plays of their own". The two collaborators created an extraordinary collection of some of musical theatre's best loved and most enduring classics, including Carousel (1945), South Pacific (1949), The King and I (1951) and The Sound of Music (1959). Some of these musicals treat more serious subject matter than most earlier shows: the villain in Oklahoma! is a suspected murderer and psychopath with a fondness for lewd post cards; Carousel deals with spousal abuse, thievery, suicide and the afterlife; South Pacific explores miscegenation even more thoroughly than Show Boat; and the hero of The King and I dies onstage.
The show's creativity stimulated Rodgers and Hammerstein's contemporaries and ushered in the "Golden Age" of American musical theatre. Americana was displayed on Broadway during the "Golden Age", as the wartime cycle of shows began to arrive. An example of this is On the Town (1944), written by Betty Comden and Adolph Green, composed by Leonard Bernstein and choreographed by Jerome Robbins. The story is set during wartime and concerns three sailors who are on a 24-hour shore leave in New York City, during which each falls in love. The show also gives the impression of a country with an uncertain future, as the sailors and their women also have. Irving Berlin used sharpshooter Annie Oakley's career as a basis for his Annie Get Your Gun (1946, 1,147 performances); Burton Lane, E. Y. Harburg and Fred Saidy combined political satire with Irish whimsy for their fantasy Finian's Rainbow (1947, 725 performances); and Cole Porter found inspiration in William Shakespeare's The Taming of the Shrew for Kiss Me, Kate (1948, 1,077 performances). The American musicals overwhelmed the old-fashioned British Coward/Novello-style shows, one of the last big successes of which was Novello's Perchance to Dream (1945, 1,021 performances). The formula for the Golden Age musicals reflected one or more of four widely held perceptions of the "American dream": That stability and worth derives from a love relationship sanctioned and restricted by Protestant ideals of marriage; that a married couple should make a moral home with children away from the city in a suburb or small town; that the woman's function was as homemaker and mother; and that Americans incorporate an independent and pioneering spirit or that their success is self-made.
1950s
The 1950s were crucial to the development of the American musical. Damon Runyon's eclectic characters were at the core of Frank Loesser's and Abe Burrows' Guys and Dolls, (1950, 1,200 performances); and the Gold Rush was the setting for Alan Jay Lerner and Frederick Loewe's Paint Your Wagon (1951). The relatively brief seven-month run of that show didn't discourage Lerner and Loewe from collaborating again, this time on My Fair Lady (1956), an adaptation of George Bernard Shaw's Pygmalion starring Rex Harrison and Julie Andrews, which at 2,717 performances held the long-run record for many years. Popular Hollywood films were made of all of these musicals. Two hits by British creators in this decade were The Boy Friend (1954), which ran for 2,078 performances in London and marked Andrews' American debut, and Salad Days (1954), with a run of 2,283 performances.
Another record was set by The Threepenny Opera, which ran for 2,707 performances, becoming the longest-running off-Broadway musical until The Fantasticks. The production also broke ground by showing that musicals could be profitable off-Broadway in a small-scale, small orchestra format. This was confirmed in 1959 when a revival of Jerome Kern and P. G. Wodehouse's Leave It to Jane ran for more than two years. The 1959–1960 off-Broadway season included a dozen musicals and revues including Little Mary Sunshine, The Fantasticks and Ernest in Love, a musical adaptation of Oscar Wilde's 1895 hit The Importance of Being Earnest.West Side Story (1957) transported Romeo and Juliet to modern day New York City and converted the feuding Montague and Capulet families into opposing ethnic gangs, the Jets and the Sharks. The book was adapted by Arthur Laurents, with music by Leonard Bernstein and lyrics by newcomer Stephen Sondheim. It was embraced by the critics, but failed to be a popular choice for the "blue-haired matinee ladies", who preferred the small town River City, Iowa of Meredith Willson's The Music Man (1957) to the alleys of Manhattan's Upper West Side. Apparently Tony Award voters were of a similar mind, since they favored the former over the latter. West Side Story had a respectable run of 732 performances (1,040 in the West End), while The Music Man ran nearly twice as long, with 1,375 performances. However, the 1961 film of West Side Story was extremely successful. Laurents and Sondheim teamed up again for Gypsy (1959, 702 performances), with Jule Styne providing the music for a backstage story about the most driven stage mother of all-time, stripper Gypsy Rose Lee's mother Rose. The original production ran for 702 performances, and was given four subsequent revivals, with Angela Lansbury, Tyne Daly, Bernadette Peters and Patti LuPone later tackling the role made famous by Ethel Merman.
Although directors and choreographers have had a major influence on musical theatre style since at least the 19th century, George Abbott and his collaborators and successors took a central role in integrating movement and dance fully into musical theatre productions in the Golden Age. Abbott introduced ballet as a story-telling device in On Your Toes in 1936, which was followed by Agnes de Mille's ballet and choreography in Oklahoma!. After Abbott collaborated with Jerome Robbins in On the Town and other shows, Robbins combined the roles of director and choreographer, emphasizing the story-telling power of dance in West Side Story, A Funny Thing Happened on the Way to the Forum (1962) and Fiddler on the Roof (1964). Bob Fosse choreographed for Abbott in The Pajama Game (1956) and Damn Yankees (1957), injecting playful sexuality into those hits. He was later the director-choreographer for Sweet Charity (1968), Pippin (1972) and Chicago (1975). Other notable director-choreographers have included Gower Champion, Tommy Tune, Michael Bennett, Gillian Lynne and Susan Stroman. Prominent directors have included Hal Prince, who also got his start with Abbott, and Trevor Nunn.
During the Golden Age, automotive companies and other large corporations began to hire Broadway talent to write corporate musicals, private shows only seen by their employees or customers.Ward, Jonathan. "Recruit, Train and Motivate: The History of the Industrial Musical" , March 2002, Perfect Sound Forever The 1950s ended with Rodgers and Hammerstein's last hit, The Sound of Music, which also became another hit for Mary Martin. It ran for 1,443 performances and shared the Tony Award for Best Musical. Together with its extremely successful 1965 film version, it has become one of the most popular musicals in history.
1960s
In 1960, The Fantasticks was first produced off-Broadway. This intimate allegorical show would quietly run for over 40 years at the Sullivan Street Theatre in Greenwich Village, becoming by far the longest-running musical in history. Its authors produced other innovative works in the 1960s, such as Celebration and I Do! I Do!, the first two-character Broadway musical. The 1960s would see a number of blockbusters, like Fiddler on the Roof (1964; 3,242 performances), Hello, Dolly! (1964; 2,844 performances), Funny Girl (1964; 1,348 performances) and Man of La Mancha (1965; 2,328 performances), and some more risqué pieces like Cabaret, before ending with the emergence of the rock musical. Two men had considerable impact on musical theatre history beginning in this decade: Stephen Sondheim and Jerry Herman.
The first project for which Sondheim wrote both music and lyrics was A Funny Thing Happened on the Way to the Forum (1962, 964 performances), with a book based on the works of Plautus by Burt Shevelove and Larry Gelbart, starring Zero Mostel. Sondheim moved the musical beyond its concentration on the romantic plots typical of earlier eras; his work tended to be darker, exploring the grittier sides of life both present and past. Other early Sondheim works include Anyone Can Whistle (1964, which ran only nine performances, despite having stars Lee Remick and Angela Lansbury), and the successful Company (1970), Follies (1971) and A Little Night Music (1973). Later, Sondheim found inspiration in unlikely sources: the opening of Japan to Western trade for Pacific Overtures (1976), a legendary murderous barber seeking revenge in the Industrial Age of London for Sweeney Todd (1979), the paintings of Georges Seurat for Sunday in the Park with George (1984), fairy tales for Into the Woods (1987), and a collection of presidential assassins in Assassins (1990).
While some critics have argued that some of Sondheim's musicals lack commercial appeal, others have praised their lyrical sophistication and musical complexity, as well as the interplay of lyrics and music in his shows. Some of Sondheim's notable innovations include a show presented in reverse (Merrily We Roll Along) and the above-mentioned Anyone Can Whistle, in which the first act ends with the cast informing the audience that they are mad.
Jerry Herman played a significant role in American musical theatre, beginning with his first Broadway production, Milk and Honey (1961, 563 performances), about the founding of the state of Israel, and continuing with the blockbuster hits Hello, Dolly! (1964, 2,844 performances), Mame (1966, 1,508 performances), and La Cage aux Folles (1983, 1,761 performances). Even his less successful shows like Dear World (1969) and Mack and Mabel (1974) have had memorable scores (Mack and Mabel was later reworked into a London hit). Writing both words and music, many of Herman's show tunes have become popular standards, including "Hello, Dolly!", "We Need a Little Christmas", "I Am What I Am", "Mame", "The Best of Times", "Before the Parade Passes By", "Put On Your Sunday Clothes", "It Only Takes a Moment", "Bosom Buddies" and "I Won't Send Roses", recorded by such artists as Louis Armstrong, Eydie Gormé, Barbra Streisand, Petula Clark and Bernadette Peters. Herman's songbook has been the subject of two popular musical revues, Jerry's Girls (Broadway, 1985) and Showtune (off-Broadway, 2003).
The musical started to diverge from the relatively narrow confines of the 1950s. Rock music would be used in several Broadway musicals, beginning with Hair, which featured not only rock music but also nudity and controversial opinions about the Vietnam War, race relations and other social issues.
Social themes
After Show Boat and Porgy and Bess, and as the struggle in America and elsewhere for minorities' civil rights progressed, Hammerstein, Harold Arlen, Yip Harburg and others were emboldened to write more musicals and operas that aimed to normalize societal toleration of minorities and urged racial harmony. Early Golden Age works that focused on racial tolerance included Finian's Rainbow and South Pacific. Towards the end of the Golden Age, several shows tackled Jewish subjects and issues, such as Fiddler on the Roof, Milk and Honey, Blitz! and later Rags. The original concept that became West Side Story was set in the Lower East Side during Easter-Passover celebrations; the rival gangs were to be Jewish and Italian Catholic. The creative team later decided that the Polish (white) vs. Puerto Rican conflict was fresher.
Tolerance as an important theme in musicals has continued in recent decades. The final expression of West Side Story left a message of racial tolerance. By the end of the 1960s, musicals became racially integrated, with black and white cast members even covering each other's roles, as they did in Hair. Homosexuality has also been explored in musicals, starting with Hair, and even more overtly in La Cage aux Folles, Falsettos, Rent, Hedwig and the Angry Inch and other shows in recent decades. Parade is a sensitive exploration of both anti-Semitism and historical American racism, and Ragtime similarly explores the experience of immigrants and minorities in America.
1970s to present
1970s
After the success of Hair, rock musicals flourished in the 1970s, with Jesus Christ Superstar, Godspell, The Rocky Horror Show, Evita and Two Gentlemen of Verona. Some of those began as "concept albums" which were then adapted to the stage, most notably Jesus Christ Superstar and Evita. Others had no dialogue or were otherwise reminiscent of opera, with dramatic, emotional themes; these sometimes started as concept albums and were referred to as rock operas. Shows like Raisin, Dreamgirls, Purlie and The Wiz brought a significant African-American influence to Broadway. More varied musical genres and styles were incorporated into musicals both on and especially off-Broadway. At the same time, Stephen Sondheim found success with some of his musicals, as mentioned above.
In 1975, the dance musical A Chorus Line emerged from recorded group therapy-style sessions Michael Bennett conducted with "gypsies" – those who sing and dance in support of the leading players – from the Broadway community. From hundreds of hours of tapes, James Kirkwood Jr. and Nick Dante fashioned a book about an audition for a musical, incorporating many real-life stories from the sessions; some who attended the sessions eventually played variations of themselves or each other in the show. With music by Marvin Hamlisch and lyrics by Edward Kleban, A Chorus Line first opened at Joseph Papp's Public Theater in lower Manhattan. What initially had been planned as a limited engagement eventually moved to the Shubert Theatre on Broadway for a run of 6,137 performances, becoming the longest-running production in Broadway history up to that time. The show swept the Tony Awards and won the Pulitzer Prize, and its hit song, What I Did for Love, became a standard.
Broadway audiences welcomed musicals that varied from the golden age style and substance. John Kander and Fred Ebb explored the rise of Nazism in Germany in Cabaret, and murder and the media in Prohibition-era Chicago, which relied on old vaudeville techniques. Pippin, by Stephen Schwartz, was set in the days of Charlemagne. Federico Fellini's autobiographical film 8½ became Maury Yeston's Nine. At the end of the decade, Evita and Sweeney Todd were precursors of the darker, big budget musicals of the 1980s that depended on dramatic stories, sweeping scores and spectacular effects. At the same time, old-fashioned values were still embraced in such hits as Annie, 42nd Street, My One and Only, and popular revivals of No, No, Nanette and Irene. Although many film versions of musicals were made in the 1970s, few were critical or box office successes, with the notable exceptions of Fiddler on the Roof, Cabaret and Grease.
1980s
The 1980s saw the influence of European "megamusicals" on Broadway, in the West End and elsewhere. These typically feature a pop-influenced score, large casts and spectacular sets and special effects – a falling chandelier (in The Phantom of the Opera); a helicopter landing on stage (in Miss Saigon) – and big budgets. Some were based on novels or other works of literature. The British team of composer Andrew Lloyd Webber and producer Cameron Mackintosh started the megamusical phenomenon with their 1981 musical Cats, based on the poems of T. S. Eliot, which overtook A Chorus Line to become the longest-running Broadway show. Lloyd Webber followed up with Starlight Express (1984), performed on roller skates; The Phantom of the Opera (1986; also with Mackintosh), derived from the novel of the same name; and Sunset Boulevard (1993), from the 1950 film of the same name. Phantom would surpass Cats to become the longest-running show in Broadway history, a record it still holds.Allain and Harvie, pp. 206–207 The French team of Claude-Michel Schönberg and Alain Boublil wrote Les Misérables, based on the novel of the same name, whose 1985 London production was produced by Mackintosh and became, and still is, the longest-running musical in West End and Broadway history. The team produced another hit with Miss Saigon (1989), which was inspired by the Puccini opera Madama Butterfly.
The megamusicals' huge budgets redefined expectations for financial success on Broadway and in the West End. In earlier years, it was possible for a show to be considered a hit after a run of several hundred performances, but with multimillion-dollar production costs, a show must run for years simply to turn a profit. Megamusicals were also reproduced in productions around the world, multiplying their profit potential while expanding the global audience for musical theatre.
1990s
In the 1990s, a new generation of theatrical composers emerged, including Jason Robert Brown and Michael John LaChiusa, who began with productions off-Broadway. The most conspicuous success of these artists was Jonathan Larson's show Rent (1996), a rock musical (based on the opera La bohème) about a struggling community of artists in Manhattan. While the cost of tickets to Broadway and West End musicals was escalating beyond the budget of many theatregoers, Rent was marketed to increase the popularity of musicals among a younger audience. It featured a young cast and a heavily rock-influenced score; the musical became a hit. Its young fans, many of them students, calling themselves RENTheads], camped out at the Nederlander Theatre in hopes of winning the lottery for $20 front row tickets, and some saw the show dozens of times. Other shows on Broadway followed Rent's lead by offering heavily discounted day-of-performance or standing-room tickets, although often the discounts are offered only to students.
The 1990s also saw the influence of large corporations on the production of musicals. The most important has been Disney Theatrical Productions, which began adapting some of Disney's animated film musicals for the stage, starting with Beauty and the Beast (1994), The Lion King (1997) and Aida (2000), the latter two with music by Elton John. The Lion King is the highest-grossing musical in Broadway history. The Who's Tommy (1993), a theatrical adaptation of the rock opera Tommy, achieved a healthy run of 899 performances but was criticized for sanitizing the story and "musical theatre-izing" the rock music.
Despite the growing number of large-scale musicals in the 1980s and 1990s, a number of lower-budget, smaller-scale musicals managed to find critical and financial success, such as Falsettoland and Little Shop of Horrors, Bat Boy: The Musical and Blood Brothers. The topics of these pieces vary widely, and the music ranges from rock to pop, but they often are produced off-Broadway, or for smaller London theatres, and some of these stagings have been regarded as imaginative and innovative.
2000s–present
Trends
In the new century, familiarity has been embraced by producers and investors anxious to guarantee that they recoup their considerable investments. Some took (usually modest-budget) chances on new and creative material, such as Urinetown (2001), Avenue Q (2003), The Light in the Piazza (2005), Spring Awakening (2006), In the Heights (2008), Next to Normal (2009), American Idiot (2010) and The Book of Mormon (2011). Hamilton (2015), transformed "under-dramatized American history" into an unusual hip-hop inflected hit. In 2011, Sondheim argued that of all forms of "contemporary pop music", rap was "the closest to traditional musical theatre" and was "one pathway to the future."
However, most major-market 21st-century productions have taken a safe route, with revivals of familiar fare, such as Fiddler on the Roof, A Chorus Line, South Pacific, Gypsy, Hair, West Side Story and Grease, or with adaptations of other proven material, such as literature (The Scarlet Pimpernel, Wicked and Fun Home), hoping that the shows would have a built-in audience as a result. This trend is especially persistent with film adaptations, including (The Producers, Spamalot, Hairspray, Legally Blonde, The Color Purple, Xanadu, Billy Elliot, Shrek, Waitress and Groundhog Day). Some critics have argued that the reuse of film plots, especially those from Disney (such as Mary Poppins and The Little Mermaid), equate the Broadway and West End musical to a tourist attraction, rather than a creative outlet.
Today, it is less likely that a sole producer, such as David Merrick or Cameron Mackintosh, backs a production. Corporate sponsors dominate Broadway, and often alliances are formed to stage musicals, which require an investment of $10 million or more. In 2002, the credits for Thoroughly Modern Millie listed ten producers, and among those names were entities composed of several individuals. Typically, off-Broadway and regional theatres tend to produce smaller and therefore less expensive musicals, and development of new musicals has increasingly taken place outside of New York and London or in smaller venues. For example, Spring Awakening, Fun Home and Hamilton were developed off-Broadway before being launched on Broadway.
Several musicals returned to the spectacle format that was so successful in the 1980s, recalling extravaganzas that have been presented at times, throughout theatre history, since the ancient Romans staged mock sea battles. Examples include the musical adaptations of Lord of the Rings (2007), Gone with the Wind (2008) and Spider-Man: Turn Off the Dark (2011). These musicals involved songwriters with little theatrical experience, and the expensive productions generally lost money. Conversely, The Drowsy Chaperone, Avenue Q, The 25th Annual Putnam County Spelling Bee, Xanadu and Fun Home, among others, have been presented in smaller-scale productions, mostly uninterrupted by an intermission, with short running times, and enjoyed financial success. In 2013, Time magazine reported that a trend off-Broadway has been "immersive" theatre, citing shows such as Natasha, Pierre & The Great Comet of 1812 (2012) and Here Lies Love (2013) in which the staging takes place around and within the audience. The shows set a joint record, each receiving 11 nominations for Lucille Lortel Awards, and feature contemporary scores.Brantley, Ben. "A Rise to Power, Disco Round Included", The New York Times, April 23, 2013, accessed April 7, 2014
In 2013, Cyndi Lauper was the "first female composer to win the [Tony for] Best Score without a male collaborator" for writing the music and lyrics for Kinky Boots. In 2015, for the first time, an all-female writing team, Lisa Kron and Jeanine Tesori, won the Tony Award for Best Original Score (and Best Book for Kron) for Fun Home, although work by male songwriters continues to be produced more often.
Jukebox musicals
Another trend has been to create a minimal plot to fit a collection of songs that have already been hits. Following the earlier success of Buddy – The Buddy Holly Story, these have included Movin' Out (2002, based on the tunes of Billy Joel), Jersey Boys (2006, The Four Seasons), Rock of Ages (2009, featuring classic rock of the 1980s) and many others. This style is often referred to as the "jukebox musical". Similar but more plot-driven musicals have been built around the canon of a particular pop group including Mamma Mia! (1999, based on the songs of ABBA), Our House (2002, based on the songs of Madness) and We Will Rock You (2002, based on the songs of Queen).
Film and TV musicals
Live-action film musicals were nearly dead in the 1980s and early 1990s, with exceptions of Victor/Victoria, Little Shop of Horrors and the 1996 film of Evita. In the new century, Baz Luhrmann began a revival of the film musical with Moulin Rouge! (2001). This was followed by Chicago (2002); Phantom of the Opera (2004); Rent (2005); Dreamgirls (2006); Hairspray, Enchanted and Sweeney Todd (all in 2007); Mamma Mia! (2008); Nine (2009); Les Misérables and Pitch Perfect (both in 2012), Into The Woods, The Last Five Years (2014), La La Land (2016), The Greatest Showman (2017), A Star Is Born and Mary Poppins Returns (both 2018), Rocketman (2019) and In the Heights and Steven Spielberg's version of West Side Story (both in 2021), among others. Dr. Seuss's How the Grinch Stole Christmas! (2000) and The Cat in the Hat (2003), turned children's books into live-action film musicals. After the immense success of Disney and other houses with animated film musicals beginning with The Little Mermaid in 1989 and running throughout the 1990s (including some more adult-themed films, like South Park: Bigger, Longer & Uncut (1999)), fewer animated film musicals were released in the first decade of the 21st century. The genre made a comeback beginning in 2010 with Tangled (2010), Rio (2011) and Frozen (2013). In Asia, India continues to produce numerous "Bollywood" film musicals, and Japan produces "Anime" and "Manga" film musicals.
Made for TV musical films were popular in the 1990s, such as Gypsy (1993), Cinderella (1997) and Annie (1999). Several made for TV musicals in the first decade of the 21st century were adaptations of the stage version, such as South Pacific (2001), The Music Man (2003) and Once Upon a Mattress (2005), and a televised version of the stage musical Legally Blonde in 2007. Additionally, several musicals were filmed on stage and broadcast on Public Television, for example Contact in 2002 and Kiss Me, Kate and Oklahoma! in 2003. The made-for-TV musical High School Musical (2006), and its several sequels, enjoyed particular success and were adapted for stage musicals and other media.
In 2013, NBC began a series of live television broadcasts of musicals with The Sound of Music Live! Although the production received mixed reviews, it was a ratings success. Further broadcasts have included Peter Pan Live! (NBC 2014), The Wiz Live! (NBC 2015), a UK broadcast, The Sound of Music Live (ITV 2015) Grease: Live (Fox 2016), Hairspray Live! (NBC, 2016), A Christmas Story Live! (Fox, 2017), and Rent: Live (Fox 2019).
Some television shows have set episodes as a musical. Examples include episodes of Ally McBeal, Xena: Warrior Princess ("The Bitter Suite" and "Lyre, Lyre, Heart's On Fire"), Psych ("Psych: The Musical"), Buffy the Vampire Slayer ("Once More, with Feeling"), That's So Raven, Daria, Dexter's Laboratory, The Powerpuff Girls, The Flash, Once Upon a Time, Oz, Scrubs (one episode was written by the creators of Avenue Q), Batman: The Brave and the Bold ("Mayhem of the Music Meister") and That '70s Show (the 100th episode, "That '70s Musical"). Others have included scenes where characters suddenly begin singing and dancing in a musical-theatre style during an episode, such as in several episodes of The Simpsons, 30 Rock, Hannah Montana, South Park, Bob's Burgers and Family Guy. Television series that have extensively used the musical format have included Cop Rock, Flight of the Conchords, Glee, Smash and Crazy Ex-Girlfriend.
There have also been musicals made for the internet, including Dr. Horrible's Sing-Along Blog, about a low-rent super-villain played by Neil Patrick Harris. It was written during the WGA writer's strike. Since 2006, reality TV shows have been used to help market musical revivals by holding a talent competition to cast (usually female) leads. Examples of these are How Do You Solve a Problem like Maria?, Grease: You're the One That I Want!, Any Dream Will Do, Legally Blonde: The Musical – The Search for Elle Woods, I'd Do Anything and Over the Rainbow. In 2021, Schmigadoon! was a parody of, and homage to, Golden Age musicals of the 1940s and 1950s.
2020–2021 theatre shutdown
The COVID-19 pandemic caused the closure of theatres and theatre festivals around the world in early 2020, including all Broadway and West End theatres. Many performing arts institutions attempted to adapt, or reduce their losses, by offering new (or expanded) digital services. In particular this resulted in the online streaming of previously recorded performances of many companies, as well as bespoke crowdsourcing projects. For example, The Sydney Theatre Company commissioned actors to film themselves at home discussing, then performing, a monologue from one of the characters they had previously played on stage. The casts of musicals, such as Hamilton and Mamma Mia! united on Zoom calls to entertain individuals and the public. Some performances were streamed live, or presented outdoors or in other "socially distanced" ways, sometimes allowing audience members to interact with the cast. Radio theatre festivals were broadcast. Virtual, and even crowd-sourced musicals were created, such as Ratatouille the Musical. Filmed versions of major musicals, like Hamilton, were released on streaming platforms. Andrew Lloyd Webber released recordings of his musicals on YouTube.
Due to the closures and loss of ticket sales, many theatre companies were placed in financial peril. Some governments offered emergency aid to the arts. Some musical theatre markets began to reopen in fits and starts by early 2021, with West End theatres postponing their reopening from June to July, and Broadway starting in September. Throughout 2021, however, spikes in the pandemic have caused some closures even after markets reopened."Broadway shows, newly reopened after COVID, face new cancellations", NPR, December 16, 2021
International musicals
The U.S. and Britain were the most active sources of book musicals from the 19th century through much of the 20th century (although Europe produced various forms of popular light opera and operetta, for example Spanish Zarzuela, during that period and even earlier). However, the light musical stage in other countries has become more active in recent decades.
Musicals from other English-speaking countries (notably Australia and Canada) often do well locally and occasionally even reach Broadway or the West End (e.g., The Boy from Oz and The Drowsy Chaperone). South Africa has an active musical theatre scene, with revues like African Footprint and Umoja and book musicals, such as Kat and the Kings and Sarafina! touring internationally. Locally, musicals like Vere, Love and Green Onions, Over the Rainbow: the all-new all-gay... extravaganza and Bangbroek Mountain and In Briefs – a queer little Musical have been produced successfully.
Successful musicals from continental Europe include shows from (among other countries) Germany (Elixier and Ludwig II), Austria (Tanz der Vampire, Elisabeth, Mozart! and Rebecca), Czech Republic (Dracula), France (Starmania, Notre-Dame de Paris, Les Misérables, Roméo et Juliette and Mozart, l'opéra rock) and Spain (Hoy no me puedo levantar and The Musical Sancho Panza).
Japan has recently seen the growth of an indigenous form of musical theatre, both animated and live action, mostly based on Anime and Manga, such as Kiki's Delivery Service and Tenimyu. The popular Sailor Moon metaseries has had twenty-nine Sailor Moon musicals, spanning thirteen years. Beginning in 1914, a series of popular revues have been performed by the all-female Takarazuka Revue, which currently fields five performing troupes. Elsewhere in Asia, the Indian Bollywood musical, mostly in the form of motion pictures, is tremendously successful.
Beginning with a 2002 tour of Les Misérables, various Western musicals have been imported to mainland China and staged in English. Attempts at localizing Western productions in China began in 2008 when Fame was produced in Mandarin with a full Chinese cast at the Central Academy of Drama in Beijing. Since then, other western productions have been staged in China in Mandarin with a Chinese cast. The first Chinese production in the style of Western musical theatre was The Gold Sand in 2005. In addition, Li Dun, a well-known Chinese producer, produced Butterflies, based on a classic Chinese love tragedy, in 2007 as well as Love U Teresa in 2011.
Amateur and school productions
Musicals are often presented by amateur and school groups in churches, schools and other performance spaces.Filichia, Peter. (2004) Let's Put on a Musical!: How to Choose the Right Show for Your School, Community or Professional Theater, Watson-Guptill Publications, Although amateur theatre has existed for centuries, even in the New World, François Cellier and Cunningham Bridgeman wrote, in 1914, that prior to the late 19th century, amateur actors were treated with contempt by professionals. After the formation of amateur Gilbert and Sullivan companies licensed to perform the Savoy operas, professionals recognized that the amateur societies "support the culture of music and the drama. They are now accepted as useful training schools for the legitimate stage, and from the volunteer ranks have sprung many present-day favourites." The National Operatic and Dramatic Association was founded in the UK in 1899. It reported, in 1914, that nearly 200 amateur dramatic societies were producing Gilbert and Sullivan works in Britain that year. Similarly, more than 100 community theatres were founded in the US in the early 20th century. This number has grown to an estimated 18,000 in the US. The Educational Theater Association in the US has nearly 5,000 member schools.
Relevance
The Broadway League announced that in the 2007–08 season, 12.27 million tickets were purchased for Broadway shows for a gross sale amount of almost a billion dollars. The League further reported that during the 2006–07 season, approximately 65% of Broadway tickets were purchased by tourists, and that foreign tourists were 16% of attendees. The Society of London Theatre reported that 2007 set a record for attendance in London. Total attendees in the major commercial and grant-aided theatres in Central London were 13.6 million, and total ticket revenues were £469.7 million. The international musicals scene has been increasingly active in recent decades. Nevertheless, Stephen Sondheim commented in the year 2000:
However, noting the success in recent decades of original material, and creative re-imaginings of film, plays and literature, theatre historian John Kenrick countered:
Is the Musical dead? ... Absolutely not! Changing? Always! The musical has been changing ever since Offenbach did his first rewrite in the 1850s. And change is the clearest sign that the musical is still a living, growing genre. Will we ever return to the so-called 'golden age', with musicals at the center of popular culture? Probably not. Public taste has undergone fundamental changes, and the commercial arts can only flow where the paying public allows.
See also
Cast recording
Lists of musicals
Long-running musical theatre productions
Music theatre
Parsi theatre
2.5D musical
Notes and references
Cited books
Further reading
Bauch, Marc. [https://books.google.com/books?id=UeaHSVd7jQAC The American Musical. Marburg, Germany: Tectum Verlag, 2003.
Bordman, Gerald (1978). American Musical Theatre: a Chronicle. New York: Oxford University Press. viii, 749 p.
Citron, Stephen (1991). The Musical, from the Inside Out. Chicago, Illinois: I.R. Dee. 336 p.
Ewen, David (1961). The Story of American Musical Theater. First ed. Philadelphia: Chilton. v, 208 p.
Gänzl, Kurt. The Encyclopedia of Musical Theatre (3 Volumes). New York: Schirmer Books, 2001.
Stempel, Larry. Showtime: A History of the Broadway Musical Theater (W. W. Norton, 2010) 826 pages; comprehensive history since the mid-19th century.
Traubner, Richard. Operetta: A Theatrical History''. Garden City, New York: Doubleday & Company, 1983
External links
Internet Broadway Database – Cast and production lists, song lists and award lists
Guidetomusicaltheatre.com – synopses, cast lists, song lists, etc.
The Broadway Musical Home
History of musicals (V&A museum website)
Castalbumdb – Musical Cast Album Database
Synopses and character descriptions of most major musicals (StageAgent.com)
History of theatre
Theatrical genres
Theatre
Theatre
Singing
|
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It is the last day of the first quarter of the year.
Events
Pre-1600
307 – After divorcing his wife Minervina, Constantine marries Fausta, daughter of the retired Roman emperor Maximian.
1146 – Bernard of Clairvaux preaches his famous sermon in a field at Vézelay, urging the necessity of a Second Crusade. Louis VII is present, and joins the Crusade.
1492 – Queen Isabella of Castile issues the Alhambra Decree, ordering her 150,000 Jewish and Muslim subjects to convert to Christianity or face expulsion.
1521 – Ferdinand Magellan and fifty of his men came ashore to present-day Limasawa to participate in the first Catholic mass in the Philippines.
1601–1900
1717 – A sermon on "The Nature of the Kingdom of Christ" by Benjamin Hoadly, the Bishop of Bangor, preached in the presence of King George I of Great Britain, provokes the Bangorian Controversy.
1761 – The 1761 Lisbon earthquake strikes off the Iberian Peninsula with an estimated magnitude of 8.5, six years after another quake destroyed the city.
1774 – American Revolutionary War: The Kingdom of Great Britain orders the port of Boston, Massachusetts closed pursuant to the Boston Port Act.
1854 – Commodore Matthew Perry signs the Convention of Kanagawa with the Tokugawa Shogunate, opening the ports of Shimoda and Hakodate to American trade.
1885 – The United Kingdom establishes the Bechuanaland Protectorate.
1889 – The Eiffel Tower is officially opened.
1899 – Malolos, capital of the First Philippine Republic, is captured by American forces.
1901–present
1901 – Rusalka by Antonín Dvořák premieres at the National Opera House in Prague.
1906 – The Intercollegiate Athletic Association of the United States (later the National Collegiate Athletic Association) is established to set rules for college sports in the United States.
1909 – Serbia formally withdraws its opposition to Austro-Hungarian actions in the Bosnian Crisis.
1913 – The Vienna Concert Society rioted during a performance of modernist music by Arnold Schoenberg, Alban Berg, Alexander von Zemlinsky, and Anton von Webern, causing a premature end to the concert due to violence; this concert became known as the Skandalkonzert.
1917 – According to the terms of the Treaty of the Danish West Indies, the islands become American possessions.
1918 – Massacre of ethnic Azerbaijanis is committed by allied armed groups of Armenian Revolutionary Federation and Bolsheviks. Nearly 12,000 Azerbaijani Muslims are killed.
1918 – Daylight saving time goes into effect in the United States for the first time.
1921 – The Royal Australian Air Force is formed.
1930 – The Motion Picture Production Code is instituted, imposing strict guidelines on the treatment of sex, crime, religion and violence in film, in the U.S., for the next thirty-eight years.
1931 – An earthquake in Nicaragua destroys Managua; killing 2,000.
1931 – A Transcontinental & Western Air airliner crashes near Bazaar, Kansas, killing eight, including University of Notre Dame head football coach Knute Rockne.
1933 – The Civilian Conservation Corps is established with the mission of relieving rampant unemployment in the United States.
1942 – World War II: Japanese forces invade Christmas Island, then a British possession.
1945 – World War II: A defecting German pilot delivers a Messerschmitt Me 262A-1, the world's first operational jet-powered fighter aircraft, to the Americans, the first to fall into Allied hands.
1949 – The Dominion of Newfoundland joins the Canadian Confederation and becomes the 10th Province of Canada.
1951 – Remington Rand delivers the first UNIVAC I computer to the United States Census Bureau.
1957 – Elections to the Territorial Assembly of the French colony Upper Volta are held. After the elections PDU and MDV form a government.
1958 – In the Canadian federal election, the Progressive Conservatives, led by John Diefenbaker, win the largest percentage of seats in Canadian history, with 208 seats of 265.
1959 – The 14th Dalai Lama, crosses the border into India and is granted political asylum.
1964 – Brazilian General Olímpio Mourão Filho orders his troops to move towards Rio de Janeiro, beginning the coup d'état.
1966 – The Soviet Union launches Luna 10 which later becomes the first space probe to enter orbit around the Moon.
1968 – American President Lyndon B. Johnson speaks to the nation of "Steps to Limit the War in Vietnam" in a television address. At the conclusion of his speech, he announces: "I shall not seek, and I will not accept, the nomination of my party for another term as your President."
1970 – Explorer 1 re-enters the Earth's atmosphere after 12 years in orbit.
1980 – The Chicago, Rock Island and Pacific Railroad operates its final train after being ordered to liquidate its assets because of bankruptcy and debts owed to creditors.
1990 – Approximately 200,000 protesters take to the streets of London to protest against the newly introduced Poll Tax.
1991 – Georgian independence referendum: Nearly 99 percent of the voters support the country's independence from the Soviet Union.
1992 – The , the last active United States Navy battleship, is decommissioned in Long Beach, California.
1992 – The Treaty of Federation is signed in Moscow.
1993 – The Macao Basic Law is adopted by the Eight National People's Congress of China to take effect December 20, 1999 Resumption by China of the Exercise of Sovereignty over Macao
1995 – Selena is murdered by her fan club president Yolanda Saldívar at a Days Inn in Corpus Christi, Texas.
1995 – TAROM Flight 371, an Airbus A310-300, crashes near Balotesti, Romania, killing all 60 people on board.
1998 – Netscape releases Mozilla source code under an open source license.
2004 – Iraq War in Anbar Province: In Fallujah, Iraq, four American private military contractors working for Blackwater USA, are killed after being ambushed.
2018 – Start of the 2018 Armenian revolution.
Births
Pre-1600
1360 – Philippa of Lancaster (d. 1415)
1499 – Pope Pius IV (d. 1565)
1504 – Guru Angad, Indian religious leader (d. 1552)
1519 – Henry II of France (d. 1559)
1536 – Ashikaga Yoshiteru, Japanese shōgun (d. 1565)
1596 – René Descartes, French mathematician and philosopher (d. 1650)
1601–1900
1601 – Jakov Mikalja, Italian linguist and lexicographer (d. 1654)
1621 – Andrew Marvell, English poet and politician (d. 1678)
1651 – Charles II, Elector Palatine, German husband of Princess Wilhelmine Ernestine of Denmark (d. 1685)
1675 – Pope Benedict XIV (d. 1758)
1718 – Mariana Victoria of Spain (d. 1781)
1723 – Frederick V of Denmark (d. 1766)
1730 – Étienne Bézout, French mathematician and theorist (d. 1783)
1732 – Joseph Haydn, Austrian pianist and composer (d. 1809)
1740 – Panoutsos Notaras, Greek politician (d. 1849)
1747 – Johann Abraham Peter Schulz, German pianist and composer (d. 1800)
1777 – Charles Cagniard de la Tour, French physicist and engineer (d. 1859)
1778 – Coenraad Jacob Temminck, Dutch zoologist and ornithologist (d. 1858)
1794 – Thomas McKean Thompson McKennan, American lawyer and politician, 2nd United States Secretary of the Interior (d. 1852)
1809 – Edward FitzGerald, English poet and translator (d. 1883)
1809 – Otto Lindblad, Swedish composer (d. 1864)
1813 – Félix María Zuloaga, Mexican general and unconstitutional interim president (1858 and 1860–1862) (d. 1898)
1819 – Chlodwig, Prince of Hohenlohe-Schillingsfürst (d. 1901)
1823 – Mary Boykin Chesnut, American author (d. 1886)
1833 – Mary Abigail Dodge, American writer and essayist (d. 1896)
1835 – John La Farge, American artist (d. 1910)
1847 – Hermann de Pourtalès, Swiss sailor (d. 1904)
1847 – Yegor Ivanovich Zolotarev, Russian mathematician and theorist (d. 1878)
1851 – Francis Bell, New Zealand lawyer and politician, 20th Prime Minister of New Zealand (d. 1936)
1855 – Alfred E. Hunt, American businessman (d. 1899)
1859 – Emil Fenyvessy, Hungarian actor and screenwriter (d. 1924)
1865 – Anandi Gopal Joshi, Indian physician (d. 1887)
1871 – Arthur Griffith, Irish journalist and politician, 3rd President of Dáil Éireann (d. 1922)
1872 – Sergei Diaghilev, Russian ballet manager and critic, founded the Ballets Russes (d. 1929)
1874 – Benjamín G. Hill, Mexican revolutionary general, governor of Sonora (d. 1920)
1874 – Henri Marteau, French violinist and composer (d. 1934)
1876 – Borisav Stanković, Serbian author (d. 1927)
1878 – Jack Johnson, American boxer (d. 1946)
1884 – Adriaan van Maanen, Dutch-American astronomer and academic (d. 1946)
1885 – Pascin, Bulgarian-American painter and illustrator (d. 1930)
1890 – Ben Adams, American jumper (d. 1961)
1890 – William Lawrence Bragg, Australian-English physicist and academic, Nobel Prize laureate (d. 1971)
1891 – Victor Varconi, Hungarian-American actor and director (d. 1976)
1893 – Clemens Krauss, Austrian conductor and manager (d. 1954)
1893 – Herbert Meinhard Mühlpfordt, German physician and historian (d. 1982)
1895 – Vardis Fisher, American author and academic (d. 1968)
1900 – Prince Henry, Duke of Gloucester (d. 1974)
1901–present
1905 – Robert Stevenson, English director and screenwriter (d. 1986)
1905 – George Treweek, Australian rugby league player (d. 1991)
1906 – Sin-Itiro Tomonaga, Japanese physicist and academic, Nobel Prize laureate (d. 1979)
1908 – Red Norvo, American vibraphone player and composer (d. 1999)
1911 – Freddie Green, American guitarist (d. 1987)
1911 – Elisabeth Grümmer, German soprano (d. 1986)
1912 – William Lederer, American soldier and author (d. 2009)
1913 – Etta Baker, African-American singer and guitarist (d. 2006)
1914 – Octavio Paz, Mexican poet and diplomat, Nobel Prize laureate (d. 1998)
1914 – Dagmar Lange, Swedish author (d. 1991)
1915 – Albert Hourani, English historian and author (d. 1993)
1915 – Shoichi Yokoi, Japanese sergeant (d. 1997)
1916 – Lucille Bliss, American voice actress (d. 2012)
1916 – Tommy Bolt, American golfer (d. 2008)
1916 – John H. Wood, Jr., American lawyer and judge (d. 1979)
1917 – Dorothy DeLay, American violinist and educator (d. 2002)
1918 – Ted Post, American director (d. 2013)
1919 – Frank Akins, American football player (d. 1993)
1920 – Deborah Cavendish, Duchess of Devonshire, British aristocrat, socialite and author (d. 2014)
1921 – Lowell Fulson, African-American blues singer-songwriter and guitarist (d. 1999)
1921 – Peggy Rea, American actress and casting director (d. 2011)
1922 – Richard Kiley, American actor and singer (d. 1999)
1922 – Patrick Magee, Irish actor (d. 1982)
1923 – Don Barksdale, American basketball player (d. 1993)
1923 – François Sermon, Belgian footballer (d. 2013)
1924 – Leo Buscaglia, American author and academic (d. 1998)
1924 – Charles Guggenheim, American director and producer (d. 2002)
1925 – Jean Coutu, Canadian actor and director (d. 1999)
1926 – John Fowles, English novelist (d. 2005)
1926 – Beni Montresor, Italian director, set designer, author, and illustrator (d. 2001)
1926 – Rocco Petrone, American colonel and engineer (d. 2006)
1927 – Cesar Chavez, American labor union leader and activist (d. 1993)
1927 – William Daniels, American actor
1927 – Eduardo Martínez Somalo, Spanish cardinal (d. 2021)
1927 – Vladimir Ilyushin, Russian pilot (d. 2010)
1927 – Elmer Diedtrich, American businessman and politician (d. 2013)
1927 – Bud MacPherson, Canadian ice hockey player (d. 1988)
1928 – Lefty Frizzell, American singer-songwriter and guitarist (d. 1975)
1928 – Gordie Howe, Canadian ice hockey player (d. 2016)
1929 – Liz Claiborne, Belgian-American fashion designer, founded Liz Claiborne Inc. (d. 2007)
1929 – Bert Fields, American lawyer and author
1930 – Yehuda Nir, Polish-American psychiatrist (d. 2014)
1930 – Jim Mutscheller, American football player and coach (d. 2015)
1931 – Miller Barber, American golfer (d. 2013)
1931 – Tamara Tyshkevich, Belarusian shot putter (d. 1997)
1932 – John Jakes, American author
1932 – Nagisa Oshima, Japanese director and screenwriter (d. 2013)
1933 – Anita Carter, American singer-songwriter and bassist (d. 1999)
1933 – Nichita Stănescu, Romanian poet (d. 1983)
1934 – Richard Chamberlain, American actor
1934 – Shirley Jones, American actress and singer
1934 – John D. Loudermilk, American singer-songwriter and guitarist (d. 2016)
1934 – Carlo Rubbia, Italian physicist and academic, Nobel Prize laureate
1934 – Kamala Surayya, Indian poet and author (d. 2009)
1935 – Herb Alpert, American singer-songwriter, trumpet player, and producer
1935 – Judith Rossner, American author (d. 2005)
1936 – Marge Piercy, American poet and novelist
1936 – Walter E. Williams, American economist and academic (d. 2020)
1938 – Patrick Bateson, English biologist and academic (d. 2017)
1938 – Sheila Dikshit, Indian politician, 22nd Governor of Kerala (d. 2019)
1938 – Antje Gleichfeld, German runner
1938 – Bill Hicke, Canadian ice hockey player, coach, and manager (d. 2005)
1938 – Tõnno Lepmets, Estonian basketball player (d. 2005)
1938 – Arthur B. Rubinstein, American pianist, composer, and conductor (d. 2018)
1938 – David Steel, Scottish academic and politician
1939 – Zviad Gamsakhurdia, Georgian anthropologist and politician, 1st President of Georgia (d. 1993)
1939 – Israel Horovitz, American actor, director, and screenwriter (d. 2020)
1939 – Walker David Miller, American lawyer and judge (d. 2013)
1939 – Volker Schlöndorff, German director and producer
1939 – Karl-Heinz Schnellinger, German footballer
1940 – Brian Ackland-Snow, English production designer and art director (d. 2013)
1940 – Barney Frank, American lawyer and politician
1940 – Patrick Leahy, American lawyer and politician
1941 – Franco Bonvicini, Italian author and illustrator (d. 1995)
1941 – Faith Leech, Australian swimmer (d. 2013)
1942 – Ulla Hoffmann, Swedish politician
1942 – Hugh McCracken, American guitarist and producer (d. 2013)
1942 – Michael Savage, American far-right radio host and author
1943 – Roy Andersson, Swedish director and screenwriter
1943 – Deirdre Clancy, English costume designer
1943 – Christopher Walken, American actor
1944 – Pascal Danel, French singer-songwriter
1944 – Angus King, American politician
1944 – Mick Ralphs, English singer-songwriter and guitarist
1945 – Edwin Catmull, American computer scientist and engineer
1945 – Gabe Kaplan, American actor and comedian
1945 – Myfanwy Talog, Welsh actress (d. 1995)
1946 – Gonzalo Márquez, Venezuelan baseball player (d. 1984)
1946 – Bob Russell, English politician
1947 – Augustin Banyaga, Rwandan-American mathematician and academic
1947 – Wendy Overton, American tennis player
1947 – Kristian Blak, Danish-Faroese pianist, composer, and producer
1947 – Don Foster, English academic and politician
1947 – César Gaviria, Colombian economist and politician, 36th President of Colombia
1947 – Eliyahu M. Goldratt, Israeli physicist and economist (d. 2011)
1948 – Gary Doer, Canadian politician and diplomat, 20th Premier of Manitoba
1948 – Al Gore, American soldier and politician, 45th Vice President of the United States and Nobel Prize laureate
1948 – Rhea Perlman, American actress
1948 – Gustaaf Van Cauter, Belgian cyclist
1949 – Gilles Gilbert, Canadian ice hockey player
1950 – András Adorján, Hungarian chess player and author
1950 – Ed Marinaro, American football player and actor
1950 – Sandra Morgen, American anthropologist and academic (d. 2016)
1953 – Dennis Kamakahi, American guitarist and composer (d. 2014)
1955 – Svetozar Marović, President of Serbia and Montenegro
1955 – Angus Young, Scottish-Australian guitarist and songwriter
1957 – Alan Duncan, English businessman and politician, former Shadow Leader of the House of Commons
1959 – Markus Hediger, Swiss poet and translator
1961 – Ron Brown, American sprinter and football player
1961 – Howard Gordon, American screenwriter and producer
1962 – Olli Rehn, Finnish footballer and politician
1963 – Paul Mercurio, Australian actor and dancer
1964 – Mark Hoban, English accountant and politician
1965 – Tom Barrasso, American ice hockey player and coach
1965 – Patty Fendick, American tennis player and coach
1965 – Jean-Christophe Lafaille, French mountaineer (d. 2006)
1965 – William McNamara, American actor and producer
1965 – Steven T. Seagle, American author and screenwriter
1966 – Roger Black, English runner and journalist
1966 – Nick Firestone, American race car driver
1968 – César Sampaio, Brazilian footballer
1969 – Nyamko Sabuni, Burundian-Swedish politician
1969 – Steve Smith, American basketball player and sportscaster
1970 – Alenka Bratušek, Slovenian politician, 7th Prime Minister of Slovenia
1971 – Demetris Assiotis, Cypriot footballer
1971 – Martin Atkinson, English footballer and referee
1971 – Pavel Bure, Russian ice hockey player
1971 – Craig McCracken, American animator, producer, and screenwriter
1971 – Ewan McGregor, Scottish actor
1972 – Alejandro Amenábar, Chilean-Spanish director and screenwriter
1972 – Andrew Bowen, American actor, producer, and screenwriter
1972 – Luca Gentili, Italian footballer and coach
1972 – Evan Williams, American businessman, co-founded Twitter and Pyra Labs
1973 – Christopher Hampson, English ballet dancer and choreographer
1974 – Benjamin Eicher, German director, producer, and screenwriter
1974 – Natali, Russian singer, composer and songwriter
1974 – Stefan Olsdal, Swedish bass player
1974 – Jani Sievinen, Finnish swimmer
1975 – Adam Green, American director, producer, and screenwriter
1975 – Nathan Grey, Australian rugby player and coach
1975 – Cameron Murray, Scottish rugby player
1975 – Ryan Rupe, American baseball player
1976 – Howard Frier, American basketball player
1976 – Igors Sļesarčuks, Latvian-Russian footballer
1976 – Graeme Smith, Scottish swimmer
1977 – Toshiya, Japanese bass player, songwriter, and producer
1977 – Garth Tander, Australian race car driver
1978 – Michael Clark, Australian cricketer and footballer
1978 – Stephen Clemence, English footballer and manager
1978 – Jarrod Cooper, American football player
1978 – Jérôme Rothen, French footballer
1979 – Omri Afek, Israeli footballer
1979 – Euan Burton, Scottish martial artist and coach
1979 – Alexis Ferrero, Argentinian footballer
1979 – Charlie Manning, American baseball player
1979 – Jonna Mendes, American skier
1979 – Rhys Wesser, Australian rugby league player
1980 – Martin Albrechtsen, Danish footballer
1980 – Karolina Lassbo, Swedish lawyer and blogger
1980 – Matias Concha, Swedish footballer
1980 – Kate Micucci, American singer-songwriter, guitarist, and actress
1980 – Michael Ryder, Canadian ice hockey player
1980 – Maaya Sakamoto, Japanese actress, voice actress and singer
1981 – Ryan Bingham, American singer-songwriter and guitarist
1981 – Thomas Chatelle, Belgian footballer
1981 – Han Tae-you, South Korean footballer
1981 – Pa Dembo Touray, Gambian footballer
1981 – Maarten van der Weijden, Dutch swimmer
1982 – Tal Ben Haim, Israeli footballer
1982 – Bam Childress, American football player
1982 – Audrey Kawasaki, American painter
1983 – Hashim Amla, South African cricketer
1983 – Ashleigh Ball, Canadian voice actress and musician
1983 – Sophie Hunger, Swiss-German musician
1983 – Vlasios Maras, Greek gymnast
1983 – Nigel Plum, Australian rugby league player
1984 – David Clarkson, Canadian ice hockey player
1984 – Eddie Johnson, American soccer player
1984 – James Jones, American football player
1984 – Martins Dukurs, Latvian sled racer
1984 – Kaie Kand, Estonian heptathlete
1984 – Alberto Junior Rodríguez, Peruvian footballer
1984 – Ed Williamson, English rugby player
1985 – Steve Bernier, Canadian ice hockey player
1985 – Jo-Lonn Dunbar, American football player
1985 – Jesper Hansen, Danish footballer
1985 – Ivan Mishyn, Ukrainian race car driver
1985 – Kory Sheets, American football player
1985 – Jalmar Sjöberg, Swedish wrestler
1986 – Andreas Dober, Austrian footballer
1986 – James King, Scottish rugby player
1986 – Paulo Machado, Portuguese footballer
1987 – Nordin Amrabat, Dutch footballer
1987 – Hugo Ayala, Mexican footballer
1987 – Amaury Bischoff, Portuguese footballer
1987 – Humpy Koneru, Indian chess player
1987 – Kirill Starkov, Danish ice hockey player
1987 – Nelli Zhiganshina, Russian figure skater
1988 – Thomas De Corte, Belgian footballer
1988 – Conrad Sewell, Australian singer and songwriter
1988 – Dorin Dickerson, American football player
1988 – DeAndre Liggins, American basketball player
1988 – Louis van der Westhuizen, Namibian cricketer
1989 – Alberto Martín Romo García Adámez, Spanish footballer
1989 – Nejc Vidmar, Slovenian footballer
1989 – Liu Zige, Chinese swimmer
1990 – George Iloka, American football player
1990 – Lyra McKee, Irish journalist (d. 2019)
1990 – Sandra Roma, Swedish tennis player
1991 – Milan Milanović, Serbian footballer
1991 – Rodney Sneijder, Dutch footballer
1992 – Stijn de Looijer, Dutch footballer
1992 – Adam Zampa, Australian cricketer
1993 – Mikael Ishak, Swedish footballer
1994 – Samira Asghari, Afghan member of the International Olympic Committee
1994 – Tyler Wright, Australian surfer
1994 – Mads Würtz Schmidt, Danish road cyclist
1995 – Fiona Brown, footballer
1996 – Liza Koshy, American actress, comedian, and television host
1998 – Jakob Chychrun, American-born Canadian ice hockey player
1999 – Japhet Tanganga, English footballer
Deaths
Pre-1600
32 BC – Titus Pomponius Atticus, Roman nobleman of the Equestrian order (b. 109 BC)
528 – Xiaoming, emperor of Northern Wei (b. 510)
963 – Abu Ja'far Ahmad ibn Muhammad, Saffarid emir (b. 906)
1241 – Pousa, voivode of Transylvania
1251 – William of Modena, Italian bishop and diplomat
1340 – Ivan I of Moscow, Russian Grand Duke (b. 1288)
1342 – Dionigi di Borgo San Sepolcro, Italian Augustinian monk
1462 – Isidore II of Constantinople, patriarch of Constantinople
1491 – Bonaventura Tornielli, Italian Roman Catholic priest (b. 1411)
1547 – Francis I, French king (b. 1494)
1567 – Philip I, Landgrave of Hesse (b. 1504)
1601–1900
1621 – Philip III, Spanish king (b. 1578)
1622 – Gonzalo Méndez de Canço, Royal Governor of La Florida (b. 1554)
1631 – John Donne, English lawyer and poet (b. 1572)
1671 – Anne Hyde, wife of James II of England (b. 1637)
1723 – Edward Hyde, 3rd Earl of Clarendon, English soldier and politician, 14th Colonial Governor of New York (b. 1661)
1741 – Pieter Burman the Elder, Dutch scholar and author (b. 1668)
1751 – Frederick, Prince of Wales, Hanoverian-born heir to the British throne (b. 1707)
1797 – Olaudah Equiano, Nigerian merchant, author, and activist (b.1745)
1837 – John Constable, English painter and educator (b. 1776)
1850 – John C. Calhoun, American lawyer and politician, 7th Vice President of the United States (b. 1782)
1855 – Charlotte Brontë, English novelist and poet (b. 1816)
1877 – Antoine Augustin Cournot, French mathematician and philosopher (b. 1801)
1880 – Henryk Wieniawski, Polish violinist and composer (b. 1835)
1885 – Franz Abt, German composer and conductor (b. 1819)
1901–present
1907 – Galusha A. Grow, American lawyer and politician, 28th Speaker of the United States House of Representatives (b. 1823)
1910 – Jean Moréas, Greek poet, essayist and art critic (b. 1856)
1913 – J. P. Morgan, American banker and financier (b. 1837)
1915 – Wyndham Halswelle, English-Scottish runner and captain (b. 1882)
1917 – Emil von Behring, German physiologist and immunologist, Nobel Prize laureate (b. 1854)
1924 – George Charles Haité, English painter and illustrator (b. 1855)
1927 – Kang Youwei, Chinese scholar and political reformer (b. 1858)
1930 – Ludwig Schüler, German politician, Mayor of Marburg (b. 1836)
1931 – Knute Rockne, American football player and coach (b. 1888)
1935 – Georges V. Matchabelli, Georgian-American businessman and diplomat, founded Prince Matchabelli perfume (b. 1885)
1939 – Ioannis Tsangaridis, Greek general (b. 1887)
1944 – Mineichi Koga, Japanese admiral (b. 1885)
1945 – Frank Findlay, New Zealand banker and politician (b. 1884)
1945 – Hans Fischer, German chemist and academic, Nobel Prize laureate (b. 1881)
1950 – Robert Natus, Estonian architect (b. 1890)
1952 – Wallace H. White, Jr., American lawyer and politician (b. 1877)
1956 – Ralph DePalma, Italian-American race car driver and actor (b. 1884)
1956 – Nellah Massey Bailey, American politician and librarian (b. 1893)
1968 – Grover Lowdermilk, American baseball player (b. 1885)
1970 – Semyon Timoshenko, Soviet Commander during the Winter War and the Eastern Front of World War II (b. 1894)
1975 – Percy Alliss, English golfer (b. 1897)
1976 – Paul Strand, American photographer and director (b. 1890)
1978 – Astrid Allwyn, American actress (b. 1905)
1978 – Charles Herbert Best, American-Canadian physiologist and biochemist, co-discovered Insulin (b. 1899)
1980 – Vladimír Holan, Czech poet and author (b. 1905)
1980 – Jesse Owens, American sprinter and long jumper (b. 1913)
1981 – Enid Bagnold, English author and playwright (b. 1889)
1983 – Christina Stead, Australian author and academic (b. 1902)
1986 – Jerry Paris, American actor and director (b. 1925)
1988 – William McMahon, Australian lawyer and politician, 20th Prime Minister of Australia (b. 1908)
1993 – Brandon Lee, American actor and martial artist (b. 1965)
1993 – Mitchell Parish, Lithuanian-American songwriter (b. 1900)
1995 – Selena, American singer-songwriter (b. 1971)
1996 – Dante Giacosa, Italian automobile designer and engineer (b. 1905)
1996 – Jeffrey Lee Pierce, American singer-songwriter and guitarist (b. 1958)
1998 – Bella Abzug, American lawyer, activist, and politician (b. 1920)
1998 – Tim Flock, American race car driver (b. 1924)
1998 – Joel Ryce-Menuhin, American pianist (b. 1933)
1999 – Yuri Knorozov, Russian linguist and ethnographer (b. 1922)
2001 – David Rocastle, English footballer (b. 1967)
2001 – Clifford Shull, American physicist and academic, Nobel Prize laureate (b. 1915)
2002 – Barry Took, English comedian, actor, and screenwriter (b. 1928)
2002 – Moturu Udayam, Indian activist and politician (b. 1924)
2002 – Carlos J. Gradin, Argentine Archaeologist (b. 1913)
2003 – Harold Scott MacDonald Coxeter, English-Canadian mathematician and academic (b. 1907)
2003 – Anne Gwynne, American actress (b. 1918)
2003 – Tommy Seebach, Danish singer-songwriter, pianist, and producer (b. 1949)
2004 – Scott Helvenston, American soldier (b. 1965)
2005 – Stanley J. Korsmeyer, American oncologist and academic (b. 1951)
2005 – Justiniano Montano, Filipino lawyer and politician (b. 1905)
2005 – Frank Perdue, American businessman (b. 1920)
2006 – Jackie McLean, American saxophonist and composer (b. 1931)
2007 – Paul Watzlawick, Austrian-American psychologist and philosopher (b. 1921)
2008 – Jules Dassin, American director, producer, screenwriter, and actor (b. 1911)
2008 – Bill Keightley, American equipment manager (b. 1926)
2009 – Raúl Alfonsín, Argentinian lawyer and politician, 46th President of Argentina (b. 1927)
2009 – Choor Singh, Indian-Singaporean lawyer and judge (b. 1911)
2011 – Gil Clancy, American boxer and trainer (b. 1922)
2011 – Alan Fitzgerald, Australian journalist and author (b. 1935)
2011 – Mary Greyeyes, the first First Nations woman to join the Canadian Armed Forces (b. 1920)
2011 – Oddvar Hansen, Norwegian footballer and coach (b. 1921)
2011 – Ishbel MacAskill, Scottish singer and actress (b. 1941)
2011 – Henry Taub, American businessman and philanthropist (b. 1927)
2012 – Judith Adams, New Zealand-Australian nurse and politician (b. 1943)
2012 – Dale R. Corson, American physicist and academic (b. 1914)
2012 – Bernard O. Gruenke, American stained glass artist (b. 1914)
2012 – Jerry Lynch, American baseball player (b. 1930)
2012 – Alberto Sughi, Italian painter (b. 1928)
2012 – Halbert White, American economist and academic (b. 1950)
2013 – Charles Amarin Brand, French archbishop (b. 1920)
2013 – Ernie Bridge, Australian singer and politician (b. 1936)
2013 – Bob Clarke, American illustrator (b. 1926)
2013 – Ahmad Sayyed Javadi, Iranian lawyer and politician, Iranian Minister of Interior (b. 1917)
2013 – Dmitri Uchaykin, Russian ice hockey player (b. 1980)
2014 – Gonzalo Anes, Spanish economist, historian, and academic (b. 1931)
2014 – Roger Somville, Belgian painter (b. 1923)
2015 – Betty Churcher, Australian painter, historian, and curator (b. 1931)
2015 – Cocoa Fujiwara, Japanese author and illustrator (b. 1983)
2015 – Carlos Gaviria Díaz, Colombian lawyer and politician (b. 1937)
2015 – Dalibor Vesely, Czech-English historian, author, and academic (b. 1934)
2016 – Ronnie Corbett, Scottish comedian, actor and screenwriter (b. 1930)
2016 – Hans-Dietrich Genscher, German politician (b. 1927)
2016 – Zaha Hadid, Iraqi-born English architect and academic, designed the Bridge Pavilion (b. 1950)
2016 – Imre Kertész, Hungarian author, Nobel Prize laureate (b. 1929)
2016 – Denise Robertson, British writer and television broadcaster (b. 1932)
2017 – Gilbert Baker, American artist and LGBT rights activist (b. 1951)
2017 – James Rosenquist, American artist (b. 1933)
2019 – Nipsey Hussle, American rapper (b. 1985)
2020 – Gita Ramjee, Ugandan-South African scientist and researcher (b. 1956)
2021 – Ken Reitz, American baseball player (b. 1951)
Holidays and observances
Cesar Chavez Day (United States)
Christian feast day
Abdas of Susa
Acathius of Melitene (Eastern Orthodox Church)
Anesius and companions
Benjamin
Balbina
John Donne (Anglican Communion, Lutheran)
March 31 (Eastern Orthodox liturgics)
Day of Genocide of Azerbaijanis (Azerbaijan)
Freedom Day (Malta)
International Transgender Day of Visibility
King Nangklao Memorial Day (Thailand)
Thomas Mundy Peterson Day (New Jersey, United States)
Transfer Day (US Virgin Islands)
World Backup Day
References
External links
BBC: On This Day
Historical Events on March 31
Today in Canadian History
Days of the year
March
|
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Maggieknockater (, meaning "field of the fuller" or "plain of the hilly ridge") is a hamlet on the A95 road between Craigellachie and Mulben in Scotland in the Moray council area, in the county of Banffshire.
Until the early 1970s there was large apiary which was well known in the region and has lived on in the Scottish country dance "The Bees of Maggieknockater". At nearby Gauldwell Castle (now only with one partial wall left standing), Mary, Queen of Scots is reputed to have spent the night. The school was closed in the 1960s and the chapel was turned into a home in the early 1970s. What was once a smithy is now a garage still in the hands of the Maclean family. Maggieknockater formerly had a post office; it opened in June 1876 and closed in 1940.
Maggieknockater is situated in the heart of Scotland's Malt Whisky Trail, situated less than from Dufftown, home of the world-famous Glenfiddich Distillery.
Less than heading east along the A95 from Maggieknockater is the site for Moray's most demanding mountain biking trails, "The Moray Monster Trails". The trails were regenerated and improved during 2005 and 2006.
References
External links
Places in Moray
Hamlets in Scotland
|
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Mechanical advantage is a measure of the force amplification achieved by using a tool, mechanical device or machine system. The device trades off input forces against movement to obtain a desired amplification in the output force. The model for this is the law of the lever. Machine components designed to manage forces and movement in this way are called mechanisms.
An ideal mechanism transmits power without adding to or subtracting from it. This means the ideal mechanism does not include a power source, is frictionless, and is constructed from rigid bodies that do not deflect or wear. The performance of a real system relative to this ideal is expressed in terms of efficiency factors that take into account departures from the ideal.
Lever
The lever is a movable bar that pivots on a fulcrum attached to or positioned on or across a fixed point. The lever operates by applying forces at different distances from the fulcrum, or pivot. The location of the fulcrum determines a lever's class. Where a lever rotates continuously, it functions as a rotary 2nd-class lever. The motion of the lever's end-point describes a fixed orbit, where mechanical energy can be exchanged. (see a hand-crank as an example.)
In modern times, this kind of rotary leverage is widely used; see a (rotary) 2nd-class lever; see gears, pulleys or friction drive, used in a mechanical power transmission scheme. It is common for mechanical advantage to be manipulated in a 'collapsed' form, via the use of more than one gear (a gearset). In such a gearset, gears having smaller radii and less inherent mechanical advantage are used. In order to make use of non-collapsed mechanical advantage, it is necessary to use a 'true length' rotary lever. See, also, the incorporation of mechanical advantage into the design of certain types of electric motors; one design is an 'outrunner'.
As the lever pivots on the fulcrum, points farther from this pivot move faster than points closer to the pivot. The power into and out of the lever is the same, so must come out the same when calculations are being done. Power is the product of force and velocity, so forces applied to points farther from the pivot must be less than when applied to points closer in.
If a and b are distances from the fulcrum to points A and B and if force FA applied to A is the input force and FB exerted at B is the output, the ratio of the velocities of points A and B is given by a/b so the ratio of the output force to the input force, or mechanical advantage, is given by
This is the law of the lever, which was proven by Archimedes using geometric reasoning. It shows that if the distance a from the fulcrum to where the input force is applied (point A) is greater than the distance b from fulcrum to where the output force is applied (point B), then the lever amplifies the input force. If the distance from the fulcrum to the input force is less than from the fulcrum to the output force, then the lever reduces the input force. Recognizing the profound implications and practicalities of the law of the lever, Archimedes has been famously attributed the quotation "Give me a place to stand and with a lever I will move the whole world."
The use of velocity in the static analysis of a lever is an application of the principle of virtual work.
Speed ratio
The requirement for power input to an ideal mechanism to equal power output provides a simple way to compute mechanical advantage from the input-output speed ratio of the system.
The power input to a gear train with a torque TA applied to the drive pulley which rotates at an angular velocity of ωA is P=TAωA.
Because the power flow is constant, the torque TB and angular velocity ωB of the output gear must satisfy the relation
which yields
This shows that for an ideal mechanism the input-output speed ratio equals the mechanical advantage of the system. This applies to all mechanical systems ranging from robots to linkages.
Gear trains
Gear teeth are designed so that the number of teeth on a gear is proportional to the radius of its pitch circle, and so that the pitch circles of meshing gears roll on each other without slipping. The speed ratio for a pair of meshing gears can be computed from ratio of the radii of the pitch circles and the ratio of the number of teeth on each gear, its gear ratio.
The velocity v of the point of contact on the pitch circles is the same on both gears, and is given by
where input gear A has radius rA and meshes with output gear B of radius rB,
therefore,
where NA is the number of teeth on the input gear and NB is the number of teeth on the output gear.
The mechanical advantage of a pair of meshing gears for which the input gear has NA teeth and the output gear has NB teeth is given by
This shows that if the output gear GB has more teeth than the input gear GA, then the gear train amplifies the input torque. And, if the output gear has fewer teeth than the input gear, then the gear train reduces the input torque.
If the output gear of a gear train rotates more slowly than the input gear, then the gear train is called a speed reducer (Force multiplier). In this case, because the output gear must have more teeth than the input gear, the speed reducer will amplify the input torque.
Chain and belt drives
Mechanisms consisting of two sprockets connected by a chain, or two pulleys connected by a belt are designed to provide a specific mechanical advantage in power transmission systems.
The velocity v of the chain or belt is the same when in contact with the two sprockets or pulleys:
where the input sprocket or pulley A meshes with the chain or belt along the pitch radius rA and the output sprocket or pulley B meshes with this chain or belt along the pitch radius rB,
therefore
where NA is the number of teeth on the input sprocket and NB is the number of teeth on the output sprocket. For a toothed belt drive, the number of teeth on the sprocket can be used. For friction belt drives the pitch radius of the input and output pulleys must be used.
The mechanical advantage of a pair of a chain drive or toothed belt drive with an input sprocket with NA teeth and the output sprocket has NB teeth is given by
The mechanical advantage for friction belt drives is given by
Chains and belts dissipate power through friction, stretch and wear, which means the power output is actually less than the power input, which means the mechanical advantage of the real system will be less than that calculated for an ideal mechanism. A chain or belt drive can lose as much as 5% of the power through the system in friction heat, deformation and wear, in which case the efficiency of the drive is 95%.
Example: bicycle chain drive
Consider the 18-speed bicycle with 7 in (radius) cranks and 26 in (diameter) wheels. If the sprockets at the crank and at the rear drive wheel are the same size, then the ratio of the output force on the tire to the input force on the pedal can be calculated from the law of the lever to be
Now, assume that the front sprockets have a choice of 28 and 52 teeth, and that the rear sprockets have a choice of 16 and 32 teeth. Using different combinations, we can compute the following speed ratios between the front and rear sprockets
The ratio of the force driving the bicycle to the force on the pedal, which is the total mechanical advantage of the bicycle, is the product of the speed ratio (or teeth ratio of output sproket/input sproket) and the crank-wheel lever ratio.
Notice that in every case the force on the pedals is greater than the force driving the bicycle forward (in the illustration above, the corresponding backward-directed reaction force on the ground is indicated). This low mechanical advantage keeps the pedal crank speed low relative to the speed of the drive wheel, even in low gears.
Block and tackle
A block and tackle is an assembly of a rope and pulleys that is used to lift loads. A number of pulleys are assembled together to form the blocks, one that is fixed and one that moves with the load. The rope is threaded through the pulleys to provide mechanical advantage that amplifies that force applied to the rope.
In order to determine the mechanical advantage of a block and tackle system consider the simple case of a gun tackle, which has a single mounted, or fixed, pulley and a single movable pulley. The rope is threaded around the fixed block and falls down to the moving block where it is threaded around the pulley and brought back up to be knotted to the fixed block.
Let S be the distance from the axle of the fixed block to the end of the rope, which is A where the input force is applied. Let R be the distance from the axle of the fixed block to the axle of the moving block, which is B where the load is applied.
The total length of the rope L can be written as
where K is the constant length of rope that passes over the pulleys and does not change as the block and tackle moves.
The velocities VA and VB of the points A and B are related by the constant length of the rope, that is
or
The negative sign shows that the velocity of the load is opposite to the velocity of the applied force, which means as we pull down on the rope the load moves up.
Let VA be positive downwards and VB be positive upwards, so this relationship can be written as the speed ratio
where 2 is the number of rope sections supporting the moving block.
Let FA be the input force applied at A the end of the rope, and let FB be the force at B on the moving block. Like the velocities FA is directed downwards and FB is directed upwards.
For an ideal block and tackle system there is no friction in the pulleys and no deflection or wear in the rope, which means the power input by the applied force FAVA must equal the power out acting on the load FBVB, that is
The ratio of the output force to the input force is the mechanical advantage of an ideal gun tackle system,
This analysis generalizes to an ideal block and tackle with a moving block supported by n rope sections,
This shows that the force exerted by an ideal block and tackle is n times the input force, where n is the number of sections of rope that support the moving block.
Efficiency
Mechanical advantage that is computed using the assumption that no power is lost through deflection, friction and wear of a machine is the maximum performance that can be achieved. For this reason, it is often called the ideal mechanical advantage (IMA). In operation, deflection, friction and wear will reduce the mechanical advantage. The amount of this reduction from the ideal to the actual mechanical advantage (AMA) is defined by a factor called efficiency, a quantity which is determined by experimentation.
As an example, using a block and tackle with six rope sections and a load, the operator of an ideal system would be required to pull the rope six feet and exert of force to lift the load one foot. Both the ratios Fout / Fin and Vin / Vout show that the IMA is six. For the first ratio, of force input results in of force out. In an actual system, the force out would be less than 600 pounds due to friction in the pulleys. The second ratio also yields a MA of 6 in the ideal case but a smaller value in the practical scenario; it does not properly account for energy losses such as rope stretch. Subtracting those losses from the IMA or using the first ratio yields the AMA.
Ideal mechanical advantage
The ideal mechanical advantage (IMA), or theoretical mechanical advantage, is the mechanical advantage of a device with the assumption that its components do not flex, there is no friction, and there is no wear. It is calculated using the physical dimensions of the device and defines the maximum performance the device can achieve.
The assumptions of an ideal machine are equivalent to the requirement that the machine does not store or dissipate energy; the power into the machine thus equals the power out. Therefore, the power P is constant through the machine and force times velocity into the machine equals the force times velocity outthat is,
The ideal mechanical advantage is the ratio of the force out of the machine (load) to the force into the machine (effort), or
Applying the constant power relationship yields a formula for this ideal mechanical advantage in terms of the speed ratio:
The speed ratio of a machine can be calculated from its physical dimensions. The assumption of constant power thus allows use of the speed ratio to determine the maximum value for the mechanical advantage.
Actual mechanical advantage
The actual mechanical advantage'' (AMA) is the mechanical advantage determined by physical measurement of the input and output forces. Actual mechanical advantage takes into account energy loss due to deflection, friction, and wear.
The AMA of a machine is calculated as the ratio of the measured force output to the measured force input,
where the input and output forces are determined experimentally.
The ratio of the experimentally determined mechanical advantage to the ideal mechanical advantage is the mechanical efficiency η of the machine,
See also
Outline of machines
Compound lever
Simple machine
Mechanical advantage device
Gear ratio
Chain drive
Belt (mechanical)
Roller chain
Bicycle chain
Bicycle gearing
Transmission (mechanics)
On the Equilibrium of Planes
Mechanical efficiency
Wedge
References
.
.
External links
Gears and pulleys
Nice demonstration of mechanical advantage
Mechanical advantage — video
Mechanics
Mechanisms (engineering)
es:Velocidad de transmisión
|
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Maharashtra (; , abbr. MH or Maha) is a state in the western and central peninsular region of India occupying a substantial portion of the Deccan Plateau. Maharashtra is the second-most populous state in India and the second-most populous country subdivision globally. It was formed on 1 May 1960 by splitting the bilingual Bombay State, which had existed since 1956, into majority Marathi-speaking Maharashtra and Gujarati-speaking Gujarat as a result of nationwide organization of states on the basis of language. Maharashtra is divided into 6 divisions and 36 districts, with the state capital being Mumbai, the most populous urban area in India, and Nagpur serving as the winter capital. Marathi is the most widely spoken language and is the state's only official language.
Spread over , Maharashtra is the third-largest state by area in India. It is bordered by the Arabian Sea to the west, the Indian states of Karnataka and Goa to the south, Telangana to the southeast and Chhattisgarh to the east, Gujarat and Madhya Pradesh to the north, and the Indian union territory of Dadra and Nagar Haveli and Daman and Diu to the northwest. Godavari and Krishna are the two major rivers in the state. The forest cover in the state is 16.47% of the state's geographical area. Out of the total cultivable land in Maharashtra, about 60% is used for grain crops such as millets in the Deccan region and rice in coastal Konkan and other high rainfall areas. Maharashtra provides legal protection to its tiger population through six dedicated tiger reserves under the precincts of the National Tiger Conservation Authority. The state has three international airports, Chhatrapati Shivaji Maharaj International Airport (Mumbai), Dr. Babasaheb Ambedkar International Airport (Nagpur), and Pune Airport (Lohegaon, Pune). The state is home to three railways headquarters viz. Central Railway (Chhatrapati Shivaji Maharaj Terminus), Konkan Railway (CBD Belapur) and Western Railway (Churchgate).
Nagpur hosts the winter session of the state legislature. The High Court of the state viz. Bombay High Court is located in Mumbai. The state contributes 48 seats and 19 seats to the lower house Lok Sabha and the upper house Rajya Sabha, respectively. Maharashtra has been subject to President's rule three times since its formation for a total of 156 days for different reasons. More than three-fourths of the population practise Hinduism, which is followed by Islam and Buddhism. The predominant ethnolinguistic group of Maharashtra is the Marathi people, who speak the Marathi language.
The Maratha Empire was a prominent kingdom based in Maharashtra. Prior to Indian independence, the state was ruled by the Satavahana dynasty, Rashtrakuta dynasty, Western Chalukyas, Deccan sultanates, Mughals, and the British. Ruins, monuments, tombs, forts, and places of worship left by these rulers are dotted around the state. The state is home to four UNESCO World Heritage Sites: Ajanta, Ellora and Elephanta caves and the Chhatrapati Shivaji Maharaj Terminus (formerly Victoria Terminus). Pune is known as the 'Oxford of the East' due to the presence of several well-known educational institutions. Nashik is known as the 'Wine Capital of India' as it has the largest number of wineries and vineyards in the country.
Maharashtra is the most industrialised state in India and the state's capital, Mumbai is India's financial and commercial hub. The state has played a significant role in the country's social and political life and is widely considered a leader in terms of agricultural and industrial production, trade and transport, and education. Maharashtra is among the most developed Indian states and continues to be the single largest contributor to the national economy with a share of 12% in the country's GDP. The economy of Maharashtra is the largest in India, with a gross state domestic product (GSDP) of and GSDP per capita of . Maharashtra is the fifteenth-highest ranking among Indian states in the human development index.
History
Maharashtra was under the Maurya Empire in the fourth and third centuries BCE. Around 230 BCE, Maharashtra came under the rule of the Satavahana dynasty who ruled it for the next 400 years. The greatest ruler of the Satavahana dynasty was Gautamiputra Satakarni. The Satavahana dynasty was followed by Western Satraps, Gupta Empire, Gurjara-Pratihara, Vakataka, Kadambas, Chalukya Empire, Rashtrakuta Dynasty, and Western Chalukya and the Yadava rule. The Buddhist Ajanta Caves in present-day Aurangabad display influences from the Satavahana and Vakataka styles. The caves were possibly excavated during this period.
The Chalukya dynasty ruled from the sixth to the eighth centuries CE, and the two prominent rulers were Pulakeshin II, who defeated the north Indian Emperor Harsha, and Vikramaditya II, who defeated the Arab invaders in the eighth century. The Rashtrakuta dynasty ruled Maharashtra from the eighth to the tenth century. The Arab traveller Sulaiman al Mahri described the ruler of the Rashtrakuta dynasty Amoghavarsha as "one of the four great kings of the world". Shilahara dynasty began as vassals of the Rashtrakuta dynasty which ruled the Deccan plateau between the eighth and tenth centuries. From the early 11th century to the 12th century, the Deccan Plateau, which includes a significant part of Maharashtra, was dominated by the Western Chalukya Empire and the Chola dynasty. Several battles were fought between the Western Chalukya Empire and the Chola dynasty in the Deccan Plateau during the reigns of Raja Raja Chola I, Rajendra Chola I, Jayasimha II, Someshvara I, and Vikramaditya VI.
In the early 14th century, the Yadava dynasty, which ruled most of present-day Maharashtra, was overthrown by the Delhi Sultanate ruler Alauddin Khalji. Later, Muhammad bin Tughluq conquered parts of the Deccan, and temporarily shifted his capital from Delhi to Daulatabad in Maharashtra. After the collapse of the Tughluqs in 1347, the local Bahmani Sultanate of Gulbarga took over, governing the region for the next 150 years. After the break-up of the Bahamani sultanate in 1518, Maharashtra split into five Deccan Sultanates: Nizamshah of Ahmednagar, Adilshah of Bijapur, Qutubshah of Golkonda, Bidarshah of Bidar and Imadshah of Elichpur. These kingdoms often fought with each other. United, they decisively defeated the Vijayanagara Empire of the south in 1565. The present area of Mumbai was ruled by the Sultanate of Gujarat before its capture by Portugal in 1535 and the Faruqi dynasty ruled the Khandesh region between 1382 and 1601 before finally getting annexed in the Mughal Empire. Malik Ambar, the regent of the Nizamshahi dynasty of Ahmednagar from 1607 to 1626, increased the strength and power of Murtaza Nizam Shah II and raised a large army. Malik Ambar is said to have been a proponent of guerrilla warfare in the Deccan region. Malik Ambar assisted Mughal emperor Shah Jahan in Delhi against his stepmother, Nur Jahan, who wanted to enthrone her son-in-law.
By the early 17th century, Shahaji Bhosale, an ambitious local general who had served the Ahmadnagar Sultanate, the Mughals and Adil Shah of Bijapur at different periods throughout his career, attempted to establish his independent rule. His son Shivaji succeeded in establishing the Maratha Empire which was further expanded during the 18th century by the Bhat family Peshwas based in Pune, Bhonsale of Nagpur, Gaekwad of Baroda, Holkar of Indore, Scindia of Gwalior and Puars of Dewas and Dhar. At its peak, the empire covered much of the subcontinent, encompassing a territory of over 2.8 million km2. The Marathas are credited to a large extent for ending the Mughal rule in India. The Marathas defeated the Mughals and conquered large territories in the northern and central parts of the Indian subcontinent. After their defeat at the hand of Ahmad Shah Abdali's Afghan forces in the Third Battle of Panipat in 1761, the Maratha suffered a setback. However, the Marathas soon reclaimed the lost territories and ruled central and north India including New Delhi until the end of the eighteenth century. The Third Anglo-Maratha War (1817–1818) led to the end of the Maratha Empire and the East India Company took over the empire. The Marathas also developed a potent Navy circa in the 1660s, which at its peak, dominated the territorial waters of the western coast of India from Mumbai to Savantwadi. It resisted the British, Portuguese, Dutch, and Siddi naval ships and kept a check on their naval ambitions. The Maratha Navy dominated till around the 1730s, was in a state of decline by the 1770s and ceased to exist by 1818.
The British East India Company gained Mumbai in early 17th century and which became one of their major trading ports. The Company slowly expanded areas under its rule during the 18th century.
The British governed western Maharashtra as part of the Bombay Presidency, which spanned an area from Karachi in Pakistan to northern Deccan. A number of the Maratha states persisted as princely states, retaining autonomy in return for acknowledging British suzerainty. The largest princely states in the territory were Nagpur, Satara and Kolhapur; Satara was annexed to the Bombay Presidency in 1848, and Nagpur was annexed in 1853 to become Nagpur Province, later part of the Central Provinces. Berar, which had been part of the Nizam of Hyderabad's kingdom, was occupied by the British in 1853 and annexed to the Central Provinces in 1903. However, a large region called Marathwada remained part of the Nizam's Hyderabad State throughout the British period.The British ruled the area from 1818 to 1947 and influenced every aspect of life for the people of the region. They brought several changes to the legal system, built modern means of transport including roads and Railways, took various steps to provide mass education, including that for previously marginalized classes and women, established universities based on western system and imparting education in science, technology, and western medicine, standardized the Marathi language, and introduced the modern media by utilizing the modern printing technologies.
The 1857 war of independence had many Marathi leaders, though the battles mainly took place in northern India. The modern struggle for independence started taking shape in the late 1800s with leaders such as Bal Gangadhar Tilak, Justice Mahadev Govind Ranade, Gopal Krishna Gokhale, Pherozeshah Mehta and Dadabhai Naoroji evaluating the company rule and its consequences. Jyotirao Phule was the pioneer of social reform in the Maharashtra region in the second half of the 19th century. His social work was continued by Shahu, Raja of Kolhapur and later by B. R. Ambedkar. After the partial autonomy given to the states by the Government of India Act 1935, B. G. Kher became the first Chief Minister of the Congress party-led Government of tri-lingual Bombay Presidency. The ultimatum to the British during the Quit India Movement was given in Mumbai and culminated in the transfer of power and independence in 1947. After Indian independence, princely states and Jagirs of the Deccan States Agency were merged into Bombay State, which was created from the former Bombay Presidency in 1950. In 1956, the States Reorganisation Act reorganised the Indian states along linguistic lines, and Bombay Presidency State was enlarged by the addition of the predominantly Marathi-speaking regions of Marathwada (Aurangabad Division) from erstwhile Hyderabad state and Vidarbha region from the Central Provinces and Berar. The southernmost part of Bombay State was ceded to Mysore. In the 1950s, Marathi people strongly protested against bilingual Bombay state under the banner of Samyukta Maharashtra Samiti. The notable leaders of the samiti included Keshavrao Jedhe, S.M. Joshi, Shripad Amrit Dange, Pralhad Keshav Atre and Gopalrao Khedkar. The key demand of the samiti called for a Marathi speaking state with Mumbai as its capital. In the Gujarati speaking areas of the state, a similar Mahagujarat Movement demanded a separate Gujarat state comprising majority Gujarati areas. After many years of protests, which saw 106 deaths amongst the protestors, and electoral success of the samiti in 1957 elections, the central government led by Prime minister Nehru yielded to public pressure and splitted Bombay State into two new states of Maharashtra and Gujarat on 1 May 1960.
The state continues to have a dispute with Karnataka regarding the region of Belgaum and Karwar. Maharashtra's government was unhappy with the border demarcation of 1957 and filed a petition to the Ministry of Home affairs of India. Maharashtra claimed 814 villages, and 3 urban settlements of Belagon, Karwar and Nippani, all part of then Bombay Presidency before freedom of the country. A petition by Maharashtra in the Supreme Court of India, staking a claim over Belagon, is currently pending.
Etymology
The modern Marathi language evolved from the Maharashtri Prakrit, and the word Marhatta (later used for the Marathas) is found in the Jain Maharashtri literature. The term Maharashtra () along with Maharashtri, Marathi, and Maratha may have derived from the same root. However, their exact etymology is uncertain.
The most widely accepted theory among the linguistic scholars is that the words Maratha and Maharashtra ultimately derived from a combination of Mahā () and Rāshtrikā (), the name of a tribe or dynasty of chiefs ruling in the Deccan region. An alternate theory states that the term is derived from Mahā ("great") and ratha/rathi (chariot/charioteer), which refers to a skilful northern fighting force that migrated southward into the area.
An alternative theory states that the term derives from the word Mahā ("great") and Rāshtra ("nation/dominion"). However, this theory is somewhat controversial among modern scholars who believe it to be the sanskritised interpretation of later writers.
Geography and climate
Maharashtra occupies the western and central part of the country and has a long coastline stretching 720 kilometres along the Arabian Sea. One of the most prominent physical features of Maharashtra is the Deccan plateau, which is separated from the Konkan coastline by 'Ghats'. The Ghats are a succession of steep hills, periodically bisected by narrow roads. Most of the famous hill stations of the state are at these Ghats. The Western Ghats (or the Sahyadri Mountain range) provide a physical backbone to the state on the west, while the Satpura Hills along the north and Bhamragad-Chiroli-Gaikhuri ranges on the east serve as its natural borders. The state is surrounded by Gujarat to the north-west, Madhya Pradesh to the north, Chhattisgarh to the east, Telangana to the south-east, Karnataka to the south and Goa to the south-west.
Maharashtra is the third largest state by area in India. This state's expansion from North to South is 700 km and East to West is 800 km. Its literacy rate is 82.91% in which women's literacy rate is 75.48% and men's 89.82%. Maharashtra has 36 districts, 355 talukas, 535 cities, 63,663 villages, 6 administrative divisions.
The Western Ghats, better known as Sahyadri, are a hilly range running parallel to the coast, at an average elevation of 1,200 metres (4,000 ft). Kalsubai, a peak in the Sahyadris, near Nashik city is the highest elevated point in Maharashtra. To the west of these hills lie the Konkan coastal plains, 50–80 kilometres in width. To the east of the Ghats lies the flat Deccan Plateau. Forests comprise 17% of the total area of the state. A majority of the forests are in the eastern and Sahyadri regions of the state. The main rivers of the state are Krishna, Bhima, Godavari, Tapi, Purna and Wardha-Wainganga. Since the central parts of the state receive low rainfall, most of the rivers in the region have multiple dams. Maharashtra has around 1821 notable large dams.
Maharashtra is divided into five geographic regions. Konkan is the western coastal region, between the Western Ghats and the sea. Khandesh is the north region lying in the valley of the Tapti, Purna river. Nashik, malegaon Jalgaon, Dhule and Bhusawal are the major cities of this region. Desh is in the centre of the state. Marathwada, which was a part of the princely state of Hyderabad until 1956, is located in the southeastern part of the state. Aurangabad and Nanded are the main cities of the region. Vidarbha is the easternmost region of the state, formerly part of the Central Provinces and Berar. Nagpur, where the winter session of the state assembly is held, Akola, Amravati and Chandrapur are the main cities in the region. Sahyadri range, with an elevation of 1,000 meters, is known for its crowning plateaus. Lying between the Arabian Sea and the Sahyadri Range, Konkan is narrow coastal lowland, just 50 km wide and with an elevation below 200 meters. The third important region is comprised of the Satpura Hills along the northern border, and the Bhamragad-Chiroli-Gaikhuri ranges on the eastern border, which form physical barriers preventing easy movement. These ranges also serve as natural boundaries to the state.
Climate
Maharashtra has a tropical climate, with three distinct seasons: summer (March–May), monsoon (June–September), and winter (October–February). However, dew and hail also occur sometimes, depending on seasonal weather. The winter between October to February is followed by summer between March and May and the monsoon season between June and September. Summers (March, April and May) are extremely hot, temperatures rising from to as high as . Rainfall starts normally in the first week of June. July is the wettest month in Maharashtra, while August also gets substantial rain. The rainy season starts its retreat with the coming of September.
Rainfall in Maharashtra differs from region to region. Rainfall is particularly high in areas adjacent to the Sahyadri mountains such as coastal Konkan on the west and foothills of the mountain range on the eastern side. Central Maharashtra receives less rainfall. However, under the influence of the Bay of Bengal, eastern Vidarbha receives good rainfall in July, August and September. Thane, Raigad, Ratnagiri and Sindhudurg districts, receive heavy rains of an average of , and the hill stations of Matheran and Mahabaleshwar over . Contrariwise, the rain shadow districts of Nashik, Pune, Ahmednagar, Dhule, Jalgaon, Satara, Sangli, Solapur and parts of Kolhapur receive less than annually. In winter, a cool dry spell occurs, with clear skies, gentle air breeze, and pleasant weather prevails from October to February, although the eastern part of Maharashtra sometimes receives some rainfall. Temperatures rise from to during this season.
Biodiversity
Flora of Maharashtra is heterogeneous in composition. In 2012 the recorded thick forest area in the state was which was about 20.13% of the state's geographical area. There are three main Public Forestry Institutions (PFIs) in the Maharashtra state: the Maharashtra Forest Department (MFD), the Forest Development Corporation of Maharashtra (FDCM) and the Directorate of Social Forestry (SFD). The Maharashtra State Biodiversity Board, constituted by the Government of Maharashtra in January 2012 under the Biological Diversity Act, 2002, is the nodal body for conservation of biodiversity within and outside forest areas in the State.
Jungle
According to the Champion and Seth classification, Maharashtra has five types of forests:
Southern Tropical Semi-Evergreen Forests: These are found in the western ghats at height of 400–1000 meters. Some of the species of trees found in this type of forests are Anjani, Hirda, Kinjal, and Mango.
Southern Tropical Moist Deciduous Forests: Two main sub-types occur under this group. i) Moist Teak bearing Forests:These forests are found in Melghat, other districts in Vidarbha and Thane district. Commercially important Teak, Shishum and bamboo are found here. ii) Moist Mixed deciduous Forests:In addition to evergreen Teak, some of the other tree species found in this type of forests include Jambul, Ain, and Shisam.
Southern Tropical Dry Deciduous Forests: Forests of this type occupy a major part of the state. Two types occur under this group. i) Dry Teak Bearing Forests and ii) Moist Mixed deciduous Forests
Southern Tropical Thorn Forests: These are found in the low rainfall regions of Marathwada, Vidarbha, Khandesh, and Western Maharashtra. At present, these forests are heavily degraded. Babul, Bor, and Palas are some of the tree species found here.
Littoral and Swamp Forests: These are mainly found in the Creeks of Sindhudurg and Thane districts of the coastal Konkan region. These forests are important for the protection of the coastal environment.
In addition to the above forest types, Maharashtra harbours significant mangrove, coastal and marine biodiversity, with of area under mangrove cover as per the India State of Forest Report (ISFR) of the Forest survey India in the coastal districts of the state.
Some of the forest areas have been converted into wildlife reserves, thus preserving their biodiversity.
Western ghats of Maharashtra are included in the 34 global Biodiversity hotspots owing to its
extraordinarily rich biodiversity. The biodiversity includes more than five hundred species of birds.
Similarly a study in the Amravati region found 171 species of birds. Both regions include resident as well as migrant species.
The state has three game reserves, as well as several national parks and bird sanctuaries.
Animal life
The six tiger reserves located in the state cover a total area of . Wildlife sanctuaries in the state include Bhimashankar Wildlife Sanctuary, Kalsubai Harishchandagad Sanctuary, Radhanagari Wildlife Sanctuary, Bor Wildlife Sanctuary, Yawal Wildlife Sanctuary, Koyna Wildlife Sanctuary, Chandoli National Park, Sanjay Gandhi National Park, Nagzira Wildlife Sanctuary, Tadoba Andhari Tiger Reserve, part of Pench National Park, Navegaon National Park and Mhadei Wildlife Sanctuary.
The most common animal species present in the state are monkeys, wild pigs, tiger, leopard, gaur, sloth bear, sambar, four-horned antelope, blue bull, chital, barking deer, mouse deer, small Indian civet, golden jackal, jungle cat and hare. Other animals found in this state include reptiles such as lizards, scorpions and snake species such as cobras and kraits etc.
Plant life
The wild, national parks and entire land of Maharashtrara have wide varieties of trees and plant species such as Tamarind tree, Neem tree, Mango trees, Vachellia nilotica trees, Banyan trees, Coconut trees, Guava trees, Lemon plants, Orange trees, Banana plants, Ficus religiosa trees, Kadamba tree, Jamun, Palash, Shisam, Teak, Dhawa, Dhatura, Ain, Bija, Shirish, Acacia, Drum stick trees, Awala, Moha, Hedu , Ficus. and Cactus species.
Marine life
Maharashtra has 720 kilometers of sea coastline of the Arabian sea. In this sea, various types of fish and marine animals have their natural habitat. Zoological Survey of India (ZSI) found 1527 marine animal species in Maharashtra, some of these animals are Molluscs (marine invertebrates) with 581 species, It is 38% of the total Marine life of the state, Crustacean species such as Crabs, Shrimps, Lobsters, 287 fish species, 141 species types of Aanelids (sea worms).
Regions, divisions and districts
Maharashtra consists of six administrative divisions:
Amravati
Aurangabad
Konkan
Nagpur
Nashik
Pune
The state's six divisions are further divided into 36 districts, 109 sub-divisions and 358 talukas. Maharashtra's top five districts by population, as ranked by the 2011 Census, are listed in the following table.
Each district is governed by a district collector or district magistrate, appointed either by the Indian Administrative Service or the Maharashtra Civil Service. Districts are subdivided into sub-divisions (Taluka) governed by sub-divisional magistrates, and again into blocks. A block consists of panchayats (village councils) and town municipalities. Talukas are intermediate level panchayat between the Zilla Parishad (district councils) at the district level and gram panchayat (village councils) at the lower level.
Demographics
According to the provisional results of the 2011 national census, Maharashtra is the richest state in India and second most populous state in India with a population of 112,374,333 (9.28% of India's population) of which male and female are 58,243,056 and 54,131,277, respectively. The total population growth in 2011 was 15.99 per cent while in the previous decade it was 22.57 per cent. Since independence, the decadal growth rate of population has remained higher (except in the year 1971) than the national average. For the first time, in the year 2011, it was found to be lower than the national average. The 2011 census for the state found 55% of the population to be rural with 45% being urban based.
Bihari, Gujarati, Sindhis, Punjabis, Parsis, Marwari, Tulu,Kannada, Mannerwarlu, Telugu and Tamil minorities are scattered throughout the state. There are also a substantial number of migrants from the states of Uttar Pradesh, Rajasthan, West Bengal and Kerala. The 2011 census found scheduled castes and scheduled tribes to account for 11.8 and 8.9% of the population, respectively. The scheduled tribes include adivasis such as Thakar, Warli, Konkana and Halba.
According to the 2011 census, Hinduism was the principal religion in the state at 79.8% of the total population, while Muslims constituted 11.5% of the total population. Buddhism accounted for 5.8% in Maharashtra's total population, with 6,531,200 followers, which is 77.36% of all Buddhists in India. Sikhs, Christians and Jains constituted 0.2%, 1.0%, 1.2% of the population, respectively.
The state contributes 9.28% to India's population. The sex ratio in Maharashtra was 929 females per 1000 males, which was below the national average of 943. The density of Maharashtra was 365 inhabitants per km2 which was lower than national average 382 per km2. Since 1921, the populations of Ratnagiri and Sindhudurg shrank by −4.96% and −2.30%, respectively, while the population of Thane grew by 35.9%, followed by Pune at 30.3%. The literacy rate rose to 83.2%. Of this, male literacy stood at 89.82% and female literacy 75.48%.
Language
The official language is Marathi, although different regions have their own dialects. It is native to the Maharashtra state, and is its main language. Marathi including its dialects is around 72.5% of the population. About 83.1 million people mainly speak Marathi, making it the third-most spoken language in India, and 10th most-spoken native language in the world.
Spoken Marathi language varies by district, area or locality in its tone and a few words. Major dialects include Varhadi spoken in the Vidarbha region and Dangi spoken near the Maharashtra-Gujarat border. The sound is abundantly used in many verbs and nouns in Marathi. It is replaced by the sound in the Varhadi dialect, which makes it quite distinct. According to the economic survey of Maharashtra (2008–09), the percentage of the state's population that names Marathi as its mother tongue has declined to 68.84% from 76.5% over the past three decades, while there has been a sharp rise in the Hindi-speaking population (11% from 5%) in the same period.
Hindi language is also spoken in the state. The largest number of Hindi-speakers are in the Mumbai metropolitan area and other urban centers of Pune and Nagpur. Gujarati and Sindhi speakers, mainly mercantile, also are mainly found in Mumbai.
Urdu is also spread throughout the urban areas of the state and is mainly spoken by Muslims. In areas outside Mumbai, they generally use Deccani Urdu – a variant of Urdu specific to the Deccan region and South India.
Various other languages are region-specific. The various Bhil languages are spoken throughout the northwest of the state by the Bhils, in Palghar, Nashik, Dhule, and Nandurbar districts. Parts of Nashik, as well as Dhule, Nandurbar, and Jalgaon districts, are in the Khandesh region where Khandeshi (locally known as Ahirani) is the main language. In the far south of Konkan bordering Goa, transitional dialects between Marathi and Konkani such as Malvani are spoken. Kannada is spoken in the districts bordering Karnataka such as Kolhapur, Sangli, and Solapur. Telugu is also spoken on the Telangana border, and its dialect Vadari is spoken by the Waddars - a nomadic tribe mainly living in the Marathwada region. Another itinerant language in Marathwada is Kaikadi, spoken by the Kaikadi tribe, which is a dialect of Tamil.
In the far-northeast of Vidharbha such as Gondiya district, various Hindi dialects like Powari and Lodhi are spoken. Korku is spoken in the Melghat area of Amravati district. Gondi is spoken throughout Vidharbha, but most concentrated in Gadchiroli district adjoining the Bastar region of Chhattisgarh.
Governance and Administration
State government
Maharashtra has a parliamentary system of government with two democratically elected houses, the Legislative Assembly and the Legislative Council. The Maharashtra Legislative Assembly (Vidhan Sabha) consists of 288 members who are elected for five-year terms. The Maharashtra Legislative Council (Vidhan Parishad) is a permanent body of 78 members with a third of members replaced every two years. The government of Maharashtra is headed by the chief minister, who is chosen by the party or coalition holding the majority in the Legislative Assembly. The Chief Minister, along with the council of ministers, drives the legislative agenda and exercises most of the executive powers. However, the constitutional and formal head of the state is the Governor, who is appointed for a five-year term by the president of India on the advice of the Union government.
Politics
The politics of the state in the first decades after its formation in 1960 were dominated by the Indian National Congress party or its offshoots such as the Nationalist Congress Party.
But the father of Maharashtra Politics was Shiv Sena Pramukh Balasheb Thackeray, He formed Shiv Sena in 1966 and started to fight for justice for Marathi people. He was recognized as the most powerful person in Maharashtra.
In the early years, politics of Maharashtra was dominated by Congress party figures such as Yashwantrao Chavan, Vasantdada Patil, Vasantrao Naik and Shankarrao Chavan. Sharad Pawar, who started his political career in the Congress party, has been a towering personality in the state and national politics for over forty years. During his career, he has split the Congress twice with significant consequences for the state politics. The Congress party enjoyed a near unchallenged dominance of the political landscape until 1995 when the Shiv Sena and the Bharatiya Janata Party (BJP) secured an overwhelming majority in the state to form a coalition government. After his second parting from the Congress party in 1999, Sharad Pawar founded the NCP but then formed a coalition with the Congress to keep out the BJP-Shiv Sena combine out of the Maharashtra state government for fifteen years until September 2014. Prithviraj Chavan of the Congress party was the last Chief Minister of Maharashtra under the Congress / NCP alliance. For the 2014 assembly polls, the two alliances between NCP and Congress and that between BJP and Shiv Sena respectively broke down over seat allocations. In the election, the largest number of seats went to the Bharatiya Janata Party, with 122 seats. The BJP initially formed a minority government under Devendra Fadnavis. The Shiv sena entered the Government after two months, and provided a comfortable majority for the alliance in the Maharashtra Vidhansabha for the duration of the assembly. In 2019 Lok sabha elections, the BJP-Shiv Sena alliance secured 41 seat out 48 from the state. Later in 2019, the BJP and Shiv Sena alliance fought the assembly elections together but the alliance broke down after the election over the post of chief minister. Uddhav Thackeray of Shiv Sena then formed an alternative governing coalition under his leadership with his erstwhile opponents from NCP, INC, and a number of independent members of legislative assembly. On 28 November 2019, Thackeray took oath as 19th Chief minister of Maharashtra after being elected as the president of the newly formed coalition named Maha Vikas Aghadi.
State representation in Indian Parliament
The people of Maharashtra also elect 48 members to the Lok Sabha, the lower house of the Indian Parliament. In the 2014 general elections, the National Democratic Alliance (NDA), consisting of the Bharatiya Janata Party, the Shiv Sena, and Swabhimani Paksha, won 23, 18, and 1 seats, respectively. The NDA retained its dominance in the state by winning 41 out of the 48 seats in the 2019 Lok Sabha elections. The members of the state Legislative Assembly elect 19 members to the Rajya Sabha, the upper house of the Indian Parliament.
Local government
The state has a long tradition of highly powerful planning bodies at district and local levels. Local self governance institutions in rural areas include 34 zilla parishads (district councils), 355 Taluka Panchayat samitis (district Sub-division councils) and 27,993 Gram panchayats (village councils). Urban areas in the state are governed by 27
Municipal Corporations, 222 Municipal Councils, four Nagar Panchayats and seven Cantonment Boards.
Although Maharashtra had Gram panchayat with elected members since 1961, the 73rd amendment to the Indian constitution of 1993 put in place a statutory requirement of 33% of seats on the panchayats reserved for women. In addition, 33% of the sarpanch (panchayat chief) positions were also reserved for women.
Although the amendment boosted the number of women leaders at the village level, there have been cases of harassment by male members of the panchayat towards the female members of the organizations. The administration in each district is headed by a District Collector, who belongs to the Indian Administrative Service and is assisted by a number of officers belonging to Maharashtra state services. The Superintendent of Police, an officer belonging to the Indian Police Service and assisted by the officers of the Maharashtra Police Service, maintains law and order in addition to other related issues in each district. The Divisional Forest Officer, an officer belonging to the Indian Forest Service, manages the forests, environment, and wildlife of the district, assisted by the officers of Maharashtra Forest Service and Maharashtra Forest Subordinate Service. Sectoral development in the districts is looked after by the district head of each development department, such as Public Works, Health, Education, Agriculture and Animal Husbandry.
Judiciary
The judiciary in the state consists of the Maharashtra High Court (The High Court of Bombay), district and session courts in each district and lower courts and judges at the taluka level. The High Court has regional branches at Nagpur and Aurangabad in Maharashtra and Panaji which is the capital of Goa. The state cabinet on 13 May 2015 passed a resolution favouring the setting up of one more bench of the Bombay high court in Kolhapur, covering the region.
The President of India appoints the chief justice of the High Court of the Maharashtra judiciary on the advice of the chief justice of the Supreme Court of India as well as the Governor of Maharashtra. Other judges are appointed by the chief justice of the high court of the judiciary on the advice of the Chief Justice. Subordinate Judicial Service is another vital part of the judiciary of Maharashtra. The subordinate judiciary or the district courts are categorised into two divisions: the Maharashtra civil judicial services and higher judicial service. While the Maharashtra civil judicial services comprises the Civil Judges (Junior Division)/Judicial Magistrates and civil judges (Senior Division)/Chief Judicial Magistrate, the higher judicial service comprises civil and sessions judges. The Subordinate judicial service of the judiciary is controlled by the District Judge.
Economy
The economy of Maharashtra is driven by manufacturing, international trade, Mass Media (television, motion pictures, video games, recorded music), aerospace, technology, petroleum, fashion, apparel, and tourism. Maharashtra is the most industrialised state and has maintained the leading position in the industrial sector in India. The State is pioneer in small scale industries. Mumbai, the capital of state and the financial capital of India, houses the headquarters of most of the major corporate and financial institutions. India's main stock exchanges and capital market and commodity exchanges are located in Mumbai. The state continues to attract industrial investments from domestic as well as foreign institutions. Maharashtra has the largest proportion of taxpayers in India and its share markets transact almost 70 per cent of the country's stocks.
The Service sector dominates the economy of Maharashtra, accounting for 61.4% of the value addition and 69.3% of the value of output in the state. The state's per-capita income is 40% higher than the all-India average. The gross state domestic product (GSDP) at current prices for 2011–12 is estimated at 11,995.48 billion and contributes about 14.4% of the GDP. The agriculture and allied activities sector contributes 12.9% to the state's income. Net State Domestic Product (State Income), as per the first revised estimates was 10,827.51 billion and Per Capita State Income was 95,339 during 2011–12. The percentage of fiscal deficit to GSDP was 1.7 per cent and debt stock to GSDP was 18.4 per cent during 2012–13, well within Consolidated Fiscal Reform Path stipulated by the Thirteenth Finance Commission. In 2012, Maharashtra reported a revenue surplus of 1524.9 million (US$24 million), with a total revenue of 1,367,117 million (US$22 billion) and a spending of 1,365,592.1 million (US$22 billion). Maharashtra ranks first in FDI equity and percentage share of total FDI inflows is 32.27%. Total FDI inflows into Maharashtra are US$53.48 billion. Top countries that invested FDI equity in Maharashtra (from January 2000 to December 2011) were Mauritius (39%), Singapore (10%), United Kingdom (10%), United States (7%) and Netherlands (5%).
Maharashtra contributes 25% of the country's industrial output and is the most indebted state in the country. Industrial activity in state is concentrated in Seven districts: Mumbai City, Mumbai Suburban, Thane, Aurangabad, Pune, Nagpur, and Nashik. Mumbai has the largest share in GSDP (21.5 per cent), both Thane and Pune districts contribute about same in the Industry sector, Pune district contributes more in the agriculture and allied activities sector, whereas Thane district contributes more in the Services sector. Nashik district shares highest in the agricultural and allied activities sector, but is far behind in the Industry and Services sectors as compared to Thane and Pune districts. Industries in Maharashtra include chemical and chemical products (17.6%), food and food products (16.1%), refined petroleum products (12.9%), machinery and equipment (8%), textiles (6.9%), basic metals (5.8%), motor vehicles (4.7%) and furniture (4.3%). Maharashtra is the manufacturing hub for some of the largest public sector industries in India, including Hindustan Petroleum Corporation, Tata Petrodyne and Oil India Ltd.
Maharashtra has an above-average knowledge industry in India with the Pune Metropolitan area being the leading IT hub in the state. Approximately 25% of the top 500 companies in the IT sector are situated in Maharashtra. The state accounts for 28% of the software exports of India. The state houses important financial institutions such as the Reserve Bank of India, the Bombay Stock Exchange, the National Stock Exchange of India, the SEBI and the corporate headquarters of numerous Indian companies and multinational corporations. It is also home to some of India's premier scientific and nuclear institutes like BARC, NPCL, IREL, TIFR, AERB, AECI, and the Department of Atomic Energy.
The banking sector comprises scheduled and non-scheduled banks. Scheduled banks are of two types, commercial and co-operative. Scheduled Commercial Banks (SCBs) in India are classified into five types: State Bank of India and its associates, nationalized banks, private sector banks, Regional Rural Banks and others (foreign banks). In 2012, there were 9,053 banking offices in the state, of which about 26 percent were in rural and 54 percent were in urban areas. Maharashtra has a microfinance system, which refers to small-scale financial services extended to the poor in both rural and urban areas. It covers a variety of financial instruments, such as lending, savings, life insurance, and crop insurance. Three largest urban cooperative banks in India are all based in Maharashtra.
With more than half the population being rural, agriculture and allied industries play an important role in the states's economy. The agriculture and allied activities sector contributes 12.9% to the state's income. Staples such as rice and millet are the main monsoon crops. Important cash crops include sugarcane, cotton, oilseeds, tobacco, fruit, vegetables and spices such as turmeric. Animal husbandry is an important agriculture related activity. The State's share in the livestock and poultry population in India is about 7% and 10%, respectively. Maharashtra was a pioneer in the development of Agricultural Cooperative Societies after independence. In fact, it was an integral part of the then Governing Congress party's vision of ‘rural development with local initiative’. A ‘special’ status was accorded to the sugar cooperatives and the government assumed the role of a mentor by acting as a stakeholder, guarantor and regulator, Apart from sugar, Cooperatives play a crucial role in dairy, cotton, and fertiliser industries.
Transport
The state has a large, multi-modal transportation system with the largest road network in India. In 2011, the total length of surface road in Maharashtra was 267,452 km; national highways comprised 4,176 km and state highways 3,700 km. The Maharashtra State Road Transport Corporation (MSRTC) provides economical and reliable passenger road transport service in the public sector. These buses, popularly called ST (State Transport), are the preferred mode of transport for much of the populace. Hired forms of transport include metered taxis and auto rickshaws, which often ply specific routes in cities. Other district roads and village roads provide villages accessibility to meet their social needs as well as the means to transport agricultural produce from villages to nearby markets. Major district roads provide a secondary function of linking between main roads and rural roads. Almost 98% of villages are connected via the highways and modern roads in Maharashtra. Average speed on state highways varies between 50 and 60 km/h (31–37 mi/h) due to heavy presence of vehicles; in villages and towns, speeds are as low as 25–30 km/h (15–18 mi/h).
The first passenger train in India ran from Mumbai to Thane on 16 April 1853.
Rail transportation is run by Central Railway, Western Railway, South Central Railway and South East Central Railway zones of the Indian Railways with the first two zones being headquartered in Mumbai, at Chhatrapati Shivaji Maharaj Terminus (CSMT) and Churchgate respectively and Konkan Railway which is headquartered in Navi Mumbai. The Mumbai Rajdhani Express, the fastest rajdhani train, connects the Indian capital of New Delhi to Mumbai. Thane and CSMT are the busiest railway stations in India, the latter serving as a terminal for both long-distance trains and commuter trains of the Mumbai Suburban Railway.
The two principal sea ports, Mumbai Port and Jawaharlal Nehru Port, which is also in the Mumbai region, are under the control and supervision of the government of India. There are around 48 minor ports in Maharashtra. Most of these handle passenger traffic and have a limited capacity. None of the major rivers in Maharashtra are navigable and so river transport does not exist in the state.
Almost all the major cities of Maharashtra have airports. CSIA (formerly Bombay International Airport) and Juhu Airport are the two airports in Mumbai. The two other international airports are Pune International Airport, and Dr. Babasaheb Ambedkar International Airport at Nagpur. Aurangabad Airport, Kolhapur Airport, Jalgaon Airport and Nanded Airport are domestic airports in the state. Flights are operated by both private and government airline companies.
Most of the State's airfields are operated by the Airports Authority of India (AAI) while Reliance Airport Developers (RADPL), currently operate five non-metro airports at Latur, Nanded, Baramati, Osmanabad and Yavatmal on a 95-year lease. The Maharashtra Airport Development Company (MADC) was set up in 2002 to take up development of airports in the state that are not under the AAI or the Maharashtra Industrial Development Corporation (MIDC). MADC is playing the lead role in the planning and implementation of the Multi-modal International Cargo Hub and Airport at Nagpur (MIHAN) project. Additional smaller airports include Akola, Amravati, Chandrapur, Ratnagiri, and Solapur.
Education
Census of 2011 showed literacy rates in the state for males and females were around 78% and 67% respectively.
History
Mumbai University is the first university of Maharashtra, it was established during the rule of East India company in 1857 as Bombay university. It is one of the first universities of the country along Kolkata University and Madras university.
Scottish missionary John Wilson, Indian nationalists such as Vasudev Balwant Phadke and Bal Gangadhar Tilak, social reformers such as Jyotirao Phule, Dhondo Keshav Karve and Bhaurao Patil all played a leading role in the setting up of modern schools and colleges during the British colonial era. The forerunner of Deccan College Post-Graduate and Research Institute was established in 1821. The Shreemati Nathibai Damodar Thackersey Women's University, the oldest women's liberal arts college in south Asia, started its journey in 1916. College of Engineering Pune, established in 1854, is the third oldest college in Asia. Government Polytechnic Nagpur, established in 1914, is one of the oldest polytechnic in India.
Primary and secondary level
Maharashtra schools are run by the state government or by private organizations, including religious institutions. Instruction is mainly in Marathi, English or Hindi, though Urdu is also used. Physical education is mandatory. The secondary schools are affiliated with the Council for the Indian School Certificate Examinations (CISCE), the Central Board for Secondary Education (CBSE), the National Institute of Open School (NIOS) or the Maharashtra State Board of Secondary and Higher Secondary Education. Under the 10+2+3 plan, after completing secondary school, students typically enroll for two years in a junior college, also known as pre-university, or in schools with a higher secondary facility affiliated with the Maharashtra State Board of Secondary and Higher Secondary Education or any central board. Students choose from one of three streams, namely liberal arts, commerce, or science. Upon completing the required coursework, students may enroll in general or professional degree programs.
Tertiary level
Maharashtra has 24 universities with a turnout of 160,000 Graduates every year. Maharashtra has played a pioneering role in the development of the modern education system in India. The University of Mumbai, is the largest university in the world in terms of the number of graduates and has 141 affiliated colleges.
According to prominent national rankings, 5 to 7 Maharashtra colleges and universities are ranked among the top 20 in India. Maharashtra is also home to such notable autonomous institutes as Indian Institute of Technology Bombay, College of Engineering Pune (CoEP), Dr. Babasaheb Ambedkar Technological University, Institute of Chemical Technology, Homi Bhabha National Institute, Walchand College of Engineering, Visvesvaraya National Institute of Technology (VNIT) and Veermata Jijabai Technological Institute (VJTI), Sardar Patel College of Engineering (SPCE). Most of these autonomous institutes are ranked the highest in India and have very competitive entry requirements. The University of Pune (now Savitribai Phule Pune University), the National Defence Academy, Film and Television Institute of India, Armed Forces Medical College and National Chemical Laboratory were established in Pune soon after the Indian independence in 1947. Mumbai has an IIT, has National Institute of Industrial Engineering and Nagpur has IIM and AIIMS.Some of the notable institutes in the state are: Maharashtra National Law University, Nagpur (MNLUN), Maharashtra National Law University, Mumbai (MNLUM), Maharashtra National Law University, Aurangabad (MNLUA), Government Law College, Mumbai (GLC), ILS Law College, and Symbiosis Law School (SLS).
Maharashtra has hundreds of other private colleges and universities, including many religious and special-purpose institutions. Most of the private colleges were set up in the last thirty years after the State Government of Vasantdada Patil liberalised the Education Sector in 1982. Politicians and leaders involved in the huge cooperative movement in Maharashtra were instrumental in setting up the private institutes
There are also local community colleges with generally more open admission policies, shorter academic programs, and lower tuition.
The state also has four agricultural universities namely Vasantrao Naik Marathwada Agricultural University, Mahatma Phule Krishi Vidyapeeth, Dr. Panjabrao Deshmukh Krishi Vidyapeeth and Dr. Balasaheb Sawant Konkan Krishi Vidyapeeth, besides these, there are other regional universities like Sant Gadge Baba Amravati University, Dr. Babasaheb Ambedkar Marathwada University, North Maharashtra University, Shivaji University, Solapur University, Swami Ramanand Teerth Marathwada University and Rashtrasant Tukadoji Maharaj Nagpur University, all well established and nationally renowned, to cover the educational needs at the district levels of the state. Apart from this, there are a number of deemed universities in Maharashtra, including Symbiosis International University, Tata Institute of Social Sciences, and Tilak Maharashtra University.
Vocational training
The state has many post-secondary school Industrial Training Institute (ITIs). These ITIs are run by the government and private institutes. They offers vocational training in many trades such as construction, plumbing, welding, automobile mechanic etc. Successful candidates receive the National Trade Certificate.
Infrastructure
Healthcare
In 2011, the health care system in Maharashtra consisted of 363 rural government hospitals, 23 district hospitals (with 7,561 beds), 4 general hospitals (with 714 beds) mostly under the Maharashtra Ministry of Health and Family Welfare, and 380 private medical establishments; these establishments provide the state with more than 30,000 hospital beds. It is the first state in India to have nine women's hospitals serving 1,365 beds. The state also has significant number of medical practitioners who hold the Bachelor of Ayurveda, Medicine and Surgery qualifications. These practitioners primarily use the traditional Indian therapy of Ayurveda but can use modern western medicine as well.
In Maharashtra as well as in rest of India, Primary Health Centre (PHC) are part of the government-funded public health system and are the most basic units of the healthcare system. They are essentially single-physician clinics usually with facilities for minor surgeries, too. The government of India in 2018 launched the Ayushman Bharat Yojana scheme, however, Maharashtra declined to join because the state had its own state healthcare programme. That program called Mahatma Jyotiba Phule Jan Arogya Yojana was already functioning well. The state later joined Ayushman Bharat Yojana with special exceptions to make it part of its existing infrastructure. the initiative has two components- the National Health Protection Scheme and the Health and Wellness Centres (HWCs). Under the scheme, PHC have been converted to HWC and presently there are 248 in the state. Maharashtra has a life expectancy at birth of 67.2 years in 2011, ranking it third among 29 Indian states. The total fertility rate of the state is 1.9. The Infant mortality rate is 28 and the maternal mortality ratio is 104 (2012–2013), which are lower than the national averages. Public health services are governed by the Ministry of Health and Family Welfare (MoHFW), through various departments. The Ministry is divided into two departments: the Public Health Department, which includes family welfare and medical relief, and the Department of Medical Education and Drugs.
In Maharashtra, health insurance includes any program that helps pay for medical expenses, whether through privately purchased insurance, social insurance or a social welfare program funded by the government. In a more technical sense, the term is used to describe any form of insurance that provides protection against the costs of medical services. This usage includes private insurance and social insurance programs such as National Health Mission, which pools resources and spreads the financial risk associated with major medical expenses across the entire population to protect everyone, as well as social welfare programs such as National Rural Health Mission (NRHM) and the Health Insurance Program, which provide assistance to people who cannot afford health coverage.
Energy
Although its population makes Maharashtra one of the country's largest energy users, conservation mandates, mild weather in the largest population centres and strong environmental movements have kept its per capita energy use to one of the smallest of any Indian state. The high electricity demand of the state constitutes 13% of the total installed electricity generation capacity in India, which is mainly from fossil fuels such as coal and natural gas. Mahavitaran is responsible for distribution of electricity throughout the state by buying power from Mahanirmiti, captive power plants, other state electricity boards and private sector power generation companies.
As of 2012, Maharashtra was the largest power generating state in India, with installed electricity generation capacity of 26,838 MW. The state forms a major constituent of the western grid of India, which now comes under the North, East, West and North Eastern (NEWNE) grids of India. Maharashtra Power Generation Company (MAHAGENCO) operates thermal power plants. In addition to the state government-owned power generation plants, there are privately owned power generation plants that transmit power through the Maharashtra State Electricity Transmission Company, which is responsible for transmission of electricity in the state.
Environmental protection and sustainability
The Maharashtra Plastic and Thermocol Products ban became effective as law on 23 June 2018, subjecting plastic users to fines and potential imprisonment for repeat offenders.
Culture
Cuisine
Maharashtra cuisine covers a range from mild to very spicy dishes. Wheat, rice, jowar, bajri, vegetables, lentils and fruit form staple food of the Maharashtrian diet. Some of the popular traditional dishes include puran poli, ukdiche modak, Thalipeeth and fast food items such as batata wada, Misal Pav, Pav Bhaji and Vada pav are dishes that became very popular in the last fifty years. Meals (mainly lunch and dinner) are served on a plate called thali. Each food item served on the thali has a specific place. In some households, meals begin with a thanksgiving offering of food (Naivedya) to the household Gods. Maharashtrian cuisine has many regional varieties including Malvani (Konkani),Kolhapuri and Varhadhi. Though quite different, both use a lot of seafood and coconut. The staple foods of the Konkani people are rice and fishThe bhaajis are vegetable dishes made with a particular vegetable or a combination. They require the use of goda (sweet) masala, essentially consisting of some combination of coconut, onion, garlic, ginger, red chilli powder, green chillies and mustard. Depending on the caste or specific religious tradition of a family, onion and garlic may not be used in cooking. A particular variant of bhaaji is the rassa or curry. Vegetarians prepare rassa or curry of potatoes and or cauliflower with tomatoes or fresh coconut kernel and plenty of water to produce a soup-like preparation rather than bhaaji. Varan is nothing but plain dal, a common Indian lentil stew. Aamti is variant of the curry, typically consisting of a lentil (tur) stock, flavoured with goda masala, tamarind or amshul, and jaggery (gul).
Among seafood, the most popular fish is bombil or the Bombay duck. All non-vegetarian and vegetarian dishes are eaten with boiled rice, chapatis or with bhakris, made of jowar, bajra or rice flours. Special rice puris called vada and amboli, which is a pancake made of fermented rice, urad dal, and semolina, are also eaten as a part of the main meal.
Attire
Traditionally, Marathi women commonly wore the sari, often distinctly designed according to local cultural customs. Most middle aged and young women in urban Maharashtra dress in western outfits such as skirts and trousers or shalwar kameez with the traditionally nauvari or nine-yard lugade, disappearing from the markets due to a lack of demand. Older women wear the five-yard sari. In urban areas, the five-yard sari, especially the Paithani, is worn by younger women for special occasions such as marriages and religious ceremonies. Among men, western dressing has greater acceptance. Men also wear traditional costumes such as the dhoti, and pheta on cultural occasions. The Gandhi cap is the popular headgear among older men in rural Maharashtra. The Kurta (a long shirt) is worn by men on special occasions. Women wear traditional jewelries derived from Maratha and Peshwa dynasties. Kolhapuri saaj, a special type of necklace, is also worn by Marathi women. In urban areas, many women and men wear western attire.
Performing arts
Performing arts in Maharashtra include music, dance, and drama that originated in the region as well as that from other regions of India and the world.
Music
The indigenous folk music includes Powada, Bharuds and Gondhals. Maharashtra and Maharashtrian artists have been influential in preserving and developing Hindustani classical music for more than a century.Many of the renowned practioners of Kirana or Gwalior style called Maharashtra their home.The Sawai Gandharva Bhimsen Festival in Pune started by Bhimsen Joshi in 1950s is considered the most prestigious
Hindustani music festivals in India, if not one of the largest.
Cities like Kolhapur and Pune have been playing a major role in preservation of music like Bhavageet and Natya Sangeet, which are inherited from Indian classical music.
The biggest form of Indian popular music is songs from films produced in Mumbai. Film music, in 2009 made up 72% of the music sales in India. Most of the influential music composers and singers have called Mumbai their home.
In recent decades, the music scene in Maharashtra, and particularly in Mumbai has seen growth of newer music forms such as rap. The city also holds festivals in western music genres such as blues. In 2006, the Symphony Orchestra of India was founded, housed at the NCPA in Mumbai. It is today the only professional symphony orchestra in India and presents two concert seasons per year,with world-renowned conductors and soloists.
Dance
Marathi dance forms draw from folk traditions. Lavani is popular form of dance in the state. The Bhajan, Kirtan and Abhangas of the Warkari sect (Vaishanav Devotees) have a long history and are part of their daily rituals. Koli dance (as called 'Koligeete') is among the most popular dances of Maharashtra. As the name suggests, it is related to the fisher folk of Maharashtra, who are called Kolis. Popular for their unique identity and liveliness, their dances represent their occupation. This type of dance is represented by both men and women. While dancing, they are divided into groups of two. These fishermen display the movements of waves and casting of the nets during their koli dance performances.,
Theatre
Modern Theatre in Maharashtra can trace its origins to the British colonial era in the middle of the 19th century. It is modeled mainly after the western tradition but also includes forms like Sangeet Natak (musical drama). In recent decades, Marathi Tamasha has been also been incorporated in some experimental plays.
Today, theatre continues to have a marked presence in Mumbai and Pune with an educated loyal audience base, when most theatre in other parts of India have had a tough time facing the onslaught of cinema and television. Its repertoire ranges from humorous social plays, farces, historical plays, musical, to experimental plays and serious drama. Marathi Playwrights such as Vijay Tendulkar, P. L. Deshpande, Mahesh Elkunchwar and Satish Alekar have influenced theatre throughout India. Besides Marathi theatre, Maharashtra and particularly, Mumbai, has had a long tradition of theatre in other languages such as Gujarati, Hindi and English.
The National Centre for the Performing Arts (NCP) is a multi-venue, multi-purpose cultural centre in Mumbai which hosts events in music, dance, theatre, film, literature and photography from India as well other places. It also presents new and innovative work in the performing arts field.
Literature
Maharashtra's regional literature is about lives and circumstances of Marathi people in specific parts of the state. The Marathi language, which boasts a rich literary heritage, is written in the Devanagari script. The earliest instances of Marathi literature is by Sant Dnyaneshwar with his Bhawarthadeepika (popularly known as Dnyaneshwari). The compositions, written in the 13th century, are spiritually inclined. Other compositions are by Bhakti saints such as Tukaram, Eknath, Namdev, Ramdas, and Gora Kumbhar. Their compositions are mostly in poetic form, which are called Abhang. Maharashtra has a long tradition in spiritual literature, evidenced by the Amrutanubhav, Bhavarth Deepika, Bhagavata Purana, Eknathi Bhagwat and Bhavarth Ramayan.
19th century Marathi literature includes the works of authors such as Balshastri Jambhekar, Gopal Ganesh Agarkar, Bal Gangadhar Tilak, Gopal Hari Deshmukh, Mahadev Govind Ranade, Jyotirao Phule, Babasaheb Ambedkar, Vinayak Damodar Sawarkar, Ram Ganesh Gadkari, Tryambak Bapuji Thombre, Hari Narayan Apte, Vishnushastri Chiplunkar and Keshavsuta. 20th century notable writers include Mahadevshastri Joshi, Kusumagraj, Pu La Deshpande, Va Pu Kale, Vyankatesh Digambar Madgulkar, Vishnu Sakharam Khandekar, Prahlad Keshav Atre, B. S. Mardhekar, Sane Guruji, Vinoba Bhave, Chintamani Tryambak Khanolkar, Bahinabai Chaudhari and Laxmanshastri Joshi.
Vishwas Patil, Ranjit Desai, Shivaji Sawant, Narayan Surve, Vinda Karandikar, Shanta Shelke, Durga Bhagwat, Suresh Bhat, Ratnakar Matkari, Varjesh Solanki, Manya Joshi, Hemant Divate, Mangesh Narayanrao Kale, Avinash Dharmadhikari, Bhalchandra Nemade, Narendra Jadhav and Saleel Wagh are some of the more recent authors. Regional languages spoken in Maharashtra are Kokani, Koli, Malvani, Varhadi and Khandeshi.
Maharashtra, and particularly the cities in state such as Mumbai and Pune are diverse with many languages being spoken.Mumbai is called home by writers in English such as Rohinton Mistry, Shobha De, and Salman Rushdie. Many of their novels are set with Mumbai as the backdrop.
Films
Cinema of India was born in Maharashtra when Dadasaheb Phalke made Raja Harishchandra movie in 1913. It was a silent film direct by Phalke. Dadasaheb Phalke is widely considered as the father of India cinema. Raja Harishchandra (1913) was the first Indian movie.
Maharashtra is a prominent location for the Indian entertainment industry, with many films, television series, books, and other media being set there. Maharashtra's Mumbai have many film production studios and it have facilities to produce films. Mainstream Hindi films are popular in Maharashtra, especially in urban areas. Mumbai is the largest centre for film and television production and a third of all Indian films are produced in the state. Multimillion-dollar Bollywood productions, with the most expensive costing up to , are filmed there. The Marathi film industry, previously located in Kolhapur, has spread throughout Mumbai. Well known for its art films, the early Marathi film industry included acclaimed directors such as Dadasaheb Phalke, and V. Shantaram, Dada Kondke is the most prominent name in Marathi film. The Dadasaheb Phalke Award is India's highest award in cinema, given annually by the Government of India for lifetime contribution to Indian cinema.
Media
More than 200 newspapers and 350 consumer magazines have an office in this state and the book-publishing industry employs about 250,000 people. Sakal published from Pune and other major Maharashtrian cities, has the largest circulation for Marathi Newspaper in Maharashtra as of December 2016. Other major Marathi newspapers are Maharashtra Times, Loksatta, Nava Kal, Pudhari and Lokmat. Tarun Bharat and Kesari, two newspapers that once were quite influential during the colonial and the post-independence era have stopped the print edition and are now published only digitally. Popular Marathi language magazines are Saptahik Sakal, Grihashobhika, Lokrajya, Lokprabha and Chitralekha. Major English language newspapers which are published and sold in large numbers are Daily News & Analysis, The Times of India, Hindustan Times, The Indian Express, Mumbai Mirror, Asian Age, MiD-DAY and The Free Press Journal. Some prominent financial dailies like The Economic Times, Mint, Business Standard and The Financial Express are widely circulated. Vernacular newspapers such as those in Hindi, Kannada, Gujarati, Tamil and Urdu are also read by a select readership.
The television industry developed in Maharashtra and is a significant employer in the state's economy. Numerous Indian and international television channels can be watched in Maharashtra through one of the Pay TV companies or the local cable television provider. The four major India broadcast networks are all headquartered in Maharashtra: The Times, STAR India, CNN-IBN and ZEEL. Doordarshan is the state-owned television broadcaster and provides two free terrestrial channels. Multi system operators provide a mix of Marathi, Bengali, Nepali, Hindi, English and international channels via cable. The wide range of cable channels available includes sports channels like ESPN, Star Sports, National entertainment channels like Colors, Sony, Zee TV and Star Plus, Business news channels like CNBC Awaaz, Zee Business, ET Now and Bloomberg UTV. Marathi 24-hour television news channels include ABP Majha, News18 Lokmat, Zee 24 Taas, Saam, TV9 Marathi and Jai Maharashtra. Also, Marathi Entertainment Channels includes Zee Marathi, Zee Yuva, Colors Marathi, Star Pravah, Sony Marathi and Fakt Marathi.
All India Radio is a public radio station. Private FM stations are available in all major cities. Airtel, BSNL, Jio and VI are available cellular phone operators. Maharashtra has the highest share of the internet market at 18.8% of total households internet users in India. Broadband internet is available in all towns, villages and cities, provided by the state-run MTNL and BSNL and by other private companies. Dial-up access is provided throughout the state by BSNL and other providers.
Sports
Cricket is the most popular sport in Maharashtra. Maharashtra has produced greatest of all time players such as Sunil Gavaskar and Sachin Tendulkar. The state has played a dominant role in Indian cricket for decades.
As in the rest of India, cricket is popular in Maharashtra and is played on grounds and in streets throughout the state. Maharashtra has various domestic level franchise-based leagues for field hockey, chess, tennis and badminton. The state is home to many national level football clubs such as Mumbai Tigers F.C., Kenkre F.C., Bengal Mumbai FC and Air India FC. Adventure sports such as paragliding, water sports, rock climbing, backpacking, mountaineering and scuba diving are also popular in the state. Other notable sports played in the state include Kho kho, fencing, archery and shooting.
Mahrashtra hosts the ATP 250 Maharashtra Open tennis championship. It is the premier tennis ATP tour championship in India and the only ATP 250 level Tennis championship held in India and South Asia. It is annually held at the Balewadi, Pune. Every year, Indian and global top singles and doubles players compete in it. Solapur Open, the women's $25000 tennis tournament held at Solapur. It is a grade T2 tournament. ITF Women's $25K tennis tournament held in Pune. It is a hard court, grade T2 tournament.
Maharashtra has an Indian Premier League franchise, Mumbai Indians. The now defunct Rising Pune Supergiant and Pune Warriors India franchises from Pune were a part of the IPL. The state has three cricket associations: Mumbai Cricket Association, which is the governing body for cricket in Mumbai, Greater Mumbai and Thane districts; Vidarbha Cricket Association, which is the governing body for cricket in the Vidarbha Region; and the Maharashtra Cricket Association (MCA), which is the governing body for cricket for the rest of Maharashtra. Maharashtra has three domestic cricket teams: the Mumbai cricket team, Maharashtra cricket team, and Vidarbha cricket team. Wankhede Stadium, which has a capacity of about 33,000 people hosted the final match of the 2011 ICC Cricket World Cup. It is home to the Mumbai Indians and Mumbai cricket team while the MCA Stadium in Pune is home to the Maharashtra cricket team, and the Vidarbha Cricket Association Stadium in Nagpur is home to the Vidarbha cricket team.
The Maharashtra football team represents the state in competition for the Santosh Trophy. Pune FC and Mumbai FC were the football clubs from the state that played in I-League. FC Pune City also played in the ISL. Maharashtra has a team in the Indian Super League (ISL), that is Mumbai City FC, which represents Mumbai in the ISL tournament.
The state has two club franchises playing in American football's Elite Football League of India. Mumbai Gladiators and Pune Marathas are teams based in Mumbai and Pune respectively.
Mumbai and Pune hold derby races at the Mahalaxmi Racecourse and Pune Race Course respectively. The wrestling championships Hind Kesari and Maharashtra Kesari are widely popular in the rural regions and are affiliated with the All India Amateur Wrestling Federation (AIAWF). Maharashtra Chess Association is the apex body for the game of chess in Maharashtra. Maharashtra Tennis League is India's first league format in tennis.
Notable athletes from Maharashtra include India's first individual Olympic Medalist- wrestler Khashaba Jadhav, who won a bronze medal at 1952 Summer Olympics. Cricket legends and former captains of the Indian national cricket team, Sunil Gavaskar, Sachin Tendulkar, Dilip Vengsarkar are from Maharashtra, as are Indian national cricket team players such as Rohit Sharma, Ajinkya Rahane, and Kedar Jadhav. Commonwealth Games gold medalists – shooters Anjali Bhagwat, Rahi Sarnobat and Tejaswini Sawant. Asian Games silver medalist Hiranna M. Nimal, chess player Rohini Khadilkar, tennis player Gaurav Natekar; former hockey players Dhanraj Pillay, Viren Rasquinha and badminton players Nikhil Kanetkar and Aparna Popat also hail from the state.
Indigenous sports
A number of Indian sports either originated in Maharashtra or were formalised here. These include Kabaddi, Kho kho, and Mallakhamba. In many rural areas of the state, Kusti and bullock cart races are regular fixtures during the annual jatra (Fair). The government of Maharashtra has in the past supported Kusti by building two permanent akhara ( ) in the Kolhapur region. Badminton, a popular sports in India, and in other countries around the world is based on Poona game, a sports first played in Pune during the British colonial era.
Tourism
Mumbai, the biggest and the most cosmopolitan city in India attracts tourists from all over the world for its many attractions including colonial architecture, beaches, movie industry, shopping, and active nightlife. Pune, called the cultural capital of Maharashtra, also attracts many visitors during the annual Ganeshotsav festival. According to a survey performed the government of Maharashtra , residents of the state at 75% form by far the largest number of visitors to places of attraction in the state. Foreign visitors to Maharashtra account for just 2% of the visitors to the state. Visitors from the US, UK, Germany and UAE each form a significant percentage of foreign tourists.
Peoples in significant number travels to Trimbakeshwar, Tulja Bhavani Temple of Osmanabad, Shani Shingnapur, Jyotiba Temple, Ashtavinayaka Ganapati mandirs, Lord Pandurang temple at Pandharpur.
The area around Aurangabad has many ancient and medieval sites including the UNESCO World Heritage Sites of Ajanta and Ellora caves, the Daulatabad Fort, and the Bibi Ka Maqbara in Aurangabad.
The mountainous districts of Western Maharashtra are dotted with the ruins of hundreds of mountain forts from the Deccan Sultanate and the Maratha empire eras respectively. These forts and the surrounding hills are popular with people interested in trekking, hiking and Heritage tourism related to Chatrapati Shivaji. It includes Shivaneri fort, Rajgad, Sinhagad, Raigad, and Pratapgad fort.
The British established many hill stations during the colonial era for government officials to escape from the heat of Indian summers. Now, these hill stations attract tourists in huge numbers. The important hill stations in Western Maharashtra are Mahabaleshwar, Lonavala, and Matheran. In the Vidarbha region, Chikhaldara is the only hill station but with fewer visitors than the ones in western Maharashtra.
Places of worship that attract pilgrims from other parts of India and beyond include the Sikh Gurudwara of Hazur Sahib at Nanded, Khandoba temple at Jejuri in Pune district where worshipers shower each other with Bhandar and the shrine of Saibaba at Shirdi. The places associated with the Warkari sect such as Pandharpur, Dehu and Alandi attract pilgrims from all over Maharashtra throughout the year but particularly during religious observations at these places.
The Vidarbha region of Maharashtra has numerous nature reserve parks. These include, Melghat Tiger Reserve in Amravati district, Tadoba-Andhari Tiger Reserve in Chandrapur district, Umred Karhandla Wildlife Sanctuary in Nagpur district, the Nagzira wild life sanctuary and Navegaon National Park (bird sanctuary) of Gondia District.
The state government has established Maharashtra Tourism Development Corporation (MTDC) for systematic development and promotion of tourism in the state. MTDC has, since its inception, been involved in the development and maintenance of the various tourist locations of Maharashtra. MTDC owns and maintains resorts at all key tourist centers and having more resorts is on the plan.
See also
Koli rebellions
List of Koli people
List of Koli states and clans
List of Maratha dynasties and states
List of people from Maharashtra
List of districts of Maharashtra
List of villages of Maharashtra
List of synagogues in Maharashtra
List of cities in Maharashtra
Make in Maharashtra
Religion in Maharashtra
References
External links
Government
Official Site of the Government of Maharashtra
Official Tourism Site of Maharashtra, India
General information
Maharashtra
1960 establishments in India
States and territories established in 1960
States and union territories of India
|
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] |
Melting, or fusion, is a physical process that results in the phase transition of a substance from a solid to a liquid. This occurs when the internal energy of the solid increases, typically by the application of heat or pressure, which increases the substance's temperature to the melting point. At the melting point, the ordering of ions or molecules in the solid breaks down to a less ordered state, and the solid "melts" to become a liquid.
Substances in the molten state generally have reduced viscosity as the temperature increases. An exception to this principle is the element sulfur, whose viscosity increases in the range of 160 °C to 180 °C due to polymerization.
Some organic compounds melt through mesophases, states of partial order between solid and liquid.
First order phase transition
From a thermodynamics point of view, at the melting point the change in Gibbs free energy ∆G of the substances is zero, but there are non-zero changes in the enthalpy (H) and the entropy (S), known respectively as the enthalpy of fusion (or latent heat of fusion) and the entropy of fusion. Melting is therefore classified as a first-order phase transition. Melting occurs when the Gibbs free energy of the liquid becomes lower than the solid for that material. The temperature at which this occurs is dependent on the ambient pressure.
Low-temperature helium is the only known exception to the general rule. Helium-3 has a negative enthalpy of fusion at temperatures below 0.3 K. Helium-4 also has a very slightly negative enthalpy of fusion below 0.8 K. This means that, at appropriate constant pressures, heat must be removed from these substances in order to melt them.
Criteria
Among the theoretical criteria for melting, the Lindemann and Born criteria are those most frequently used as a basis to analyse the melting conditions.
The Lindemann criterion states that melting occurs because of "vibrational instability", e.g. crystals melt; when the average amplitude of thermal vibrations of atoms is relatively high compared with interatomic distances, e.g. <δu2>1/2 > δLRs, where δu is the atomic displacement, the Lindemann parameter δL ≈ 0.20...0.25 and Rs is one-half of the inter-atomic distance. The "Lindemann melting criterion" is supported by experimental data both for crystalline materials and for glass-liquid transitions in amorphous materials.
The Born criterion is based on a rigidity catastrophe caused by the vanishing elastic shear modulus, i.e. when the crystal no longer has sufficient rigidity to mechanically withstand the load, it becomes liquid.
Supercooling
Under a standard set of conditions, the melting point of a substance is a characteristic property. The melting point is often equal to the freezing point. However, under carefully created conditions, supercooling, or superheating past the melting or freezing point can occur. Water on a very clean glass surface will often supercool several degrees below the freezing point without freezing. Fine emulsions of pure water have been cooled to −38 °C without nucleation to form ice. Nucleation occurs due to fluctuations in the properties of the material. If the material is kept still there is often nothing (such as physical vibration) to trigger this change, and supercooling (or superheating) may occur. Thermodynamically, the supercooled liquid is in the metastable state with respect to the crystalline phase, and it is likely to crystallize suddenly.
Glasses
Glasses are amorphous solids, which are usually fabricated when the molten material cools very rapidly to below its glass transition temperature, without sufficient time for a regular crystal lattice to form. Solids are characterised by a high degree of connectivity between their molecules, and fluids have lower connectivity of their structural blocks. Melting of a solid material can also be considered as a percolation via broken connections between particles e.g. connecting bonds. In this approach melting of an amorphous material occurs, when the broken bonds form a percolation cluster with Tg dependent on quasi-equilibrium thermodynamic parameters of bonds e.g. on enthalpy (Hd) and entropy (Sd) of formation of bonds in a given system at given conditions:
where fc is the percolation threshold and R is the universal gas constant.
Although Hd and Sd are not true equilibrium thermodynamic parameters and can depend on the cooling rate of a melt, they can be found from available experimental data on viscosity of amorphous materials.
Even below its melting point, quasi-liquid films can be observed on crystalline surfaces. The thickness of the film is temperature-dependent. This effect is common for all crystalline materials. Pre-melting shows its effects in e.g. frost heave, the growth of snowflakes, and, taking grain boundary interfaces into account, maybe even in the movement of glaciers.
Related concept
In ultrashort pulse physics, a so-called nonthermal melting may take place. It occurs not because of the increase of the atomic kinetic energy, but because of changes of the interatomic potential due to excitation of electrons. Since electrons are acting like a glue sticking atoms together, heating electrons by a femtosecond laser alters the properties of this "glue", which may break the bonds between the atoms and melt a material even without an increase of the atomic temperature.
In genetics, melting DNA means to separate the double-stranded DNA into two single strands by heating or the use of chemical agents, polymerase chain reaction.
Table
See also
List of chemical elements providing melting points
Phase diagram
Zone melting
References
External links
Phase transitions
Materials science
Thermodynamics
|
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] |
is a 1988 Japanese animated fantasy film written and directed by Hayao Miyazaki and animated by Studio Ghibli for Tokuma Shoten. The film—which stars the voice actors Noriko Hidaka, Chika Sakamoto, and Hitoshi Takagi—tells the story of a professor's two young daughters (Satsuki and Mei) and their interactions with friendly wood spirits in postwar rural Japan. The film won the Animage Anime Grand Prix prize and the Mainichi Film Award and Kinema Junpo Award for Best Film in 1988. It also received the Special Award at the Blue Ribbon Awards in the same year.
In 1989, Streamline Pictures produced an English-language dub for exclusive use on transpacific flights by Japan Airlines. Troma Films, under their 50th St. Films banner, distributed the dub of the film co-produced by Jerry Beck. This dub was released to United States theaters in 1993, on VHS and LaserDisc in the United States by Fox Video in 1994, and on DVD in 2002. The rights to this dub expired in 2004, so the film was re-released by Walt Disney Home Entertainment on March 7, 2006 with a new dub cast. This version was also released in Australia by Madman on March 15, 2006 and in the UK by Optimum Releasing on March 27, 2006. This DVD release is the first version of the film in the United States to include both Japanese and English language tracks.
Exploring themes such as animism, Shinto symbology, environmentalism and the joys of rural living, My Neighbor Totoro received worldwide critical acclaim and has amassed a worldwide cult following in the years after its release. The film and its titular character, Totoro, have become cultural icons. The film has grossed over at the worldwide box office as of September 2019, in addition to generating approximately from home video sales and from licensed merchandise sales, adding up to approximately in total lifetime revenue.
My Neighbor Totoro ranked 41st in Empire magazine's "The 100 Best Films of World Cinema" in 2010 while Totoro was ranked 18th on Empire's 50 Best Animated Film Characters list. A list of the greatest animated films in Time Out ranked the film number 1. A similar list compiled by the editors of Time Out ranked the film number 3. My Neighbor Totoro was also the highest-ranking animated film on the 2012 Sight & Sound critics' poll of all-time greatest films. The character made multiple cameo appearances in a number of Studio Ghibli films and video games and also serves as the mascot for the studio and is recognized as one of the most popular characters in Japanese animation.
Plot
In 1950s Japan, university professor Tatsuo Kusakabe and his two daughters, Satsuki and Mei (approximately ten and four years old, respectively), move into an old house to be closer to the hospital where the girls' mother, Yasuko, is recovering from a long-term illness. The house is inhabited by small, dark, dust-like house spirits seen when moving from light to dark places called susuwatari. When the girls become comfortable in their new house, the susuwatari leave to find another empty house. One day, Mei discovers two small spirits who lead her into the hollow of a large camphor tree. She befriends a larger spirit, which identifies itself by a series of roars that she interprets as "Totoro". Mei thinks Totoro is the Troll from her illustrated book Three Billy Goats Gruff, with her mispronouncing Troll. She falls asleep atop Totoro, but when Satsuki finds her, she is on the ground. Despite many attempts, Mei is unable to show her family Totoro's tree. Tatsuo comforts her by telling her that Totoro will reveal himself when he wants to.
One rainy night, the girls are waiting for Tatsuo's bus, which is late. Mei falls asleep on Satsuki's back, and Totoro appears beside them, allowing Satsuki to see him for the first time. Totoro has only a leaf on his head for protection against the rain, so Satsuki offers him the umbrella she had taken for her father. Delighted, he gives her a bundle of nuts and seeds in return. A giant, bus-shaped cat halts at the stop, and Totoro boards it and leaves. Shortly after, Tatsuo's bus arrives. A few days after planting the seeds, the girls awaken at midnight to find Totoro and his colleagues engaged in a ceremonial dance around the planted seeds and join in, causing the seeds to grow into an enormous tree. Totoro takes the girls for a ride on a magical flying top. In the morning, the tree is gone, but the seeds have sprouted.
The girls find out that a planned visit by Yasuko has to be postponed because of a setback in her treatment. Mei does not take this well and argues with Satsuki, later leaving for the hospital to bring fresh corn to Yasuko. Her disappearance prompts Satsuki and the neighbors to search for her. Desperately, Satsuki returns to the camphor tree and pleads for Totoro's help. He delightfully summons the Catbus, which carries her to where the lost Mei sits and the sisters emotionally reunite. The bus then takes them to the hospital. The girls overhear a conversation between their parents and learn that she has been kept in hospital by a minor cold but is otherwise doing well. They secretly leave the ear of corn on the windowsill, where their parents discover it, and return home. Eventually, Yasuko returns home, and the sisters play with other children, while Totoro and his friends watch them from afar.
Themes
Animism is a large theme in this film according to Eriko Ogihara-Schuck. Totoro has animistic traits and has kami status according to his surroundings and being referred to as "mori no nushi," or "master of the forest". Totoro lives in a camphor tree in a Shinto shrine surrounded by a Shinto rope, these are all characteristics of a kami. Moreover, Ogihara-Schuck writes that when Mei returns from her encounter with Totoro her father takes Mei and her sister to the shrine to greet and thank Totoro. This is a common practice in the Shinto tradition following an encounter with a kami.
Cast
Production
Art director Kazuo Oga was drawn to the film when Hayao Miyazaki showed him an original image of Totoro standing in a satoyama. The director challenged Oga to raise his standards, and Oga's experience with My Neighbor Totoro jump-started the artist's career. Oga and Miyazaki debated the palette of the film, Oga seeking to paint black soil from Akita Prefecture and Miyazaki preferring the color of red soil from the Kantō region. The ultimate product was described by Studio Ghibli producer Toshio Suzuki: "It was nature painted with translucent colors."
Oga's conscientious approach to My Neighbor Totoro was a style that the International Herald Tribune recognized as "[updating] the traditional Japanese animist sense of a natural world that is fully, spiritually alive". The newspaper described the final product:
Oga's work on My Neighbor Totoro led to his continued involvement with Studio Ghibli. The studio assigned jobs to Oga that would play to his strengths, and Oga's style became a trademark style of Studio Ghibli.
In several of Miyazaki's initial conceptual watercolors, as well as on the theatrical release poster and on later home video releases, only one young girl is depicted, rather than two sisters. According to Miyazaki, "If she was a little girl who plays around in the yard, she wouldn't be meeting her father at a bus stop, so we had to come up with two girls instead. And that was difficult." The opening sequence of the film was not storyboarded, Miyazaki said. "The sequence was determined through permutations and combinations determined by the time sheets. Each element was made individually and combined in the time sheets..." The ending sequence depicts the mother's return home and the signs of her return to good health by playing with Satsuki and Mei outside.
The storyboard depicts the town of Matsuko as the setting, with the year being 1955; Miyazaki stated that it was not exact and the team worked on a setting "in the recent past". The film was originally set to be an hour long, but throughout the process it grew to respond to the social context including the reason for the move and the father's occupation. Eight animators worked on the film, which was completed in eight months.
Miyazaki has said that Totoro is "not a spirit: he's only an animal. I believe he lives on acorns. He's supposedly the forest keeper, but that's only a half-baked idea, a rough approximation." The character of Mei was modeled on Miyazaki's niece.
Release
After writing and filming Nausicaä of the Valley of the Wind (1984) and Castle in the Sky (1986), Hayao Miyazaki began directing My Neighbor Totoro for Studio Ghibli. Miyazaki's production paralleled his colleague Isao Takahata's production of Grave of the Fireflies. Miyazaki's film was financed by executive producer Yasuyoshi Tokuma, and both My Neighbor Totoro and Grave of the Fireflies were released on the same bill in 1988. The dual billing was considered "one of the most moving and remarkable double bills ever offered to a cinema audience".
Box office
In Japan, My Neighbor Totoro initially sold 801,680 tickets and earned a distribution rental income of in 1988. According to image researcher Seiji Kano, by 2005 the film's total box office gross receipts in Japan amounted to (). The film has received international releases since 2002. Overall, the film has grossed $30,476,708 overseas, for a total of at the worldwide box office.
30 years after its original release in Japan, My Neighbour Totoro received a Chinese theatrical release in December 2018. The delay was due to long-standing political tensions between China and Japan, but many Chinese nevertheless became familiar with Miyazaki's films due to rampant video piracy. In its opening weekend, ending December 16, 2018, My Neighbour Totoro grossed , entering the box office charts at number two, behind only Hollywood film Aquaman at number one and ahead of Bollywood film Padman at number three. By its second weekend, My Neighbor Totoro grossed in China. As of February 2019, it grossed $25,798,550 in China.
English dubs
In 1988, US-based company Streamline Pictures produced an exclusive English language dub of the film for use as an in-flight movie on Japan Airlines flights. However, due to his disappointment with the result of the heavily edited 95 minute English version of Nausicaä of the Valley of the Wind, Miyazaki and Ghibli would not permit any part of the film to be edited out, all the names remained the same (with the exception being Catbus), the translation was as close to the original Japanese script as possible, and no part of the film could be changed for any reason, cultural or linguistic (which was very common at the time) despite creating problems with some English viewers, particularly in explaining the origin of the name "Totoro". It was produced by John Daly and Derek Gibson, with co-producer Jerry Beck. In April 1993, Troma Films, under their 50th St. Films banner, distributed the dub of the film as a theatrical release, and was later released onto VHS by Fox Video.
In 2004, Walt Disney Pictures produced an all new English dub of the film to be released after the rights to the Streamline dub had expired. As is the case with Disney's other English dubs of Miyazaki films, the Disney version of Totoro features a star-heavy cast, including Dakota and Elle Fanning as Satsuki and Mei, Timothy Daly as Mr. Kusakabe, Pat Carroll as Granny, Lea Salonga as Mrs. Kusakabe, and Frank Welker as Totoro and Catbus. The songs for the new dub retain the same translation as the previous dub, but are sung by Sonya Isaacs. The songs for the Streamline version of Totoro are sung by Cassie Byram. Disney's English-language dub premiered on October 23, 2005; it then appeared at the 2005 Hollywood Film Festival. The Turner Classic Movies cable television network held the television premiere of Disney's new English dub on January 19, 2006, as part of the network's salute to Hayao Miyazaki. (TCM aired the dub as well as the original Japanese with English subtitles.) The Disney version was initially released on DVD in the United States on March 7, 2006, but is now out of print. This version of the film has since been used in all English-speaking regions and is one of the two versions most widely available, especially for streaming on Netflix and HBO Max.
Home media
The film was released to VHS and LaserDisc by Tokuma Shoten in August 1988 under their Animage Video label. Buena Vista Home Entertainment Japan (now Walt Disney Japan) would later reissue the VHS on June 27, 1997 as part of their Ghibli ga Ippai series, and was later released to DVD on September 28, 2001, including both the original Japanese and the Streamline Pictures English dub. Disney would later release the film on Blu-ray in the country on July 18, 2012. The DVD was re-released on July 16, 2014, using the remastered print from the Blu-ray and having the Disney produced English dub instead of Streamline's.
In 1993, Fox Video licensed the film from Studio Ghibli and released the Streamline Pictures dub of My Neighbor Totoro on VHS and LaserDisc in the United States and was later released to DVD in 2002. After the rights to the dub expired in 2004, Walt Disney Home Entertainment re-released the movie on DVD on March 7, 2006 with Disney's newly produced English dub and the original Japanese version. A reissue of Totoro, Castle in the Sky, and Kiki's Delivery Service featuring updated cover art highlighting its Studio Ghibli origins was released by Walt Disney Studios Home Entertainment on March 2, 2010, coinciding with the US DVD and Blu-ray debut of Ponyo, and was subsequently released by Disney on Blu-Ray Disc on May 21, 2013. GKIDS re-issued the film on Blu-ray and DVD on October 17, 2017.
The Disney-produced dub has also been released onto DVD and Blu-ray by distributors like Madman Entertainment in Australia and Optimum Releasing/StudioCanal UK in the United Kingdom.
In Japan, the film sold 3.5million VHS and DVD units as of April 2012, equivalent to approximately () at an average retail price of ( on DVD and on VHS). In the United States, the film sold over 500,000 VHS units by 1996, equivalent to approximately at a retail price of $19.98, with the later 2010 DVD release selling a further 3.8million units and grossing in the United States as of October 2018. In total, the film's home video releases have sold million units and grossed approximately in Japan and the United States.
Reception
My Neighbor Totoro received widespread acclaim from film critics. Review aggregator Rotten Tomatoes reported that 94% of critics gave positive reviews, with an average rating of 8.41/10 based on 53 reviews. The website's critical consensus states, “My Neighbor Totoro is a heartwarming, sentimental masterpiece that captures the simple grace of childhood." On Metacritic, the film has a weighted average rating of 86 out of 100, based on 15 critics, indicating "universal acclaim". It is listed as a "must-see" by Metacritic. In 2001, the Japanese magazine Animage ranked My Neighbor Totoro 45th in their list of 100 Best Anime Productions of All Time. My Neighbor Totoro was voted the highest-ranking animated film on the 2012 Sight & Sound critics' poll of all-time greatest films.
Film critic Roger Ebert of the Chicago Sun-Times identified My Neighbor Totoro as one of his "Great Movies", calling it "one of the lovingly hand-crafted works of Hayao Miyazaki". In his review, Ebert declared "My Neighbor Totoro is based on experience, situation and exploration—not on conflict and threat", and described its appeal:
The 1993 translation was not as well received as the 2006 translation. Leonard Klady of the entertainment trade newspaper Variety wrote of the 1993 translation, that My Neighbor Totoro demonstrated "adequate television technical craft" that was characterized by "muted pastels, homogenized pictorial style and [a] vapid storyline". Klady described the film's environment, "Obviously aimed at an international audience, the film evinces a disorienting combination of cultures that produces a nowhere land more confused than fascinating." Stephen Holden of The New York Times described the 1993 translation as "very visually handsome", and believed that the film was "very charming" when "dispensing enchantment". Despite the highlights, Holden wrote, "Too much of the film, however, is taken up with stiff, mechanical chitchat."
Matthew Leyland of Sight & Sound reviewed the DVD released in 2006, "Miyazaki's family fable is remarkably light on tension, conflict and plot twists, yet it beguiles from beginning to end... what sticks with the viewer is the every-kid credibility of the girls' actions as they work, play and settle into their new surroundings." Leyland praised the DVD transfer of the film, but noted that the disc lacked a look at the film's production, instead being overabundant with storyboards.
Phillip E. Wegner makes a case for the film being an example of alternative history citing the utopian-like setting of the anime. The film was ranked at number 3 on the list of the Greatest Japanese Animated Films of All Time by film magazine Kinema Junpo in 2009.
The Japanese filmmaker Akira Kurosawa cited My Neighbor Totoro as one of his favorite films.
Awards and nominations
Legacy
My Neighbor Totoro set its writer-director Hayao Miyazaki on the road to success. The film's central character, Totoro, is as famous among Japanese children as Winnie-the-Pooh is among British ones. The Independent recognized Totoro as one of the greatest cartoon characters, describing the creature, "At once innocent and awe-inspiring, King Totoro captures the innocence and magic of childhood more than any of Miyazaki's other magical creations." The Financial Times recognized the character's appeal, commenting that "[Totoro] is more genuinely loved than Mickey Mouse could hope to be in his wildest—not nearly so beautifully illustrated—fantasies." Totoro and characters from the movie play a significant role in the Ghibli Museum, including a large catbus and the Straw Hat Cafe.
The environmental journal Ambio described the influence of My Neighbor Totoro, "[It] has served as a powerful force to focus the positive feelings that the Japanese people have for satoyama and traditional village life." The film's central character Totoro was used as a mascot by the Japanese "Totoro Hometown Fund Campaign" to preserve areas of satoyama in the Saitama Prefecture. The fund, started in 1990 after the film's release, held an auction in August 2008 at Pixar Animation Studios to sell over 210 original paintings, illustrations, and sculptures inspired by My Neighbor Totoro.
Totoro has made cameo appearances in multiple Studio Ghibli films, including Pom Poko, Kiki's Delivery Service, and Whisper of the Heart. Various other anime series and films have featured cameos, including one episode of the Gainax TV series His and Her Circumstances. Miyazaki uses Totoro as a part of his Studio Ghibli company logo.
A main-belt asteroid, discovered on December 31, 1994, was named 10160 Totoro after the film's central character. Totoro makes a cameo appearance in the Pixar film Toy Story 3 (2010) but did not make a appearance in Toy Story 4 due to licensing; the film’s art director Daisuke Tsutsumi is married to Miyazaki's niece, who was the original inspiration for the character Mei in My Neighbour Totoro.
In 2013, a velvet worm species Eoperipatus totoro discovered in Vietnam was named after Totoro: "Following the request of Pavel V. Kvartalnov, Eduard A. Galoyan and Igor V. Palko, the species is named after the main character of the cartoon movie "My Neighbour Totoro" by Hayao Miyazaki (1988, Studio Ghibli), who uses a many-legged animal as a vehicle, which according to the collectors resembles a velvet worm."
Media
Books
A four-volume series of ani-manga books, which use color images and lines directly from the film, was published in Japan in May 1988 by Tokuma. The series was licensed for English language release in North America by Viz Media, which released the books from November 10, 2004, through February 15, 2005. A 111-page picture book based on the film and aimed at younger readers was released by Tokuma on June 28, 1988 and, in a 112-page English translation, by Viz on November 8, 2005. A 176-page art book containing conceptual art from the film and interviews with the production staff was released by Tokuma on July 15, 1988 and, in English translation, by Viz on November 8, 2005. A hardcover light novel written by Tsugiko Kubo and illustrated by Hayao Miyazaki was released by Viz in 2013.
Anime short
is a thirteen-minute sequel to My Neighbor Totoro, written and directed by Miyazaki. Chika Sakamoto, who voiced Mei in Totoro, returned to voice Mei in this short. Hayao Miyazaki himself did the voice of the Granny Cat (Neko Baa-chan), as well as Totoro. It concentrates on the character of Mei Kusakabe from the original film and her adventures one night with the Kittenbus (the offspring of the Catbus from the film) and other cat-oriented vehicles.
Originally released in Japan in 2003, the short is regularly shown at the Ghibli Museum, but has not been released to home video. It was shown briefly in the United States in 2006 to honor the North American release of fellow Miyazaki film Spirited Away and at a Juvenile Diabetes Research Foundation fundraiser a few days later.
Soundtrack
The Tonari no Totoro Soundtrack was originally released in Japan on May 1, 1988 by Tokuma Shoten. The CD primarily features the musical score used in the film composed by Joe Hisaishi, except for five vocal pieces performed by Azumi Inoue. For the film, Inoue performed the original songs "Stroll", "A Lost Child", and "My Neighbor Totoro". It has since been re-released twice, once on November 21, 1996, and again on August 25, 2004. It was preceded by the Image Song CD, released in 1987, which contains some songs that were not included in the film.
Licensed merchandise
Numerous licensed merchandise of Totoro have been sold in Japan for decades after the film's release. Totoro licensed merchandise sales in Japan grossed in 1999, during 20032007, at least in 2008, and during 20102012. Combined, Totoro licensed merchandise sales have grossed at least () in Japan between 1999 and 2012.
See also
Japan, Our Homeland and Mai Mai Miracle (also depicting Japan in the 1950s)
Enchanted forest
Notes
References
External links
Mei and the Kittenbus at Nausicaa.net
Entry in The Encyclopedia of Science Fiction
Joe Hisaishi's Soundtrack for My Neighbor Totoro, book by Kunio Hara, 33-1/3 Japan Series, Bloomsbury,
1980s fantasy films
1988 anime films
Japanese animated feature films
Anime with original screenplays
Best Film Kinema Junpo Award winners
1980s children's fantasy films
Drama anime and manga
Films about sisters
Films directed by Hayao Miyazaki
Films set in Japan
Japanese films
Japanese animated fantasy films
Japanese-language films
Japanese mythology in anime and manga
Studio Ghibli animated films
Toho animated films
Films scored by Joe Hisaishi
1980s children's animated films
Films set in forests
Animated films about sisters
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Michael is a masculine given name derived from the Hebrew phrase mī kāʼēl, 'Who [is] like-El', in Aramaic: ܡܝܟܐܝܠ (Mīkhāʼēl ). The theophoric name is a rhetorical question – "Who [is] like [the Hebrew God] El?", whose answer is "there is none like El", or "there is none as famous and powerful as God." This question is known in Latin as Quis ut Deus?. Although sometimes considered erroneous, an alternative spelling of the name is Micheal.
Patronymic surnames that come from Michael include Carmichael, DiMichele, MacMichael, McMichael, Michaels, Micallef, Michaelson, Michiels, Michalka, Michels, Mihály, Mikeladze, Mikhaylov, Mikkelsen, Mitchell, Michalski, Mykhaylenko and Mikaelyan.
Religion
The name first appears in the Hebrew Bible in the Book of Numbers, where Sethur the son of Michael is one of 12 spies sent into the Land of Canaan.
Michael is the name of an archangel in the Book of Daniel . He is venerated in the Roman Catholic Church, the Oriental Orthodox Church, and the Eastern Orthodox Church. For the Roman Catholic Church, 29 September is the feast day of the three archangels: Michael, Gabriel and Raphael. For the Orthodox Church, 8 November is the feast day commemorating the archangels Michael and Gabriel, as well as the whole host of angels, while the Monday of each liturgical week likewise corresponds to the "Bodiless Powers." In the Coptic Orthodox Church, his main feast days are 12 Hathor and 12 Paoni, with lesser feast days on the 12th day of each month of the Coptic calendar.
In Islam
According to Islam, Michael (Mika'el) is an archangel who brings down rain to the earth by the decree of Allah. He was created from light and the one entrusted with the sustenance of creatures, and is also one of the most prominent angels. As the Angel of Mercy, he asks Allah to forgive people’s sins.
Popularity
Michael (and its variants) is one of the most common given names for men in the world. In the United States, Michael was the most popular name of the 20th century, ranking No. 1 from 1954 to 1998 (with the exception of 1960, when it was second to David). It was among the top three most popular names for each year since 1953, only falling out of the top five in 2011 for the first time since 1949.
In 2014, Michael was the 20th most popular name in Northern Ireland, 27th in Canada and 42nd in Australia. In England and Wales, Michael ranked 53rd in 2011 and 2012. Michael ranked as the eighth most popular name for boys in Ireland in 2013.
Variants of Michael rank among the most popular masculine names in multiple countries. It was the third most popular in Finland from 2010 – March 2015 (as Mikael), seventh in Russia in 2009 (as Mikhail), 14th in Spain in 2012 (as Miguel), and 15th in Denmark (as Mikkel).
See also
List of people with given name Michael
List of people with given name Mikhail
Michael (surname)
Michael (archangel)
Michael (ship), Carrack of the 16th century Kingdom of Scotland
Michaelia, a Latin name of Mikkeli, town now in Finland
Mike, common name derived from Michael
Micky, common name derived from Michael
List of most popular given names
Other theophoric names including "El"
References
English-language masculine given names
Masculine given names
Hebrew-language names
English masculine given names
German masculine given names
Theophoric names
Modern names of Hebrew origin
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Mobil Corporation (originally Standard Oil Company of New York and then Socony-Vacuum Oil Company) was an American oil company that merged with Exxon in 1999 to form ExxonMobil. Prior to its merger with Exxon, Mobil was one of the Seven Sisters that dominated the global petroleum industry from the mid-1940s until the 1970s. As one of the 34 original companies to descend from the breakup of Standard Oil, Mobil was originally known as the Standard Oil Company of New York (Socony). Mobil credits itself with being the first company to introduce paying at the pump at its gas stations, as well as the first company to introduce a mobile payment device, today known as Speedpass.
Today, Mobil continues as a brand name within the combined company, as well as still being a gas station sometimes paired with its own store or On the Run. Mobil's brand name is primarily used to market motor oils, such as Mobil 1. The former Mobil headquarters in Fairfax County, Virginia, was used as ExxonMobil's downstream headquarters until 2015 when ExxonMobil consolidated employees into a new corporate campus in Spring, Texas.
History
Following the break-up of Standard Oil in 1911, the "Standard Oil Company of New York" (or 'Socony') was founded, along with 33 other successor companies. In 1920, the company registered the name "Mobiloil" as a trademark.
Henry Clay Folger was head of the company until 1923, when he was succeeded by Herbert L. Pratt. Beginning February 29, 1928 on NBC, Socony Oil reached radio listeners with a comedy program, Soconyland Sketches, scripted by William Ford Manley and featuring Arthur Allen and Parker Fennelly as rural New Englanders. Socony continued to sponsor the show when it moved to CBS in 1934. In 1935, it became the Socony Sketchbook, with Christopher Morley and the Johnny Green orchestra.
In 1931, Socony merged with Vacuum Oil to form Socony-Vacuum.
In 1933, Socony-Vacuum and Jersey Standard (which had oil production and refineries in Indonesia) merged their interests in the Far East into a 50–50 joint venture. Standard-Vacuum Oil Co., or "Stanvac", operated in 50 countries, including New Zealand, China, and the region of East Africa, before it was dissolved in 1962. In 1935, Socony Vacuum Oil opened the huge Mammoth Oil Port on Staten Island which had a capacity of handling 250 million gallons of petroleum products a year and could transship oil from ocean-going tankers and river barges.
In 1940, Socony-Vacuum's gasoline buying practices led to the major antitrust law case United States v. Socony-Vacuum Oil Co. The case originated with Socony-Vacuum's practices of organizing a cartel among the "major" oil companies in which they bought oil—known as "hot oil"—from independent producers and stored the surplus in tanks to limit the supply of oil available on the market and keep the price of oil artificially high. In its decision, the U.S. Supreme Court ruled that regardless of the purpose of the price fixing or if the prices varied, such conduct was illegal in and of itself: "Under the Sherman Act a combination formed for the purpose and with the effect of raising, depressing, fixing, pegging, or stabilizing the price of a commodity in interstate or foreign commerce is illegal per se..." This rule remains in use today for agreements that appear on their face to always or almost always restrict competition and reduce output.
In 1955, Socony-Vacuum was renamed Socony Mobil Oil Company. In 1963, it changed its trade name from "Mobiloil" to simply "Mobil", introducing a new logo (created by New York graphic design firm Chermayeff & Geismar). To celebrate its 100th anniversary in 1966, "Socony" was dropped from the corporate name.
From 1936 to 1968, Mobil sponsored an economy run each year (except during World War II) in which domestic automobiles of various manufacturers in a number of price and size classes were driven by light-footed drivers on cross-country runs. The Economy Run originated with the Gilmore Oil Company of California in 1936 (which was purchased by Socony-Vacuum in 1940) and later became the Mobilgas Economy Run, and still later the Mobil Economy Run. The cars driven in the economy run were fueled with Mobil gasoline, and Mobiloil and lubricants were also used. The vehicles in each class that achieved the highest fuel economy numbers were awarded the coveted title as the Mobilgas Economy Run winner.
During American involvement in World War II, April 29, 1942, Socony's unescorted tanker, named Mobiloil, was sunk by a German U-boat (German Type IX submarine U-108 captained by Klaus Schlotz), and all 52 people survived after 86 hours adrift in lifeboats. Socony-Mobil ranked 86th among United States corporations in the value of World War II military production contracts.
Through the years, Mobil was among the largest sellers of gasoline and motor oils in the United States and even held the top spot during the 1940s and much of the 1950s. Various Mobil products during the Socony-Vacuum and Socony-Mobil years included Metro, Mobilgas and Mobilgas Special gasolines; Mobilfuel Diesel, MobilHeat and Mobil-flame heating oil, Mobil Kerosine, Lubrite, Gargoyle, Mobiloil and Mobiloil Special motor oils; Mobilgrease, Mobillubrication, Mobil Upperlube, Mobil Freezone and Permazone antifreezes, Mobilfluid automatic transmission fluid, Mobil Premiere tires, Mobil Stop-Leak, and Mobil Lustrecloth, among many others.
In 1954, Mobil introduced a new and improved Mobilgas Special in response to trends toward new automobiles powered by high-compression engines that demanded higher and higher octane gasolines. The newest formulas of Mobilgas Special were advertised as offering "A Tune-Up in Every Tankful" due to a combination of chemicals known as the "Mobil Power Compound" which was designed to increase power, check pre-ignition ping, correct spark plug misfiring, control stalling and combat gumming up of carburetors. Later Mobil campaigns advertised Mobilgas as the "New Car Gasoline" following extensive testing during the annual Mobilgas Economy Run.
In 1958, Mobil fueled the first transatlantic Boeing 707 commercial flight using its aviation fuel. The flight was operated by Pan Am, and the flight flies from New York City to London.
In 1962, the gasoline product lines marketed as Mobilgas and Mobilgas Special were rebranded as Mobil Regular and Mobil Premium in a move to emphasize the shortened brand name "Mobil" in promotional efforts, although Mobiloil continued as a single-word term until the 1970s. After a few years of advertising Mobil gasolines as "Megatane"-rated and as "High Energy" gasolines, Mobil began, in 1966, to promote both its Regular and Premium fuels as "Detergent Gasolines", due to the inclusion of additives designed to clean carburetors and various internal engine parts. During the early 1970s, Mobil ran a TV commercial featuring a character known as "Mr. Dirt" to show the ruinous effects that dirt had on automotive engines for which a tank of Mobil Detergent Gasoline could provide a cure and preventive medicine against damage that could lead to costly repairs.
1975 saw Mobil Oil construct Beryl A, the first offshore oil production platform made out of concrete. Mobil credits Beryl A with being the prototype for other concrete-based deepwater oil platforms in the North Sea.
As automakers were switching en masse from carbureted to fuel-injected engines during the early to mid-1980s, and the detergent additives that existed in most available gasolines proved not to be enough to prevent injection clogging, leading to drivability problems, Mobil received accolades from General Motors and other automakers for increasing the detergency of its Super Unleaded gasoline in 1984 to prevent formation or deposit build-ups of the injectors but also remove existing deposits as well in normal driving. At the end of the 1980s Mobil sold its fuel stations in Norway, Sweden, and Denmark to Norsk Hydro, who converted them into Hydro stations.
In October 1983, Howard B. Keck stepped down as a director, while still controlling 18.4 percent of the company, saying he wanted to sell his stake in Superior Oil Company. In late 1983, an "uneasy truce" was reached between two major stockholders, former chairman Howard B. Keck and his sister Willametta Keck Day. Day had in April of that year "led a stockholder revolt" leading to changes in Superior's bylaws, requiring the company's management to consider takeover bids. Howard Keck had opposed the bylaw change. He reversed his position on the bylaws November 1983 and disclosed his intention to sell his stake. Several months before March 1984, the Keck family, which owned a total of about 22 percent of the stock of Superior, approached Mobil Corporation (now part of ExxonMobil) with an offer to sell the family stock.
In March 1984, Mobil announced that it had "secretly" agreed to buy the 22 percent, and would offer the company's remaining stockholders the same price, at $45 a share. In March 1984, Superior Oil was in the process of being acquired by Mobil for $5.7 billion. At that time the company was the nation's largest independent oil producer. The takeover was completed in September 1984, with Superior, then based in Houston, becoming a wholly owned subsidiary of Mobil. It was the fifth-largest oil merger in history, with the combined companies having over $60 billion in combined sales. Among other changes, in February 1985 it was reported that Mobil was planning on selling an unprofitable Idaho gold mine it had acquired when it purchased Superior.
William P. Tavoulareas was President of Mobil Corporation until succeeded by Allen E. Murray in 1984. Mobil moved its headquarters from 150 East 42nd Street, New York City to Fairfax County, Virginia, in 1987. That same year, Mobil sold nearly all of its stations in Western Pennsylvania (including Pittsburgh) to Standard Oil of Ohio (which had just been fully acquired by BP) and terminated franchise contracts with the rest of the stations in the area, withdrawing the Mobil brand from the area for 29 years until a Uni-Mart location in Coraopolis, Pennsylvania started selling Mobil gasoline in 2016.
In 1998, Mobil and Exxon agreed on a merger to create ExxonMobil, which was completed on November 30, 1999. Lou Noto was Chairman of Mobil at the time of the merger, and Walter Arnheim was treasurer.
Brands
Mobil continues to operate as a major brandname of ExxonMobil within the ExxonMobil Fuels, Lubricants & Specialties division. Many of its products feature the Mobil symbol of a winged red horse, Pegasus, which has been a company trademark since its affiliation with Magnolia Petroleum Company in the 1930s.
The Mobil brand now mainly covers a wide range of automotive, industrial, aviation and marine lubricants. For historic reasons, the Mobil brand is still used by Mobil service stations and for fuel (gasoline, diesel, heating oil, kerosene, aviation fuels and marine fuel) products.
There are four main Mobil sub-brands:
Mobil Gasoline
Mobil is ExxonMobil's primary retail gasoline brand in California, Florida, New York, New England, the Great Lakes and the Midwest. The Mobil brand is also used to market gasoline in Australia, Canada (since 2017), Colombia, Egypt, Guam, Japan (until 2019), Malaysia (until 2012), Mexico (starting about first quarter of 2018), New Zealand and Nigeria.
The Mobil brand has a significant market presence in the following metropolitan areas:
New York metropolitan area (including New Jersey since 2014)
Detroit
Chicago
Los Angeles
Minneapolis-St. Paul
Boston
Buffalo
St. Louis
Tampa-St. Petersburg
Miami-Fort Lauderdale
Rochester-Syracuse
Orlando
Milwaukee
Providence
Albany
Hartford
Mobil stores have made an increased presence in Arizona. Growing in size in the Phoenix area from fewer than 5 stations to over 20. Mobil stores have also made an increased presence in areas of Northwest Oregon and Southwest Washington.
Exxon is the primary brand in the rest of the United States, with the highest concentration of Exxon retail outlets located in New Jersey (both Exxon and Mobil brands are used from 2014), Pennsylvania, Texas (Mobil has a sizeable number of stations in Dallas and Houston), Louisiana (mainly New Orleans as well as Baton Rouge) and in the Mid-Atlantic and Southeastern states. Esso is ExxonMobil's primary gasoline brand worldwide. Both the Esso and Mobil brands are used in Canada (since 2017), Colombia, Egypt, and formerly Japan and Malaysia, in which the latter were rebranded as Petron in 2013, and ENEOS for the former in 2019, separately. In Esso stations in Hong Kong and Singapore, the Mobil brand is used on fuel tanks, along with Esso.
Mobil 1
Mobil 1, the successor to the Mobiloil brand, is a brand name of ExxonMobil. It was introduced in 1974 as a Multi-grade 5W20 viscosity synthetic motor oil. The brand now includes multi-grade motor oils, oil filters, synthetic grease, transmission fluids, and gear lubricants. The Esso and Exxon motor oil brands have largely been discontinued.
Mobil Delvac
Mobil Delvac is a range of heavy-duty lubricants designed for commercial vehicles. The range includes engine oils, transmission fluids, drivetrain lubricants and various greases.
Mobil Industrial
Mobil Industrial is a sub-brand of ExxonMobil for marketing oils and greases used in industrial applications. The main product lines are Mobil SHC synthetic oils and Mobil Grease greases.
Former brands
Discount gasoline stations
Mobil rebranded numerous stations to the Hi-Val, Reelo and Sello discount gasoline brands after major price increases following the 1970s oil crisis made a significant number of consumers extremely price conscious. The stations were converted Mobil stations selling convenience store items in the station lobby, while the service bays were rented to customers for do-it-yourself auto repairs. These brands were discontinued in the 1980s, after the gasoline market had recovered.
Convenience Stores
Mobil expanded the sale of convenience store items first pioneered at its discount gasoline stations under the Mobil Mart brand. Mobil continued to refine and enhance its convenience store offerings with the On-the-Run C-store brand, which proved to be much more popular. On-the-Run was sold to Alimentation Couche-Tard, operator of the Circle K convenience store chain. Some On the Run locations were sold to 7-Eleven.
Mobil Travel Guide
The Mobil Guide was an annual book of hotel and restaurant recommendations based on a system developed by Mobil in 1958. It rated businesses from one to five stars according to their assessed quality. In October 2009, ExxonMobil licensed the brand to Forbes magazine, which retitled the guide's various designations, e.g., Forbes Travel Guide, Forbes Five Stars, and so on. Forbes launched revised versions of various guides in late 2009.
Lukoil transaction
In 2000, Lukoil purchased the remaining assets of Getty Oil and began opening Lukoil stations in the US in 2003. Most of the US Lukoil locations are converted Getty stations, although some are also converted Mobil stations bought from ConocoPhillips when that company left the Northeast.
In spring 2004, Lukoil purchased 779 Mobil gas stations throughout New Jersey and Pennsylvania, and in 2005 began converting them to the Lukoil brand. Most New Jersey Mobil locations were converted to Lukoil stations, until the early 2010s when most Lukoil stations re-converted back to Mobil stations in half of Northern New Jersey, after Lukoil sold most its stations back to ExxonMobil's Mobil brand.
Mobil UK
Vacuum Oil Company started selling lubricating oils in Europe in the late 19th century. By the 1930s its Mobiloil had become one of the main brands. Mobil gradually expanded its operation into fuels retailing as well, and opened its first UK service stations in the early 1950s, after the wartime POOL monopoly was disbanded. Mobil grew to become the seventh largest brand of petrol in Britain, supplying 1,990 outlets in 1965, and claimed in the mid-1960s to be the first company to operate 100 self-service stations. As well as its downstream interests, Mobil was active in the North Sea and operated an oil refinery in Coryton (opened in 1953), on the Thames estuary. In 1996, Mobil's fuels operations in Europe were placed into a joint venture 70% owned by BP, and the Mobil brand disappeared from service stations. Mobil continued to sell lubricants through BP and independent service stations. Following Mobil's merger with Exxon, at the start of 2000 BP acquired all the petrol retailing assets as well as the Coryton refinery (but sold it to Petroplus in 2007). Mobil returned to being purely a lubricant brand in Europe, and became the premium quality oil on sale at Esso service stations.
Mobil Australia
The Vacuum Oil Company began operating in Australia in 1895, introducing its Plume brand of petrol in 1916. The Flying Red Horse (Pegasus) logo was introduced in 1939, and in 1954, the Plume brand was replaced by Mobilgas.
Mobil Australia's corporate office is in Melbourne. In 1946, Mobil began construction of its refinery at Altona, in Melbourne's western suburbs, which originally produced lubricating oils and bitumen, before commencing the production of motor vehicle fuels in 1956. A second refinery at Port Stanvac, south of Adelaide, came on-stream in 1963, but was closed in 2003. Mobil commenced removal of the refinery in July 2009, together with site remediation works.
In 1990, Mobil acquired the service station network of Esso Australia. On 27 May 2009, Caltex Australia announced it would be acquiring 302 Mobil service stations in Melbourne, Brisbane, Sydney and Adelaide, subject to approval of the Australian Competition & Consumer Commission (ACCC). The ACCC subsequently announced its opposition to the takeover, citing the likelihood of increased fuel prices due to diminished competition.
On 27 May 2010, 7-Eleven announced that it had acquired Mobil's entire Australian network of 295 service stations, with fuel still to be supplied by Mobil. At the same time, it was announced that 7-Eleven had sold 29 South Australian service stations to Peregrine Corporation. Peregrine's acquisition saw Mobil's sites in South Australia rebranded to On the Run convenience stores, but they continued to be supplied by Mobil. 7-Eleven store renovations and openings since 2013 have included prominent placement of the Mobil logo (as the advertised fuel supplier), usually underneath the 7-Eleven logo, on main signage as well as on petrol pumps.
Mobil New Zealand
Mobil is the oldest oil company in New Zealand with commercial operations dating back to 1896. It first began operating in New Zealand under the Standard Oil brand name selling kerosene in the 1870s. Early in 1896, Vacuum Oil of New York established a marketing office on Featherston Street in Wellington selling lamp oil and harness grease. It brought with it extensive collective production, marketing and management skills that presented a major advancement in business organisation. The company's unrivaled mineral lubricant products and associated services quickly dominated the market.
When New Zealanders began taking to the motorcar in the early twentieth century, Vacuum Oil expanded into the oil refining business. Its marketing network and transportation fleet grew as it extended its range of operation. The company continued to meet New Zealand's fuel needs throughout World War One holding roughly eighty five percent of the market. However, after the war Vacuum Oil began facing very strong competition from a number of multinational oil companies which began setting up operations in New Zealand. Among these competitors was the Atlantic Union Oil Company, another of ExxonMobil's historical companies.
Atlantic Union was bought by the New Jersey-based Standard Oil Company, which would later become Exxon, and its eastern hemisphere interests were merged with those of Socony-Vacuum Oil Company to create the Standard-Vacuum Oil Company. The new company continued operations in New Zealand under both the Vacuum and Atlantic Union brand names.
On November 30, 1999, Exxon Corporation and Mobil Oil Corporation merged with Mobil Oil New Zealand Limited now owned by new entity ExxonMobil. The company currently owns a 17.2 percent share in The New Zealand Refining Company Limited which operates an oil refinery at Marsden Point. It supplies roughly twenty percent of the total fuels market in New Zealand which most of its products sourced from the Marsden Point refinery. Mobil Oil New Zealand Limited operates over one hundred and fifty locations across the country either as Mobil-owned stations or as franchises. It also operates six storage locations across the country maintaining a reputation as a dominant petroleum company in New Zealand.
Mobil Greece
The first Mobil petrol station in Greece opened on March 4, 1955, and by 1970 there were about 100. On 1 March 1999, Mobil closed its remaining petrol stations in Greece.
Mobil in Japan
Since the 1960s, Esso and Mobil stations in Japan had been run by Tōnen General Sekiyu, which had a controlling stake owned by ExxonMobil. In 2012, the company bought out much of ExxonMobil's stake, reducing it to a 22% minority. In 2016, ExxonMobil sold the remainder of its stake.
In 2017, the company announced that it would merge with JX Group to form JXTG Holdings, with its petroleum business operating as JXTG Nippon Oil & Energy. Following the merger, it was announced that both the Esso and Mobil brands would be phased out by 2020, and replaced by the JX-originated Eneos banner.
Mobil in Canada
In April 2017, Loblaw Companies sold its network of 213 gas stations (all of which are attached to its various grocery store locations) to Brookfield Business Partners. Brookfield announced that it would license the Mobil brand from ExxonMobil for use on these locations, making them a sister to Imperial Oil's network of Esso-branded gas stations in Canada. As part of the sale agreement, the Mobil stations continue to offer Loblaw's PC Optimum rewards program (which Esso also joined the following year).
Brookfield stated that it would open further Mobil stations beyond the Loblaw properties.
Mobil Egypt
In Egypt, ExxonMobil's operations started in 1902, it is known for providing quality lubricants and fuels as well as convenience products. It offers more than 350 service stations, more than 40 Mobil 1 centers and a variety of industrial products, lubrication programs and services. Some stations in Cairo, Alexandria and Giza feature On the Run convenience stores.
See also
Mobil Showcase Network
Previous headquarters buildings
Socony–Mobil Building
26 Broadway
References
External links
ExxonMobil brands
ExxonMobil subsidiaries
Oil companies of the United States
Gas stations in the United States
Automotive companies of the United States
Automotive fuel retailers
Chemical companies of the United States
Companies based in Irving, Texas
Retail companies established in 1911
Energy companies established in 1911
1911 establishments in New York (state)
Non-renewable resource companies established in 1911
Multinational companies
1920s American radio programs
American brands
|
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A multiple-document interface (MDI) is a graphical user interface in which multiple windows reside under a single parent window. Such systems often allow child windows to embed other windows inside them as well, creating complex nested hierarchies. This contrasts with single-document interfaces (SDI) where all windows are independent of each other.
Comparison with single-document interface
In the usability community, there has been much debate about whether the multiple-document or single-document interface is preferable. Software companies have used both interfaces with mixed responses. For example, Microsoft changed its Office applications from SDI to MDI mode and then back to SDI, although the degree of implementation varies from one component to another. SDI can be more useful in cases where users switch more often between separate applications than among the windows of one application.
MDI can be confusing if it has a lack of information about the currently opened windows. In MDI applications, the application developer must provide a way to switch between documents or view a list of open windows, and the user might have to use an application-specific menu ("window list" or something similar) to switch between open documents. This is different from SDI applications where the window manager's task bar or task manager displays the currently opened windows. In recent years it has become increasingly common for MDI applications to use "tabs" to display the currently opened windows. An interface in which tabs are used to manage open documents is referred to as a "tabbed document interface" (TDI). Another option is "tiled" panes or windows, which make it easier to prevent content from overlapping.
Some applications allow the user to switch between these modes at their choosing, depending on personal preference or the task at hand.
Nearly all graphical user interface toolkits to date provide at least one solution for designing MDIs. A notable exception was Apple's Cocoa API until the advent of tabbed window groups in MacOS High Sierra. The Java GUI toolkit, Swing, for instance, provides the class which serves as a container for individual frames (class ). GTK lacks any standardized support for MDI.
Advantages
With multiple-document interfaces (and also tabbed document interfaces), a single menu bar and/or toolbar is shared between all child windows, reducing clutter and increasing efficient use of screen space. This argument is less relevant on an operating system which uses a common menu bar.
An application's child windows can be hidden/shown/minimized/maximized as a whole.
Features such as "Tile" and "Cascade" can be implemented for the child windows.
Authors of cross-platform applications can provide their users with consistent application behaviour between platforms.
If the windowing environment and OS lack good window management, the application author can implement it themselves.
Modularity: An advanced window manager can be upgraded independently of the applications.
Disadvantages
Without an MDI frame window, floating toolbars from one application can clutter the workspace of other applications, potentially confusing users with the jumble of interfaces.
Can be tricky to implement on desktops using multiple monitors as the parent window may need to span two or more monitors, hiding sections.
Virtual desktops cannot be spanned by children of the MDI. However, in some cases, this is solvable by initiating another parent window; this is the case in Opera and Chrome, for example, which allows tabs/child windows to be dragged outside of the parent window to start their own parent window. In other cases, each child window is also a parent window, forming a new, "virtual" MDI .
MDI can make it more difficult to work with several applications at once, by restricting the ways in which windows from multiple applications can be arranged together without obscuring each other.
The shared menu might change, which may cause confusion to some users.
MDI child windows behave differently from those in single-document interface applications, requiring users to learn two subtly different windowing concepts. Similarly, the MDI parent window behaves like the desktop in many respects, but has enough differences to confuse some users.
Deeply nested, branching hierarchies of child windows can be confusing.
Many window managers have built-in support for manipulating groups of separate windows, which is typically more flexible than MDI in that windows can be grouped and ungrouped arbitrarily. A typical policy is to group automatically windows that belong to the same application. This arguably makes MDI redundant by providing a solution to the same problem.
Controls and hotkeys learned for the MDI application may not apply to others, whereas with an advanced Window Manager, more behavior and user preference settings are shared across client applications on the same system
Application examples
Adobe Acrobat: MDI until version 7.0 (Windows-only); SDI default in 8.0 (configurable to MDI); SDI only in 9.0; MDI (with a tabbed interface) in version 2015.
Corel Wordperfect: MDI. A user can open multiple instances of WP with a single document in each, if they have multiple versions of WordPerfect installed on their computer. Recent versions maintain a list of open documents for a given window on the status bar at the bottom of the window, providing a variant of the TDI.
EmEditor: Options for either SDI or MDI.
GIMP: SDI with floating windows (MDI is available as an option called "Single-Window Mode" since version 2.8 ).
GIMPshop: A fork of GIMP aiming to be more like Adobe Photoshop. The Windows version has limited MDI.
Chrome: Combination of MDI and TDI.
Internet Explorer 6: a typical SDI application
KWrite: Another text editor designed for the KDE Software Compilation, with a simplified SDI but sharing many of Kate's features via a mutual back end
Kate: Text editor designed for the KDE Software Compilation, with advanced features and a sophisticated MDI
Macromedia Studio for Windows: a hybrid interface; TDI unless document windows are un-maximized. (They are maximized by default.)
Microsoft Excel 2003: SDI if you start new instances of the application, but MDI if you click the "File ? New" menu (but child windows optionally appear on the OS taskbar). SDI only as of 2013.
Microsoft Word 2003: MDI until Microsoft Office 97. After 2000, Word has a Multiple Top-Level Windows Interface, thus exposing to shell individual SDI instances, while the operating system recognizes it as a single instance of an MDI application. In Word 2000, this was the only interface available, but 2002 and later offer MDI as an option. Microsoft Foundation Classes (which Office is loosely based on) supports this metaphor since version 7.0, as a new feature in Visual Studio 2002. SDI only as of 2013.
Firefox: TDI by default, can be SDI
Notepad++, PSPad, TextMate and many other text editors: TDI
Opera: Combination of MDI and TDI (a true MDI interface with a tab bar for quick access).
Paint.NET: Thumbnail-based, TDI
UltraEdit: Combination of MDI and TDI (a true MDI interface with a tab bar for quick access).
VEDIT: Combination of MDI and TDI (a true MDI interface with a tab bar for quick access). Special "Full size" windows act like maximized windows, but allow smaller overlapping windows to be used at the same time. Multiple instances of Vedit can be started, which allows it to be used like an SDI application.
Visual Studio .NET: MDI or TDI with "Window" menu, but not both
Visual Studio 6 development environment: a typical modern MDI
mIRC: MDI by default, can also work on SDI mode
Adobe Photoshop: MDI under Windows. In newer versions, toolbars can move outside the frame window. Child windows can be outside the frame unless they are minimized or maximized.
IDE-style interface
Graphical computer applications with an IDE-style interface (IDE) are those whose child windows reside under a single parent window (usually with the exception of modal windows). An IDE-style interface is distinguishable from the Multiple-Document Interface (MDI), because all child windows in an IDE-style interface are enhanced with added functionality not ordinarily available in MDI applications. Because of this, IDE-style applications can be considered a functional superset and descendant of MDI applications.
Examples of enhanced child-window functionality include:
Dockable child windows
Collapsible child windows
Tabbed document interface for sub-panes
Independent sub-panes of the parent window
GUI splitters to resize sub-panes of the parent window
Persistence for window arrangements
Collapsible child windows
A common convention for child windows in IDE-style applications is the ability to collapse child windows, either when inactive, or when specified by the user. Child windows that are collapsed will conform to one of the four outer boundaries of the parent window, with some kind of label or indicator that allows them to be expanded again.
Tabbed document interface for sub-panes
In contrast to (MDI) applications, which ordinarily allow a single tabbed interface for the parent window, applications with an IDE-style interface allow tabs for organizing one or more subpanes of the parent window.
IDE-style application examples
NetBeans
dBASE
Eclipse
Visual Studio 6
Visual Studio .NET
RSS Bandit
JEdit
MATLAB
Microsoft Excel when in MDI mode (see above).
Macintosh
MacOS and its GUI are document-centric instead of window-centric or application-centric. Every document window is an object with which the user can work. The menu bar changes to reflect whatever application the front window belongs to. Application windows can be hidden and manipulated as a group, and the user may switch between applications (i.e., groups of windows) or between individual windows, automatically hiding palettes, and most programs will stay running even with no open windows. Indeed, prior to Mac OS X, it was purposely impossible to interleave windows from multiple applications.
In spite of this, some unusual applications breaking the human interface guidelines (most notably Photoshop) do exhibit different behavior.
See also
Graphical user interface
Comparison of document interfaces
Tabbed document interface
Tiling window manager
Integrated development environment
External links
Interface Hall of Shame arguments against MDI
MDI forms using C# MDI forms in .net using C# and Visual Studio 2010 Express
Graphical user interfaces
User interface techniques
Document interface
|
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Moctezuma Xocoyotzin ( – 29 June 1520) [moteːkʷˈsoːma ʃoːkoˈjoːtsin] ), variant spellings include Motecuhzomatzin, Montezuma, Moteuczoma, Motecuhzoma, Motēuczōmah, Muteczuma, and referred to retroactively in European sources as Moctezuma II, was the ninth Tlatoani of Tenochtitlan and the sixth Huey Tlatoani or Emperor of the Aztec Empire (also known as Mexica Empire), reigning from 1502 or 1503 to 1520.
Through his marriage with queen Tlapalizquixochtzin of Ecatepec, one of his two wives, he was also king consort of that altepetl, though few people in Mexico knew of this political role, even in his own court.
The first contact between the indigenous civilizations of Mesoamerica and Europeans took place during his reign, and he was killed during the initial stages of the Spanish conquest of the Aztec Empire, when conquistador Hernán Cortés and his men fought to take over the Aztec capital Tenochtitlan. During his reign, the Aztec Empire reached its greatest size. Through warfare, Moctezuma expanded the territory as far south as Xoconosco in Chiapas and the Isthmus of Tehuantepec, and incorporated the Zapotec and Yopi people into the empire. He changed the previous meritocratic system of social hierarchy and widened the divide between pipiltin (nobles) and macehualtin (commoners) by prohibiting commoners from working in the royal palaces.
Though two other Aztec rulers succeeded Moctezuma after his death, their reigns were short-lived and the empire quickly collapsed under them. Historical portrayals of Moctezuma have mostly been colored by his role as ruler of a defeated nation, and many sources have described him as weak-willed, superstitious, and indecisive. Depictions of his person among his contemporaries however are divided; some depict him as one of the greatest leaders Mexico had, a great conqueror who tried his best to maintain his nation together at times of crisis, while others depict him as a tyrant who wanted to take absolute control over the whole empire. His story remains one of the most well-known conquest narratives from the history of European contact with Native Americans, and he has been mentioned or portrayed in numerous works of historical fiction and popular culture.
Name
The Nahuatl pronunciation of his name is . It is a compound of a noun meaning "lord" and a verb meaning "to frown in anger", and so is interpreted as "he is one who frowns like a lord" or "he who is angry in a noble manner." His name glyph, shown in the upper left corner of the image from the Codex Mendoza below, was composed of a diadem (xiuhuitzolli) on straight hair with an attached earspool, a separate nosepiece, and a speech scroll.
Regnal number
The Aztecs did not use regnal numbers; they were given retroactively by historians to more easily distinguish him from the first Moctezuma, referred to as Moctezuma I. The Aztec chronicles called him Motecuhzoma Xocoyotzin, while the first was called Motecuhzoma Ilhuicamina or Huehuemotecuhzoma ("Old Moctezuma"). Xocoyotzin () means "honored young one" (from "xocoyotl" [younger son] + suffix "-tzin" added to nouns or personal names when speaking about them with deference).
Biography
Early life
Montezuma Xocoyotzin, son of Axayácatl and Izelcoatzin, daughter of Nezahualcóyotl, was the ruler of the Mexica city of Tenochtitlan whose dominions extended to the cities of Texcoco and Tlatelolco from 1502 or 1503 to 1520, upon the arrival of the Spanish. He was elected after the death of Ahuizotl, who died during the flood of 1502. He was elected military chief during Ahuízotl military campaigns. Once elected, he maintained an energetic policy even internally and implemented mechanisms to center power in his person. In order to structure his dominions, Moctezuma organized the empire in various provinces, created a solid central administration, and regulated the tax system. At the time of receiving power, the altepetl (lordships) numerically submitted were many and paid high economic burdens, but they were scattered in geographical areas that contained enemy regions such as Tlaxcala, some lordships of Xoconochco and the Purépechas, for which it focused its military apparatus on the submission of said powerful altépetl, which it did not ultimately achieve.
Moctezuma was an already famous warrior by the time he became the tlatoani of Mexico, holding the high rank of tlacatecuhtli (lord of men) and/or tlacochcalcatl (person from the house of darts) in the Mexica military, and thus his election was largely influenced by his military career and religious influence as a priest.
One example of a celebrated campaign in which he participated before ascending to the throne was during the last stages of the conquest of Ayotlan, during Ahuizotl's reign in the late 15th century. During this campaign, which lasted 4 years, a group of Mexica pochteca merchants were put under siege by the enemy forces. This was important because the merchants were closely related to Ahuizotl and served as military commanders and soldiers themselves when needed. To rescue the merchants, Ahuizotl sent then-prince Moctezuma with many soldiers to fight against the enemies, though the fight didn't last long, as the people of Ayotlan surrendered to the Mexica shortly after he arrived.
The year in which Moctezuma was crowned is uncertain. Most historians suggest the year of 1502 to be most likely, though some have argued in favor of the year 1503. A work currently held at the Art Institute of Chicago known as the Stone of the Five Suns is an inscription written in stone representing the Five Suns and a date in the Aztec calendar, 1 crocodile 11 reed, which is the equivalent to 15 July 1503 in the Gregorian calendar. Some historians believe this to be the exact date in which the coronation took place, as it is also included in some primary sources. Other dates have been given from the same year; Fernando de Alva Cortés Ixtlilxóchitl states that the coronation took place in 24 May 1503. However, most documents say Moctezuma's coronation happened in the year 1502, and therefore most historians believe this to have been the actual date.
Reign
After his coronation he set up thirty-eight more provincial divisions, largely to centralize the empire. He sent out bureaucrats, accompanied by military garrisons. They made sure tax was being paid, national laws were being upheld, and served as local judges in case of disagreement.
Internal policy and various events
Natural disasters
Moctezuma's reign began with difficulties. In the year of 1505, there was a drought that resulted in crop failure, and thus a large portion of the population of central Mexico began to starve. One of the few places in the empire that wasn't affected by this drought was Totonacapan, and many people from Tenochtitlan and Tlatelolco sought refuge in this area to avoid starvation. Moctezuma and the lords of Texcoco and Tlacopan, Nezahualpilli and Totoquihuatzin, attempted their best to aid the population during the disaster, including using all available food supplies to feed the population and raising tributes for 1 year. This drought lasted 3 years.
At some point the famine became so impactful that some noblemen reportedly sold their children as slaves in exchange for food to avoid starvation. Moctezuma ordered the tlacxitlan, the criminal court of Tenochtitlan (which aside from judging criminals also had the job to free "unjustified" slaves), to get those children to free them and offer food to those noblemen.
Another natural disaster, though of lower intensity, occurred in the winter of 1514, when a series of dangerous snowstorms resulted in the destruction of various crops and property across Mexico.
Rebellions
During his reign, multiple rebellions were suppressed by use of force, and often ended with violent results. In fact, the first campaign during his reign, which was done in honor of his coronation, was the suppression of a rebellion in Nopallan (today known as Santos Reyes Nopala) and Icpatepec (a Mixtec town that no longer exists which was near Silacayoapam), both in modern-day Oaxaca. The prisoners taken during this campaign were later used as slaves or for human sacrifice.
Another notable rebellion occurred in Atlixco (in modern-day Puebla), a city neighboring Tlaxcala which had previously been conquered by Ahuizotl. This rebellion would occur in 1508 in this region, which was repressed by a prince named Macuilmalinatzin. This wasn't the first conflict which occurred in this region, as its proximity with Tlaxcala and Huejotzingo would cause multiple conflicts to erupt in this area during Moctezuma's reign.
Some revolts occurred as far south as Xoconochco (today known as Soconusco) and Huiztlan (today, Huixtla), far down where the Mexican-Guatemalan border is today. These territories were highly important to the empire and had been previously conquered by Ahuizotl as well, and Moctezuma had to maintain them under his control.
Policies and other events during his reign
During his government, he applied multiple policies that centered the government of the empire on his person, though it is difficult to tell exactly to which extent those policies were actually applied, as the records written about such policies tend to be affected by propaganda in favor of or against his person.
According to Alva Ixtlilxóchitl, among Moctezuma's policies were the replacement of a large portion of his court (including most of his advisors) with people he deemed preferable, and increasing the division between the commoner and noble classes, which included the refusal to offer certain honors to various politicians and warriors for being commoners.
He also prohibited any commoners or illegitimate children of the nobility from serving in his palace or in high positions of government. This was contrary to the policies of his predecessors, who did allow commoners to serve in such positions.
Moctezuma's elitism can be attributed to a long conflict of interests between the nobility, merchants and warrior class. The struggle occurred as the result of the conflicting interests between the merchants and the nobility and the rivalry between the warrior class and the nobility for positions of power in the government. Moctezuma likely thought about solving this conflict by installing despotist policies that would settle it. However, it is also true that many of these elitist policies were put in place since Moctezuma did not want to "work with inferior people," and instead wanted to be served by and work with people he deemed more prestigious, both to avoid giving himself and the government a bad reputation and to work with people he trusted better.
However, some of his policies also affected the nobility, as he had the intentions of reforming it into not imposing a potential threat to the government, among them the obligation to reside permanently in Tenochtitlan and abandon their homes if they lived elsewhere.
Regarding his economic policies, Moctezuma's rule was largely affected by the natural disasters at the beginning of it. As mentioned before, the famine during his first years as tlatoani resulted in a temporary increase in tribute in some provinces to aid the population. Some provinces however ended up paying more tribute permanently, most likely as the result of his primary military focus shifting from territorial expansion to stabilization of the empire through the suppression of rebellions. Most of the provinces affected by this new tributary policies were in the Valley of Mexico. For example, provinces like Chalco were given an additional tribute of stone and wood twice or thrice a year for Tenochtitlan's building projects. This tributary policy eventually backfired as some of the empire's subjects grew disgruntled at Moctezuma's government and launched rebellions against him, which eventually resulted in many of these provinces, like Totonacapan (under the leadership of Chicomacatl) and Chalco and Mixquic (which were near Tenochtitlan), to form an alliance with Spain to rebel against him.
The famine at the beginning of his rule also resulted in the abolishment of the huehuetlatlacolli (old serfdom) system, which was a system of serfdom in which a family agreed to maintain a tlacohtli (slave or serf) perpetually. This agreement also turned the descendants of the ones who agreed into serfs.
Many of these policies were planned together with his uncle Tlilpotonqui at the beginning of his reign, while others, such as his tributary policies, were created as the result of various events, like the famine which occurred at the beginning of his rule. His policies, in general, had the purpose of centralizing the government in his person through the means of implementing policies to settle the divide between the nobily and commoners and abolishing some of the more feudal policies of his predecessors, while also making his tributary policies more severe to aid the population during natural disasters and to compensate for a less expansionist focus.
Most of the policies implemented during his rule would not last long after his death, as the empire fell into Spanish control on 13 August 1521 as a result of the Spanish conquest of Mexico, one year after he died. The new Spanish authorities implemented their own laws and removed many of the political establishments done during the pre-Hispanic era, leaving just a few in place. Among the few policies that lasted were the divide between the nobility and the commoners, as members of the pre-Hispanic nobility continued to enjoy various privileges under the Viceroyalty of New Spain, such as land ownership through a system known as cacicazgo.
Construction projects
Moctezuma, like many of his predecessors, built a tecpan (palace) of his own. This was a particularly large palace, which was a somewhat larger than the National Palace that exists today which was built over it, being about 200 meters long and 200 meters wide. However, little archaeological evidence exists to understand what his palace looked like, but the various descriptions of it and the space it covered have helped reconstruct various features of its layout. Even so, these descriptions tend to be limited, as many writers were unable to describe it in detail. The Spanish captain Hernán Cortés, the main commander of the Spanish troops that entered Mexico in the year 1519, himself stated in his letters to the king of Spain that he would not bother describing it, claiming that it "was so marvelous that it seems to me impossible to describe its excellence."
The palace had a large courtyard which opened into the central plaza of the city to the north, where Templo Mayor was. This courtyard was a place where hundreds of courtiers would hold multiple sorts of activites, including feasts and waiting for royal business to be conducted. This courtyard had around it suites of rooms which surrounded smaller courtyards and gardens.
His residence had many rooms for various purposes. Aside from his own room, at the central part of the upper floor, there were two rooms beside it which were known as coacalli (guest house). One of these rooms was built for the lords of Tlacopan and Texcoco, the other two members of the Triple Alliance, who came to visit. The other room was for the lords of Colhuacan, Tenayohcan (today known as Tenayuca) and Chicuhnautlan (today, ). The exact reason why this room had this purpose remains uncertain, though a few records like Codex Mendoza say the reason was that these lords were personal friends of Moctezuma. There was also another room which became known as Casa Denegrida de Moctezuma (in Spanish, Moctezuma's Black House), a room with no windows and fully painted black which was used by Moctezuma to meditate. The upper floor had a large courtyard which was likely used as a cuicacalli, for public shows during religious rituals. The bottom floor had two rooms which were used by the government. One of them was used for Moctezuma's advisors and judges who dealt with situations of the commoners, (likely the Tlacxitlan). The other room was for the war council (likely the Tequihuacalli), where high ranking warriors planned and commanded their battles.
As part of the construction of Moctezuma's palace, various projects were made which made it more prestigious by providing entertainment to the public.
One of the most famous among these projects was the (House of Birds), a zoo which had multiple sorts of animals, mainly avian species, but also contained several predatory animals as well in their own section. These animals were taken care of by servants who cleaned their environments, fed them and offered them care according to their species. The species of birds held within the zoo was widely varied, holding animals like quetzals, eagles, true parrots and others, and also included water species like roseate spoonbills and various others which had their own pond.
The section with animals other than birds, which was decorated with figures of gods associated with the wild, was also considerably varied, having jaguars, wolves, snakes and other smaller predatory animals. These animals were fed on hunted animals like deer, turkeys and other smaller animals. Allegedly, the dead bodies of sacrificial victims were also used to feed these animals, and after the battle known as La Noche Triste, which occurred during the early stages of the Spanish conquest of Mexico in June 1520 (during which Moctezuma died), the bodies of dead Spaniards may have been used to feed them.
This place was highly prestigious, and all sorts of important people are said to had used to visit this place, including artists, craftsmen, government officials and blacksmiths.
The Totocalli however was burnt and destroyed, along with many other constructions, in the year 1521 soon after the Spanish and their allies conquered Mexico, as the Spanish captain Hernán Cortés ordered for many of the buildings that formed part of the royal palaces to be burnt to demoralize the many rebellious groups that formed against them. Though Cortés himself admitted that he enjoyed the zoo, he stated that he saw it as a necessary measure in his third letter to the king of Spain Carlos I (also known as Charles V, Holy Roman Emperor).
Territorial expansion during his rule, military actions and foreign policy
The first military campaign during his rule (as mentioned in the previous subsection), which was done in honor of his coronation, was the violent suppression of a rebellion in Nopala and Icpatepec. For this war, a force of over 60,000 soldiers from Tenochtitlan, Texcoco, Tepanec lands, Chalco and Xochimilco participated, and Moctezuma himself went to the frontlines. Aproximately 5100 prisoners were taken after the campaign, many of whom were given to inhabitants of Tenochtitlan and Chalco as slaves, while the rest were sacrificed in his honor in the fourth day of his coronation. After the campaign, celebrations for his coronation continued in Tenochtitlan. Moctezuma's territorial expansion however wouldn't truly begin until another rebellion was suppressed in Tlachquiauhco, where its ruler, Malinalli, was killed after trying to start the rebellion. A characteristic fact about Moctezuma's wars was that a large portion of them had the purpose of suppressing rebellions rather than conquering new territory, contrary to his predecessors, whose main focus was territorial expansion.
Foreign policy
At the beginning of his rule, he attempted to build diplomatic ties with Tlaxcala, Huexotzinco (today, Huejotzingo), Chollolan (Cholula), Michoacan and Metztitlán, through secretly inviting the lords of these countries to attend the celebrations for his coronation before the continuation of the flower wars, which were wars of religious nature arranged voluntarily by the parties involved with no territorial purposes, but instead to capture and sacrifice as many soldiers as possible. During this period, Mexico and Tlaxcala still weren't at war, but the tension between these nations was high, and the embassy sent for this purpose was put in a highly risky situation, for which he only chose experts in diplomacy, espionage and languages for it. Fortunately, his invitation was accepted, and Moctezuma used this opportunity to show his greatness to the lords who attended. However, due to the fact that the invitation was secret to avoid a scandal for inviting his rivals to this ceremony, Moctezuma ordered that no one should know that the lords were present, not even the rulers of Tlacopan (today known as Tacuba) and Texcoco, and the lords saw themselves often forced to pretend to be organizers to avoid confusion. Though Moctezuma would continue to hold meetings with these people, where various religious rituals were held, it didn't take long for large-scale conflicts to erupt between these nations.
An important thing to note is that, contrary to popular belief, Tlaxcala wasn't Mexico's most powerful rival in the central Mexican region in this period, and it wouldn't be until the final years of pre-Hispanic Mexico in 1518—19. In the opening years of the 16th century, Huejotzingo was Mexico's actual military focus, and it proved itself to be one of the most powerful political entities until these final years, as a series of devastating wars weakened the state into being conquered by Tlaxcala.
Territorial expansion
The empire's expansion during Moctezuma's rule was mainly focused on the southwestern territories of Oaxaca and modern-day Guerrero. The earliest conquests in this territory were held by Moctezuma I.
The first important conquest during Moctezuma's rule occurred in the year of 1504, when the city of Achiotlan (today known as San Juan Achiutla) was conquered. This war, according to some sources, was supposedly mainly caused by "a small tree which belonged to a lord of the place which grew such beautiful flowers Moctezuma's envy couldn't resist it," and when Moctezuma asked for it, the lord of the city refused to offer it, thus starting the war. After the conquest, this tree was supposedly taken to Tenochtitlan. The second conquest occurred in Zozollan, a place neighboring east of Achiutla, in 28 May 1506. This conquest had a particularly violent result, as a special sacrifice was held after the campaign where the prisoners captured in Zozollan were the victims. "The Mexicans killed many of the people from Zozola which they captured in war," according to ancient sources.
In the year of 1507, the year of the New Fire Ceremony, abundant military action occurred. Among the towns which are listed to have been conquered in this year are: Tecuhtepec (from which multiple prisoners were sacrificed for the ceremony), Iztitlan, Nocheztlan (an important town northeast of Achiutla) and Tototepec.
An important campaign was the conquest of Xaltepec (today known as Jaltepec) and Cuatzontlan and the suppression of the last revolt in Icpatepec, all in Oaxaca. This war started as the result of provocations given by Jaltepec against Moctezuma through killing as many Mexicas as they could find in their area, as some sort of way to challenge him, and the beginning of the revolt by Icpatepec as the result. The Xaltepeca had done this before with previous tlatoanis and other nations. Moctezuma and the recently elected ruler of Tlacopan themselves went to the fight, along with Tlacaelel's son Cihuacoatl. A large portion of the weapons and food was brought by Tlatelolco, though they were initially hesitant to do so, but were ordered by Moctezuma to offer it as a tribute to Tenochtitlan, and they received multiple rewards as the result, including the permission to rebuild their main temple (which had been partially destroyed during the Battle of Tlatelolco which occurred during Axayacatl's reign). This campaign had a highly violent result; Moctezuma ordered for all adults in the city above the age of 50 to be killed to prevent a rebellion once the cities were conquered. The conquest was done through dividing the army that was brought in 3 divisions; one from Tlacopan, one from Texcoco and one from Tenochtitlan, so that each one attacked a different city. The Tenochtitlan company attacked Jaltepec. Moctezuma came out victorious and then returned to Mexico through Chalco, where he received many honors for his victory. This war likely happened in 1511, as a war against Icpatepec is recorded to have happened again in that year.
Moctezuma also conquered some of the last few Tlapanec territories of modern-day Guerrero, an area which had already been in decline since Moctezuma I began his first campaigns in the region and probably turned the Kingdom of Tlachinollan (modern-day Tlapa) into a tributary province during the rule of lord Tlaloc between 1461 and 1467 (though the kingdom wouldn't be invaded and fully conquered until the reign of Ahuizotl in 1486, along with Caltitlan, a city neighboring west of Tlapa). In between the years of 1503 and 1509, a campaign was launched against Xipetepec, and another was launched (as mentioned previously) in 1507 against Tototepec, which had previously been a territory conquered by Tlachinollan in the mid 14th century. The campaign in Xipetepec however appears to have been relatively peaceful, though the campaign against Tototepec occurred as the result of a large group of Mexica messengers sent by Moctezuma being killed after they demanded for some of the resources of the area on his behalf. During the conquest of Tototepec, two important Mexica noblemen, Ixtlilcuechahuac and Huitzilihuitzin (not to be confused with the tlatoani of this name), were killed. Another campaign was launched in 1515 to conquer Acocozpan and Tetenanco and reconquer Atlitepec, which had been previously conquered by Ahuizotl in 1493.
The approximate number of military engagements during his rule before European contact was 73, achieving victory in approximately 43 sites (including territories already within the empire), making him one of the most active monarchs in pre-Hispanic Mexican history in terms of military actions.
However his rule and policies suffered a very sudden interruption upon the news of the arrival of Spanish ships at the east in 1519.
Texcoco crisis
One of the most controversial events during his reign was the supposed overthrowal of the legitimate government of Nezahualpilli in Texcoco. Historians like Alva Ixtlilxóchitl even went as far as referring to this action as "diabolical," though while also making claims that are not seen in other chronicles and are generally not trusted by modern historians.
Nezahualpilli's death
The circumstances of Nezahualpilli's death are not clear, and many sources offer highly conflicting stories about the events that resulted in it.
According to Alva Ixtlilxóchitl, the issue began when Moctezuma sent an embassy to Nezahualpilli reprimanding him for not sacrificing any Tlaxcalan prisoners since the last 4 years, during the war with Tlaxcala (see below), threatening him saying that he was angering the gods. Nezahualpilli replied to this embassy stating that the reason he hadn't sacrificed them is because he simply didn't want to wage war because he and his population wanted to live peacefully for the time being, as the ceremonies that would be held in the following year, 1 reed, would make war inevitable, and that soon his wishes would be granted. Eventually Nezahualpilli launched a campaign against Tlaxcala, though he did not go himself, instead sending two of his sons, Acatlemacoctzin and Tecuanehuatzin, as commanders. Moctezuma then decided to betray Nezahualpilli by sending a secret embassy to Tlaxcala telling them about the incoming army. The Tlaxcalans then began to take action against the Texcoca while they were unaware of this betrayal. The Texcoco armies were ambushed in the middle of the night. Almost none of the Texcoca survived the fight. Upon receiving the news of Moctezuma's betrayal, understanding that nothing could be done about it and fearing for the future of his people, Nezahualpilli committed suicide in his palace.
This story however, as mentioned before, is not generally trusted by modern historians, and much of the information given contradicts other sources.
Sources do agree however on that Nezahualpilli's last years as ruler were mainly characterized by his attempts to live a peaceful live, likely as the result of his old age. He spent his last months mostly inactive in his rule and his advisors, on his own request, took most of the government's decisions during this period. He personally assigned two men (of whom details are mostly unknown) to take control on almost all government decisions. These sources also agree that he was found dead in his palace, but the cause of his death remains uncertain.
His death is recorded to have been mourned in Texcoco, Tenochtitlan, Tlacopan and even Chalco and Xochimilco, as all of these altepeme gave precious offerings, like jewelry and clothes, and sacrifices in his honor. Moctezuma himself was reported to have broken in tears upon receiving the news of his death. His death was mourned for 80 days. This was recorded as one of the largest funeral ceremonies in pre-Hispanic Mexican history.
Succession crisis
Elections
Since Nezahualipilli died abruptly in the year 1516, he left no indication as to who his successor would be. He had six legitimate sons: Cacamatzin, Coanacochtli (later baptized as Don Pedro), Tecocoltzin (baptized as Don Hernando), Ixtlilxochitl II (baptized as Don Hernando), Yoyontzin (baptized as Don Jorge) and Tetlahuehuetzquititzin (baptized as Don Pedro), all of whom would eventually take the throne, though most of them after the Spanish conquest of Mexico. His most likely heir was Tetlahuehuetzquititzin, as he was the wealthiest among Nezahualpilli's sons, but he was considered inapt for the job. His other most likely heirs were Ixtlilxochitl, Coanacochtli and Cacamatzin, though not everyone supported them as they were considerably younger than Tetlahuehuetzquititzin, as Ixtlilxochitl was 19 years old and Cacamatzin was about 21. Moctezuma supported Cacamatzin since he was his nephew. In the end, the Texcoco council voted in favor of Moctezuma's decision, and Cacamatzin was declared tlatoani, being that he was the son of Moctezuma's sister Xocotzin and was older than his two other brothers. Though Coanacochtli felt like the decision was fair, Ixtlilxochitl disagreed with the results and protested against the council. Ixtlilxochitl argued that the reason why Moctezuma supported Cacamatzin was because he wanted to manipulate him so that he could take over Texcoco, being that he was his uncle. Coanacochtli responded that the decision was legitimate, and that even if Cacamatzin wasn't elected Ixtlilxochitl wouldn't have been elected either, as he was younger than the two. Cacamatzin stayed quiet during the whole debate. Eventually the members of the council shut down the debate to prevent a violent escalation. Though Cacamatzin was officially declared tlatoani, the coronation ceremony didn't occur that day, and Ixtlilxochitl used this as an opportunity to plan his rebellion against him.
Conflicts
Shortly after the election, Ixtlilxochitl began to prepare his revolt by going to Metztitlán to raise an army, threatening civil war. Cacama went to Tenochtitlan to ask Moctezuma for help. Moctezuma, understanding Ixtlilxochitl's war-like nature, decided to support Cacamatzin with his military forces should a conflict begin and to try to talk to Ixtlilxochitl into stopping the conflict, and also suggested to take Nezahualpilli's treasure to Tenochtitlan to prevent a sacking. According to Alva Ixtlilxóchitl, Cacamatzin asked Moctezuma for help after Ixtlilxochitl went to Metztitlán, while other sources claim that Ixtlilxochitl went to Metztitlán because of Cacamatzin's visit to Moctezuma.
Ixtlilxochitl first went to Tulancingo with 100,000 men, where he was received with many honors and recognized as the real king of Texcoco. He then accelerated his pace, possibly because he received worrying news from Texcoco, and advanced to the city of Tepeapulco, where he was also welcomed. He soon advanced to Otompan (today known as Otumba, State of Mexico), where he sent a message before his entrance in hopes of being received as a king there as well. However, the people of Otumba supported Cacamatzin and informed Ixtlilxochitl that such a demand would not be fulfilled. Ixtlilxochitl therefore sent his troops to invade the city, and after a long fight the troops began to gradually retreat and its ruler was killed. When the news of this fight were heard in Texcoco, all events, religious or not, were cancelled, soldiers were recruited, troops were sent from Tenochtitlan to the city and Cacamatzin and Coanacochtli fortified the city to avoid an invasion.
He eventually reached Texcoco and placed the city under siege, while also occupying the cities of Papalotlan, Acolman, Chicuhnautlan (today known as ), Tecacman, Tzonpanco (Zumpango) and Huehuetocan in order to take every possible entrance Moctezuma could use to send his troops to Texcoco. Moctezuma however used his influence to enter the city of Texcoco and obtain access to the Acolhua cities not yet occupied by Ixtlilxochitl. Cacamatzin used this opportunity to send a commander from Iztapalapa named Xochitl to arrest Ixtlilxochitl as peacefully as possible. Moctezuma approved this decision and Xochitl was sent along with some troops. Ixtlilxochitl was quickly informed about this and, as per custom of war, informed Xochitl that he was going to fight him. A short battle occurred some time after in which Xochitl was captured and later publicly executed by burning. Once the news of this defeat were heard by Moctezuma, he ordered that no more military engagements shall be done for the moment to prevent further escalation, and that he wanted to rightfully punish Ixtlilxochitl for what he did in a more appropriate moment. In the mean time, the brothers agreed to try to reach a consensus through a peaceful debate, as Ixtlilxochitl did not want to fight either, as he claimed that he only sent the troops as a means of protest and not to actually wage war. However, this would only be done under the condition that Moctezuma wouldn't get involved by any means. The three brothers then agreed to divide the province of Acolhuacan (where Texcoco was the de facto capital) in three parts, one for each brother, and that Cacamatzin would continue to rule over Texcoco.
At some point however, Ixtlilxochitl sought refuge outside of Texcoco to avoid facing a conflict with Cacamatzin.
Spanish involvement
This crisis would later become relevant again after the Spanish arrived at Tenochtitlan, when Cacamatzin, who initially welcomed the Spaniards when they first entered in November 1519, attempted to raise an army against them for imprisoning Moctezuma (see below) by calling for the people of Coyoacan, Tlacopan, Iztapalapa and the Matlatzinca people to enter the city, kill the Spaniards and free Moctezuma in early 1520. the Spanish captain Hernán Cortés, who was the main commander the Spanish troops who entered Mexico, decided to act and ordered Moctezuma to send someone to arrest Cacamatzin before the attack. Moctezuma suggested for Ixtlilxochitl to be sent due to the crisis, as then he could take the throne and prevent another succession crisis. He still tried to establish negotiations between the Texcoco leadership and the Spaniards, but was unable to change Cacamatzin's mind. Eventually, Moctezuma sent troops to secretly arrest Cacamatzin in his palace and send him to Mexico after he ordered for three of his commanders to be arrested for suggesting requesting Mocetzuma's permission for the attack and telling him that there was no chance of entering into negotiations with the Spaniards. Ixtlilxochitl became the likely de facto leader of Texcoco afterwards, though according to Bernardino de Sahagún it was Tecocoltzin who officially took the title of tlatoani after Cacamatzin's arrest and Ixtlilxochitl wouldn't officially become the tlatoani until a year later.
Ixtlilxochitl continued fighting for the Spaniards afterwards, became a personal friend of Cortés, converted to Christianity and participated in the Spanish conquest of Honduras in 1525. His figure has remained controversial in the historical record, as some have seen him as a man who betrayed his people for his own ambition, while others have seen him as a brave warrior who fought against the tyrannical rule of Moctezuma II and liberated the peoples he subjugated with the help of Hernán Cortés.
War with Tlaxcala, Huejotzingo and their allies
Though the first conflicts between Mexico and Tlaxcala, Huejotzingo and their allies began during the rule of Moctezuma I in the 1450's, it was during the reign of Moctezuma II when major conflicts broke through.
Battle of Atlixco
Planning and preparations
Aproximately in the year of 1503 (or 1507, after the conquest of Tototepec, according to historian Diego Durán), a massive battle occurred in Atlixco which was fought mainly against Huejotzingo, a kingdom which used to be one of the most powerful ones in the Valley of Mexico. The war was provoked by Moctezuma himself, who wanted to go to war against Huejotzingo because it had been many months since the last war. The local rulers of the region accepted Moctezuma's proposal to wage this war. It was declared as a flower war, and the invitation to go to war was accepted by the people of Huejotzingo, Tlaxcala, Cholula and Tliliuhquitepec, a city-state nearby. The war was arranged to occur in the plains of Atlixco. Moctezuma went to the fight along with four or five of his brothers and a two of his nephews.
He named one of his brothers (or children, according to some sources), Tlacahuepan, as the main commander of the troops against the troops of Huejotzingo. He was assigned 100,000 troops to fight. Tlacahuepan decided to begin the fight by dividing the troops in three groups which would attack one after the other, the first being the troops from Texcoco, then from Tlacopan and lastly from Tenochtitlan.
Battle
He began by sending 200 troops to launch skirmishes against the Huexotzinca, but despite the large numbers and skirmishes, he was unable to break the enemy lines. The group of Texcoco suffered huge losses and once they were unable to fight they were put to take rest while the group from Tlacopan was sent. However, they weren't able to break the lines either. The Tenochca group then advanced and pushed to aid the Tepanecs of Tlacopan, causing multiple casualties against the Huexotzinca, but the lines were still not broken as more reinforcements arrived. Eventually, Tlacahuepan saw himself surrounded, and though he initially resisted, he finally surrendered. Though the Huexotzinca wanted to take him alive, he asked to be sacrificed there on the battlefield, and so he was killed, and then the rest of the Mexica troops retreated. The result of this battle was considered humiliating for the empire. According to primary records, about 40,000 people were killed on both sides (possibly meaning that about 20,000 died on each side). Some important Mexica noblemen were also killed during the engagement, including Huitzilihuitzin (not to be confused with the tlatoani of this name), Xalmich and Cuatacihuatl.
Aftermath
Regardless, multiple prisoners were taken after the fight, who were later sacrificed in Moctezuma's honor. Tlacahuepan was remembered as a hero despite the loss, and many songs were dedicated to him to be remembered through poetry. In one song called Ycuic neçahualpilli yc tlamato huexotzinco. Cuextecayotl, Quitlali cuicani Tececepouhqui (The song of Nezahualpilli when he took captives in Huexotzinco. [It tells of] the Huastec themes, it was written down by the singer Tececepouhqui), he's referred as "the golden one, the Huastec lord, the owner of the sapota skirt," in reference to the god Xipe Totec, and also states "With the flowery liquor of war, he is drunk, my nobleman, the golden one, the Huastec Lord," in reference to his Huastec heritage, using the stereotype that the Huastecs were drunkards. Anyway, the defeat was a humiliating one, and Moctezuma is said to had cried in anguish upon hearing of the death of Tlacahuepan and the massive loss of soldiers. Moctezuma himself welcomed the soldiers who survived back into Mexico, while the population that welcomed them mourned.
The fact that the Huexotzinca also suffered massive casualties caused their military power to be highly weakened by this battle and various others, and so this could be seen as the beginning of the fall of Huejotzingo, as multiple military losses against Tlaxcala and Mexico in the following years eventually led to its fall, despite the victory in the fight.
Other battles against Huejotzingo and its allies
Various other battles ocurred in the following years between Mexico and Huejotzingo, and though none of them were as big as the Battle of Atlixco, they still caused significant losses on both sides; high losses for Mexico and significant losses for Huejotzingo.
An engagement which occurred likely in the year of 1506. This fight was another flower war which was proposed by Cholula, with support from Huejotzingo, to be fought in Cuauhquechollan (today known as Huaquechula, in modern-day Puebla), near Atlixco. Though Moctezuma apparently did not want to fight as the result of the previous defeat in Atlixco, he saw no other option and prepared for the fight. In this fight, warriors from Texcoco, Tlacopan, Chalco, Xochimilco and mondern-day Tierra Caliente participated. This battle reportedly ended with 8200 Mexicas killed or captured. However, the Mexica are said to have dealt a similar number of casualties in this one-day battle. The result of this battle was indecisive, as some reported it as a victory, but it seems Moctezuma II took it as a defeat and was highly upset about it, to the point that he complained against the gods.
Fernando Alvarado Tezozómoc however reports that 10,000 Mexicas died in this fight, and that the Mexica were so angry about the fight that they called for reinforcements who committed a "cruel slaughter" and captured 800 more enemies. He lists the number of Huexotzinco-Cholula casualties as 5600 killed and 400 captured in one other engagement afterwards, which resulted in 8200 Mexicas killed or captured.
Invasion of Tlaxcala
Initial stages
It was approximately in the year of 1504 or 1505 when the first large-scale conflicts between Mexico and Tlaxcala began. In this period, Moctezuma thought about placing the entire country under siege, understanding that most of it was surrounded by territories belonging to the empire. The ruler of Huejotzingo, Tecayahuatzin, sympathized with Moctezuma despite their connections with Tlaxcala and conflicts in the past, and through bribes and propaganda attempted to form an alliance with Cholula and local Otomi populations to attack Tlaxcala, though with little success. The Tlaxcalans became greatly worried about this, and began to grow suspicious of all allies they had fearing a betrayal, as Huejotzingo was one of Tlaxcala's closest states, as proven by its support at the battle of Atlixco. Moctezuma however had the disadvantage that many of his dominions surrounding Tlaxcala did not want to fight them, as many of them used to be their allies in the past even with all the promises Moctezuma made, and therefore his support was actually quite limited.
One of the first battles occurred in Xiloxochitlan (today known as ), where multiple atrocities were commited. Despite this, the Tlaxcalan resistance managed to hold out, and after a great struggle the Huexotzinca armies were repelled, though during the fight the Ocotelolca commander Tizatlacatzin was killed. Many other smaller battles took place in other parts of the border, though none of them were successful.
In response, Tlaxcala launched a counter-invasion against Huejotzingo, knowing that the Huexotzinca had been severely weakened by their fights with the Mexica Empire; their towns were sacked repeatedly and the entire nation was put essentially under siege, and the remains of the nation were now cornered in the region around the Popocatépetl. The Huexotzinca became greatly worried and knew they couldn't win the war alone, therefore a prince named Teayehuatl decided to send an embassy to Mexico to request for aid against the Tlaxcalans. According to historians like Durán, this embassy was sent in the year of 1507, just after the New Fire Ceremony, while others date this embassy to the year 1512. The embassy informed Moctezuma about the Tlaxcalan counter-invasion, which had been happening for over a year by this point, requesting Moctezuma to do something about the situation to expel the Tlaxcalans from their land. This was not the first time the Huexotzinca had requested aid from Mexico for similar reasons, as the first time was actually around the year of 1499, during the reign of Ahuizotl, though this previous request was denied. After consulting Nezahualpilli and the ruler of Tlacopan, Moctezuma agreed to help the Huexotzinca, despite the conflicts they had in the past, and sent a large number of soldiers to help this nation, while also allowing many of their refugees to stay in Tenochtitlan and Chalco.
Late stages
With the Mexica forces to support Huejotzingo, the invasion continued from the west with the main force from the towns of Cuauhquechollan, Tochimilco, Itzocan (today known as Izúcar de Matamoros), and a smaller support force from a town named Tetellan (today, Tetela de Ocampo) and from a town named Chietla. The advance was quick, but the Tlaxcalans used the territories they had captured from Huejotzingo to advance safely to Atlixco through the captured areas with little population before the Mexica-Huejotzingo forces spread. Once done, a long fight begun between the two forces. The battle lasted 20 days, and both armies suffered huge losses, as the Tlaxcalans had a famous general captured and the Mexica lost so many men that they requested for emergency reinforcements, asking for "all kinds of people in the shortest possible time." The Tlaxcalans claimed victory that fight, and the Mexica were fought into a complete standstill. The following year, Huejotzingo started to suffer a famine as the result of a lack of resources as the Tlaxcalans pushed further into their territory. The Tlaxcalans even went as far as burning down the royal palaces of Huejotzingo and stealing as much food as they could.
Aproximately in the year of 1516, Huejotzingo abandoned its alliance with the empire.
The devastating wars that broke out against Huejotzingo caused this nation, which had been the most powerful nation in the Valley of Puebla in the opening years of the 16th century, to become weak enough to be conquered by Tlaxcala. This was the point in which Tlaxcala became Mexico's most powerful rival in the central Mexican area. The nation which used to be their main military focus was now the subject of a nation which would later bring the killing blow to the Mexica Empire.
The war between Mexico and Tlaxcala would eventually have devastating consequences, as the Tlaxcalans made a decision to form an alliance with Spain against Mexico on 23 September 1519 after a few battles proved that an alliance with this nation could help them destroy Moctezuma's reign.
Contact with the Spanish
First interactions with the Spanish
In 1517, Moctezuma received the first reports of Europeans landing on the east coast of his empire; this was the expedition of Juan de Grijalva who had landed on San Juan de Ulúa, which although within Totonac territory was under the auspices of the Aztec Empire. Moctezuma ordered that he be kept informed of any new sightings of foreigners at the coast and posted extra watch guards to accomplish this.
When Cortés arrived in 1519, Moctezuma was immediately informed and he sent emissaries to meet the newcomers; one of them was an Aztec noble named Tentlil in the Nahuatl language but referred to in the writings of Cortés and Bernal Díaz del Castillo as "Tendile". As the Spaniards approached Tenochtitlán they made an alliance with the Tlaxcalteca, who were enemies of the Aztec Triple Alliance, and they helped instigate revolt in many towns under Aztec dominion. Moctezuma was aware of this and sent gifts to the Spaniards, probably in order to show his superiority to the Spaniards and Tlaxcalteca.
On 8 November 1519, Moctezuma met Cortés on the causeway leading into Tenochtitlán and the two leaders exchanged gifts. Moctezuma gave Cortés the gift of an Aztec calendar, one disc of crafted gold and another of silver. Cortés later melted these down for their monetary value.
According to Cortés, Moctezuma immediately volunteered to cede his entire realm to Charles V, King of Spain. Though some indigenous accounts written in the 1550s partly support this notion, it is still unbelievable for several reasons. As Aztec rulers spoke an overly polite language that needed translation for his subjects to understand, it is difficult to find out what Moctezuma really said. According to an indigenous account, he said to Cortés: "You have come to sit on your seat of authority, which I have kept for a while for you, where I have been in charge for you, for your agents the rulers..." However, these words might be a polite expression that was meant to convey the exact opposite meaning, which was common in Nahua culture; Moctezuma might actually have intended these words to assert his own stature and multigenerational legitimacy. Also, according to Spanish law, the king had no right to demand that foreign peoples become his subjects, but he had every right to bring rebels to heel. Therefore, to give the Spanish the necessary legitimacy to wage war against the indigenous people, Cortés might just have said what the Spanish king needed to hear.
Host and prisoner of the Spaniards
Six days after their arrival, Moctezuma became a prisoner in his own house. Exactly why this happened is not clear from the extant sources.
According to the Spanish, the arrest was made as a result of an attack perpetrated by a tribute collector from Nautla named Qualpopoca or Quetzalpopoca on a Spanish-Totonac garrison near the area under the command of a Spanish captain named Juan de Escalante in retaliation for the Totonac rebellion against Moctezuma which started in July 1519 after the Spanish arrived. This attack resulted in the death of many Totonacs and approximately 7 Spaniards, including Escalante. Though some Spaniards described that this was the only reason of Moctezuma's arrest, others have suspected that Escalante's death was merely used as an excuse by Cortés to imprison Moctezuma and usurp power over Mexico, under the suspicion that Cortés might have planned to imprison Moctezuma before they even met. Cortés himself admitted that he imprisoned Moctezuma primarily to avoid losing control over Mexico, understanding that nearly all of his forces were within his domains.
Moctezuma claimed innocence for this incident, claiming that, though he was aware of the attack as Quetzalpopoca brought him the severed head of a Spaniard as a demonstration of his success, he never ordered it and was highly displeased by these events.
Around 20 days after his arrest, Quetzalpopoca was captured, together with his son and 15 nobles who allegedly participated in the attack, and after a brief interrogation he admitted that indeed Moctezuma was innocent. He was publicly executed by burning soon after, but Moctezuma remained prisoner regardless.
Despite his imprisonment, Moctezuma continued to live a somewhat confortable life, being free to perform many of his daily activities and being respected as a monarch. Cortés himself even ordered for any soldiers who disrespected him to be physically and roughly punished regardless of rank or position. However, despite still being treated as a respected monarch, he had virtually lost most of his power as emperor as the Spaniards oversaw nearly all of his activities.
Moctezuma repeatedly protected the Spaniards against potential threats using the little power he had left, either under the threat of the Spanish or by his own will, such as during the succession crisis in Texcoco mentioned above, when he ordered for the ruler of Texcoco, Cacamatzin, to be arrested as he was planning to form an army to attack the Spaniards.
The Aztec nobility reportedly became increasingly displeased with the large Spanish army staying in Tenochtitlán, and Moctezuma told Cortés that it would be best if they left. Shortly thereafter, in April 1520, Cortés left to fight Pánfilo de Narváez, who had landed in Mexico to arrest Cortés. During his absence, tensions between Spaniards and Aztecs exploded into the Massacre in the Great Temple, and Moctezuma became a hostage used by the Spaniards to ensure their security.
Death
In the subsequent battles with the Spaniards after Cortés' return, Moctezuma was killed. The details of his death are unknown, with different versions of his demise given by different sources.
In his Historia, Bernal Díaz del Castillo states that on 29 June 1520, the Spanish forced Moctezuma to appear on the balcony of his palace, appealing to his countrymen to retreat. Four leaders of the Aztec army met with Moctezuma to talk, urging their countrymen to cease their constant firing upon the stronghold for a time. Díaz states: "Many of the Mexican Chieftains and Captains knew him well and at once ordered their people to be silent and not to discharge darts, stones or arrows, and four of them reached a spot where Montezuma could speak to them."
Díaz alleges that the Aztecs informed Moctezuma that a relative of his had risen to the throne and ordered their attack to continue until all of the Spanish were annihilated, but expressed remorse at Moctezuma's captivity and stated that they intended to revere him even more if they could rescue him. Regardless of the earlier orders to hold fire, however, the discussion between Moctezuma and the Aztec leaders was immediately followed by an outbreak of violence. The Aztecs, disgusted by the actions of their leader, renounced Moctezuma and named his brother Cuitláhuac tlatoani in his place. In an effort to pacify his people, and undoubtedly pressured by the Spanish, Moctezuma was struck dead by a rock. Díaz gives this account:
"They had hardly finished this speech when suddenly such a shower of stones and darts were discharged that (our men who were shielding him having neglected for a moment their duty, because they saw how the attack ceased while he spoke to them) he was hit by three stones, one on the head, another on the arm and another on the leg, and although they begged him to have the wounds dressed and to take food, and spoke kind words to him about it, he would not. Indeed, when we least expected it, they came to say that he was dead."
Franciscan friar Bernardino de Sahagún recorded two versions of the conquest of Mexico from the Tenochtitlán-Tlatelolco viewpoint. In Book 12 of the twelve-volume Florentine Codex, the account in Spanish and Nahuatl is accompanied by illustrations by natives. One is of the death of Moctezuma II, which the indigenous assert was due to the Spaniards. According to the Codex, the bodies of Moctezuma and Itzquauhtzin were cast out of the Palace by the Spanish; the body of Moctezuma was gathered up and cremated at Copulco.
Aftermath
The Spaniards were forced to flee the city and they took refuge in Tlaxcala, and signed a treaty with the natives there to conquer Tenochtitlán, offering to the Tlaxcalans control of Tenochtitlán and freedom from any kind of tribute.
Moctezuma was then succeeded by his brother Cuitláhuac, who died shortly after during a smallpox epidemic. He was succeeded by his adolescent nephew, Cuauhtémoc. During the siege of the city, the sons of Moctezuma were murdered by the Aztecs, possibly because they wanted to surrender. By the following year, the Aztec Empire had fallen to an army of Spanish and their Native American allies, primarily Tlaxcalans, who were traditional enemies of the Aztecs.
Contemporary depictions
Bernal Díaz del Castillo
The firsthand account of Bernal Díaz del Castillo's True History of the Conquest of New Spain paints a portrait of a noble leader who struggles to maintain order in his kingdom after he is taken prisoner by Hernán Cortés. In his first description of Moctezuma, Díaz del Castillo writes:
The Great Montezuma was about forty years old, of good height, well proportioned, spare and slight, and not very dark, though of the usual Indian complexion. He did not wear his hair long but just over his ears, and he had a short black beard, well-shaped and thin. His face was rather long and cheerful, he had fine eyes, and in his appearance and manner could express geniality or, when necessary, a serious composure. He was very neat and clean, and took a bath every afternoon. He had many women as his mistresses, the daughters of chieftains, but two legitimate wives who were Caciques in their own right, and only some of his servants knew of it. He was quite free from sodomy. The clothes he wore one day he did not wear again till three or four days later. He had a guard of two hundred chieftains lodged in rooms beside his own, only some of whom were permitted to speak to him.
When Moctezuma was allegedly killed by being stoned to death by his own people, "Cortés and all of us captains and soldiers wept for him, and there was no one among us that knew him and had dealings with him who did not mourn him as if he were our father, which was not surprising, since he was so good. It was stated that he had reigned for seventeen years, and was the best king they ever had in Mexico, and that he had personally triumphed in three wars against countries he had subjugated. I have spoken of the sorrow we all felt when we saw that Montezuma was dead. We even blamed the Mercedarian friar for not having persuaded him to become a Christian."
Hernán Cortés
Unlike Bernal Díaz, who was recording his memories many years after the fact, Cortés wrote his Cartas de relación (Letters from Mexico) to justify his actions to the Spanish Crown. His prose is characterized by simple descriptions and explanations, along with frequent personal addresses to the King. In his Second Letter, Cortés describes his first encounter with Moctezuma thus:Moctezuma came to greet us and with him some two hundred lords, all barefoot and dressed in a different costume, but also very rich in their way and more so than the others. They came in two columns, pressed very close to the walls of the street, which is very wide and beautiful and so straight that you can see from one end to the other. Moctezuma came down the middle of this street with two chiefs, one on his right hand and the other on his left. And they were all dressed alike except that Moctezuma wore sandals whereas the others went barefoot; and they held his arm on either side.
Anthony Pagden and Eulalia Guzmán have pointed out the Biblical messages that Cortés seems to ascribe to Moctezuma's retelling of the legend of Quetzalcoatl as a vengeful Messiah who would return to rule over the Mexica. Pagden has written that "There is no preconquest tradition which places Quetzalcoatl in this role, and it seems possible therefore that it was elaborated by Sahagún and Motolinía from informants who themselves had partially lost contact with their traditional tribal histories".
Bernardino de Sahagún
The Florentine Codex, made by Bernardino de Sahagún, relied on native informants from Tlatelolco, and generally portrays Tlatelolco and Tlatelolcan rulers in a favorable light relative to those of Tenochtitlan. Moctezuma in particular is depicted unfavorably as a weak-willed, superstitious, and indulgent ruler. Historian James Lockhart suggests that the people needed to have a scapegoat for the Aztec defeat, and Moctezuma naturally fell into that role.
Fernando Alvarado Tezozómoc
Fernando Alvarado Tezozómoc, who may have written the Crónica Mexicayotl, was possibly a grandson of Moctezuma II. It is possible that his chronicle relates mostly the genealogy of the Aztec rulers. He described Moctezuma's issue and estimates them to be nineteen – eleven sons and eight daughters.
Depiction in early post-conquest literature
Some of the Aztec stories about Moctezuma describe him as being fearful of the Spanish newcomers, and some sources, such as the Florentine Codex, comment that the Aztecs believed the Spaniards to be gods and Cortés to be the returned god Quetzalcoatl. The veracity of this claim is difficult to ascertain, though some recent ethnohistorians specialising in early Spanish/Nahua relations have discarded it as post-conquest mythicalisation.
Much of the idea of Cortés being seen as a deity can be traced back to the Florentine Codex, written some 50 years after the conquest. In the codex's description of the first meeting between Moctezuma and Cortés, the Aztec ruler is described as giving a prepared speech in classical oratorical Nahuatl, a speech which as described verbatim in the codex (written by Sahagún's Tlatelolcan informants) included such prostrate declarations of divine or near-divine admiration as, "You have graciously come on earth, you have graciously approached your water, your high place of Mexico, you have come down to your mat, your throne, which I have briefly kept for you, I who used to keep it for you," and, "You have graciously arrived, you have known pain, you have known weariness, now come on earth, take your rest, enter into your palace, rest your limbs; may our lords come on earth." While some historians such as Warren H. Carroll consider this as evidence that Moctezuma was at least open to the possibility that the Spaniards were divinely sent based on the Quetzalcoatl legend, others such as Matthew Restall argue that Moctezuma politely offering his throne to Cortés (if indeed he did ever give the speech as reported) may well have been meant as the exact opposite of what it was taken to mean, as politeness in Aztec culture was a way to assert dominance and show superiority. Other parties have also propagated the idea that the Native Americans believed the conquistadors to be gods, most notably the historians of the Franciscan order such as Fray Gerónimo de Mendieta. Bernardino de Sahagún, who compiled the Florentine Codex, was also a Franciscan priest.
Indigenous accounts of omens and Moctezuma's beliefs
Bernardino de Sahagún (1499–1590) includes in Book 12 of the Florentine Codex eight events said to have occurred prior to the arrival of the Spanish. These were purportedly interpreted as signs of a possible disaster, e.g. a comet, the burning of a temple, a crying ghostly woman, and others. Some speculate that the Aztecs were particularly susceptible to such ideas of doom and disaster because the particular year in which the Spanish arrived coincided with a "tying of years" ceremony at the end of a 52-year cycle in the Aztec calendar, which in Aztec belief was linked to changes, rebirth, and dangerous events. The belief of the Aztecs being rendered passive by their own superstition is referred to by Matthew Restall as part of "The Myth of Native Desolation" to which he dedicates chapter 6 in his book Seven Myths of the Spanish Conquest. These legends are likely a part of the post-conquest rationalization by the Aztecs of their defeat, and serve to show Moctezuma as indecisive, vain, and superstitious, and ultimately the cause of the fall of the Aztec Empire.
According to 16th-century Spanish historian Diego Durán, who was one of the most important chroniclers of the indigenous stories of the empire, Nezahualpilli was among those who informed Moctezuma of the imminent destruction of the empire by a foreign invader, warning him that omens confirming his fears will soon appear. This warning caused Moctezuma great fear and took a series of erratic decisions immediately after, such as severe punishments against his own soldiers for disappointing results after battles against the Tlaxcalans.
Ethnohistorian Susan Gillespie has argued that the Nahua understanding of history as repeating itself in cycles also led to a subsequent rationalization of the events of the conquests. In this interpretation the description of Moctezuma, the final ruler of the Aztec Empire prior to the Spanish conquest, was tailored to fit the role of earlier rulers of ending dynasties—for example Quetzalcoatl, the mythical last ruler of the Toltecs. In any case it is within the realm of possibility that the description of Moctezuma in post-conquest sources was colored by his role as a monumental closing figure of Aztec history.
Personal life
Wives, concubines, and children
Moctezuma had numerous wives and concubines by whom he fathered an enormous family, but only two women held the position of queen – Tlapalizquixochtzin and Teotlalco. His partnership with Tlapalizquixochtzin also made him a king consort of Ecatepec since she was queen of that city. Teotlalco was herself also a princess from Ecatepec and Tlapalizquixochtzin's sister, as both were daughters of Matlaccohuatl, a ruler of Ecatepec. However, Spanish accounts describe that very few people in Mexico actually knew that these two women held such positions of power, some of those who knew being a few of his close servants.
Of his many wives may be named the princesses Teitlalco, Acatlan, and Miahuaxochitl, of whom the first named appears to have been the only legitimate consort. By her he left a son, Asupacaci, who fell during the Noche Triste, and a daughter, Tecuichpoch, later baptized as Isabel Moctezuma. By the Princess Acatlan were left two daughters, baptized as Maria and Mariana (also known as Leonor); the latter alone left offspring, from whom descends the Sotelo-Montezuma family.
Though the exact number of his children is unknown and the names of most of them have been lost to history, according to a Spanish chronicler, by the time he was taken captive, Moctezuma had fathered 100 children and fifty of his wives and concubines were then in some stage of pregnancy, though this estimate may have been exaggerated. As Aztec culture made class distinctions between the children of senior wives, lesser wives, and concubines, not all of his children were considered equal in nobility or inheritance rights. Among his many children were Princess Isabel Moctezuma, Princess Mariana Leonor Moctezuma and sons Chimalpopoca (not to be confused with the previous huey tlatoani) and Tlaltecatzin.
Activities
Among the sports he practiced, he was an active hunter, and often used to hunt for deer, rabbits and various birds in a certain section of a forest (likely the Bosque de Chapultepec) that was exclusive to him and whoever he invited. It was prohibited for anyone without permission to enter, and allegedly any trespassers would be put to death. He also used to invite servants to this forest, should he order for certain animals to be hunted for him, which would often be done for the entertainment of his guests.
Legacy
Descendants in Mexico and the Spanish nobility
Several lines of descendants exist in Mexico and Spain through Moctezuma II's son and daughters, notably Tlacahuepan Ihualicahuaca, or Pedro Moctezuma, and Tecuichpoch Ixcaxochitzin, or Isabel Moctezuma. Following the conquest, Moctezuma's daughter, Techichpotzin (or Tecuichpoch), became known as Isabel Moctezuma and was given a large estate by Cortés, who also fathered a child by her, Leonor Cortés Moctezuma, who in turn was the mother of Isabel de Tolosa Cortés de Moctezuma. Isabel married consecutively to Cuauhtémoc (the last Mexican sovereign), to a conquistador in Cortés' original group, Alonso Grado (died c. 1527), a poblador (a Spaniard who had arrived after the fall of Tenochtitlán), to Pedro Andrade Gallego (died c. 1531), and to conquistador Juan Cano de Saavedra, who survived her. She had children by the latter two, from whom descend the illustrious families of Andrade-Montezuma and Cano-Montezuma. A nephew of Moctezuma II was Diego de Alvarado Huanitzin.
The grandson of Moctezuma II, Pedro's son, Ihuitemotzin, baptized as Diego Luis de Moctezuma, was brought to Spain by King Philip II. There he married Francisca de la Cueva de Valenzuela. In 1627, their son Pedro Tesifón de Moctezuma was given the title Count of Moctezuma (later altered to Moctezuma de Tultengo), and thus became part of the Spanish nobility. In 1766, the holder of the title became a Grandee of Spain. In 1865 (coincidentally during the Second Mexican Empire), the title, which was held by Antonio María Moctezuma-Marcilla de Teruel y Navarro, 14th Count of Moctezuma de Tultengo, was elevated to that of a Duke, thus becoming Duke of Moctezuma, with de Tultengo again added in 1992 by Juan Carlos I.
Descendants of Pedro Tesifón de Moctezuma included (through an illegitimate child of his son Diego Luis) General Jerónimo Girón-Moctezuma, 3rd Marquess de las Amarilas (1741–1819), a ninth-generation descendant of Moctezuma II, who was commander of the Spanish forces at the Battle of Fort Charlotte, and his grandson, Francisco Javier Girón y Ezpeleta, 2nd Duke of Ahumada and 5th Marquess of the Amarillas who was the founder of the Guardia Civil in Spain. Other holders of Spanish noble titles that descend from the Aztec emperor include Dukes of Atrisco.
Indigenous mythology and folklore
Many indigenous peoples in Mexico are reported to worship deities named after the Aztec ruler, and often a part of the myth is that someday the deified Moctezuma shall return to vindicate his people. In Mexico, the contemporary Pames, Otomi, Tepehuán, Totonac, and Nahua peoples are reported to worship earth deities named after Moctezuma. His name also appears in Tzotzil Maya ritual in Zinacantán where dancers dressed as a rain god are called "Moctezumas".
Hubert Howe Bancroft, writing in the 19th century (Native Races, Volume #3), speculated that the name of the historical Aztec emperor Moctezuma had been used to refer to a combination of different cultural heroes who were united under the name of a particularly salient representative of Mesoamerican identity.
Symbol of indigenous leadership
As a symbol of resistance against the Spanish, the name of Moctezuma has been invoked in several indigenous rebellions. One such example was the rebellion of the Virgin Cult in Chiapas in 1721, where the followers of the Virgin Mary rebelled against the Spanish after having been told by an apparition of the virgin that Moctezuma would be resuscitated to assist them against their Spanish oppressors. In the Quisteil rebellion of the Yucatec Maya in 1761, the rebel leader Jacinto Canek reportedly called himself "Little Montezuma".
Portrayals and cultural references
Art, music, and literature
The Aztec emperor is the title character in several 18th-century operas: Motezuma (1733) by Antonio Vivaldi; Motezuma (1771) by Josef Mysliveček; Montezuma (1755) by Carl Heinrich Graun; and Montesuma (1781) by Niccolò Antonio Zingarelli. He is also the subject of Roger Sessions' dodecaphonic opera Montezuma (1963), and the protagonist in the modern opera La Conquista (2005) by Italian composer Lorenzo Ferrero, where his part is written in the Nahuatl language.
Numerous other works of popular culture have mentioned or referred to Moctezuma:
Moctezuma (spelled Montezuma) is portrayed in Lew Wallace's first novel The Fair God (1873). He is portrayed as influenced by the belief that Cortés was Quetzalcoatl returned, and as a weak and indecisive leader, saving the conquistadores from certain defeat in one battle by ordering the Aztecs to stop.
The Marines' Hymn's opening line "From the Halls of Montezuma" refers to the Battle of Chapultepec in Mexico City during the Mexican–American War, 1846–1848.
Montezuma is mentioned in Neil Young's song "Cortez the Killer", from the 1975 album Zuma (the title of which is also believed to derive from "Montezuma"). The song's lyrics paint a heavily romanticized portrait of Montezuma and his empire.
On the facade of the Royal Palace of Madrid there is a statue of the emperor Moctezuma II, along with another of the Inca emperor Atahualpa, among the statues of the kings of the ancient kingdoms that formed Spain.
In the alternate history of Randall Garrett's Lord Darcy stories, where the Aztecs were conquered by an Anglo-French Empire rather than by Spain, Moctezuma II was converted to Christianity and retained his rule of Mexico as a vassal of the London-based king, and Moctezuma's descendants were still ruling in this capacity in the equivalent of the 20th century.
The video game Age of Empires II: The Conquerors contains a six-chapter campaign titled "Montezuma".
Other references
Moctezuma River and Mount Moctezuma, a volcano in Mexico City, are named after him.
Montezuma Falls in Tasmania is named after him.
Cuauhtémoc Moctezuma Brewery, a brewery of Heineken International in Monterrey, Mexico, is named after Moctezuma II and his nephew, Cuauhtémoc.
Montezuma Castle and Montezuma Well, 13th-century Sinagua dwellings in central Arizona, were named by 19th-century American pioneers who mistakenly thought they were built by the Aztecs.
Montezuma is a playable ruler for the Aztec in several of the video games of the Civilization series.
Several species of animals and plants such as Montezuma quail, Montezuma oropendola, Argyrotaenia montezumae, and Pinus montezumae have been named after him.
An elementary school in Albuquerque, New Mexico is named Montezuma Elementary School, after him.
"Montezuma's Revenge" is a colloquialism for traveler's diarrhea in visitors to Mexico. The urban legend states that Montezuma II initiated the onslaught of diarrhea on "gringo" travelers to Mexico in retribution for the slaughter and subsequent enslavement of the Aztec people by Hernán Cortés in 1521.
See also
Historic recurrence
List of unsolved murders
Moctezuma I
Moctezuma's Table
Montezuma's headdress
Qualpopoca
Emperor
Notes
References
Further reading
Primary sources
Secondary sources
External links
A reconstructed portrait of Motecuhzoma Xocoyotzin, based on historical sources, in a contemporary style.
Tenochca tlatoque
02
16th-century monarchs in North America
15th-century indigenous people of the Americas
16th-century indigenous people of the Americas
16th-century Mexican people
1460s births
1520 deaths
16th-century murdered monarchs
1520 crimes
1500s in the Aztec civilization
1510s in the Aztec civilization
1520s in the Aztec civilization
15th century in the Aztec civilization
16th century in the Aztec civilization
1520 in North America
Dethroned monarchs
|
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United States v. Microsoft Corporation, 253 F.3d 34 (D.C. Cir. 2001) is a noted American antitrust law case in which the U.S. government accused Microsoft of illegally maintaining its monopoly position in the personal computer (PC) market primarily through the legal and technical restrictions it put on the abilities of PC manufacturers (OEMs) and users to uninstall Internet Explorer and use other programs such as Netscape and Java. At trial, the district court ruled that Microsoft's actions constituted unlawful monopolization under Section 2 of the Sherman Antitrust Act of 1890, and the U.S. Court of Appeals for the D.C. Circuit affirmed most of the district court's judgments.
The plaintiffs alleged that Microsoft had abused monopoly power on Intel-based personal computers in its handling of operating system and web browser integration. The issue central to the case was whether Microsoft was allowed to bundle its flagship Internet Explorer (IE) web browser software with its Windows operating system. Bundling them is alleged to have been responsible for Microsoft's victory in the browser wars as every Windows user had a copy of IE. It was further alleged that this restricted the market for competing web browsers (such as Netscape Navigator or Opera), since it typically took a while to download or purchase such software at a store. Underlying these disputes were questions over whether Microsoft had manipulated its application programming interfaces to favor IE over third-party web browsers, Microsoft's conduct in forming restrictive licensing agreements with original equipment manufacturers (OEMs), and Microsoft's intent in its course of conduct.
Microsoft argued that the merging of Windows and IE was the result of innovation and competition, that the two were now the same product and inextricably linked, and that consumers were receiving the benefits of IE free. Opponents countered that IE was still a separate product which did not need to be tied to Windows, since a separate version of IE was available for Mac OS. They also asserted that IE was not really free because its development and marketing costs may have inflated the price of Windows.
The case was tried before Judge Thomas Penfield Jackson in the United States District Court for the District of Columbia. The DOJ was initially represented by David Boies. Compared to the European decision against Microsoft, the DOJ case is focused less on interoperability and more on predatory strategies and market barriers to entry.
History
By 1984 Microsoft was one of the most successful software companies, with $55 million in 1983 sales. InfoWorld wrote:
The Federal Trade Commission began an inquiry in 1992 over whether Microsoft was abusing its monopoly on the PC operating system market. The commissioners deadlocked with a 2–2 vote in 1993 and closed the investigation, but the Department of Justice led by Janet Reno opened its own investigation on August 21 of that year, resulting in a settlement on July 15, 1994 in which Microsoft consented not to tie other Microsoft products to the sale of Windows but remained free to integrate additional features into the operating system. In the years that followed, Microsoft insisted that Internet Explorer (which, in addition to OEM versions of Windows 95, appeared in the Plus! Pack sold separately) was not a product but a feature which it was allowed to add to Windows, although the DOJ did not agree with this definition.
In its 2008 Annual Report, Microsoft stated:
Trial
The suit began on May 18, 1998, with the U.S. Department of Justice and the Attorneys General of twenty U.S. states (and the District of Columbia) suing Microsoft for illegally thwarting competition in order to protect and extend its software monopoly. In October 1998, the U.S. Department of Justice also sued Microsoft for violating a 1994 consent decree by forcing computer makers to include its Internet browser as a part of the installation of Windows software. While the DOJ was represented by David Boies, the States were separately represented by New York Attorneys General Alan Kusinitz, Gail Cleary and Steve Houck.
Bill Gates was called "evasive and nonresponsive" by a source present at his videotaped deposition. He argued over the definitions of words such as "compete", "concerned", "ask", and "we"; certain portions of the proceeding would later provoke laughter from the judge, when an excerpted version was shown in court. Businessweek reported that "early rounds of his deposition show him offering obfuscatory answers and saying 'I don't recall' so many times that even the presiding judge had to chuckle. Many of the technology chief's denials and pleas of ignorance have been directly refuted by prosecutors with snippets of email Gates both sent and received." Intel Vice-President Steven McGeady, called as a witness, quoted Paul Maritz, a senior Microsoft vice president, as having stated an intention to "extinguish" and "smother" rival Netscape Communications Corporation and to "cut off Netscape's air supply" by giving away a clone of Netscape's flagship product for free.
A number of videotapes were submitted as evidence by Microsoft during the trial, including one that demonstrated that removing Internet Explorer from Microsoft Windows caused slowdowns and malfunctions in Windows. In the videotaped demonstration of what then-Microsoft vice president Jim Allchin stated to be a seamless segment filmed on one PC, the plaintiff noticed that some icons mysteriously disappear and reappear on the PC's desktop, suggesting that the effects might have been falsified. Allchin admitted that the blame for the tape problems lay with some of his staff. "They ended up filming it—grabbing the wrong screen shot", he said of the incident. Later, Allchin re-ran the demonstration and provided a new videotape, but in so doing Microsoft dropped the claim that Windows is slowed down when Internet Explorer is removed. Mark Murray, a Microsoft spokesperson, berated the government attorneys for "nitpicking on issues like video production". Microsoft submitted a second inaccurate videotape into evidence later the same month as the first. The issue in question was how easy or hard it was for America Online users to download and install Netscape Navigator onto a Windows PC. Microsoft's videotape showed the process as being quick and easy, resulting in the Netscape icon appearing on the user's desktop. The government produced its own videotape of the same process, revealing that Microsoft's videotape had conveniently removed a long and complex part of the procedure and that the Netscape icon was not placed on the desktop, requiring a user to search for it. Brad Chase, a Microsoft vice president, verified the government's tape and conceded that Microsoft's own tape was falsified.
When the judge ordered Microsoft to offer a version of Windows which did not include Internet Explorer, Microsoft responded that the company would offer manufacturers a choice: one version of Windows that was obsolete, or another that did not work properly. The judge asked, "It seemed absolutely clear to you that I entered an order that required that you distribute a product that would not work?" David Cole, a Microsoft vice president, replied, "In plain English, yes. We followed that order. It wasn't my place to consider the consequences of that."
Gates and his successor as CEO Steve Ballmer were so worried about the outcome of the case that they discussed leaving Microsoft "if they really screw the company that badly, really just split it up in a totally irrational way", Gates recalled. Microsoft vigorously defended itself in the public arena, arguing that its attempts to "innovate" were under attack by rival companies jealous of its success, and that government litigation was merely their pawn (see public choice theory). A full-page ad run in The Washington Post and The New York Times on June 2, 1999, by The Independent Institute delivered "An Open Letter to President Clinton From 240 Economists On Antitrust Protectionism." It said, in part, "Consumers did not ask for these antitrust actions – rival business firms did. Consumers of high technology have enjoyed falling prices, expanding outputs, and a breathtaking array of new products and innovations. ... Increasingly, however, some firms have sought to handicap their rivals by turning to government for protection. Many of these cases are based on speculation about some vaguely specified consumer harm in some unspecified future, and many of the proposed interventions will weaken successful U.S. firms and impede their competitiveness abroad."
Judgment
Judge Thomas Penfield Jackson issued his findings of fact on November 5, 1999, which stated that Microsoft's dominance of the x86-based personal computer operating systems market constituted a monopoly, and that Microsoft had taken actions to crush threats to that monopoly, including Apple, Java, Netscape, Lotus Software, RealNetworks, Linux, and others. Judgment was split in two parts. On April 3, 2000, he issued his conclusions of law, according to which Microsoft had committed monopolization, attempted monopolization, and tying in violation of Sections 1 and 2 of the Sherman Antitrust Act. Microsoft immediately appealed the decision.
On June 7, 2000, the court ordered a breakup of Microsoft as its remedy. According to that judgment, Microsoft would have to be broken into two separate units, one to produce the operating system, and one to produce other software components.
Appeal
After a notice of appeal was filed in the intermediate appellate court, the D.C. Circuit Court of Appeals, the district (trial) court certified appeal directly to the U.S. Supreme Court under 15 U.S.C. §29(b), which gives the Supreme Court jurisdiction to hear direct appeals from the district court in certain antitrust cases initiated by the federal government if "the district judge who adjudicated the case enters an order stating that immediate consideration of the appeal by the Supreme Court is of general public importance in the administration of justice." The states also filed a petition for certiorari before judgment in the Supreme Court, which requested that the Supreme Court hear their appeals from the district court's decision without proceeding first through the court of appeals. However, the Supreme Court declined to hear the federal government's appeal, remanding the case to the court of appeals, and also denied the states' petition for certiorari before judgment.
The D.C. Circuit Court of Appeals overturned Judge Jackson's rulings against Microsoft. This was partly because the appellate court had adopted a "drastically altered scope of liability" under which the remedies could be taken, and also partly due to the embargoed interviews Judge Jackson had given to the news media while he was still hearing the case, in violation of the Code of Conduct for US Judges. Judge Jackson did not attend the D.C. Circuit Court of Appeals hearing, in which the appeals court judges accused him of unethical conduct and determined he should have recused himself from the case.
Judge Jackson's response to this was that Microsoft's conduct itself was the cause of any "perceived bias"; Microsoft executives had, according to him, "proved, time and time again, to be inaccurate, misleading, evasive, and transparently false. ... Microsoft is a company with an institutional disdain for both the truth and for rules of law that lesser entities must respect. It is also a company whose senior management is not averse to offering specious testimony to support spurious defenses to claims of its wrongdoing."However, the appeals court did not overturn the findings of fact. Although the D.C. Circuit found that it was possible to examine high-tech industries with traditional antitrust analysis, the court announced a new and permissive liability rule that repudiated the Supreme Court's dominant rule of per se illegality for tie-ins, due to the court's concern for the dynamic effects that a per se rule would have on innovation. The D.C. Circuit remanded the case for consideration of a proper remedy under a more limited scope of liability. Judge Colleen Kollar-Kotelly was chosen to hear the case.
The DOJ announced on September 6, 2001 that it was no longer seeking to break up Microsoft and would instead seek a lesser antitrust penalty. Microsoft decided to draft a settlement proposal allowing PC manufacturers to adopt non-Microsoft software.
Settlement
On November 2, 2001, the DOJ reached an agreement with Microsoft to settle the case. The proposed settlement required Microsoft to share its application programming interfaces with third-party companies and appoint a panel of three people who would have full access to Microsoft's systems, records, and source code for five years in order to ensure compliance. However, the DOJ did not require Microsoft to change any of its code nor prevent Microsoft from tying other software with Windows in the future. On August 5, 2002, Microsoft announced that it would make some concessions towards the proposed final settlement ahead of the judge's verdict. On November 1, 2002, Judge Kollar-Kotelly released a judgment accepting most of the proposed DOJ settlement. Nine states (California, Connecticut, Iowa, Florida, Kansas, Minnesota, Utah, Virginia and Massachusetts) and the District of Columbia (which had been pursuing the case together with the DOJ) did not agree with the settlement, arguing that it did not go far enough to curb Microsoft's anti-competitive business practices. On June 30, 2004, the U.S. appeals court unanimously approved the settlement with the Justice Department, rejecting objections that the sanctions were inadequate.
The dissenting states regarded the settlement as merely a slap on the wrist. Industry pundit Robert X. Cringely believed a breakup was not possible, and that "now the only way Microsoft can die is by suicide." Andrew Chin, an antitrust law professor at the University of North Carolina at Chapel Hill who assisted Judge Jackson in drafting the findings of fact, wrote that the settlement gave Microsoft "a special antitrust immunity to license Windows and other 'platform software' under contractual terms that destroy freedom of competition."
Law professor Eben Moglen noted that the way Microsoft was required to disclose its APIs and protocols was useful only for “interoperating with a Windows Operating System Product”, not for implementing support of those APIs and protocols in any competing operating system.
Microsoft’s obligations under the settlement, as originally drafted, expired on November 12, 2007. However, Microsoft later "agreed to consent to a two-year extension of part of the Final Judgments" dealing with communications protocol licensing, and that if the plaintiffs later wished to extend those aspects of the settlement even as far as 2012, it would not object. The plaintiffs made clear that the extension was intended to serve only to give the relevant part of the settlement "the opportunity to succeed for the period of time it was intended to cover", rather than being due to any "pattern of willful and systematic violations".
Criticism
Economist Milton Friedman believed that the antitrust case against Microsoft set a dangerous precedent that foreshadowed increasing government regulation of what was formerly an industry that was relatively free of government intrusion and that future technological progress in the industry will be impeded as a result. In the January 2007 edition of the Business & Economic Research, Jenkins and Bing argue that, contrary to Friedman's concerns, the settlement actually had little effect on Microsoft's behavior. The fines, restrictions, and monitoring imposed were not enough to prevent it from "abusing its monopolistic power and too little to prevent it from dominating the software and operating system industry." They conclude that, remaining dominant and monopolistic after the trial, it had continued to stifle competitors and innovative technology.
Jean-Louis Gassée, CEO of Be Inc., claimed Microsoft was not really making any money from Internet Explorer, and its incorporation with the operating system was due to consumer expectation to have a browser packaged with the operating system. For example, BeOS comes packaged with its web browser, NetPositive. Instead, he argued, Microsoft's true anticompetitive clout was in the rebates it offered to OEMs preventing other operating systems from getting a foothold in the market.
Chris Butts, writing in the Northwestern Journal of Technology and Intellectual Property, highlighted that the United States government recognized the benefits of including a web browser with an operating system. At the appellate level, the U.S. government dropped the claim of tying given that—as laid out in Section 1 of the Sherman Act—it would have had to prove that more harm than good resulted from the instance of tying carried out by Microsoft.
See also
Antitrust, a 2001 film about "NURV", a large software company that presents a fictionalized Microsoft
Browser wars
Criticism of Microsoft
Microsoft Corp. v. Commission
Microsoft litigation
Removal of Internet Explorer
US antitrust law
References
Further reading
Articles
Andrew Chin, Decoding Microsoft: A First Principles Approach, 40 Wake Forest Law Review 1 (2005)
Kenneth Elzinga, David Evans, and Albert Nichols, United States v. Microsoft: Remedy or Malady? 9 Geo. Mason L. Rev. 633 (2001)
John Lopatka and William Page, Antitrust on Internet Time: Microsoft and the Law and Economics of Exclusion, 7 Supreme Court Economic Review 157–231 (1999)
John Lopatka and William Page, The Dubious Search For Integration in the Microsoft Trial, 31 Conn. L. Rev. 1251 (1999)
John Lopatka and William Page, Who Suffered Antitrust Injury in the Microsoft Case?, 69 George Washington Law Review 829-59 (2001)
Alan Meese, Monopoly Bundling In Cyberspace: How Many Products Does Microsoft Sell ? 44 Antitrust Bulletin 65 (1999)
Alan Meese, Don't Disintegrate Microsoft (Yet), 9 Geo. Mason L. Rev. 761 (2001)
Steven Salop and R. Craig Romaine, Preserving Monopoly: Economic Analysis, Legal Standards, and the Microsoft Case, 7 Geo. Mas. L. Rev. 617 (1999)
Howard A. Shelanski and J. Gregory Sidak, Antitrust Divestiture in Network Industries, 68 University of Chicago Law Review 1 (2001)
Books
External links
Final Judgment in U.S. v. Microsoft (injunction including final settlement terms approved by the court) (note that the copy posted on the district court's web site is actually an earlier version that the court declined to approve).
The United States DOJ's website on U.S. v. Microsoft
Microsoft's Antitrust Case, Microsoft News Center
Wired news timeline of the Microsoft antitrust case
ZDnet story on 4th anniversary of Microsoft antitrust case
ZDnet story on proposed concessions
Antitrust & the Internet: Microsoft case archive
"A Case of Insecure Browsing" by Andrew Chin. Raleigh News & Observer, September 30, 2004
Bill Gates deposition video at Microsoft on August 27, 1998 (Windows Media, Ogg Theora and Ogg Vorbis formats)
The Center for the Advancement of Capitalism
Nader 0, Microsoft 0 at Upside Magazine of December 31, 1997
An Interview with Marc Andreessen about Microsoft antitrust litigation and browser wars
United States Court of Appeals for the District of Columbia Circuit cases
United States computer case law
Microsoft criticisms and controversies
United States antitrust case law
Microsoft litigation
2001 in United States case law
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Mary, mother of John Mark is mentioned in the Acts 12:12, which says that, after his escape from prison, Peter went to her house: "When he realized this, he went to the house of Mary, the mother of John whose other name was Mark, where many were gathered together and were praying." This seems to be the only mention of her in the Bible. From this it would appear that Mary's house was a place of assembly for the Apostles and other Christians.
References
Easton's Bible Dictionary, 1897
People in Acts of the Apostles
1st-century Jews
Women in the New Testament
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Merlin (, , ) is a mythical figure prominently featured in the legend of King Arthur and best known as an enchanter or wizard. His usual depiction, based on an amalgamation of historic and legendary figures, was introduced by the 12th-century British author Geoffrey of Monmouth. It is believed that Geoffrey combined earlier tales of Myrddin and Ambrosius, two legendary Briton prophets with no connection to Arthur, to form the composite figure called Merlinus Ambrosius (, ).
Geoffrey's rendering of the character became immediately popular, especially in Wales. Later writers in France and elsewhere expanded the account to produce a fuller image, creating one of the most important figures in the imagination and literature of the Middle Ages.
Merlin's traditional biography casts him as a cambion, a being born of a mortal man, sired by an incubus, from whom he inherits his supernatural powers and abilities, most commonly and notably prophecy and shapeshifting. Merlin matures to an ascendant sagehood and engineers the birth of Arthur through magic and intrigue. Later authors have Merlin serve as the king's advisor and mentor until he disappears from the story after having been bewitched and forever sealed or killed by his student known as the Lady of the Lake after falling madly in love with her, leaving behind a series of prophecies foretelling the events yet to come. He is popularly said to be buried in the magical forest of Brocéliande.
Name
The name "Merlin" is derived from the Brythonic Myrddin, the name of the bard who was one of the chief sources for the later legendary figure. Geoffrey of Monmouth Latinised the name to Merlinus in his works. Medievalist Gaston Paris suggests that Geoffrey chose the form Merlinus rather than the expected *Merdinus to avoid a resemblance to the Anglo-Norman word merde (from Latin merda) for feces. A more plausible suggestion is that 'Merlin' is an adjective and that consequently we should be speaking of "The Merlin", from the French merle meaning 'blackbird', or that the 'many names' deriving from Myrddin stem from the : myriad.
Clas Myrddin or Merlin's Enclosure is an early name for Great Britain stated in the Third Series of Welsh Triads. Celticist A. O. H. Jarman suggests that the Welsh name () was derived from the toponym Caerfyrddin, the Welsh name for the town known in English as Carmarthen. This contrasts with the popular folk etymology that the town was named after the bard. The name Carmarthen is derived from the town's previous Roman name Moridunum, in turn derived from Celtic Brittonic moridunon, 'sea fortress'.
Medieval legend
Geoffrey and his sources
Geoffrey's composite Merlin is based mostly on the North Brythonic poet and seer Myrddin Wyllt, that is "Myrddin the Wild" (known as Merlinus Caledonensis or Merlin Sylvestris in later texts influenced by Geoffrey). Myrddin's legend has parallels with a Welsh and Scottish story of the mad prophet Lailoken (Laleocen), and with Buile Shuibhne, an Irish tale of the wandering insane king Suibhne (Sweeney). In Welsh poetry, Myrddin was a bard driven mad after witnessing the horrors of war, who fled civilization to become a wild man of the wood in the 6th century. He roams the Caledonian Forest, until cured of his madness by Kentigern (Saint Mungo). Geoffrey had Myrddin in mind when he wrote his earliest surviving work, the Prophetiae Merlini ("Prophecies of Merlin", c. 1130), which he claimed were the actual words of the legendary poet, however revealing little about Merlin's background.
Geoffrey was also further inspired by Emrys (Old Welsh: Embreis), a character based in part on the 5th-century historical figure of the Romano-British war leader Ambrosius Aurelianus. When Geoffrey included Merlin in his next work, Historia Regum Britanniae (c. 1136), he supplemented his characterisation by attributing to Merlin stories concerning Ambrosius, taken from one of his primary sources, the early 9th-century Historia Brittonum attributed to Nennius. In Nennius' account, Ambrosius was discovered when the British king Vortigern attempted to erect a tower at Dinas Emrys. More than once, the tower collapsed before completion. Vortigen's wise men advised him that the only solution was to sprinkle the foundation with the blood of a child born without a father. Ambrosius was rumoured to be such a child. When brought before the king, Ambrosius revealed that below the foundation of the tower was a lake containing two dragons battling into each other, representing the struggle between the invading Saxons and the native Celtic Britons. Geoffrey retold the story in his Historia Regum Britanniæ, adding new episodes that tie Merlin with King Arthur and his predecessors. Geoffrey stated that this Ambrosius was also called "Merlin", therefore Ambrosius Merlinus, and kept him separate from Aurelius Ambrosius.
Therefore, Geoffrey's account of Merlin Ambrosius' early life is based on the story from the Historia Brittonum. Geoffrey added his own embellishments to the tale, which he set in Carmarthen, Wales (Welsh: Caerfyrddin). While Nennius' "fatherless" Ambrosius eventually reveals himself to be the son of a Roman consul, Geoffrey's Merlin is begotten by an incubus demon on a daughter of the King of Dyfed (Demetae, today's South West Wales). Usually, the name of Merlin's mother is not stated, but is given as Adhan in the oldest version of the Prose Brut, the text also naming his grandfather as King Conaan. The story of Vortigern's tower is the same; the underground dragons, one white and one red, represent the Saxons and the Britons, and their final battle is a portent of things to come. At this point Geoffrey inserted a long section of Merlin's prophecies, taken from his earlier Prophetiae Merlini. He told two further tales of the character. In the first, Merlin creates Stonehenge as a burial place for Aurelius Ambrosius, bringing the stones from Ireland. In the second, Merlin's magic enables the new British king Uther Pendragon to enter into Tintagel Castle in disguise and to father his son Arthur with his enemy's wife, Igerna (Igraine). These episodes appear in many later adaptations of Geoffrey's account. As Lewis Thorpe notes, Merlin disappears from the narrative subsequently. He does not tutor and advise Arthur as in later versions.
Geoffrey dealt with Merlin again in his third work, Vita Merlini (1150). He based it on stories of the original 6th-century Myrddin, set long after his time frame for the life of Merlin Ambrosius. Geoffrey asserts that the characters and events of Vita Merlini are the same as told in the Historia Regum Britanniae. Here, Merlin survives the reign of Arthur, about the fall of whom he is told by Taliesin. Merlin spends a part of his life as a madman in the woods and marries a woman named Guendoloena (inspired by the male Gwenddoleu ap Ceidio). He eventually retires to observing stars from his esplumoir, a house with seventy windows in the remote woods of Rhydderch. There, he is often visited by Taliesin and by his own sister Ganieda (based on Myrddin's sister Gwenddydd), who has become queen of the Cumbrians and is also endowed with prophetic powers.
Nikolai Tolstoy hypothesized that Merlin is based on a historical personage, probably a 6th-century druid living in southern Scotland. His argument was based on the fact that early references to Merlin describe him as possessing characteristics which modern scholarship (but not that of the time the sources were written) would recognize as druidical, the inference being that those characteristics were not invented by the early chroniclers, but belonged to a real person. If so, the hypothetical Merlin would have lived about a century after the hypothetical historical Arthur. A late version of the Annales Cambriae (dubbed the "B-text", written at the end of the 13th century) and influenced by Geoffrey, records for the year 573, that after "the battle of Arfderydd, between the sons of Eliffer and Gwenddolau son of Ceidio; in which battle Gwenddolau fell; Merlin went mad." The earliest version of the Annales Cambriae entry (in the "A-text", written c. 1100), as well as a later copy (the "C-text", written towards the end of the 13th century) do not mention Merlin. Myrddin/Merlin furthermore shares similarities with the shamanic bard figure of Taliesin, alongside whom he appears in the Welsh Triads and in Vita Merlini, as well as in the poem "The Ymddiddan Myrddin a Thaliesin" ("The Conversation between Myrddin and Taliesin") from The Black Book of Carmarthen.
Later developments
Sometime around the turn of the next century, Robert de Boron retold and expanded on this material in Merlin, an Old French poem presenting itself as the story of Merlin's life as told by Merlin himself to the author. Only a few lines of what is believed to be the original text have survived, but a more popular prose version had a great influence on the emerging genre of Arthurian-themed chivalric romance. In Robert's account, as in Geoffrey's Historia, Merlin is created as a demon spawn, but here explicitly to become the Antichrist intended to reverse the effect of the Harrowing of Hell. This infernal plot is thwarted when a priest named (who is also figuring within the text as the supposedly "actual" author, decades later writing down Merlin's own words in a third-person narration) is contacted by the child's mother. Blaise immediately baptizes the boy at birth, thus freeing him from the power of Satan and his intended destiny. The demonic legacy invests Merlin (already able to speak fluently even as a newborn) with a preternatural knowledge of the past and present, which is supplemented by God, who gives the boy a prophetic knowledge of the future. The text lays great emphasis on Merlin's power to shapeshift, on his joking personality, and on his connection to the Holy Grail, the quest for which he foretells. Inspired by Wace's Roman de Brut, an Anglo-Norman adaptation of Geoffrey's Historia, Merlin was originally a part of a cycle of Robert's poems telling the story of the Grail over the centuries. The narrative of Merlin is largely based on Geoffrey's familiar tale of Vortigern's Tower, Uther's war against the Saxons, and Arthur's conception. What follows is a new episode of the young Arthur's drawing of the sword from the stone, an event orchestrated by Merlin. Merlin also earlier instructs Uther to establish the original order of the Round Table, after creating the table itself. The prose version of Robert's poem was then continued in the 13th-century Merlin Continuation or the Suite de Merlin, describing King Arthur's early wars and Merlin's role in them as he predicts and influences the course of battles (this is depicted in more detail in the recently-found Bristol Merlin fragment). He also helps Arthur in other ways, including providing him with the magic sword Excalibur through a Lady of the Lake. Here too Merlin's shapeshifting powers feature prominently.
The extended prose rendering became the foundation for the Lancelot-Grail, a vast cyclical series of Old French prose works also known as the Vulgate Cycle. Eventually, it was directly incorporated into the Vulgate Cycle as the Estoire de Merlin, also known as the Vulgate Merlin or the Prose Merlin. A further reworking and continuation of the Prose Merlin was included within the subsequent Post-Vulgate Cycle as the Post-Vulgate Suite du Merlin or the Huth Merlin. All these variants have been adapted and translated into several other languages, and further modified. Notably, the Post-Vulgate Suite (along with an earlier version of the Prose Merlin) was the main source for the opening part of Thomas Malory's English-language compilation work Le Morte d'Arthur that formed a now-iconic version of the legend. Compared to his French sources, Malory limited the extent of the negative association of Merlin and his powers, relatively rarely being condemned as demonic by other characters such as King Lot. Conversely, Merlin seems to be inherently evil in the so-called non-cyclic Lancelot, where he was born as the "fatherless child" from not a supernatural rape of a virgin but a consensual union between a lustful demon and an unmarried beautiful young lady, and was never baptized. The Prose Lancelot further relates that, after growing up in the borderlands between Scotland (Pictish lands) and Ireland (Argyll), Merlin "possessed all the wisdom that can come from demons, which is why he was so feared by the Bretons and so revered that everyone called him a holy prophet and the ordinary people all called him their god."
As the Arthurian myths were retold, Merlin's prophetic aspects were sometimes de-emphasised in favour of portraying him as a wizard and an advisor to the young Arthur, sometimes in struggle between good and evil sides of his character, and living in deep forests connected with nature. Through his ability to change his shape, he may appear as a "wild man" figure evoking that of his prototype Myrddin Wyllt, as a civilized man of any age, or even as a talking animal. In the Perceval en prose (also known as the Didot Perceval and too attributed to Robert), where Merlin is the initiator of the Grail Quest, he eventually retires by turning himself into a bird. In the Vulgate Cycle's version of Merlin, his acts include arranging consummation of Arthur's desire for "the most beautiful maiden ever born," Lady Lisanor of Cardigan, resulting in the birth of Arthur's illegitimate son Lohot from before the marriage to Guinevere. But fate cannot always be changed: the Post-Vulgate Cycle has Merlin warn Arthur of how the birth of his other son will bring great misfortune and ruin to his kingdom, which then becomes a self-fulfilling prophecy. Eventually, long after Merlin is gone, his advice to dispose of the baby Mordred through an event evoking the Biblical Massacre of the Innocents leads to the deaths of many, among them Arthur.
The earliest English verse romance concerning Merlin is Of Arthour and of Merlin, which drew from the chronicles and the Vulgate Cycle. In English-language medieval texts that conflate Britain with the Kingdom of England, the Anglo-Saxon enemies against whom Merlin aids first Uther and then Arthur tend to be replaced by the Saracens or simply just invading pagans. Some of the many Welsh works predicting the Celtic revenge and victory over the Saxons have been also reinterpreted as Merlin's (Myrddin's) prophecies, and later used by propaganda of the Welsh-descent king Henry VIII of England in the 16th century. The House of Tudor, which traced their lineage directly to Arthur, interpreted the prophecy of King Arthur's return figuratively as concerning their ascent to the throne of England that they sought to legitimise following the Wars of the Roses.
Many other medieval works dealing with the Merlin legend include an unusual story of the 13th-century Le Roman de Silence. The Prophéties de Merlin (c. 1276) contains long prophecies of Merlin (mostly concerned with 11th to 13th-century Italian history and contemporary politics), some by his ghost after his death, interspersed with episodes relating Merlin's deeds and with assorted Arthurian adventures in which Merlin does not appear at all. Even more political Italian text was Joachim of Fiore's Expositio Sybillae et Merlini, directed against Frederick II, Holy Roman Emperor whom the author regarded as the Antichrist. The earliest Merlin text in German was Caesarius of Heisterbach's Dialogus Miraculorum (1220), originally in Latin. Ulrich Füetrer's 15th-century Buch der Abenteuer presents Merlin as Uter's father, effectively making his grandson Arthur a part-devil too. Conversely, the 13th-14th Italian story collection Il Novellino pictures Merlin as a righteous seer chastising people for their sins.
Tales of Merlin's end
In chivalric romance tradition, Merlin has a major weakness that leads him to his relatively early doom: young beautiful women of femme fatale archetype. His apprentice is often Arthur's half-sister Morgan le Fay (in the Prophéties de Merlin along with Sebile and two other witch queens and the Lady of the Isle of Avalon (Dama di Isola do Vallone); the others who have learnt sorcery from Merlin include the Wise Damsel in the Italian Historia di Merlino, and the male wizard Mabon in the Post-Vulgate Merlin Continuation and the Prose Tristan). While Merlin does share his magic with his apprentices, his prophetic powers cannot be passed on. As for Morgan, she is sometimes depicted as Merlin's lover and sometimes as just an unrequited love interest. Contrary to the many modern works in which they are archenemies, Merlin and Morgan are never opposed to each other in any medieval tradition, other than Morgan forcibly rejecting him in some texts; in fact, his love for Morgan is so great that he even lies to the king in order to save her in the Huth Merlin, which is the only instance of him ever intentionally misleading Arthur. Instead, Merlin's eventual undoing comes from his lusting after another of his female students: the one often named Viviane, among various other names and spellings, including Malory's (or really his editor Caxton's) now-popular form Nimue (originally Nymue). She is also called a fairy (French fee) like Morgan and described as a Lady of the Lake (the "chief Lady of the Lake" in case of Malory's Nimue). Malory's telling of this episode would later become a major inspiration for Romantic authors and artists of the 19th century.
Viviane's character in relation with Merlin is first found in the Lancelot-Grail cycle, after having been inserted into the legend of Merlin by either de Boron or his continuator. There are many different versions of their story. Common themes in most of them include Merlin actually having the prior prophetic knowledge of her plot against him (one exception is the Spanish Post-Vulgate Baladro where his foresight ability is explicitly dampened by sexual desire) but lacking either ability or will to counteract it in any way, along with her using one of his own spells to rid of him. Usually (including in Le Morte d'Arthur), having learnt everything she could from him, Viviane will then also replace the eliminated Merlin within the story, taking up his role as Arthur's adviser and court mage. However, Merlin's fate of either demise or eternal imprisonment, along with his destroyer or captor's motivation (from her fear of Merlin and protecting her own virginity, to her jealously for his relationship with Morgan), is recounted differently in variants of this motif. The exact form of his either prison or grave can be also variably a cave, a hole under a large rock (as in Le Morte d'Arthur), a magic tower, or a tree. These are usually placed within the enchanted forest of Brocéliande, a legendary location often identified as the real-life Paimpont forest in Brittany.
Niniane, as the Lady of the Lake student of Merlin is known as in the Livre d'Artus continuation of Merlin, is mentioned as having broken his heart prior to his later second relationship with Morgan, but here the text actually does not tell how exactly Merlin did vanish, other than relating his farewell meeting with Blaise. In the Vulgate Lancelot, which predated the later Vulgate Merlin, she (aged just 12 at the time) makes Merlin sleep forever in a pit in the forest of Darnantes, "and that is where he remained, for never again did anyone see or hear of him or have news to tell of him." In the Post-Vulgate Suite de Merlin, the young King Bagdemagus (one of the early Knights of the Round Table) manages to find the rock under which Merlin is entombed alive by Niviene, as she is named there. He communicates with Merlin, but is unable to lift the stone; what follows next is supposedly narrated in the mysterious text Conte del Brait (Tale of the Cry). In the Prophéties de Merlin version, his tomb is unsuccessfully searched for by various parties, including by Morgan and her enchantresses, but cannot be accessed due to the deadly magic traps around it, while the Lady of the Lake comes to taunt Merlin by asking did he rot there yet. One notably alternate version having a happier ending for Merlin is contained within the Premiers Faits section of the Livre du Graal, where Niniane peacefully confines him in Brocéliande with walls of air, visible only as a mist to others but as a beautiful yet unbreakable crystal tower to him (only Merlin's disembodied voice can escape his prison one last time when speaks to Gawain on the knight's quest to find him), where they will then spend almost every night together as lovers. Besides evoking the final scenes from Vita Merlini, this particular variant of their story also mirrors episodes found in some other texts, wherein Merlin either is an object of one-sided desire by a different amorous sorceress who too (unsuccessfully) plots to trap him or it is actually Merlin himself who traps an unwilling lover with his magic.
Unrelated to the legend of the Lady of the Lake, other purported sites of Merlin's burial include a cave deep inside Merlin's Hill (), outside Carmarthen. Carmarthen is also associated with Merlin more generally, including through the 13th-century manuscript known as the Black Book and the local lore of Merlin's Oak. In North Welsh tradition, Merlin retires to Bardsey Island (), where he lives in a house of glass () with the Thirteen Treasures of the Island of Britain (). One site of his tomb is said to be Marlborough Mound in Wiltshire, known in medieval times as Merlebergia (the Abbot of Cirencester wrote in 1215: "Merlin's tumulus gave you your name, Merlebergia"). Another site associated with Merlin's burial, in his 'Merlin Silvestris' aspect, is the confluence of the Pausalyl Burn and River Tweed in Drumelzier, Scotland. The 15th-century Scotichronicon tells that Merlin himself underwent a triple-death, at the hands of some shepherds of the under-king Meldred: stoned and beaten by the shepherds, he falls over a cliff and is impaled on a stake, his head falls forward into the water, and he drowns. The fulfilment of another prophecy, ascribed to Thomas the Rhymer, came about when a spate of the Tweed and Pausayl occurred during the reign of the Scottish James VI and I on the English throne: "When Tweed and Pausayl meet at Merlin's grave, / Scotland and England one king shall have."
Modern fiction
Merlin and stories involving him have continued to be popular from the Renaissance to the present day, especially since the renewed interest in the legend of Arthur in modern times. As noted by Arthurian scholar Alan Lupack, "numerous novels, poems and plays centre around Merlin. In American literature and popular culture, Merlin is perhaps the most frequently portrayed Arthurian character." Diverting from his traditional role in the legends, Merlin is sometimes portrayed as a villain, as in Mark Twain's humorous novel A Connecticut Yankee in King Arthur's Court (1889).
See also
2598 Merlin, an asteroid named in honour of the legendary figure
Merlin's Cave, a location under Tintagel Castle
Notes
References
Bibliography
External links
Merlin: Texts, Images, Basic Information, Camelot Project at the University of Rochester. Numerous texts and art concerning Merlin
Timeless Myths: The Many Faces of Merlin
BBC audio file of the "Merlin" episode of In Our Time
Prose Merlin, Introduction and Text (the University of Rochester TEAMS Middle English text series) edited by John Conlea, 1998. A selection of many passages of the prose Middle English translation of the Vulgate Merlin with connecting summary. The sections from "The Birth of Merlin to "Arthur and the Sword in the Stone" cover Robert de Boron's Merlin
Of Arthour and of Merlin translated and retold in modern English prose, the story from Edinburgh, National Library of Scotland MS Advocates 19.2.1 (the Auchinleck MS) (from the Middle English of the Early English Text Society edition: O D McCrae-Gibson, 1973, Of Arthour and of Merlin, 2 vols, EETS and Oxford University Press)
Arthurian characters
Characters in works by Geoffrey of Monmouth
Druids
English folklore
Fictional astronomers
Fictional characters who use magic
Fictional characters with neurological or psychological disorders
Fictional depictions of the Antichrist
Fictional half-demons
Fictional humanoids
Fictional offspring of rape
Fictional prophets
Fictional owls
Fictional shapeshifters
Holy Grail
Legendary Welsh people
Literary archetypes by name
Male characters in film
Male characters in literature
Male characters in television
People whose existence is disputed
Supernatural legends
Wizards in fiction
|
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] |
A monolithic kernel is an operating system architecture where the entire operating system is working in kernel space. The monolithic model differs from other operating system architectures (such as the microkernel architecture) in that it alone defines a high-level virtual interface over computer hardware. A set of primitives or system calls implement all operating system services such as process management, concurrency, and memory management. Device drivers can be added to the kernel as modules.
Loadable modules
Modular operating systems such as OS-9 and most modern monolithic operating systems such as OpenVMS, Linux, BSD, SunOS, AIX, and MULTICS can dynamically load (and unload) executable modules at runtime.
This modularity of the operating system is at the binary (image) level and not at the architecture level. Modular monolithic operating systems are not to be confused with the architectural level of modularity inherent in server-client operating systems (and its derivatives sometimes marketed as hybrid kernel) which use microkernels and servers (not to be mistaken for modules or daemons).
Practically speaking, dynamically loading modules is simply a more flexible way of handling the operating system image at runtime—as opposed to rebooting with a different operating system image. The modules allow easy extension of the operating systems' capabilities as required. Dynamically loadable modules incur a small overhead when compared to building the module into the operating system image.
However, in some cases, loading modules dynamically (as-needed) helps to keep the amount of code running in kernel space to a minimum; for example, to minimize operating system footprint for embedded devices or those with limited hardware resources. Namely, an unloaded module need not be stored in scarce random access memory.
Monolithic architecture examples
Unix kernels
BSD
FreeBSD
NetBSD
OpenBSD
MirOS BSD
SunOS
UNIX System V
AIX
HP-UX
Solaris
OpenSolaris / illumos
Unix-like kernels
Linux
DOS
DR-DOS
MS-DOS
Microsoft Windows 9x series (95, 98, 98 SE, ME)
FreeDOS
OpenVMS
TempleOS
XTS-400
z/TPF
See also
Exokernel
Hybrid kernel
Kernel (operating system)
Microkernel
Nanokernel
Tanenbaum–Torvalds debate
References
|
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] |
Mystery Science Theater 3000 (abbreviated as MST3K) is an American television comedy series created by Joel Hodgson. The show premiered on KTMA-TV (now WUCW) in Minneapolis, Minnesota, on November 24, 1988. It was later broadcast on The Comedy Channel/Comedy Central for seven seasons until its cancellation in 1996. Thereafter, it was picked up by The Sci-Fi Channel and aired for three more seasons until another cancellation in August 1999. A 60-episode syndication package titled The Mystery Science Theater Hour was produced in 1993 and broadcast on Comedy Central and syndicated to TV stations in 1995. In 2015, Hodgson led a crowdfunded revival of the series with 14 episodes in its eleventh season, first released on Netflix on April 14, 2017, with another six-episode season following on November 22, 2018. A second successful crowdfunding effort in 2021 will bring at least 13 additional episodes to be shown through the Gizmoplex, an online platform that Hodgson will develop for future MST3K works starting in March 2022. , 217 episodes and a feature film have been produced as well as three live tours.
The show initially starred Hodgson as Joel Robinson, a janitor trapped by two mad scientists ("The Mads") on the Earth-orbiting Satellite of Love, and forced to watch a series of B movies in order to monitor his reaction to them. To keep his sanity, Joel crafts sentient robot companions, including Tom Servo, Crow T. Robot, and Gypsy, to keep him company and help him humorously comment on each movie as it plays, a process known as riffing. Each two-hour episode would feature a single movie (often edited for time constraints), sometimes preceded by various old shorts and educational films, with Joel, Tom, and Crow watching in silhouette from a row of theater seats at the bottom of the screen. These "theater segments" were framed with interstitial sketches called "host segments". The show's cast changed over its duration; most notably, the character of Joel was replaced by Mike Nelson (played by Michael J. Nelson) halfway through the show's fifth season. Other cast members, most of whom were also writers for the show, include Trace Beaulieu, Josh Weinstein, Jim Mallon, Kevin Murphy, Frank Conniff, Mary Jo Pehl, Bill Corbett, Paul Chaplin, and Bridget Jones Nelson. The 2017 revival features a primarily new cast, including Jonah Ray who plays the new human test subject Jonah Heston, along with Felicia Day and Patton Oswalt as "The Mads" and Baron Vaughn, Hampton Yount, and Rebecca Hanson voicing Tom Servo, Crow T. Robot, and Gypsy, respectively. Season 13 brings back this cast while integrating Emily Connor, played by Emily Marsh, from the live tours in this era.
MST3Ks original run did not garner high viewership numbers. However, the show's popularity spread through online word-of-mouth by its fans known as "MSTies" or "Mysties" (who would remind others to "Keep circulating the tapes"), frequent repeats, syndication, and home media offerings produced by Rhino Entertainment. Currently, this popularity continues through Shout! Factory, who along with Hodgson, now own the rights to the show and supported the revived series. MST3K was listed as one of Time magazine's "100 Best TV Shows of All-TIME" in 2007, and TV Guide has noted MST3K as one of the top cult television shows. The show won a Peabody Award in 1993, was also nominated for two Emmy Awards in 1994 and 1995, and for the CableACE Award from 1992 to 1997. The show was considered highly influential, contributing towards the practice of social television, and former cast members launched similar projects based on the riffing of films, including The Film Crew, RiffTrax (ongoing as of 2021), and Cinematic Titanic. MST3K also brought to light several older movies that had fallen into obscurity or had received little or no public attention when originally released. Many of these films were subsequently identified as among the worst movies ever made, most notably Manos: The Hands of Fate.
Premise
While the cast of MST3K changed throughout its history, the basic premise of the show remains consistent: a human test subject—first Joel Robinson (Joel Hodgson), then Mike Nelson (Michael J. Nelson), and most recently Jonah Heston (Jonah Ray)—has been imprisoned aboard the spacecraft Satellite of Love by mad scientists (collectively called "The Mads") and is forced to watch a series of bad movies in order to find one that will drive the test subject insane.
In an attempt to keep his sanity, Joel built sentient robots ("the bots") from parts aboard the Satellite of Love, and they subsequently remained aboard with Joel's successors as test subjects. The Bots include Tom Servo, Crow T. Robot, Gypsy - later renamed to GPC - who is in charge of satellite operations, and Cambot, the silent recorder of the experiments. Crow and Servo join the human test subject in watching the film in the satellite's theater. To keep from going mad, the trio frequently comment and wisecrack during the movie, a process known as "riffing". At regular intervals throughout the movie, the hosts leave the theater and return to the bridge of the satellite to perform sketches (commonly called "host segments") that often satirize the film being watched.
Format
The general format of an MST3K episode has remained the same throughout the series' run. Episodes are approximately 90 minutes in running time (excluding commercial breaks) and begin with a short introductory segment in which the human host and the 'bots interact with the Mads before being sent the movie. During Joel Hodgson and Jonah Ray's tenures as hosts (and for a brief period at the start of the Mike Nelson era), the hosts and the Mads engage in an "invention exchange" in which they each show off their latest inventions. Sirens and flashing lights ("Movie Sign") then signal the characters to enter the theater.
In the theater, the human host and 'bots' Tom and Crow sit in a row of theater seats, shown in silhouette along the bottom of the screen, an approach Hodgson called "Shadowramma". The three then riff on the film (which is sometimes accompanied by one or more shorts) as it plays for both them and the audience. Occasionally the silhouette format is used as a source of humor or as a means of creating unobtrusive censor bars for scenes containing nudity. The show transitions into and out of the theater via a "door sequence", a series of six doors that open or close as the camera (presumably Cambot) passes through them.
At regular intervals throughout the episode, the characters leave the theater and perform sketches usually inspired by the events of the film or short being shown, frequently making use of original songs and prop comedy. Some sketches bring in new or recurring characters or other devices; the host would consult an external camera "Rocket Number Nine" to show events happening outside the Satellite, and the "Hexfield Viewscreen" would be used to communicate with other characters from the ship's bridge. At the end of each sketch, "Movie Sign" is triggered again and the characters must re-enter the theater.
During Hodgson's period on the show, the final sketch aboard the Satellite often included reading of fan mail from the "MST3K Info Club". Fan mail readings decreased during Mike Nelson's tenure as host and were dropped entirely once the show moved onto the Sci-Fi Channel. The final sketch of an episode typically ends on the Mads, with the lead Mad asking their lackey to "push the button" to end the transmission and transitioning to the credit sequence. After the credits, a humorous short clip from the featured film (or the accompanying short, on occasion) is replayed as a "stinger" to end the episode.
In November 1993, a limited selection of episodes were repackaged into an hour-long show titled Mystery Science Theater Hour, meant to be better suited for off-network syndication. In these, the original episode was split into two parts of roughly 45 minutes each excluding commercials. New skits leading and ending each episode incorporated Mike Nelson portraying television host Jack Perkins in a parody of Perkins' Biography series in mock flattery of the MST3K episode being shown.
Production history
Concept
Hodgson is credited for devising the show's concept. Prior to the show, Hodgson was an up-and-coming comedian from Minneapolis having moved to Los Angeles and made appearances on Late Night with David Letterman and Saturday Night Live. He had been invited by Brandon Tartikoff to be on a NBC sitcom co-starring Michael J. Fox, but Hodgson felt the material was not funny and declined (the proposed sitcom went unrealized). He further became dissatisfied with the Hollywood attitudes when they tried to double their offer, acquiring what he called a "healthy disrespect" for the industry. He moved back to Minneapolis-St. Paul, taking a job in a T-shirt printing factory that allowed him to conceive of new comedy ideas while he was bored. One such idea was the basis of MST3K, a show to comment humorously on movies and that would also allow him to showcase his own prop comedy-style humor. Hodgson referred to these jokes as "riffs", based both on the idea of musical riffs as well as the idea of comedy riffs, a term he attributes to The Simpsonss writer Dana Gould. In terms of movie selection, Hodgson had recalled that his college roommate had a copy of The Golden Turkey Awards, and he had previously wondered why no one had made any program about these "adorable, weird movies" listed within it.
Hodgson said that part of the idea for MST3K came from the illustration for the song "I've Seen That Movie Too" (drawn by Mike Ross) in the liner notes from Elton John's Goodbye Yellow Brick Road album, showing silhouettes of two people in a theater watching a movie. Hodgson also likened the show's setting to the idea of a pirate radio station broadcasting from space. Hodgson credits Silent Running, a 1972 science-fiction film directed by Douglas Trumbull, as being perhaps the biggest direct influence on the show's concept. The film is set in the future and centers on a human, Freeman Lowell (Bruce Dern), who is the last crew member of a spaceship containing Earth's last surviving forests. His remaining companions consist only of three robot drones. MST3K and the Joel Robinson character occasionally reflected Lowell's hippie-like nature. Hodgson wanted the feel of the show to appear homemade, and cited the example of a crude mountain prop used during the Saturday Night Live sketch "Night on Freak Mountain" that received a humorous reaction from the studio audience as the type of aesthetic he wanted for the show. Hodgson had made dozens of such robots from random parts before as art that he sold to friends and others, and knew he could incorporate that into the show.
Both old movies and music inspired several of the show's character names as developed by Hodgson. The show's name came from the promotional phrase "Mystery Scientist" used by magician Harlan Tarbell and a play on the name of Sun Ra's band, the Myth Science Arkestra. The "3000" was added to spoof the common practice of adding "2000" to show and product names in light of then-upcoming 21st century, and Hodgson thought it would set his show apart to make it "3000". Dr. Forrester was named after the main character of The War of the Worlds. The Satellite of Love was named after the song of the same name by Lou Reed. Crow T. Robot was inspired by the song "Crow" from Jim Carroll's Catholic Boy, while Rocket Number 9's name was inspired by the original name of Sun Ra's album Interstellar Low Ways.
The theater shots, the primary component of an episode, is taped in "Shadowrama". The "seats" were a black-painted foam core board sitting behind the seat (towards the camera) for the host, and stages for the Crow and Tom puppets. The human host wore black clothing while the robot puppets were painted black; the screen they watched was a white luma key screen as to create the appearance of silhouettes. The actors would follow the movie and the script through television monitors located in front of them, as to create the overall theater illusion.
The "door sequence" was created to transition from host segments to the theater segments, which Hodgson took inspiration from the Mickey Mouse Club, noting that the commonality to the title credits of Get Smart were coincidental. In devising this sequence, this also led to Beaulieu creating the dogbone-like shape of the Satellite of Love with additional inspiration taken from the bone-to-ship transition in the film 2001: A Space Odyssey. Hodgson had wanted to use a "motivated camera" for taping, a concept related to motivated lighting; in this mode, all the shots would appear to have been taken from an actual camera that was part of the scene to make the scene appear more realistic. This led to the creation of Cambot as a robot that the host would speak to during host segments or recording them while in the theater, and Rocket Number Nine to show footage outside of the Satellite of Love.
The show's theme song, the "Love Theme from Mystery Science Theater 3000", was written by Hodgson and Weinstein, which helped to cement some of the broader narrative elements of the show, such as the Mads and Joel being part of an experiment. The song was composed by Charlie Erickson with help from Hodgson in the style of Devo, The Replacements, and The Rivieras (particularly their cover of the song "California Sun") and sung by Hodgson. Initial shows used foam letters to make the show's title, but they later created the spinning-moon logo out of a 2-foot (0.6m) diameter fiberglass ball, covered with foam insulation and the lettering cut from additional foam pieces. Hodgson felt they needed a logo with the rotating effect as opposed to a flat 2D image, and though they had envisioned a more detailed prop, with the letters being the tops of buildings on this moon, they had no time or budget for a project of that complexity and went with what they had. Musical numbers would also be used as part of the host segments, which Hodgson said came out naturally from the riffing process; they would find themselves at times singing along with the movie instead of just riffing at it, and took that to extend songs into the host segments.
KTMA era (1988–1989)
Hodgson approached Jim Mallon, at the time the production manager of KTMA, a low-budget local television station, with his idea of a show based on riffing on movies, using robots that were created out of common objects. Mallon agreed to help produce a pilot episode, and Hodgson hired on local area comedians J. Elvis Weinstein (initially going by Josh Weinstein but later changed to J. Elvis as to distinguish himself from Josh Weinstein, a well-known writer for The Simpsons) and Trace Beaulieu to develop the pilot show. By September 1988, Hodgson, Mallon, Weinstein, and Beaulieu shot a 30-minute pilot episode, using segments from the 1968 science-fiction film The Green Slime. The robots and the set were built by Hodgson in an all-nighter. Joel watched the movie by himself, and was aided during the host segments by his robots, Crow (Beaulieu), Beeper, and Gypsy (Weinstein). Hodgson used the narrative that his character named "Joel Hodgson" (not yet using his character name of Robinson) had built the Satellite of Love and launched himself into space. Camera work was by Kevin Murphy, who was employed by KTMA. Murphy also created the first doorway sequence and theater seat design. These initial episodes were recorded at the long since-defunct Paragon Cable studios and customer service center in Hopkins, Minnesota. On review, Hodgson found that of the robots, Beeper's design was not working well, and tried a quick modification by replacing its head with a toy gumball machine top, creating the basis of Tom Servo.
Mallon met with KTMA station manager Donald O'Conner the next month and managed to get signed up for thirteen episodes. Show production was generally done on a 24-hour cycle, starting with Mallon offering a few films from KTMA's library for the writers to select from. Riffing in these episodes was ad-libbed during taping using notes made during preliminary viewings of the selected film. The show had some slight alterations from the pilot — the set was lit differently, the robots (now Crow, Servo and Gypsy) joined Joel in the theater, and a new doorway countdown sequence between the host and theater segments was shot. The puppeteers worked personalities into their robots: Crow (Beaulieu) was considered a robotic Groucho Marx, Tom Servo (Weinstein) as a "smarmy AM radio DJ", and Gypsy (Mallon) modeled after Mallon's mother who had a "heart of gold" but would become disoriented when confronted with a difficult task. The development of the show's theme song would lead to establishing elements for the show's ongoing premise, with Hodgson now portraying himself as the character Joel Robinson.
Mystery Science Theater 3000 premiered on KTMA at 6:00 p.m. on Thanksgiving Day, November 24, 1988 with its first episode, Invaders from the Deep, followed by a second episode, Revenge of the Mysterons from Mars at 8:00 p.m. The choice of running the premiere on Thanksgiving was by happenstance, as the station felt the show was ready to go at that point, according to Hodgson. Initially, the show's response was unknown, until Mallon set up a phone line for viewers to call in. Response was so great that the initial run of 13 episodes was extended to 21, with the show running to May 1989. Hodgson and Mallon negotiated to secure the rights for the show for themselves, creating Best Brains, Inc., agreeing to split ownership of the idea equally. During this time a fan club was set up and the show held its first live show at Scott Hansen's Comedy Gallery in Minneapolis, to a crowd of over 600.
Despite the show's success, the station's overall declining fortunes forced it to file for bankruptcy reorganization in July 1989. At the same time, HBO was looking to build a stable of shows for their upcoming Comedy Channel cable network. HBO approached Best Brains and requested a sample of their material. Hodgson and Mallon provided a seven-minute demo reel, which led to the network greenlighting MST3K as one of the first two shows picked up by the new network.
Comedy Channel/Comedy Central era (1989–1996)
The Comedy Channel offered Best Brains $35,000 per episode but allowed Best Brains to retain the show's rights. Best Brains was also able to keep production local to Minnesota instead of the network's desire to film in New York City or Los Angeles, as it would have cost four times more per episode, according to Hodgson. Best Brains established an office and warehouse space in Eden Prairie for filming. With an expanded but still limited budget, they were able to hire more writers, including Mike Nelson, Mary Jo Pehl, and Frank Conniff, and build more expansive sets and robot puppets. They created the characters of Dr. Forrester (Beaulieu) and Dr. Erhardt (Weinstein) and crafted the larger narrative of each episode being an "experiment" they test on Joel. The show began its national run shortly after the Comedy Channel went on the air in November 1989.
MST3K was considered Comedy Channel's signature program, generating positive press about the show despite the limited availability of the cable channel nationwide. After the second season, The Comedy Channel and rival comedy cable network HA! merged to become CTV: The Comedy Network (later changed to Comedy Central). During this period, MST3K became the newly merged cable channel's signature series, expanding from 13 to 24 episodes a year. To take advantage of the show's status, Comedy Central ran "Turkey Day", a 30-hour marathon of MST3K episodes during Thanksgiving 1991. The name of the event was not only inspired by the traditional turkey meal served on Thanksgiving, but also by use of "Turkey" from The Golden Turkey Awards to represent bad movies. This tradition would be continued through the rest of the Comedy Central era. Though the show did not draw large audience numbers compared to other programming on Comedy Central, such as reruns of Saturday Night Live, the dedicated fans and attention kept the show on the network.
Mystery Science Theater 3000: The Movie was produced during the later half of the Comedy Central era and had a very limited theatrical release in 1996 through Universal Pictures and Gramercy Pictures. It featured Mike and the bots subjected to the film This Island Earth by Dr. Forrester. Though well received by critics and fans, the film was a financial disappointment due to its limited distribution.
Writing and taping
The cable network was able to provide a wider library of films for Best Brains to riff from. To ensure that they would be able to produce a funny episode, at least one member of the staff would watch the suggested films completely, generally assuring that the movie would be prime for jokes throughout. Conniff stated that he often would have to watch around twenty films in their entirety before selecting one to use for the show. In one specific case, the second-season episode with the 1969 film The Sidehackers, they had only skimmed the first part of the movie before making the decision to use it, and only later discovered that it contained a scene where a female character is brutally raped and murdered. They decided to stay committed to the film, but cut out the offending scene and had to explain the sudden absence of the affected character to the audience. After this, they carefully scrutinized entire films for other such offensive content, and once one was selected and assured the rights, committed to completing the episode with that film. Obtaining the rights was handled by the cable networks. Some licensing required buying film rights in packages, with the selected bad movies included in a catalog of otherwise good films, making the negotiations odd since the network was only interested in the bad film. Other times, the rights to the film were poorly documented, and the network would follow the chain of custody to locate the copyright owner as to secure broadcast rights.
In contrast to the ad-libbing of riffs from KTMA, the riffs were scripted ahead of time by the writers. An average episode (approximately 90 minutes running time) would contain more than 600 such riffs, and some with upwards of 800 riffs. Riffs were developed with the entire writing staff watching the film together several times through, giving off-the-cuff quips and jokes as the film went along, or identifying where additional material would be helpful for the comedy. The best jokes were polished into the script for the show. Riffs were developed to keep in line with the characterization of Joel, Mike, and the 'bots. Further, the writers tried to maintain respect for the films and avoided making negative riffs about them, taking into consideration that Joel, Mike, and the 'bots were companions to the audience while watching the movie, and they did not want to come off sounding like jerks even if the negative riff would be funny. Hodgson stated that their goal in writing riffs is not to ridicule films as some have often mistaken, but to rather instead consider what they are doing as "a variety show built on the back of a movie".
Production of an average episode of MST3K during the Comedy Central period took about five to nine days once the movie was selected and its rights secured. The first few days were generally used for watching the movie and scripting out the riffs and live action segments. The subsequent days were then generally used to start construction of any props or sets that would be needed for the live action segments while the writers honed the script. A full dress rehearsal would then be held, making sure the segments and props worked and fine tuning the script. The host segments would then be taped on one day, and the theater segments on the next. A final day was used to review the completed work and correct any major flaws they caught before considering the episode complete. Live scenes used only practical special effects, and there was minimal post-editing once taping was completed.
Cast changes
Weinstein left the show after the first Comedy Channel season, reportedly in disagreement with Hodgson about moving toward using scripted rather than ad-libbed jokes. Murphy replaced him as the voice of Tom Servo, portraying the 'bot as a cultured individual, while Dr. Erhardt was replaced with TV's Frank (Conniff).
Hodgson decided to leave the series halfway through Season Five due to his dislike of being on camera and his disagreements with producer Mallon over creative control of the program. Hodgson also stated that Mallon's insistence on producing a feature film version of the show led to his departure, giving up his rights on the MST3K property to Mallon. Hodgson later told an interviewer: "If I had the presence of mind to try and work it out, I would rather have stayed. 'Cause I didn't want to go, it just seemed like I needed to." Though they held casting calls for a replacement for Hodgson on camera, the crew found that none of the potential actors really fit the role; instead, having reviewed a test run that Nelson had done with the 'bots, the crew agreed that having Nelson (who had already appeared in several guest roles on the show) replace Hodgson would be the least jarring approach. The replacement of Joel by Mike would lead to an oft-jokingly "Joel vs. Mike flame war" among fans, similar to the "Kirk vs. Picard" discussions in the Star Trek fandom.
Conniff left the show after Season Six, looking to get into writing TV sitcoms in Hollywood. TV's Frank was soon replaced on the show by Dr. Forrester's mother, Pearl (Pehl).
Cancellation
By 1996, Comedy Central had started creating an identity for its network under new leadership of Doug Herzog, which would lead to successful shows like The Daily Show, Win Ben Stein's Money, South Park and Dr. Katz Professional Therapist leaving MST3K as an oddity on the network taking up limited program space. Herzog, though stating that MST3K "helped put the network on the map" and that its fans were "passionate", believed it was necessary to change things around due to the show's declining and lackluster ratings. The network cancelled MST3K after a six-episode seventh season.
Sci-Fi Channel era (1997–1999)
The show staff continued to operate for as long as they still had finances to work with. MST3Ks fan base staged a write-in campaign to keep the show alive. This effort led the Sci-Fi Channel, a subsidiary of USA Networks, to pick up the series. Rod Perth, then-president of programming for USA Networks, helped to bring the show to the Sci-Fi Channel, stating himself to be a huge fan of the show and believing that "the sci-fi genre took itself too seriously and that this show was a great way of lightening up our own presentation".
Writing and production of the show remained relatively unchanged from the Comedy Central period. Before Season Eight commenced filming, Beaulieu opted to leave the show, feeling that anything creative that would be produced by Best Brains would belong to Mallon, and wanted to have more creative ownership himself. To replace Dr. Forrester, two new sidekicks to Pearl were introduced: Professor Bobo (Murphy) and the Observer a.k.a. "Brain Guy" (Corbett). In addition, Corbett took over Crow's voice and puppetry and Best Brains staffer Patrick Brantseg took over Gypsy in the middle of Season Eight. With this replacement, the series' entire original cast had been turned over.
MST3K ran for three more seasons on the Sci-Fi Channel. During the Sci-Fi era, Best Brains found themselves more limited by the network: the pool of available films was smaller and they were required to use science fiction films (as per the network's name and programming focus), and the USA Network executives managing the show wanted to see a story arc and had more demands on how the show should be produced. Conflict between Best Brains and the network executives would eventually lead to the show's second cancellation. Peter Keepnews, writing for The New York Times, noted that the frequent cast changes, as well as the poorer selection of films that he felt were more boring than bizarre in their execution, had caused the show to lose its original appeal. Another campaign to save the show was mounted, including several MST3K fans taking contributions for a full-page ad in the trade publication Daily Variety magazine, but unlike the first effort, this campaign was unsuccessful.
The season 10 finale, Danger: Diabolik, premiered on August 8, 1999, during which, in the show's narrative, Pearl Forrester accidentally sent the Satellite of Love out of orbit, with Mike and the 'bots escaping and taking up residence in an apartment near Milwaukee, where they continue to riff movies. A "lost" episode produced earlier in the season but delayed due to rights issues, Merlin's Shop of Mystical Wonders, was the final season 10 episode of MST3K (and the last of the original run), broadcast on September 12, 1999. Reruns continued to air on the Sci Fi Channel for several years, ending with The Screaming Skull on January 31, 2004. The shows later moved to off-network syndication.
Netflix era revival (2017–2018)
Kickstarter funding
Starting in 2010, Hodgson had been trying to bring back MST3K, spurred on by fan appreciation of the cast and crew 25 years since the show's premiere and the success of his Cinematic Titanic project. Hodgson also considered the timing to be ideal, with non-traditional outlets like Netflix picking up original series, and the success of crowdfunding for entertainment projects. However, Hodgson needed to reacquire the rights to the series, at that point still held by Mallon and Best Brains. By 2013, Hodgson was working closely with Shout! Factory, the distribution company handling the home media releases of MST3K, and completed negotiations with Mallon to buy the rights for MST3K for a seven-figure sum by August 2015, enabling a Kickstarter campaign to fund the revival to move forward. Hodgson felt the Kickstarter approach was necessary so that the show's style and approach would be determined by fans rather than through a network if he had sought traditional broadcast funding, as well as to demonstrate the demand for the show through a successful campaign.
The Kickstarter was launched in November 2015, seeking $2 million for the production of three episodes, with stretch goals with additional funding for 12 total episodes. The Kickstarter effort was led by Ivan Askwith, a consultant who also had worked on the Veronica Mars and Reading Rainbow Kickstarter campaigns. Hodgson estimated each episode would take $250,000 to make, in addition to five-figure movie licensing rights, in contrast to $100,000 needed for the original series. The campaign reached its base funding within a week of its launch. On the final day of the campaign, Hodgson and Shout! ran a streaming telethon which included appearances from the newly selected cast and crew, and various celebrities that supported the revival to help exceed the target funding levels for twelve episodes. The campaign ended on December 11, 2015, with total funding of $5,764,229 from 48,270 backers, with an additional $600,000 in backer add-ons, which allowed Hodgson to plan two more additional episodes, including a Christmas episode, to bring the total season to fourteen episodes. The Kickstarter became the largest one for Film & Video, surpassing the $5.70 million raised for the Veronica Mars film, but was ultimately surpassed in March 2019 for an animated series based on the web series Critical Role.
Casting
Hodgson believed that the revival would need a whole new cast, pointing out that the cast had completely turned over in the original series. Comedian Jonah Ray plays Jonah Heston, the new host aboard the Satellite of Love, watching and riffing on the films. Hodgson had met Ray while recording an episode of The Nerdist Podcast, and felt he would be a good fit. The voices of Crow and Tom Servo are provided by comedians Hampton Yount and Baron Vaughn, respectively, both of whom Ray recommended to Hodgson. Hodgson felt it was important for Ray to have his say on who would play these parts, since it would help Ray be comfortable in the role. Felicia Day plays Kinga Forrester, Clayton Forrester's daughter and one of the new Mads in charge of the experiments, now operating out of a moon base known as "Moon 13". Day had been one of the last to be cast, as Hodgson had scripted out the concept for Forrester's daughter while casting Ray and the others. Hodgson had met Day at the 2015 Salt Lake Comic Con, where she stated her love of MST3K to him. Hodgson had seen Day's performance in shows like The Guild and Dr. Horrible's Sing-Along Blog, and felt she matched his idea for the character he had envisioned. Patton Oswalt plays Kinga's henchman, Max, or as his character prefers to be known, "TV's Son of TV's Frank"; Hodgson had already planned to invite Oswalt, a longtime friend and self-professed MST3K fan, as a special guest writer for an episode of the revived series, but decided during the Kickstarter that he would also be a good fit on-camera. Rebecca Hanson, an alum of The Second City, took the role of Gypsy as well as Synthia, a clone of Pearl Forrester who assists Kinga. Har Mar Superstar leads the "Skeleton Crew", a house band in Kinga's lair.
Pehl, Corbett, and Murphy cameo on the revival, reprising their roles as Pearl, Brain Guy, and Professor Bobo, respectively. Hodgson opened up to the show any of the other cast members to make cameo appearances or aid in the creative process. However, Nelson and Beaulieu stated that they would not be involved with the MST3K revival; Nelson said, "The brand does not belong to me, and I make and have made (almost) zero dollars off it since it stopped production in 1999." Conniff noted on his Twitter that Shout! Factory would be "cutting [the former cast members] in, financially at least" on the profits from the series. In addition, other cameos on the new episodes include Neil Patrick Harris, Jerry Seinfeld, and Mark Hamill as P.T. Mindslap. Weinstein initially stated that he had no interest in returning to the show, but eventually reprised his role as Dr. Laurence Erhardt in the second season of the Netflix revival.
Writing and recording
Hodgson aimed to follow in the pattern of what made for fan-favorite episodes from the original series, borrowing equally from the Joel and Mike eras; he noted there were about 30 episodes that he and fans universally agreed were the show's best, and expected to use these as templates as the basis of the new show. The new episodes include the Invention Exchange that had been part of the Joel era (and some of the Mike era) of the show. Additionally, while not required by the streaming format of Netflix, the new episodes include bumpers that would have wrapped around commercial breaks if shown on network television; Hodgson considered these breaks necessary as a "palate cleanser" as well as to support the narrative for Kinga attempting to commercialize on the MST3K brand.
Behind the scenes, the lead writer was Elliott Kalan, former head writer for The Daily Show with Jon Stewart and host of The Flop House, a podcast about bad movies. Dan Harmon and Joel McHale also wrote for the show, along with the on-screen cast members. Hodgson also brought in guest writers for certain episodes that included Justin Roiland, Rob Schrab, Nell Scovell, Ernie Cline, Pat Rothfuss, Dana Gould, and Tammy Golden. Additionally, Paul & Storm and Robert Lopez composed original songs for the new episodes.
The revival retains the live, handcrafted look from the original, a decision that Hodgson had to set down against others involved in production. Set and prop designers included Wayne White, Pendleton Ward, Rebecca, Justin Jacobs and Steven Sugar, and Guy Davis, while live and practical special effects were planned by Adam Savage. Justin was tasked with creating full sized versions of new robots M. Waverly and Growler. Other returning staff included: Charlie Erickson, who composed the original show's theme song and composed the new show's theme and other musical arrangements; Beth "Beez" McKeever, who worked on the original show's props and designed costumes and props for the new show; Crist Ballas created hair and makeup design; and Paul Chaplin, one of the show's original writers to help write the new shows, along with contributions from Pehl and Corbett. Hodgson himself remained primarily off-camera as the executive producer for the remake, though does appear briefly as Ardy, one of Kinga's henchmen who send Jonah the episode's movie. Hodgson was assisted by Kalan, Richard Foos, Bob Emmer, Garson Foos, Jonathan Stern, and Harold Buchholz. The revival was produced by the companies Satellite of Love, LLC, Alternaversal Productions, and Abominable Pictures.
Production for the new season began on January 4, 2016, with movie selection and script writing. The film selection was narrowed down to about twenty movies as of February 2016, with the rights obtained for about half of them, while Shout! Factory was working to secure worldwide distribution rights for the others. Hodgson noted that the films were more recent than those used on the original series, with "maybe one" from the 1950s/1960s, but did not want to reveal what these films were until the episodes were broadcast as to have the biggest comedic effect on the audience.
Recording and most of the production was completed over September and October 2016 in Los Angeles on a very condensed schedule. In the revival, Ray, Yount, and Vaughn recorded the riffs for all fourteen episodes in a sound studio over a period of a week, allowing them to better synchronize the riffs with the film. This also helped to simplify the process of recording the theater segments, since they then only needed to act out their parts. The 'bots were controlled by multiple puppeteers both in the theater and in skits; Yount and Vaughn used radio-controlled equipment to move the 'bots' mouths, while members from The Jim Henson Company helped with manipulating the bodies, allowing them to achieve effects they could not do in the series' original run such as having Crow appear to walk on his own. All skits for the episodes were completed within a single day, which did not allow them for doing multiple takes unless necessary.
Campaign backers at higher tiers were able to see the first episode at limited "Red Carpet Kickstarter Screening" events shown in a few theaters during February and March 2017. The fourteen episodes were released on Netflix on April 14, 2017, though Kickstarter backers had the opportunity to see the episodes in the days preceding this.
During the 2017 "Turkey Day" Marathon, Hodgson announced that Netflix had greenlit a twelfth season of MST3K. Shooting of the twelfth season started on June 4, 2018 and would have six episodes, written to encourage bingewatching and make the series more amenable to non-fans. Further, they created a stronger narrative in the host segments, so that casual viewers would recognize the series having a definitive start, middle, and end. Other changes included Rob Schrab coming on as co-director, and actress Deanna Rooney, Ray's wife, playing Dr. Donna St. Phibes, a "B-movie monster conservationist" who works with the Mads. Former cast member Weinstein returned to reprise his role as Dr. Erhardt. Hodgson had been trying to also bring back both Beaulieu and Conniff for this season, but could not work out the logistics in time.
The 12th season was broadcast on Netflix on Thanksgiving aka "Turkey Day", November 22, 2018, which coincided with the show's 30th anniversary. To avoid conflicting with the new season's release, the annual Turkey Day Marathon was pushed forward to November 18, 2018.
In November 2019, Hodgson confirmed to Kickstarter backers that the show would not return for a third season on Netflix, but that he would be looking into alternative outlets to carry the show. The two seasons made for Netflix will remain on the service. Ray stated in an April 2020 interview that "Joel's got some ideas in the pipeline, and it's pretty exciting, what he's working on", and expected further news later in the year. Hodgson had praised Netflix for helping to bring new fans to MST3K and said that his production company Alternaversal Productions was still looking for ways to bring the show back through other means, though he did criticize Netflix for forcing an embargo that kept him from providing updates to his fans on the progress on the show until they were ready to announce details.
Gizmoplex era (2021)
On April 7, 2021, Hodgson launched a second Kickstarter campaign to continue production of more MST3K episodes. Given the difficulties with Netflix, Hodgson envisioned a sustainable production approach based on the support of fans and backers who wanted more episodes but without having to worry about the financial support of a broadcast or cable network. In this project, Hodgson set out to produce more episodes and the creation of "The Gizmoplex", an online platform designed to showcase these new episodes as well as reruns of past episodes and live events, presented as another experiment by the Mads. Hodgson said that while the Netflix support was helpful for the prior two seasons, the streamer had required the production team to produce all their episodes at once, which did not work well and resulted in creative burn-out. By using the Gizmoplex approach, the production team would be able to produce new content at their own pace. Further, by establishing the continuation of the show in the Gizmoplex format, MST3K could continue even without Hodgson's involvement, so long as the demand from fans of the show remained.
During the Kickstarter, Hodgson confirmed that due to the name being seen by some as an ethnic slur against Romani and other itinerant peoples, Gypsy was renamed to GPC around 2019.
The Kickstarter surpassed its minimum funding goal of within 25 hours of launch, and ended with over raised, assuring that thirteen regular episodes will be produced, including the series' first 3D episode as well as special Halloween and Christmas episodes. Most of the Netflix series cast — including Ray, Vaughn, Yount, Hanson, Day, and Oswalt — will return to their roles. A new hosting cast will feature Emily Marsh, who had participated in the live tours during the Netflix years, portraying Emily Connor as the test subject, along with other live show performers Conor McGiffin, Nate Begle, and Yvonne Freese voicing Tom, Crow, and GPC 2, respectively; Freese also will perform as Mega Synthia. Hodgson will also reprise his Joel Robinson character for two episodes. Pehl and Weinstein will also reprise their roles as Pearl Forrester and Dr. Laurence Erhardt, respectively, within this block of episodes. Further, Nelson, Murphy, and Corbett of RiffTrax will offer some of their material to be included among the Gizmoplex' archives.
During the annual 2021 Turkey Day Marathon, the first thirteen movies to be riffed as part of the 13th season were announced. These include: Santo in The Treasure of Dracula, Robot Wars, Beyond Atlantis, Munchie, Doctor Mordrid, Demon Squad, Gamera vs. Jiger, The Batwoman, The Million Eyes of Sumuru, H. G. Wells' The Shape of Things to Come, The Mask, The Bubble, and The Christmas Dragon. The season is expected to premiere on March 4, 2022.
Cast
Episodes
The series broadcast between 1988 and 1999 spanned 197 episodes across ten seasons. The 2017 Netflix revival of fourteen episodes (The Return) was followed by six additional episodes (The Gauntlet) the next year.
While the pilot episode of The Green Slime was used to sell the concept to KTMA, it never aired. The initial run of 21 episodes for KTMA were neither rerun nationally nor released onto home video, primarily due to rights issues. For many years, the first three KTMA episodes were considered to be "missing episodes", as no fan copies are known to exist, though master copies of all these episodes reportedly exist according to Mallon. In November 2016, Hodgson reported that master copies of two of the episodes, "Invaders from the Deep" and "Revenge of the Mysterons from Mars", had been found. The episodes were made available to Kickstarter backers of the new series on November 25, 2016.
The credits in the first four seasons on Comedy Central included the phrase "Keep circulating the tapes" to encourage fans to share VHS tapings they made with others (as Comedy Central was not widely distributed then), despite the questionable copyright practice. Though the phrase was removed from the credits due to legal reasons, the concept of "keep circulating the tapes" was held by the show's fans to continue to help introduce others to the show following its broadcast run.
Turkey Day marathons
An annual event in the Comedy Central era was the Turkey Day marathon that ran on or near the Thanksgiving holiday. The marathon would show between six and twelve rebroadcasts of episodes, often with new material between the episodes from the cast and crew. While the show was on Sci-Fi, one Thanksgiving Day marathon of MST3K was held during its first season, but lacked any new interstitial material.
Following its acquisition of the series rights, Shout! Factory has streamed Turkey Day marathons on Thanksgiving since 2013, broadcasting six MST3K episodes and wrapped with introductions from Hodgson alongside other cast members at times. The event was intended to be a one-off, but the fans' reaction to it led Hodgson and Shout! to continue the tradition in subsequent years. The 2015 Turkey Day coincided with the Kickstarter for the show's revival, while the 2016 Turkey Day includes the revival's new host Ray co-hosting alongside Hodgson. The 2017 Turkey Day was hosted by Hodgson, Ray and Felicia Day, and concluded with a surprise announcement that the show had been renewed on Netflix for another season.
Home media
Home video releases of MST3K episodes are complicated by the licensing rights of the featured film and any shorts, and as such many of the nationally televised episodes have not yet been released onto home video. Through the current distributor, Shout! Factory, over 100 of the films have been cleared for home media distribution. With Shout's release of the 39th volume of MST3K episodes in 2017, the company anticipated that only about a dozen episodes out of 197 from the original series' run will never make it to home video due to licensing rights issues of the movies featured.
Original home media releases were issued by Rhino Entertainment, initially starting with single disc releases before switching to semi-regular four-episode volume sets. According to Hodgson, the people at Rhino who were involved in the distribution of MST3K eventually left Rhino and joined Shout!, helping to convince that publisher to acquire the rights from Rhino. Since 2008, all releases of MST3K have been through Shout! (including some reprints of the first Rhino volume set) and have typically been multi-episode volumes or themed packs.
In 2014, 80 episodes of the show were made available for purchase or rental on the video streaming site Vimeo. Shout! has uploaded some episodes to YouTube with annotations, as documented by The Annotated MST fansite, to explain some of the sources of the jokes in the riffs. In February 2015, Shout! launched its own streaming service, Shout! Factory TV, of which selected episodes of MST3K were included on the service. Selected episodes were also made available on demand through RiffTrax starting in November 2015. Twenty episodes from previous MST3K seasons were released by Netflix in all regions in anticipation of the revival series.
All episodes of Season 11 were released on a DVD/Blu-Ray box set on April 17, 2018, which includes a documentary behind the making of the first revival season.
Adaptations
Syndication
In 1993, the show's staff selected 30 episodes to split into 60 one-hour segments for The Mystery Science Theater Hour. The repackaged series' first-run airings of these half-shows ran from November 1993 to July 1994. Reruns continued through December 1994, and it was syndicated to local stations from September 1995 to September 1996, allowing stations to run the series in a one-hour slot, or the original two hour version. MST3K returned to television for the first time in ten years in July 2014, when RetroTV began broadcasting the series on Saturday nights, with an encore on Sunday evenings. The following year, they started showing on PBS member stations. In the summer of 2016, Sinclair Broadcast Group and MGM's joint venture sci-fi network Comet picked up the series for a weekly Sunday night double-run; by coincidence, Sinclair's CW station, WUCW in the Twin Cities, which had originated the series when it was KTMA-TV, carries Comet on their second subchannel, returning the series to its original home for the first time in 27 years. The show premiered on IFC on January 7, 2020. It also airs on Z Living.
Feature film
In 1996, Universal Pictures under the Gramercy Pictures Label released Mystery Science Theater 3000: The Movie, a film adaptation in which Mike and the bots riffed This Island Earth. The film was released on DVD in the United States by Image Entertainment. Universal re-released the film on DVD on May 6, 2008, with a new anamorphic widescreen transfer, Dolby Digital 5.1 Surround Sound mix and the film's original trailer.
Print
In 1996, the book, The Amazing Colossal Episode Guide (written by many of the cast members), was released, which contained a synopsis for every episode from seasons one through six, and even included some behind-the-scenes stories as well. In it, Murphy related two tales about celebrity reactions he encountered. In one, the cast went to a taping of Dennis Miller's eponymous show; when they were brought backstage to meet Miller, the comedian proceeded to criticize the MST3K cast for their choice of movie to mock in the then-recent episode "Space Travelers" (a re-branded version of the Oscar-winning film Marooned). Murphy also discussed how he met Kurt Vonnegut, one of his literary heroes. When he had mentioned the show and its premise to Vonnegut, the author suggested that even people who work hard on bad films deserve some respect. Murphy then invited Vonnegut to dine with his group, which Vonnegut declined, claiming that he had other plans. When Murphy and friends ate later that night, he saw Vonnegut dining alone in the same restaurant, and remarked that he had been "faced...but nicely faced" by one of his literary heroes.
Dark Horse Comics announced on February 16, 2017 that it had planned a MST3K comic book series that was set for initial release in 2017. In June 2018, Dark Horse affirmed that the six-issue series would launch in September 2018, and would feature Jonah and the bots riffing on public domain comic books. The first comic was released on September 12, 2018 and it focuses on Jonah and the Bots trying to get out of comics while trying to save Crow when he starts to become a monster in the pages of Horrific. Hodgson oversaw the writing.
Live shows
The first MST3K live event was held on June 5 and 6, 1989 at the Comedy Gallery in Minneapolis. Jim Mallon served as the emcee of the event that featured stand-up sets by Joel, Josh Weinstein, and Trace Beaulieu. A Q&A session about the show was conducted, and the show's original pilot was shown. The robots and various props were on display for attendees to see.
The first live riffing event, called MST Alive! was held at the Uptown Theater in Minneapolis on July 11, 1992. There were two showings, both with live riffing of the feature film World Without End, as well as sing-alongs of different songs from the show, followed by a Q&A session. The event was hosted, in character, by Dr. Forrester, TV's Frank, Joel, and the Bots. A second version of "MST Alive!" was presented as a part of the first ever MST3K "ConventioCon ExpoFest-A-Rama" in 1994. In this show, Forrester and Frank forced Mike and the bots to watch This Island Earth, a film which was later riffed as a part of Mystery Science Theater 3000: The Movie.
Hodgson and the team for the 2017 revival announced an MST3K "Watch Out For Snakes Tour" during mid-2017 covering 29 cities in the United States and Canada. Jonah and the Bots riff on one of two films live for audiences, either Eegah (which had already been featured on the original run of MST3K, and which popularized the riff "Watch out for snakes", but featured new riffs for this tour) or an unannounced surprise film: Argoman the Fantastic Superman. The tour featured Ray, Yount and Hanson reprising their roles as Jonah Heston, Crow and Gypsy/Synthia. Vaughn was unavailable to perform Servo due to the birth of his child and the role was covered by Tim Ryder. The tour also featured Grant Baciocco as Terry the Bonehead, pre-recorded appearances from Day and Oswalt as Kinga and Max, and a live introduction from Hodgson.
Hodgson and Ray also toured in late 2018 as part of a 30th anniversary of MST3K in a similar format to the 2017 tour. Hodgson reprised the role of Joel Robinson and riffed movies alongside Ray and the bots during these shows. Ryder continued to perform Tom Servo, while Grant Baciocco, the lead puppeteer, voiced Crow. Rebecca Hanson also joined in her role as Synthia as the host of the show. Movies riffed at these shows included The Brain and Deathstalker II. During the tour, Hodgson announced that Deanna Rooney will be joining the cast in the twelfth season as a new "Mad" working with Kinga and Max.
The 2019 live tour, The Great Cheesy Movie Circus Tour, is promoted as Hodgson's "final live tour". Most of the tour dates feature the film No Retreat, No Surrender, while a few show Circus of Horrors. The tour was promoted with video production updates and on-the-road updates via the tour's official website. In addition to Joel, the parts of Crow and Servo are portrayed by Nate Begle and Conor McGiffin respectively. Yvonne Freese plays the part of Gypsy and Mega-Synthia, a clone of both Pearl Forrester and the original Synthia. Emily Marsh also features in the tour as the new character Crenshaw.
The Time Bubble Tour started on November 2, 2021 in Cleveland, OH with Emily Marsh, Yvonne Freese, Nate Begle and Conor McGiffin reprising their parts from the 2019 tour. Kelsey Brady joined the cast as Swing Puppeteer. The film was Roland Emmerich's Making Contact (1985).
Other appearances
In 1996, during promotion for the film, Nelson and the bots were interviewed in-character on MTV, and seen in silhouettes heckling footage from MTV News featuring the band Radiohead. Also that year, Hodgson was a featured guest on Cartoon Network's Space Ghost Coast to Coast.
In 1997, the videogame magazine PlayStation Underground (Volume 2, Number 1) included a Best Brains-produced MST3K short on one of their promotional discs. The video opened with a host segment of Mike and the Bots playing some PlayStation games, only to go into the theater to riff on some videos from the magazine's past. The feature is about seven minutes long. An Easter egg on the disc has some behind-the-scenes footage of Best Brains filming the sequences.
Nelson and the robot characters appeared in silhouette on an episode of "Cheap Seats", a TV series in which The Sklar Brothers commented on clips of sporting events in a manner similar to MST3K.
In 2007, a new online animated web series, referred to as "The Bots Are Back!", was produced by Mallon. The series planned a weekly adventure featuring Crow, Tom Servo, and Gypsy, with Mallon reprising his role as Gypsy and Paul Chaplin as Crow. However, only a handful of episodes were released, and the series was abandoned due to budgetary issues. The general internet response to the webisodes was largely negative.
In May 2020, Hodgson announced a special Mystery Science Theater 3000 Live Riff-Along with a planned date of May 3; the show featured Hodgson along with Emily Marsh, Conor McGiffin, Nate Begle, and Yvonne Freese, who had joined him during the 2019 MST3K live tour riffing atop the MST3K season one episode featuring Moon Zero Two and then riffing to a new short "Circus Days". In another charitable event, Hodgson, alongside Weinstein and Corbett reprising their voice roles as Crow and Tom Servo, riffed two new shorts as part of a crowdfunded effort to support MIGIZI, a Native American youth non-profit group whose headquarters were destroyed during the George Floyd protests in May 2020.
Reception and legacy
In 2004, the show was listed as in a featured TV Guide article, "25 Top Cult Shows Ever!", and included a sidebar which read, "Mike Nelson, writer and star (replacing creator Joel Hodgson), recently addressed a college audience: 'There was nobody over the age of 25. I had to ask, "Where are you seeing this show?" I guess we have some sort of timeless quality.'" Three years later, TV Guide rewrote the article, and bumped MST3K to #13. In 2007, the show was listed as one of Time magazine's "100 Best TV Shows of All-Time" (it was also chosen as one of the magazine's top 10 shows of 1990).
In 2012, the show was listed as #3 in Entertainment Weeklys "25 Best Cult TV Shows from the Past 25 Years", with the comment that "MST3K taught us that snarky commentary can be way more entertaining than the actual media."
The 2017 relaunch was met with critical acclaim; the first reboot season currently has a 100% rating on Rotten Tomatoes.
Reactions by those parodied
The reactions of those parodied by MST3K have been mixed. Some notable negative reactions include that of Sandy Frank, who held the rights to several Gamera films parodied on the show. He said he was "intensely displeased" by the mockery directed at him. (The crew once sang the "Sandy Frank Song", which said that Frank was "the source of all our pain", "thinks that people come from trees", Steven Spielberg "won't return his calls", and implied that he was too lazy to make his own films.) Because of this, Frank reportedly refused to allow the shows to be rebroadcast once MST3Ks rights ran out. However, this may in fact be a rumor, as other rumors indicate that the Gamera films distribution rights prices were increased beyond what Best Brains could afford as a result of the show's success. According to Shout! Factory, the Japanese movie studio Kadokawa Pictures were so horrified with MST3K's treatment of five Gamera films that they refused to let Shout release the episodes on home video. Brian Ward (one of the members of Shout! Factory) explained to fans on the forums of the official Shout! Factory website that they tried their best to convince them, but "...the Japanese take their Gamera films very seriously and do not appreciate them being mocked". However, eventually Shout was able to clear the episodes for a special 2011 release due to the rights in North America shifting away from the Japanese to another, North American entity that had no such qualms.
Kevin Murphy has said that Joe Don Baker wanted to "beat up" the writers of the show for attacking him during riffing of Mitchell. Murphy later stated that Baker probably meant it in a joking manner, although Mike Nelson has said that he had deliberately avoided encountering Baker while the two happened to be staying at the same hotel. Jeff Lieberman, director of Squirm, was also quite angry at the MST3K treatment of his film.
Director Rick Sloane was shocked at his treatment at the conclusion of Hobgoblins, in which Sloane himself was mercilessly mocked over the film's end credits. In a 2008 interview, however, Sloane clarified his comments, saying that "I laughed through the entire MST3K episode, until the very end. I wasn't expecting the humor to suddenly be at my own expense. I was mortified when they dragged out the cardboard cutout and pretended to do an interview with me. I was caught off guard. I had never seen them rip apart any other director before on the show." However, he credits the success of the MST3K episode with inspiring him to make a sequel to Hobgoblins, released in 2009.
Others, however, have been more positive: Robert Fiveson and Myrl Schriebman, producers of Parts: The Clonus Horror, said they were "flattered" to see the film appear on MST3K. Actor Miles O'Keeffe, the star of the film Cave Dwellers, called Best Brains and personally requested a copy of the MST3K treatment of the film, saying he enjoyed their skewering of what he had considered to be a surreal experience; according to Hodgson, O'Keeffe said his friends always heckled his performance in the film when it was on, and he appreciated the MST3K treatment. In the form of an essay and E. E. Cummings-esque poem, Mike Nelson paid tribute to O'Keeffe with a humorous mix of adulation and fear.
Rex Reason, star of This Island Earth, made appearances at several MST3K events and credits MST3K with introducing the film to a new generation. The crew of Time Chasers held a party the night the MST3K treatment of their film aired and, while reactions were mixed, director David Giancola said, "Most of us were fans and knew what to expect and we roared with laughter and drank way too much. I had a blast, never laughed so hard in my life."
Actor Adam West, star of the 1960s Batman TV series, co-starred in Zombie Nightmare, another film MST3K mocked. West apparently held no grudges, as he hosted the 1994 "Turkey Day" marathon in which the episode featuring Zombie Nightmare had its broadcast premiere. Mamie Van Doren (who appeared in episode 112, Untamed Youth, and episode 601, Girls Town), Robert Vaughn (star of episode 315, Teenage Cave Man, which he called the worst movie ever made) and Beverly Garland (who had appeared in many MST3K-featured Roger Corman films) also hosted at the marathon.
Awards
In 1993, MST3K won a Peabody Award for "producing an ingenious eclectic series": "With references to everything from Proust to Gilligan's Island, Mystery Science Theater 3000 fuses superb, clever writing with wonderfully terrible B-grade movies". In 1994 and 1995, the show was nominated for the Primetime Emmy Award for Outstanding Individual Achievement in Writing for a Variety or Music Program, but lost both times to Dennis Miller Live. Every year from 1992 to 1997, it was also nominated for CableACE Awards. Its DVD releases have been nominated for Saturn Awards in 2004, 2006, 2007, and 2018.
The revival's first season was nominated for a Best Presentation on Television Saturn Award and a OFTA Television Award nod for Best Variety Program.
Influence
Through MST3K, many obscure films have been more visible to the public, and several have since been considered some of the worst films ever made and are voted into the Bottom 100 on the Internet Movie Database. Of note is Manos: The Hands of Fate, which was riffed on by MST3K in its fourth season. Manos was a very low-budget film produced by Hal Warren, a fertilizer salesman at the time, taking on a dare from a screenwriter friend to show that anyone could make a horror film. The film suffered from numerous production issues due to its limited filming equipment, and many critics describe the result using a riff from MST3K, in that "every frame of this movie looks like someone's last-known photograph". The MST3K episode featuring Manos was considered one of its most popular and best episodes, and brought Manos into the public light as one of the worst films ever produced. The film gained a cult following, and an effort was made to restore the film to high-definition quality from its original film reels. MST3K also riffed on three films directed by Coleman Francis: Red Zone Cuba, The Skydivers, and The Beast of Yucca Flats, which brought awareness of Francis' poor direction and low-budget films, similar to that of Ed Wood. MST3K also brought to the limelight lackluster works by Bert I. Gordon, primarily giant monster B-movies, that gained attention through the show, and many Japanese kaiju movies imported and dubbed through producer Sandy Frank (jokingly referred to as "the source of all our pain"), particularly those in the Gamera series.
MST3Ks riffing style to poke fun at bad movies, films, and TV shows, have been used in other works. In 2003, the television series Deadly Cinema, starring Jami Deadly, debuted, which featured the cast making fun of bad movies, MST3K-style. In 2004, the ESPN Classic series Cheap Seats, debuted, which featured two brothers making fun of clips of old sporting events, MST3K-style, and is noteworthy for containing an episode in which Mike, Crow, and Tom Servo briefly appeared in a cameo to make fun of the hosts' own skits. In 2008, the internet and direct-to-DVD comedy series Incognito Cinema Warriors XP, debuted, which used the same "host segment-movie segment" format the show established, while featuring completely original characters and plot. ICWXP gained a similar cult following, even earning the praises of former MST3K host Michael J. Nelson. In 2010, the television series This Movie Sucks! (and its predecessor Ed's Nite In), starring Ed the Sock and co-hosts Liana K and Ron Sparks, debuted. It features the cast making fun of bad movies. Creator Steven Kerzner, however, was quick to point out that MST3K was not "the creator of this kind of format, they're just the most recent and most well-known". In 2011, the theater silhouette motif was parodied by golf commentator and talk show host David Feherty in an episode of Feherty. He is shown sitting in front of a large screen and "riffing" while viewing footage of golfer Johnny Miller and is joined in the theater by his stuffed rooster (Frank) and his gnome statue (Costas).
Further, the riffing style from MST3K is considered part of the influence for DVD commentaries and successful YouTube reviewers and Let's Play-style commentators. DVD releases for both Ghostbusters and Men in Black used a similar format to Shadowrama for an "in-vision" commentary features. The concept of social television, where social media is integrated into the television viewing experience, was significantly influenced by MST3K. This social media practice of live-tweeting riffs and jokes on broadcast shows, such as for films like Sharknado, has its roots in MST3K. The MST3K approach has inspired Internet movie critics to create comedic movie reviews approaches, such as through RedLetterMedia and Screen Junkies which are considered more than just snarking on the movie but aim to help the viewer understand film and story techniques and their flawed use in poorly-received films.
Public performances of live riffing have been hosted by various groups in different cities across the U.S. and Canada, including Cineprov (Atlanta, Georgia), Master Pancake Theater (Austin, TX), The Gentlemen Hecklers (Vancouver, BC Canada), Counterclockwise Comedy (Kansas City, Missouri), FilmRoasters (Richmond, Virginia), Moxie Skinny Theatre 3000 (Springfield, Missouri), Riff Raff Theatre (Iowa City, Iowa), Twisted Flicks (Seattle, Washington), and Turkey Shoot (Metro Cinema at the Garneau, Edmonton, Alberta, Canada). Canadian sketch comedy group LoadingReadyRun produced the show Unskippable for The Escapist website, which applied the MST3K premise to video game cut scenes.
The Center for Puppetry Arts crowdfunded and successfully acquired Tom Servo and Crow T. Robot in 2019.
Fandom
MST3K, broadcasting during the emergence of the Internet for public use, developed a large fan base during its initial broadcast; which has continued to thrive since then. The show had already had its postal-based fan club, which people could write into and which some letters and drawings read on subsequent episodes, and the producers encouraged fans to share recordings of their episodes with others. At its peak, the "MST3K Fan Club" had over 50,000 members, and Best Brains were receiving over 500 letters each week. Fans of the show generally refer to themselves as "MSTies". Usenet newsgroups rec.arts.tv.mst3k.misc and rec.arts.tv.mst3k.announce were established in the mid-1990s for announcements and discussions related to the show. A type of fan fiction called MiSTings, in which fans would add humorous comments to other, typically bad, fan fiction works, was popular on these groups. The fan-run website Satellite News continues to track news and information about the show and related projects from its cast members. Another fan site, The Annotated MST, attempts to catalog and describe all the obscure popular culture references used in a given episode.
In addition to the show's fandom, a number of celebrities have expressed their love for the show. One of the earliest known celebrity fans was Frank Zappa, who went so far as to telephone Best Brains, calling MST3K as "the funniest fucking thing on TV" (according to Beaulieu). Zappa became a friend of the show, and following his death, episode 523 was dedicated to him. Other known celebrities fans include Al Gore, Neil Patrick Harris, Penn Jillette, and Patton Oswalt (who would later become TV's Son of TV's Frank in the revival).
Filmmaker Jordan Vogt-Roberts (Kong: Skull Island) also praised MST3K:
"Mystery Science Theater built something artful, endearing and comedic on top of the foundation other people's work. It had merit to itself."
There were two official fan conventions in Minneapolis (run by the series' production company Best Brains) called "ConventioCon ExpoFest-A-Rama" (1994) and "ConventioCon ExpoFest-A-Rama 2: Electric Bugaloo" (1996). At least 2,500 people attended the first convention.
Related post-show projects
The various cast and crew from the show's broadcast run have continued to produce comedy works following the show. Two separate projects were launched that specifically borrowed on the theme of riffing on bad movies. After the short-lived The Film Crew in 2006, Nelson started RiffTrax, providing downloadable audio files containing MST3K-style riffs that the viewer can synchronize to their personal copy of a given popular movie (such as Star Wars: Episode I); this was done to avoid copyright and licensing issues with such films. RiffTraxs cast expanded to include Murphy and Corbett along with occasional guest stars, and are able to use a wider range of films, including films and shorts in the public domain, and films which they could get the license to stream and distribute. In addition, they launched production of RiffTrax Live shows for various films, where they perform their riffing in front of a live audience that is simultaneously broadcast to other movie theaters across the country and later made available as on-demand video. , RiffTrax continues to offer new material and shows. As part of a tribute to their roots, RiffTrax has performed some works that previously appeared on MST3K, including Manos: the Hands of Fate, Santa Claus, and Time Chasers.
Similarly, Hodgson, after some experimental creative works such as The TV Wheel, started Cinematic Titanic with Beaulieu, Weinstein, Conniff, and Pehl in 2007. Like MST3K, the five riffed on bad movies they were able to acquire the licenses for (including Santa Claus Conquers the Martians), which then were distributed through on-demand video and streaming options. They later did a number of live shows across the United States, some which were made available for digital demand.
Other related projects by the MST3K crew following the show's end include:
In 2000, most of the cast of the Sci-Fi era of the show collaborated on a humor website, Timmy Big Hands, that closed in 2001.
In 2001, Mike Nelson, Patrick Brantseg, Bill Corbett, Kevin Murphy and Paul Chaplin created The Adventures of Edward the Less, an animated parody of J. R. R. Tolkien's The Lord of the Rings and others in the fantasy genre, with additional vocals by Mary Jo Pehl and Mike Dodge, for the Sci Fi Channel website.
In 2008, Bill Corbett and fellow writer Rob Greenberg wrote the screenplay for Meet Dave, a family comedy starring Eddie Murphy about a tiny Star Trek-like crew operating a spaceship that looks like a man. The captain of the crew and the spaceship were both played by Murphy. Originally conceived as a series called Starship Dave for SciFi.com, it was dropped in favor of Edward the Less. The script (along with the title) were changed drastically by studio executives and other writers, although Corbett and Greenberg received sole screenwriter credit.
In 2010, Trace Beaulieu, Frank Conniff, Joel Hodgson, Mary Jo Pehl, Josh Weinstein, Beth McKeever and Clive Robertson voiced characters for Darkstar: The Interactive Movie, a computer game created by J. Allen Williams.
In 2013, Frank Conniff and animation historian Jerry Beck debuted Cartoon Dump, a series of classically bad cartoons, which are also occasionally performed live.
Trace Beaulieu and Joel Hodgson were featured in the Yahoo! Screen series Other Space in 2015, with Beaulieu voicing a robot companion of Hodgson's character, a burned-out spaceship engineer. Series creator Paul Feig, a fan of Mystery Science Theater 3000, said that he envisioned Hodgson and Beaulieu as their respective characters while writing them.
Also in 2015, Trace Beaulieu and Frank Conniff began performing together as "The Mads", riffing movies at live screenings across the U.S.
Reunions
In 2008, to commemorate the show's 20th anniversary, the principal cast and writers from all eras of the show reunited for a panel discussion at the San Diego Comic-Con, which was hosted by actor-comedian Patton Oswalt (who would later go on to star in the revived series). The event was recorded and included as a bonus feature on the 20th Anniversary DVD release via Shout! Factory. Also that year, several original MST3K members (including Joel Hodgson, Trace Beaulieu and Frank Conniff) reunited to shoot a brief sketch to be included on the web-exclusive DVD release of The Giant Gila Monster. The new disc was added to Volume 10 of the "MST3K Collection" DVD boxed set series, replacing the Godzilla vs. Megalon disc which could no longer be sold due to copyright conflicts. The new package was sold under the name "Volume 10.2", and the sketch was presented as a seminar to instruct consumers on how to "upgrade" their DVD set, which merely consists of "disposing" of the old disc and inserting the new one.
In 2013, Joel Hodgson and Trace Beaulieu reprised their roles as Joel Robinson and Crow T. Robot for cameo appearances in the fourth season of Arrested Development.
As part of its live show events for 2016, RiffTrax presented a MST3K reunion at a live show in Minneapolis in June 2016. Hodgson, Bridget Nelson, Pehl, Conniff, and Beaulieu all joined the three regulars along with Jonah Ray from the revived series. The gathered cast riffed on a variety of shorts as part of the event.
In popular culture
Another cult sci-fi series Futurama featured silhouetted robots resembling Crow and Servo in the season 2 episode "Raging Bender".
The poster for the 1996 film can be seen in the 2005 comedy The 40-Year Old Virgin and the 2017 horror-slasher-comedy Happy Death Day.
In the 2004 Direct-to-Video Disney film The Lion King 1½, Timon and Pumbaa are shown in silhouette commenting on the movie being shown before them, in a style similar to that of the show.
See also
Cheap Seats
The Cinema Snob-also influenced by MST3K
List of films considered the worst
Horror host
1988 in American television
Kitsch
Camp (style)
Cult film
SchleFaZ
References
External links
at Sci-Fi Channel
Mystery Science Theater 3000 on RiffTrax
1988 American television series debuts
1999 American television series endings
2017 American television series debuts
2018 American television series endings
Film criticism television series
Television criticism
1980s American comic science fiction television series
1990s American comic science fiction television series
2010s American comic science fiction television series
American television series revived after cancellation
Comedy Central original programming
English-language television shows
Kickstarter-funded television series
Local motion picture television series
American motion picture television series
American parody television series
Peabody Award-winning television programs
Television series about robots
Syfy original programming
Television in Minnesota
Television shows adapted into films
American television shows featuring puppetry
Television series set in the future
English-language Netflix original programming
American television sketch shows
Self-reflexive television
Television series about television
Film and television memes
Rediscovered films
|
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Manorialism, also known as the manor system or manorial system, was the method of land ownership (or "tenure") in parts of Europe, notably England, during the Middle Ages. Its defining features included a large, sometimes fortified manor house in which the lord of the manor and his dependents lived and administered a rural estate, and a population of labourers who worked the surrounding land to support themselves and the lord. These labourers fulfilled their obligations with labour time or in-kind produce at first, and later by cash payment as commercial activity increased. Manorialism is sometimes included in the definition of feudalism.
Manorialism originated in the Roman villa system of the Late Roman Empire, and was widely practiced in medieval western and parts of central Europe. An essential element of feudal society, manorialism was slowly replaced by the advent of a money-based market economy and new forms of agrarian contract.
In examining the origins of the monastic cloister, Walter Horn found that "as a manorial entity the Carolingian monastery ... differed little from the fabric of a feudal estate, save that the corporate community of men for whose sustenance this organisation was maintained consisted of monks who served God in chant and spent much of their time in reading and writing."
Manorialism died slowly and piecemeal, along with its most vivid feature in the landscape, the open field system. It outlasted serfdom in the sense that it continued with freehold labourers. As an economic system, it outlasted feudalism, according to Andrew Jones, because "it could maintain a warrior, but it could equally well maintain a capitalist landlord. It could be self-sufficient, yield produce for the market, or it could yield a money rent." The last feudal dues in France were abolished at the French Revolution. In parts of eastern Germany, the Rittergut manors of Junkers remained until World War II. In Quebec, the last feudal rents were paid in 1970 under the modified provisions of the Seigniorial Dues Abolition Act of 1935.
Historical and geographical distribution
The term is most often used with reference to medieval Western Europe. Antecedents of the system can be traced to the rural economy of the later Roman Empire (Dominate). With a declining birthrate and population, labour was the key factor of production. Successive administrations tried to stabilise the imperial economy by freezing the social structure into place: sons were to succeed their fathers in their trade, councilors were forbidden to resign, and coloni, the cultivators of land, were not to move from the land they were attached to. The workers of the land were on their way to becoming serfs.
Several factors conspired to merge the status of former slaves and former free farmers into a dependent class of such coloni: it was possible to be described as servus et colonus, "both slave and colonus". The Laws of Constantine I around 325 both reinforced the semi-servile status of the coloni and limited their rights to sue in the courts; the Codex Theodosianus promulgated under Theodosius II extended these restrictions. The legal status of adscripti, "bound to the soil", contrasted with barbarian foederati, who were permitted to settle within the imperial boundaries, remaining subject to their own traditional law.
As the Germanic kingdoms succeeded Roman authority in the West in the fifth century, Roman landlords were often simply replaced by Germanic ones, with little change to the underlying situation or displacement of populations.
The process of rural self-sufficiency was given an abrupt boost in the eighth century, when normal trade in the Mediterranean Sea was disrupted. The thesis put forward by Belgian historian Henri Pirenne supposes that the Arab conquests forced the medieval economy into even greater ruralisation and gave rise to the classic feudal pattern of varying degrees of servile peasantry underpinning a hierarchy of localised power centers.
Description
The word derives from traditional inherited divisions of the countryside, reassigned as local jurisdictions known as manors or seigneuries; each manor being subject to a lord (French seigneur), usually holding his position in return for undertakings offered to a higher lord (see Feudalism). The lord held a manorial court, governed by public law and local custom. Not all territorial seigneurs were secular; bishops and abbots also held lands that entailed similar obligations.
By extension, the word manor is sometimes used in England to mean any home area or territory in which authority is held, often in a police or criminal context.
In the generic plan of a medieval manor from Shepherd's Historical Atlas, the strips of individually worked land in the open field system are immediately apparent. In this plan, the manor house is set slightly apart from the village, but equally often the village grew up around the forecourt of the manor, formerly walled, while the manor lands stretched away outside, as still may be seen at Petworth House. As concerns for privacy increased in the 18th century, manor houses were often located a farther distance from the village. For example, when a grand new house was required by the new owner of Harlaxton Manor, Lincolnshire, in the 1830s, the site of the existing manor house at the edge of its village was abandoned for a new one, isolated in its park, with the village out of view.
In an agrarian society, the conditions of land tenure underlie all social or economic factors. There were two legal systems of pre-manorial landholding. One, the most common, was the system of holding land "allodially" in full outright ownership. The other was a use of precaria or benefices, in which land was held conditionally (the root of the English word "precarious").
To these two systems, the Carolingian monarchs added a third, the aprisio, which linked manorialism with feudalism. The aprisio made its first appearance in Charlemagne's province of Septimania in the south of France, when Charlemagne had to settle the Visigothic refugees who had fled with his retreating forces after the failure of his Zaragoza expedition of 778. He solved this problem by allotting "desert" tracts of uncultivated land belonging to the royal fisc under direct control of the emperor. These holdings aprisio entailed specific conditions. The earliest specific aprisio grant that has been identified was at Fontjoncouse, near Narbonne (see Lewis, links). In former Roman settlements, a system of villas, dating from Late Antiquity, was inherited by the medieval world.
The seigneur
The possessor of a seigneurie bears the title of "Lord". He can be an individual, in the vast majority of cases a national of the nobility or of the Bourgeoisie, but also a judicial person most often an ecclesiastical institution such as an abbey, a cathedral or canonical chapter or a military order. The power of the lord was exercised through various intermediaries, the most important of which was the bailiff. The sovereign can also be a lord; the seigneuries he owns form the royal domain.
The title of lord is also granted, especially in modern times, to individuals holding noble fiefdoms which are not for all that seigneuries. These "lords" are sometimes called sieurs, equivalent terms in medieval times.
The land lordship
The lord is the direct or prominent owner of the land assets of his lordship. The notion of absolute ownership over a common good cannot be applied, because there are also others than the main user who have rights over these goods. We distinguish in the land lordship two sets the reserves which is the set of goods of which the lord reserves the direct exploitation and tenant-in-chief, property whose exploitation is entrusted to a tenant against payment of a royalty, most often called cens and services such as Corvée. The distribution between reserve and tenure varies depending on the period and region.
Common features
Manors each consisted of up to three classes of land:
Demesne, the part directly controlled by the lord and used for the benefit of his household and dependents;
Dependent (serf or villein) holdings carrying the obligation that the peasant household supply the lord with specified labour services or a part of its output (or cash in lieu thereof), subject to the custom attached to the holding; and
Free peasant land, without such obligation but otherwise subject to manorial jurisdiction and custom, and owing money rent fixed at the time of the lease.
Additional sources of income for the lord included charges for use of his mill, bakery or wine-press, or for the right to hunt or to let pigs feed in his woodland, as well as court revenues and single payments on each change of tenant. On the other side of the account, manorial administration involved significant expenses, perhaps a reason why smaller manors tended to rely less on villein tenure.
Dependent holdings were held nominally by arrangement of lord and tenant, but tenure became in practice almost universally hereditary, with a payment made to the lord on each succession of another member of the family. Villein land could not be abandoned, at least until demographic and economic circumstances made flight a viable proposition; nor could they be passed to a third party without the lord's permission, and the customary payment.
Although not free, villeins were by no means in the same position as slaves: they enjoyed legal rights, subject to local custom, and had recourse to the law subject to court charges, which were an additional source of manorial income. Sub-letting of villein holdings was common, and labour on the demesne might be commuted into an additional money payment, as happened increasingly from the 13th century.
Land which was neither let to tenants nor formed part of demesne lands was known as "manorial waste"; typically, this included hedges, verges, etc. Common land where all members of the community had right of passage was known as "lord's waste". Part of the demesne land of the manor which being uncultivated was termed the Lord's Waste and served for public roads and for common pasture to the lord and his tenants. In many settlements during the early modern period, illegal building was carried out on lord's waste land by squatters who would then plead their case to remain with local support. An example of a lord's waste settlement, where the main centres grew up in this way, is the village of Bredfield in Suffolk. Lord's waste continues to be a source of rights and responsibilities issues in places such as Henley-in-Arden, Warwickshire.
Residents of a manor
Lord of the manor (who could be an absentee)
Serfs
Villeins
Cottars
Bordars
Freeholders
Copyholders
Tenants
Tenants owned land on the manor under one of several legal agreements: freehold, copyhold, customary freehold and leasehold.
Variation among manors
Like feudalism which, together with manorialism, formed the legal and organisational framework of feudal society, manorial structures were not uniform or coordinated. In the later Middle Ages, areas of incomplete or non-existent manorialisation persisted while the manorial economy underwent substantial development with changing economic conditions.
Not all manors contained all three classes of land. Typically, demesne accounted for roughly a third of the arable area, and villein holdings rather more; but some manors consisted solely of demesne, others solely of peasant holdings. The proportion of unfree and free tenures could likewise vary greatly, with more or less reliance on wage labour for agricultural work on the demesne.
The proportion of the cultivated area in demesne tended to be greater in smaller manors, while the share of villein land was greater in large manors, providing the lord of the latter with a larger supply of obligatory labour for demesne work. The proportion of free tenements was generally less variable, but tended to be somewhat greater on the smaller manors.
Manors varied similarly in their geographical arrangement: most did not coincide with a single village, but rather consisted of parts of two or more villages, most of the latter containing also parts of at least one other manor. This situation sometimes led to replacement by cash payments or their equivalents in kind of the demesne labour obligations of those peasants living furthest from the lord's estate.
As with peasant plots, the demesne was not a single territorial unit, but consisted rather of a central house with neighbouring land and estate buildings, plus strips dispersed through the manor alongside free and villein ones: in addition, the lord might lease free tenements belonging to neighbouring manors, as well as holding other manors some distance away to provide a greater range of produce.
Nor were manors held necessarily by lay lords rendering military service (or again, cash in lieu) to their superior: a substantial share (estimated by value at 17% in England in 1086) belonged directly to the king, and a greater proportion (rather more than a quarter) were held by bishoprics and monasteries. Ecclesiastical manors tended to be larger, with a significantly greater villein area than neighbouring lay manors.
The effect of circumstances on manorial economy is complex and at times contradictory: upland conditions tended to preserve peasant freedoms (livestock husbandry in particular being less labour-intensive and therefore less demanding of villein services); on the other hand, some upland areas of Europe showed some of the most oppressive manorial conditions, while lowland eastern England is credited with an exceptionally large free peasantry, in part a legacy of Scandinavian settlement.
Similarly, the spread of money economy stimulated the replacement of labour services by money payments, but the growth of the money supply and resulting inflation after 1170 initially led nobles to take back leased estates and to re-impose labour dues as the value of fixed cash payments declined in real terms.
See also
General
Allodial title
Domesday Book
Glebe
Land tenure
Lord of the manor
Manor house
Banal rights
Serfdom
Nobility
Gentry
Old Money
Feudalism
Specific
Latifundium (Ancient Rome)
Folwark (Poland/Lithuania)
Baltic nobility (Estonia/Latvia)
Heerlijkheid (Dutch manorialism)
Junker (Prussian manorialism)
Indian feudalism
Particuliere landerij, 17th-century Dutch East Indies (now Indonesia)
Patroon (17th century New Netherland)
Seigneurial system of New France in 17th century Canada
Shōen (Japanese Manorialism)
Property Law in Colonial New York
Maenor, the Welsh system
Fazenda, the Brazilian system
Hacienda or Señorío, the Spanish system
Mouza, Manor equivalent in the Indian Subcontinent
References
Further reading
External links
World History Encyclopedia – Manorialism
The Register of Feudal Lords and Barons of The United Kingdom of Great Britain and Northern Ireland
Archibald R. Lewis, The Development of Southern French and Catalan Society, 718–1050
Estonian Manors Portal – the English version gives the overview of 438 best preserved historical manors in Estonia
Medieval manors and their records Specific to the British Isles.
Feudalism
Political history of the Ancien Régime
Economic history of the Ancien Régime
Economic systems
Social classes
|
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Mira (), designation Omicron Ceti (ο Ceti, abbreviated Omicron Cet, ο Cet), is a red-giant star estimated to be 200–400 light-years from the Sun in the constellation Cetus.
ο Ceti is a binary stellar system, consisting of a variable red giant (Mira A) along with a white dwarf companion (Mira B). Mira A is a pulsating variable star and was the first non-supernova variable star discovered, with the possible exception of Algol. It is the prototype of the Mira variables.
Nomenclature
ο Ceti (Latinised to Omicron Ceti) is the star's Bayer designation. It was named Mira (Latin for 'wonderful' or 'astonishing') by Johannes Hevelius in his Historiola Mirae Stellae (1662). In 2016, the International Astronomical Union organized a Working Group on Star Names (WGSN) to catalog and standardize proper names for stars. The WGSN's first bulletin of July 2016 included a table of the first two batches of names approved by the WGSN, which included Mira for this star.
Observation history
Evidence that the variability of Mira was known in ancient China, Babylon or Greece is at best only circumstantial. What is certain is that the variability of Mira was recorded by the astronomer David Fabricius beginning on August 3, 1596. Observing what he thought was the planet Mercury (later identified as Jupiter), he needed a reference star for comparing positions and picked a previously unremarked third-magnitude star nearby. By August 21, however, it had increased in brightness by one magnitude, then by October had faded from view. Fabricius assumed it was a nova, but then saw it again on February 16, 1609.
In 1638 Johannes Holwarda determined a period of the star's reappearances, eleven months; he is often credited with the discovery of Mira's variability. Johannes Hevelius was observing it at the same time and named it Mira in 1662, for it acted like no other known star. Ismail Bouillaud then estimated its period at 333 days, less than one day off the modern value of 332 days. Bouillaud's measurement may not have been erroneous: Mira is known to vary slightly in period, and may even be slowly changing over time. The star is estimated to be a six-billion-year-old red giant.
There is considerable speculation as to whether Mira had been observed prior to Fabricius. Certainly Algol's history (known for certain as a variable only in 1667, but with legends and such dating back to antiquity showing that it had been observed with suspicion for millennia) suggests that Mira might have been known, too. Karl Manitius, a modern translator of Hipparchus' Commentary on Aratus, has suggested that certain lines from that second-century text may be about Mira. The other pre-telescopic Western catalogs of Ptolemy, al-Sufi, Ulugh Beg and Tycho Brahe turn up no mentions, even as a regular star. There are three observations from Chinese and Korean archives, in 1596, 1070 and the same year when Hipparchus would have made his observation (134 BC) that are suggestive.
Distance
The distance to Mira is uncertain; pre-Hipparcos estimates centered on 220 light-years; while Hipparcos data from the 2007 reduction suggest a distance of 299 light-years, with a margin of error of 11%.
Stellar system
This binary star system consists of a red giant (Mira, designated Mira A) undergoing mass loss and a high-temperature white dwarf companion (Mira B) that is accreting mass from the primary. Such an arrangement of stars is known as a symbiotic system and this is the closest such symbiotic pair to the Sun. Examination of this system by the Chandra X-ray Observatory shows a direct mass exchange along a bridge of matter from the primary to the white dwarf. The two stars are currently separated by about 70 astronomical units.
Component A
Mira A is currently an asymptotic giant branch (AGB) star, in the thermally pulsing AGB phase. Each pulse lasts a decade or more, and an amount of time on the order of 10,000 years passes between each pulse. With every pulse cycle Mira increases in luminosity and the pulses grow stronger. This is also causing dynamic instability in Mira, resulting in dramatic changes in luminosity and size over shorter, irregular time periods.
The overall shape of Mira A has been observed to change, exhibiting pronounced departures from symmetry. These appear to be caused by bright spots on the surface that evolve their shape on time scales of 3–14 months. Observations of Mira A in the ultraviolet band by the Hubble Space Telescope have shown a plume-like feature pointing toward the companion star.
Variability
Mira A is a variable star, specifically the prototypical Mira variable. The 6,000 to 7,000 known stars of this class are all red giants whose surfaces pulsate in such a way as to increase and decrease in brightness over periods ranging from about 80 to more than 1,000 days.
In the particular case of Mira, its increases in brightness take it up to about magnitude 3.5 on average, placing it among the brighter stars in the Cetus constellation. Individual cycles vary too; well-attested maxima go as high as magnitude 2.0 in brightness and as low as 4.9, a range almost 15 times in brightness, and there are historical suggestions that the real spread may be three times this or more. Minima range much less, and have historically been between 8.6 and 10.1, a factor of four times in luminosity. The total swing in brightness from absolute maximum to absolute minimum (two events which did not occur on the same cycle) is 1,700 times. Mira emits the vast majority of its radiation in the infrared, and its variability in that band is only about two magnitudes. The shape of its light curve is of an increase over about 100 days, and the return to minimum taking twice as long.
Contemporary approximate maxima for Mira:
Oct 21–31, 1999
Sep 21–30, 2000
Aug 21–31, 2001
Jul 21–31, 2002
Jun 21–30, 2003
May 21–31, 2004
Apr 11–20, 2005
Mar 11–20, 2006
Feb 1–10, 2007
Jan 21–31, 2008
Dec 21–31, 2008
Nov 21–30, 2009
Oct 21–31, 2010
Sep 21–30, 2011
Aug 27, 2012
Jul 26, 2013
May 12, 2014
Apr 9, 2015
Mar 6, 2016
Jan 31, 2017
Dec 29, 2017
Nov 26, 2018
Oct 24, 2019
Sep 20, 2020
Aug 18, 2021
Jul 16, 2022
Jun 13, 2023
From northern temperate latitudes, Mira is generally not visible between late March and June due to its proximity to the Sun. This means that at times several years can pass without it appearing as a naked-eye object.
The pulsations of Mira variables cause the star to expand and contract, but also to change its temperature. The temperature is highest slightly after the visual maximum, and lowest slightly before minimum. The photosphere, measured at the Rosseland radius, is smallest just before visual maximum and close to the time of maximum temperature. The largest size is reached slightly before the time of lowest temperature. The bolometric luminosity is proportional to the fourth power of the temperature and the square of the radius, but the radius varies by over 20% and the temperature by less than 10%.
In Mira, the highest luminosity occurs close to the time when the star is hottest and smallest. The visual magnitude is determined both by the luminosity and by the proportion of the radiation that occurs at visual wavelengths. Only a small proportion of the radiation is emitted at visual wavelengths and this proportion is very strongly influenced by the temperature (Planck's law). Combined with the overall luminosity changes, this creates the very big visual magnitude variation with the maximum occurring when the temperature is high.
Infrared VLTI measurements of Mira at phases 0.13, 0.18, 0.26, 0.40 and 0.47, show that the radius varies from at phase 0.13 just after maximum to at phase 0.40 approaching minimum. The temperature at phase 0.13 is and at phase 0.26 about halfway from maximum to minimum. The luminosity is calculated to be at phase 0.13 and at phase 0.26.
The pulsations of Mira have the effect of expanding its photosphere by around 50% compared to a non-pulsating star. In the case of Mira, if it was not pulsating it is modelled to have a radius of only around .
Mass loss
Ultraviolet studies of Mira by NASA's Galaxy Evolution Explorer (GALEX) space telescope have revealed that it sheds a trail of material from the outer envelope, leaving a tail 13 light-years in length, formed over tens of thousands of years. It is thought that a hot bow wave of compressed plasma/gas is the cause of the tail; the bow wave is a result of the interaction of the stellar wind from Mira A with gas in interstellar space, through which Mira is moving at an extremely high speed of . The tail consists of material stripped from the head of the bow wave, which is also visible in ultraviolet observations. Mira's bow shock will eventually evolve into a planetary nebula, the form of which will be considerably affected by the motion through the interstellar medium (ISM).
Component B
The 10.34-mag bright companion star, which is 118.7 arcseconds away from the main star , was resolved by the Hubble Space Telescope in 1995, when it was 70 astronomical units from the primary; and results were announced in 1997. The HST ultraviolet images and later X-ray images by the Chandra space telescope show a spiral of gas rising off Mira in the direction of Mira B. The companion's orbital period around Mira is approximately 400 years.
In 2007, observations showed a protoplanetary disc around the companion, Mira B. This disc is being accreted from material in the solar wind from Mira and could eventually form new planets. These observations also hinted that the companion was a main-sequence star of around 0.7 solar mass and spectral type K, instead of a white dwarf as originally thought. However, in 2010 further research indicated that Mira B is, in fact, a white dwarf.
References
Further reading
Robert Burnham Jr., Burnham's Celestial Handbook, Vol. 1, (New York: Dover Publications, Inc., 1978), 634.
James Kaler, The Hundred Greatest Stars, (New York: Copernicus Books, 2002), 121.
External links
Speeding Bullet Star Leaves Enormous Streak Across Sky at Caltech
Mira has tail nearly 13 light years in length (BBC)
Astronomy Picture of the Day:1998-10-11, 2001-01-21, 2006-07-22, 2007-02-21, 2007-08-17
SEDS article
A lightcurve of Mira from the BAV.
Universe Today, That's Not a Comet, that's a Star
OMICRON CETI (Mira)
Winter 2006: Mira revisited
Ceti, Omicron
Binary stars
Cetus (constellation)
Mira variables
M-type giants
Stars with proper names
Ceti, 68
010826
0681
014386
Emission-line stars
Durchmusterung objects
|
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Mount Baker (Lummi: ; or ), also known as Koma Kulshan or simply Kulshan, is a active glacier-covered andesitic stratovolcano in the Cascade Volcanic Arc and the North Cascades of Washington in the United States. Mount Baker has the second-most thermally active crater in the Cascade Range after Mount St. Helens. About due east of the city of Bellingham, Whatcom County, Mount Baker is the youngest volcano in the Mount Baker volcanic field. While volcanism has persisted here for some 1.5 million years, the current volcanic cone is likely no more than 140,000 years old, and possibly no older than 80–90,000 years. Older volcanic edifices have mostly eroded away due to glaciation.
After Mount Rainier, Mount Baker has the heaviest glacier cover of the Cascade Range volcanoes; the volume of snow and ice on Mount Baker, is greater than that of all the other Cascades volcanoes (except Rainier) combined. It is also one of the snowiest places in the world; in 1999, Mount Baker Ski Area, located to the northeast, set the world record for recorded snowfall in a single season—.
Mount Baker is the third-highest mountain in Washington and the fifth-highest in the Cascade Range, if Little Tahoma Peak, a subpeak of Mount Rainier, and Shastina, a subpeak of Mount Shasta, are not counted. Located in the Mount Baker Wilderness, it is visible from much of Greater Victoria, Nanaimo, and Greater Vancouver in British Columbia, and to the south, from Seattle (and on clear days Tacoma) in Washington.
Indigenous peoples have known the mountain for thousands of years, but the first written record of the mountain is from Spanish explorer Gonzalo Lopez de Haro, who mapped it in 1790 as , "Great Mount Carmel". The explorer George Vancouver renamed the mountain for 3rd Lieutenant Joseph Baker of HMS Discovery, who saw it on April 30, 1792.
History
Mount Baker was well-known to indigenous peoples of the Pacific Northwest. Indigenous names for the mountain include Koma Kulshan or Kulshan (Lummi: , "white sentinel", and , "puncture wound", i.e. "crater"); Quck Sam-ik (, "white mountain"); Kobah (, "white sentinel", and Tukullum or Nahcullum (in the language of the unidentified "Koma tribe").
In 1790, Manuel Quimper of the Spanish Navy set sail from Nootka, a temporary settlement on Vancouver Island, with orders to explore the newly discovered Strait of Juan de Fuca. Accompanying Quimper was first-pilot Gonzalo Lopez de Haro, who drew detailed charts during the six-week expedition. Although Quimper's journal of the voyage does not refer to the mountain, one of Haro's manuscript charts includes a sketch of Mount Baker. The Spanish named the snowy volcano , as it reminded them of the white-clad monks of the Carmelite Monastery.
The British explorer George Vancouver left England a year later. His mission was to survey the northwest coast of America. Vancouver and his crew reached the Pacific Northwest coast in 1792. While anchored in Dungeness Bay on the south shore of the Strait of Juan de Fuca, Joseph Baker made an observation of Mount Baker, which Vancouver recorded in his journal:
Six years later, the official narrative of this voyage was published, including the first printed reference to the mountain. By the mid-1850s, Mount Baker was a well-known feature on the horizon to the explorers and fur traders who traveled in the Puget Sound region. Isaac I. Stevens, the first governor of Washington Territory, wrote about Mount Baker in 1853:
Climbing history
First European ascent
Edmund Thomas Coleman, an Englishman who resided in Victoria, British Columbia, Canada and a veteran of the Alps, made the first attempt to ascend the mountain in 1866. He chose a route via the Skagit River, but was forced to turn back when local Native Americans refused him passage.
Later that same year, Coleman recruited Whatcom County settlers Edward Eldridge, John Bennett, and John Tennant to aid him in his second attempt to scale the mountain. After approaching via the North Fork of the Nooksack River, the party navigated through what is now known as Coleman Glacier and ascended to within several hundred feet of the summit before turning back in the face of an "overhanging cornice of ice" and threatening weather. Coleman later returned to the mountain after two years. At 4:00 pm on August 17, 1868, Coleman, Eldridge, Tennant and two new companions (David Ogilvy and Thomas Stratton) scaled the summit via the Middle Fork Nooksack River, Marmot Ridge, Coleman Glacier, and the north margin of the Roman Wall.
Notable ascents
1948 North Ridge (AD, AI 2-3, 3700 feet) Fred Beckey, Ralph and Dick Widrig (August 1948)
Geology
The present-day cone of Mount Baker is relatively young; it is perhaps less than 100,000 years old. The volcano sits atop a similar older volcanic cone called Black Buttes, which was active between 500,000 and 300,000 years ago. Much of Mount Baker's earlier geological record eroded away during the last ice age (which culminated 15,000–20,000 years ago), by thick ice sheets that filled the valleys and surrounded the volcano. In the last 14,000 years, the area around the mountain has been largely ice-free, but the mountain itself remains heavily covered with snow and ice.
Isolated ridges of lava and hydrothermally altered rock, especially in the area of Sherman Crater, are exposed between glaciers on the upper flanks of the volcano; the lower flanks are steep and heavily vegetated. Volcanic rocks of Mount Baker and Black Buttes rest on a foundation of non-volcanic rocks.
Deposits recording the last 14,000 years at Mount Baker indicate that Mount Baker has not had highly explosive eruptions like those of other volcanoes in the Cascade Volcanic Arc, such as Mount St. Helens, Glacier Peak, or the Mount Meager massif, nor has it erupted frequently. During this period, four episodes of magmatic eruptive activity have been recently recognized.
Magmatic eruptions have produced tephra, pyroclastic flows, and lava flows from summit vents and the Schriebers Meadow Cone. The most destructive and most frequent events at Mount Baker have been lahars or debris flows and debris avalanches; many, if not most, of these were not related to magmatic eruptions, but may have been induced by magma intrusion, steam eruptions, earthquakes, gravitational instability, or possibly even heavy rainfall.
Eruptive history
Early history
Research beginning in the late 1990s shows that Mount Baker is the youngest of several volcanic centers in the area and one of the youngest volcanoes in the Cascade Range. The Pliocene Hannegan caldera is preserved northeast of Mount Baker Volcanic activity in the Mount Baker volcanic field began more than one million years ago, but many of the earliest lava and tephra deposits have been removed by glacial erosion. The pale-colored rocks northeast of the modern volcano mark the site of the ancient (1.15 million years old) Kulshan caldera that collapsed after an enormous ash eruption one million years ago. Subsequently, eruptions in the Mount Baker area have produced cones and lava flows of andesite, the rock that constitutes much of other Cascade Range volcanoes such as Rainier, Adams, and Hood. From about 900,000 years ago to the present, numerous andesitic volcanic centers in the area have come and disappeared through glacial erosion. The largest of these cones is the Black Buttes edifice, active between 500,000 and 300,000 years ago and formerly bigger than today's Mount Baker.
Modern craters and cone
Mount Baker was built from stacks of lava and volcanic breccia prior to the end of the last glacial period, which ended about 15,000 years ago. Two craters are on the mountain. Ice-filled Carmelo Crater is under the summit ice dome. This crater is the source for the last cone-building eruptions
The highest point of Mount Baker, Grant Peak, is on the exposed southeast rim of Carmelo Crater, which is a small pile of andesitic scoria lying on top of a stack of lava flows just below. Carmelo Crater is deeply dissected on its south side by the younger Sherman Crater. This crater is south of the summit, and its ice-covered floor is below the summit ice dome. This crater is the site of all Holocene eruptive activity. Hundreds of fumaroles vent gases, primarily , , and .
Lava flows from the summit vent erupted between 30,000 and 10,000 years ago, and during the final stages of edifice construction, blocky pyroclastic flows entered the volcano's southeastern drainages. An eruption from Sherman Crater 6,600 years ago erupted a blanket of ash that extended more than to the east. Today, sulfurous gases reach the surface via two fumarole pathways: Dorr Fumarole, northeast of the summit, and Sherman Crater, south of the summit. Both are sites of hydrothermal alteration, converting lavas to weak, white-to-yellow clays; sulfur is a common mineral around these fumaroles. At Sherman Crater, collapses of this weakened rock generated lahars in the 1840s.
Mazama Park eruptive period: 6,600 years ago
Around 6,600 years ago, a series of discrete events culminated in the largest tephra-producing eruption in postglacial time at Mount Baker. This is the last episode of undoubted magmatic activity preserved in the geologic record. First, the largest collapse in the history of the volcano occurred from the Roman Wall and transformed into a lahar that was over deep in the upper reaches of the Middle Fork of the Nooksack River. It was at least deep downstream from the volcano. At that time, the Nooksack River is believed to have drained north into the Fraser River; this lahar is unlikely to have reached Bellingham Bay. Next, a small hydrovolcanic eruption occurred at Sherman Crater, triggering a second collapse of the flank just east of the Roman Wall. That collapse also became a lahar that mainly followed the course of the first lahar for at least , and also spilled into tributaries of the Baker River. Finally, an eruption cloud deposited ash as far as downwind to the northeast and east.
Historical activity
Several eruptions occurred from Sherman Crater during the 19th century; they were witnessed from the Bellingham area. A possible eruption was seen in June 1792 during the Spanish expedition of Dionisio Alcalá Galiano and Cayetano Valdés. Their report read, in part:
In 1843, explorers reported a widespread layer of newly fallen rock fragments "like a snowfall" and that the forest was "on fire for miles around". These fires were unlikely to have been caused by ashfall, however, as charred material is not found with deposits of this fine-grained volcanic ash, which was almost certainly cooled in the atmosphere before falling. Rivers south of the volcano were reportedly clogged with ash, and Native Americans reported that many salmon perished. Reports of flooding on the Skagit River from the eruption are, however, probably greatly exaggerated. A short time later, two collapses of the east side of Sherman Crater produced two lahars, the first and larger of which flowed into the natural Baker Lake, increasing its level by at least . The location of the 19th-century lake is now covered by waters of the modern dam-impounded Baker Lake. Similar but lower-level hydrovolcanic activity at Sherman Crater continued intermittently for several decades afterward. On 26 November 1860, passengers who were traveling by steamer from New Westminster to Victoria reported that Mount Baker was "puffing out large volumes of smoke, which upon breaking, rolled down the snow-covered sides of the mountain, forming a pleasing effect of light and shade." In 1891, about of rock fell producing a lahar that traveled more than and covered .
Activity in the 20th century decreased from the 19th century. Numerous small debris avalanches fell from Sherman Peak and descended the Boulder Glacier; a large one occurred on July 27, 2007. In early March 1975, a dramatic increase in fumarolic activity and snow melt in the Sherman Crater area raised concern that an eruption might be imminent. Heat flow increased more than tenfold. Additional monitoring equipment was installed and several geophysical surveys were conducted to try to detect the movement of magma. The increased thermal activity prompted public officials and Puget Power to temporarily close public access to the popular Baker Lake recreation area and to lower the reservoir's water level by . If those actions had not been taken, significant avalanches of debris from the Sherman Crater area could have swept directly into the reservoir, triggering a disastrous wave that could have caused human fatalities and damage to the reservoir. Other than the increased heat flow, few anomalies were recorded during the geophysical surveys, nor were any other precursory activities observed that would indicate that magma was moving up into the volcano. Several small lahars formed from material ejected onto the surrounding glaciers and acidic water was discharged into Baker Lake for many months.
Activity gradually declined over the next two years, but stabilized at a higher level than before 1975. The increased level of fumarolic activity has continued at Mount Baker since 1975, but no other changes suggest that magma movement is involved.
Current research at Mount Baker
A considerable amount of research has been done at Mount Baker over the past decade, and it is now among the most-studied of the Cascade volcanoes. Recent and ongoing projects include gravimetric and GPS-based geodetic monitoring, fumarole gas sampling, tephra distribution mapping, new interpretations of the Schriebers Meadow lava flow, and hazards analyses. Mapping of Carmelo and Sherman craters, and interpretations of the eruptive history, continue, as well. The Mount Baker Volcano Research Center maintains an online archive of abstracts of this work, and an extensive references list, as well as photos.
Climate
Glaciers and hydrology
Eleven named glaciers descend from Mount Baker. Two additional glaciers (Hadley Glacier and Sholes Glacier) descend from lower slopes detached from the main glacial mass. The Coleman Glacier is the largest; it has a surface area of . The other large glaciers—which have areas greater than —are Roosevelt Glacier, Mazama Glacier, Park Glacier, Boulder Glacier, Easton Glacier, and Deming Glacier. All retreated during the first half of the century, advanced from 1950–1975 and have been retreating with increasing rapidity since 1980.
Mount Baker is drained on the north by streams that flow into the North Fork Nooksack River, on the west by the Middle Fork Nooksack River, and on the southeast and east by tributaries of the Baker River. Lake Shannon and Baker Lake are the largest nearby bodies of water, formed by two dams on the Baker River.
U.S. Navy
Two ammunition ships of the United States Navy (traditionally named for volcanoes) have been named after the mountain. The first was USS Mount Baker (AE-4), which was commissioned from 1941 to 1947 and from 1951 to 1969. In 1972, the Navy commissioned USS Mount Baker (AE-34). She was decommissioned in 1996 and placed in service with the Military Sealift Command as USNS Mount Baker (T-AE-34). She was scrapped in 2012.
References
External links
Mount Baker Volcano Research Center
CVO Menu — Mt. Baker
Terminus behavior of Mount Baker Glaciers
Mount Baker Scenic Byway (PDF)
North American 3000 m summits
Stratovolcanoes of the United States
Mountains of Washington (state)
Volcanoes of Washington (state)
Subduction volcanoes
Cascade Volcanoes
Active volcanoes
North Cascades of Washington (state)
Mountains of Whatcom County, Washington
Mount Baker-Snoqualmie National Forest
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Milton may refer to:
Names
Milton (surname), a surname (and list of people with that surname)
John Milton (1608–1674), English poet
Milton (given name)
Places
Australia
Milton, New South Wales
Milton, Queensland, a suburb of Brisbane
Milton Courts, a tennis centre
Milton House, Milton, a heritage-listed house
Milton railway station, Brisbane
Milton Reach, a reach of the Brisbane River
Milton Road, an arterial road in Brisbane
Canada
Milton, Newfoundland and Labrador
Milton, Nova Scotia in the Region of Queens Municipality
Milton, Ontario
Milton line, a commuter train line
Milton GO Station
Milton (electoral district), Ontario
Milton (provincial electoral district), Ontario
Beaverton, Ontario a community in Durham Region and renamed as Beaverton in 1835
Rural Municipality of Milton No. 292, Saskatchewan
New Zealand
Milton, New Zealand
United Kingdom
England
Milton, Cambridgeshire, a village north of Cambridge
Milton, Brampton, Cumbria
Milton, Milnthorpe, Cumbria
Milton, Derbyshire, a village in south Derbyshire
Milton, Dorset, a former town
Milton on Stour, Dorset
Milton, a former hamlet in Westcliff-on-Sea, Essex
Milton, Nottinghamshire
Milton, Cherwell, Oxfordshire
Milton, Vale of White Horse, Oxfordshire
Milton Park, a business park
Milton-under-Wychwood, Oxfordshire
Milton, Portsmouth
Milton, Somerset
Milton, an area of Weston-super-Mare, Somerset
Milton, Staffordshire
Milton, Wiltshire, a hamlet near East Knoyle
Scotland
Milton (South Uist), in the Outer Hebrides
Milton of Finavon, Angus
Milton of Ogilvie, Angus
Milton of Campsie, East Dunbartonshire
Milton, Easter Ross, a village near Kildary
Milton of Balgonie, Fife
Milton, Glasgow
Milton, Glenurquhart, a village near Drumnadrochit
Milton, Stirling, a hamlet near Aberfoyle
Milton of Buchanan, Stirling
Milton, West Dunbartonshire, a village near Dumbarton
United States
Milton, California
Milton, Delaware
Milton, Florida
Milton, Georgia
Milton County, Georgia, a former county
Milton, Illinois
Milton, Indiana
Milton, Ohio County, Indiana
Milton, Iowa
Milton, Kansas
Milton, Kentucky
Milton, Louisiana
Milton, Maine
Milton, Massachusetts
Milton Academy, a preparatory school in Milton, Massachusetts
Milton Township, Antrim County, Michigan
Milton Township, Cass County, Michigan
Milton Township, Dodge County, Minnesota
Milton, Atchison County, Missouri
Milton, Kansas City, Missouri
Milton, Randolph County, Missouri
Milton, New Hampshire
Milton (CDP), New Hampshire, a census-designated place within the town
Milton (town), New York, in Saratoga County
Milton (CDP), Saratoga County, New York, a census-designated place within the town
Milton, Ulster County, New York, a census-designated place and hamlet in Ulster County
Milton, North Carolina
Milton, North Dakota
Milton Township, Ashland County, Ohio
Milton Township, Wood County, Ohio
Milton, Pennsylvania
Milton, Tennessee
Milton, Texas
Milton, Vermont, a town
Milton (CDP), Vermont, a census-designated place within the town
Milton, Washington
Milton, West Virginia
Milton, Buffalo County, Wisconsin, a town
Milton, Wisconsin, a city in Rock County
Milton College, a former private college in Milton, Wisconsin
Milton, Rock County, Wisconsin, a town surrounding the city
Other uses
Milton: A Poem in Two Books, an epic poem by William Blake
Milton (album), a 1976 album by Milton Nascimento
Milton (cartoon), a series of cartoons for Saturday Night Live and the film Office Space
Milton (crater), a crater on Mercury
Milton (game), an electronic game made in 1980 by Milton Bradley
Milton (horse), a show jumping horse ridden by John Whitaker
Milton (opera), by Gaspare Spontini
Milton Abbey School, Dorset, England
Milton Corporation, Australian investment company
Milton rail crash
Milton sterilizing fluid, a brand name of sterilising compound for purposes including baby bottles
Milton the Toaster, an advertising mascot for Pop-Tarts
Milton United F.C., a football club in Milton, Oxfordshire, England
See also
Great Milton, Oxfordshire
Little Milton, Oxfordshire
Milltown (disambiguation)
Milton Abbas, Dorset
Milton Bryan, Bedfordshire
Milton Center, Ohio
Milton Clevedon, Somerset
Milton Damerel, Devon
Milton Ernest, Bedfordshire
Milton-Freewater, Oregon
Milton Green, Cheshire, a hamlet near Handley, Cheshire
Milton Hall, an estate near Peterborough, Cambridgeshire
Milton High School (disambiguation), various high schools
Milton Keynes, Buckinghamshire
Milton Lilbourne, Wiltshire
Milton Malsor, Northamptonshire
Milton-next-Gravesend, Kent
Milton railway station (disambiguation)
Milton Regis, Kent
Milton Street, a hamlet in Long Man parish, East Sussex
New Milton, Hampshire
New Milton, West Virginia
West Milton, Ohio
|
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Millennialism (from millennium, Latin for "a thousand years") or chiliasm (from the Greek equivalent) is a belief advanced by some religious denominations that a Golden Age or Paradise will occur on Earth prior to the final judgment and future eternal state of the "World to Come".
Christianity and Judaism have both produced messianic movements which featured millennialist teachings—such as the notion that an earthly kingdom of God was at hand. These millenarian movements often led to considerable social unrest.
Similarities to millennialism appear in Zoroastrianism, which identified successive thousand-year periods, each of which will end in a cataclysm of heresy and destruction, until the final destruction of evil and of the spirit of evil by a triumphant king of peace at the end of the final millennial age. "Then Saoshyant makes the creatures again pure, and the resurrection and future existence occur" (Zand-i Vohuman Yasht 3:62).
Scholars have also linked various other social and political movements, both religious and secular, to millennialist metaphors.
Baha'i Faith
Bahá'u'lláh mentioned in the Kitáb-i-Íqán that God will renew the "City of God" about every thousand years, and specifically mentioned that a new Manifestation of God would not appear within 1,000 years (1893–2893) of Bahá'u'lláh's message, but that the authority of Bahá'u'lláh's message could last up to 500,000 years.
Christianity
Christian millennialist thinking is based upon the Book of Revelation, specifically Revelation 20, which describes the vision of an angel who descended from heaven with a large chain and a key to a bottomless pit, and captured Satan, imprisoning him for a thousand years:
The Book of Revelation then describes a series of judges who are seated on thrones, as well as John's vision of the souls of those who were beheaded for their testimony in favor of Jesus and their rejection of the mark of the beast. These souls:
Early church
During the first centuries after Christ, various forms of chiliasm (millennialism) were to be found in the Church, both East and West. It was a decidedly majority view at that time, as admitted by Eusebius, himself an opponent of the doctrine:
Nevertheless, strong opposition later developed from some quarters, most notably from Augustine of Hippo. The Church never took a formal position on the issue at any of the ecumenical councils, and thus both pro and con positions remained consistent with orthodoxy. The addition to the Nicene Creed was intended to refute the perceived Sabellianism of Marcellus of Ancyra and others, a doctrine which includes an end to Christ's reign and which is explicitly singled out for condemnation by the council [Canon #1]. The Catholic Encyclopedia notes that the 2nd century proponents of various Gnostic beliefs (themselves considered heresies) also rejected millenarianism.
Millennialism was taught by various earlier writers such as Justin Martyr, Irenaeus, Tertullian, Commodian, Lactantius, Methodius, and Apollinaris of Laodicea in a form now called premillennialism. According to religious scholar Rev. Dr. Francis Nigel Lee, "Justin's 'Occasional Chiliasm' sui generis which was strongly anti-pretribulationistic was followed possibly by Pothinus in A.D. 175 and more probably (around 185) by Irenaeus". Justin Martyr, discussing his own premillennial beliefs in his Dialogue with Trypho the Jew, Chapter 110, observed that they were not necessary to Christians:
Melito of Sardis is frequently listed as a second century proponent of premillennialism. The support usually given for the supposition is that "Jerome [Comm. on Ezek. 36] and Gennadius [De Dogm. Eccl., Ch. 52] both affirm that he was a decided millenarian."
In the early third century, Hippolytus of Rome wrote:
Around 220, there were some similar influences on Tertullian, although only with very important and extremely optimistic (if not perhaps even postmillennial) modifications and implications. On the other hand, "Christian Chiliastic" ideas were indeed advocated in 240 by Commodian; in 250 by the Egyptian Bishop Nepos in his Refutation of Allegorists; in 260 by the almost unknown Coracion; and in 310 by Lactantius. Into the late fourth century, Bishop Ambrose of Milan had millennial leanings (Ambrose of Milan. Book II. On the Belief in the Resurrection, verse 108). Lactantius is the last great literary defender of chiliasm in the early Christian church. Jerome and Augustine vigorously opposed chiliasm by teaching the symbolic interpretation of the Revelation of St. John, especially chapter 20.
In a letter to Queen Gerberga of France around 950, Adso of Montier-en-Der established the idea of a "last World Emperor" who would conquer non-Christians before the arrival of the Antichrist.
Reformation and beyond
Christian views on the future order of events diversified after the Protestant reformation (c.1517). In particular, new emphasis was placed on the passages in the Book of Revelation which seemed to say that as Christ would return to judge the living and the dead, Satan would be locked away for 1000 years, but then released on the world to instigate a final battle against God and his Saints. Previous Catholic and Orthodox theologians had no clear or consensus view on what this actually meant (only the concept of the end of the world coming unexpectedly, "like a thief in a night", and the concept of "the antichrist" were almost universally held). Millennialist theories try to explain what this "1000 years of Satan bound in chains" would be like.
Various types of millennialism exist with regard to Christian eschatology, especially within Protestantism, such as Premillennialism, Postmillennialism, and Amillennialism. The first two refer to different views of the relationship between the "millennial Kingdom" and Christ's second coming.
Premillennialism sees Christ's second advent as preceding the millennium, thereby separating the second coming from the final judgment. In this view, "Christ's reign" will be physically on the earth.
Postmillennialism sees Christ's second coming as subsequent to the millennium and concurrent with the final judgment. In this view "Christ's reign" (during the millennium) will be spiritual in and through the church.
Amillennialism basically denies a future literal 1000 year kingdom and sees the church age metaphorically described in Rev. 20:1–6 in which "Christ's reign" is current in and through the church.
The Catholic Church strongly condemns millennialism as the following shows:
19th and 20th centuries
Bible Student movement
The Bible Student movement is a millennialist movement based on views expressed in "The Divine Plan of the Ages," in 1886, in Volume One of the Studies in the Scriptures series, by Pastor Charles Taze Russell. (This series is still being published, since 1927, by the Dawn Bible Students Association.) Bible Students believe that there will be a universal opportunity for every person, past and present, not previously recipients of a heavenly calling, to gain everlasting life on Earth during the Millennium.
Jehovah's Witnesses
Jehovah's Witnesses believe that Christ will rule from heaven for 1,000 years as king over the earth, assisted by the 144,000 ascended humans.
The Church of Almighty God
Also known as Eastern Lightning, The Church of Almighty God mentions in its teachings the Age of Millennial Kingdom, which will follow the catastrophes prophesied in the Book of Revelation.
Judaism
Millennialist thinking first emerged in Jewish apocryphal literature of the tumultuous Second Temple period,
Gerschom Scholem profiles medieval and early modern Jewish millennialist teachings in his book Sabbatai Sevi, the mystical messiah, which focuses on the 17th-century movement centered on the self-proclaimed messiahship (1648) of Sabbatai Zevi
(16261676).
Theosophy
The Theosophist Alice Bailey taught that Christ (in her books she refers to the powerful spiritual being best known by Theosophists as Maitreya as The Christ or The World Teacher, not as Maitreya) would return “sometime after AD 2025”, and that this would be the New Age equivalent of the Christian concept of the Second Coming of Christ.
Social movements
Millennial social movements, a specific form of millenarianism, have as their basis some concept of a cycle of one-thousand years. Sometimes the two terms are used as synonyms, but purists regard this as not entirely accurate. Millennial social movements need not have a religious foundation, but they must have a vision of an apocalypse that can be utopian or dystopian. Those associated with millennial social movements are "prone to be violent", with certain types of millennialism connected to violence.
In progressive millennialism, the "transformation of the social order is gradual and humans play a role in fostering that transformation".
Catastrophic millennialism "deems the current social order as irrevocably corrupt, and total destruction of this order is necessary as the precursor to the building of a new, godly order".
However the link between millennialism and violence may be problematic, as new religious movements may stray from the catastrophic view as time progresses.
Nazism
The most controversial interpretation of the Three Ages philosophy and of millennialism in general involves Adolf Hitler's "Third Reich" ("Drittes Reich"), which in his vision would last for a thousand years to come ("Tausendjähriges Reich") but ultimately lasted for only 12 years (1933–1945).
The German thinker Arthur Moeller van den Bruck coined the phrase "Third Reich" and in 1923 published a book titled Das Dritte Reich. Looking back at German history, he distinguished two separate periods, and identified them with the ages of the 12th-century Italian theologian Joachim of Fiore:
the Holy Roman Empire (beginning with Charlemagne in AD 800): the "First Reich", The Age of the Father and
the German Empire, under the Hohenzollern dynasty (1871–1918): the "Second Reich", The Age of the Son.
After the interval of the Weimar Republic (1918 onwards), during which constitutionalism, parliamentarianism and even pacifism dominated, these were then to be followed by:
the "Third Reich", The Age of the Holy Spirit.
Although van den Bruck was unimpressed by Hitler when he met him in 1922 and did not join the Nazi Party, nevertheless the Nazis adopted the term "Third Reich" to label the totalitarian state they wanted to set up when they gained power, which they succeeded in doing in 1933. Later, however, the Nazi authorities banned the informal use of "Third Reich" throughout the German press in the summer of 1939, instructing it to use more official terms such as "German Reich", "Greater German Reich", and "National Socialist Germany" exclusively.
During the early part of the Third Reich many Germans also referred to Hitler as being the German Messiah, especially when he conducted the Nuremberg Rallies, which came to be held annually (1933-1938) at a date somewhat before the Autumn Equinox in Nuremberg, Germany.
In a speech held on 27 November 1937, Hitler commented on his plans to have major parts of Berlin torn down and rebuilt:
[...] einem tausendjährigen Volk mit tausendjähriger geschichtlicher und kultureller Vergangenheit für die vor ihm liegende unabsehbare Zukunft eine ebenbürtige tausendjährige Stadt zu bauen [...].
[...] to build a millennial city adequate [in splendour] to a thousand-year-old people with a thousand-year-old historical and cultural past, for its never-ending [glorious] future [...]
After Adolf Hitler's unsuccessful attempt to implement a thousand-year-reign, the Vatican issued an official statement that millennial claims could not be safely taught and that the related scriptures in Revelation (also called the Apocalypse) should be understood spiritually. Catholic author Bernard LeFrois wrote:
: [...] Since the Holy Office decreed (July 21, 1944) that it cannot be safely taught that Christ at His Second Coming will reign visibly with only some of His saints (risen from the dead) for a period of time before the final and universal judgment, a spiritual millenium is to be seen in Apoc. 20:4–6. St. John gives a recapitulation of the activity of Satan, and the spiritual reign of the saints with Christ in heaven and in His Church on earth.
Utopianism
The early Christian concepts of millennialism had ramifications far beyond strictly religious concerns during the centuries to come, as various theorists blended and enhanced them with ideas of utopia.
In the wake of early millennial thinking, the Three Ages philosophy developed. The Italian monk and theologian Joachim of Fiore (died 1202) saw all of human history as a succession of three ages:
the Age of the Father (the Old Testament)
the Age of the Son (the New Testament)
the Age of the Holy Spirit (the age begun when Christ ascended into heaven, leaving the Paraclete, the third person of the Holy Trinity, to guide the faithful)
It was believed that the Age of the Holy Spirit would begin at around 1260, and that from then on all believers would live as monks, mystically transfigured and full of praise for God, for a thousand years until Judgment Day would put an end to the history of our planet.
Joachim of Fiore's divisions of historical time also highly influenced the New Age movement, which transformed the Three Ages philosophy into astrological terminology, relating the Northern-hemisphere vernal equinox to different constellations of the zodiac. In this scenario the Age of the Father was recast as the Age of Aries, the Age of the Son became the Age of Pisces, and the Age of the Holy Spirit was called the Aquarian New Age. The current so-called "Age of Aquarius" will supposedly witness the development of a number of great changes for humankind,
reflecting the typical features of some manifestations of millennialism.
See also
Christian eschatology
Christian Zionism
Council of Ephesus
Cult of the Holy Spirit
Immanentize the eschaton
Millenarianism
Millennial Day Theory
Preterism
The Pursuit of the Millennium
Year 1000
Year 6000
References
Bibliography
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Case, Shirley J. The Millennial Hope, The University of Chicago Press, 1918.
Cohn, Norman. The Pursuit of the Millennium: Revolutionary Millenarians and Mystical Anarchists of the Middle Ages, (2nd ed. Yale U.P., 1970).
Desroches, Henri, Dieux d'hommes. Dictionnaire des messianismes et millénarismes de l'ère chrétienne, The Hague: Mouton, 1969,
Ellwood, Robert. "Nazism as a Millennialist Movement", in Catherine Wessinger (ed.), Millennialism, Persecution, and Violence: Historical Cases (Syracuse University Press, 2000). ( or )
Fenn, Richard K. The End of Time: Religion, Ritual, and the Forging of the Soul (Pilgrim Press, 1997). ( or )
Hall, John R. Apocalypse: From Antiquity to the Empire of Modernity, (Cambridge, UK: Polity 2009). ( [pb] and )
Kaplan, Jeffrey. Radical Religion in America: Millenarian Movements from the Far Right to the Children of Noah (Syracuse University Press, 1997). ( or )
Landes, Richard. Heaven on Earth: The Varieties of the Millennial Experience, (Oxford University Press 2011)
Pentecost, J. Dwight. Things to Come: A study in Biblical Eschatology(Zondervan, 1958) and .
Redles, David. Hitler's Millennial Reich: Apocalyptic Belief and the Search for Salvation (New York University Press, 2005). ( or )
Stone, Jon R., ed. Expecting Armageddon: Essential Readings in Failed Prophecy (Routledge, 2000). ()
Underwood, Grant. (1999) [1993]. The Millenarian World of Early Mormonism. Urbana: University of Illinois Press.
Wessinger, Catherine. ed. The Oxford Handbook of Millennialism (Oxford University Press, 2011) 768 pp. online review
Wistrich, Robert. Hitler's Apocalypse: Jews and the Nazi Legacy (St. Martin's Press, 1985). ()
External links
Catholic Encyclopedia "Millennium and Millenarianism"
Anthology of Chiliasm and Chillegorism (Compiler V.Sterkh)
Book of Revelation
Christian eschatology
Christian terminology
|
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The Möbius function is an important multiplicative function in number theory introduced by the German mathematician August Ferdinand Möbius (also transliterated Moebius) in 1832. It is ubiquitous in elementary and analytic number theory and most often appears as part of its namesake the Möbius inversion formula. Following work of Gian-Carlo Rota in the 1960s, generalizations of the Möbius function were introduced into combinatorics, and are similarly denoted .
Definition
For any positive integer , define as the sum of the primitive th roots of unity. It has values in depending on the factorization of into prime factors:
if is a square-free positive integer with an even number of prime factors.
if is a square-free positive integer with an odd number of prime factors.
if has a squared prime factor.
The Möbius function can alternatively be represented as
where is the Kronecker delta, is the Liouville function, is the number of distinct prime divisors of , and is the number of prime factors of , counted with multiplicity.
The values of for the first 50 positive numbers are
The first 50 values of the function are plotted below:
Applications
Mathematical series
The Dirichlet series that generates the Möbius function is the (multiplicative) inverse of the Riemann zeta function; if is a complex number with real part larger than 1 we have
This may be seen from its Euler product
Also:
The Lambert series for the Möbius function is:
which converges for . For prime , we also have
Algebraic number theory
Gauss proved that for a prime number the sum of its primitive roots is congruent to .
If denotes the finite field of order (where is necessarily a prime power), then the number of monic irreducible polynomials of degree over is given by:
Properties
The Möbius function is multiplicative (i.e., ) whenever and are coprime.
The sum of the Möbius function over all positive divisors of (including itself and 1) is zero except when :
The equality above leads to the important Möbius inversion formula and is the main reason why is of relevance in the theory of multiplicative and arithmetic functions.
Other applications of in combinatorics are connected with the use of the Pólya enumeration theorem in combinatorial groups and combinatorial enumerations.
There is a formula for calculating the Möbius function without directly knowing the factorization of its argument:
i.e. is the sum of the primitive -th roots of unity. (However, the computational complexity of this definition is at least the same as that of the Euler product definition.)
Proof of the formula for
Using
the formula
can be seen as a consequence of the fact that the th roots of unity sum to 0, since each th root of unity is a primitive th root of unity for exactly one divisor of .
However it is also possible to prove this identity from first principles. First note that it is trivially true when . Suppose then that . Then there is a bijection between the factors of for which and the subsets of the set of all prime factors of . The asserted result follows from the fact that every non-empty finite set has an equal number of odd- and even-cardinality subsets.
This last fact can be shown easily by induction on the cardinality of a non-empty finite set . First, if , there is exactly one odd-cardinality subset of , namely itself, and exactly one even-cardinality subset, namely . Next, if , then divide the subsets of into two subclasses depending on whether they contain or not some fixed element in . There is an obvious bijection between these two subclasses, pairing those subsets that have the same complement relative to the subset . Also, one of these two subclasses consists of all the subsets of the set , and therefore, by the induction hypothesis, has an equal number of odd- and even-cardinality subsets. These subsets in turn correspond bijectively to the even- and odd-cardinality -containing subsets of . The inductive step follows directly from these two bijections.
A related result is that the binomial coefficients exhibit alternating entries of odd and even power which sum symmetrically.
Mertens function
In number theory another arithmetic function closely related to the Möbius function is the Mertens function, defined by
for every natural number . This function is closely linked with the positions of zeroes of the Riemann zeta function. See the article on the Mertens conjecture for more information about the connection between and the Riemann hypothesis.
From the formula
it follows that the Mertens function is given by:
where is the Farey sequence of order .
This formula is used in the proof of the Franel–Landau theorem.
Average order
The mean value (in the sense of average orders) of the Möbius function is zero. This statement is, in fact, equivalent to the prime number theorem.
sections
if and only if is divisible by the square of a prime. The first numbers with this property are
4, 8, 9, 12, 16, 18, 20, 24, 25, 27, 28, 32, 36, 40, 44, 45, 48, 49, 50, 52, 54, 56, 60, 63, ... .
If is prime, then , but the converse is not true. The first non prime for which is . The first such numbers with three distinct prime factors (sphenic numbers) are
30, 42, 66, 70, 78, 102, 105, 110, 114, 130, 138, 154, 165, 170, 174, 182, 186, 190, 195, 222, ... .
and the first such numbers with 5 distinct prime factors are
2310, 2730, 3570, 3990, 4290, 4830, 5610, 6006, 6090, 6270, 6510, 6630, 7410, 7590, 7770, 7854, 8610, 8778, 8970, 9030, 9282, 9570, 9690, ... .
Generalizations
Incidence algebras
In combinatorics, every locally finite partially ordered set (poset) is assigned an incidence algebra. One distinguished member of this algebra is that poset's "Möbius function". The classical Möbius function treated in this article is essentially equal to the Möbius function of the set of all positive integers partially ordered by divisibility. See the article on incidence algebras for the precise definition and several examples of these general Möbius functions.
Popovici's function
Constantin Popovici defined a generalised Möbius function to be the -fold Dirichlet convolution of the Möbius function with itself. It is thus again a multiplicative function with
where the binomial coefficient is taken to be zero if . The definition may be extended to complex by reading the binomial as a polynomial in .
Physics
The Möbius function also arises in the primon gas or free Riemann gas model of supersymmetry. In this theory, the fundamental particles or "primons" have energies . Under second quantization, multiparticle excitations are considered; these are given by for any natural number . This follows from the fact that the factorization of the natural numbers into primes is unique.
In the free Riemann gas, any natural number can occur, if the primons are taken as bosons. If they are taken as fermions, then the Pauli exclusion principle excludes squares. The operator that distinguishes fermions and bosons is then none other than the Möbius function .
The free Riemann gas has a number of other interesting connections to number theory, including the fact that the partition function is the Riemann zeta function. This idea underlies Alain Connes's attempted proof of the Riemann hypothesis.
See also
Liouville function
Mertens function
Ramanujan's sum
Sphenic number
Notes
Citations
Sources
External links
Multiplicative functions
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Mikhail Sergeyevich Gorbachev (born 2 March 1931) is a Russian and former Soviet politician. The eighth and final leader of the Soviet Union, he was the General Secretary of the Communist Party of the Soviet Union from 1985 until 1991. He was also the country's head of state from 1988 until 1991, serving as the chairman of the Presidium of the Supreme Soviet from 1988 to 1989, chairman of the Supreme Soviet from 1989 to 1990, and president of the Soviet Union from 1990 to 1991. Ideologically, Gorbachev initially adhered to the prevailing interpretation of Marxism–Leninism, although he had moved towards social democracy by the early 1990s.
Gorbachev was born in Privolnoye, Stavropol Krai, to a poor peasant family of Russian and Ukrainian heritage. Growing up under the rule of Joseph Stalin, in his youth he operated combine harvesters on a collective farm before joining the Communist Party, which then governed the Soviet Union as a one-party state according to the prevailing interpretation of Marxist–Leninist doctrine. While studying at Moscow State University, he married fellow student Raisa Titarenko in 1953 prior to receiving his law degree in 1955. Moving to Stavropol, he worked for the Komsomol youth organization and, after Stalin's death, became a keen proponent of the de-Stalinization reforms of Soviet leader Nikita Khrushchev. He was appointed the First Party Secretary of the Stavropol Regional Committee in 1970, in which position he oversaw construction of the Great Stavropol Canal. In 1978, he returned to Moscow to become a Secretary of the party's Central Committee, and in 1979 joined its governing Politburo. Within three years of the death of Soviet leader Leonid Brezhnev, following the brief regimes of Yuri Andropov and Konstantin Chernenko, the Politburo elected Gorbachev as General Secretary, the de facto head of government, in 1985.
Although committed to preserving the Soviet state and to its socialist ideals, Gorbachev believed significant reform was necessary, particularly after the 1986 Chernobyl disaster. He withdrew from the Soviet–Afghan War and embarked on summits with United States president Ronald Reagan to limit nuclear weapons and end the Cold War. Domestically, his policy of glasnost ("openness") allowed for enhanced freedom of speech and press, while his perestroika ("restructuring") sought to decentralize economic decision making to improve efficiency. His democratization measures and formation of the elected Congress of People's Deputies undermined the one-party state. Gorbachev declined to intervene militarily when various Eastern Bloc countries abandoned Marxist–Leninist governance in 1989–90. Internally, growing nationalist sentiment threatened to break up the Soviet Union, leading Marxist–Leninist hardliners to launch the unsuccessful August Coup against Gorbachev in 1991. In the wake of this, the Soviet Union dissolved against Gorbachev's wishes and he resigned. After leaving office, he launched his Gorbachev Foundation, became a vocal critic of Russian presidents Boris Yeltsin and Vladimir Putin, and campaigned for Russia's social-democratic movement.
Widely considered one of the most significant figures of the second half of the 20th century, Gorbachev remains the subject of controversy. The recipient of a wide range of awards, including the Nobel Peace Prize, he was widely praised for his pivotal role in ending the Cold War, introducing new political freedoms in the Soviet Union, and tolerating both the fall of Marxist–Leninist administrations in eastern and central Europe and the reunification of Germany. Conversely, he is often derided in Russia for accelerating the Soviet collapse, an event which brought a decline in Russia's global influence and precipitated an economic crisis.
Early life
Childhood: 1931–1950
Gorbachev was born on 2 March 1931 in the village of Privolnoye, Stavropol Krai, then in the Russian Soviet Federative Socialist Republic, one of the constituent republics of the Soviet Union. At the time, Privolnoye was divided almost evenly between ethnic Russians and ethnic Ukrainians. Gorbachev's paternal family were ethnic Russians and had moved to the region from Voronezh several generations before; his maternal family were of ethnic Ukrainian heritage and had migrated from Chernihiv.
His parents named him Victor, but at the insistence of his mother—a devout Orthodox Christian—he had a secret baptism, where his grandfather christened him Mikhail. His relationship with his father, Sergey Andreyevich Gorbachev, was close; his mother, Maria Panteleyevna Gorbacheva (née Gopkalo), was colder and punitive. His parents were poor, and lived as peasants. They had married as teenagers in 1928, and in keeping with local tradition had initially resided in Sergei's father's house, an adobe-walled hut, before a hut of their own could be built.
The Soviet Union was a one-party state governed by the Communist Party, and during Gorbachev's childhood was under the leadership of Joseph Stalin. Stalin had initiated a project of mass rural collectivization which, in keeping with his Marxist–Leninist ideas, he believed would help convert the country into a socialist society. Gorbachev's maternal grandfather joined the Communist Party and helped form the village's first kolkhoz (collective farm) in 1929, becoming its chair. This farm was outside Privolnoye village and when he was three years old, Gorbachev left his parental home and moved into the kolkhoz with his maternal grandparents.
The country was then experiencing the famine of 1932–33, in which two of Gorbachev's paternal uncles and an aunt died. This was followed by the Great Purge, in which individuals accused of being "enemies of the people", including those sympathetic to rival interpretations of Marxism like Trotskyism, were arrested and interned in labor camps, if not executed. Both of Gorbachev's grandfathers were arrested (his maternal in 1934 and his paternal in 1937) and spent time in Gulag labor camps before being released. After his December 1938 release, Gorbachev's maternal grandfather discussed having been tortured by the secret police, an account that influenced the young boy.
Following on from the outbreak of the Second World War in 1939, in June 1941 the German Army invaded the Soviet Union. German forces occupied Privolnoye for four and a half months in 1942. Gorbachev's father had joined the Red Army and fought on the frontlines; he was wrongly declared dead during the conflict and fought in the Battle of Kursk before returning to his family, injured. After Germany was defeated, Gorbachev's parents had their second son, Aleksandr, in 1947; he and Mikhail would be their only children.
The village school had closed during much of the war but re-opened in autumn 1944. Gorbachev did not want to return but when he did he excelled academically. He read voraciously, moving from the Western novels of Thomas Mayne Reid to the work of Vissarion Belinsky, Alexander Pushkin, Nikolai Gogol, and Mikhail Lermontov. In 1946, he joined Komsomol, the Soviet political youth organization, becoming leader of his local group and then being elected to the Komsomol committee for the district. From primary school he moved to the high school in Molotovskeye; he stayed there during the week while walking the home during weekends. As well as being a member of the school's drama society, he organized sporting and social activities and led the school's morning exercise class. Over the course of five consecutive summers from 1946 onward he returned home to assist his father to operate a combine harvester, during which they sometimes worked 20-hour days. In 1948, they harvested over 8,000 centners of grain, a feat for which Sergey was awarded the Order of Lenin and his son the Order of the Red Banner of Labour.
University: 1950–1955
In June 1950, Gorbachev became a candidate member of the Communist Party. He also applied to study at the law school of Moscow State University (MSU), then the most prestigious university in the country. They accepted without asking for an exam, likely because of his worker-peasant origins and his possession of the Order of the Red Banner of Labour. His choice of law was unusual; it was not a well-regarded subject in Soviet society at that time. Aged 19, he traveled by train to Moscow, the first time he had left his home region.
In the city, Gorbachev resided with fellow MSU students at a dormitory in Sokolniki District. He and other rural students felt at odds with their Muscovite counterparts but he soon came to fit in. Fellow students recall him working especially hard, often late into the night. He gained a reputation as a mediator during disputes, and was also known for being outspoken in class, although would only reveal a number of his views privately; for instance he confided in some students his opposition to the Soviet jurisprudential norm that a confession proved guilt, noting that confessions could have been forced. During his studies, an anti-semitic campaign spread through the Soviet Union, culminating in the Doctors' plot; Gorbachev publicly defended a Jewish student who was accused of disloyalty to the country by one of their fellows.
At MSU, Gorbachev became the Komsomol head of his entering class, and then Komsomol's deputy secretary for agitation and propaganda at the law school. One of his first Komsomol assignments in Moscow was to monitor the election polling in Krasnopresnenskaya district to ensure the government's desire for near total turnout; Gorbachev found that most of those who voted did so "out of fear". In 1952, he was appointed a full member of the Communist Party. As a party and Komsomol member he was tasked with monitoring fellow students for potential subversion; some of his fellow students said that he did so only minimally and that they trusted him to keep confidential information secret from the authorities. Gorbachev became close friends with Zdeněk Mlynář, a Czechoslovak student who later became a primary ideologist of the 1968 Prague Spring. Mlynář recalled that the duo remained committed Marxist–Leninists despite their growing concerns about the Stalinist system. After Stalin died in March 1953, Gorbachev and Mlynář joined the crowds amassing to see Stalin's body lying in state.
At MSU, Gorbachev met Raisa Titarenko, a Ukrainian studying in the university's philosophy department. She was engaged to another man but after that engagement fell apart, she began a relationship with Gorbachev; together they went to bookstores, museums, and art exhibits. In early 1953, he took an internship at the procurator's office in Molotovskoye district, but was angered by the incompetence and arrogance of those working there. That summer, he returned to Privolnoe to work with his father on the harvest; the money earned allowed him to pay for a wedding. On 25 September 1953 he and Raisa registered their marriage at Sokolniki Registry Office; and in October moved in together at the Lenin Hills dormitory. Raisa discovered that she was pregnant and although the couple wanted to keep the child she fell ill and required a life-saving abortion.
In June 1955, Gorbachev graduated with a distinction; his final paper had been on the advantages of "socialist democracy" (the Soviet political system) over "bourgeois democracy" (liberal democracy). He was subsequently assigned to the Soviet Procurator's office, which was then focusing on the rehabilitation of the innocent victims of Stalin's purges, but found that they had no work for him. He was then offered a place on an MSU graduate course specializing in kolkhoz law, but declined. He had wanted to remain in Moscow, where Raisa was enrolled on a PhD program, but instead gained employment in Stavropol; Raisa abandoned her studies to join him there.
Rise in the Communist Party
Stavropol Komsomol: 1955–1969
In August 1955, Gorbachev started work at the Stavropol regional procurator's office, but disliked the job and used his contacts to get a transfer to work for Komsomol, becoming deputy director of Komsomol's agitation and propaganda department for that region. In this position, he visited villages in the area and tried to improve the lives of their inhabitants; he established a discussion circle in Gorkaya Balka village to help its peasant residents gain social contacts.
Gorbachev and his wife initially rented a small room in Stavropol, taking daily evening walks around the city and on weekends hiking in the countryside. In January 1957, Raisa gave birth to a daughter, Irina, and in 1958 they moved into two rooms in a communal apartment. In 1961, Gorbachev pursued a second degree, on agricultural production; he took a correspondence course from the local Stavropol Agricultural Institute, receiving his diploma in 1967. His wife had also pursued a second degree, attaining a PhD in sociology in 1967 from the Moscow Pedagogical Institute; while in Stavropol she too joined the Communist Party.
Stalin was ultimately succeeded as Soviet leader by Nikita Khrushchev, who denounced Stalin and his cult of personality in a speech given in February 1956, after which he launched a de-Stalinization process throughout Soviet society. Later biographer William Taubman suggested that Gorbachev "embodied" the "reformist spirit" of the Khrushchev era. Gorbachev was among those who saw themselves as "genuine Marxists" or "genuine Leninists" in contrast to what they regarded as the perversions of Stalin. He helped spread Khrushchev's anti-Stalinist message in Stavropol, but encountered many who continued to regard Stalin as a hero or who praised the Stalinist purges as just.
Gorbachev rose steadily through the ranks of the local administration. The authorities regarded him as politically reliable, and he would flatter his superiors, for instance gaining favor with prominent local politician Fyodor Kulakov. With an ability to outmanoeuvre rivals, some colleagues resented his success. In September 1956, he was promoted First Secretary of the Stavropol city's Komsomol, placing him in charge of it; in April 1958 he was made deputy head of the Komsomol for the entire region. At this point he was given better accommodation: a two-room flat with its own private kitchen, toilet, and bathroom. In Stavropol, he formed a discussion club for youths, and helped mobilize local young people to take part in Khrushchev's agricultural and development campaigns.
In March 1961, Gorbachev became First Secretary of the regional Komsomol, in which position he went out of his way to appoint women as city and district leaders. In 1961, Gorbachev played host to the Italian delegation for the World Youth Festival in Moscow; that October, he also attended the 22nd Congress of the Communist Party of the Soviet Union. In January 1963, Gorbachev was promoted to personnel chief for the regional party's agricultural committee, and in September 1966 became First Secretary of the Stavropol City Party Organization ("Gorkom"). By 1968 he was increasingly frustrated with his job—in large part because Khrushchev's reforms were stalling or being reversed—and he contemplated leaving politics to work in academia. However, in August 1968, he was named Second Secretary of the Stavropol Kraikom, making him the deputy of First Secretary Leonid Yefremov and the second most senior figure in the Stavrapol region. In 1969, he was elected as a deputy to the Supreme Soviet of the Soviet Union and made a member of its Standing Commission for the Protection of the Environment.
Cleared for travel to Eastern Bloc countries, in 1966 he was part of a delegation visiting East Germany, and in 1969 and 1974 visited Bulgaria. In August 1968 the Soviet Union led an invasion of Czechoslovakia to put an end to the Prague Spring, a period of political liberalization in the Marxist–Leninist country. Although Gorbachev later stated that he had had private concerns about the invasion, he publicly supported it. In September 1969 he was part of a Soviet delegation sent to Czechoslovakia, where he found the Czechoslovak people largely unwelcoming to them. That year, the Soviet authorities ordered him to punish , a philosophy professor of the Stavropol agricultural institute whose ideas were regarded as critical of Soviet agricultural policy; Gorbachev ensured that Sadykov was fired from teaching but ignored calls for him to face tougher punishment. Gorbachev later related that he was "deeply affected" by the incident; "my conscience tormented me" for overseeing Sadykov's persecution.
Heading the Stavropol Region: 1970–1977
In April 1970, Yefremov was promoted to a higher position in Moscow and Gorbachev succeeded him as the First Secretary of the Stavropol kraikom. This granted Gorbachev significant power over the Stavropol region. He had been personally vetted for the position by senior Kremlin leaders and was informed of their decision by the Soviet leader, Leonid Brezhnev. Aged 39, he was considerably younger than his predecessors in the position. As head of the Stavropol region, he automatically became a member of the Central Committee of the Communist Party of the Soviet Union in 1971. According to biographer Zhores Medvedev, Gorbachev "had now joined the Party's super-elite". As regional leader, Gorbachev initially attributed economic and other failures to "the inefficiency and incompetence of cadres, flaws in management structure or gaps in legislation", but eventually concluded that they were caused by an excessive centralization of decision making in Moscow. He began reading translations of restricted texts by Western Marxist authors like Antonio Gramsci, Louis Aragon, Roger Garaudy, and Giuseppe Boffa, and came under their influence.
Gorbachev's main task as regional leader was to raise agricultural production levels, something hampered by severe droughts in 1975 and 1976.
He oversaw the expansion of irrigation systems through construction of the Great Stavropol Canal. For overseeing a record grain harvest in Ipatovsky district, in March 1972 he was awarded by Order of the October Revolution by Brezhnev in a Moscow ceremony. Gorbachev always sought to maintain Brezhnev's trust; as regional leader, he repeatedly praised Brezhnev in his speeches, for instance referring to him as "the outstanding statesman of our time". Gorbachev and his wife holidayed in Moscow, Leningrad, Uzbekistan, and resorts in the North Caucusus; he holidayed with the head of the KGB, Yuri Andropov, who was favorable towards him and who became an important patron. Gorbachev also developed good relationships with senior figures like the Soviet Prime Minister, Alexei Kosygin, and the longstanding senior party member Mikhail Suslov.
The government considered Gorbachev sufficiently reliable that he was sent as part of Soviet delegations to Western Europe; he made five trips there between 1970 and 1977. In September 1971 he was part of a delegation who traveled to Italy, where they met with representatives of the Italian Communist Party; Gorbachev loved Italian culture but was struck by the poverty and inequality he saw in the country. In 1972, he visited Belgium and the Netherlands, and in 1973 West Germany. Gorbachev and his wife visited France in 1976 and 1977, on the latter occasion touring the country with a guide from the French Communist Party. He was surprised by how openly West Europeans offered their opinions and criticized their political leaders, something absent from the Soviet Union, where most people did not feel safe speaking so openly. He later related that for him and his wife, these visits "shook our a priori belief in the superiority of socialist over bourgeois democracy".
Gorbachev had remained close to his parents; after his father became terminally ill in 1974, Gorbachev traveled to be with him in Privolnoe shortly before his death. His daughter, Irina, married fellow student Anatoly Virgansky in April 1978. In 1977, the Supreme Soviet appointed Gorbachev to chair the Standing Commission on Youth Affairs due to his experience with mobilizing young people in Komsomol.
Secretary of the Central Committee: 1978–1984
In November 1978, Gorbachev was appointed a Secretary of the Central Committee. His appointment had been approved unanimously by the Central Committee's members. To fill this position, Gorbachev and his wife moved to Moscow, where they were initially given an old dacha outside the city. They then moved to another, at Sosnovka, before finally being allocated a newly built brick house. He was also given an apartment inside the city, but gave that to his daughter and son-in-law; Irina had begun work at Moscow's Second Medical Institute. As part of the Moscow political elite, Gorbachev and his wife now had access to better medical care and to specialized shops; they were also given cooks, servants, bodyguards, and secretaries, although many of these were spies for the KGB. In his new position, Gorbachev often worked twelve to sixteen hour days. He and his wife socialized little, but liked to visit Moscow's theaters and museums.
In 1978, Gorbachev was appointed to the Central Committee's Secretariat for Agriculture, replacing his old friend Kulakov, who had died of a heart attack. Gorbachev concentrated his attentions on agriculture: the harvests of 1979, 1980, and 1981 were all poor, due largely to weather conditions, and the country had to import increasing quantities of grain. He had growing concerns about the country's agricultural management system, coming to regard it as overly centralized and requiring more bottom-up decision making; he raised these points at his first speech at a Central Committee Plenum, given in July 1978. He began to have concerns about other policies too. In December 1979, the Soviets sent the Red Army into neighbouring Afghanistan to support its Soviet-aligned government against Islamist insurgents; Gorbachev privately thought it a mistake. At times he openly supported the government position; in October 1980 he for instance endorsed Soviet calls for Poland's Marxist–Leninist government to crack down on growing internal dissent in that country. That same month, he was promoted from a candidate member to a full member of the Politburo, the highest decision-making authority in the Communist Party. At the time, he was the Politburo's youngest member.
After Brezhnev's death in November 1982, Andropov succeeded him as General Secretary of the Communist Party, the de facto head of government in the Soviet Union. Gorbachev was enthusiastic about the appointment. However, although Gorbachev hoped that Andropov would introduce liberalizing reforms, the latter carried out only personnel shifts rather than structural change. Gorbachev became Andropov's closest ally in the Politburo; with Andropov's encouragement, Gorbachev sometimes chaired Politburo meetings. Andropov encouraged Gorbachev to expand into policy areas other than agriculture, preparing him for future higher office. In April 1983, Gorbachev delivered the annual speech marking the birthday of the Soviet founder Vladimir Lenin; this required him re-reading many of Lenin's later writings, in which the latter had called for reform in the context of the New Economic Policy of the 1920s, and encouraged Gorbachev's own conviction that reform was needed. In May 1983, Gorbachev was sent to Canada, where he met Prime Minister Pierre Trudeau and spoke to the Canadian Parliament. There, he met and befriended the Soviet ambassador, Aleksandr Yakovlev, who later became a key political ally.
In February 1984, Andropov died; on his deathbed he indicated his desire that Gorbachev succeed him. Many in the Central Committee nevertheless thought the 53-year old Gorbachev was too young and inexperienced. Instead, Konstantin Chernenko—a longstanding Brezhnev ally—was appointed General Secretary, but he too was in very poor health. Chernenko was often too sick to chair Politburo meetings, with Gorbachev stepping in last minute. Gorbachev continued to cultivate allies both in the Kremlin and beyond, and also gave the main speech at a conference on Soviet ideology, where he angered party hardliners by implying that the country required reform.
In April 1984, he was appointed chair of the Foreign Affairs Committee of the Soviet legislature, a largely honorific position. In June he traveled to Italy as a Soviet representative for the funeral of Italian Communist Party leader Enrico Berlinguer, and in September to Sofia, Bulgaria to attend celebrations of the fortieth anniversary of its liberation by the Red Army. In December, he visited Britain at the request of its Prime Minister Margaret Thatcher; she was aware that he was a potential reformer and wanted to meet him. At the end of the visit, Thatcher said: "I like Mr. Gorbachev. We can do business together". He felt that the visit helped to erode Andrei Gromyko's dominance of Soviet foreign policy while at the same time sending a signal to the United States government that he wanted to improve Soviet-U.S. relations.
General Secretary of the CPSU
On 10 March 1985, Chernenko died. Gromyko proposed Gorbachev as the next General Secretary; as a longstanding party member, Gromyko's recommendation carried great weight among the Central Committee. Gorbachev expected much opposition to his nomination as General Secretary, but ultimately the rest of the Politburo supported him. Shortly after Chernenko's death, the Politburo unanimously elected Gorbachev as his successor; they wanted him over another elderly leader. He thus became the eighth leader of the Soviet Union. Few in the government imagined that he would be as radical a reformer as he proved. Although not a well-known figure to the Soviet public, there was widespread relief that the new leader was not elderly and ailing. Gorbachev's first public appearance as leader was at Chernenko's Red Square funeral, held on 14 March. Two months after being elected, he left Moscow for the first time, traveling to Leningrad, where he spoke to assembled crowds. In June he traveled to Ukraine, in July to Belarus, and in September to Tyumen Oblast, urging party members in these areas to take more responsibility for fixing local problems.
Early years: 1985–1986
Gorbachev's leadership style differed from that of his predecessors. He would stop to talk to civilians on the street, forbade the display of his portrait at the 1985 Red Square holiday celebrations, and encouraged frank and open discussions at Politburo meetings. To the West, Gorbachev was seen as a more moderate and less threatening Soviet leader; some Western commentators however believed this an act to lull Western governments into a false sense of security. His wife was his closest adviser, and took on the unofficial role of a "first lady" by appearing with him on foreign trips; her public visibility was a breach of standard practice and generated resentment. His other close aides were Georgy Shakhnazarov and Anatoly Chernyaev.
Gorbachev was aware that the Politburo could remove him from office, and that he could not pursue more radical reform without a majority of supporters in the Politburo. He sought to remove several older members from the Politburo, encouraging Grigory Romanov, Nikolai Tikhonov, and Viktor Grishin into retirement. He promoted Gromyko to head of state, a largely ceremonial role with little influence, and moved his own ally, Eduard Shevardnadze, to Gromyko's former post in charge of foreign policy. Other allies whom he saw promoted were Yakovlev, Anatoly Lukyanov, and Vadim Medvedev. Another of those promoted by Gorbachev was Boris Yeltsin, who was made a Secretary of the Central Committee in July 1985. Most of these appointees were from a new generation of well-educated officials who had been frustrated during the Brezhnev era. In his first year, 14 of the 23 heads of department in the secretariat were replaced. Doing so, Gorbachev secured dominance in the Politburo within a year, faster than either Stalin, Khrushchev, or Brezhnev had achieved.
Domestic policies
Gorbachev recurrently employed the term perestroika, first used publicly in March 1984. He saw perestroika as encompassing a complex series of reforms to restructure society and the economy. He was concerned by the country's low productivity, poor work ethic, and inferior quality goods; like several economists, he feared this would lead to the country becoming a second-rate power. The first stage of Gorbachev's perestroika was uskoreniye ("acceleration"), a term he used regularly in the first two years of his leadership. The Soviet Union was behind the United States in many areas of production, but Gorbachev claimed that it would accelerate industrial output to match that of the U.S. by 2000. The Five Year Plan of 1985–90 was targeted to expand machine building by 50 to 100%. To boost agricultural productivity, he merged five ministries and a state committee into a single entity, Agroprom, although by late 1986 acknowledged this merger as a failure.
The purpose of reform was to prop up the centrally planned economy—not to transition to market socialism. Speaking in late summer 1985 to the secretaries for economic affairs of the central committees of the East European communist parties, Gorbachev said: "Many of you see the solution to your problems in resorting to market mechanisms in place of direct planning. Some of you look at the market as a lifesaver for your economies. But, comrades, you should not think about lifesavers but about the ship, and the ship is socialism."
Gorbachev's perestroika also entailed attempts to move away from technocratic management of the economy by increasingly involving the labor force in industrial production. He was of the view that once freed from the strong control of central planners, state-owned enterprises would act as market agents. Gorbachev and other Soviet leaders did not anticipate opposition to the perestroika reforms; according to their interpretation of Marxism, they believed that in a socialist society like the Soviet Union there would not be "antagonistic contradictions". However, there would come to be a public perception in the country that many bureaucrats were paying lip service to the reforms while trying to undermine them. He also initiated the concept of gospriyomka (state acceptance of production) during his time as leader, which represented quality control. In April 1986, he introduced an agrarian reform which linked salaries to output and allowed collective farms to sell 30% of their produce directly to shops or co-operatives rather than giving it all to the state for distribution. In a September 1986 speech, he embraced the idea of reintroducing market economics to the country alongside limited private enterprise, citing Lenin's New Economic Policy as a precedent; he nevertheless stressed that he did not regard this as a return to capitalism.
In the Soviet Union, alcohol consumption had risen steadily between 1950 and 1985. By the 1980s, drunkenness was a major social problem and Andropov had planned a major campaign to limit alcohol consumption. Encouraged by his wife, Gorbachev—who believed the campaign would improve health and work efficiency—oversaw its implementation. Alcohol production was reduced by around 40%, the legal drinking age rose from 18 to 21, alcohol prices were increased, stores were banned from selling it before 2 P.M., and tougher penalties were introduced for workplace or public drunkenness and home production of alcohol. The All-Union Voluntary Society for the Struggle for Temperance was formed to promote sobriety; it had over 14 million members within three years. As a result, crime rates fell and life expectancy grew slightly between 1986 and 1987. However, moonshine production rose considerably, and the reform had significant costs to the Soviet economy, resulting in losses of up to US$100 billion between 1985 and 1990. Gorbachev later considered the campaign to have been an error, and it was terminated in October 1988. After it ended, it took several years for production to return to previous levels, after which alcohol consumption soared in Russia between 1990 and 1993.
In the second year of his leadership, Gorbachev began speaking of glasnost, or "openness". According to Doder and Branston, this meant "greater openness and candour in government affairs and for an interplay of different and sometimes conflicting views in political debates, in the press, and in Soviet culture." Encouraging reformers into prominent media positions, he brought in Sergei Zalygin as head of Novy Mir magazine and Yegor Yakovlev as editor-in-chief of Moscow News. He made the historian Yuri Afanasiev dean of the State Historical Archive Faculty, from where Afansiev could press for the opening of secret archives and the reassessment of Soviet history. Prominent dissidents like Andrei Sakharov were freed from internal exile or prison. Gorbachev saw glasnost as a necessary measure to ensure perestroika by alerting the Soviet populace to the nature of the country's problems in the hope that they would support his efforts to fix them. Particularly popular among the Soviet intelligentsia, who became key Gorbachev supporters, glasnost boosted his domestic popularity but alarmed many Communist Party hardliners. For many Soviet citizens, this newfound level of freedom of speech and press—and its accompanying revelations about the country's past—was uncomfortable.
Some in the party thought Gorbachev was not going far enough in his reforms; a prominent liberal critic was Yeltsin. He had risen rapidly since 1985, attaining the role of Moscow city boss. Like many members of the government, Gorbachev was skeptical of Yeltsin, believing that he engaged in too much self-promotion. Yeltsin was also critical of Gorbachev, regarding him as patronizing.
In early 1986, Yeltsin began sniping at Gorbachev in Politburo meetings. At the Twenty-Seventh Party Congress in February, Yeltsin called for more far-reaching reforms than Gorbachev was initiating and criticized the party leadership, although did not cite Gorbachev by name, claiming that a new cult of personality was forming. Gorbachev then opened the floor to responses, after which attendees publicly criticized Yeltsin for several hours. After this, Gorbachev also criticized Yeltsin, claiming that he only cared for himself and was "politically illiterate". Yeltsin then resigned as both Moscow boss and as a member of the Politburo. From this point, tensions between the two men developed into a mutual hatred.
In April 1986 the Chernobyl disaster occurred. In the immediate aftermath, officials fed Gorbachev incorrect information to downplay the incident. As the scale of the disaster became apparent, 336,000 people were evacuated from the area around Chernobyl. Taubman noted that the disaster marked "a turning point for Gorbachev and the Soviet regime". Several days after it occurred, he gave a televised report to the nation. He cited the disaster as evidence for what he regarded as widespread problems in Soviet society, such as shoddy workmanship and workplace inertia. Gorbachev later described the incident as one which made him appreciate the scale of incompetence and cover-ups in the Soviet Union. From April to the end of the year, Gorbachev became increasingly open in his criticism of the Soviet system, including food production, state bureaucracy, the military draft, and the large size of the prison population.
Foreign policy
In a May 1985 speech given to the Soviet Foreign Ministry—the first time a Soviet leader had directly addressed his country's diplomats—Gorbachev spoke of a "radical restructuring" of foreign policy. A major issue facing his leadership was Soviet involvement in the Afghan Civil War, which had then been going on for over five years. Over the course of the war, the Soviet Army took heavy casualties and there was much opposition to Soviet involvement among both the public and military. On becoming leader, Gorbachev saw withdrawal from the war as a key priority. In October 1985, he met with Afghan Marxist leader Babrak Karmal, urging him to acknowledge the lack of widespread public support for his government and pursue a power sharing agreement with the opposition. That month, the Politburo approved Gorbachev's decision to withdraw combat troops from Afghanistan, although the last troops did not leave until February 1989.
Gorbachev had inherited a renewed period of high tension in the Cold War. He believed strongly in the need to sharply improve relations with the United States; he was appalled at the prospect of nuclear war, was aware that the Soviet Union was unlikely to win the arms race, and thought that the continued focus on high military spending was detrimental to his desire for domestic reform. Although privately also appalled at the prospect of nuclear war, U.S. President Ronald Reagan publicly appeared to not want a de-escalation of tensions, having scrapped détente and arms controls, initiating a military build-up, and calling the Soviet Union the "evil empire".
Both Gorbachev and Reagan wanted a summit to discuss the Cold War, but each faced some opposition to such a move within their respective governments. They agreed to hold a summit in Geneva, Switzerland in November 1985. In the buildup to this, Gorbachev sought to improve relations with the U.S.'s NATO allies, visiting France in October 1985 to meet with President François Mitterrand. At the Geneva summit, discussions between Gorbachev and Reagan were sometimes heated, and Gorbachev was initially frustrated that his U.S. counterpart "does not seem to hear what I am trying to say". As well as discussing the Cold War proxy conflicts in Afghanistan and Nicaragua and human rights issues, the pair discussed the U.S.'s Strategic Defense Initiative (SDI), to which Gorbachev was strongly opposed. The duo's wives also met and spent time together at the summit. The summit ended with a joint commitment to avoiding nuclear war and to meet for two further summits: in Washington D.C. in 1986 and in Moscow in 1987. Following the conference, Gorbachev traveled to Prague to inform other Warsaw Pact leaders of developments.
In January 1986, Gorbachev publicly proposed a three-stage programme for abolishing the world's nuclear weapons by the end of the 20th century. An agreement was then reached to meet with Reagan in Reykjavík, Iceland in October 1986. Gorbachev wanted to secure guarantees that SDI would not be implemented, and in return was willing to offer concessions, including a 50% reduction in Soviet long range nuclear missiles. Both leaders agreed with the shared goal of abolishing nuclear weapons, but Reagan refused to terminate the SDI program and no deal was reached. After the summit, many of Reagan's allies criticized him for going along with the idea of abolishing nuclear weapons. Gorbachev meanwhile told the Politburo that Reagan was "extraordinarily primitive, troglodyte, and intellectually feeble".
In his relations with the developing world, Gorbachev found many of the leaders professing revolutionary socialist credentials or a pro-Soviet attitude—such as Libya's Muammar Gaddafi and Syria's Hafez al-Assad—frustrating, and his best personal relationship was instead with India's Prime Minister, Rajiv Gandhi. He thought that the "socialist camp" of Marxist–Leninist governed states—the Eastern Bloc countries, North Korea, Vietnam, and Cuba—were a drain on the Soviet economy, receiving a far greater amount of goods from the Soviet Union than they collectively gave in return. He sought improved relations with China, a country whose Marxist government had severed ties with the Soviets in the Sino-Soviet Split and had since undergone its own structural reform. In June 1985 he signed a US$14 billion five-year trade agreement with the country and in July 1986, he proposed troop reductions along the Soviet-Chinese border, hailing China as "a great socialist country". He made clear his desire for Soviet membership of the Asian Development Bank and for greater ties to Pacific countries, especially China and Japan.
Further reform: 1987–1989
Domestic reforms
In January 1987, Gorbachev attended a Central Committee plenum where he talked about perestroika and democratization while criticizing widespread corruption. He considered putting a proposal to allow multi-party elections into his speech, but decided against doing so. After the plenum, he focused his attentions on economic reform, holding discussions with government officials and economists. Many economists proposed reducing ministerial controls on the economy and allowing state-owned enterprises to set their own targets; Ryzhkov and other government figures were skeptical. In June, Gorbachev finished his report on economic reform. It reflected a compromise: ministers would retain the ability to set output targets but these would not be considered binding. That month, a plenum accepted his recommendations and the Supreme Soviet passed a "law on enterprises" implementing the changes. Economic problems remained: by the late 1980s there were still widespread shortages of basic goods, rising inflation, and declining living standards. These stoked a number of miners' strikes in 1989.
By 1987, the ethos of glasnost had spread through Soviet society: journalists were writing increasingly openly, many economic problems were being publicly revealed, and studies appeared that critically reassessed Soviet history. Gorbachev was broadly supportive, describing glasnost as "the crucial, irreplaceable weapon of perestroika". He nevertheless insisted that people should use the newfound freedom responsibly, stating that journalists and writers should avoid "sensationalism" and be "completely objective" in their reporting. Nearly two hundred previously restricted Soviet films were publicly released, and a range of Western films were also made available. In 1989, Soviet responsibility for the 1940 Katyn massacre was finally revealed.
In September 1987, the government stopped jamming the signal of the British Broadcasting Corporation and Voice of America. The reforms also included greater tolerance of religion; an Easter service was broadcast on Soviet television for the first time and the millennium celebrations of the Russian Orthodox Church were given media attention. Independent organizations appeared, most supportive of Gorbachev, although the largest, Pamyat, was ultra-nationalist and anti-Semitic in nature. Gorbachev also announced that Soviet Jews wishing to migrate to Israel would be allowed to do so, something previously prohibited.
In August 1987, Gorbachev holidayed in Nizhniaia Oreanda, Ukraine, there writing Perestroika: New Thinking for Our Country and Our World at the suggestion of U.S. publishers. For the 70th anniversary of the October Revolution of 1917—which brought Lenin and the Communist Party to power—Gorbachev produced a speech on "October and Perestroika: The Revolution Continues". Delivered to a ceremonial joint session of the Central Committee and the Supreme Soviet in the Kremlin Palace of Congresses, it praised Lenin but criticized Stalin for overseeing mass human rights abuses. Party hardliners thought the speech went too far; liberalisers thought it did not go far enough.
In March 1988, the magazine Sovetskaya Rossiya published an open letter by the teacher Nina Andreyeva. It criticized elements of Gorbachev's reforms, attacking what she regarded as the denigration of the Stalinist era and arguing that a reformer clique—whom she implied were mostly Jews and ethnic minorities—were to blame. Over 900 Soviet newspapers reprinted it and anti-reformists rallied around it; many reformers panicked, fearing a backlash against perestroika. On returning from Yugoslavia, Gorbachev called a Politburo meeting to discuss the letter, at which he confronted those hardliners supporting its sentiment. Ultimately, the Politburo arrived at a unanimous decision to express disapproval of Andreyeva's letter and publish a rebuttal in Pravda. Yakovlev and Gorbachev's rebuttal claimed that those who "look everywhere for internal enemies" were "not patriots" and presented Stalin's "guilt for massive repressions and lawlessness" as "enormous and unforgiveable".
Forming the Congress of People's Deputies
Although the next party congress was not scheduled until 1991, Gorbachev convened the 19th Party Conference in its place in June 1988. He hoped that by allowing a broader range of people to attend than at previous conferences, he would gain additional support for his reforms. With sympathetic officials and academics, Gorbachev drafted plans for reforms that would shift power away from the Politburo and towards the soviets. While the soviets had become largely powerless bodies that rubber-stamped Politburo policies, he wanted them to become year-round legislatures. He proposed the formation of a new institution, the Congress of People's Deputies, whose members were to be elected in a largely free vote. This congress would in turn elect a USSR Supreme Soviet, which would do most of the legislating.
These proposals reflected Gorbachev's desire for more democracy; however, in his view there was a major impediment in that the Soviet people had developed a "slave psychology" after centuries of Tsarist autocracy and Marxist–Leninist authoritarianism. Held at the Kremlin Palace of Congresses, the conference brought together 5,000 delegates and featured arguments between hardliners and liberalisers. The proceedings were televised, and for the first time since the 1920s, voting was not unanimous. In the months following the conference, Gorbachev focused on redesigning and streamlining the party apparatus; the Central Committee staff—which then numbered around 3,000—was halved, while various Central Committee departments were merged to cut down the overall number from twenty to nine.
In March and April 1989, elections to the new Congress were held. Of the 2,250 legislators to be elected, one hundred — termed the "Red Hundred" by the press — were directly chosen by the Communist Party, with Gorbachev ensuring many were reformists. Although over 85% of elected deputies were party members, many of those elected—including Sakharov and Yeltsin—were liberalisers. Gorbachev was happy with the result, describing it as "an enormous political victory under extraordinarily difficult circumstances". The new Congress convened in May 1989. Gorbachev was then elected its chair – the new de facto head of state – with 2,123 votes in favor to 87 against. Its sessions were televised live, and its members elected the new Supreme Soviet. At the Congress, Sakharov spoke repeatedly, exasperating Gorbachev with his calls for greater liberalization and the introduction of private property. When Sakharov died shortly after, Yeltsin became the figurehead of the liberal opposition.
Relations with China and Western states
Gorbachev tried to improve relations with the UK, France, and West Germany; like previous Soviet leaders, he was interested in pulling Western Europe away from U.S. influence. Calling for greater pan-European co-operation, he publicly spoke of a "Common European Home" and of a Europe "from the Atlantic to the Urals". In March 1987, Thatcher visited Gorbachev in Moscow; despite their ideological differences, they liked one another. In April 1989 he visited London, lunching with Elizabeth II. In May 1987, Gorbachev again visited France, and in November 1988 Mitterrand visited him in Moscow. The West German Chancellor, Helmut Kohl had initially offended Gorbachev by comparing him to Nazi propagandist Joseph Goebbels, although later informally apologized and in October 1988 visited Moscow. In June 1989 Gorbachev then visited Kohl in West Germany. In November 1989 he also visited Italy, meeting with Pope John Paul II. Gorbachev's relationships with these West European leaders were typically far warmer than those he had with their Eastern Bloc counterparts.
Gorbachev continued to pursue good relations with China to heal the Sino-Soviet Split. In May 1989 he visited Beijing and there met its leader Deng Xiaoping; Deng shared Gorbachev's belief in economic reform but rejected calls for democratization. Pro-democracy students had amassed in Tiananmen Square during Gorbachev's visit but after he left were massacred by troops. Gorbachev did not condemn the massacre publicly but it reinforced his commitment not to use violent force in dealing with pro-democracy protests in the Eastern Bloc.
Following the failures of earlier talks with the U.S., in February 1987, Gorbachev held a conference in Moscow, titled "For a World without Nuclear Weapons, for Mankind's Survival", which was attended by various international celebrities and politicians. By publicly pushing for nuclear disarmament, Gorbachev sought to give the Soviet Union the moral high ground and weaken the West's self-perception of moral superiority. Aware that Reagan would not budge on SDI, Gorbachev focused on reducing "Intermediate-Range Nuclear Forces", to which Reagan was receptive. In April 1987, Gorbachev discussed the issue with U.S. Secretary of State George P. Shultz in Moscow; he agreed to eliminate the Soviets' SS-23 rockets and allow U.S. inspectors to visit Soviet military facilities to ensure compliance. There was hostility to such compromises from the Soviet military, but following the May 1987 Mathias Rust incident—in which a West German teenager was able to fly undetected from Finland and land in Red Square—Gorbachev fired many senior military figures for incompetence. In December 1987, Gorbachev visited Washington D.C., where he and Reagan signed the Intermediate-Range Nuclear Forces Treaty. Taubman called it "one of the highest points of Gorbachev's career".
A second U.S.-Soviet summit occurred in Moscow in May–June 1988, which Gorbachev expected to be largely symbolic. Again, he and Reagan criticized each other's countries—Reagan raising Soviet restrictions on religious freedom; Gorbachev highlighting poverty and racial discrimination in the U.S., but Gorbachev related that they spoke "on friendly terms". They reached an agreement on notifying each other before conducting ballistic missile tests and made agreements on transport, fishing, and radio navigation. At the summit, Reagan told reporters that he no longer considered the Soviet Union an "evil empire" and the duo revealed that they considered themselves friends.
The third summit was held in New York City in December. Arriving there, Gorbachev gave a speech to the United Nations General Assembly where he announced a unilateral reduction in the Soviet armed forces by 500,000; he also announced that 50,000 troops would be withdrawn from Central and Eastern Europe. He then met with Reagan and President-elect George H. W. Bush; he rushed home, skipping a planned visit to Cuba, to deal with the Armenian earthquake. On becoming U.S. president, Bush appeared interested in continuing talks with Gorbachev but wanted to appear tougher on the Soviets than Reagan had to allay criticism from the right wing of his Republican Party. In December 1989, Gorbachev and Bush met at the Malta Summit. Bush offered to assist the Soviet economy by suspending the Jackson-Vanik Amendment and repealing the Stevenson and Baird Amendments. There, the duo agreed to a joint press conference, the first time that a U.S. and Soviet leader had done so. Gorbachev also urged Bush to normalize relations with Cuba and meet its president, Fidel Castro, although Bush refused to do so.
Nationality question and the Eastern Bloc
On taking power, Gorbachev found some unrest among different national groups within the Soviet Union. In December 1986, riots broke out in several Kazakh cities after a Russian was appointed head of the region. In 1987, Crimean Tatars protested in Moscow to demand resettlement in Crimea, the area from which they had been deported on Stalin's orders in 1944. Gorbachev ordered a commission, headed by Gromyko, to examine their situation. Gromyko's report opposed calls for assisting Tatar resettlement in Crimea. By 1988, the Soviet "nationality question" was increasingly pressing. In February, the administration of the Nagorno-Karabakh region officially requested that it be transferred from the Azerbaijan Soviet Socialist Republic to the Armenian Soviet Socialist Republic; the majority of the region's population were ethnically Armenian and wanted unification with other majority Armenian areas. As rival Armenian and Azerbaijani demonstrations took place in Nagorno-Karabakh, Gorbachev called an emergency meeting of the Politburo. Ultimately, Gorbachev promised greater autonomy for Nagorno-Karabakh but refused the transfer, fearing that it would set off similar ethnic tensions and demands throughout the Soviet Union.
That month, in the Azerbaijani city of Sumgait, Azerbaijani gangs began killing members of the Armenian minority. Local troops tried to quell the unrest but were attacked by mobs. The Politburo ordered additional troops into the city, but in contrast to those like Ligachev who wanted a massive display of force, Gorbachev urged restraint. He believed that the situation could be resolved through a political solution, urging talks between the Armenian and Azerbaijani Communist Parties. Further anti-Armenian violence broke out in Baku in 1990. Problems also emerged in the Georgian Soviet Socialist Republic; in April 1989, Georgian nationalists demanding independence clashed with troops in Tbilisi, resulting in various deaths. Independence sentiment was also rising in the Baltic states; the Supreme Soviets of the Estonian, Lithuanian, and Latvian Soviet Socialist Republics declared their economic "autonomy" from Russia and introduced measures to restrict Russian immigration. In August 1989, protesters formed the Baltic Way, a human chain across the three republics to symbolize their wish for independence. That month, the Lithuanian Supreme Soviet ruled the 1940 Soviet annexation of their country to be illegal; in January 1990, Gorbachev visited the republic to encourage it to remain part of the Soviet Union.
Gorbachev rejected the "Brezhnev Doctrine", the idea that the Soviet Union had the right to intervene militarily in other Marxist–Leninist countries if their governments were threatened. In December 1987 he announced the withdrawal of 500,000 Soviet troops from Central and Eastern Europe.
While pursuing domestic reforms, he did not publicly support reformers elsewhere in the Eastern Bloc. Hoping instead to lead by example, he later related that he did not want to interfere in their internal affairs, but he may have feared that pushing reform in Central and Eastern Europe would have angered his own hardliners too much. Some Eastern Bloc leaders, like Hungary's János Kádár and Poland's Wojciech Jaruzelski, were sympathetic to reform; others, like Romania's Nicolae Ceaușescu, were hostile to it. In May 1987 Gorbachev visited Romania, where he was appalled by the state of the country, later telling the Politburo that there "human dignity has absolutely no value". He and Ceaușescu disliked each other, and argued over Gorbachev's reforms.
In August 1989, the Pan-European Picnic, which Otto von Habsburg planned as a test of Gorbachev, resulted in a large mass exodus of East German refugees. According to the Sinatra doctrine, the Soviet Union did not interfere and the media-informed Eastern European population realized that on the one hand their rulers were increasingly losing power and on the other hand the Iron Curtain was falling apart as a bracket for the Eastern Bloc.
Unraveling of the USSR
In the Revolutions of 1989, most of the Marxist–Leninist states of Central and Eastern Europe held multi-party elections resulting in regime change. In most countries, like Poland and Hungary, this was achieved peacefully, but in Romania the revolution turned violent and led to Ceaușescu's overthrow and execution. Gorbachev was too preoccupied with domestic problems to pay much attention to these events. He believed that democratic elections would not lead Eastern European countries into abandoning their commitment to socialism. In 1989, he visited East Germany for the fortieth anniversary of its founding; shortly after, in November, the East German government allowed its citizens to cross the Berlin Wall, a decision Gorbachev praised. Over the following years, much of the wall was demolished. Neither Gorbachev nor Thatcher or Mitterrand wanted a swift reunification of Germany, aware that it would likely become the dominant European power. Gorbachev wanted a gradual process of German integration but Kohl began calling for rapid reunification. With Germany reunified, many observers declared the Cold War over.
Presidency of the Soviet Union: 1990–1991
In February 1990, both liberalisers and Marxist–Leninist hardliners intensified their attacks on Gorbachev. A liberalizer march took part in Moscow criticizing Communist Party rule, while at a Central Committee meeting, the hardliner Vladimir Brovikov accused Gorbachev of reducing the country to "anarchy" and "ruin" and of pursuing Western approval at the expense of the Soviet Union and the Marxist–Leninist cause. Gorbachev was aware that the Central Committee could still oust him as General Secretary, and so decided to reformulate the role of head of government to a presidency from which he could not be removed. He decided that the presidential election should be held by the Congress of People's Deputies. He chose this over a public vote because he thought the latter would escalate tensions and feared that he might lose it; a spring 1990 poll nevertheless still showed him as the most popular politician in the country.
In March, the Congress of People's Deputies held the first (and only) Soviet presidential election, in which Gorbachev was the only candidate. He secured 1,329 in favor to 495 against; 313 votes were invalid or absent. He therefore became the first executive President of the Soviet Union. A new 18-member Presidential Council de facto replaced the Politburo. At the same Congress meeting, he presented the idea of repealing Article 6 of the Soviet constitution, which had ratified the Communist Party as the "ruling party" of the Soviet Union. The Congress passed the reform, undermining the de jure nature of the one-party state.
In the 1990 elections for the Russian Supreme Soviet, the Communist Party faced challengers from an alliance of liberalisers known as "Democratic Russia"; the latter did particularly well in urban centers. Yeltsin was elected the parliament's chair, something Gorbachev was unhappy about. That year, opinion polls showed Yeltsin overtaking Gorbachev as the most popular politician in the Soviet Union. Gorbachev struggled to understand Yeltsin's growing popularity, commenting: "he drinks like a fish... he's inarticulate, he comes up with the devil knows what, he's like a worn-out record." The Russian Supreme Soviet was now out of Gorbachev's control; in June 1990, it declared that in the Russian Republic, its laws took precedence over those of the Soviet central government. Amid a growth in Russian nationalist sentiment, Gorbachev had reluctantly allowed the formation of a Communist Party of the Russian Soviet Federative Socialist Republic as a branch of the larger Soviet Communist Party. Gorbachev attended its first congress in June, but soon found it dominated by hardliners who opposed his reformist stance.
German reunification and the Gulf War
In January 1990, Gorbachev privately agreed to permit East German reunification with West Germany, but rejected the idea that a unified Germany could retain West Germany's NATO membership. His compromise that Germany might retain both NATO and Warsaw Pact memberships did not attract support. In May 1990, he visited the U.S. for talks with President Bush; there, he agreed that an independent Germany would have the right to choose its international alliances. He later revealed that he had agreed to do so because U.S. Secretary of State James Baker promised that NATO troops would not be posted to eastern Germany and that the military alliance would not expand into Eastern Europe. Privately, Bush ignored Baker's assurances and later pushed for NATO expansion. More recently, Gorbachev and others have rejected claims that Gorbachev was given any assurances that NATO would not expand eastward. On the trip, the U.S. informed Gorbachev of its evidence that the Soviet military—possibly unbeknownst to Gorbachev—had been pursuing a biological weapons program in contravention of the 1987 Biological Weapons Convention. In July, Kohl visited Moscow and Gorbachev informed him that the Soviets would not oppose a reunified Germany being part of NATO. Domestically, Gorbachev's critics accused him of betraying the national interest; more broadly, they were angry that Gorbachev had allowed the Eastern Bloc to move away from direct Soviet influence.
In August 1990, Saddam Hussein's Iraqi government invaded Kuwait; Gorbachev endorsed President Bush's condemnation of it. This brought criticism from many in the Soviet state apparatus, who saw Hussein as a key ally in the Persian Gulf and feared for the safety of the 9,000 Soviet citizens in Iraq, although Gorbachev argued that the Iraqis were the clear aggressors in the situation. In November the Soviets endorsed a UN Resolution permitting force to be used in expelling the Iraqi Army from Kuwait. Gorbachev later called it a "watershed" in world politics, "the first time the superpowers acted together in a regional crisis." However, when the U.S. announced plans for a ground invasion, Gorbachev opposed it, urging instead a peaceful solution. In October 1990, Gorbachev was awarded the Nobel Peace Prize; he was flattered but acknowledged "mixed feelings" about the accolade. Polls indicated that 90% of Soviet citizens disapproved of the award, which was widely seen as a Western and anti-Soviet accolade.
With the Soviet budget deficit climbing and no domestic money markets to provide the state with loans, Gorbachev looked elsewhere. Throughout 1991, Gorbachev requested sizable loans from Western countries and Japan, hoping to keep the Soviet economy afloat and ensure the success of perestroika. Although the Soviet Union had been excluded from the G7, Gorbachev secured an invitation to its London summit in July 1991. There, he continued to call for financial assistance; Mitterrand and Kohl backed him, while Thatcher—no longer in office— also urged Western leaders to agree. Most G7 members were reluctant, instead offering technical assistance and proposing the Soviets receive "special associate" status—rather than full membership—of the World Bank and International Monetary Fund. Gorbachev was frustrated that the U.S. would spend $100 billion on the Gulf War but would not offer his country loans. Other countries were more forthcoming; West Germany had given the Soviets DM60 billion by mid-1991. Later that month, Bush visited Moscow, where he and Gorbachev signed the START I treaty, a bilateral agreement on the reduction and limitation of strategic offensive arms, after ten years of negotiation.
August putsch and government crises
At the 28th Communist Party Congress in July 1990, hardliners criticized the reformists but Gorbachev was re-elected party leader with the support of three-quarters of delegates and his choice of Deputy General Secretary, Vladimir Ivashko, was also elected. Seeking compromise with the liberalizers, Gorbachev assembled a team of both his own and Yeltsin's advisers to come up with an economic reform package: the result was the "500 Days" programme. This called for further decentralization and some privatization. Gorbachev described the plan as "modern socialism" rather than a return to capitalism but had many doubts about it. In September, Yeltsin presented the plan to the Russian Supreme Soviet, which backed it. Many in the Communist Party and state apparatus warned against it, arguing that it would create marketplace chaos, rampant inflation, and unprecedented levels of unemployment. The 500 Days plan was abandoned. At this, Yeltsin rallied against Gorbachev in an October speech, claiming that Russia would no longer accept a subordinate position to the Soviet government.
By mid-November 1990, much of the press was calling for Gorbachev to resign and predicting civil war. Hardliners were urging Gorbachev to disband the presidential council and arrest vocal liberals in the media. In November, he addressed the Supreme Soviet where he announced an eight-point program, which included governmental reforms, among them the abolition of the presidential council. By this point, Gorbachev was isolated from many of his former close allies and aides. Yakovlev had moved out of his inner circle and Shevardnadze had resigned. His support among the intelligentsia was declining, and by the end of 1990 his approval ratings had plummeted.
Amid growing dissent in the Baltics, especially Lithuania, in January 1991 Gorbachev demanded that the Lithuanian Supreme Council rescind its pro-independence reforms. Soviet troops occupied several Vilnius buildings and clashed with protesters, 15 of whom were killed. Gorbachev was widely blamed by liberalizers, with Yeltsin calling for his resignation. Gorbachev denied sanctioning the military operation, although some in the military claimed that he had; the truth of the matter was never clearly established. Fearing more civil disturbances, that month Gorbachev banned demonstrations and ordered troops to patrol Soviet cities alongside the police. This further alienated the liberalizers but was not enough to win over hardliners. Wanting to preserve the Union, in April Gorbachev and the leaders of nine Soviet republics jointly pledged to prepare a treaty that would renew the federation under a new constitution; but six of the republics—Estonia, Latvia, Lithuania, Moldova, Georgia, and Armenia—did not endorse this. A referendum on the issue brought 76.4% in favor of continued federation but the six rebellious republics had not taken part. Negotiations took place to decide what form the new constitution would take, again bringing together Gorbachev and Yeltsin in discussion; it was planned to be formally signed in August.
In August, Gorbachev and his family holidayed at their dacha, "Zarya" ('Dawn') in Foros, Crimea. Two weeks into his holiday, a group of senior Communist Party figures—the "Gang of Eight"—calling themselves the State Committee on the State of Emergency launched a coup d'état to seize control of the Soviet Union. The phone lines to his dacha were cut and a group arrived, including Boldin, Shenin, Baklanov, and General Varennikov, informing him of the take-over. The coup leaders demanded that Gorbachev formally declare a state of emergency in the country, but he refused. Gorbachev and his family were kept under house arrest in their dacha. The coup plotters publicly announced that Gorbachev was ill and thus Vice President Yanayev would take charge of the country.
Yeltsin, now President of the Russian Soviet Federative Socialist Republic, went inside the Moscow White House. Tens of thousands of protesters amassed outside it to prevent troops storming the building to arrest him. Gorbachev feared that the coup plotters would order him killed, so had his guards barricade his dacha. However, the coup's leaders realized that they lacked sufficient support and ended their efforts. On 21 August, Vladimir Kryuchkov, Dmitry Yazov, Oleg Baklanov, Anatoly Lukyanov, and Vladimir Ivashko arrived at Gorbachev's dacha to inform him that they were doing so.
That evening, Gorbachev returned to Moscow, where he thanked Yeltsin and the protesters for helping to undermine the coup. At a subsequent press conference, he pledged to reform the Soviet Communist Party. Two days later, he resigned as its General Secretary and called on the Central Committee to dissolve. Several members of the coup committed suicide; others were fired. Gorbachev attended a session of the Russian Supreme Soviet on 23 August, where Yeltsin aggressively criticized him for having appointed and promoted many of the coup members to start with. Yeltsin then announced the suspension of the activities of the Russian Communist Party.
Final collapse
On 29 August 1991, the Supreme Soviet indefinitely suspended all Communist Party activity, effectively ending Communist rule in the Soviet Union (On 6 November, Yeltsin issued a decree banning all Communist Party activities in Russia). From then on, the Soviet Union collapsed with dramatic speed. By the end of September, Gorbachev had lost the ability to influence events outside of Moscow.
On 30 October, Gorbachev attended a conference in Madrid trying to revive the Israeli–Palestinian peace process. The event was co-sponsored by the U.S. and Soviet Union, one of the first examples of such cooperation between the two countries. There, he again met with Bush. En route home, he traveled to France where he stayed with Mitterrand at the latter's home near Bayonne.
After the coup, Yeltsin had suspended all Communist Party activities on Russian soil by shutting down the Central Committee offices in Staraya Square along with raising of the imperial Russian tricolor flag alongside the Soviet flag at Red Square. By the final weeks of 1991, Yeltsin began to take over the remnants of the Soviet government including the Kremlin itself.
To keep unity within the country, Gorbachev continued to pursue plans for a new union treaty but found increasing opposition to the idea of a continued federal state as the leaders of various Soviet republics bowed to growing nationalist pressure. Yeltsin stated that he would veto any idea of a unified state, instead favoring a confederation with little central authority. Only the leaders of Kazakhstan and Kirghizia supported Gorbachev's approach. The referendum in Ukraine on 1 December with a 90% turnout for secession from the Union was a fatal blow; Gorbachev had expected Ukrainians to reject independence.
Without Gorbachev's knowledge, Yeltsin met with Ukrainian President Leonid Kravchuk and Belarusian President Stanislav Shushkevich in Belovezha Forest, near Brest, Belarus, on 8 December and signed the Belavezha Accords, which declared the Soviet Union had ceased to exist and formed the Commonwealth of Independent States (CIS) as its successor. Gorbachev only learned of this development when Shushkevich phoned him; Gorbachev was furious. He desperately looked for an opportunity to preserve the Soviet Union, hoping in vain that the media and intelligentsia might rally against the idea of its dissolution. Ukrainian, Belarusian, and Russian Supreme Soviets then ratified the establishment of the CIS. On 9 December, he issued a statement calling the CIS agreement "illegal and dangerous". On 20 December, the leaders of 11 of the 12 remaining republics–all except Georgia–met in Alma-Ata and signed the Alma-Ata Protocol, agreeing to dismantle the Soviet Union and formally establish the CIS. They also provisionally accepted Gorbachev's resignation as president of what remained of the Soviet Union. Gorbachev revealed that he would resign as soon as he saw that the CIS was a reality.
Accepting the fait accompli of the Soviet Union's dissolution, Gorbachev reached a deal with Yeltsin that called for Gorbachev to formally announce his resignation as Soviet President and Commander-in-Chief on 25 December, before vacating the Kremlin by 29 December. Yakovlev, Chernyaev, and Shevardnadze joined Gorbachev to help him write a resignation speech. Gorbachev then gave his speech in the Kremlin in front of television cameras, allowing for international broadcast. In it, he announced, "I hereby discontinue my activities at the post of President of the Union of Soviet Socialist Republics." He expressed regret for the breakup of the Soviet Union but cited what he saw as the achievements of his administration: political and religious freedom, the end of totalitarianism, the introduction of democracy and a market economy, and an end to the arms race and Cold War. Gorbachev was only the third Soviet leader, after Malenkov and Khrushchev, not to die in office. The following day, 26 December, the Council of the Republics, the upper house of the Supreme Soviet, formally voted the Soviet Union out of existence. The Soviet Union officially ceased to exist at midnight on 31 December 1991; as of that date, all Soviet institutions that had not been taken over by Russia ceased to function.
Post-presidency
Initial years: 1991–1999
Out of office, Gorbachev had more time to spend with his wife and family. He and Raisa initially lived in their dilapidated dacha on Rublevskoe Shosse, and were also allowed to privatise their smaller apartment on Kosygin Street. He focused on establishing his International Foundation for Socio-Economic and Political Studies, or "Gorbachev Foundation", launched in March 1992; Yakovlev and Revenko were its first Vice Presidents. Its initial tasks were in analyzing and publishing material on the history of perestroika, as well as defending the policy from what it called "slander and falsifications". The foundation also tasked itself with monitoring and critiquing life in post-Soviet Russia, presenting alternative development forms to those pursued by Yeltsin.
To finance his foundation, Gorbachev began lecturing internationally, charging large fees to do so. On a visit to Japan, he was well received and given multiple honorary degrees. In 1992, he toured the U.S. in a Forbes private jet to raise money for his foundation. During the trip he met up with the Reagans for a social visit. From there he went to Spain, where he attended the Expo '92 world fair in Seville and met with Prime Minister Felipe González, who had become a friend of his. He further visited Israel and Germany, where he was received warmly by many politicians who praised his role in facilitating German reunification. To supplement his lecture fees and book sales, Gorbachev appeared in commercials such as a television advertisement for Pizza Hut, another for the ÖBB and a photograph advertisement for Louis Vuitton, enabling him to keep the foundation afloat. With his wife's assistance, Gorbachev worked on his memoirs, which were published in Russian in 1995 and in English the following year. He also began writing a monthly syndicated column for The New York Times.
In 1993, Gorbachev launched Green Cross International, which focused on encouraging sustainable futures, and then the World Political Forum. In 1995, he initiated the World Summit of Nobel Peace Laureates.
Gorbachev had promised to refrain from criticizing Yeltsin while the latter pursued democratic reforms, but soon the two men were publicly criticizing each other again. After Yeltsin's decision to lift price caps generated massive inflation and plunged many Russians into poverty, Gorbachev openly criticized him, comparing the reform to Stalin's policy of forced collectivization. After pro-Yeltsin parties did poorly in the 1993 legislative election, Gorbachev called on him to resign. In 1995, his foundation held a conference on "The Intelligentsia and Perestroika". It was there that Gorbachev proposed to the Duma a law that would reduce many of the presidential powers established by Yeltsin's 1993 constitution. Gorbachev continued to defend perestroika but acknowledged that he had made tactical errors as Soviet leader. While he still believed that Russia was undergoing a process of democratization, he concluded that it would take decades rather than years, as he had previously thought.
In contrast to her husband's political activities, Raisa had focused on campaigning for children's charities. In 1997, she founded a sub-division of the Gorbachev Foundation known as Raisa Maksimovna's Club to focus on improving women's welfare in Russia. The Foundation had initially been housed in the former Social Science Institute building, but Yeltsin introduced limits to the number of rooms it could use there; the American philanthropist Ted Turner then donated over $1 million to enable the foundation to build new premises on the Leningradsky Prospekt. In 1999, Gorbachev made his first visit to Australia, where he gave a speech to the country's parliament. Shortly after, in July, Raisa was diagnosed with leukemia. With the assistance of German Chancellor Gerhard Schröder, she was transferred to a cancer center in Münster, Germany and there underwent chemotherapy. In September she fell into a coma and died. After Raisa's passing, Gorbachev's daughter Irina and his two granddaughters moved into his Moscow home to live with him. When questioned by journalists, he said that he would never remarry.
1996 presidential campaign
The Russian presidential elections were scheduled for June 1996, and although his wife and most of his friends urged him not to run, Gorbachev decided to do so. He hated the idea that the election would result in a run-off between Yeltsin and Gennady Zyuganov, the Communist Party of the Russian Federation candidate whom Yeltsin saw as a Stalinist hardliner. He never expected to win outright but thought a centrist bloc could be formed around either himself or one of the other candidates with similar views, such as Grigory Yavlinsky, Svyatoslav Fyodorov, or Alexander Lebed. After securing the necessary one million signatures of nomination, he announced his candidacy in March. Launching his campaign, he traveled across Russia giving rallies in twenty cities. He repeatedly faced anti-Gorbachev protesters, while some pro-Yeltsin local officials tried to hamper his campaign by banning local media from covering it or by refusing him access to venues. In the election, Gorbachev came seventh with approximately 386,000 votes, or around 0.5% of the total. Yeltsin and Zyuganov went through to the second round, where the former was victorious.
Promoting social democracy in Putin's Russia: 1999–2008
In December 1999, Yeltsin resigned and was succeeded by his deputy, Vladimir Putin, who then won the March 2000 presidential election. Gorbachev attended Putin's inauguration ceremony in May, the first time he had entered the Kremlin since 1991.
Gorbachev initially welcomed Putin's rise, seeing him as an anti-Yeltsin figure. Although he spoke out against some of the Putin government's actions, Gorbachev also had praise for the new government; in 2002, he said: "I've been in the same skin. That's what allows me to say that what [Putin] has done is in the interest of the majority." At the time, he believed Putin to be a committed democrat who nevertheless had to use "a certain dose of authoritarianism" to stabilize the economy and rebuild the state after the Yeltsin era. At Putin's request, Gorbachev became co-chair of the "Petersburg Dialogue" project between high-ranking Russians and Germans.
In 2000, Gorbachev helped form the Russian United Social Democratic Party. In June 2002 he participated in a meeting with Putin, who praised the venture, suggesting that a center-left party could be good for Russia and that he would be open to working with it. In 2003, Gorbachev's party merged with the Social Democratic Party to form the Social Democratic Party of Russia — which, however, faced much internal division and failed to gain traction with voters. Gorbachev resigned as party leader in May 2004 following a disagreement with the party's chairman over the direction taken in the 2003 election campaign. The party was later banned in 2007 by the Supreme Court of the Russian Federation due to its failure to establish local offices with at least 500 members in the majority of Russian regions, which is required by Russian law for a political organization to be listed as a party. Later that year, Gorbachev founded a new movement, the Union of Social Democrats. Stating that it would not contest the forthcoming elections, Gorbachev declared: "We are fighting for power, but only for power over people's minds".
Gorbachev was critical of U.S. hostility to Putin, arguing that the U.S. government "doesn't want Russia to rise" again as a global power and wants "to continue as the sole superpower in charge of the world". More broadly, Gorbachev was critical of U.S. policy following the Cold War, arguing that the West had attempted to "turn [Russia] into some kind of backwater". He rejected the idea – expressed by Bush – that the U.S. had "won" the Cold War, arguing that both sides had cooperated to end the conflict. He declared that since the fall of the Soviet Union, the U.S., rather than cooperating with Russia, had conspired to build a "new empire headed by themselves". He was critical of how the U.S. had expanded NATO right up to Russia's borders despite their initial assurances that they would not do so, citing this as evidence that the U.S. government could not be trusted. He spoke out against the 1999 NATO bombing of Yugoslavia because it lacked UN backing, as well as the 2003 invasion of Iraq led by the U.S. In June 2004 Gorbachev nevertheless attended Reagan's state funeral, and in 2007 visited New Orleans to see the damage caused by Hurricane Katrina.
Growing criticism of Putin and foreign policy remarks: since 2008
Barred by the constitution from serving more than two consecutive terms as president, Putin stood down in 2008 and was succeeded by his Prime Minister, Dmitry Medvedev, who reached out to Gorbachev in ways that Putin had not. In September 2008, Gorbachev and business oligarch Alexander Lebedev announced they would form the Independent Democratic Party of Russia, and in May 2009 Gorbachev announced that the launch was imminent. After the outbreak of the 2008 South Ossetia war between Russia and South Ossetian separatists on one side and Georgia on the other, Gorbachev spoke out against U.S. support for Georgian President Mikheil Saakashvili and for moving to bring the Caucasus into the sphere of its national interest. Gorbachev nevertheless remained critical of Russia's government and criticized the 2011 parliamentary elections as being rigged in favor of the governing party, United Russia, and called for them to be re-held. After protests broke out in Moscow over the election, Gorbachev praised the protesters.
In 2009, Gorbachev released Songs for Raisa, an album of Russian romantic ballads, sung by him and accompanied by musician Andrei Makarevich, to raise money for a charity devoted to his late wife. That year he also met with U.S. President Barack Obama in efforts to "reset" strained U.S.-Russian relations, and attended an event in Berlin commemorating the twentieth anniversary of the fall of the Berlin Wall.
In 2011, an eightieth birthday gala for him was held at London's Royal Albert Hall, featuring tributes from Simon Peres, Lech Wałęsa, Michel Rocard, and Arnold Schwarzenegger. Proceeds from the event went to the Raisa Gorbachev Foundation. That year, Medvedev awarded him the Order of St Andrew the Apostle the First-Called.
In 2012, Putin announced that he was standing again as president, something Gorbachev was critical of. He complained that Putin's new measures had "tightened the screws" on Russia and that the president was trying to "completely subordinate society", adding that United Russia now "embodied the worst bureaucratic features of the Soviet Communist party".
Gorbachev was in increasingly poor health; in 2011, he had a spinal operation and, in 2014, oral surgery. In 2015, Gorbachev ceased his frequent international traveling. He continued to speak out on issues affecting Russia and the world. In 2014, he defended the Crimean status referendum that led to Russia's annexation of Crimea. He noted that while Crimea was transferred from Russia to Ukraine in 1954, when both were part of the Soviet Union, the Crimean people had not been asked at the time, whereas in the 2014 referendum they had. After sanctions were placed on Russia as a result of the annexation, Gorbachev spoke out against them. His comments led to Ukraine banning him from entering the country for five years.
At a November 2014 event marking 25 years since the fall of the Berlin Wall, Gorbachev warned that the ongoing war in Donbas had brought the world to the brink of a new cold war, and he accused Western powers, particularly the U.S., of adopting an attitude of "triumphalism" towards Russia. In July 2016, Gorbachev criticized NATO for deploying more troops to Eastern Europe amid escalating tensions between the military alliance and Russia. In June 2018, he welcomed the 2018 Russia–United States summit between Putin and U.S. President Donald Trump, although in October criticized Trump's threat to withdraw from the 1987 Intermediate-Range Nuclear Forces Treaty, saying the move "is not the work of a great mind." He added: "all agreements aimed at nuclear disarmament and the limitation of nuclear weapons must be preserved, for the sake of life on Earth."
After the 2021 United States Capitol attack, Gorbachev declared: "The storming of the capitol was clearly planned in advance, and it's obvious by whom." He did not clarify to whom he was referring. Gorbachev also said that the attack "called into question the future fate of the United States as a nation".
In an interview with Russian news agency TASS on 20 January 2021, Gorbachev said that relations between the United States and Russia are of "great concern", and called on U.S. President Joe Biden to begin talks with the Kremlin in order to make the two countries' "intentions and actions clearer" and "in order to normalize relations."
On 24 December 2021, Gorbachev said that the United States "grew arrogant and self-confident" after the collapse of the Soviet Union, resulting in "a new empire. Hence the idea of NATO expansion". He also endorsed the upcoming security talks between the United States and Russia, saying "I hope there will be a result".
Political ideology
According to his university friend Zdeněk Mlynář, in the early 1950s "Gorbachev, like everyone else at the time, was a Stalinist." Mlynář noted, however, that unlike most other Soviet students, Gorbachev did not view Marxism simply as "a collection of axioms to be committed to memory." Biographers Doder and Branson related that after Stalin's death, Gorbachev's "ideology would never be doctrinal again", but noted that he remained "a true believer" in the Soviet system. Doder and Branson noted that at the Twenty-Seventh Party Congress in 1986, Gorbachev was seen to be an orthodox Marxist–Leninist; that year, the biographer Zhores Medvedev stated that "Gorbachev is neither a liberal nor a bold reformist".
By the mid-1980s, when Gorbachev took power, many analysts were arguing that the Soviet Union was declining to the status of a Third World country.
In this context, Gorbachev argued that the Communist Party had to adapt and engage in creative thinking much as Lenin had creatively interpreted and adapted the writings of Karl Marx and Friedrich Engels to the situation of early 20th century Russia. For instance, he thought that rhetoric about global revolution and overthrowing the bourgeoisie—which had been integral to Leninist politics—had become too dangerous in an era where nuclear warfare could obliterate humanity. He began to move away from the Marxist–Leninist belief in class struggle as the engine of political change, instead viewing politics as a ways of co-ordinating the interests of all classes. However, as Gooding noted, the changes that Gorbachev proposed were "expressed wholly within the terms of Marxist-Leninist ideology".
According to Doder and Branson, Gorbachev also wanted to "dismantle the hierarchical military society at home and abandon the grand-style, costly, imperialism abroad". However, Jonathan Steele argued that Gorbachev failed to appreciate why the Baltic nations wanted independence and "at heart he was, and remains, a Russian imperialist." Gooding thought that Gorbachev was "committed to democracy", something marking him out as different from his predecessors. Gooding also suggested that when in power, Gorbachev came to see socialism not as a place on the path to communism, but a destination in itself.
Gorbachev's political outlook was shaped by the 23 years he served as a party official in Stavropol. Doder and Branson thought that throughout most of his political career prior to becoming General Secretary, "his publicly expressed views almost certainly reflected a politician's understanding of what should be said, rather than his personal philosophy. Otherwise he could not have survived politically."
Like many Russians, Gorbachev sometimes thought of the Soviet Union as being largely synonymous with Russia and in various speeches described it as "Russia"; in one incident he had to correct himself after calling the USSR "Russia" while giving a speech in Kyiv, Ukraine.
McCauley noted that perestroika was "an elusive concept", one which "evolved and eventually meant something radically different over time." McCauley stated that the concept originally referred to "radical reform of the economic and political system" as part of Gorbachev's attempt to motivate the labor force and make management more effective. It was only after initial measures to achieve this proved unsuccessful that Gorbachev began to consider market mechanisms and co-operatives, albeit with the state sector remaining dominant. The political scientist John Gooding suggested that had the perestroika reforms succeeded, the Soviet Union would have "exchanged totalitarian controls for milder authoritarian ones" although not become "democratic in the Western sense". With perestroika, Gorbachev had wanted to improve the existing Marxist–Leninist system but ultimately ended up destroying it. In this, he brought an end to state socialism in the Soviet Union and paved the way for a transition to liberal democracy.
Taubman nevertheless thought Gorbachev remained a socialist. He described Gorbachev as "a true believer—not in the Soviet system as it functioned (or didn't) in 1985 but in its potential to live up to what he deemed its original ideals." He added that "until the end, Gorbachev reiterated his belief in socialism, insisting that it wasn't worthy of the name unless it was truly democratic."
As Soviet leader, Gorbachev believed in incremental reform rather than a radical transformation; he later referred to this as a "revolution by evolutionary means". Doder and Branson noted that over the course of the 1980s, his thought underwent a "radical evolution". Taubman noted that by 1989 or 1990, Gorbachev had transformed into a social democrat. McCauley suggested that by at least June 1991 Gorbachev was a "post-Leninist", having "liberated himself" from Marxism–Leninism. After the fall of the Soviet Union, the newly formed Communist Party of the Russian Federation would have nothing to do with him. However, in 2006, he expressed his continued belief in Lenin's ideas: "I trusted him then and I still do". He claimed that "the essence of Lenin" was a desire to develop "the living creative activity of the masses". Taubman believed that Gorbachev identified with Lenin on a psychological level.
Personal life
Reaching an adult height of , Gorbachev has a distinctive port-wine stain on the top of his head. By 1955 his hair was thinning, and by the late 1960s he was bald. Throughout the 1960s he struggled against obesity and dieted to control the problem; Doder and Branson characterized him as "stocky but not fat". He speaks in a southern Russian accent, and is known to sing both folk and pop songs.
Throughout his life, he tried to dress fashionably. Having an aversion to hard liquor, he drank sparingly and did not smoke. He was protective of his private life and avoided inviting people to his home. Gorbachev cherished his wife, who in turn was protective of him. He was an involved parent and grandparent. He sent his daughter, his only child, to a local school in Stavropol rather than to a school set aside for the children of party elites. Unlike many of his contemporaries in the Soviet administration, he was not a womanizer and was known for treating women respectfully.
Gorbachev was baptized Russian Orthodox and when he was growing up, his grandparents had been practising Christians. In 2008, there was some press speculation that he was a practising Christian after he visited the tomb of St Francis of Assisi, to which he publicly clarified that he was an atheist. Since studying at university, Gorbachev considered himself an intellectual; Doder and Branson thought that "his intellectualism was slightly self-conscious", noting that unlike most Russian intelligentsia, Gorbachev was not closely connected "to the world of science, culture, the arts, or education". When living in Stavropol he and his wife collected hundreds of books. Among his favorite authors were Arthur Miller, Dostoevsky, and Chinghiz Aitmatov, while he also enjoyed reading detective fiction. He enjoyed going for walks, having a love of natural environments, and was also a fan of association football. He favored small gatherings where the assembled discussed topics like art and philosophy rather than the large, alcohol-fueled parties common among Soviet officials.
Personality
Gorbachev's university friend, Mlynář, described him as "loyal and personally honest". He was self-confident, polite, and tactful; he had a happy and optimistic temperament. He used self-deprecating humour, and sometimes profanities, and often referred to himself in the third person. He was a skilled manager, and had a good memory. A hard worker or workaholic, as General Secretary, he would rise at 7:00 or 8:00 in the morning and not go to bed until 1:00 or 2:00. Taubman called him "a remarkably decent man"; he thought Gorbachev to have "high moral standards".
Zhores Medvedev thought him a talented orator, in 1986 stating that "Gorbachev is probably the best speaker there has been in the top Party echelons" since Leon Trotsky. Medvedev also considered Gorbachev "a charismatic leader", something Brezhnev, Andropov, and Chernenko had not been. Doder and Branson called him "a charmer capable of intellectually seducing doubters, always trying to co-opt them, or at least blunt the edge of their criticism". McCauley thought Gorbachev displayed "great tactical skill" in maneuvering successfully between hardline Marxist–Leninists and liberalisers for most of his time as leader, adding, though, that he was "much more skilled at tactical, short-term policy than strategic, long-term thinking", in part because he was "given to making policy on the hoof".
Doder and Branson thought Gorbachev "a Russian to the core, intensely patriotic as only people living in the border regions can be."
Taubman also noted that the former Soviet leader has a "sense of self-importance and self-righteousness" as well as a "need for attention and admiration" which grated on some of his colleagues. He was sensitive to personal criticism and easily took offense. Colleagues were often frustrated that he would leave tasks unfinished, and sometimes also felt underappreciated and discarded by him. Biographers Doder and Branson thought that Gorbachev was "a puritan" with "a proclivity for order in his personal life". Taubman noted that he was "capable of blowing up for calculated effect". He also thought that by 1990, when his domestic popularity was waning, Gorbachev become "psychologically dependent on being lionized abroad", a trait for which he was criticized in the Soviet Union. McCauley was of the view that "one of his weaknesses was an inability to foresee the consequences of his actions".
Reception and legacy
Opinions on Gorbachev are deeply divided. According to a 2017 survey carried out by the independent institute Levada Center, 46% of Russian citizens have a negative opinion towards Gorbachev, 30% are indifferent, while only 15% have a positive opinion. Many, particularly in Western countries, see him as the greatest statesman of the second half of the 20th century. U.S. press referred to the presence of "Gorbymania" in Western countries during the late 1980s and early 1990s, as represented by large crowds that turned out to greet his visits, with Time magazine naming him its "Man of the Decade" in the 1980s. In the Soviet Union itself, opinion polls indicated that Gorbachev was the most popular politician from 1985 through to late 1989. For his domestic supporters, Gorbachev was seen as a reformer trying to modernise the Soviet Union, and to build a form of democratic socialism. Taubman characterized Gorbachev as "a visionary who changed his country and the world—though neither as much as he wished." Taubman regarded Gorbachev as being "exceptional... as a Russian ruler and a world statesman", highlighting that he avoided the "traditional, authoritarian, anti-Western norm" of both predecessors like Brezhnev and successors like Putin. McCauley thought that in allowing the Soviet Union to move away from Marxism–Leninism, Gorbachev gave the Soviet people "something precious, the right to think and manage their lives for themselves", with all the uncertainty and risk that that entailed.
Gorbachev's negotiations with the U.S. helped bring an end to the Cold War and reduced the threat of nuclear conflict. His decision to allow the Eastern Bloc to break apart prevented significant bloodshed in Central and Eastern Europe; as Taubman noted, this meant that the "Soviet Empire" ended in a far more peaceful manner than the British Empire several decades before. Similarly, under Gorbachev, the Soviet Union broke apart without falling into civil war, as happened during the breakup of Yugoslavia at the same time. McCauley noted that in facilitating the merger of East and West Germany, Gorbachev was "a co-father of German unification", assuring him long-term popularity among the German people.
He also faced domestic criticism during his rule. During his career, Gorbachev attracted the admiration of some colleagues, but others came to hate him. Across society more broadly, his inability to reverse the decline in the Soviet economy brought discontent. Liberals thought he lacked the radicalism to really break from Marxism–Leninism and establish a free market liberal democracy. Conversely, many of his Communist Party critics thought his reforms were reckless and threatened the survival of Soviet socialism; some believed he should have followed the example of China's Communist Party and restricted himself to economic rather than governmental reforms. Many Russians saw his emphasis on persuasion rather than force as a sign of weakness.
For much of the Communist Party nomenklatura, the Soviet Union's dissolution was disastrous as it resulted in their loss of power. In Russia, he is widely despised for his role in the collapse of the Soviet Union and the ensuing economic collapse. General Varennikov, one of those who orchestrated the 1991 coup attempt against Gorbachev, for instance called him "a renegade and traitor to your own people". Many of his critics attacked him for allowing the Marxist–Leninist governments across Eastern Europe to fall, and for allowing a reunited Germany to join NATO, something they deem to be contrary to Russia's national interest.
The historian Mark Galeotti stressed the connection between Gorbachev and his predecessor, Andropov. In Galeotti's view, Andropov was "the godfather of the Gorbachev revolution", because—as a former head of the KGB—he was able to put forward the case for reform without having his loyalty to the Soviet cause questioned, an approach that Gorbachev was able to build on and follow through with. According to McCauley, Gorbachev "set reforms in motion without understanding where they could lead. Never in his worst nightmare could he have imagined that perestroika would lead to the destruction of the Soviet Union".
Orders, decorations, and honors
In 1988, India awarded Gorbachev the Indira Gandhi Prize for Peace, Disarmament and Development; in 1990, he was given the Nobel Peace Prize for "his leading role in the peace process which today characterizes important parts of the international community". Out of office he continued to receive honors. In 1992, he was the first recipient of the Ronald Reagan Freedom Award, and in 1994 was given the Grawemeyer Award by the University of Louisville, Kentucky. In 1995, he was awarded the Grand-Cross of the Order of Liberty by Portuguese President Mário Soares, and in 1998 the Freedom Award from the National Civil Rights Museum in Memphis, Tennessee. In 2000, he was presented with the Golden Plate Award of the American Academy of Achievement at an awards ceremony at Hampton Court Palace near London. In 2002, Gorbachev received the Freedom of the City of Dublin from Dublin City Council.
In 2002, Gorbachev was awarded the Charles V Prize by the European Academy of Yuste Foundation. Gorbachev, together with Bill Clinton and Sophia Loren, were awarded the 2004 Grammy Award for Best Spoken Word Album for Children for their recording of Sergei Prokofiev's 1936 Peter and the Wolf for Pentatone. In 2005, Gorbachev was awarded the Point Alpha Prize for his role in supporting German reunification.
Works
In the arts
In the 2020/2021 Russian theatre season, the Theatre of Nations in Moscow in collaboration with Latvian theatre director Alvis Hermanis staged a production called Gorbachev. Yevgeny Mironov and Chulpan Khamatova played the roles of Gorbachev and his wife Raisa, in a play focusing on their personal relationship.
See also
April 9 tragedy – Soviet crackdown on Georgian protests in 1989
Black January – Soviet crackdown on Azerbaijani protests in 1990
Index of Soviet Union-related articles
List of international trips made by Mikhail Gorbachev
List of peace activists
Sergei M. Plekhanov – former Gorbachev advisor on the United States and Canada
Ruhollah Khomeini's letter to Mikhail Gorbachev
Notes
References
Sources and further reading
Kotkin, Stephen. Armageddon Averted: The Soviet Collapse, 1970-2000 (2nd ed. 2008) excerpt
McHugh, James T. "Last of the enlightened despots: A comparison of President Mikhail Gorbachev and Emperor Joseph II." Social Science Journal 32.1 (1995): 69-85 online abstract .
External links
The Gorbachev Foundation
Green Cross International
Mikhail Gorbachev archival footage – Net-Film Newsreels and Documentary Films Archive
Gorbachev 80th Birthday Gala Celebration – Royal Albert Hall London, 30 March 2011
Column and op-ed archives at The Guardian
including the Nobel Lecture on 5 June 1991
Interviews and articles
"Commanding Heights: Mikhail Gorbachev" (PBS interview), April 2001
Ubben Lecture at DePauw University – October 2005
"Gorbachev on 1989" – interview by The Nation, September 2009
"Gorbachev's Legacy Examined, 25 Years After His Rise to Power" – Russia Beyond, March 2010
"Chernobyl 25 years later: Many lessons learned" – article by Mikhail Gorbachev published in the Bulletin of the Atomic Scientists, March 2011
1931 births
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The following list of marine aquarium fish species commonly available in the aquarium trade is not a completely comprehensive list; certain rare specimens may available commercially yet not be listed here. A brief section on each, with a link to the page about the particular species is provided along with references for further information.
Angelfish (large)
These large fish are considered to be quite hardy, but because of their size may present a significant challenge to the keeper. They need huge aquariums, up to 180 gallons to house one for its entire lifespan. Two angels might be kept in the same aquarium provided it is a large aquarium, they are properly acclimated as juveniles, and they have very different colouring and body shape. However, because all Angelfish have essentially the same diet, mixing them is a feat that should be left to only advanced keepers. Most are not reef safe, and a potential owner should be aware that they need to have plenty of vegetable matter in their diet. They undergo major changes in colouration while maturing, and unless specified given descriptions are for adult specimens.
Angelfish (dwarf)
Although Dwarf Angelfish are smaller and generally more manageable than their larger counterparts, they still have some specific care requirements. They are omnivores, but plenty of vegetable matter, preferably in the form of macroalgae, should be provided for their grazing pleasure. Their suitability for reef tanks is hotly debated, so add at your own risk. Specimens that have been successfully maintained in reef aquaria include the Flame and Coral Beauty angels. However, for obvious reasons they should not be put into tanks with expensive decorative macroalgae.
Anthias
Although Anthias resemble damsels in shape and size, the two should never be confused. Anthias (also known as "fairy basslets") are finicky and many starve to death in captivity. In the wild, they eat zooplankton, and will not accept anything else in the aquarium. They also need to be fed nearly constantly, three times a day at least. The best way to ensure the health and longevity of an Anthias is to attach a refugium where copepods can be grown to "drip" into the display tank. Unlike many other saltwater aquarium inhabitants, they can be kept in groups.
Bass and groupers
In this exceedingly large group of fish, few are considered proper aquarium inhabitants, for various reasons including diet and size. Basses vary greatly from species to species. Appropriate research should be done before purchasing a specimen. Many unsuspecting hobbyists bring home cute little specimens of popular aquarium fish such as the lyretail grouper, only to realize several months later that they do not have the resources to care for a meter-long that may cost hundreds of dollars a month to feed.
Basslets and assessors
Basslets and Assessors are small, long bodied fish strongly resembling Anthias. Their care requirements, however, are closer to those of damsels. They should be kept individually, and generally not with other fish of similar shape and colour. Feeding is easy: they will generally eat any meaty foods offered. Good water quality should be maintained at all times.
Batfish
Batfish are gorgeous and striking fish that are not common in aquaria for one major reason: they get huge. A two or three hundred gallon tank is needed for one, minimum, and larger is better. They start out as tiny, manageable-looking cuties, which often fools aquarists into purchasing them for their small aquariums. However they quickly grow to gargantuan proportions, and require large amounts of food as well as space, so beware. They are not reef safe and should be fed plenty of large meaty foods.
Batfish change greatly as they grow, however the potential aquarist is most likely to see them in their juvenile form, so that is the description of the colouration here. They all have generally the same body shape: disk-like with tall dorsal and anal fins, similar to a Freshwater Angelfish.
Blennies and engineer gobies
Blennies are popular aquarium fish, and for good reason. Most of them are peaceful to other fish, while very aggressive to other blennies which has a similar shape. Some blennis are colorful, and many are downright helpful. For example, the aptly named Lawnmower Blenny will keep your green algae well trimmed and presentable. With the exception of Fang Blennies, Blennies are totally reef safe- in fact a reef environment is really best for them because they can be shy and the intricate rockwork of a reef provides ample hiding spaces. They are omnivores and should be fed a varied diet of frozen or live foods and plant matter. Blennies do not have teeth or functional jaw, so food must be small enough for them to swallow whole.
Blennies are often confused with Gobies, but there is an easy way to tell the difference. Gobies have two distinct dorsal fins, Blennies have a single dorsal fin that runs the length of their body. Also, Gobies' pelvic fins are fused to form a sucker, similar to Remoras.
The engineer goby is a close relative of cichlids and leaf fishes, the juvenile can often be found in aquarium trade, while the adult is rare.
Boxfish and blowfish
Members of the family Tetraodontidae, Boxfish, Blowfish or Pufferfish and their cousins Cowfishes and Porcupinefishes can be very personable and quirky pets, for the prepared.
They are not thought of as an ordinary aquarium tank mate, but are quickly gaining popularity. They do pose a hazard in the community tank however. They are capable of releasing a very powerful toxin which can kill other fish and in some cases, the boxfish itself. They generally only use it when threatened or dying, but can become disturbed easily with aggressive tank mates or overcrowded aquarium. Generally they are reef safe, though they will pick at invertebrates if not fed well enough.
Many people think puffed up Pufferfish, like in the picture, are cute, but an owner should never subject their pet to this as they are often unable to expel the air should they be out of the water. To prevent this, never remove a puffer from the water.
Butterflyfish
When properly cared for, Butterflyfish can make beautiful and distinctive additions to fish only marine aquariums. Specimens often grow to large sizes and are not well suited to smaller aquariums. Butterflyfish can be fussy and overparticular, but when fed a varied diet and kept in pristine conditions they will usually thrive. Some species in this family do not do well in captivity, and potential keepers must take care to purchase only those species that have a fighting chance. When selecting Butterflyfish especially, specimens presenting any sign or signs of mishandling are to be avoided.
The following species are relatively hardy and experienced aquarists should have no trouble with them, so long as they are diligent.
Cardinalfish
One of the few groups of shoaling fish commonly available to marine aquarists, Cardinalfish are nocturnal and tend to be quite shy. They require meaty foods and will often not take prepared foods such as flakes and tablets. For the best chance of success, keep a wide variety of frozen foods on hand. In the event of a hunger strike, they will almost always take adult brine shrimp. As far as other care requirements they are similar to damsels: not picky. So long as they are properly acclimated, they tolerate a wide range of parameters. A marine aquarist should watch the ammonia/nitrite levels of the environment, as cardinalfish are particularly sensitive to these chemicals.
Chromis
Chromis are perhaps the ultimate reef fish. Generally peaceful, most species are easy to take care of and quite colorful. Like anthias, they will school, but in many cases this tendency disappears as they age. They are, nevertheless, at least ambivalent with their own species, as well as completely reef safe. Like Damsels and Anemonefish, their close cousins, Chromis are omnivores and will accept most foods offered. A flake staple is usually sufficient, but for best color and health supplement with frozen and live foods when possible.
Clownfish
Clownfish, more technically known as Anemonefish, are the classic aquarium fish. Both hardy and attractive, they are perhaps best known for their symbiotic relationship with Sea Anemones, a relative of coral. In the wild, Anemonefish are always found with a host, leading many potential keepers to believe that an anemone is necessary to keep them. Anemonefish are easy to keep, but their cnidarian counterparts are inordinately finicky and need high light levels, and luckily Anemonefish will thrive without them. Aquarists often find that Anemonefish will host in other things, from corals and Feather Duster Worms to powerheads and other equipment.
Anemonefish care is identical to that of Damselfish, as they are actually very closely related.
Damselfish
All Damselfish can be considered reef-safe, sometimes excluding larger, more aggressive Dascyllus varieties. Some Damselfish will host in anemones like clownfish. Most Damselfish are aggressive and difficult to catch once you put them in an aquarium.
Damselfish change gender as they grow larger and older. Small damselfish are ungendered. Eventually, they become males if no males prevent them from doing so. One or sometimes two males live with a female and guard over the eggs. Females are the largest fish and dominant over the males and juveniles. They will not allow other females into an area they have claimed as their territory without a fight. They may not allow new males or juveniles, either. Aggression increases with each change.
Dartfish
Most should be kept as pairs or small groups where all individuals are added at once.
Dragonets
Dragonets are often mis-categorized as gobies or blennies by fish sellers. They are bottom-dwelling fish that constantly hunt tiny invertebrates for food. Most starve to death in a marine aquarium unless you provide a refugium or place for the invertebrates to reproduce safely without any fish being able to reach them.
Eels
Most eels are easily kept in a large aquarium, although several species such as the blue ribbon eel should usually be avoided. With any moray eel care must be taken to secure the lid as one of the most common causes of death is escaping from the tank, and onto the floor.
Filefish
Less often kept than their relatives the triggerfish and puffers, there are many filefish that make good aquarium residents, and a few that require specialized diets, making it hard to sustain them in an aquarium.
Flatfish
Frogfish
A type of Anglerfish, Frogfish are ambush predators with huge mouths. They are capable of eating fish up to twice their length so care should be taken in choosing tank mates.
Goatfish
While not as common a choice for aquariums as many other species, they are typically hardy and brightly colored
Gobies and clingfishes
Typically are hardy and do not harm invertebrates which makes them a good choice of fish for a reef tank.
{|class="sortable collapsible" cellpadding="4" width="100%" border="1" style="border:1px solid #aaa; border-collapse:collapse"
! align="left" style="background:#F2F3F4" width="170px" | Common name
! style="background:#F2F3F4" width="130px" class="unsortable" | Image
! align="left" style="background:#F2F3F4" width="190px" | Taxonomy
! style="background:#F2F3F4" width="100px" | Reef safe
! align="left" style="background:#F2F3F4" width="610px" class="unsortable" | Description
! style="background:#F2F3F4" width="100px" | Max size
|-
| Black barred convict goby || || Priolepis nocturna || align="center" | Yes || || align="center" |
|-
| Black clown goby || || Gobiodon acicularis || align="center" | Mostly; can destroy unhealthy Acropora by laying its eggs in the coral's tissue || Similar to Yellow clown goby, but black ||
|-
| Bluespotted watchman goby || || Cryptocentrus pavoninoides || align="center" | Yes || || align="center" |
|-
| Catalina goby || || Lythrypnus dalli || align="center" | Yes || A cold water species that doesn’t live long at reef temperatures. || align="center" |
|-
| Cave transparent goby || || Coryphopterus glaucofraenum || align="center" | Yes || || align="center" |
|-
| Citron clown goby || || Gobiodon citrinus || align="center" | Mostly; can destroy unhealthy Acropora by laying its eggs in the coral's tissue || || align="center" |
|-
| Court jester goby || || Amblygobius rainfordi || || || align="center" |
|-
| Diagonal bar prawn goby || || Amblyeleotris diagonalis || align="center" | Yes || || align="center" |
|-
| Diamond watchman goby || || Valenciennea puellaris || align="center" | Yes || Burrow and sift sand constantly; very good algae eaters || align="center" |
|-
| Dracula goby || || Stonogobiops dracula || align="center" | Yes || || align="center" |
|-
| Gold neon eviota goby || || Eviota pellucida || align="center" | Yes || || align="center" |
|-
| Green banded goby || || Elacatinus multifasciatus || align="center" | Yes || Small burrowing goby with green vertical stripes || align="center" |
|-
| Green clown goby || || Gobiodon atrangulatus || align="center" | Yes || || align="center" |
|-
| Hector's goby || || Amblygobius hectori || align="center" | Yes || || align="center" |
|-
| Hi fin red banded goby || || Stonogobiops nematodes || align="center" | Yes || || align="center" |
|-
| Neon goby || || Elacatinus oceanops || align="center" | Yes || A Caribbean cleaner species that sometimes eats larger parasites from other fish. ||
|-
| Orange marked goby || || Amblygobius decussatus || align="center" | Yes || || align="center" |
|-
| Orange spotted goby || || Amblyeleotris guttata || align="center" | Yes || || align="center" |
|-
| Orange stripe prawn goby || || Amblyeleotris randalli || align="center" | Yes || || align="center" |
|-
| Pinkspotted shrimp goby || || Gobius melanopus || align="center" | May eat ornamental shrimp || White fish with pink bands around the body and pink spots on face and fins. One of the most handsome members of the group. || align="center" |
|-
| Pinkbar goby || || Cryptocentrus aurora || align="center" | Yes || || align="center" |
|-
| Red head goby || || Elacatinus puncticulatus || align="center" | Yes || A small goby that can clean like the neon goby but is easily frightened. Often said to 'disappear' in a larger tank, as it never swims out into view. || align="center" |
|-
| Red striped goby || || Trimma cana || align="center" | Yes || || align="center" |
|-
| Sleeper banded goby || || Amblygobius phalaena || align="center" | Yes || || align="center" |
|-
| Sleeper blue dot goby || || Valenciennea sexguttata || align="center" | Yes || || align="center" |
|-
| Sleeper gold head goby || || Valenciennea strigata || align="center" | Yes || || align="center" |
|-
| Sleeper railway glider goby || || Valenciennea helsdingenii || align="center" | Yes || || align="center" |
|-
| Sleeper striped goby || || Valenciennea longipinnis || align="center" | Yes || || align="center" |
|-
| Steinitz goby || || Amblyeleotris steinitzi || align="center" | Yes || || align="center" |
|-
| Tangaroa goby || || Ctenogobiops tangaroai || align="center" | Yes || || align="center" |
|-
| Tiger watchman goby || || Valenciennea wardii || align="center" | Yes || || align="center" |
|-
| Two spot goby || || Signigobius biocellatus || align="center" | Yes || || align="center" |
|-
| Violet goby || || Gobioides broussonnetii || align="center" | No || Also a freshwater and brackish water fish and often sold as Dragon Fish or Dragon Goby || align="center" | 21"
|-
| Wheeler's watchman goby || || Amblyeleotris wheeleri || align="center" | Yes || || align="center" |
|-
| Yellow watchman goby || || Cryptocentrus cinctus || align="center" | Yes || A species of "watchman" or "shrimp" goby that can form a symbiotic relationship with pistol shrimp || align="center" |
|-
| Yasha goby || || Stonogobiops yasha || align="center" | Yes || A species of "watchman" or "shrimp" goby that will form a symbiotic relationship with the red and white banded pistol shrimp, Alpheus randalli. || align="center" |
|-
| Yellow clown goby|| || Gobiodon okinawae || align="center" | Yes || Small yellow fish that likes branching corals || align="center" |
|-
| Yellow priolepis goby || || Priolepis aureoviridis || align="center" | Yes || || align="center" |
|-
| Yellow stripe clingfish || || Diademichthys lineatus || align="center" | Yes || || align="center" |
|}
Grunts
Hamlet
Hawkfish
Attractive and relatively small, Hawkfish make excellent additions to fish only or FOWLR aquariums. With extreme caution taken, they could be kept in reef aquariums, but because of their propensity to eat small ornamental shrimps and other mobile invertebrates (usually leaving sessile invertebrates alone) they are not considered reef safe. Lacking a swim bladder, Hawkfish can often be found resting in crevices of rocks or among the branches of corals or gorgonians. Hawkfish are easy to care for and not picky at all about water quality. A varied diet, including spirulina and small meaty foods like Mysis is recommended.
Hogfish
Idols
Jacks
Jawfish
Jawfish are burrowers and require a sandy substrate of sufficient depth.
Lionfish
"Lionfish" specifically refer to the genus Pterois within the family Scorpaenidae. They have venomous spines and should be treated with caution. Other species within Scorpaenidae but outside Pterois may also have "lionfish" in their common names. Feeder goldfish are not the proper nutrition for a lion fish.
Parrotfish
Pipefish
Pipefish are relatives of seahorses and require a similar level of care. They should only be bought by experienced aquarium owners. Captive bred specimens are sometimes available, and are significantly more likely to survive.
Pseudochromidae
Usually only a single specimen can be kept in an aquarium. Sometimes multiple specimens can be kept in larger aquariums, but usually this requires them to be added at the same time or they will be too territorial.
Rabbitfish and Foxfaces
Less commonly kept than some other species, many still make hardy and colorful aquarium residents.
Rays
Most rays have a venomous spine near the base of the tail. Care must be taken to avoid this animal when performing tank maintenance and during capture.
Scorpionfish
Because they are relatively inactive fishes, most species can be kept in smaller aquariums than other equally large fish, and 30 gallon tanks are not unusual. Because they are capable of eating fish that are surprisingly large, but will often be picked at by fish that eat invertebrates a species tank is often set up for them. Some fish will never accept anything but live food, typically these specimens are fed on gut packed guppies, mollies, or ghost shrimp. Similarly to the lionfish, care should be taken when handling these fish as they are also venomous.
Seahorses
It takes a special aquarist to maintain these delicate beauties. A potential keeper must be dedicated and willing to throw artistic creativity to the winds- as what seahorses need is not always beautiful. They require taller tanks, live/frozen food, and many hitching posts, as well as very peaceful tankmates. In fact, beginners would be well-advised not to mix seahorses with any other species until they have more experience.
Seahorses found in stores are generally Captive Bred, but occasionally one might find a wild caught (WC) specimen. WC Seahorses should only be purchased by seahorse experts who are going to breed them, as they tend to be finicky and most are endangered in the wild.
One of the advantages of Seahorses is that many species stay small and can (in fact, some should'') be kept in smaller tanks, making them ideal for aquarists who are pressed for space or money.
Seahorses are among the few popular marine aquarium species that can be temperate. Species vary in their temperature requirement, so here an extra category has been added.
TR=Tropical ST=Sub-Tropical TM=Temperate
Squirrelfish
Typically are hardy fish that can be kept with a wide variety of tankmates.
Sharks
Many sharks will outgrow most home aquariums and/or adapt poorly to captivity. However, numerous coastal and coral reef sharks do well in good aquarium surroundings although you should have experience in keeping other saltwater fish before trying to keep sharks as they are more difficult to care for. In a shark aquarium setup (preferably an oval-shaped tank for more active species), there should be much surface area (wide and long tanks with good gas exchange/more room for biological filtration and room for sharks to swim, glide, and turn with little constraint opposed to tall, thin tanks), fine substrate (coarse substrate can irritate the shark's underside), little décor and rockwork (which should be secure) for swimming space (sharks in the orders Orectolobiformes and Heterodontiformes however, feel more secure in tanks with caves and ledges), excellent filtration (sharks are messy eaters and need good water conditions), protected heaters, filter intakes, etc. by surrounding them in polyurethane foam barriers (unprotected equipment can be dangerous to active sharks), and a secure canopy (sharks can jump out of the water) as well as, strong, steady, linear water flow (10+ x the volume of the aquarium per hour) moving in a gyre circling the aquarium, dissolved oxygen levels of 7-8ppm (slightly more if you are using ozone), low light levels, and no stray electrical currents/amounts of metal in the aquarium water. Many sharks feed on invertebrates to a great degree along with fish (even ones that are larger than themselves), and although they don't eat coral, they can knock them over and rest on them. There are also many fish and invertebrates that can harm/irritate sharks such as Scorpionfish, Butterflyfish, Angelfish (large), Filefish, Triggerfish, Pufferfish, Suckerfish (over time), Porcupinefish, certain other sharks, large crabs, Hermit crabs, sea anemones, and stinging corals. Also, sharks need iodine which can be provided through regular water changes or supplements for sharks (iodine deficiencies and possibly the buildup of nitrates can result in goiter), and feeding frequency is species-specific. Copper treatments should not be administered to most shark species.
Snappers
Tangs
Tangs generally feed on algae, though there are a few carnivorous species. Most tangs will not tolerate other fish the same color and/or shape as them. They have a spine on their tails that can cut open other fish and unprotected hands. All tangs should be given plenty of swimming room; try to have at least a 4' tank. Contrary to popular belief they will tolerate smaller (4' to 5') tanks just fine but tend to live better in larger tanks, over 5'.
Tilefish
Though often categorized as gobies, tilefish are a separate species.
Triggerfish
While they are generally considered monsters that will chomp invertebrates, a few species can make great reef fish. Other more aggressive species such as the undulated trigger, and clown trigger will sometimes be so aggressive that it is necessary to keep as the sole inhabitant of the aquarium. All will require large tanks, with good filtration.
Wrasse
A diverse group of fish with an equally wide range of characteristics. Some wrasse species are aggressive towards small fish and invertebrates, others are reef safe. Some are quite hardy, some typically die within weeks.
See also
List of fish common names
List of marine aquarium invertebrate species
List of marine aquarium plant species
List of aquarium fish by scientific name
List of freshwater aquarium fish species
List of brackish aquarium fish species
References
Fishkeeping
Lists of fishes
Marine fish
|
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Michael Lee Aday (born Marvin Lee Aday; September 27, 1947 – January 20, 2022), known professionally as Meat Loaf, was an American singer and actor. He was noted for his powerful, wide-ranging voice and theatrical live shows. He is on the list of best-selling music artists. His Bat Out of Hell trilogy — Bat Out of Hell (1977), Bat Out of Hell II: Back into Hell (1993), and Bat Out of Hell III: The Monster Is Loose (2006) — has sold more than 65 million albums worldwide. The first album stayed on the charts for over nine years, still sells an estimated 200,000 copies annually, and is on the list of best-selling albums.
After the commercial success of Bat Out of Hell and Bat Out of Hell II: Back Into Hell, and earning a Grammy Award for Best Solo Rock Vocal Performance for the song "I'd Do Anything for Love", Aday nevertheless experienced some difficulty establishing a steady career within the United States. The key to this success was his popularity in Europe, especially in Great Britain and Ireland, with him receiving the 1994 Brit Award in the United Kingdom for best-selling album and single. He appeared in the 1997 film Spice World and he ranked 23rd for the number of weeks spent on the UK charts in 2006. He ranks 96th on VH1's "100 Greatest Artists of Hard Rock".
Aday appeared in over 50 films and television shows, sometimes as himself or as characters resembling his stage persona. His film roles include Eddie in The Rocky Horror Picture Show (1975) and Robert Paulsen in Fight Club (1999). His early stage work included dual roles in the original Broadway theatre cast of The Rocky Horror Show. He also appeared in the musical Hair, both on and Off-Broadway.
Early life
Marvin Lee Aday was born in Dallas, Texas, on September 27, 1947, the only child of Wilma Artie (née Hukel), a school teacher and member of the Vo-di-o-do Girls gospel music quartet, and Orvis Wesley Aday, a former police officer who went into business selling a homemade cough remedy with his wife and a friend under the name of the Griffin Grocery Company. Meat Loaf stated in an interview that when he was born, he was "bright red and stayed that way for days" and that his father said he looked like "nine pounds of ground chuck", and convinced hospital staff to put the name "Meat" on his crib. He was later called "M.L." in reference to his initials, but when his weight increased, his seventh-grade classmates referred to him as "Meatloaf" in commemoration to his 5 foot, 2 inches, 240 pound stature. He also attributed the nickname to an incident where, after he stepped on a football coach's foot, the coach yelled 'Get off my foot, you hunk of meatloaf!'".
His father was an alcoholic who went on drinking binges for days at a time, which started when he was medically discharged from the U.S. Army during World War II after being wounded by fragments from a mortar shell. Aday often accompanied his mother in driving to the bars in Dallas to look for his father, and often stayed with his grandmother. He attended church and Bible study every Sunday.
When he was 16, on the day of the assassination of John F. Kennedy, Meat Loaf had met the President when he arrived at Dallas Love Field. After hearing about the assassination, he and a friend drove to Parkland Hospital where he saw Jacqueline Kennedy Onassis, bloodied, getting out of the car.
In 1965, Aday graduated from Thomas Jefferson High School, having appeared in school stage productions such as Where's Charley? and The Music Man. Aday played high school football at the position of defensive tackle. After attending college at Lubbock Christian University, he transferred to North Texas State University (now the University of North Texas).
In 1967, when Meat Loaf was 19 years old, his mother died from cancer and his father barely missed when trying to stab him with a knife in his bedroom, falsely accusing him of having girls. He used the inheritance he received from his mother's death to rent an apartment in Dallas and isolated himself for three-and-a-half months until a friend found him. A short time later, he went to the airport and caught the next flight to Los Angeles. He intentionally gained 60 pounds to fail his physical examination for the Vietnam War draft.
Career
Early career
In Los Angeles, Aday formed his first band, Meat Loaf Soul. The band received several recording contracts. Meat Loaf Soul's first gig was in Huntington Beach, California in 1968 at the Cave, opening for Van Morrison's band Them and Question Mark and the Mysterians. Meat Loaf later defined his early days in the music industry as being treated like a "circus clown".
The band then underwent several changes of lead guitarists, changing the name of the band each time, to names including Popcorn Blizzard and Floating Circus. As Floating Circus, they opened for the Who, the Fugs, the Stooges, MC5, Grateful Dead, and the Grease Band. Their regional success led them to release a single, "Once Upon a Time", backed with "Hello". Meat Loaf then joined the Los Angeles production of the musical Hair.
1970s
With the publicity generated from Hair, Meat Loaf accepted an invitation by Motown, in Detroit, to record only the vocals with fellow Hair performer Shaun "Stoney" Murphy on an album of songs written and selected by the Motown production team. The album, titled Stoney & Meatloaf (with Meat Loaf spelled as one word) was released in September 1971 and included the single "What You See Is What You Get", reached number 36 on the Best Selling Soul Singles chart and number 71 on the Billboard Hot 100 chart. Meat Loaf and Stoney toured with Jake Wade and the Soul Searchers, opening for Richie Havens, the Who, the Stooges, Bob Seger, Alice Cooper, and Rare Earth. Meat Loaf left Motown soon after the label replaced his and Stoney's vocals from the one song he liked, "Who Is the Leader of the People?" with new vocals by Edwin Starr. He moved to Freeland, Michigan for a year and was the opening act at the Grande Ballroom 80 times.
In December 1972, Meat Loaf was in the original off-Broadway production of Rainbow at the Orpheum Theatre in New York. After the tour, Meat Loaf rejoined the cast of Hair, this time at a Broadway theater. After he hired an agent, he auditioned for the Public Theater's production of More Than You Deserve. During the audition, Meat Loaf met Jim Steinman. He sang a Stoney and Meatloaf favorite of his, "(I'd Love to Be) As Heavy as Jesus", and subsequently got the part of Rabbit, a maniac that blows up his fellow soldiers so they can "go home". Ron Silver and Fred Gwynne were also in the show. In the summer between the show's workshop production (April 1973) and full production (November 1973 – January 1974), Meat Loaf appeared in a Shakespeare in the Park production of As You Like It with Raul Julia and Mary Beth Hurt.
In late 1973, Meat Loaf was cast in the original L.A. Roxy cast of The Rocky Horror Show, playing the parts of Eddie and Dr. Everett Scott. The success of the musical led to the filming of The Rocky Horror Picture Show in which Meat Loaf played only Eddie, a decision he said made the movie not as good as the musical.
About the same time, Meat Loaf and Steinman started work on Bat Out of Hell. Meat Loaf convinced Epic Records to shoot music videos for four songs, "Bat Out of Hell", "Paradise by the Dashboard Light", "You Took the Words Right Out of My Mouth", and "Two Out of Three Ain't Bad" and convinced Lou Adler, the producer of Rocky Horror, to run the "Paradise" video as a trailer to the movie. During his recording of the soundtrack for Rocky Horror, Meat Loaf recorded two more songs: "Stand by Me" (a Ben E. King cover), and "Clap Your Hands". They remained unreleased for a decade, until 1984, when they appeared as B-sides to the "Nowhere Fast" single.
In 1976, Meat Loaf recorded lead vocals for Ted Nugent's album Free-for-All when regular Nugent lead vocalist Derek St. Holmes temporarily quit the band. Meat Loaf sang lead on five of the album's nine tracks. That same year, Meat Loaf appeared in his final theatrical show in New York City, the short-lived Broadway production of Gower Champion's rock musical Rockabye Hamlet. It closed two weeks into its initial run.
Meat Loaf and Steinman started working on Bat Out of Hell in 1972, but did not get serious about it until the end of 1974. Meat Loaf then decided to leave theater and concentrate exclusively on music. Meat Loaf was cast as an understudy for John Belushi in the National Lampoon show Lemmings. It was at the Lampoon show that Meat Loaf met Ellen Foley, the co-star who sang "Paradise by the Dashboard Light" and "Bat Out of Hell" with him on the album Bat Out of Hell.
Meat Loaf and Steinman spent time seeking a record deal; however, their approaches were rejected by each record company, because their songs did not fit any specific recognized music industry style. Todd Rundgren, under the impression that they already had a record deal, agreed to produce the album as well as play lead guitar along with other members of Rundgren's band Utopia and Max Weinberg. They then shopped the record around, but they still had no takers until Steve Popovich's Cleveland International Records took a chance, releasing Bat Out of Hell in October 1977.
Meat Loaf and Steinman formed the band Neverland Express to tour in support of Bat Out of Hell. Their first gig was opening for Cheap Trick in Chicago. Meat Loaf gained national exposure as the musical guest on Saturday Night Live on March 25, 1978. In 1978, Meat Loaf jumped off a stage in Ottawa, Ontario, breaking his leg. He finished his tour performing in a wheelchair.
Bat Out of Hell has sold an estimated 43 million copies globally, including 15 million in the United States, making it one of the best-selling albums of all time. In the United Kingdom alone, its 2.1 million sales put it in 38th place. Despite peaking at No. 9 and spending only two weeks in the top ten in 1981, it has now spent 485 weeks on the UK Albums Chart (May 2015), a figure bettered only by Rumours by Fleetwood Mac with 487 weeks. In Australia, it knocked the Bee Gees off the No. 1 spot and became the biggest-selling album of all time in that country. Bat Out of Hell has, as of December 2020, spent a total of 522 weeks in the Top 200 in the UK chart.
1980s
In 1979, Steinman started to work on Bad for Good, the intended follow-up to 1977's Bat Out of Hell. During that time, a combination of touring, drugs and exhaustion had caused Meat Loaf to lose his voice. Without a singer, and pressured by the record company, Steinman decided that he should sing on Bad for Good himself, and write a new album for Meat Loaf; the result was Dead Ringer, which was released in September 1981, after the release of Steinman's Bad for Good. Meat Loaf then played the role of Travis Redfish in the movie Roadie until his singing voice returned. Steinman had written five new songs which, in addition to the track "More Than You Deserve" (sung by Meat Loaf in the stage musical of the same name) and a reworked monologue, formed the album Dead Ringer, which was produced by Meat Loaf and Stephan Galfas, with backing tracks produced by Todd Rundgren, Jimmy Iovine, and Steinman. In 1976, Meat Loaf appeared on the track "Keeper Keep Us", from the Intergalactic Touring Band's self-titled album, produced by Galfas. The song "Dead Ringer for Love" was the pinnacle of the album, and launched Meat Loaf to even greater success after it reached No. 5 in the United Kingdom and stayed in the UK Singles Chart for 19 weeks. Cher provided the lead female vocals in the song.
On December 5, 1981, Meat Loaf and the Neverland Express were the musical guests for Saturday Night Live where he and former fellow Rocky Horror Picture Show actor Tim Curry performed a skit depicting a One-Stop Rocky Horror Shop. Also on the show, Curry performed "The Zucchini Song" and Meat Loaf & the Neverland Express performed "Bat Out of Hell" and "Promised Land".
Following a dispute with his former songwriter Jim Steinman, Meat Loaf was contractually obliged to release a new album, resulting in Midnight at the Lost and Found, released in May 1983. According to Meat Loaf, Steinman had given the songs "Total Eclipse of the Heart" and "Making Love Out of Nothing at All" to Meat Loaf for this album. However, Meat Loaf's record company did not want Meat Loaf to sing Steinman's songs, saying that nobody wanted to hear them. Bonnie Tyler's version of "Eclipse" and Air Supply's version of "Making Love" topped the charts together, holding No. 1 and No. 2 for a period during 1983. Meat Loaf is credited with having been involved in the writing of some of the tracks on the album, including the title track, "Midnight at the Lost and Found".
Poor money management as well as 45 lawsuits totaling $80 million, including ones from Steinman, resulted in Meat Loaf filing for personal bankruptcy in 1983. The bankruptcy resulted in Meat Loaf losing the rights to his songs, although he received royalties for Bat Out of Hell in 1997.
In 1984, Meat Loaf went to England, where he felt increasingly at home, to record the album Bad Attitude; it was released that year. It features two songs by Steinman, both previously recorded, "Nowhere Fast" and "Surf's Up". The American release on RCA Records was in April 1985 and features a slightly different track list, as well as alternate mixes for some songs. The title track features a duet with the Who's lead singer Roger Daltrey. It was a minor success with a few commercially successful singles, the most successful being "Modern Girl". In 1985, Meat Loaf took part in some comedy sketches in the UK with Hugh Laurie. Meat Loaf also tried stand-up comedy, appearing several times in Connecticut.
Meat Loaf worked with songwriter John Parr on his next album, Blind Before I Stop, which was released in 1986 by Arista Records. It features production, mixing, and general influence by Frank Farian. Meat Loaf was involved in the composition of three of the songs on the album. Meat Loaf performed "Thrashin" for the soundtrack of the 1986 skateboarding film Thrashin' (directed by David Winters and starring Josh Brolin).
1990s
Following the success of Meat Loaf's touring in the 1980s, he and Steinman began work during December 1990 on Bat Out of Hell II: Back into Hell which was released in September 1993. The immediate success of Bat Out of Hell II led to the sale of over 15 million copies, and the single "I'd Do Anything for Love (But I Won't Do That)" reached number one in 28 countries. In March 1994, at the 36th Annual Grammy Awards, Meat Loaf won the Grammy Award for Best Rock Vocal Performance, Solo for "I'd Do Anything for Love". This song stayed at No. 1 in the UK chart for seven consecutive weeks. The single featured a female vocalist who was credited only as "Mrs. Loud". Mrs. Loud was later identified as Lorraine Crosby, a performer from England. Meat Loaf promoted the song with American vocalist Patti Russo, who performed lead female vocals on tour with him. Also in 1994, he sang the U.S. national anthem "The Star-Spangled Banner" at the Major League Baseball All-Star Game. He released the single "Rock and Roll Dreams Come Through", which reached No. 13 in the United States.
In 1995, Meat Loaf released his seventh studio album, Welcome to the Neighborhood. The album went platinum in the United States and the United Kingdom. It included three singles that hit the top 40, including "I'd Lie for You (And That's the Truth)" (which reached No. 13 in the United States and No. 2 in the UK), and "Not a Dry Eye in the House" (which reached No. 7 in the UK chart). I'd Lie for You (And That's the Truth) was a duet with Patti Russo, who had been touring with Meat Loaf and singing on his albums since 1993. Of the twelve songs on the album, two are written by Steinman. Both are cover versions, the "Original Sin" from Pandora's Box's Original Sin album and "Left in the Dark" first appeared on Steinman's own Bad for Good as well as the 1984 album Emotion by Barbra Streisand. His other singles, "I'd Lie for You (And That's the Truth)" and "Not a Dry Eye in the House", were written by Diane Warren.
In 1998, Meat Loaf released The Very Best of Meat Loaf. The album featured three new songs co-written by Steinman – two with Andrew Lloyd Webber and one with Don Black, "Is Nothing Sacred", released as a single. The single version of this song is a duet with Patti Russo, whereas the album version is a solo song by Meat Loaf.
2000s
In 2003, Meat Loaf released his album Couldn't Have Said It Better. For only the third time in his career, Meat Loaf released an album without any songs written by Steinman (not counting live bonus tracks on special edition releases). Although Meat Loaf claimed that Couldn't Have Said It Better was "the most perfect album [he] did since Bat Out of Hell", it was not as commercially successful. The album was a minor commercial success worldwide and reached No. 4 on the UK Albums Chart, accompanied by a sellout world tour to promote the album and some of Meat Loaf's best selling singles. One such performance on his world tour was at the 2003 NRL Grand Final in Sydney. There were many writers for the album including Diane Warren and James Michael, who were both asked to contribute to his 2006 album, Bat Out of Hell III: The Monster Is Loose. The album featured duets with Patti Russo and Meat Loaf's daughter Pearl Aday.
On November 17, 2003, during a performance at London's Wembley Arena, on his Couldn't Have Said It Better tour, he collapsed of what was later diagnosed as Wolff–Parkinson–White syndrome, a condition marked by an extra electrical pathway in the heart which causes symptoms like a rapid heartbeat. The following week, he underwent a surgical procedure intended to correct the problem. As a result, Meat Loaf's insurance agency did not allow him to perform for any longer than one hour and 45 minutes.
From February 20 to 22, 2004, during an Australian tour, Meat Loaf performed with the Melbourne Symphony Orchestra, in a set of concerts recorded for the album Bat Out of Hell: Live with the Melbourne Symphony Orchestra. The performances included the Australian Boys' Choir singing back-up on a Couldn't Have Said It Better track, "Testify".
Meat Loaf and Steinman had begun to work on the third installment of Bat Out of Hell when Steinman suffered a heart attack. According to Meat Loaf, Steinman was too ill to work on such an intense project while Steinman's manager said health was not an issue.
Steinman had registered the phrase "Bat Out of Hell" as a trademark in 1995. In May 2006, Meat Loaf sued Steinman and his manager in federal District Court in Los Angeles, seeking $50 million and an injunction against Steinman's use of the phrase. Steinman and his representatives attempted to block the album's release. An agreement was reached in July 2006. Denying reports in the press over the years of a rift between Meat Loaf and Steinman, in an interview with Dan Rather, Meat Loaf that he and Steinman never stopped talking, and that the lawsuits reported in the press were between lawyers and managers, and not between Meat Loaf and Steinman.
The album Bat Out of Hell III: The Monster Is Loose was released on October 31, 2006, and was produced by Desmond Child. The first single from the album "It's All Coming Back to Me Now" (featuring Marion Raven) was released on October 16, 2006. It entered the UK Singles Chart at No. 6, giving Meat Loaf his highest UK chart position in nearly 11 years. The album debuted at No. 8 on the Billboard 200, and sold 81,000 copies in its opening week, but after that did not sell as well in the United States and yielded no hit singles, although it was certified gold. The album also featured duets with Patti Russo and Jennifer Hudson. In the weeks following the release of Bat III, Meat Loaf and the Neverland Express did a brief tour of the U.S. and Europe, known as the Bases are Loaded Tour. In October 2006, Meat Loaf's private jet had to make an emergency landing at London Stansted Airport after the plane's forward landing gear failed.
In 2007, Meat Loaf began The Seize the Night Tour, with Marion Raven, serving as a supporting act. Portions of the tour in February 2007 were featured in the documentary Meat Loaf: In Search of Paradise, directed by Bruce David Klein. The film was an official selection of the Montreal World Film Festival in 2007. It opened in theaters in March 2008 and was released on DVD in May 2008.
During a performance at the Metro Radio Arena in Newcastle upon Tyne, England, on October 31, 2007, at the opening of "Paradise by the Dashboard Light" Meat Loaf walked off the stage early in the song and said that it was his last performance. His tour promoter, Andrew Miller, said that it was a result of "exhaustion and stress" and said that Meat Loaf would continue touring after suitable rest. The next two gigs in the tour, at the NEC and Manchester Evening News Arena were cancelled because of "acute laryngitis" and were rescheduled for late November. The concert scheduled for November 6, 2007, at London's Wembley Arena was also cancelled. Meat Loaf cancelled his entire European tour for 2007 after being diagnosed with a cyst on his vocal cords.
On June 27, 2008, Meat Loaf began The Casa de Carne Tour in Plymouth, England alongside his longtime duet partner Patti Russo, who debuted one of her own original songs during the show. The tour continued through July and August with twenty dates throughout England, Ireland, Germany, Portugal, the Netherlands, Norway, Sweden, Finland, and Denmark. Six U.S. shows were also added for October and December 2008.
In May 2009, Meat Loaf began work on the album Hang Cool Teddy Bear in the studio with Green Day's American Idiot album producer Rob Cavallo, working with such writers as Justin Hawkins, Rick Brantley, Ollie Wride, Tommy Henriksen, and Jon Bon Jovi. The album is based on the story of a fictional soldier, whose "story" furnishes the theme. The album is based on a short story by the Los Angeles-based screenwriter and director Kilian Kerwin, a long-time friend of the singer. Hugh Laurie and Jack Black both perform on the album, Laurie plays piano on the song "If I Can't Have You", while Black sings a duet with Meat Loaf on "Like A Rose". Patti Russo and Kara DioGuardi also duet on the album. Brian May of Queen features on guitar along with Steve Vai. It received positive reviews from critics and fans alike. The first single from the album, "Los Angeloser", was released for download on April 5 with the album charting at number 4 in the UK Albums Chart on April 25, 2010. The Hang Cool Tour followed in the United States, United Kingdom, and Canada. Patti Russo accompanied him on the tour, continuing through mid-2011.
2010s
Hell in a Handbasket, released in October 2011 for Australia and New Zealand, and February 2012 for the rest of the world, was recorded and produced by Paul Crook; Dough McKean did the mix with input from Rob Cavallo. The album features songs called "All of Me", "Blue Sky", "The Giving Tree", "Mad, Mad World", and a duet with Patti Russo called "Our Love and Our Souls".
At the 2011 AFL Grand Final, the pre-match entertainment was headlined by a 12-minute medley performed by Meat Loaf. The performance was panned as the worst in the 34-year history of AFL Grand Final pre-game entertainment in a multitude of online reviews by football fans and Australian sport commentators. Meat Loaf responded by calling online critics "butt-smellers", and the AFL "jerks", vowing to convince other artists not to play at the event.
In 2011, Meat Loaf planned to release a Christmas album called Hot Holidays featuring Garth Brooks and Reba McEntire, but the album was never released.
In September 2016, Braver Than We Are, a 10-track album created with Jim Steinman, was released. Meat Loaf recorded reworked versions of Steinman's songs "Braver Than We Are", "Speaking in Tongues", "Who Needs the Young", and "More" (previously recorded by the Sisters of Mercy) for the album. Additionally, the song "Prize Fight Lover", originally issued as a download-only bonus track for Hang Cool Teddy Bear, was re-recorded for the album.
Later projects and Jim Steinman's death
In January 2020, during an interview for The Mirror, Meat Loaf announced "I'm not old. I've got songs for another record and I'm reading a script." In a February 2020 Facebook post, Meat Loaf announced his intention to record a new album containing 'four or five new tracks', including Steinman's "What Part of My Body Hurts the Most" (a song long requested by fans, but previously under contract restrictions for the Bat Out of Hell musical), along with the original 1975 demo recordings made for the Bat Out of Hell album. Meat Loaf's longtime collaborator Jim Steinman died on April 19, 2021, of kidney failure.
In a Facebook post in November 2021, he further elaborated that he and his band would be returning to the studio in January 2022 to record seven new songs for a forthcoming album, which would also include live tracks from the 1970s, 1980s, 1990s, and 2000s. However, on January 20, 2022, he suddenly died at age 74. At the time of his death, the recording process had not yet begun.
Acting
In addition to his role in 1975 for Rocky Horror Picture Show, Aday also had a career as an actor in television and film. He played a small role as a doorman/bouncer in Wayne's World in 1992. He appeared as the Spice Girls' bus driver in the 1997 movie Spice World and as Red in the 1998 thriller/drama film Black Dog alongside Patrick Swayze and Randy Travis. In David Fincher's 1999 film Fight Club he played Robert Paulsen, a man who joins a men's self-help group. He also reportedly assisted director David Fincher with the editing of the film.
In 2000, he played a character in the sixth-season episode "Gettysburg" of The Outer Limits. Meat Loaf appears (uncredited) as Jack Black's father in the 2006 film Tenacious D in The Pick of Destiny, providing vocals on the film's opening song "Kickapoo".
On October 26, 2010, Meat Loaf (credited as Meat Loaf Aday) appeared on the Fox television series Glee in "The Rocky Horror Glee Show", the series' tribute episode to The Rocky Horror Picture Show. In 2011, he was a contestant in season 11 of Celebrity Apprentice, during which he was eliminated after task number 12. In the course of the contest he had a notable dramatic showdown with fellow contestant Gary Busey which was then televised.
Personal life
Family and residences
In December 1978, Meat Loaf went to work with Steinman in Woodstock, New York, where his future wife, Leslie G. Edmonds, was working as a secretary at Bearsville Studios; they were married in early 1979. From a previous marriage, Leslie had a daughter named Pearl, who later married Anthrax rhythm guitarist Scott Ian. Meat Loaf adopted Pearl in 1979 and her last name was changed to Aday. Also in 1979, he and his family moved to a house on Eagle Drive in Stamford, Connecticut. In 1981, Leslie gave birth to Amanda Aday, later a television actress. For a brief time after Amanda's birth, they lived in Westport, Connecticut. He coached children's baseball or softball in each of the Connecticut towns where he lived, including for his daughter's team at Joel Barlow High School. He lived on Orchard Drive in Redding, Connecticut from 1989 to 1998. He had also lived on Beach Road in Fairfield, Connecticut. In February 1998, the family purchased a house in Beverly Hills, California for $1.6 million. Meat Loaf and Leslie divorced in 2001.
In 2001, he sold his 5,083 square foot house in Mandeville Canyon near Los Angeles to Greg Kinnear for $3.6 million. He married Deborah Gillespie in 2007. In 2003, the BBC claimed that he was seeking a residence in Hartlepool; Meatloaf supported the Hartlepool United F.C. In May 2005, he purchased a 7,142 square foot Spanish-style home off Mulholland Highway in Calabasas, California for $2,999,000; he sold it for $3,065,000 in May 2011. In May 2012, he moved to Austin, Texas, purchasing a newly constructed 5,200 square foot house at 17701 Flagler Drive for $1,475,000. Before his death, he lived in Brentwood, Tennessee.
Name change
In 1984, Meat Loaf legally changed his first name from Marvin to Michael because he was haunted by a Levi Strauss & Co. commercial that said, 'Poor fat Marvin can't wear Levi's'.
Sports
Meat Loaf was a fan of the New York Yankees. He got Phil Rizzuto to recite the play-by-play of a young man racing around the bases in "Paradise by the Dashboard Light". He participated in multiple fantasy baseball leagues every season. He also expressed support for the English Association football team Hartlepool United F.C. In June 2008, he took part in a football penalty shootout competition on behalf of two cancer charities in Newcastle upon Tyne. He auctioned shots to the 100 highest bidders and then took his place between the goal posts. He also participated in celebrity golf tournaments. In April 2005, he was one of the celebrity drivers in the 2005 Toyota Pro/Celebrity Race, finishing 7th among the 12 celebrity drivers in the race.
Social anxiety
He revealed that he had social anxiety and said, "I never meet anybody much in a social situation because when I go into a social situation, I have no idea what to do." He said that he does not "even go anywhere" and that he felt that he led a "boring life", in having said that he "completely freaked" when having to attend a party and that he was "so nervous, so scared" of the idea. He also said that he spent time with fellow musicians mainly in work-related situations rather than social ones. He also said that as a kid, "Being too fat to play with the other children, I had to spend a lot of time alone, which probably has a lot to do with the way I am today. I'm usually alone in my hotel room from right after the show until the next day's sound check. And I'm never bored; I don't get bored. Probably because mothers wouldn't let their kids play with me".
Vegetarianism
Meat Loaf was a vegetarian from 1981 to 1992. Discussing the confusion caused by his contrasting stage name and dietary habits, he once told Entertainment Weekly, "There've been vegetarians who wouldn't speak to me because of my name. I was sitting with Jon Bon Jovi at one of those awards things, and I say, 'Oh, man, I love k.d. lang. I'd really like to meet her.' They went to find out if it was okay, and she goes, 'No. His name is Meat Loaf.' I stopped being a k.d. lang fan after that." He declared in 2019 that he would try veganism for Veganuary in 2020, and would be partnering with UK restaurant chain Frankie & Benny's to promote its vegan options.
Religion
Although he did not belong to any faith-based institution, Meat Loaf was religious. While growing up, he attended church with his mother and studied the Bible, which influenced his work. Several of his songs, such as "40 Days" and "Fall from Grace", have religious themes. He prayed every night.
Politics
Political affiliations
Meat Loaf was not officially registered with any political party. In 1997, he performed at an inaugural ball during the second inauguration of Bill Clinton and attended the first inauguration of George W. Bush in 2001. He donated to the presidential campaigns of Republican candidates Rick Santorum and John McCain, the latter of whom became the party's nominee in the 2008 United States presidential election.
On October 25, 2012, Meat Loaf endorsed Mitt Romney for president, citing poor Russia–United States relations as a major reason he had been "arguing for Mitt Romney for a year". He said, "I have never been in any political agenda in my life, but I think that in 2012 this is the most important election in the history of the United States." He then said there are "storm clouds" over the United States and "thunder storms" over Europe: "There are hail storms – and I mean major hail storms! – in the Middle East. There are storms brewing through China, through Asia, through everywhere." The same day, he performed "America the Beautiful" standing next to Romney.
In a 2017 interview with Billboard, he made positive remarks about President Donald Trump, Ivanka Trump, and Donald Trump Jr.; they had worked together on The Celebrity Apprentice in 2011. When asked if he would vote for Trump, Meat Loaf said "I would vote for you. In fact, I'll help you with your campaign." In 2020, he said he wasn't 100% supportive of Trump.
Climate change denial
Meat Loaf said that he doesn't believe in climate change. In an interview with the Daily Mail in 2020, he called Greta Thunberg "brainwashed" due to her views on climate change, saying: "I feel for that Greta. She has been brainwashed into thinking that there is climate change and there isn't. She hasn't done anything wrong but she's been forced into thinking that what she is saying is true".
Anti-COVID-19 precautions
He was critical of the COVID-19 lockdowns during the COVID-19 pandemic, telling the Pittsburgh Post-Gazette in August 2021, "I hug people in the middle of COVID ... I understood stopping life for a little while, but they cannot continue to stop life because of politics." He opposed mask mandates and described a person who called for people on airplanes to wear masks as a "Nazi" and "power-mad". Meat Loaf then said: "If I die, I die, but I'm not going to be controlled."
Health
Meat Loaf weighed by the time he was in 7th grade.
In 2003, Meat Loaf was diagnosed with Wolff–Parkinson–White syndrome, a condition marked by an extra electrical pathway in the heart which causes symptoms like a rapid heartbeat. Meat Loaf had asthma and, in July 2011, he fainted on stage while performing in Pittsburgh due to an asthma attack.
He collapsed again while on stage in Edmonton in June 2016 due to severe dehydration, after having already cancelled two other shows due to illness. The playback containing his pre-recorded, voice-over vocal track continued while he lay unconscious on the stage, which caused controversy over lip syncing, claims that Meat Loaf denied, saying that his mic was live. After the incident, Meat Loaf used acupuncture, physical therapy and a trainer for four days a week, an hour and a half each session. Meat Loaf had emergency back surgery in November 2016 including a spinal fusion due to a cyst that was pinching nerves, and in 2019, he was using a cane and a wheelchair to get around.
At the 2019 Texas Frightmare Weekend at the Hyatt Regency DFW hotel, Meat Loaf fell off an interview stage and broke his clavicle. Meat Loaf and his wife sued Texas Frightmare Weekend and Hyatt due to the accident.
Death
Meat Loaf died in Nashville, Tennessee, on the evening of January 20, 2022, at the age of 74 with no official cause of death released at the time. He was reportedly ill with COVID-19 and died from COVID-19 complications. After his health rapidly declined, his two daughters rushed to see him in hospital with his wife being beside him as he died. His daughter had posted to Instagram in early January that: "We are not sick, but we have too many friends and family testing positive [for COVID-19] right now, positive but doing OK". Notable people that posted tributes included Bonnie Tyler, Cher, Brian May, Boy George, Piers Morgan, Travis Tritt, Marlee Matlin, Stephen Fry, and Donald Trump. The Queen's Guard performed a rendition of "I'd Do Anything for Love (But I Won't Do That)".
Discography
Bat Out of Hell (1977)
Dead Ringer (1981)
Midnight at the Lost and Found (1983)
Bad Attitude (1984)
Blind Before I Stop (1986)
Bat Out of Hell II: Back into Hell (1993)
Welcome to the Neighbourhood (1995)
Couldn't Have Said It Better (2003)
Bat Out of Hell III: The Monster Is Loose (2006)
Hang Cool Teddy Bear (2010)
Hell in a Handbasket (2011)
Braver Than We Are (2016)
Tours
Bat Out of Hell Tour (1977–1978)
Dead Ringer Tour (1981)
In Europe '82 (1982)
World Tour '83 (1983)
Bad Attitude World Tour (1984–1985)
20/20 World Tour (1987)
Lost Boys and Golden Girls / Bat Out of Hell 10th Anniversary World Tour (1988)
World Tour '89 (1989)
World Tour '90 (1990)
Off Tour (1991–1992)
Bat Out of Hell II Tour (1993)
Everything Louder Tour (1994)
Born to Rock World Tour (1996)
German Festival Tour (1997)
The Very Best of World Tour (1999)
The Storytellers Tour (1999–2000)
Night of the Proms (2001)
Just Having Fun Summer Tour (2002)
Just Having Fun Winter Tour (2002–2003)
The Last World Tour (2003–2004)
Hair of the Dog Tour (2005–2006)
Bases Are Loaded Tour (2006)
Seize the Night Tour / Three Bats Live Tour (2007)
The Casa de Carne Tour (2008)
Hang Cool Tour (2010–2011)
Guilty Pleasure Tour (2011)
Mad Mad World Tour (2012)
Last at Bat Farewell Tour (2013)
Rocktellz & Cocktails (2013–2014)
In Concert Tour (2015–2016)
Filmography
Film
Television
Books
See also
List of best-selling music artists
References
External links
1947 births
2022 deaths
20th-century American male actors
20th-century American singers
21st-century American male actors
21st-century American singers
American hard rock musicians
American male film actors
American male singers
American male television actors
American Christians
Arista Records artists
Atlantic Records artists
Deaths from the COVID-19 pandemic in Tennessee
Deaths in Tennessee
Epic Records artists
Grammy Award winners
Male actors from Texas
MCA Records artists
Motown artists
Music of Denton, Texas
Musicians from Dallas
Neverland Express members
Participants in American reality television series
Singers from Texas
Ted Nugent Band members
The Apprentice (franchise) contestants
Thomas Jefferson High School (Dallas) alumni
University of North Texas alumni
Virgin Records artists
|
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A military ordinariate is an ecclesiastical jurisdiction of the Catholic Church, of the Latin or an Eastern church, responsible for the pastoral care of Catholics serving in the armed forces of a nation.
Until 1986, they were called "military vicariates" and had a status similar to that of apostolic vicariates, which are headed by a bishop who receives his authority by delegation from the Pope. The apostolic constitution Spirituali militum curae of 21 April 1986 raised their status, declaring that the bishop who heads one of them is an "ordinary", holding authority by virtue of his office, and not by delegation from another person in authority. It likened the military vicariates to dioceses. Each of them is headed by a bishop, who may have the personal rank of archbishop. If the bishop is a diocesan rather than a titular bishop, he is likely to delegate the daily functions to an auxiliary bishop or a lower cleric.
Some nations have military ordinariates of the Anglican Communion, Lutheranism, and Eastern Orthodoxy.
The personal ordinariates for Anglicans entering the Catholic Church announced on 20 October 2009 are similar in some ways to the existing military ordinariates. But the jurisdiction of military ordinariates is cumulative to that of the diocesan bishops.
List of Catholic military ordinariates
See also
Military chaplain
Patron saints of the military
Blue Mass
References
External links
Military Ordinariates in the world by GCatholic.org
Catholic Hierarchy.org
|
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Muscovite (also known as common mica, isinglass, or potash mica) is a hydrated phyllosilicate mineral of aluminium and potassium with formula KAl2(AlSi3O10)(F,OH)2, or (KF)2(Al2O3)3(SiO2)6(H2O). It has a highly perfect basal cleavage yielding remarkably thin laminae (sheets) which are often highly elastic. Sheets of muscovite 5 meters × 3 meters (16.5 feet × 10 feet) have been found in Nellore, India.
Muscovite has a Mohs hardness of 2–2.25 parallel to the [001] face, 4 perpendicular to the [001] and a specific gravity of 2.76–3. It can be colorless or tinted through grays, browns, greens, yellows, or (rarely) violet or red, and can be transparent or translucent. It is anisotropic and has high birefringence. Its crystal system is monoclinic. The green, chromium-rich variety is called fuchsite; mariposite is also a chromium-rich type of muscovite.
Muscovite is the most common mica, found in granites, pegmatites, gneisses, and schists, and as a contact metamorphic rock or as a secondary mineral resulting from the alteration of topaz, feldspar, kyanite, etc. It is characteristic of peraluminous rock, in which the content of aluminum is relatively high. In pegmatites, it is often found in immense sheets that are commercially valuable. Muscovite is in demand for the manufacture of fireproofing and insulating materials and to some extent as a lubricant.
Naming
The name muscovite comes from Muscovy-glass, a name given to the mineral in Elizabethan England due to its use in medieval Russia (Muscovy) as a cheaper alternative to glass in windows. This usage became widely known in England during the sixteenth century with its first mention appearing in letters by George Turberville, the secretary of England's ambassador to the Muscovite tsar Ivan the Terrible, in 1568.
Distinguishing characteristics
Micas are distinguished from other minerals by their pseudohexagonal crystal shape and their perfect cleavage, which allows the crystals to be pulled apart into very thin elastic sheets. Pyrophyllite, and talc are softer than micas and have a greasy feel, while chlorite is green in color and its cleavage sheets are inelastic. The other common mica mineral, biotite, is almost always much darker in color than muscovite. Paragonite can be difficult to distinguish from muscovite but is much less common, though it is likely mistaken for muscovite often enough that it may be more common that is generally appreciated.
Composition and structure
Like all mica minerals, muscovite is a phyllosilicate (sheet silicate) mineral with a TOT-c structure. In other words, a crystal of muscovite consists of layers (TOT) bonded to each other by potassium cations (c).
Each layer is composed of three sheets. The outer sheets ('T' or tetrahedral sheets) consist of silicon or aluminium cations, each surrounded by four oxygen anions forming a tetrahedron around the cation, with three of the oxygen anions shared with neighboring tetrahedra to form a hexagonal sheet. The fourth oxygen anion in each tetrahedral sheet is called an apical oxygen anion. There are three silicon cations for each aluminium cation but the arrangement of aluminium and silicon cations is largely disordered.
The middle octahedral (O) sheet consists of aluminium cations that are each surrounded by six oxygen or hydroxide anions forming an octahedron, with the octahedrons sharing anions to form a hexagonal sheet similar to the tetrahedral sheets. The apical oxygen anions of the outer T sheets face inwards and are shared by the octahedral sheet, binding the sheets firmly together. The relatively strong binding between oxygen anions and aluminium and silicon cations within a layer, compared with the weaker binding of potassium cations between layers, gives muscovite its pefect basal cleavage.
In muscovite, alternate layers are slightly offset from each other, so that the structure repeats every two layers. This is called the 1M polytype of the general mica structure.
The formula for muscovite is typically given as , but it is common for small amounts of other elements to substitute for the main constituents. Alkali metals such as sodium, rubidium, and caesium substitute for potassium; magnesium, iron, lithium, chromium, titanium, or vanadium can substitute for aluminium in the octahedral sheet; fluorine or chlorine can substitute for hydroxide; and the ratio of aluminium to silicon in the tetrahedral sheets can change to maintain charge balance where necessary (as when magnesium cations, with a charge of +2, substitute for aluminium ions, with a charge of +3).
Up to 10% of the potassium may be replaced by sodium, and up to 20% of the hydroxide by fluorine. Chorine rarely replaces more than 1% of the hydroxide. Muscovite in which the mole fraction of silicon is greater than aluminium, and magnesium or iron replaces some of the aluminium to maintain charge balance, is called phengite.
Uses
Muscovite can be cleaved into very thin transparent sheets that can substitute for glass, particularly for high-temperature applications such as industrial furnace or oven windows. It is also used in the manufacture of a wide variety of electronics and as a filler in paints, plastic, and wallboard. It lends a silky luster to wallpaper. It is also used in tire manufacture as a mold release agent, in drilling mud, and in various cosmetics for its luster.
Gallery
References
External links
Potassium minerals
Aluminium minerals
Mica group
Monoclinic minerals
Minerals in space group 15
Potash
Medieval Russian architecture
Windows
|
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A neuron or nerve cell is an electrically excitable cell that communicates with other cells via specialized connections called synapses. The neuron is the main component of nervous tissue in all animals except sponges and placozoa. Plants and fungi do not have nerve cells.
Neurons are typically classified into three types based on their function. Sensory neurons respond to stimuli such as touch, sound, or light that affect the cells of the sensory organs, and they send signals to the spinal cord or brain. Motor neurons receive signals from the brain and spinal cord to control everything from muscle contractions to glandular output. Interneurons connect neurons to other neurons within the same region of the brain or spinal cord. When multiple neurons are connected together they form what is called a neural circuit.
A typical neuron consists of a cell body (soma), dendrites, and a single axon. The soma is a compact structure and the axon and dendrites are filaments extruding from the soma. Dendrites typically branch profusely and extend a few hundred micrometers from the soma. The axon leaves the soma at a swelling called the axon hillock and travels for as far as 1 meter in humans or more in other species. It branches but usually maintains a constant diameter. At the farthest tip of the axon's branches are axon terminals, where the neuron can transmit a signal across the synapse to another cell. Neurons may lack dendrites or have no axon. The term neurite is used to describe either a dendrite or an axon, particularly when the cell is undifferentiated.
Most neurons receive signals via the dendrites and soma and send out signals down the axon. At the majority of synapses, signals cross from the axon of one neuron to a dendrite of another. However, synapses can connect an axon to another axon or a dendrite to another dendrite.
The signaling process is partly electrical and partly chemical. Neurons are electrically excitable, due to maintenance of voltage gradients across their membranes. If the voltage changes by a large enough amount over a short interval, the neuron generates an all-or-nothing electrochemical pulse called an action potential. This potential travels rapidly along the axon and activates synaptic connections as it reaches them. Synaptic signals may be excitatory or inhibitory, increasing or reducing the net voltage that reaches the soma.
In most cases, neurons are generated by neural stem cells during brain development and childhood. Neurogenesis largely ceases during adulthood in most areas of the brain.
Nervous system
Neurons are the primary components of the nervous system, along with the glial cells that give them structural and metabolic support. The nervous system is made up of the central nervous system, which includes the brain and spinal cord, and the peripheral nervous system, which includes the autonomic and somatic nervous systems. In vertebrates, the majority of neurons belong to the central nervous system, but some reside in peripheral ganglia, and many sensory neurons are situated in sensory organs such as the retina and cochlea.
Axons may bundle into fascicles that make up the nerves in the peripheral nervous system (like strands of wire make up cables). Bundles of axons in the central nervous system are called tracts.
Anatomy and histology
Neurons are highly specialized for the processing and transmission of cellular signals. Given their diversity of functions performed in different parts of the nervous system, there is a wide variety in their shape, size, and electrochemical properties. For instance, the soma of a neuron can vary from 4 to 100 micrometers in diameter.
The soma is the body of the neuron. As it contains the nucleus, most protein synthesis occurs here. The nucleus can range from 3 to 18 micrometers in diameter.
The dendrites of a neuron are cellular extensions with many branches. This overall shape and structure is referred to metaphorically as a dendritic tree. This is where the majority of input to the neuron occurs via the dendritic spine.
The axon is a finer, cable-like projection that can extend tens, hundreds, or even tens of thousands of times the diameter of the soma in length. The axon primarily carries nerve signals away from the soma, and carries some types of information back to it. Many neurons have only one axon, but this axon may—and usually will—undergo extensive branching, enabling communication with many target cells. The part of the axon where it emerges from the soma is called the axon hillock. Besides being an anatomical structure, the axon hillock also has the greatest density of voltage-dependent sodium channels. This makes it the most easily excited part of the neuron and the spike initiation zone for the axon. In electrophysiological terms, it has the most negative threshold potential.
While the axon and axon hillock are generally involved in information outflow, this region can also receive input from other neurons.
The axon terminal is found at the end of the axon farthest from the soma and contains synapses. Synaptic boutons are specialized structures where neurotransmitter chemicals are released to communicate with target neurons. In addition to synaptic boutons at the axon terminal, a neuron may have en passant boutons, which are located along the length of the axon.
The accepted view of the neuron attributes dedicated functions to its various anatomical components; however, dendrites and axons often act in ways contrary to their so-called main function.
Axons and dendrites in the central nervous system are typically only about one micrometer thick, while some in the peripheral nervous system are much thicker. The soma is usually about 10–25 micrometers in diameter and often is not much larger than the cell nucleus it contains. The longest axon of a human motor neuron can be over a meter long, reaching from the base of the spine to the toes.
Sensory neurons can have axons that run from the toes to the posterior column of the spinal cord, over 1.5 meters in adults. Giraffes have single axons several meters in length running along the entire length of their necks. Much of what is known about axonal function comes from studying the squid giant axon, an ideal experimental preparation because of its relatively immense size (0.5–1 millimeters thick, several centimeters long).
Fully differentiated neurons are permanently postmitotic however, stem cells present in the adult brain may regenerate functional neurons throughout the life of an organism (see neurogenesis). Astrocytes are star-shaped glial cells. They have been observed to turn into neurons by virtue of their stem cell-like characteristic of pluripotency.
Membrane
Like all animal cells, the cell body of every neuron is enclosed by a plasma membrane, a bilayer of lipid molecules with many types of protein structures embedded in it. A lipid bilayer is a powerful electrical insulator, but in neurons, many of the protein structures embedded in the membrane are electrically active. These include ion channels that permit electrically charged ions to flow across the membrane and ion pumps that chemically transport ions from one side of the membrane to the other. Most ion channels are permeable only to specific types of ions. Some ion channels are voltage gated, meaning that they can be switched between open and closed states by altering the voltage difference across the membrane. Others are chemically gated, meaning that they can be switched between open and closed states by interactions with chemicals that diffuse through the extracellular fluid. The ion materials include sodium, potassium, chloride, and calcium. The interactions between ion channels and ion pumps produce a voltage difference across the membrane, typically a bit less than 1/10 of a volt at baseline. This voltage has two functions: first, it provides a power source for an assortment of voltage-dependent protein machinery that is embedded in the membrane; second, it provides a basis for electrical signal transmission between different parts of the membrane.
Histology and internal structure
Numerous microscopic clumps called Nissl bodies (or Nissl substance) are seen when nerve cell bodies are stained with a basophilic ("base-loving") dye. These structures consist of rough endoplasmic reticulum and associated ribosomal RNA. Named after German psychiatrist and neuropathologist Franz Nissl (1860–1919), they are involved in protein synthesis and their prominence can be explained by the fact that nerve cells are very metabolically active. Basophilic dyes such as aniline or (weakly) haematoxylin highlight negatively charged components, and so bind to the phosphate backbone of the ribosomal RNA.
The cell body of a neuron is supported by a complex mesh of structural proteins called neurofilaments, which together with neurotubules (neuronal microtubules) are assembled into larger neurofibrils. Some neurons also contain pigment granules, such as neuromelanin (a brownish-black pigment that is byproduct of synthesis of catecholamines), and lipofuscin (a yellowish-brown pigment), both of which accumulate with age. Other structural proteins that are important for neuronal function are actin and the tubulin of microtubules. Class III β-tubulin is found almost exclusively in neurons. Actin is predominately found at the tips of axons and dendrites during neuronal development. There the actin dynamics can be modulated via an interplay with microtubule.
There are different internal structural characteristics between axons and dendrites. Typical axons almost never contain ribosomes, except some in the initial segment. Dendrites contain granular endoplasmic reticulum or ribosomes, in diminishing amounts as the distance from the cell body increases.
Classification
Neurons vary in shape and size and can be classified by their morphology and function. The anatomist Camillo Golgi grouped neurons into two types; type I with long axons used to move signals over long distances and type II with short axons, which can often be confused with dendrites. Type I cells can be further classified by the location of the soma. The basic morphology of type I neurons, represented by spinal motor neurons, consists of a cell body called the soma and a long thin axon covered by a myelin sheath. The dendritic tree wraps around the cell body and receives signals from other neurons. The end of the axon has branching axon terminals that release neurotransmitters into a gap called the synaptic cleft between the terminals and the dendrites of the next neuron.
Structural classification
Polarity
Most neurons can be anatomically characterized as:
Unipolar: single process
Bipolar: 1 axon and 1 dendrite
Multipolar: 1 axon and 2 or more dendrites
Golgi I: neurons with long-projecting axonal processes; examples are pyramidal cells, Purkinje cells, and anterior horn cells
Golgi II: neurons whose axonal process projects locally; the best example is the granule cell
Anaxonic: where the axon cannot be distinguished from the dendrite(s)
Pseudounipolar: 1 process which then serves as both an axon and a dendrite
Other
Some unique neuronal types can be identified according to their location in the nervous system and distinct shape. Some examples are:
Basket cells, interneurons that form a dense plexus of terminals around the soma of target cells, found in the cortex and cerebellum
Betz cells, large motor neurons
Lugaro cells, interneurons of the cerebellum
Medium spiny neurons, most neurons in the corpus striatum
Purkinje cells, huge neurons in the cerebellum, a type of Golgi I multipolar neuron
Pyramidal cells, neurons with triangular soma, a type of Golgi I
Renshaw cells, neurons with both ends linked to alpha motor neurons
Unipolar brush cells, interneurons with unique dendrite ending in a brush-like tuft
Granule cells, a type of Golgi II neuron
Anterior horn cells, motoneurons located in the spinal cord
Spindle cells, interneurons that connect widely separated areas of the brain
Functional classification
Direction
Afferent neurons convey information from tissues and organs into the central nervous system and are also called sensory neurons.
Efferent neurons (motor neurons) transmit signals from the central nervous system to the effector cells.
Interneurons connect neurons within specific regions of the central nervous system.
Afferent and efferent also refer generally to neurons that, respectively, bring information to or send information from the brain.
Action on other neurons
A neuron affects other neurons by releasing a neurotransmitter that binds to chemical receptors. The effect upon the postsynaptic neuron is determined by the type of receptor that is activated, not by the presynaptic neuron or by the neurotransmitter. A neurotransmitter can be thought of as a key, and a receptor as a lock: the same neurotransmitter can activate multiple types of receptors. Receptors can be classified broadly as excitatory (causing an increase in firing rate), inhibitory (causing a decrease in firing rate), or modulatory (causing long-lasting effects not directly related to firing rate).
The two most common (90%+) neurotransmitters in the brain, glutamate and GABA, have largely consistent actions. Glutamate acts on several types of receptors, and has effects that are excitatory at ionotropic receptors and a modulatory effect at metabotropic receptors. Similarly, GABA acts on several types of receptors, but all of them have inhibitory effects (in adult animals, at least). Because of this consistency, it is common for neuroscientists to refer to cells that release glutamate as "excitatory neurons", and cells that release GABA as "inhibitory neurons". Some other types of neurons have consistent effects, for example, "excitatory" motor neurons in the spinal cord that release acetylcholine, and "inhibitory" spinal neurons that release glycine.
The distinction between excitatory and inhibitory neurotransmitters is not absolute. Rather, it depends on the class of chemical receptors present on the postsynaptic neuron. In principle, a single neuron, releasing a single neurotransmitter, can have excitatory effects on some targets, inhibitory effects on others, and modulatory effects on others still. For example, photoreceptor cells in the retina constantly release the neurotransmitter glutamate in the absence of light. So-called OFF bipolar cells are, like most neurons, excited by the released glutamate. However, neighboring target neurons called ON bipolar cells are instead inhibited by glutamate, because they lack typical ionotropic glutamate receptors and instead express a class of inhibitory metabotropic glutamate receptors. When light is present, the photoreceptors cease releasing glutamate, which relieves the ON bipolar cells from inhibition, activating them; this simultaneously removes the excitation from the OFF bipolar cells, silencing them.
It is possible to identify the type of inhibitory effect a presynaptic neuron will have on a postsynaptic neuron, based on the proteins the presynaptic neuron expresses. Parvalbumin-expressing neurons typically dampen the output signal of the postsynaptic neuron in the visual cortex, whereas somatostatin-expressing neurons typically block dendritic inputs to the postsynaptic neuron.
Discharge patterns
Neurons have intrinsic electroresponsive properties like intrinsic transmembrane voltage oscillatory patterns. So neurons can be classified according to their electrophysiological characteristics:
Tonic or regular spiking. Some neurons are typically constantly (tonically) active, typically firing at a constant frequency. Example: interneurons in neurostriatum.
Phasic or bursting. Neurons that fire in bursts are called phasic.
Fast spiking. Some neurons are notable for their high firing rates, for example some types of cortical inhibitory interneurons, cells in globus pallidus, retinal ganglion cells.
Neurotransmitter
Neurotransmitters are chemical messengers passed from one neuron to another neuron or to a muscle cell or gland cell.
Cholinergic neurons – acetylcholine. Acetylcholine is released from presynaptic neurons into the synaptic cleft. It acts as a ligand for both ligand-gated ion channels and metabotropic (GPCRs) muscarinic receptors. Nicotinic receptors are pentameric ligand-gated ion channels composed of alpha and beta subunits that bind nicotine. Ligand binding opens the channel causing influx of Na+ depolarization and increases the probability of presynaptic neurotransmitter release. Acetylcholine is synthesized from choline and acetyl coenzyme A.
Adrenergic neurons – noradrenaline. Noradrenaline (norepinephrine) is released from most postganglionic neurons in the sympathetic nervous system onto two sets of GPCRs: alpha adrenoceptors and beta adrenoceptors. Noradrenaline is one of the three common catecholamine neurotransmitter, and the most prevalent of them in the peripheral nervous system; as with other catecholamines, it is synthesised from tyrosine.
GABAergic neurons – gamma aminobutyric acid. GABA is one of two neuroinhibitors in the central nervous system (CNS), along with glycine. GABA has a homologous function to ACh, gating anion channels that allow Cl− ions to enter the post synaptic neuron. Cl− causes hyperpolarization within the neuron, decreasing the probability of an action potential firing as the voltage becomes more negative (for an action potential to fire, a positive voltage threshold must be reached). GABA is synthesized from glutamate neurotransmitters by the enzyme glutamate decarboxylase.
Glutamatergic neurons – glutamate. Glutamate is one of two primary excitatory amino acid neurotransmitters, along with aspartate. Glutamate receptors are one of four categories, three of which are ligand-gated ion channels and one of which is a G-protein coupled receptor (often referred to as GPCR).
AMPA and Kainate receptors function as cation channels permeable to Na+ cation channels mediating fast excitatory synaptic transmission.
NMDA receptors are another cation channel that is more permeable to Ca2+. The function of NMDA receptors depend on glycine receptor binding as a co-agonist within the channel pore. NMDA receptors do not function without both ligands present.
Metabotropic receptors, GPCRs modulate synaptic transmission and postsynaptic excitability.
Glutamate can cause excitotoxicity when blood flow to the brain is interrupted, resulting in brain damage. When blood flow is suppressed, glutamate is released from presynaptic neurons, causing greater NMDA and AMPA receptor activation than normal outside of stress conditions, leading to elevated Ca2+ and Na+ entering the post synaptic neuron and cell damage. Glutamate is synthesized from the amino acid glutamine by the enzyme glutamate synthase.
Dopaminergic neurons—dopamine. Dopamine is a neurotransmitter that acts on D1 type (D1 and D5) Gs-coupled receptors, which increase cAMP and PKA, and D2 type (D2, D3, and D4) receptors, which activate Gi-coupled receptors that decrease cAMP and PKA. Dopamine is connected to mood and behavior and modulates both pre- and post-synaptic neurotransmission. Loss of dopamine neurons in the substantia nigra has been linked to Parkinson's disease. Dopamine is synthesized from the amino acid tyrosine. Tyrosine is catalyzed into levodopa (or L-DOPA) by tyrosine hydroxlase, and levadopa is then converted into dopamine by the aromatic amino acid decarboxylase.
Serotonergic neurons—serotonin. Serotonin (5-Hydroxytryptamine, 5-HT) can act as excitatory or inhibitory. Of its four 5-HT receptor classes, 3 are GPCR and 1 is a ligand-gated cation channel. Serotonin is synthesized from tryptophan by tryptophan hydroxylase, and then further by decarboxylase. A lack of 5-HT at postsynaptic neurons has been linked to depression. Drugs that block the presynaptic serotonin transporter are used for treatment, such as Prozac and Zoloft.
Purinergic neurons—ATP. ATP is a neurotransmitter acting at both ligand-gated ion channels (P2X receptors) and GPCRs (P2Y) receptors. ATP is, however, best known as a cotransmitter. Such purinergic signalling can also be mediated by other purines like adenosine, which particularly acts at P2Y receptors.
Histaminergic neurons—histamine. Histamine is a monoamine neurotransmitter and neuromodulator. Histamine-producing neurons are found in the tuberomammillary nucleus of the hypothalamus. Histamine is involved in arousal and regulating sleep/wake behaviors.
Multimodel classification
Since 2012 there has been a push from the cellular and computational neuroscience community to come up with a universal classification of neurons that will apply to all neurons in the brain as well as across species. This is done by considering the three essential qualities of all neurons: electrophysiology, morphology, and the individual transcriptome of the cells. Besides being universal this classification has the advantage of being able to classify astrocytes as well. A method called Patch-Seq in which all three qualities can be measured at once is used extensively by the Allen Institute for Brain Science.
Connectivity
Neurons communicate with each other via synapses, where either the axon terminal of one cell contacts another neuron's dendrite, soma or, less commonly, axon. Neurons such as Purkinje cells in the cerebellum can have over 1000 dendritic branches, making connections with tens of thousands of other cells; other neurons, such as the magnocellular neurons of the supraoptic nucleus, have only one or two dendrites, each of which receives thousands of synapses.
Synapses can be excitatory or inhibitory, either increasing or decreasing activity in the target neuron, respectively. Some neurons also communicate via electrical synapses, which are direct, electrically conductive junctions between cells.
When an action potential reaches the axon terminal, it opens voltage-gated calcium channels, allowing calcium ions to enter the terminal. Calcium causes synaptic vesicles filled with neurotransmitter molecules to fuse with the membrane, releasing their contents into the synaptic cleft. The neurotransmitters diffuse across the synaptic cleft and activate receptors on the postsynaptic neuron. High cytosolic calcium in the axon terminal triggers mitochondrial calcium uptake, which, in turn, activates mitochondrial energy metabolism to produce ATP to support continuous neurotransmission.
An autapse is a synapse in which a neuron's axon connects to its own dendrites.
The human brain has some 8.6 x 1010 (eighty six billion) neurons. Each neuron has on average 7,000 synaptic connections to other neurons. It has been estimated that the brain of a three-year-old child has about 1015 synapses (1 quadrillion). This number declines with age, stabilizing by adulthood. Estimates vary for an adult, ranging from 1014 to 5 x 1014 synapses (100 to 500 trillion).
Nonelectrochemical signaling
Beyond electrical and chemical signaling, studies suggest neurons in healthy human brains can also communicate through:
force generated by the enlargement of dendritic spines
the transfer of proteins – transneuronally transported proteins (TNTPs)
They can also get modulated by input from the environment and hormones released from other parts of the organism, which could be influenced more or less directly by neurons. This also applies to neurotrophins such as BDNF. The gut microbiome is also connected with the brain.
Mechanisms for propagating action potentials
In 1937 John Zachary Young suggested that the squid giant axon could be used to study neuronal electrical properties. It is larger than but similar to human neurons, making it easier to study. By inserting electrodes into the squid giant axons, accurate measurements were made of the membrane potential.
The cell membrane of the axon and soma contain voltage-gated ion channels that allow the neuron to generate and propagate an electrical signal (an action potential). Some neurons also generate subthreshold membrane potential oscillations. These signals are generated and propagated by charge-carrying ions including sodium (Na+), potassium (K+), chloride (Cl−), and calcium (Ca2+).
Several stimuli can activate a neuron leading to electrical activity, including pressure, stretch, chemical transmitters, and changes of the electric potential across the cell membrane. Stimuli cause specific ion-channels within the cell membrane to open, leading to a flow of ions through the cell membrane, changing the membrane potential. Neurons must maintain the specific electrical properties that define their neuron type.
Thin neurons and axons require less metabolic expense to produce and carry action potentials, but thicker axons convey impulses more rapidly. To minimize metabolic expense while maintaining rapid conduction, many neurons have insulating sheaths of myelin around their axons. The sheaths are formed by glial cells: oligodendrocytes in the central nervous system and Schwann cells in the peripheral nervous system. The sheath enables action potentials to travel faster than in unmyelinated axons of the same diameter, whilst using less energy. The myelin sheath in peripheral nerves normally runs along the axon in sections about 1 mm long, punctuated by unsheathed nodes of Ranvier, which contain a high density of voltage-gated ion channels. Multiple sclerosis is a neurological disorder that results from demyelination of axons in the central nervous system.
Some neurons do not generate action potentials, but instead generate a graded electrical signal, which in turn causes graded neurotransmitter release. Such non-spiking neurons tend to be sensory neurons or interneurons, because they cannot carry signals long distances.
Neural coding
Neural coding is concerned with how sensory and other information is represented in the brain by neurons. The main goal of studying neural coding is to characterize the relationship between the stimulus and the individual or ensemble neuronal responses, and the relationships among the electrical activities of the neurons within the ensemble. It is thought that neurons can encode both digital and analog information.
All-or-none principle
The conduction of nerve impulses is an example of an all-or-none response. In other words, if a neuron responds at all, then it must respond completely. Greater intensity of stimulation, like brighter image/louder sound, does not produce a stronger signal, but can increase firing frequency. Receptors respond in different ways to stimuli. Slowly adapting or tonic receptors respond to steady stimulus and produce a steady rate of firing. Tonic receptors most often respond to increased intensity of stimulus by increasing their firing frequency, usually as a power function of stimulus plotted against impulses per second. This can be likened to an intrinsic property of light where greater intensity of a specific frequency (color) requires more photons, as the photons can't become "stronger" for a specific frequency.
Other receptor types include quickly adapting or phasic receptors, where firing decreases or stops with steady stimulus; examples include skin which, when touched causes neurons to fire, but if the object maintains even pressure, the neurons stop firing. The neurons of the skin and muscles that are responsive to pressure and vibration have filtering accessory structures that aid their function.
The pacinian corpuscle is one such structure. It has concentric layers like an onion, which form around the axon terminal. When pressure is applied and the corpuscle is deformed, mechanical stimulus is transferred to the axon, which fires. If the pressure is steady, stimulus ends; thus, typically these neurons respond with a transient depolarization during the initial deformation and again when the pressure is removed, which causes the corpuscle to change shape again. Other types of adaptation are important in extending the function of a number of other neurons.
Etymology and spelling
The German anatomist Heinrich Wilhelm Waldeyer introduced the term neuron in 1891, based on the ancient Greek νεῦρον neuron 'sinew, cord, nerve'.
The word was adopted in French with the spelling neurone. That spelling was also used by many writers in English, but has now become rare in American usage and uncommon in British usage.
History
The neuron's place as the primary functional unit of the nervous system was first recognized in the late 19th century through the work of the Spanish anatomist Santiago Ramón y Cajal.
To make the structure of individual neurons visible, Ramón y Cajal improved a silver staining process that had been developed by Camillo Golgi. The improved process involves a technique called "double impregnation" and is still in use.
In 1888 Ramón y Cajal published a paper about the bird cerebellum. In this paper, he stated that he could not find evidence for anastomosis between axons and dendrites and called each nervous element "an absolutely autonomous canton." This became known as the neuron doctrine, one of the central tenets of modern neuroscience.
In 1891, the German anatomist Heinrich Wilhelm Waldeyer wrote a highly influential review of the neuron doctrine in which he introduced the term neuron to describe the anatomical and physiological unit of the nervous system.
The silver impregnation stains are a useful method for neuroanatomical investigations because, for reasons unknown, it stains only a small percentage of cells in a tissue, exposing the complete micro structure of individual neurons without much overlap from other cells.
Neuron doctrine
The neuron doctrine is the now fundamental idea that neurons are the basic structural and functional units of the nervous system. The theory was put forward by Santiago Ramón y Cajal in the late 19th century. It held that neurons are discrete cells (not connected in a meshwork), acting as metabolically distinct units.
Later discoveries yielded refinements to the doctrine. For example, glial cells, which are non-neuronal, play an essential role in information processing. Also, electrical synapses are more common than previously thought, comprising direct, cytoplasmic connections between neurons. In fact, neurons can form even tighter couplings: the squid giant axon arises from the fusion of multiple axons.
Ramón y Cajal also postulated the Law of Dynamic Polarization, which states that a neuron receives signals at its dendrites and cell body and transmits them, as action potentials, along the axon in one direction: away from the cell body. The Law of Dynamic Polarization has important exceptions; dendrites can serve as synaptic output sites of neurons and axons can receive synaptic inputs.
Compartmental modelling of neurons
Although neurons are often described of as "fundamental units" of the brain, they perform internal computations. Neurons integrate input within dendrites, and this complexity is lost in models that assume neurons to be a fundamental unit. Dendritic branches can be modeled as spatial compartments, whose activity is related due to passive membrane properties, but may also be different depending on input from synapses. Compartmental modelling of dendrites is especially helpful for understanding the behavior of neurons that are too small to record with electrodes, as is the case for Drosophila melanogaster.
Neurons in the brain
The number of neurons in the brain varies dramatically from species to species. In a human, there are an estimated 10–20 billion neurons in the cerebral cortex and 55–70 billion neurons in the cerebellum. By contrast, the nematode worm Caenorhabditis elegans has just 302 neurons, making it an ideal model organism as scientists have been able to map all of its neurons. The fruit fly Drosophila melanogaster, a common subject in biological experiments, has around 100,000 neurons and exhibits many complex behaviors. Many properties of neurons, from the type of neurotransmitters used to ion channel composition, are maintained across species, allowing scientists to study processes occurring in more complex organisms in much simpler experimental systems.
Neurological disorders
Charcot–Marie–Tooth disease (CMT) is a heterogeneous inherited disorder of nerves (neuropathy) that is characterized by loss of muscle tissue and touch sensation, predominantly in the feet and legs extending to the hands and arms in advanced stages. Presently incurable, this disease is one of the most common inherited neurological disorders, with 36 in 100,000 affected.
Alzheimer's disease (AD), also known simply as Alzheimer's, is a neurodegenerative disease characterized by progressive cognitive deterioration, together with declining activities of daily living and neuropsychiatric symptoms or behavioral changes. The most striking early symptom is loss of short-term memory (amnesia), which usually manifests as minor forgetfulness that becomes steadily more pronounced with illness progression, with relative preservation of older memories. As the disorder progresses, cognitive (intellectual) impairment extends to the domains of language (aphasia), skilled movements (apraxia), and recognition (agnosia), and functions such as decision-making and planning become impaired.
Parkinson's disease (PD), also known as Parkinson disease, is a degenerative disorder of the central nervous system that often impairs motor skills and speech. Parkinson's disease belongs to a group of conditions called movement disorders. It is characterized by muscle rigidity, tremor, a slowing of physical movement (bradykinesia), and in extreme cases, a loss of physical movement (akinesia). The primary symptoms are the results of decreased stimulation of the motor cortex by the basal ganglia, normally caused by the insufficient formation and action of dopamine, which is produced in the dopaminergic neurons of the brain. Secondary symptoms may include high level cognitive dysfunction and subtle language problems. PD is both chronic and progressive.
Myasthenia gravis is a neuromuscular disease leading to fluctuating muscle weakness and fatigability during simple activities. Weakness is typically caused by circulating antibodies that block acetylcholine receptors at the post-synaptic neuromuscular junction, inhibiting the stimulative effect of the neurotransmitter acetylcholine. Myasthenia is treated with immunosuppressants, cholinesterase inhibitors and, in selected cases, thymectomy.
Demyelination
Demyelination is the act of demyelinating, or the loss of the myelin sheath insulating the nerves. When myelin degrades, conduction of signals along the nerve can be impaired or lost, and the nerve eventually withers. This leads to certain neurodegenerative disorders like multiple sclerosis and chronic inflammatory demyelinating polyneuropathy.
Axonal degeneration
Although most injury responses include a calcium influx signaling to promote resealing of severed parts, axonal injuries initially lead to acute axonal degeneration, which is the rapid separation of the proximal and distal ends, occurring within 30 minutes of injury. Degeneration follows with swelling of the axolemma, and eventually leads to bead-like formation. Granular disintegration of the axonal cytoskeleton and inner organelles occurs after axolemma degradation. Early changes include accumulation of mitochondria in the paranodal regions at the site of injury. Endoplasmic reticulum degrades and mitochondria swell up and eventually disintegrate. The disintegration is dependent on ubiquitin and calpain proteases (caused by the influx of calcium ion), suggesting that axonal degeneration is an active process that produces complete fragmentation. The process takes about roughly 24 hours in the PNS and longer in the CNS. The signaling pathways leading to axolemma degeneration are unknown.
Neurogenesis
Neurons are born through the process of neurogenesis, in which neural stem cells divide to produce differentiated neurons. Once fully differentiated neurons are formed, they are no longer capable of undergoing mitosis. Neurogenesis primarily occurs in the embryo of most organisms.
Adult neurogenesis can occur and studies of the age of human neurons suggest that this process occurs only for a minority of cells, and that the vast majority of neurons in the neocortex forms before birth and persists without replacement. The extent to which adult neurogenesis exists in humans, and its contribution to cognition are controversial, with conflicting reports published in 2018.
The body contains a variety of stem cell types that have the capacity to differentiate into neurons. Researchers found a way to transform human skin cells into nerve cells using transdifferentiation, in which "cells are forced to adopt new identities".
During neurogenesis in the mammalian brain, progenitor and stem cells progress from proliferative divisions to differentiative divisions. This progression leads to the neurons and glia that populate cortical layers. Epigenetic modifications play a key role in regulating gene expression in differentiating neural stem cells, and are critical for cell fate determination in the developing and adult mammalian brain. Epigenetic modifications include DNA cytosine methylation to form 5-methylcytosine and 5-methylcytosine demethylation. These modifications are critical for cell fate determination in the developing and adult mammalian brain. DNA cytosine methylation is catalyzed by DNA methyltransferases (DNMTs). Methylcytosine demethylation is catalyzed in several stages by TET enzymes that carry out oxidative reactions (e.g. 5-methylcytosine to 5-hydroxymethylcytosine) and enzymes of the DNA base excision repair (BER) pathway.
At different stages of mammalian nervous system development two DNA repair processes are employed in the repair of DNA double-strand breaks. These pathways are homologous recombinational repair used in proliferating neural precursor cells, and non-homologous end joining used mainly at later developmental stages
Nerve regeneration
Peripheral axons can regrow if they are severed, but one neuron cannot be functionally replaced by one of another type (Llinás' law).
See also
Artificial neuron
Bidirectional cell
Biological neuron model
Compartmental neuron models
Connectome
Dogiel cell
List of animals by number of neurons
List of neuroscience databases
Neuronal galvanotropism
Neuroplasticity
Growth cone
Sholl analysis
References
Further reading
External links
IBRO (International Brain Research Organization). Fostering neuroscience research especially in less well-funded countries.
NeuronBank an online neuromics tool for cataloging neuronal types and synaptic connectivity.
High Resolution Neuroanatomical Images of Primate and Non-Primate Brains.
The Department of Neuroscience at Wikiversity, which presently offers two courses: Fundamentals of Neuroscience and Comparative Neuroscience.
NIF Search – Neuron via the Neuroscience Information Framework
Cell Centered Database – Neuron
Complete list of neuron types according to the Petilla convention, at NeuroLex.
NeuroMorpho.Org an online database of digital reconstructions of neuronal morphology.
Immunohistochemistry Image Gallery: Neuron
Khan Academy: Anatomy of a neuron
Neuron images
Medical terminology
|
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Natural selection is the differential survival and reproduction of individuals due to differences in phenotype. It is a key mechanism of evolution, the change in the heritable traits characteristic of a population over generations. Charles Darwin popularised the term "natural selection", contrasting it with artificial selection, which in his view is intentional, whereas natural selection is not.
Variation exists within all populations of organisms. This occurs partly because random mutations arise in the genome of an individual organism, and their offspring can inherit such mutations. Throughout the lives of the individuals, their genomes interact with their environments to cause variations in traits. The environment of a genome includes the molecular biology in the cell, other cells, other individuals, populations, species, as well as the abiotic environment. Because individuals with certain variants of the trait tend to survive and reproduce more than individuals with other less successful variants, the population evolves. Other factors affecting reproductive success include sexual selection (now often included in natural selection) and fecundity selection.
Natural selection acts on the phenotype, the characteristics of the organism which actually interact with the environment, but the genetic
(heritable) basis of any phenotype that gives that phenotype a reproductive advantage may become more common in a population. Over time, this process can result in populations that specialise for particular ecological niches (microevolution) and may eventually result in speciation (the emergence of new species, macroevolution). In other words, natural selection is a key process in the evolution of a population.
Natural selection is a cornerstone of modern biology. The concept, published by Darwin and Alfred Russel Wallace in a joint presentation of papers in 1858, was elaborated in Darwin's influential 1859 book On the Origin of Species by Means of Natural Selection, or the Preservation of Favoured Races in the Struggle for Life. He described natural selection as analogous to artificial selection, a process by which animals and plants with traits considered desirable by human breeders are systematically favoured for reproduction. The concept of natural selection originally developed in the absence of a valid theory of heredity; at the time of Darwin's writing, science had yet to develop modern theories of genetics. The union of traditional Darwinian evolution with subsequent discoveries in classical genetics formed the modern synthesis of the mid-20th century. The addition of molecular genetics has led to evolutionary developmental biology, which explains evolution at the molecular level. While genotypes can slowly change by random genetic drift, natural selection remains the primary explanation for adaptive evolution.
Historical development
Pre-Darwinian theories
Several philosophers of the classical era, including Empedocles and his intellectual successor, the Roman poet Lucretius, expressed the idea that nature produces a huge variety of creatures, randomly, and that only those creatures that manage to provide for themselves and reproduce successfully persist. Empedocles' idea that organisms arose entirely by the incidental workings of causes such as heat and cold was criticised by Aristotle in Book II of Physics. He posited natural teleology in its place, and believed that form was achieved for a purpose, citing the regularity of heredity in species as proof. Nevertheless, he accepted in his biology that new types of animals, monstrosities (τερας), can occur in very rare instances (Generation of Animals, Book IV). As quoted in Darwin's 1872 edition of The Origin of Species, Aristotle considered whether different forms (e.g., of teeth) might have appeared accidentally, but only the useful forms survived:
But Aristotle rejected this possibility in the next paragraph, making clear that he is talking about the development of animals as embryos with the phrase "either invariably or normally come about", not the origin of species:
The struggle for existence was later described by the Islamic writer Al-Jahiz in the 9th century.
The classical arguments were reintroduced in the 18th century by Pierre Louis Maupertuis and others, including Darwin's grandfather, Erasmus Darwin.
Until the early 19th century, the prevailing view in Western societies was that differences between individuals of a species were uninteresting departures from their Platonic ideals (or typus) of created kinds. However, the theory of uniformitarianism in geology promoted the idea that simple, weak forces could act continuously over long periods of time to produce radical changes in the Earth's landscape. The success of this theory raised awareness of the vast scale of geological time and made plausible the idea that tiny, virtually imperceptible changes in successive generations could produce consequences on the scale of differences between species.
The early 19th-century zoologist Jean-Baptiste Lamarck suggested the inheritance of acquired characteristics as a mechanism for evolutionary change; adaptive traits acquired by an organism during its lifetime could be inherited by that organism's progeny, eventually causing transmutation of species. This theory, Lamarckism, was an influence on the Soviet biologist Trofim Lysenko's antagonism to mainstream genetic theory as late as the mid 20th century.
Between 1835 and 1837, the zoologist Edward Blyth worked on the area of variation, artificial selection, and how a similar process occurs in nature. Darwin acknowledged Blyth's ideas in the first chapter on variation of On the Origin of Species.
Darwin's theory
In 1859, Charles Darwin set out his theory of evolution by natural selection as an explanation for adaptation and speciation. He defined natural selection as the "principle by which each slight variation [of a trait], if useful, is preserved". The concept was simple but powerful: individuals best adapted to their environments are more likely to survive and reproduce. As long as there is some variation between them and that variation is heritable, there will be an inevitable selection of individuals with the most advantageous variations. If the variations are heritable, then differential reproductive success leads to the evolution of particular populations of a species, and populations that evolve to be sufficiently different eventually become different species.
Darwin's ideas were inspired by the observations that he had made on the second voyage of HMS Beagle (1831–1836), and by the work of a political economist, Thomas Robert Malthus, who, in An Essay on the Principle of Population (1798), noted that population (if unchecked) increases exponentially, whereas the food supply grows only arithmetically; thus, inevitable limitations of resources would have demographic implications, leading to a "struggle for existence". When Darwin read Malthus in 1838 he was already primed by his work as a naturalist to appreciate the "struggle for existence" in nature. It struck him that as population outgrew resources, "favourable variations would tend to be preserved, and unfavourable ones to be destroyed. The result of this would be the formation of new species." Darwin wrote:
Once he had his theory, Darwin was meticulous about gathering and refining evidence before making his idea public. He was in the process of writing his "big book" to present his research when the naturalist Alfred Russel Wallace independently conceived of the principle and described it in an essay he sent to Darwin to forward to Charles Lyell. Lyell and Joseph Dalton Hooker decided to present his essay together with unpublished writings that Darwin had sent to fellow naturalists, and On the Tendency of Species to form Varieties; and on the Perpetuation of Varieties and Species by Natural Means of Selection was read to the Linnean Society of London announcing co-discovery of the principle in July 1858. Darwin published a detailed account of his evidence and conclusions in On the Origin of Species in 1859. In the 3rd edition of 1861 Darwin acknowledged that others—like William Charles Wells in 1813, and Patrick Matthew in 1831—had proposed similar ideas, but had neither developed them nor presented them in notable scientific publications.
Darwin thought of natural selection by analogy to how farmers select crops or livestock for breeding, which he called "artificial selection"; in his early manuscripts he referred to a "Nature" which would do the selection. At the time, other mechanisms of evolution such as evolution by genetic drift were not yet explicitly formulated, and Darwin believed that selection was likely only part of the story: "I am convinced that Natural Selection has been the main but not exclusive means of modification." In a letter to Charles Lyell in September 1860, Darwin regretted the use of the term "Natural Selection", preferring the term "Natural Preservation".
For Darwin and his contemporaries, natural selection was in essence synonymous with evolution by natural selection. After the publication of On the Origin of Species, educated people generally accepted that evolution had occurred in some form. However, natural selection remained controversial as a mechanism, partly because it was perceived to be too weak to explain the range of observed characteristics of living organisms, and partly because even supporters of evolution balked at its "unguided" and non-progressive nature, a response that has been characterised as the single most significant impediment to the idea's acceptance. However, some thinkers enthusiastically embraced natural selection; after reading Darwin, Herbert Spencer introduced the phrase survival of the fittest, which became a popular summary of the theory. The fifth edition of On the Origin of Species published in 1869 included Spencer's phrase as an alternative to natural selection, with credit given: "But the expression often used by Mr. Herbert Spencer of the Survival of the Fittest is more accurate, and is sometimes equally convenient." Although the phrase is still often used by non-biologists, modern biologists avoid it because it is tautological if "fittest" is read to mean "functionally superior" and is applied to individuals rather than considered as an averaged quantity over populations.
The modern synthesis
Natural selection relies crucially on the idea of heredity, but developed before the basic concepts of genetics. Although the Moravian monk Gregor Mendel, the father of modern genetics, was a contemporary of Darwin's, his work lay in obscurity, only being rediscovered in 1900. With the early 20th century integration of evolution with Mendel's laws of inheritance, the so-called modern synthesis, scientists generally came to accept natural selection. The synthesis grew from advances in different fields. Ronald Fisher developed the required mathematical language and wrote The Genetical Theory of Natural Selection (1930). J. B. S. Haldane introduced the concept of the "cost" of natural selection.
Sewall Wright elucidated the nature of selection and adaptation.
In his book Genetics and the Origin of Species (1937), Theodosius Dobzhansky established the idea that mutation, once seen as a rival to selection, actually supplied the raw material for natural selection by creating genetic diversity.
A second synthesis
Ernst Mayr recognised the key importance of reproductive isolation for speciation in his Systematics and the Origin of Species (1942).
W. D. Hamilton conceived of kin selection in 1964. This synthesis cemented natural selection as the foundation of evolutionary theory, where it remains today. A second synthesis was brought about at the end of the 20th century by advances in molecular genetics, creating the field of evolutionary developmental biology ("evo-devo"), which seeks to explain the evolution of form in terms of the genetic regulatory programs which control the development of the embryo at molecular level. Natural selection is here understood to act on embryonic development to change the morphology of the adult body.
Terminology
The term natural selection is most often defined to operate on heritable traits, because these directly participate in evolution. However, natural selection is "blind" in the sense that changes in phenotype can give a reproductive advantage regardless of whether or not the trait is heritable. Following Darwin's primary usage, the term is used to refer both to the evolutionary consequence of blind selection and to its mechanisms. It is sometimes helpful to explicitly distinguish between selection's mechanisms and its effects; when this distinction is important, scientists define "(phenotypic) natural selection" specifically as "those mechanisms that contribute to the selection of individuals that reproduce", without regard to whether the basis of the selection is heritable. Traits that cause greater reproductive success of an organism are said to be selected for, while those that reduce success are selected against.
Mechanism
Heritable variation, differential reproduction
Natural variation occurs among the individuals of any population of organisms. Some differences may improve an individual's chances of surviving and reproducing such that its lifetime reproductive rate is increased, which means that it leaves more offspring. If the traits that give these individuals a reproductive advantage are also heritable, that is, passed from parent to offspring, then there will be differential reproduction, that is, a slightly higher proportion of fast rabbits or efficient algae in the next generation. Even if the reproductive advantage is very slight, over many generations any advantageous heritable trait becomes dominant in the population. In this way the natural environment of an organism "selects for" traits that confer a reproductive advantage, causing evolutionary change, as Darwin described. This gives the appearance of purpose, but in natural selection there is no intentional choice. Artificial selection is purposive where natural selection is not, though biologists often use teleological language to describe it.
The peppered moth exists in both light and dark colours in Great Britain, but during the industrial revolution, many of the trees on which the moths rested became blackened by soot, giving the dark-coloured moths an advantage in hiding from predators. This gave dark-coloured moths a better chance of surviving to produce dark-coloured offspring, and in just fifty years from the first dark moth being caught, nearly all of the moths in industrial Manchester were dark. The balance was reversed by the effect of the Clean Air Act 1956, and the dark moths became rare again, demonstrating the influence of natural selection on peppered moth evolution. A recent study, using image analysis and avian vision models, shows that pale individuals more closely match lichen backgrounds than dark morphs and for the first time quantifies the camouflage of moths to predation risk.
Fitness
The concept of fitness is central to natural selection. In broad terms, individuals that are more "fit" have better potential for survival, as in the well-known phrase "survival of the fittest", but the precise meaning of the term is much more subtle. Modern evolutionary theory defines fitness not by how long an organism lives, but by how successful it is at reproducing. If an organism lives half as long as others of its species, but has twice as many offspring surviving to adulthood, its genes become more common in the adult population of the next generation. Though natural selection acts on individuals, the effects of chance mean that fitness can only really be defined "on average" for the individuals within a population. The fitness of a particular genotype corresponds to the average effect on all individuals with that genotype.
A distinction must be made between the concept of "survival of the fittest" and "improvement in fitness". "Survival of the fittest" does not give an "improvement in fitness", it only represents the removal of the less fit variants from a population. A mathematical example of "survival of the fittest" is given by Haldane in his paper "The Cost of Natural Selection". Haldane called this process "substitution" or more commonly in biology, this is called "fixation". This is correctly described by the differential survival and reproduction of individuals due to differences in phenotype. On the other hand, "improvement in fitness" is not dependent on the differential survival and reproduction of individuals due to differences in phenotype, it is dependent on the absolute survival of the particular variant. The probability of a beneficial mutation occurring on some member of a population depends on the total number of replications of that variant. The mathematics of "improvement in fitness was described by Kleinman. An empirical example of "improvement in fitness" is given by the Kishony Mega-plate experiment. In this experiment, "improvement in fitness" depends on the number of replications of the particular variant for a new variant to appear that is capable of growing in the next higher drug concentration region. Fixation or substitution is not required for this "improvement in fitness". On the other hand, "improvement in fitness" can occur in an environment where "survival of the fittest" is also acting. Richard Lenski's classic E. coli long-term evolution experiment is an example of adaptation in a competitive environment, ("improvement in fitness" during "survival of the fittest"). The probability of a beneficial mutation occurring on some member of the lineage to give improved fitness is slowed by the competition. The variant which is a candidate for a beneficial mutation in this limited carrying capacity environment must first out-compete the "less fit" variants in order to accumulate the requisite number of replications for there to be a reasonable probability of that beneficial mutation occurring.
Competition
In biology, competition is an interaction between organisms in which the fitness of one is lowered by the presence of another. This may be because both rely on a limited supply of a resource such as food, water, or territory. Competition may be within or between species, and may be direct or indirect. Species less suited to compete should in theory either adapt or die out, since competition plays a powerful role in natural selection, but according to the "room to roam" theory it may be less important than expansion among larger clades.
Competition is modelled by r/K selection theory, which is based on Robert MacArthur and E. O. Wilson's work on island biogeography. In this theory, selective pressures drive evolution in one of two stereotyped directions: r- or K-selection. These terms, r and K, can be illustrated in a logistic model of population dynamics:
where r is the growth rate of the population (N), and K is the carrying capacity of its local environmental setting. Typically, r-selected species exploit empty niches, and produce many offspring, each with a relatively low probability of surviving to adulthood. In contrast, K-selected species are strong competitors in crowded niches, and invest more heavily in much fewer offspring, each with a relatively high probability of surviving to adulthood.
Classification
Natural selection can act on any heritable phenotypic trait, and selective pressure can be produced by any aspect of the environment, including sexual selection and competition with members of the same or other species. However, this does not imply that natural selection is always directional and results in adaptive evolution; natural selection often results in the maintenance of the status quo by eliminating less fit variants.
Selection can be classified in several different ways, such as by its effect on a trait, on genetic diversity, by the life cycle stage where it acts, by the unit of selection, or by the resource being competed for.
By effect on a trait
Selection has different effects on traits. Stabilizing selection acts to hold a trait at a stable optimum, and in the simplest case all deviations from this optimum are selectively disadvantageous. Directional selection favours extreme values of a trait. The uncommon disruptive selection also acts during transition periods when the current mode is sub-optimal, but alters the trait in more than one direction. In particular, if the trait is quantitative and univariate then both higher and lower trait levels are favoured. Disruptive selection can be a precursor to speciation.
By effect on genetic diversity
Alternatively, selection can be divided according to its effect on genetic diversity. Purifying or negative selection acts to remove genetic variation from the population (and is opposed by de novo mutation, which introduces new variation. In contrast, balancing selection acts to maintain genetic variation in a population, even in the absence of de novo mutation, by negative frequency-dependent selection. One mechanism for this is heterozygote advantage, where individuals with two different alleles have a selective advantage over individuals with just one allele. The polymorphism at the human ABO blood group locus has been explained in this way.
By life cycle stage
Another option is to classify selection by the life cycle stage at which it acts. Some biologists recognise just two types: viability (or survival) selection, which acts to increase an organism's probability of survival, and fecundity (or fertility or reproductive) selection, which acts to increase the rate of reproduction, given survival. Others split the life cycle into further components of selection. Thus viability and survival selection may be defined separately and respectively as acting to improve the probability of survival before and after reproductive age is reached, while fecundity selection may be split into additional sub-components including sexual selection, gametic selection, acting on gamete survival, and compatibility selection, acting on zygote formation.
By unit of selection
Selection can also be classified by the level or unit of selection. Individual selection acts on the individual, in the sense that adaptations are "for" the benefit of the individual, and result from selection among individuals. Gene selection acts directly at the level of the gene. In kin selection and intragenomic conflict, gene-level selection provides a more apt explanation of the underlying process. Group selection, if it occurs, acts on groups of organisms, on the assumption that groups replicate and mutate in an analogous way to genes and individuals. There is an ongoing debate over the degree to which group selection occurs in nature.
By resource being competed for
Finally, selection can be classified according to the resource being competed for. Sexual selection results from competition for mates. Sexual selection typically proceeds via fecundity selection, sometimes at the expense of viability. Ecological selection is natural selection via any means other than sexual selection, such as kin selection, competition, and infanticide. Following Darwin, natural selection is sometimes defined as ecological selection, in which case sexual selection is considered a separate mechanism.
Sexual selection as first articulated by Darwin (using the example of the peacock's tail) refers specifically to competition for mates, which can be intrasexual, between individuals of the same sex, that is male–male competition, or intersexual, where one gender chooses mates, most often with males displaying and females choosing. However, in some species, mate choice is primarily by males, as in some fishes of the family Syngnathidae.
Phenotypic traits can be displayed in one sex and desired in the other sex, causing a positive feedback loop called a Fisherian runaway, for example, the extravagant plumage of some male birds such as the peacock. An alternate theory proposed by the same Ronald Fisher in 1930 is the sexy son hypothesis, that mothers want promiscuous sons to give them large numbers of grandchildren and so choose promiscuous fathers for their children. Aggression between members of the same sex is sometimes associated with very distinctive features, such as the antlers of stags, which are used in combat with other stags. More generally, intrasexual selection is often associated with sexual dimorphism, including differences in body size between males and females of a species.
Arms races
Natural selection is seen in action in the development of antibiotic resistance in microorganisms. Since the discovery of penicillin in 1928, antibiotics have been used to fight bacterial diseases. The widespread misuse of antibiotics has selected for microbial resistance to antibiotics in clinical use, to the point that the methicillin-resistant Staphylococcus aureus (MRSA) has been described as a "superbug" because of the threat it poses to health and its relative invulnerability to existing drugs. Response strategies typically include the use of different, stronger antibiotics; however, new strains of MRSA have recently emerged that are resistant even to these drugs. This is an evolutionary arms race, in which bacteria develop strains less susceptible to antibiotics, while medical researchers attempt to develop new antibiotics that can kill them. A similar situation occurs with pesticide resistance in plants and insects. Arms races are not necessarily induced by man; a well-documented example involves the spread of a gene in the butterfly Hypolimnas bolina suppressing male-killing activity by Wolbachia bacteria parasites on the island of Samoa, where the spread of the gene is known to have occurred over a period of just five years
Evolution by means of natural selection
A prerequisite for natural selection to result in adaptive evolution, novel traits and speciation is the presence of heritable genetic variation that results in fitness differences. Genetic variation is the result of mutations, genetic recombinations and alterations in the karyotype (the number, shape, size and internal arrangement of the chromosomes). Any of these changes might have an effect that is highly advantageous or highly disadvantageous, but large effects are rare. In the past, most changes in the genetic material were considered neutral or close to neutral because they occurred in noncoding DNA or resulted in a synonymous substitution. However, many mutations in non-coding DNA have deleterious effects. Although both mutation rates and average fitness effects of mutations are dependent on the organism, a majority of mutations in humans are slightly deleterious.
Some mutations occur in "toolkit" or regulatory genes. Changes in these often have large effects on the phenotype of the individual because they regulate the function of many other genes. Most, but not all, mutations in regulatory genes result in non-viable embryos. Some nonlethal regulatory mutations occur in HOX genes in humans, which can result in a cervical rib or polydactyly, an increase in the number of fingers or toes. When such mutations result in a higher fitness, natural selection favours these phenotypes and the novel trait spreads in the population.
Established traits are not immutable; traits that have high fitness in one environmental context may be much less fit if environmental conditions change. In the absence of natural selection to preserve such a trait, it becomes more variable and deteriorate over time, possibly resulting in a vestigial manifestation of the trait, also called evolutionary baggage. In many circumstances, the apparently vestigial structure may retain a limited functionality, or may be co-opted for other advantageous traits in a phenomenon known as preadaptation. A famous example of a vestigial structure, the eye of the blind mole-rat, is believed to retain function in photoperiod perception.
Speciation
Speciation requires a degree of reproductive isolation—that is, a reduction in gene flow. However, it is intrinsic to the concept of a species that hybrids are selected against, opposing the evolution of reproductive isolation, a problem that was recognised by Darwin. The problem does not occur in allopatric speciation with geographically separated populations, which can diverge with different sets of mutations. E. B. Poulton realized in 1903 that reproductive isolation could evolve through divergence, if each lineage acquired a different, incompatible allele of the same gene. Selection against the heterozygote would then directly create reproductive isolation, leading to the Bateson–Dobzhansky–Muller model, further elaborated by H. Allen Orr and Sergey Gavrilets. With reinforcement, however, natural selection can favor an increase in pre-zygotic isolation, influencing the process of speciation directly.
Genetic basis
Genotype and phenotype
Natural selection acts on an organism's phenotype, or physical characteristics. Phenotype is determined by an organism's genetic make-up (genotype) and the environment in which the organism lives. When different organisms in a population possess different versions of a gene for a certain trait, each of these versions is known as an allele. It is this genetic variation that underlies differences in phenotype. An example is the ABO blood type antigens in humans, where three alleles govern the phenotype.
Some traits are governed by only a single gene, but most traits are influenced by the interactions of many genes. A variation in one of the many genes that contributes to a trait may have only a small effect on the phenotype; together, these genes can produce a continuum of possible phenotypic values.
Directionality of selection
When some component of a trait is heritable, selection alters the frequencies of the different alleles, or variants of the gene that produces the variants of the trait. Selection can be divided into three classes, on the basis of its effect on allele frequencies: directional, stabilizing, and disruptive selection. Directional selection occurs when an allele has a greater fitness than others, so that it increases in frequency, gaining an increasing share in the population. This process can continue until the allele is fixed and the entire population shares the fitter phenotype. Far more common is stabilizing selection, which lowers the frequency of alleles that have a deleterious effect on the phenotype—that is, produce organisms of lower fitness. This process can continue until the allele is eliminated from the population. Stabilizing selection conserves functional genetic features, such as protein-coding genes or regulatory sequences, over time by selective pressure against deleterious variants. Disruptive (or diversifying) selection is selection favoring extreme trait values over intermediate trait values. Disruptive selection may cause sympatric speciation through niche partitioning.
Some forms of balancing selection do not result in fixation, but maintain an allele at intermediate frequencies in a population. This can occur in diploid species (with pairs of chromosomes) when heterozygous individuals (with just one copy of the allele) have a higher fitness than homozygous individuals (with two copies). This is called heterozygote advantage or over-dominance, of which the best-known example is the resistance to malaria in humans heterozygous for sickle-cell anaemia. Maintenance of allelic variation can also occur through disruptive or diversifying selection, which favours genotypes that depart from the average in either direction (that is, the opposite of over-dominance), and can result in a bimodal distribution of trait values. Finally, balancing selection can occur through frequency-dependent selection, where the fitness of one particular phenotype depends on the distribution of other phenotypes in the population. The principles of game theory have been applied to understand the fitness distributions in these situations, particularly in the study of kin selection and the evolution of reciprocal altruism.
Selection, genetic variation, and drift
A portion of all genetic variation is functionally neutral, producing no phenotypic effect or significant difference in fitness. Motoo Kimura's neutral theory of molecular evolution by genetic drift proposes that this variation accounts for a large fraction of observed genetic diversity. Neutral events can radically reduce genetic variation through population bottlenecks. which among other things can cause the founder effect in initially small new populations. When genetic variation does not result in differences in fitness, selection cannot directly affect the frequency of such variation. As a result, the genetic variation at those sites is higher than at sites where variation does influence fitness. However, after a period with no new mutations, the genetic variation at these sites is eliminated due to genetic drift. Natural selection reduces genetic variation by eliminating maladapted individuals, and consequently the mutations that caused the maladaptation. At the same time, new mutations occur, resulting in a mutation–selection balance. The exact outcome of the two processes depends both on the rate at which new mutations occur and on the strength of the natural selection, which is a function of how unfavourable the mutation proves to be.
Genetic linkage occurs when the loci of two alleles are in close proximity on a chromosome. During the formation of gametes, recombination reshuffles the alleles. The chance that such a reshuffle occurs between two alleles is inversely related to the distance between them. Selective sweeps occur when an allele becomes more common in a population as a result of positive selection. As the prevalence of one allele increases, closely linked alleles can also become more common by "genetic hitchhiking", whether they are neutral or even slightly deleterious. A strong selective sweep results in a region of the genome where the positively selected haplotype (the allele and its neighbours) are in essence the only ones that exist in the population. Selective sweeps can be detected by measuring linkage disequilibrium, or whether a given haplotype is overrepresented in the population. Since a selective sweep also results in selection of neighbouring alleles, the presence of a block of strong linkage disequilibrium might indicate a 'recent' selective sweep near the centre of the block.
Background selection is the opposite of a selective sweep. If a specific site experiences strong and persistent purifying selection, linked variation tends to be weeded out along with it, producing a region in the genome of low overall variability. Because background selection is a result of deleterious new mutations, which can occur randomly in any haplotype, it does not produce clear blocks of linkage disequilibrium, although with low recombination it can still lead to slightly negative linkage disequilibrium overall.
Impact
Darwin's ideas, along with those of Adam Smith and Karl Marx, had a profound influence on 19th century thought, including his radical claim that "elaborately constructed forms, so different from each other, and dependent on each other in so complex a manner" evolved from the simplest forms of life by a few simple principles. This inspired some of Darwin's most ardent supporters—and provoked the strongest opposition. Natural selection had the power, according to Stephen Jay Gould, to "dethrone some of the deepest and most traditional comforts of Western thought", such as the belief that humans have a special place in the world.
In the words of the philosopher Daniel Dennett, "Darwin's dangerous idea" of evolution by natural selection is a "universal acid," which cannot be kept restricted to any vessel or container, as it soon leaks out, working its way into ever-wider surroundings. Thus, in the last decades, the concept of natural selection has spread from evolutionary biology to other disciplines, including evolutionary computation, quantum Darwinism, evolutionary economics, evolutionary epistemology, evolutionary psychology, and cosmological natural selection. This unlimited applicability has been called universal Darwinism.
Origin of life
How life originated from inorganic matter remains an unresolved problem in biology. One prominent hypothesis is that life first appeared in the form of short self-replicating RNA polymers. On this view, life may have come into existence when RNA chains first experienced the basic conditions, as conceived by Charles Darwin, for natural selection to operate. These conditions are: heritability, variation of type, and competition for limited resources. The fitness of an early RNA replicator would likely have been a function of adaptive capacities that were intrinsic (i.e., determined by the nucleotide sequence) and the availability of resources. The three primary adaptive capacities could logically have been: (1) the capacity to replicate with moderate fidelity (giving rise to both heritability and variation of type), (2) the capacity to avoid decay, and (3) the capacity to acquire and process resources. These capacities would have been determined initially by the folded configurations (including those configurations with ribozyme activity) of the RNA replicators that, in turn, would have been encoded in their individual nucleotide sequences.
Cell and molecular biology
In 1881, the embryologist Wilhelm Roux published Der Kampf der Theile im Organismus (The Struggle of Parts in the Organism) in which he suggested that the development of an organism results from a Darwinian competition between the parts of the embryo, occurring at all levels, from molecules to organs. In recent years, a modern version of this theory has been proposed by Jean-Jacques Kupiec. According to this cellular Darwinism, random variation at the molecular level generates diversity in cell types whereas cell interactions impose a characteristic order on the developing embryo.
Social and psychological theory
The social implications of the theory of evolution by natural selection also became the source of continuing controversy. Friedrich Engels, a German political philosopher and co-originator of the ideology of communism, wrote in 1872 that "Darwin did not know what a bitter satire he wrote on mankind, and especially on his countrymen, when he showed that free competition, the struggle for existence, which the economists celebrate as the highest historical achievement, is the normal state of the animal kingdom." Herbert Spencer and the eugenics advocate Francis Galton's interpretation of natural selection as necessarily progressive, leading to supposed advances in intelligence and civilisation, became a justification for colonialism, eugenics, and social Darwinism. For example, in 1940, Konrad Lorenz, in writings that he subsequently disowned, used the theory as a justification for policies of the Nazi state. He wrote "... selection for toughness, heroism, and social utility ... must be accomplished by some human institution, if mankind, in default of selective factors, is not to be ruined by domestication-induced degeneracy. The racial idea as the basis of our state has already accomplished much in this respect." Others have developed ideas that human societies and culture evolve by mechanisms analogous to those that apply to evolution of species.
More recently, work among anthropologists and psychologists has led to the development of sociobiology and later of evolutionary psychology, a field that attempts to explain features of human psychology in terms of adaptation to the ancestral environment. The most prominent example of evolutionary psychology, notably advanced in the early work of Noam Chomsky and later by Steven Pinker, is the hypothesis that the human brain has adapted to acquire the grammatical rules of natural language. Other aspects of human behaviour and social structures, from specific cultural norms such as incest avoidance to broader patterns such as gender roles, have been hypothesised to have similar origins as adaptations to the early environment in which modern humans evolved. By analogy to the action of natural selection on genes, the concept of memes—"units of cultural transmission," or culture's equivalents of genes undergoing selection and recombination—has arisen, first described in this form by Richard Dawkins in 1976 and subsequently expanded upon by philosophers such as Daniel Dennett as explanations for complex cultural activities, including human consciousness.
Information and systems theory
In 1922, Alfred J. Lotka proposed that natural selection might be understood as a physical principle that could be described in terms of the use of energy by a system, a concept later developed by Howard T. Odum as the maximum power principle in thermodynamics, whereby evolutionary systems with selective advantage maximise the rate of useful energy transformation.
The principles of natural selection have inspired a variety of computational techniques, such as "soft" artificial life, that simulate selective processes and can be highly efficient in 'adapting' entities to an environment defined by a specified fitness function. For example, a class of heuristic optimisation algorithms known as genetic algorithms, pioneered by John Henry Holland in the 1970s and expanded upon by David E. Goldberg, identify optimal solutions by simulated reproduction and mutation of a population of solutions defined by an initial probability distribution. Such algorithms are particularly useful when applied to problems whose energy landscape is very rough or has many local minima.
In fiction
Darwinian evolution by natural selection is pervasive in literature, whether taken optimistically in terms of how humanity may evolve towards perfection, or pessimistically in terms of the dire consequences of the interaction of human nature and the struggle for survival. Among major responses is Samuel Butler's 1872 pessimistic Erewhon ("nowhere", written mostly backwards). In 1893 H. G. Wells imagined "The Man of the Year Million", transformed by natural selection into a being with a huge head and eyes, and shrunken body.
Notes
References
Sources
Modified from Christiansen by adding survival selection in the reproductive phase.
The book is available from The Complete Work of Charles Darwin Online. Retrieved 2015-07-23.
.
The book is available from the Marxist Internet Archive.
"This book is based on a series of lectures delivered in January 1931 at the Prifysgol Cymru, Aberystwyth, and entitled 'A re-examination of Darwinism'."
.
The book is available here from Frank Elwell, Rogers State University.
Retrieved 2015-08-11.
Further reading
For technical audiences
For general audiences
Historical
External links
– Chapter 4, Natural Selection
Biological interactions
Charles Darwin
Competition
Ecological processes
Ethology
Evolution
Evolutionary biology
Selection
Sexual selection
|
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] |
This article lists some of the events that took place in the Netherlands in 2001.
Incumbents
Monarch: Beatrix
Prime Minister: Wim Kok
Events
1 January – Fire at a New Years party in a bar in Volendam kills 14 young people and injures 200
18 January – Fire at Schiphol airport leads to chaos
26 January – Suspect of fireworks explosion in Enschede in May 2000 arrested
6 February – Foreign minister Van Aartsen calls off visit to the People's Republic of China because of human rights
8 February – Eight Hells Angels are arrested in their club house in Amsterdam
14 February – Government Information Service declares that Queen Beatrix's second son Friso is not homosexual
14 February – The creator of the Anna Kournikova computer virus turns himself in
21 March – First case of foot and mouth disease discovered
30 March – Engagement of Crown Prince Willem Alexander and Máxima Zorreguieta announced
Arts and literature
26 March – Michael Dudok de Wit wins an Academy Award (Short film/animated) for Father and Daughter
Sports
11 February – Rintje Ritsma wins the world all-round speed skating title.
21 April – FC Den Bosch wins the Eerste Divisie.
28 April – Erik Dekker wins the Amstel Gold Race.
6 May – PSV Eindhoven secures the Dutch football title in the Eredivisie by beating SC Heerenveen 3–0.
24 May – FC Twente wins the KNVB Cup after beating PSV Eindhoven in the penalty shootout
16 June – HC Den Bosch clinches the Dutch men's field hockey title by beating Oranje Zwart of Eindhoven in the play-offs.
23 June – The women of HC Den Bosch clinch the Dutch women's field hockey title by beating HC Rotterdam in the play-offs.
26 August – The women of Argentina beat the Netherlands to win the Champions Trophy, held at the Wagener stadium in Amstelveen.
21 October – Driss El Himer wins the Amsterdam Marathon
Births
7 February – Cheick Touré, Soccer player
15 April – Anna van Lippe-Biesterfeld van Vollenhoven, daughter of Prince Maurits and Princess Marilène
19 November – Aidan Mikdad, Pianist
Deaths
January
8 – Johan van der Keuken (1938), documentary film-maker
March
1 – Hannie Termeulen Swimmer
12 – Victor Westhoff Botanist
21 – Wim van der Kroft Canoeist
April
4 – Wim van der Linden
18 – Hans Dirk de Vries Reilingh Geographer
20 – Steven Blaisse Rower
29 – Barend Biesheuvel 44th Prime Minister of the Netherlands
May
27 – Bram van Leeuwen Entrepreneur
June
11 – Cornelis Verhoeven Philosopher and Writer
27 – Kees Stip Poet
July
9 – Arie van Vliet Cyclist
11 – Herman Brood Musician
12 – Ron Kroon Swimmer
27 – Piet Bromberg Field hockey player
31 – Joris Tjebbes Swimmer
August
4 – Jan van der Jagt Politician
6 – Wina Born Culinary journalist
8 – Noud van Melis Soccer player
20 – Sylvia Millecam Actress and comedian
23 – Herman Fokker Politician
28 – Theo Blankenauw Cyclist
September
7 – Jan Baas Baseball player
October
5 – Egbert van 't Oever Speed skater and Coach
22 – Ed Vijent Soccer player
28 – Gerard Hengeveld Pianist and Composer
November
29 – Jan van Beekum Composer
December
1 – Stan Haag Radio host
2 – Max Rood Politician
14 – Elisabeth Augustin Writer and Poet
19 – Hans Warren Poet
23 – Jelle Zijlstra 42nd Prime Minister of the Netherlands
See also
2001 in Dutch television
References
Netherlands
Years of the 21st century in the Netherlands
2000s in the Netherlands
Netherlands
|
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New Brunswick (, , locally ) is one of the thirteen provinces and territories of Canada. It is one of the three Maritime provinces and one of the four Atlantic provinces. It is the only province with both French and English as its official languages.
New Brunswick is bordered by Quebec to the north, Nova Scotia to the east, the Gulf of Saint Lawrence to the northeast, the Bay of Fundy to the southeast, and the U.S. state of Maine to the west. New Brunswick is about 83% forested and its northern half is occupied by the Appalachians. The province's climate is continental with snowy winters and temperate summers.
New Brunswick has a surface area of and 775,610 inhabitants (2021). Atypically for Canada, only about half of the population lives in urban areas. New Brunswick's largest cities are Moncton and Saint John, while its capital is Fredericton.
In 1969, New Brunswick passed the Official Languages Act which began recognizing French as an official language, along with English. New Brunswickers have the right to receive provincial government services in the official language of their choice. About of the population are anglophone and are francophone. New Brunswick is home to most of the cultural region of Acadia and most Acadians. New Brunswick's variety of French is called Acadian French and 7 regional accents can be found.
New Brunswick was first inhabited by First Nations like the Miꞌkmaq and Maliseet. In 1604, Acadia, the first New France colony, was founded with the creation of Port-Royal. For 150 years afterwards, Acadia changed hands a few times due to numerous conflicts between France and the United Kingdom. From 1755 to 1764, the British deported Acadians en masse, an event known as the Great Upheaval. This, along with the Treaty of Paris, solidified Acadia as British property. In 1784, following the arrival of many loyalists fleeing the American Revolution, the colony of New Brunswick was officially created, separating it from what is now Nova Scotia. In the early 1800s, New Brunswick prospered and the population grew rapidly. In 1867, New Brunswick decided to confederate with Nova Scotia and the Province of Canada (now Quebec and Ontario) to form Canada. After Confederation, shipbuilding and lumbering declined, and protectionism disrupted trade with New England.
From the mid-1900s onwards, New Brunswick was one of the poorest regions of Canada, a fact eventually mitigated by transfer payments. However, the province has seen the highest eastward migration in 45 years in both rural and urban areas, as people living in Ontario and other parts of Canada migrate to the area. As of 2002, the provincial GDP was derived as follows: services (about half being government services and public administration) 43%; construction, manufacturing, and utilities 24%; real estate rental 12%; wholesale and retail 11%; agriculture, forestry, fishing, hunting, mining, oil and gas extraction 5%; transportation and warehousing 5%. A powerful corporate concentration of large companies in New Brunswick, including most newspapers, are owned by the Irving Group of Companies. The province's 2019 output was CA$38.236 billion, which is 1.65% of Canada's GDP.
Tourism accounts for 9% of the labour force either directly or indirectly. Popular destinations include the Hopewell Rocks, Fundy National Park, Magnetic Hill, Kouchibouguac National Park and Roosevelt Campobello International Park.
Toponymy
After the founding in 1784, the colony was named New Brunswick in honour of George III, King of Great Britain, King of Ireland, and prince-elector of Brunswick-Lüneburg in what is now Germany.
Prior to European arrival, Indigenous tribes did not leave a written record, but their language is present in many placenames, such as Aroostook, Bouctouche, Memramcook, Petitcodiac, Quispamsis, Richibucto and Shediac.
History
Indigenous societies
Indigenous peoples have been in the area since about 7000 BC. At the time of European contact, inhabitants were the Mi'kmaq, the Maliseet, and the Passamaquoddy.
European settlements
French colony
The first documented European visits were by Jacques Cartier in 1534. In 1604, a party including Samuel de Champlain visited the mouth of the Saint John River on the eponymous Saint-Jean-Baptiste Day. Now Saint John, this was later the site of the first permanent European settlement in New Brunswick. French settlement eventually extended up the river to the site of present-day Fredericton. Other settlements in the southeast extended from Beaubassin, near the present-day border with Nova Scotia, to Baie Verte, and up the Petitcodiac, Memramcook, and Shepody Rivers.
By the early 1700s, the French settlements formed a part of Acadia, a colonial division of New France. Acadia covered what is now the Maritimes, as well as bits of Quebec and Maine. The British conquest of most of the Acadian peninsula occurred during the Queen Anne's War, and was formalized in the Treaty of Utrecht of 1713. After the war, French Acadia was reduced to Île Saint-Jean (Prince Edward Island) and Île-Royale (Cape Breton Island). The ownership of continental Acadia (New Brunswick) remained disputed, with an informal border on the Isthmus of Chignecto. In an effort to limit British expansion into continental Acadia, the French built Fort Beauséjour at the isthmus in 1751.
From 1749 to 1755, the British engaged in a campaign to consolidate its control over Nova Scotia. The resulting conflict led to an Acadian Exodus to French-controlled territories in North America, including portions of continental Acadia. In 1755, the British captured Fort Beauséjour, severing the Acadian supply lines to Nova Scotia, and Île-Royale. Unable to make most of the Acadians sign an unconditional oath of allegiance, British authorities undertook a campaign to expel the Acadians in the initial periods of the Seven Years' War.
British colony
Continental Acadia was eventually incorporated into the British colony of Nova Scotia, with nearly all of New France being surrendered to the British with the Treaty of Paris in 1763. Acadians that returned from exile discovered several thousand immigrants, mostly from New England, on their former lands. Some settled around Memramcook and along the Saint John River. In 1766, settlers from Pennsylvania founded Moncton, and English settlers from Yorkshire arrived in the Sackville area. However, settlement of the area remained slow in the mid-18th century.
After the American Revolution, about 10,000 loyalist refugees settled along the north shore of the Bay of Fundy, commemorated in the province's motto, ("hope restored"). The number reached almost 14,000 by 1784, with about one in ten eventually returning to America. New Brunswick was founded in 1784 upon the partition of Nova Scotia into two areas which became the Provinces of Nova Scotia and New Brunswick. In the same year, New Brunswick formed its first elected assembly. In 1785, Saint John became Canada's first incorporated city. The population of the colony reached 26,000 in 1806 and 35,000 in 1812.
The 1800s saw an age of prosperity based on wood export and shipbuilding, which was bolstered by the Canadian–American Reciprocity Treaty of 1854 and demand from the American Civil War. St. Martins became the third most productive shipbuilding town in the Maritimes and produced over 500 vessels. In 1848, responsible home government was granted, and the 1850s saw the emergence of political parties largely organised along religious and ethnic lines. The first half of the 1800s saw large-scale immigration from Ireland and Scotland, with the population reaching 252,047 by 1861.
The notion of unifying the separate colonies of British North America was discussed increasingly in the 1860s. Many felt the American Civil War to be the result of weak central government and wished to avoid such violence and chaos. The 1864 Charlottetown Conference was intended to discuss a Maritime Union, but concerns over possible conquest by the Americans, coupled with a belief that Britain was unwilling to defend its colonies against an American attack, led to a request from the Province of Canada (now Ontario and Quebec) to expand the meeting's scope. In 1866 the United States cancelled the Reciprocity Treaty, leading to loss of trade with New England and prompting a desire to build trade within British North America, and Fenian raids increased support for union. On 1 July 1867, New Brunswick entered the Canadian Confederation along with Nova Scotia and the Province of Canada.
Modern New Brunswick
Confederation brought into existence the Intercolonial Railway in 1872, a consolidation of the existing Nova Scotia Railway, European and North American Railway, and Grand Trunk Railway. In 1879 John A. Macdonald's Conservatives enacted the National Policy which called for high tariffs and opposed free trade, disrupting the trading relationship between the Maritimes and New England. The economic situation was worsened by the decline of the wooden ship building industry. The railways and tariffs did foster the growth of new industries in the province such as textile manufacturing, iron mills, and sugar refineries, many of which eventually failed to compete with better capitalized industry in central Canada.
In 1937 New Brunswick had the highest infant mortality and illiteracy rates in Canada. At the end of the Great Depression the New Brunswick standard of living was much below the Canadian average. In 1940 the Rowell–Sirois Commission reported that the federal government attempts to manage the depression illustrated grave flaws in the Canadian constitution. While the federal government had most of the revenue gathering powers, the provinces had many expenditure responsibilities such as healthcare, education, and welfare, which were becoming increasingly expensive. The Commission recommended the creation of equalization payments, implemented in 1957.
After Canada joined World War II, 14 NB army units were organized, in addition to The Royal New Brunswick Regiment, and first deployed in the Italian campaign in 1943. After the Normandy landings they redeployed to northwestern Europe, along with The North Shore Regiment. The British Commonwealth Air Training Plan, a training program for ally pilots, established bases in Moncton, Chatham, and Pennfield Ridge, as well as a military typing school in Saint John. While relatively unindustrialized before the war, New Brunswick became home to 34 plants on military contracts from which the province received over $78 million. Prime Minister William Lyon Mackenzie King, who had promised no conscription, asked the provinces if they would release the government of said promise. New Brunswick voted 69.1% yes. The policy was not implemented until 1944, too late for many of the conscripts to be deployed. There were 1808 NB fatalities among the armed forces.
The Acadians in northern New Brunswick had long been geographically and linguistically isolated from the more numerous English speakers to the south. The population of French origin grew dramatically after Confederation, from about 16 per cent in 1871 to 34 per cent in 1931. Government services were often not available in French, and the infrastructure in Francophone areas was less developed than elsewhere. In 1960 Premier Louis Robichaud embarked on the New Brunswick Equal Opportunity program, in which education, rural road maintenance, and healthcare fell under the sole jurisdiction of a provincial government that insisted on equal coverage throughout the province, rather than the former county-based system. In 1969 the Robichaud government adopted the Official Languages Act making the province officially bilingual and establishing the right of New Brunswickers to obtain provincial government services in the official language of their choice. In 1982 at the request of the government of Richard Hatfield, this right became part of the Canadian Charter of Rights and Freedoms and therefore part of the Constitution of Canada.
The flag of New Brunswick, based on the coat of arms, was adopted in 1965. The conventional heraldic representations of a lion and a ship represent colonial ties with Europe, and the importance of shipping at the time the coat of arms was assigned.
Geography
Roughly square, New Brunswick is bordered on the north by Quebec, on the east by the Atlantic Ocean, on the south by the Bay of Fundy, and on the west by the US state of Maine. The southeast corner of the province is connected to Nova Scotia at the isthmus of Chignecto.
Glaciation has left much of New Brunswick's uplands with only shallow, acidic soils which have discouraged settlement but which are home to enormous forests.
Climate
New Brunswick's climate is more severe than that of the other Maritime provinces, which are lower and have more shoreline along the moderating sea. New Brunswick has a humid continental climate, with slightly milder winters on the Gulf of St. Lawrence coastline. Elevated parts of the far north of the province have a subarctic climate.
Evidence of climate change in New Brunswick can be seen in its more intense precipitation events, more frequent winter thaws, and one quarter to half the amount of snowpack. Today the sea level is about higher than it was 100 years ago, and it is expected to rise twice that much again by the year 2100.
Flora and fauna
Most of New Brunswick is forested with secondary forest or tertiary forest. At the start of European settlement, the Maritimes were covered from coast to coast by a forest of mature trees, giants by today's standards. Today less than one per cent of old-growth Acadian forest remains, and the World Wide Fund for Nature lists the Acadian Forest as endangered. Following the frequent large scale disturbances caused by settlement and timber harvesting, the Acadian forest is not growing back as it was, but is subject to borealization. This means that exposure-resistant species that are well adapted to the frequent large-scale disturbances common in the boreal forest are increasingly abundant. These include jack pine, balsam fir, black spruce, white birch, and poplar. Forest ecosystems support large carnivores such as the bobcat, Canada lynx, and black bear, and the large herbivores moose and white-tailed deer.
Fiddlehead greens are harvested from the Ostrich fern which grows on riverbanks. Furbish's lousewort, a perennial herb endemic to the shores of the upper Saint John River, is an endangered species threatened by habitat destruction, riverside development, forestry, littering and recreational use of the riverbank. Many wetlands are being disrupted by the highly invasive Introduced species purple loosestrife.
Geology
Bedrock types range from 1 billion to 200 million years old.
Much of the bedrock in the west and north derives from ocean deposits in the Ordovician that were subject to folding and igneous intrusion and that were eventually covered with lava during the Paleozoic, peaking during the Acadian orogeny.
During the Carboniferous period, about 340 million years ago, New Brunswick was in the Maritimes Basin, a sedimentary basin near the equator. Sediments, brought by rivers from surrounding highlands, accumulated there; after being compressed, they produced the Albert oil shales of southern New Brunswick. Eventually, sea water from the Panthalassic Ocean invaded the basin, forming the Windsor Sea. Once this receded, conglomerates, sandstones, and shales accumulated. The rust colour of these was caused by the oxidation of iron in the beds between wet and dry periods. Such late Carboniferous rock formed the Hopewell Rocks, which have been shaped by the extreme tidal range of the Bay of Fundy.
In the early Triassic, as Pangea drifted north it was rent apart, forming the rift valley that is the Bay of Fundy. Magma pushed up through the cracks, forming basalt columns on Grand Manan.
Topography
New Brunswick lies entirely within the Appalachian Mountain range. The rivers of New Brunswick drain into either the Gulf of Saint Lawrence to the east or the Bay of Fundy to the south. These watersheds include lands in Quebec and Maine.
New Brunswick and the rest of the Maritime Peninsula was covered by thick layers of ice during the last glacial period (the Wisconsinian glaciation). It cut U-shaped valleys in the Saint John and Nepisiguit River valleys and pushed granite boulders from the Miramichi highlands south and east, leaving them as erratics when the ice receded at the end of the Wisconsin glaciation, along with deposits such as the eskers between Woodstock and St George, which are today sources of sand and gravel.
Demographics
Population
The four Atlantic Provinces are Canada's least populated, with New Brunswick the third-least populous at 747,101 in 2016. The Atlantic provinces also have higher rural populations. New Brunswick was largely rural until 1951; since then, the rural-urban split has been roughly even. Population density in the Maritimes is above average among Canadian provinces, which reflects their small size and the fact that they do not possess large, unpopulated hinterlands, as do the other seven provinces and three territories.
New Brunswick's 107 municipalities cover of the province's land mass but are home to of its population. The three major urban areas are in the south of the province and are Greater Moncton, population 126,424, Greater Saint John, population 122,389, and Greater Fredericton, population 85,688.
Ethnicity and language
In the 2001 census, the most commonly reported ethnicities were British 40%, French Canadian and Acadian 31%, Irish 18%, other European 7%, First Nations 3%, Asian Canadian 2%. Each person could choose more than one ethnicity.
According to the Canadian Constitution, both English and French are the official languages of New Brunswick, making it the only officially bilingual province. Government and public services are available in both English and French.
For education, English-language and French-language systems serve the two linguistic communities at all levels.
Anglophone New Brunswickers make up roughly two-thirds of the population, while about one-third are Francophone. Recently there has been growth in the numbers of people reporting themselves as bilingual, with 34% reporting that they speak both English and French. This reflects a trend across Canada.
Religion
In the 2011 census, 84% of provincial residents reported themselves as Christian: 52% were Roman Catholic, 8% Baptist, 8% United Church of Canada, 7% Anglican and 9% other Christian. 15% percent of residents reported no religion.
Economy
As of October 2017, seasonally adjusted employment is 73,400 for the goods-producing sector and 280,900 for the services-producing sector. Those in the goods-producing industries are mostly employed in manufacturing or construction, while those in services work in social assistance, trades, and health care. A large portion of the economy is controlled by the Irving Group of Companies, which consists of the holdings of the family of K. C. Irving. The companies have significant holdings in agriculture, forestry, food processing, freight transport (including railways and trucking), media, oil, and shipbuilding.
The United States is the province's largest export market, accounting for 92% of a foreign trade valued in 2014 at almost $13 billion, with refined petroleum making up 63% of that, followed by seafood products, pulp, paper and sawmill products and non-metallic minerals (chiefly potash). The value of exports, mostly to the United States, was $1.6 billion in 2016. About half of that came from lobster. Other products include salmon, crab, and herring. In 2015, spending on non-resident tourism in New Brunswick was $441 million, which provided $87 million in tax revenue.
Primary sector
A large number of residents from New Brunswick are employed in the primary sector of industry. More than 13,000 New Brunswickers work in agriculture, shipping products worth over $1 billion, half of which is from crops, and half of that from potatoes, mostly in the Saint John River valley. McCain Foods is one of the world's largest manufacturers of frozen potato products. Other products include apples, cranberries, and maple syrup. New Brunswick was in 2015 the biggest producer of wild blueberries in Canada. The value of the livestock sector is about a quarter of a billion dollars, nearly half of which is dairy. Other sectors include poultry, fur, and goats, sheep, and pigs.
About 85 to 90% of New Brunswick is forested. Historically important, it accounted for more than 80% of exports in the mid-1800s. By the end of the 1800s the industry, and shipbuilding, were declining due to external economic factors. The 1920s saw the development of a pulp and paper industry. In the mid-1960s, forestry practices changed from the controlled harvests of a commodity to the cultivation of the forests. The industry employs nearly 12,000, generating revenues around $437 million.
Mining was historically unimportant in the province, but has grown since the 1950s. The province's GDP from the Mining and Quarrying industry in 2015 was $299.5 million. Mines in New Brunswick produce lead, zinc, copper, and potash.
Education
Public education elementary and secondary education in the province is administered by the provincial Department of Education and Early Childhood Development. New Brunswick has a parallel system of Anglophone and Francophone public schools. In the anglophone system, approximately 27 per cent of the students are enrolled in a French immersion programs.
The province also operates five public post-secondary institutions, including four public universities and one college. Four public universities operate campuses in New Brunswick, including the oldest English-language university in the country, the University of New Brunswick. Other English-language public universities include Mount Allison University and St. Thomas University. Université de Moncton is the province's only French-language university. All four universities offer undergraduate, and postgraduate education. Additionally, the Université de Moncton and the University of New Brunswick also provide professional programs.
Public colleges in the province are managed as a part of the New Brunswick Community College (NBCC) system, except for the New Brunswick College of Craft & Design, which has operated through the Department of Post-Secondary Education, Training and Labour since 1938. In addition to public institutions, the province is also home to several private vocational schools, such as the Moncton Flight College; and universities, the largest being Crandall University.
Government
Under Canadian federalism, power is divided between federal and provincial governments. Among areas under federal jurisdiction are citizenship, foreign affairs, national defence, fisheries, criminal law, indigenous policies, and many others. Provincial jurisdiction covers public lands, health, education, and local government, among other things. Jurisdiction is shared for immigration, pensions, agriculture, and welfare.
The parliamentary system of government is modelled on the British Westminster system. Forty-nine representatives, nearly always members of political parties, are elected to the Legislative Assembly of New Brunswick. The head of government is the Premier of New Brunswick, normally the leader of the party or coalition with the most seats in the legislative assembly. Governance is handled by the executive council (cabinet), with about 32 ministries. Ceremonial duties of the Monarchy in New Brunswick are mostly carried out by the Lieutenant Governor of New Brunswick.
Under amendments to the province's Legislative Assembly Act in 2007, a provincial election is held every four years. The two largest political parties are the New Brunswick Liberal Association and the Progressive Conservative Party of New Brunswick. Since the 2018 election, minor parties are the Green Party of New Brunswick and the People's Alliance of New Brunswick.
Judiciary
The Court of Appeal of New Brunswick is the highest provincial court. It hears appeals from:
The Court of Queen's Bench of New Brunswick: has jurisdiction over family law and major criminal and civil cases and is divided accordingly into two divisions: Family and Trial. It also hears administrative tribunals.
The Probate Court of New Brunswick: has jurisdiction over estates of deceased persons.
The Provincial Court of New Brunswick: nearly all cases involving the criminal code start here.
The system consists of eight Judicial Districts, loosely based on the counties. The Chief Justice of New Brunswick serves at the apex of this court structure.
Administrative divisions
Historically the province was divided into counties with elected governance, but this was abolished in 1966. While county governments have been abolished in New Brunswick, counties continue to be used as census divisions by Statistics Canada, and as an organizational unit, along with parishes, for registration of real-estate and its taxation. Counties continue to figure into the sense of identity of many New Brunwickers. Counties are further subdivided into 152 parishes, which also lost their political significance in 1966 but are still used as census subdivisions by Statistics Canada.
Ninety-two per cent of the land in the province, inhabited by about 35% of the population, is under provincial administration and has no local, elected representation. The 51% of the province that is Crown land is administered by the Department of Natural Resources and Energy Development.
Most of the province is administrated as a local service district (LSD), an unincorporated unit of local governance. As of 2017, there are 237 LSDs. Services, paid for by property taxes, include a variety of services such as fire protection, solid waste management, street lighting, and dog regulation. LSDs may elect advisory committees and work with the Department of Local Government to recommend how to spend locally collected taxes.
In 2006 there were three rural communities. This is a relatively new type of entity; to be created, it requires a population of 3,000 and a tax base of $200 million. In 2006 there were 101 municipalities.
Regional Service Commissions, which number 12, were introduced in 2013 to regulate regional planning and solid waste disposal, and provide a forum for discussion on a regional level of police and emergency services, climate change adaptation planning, and regional sport, recreational and cultural facilities. The commissions' administrative councils are populated by the mayors of each municipality or rural community within a region.
Provincial finances
In 2015, New Brunswick had the most poorly-performing economy of any Canadian province, with a per capita income of $28,000. The government has historically run at a large deficit. With about half of the population being rural, it is expensive for the government to provide education and health services, which account for 60 per cent of government expenditure. Thirty-six per cent of the provincial budget is covered by federal cash transfers.
The government has frequently attempted to create employment through subsidies, which has often failed to generate long-term economic prosperity and has resulted in bad debt, examples of which include Bricklin, Atcon, and the Marriott call centre in Fredericton.
According to a 2014 study by the Atlantic Institute for Market Studies, the large public debt is a very serious problem. Government revenues are shrinking because of a decline in federal transfer payments. Though expenditures are down (through government pension reform and a reduction in the number of public employees), they have increased relative to GDP, necessitating further measures to reduce debt in the future.
In the 2014–15 fiscal year, provincial debt reached $12.2 billion or 37.7 per cent of nominal GDP, an increase over the $10.1 billion recorded in 2011–12. The debt-to-GDP ratio is projected to fall to 36.7% in 2019–20.
Infrastructure
Energy
Publicly owned NB Power operates 13 of New Brunswick's generating stations, deriving power from fuel oil and diesel (1497 MW), hydro (889 MW), nuclear (660 MW), and coal (467 MW). There were 30 active natural gas production sites in 2012.
Transportation
The Department of Transportation and Infrastructure maintains government facilities and the province's highway network and ferries. The Trans-Canada Highway is not under federal jurisdiction, and traverses the province from Edmundston following the Saint John River Valley, through Fredericton, Moncton, and on to Nova Scotia and Prince Edward Island.
Rail
Via Rail's Ocean service, which connects Montreal to Halifax, is currently the oldest continuously operated passenger route in North America, with stops from west to east at Campbellton, Charlo, Jacquet River, Petit Rocher, Bathurst, Miramichi, Rogersville, Moncton, and Sackville.
Canadian National Railway operates freight services along the same route, as well as a subdivision from Moncton to Saint John. The New Brunswick Southern Railway, a division of J. D. Irving Limited, together with its sister company Eastern Maine Railway form a continuous main line connecting Saint John and Brownville Junction, Maine.
Culture
There are about 61 historic places in New Brunswick, including Fort Beauséjour, Kings Landing Historical Settlement and the Village Historique Acadien. Established in 1842, the New Brunswick Museum in Saint John was designated as the provincial museum of New Brunswick. The province is also home to a number of other museums in addition to the provincial museum.
Arts
New Brunswick is home to a number of individuals that work as musicians, in the performing arts, and/or the visual arts. Music of New Brunswick includes artists such as Henry Burr, Roch Voisine, Lenny Breau, and Édith Butler. Symphony New Brunswick, based in Saint John, tours extensively in the province. Symphony New Brunswick based in Saint John and the Atlantic Ballet Theatre of Canada (based in Moncton), tours nationally and internationally.
Theatre New Brunswick (based in Fredericton), tours plays around the province. Canadian playwright Norm Foster saw his early works premiere with Theatre New Brunswick. Other live theatre troops include the Théatre populaire d'Acadie in Caraquet, and Live Bait Theatre in Sackville. The refurbished Imperial and Capitol Theatres are found in Saint John and Moncton, respectively; the more modern Playhouse is in Fredericton.
Visual arts
Mount Allison University in Sackville began offering classes in 1854. The program came into its own under John A. Hammond, from 1893 to 1916. Alex Colville and Lawren Harris later studied and taught art there, and both Christopher Pratt and Mary Pratt were trained at Mount Allison. The university also opened an art gallery in 1895 and is named for its patron, John Owens of Saint John. The Owens Art Gallery at Mount Allison University is presently the oldest university-operated art gallery in Canada. Modern New Brunswick artists include landscape painter Jack Humphrey, sculptor Claude Roussel, and Miller Brittain. The province is also home to the Beaverbrook Art Gallery, which was designated as the provincial art gallery in 1994.
New Brunswick has four artist-run-centres; Connexion ARC located in Fredericton, Galerie Sans Nom Moncton, Struts Gallery in Sackville and Third Space Gallery in Saint John, and one artist-run printshop, Atelier d'estampe Imago Inc. located in Moncton.
Literature
Julia Catherine Beckwith, born in Fredericton, was Canada's first published novelist. Poet Bliss Carman and his cousin Charles G. D. Roberts were some of the first Canadians to achieve international fame for letters. Antonine Maillet was the first non-European winner of France's Prix Goncourt. Other modern writers include Alfred Bailey, Alden Nowlan, John Thompson, Douglas Lochhead, K. V. Johansen, David Adams Richards, and France Daigle. A recent New Brunswick Lieutenant-Governor, Herménégilde Chiasson, is a poet and playwright. The Fiddlehead, established in 1945 at University of New Brunswick, is Canada's oldest literary magazine.
Media
News
New Brunswick has four daily newspapers: the Times & Transcript, serving eastern New Brunswick; the Telegraph-Journal, based in Saint John and distributed province-wide; The Daily Gleaner, based in Fredericton; and L'Acadie Nouvelle, based in Caraquet. The three English-language dailies and the majority of the weeklies are owned and operated by Brunswick News—which is privately owned by James K. Irving. Due to its dominant position, critics have accused Brunswick News of being biased towards the Irving Group of Companies, noting its reluctance to publish stories that are critical of the group.
The Canadian Broadcasting Corporation has anglophone television and radio operations in Fredericton. Télévision de Radio-Canada is based in Moncton. CTV and Global also operate stations in New Brunswick, which operate largely as sub-feeds of their stations in Halifax as part of regional networks.
Radio
There are 34 radio stations licensed in New Brunswick, broadcasting in English or French.
See also
Outline of New Brunswick
Symbols of New Brunswick
References
External links
Official site of Tourism New Brunswick
1867 establishments in Canada
Former British colonies and protectorates in the Americas
Provinces of Canada
States and territories established in 1867
The Maritimes
Atlantic Canada
1784 establishments in the British Empire
French-speaking countries and territories
English-speaking countries and territories
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Nazi Germany, officially known as the German Reich from 1933 until 1943, and the Greater German Reich from 1943 to 1945, was the German state between 1933 and 1945, when Adolf Hitler and the Nazi Party controlled the country, transforming it into a dictatorship. Under Hitler's rule, Germany quickly became a totalitarian state where nearly all aspects of life were controlled by the government. The Third Reich, meaning "Third Realm" or "Third Empire", alluded to the Nazis' conceit that Nazi Germany was the successor to the earlier Holy Roman Empire (800–1806) and German Empire (1871–1918). The Third Reich, which Hitler and the Nazis referred to as the Thousand Year Reich, ended in May 1945 after just 12 years, when the Allies defeated Germany, ending World War II in Europe.
On 30 January 1933, Hitler was appointed chancellor of Germany, the head of government, by the president of the Weimar Republic, Paul von Hindenburg, the head of state. The Nazi Party then began to eliminate all political opposition and consolidate its power. Hindenburg died on 2 August 1934 and Hitler became dictator of Germany by merging the offices and powers of the chancellery and presidency. A national referendum held 19 August 1934 confirmed Hitler as sole Führer (leader) of Germany. All power was centralised in Hitler's person and his word became the highest law. The government was not a coordinated, co-operating body, but a collection of factions struggling for power and Hitler's favour. In the midst of the Great Depression, the Nazis restored economic stability and ended mass unemployment using heavy military spending and a mixed economy. Using deficit spending, the regime undertook a massive secret rearmament program, forming the Wehrmacht (armed forces), and constructed extensive public works projects, including the Autobahnen (motorways). The return to economic stability boosted the regime's popularity.
Racism, Nazi eugenics, and especially antisemitism, were central ideological features of the regime. The Germanic peoples were considered by the Nazis to be the master race, the purest branch of the Aryan race. Discrimination and the persecution of Jews and Romani people began in earnest after the seizure of power. The first concentration camps were established in March 1933. Jews and others deemed undesirable were imprisoned, and liberals, socialists, and communists were murdered, imprisoned, or exiled. Christian churches and citizens that opposed Hitler's rule were oppressed and many leaders imprisoned. Education focused on racial biology, population policy, and fitness for military service. Career and educational opportunities for women were curtailed. Recreation and tourism were organised via the Strength Through Joy program, and the 1936 Summer Olympics showcased Germany on the international stage. Propaganda Minister Joseph Goebbels made effective use of film, mass rallies, and Hitler's hypnotic oratory to influence public opinion. The government controlled artistic expression, promoting specific art forms and banning or discouraging others.
From the latter half of the 1930s, Nazi Germany made increasingly aggressive territorial demands, threatening war if these were not met. The Saarland voted by plebiscite to rejoin Germany in 1935, and in 1936 Hitler sent troops into the Rhineland, which had been de-militarized after World War I. Germany seized Austria in the Anschluss of 1938, and demanded and received the Sudetenland region of Czechoslovakia in that same year. In March 1939, the Slovak state was proclaimed and became a client state of Germany, and the German Protectorate of Bohemia and Moravia was established on the remainder of the occupied Czech Lands. Shortly after, Germany pressured Lithuania into ceding the Memel Territory. Germany signed a non-aggression pact with the Soviet Union and invaded Poland on 1 September 1939, launching World War II in Europe. By early 1941, Germany and its European allies in the Axis powers controlled much of Europe. Extended offices of the Reichskommissariat took control of Nazi-conquered areas and a German administration was established in the remainder of Poland. Germany exploited the raw materials and labour of both its occupied territories and its allies.
Genocide, mass murder, and large-scale forced labour became hallmarks of the regime. Starting in 1939, hundreds of thousands of German citizens with mental or physical disabilities were murdered in hospitals and asylums. Einsatzgruppen paramilitary death squads accompanied the German armed forces inside the occupied territories and conducted the genocide of millions of Jews and other Holocaust victims. After 1941, millions of others were imprisoned, worked to death, or murdered in Nazi concentration camps and extermination camps. This genocide is known as the Holocaust.
While the German invasion of the Soviet Union in 1941 was initially successful, the Soviet resurgence and entry of the United States into the war meant that the Wehrmacht lost the initiative on the Eastern Front in 1943 and by late 1944 had been pushed back to the pre-1939 border. Large-scale aerial bombing of Germany escalated in 1944 and the Axis powers were driven back in Eastern and Southern Europe. After the Allied invasion of France, Germany was conquered by the Soviet Union from the east and the other Allies from the west, and capitulated in May 1945. Hitler's refusal to admit defeat led to massive destruction of German infrastructure and additional war-related deaths in the closing months of the war. The victorious Allies initiated a policy of denazification and put many of the surviving Nazi leadership on trial for war crimes at the Nuremberg trials.
Name
Common English terms for the German state in the Nazi era are "Nazi Germany" and the "Third Reich", which Hitler and the Nazis also referred to as the "Thousand Year Reich" (Tausendjähriges Reich). The latter, a translation of the Nazi propaganda term Drittes Reich, was first used in Das Dritte Reich, a 1923 book by Arthur Moeller van den Bruck. The book counted the Holy Roman Empire (962–1806) as the first Reich and the German Empire (1871–1918) as the second.
Background
Germany was known as the Weimar Republic during the years 1919 to 1933. It was a republic with a semi-presidential system. The Weimar Republic faced numerous problems, including hyperinflation, political extremism (including violence from left- and right-wing paramilitaries), contentious relationships with the Allied victors of World War I, and a series of failed attempts at coalition government by divided political parties. Severe setbacks to the German economy began after World War I ended, partly because of reparations payments required under the 1919 Treaty of Versailles. The government printed money to make the payments and to repay the country's war debt, but the resulting hyperinflation led to inflated prices for consumer goods, economic chaos, and food riots. When the government defaulted on their reparations payments in January 1923, French troops occupied German industrial areas along the Ruhr and widespread civil unrest followed.
The National Socialist German Workers' Party (Nationalsozialistische Deutsche Arbeiterpartei), commonly known as the Nazi Party, was founded in 1920. It was the renamed successor of the German Workers' Party (DAP) formed one year earlier, and one of several far-right political parties then active in Germany. The Nazi Party platform included destruction of the Weimar Republic, rejection of the terms of the Treaty of Versailles, radical antisemitism, and anti-Bolshevism. They promised a strong central government, increased Lebensraum ("living space") for Germanic peoples, formation of a national community based on race, and racial cleansing via the active suppression of Jews, who would be stripped of their citizenship and civil rights. The Nazis proposed national and cultural renewal based upon the Völkisch movement. The party, especially its paramilitary organisation Sturmabteilung (SA; Storm Detachment), or Brownshirts, used physical violence to advance their political position, disrupting the meetings of rival organisations and attacking their members as well as Jewish people on the streets. Such far-right armed groups were common in Bavaria, and were tolerated by the sympathetic far-right state government of Gustav Ritter von Kahr.
When the stock market in the United States crashed on 24 October 1929, the effect in Germany was dire. Millions were thrown out of work and several major banks collapsed. Hitler and the Nazis prepared to take advantage of the emergency to gain support for their party. They promised to strengthen the economy and provide jobs. Many voters decided the Nazi Party was capable of restoring order, quelling civil unrest, and improving Germany's international reputation. After the federal election of 1932, the party was the largest in the Reichstag, holding 230 seats with 37.4 per cent of the popular vote.
History
Nazi seizure of power
Although the Nazis won the greatest share of the popular vote in the two Reichstag general elections of 1932, they did not have a majority. Hitler therefore led a short-lived coalition government formed with the German National People's Party. Under pressure from politicians, industrialists, and the business community, President Paul von Hindenburg appointed Hitler as Chancellor of Germany on 30 January 1933. This event is known as the Machtergreifung ("seizure of power").
On the night of 27 February 1933, the Reichstag building was set afire. Marinus van der Lubbe, a Dutch communist, was found guilty of starting the blaze. Hitler proclaimed that the arson marked the start of a communist uprising. The Reichstag Fire Decree, imposed on 28 February 1933, rescinded most civil liberties, including rights of assembly and freedom of the press. The decree also allowed the police to detain people indefinitely without charges. The legislation was accompanied by a propaganda campaign that led to public support for the measure. Violent suppression of communists by the SA was undertaken nationwide and 4,000 members of the Communist Party of Germany were arrested.
In March 1933, the Enabling Act, an amendment to the Weimar Constitution, passed in the Reichstag by a vote of 444 to 94. This amendment allowed Hitler and his cabinet to pass laws—even laws that violated the constitution—without the consent of the president or the Reichstag. As the bill required a two-thirds majority to pass, the Nazis used intimidation tactics as well as the provisions of the Reichstag Fire Decree to keep several Social Democratic deputies from attending, and the Communists had already been banned. On 10 May, the government seized the assets of the Social Democrats, and they were banned on 22 June. On 21 June, the SA raided the offices of the German National People's Party – their former coalition partners – which then disbanded on 29 June. The remaining major political parties followed suit. On 14 July 1933 Germany became a one-party state with the passage of a law decreeing the Nazi Party to be the sole legal party in Germany. The founding of new parties was also made illegal, and all remaining political parties which had not already been dissolved were banned. The Enabling Act would subsequently serve as the legal foundation for the dictatorship the Nazis established. Further elections in November 1933, 1936, and 1938 were Nazi-controlled, with only members of the Party and a small number of independents elected.
Nazification of Germany
The Hitler cabinet used the terms of the Reichstag Fire Decree and later the Enabling Act to initiate the process of Gleichschaltung ("co-ordination"), which brought all aspects of life under party control. Individual states not controlled by elected Nazi governments or Nazi-led coalitions were forced to agree to the appointment of Reich Commissars to bring the states in line with the policies of the central government. These Commissars had the power to appoint and remove local governments, state parliaments, officials, and judges. In this way Germany became a de facto unitary state, with all state governments controlled by the central government under the Nazis. The state parliaments and the Reichsrat (federal upper house) were abolished in January 1934, with all state powers being transferred to the central government.
All civilian organisations, including agricultural groups, volunteer organisations, and sports clubs, had their leadership replaced with Nazi sympathisers or party members; these civic organisations either merged with the Nazi Party or faced dissolution. The Nazi government declared a "Day of National Labor" for May Day 1933, and invited many trade union delegates to Berlin for celebrations. The day after, SA stormtroopers demolished union offices around the country; all trade unions were forced to dissolve and their leaders were arrested. The Law for the Restoration of the Professional Civil Service, passed in April, removed from their jobs all teachers, professors, judges, magistrates, and government officials who were Jewish or whose commitment to the party was suspect. This meant the only non-political institutions not under control of the Nazis were the churches.
The Nazi regime abolished the symbols of the Weimar Republic—including the black, red, and gold tricolour flag—and adopted reworked symbolism. The previous imperial black, white, and red tricolour was restored as one of Germany's two official flags; the second was the swastika flag of the Nazi Party, which became the sole national flag in 1935. The Party anthem "Horst-Wessel-Lied" ("Horst Wessel Song") became a second national anthem.
Germany was still in a dire economic situation, as six million people were unemployed and the balance of trade deficit was daunting. Using deficit spending, public works projects were undertaken beginning in 1934, creating 1.7 million new jobs by the end of that year alone. Average wages began to rise.
Consolidation of power
The SA leadership continued to apply pressure for greater political and military power. In response, Hitler used the Schutzstaffel (SS) and Gestapo to purge the entire SA leadership. Hitler targeted SA Stabschef (Chief of Staff) Ernst Röhm and other SA leaders who—along with a number of Hitler's political adversaries (such as Gregor Strasser and former chancellor Kurt von Schleicher)—were arrested and shot. Up to 200 people were killed from 30 June to 2 July 1934 in an event that became known as the Night of the Long Knives.
On 2 August 1934, Hindenburg died. The previous day, the cabinet had enacted the "Law Concerning the Highest State Office of the Reich", which stated that upon Hindenburg's death the office of president would be abolished and its powers merged with those of the chancellor. Hitler thus became head of state as well as head of government and was formally named as Führer und Reichskanzler ("Leader and Chancellor"), although eventually Reichskanzler was dropped. Germany was now a totalitarian state with Hitler at its head. As head of state, Hitler became Supreme Commander of the armed forces. The new law provided an altered loyalty oath for servicemen so that they affirmed loyalty to Hitler personally rather than the office of supreme commander or the state. On 19 August, the merger of the presidency with the chancellorship was approved by 90 per cent of the electorate in a plebiscite.
Most Germans were relieved that the conflicts and street fighting of the Weimar era had ended. They were deluged with propaganda orchestrated by Minister of Public Enlightenment and Propaganda Joseph Goebbels, who promised peace and plenty for all in a united, Marxist-free country without the constraints of the Versailles Treaty. The Nazi Party obtained and legitimised power through its initial revolutionary activities, then through manipulation of legal mechanisms, the use of police powers, and by taking control of the state and federal institutions. The first major Nazi concentration camp, initially for political prisoners, was opened at Dachau in 1933. Hundreds of camps of varying size and function were created by the end of the war.
Beginning in April 1933, scores of measures defining the status of Jews and their rights were instituted. These measures culminated in the establishment of the Nuremberg Laws of 1935, which stripped them of their basic rights. The Nazis would take from the Jews their wealth, their right to intermarry with non-Jews, and their right to occupy many fields of labour (such as law, medicine, or education). Eventually the Nazis declared the Jews as undesirable to remain among German citizens and society.
Military build-up
In the early years of the regime, Germany was without allies, and its military was drastically weakened by the Versailles Treaty. France, Poland, Italy, and the Soviet Union each had reasons to object to Hitler's rise to power. Poland suggested to France that the two nations engage in a preventive war against Germany in March 1933. Fascist Italy objected to German claims in the Balkans and on Austria, which Benito Mussolini considered to be in Italy's sphere of influence.
As early as February 1933, Hitler announced that rearmament must begin, albeit clandestinely at first, as to do so was in violation of the Versailles Treaty. On 17 May 1933, Hitler gave a speech before the Reichstag outlining his desire for world peace and accepted an offer from American President Franklin D. Roosevelt for military disarmament, provided the other nations of Europe did the same. When the other European powers failed to accept this offer, Hitler pulled Germany out of the World Disarmament Conference and the League of Nations in October, claiming its disarmament clauses were unfair if they applied only to Germany. In a referendum held in November, 95 per cent of voters supported Germany's withdrawal.
In 1934, Hitler told his military leaders that a war in the east should begin in 1942. The Saarland, which had been placed under League of Nations supervision for 15 years at the end of World War I, voted in January 1935 to become part of Germany. In March 1935, Hitler announced the creation of an air force, and that the Reichswehr would be increased to 550,000 men. Britain agreed to Germany building a naval fleet with the signing of the Anglo-German Naval Agreement on 18 June 1935.
When the Italian invasion of Ethiopia led to only mild protests by the British and French governments, on 7 March 1936 Hitler used the Franco-Soviet Treaty of Mutual Assistance as a pretext to order the army to march 3,000 troops into the demilitarised zone in the Rhineland in violation of the Versailles Treaty. As the territory was part of Germany, the British and French governments did not feel that attempting to enforce the treaty was worth the risk of war. In the one-party election held on 29 March, the Nazis received 98.9 per cent support. In 1936, Hitler signed an Anti-Comintern Pact with Japan and a non-aggression agreement with Mussolini, who was soon referring to a "Rome-Berlin Axis".
Hitler sent military supplies and assistance to the Nationalist forces of General Francisco Franco in the Spanish Civil War, which began in July 1936. The German Condor Legion included a range of aircraft and their crews, as well as a tank contingent. The aircraft of the Legion destroyed the city of Guernica in 1937. The Nationalists were victorious in 1939 and became an informal ally of Nazi Germany.
Austria and Czechoslovakia
In February 1938, Hitler emphasised to Austrian Chancellor Kurt Schuschnigg the need for Germany to secure its frontiers. Schuschnigg scheduled a plebiscite regarding Austrian independence for 13 March, but Hitler sent an ultimatum to Schuschnigg on 11 March demanding that he hand over all power to the Austrian Nazi Party or face an invasion. German troops entered Austria the next day, to be greeted with enthusiasm by the populace.
The Republic of Czechoslovakia was home to a substantial minority of Germans, who lived mostly in the Sudetenland. Under pressure from separatist groups within the Sudeten German Party, the Czechoslovak government offered economic concessions to the region. Hitler decided not just to incorporate the Sudetenland into the Reich, but to destroy the country of Czechoslovakia entirely. The Nazis undertook a propaganda campaign to try to generate support for an invasion. Top German military leaders opposed the plan, as Germany was not yet ready for war.
The crisis led to war preparations by Britain, Czechoslovakia, and France (Czechoslovakia's ally). Attempting to avoid war, British Prime Minister Neville Chamberlain arranged a series of meetings, the result of which was the Munich Agreement, signed on 29 September 1938. The Czechoslovak government was forced to accept the Sudetenland's annexation into Germany. Chamberlain was greeted with cheers when he landed in London, saying the agreement brought "peace for our time". In addition to the German annexation, Poland seized a narrow strip of land near Cieszyn on 2 October, while as a consequence of the Munich Agreement, Hungary demanded and received along their northern border in the First Vienna Award on 2 November. Following negotiations with President Emil Hácha, Hitler seized the rest of the Czech half of the country on 15 March 1939 and created the Protectorate of Bohemia and Moravia, one day after the proclamation of the Slovak Republic in the Slovak half. Also on 15 March, Hungary occupied and annexed the recently proclaimed and unrecognised Carpatho-Ukraine and an additional sliver of land disputed with Slovakia.
Austrian and Czech foreign exchange reserves were seized by the Nazis, as were stockpiles of raw materials such as metals and completed goods such as weaponry and aircraft, which were shipped to Germany. The Reichswerke Hermann Göring industrial conglomerate took control of steel and coal production facilities in both countries.
Poland
In January 1934, Germany signed a non-aggression pact with Poland. In March 1939, Hitler demanded the return of the Free City of Danzig and the Polish Corridor, a strip of land that separated East Prussia from the rest of Germany. The British announced they would come to the aid of Poland if it was attacked. Hitler, believing the British would not actually take action, ordered an invasion plan should be readied for September 1939. On 23 May, Hitler described to his generals his overall plan of not only seizing the Polish Corridor but greatly expanding German territory eastward at the expense of Poland. He expected this time they would be met by force.
The Germans reaffirmed their alliance with Italy and signed non-aggression pacts with Denmark, Estonia, and Latvia whilst trade links were formalised with Romania, Norway, and Sweden. Foreign Minister Joachim von Ribbentrop arranged in negotiations with the Soviet Union a non-aggression pact, the Molotov–Ribbentrop Pact, signed in August 1939. The treaty also contained secret protocols dividing Poland and the Baltic states into German and Soviet spheres of influence.
World War II
Foreign policy
Germany's wartime foreign policy involved the creation of allied governments controlled directly or indirectly from Berlin. They intended to obtain soldiers from allies such as Italy and Hungary and workers and food supplies from allies such as Vichy France. Hungary was the fourth nation to join the Axis, signing the Tripartite Pact on 27 September 1940. Bulgaria signed the pact on 17 November. German efforts to secure oil included negotiating a supply from their new ally, Romania, who signed the Pact on 23 November, alongside the Slovak Republic. By late 1942, there were 24 divisions from Romania on the Eastern Front, 10 from Italy, and 10 from Hungary. Germany assumed full control in France in 1942, Italy in 1943, and Hungary in 1944. Although Japan was a powerful ally, the relationship was distant, with little co-ordination or co-operation. For example, Germany refused to share their formula for synthetic oil from coal until late in the war.
Outbreak of war
Germany invaded Poland and captured the Free City of Danzig on 1 September 1939, beginning World War II in Europe. Honouring their treaty obligations, Britain and France declared war on Germany two days later. Poland fell quickly, as the Soviet Union attacked from the east on 17 September. Reinhard Heydrich, chief of the Sicherheitspolizei (SiPo; Security Police) and Sicherheitsdienst (SD; Security Service), ordered on 21 September that Polish Jews should be rounded up and concentrated into cities with good rail links. Initially the intention was to deport them further east, or possibly to Madagascar. Using lists prepared in advance, some 65,000 Polish intelligentsia, noblemen, clergy, and teachers were murdered by the end of 1939 in an attempt to destroy Poland's identity as a nation. Soviet forces advanced into Finland in the Winter War, and German forces saw action at sea. But little other activity occurred until May, so the period became known as the "Phoney War".
From the start of the war, a British blockade on shipments to Germany affected its economy. Germany was particularly dependent on foreign supplies of oil, coal, and grain. Thanks to trade embargoes and the blockade, imports into Germany declined by 80 per cent. To safeguard Swedish iron ore shipments to Germany, Hitler ordered the invasion of Denmark and Norway, which began on 9 April. Denmark fell after less than a day, while most of Norway followed by the end of the month. By early June, Germany occupied all of Norway.
Conquest of Europe
Against the advice of many of his senior military officers, in May 1940 Hitler ordered an attack on France and the Low Countries. They quickly conquered Luxembourg and the Netherlands and outmanoeuvred the Allies in Belgium, forcing the evacuation of many British and French troops at Dunkirk. France fell as well, surrendering to Germany on 22 June. The victory in France resulted in an upswing in Hitler's popularity and an upsurge in war fever in Germany.
In violation of the provisions of the Hague Convention, industrial firms in the Netherlands, France, and Belgium were put to work producing war materiel for Germany.
The Nazis seized from the French thousands of locomotives and rolling stock, stockpiles of weapons, and raw materials such as copper, tin, oil, and nickel. Payments for occupation costs were levied upon France, Belgium, and Norway. Barriers to trade led to hoarding, black markets, and uncertainty about the future. Food supplies were precarious; production dropped in most of Europe. Famine was experienced in many occupied countries.
Hitler's peace overtures to the new British Prime Minister Winston Churchill were rejected in July 1940. Grand Admiral Erich Raeder had advised Hitler in June that air superiority was a pre-condition for a successful invasion of Britain, so Hitler ordered a series of aerial attacks on Royal Air Force (RAF) airbases and radar stations, as well as nightly air raids on British cities, including London, Plymouth, and Coventry. The German Luftwaffe failed to defeat the RAF in what became known as the Battle of Britain, and by the end of October, Hitler realised that air superiority would not be achieved. He permanently postponed the invasion, a plan which the commanders of the German army had never taken entirely seriously. Several historians, including Andrew Gordon, believe the primary reason for the failure of the invasion plan was the superiority of the Royal Navy, not the actions of the RAF.
In February 1941, the German Afrika Korps arrived in Libya to aid the Italians in the North African Campaign. On 6 April, Germany launched an invasion of Yugoslavia and Greece. All of Yugoslavia and parts of Greece were subsequently divided between Germany, Hungary, Italy, and Bulgaria.
Invasion of the Soviet Union
On 22 June 1941, contravening the Molotov–Ribbentrop Pact, about 3.8 million Axis troops attacked the Soviet Union. In addition to Hitler's stated purpose of acquiring Lebensraum, this large-scale offensive—codenamed Operation Barbarossa—was intended to destroy the Soviet Union and seize its natural resources for subsequent aggression against the Western powers. The reaction among Germans was one of surprise and trepidation as many were concerned about how much longer the war would continue or suspected that Germany could not win a war fought on two fronts.
The invasion conquered a huge area, including the Baltic states, Belarus, and west Ukraine. After the successful Battle of Smolensk in September 1941, Hitler ordered Army Group Centre to halt its advance to Moscow and temporarily divert its Panzer groups to aid in the encirclement of Leningrad and Kyiv. This pause provided the Red Army with an opportunity to mobilise fresh reserves. The Moscow offensive, which resumed in October 1941, ended disastrously in December. On 7 December 1941, Japan attacked Pearl Harbor, Hawaii. Four days later, Germany declared war on the United States.
Food was in short supply in the conquered areas of the Soviet Union and Poland, as the retreating armies had burned the crops in some areas, and much of the remainder was sent back to the Reich. In Germany, rations were cut in 1942. In his role as Plenipotentiary of the Four Year Plan, Hermann Göring demanded increased shipments of grain from France and fish from Norway. The 1942 harvest was good, and food supplies remained adequate in Western Europe.
Germany and Europe as a whole were almost totally dependent on foreign oil imports. In an attempt to resolve the shortage, in June 1942 Germany launched Fall Blau ("Case Blue"), an offensive against the Caucasian oilfields. The Red Army launched a counter-offensive on 19 November and encircled the Axis forces, who were trapped in Stalingrad on 23 November. Göring assured Hitler that the 6th Army could be supplied by air, but this turned out to be infeasible. Hitler's refusal to allow a retreat led to the deaths of 200,000 German and Romanian soldiers; of the 91,000 men who surrendered in the city on 31 January 1943, only 6,000 survivors returned to Germany after the war.
Turning point and collapse
Losses continued to mount after Stalingrad, leading to a sharp reduction in the popularity of the Nazi Party and deteriorating morale. Soviet forces continued to push westward after the failed German offensive at the Battle of Kursk in the summer of 1943. By the end of 1943, the Germans had lost most of their eastern territorial gains. In Egypt, Field Marshal Erwin Rommel's Afrika Korps were defeated by British forces under Field Marshal Bernard Montgomery in October 1942. The Allies landed in Sicily in July 1943 and in Italy in September. Meanwhile, American and British bomber fleets based in Britain began operations against Germany. Many sorties were intentionally given civilian targets in an effort to destroy German morale. The bombing of aircraft factories as well as Peenemünde Army Research Center, where V-1 and V-2 rockets were being developed and produced, were also deemed particularly important. German aircraft production could not keep pace with losses, and without air cover the Allied bombing campaign became even more devastating. By targeting oil refineries and factories, they crippled the German war effort by late 1944.
On 6 June 1944, American, British, and Canadian forces established a front in France with the D-Day landings in Normandy. On 20 July 1944, Hitler survived an assassination attempt. He ordered brutal reprisals, resulting in 7,000 arrests and the execution of more than 4,900 people. The failed Ardennes Offensive (16 December 1944 – 25 January 1945) was the last major German offensive on the western front, and Soviet forces entered Germany on 27 January. Hitler's refusal to admit defeat and his insistence that the war be fought to the last man led to unnecessary death and destruction in the war's closing months. Through his Justice Minister Otto Georg Thierack, Hitler ordered that anyone who was not prepared to fight should be court-martialed, and thousands of people were executed. In many areas, people surrendered to the approaching Allies in spite of exhortations of local leaders to continue to fight. Hitler ordered the destruction of transport, bridges, industries, and other infrastructure—a scorched earth decree—but Armaments Minister Albert Speer prevented this order from being fully carried out.
During the Battle of Berlin (16 April 1945 – 2 May 1945), Hitler and his staff lived in the underground Führerbunker while the Red Army approached. On 30 April, when Soviet troops were within two blocks of the Reich Chancellery, Hitler, along with his girlfriend and by then wife Eva Braun committed suicide. On 2 May, General Helmuth Weidling unconditionally surrendered Berlin to Soviet General Vasily Chuikov. Hitler was succeeded by Grand Admiral Karl Dönitz as Reich President and Goebbels as Reich Chancellor. Goebbels and his wife Magda committed suicide the next day after murdering their six children. Between 4 and 8 May 1945, most of the remaining German armed forces unconditionally surrendered. The German Instrument of Surrender was signed 8 May, marking the end of the Nazi regime and the end of World War II in Europe.
Popular support for Hitler almost completely disappeared as the war drew to a close. Suicide rates in Germany increased, particularly in areas where the Red Army was advancing. Among soldiers and party personnel, suicide was often deemed an honourable and heroic alternative to surrender. First-hand accounts and propaganda about the uncivilised behaviour of the advancing Soviet troops caused panic among civilians on the Eastern Front, especially women, who feared being raped. More than a thousand people (out of a population of around 16,000) committed suicide in Demmin on and around 1 May 1945 as the 65th Army of 2nd Belorussian Front first broke into a distillery and then rampaged through the town, committing mass rapes, arbitrarily executing civilians, and setting fire to buildings. High numbers of suicides took place in many other locations, including Neubrandenburg (600 dead), Stolp in Pommern (1,000 dead), and Berlin, where at least 7,057 people committed suicide in 1945.
German casualties
Estimates of the total German war dead range from 5.5 to 6.9 million persons. A study by German historian Rüdiger Overmans puts the number of German military dead and missing at 5.3 million, including 900,000 men conscripted from outside of Germany's 1937 borders. Richard Overy estimated in 2014 that about 353,000 civilians were killed in Allied air raids. Other civilian deaths include 300,000 Germans (including Jews) who were victims of Nazi political, racial, and religious persecution and 200,000 who were murdered in the Nazi euthanasia program. Political courts called Sondergerichte sentenced some 12,000 members of the German resistance to death, and civil courts sentenced an additional 40,000 Germans. Mass rapes of German women also took place.
Geography
Territorial changes
As a result of their defeat in World War I and the resulting Treaty of Versailles, Germany lost Alsace-Lorraine, Northern Schleswig, and Memel. The Saarland became a protectorate of France under the condition that its residents would later decide by referendum which country to join, and Poland became a separate nation and was given access to the sea by the creation of the Polish Corridor, which separated Prussia from the rest of Germany, while Danzig was made a free city.
Germany regained control of the Saarland through a referendum held in 1935 and annexed Austria in the Anschluss of 1938. The Munich Agreement of 1938 gave Germany control of the Sudetenland, and they seized the remainder of Czechoslovakia six months later. Under threat of invasion by sea, Lithuania surrendered the Memel district in March 1939.
Between 1939 and 1941, German forces invaded Poland, Denmark, Norway, France, Luxembourg, the Netherlands, Belgium, Yugoslavia, Greece, and the Soviet Union. Germany annexed parts of northern Yugoslavia in April 1941, while Mussolini ceded Trieste, South Tyrol, and Istria to Germany in 1943.
Occupied territories
Some of the conquered territories were incorporated into Germany as part of Hitler's long-term goal of creating a Greater Germanic Reich. Several areas, such as Alsace-Lorraine, were placed under the authority of an adjacent Gau (regional district). The Reichskommissariate (Reich Commissariats), quasi-colonial regimes, were established in some occupied countries. Areas placed under German administration included the Protectorate of Bohemia and Moravia, Reichskommissariat Ostland (encompassing the Baltic states and Belarus), and Reichskommissariat Ukraine. Conquered areas of Belgium and France were placed under control of the Military Administration in Belgium and Northern France. Belgian Eupen-Malmedy, which had been part of Germany until 1919, was annexed. Part of Poland was incorporated into the Reich, and the General Government was established in occupied central Poland. The governments of Denmark, Norway (Reichskommissariat Norwegen), and the Netherlands (Reichskommissariat Niederlande) were placed under civilian administrations staffed largely by natives. Hitler intended to eventually incorporate many of these areas into the Reich. Germany occupied the Italian protectorate of Albania and the Italian governorate of Montenegro in 1943 and installed a puppet government in occupied Serbia in 1941.
Politics
Ideology
The Nazis were a far-right fascist political party which arose during the social and financial upheavals that occurred following the end of World War I. The Party remained small and marginalised, receiving 2.6% of the federal vote in 1928, prior to the onset of the Great Depression in 1929. By 1930 the Party won 18.3% of the federal vote, making it the Reichstag's second largest political party. While in prison after the failed Beer Hall Putsch of 1923, Hitler wrote Mein Kampf, which laid out his plan for transforming German society into one based on race. Nazi ideology brought together elements of antisemitism, racial hygiene, and eugenics, and combined them with pan-Germanism and territorial expansionism with the goal of obtaining more Lebensraum for the Germanic people. The regime attempted to obtain this new territory by attacking Poland and the Soviet Union, intending to deport or murder the Jews and Slavs living there, who were viewed as being inferior to the Aryan master race and part of a Jewish-Bolshevik conspiracy. The Nazi regime believed that only Germany could defeat the forces of Bolshevism and save humanity from world domination by International Jewry. Other people deemed life unworthy of life by the Nazis included the mentally and physically disabled, Romani people, homosexuals, Jehovah's Witnesses, and social misfits.
Influenced by the Völkisch movement, the regime was against cultural modernism and supported the development of an extensive military at the expense of intellectualism. Creativity and art were stifled, except where they could serve as propaganda media. The party used symbols such as the Blood Flag and rituals such as the Nazi Party rallies to foster unity and bolster the regime's popularity.
Government
Hitler ruled Germany autocratically by asserting the Führerprinzip ("leader principle"), which called for absolute obedience by all subordinates. He viewed the government structure as a pyramid, with himself—the infallible leader—at the apex. Party rank was not determined by elections, and positions were filled through appointment by those of higher rank. The party used propaganda to develop a cult of personality around Hitler. Historians such as Kershaw emphasise the psychological impact of Hitler's skill as an orator. Roger Gill states: "His moving speeches captured the minds and hearts of a vast number of the German people: he virtually hypnotized his audiences".
While top officials reported to Hitler and followed his policies, they had considerable autonomy. He expected officials to "work towards the Führer" – to take the initiative in promoting policies and actions in line with party goals and Hitler's wishes, without his involvement in day-to-day decision-making. The government was a disorganised collection of factions led by the party elite, who struggled to amass power and gain the Führer's favour. Hitler's leadership style was to give contradictory orders to his subordinates and to place them in positions where their duties and responsibilities overlapped. In this way he fostered distrust, competition, and infighting among his subordinates to consolidate and maximise his own power.
Successive Reichsstatthalter decrees between 1933 and 1935 abolished the existing Länder (constituent states) of Germany and replaced them with new administrative divisions, the Gaue, governed by Nazi leaders (Gauleiters). The change was never fully implemented, as the Länder were still used as administrative divisions for some government departments such as education. This led to a bureaucratic tangle of overlapping jurisdictions and responsibilities typical of the administrative style of the Nazi regime.
Jewish civil servants lost their jobs in 1933, except for those who had seen military service in World War I. Members of the Party or party supporters were appointed in their place. As part of the process of Gleichschaltung, the Reich Local Government Law of 1935 abolished local elections, and mayors were appointed by the Ministry of the Interior.
Law
In August 1934, civil servants and members of the military were required to swear an oath of unconditional obedience to Hitler. These laws became the basis of the Führerprinzip, the concept that Hitler's word overrode all existing laws. Any acts that were sanctioned by Hitler—even murder—thus became legal. All legislation proposed by cabinet ministers had to be approved by the office of Deputy Führer Rudolf Hess, who could also veto top civil service appointments.
Most of the judicial system and legal codes of the Weimar Republic remained in place to deal with non-political crimes. The courts issued and carried out far more death sentences than before the Nazis took power. People who were convicted of three or more offences—even petty ones—could be deemed habitual offenders and jailed indefinitely. People such as prostitutes and pickpockets were judged to be inherently criminal and a threat to the community. Thousands were arrested and confined indefinitely without trial.
A new type of court, the Volksgerichtshof ("People's Court"), was established in 1934 to deal with political cases. This court handed out over 5,000 death sentences until its dissolution in 1945. The death penalty could be issued for offences such as being a communist, printing seditious leaflets, or even making jokes about Hitler or other officials. The Gestapo was in charge of investigative policing to enforce Nazi ideology as they located and confined political offenders, Jews, and others deemed undesirable. Political offenders who were released from prison were often immediately re-arrested by the Gestapo and confined in a concentration camp.
The Nazis used propaganda to promulgate the concept of Rassenschande ("race defilement") to justify the need for racial laws. In September 1935, the Nuremberg Laws were enacted. These laws initially prohibited sexual relations and marriages between Aryans and Jews and were later extended to include "Gypsies, Negroes or their bastard offspring". The law also forbade the employment of German women under the age of 45 as domestic servants in Jewish households. The Reich Citizenship Law stated that only those of "German or related blood" could be citizens. Thus Jews and other non-Aryans were stripped of their German citizenship. The law also permitted the Nazis to deny citizenship to anyone who was not supportive enough of the regime. A supplementary decree issued in November defined as Jewish anyone with three Jewish grandparents, or two grandparents if the Jewish faith was followed.
Military and paramilitary
Wehrmacht
The unified armed forces of Germany from 1935 to 1945 were called the Wehrmacht (defence force). This included the Heer (army), Kriegsmarine (navy), and the Luftwaffe (air force). From 2 August 1934, members of the armed forces were required to pledge an oath of unconditional obedience to Hitler personally. In contrast to the previous oath, which required allegiance to the constitution of the country and its lawful establishments, this new oath required members of the military to obey Hitler even if they were being ordered to do something illegal. Hitler decreed that the army would have to tolerate and even offer logistical support to the Einsatzgruppen—the mobile death squads responsible for millions of murders in Eastern Europe—when it was tactically possible to do so. Wehrmacht troops also participated directly in the Holocaust by shooting civilians or committing genocide under the guise of anti-partisan operations. The party line was that the Jews were the instigators of the partisan struggle and therefore needed to be eliminated. On 8 July 1941, Heydrich announced that all Jews in the eastern conquered territories were to be regarded as partisans and gave the order for all male Jews between the ages of 15 and 45 to be shot. By August, this was extended to include the entire Jewish population.
In spite of efforts to prepare the country militarily, the economy could not sustain a lengthy war of attrition. A strategy was developed based on the tactic of Blitzkrieg ("lightning war"), which involved using quick coordinated assaults that avoided enemy strong points. Attacks began with artillery bombardment, followed by bombing and strafing runs. Next the tanks would attack and finally the infantry would move in to secure the captured area. Victories continued through mid-1940, but the failure to defeat Britain was the first major turning point in the war. The decision to attack the Soviet Union and the decisive defeat at Stalingrad led to the retreat of the German armies and the eventual loss of the war. The total number of soldiers who served in the Wehrmacht from 1935 to 1945 was around 18.2 million, of whom 5.3 million died.
The SA and SS
The Sturmabteilung (SA; Storm Detachment), or Brownshirts, founded in 1921, was the first paramilitary wing of the Nazi Party; their initial assignment was to protect Nazi leaders at rallies and assemblies. They also took part in street battles against the forces of rival political parties and violent actions against Jews and others. Under Ernst Röhm's leadership the SA grew by 1934 to over half a million members—4.5 million including reserves—at a time when the regular army was still limited to 100,000 men by the Versailles Treaty.
Röhm hoped to assume command of the army and absorb it into the ranks of the SA. Hindenburg and Defence Minister Werner von Blomberg threatened to impose martial law if the activities of the SA were not curtailed. Therefore, less than a year and a half after seizing power, Hitler ordered the deaths of the SA leadership, including Rohm. After the purge of 1934, the SA was no longer a major force.
Initially a small bodyguard unit under the auspices of the SA, the Schutzstaffel (SS; Protection Squadron) grew to become one of the largest and most powerful groups in Nazi Germany. Led by Reichsführer-SS Heinrich Himmler from 1929, the SS had over a quarter million members by 1938. Himmler initially envisioned the SS as being an elite group of guards, Hitler's last line of defence. The Waffen-SS, the military branch of the SS, evolved into a second army. It was dependent on the regular army for heavy weaponry and equipment, and most units were under tactical control of the High Command of the Armed Forces (OKW). By the end of 1942, the stringent selection and racial requirements that had initially been in place were no longer followed. With recruitment and conscription based only on expansion, by 1943 the Waffen-SS could not longer claim to be an elite fighting force.
SS formations committed many war crimes against civilians and allied servicemen. From 1935 onward, the SS spearheaded the persecution of Jews, who were rounded up into ghettos and concentration camps. With the outbreak of World War II, the SS Einsatzgruppen units followed the army into Poland and the Soviet Union, where from 1941 to 1945 they murdered more than two million people, including 1.3 million Jews. A third of the Einsatzgruppen members were recruited from Waffen-SS personnel. The SS-Totenkopfverbände (death's head units) ran the concentration camps and extermination camps, where millions more were murdered. Up to 60,000 Waffen-SS men served in the camps.
In 1931, Himmler organised an SS intelligence service which became known as the Sicherheitsdienst (SD; Security Service) under his deputy, Heydrich. This organisation was tasked with locating and arresting communists and other political opponents. Himmler established the beginnings of a parallel economy under the auspices of the SS Economy and Administration Head Office. This holding company owned housing corporations, factories, and publishing houses.
Economy
Reich economics
The most pressing economic matter the Nazis initially faced was the 30 per cent national unemployment rate. Economist Dr. Hjalmar Schacht, President of the Reichsbank and Minister of Economics, created a scheme for deficit financing in May 1933. Capital projects were paid for with the issuance of promissory notes called Mefo bills. When the notes were presented for payment, the Reichsbank printed money. Hitler and his economic team expected that the upcoming territorial expansion would provide the means of repaying the soaring national debt. Schacht's administration achieved a rapid decline in the unemployment rate, the largest of any country during the Great Depression. Economic recovery was uneven, with reduced hours of work and erratic availability of necessities, leading to disenchantment with the regime as early as 1934.
In October 1933, the Junkers Aircraft Works was expropriated. In concert with other aircraft manufacturers and under the direction of Aviation Minister Göring, production was ramped up. From a workforce of 3,200 people producing 100 units per year in 1932, the industry grew to employ a quarter of a million workers manufacturing over 10,000 technically advanced aircraft annually less than ten years later.
An elaborate bureaucracy was created to regulate imports of raw materials and finished goods with the intention of eliminating foreign competition in the German marketplace and improving the nation's balance of payments. The Nazis encouraged the development of synthetic replacements for materials such as oil and textiles. As the market was experiencing a glut and prices for petroleum were low, in 1933 the Nazi government made a profit-sharing agreement with IG Farben, guaranteeing them a 5 per cent return on capital invested in their synthetic oil plant at Leuna. Any profits in excess of that amount would be turned over to the Reich. By 1936, Farben regretted making the deal, as excess profits were by then being generated. In another attempt to secure an adequate wartime supply of petroleum, Germany intimidated Romania into signing a trade agreement in March 1939.
Major public works projects financed with deficit spending included the construction of a network of Autobahnen and providing funding for programmes initiated by the previous government for housing and agricultural improvements. To stimulate the construction industry, credit was offered to private businesses and subsidies were made available for home purchases and repairs. On the condition that the wife would leave the workforce, a loan of up to 1,000 Reichsmarks could be accessed by young couples of Aryan descent who intended to marry, and the amount that had to be repaid was reduced by 25 per cent for each child born. The caveat that the woman had to remain unemployed outside the home was dropped by 1937 due to a shortage of skilled labourers.
Envisioning widespread car ownership as part of the new Germany, Hitler arranged for designer Ferdinand Porsche to draw up plans for the KdF-wagen (Strength Through Joy car), intended to be an automobile that everyone could afford. A prototype was displayed at the International Motor Show in Berlin on 17 February 1939. With the outbreak of World War II, the factory was converted to produce military vehicles. None were sold until after the war, when the vehicle was renamed the Volkswagen (people's car).
Six million people were unemployed when the Nazis took power in 1933 and by 1937 there were fewer than a million. This was in part due to the removal of women from the workforce. Real wages dropped by 25 per cent between 1933 and 1938. After the dissolution of the trade unions in May 1933, their funds were seized and their leadership arrested, including those who attempted to co-operate with the Nazis. A new organisation, the German Labour Front, was created and placed under Nazi Party functionary Robert Ley. The average work week was 43 hours in 1933; by 1939 this increased to 47 hours.
By early 1934, the focus shifted towards rearmament. By 1935, military expenditures accounted for 73 per cent of the government's purchases of goods and services. On 18 October 1936, Hitler named Göring as Plenipotentiary of the Four Year Plan, intended to speed up rearmament. In addition to calling for the rapid construction of steel mills, synthetic rubber plants, and other factories, Göring instituted wage and price controls and restricted the issuance of stock dividends. Large expenditures were made on rearmament in spite of growing deficits. Plans unveiled in late 1938 for massive increases to the navy and air force were impossible to fulfil, as Germany lacked the finances and material resources to build the planned units, as well as the necessary fuel required to keep them running. With the introduction of compulsory military service in 1935, the Reichswehr, which had been limited to 100,000 by the terms of the Versailles Treaty, expanded to 750,000 on active service at the start of World War II, with a million more in the reserve. By January 1939, unemployment was down to 301,800 and it dropped to only 77,500 by September.
Wartime economy and forced labour
The Nazi war economy was a mixed economy that combined a free market with central planning. Historian Richard Overy describes it as being somewhere in between the command economy of the Soviet Union and the capitalist system of the United States.
In 1942, after the death of Armaments Minister Fritz Todt, Hitler appointed Albert Speer as his replacement. Wartime rationing of consumer goods led to an increase in personal savings, funds which were in turn lent to the government to support the war effort. By 1944, the war was consuming 75 per cent of Germany's gross domestic product, compared to 60 per cent in the Soviet Union and 55 per cent in Britain. Speer improved production by centralising planning and control, reducing production of consumer goods, and using forced labour and slavery. The wartime economy eventually relied heavily upon the large-scale employment of slave labour. Germany imported and enslaved some 12 million people from 20 European countries to work in factories and on farms. Approximately 75 per cent were Eastern European. Many were casualties of Allied bombing, as they received poor air raid protection. Poor living conditions led to high rates of sickness, injury, and death, as well as sabotage and criminal activity. The wartime economy also relied upon large-scale robbery, initially through the state seizing the property of Jewish citizens and later by plundering the resources of occupied territories.
Foreign workers brought into Germany were put into four classifications: guest workers, military internees, civilian workers, and Eastern workers. Each group was subject to different regulations. The Nazis issued a ban on sexual relations between Germans and foreign workers.
By 1944, over a half million women served as auxiliaries in the German armed forces. The number of women in paid employment only increased by 271,000 (1.8 per cent) from 1939 to 1944. As the production of consumer goods had been cut back, women left those industries for employment in the war economy. They also took jobs formerly held by men, especially on farms and in family-owned shops.
Very heavy strategic bombing by the Allies targeted refineries producing synthetic oil and gasoline, as well as the German transportation system, especially rail yards and canals. The armaments industry began to break down by September 1944. By November, fuel coal was no longer reaching its destinations and the production of new armaments was no longer possible. Overy argues that the bombing strained the German war economy and forced it to divert up to one-fourth of its manpower and industry into anti-aircraft resources, which very likely shortened the war.
Financial exploitation of conquered territories
During the course of the war, the Nazis extracted considerable plunder from occupied Europe. Historian and war correspondent William L. Shirer writes: "The total amount of [Nazi] loot will never be known; it has proved beyond man's capacity to accurately compute." Gold reserves and other foreign holdings were seized from the national banks of occupied nations, while large "occupation costs" were usually imposed. By the end of the war, occupation costs were calculated by the Nazis at 60 billion Reichsmarks, with France alone paying 31.5 billion. The Bank of France was forced to provide 4.5 billion Reichsmarks in "credits" to Germany, while a further 500,000 Reichsmarks were assessed against Vichy France by the Nazis in the form of "fees" and other miscellaneous charges. The Nazis exploited other conquered nations in a similar way. After the war, the United States Strategic Bombing Survey concluded Germany had obtained 104 billion Reichsmarks in the form of occupation costs and other wealth transfers from occupied Europe, including two-thirds of the gross domestic product of Belgium and the Netherlands.
Nazi plunder included private and public art collections, artefacts, precious metals, books, and personal possessions. Hitler and Göring in particular were interested in acquiring looted art treasures from occupied Europe, the former planning to use the stolen art to fill the galleries of the planned Führermuseum (Leader's Museum), and the latter for his personal collection. Göring, having stripped almost all of occupied Poland of its artworks within six months of Germany's invasion, ultimately grew a collection valued at over 50 million Reichsmarks. In 1940, the Reichsleiter Rosenberg Taskforce was established to loot artwork and cultural material from public and private collections, libraries, and museums throughout Europe. France saw the greatest extent of Nazi plunder. Some 26,000 railroad cars of art treasures, furniture, and other looted items were sent to Germany from France. By January 1941, Rosenberg estimated the looted treasures from France to be valued at over one billion Reichsmarks. In addition, soldiers looted or purchased goods such as produce and clothing—items, which were becoming harder to obtain in Germany—for shipment home.
Goods and raw materials were also taken. In France, an estimated of cereals were seized during the course of the war, including 75 per cent of its oats. In addition, 80 per cent of the country's oil and 74 per cent of its steel production were taken. The valuation of this loot is estimated to be 184.5 billion francs. In Poland, Nazi plunder of raw materials began even before the German invasion had concluded.
Following Operation Barbarossa, the Soviet Union was also plundered. In 1943 alone, 9,000,000 tons of cereals, of fodder, of potatoes, and of meats were sent back to Germany. During the course of the German occupation, some 12 million pigs and 13 million sheep were taken. The value of this plunder is estimated at 4 billion Reichsmarks. This relatively low number in comparison to the occupied nations of Western Europe can be attributed to the devastating fighting on the Eastern Front.
Racial policy and eugenics
Racism and antisemitism
Racism and antisemitism were basic tenets of the Nazi Party and the Nazi regime. Nazi Germany's racial policy was based on their belief in the existence of a superior master race. The Nazis postulated the existence of a racial conflict between the Aryan master race and inferior races, particularly Jews, who were viewed as a mixed race that had infiltrated society and were responsible for the exploitation and repression of the Aryan race.
Persecution of Jews
Discrimination against Jews began immediately after the seizure of power. Following a month-long series of attacks by members of the SA on Jewish businesses and synagogues, on 1 April 1933 Hitler declared a national boycott of Jewish businesses. The Law for the Restoration of the Professional Civil Service passed on 7 April forced all non-Aryan civil servants to retire from the legal profession and civil service. Similar legislation soon deprived other Jewish professionals of their right to practise, and on 11 April a decree was promulgated that stated anyone who had even one Jewish parent or grandparent was considered non-Aryan. As part of the drive to remove Jewish influence from cultural life, members of the National Socialist German Students' League removed from libraries any books considered un-German, and a nationwide book burning was held on 10 May.
The regime used violence and economic pressure to encourage Jews to leave the country voluntarily. Jewish businesses were denied access to markets, forbidden to advertise, and deprived of access to government contracts. Citizens were harassed and subjected to violent attacks. Many towns posted signs forbidding entry to Jews.
On 7 November 1938 a young Jewish man, Herschel Grynszpan, shot and killed Ernst vom Rath, a legation secretary at the German embassy in Paris, to protest his family's treatment in Germany. This incident provided the pretext for a pogrom the Nazis incited against the Jews two days later. Members of the SA damaged or destroyed synagogues and Jewish property throughout Germany. At least 91 German Jews were murdered during this pogrom, later called Kristallnacht, the Night of Broken Glass. Further restrictions were imposed on Jews in the coming months – they were forbidden to own businesses or work in retail shops, drive cars, go to the cinema, visit the library, or own weapons, and Jewish pupils were removed from schools. The Jewish community was fined one billion marks to pay for the damage caused by Kristallnacht and told that any insurance settlements would be confiscated. By 1939, around 250,000 of Germany's 437,000 Jews had emigrated to the United States, Argentina, Great Britain, Palestine, and other countries. Many chose to stay in continental Europe. Emigrants to Palestine were allowed to transfer property there under the terms of the Haavara Agreement, but those moving to other countries had to leave virtually all their property behind, and it was seized by the government.
Persecution of Roma
Like the Jews, the Romani people were subjected to persecution from the early days of the regime. The Romani were forbidden to marry people of German extraction. They were shipped to concentration camps starting in 1935 and many were murdered. Following the invasion of Poland, 2,500 Roma and Sinti people were deported from Germany to the General Government, where they were imprisoned in labour camps. The survivors were likely exterminated at Bełżec, Sobibor, or Treblinka. A further 5,000 Sinti and Austrian Lalleri people were deported to the Łódź Ghetto in late 1941, where half were estimated to have died. The Romani survivors of the ghetto were subsequently moved to the Chełmno extermination camp in early 1942.
The Nazis intended on deporting all Romani people from Germany, and confined them to Zigeunerlager (Gypsy camps) for this purpose. Himmler ordered their deportation from Germany in December 1942, with few exceptions. A total of 23,000 Romani were deported to Auschwitz concentration camp, of whom 19,000 died. Outside of Germany, the Romani people were regularly used for forced labour, though many were murdered outright. In the Baltic states and the Soviet Union, 30,000 Romani were murdered by the SS, the German Army, and Einsatzgruppen. In occupied Serbia, 1,000 to 12,000 Romani were murdered, while nearly all 25,000 Romani living in the Independent State of Croatia were murdered. The estimates at end of the war put the total number of Romani victims at around 220,000, which equalled approximately 25 per cent of the Romani population in Europe.
Other persecuted groups
Action T4 was a programme of systematic murder of the physically and mentally handicapped and patients in psychiatric hospitals that took place mainly from 1939 to 1941, and continued until the end of the war. Initially the victims were shot by the Einsatzgruppen and others; gas chambers and gas vans using carbon monoxide were used by early 1940. Under the Law for the Prevention of Hereditarily Diseased Offspring, enacted on 14 July 1933, over 400,000 individuals underwent compulsory sterilisation. Over half were those considered mentally deficient, which included not only people who scored poorly on intelligence tests, but those who deviated from expected standards of behaviour regarding thrift, sexual behaviour, and cleanliness. Most of the victims came from disadvantaged groups such as prostitutes, the poor, the homeless, and criminals. Other groups persecuted and murdered included Jehovah's Witnesses, homosexuals, social misfits, and members of the political and religious opposition.
Generalplan Ost
Germany's war in the East was based on Hitler's long-standing view that Jews were the great enemy of the German people and that Lebensraum was needed for Germany's expansion. Hitler focused his attention on Eastern Europe, aiming to conquer Poland and the Soviet Union. After the occupation of Poland in 1939, all Jews living in the General Government were confined to ghettos, and those who were physically fit were required to perform compulsory labour. In 1941 Hitler decided to destroy the Polish nation completely; within 15 to 20 years the General Government was to be cleared of ethnic Poles and resettled by German colonists. About 3.8 to 4 million Poles would remain as slaves, part of a slave labour force of 14 million the Nazis intended to create using citizens of conquered nations.
The Generalplan Ost ("General Plan for the East") called for deporting the population of occupied Eastern Europe and the Soviet Union to Siberia, for use as slave labour or to be murdered. To determine who should be killed, Himmler created the Volksliste, a system of classification of people deemed to be of German blood. He ordered that those of Germanic descent who refused to be classified as ethnic Germans should be deported to concentration camps, have their children taken away, or be assigned to forced labour. The plan also included the kidnapping of children deemed to have Aryan-Nordic traits, who were presumed to be of German descent. The goal was to implement Generalplan Ost after the conquest of the Soviet Union, but when the invasion failed Hitler had to consider other options. One suggestion was a mass forced deportation of Jews to Poland, Palestine, or Madagascar.
In addition to eliminating Jews, the Nazis planned to reduce the population of the conquered territories by 30 million people through starvation in an action called the Hunger Plan. Food supplies would be diverted to the German army and German civilians. Cities would be razed and the land allowed to return to forest or resettled by German colonists. Together, the Hunger Plan and Generalplan Ost would have led to the starvation of 80 million people in the Soviet Union. These partially fulfilled plans resulted in the democidal deaths of an estimated 19.3 million civilians and prisoners of war (POWs) throughout the USSR and elsewhere in Europe. During the course of the war, the Soviet Union lost a total of 27 million people; less than nine million of these were combat deaths. One in four of the Soviet population were killed or wounded.
The Holocaust and Final Solution
Around the time of the failed offensive against Moscow in December 1941, Hitler resolved that the Jews of Europe were to be exterminated immediately. While the murder of Jewish civilians had been ongoing in the occupied territories of Poland and the Soviet Union, plans for the total eradication of the Jewish population of Europe—eleven million people—were formalised at the Wannsee Conference on 20 January 1942. Some would be worked to death and the rest would be murdered in the implementation of the Final Solution to the Jewish Question. Initially the victims were murdered by Einsatzgruppen firing squads, then by stationary gas chambers or by gas vans, but these methods proved impractical for an operation of this scale. By 1942 extermination camps equipped with gas chambers were established at Auschwitz, Chełmno, Sobibor, Treblinka, and elsewhere. The total number of Jews murdered is estimated at 5.5 to six million, including over a million children.
The Allies received information about the murders from the Polish government-in-exile and Polish leadership in Warsaw, based mostly on intelligence from the Polish underground. German citizens had access to information about what was happening, as soldiers returning from the occupied territories reported on what they had seen and done. Historian Richard J. Evans states that most German citizens disapproved of the genocide.
Oppression of ethnic Poles
Poles were viewed by Nazis as subhuman non-Aryans, and during the German occupation of Poland 2.7 million ethnic Poles died. Polish civilians were subject to forced labour in German industry, internment, wholesale expulsions to make way for German colonists, and mass executions. The German authorities engaged in a systematic effort to destroy Polish culture and national identity. During operation AB-Aktion, many university professors and members of the Polish intelligentsia were arrested, transported to concentration camps, or executed. During the war, Poland lost an estimated 39 to 45 per cent of its physicians and dentists, 26 to 57 per cent of its lawyers, 15 to 30 per cent of its teachers, 30 to 40 per cent of its scientists and university professors, and 18 to 28 per cent of its clergy.
Mistreatment of Soviet POWs
The Nazis captured 5.75 million Soviet prisoners of war, more than they took from all the other Allied powers combined. Of these, they killed an estimated 3.3 million, with 2.8 million of them being killed between June 1941 and January 1942. Many POWs starved to death or resorted to cannibalism while being held in open-air pens at Auschwitz and elsewhere.
From 1942 onward, Soviet POWs were viewed as a source of forced labour, and received better treatment so they could work. By December 1944, 750,000 Soviet POWs were working, including in German armaments factories (in violation of the Hague and Geneva conventions), mines, and farms.
Society
Education
Antisemitic legislation passed in 1933 led to the removal of all Jewish teachers, professors, and officials from the education system. Most teachers were required to belong to the Nationalsozialistischer Lehrerbund (NSLB; National Socialist Teachers League) and university professors were required to join the National Socialist German Lecturers. Teachers had to take an oath of loyalty and obedience to Hitler, and those who failed to show sufficient conformity to party ideals were often reported by students or fellow teachers and dismissed. Lack of funding for salaries led to many teachers leaving the profession. The average class size increased from 37 in 1927 to 43 in 1938 due to the resulting teacher shortage.
Frequent and often contradictory directives were issued by Interior Minister Wilhelm Frick, Bernhard Rust of the Reich Ministry of Science, Education and Culture, and other agencies regarding content of lessons and acceptable textbooks for use in primary and secondary schools. Books deemed unacceptable to the regime were removed from school libraries. Indoctrination in Nazi ideology was made compulsory in January 1934. Students selected as future members of the party elite were indoctrinated from the age of 12 at Adolf Hitler Schools for primary education and National Political Institutes of Education for secondary education. Detailed indoctrination of future holders of elite military rank was undertaken at Order Castles.
Primary and secondary education focused on racial biology, population policy, culture, geography, and physical fitness. The curriculum in most subjects, including biology, geography, and even arithmetic, was altered to change the focus to race. Military education became the central component of physical education, and education in physics was oriented toward subjects with military applications, such as ballistics and aerodynamics. Students were required to watch all films prepared by the school division of the Reich Ministry of Public Enlightenment and Propaganda.
At universities, appointments to top posts were the subject of power struggles between the education ministry, the university boards, and the National Socialist German Students' League. In spite of pressure from the League and various government ministries, most university professors did not make changes to their lectures or syllabus during the Nazi period. This was especially true of universities located in predominantly Catholic regions. Enrolment at German universities declined from 104,000 students in 1931 to 41,000 in 1939, but enrolment in medical schools rose sharply as Jewish doctors had been forced to leave the profession, so medical graduates had good job prospects. From 1934, university students were required to attend frequent and time-consuming military training sessions run by the SA. First-year students also had to serve six months in a labour camp for the Reich Labour Service; an additional ten weeks service were required of second-year students.
Role of women and family
Women were a cornerstone of Nazi social policy. The Nazis opposed the feminist movement, claiming that it was the creation of Jewish intellectuals, instead advocating a patriarchal society in which the German woman would recognise that her "world is her husband, her family, her children, and her home". Feminist groups were shut down or incorporated into the National Socialist Women's League, which coordinated groups throughout the country to promote motherhood and household activities. Courses were offered on childrearing, sewing, and cooking. Prominent feminists, including Anita Augspurg, Lida Gustava Heymann, and Helene Stöcker, felt forced to live in exile. The League published the NS-Frauen-Warte, the only Nazi-approved women's magazine in Nazi Germany; despite some propaganda aspects, it was predominantly an ordinary woman's magazine.
Women were encouraged to leave the workforce, and the creation of large families by racially suitable women was promoted through a propaganda campaign. Women received a bronze award—known as the Ehrenkreuz der Deutschen Mutter (Cross of Honour of the German Mother)—for giving birth to four children, silver for six, and gold for eight or more. Large families received subsidies to help with expenses. Though the measures led to increases in the birth rate, the number of families having four or more children declined by five per cent between 1935 and 1940. Removing women from the workforce did not have the intended effect of freeing up jobs for men, as women were for the most part employed as domestic servants, weavers, or in the food and drink industries—jobs that were not of interest to men. Nazi philosophy prevented large numbers of women from being hired to work in munitions factories in the build-up to the war, so foreign labourers were brought in. After the war started, slave labourers were extensively used. In January 1943, Hitler signed a decree requiring all women under the age of fifty to report for work assignments to help the war effort. Thereafter women were funnelled into agricultural and industrial jobs, and by September 1944 14.9 million women were working in munitions production.
Nazi leaders endorsed the idea that rational and theoretical work was alien to a woman's nature, and as such discouraged women from seeking higher education. A law passed in April 1933 limited the number of females admitted to university to ten per cent of the number of male attendees. This resulted in female enrolment in secondary schools dropping from 437,000 in 1926 to 205,000 in 1937. The number of women enrolled in post-secondary schools dropped from 128,000 in 1933 to 51,000 in 1938. However, with the requirement that men be enlisted into the armed forces during the war, women comprised half of the enrolment in the post-secondary system by 1944.
Women were expected to be strong, healthy, and vital. The sturdy peasant woman who worked the land and bore strong children was considered ideal, and women were praised for being athletic and tanned from working outdoors. Organisations were created for the indoctrination of Nazi values. From 25 March 1939 membership in the Hitler Youth was made compulsory for all children over the age of ten. The Jungmädelbund (Young Girls League) section of the Hitler Youth was for girls age 10 to 14 and the Bund Deutscher Mädel (BDM; League of German Girls) was for young women age 14 to 18. The BDM's activities focused on physical education, with activities such as running, long jumping, somersaulting, tightrope walking, marching, and swimming.
The Nazi regime promoted a liberal code of conduct regarding sexual matters and was sympathetic to women who bore children out of wedlock. Promiscuity increased as the war progressed, with unmarried soldiers often intimately involved with several women simultaneously. Soldier's wives were frequently involved in extramarital relationships. Sex was sometimes used as a commodity to obtain better work from a foreign labourer. Pamphlets enjoined German women to avoid sexual relations with foreign workers as a danger to their blood.
With Hitler's approval, Himmler intended that the new society of the Nazi regime should destigmatise illegitimate births, particularly of children fathered by members of the SS, who were vetted for racial purity. His hope was that each SS family would have between four and six children. The Lebensborn (Fountain of Life) association, founded by Himmler in 1935, created a series of maternity homes to accommodate single mothers during their pregnancies. Both parents were examined for racial suitability before acceptance. The resulting children were often adopted into SS families. The homes were also made available to the wives of SS and Nazi Party members, who quickly filled over half the available spots.
Existing laws banning abortion except for medical reasons were strictly enforced by the Nazi regime. The number of abortions declined from 35,000 per year at the start of the 1930s to fewer than 2,000 per year at the end of the decade, though in 1935 a law was passed allowing abortions for eugenics reasons.
Health
Nazi Germany had a strong anti-tobacco movement, as pioneering research by Franz H. Müller in 1939 demonstrated a causal link between smoking and lung cancer. The Reich Health Office took measures to try to limit smoking, including producing lectures and pamphlets. Smoking was banned in many workplaces, on trains, and among on-duty members of the military. Government agencies also worked to control other carcinogenic substances such as asbestos and pesticides. As part of a general public health campaign, water supplies were cleaned up, lead and mercury were removed from consumer products, and women were urged to undergo regular screenings for breast cancer.
Government-run health care insurance plans were available, but Jews were denied coverage starting in 1933. That same year, Jewish doctors were forbidden to treat government-insured patients. In 1937, Jewish doctors were forbidden to treat non-Jewish patients, and in 1938 their right to practice medicine was removed entirely.
Medical experiments, many of them pseudoscientific, were performed on concentration camp inmates beginning in 1941. The most notorious doctor to perform medical experiments was SS-Hauptsturmführer Dr. Josef Mengele, camp doctor at Auschwitz. Many of his victims died. Concentration camp inmates were made available for purchase by pharmaceutical companies for drug testing and other experiments.
Environmentalism
Nazi society had elements supportive of animal rights and many people were fond of zoos and wildlife. The government took several measures to ensure the protection of animals and the environment. In 1933, the Nazis enacted a stringent animal-protection law that affected what was allowed for medical research. The law was only loosely enforced, and in spite of a ban on vivisection, the Ministry of the Interior readily handed out permits for experiments on animals.
The Reich Forestry Office under Göring enforced regulations that required foresters to plant a variety of trees to ensure suitable habitat for wildlife, and a new Reich Animal Protection Act became law in 1933. The regime enacted the Reich Nature Protection Act in 1935 to protect the natural landscape from excessive economic development. It allowed for the expropriation of privately owned land to create nature preserves and aided in long-range planning. Perfunctory efforts were made to curb air pollution, but little enforcement of existing legislation was undertaken once the war began.
Religion
When the Nazis seized power in 1933, roughly 67 per cent of the population of Germany was Protestant, 33 per cent was Roman Catholic, while Jews made up less than 1 per cent. According to 1939 census, 54 per cent considered themselves Protestant, 40 per cent Roman Catholic, 3.5 per cent Gottgläubig (God-believing; a Nazi religious movement) and 1.5 per cent nonreligious. Nazi Germany extensively employed Christian imagery and instituted a variety of new Christian holidays and celebrations, such as a massive celebration marking the 1200th anniversary of the birth of Frankish emperor Charlemagne, who Christianized neighbouring continental Germanic peoples by force during the Saxon Wars. Nazi propaganda stylised Hitler as a Christ-like messiah, a "figure of redemption according to the Christian model", "who would liberate the world from the Antichrist".
Under the Gleichschaltung process, Hitler attempted to create a unified Protestant Reich Church from Germany's 28 existing Protestant state churches. Pro-Nazi Ludwig Müller was installed as Reich Bishop and the pro-Nazi pressure group German Christians gained control of the new church. They objected to the Old Testament because of its Jewish origins and demanded that converted Jews be barred from their church. Pastor Martin Niemöller responded with the formation of the Confessing Church, from which some clergymen opposed the Nazi regime. When in 1935 the Confessing Church synod protested the Nazi policy on religion, 700 of their pastors were arrested. Müller resigned and Hitler appointed Hanns Kerrl as Minister for Church Affairs to continue efforts to control Protestantism. In 1936, a Confessing Church envoy protested to Hitler against the religious persecutions and human rights abuses. Hundreds more pastors were arrested. The church continued to resist and by early 1937 Hitler abandoned his hope of uniting the Protestant churches. Niemöller was arrested on 1 July 1937 and spent most of the next seven years in Sachsenhausen concentration camp and Dachau. Theological universities were closed and pastors and theologians of other Protestant denominations were also arrested.
Persecution of the Catholic Church in Germany followed the Nazi takeover. Hitler moved quickly to eliminate political Catholicism, rounding up functionaries of the Catholic-aligned Bavarian People's Party and Catholic Centre Party, which along with all other non-Nazi political parties ceased to exist by July. The Reichskonkordat (Reich Concordat) treaty with the Vatican was signed in 1933, amid continuing harassment of the church in Germany. The treaty required the regime to honour the independence of Catholic institutions and prohibited clergy from involvement in politics. Hitler routinely disregarded the Concordat, closing all Catholic institutions whose functions were not strictly religious. Clergy, nuns and lay leaders were targeted, with thousands of arrests over the ensuing years, often on trumped-up charges of currency smuggling or immorality. Several Catholic leaders were targeted in the 1934 Night of the Long Knives assassinations. Most Catholic youth groups refused to dissolve themselves and Hitler Youth leader Baldur von Schirach encouraged members to attack Catholic boys in the streets. Propaganda campaigns claimed the church was corrupt, restrictions were placed on public meetings and Catholic publications faced censorship. Catholic schools were required to reduce religious instruction and crucifixes were removed from state buildings.
Pope Pius XI had the "Mit brennender Sorge" ("With Burning Concern") encyclical smuggled into Germany for Passion Sunday 1937 and read from every pulpit as it denounced the systematic hostility of the regime toward the church. In response, Goebbels renewed the regime's crackdown and propaganda against Catholics. Enrolment in denominational schools dropped sharply and by 1939 all such schools were disbanded or converted to public facilities. Later Catholic protests included the 22 March 1942 pastoral letter by the German bishops on "The Struggle against Christianity and the Church". About 30 per cent of Catholic priests were disciplined by police during the Nazi era. A vast security network spied on the activities of clergy and priests were frequently denounced, arrested or sent to concentration camps – many to the dedicated clergy barracks at Dachau. In the areas of Poland annexed in 1939, the Nazis instigated a brutal suppression and systematic dismantling of the Catholic Church.
Alfred Rosenberg, head of the Nazi Party Office of Foreign Affairs and Hitler's appointed cultural and educational leader for Nazi Germany, considered Catholicism to be among the Nazis' chief enemies. He planned the "extermination of the foreign Christian faiths imported into Germany", and for the Bible and Christian cross to be replaced in all churches, cathedrals, and chapels with copies of Mein Kampf and the swastika. Other sects of Christianity were also targeted, with Chief of the Nazi Party Chancellery Martin Bormann publicly proclaiming in 1941, "National Socialism and Christianity are irreconcilable."
Resistance to the regime
While no unified resistance movement opposing the Nazi regime existed, acts of defiance such as sabotage and labour slowdowns took place, as well as attempts to overthrow the regime or assassinate Hitler. The banned Communist and Social Democratic parties set up resistance networks in the mid-1930s. These networks achieved little beyond fomenting unrest and initiating short-lived strikes. Carl Friedrich Goerdeller, who initially supported Hitler, changed his mind in 1936 and was later a participant in the July 20 plot. The Red Orchestra spy ring provided information to the Allies about Nazi war crimes, helped orchestrate escapes from Germany, and distributed leaflets. The group was detected by the Gestapo and more than 50 members were tried and executed in 1942. Communist and Social Democratic resistance groups resumed activity in late 1942, but were unable to achieve much beyond distributing leaflets. The two groups saw themselves as potential rival parties in post-war Germany, and for the most part did not co-ordinate their activities. The White Rose resistance group was primarily active in 1942–43, and many of its members were arrested or executed, with the final arrests taking place in 1944. Another civilian resistance group, the Kreisau Circle, had some connections with the military conspirators, and many of its members were arrested after the failed 20 July plot.
While civilian efforts had an impact on public opinion, the army was the only organisation with the capacity to overthrow the government. A major plot by men in the upper echelons of the military originated in 1938. They believed Britain would go to war over Hitler's planned invasion of Czechoslovakia, and Germany would lose. The plan was to overthrow Hitler or possibly assassinate him. Participants included Generaloberst Ludwig Beck, Generaloberst Walther von Brauchitsch, Generaloberst Franz Halder, Admiral Wilhelm Canaris, and Generalleutnant Erwin von Witzleben, who joined a conspiracy headed by Oberstleutnant Hans Oster and Major Helmuth Groscurth of the Abwehr. The planned coup was cancelled after the signing of the Munich Agreement in September 1938. Many of the same people were involved in a coup planned for 1940, but again the participants changed their minds and backed down, partly because of the popularity of the regime after the early victories in the war. Attempts to assassinate Hitler resumed in earnest in 1943, with Henning von Tresckow joining Oster's group and attempting to blow up Hitler's plane in 1943. Several more attempts followed before the failed 20 July 1944 plot, which was at least partly motivated by the increasing prospect of a German defeat in the war. The plot, part of Operation Valkyrie, involved Claus von Stauffenberg planting a bomb in the conference room at Wolf's Lair at Rastenburg. Hitler, who narrowly survived, later ordered savage reprisals resulting in the execution of more than 4,900 people.
Around 1940 a resistance group formed around the priest Heinrich Maier. The group passed on locations of production facilities for V-2 rockets, Tiger tanks, and aircraft to the Allies from late 1943 onwards. Allied bombers used this information to carry out air attacks. The Maier group provided information about the mass murder of Jews very early on; these reports were not initially believed by the Allies. The resistance group was uncovered and most of its members were imprisoned, tortured, or killed.
Culture
The regime promoted the concept of Volksgemeinschaft, a national German ethnic community. The goal was to build a classless society based on racial purity and the perceived need to prepare for warfare, conquest and a struggle against Marxism. The German Labour Front founded the Kraft durch Freude (KdF; Strength Through Joy) organisation in 1933. As well as taking control of tens of thousands of privately run recreational clubs, it offered highly regimented holidays and entertainment such as cruises, vacation destinations and concerts.
The Reichskulturkammer (Reich Chamber of Culture) was organised under the control of the Propaganda Ministry in September 1933. Sub-chambers were set up to control aspects of cultural life such as film, radio, newspapers, fine arts, music, theatre and literature. Members of these professions were required to join their respective organisation. Jews and people considered politically unreliable were prevented from working in the arts, and many emigrated. Books and scripts had to be approved by the Propaganda Ministry prior to publication. Standards deteriorated as the regime sought to use cultural outlets exclusively as propaganda media.
Radio became popular in Germany during the 1930s; over 70 per cent of households owned a receiver by 1939, more than any other country. By July 1933, radio station staffs were purged of leftists and others deemed undesirable. Propaganda and speeches were typical radio fare immediately after the seizure of power, but as time went on Goebbels insisted that more music be played so that listeners would not turn to foreign broadcasters for entertainment.
Censorship
Newspapers, like other media, were controlled by the state; the Reich Press Chamber shut down or bought newspapers and publishing houses. By 1939, over two-thirds of the newspapers and magazines were directly owned by the Propaganda Ministry. The Nazi Party daily newspaper, the Völkischer Beobachter ("Ethnic Observer"), was edited by Rosenberg, who also wrote The Myth of the Twentieth Century, a book of racial theories espousing Nordic superiority. Goebbels controlled the wire services and insisted that all newspapers in Germany only publish content favourable to the regime. Under Goebbels, the Propaganda Ministry issued two dozen directives every week on exactly what news should be published and what angles to use; the typical newspaper followed the directives closely, especially regarding what to omit. Newspaper readership plummeted, partly because of the decreased quality of the content and partly because of the surge in popularity of radio. Propaganda became less effective towards the end of the war, as people were able to obtain information outside of official channels.
Authors of books left the country in droves and some wrote material critical of the regime while in exile. Goebbels recommended that the remaining authors concentrate on books themed on Germanic myths and the concept of blood and soil. By the end of 1933, over a thousand books—most of them by Jewish authors or featuring Jewish characters—had been banned by the Nazi regime. Nazi book burnings took place; nineteen such events were held on the night of 10 May 1933. Tens of thousands of books from dozens of figures, including Albert Einstein, Sigmund Freud, Helen Keller, Alfred Kerr, Marcel Proust, Erich Maria Remarque, Upton Sinclair, Jakob Wassermann, H. G. Wells, and Émile Zola were publicly burned. Pacifist works, and literature espousing liberal, democratic values were targeted for destruction, as well as any writings supporting the Weimar Republic or those written by Jewish authors.
Architecture and art
Hitler took a personal interest in architecture and worked closely with state architects Paul Troost and Albert Speer to create public buildings in a neoclassical style based on Roman architecture. Speer constructed imposing structures such as the Nazi party rally grounds in Nuremberg and a new Reich Chancellery building in Berlin. Hitler's plans for rebuilding Berlin included a gigantic dome based on the Pantheon in Rome and a triumphal arch more than double the height of the Arc de Triomphe in Paris. Neither structure was built.
Hitler's belief that abstract, Dadaist, expressionist and modern art were decadent became the basis for policy. Many art museum directors lost their posts in 1933 and were replaced by party members. Some 6,500 modern works of art were removed from museums and replaced with works chosen by a Nazi jury. Exhibitions of the rejected pieces, under titles such as "Decadence in Art", were launched in sixteen different cities by 1935. The Degenerate Art Exhibition, organised by Goebbels, ran in Munich from July to November 1937. The exhibition proved wildly popular, attracting over two million visitors.
Composer Richard Strauss was appointed president of the Reichsmusikkammer (Reich Music Chamber) on its founding in November 1933. As was the case with other art forms, the Nazis ostracised musicians who were deemed racially unacceptable and for the most part disapproved of music that was too modern or atonal. Jazz was considered especially inappropriate and foreign jazz musicians left the country or were expelled. Hitler favoured the music of Richard Wagner, especially pieces based on Germanic myths and heroic stories, and attended the Bayreuth Festival each year from 1933 to 1942.
Film
Movies were popular in Germany in the 1930s and 1940s, with admissions of over a billion people in 1942, 1943 and 1944. By 1934, German regulations restricting currency exports made it impossible for US film makers to take their profits back to America, so the major film studios closed their German branches. Exports of German films plummeted, as their antisemitic content made them impossible to show in other countries. The two largest film companies, Universum Film AG and Tobis, were purchased by the Propaganda Ministry, which by 1939 was producing most German films. The productions were not always overtly propagandistic, but generally had a political subtext and followed party lines regarding themes and content. Scripts were pre-censored.
Leni Riefenstahl's Triumph of the Will (1935)—documenting the 1934 Nuremberg Rally—and Olympia (1938)—covering the 1936 Summer Olympics—pioneered techniques of camera movement and editing that influenced later films. New techniques such as telephoto lenses and cameras mounted on tracks were employed. Both films remain controversial, as their aesthetic merit is inseparable from their propagandising of Nazi ideals.
Legacy
The Allied powers organised war crimes trials, beginning with the Nuremberg trials, held from November 1945 to October 1946, of 23 top Nazi officials. They were charged with four counts—conspiracy to commit crimes, crimes against peace, war crimes and crimes against humanity—in violation of international laws governing warfare. All but three of the defendants were found guilty and twelve were sentenced to death. Twelve Subsequent Nuremberg trials of 184 defendants were held between 1946 and 1949. Between 1946 and 1949, the Allies investigated 3,887 cases, of which 489 were brought to trial. The result was convictions of 1,426 people; 297 of these were sentenced to death and 279 to life in prison, with the remainder receiving lesser sentences. About 65 per cent of the death sentences were carried out. Poland was more active than other nations in investigating war crimes, for example prosecuting 673 of the total 789 Auschwitz staff brought to trial.
The political programme espoused by Hitler and the Nazis brought about a world war, leaving behind a devastated and impoverished Europe. Germany itself suffered wholesale destruction, characterised as Stunde Null (Zero Hour). The number of civilians killed during the Second World War was unprecedented in the history of warfare. As a result, Nazi ideology and the actions taken by the regime are almost universally regarded as gravely immoral. Historians, philosophers, and politicians often use the word "evil" to describe Hitler and the Nazi regime. Interest in Nazi Germany continues in the media and the academic world. While Evans remarks that the era "exerts an almost universal appeal because its murderous racism stands as a warning to the whole of humanity", young neo-Nazis enjoy the shock value that Nazi symbols or slogans provide. The display or use of Nazi symbolism such as flags, swastikas, or greetings is illegal in Germany and Austria.
Nazi Germany was succeeded by three states: West Germany (the Federal Republic of Germany or "FRG"), East Germany (the German Democratic Republic or "GRD"), and Austria.
The process of denazification, which was initiated by the Allies as a way to remove Nazi Party members was only partially successful, as the need for experts in such fields as medicine and engineering was too great. However, expression of Nazi views was frowned upon, and those who expressed such views were frequently dismissed from their jobs. From the immediate post-war period through the 1950s, people avoided talking about the Nazi regime or their own wartime experiences. While virtually every family suffered losses during the war has a story to tell, Germans kept quiet about their experiences and felt a sense of communal guilt, even if they were not directly involved in war crimes.
The trial of Adolf Eichmann in 1961 and the broadcast of the television miniseries Holocaust in 1979 brought the process of Vergangenheitsbewältigung (coping with the past) to the forefront for many Germans. Once study of Nazi Germany was introduced into the school curriculum starting in the 1970s, people began researching the experiences of their family members. Study of the era and a willingness to critically examine its mistakes has led to the development of a strong democracy in Germany, but with lingering undercurrents of antisemitism and neo-Nazi thought.
In 2017 a Körber Foundation survey found that 40 per cent of 14-year-olds in Germany did not know what Auschwitz was. The journalist Alan Posener attributed the country's "growing historical amnesia" in part to a failure by the German film and television industry to reflect the country's history accurately.
See also
Collaboration with the Axis Powers
European interwar dictatorships
Glossary of Nazi Germany
List of books about Nazi Germany
List of books by or about Adolf Hitler
List of Nazi Party leaders and officials
Nazi songs
Orders, decorations, and medals of Nazi Germany
Sonderweg
References
Explanatory notes
Citations
Bibliography
External links
German Propaganda Archive hosted by Calvin College
.
.
20th century in Germany by period
Articles containing video clips
Axis powers
Germany
Former countries in Europe
Modern history of Germany
Natalism
Nazism
States and territories disestablished in 1945
States and territories established in 1933
Totalitarian states
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Neurology (from , "string, nerve" and the suffix -logia, "study of") is a branch of medicine dealing with disorders of the nervous system. Neurology deals with the diagnosis and treatment of all categories of conditions and disease involving the central and peripheral nervous systems (and their subdivisions, the autonomic and somatic nervous systems), including their coverings, blood vessels, and all effector tissue, such as muscle. Neurological practice relies heavily on the field of neuroscience, the scientific study of the nervous system.
A neurologist is a physician specializing in neurology and trained to investigate, or diagnose and treat neurological disorders. Neurologists treat a myriad of neurologic conditions, including stroke, seizures, movement disorders such as Parkinson's disease, autoimmune neurologic disorders such as multiple sclerosis, headache disorders like migraine and dementias such as Alzheimer's disease. Neurologists may also be involved in clinical research, clinical trials, and basic or translational research. While neurology is a nonsurgical specialty, its corresponding surgical specialty is neurosurgery.
Scope
Many neurological disorders have been described as listed. These can affect the central nervous system (brain and spinal cord), the peripheral nervous system, the autonomic nervous system, and the muscular system. Broadly, neurology covers stroke, seizures, multiple sclerosis, headaches, dementia and movement disorders.
History
The academic discipline began between the 15th and 16th centuries with the work and research of many neurologists such as Thomas Willis, Robert Whytt, Matthew Baillie, Charles Bell, Moritz Heinrich Romberg, Duchenne de Boulogne, William A. Hammond, Jean-Martin Charcot, C. Miller Fisher and John Hughlings Jackson. Neo-Latin neurologia appeared in various texts from 1610 denoting an anatomical focus on the nerves (variably understood as vessels), and was most notably used by Willis, who preferred Greek νευρολογία.
Training
Many neurologists also have additional training or interest in one area of neurology, such as stroke, epilepsy, headache, neuromuscular disorders, sleep medicine, pain management, or movement disorders.
In the United States and Canada, neurologists are physicians who have completed a postgraduate training period known as residency specializing in neurology after graduation from medical school. This additional training period typically lasts four years, with the first year devoted to training in internal medicine. On average, neurologists complete a total of eight to ten years of training. This includes four years of medical school, four years of residency and an optional one to two years of fellowship.
While neurologists may treat general neurologic conditions, some neurologists go on to receive additional training focusing on a particular subspecialty in the field of neurology. These training programs are called fellowships, and are one to two years in duration. Subspecialties include brain injury medicine, clinical neurophysiology, epilepsy, neurodevelopmental disabilities, neuromuscular medicine, pain medicine, sleep medicine, neurocritical care, vascular neurology (stroke), behavioral neurology, child neurology, headache, multiple sclerosis, neuroimaging, neurooncology, and neurorehabilitation.
In Germany, a compulsory year of psychiatry must be done to complete a residency of neurology.
In the United Kingdom and Ireland, neurology is a subspecialty of general (internal) medicine. After five years of medical school and two years as a Foundation Trainee, an aspiring neurologist must pass the examination for Membership of the Royal College of Physicians (or the Irish equivalent) and complete two years of core medical training before entering specialist training in neurology. Up to the 1960s, some intending to become neurologists would also spend two years working in psychiatric units before obtaining a diploma in psychological medicine. However, that was uncommon and, now that the MRCPsych takes three years to obtain, would no longer be practical. A period of research is essential, and obtaining a higher degree aids career progression. Many found it was eased after an attachment to the Institute of Neurology at Queen Square, London. Some neurologists enter the field of rehabilitation medicine (known as physiatry in the US) to specialise in neurological rehabilitation, which may include stroke medicine, as well as traumatic brain injuries.
Physical examination
During a neurological examination, the neurologist reviews the patient's health history with special attention to the patient’s neurologic complaints. The patient then takes a neurological exam. Typically, the exam tests mental status, function of the cranial nerves (including vision), strength, coordination, reflexes, sensation and gait. This information helps the neurologist determine whether the problem exists in the nervous system and the clinical localization. Localization of the pathology is the key process by which neurologists develop their differential diagnosis. Further tests may be needed to confirm a diagnosis and ultimately guide therapy and appropriate management.
Clinical tasks
Neurologists examine patients who are referred to them by other physicians in both the inpatient and outpatient settings. Neurologists begin their interactions with patients by taking a comprehensive medical history, and then performing a physical examination focusing on evaluating the nervous system. Components of the neurological examination include assessment of the patient's cognitive function, cranial nerves, motor strength, sensation, reflexes, coordination, and gait.
In some instances, neurologists may order additional diagnostic tests as part of the evaluation. Commonly employed tests in neurology include imaging studies such as computed axial tomography (CAT) scans, magnetic resonance imaging (MRI), and ultrasound of major blood vessels of the head and neck. Neurophysiologic studies, including electroencephalography (EEG), needle electromyography (EMG), nerve conduction studies (NCSs) and evoked potentials are also commonly ordered. Neurologists frequently perform lumbar punctures to assess characteristics of a patient's cerebrospinal fluid. Advances in genetic testing have made genetic testing an important tool in the classification of inherited neuromuscular disease and diagnosis of many other neurogenetic diseases. The role of genetic influences on the development of acquired neurologic diseases is an active area of research.
Some of the commonly encountered conditions treated by neurologists include headaches, radiculopathy, neuropathy, stroke, dementia, seizures and epilepsy, Alzheimer's disease, attention deficit/hyperactivity disorder, Parkinson's disease, Tourette's syndrome, multiple sclerosis, head trauma, sleep disorders, neuromuscular diseases, and various infections and tumors of the nervous system. Neurologists are also asked to evaluate unresponsive patients on life support to confirm brain death.
Treatment options vary depending on the neurological problem. They can include referring the patient to a physiotherapist, prescribing medications, or recommending a surgical procedure.
Some neurologists specialize in certain parts of the nervous system or in specific procedures. For example, clinical neurophysiologists specialize in the use of EEG and intraoperative monitoring to diagnose certain neurological disorders. Other neurologists specialize in the use of electrodiagnostic medicine studies – needle EMG and NCSs. In the US, physicians do not typically specialize in all the aspects of clinical neurophysiology – i.e. sleep, EEG, EMG, and NCSs. The American Board of Clinical Neurophysiology certifies US physicians in general clinical neurophysiology, epilepsy, and intraoperative monitoring. The American Board of Electrodiagnostic Medicine certifies US physicians in electrodiagnostic medicine and certifies technologists in nerve-conduction studies. Sleep medicine is a subspecialty field in the US under several medical specialties including anesthesiology, internal medicine, family medicine, and neurology. Neurosurgery is a distinct specialty that involves a different training path, and emphasizes the surgical treatment of neurological disorders.
Also, many nonmedical doctors, those with doctoral degrees (usually PhDs) in subjects such as biology and chemistry, study and research the nervous system. Working in laboratories in universities, hospitals, and private companies, these neuroscientists perform clinical and laboratory experiments and tests to learn more about the nervous system and find cures or new treatments for diseases and disorders.
A great deal of overlap occurs between neuroscience and neurology. Many neurologists work in academic training hospitals, where they conduct research as neuroscientists in addition to treating patients and teaching neurology to medical students.
General caseload
Neurologists are responsible for the diagnosis, treatment, and management of all the conditions mentioned above. When surgical or endovascular intervention is required, the neurologist may refer the patient to a neurosurgeon or an interventional neuroradiologist. In some countries, additional legal responsibilities of a neurologist may include making a finding of brain death when it is suspected that a patient has died. Neurologists frequently care for people with hereditary (genetic) diseases when the major manifestations are neurological, as is frequently the case. Lumbar punctures are frequently performed by neurologists. Some neurologists may develop an interest in particular subfields, such as stroke, dementia, movement disorders, neurointensive care, headaches, epilepsy, sleep disorders, chronic pain management, multiple sclerosis, or neuromuscular diseases.
Overlapping areas
Some overlap also occurs with other specialties, varying from country to country and even within a local geographic area. Acute head trauma is most often treated by neurosurgeons, whereas sequelae of head trauma may be treated by neurologists or specialists in rehabilitation medicine. Although stroke cases have been traditionally managed by internal medicine or hospitalists, the emergence of vascular neurology and interventional neuroradiology has created a demand for stroke specialists. The establishment of Joint Commission-certified stroke centers has increased the role of neurologists in stroke care in many primary, as well as tertiary, hospitals. Some cases of nervous system infectious diseases are treated by infectious disease specialists. Most cases of headache are diagnosed and treated primarily by general practitioners, at least the less severe cases. Likewise, most cases of sciatica are treated by general practitioners, though they may be referred to neurologists or surgeons (neurosurgeons or orthopedic surgeons). Sleep disorders are also treated by pulmonologists and psychiatrists. Cerebral palsy is initially treated by pediatricians, but care may be transferred to an adult neurologist after the patient reaches a certain age. Physical medicine and rehabilitation physicians may treat patients with neuromuscular diseases with electrodiagnostic studies (needle EMG and nerve-conduction studies) and other diagnostic tools. In the United Kingdom and other countries, many of the conditions encountered by older patients such as movement disorders, including Parkinson's disease, stroke, dementia, or gait disorders, are managed predominantly by specialists in geriatric medicine.
Clinical neuropsychologists are often called upon to evaluate brain-behavior relationships for the purpose of assisting with differential diagnosis, planning rehabilitation strategies, documenting cognitive strengths and weaknesses, and measuring change over time (e.g., for identifying abnormal aging or tracking the progression of a dementia)
Relationship to clinical neurophysiology
In some countries such as the United States and Germany, neurologists may subspecialize in clinical neurophysiology, the field responsible for EEG and intraoperative monitoring, or in electrodiagnostic medicine nerve conduction studies, EMG, and evoked potentials. In other countries, this is an autonomous specialty (e.g., United Kingdom, Sweden, Spain).
Overlap with psychiatry
In the past, prior to the advent of more advanced diagnostic techniques such as MRI some neurologists have considered psychiatry and neurologic to overlap. Although mental illnesses are believed by many to be neurological disorders affecting the central nervous system, traditionally they are classified separately, and treated by psychiatrists. In a 2002 review article in the American Journal of Psychiatry, Professor Joseph B. Martin, Dean of Harvard Medical School and a neurologist by training, wrote, "the separation of the two categories is arbitrary, often influenced by beliefs rather than proven scientific observations. And the fact that the brain and mind are one makes the separation artificial anyway".
Neurological disorders often have psychiatric manifestations, such as post-stroke depression, depression and dementia associated with Parkinson's disease, mood and cognitive dysfunctions in Alzheimer's disease, and Huntington disease, to name a few. Hence, the sharp distinction between neurology and psychiatry is not always on a biological basis. The dominance of psychoanalytic theory in the first three-quarters of the 20th century has since then been largely replaced by a focus on pharmacology. Despite the shift to a medical model, brain science has not advanced to a point where scientists or clinicians can point to readily discernible pathological lesions or genetic abnormalities that in and of themselves serve as reliable or predictive biomarkers of a given mental disorder.
Neurological enhancement
The emerging field of neurological enhancement highlights the potential of therapies to improve such things as workplace efficacy, attention in school, and overall happiness in personal lives. However, this field has also given rise to questions about neuroethics and the psychopharmacology of lifestyle drugs can have negative and positive effects on neurology because different types
of drugs can depend on people and their lives [Cheyanne l.dorsey]
See also
American Board of Psychiatry and Neurology
American Osteopathic Board of Neurology and Psychiatry
Developmental Neurorehabilitation
List of neurologists
List of women neuroscientists
Neuroepigenetics
Neurohospitalist, a physician interested in inpatient neurological care
References
|
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Nokia Corporation (natively Nokia Oyj, referred to as Nokia; stylized as NOKIA) is a Finnish multinational telecommunications, information technology, and consumer electronics company, founded in 1865. Nokia's main headquarters are in Espoo, Finland, in the greater Helsinki metropolitan area, but the company's actual roots are in the Tampere region of Pirkanmaa. In 2020, Nokia employed approximately 92,000 people across over 100 countries, did business in more than 130 countries, and reported annual revenues of around €23 billion. Nokia is a public limited company listed on the Helsinki Stock Exchange and New York Stock Exchange. It is the world's 415th-largest company measured by 2016 revenues according to the Fortune Global 500, having peaked at 85th place in 2009. It is a component of the Euro Stoxx 50 stock market index.
The company has operated in various industries over the past 150 years. It was founded as a pulp mill and had long been associated with rubber and cables, but since the 1990s has focused on large-scale telecommunications infrastructure, technology development, and licensing. Nokia made significant contributions to the mobile telephony industry, assisting in the development of the GSM, 3G, and LTE standards. For a decade beginning in 1998, Nokia was the largest worldwide vendor of mobile phones and smartphones. In the later 2000s, however, Nokia suffered from a series of poor management decisions, and soon saw its share of the mobile phone market drop sharply.
After a partnership with Microsoft and Nokia's subsequent market struggles, Microsoft bought its mobile phone business, creating Microsoft Mobile as its successor in 2014. After the sale, Nokia began to focus more on its telecommunications infrastructure business and on Internet of things technologies, marked by the divestiture of its Here mapping division and the acquisition of Alcatel-Lucent, including its Bell Labs research organization. The company then also experimented with virtual reality and digital health, the latter through the purchase of Withings. The Nokia brand returned to the mobile and smartphone market in 2016 through a licensing arrangement with HMD Global. Nokia continues to be a major patent licensor for most large mobile phone vendors. As of 2018, Nokia is the world's third-largest network equipment manufacturer.
The company was viewed with national pride by Finns, as its mobile phone business made it by far the largest worldwide company and brand from Finland. At its peak in 2000, during the telecoms bubble, Nokia accounted for 4% of the country's GDP, 21% of total exports, and 70% of the Helsinki Stock Exchange market capital.
History
1865–1967
Nokia's history dates from 1865, when Finnish-Swede mining engineer Fredrik Idestam established a pulp mill on the shores of the Tammerkoski rapids near the town of Tampere, Finland (then in the Russian Empire). A second pulp mill was opened in 1868 near the neighboring town of Nokia, where there were better hydropower resources. In 1871, Idestam, together with a friend Leo Mechelin, formed a shared company and called it Nokia Ab (in Swedish, Nokia Company being the English equivalent), after the site of the second pulp mill.
Idestam retired in 1896, making Mechelin the company's chairman; he expanded into electricity generation by 1902, which Idestam had opposed. In 1904 Suomen Gummitehdas (Finnish Rubber Works), a rubber business founded by Eduard Polón, established a factory near the town of Nokia and used its name.
In 1922, in a now independent Finland, Nokia Ab entered into a partnership with Finnish Rubber Works and Kaapelitehdas (the Cable Factory), all now jointly under the leadership of Polón. The rubber company grew rapidly when it moved to the Nokia region in the 1930s to take advantage of the electricity supply, and the cable company soon did too.
Nokia at the time also made respirators for both civilian and military use, from the 1930s well into the early 1990s.
1967–1990
In 1967, the three companies – Nokia, Kaapelitehdas, and Finnish Rubber Works – merged to create a new Nokia Corporation, restructured into four major businesses: forestry, cable, rubber, and electronics. In the early 1970s, it entered the networking and radio industries. Nokia started making military equipment for Finland's defence forces (Puolustusvoimat), such as the Sanomalaite M/90 communicator in 1983, and the M61 gas mask first developed in the 1960s. Nokia was now also making professional mobile radios, telephone switches, capacitors and chemicals.
After Finland's trade agreement with the Soviet Union in the 1960s, Nokia expanded into the Soviet market. It soon widened trade, ranging from automatic telephone exchanges to robotics among others; by the late 1970s, the Soviet Union became a major market for Nokia, yielding high profits. Nokia also co-operated on scientific technology with the Soviet Union. The U.S. government became increasingly suspicious of that co-operation after the end of the Cold War détente in the early 1980s. Nokia imported many US-made components and used them in products for the Soviets, and according to U.S. Deputy Minister of Defence, Richard Perle, Nokia had a secret co-operation with The Pentagon that allowed the U.S. to keep track of technological developments in the Soviet Union through trading with Nokia. This was a demonstration of Finland trading with both sides, as it was neutral during the Cold War.
In 1977, Kari Kairamo became CEO and transformed the company's businesses. By this time, Finland was becoming what has been called "Nordic Japan". Under his leadership, Nokia acquired many companies including television maker Salora in 1984, followed by Swedish electronics and computer maker Luxor AB in 1985, and French television maker Oceanic in 1987. This made Nokia the third-largest television manufacturer of Europe (behind Philips and Thomson). The existing brands continued to be used until the end of the television business in 1996.
In 1987, Nokia acquired Schaub-Lorenz, the consumer operations of Germany's Standard Elektrik Lorenz (SEL), which included its "Schaub-Lorenz" and "Graetz" brands. It was originally part of American conglomerate International Telephone & Telegraph (ITT), and after the acquisition products were sold under the "ITT Nokia" brand, despite SEL's sale to Compagnie Générale d'Electricité (CGE), the predecessor of Alcatel, in 1986.
On 1 April 1988, Nokia bought the Information Systems division of Ericsson, which had originated as the Datasaab computer division of Swedish aircraft and car manufacturer Saab. Ericsson Information Systems made Alfaskop terminals, typewriters, minicomputers and Ericsson-branded IBM compatible PCs. The merger with Nokia's Information Systems division—which since 1981 had a line of personal computers called MikroMikko—resulted in the name Nokia Data.
Nokia also acquired Mobira, a mobile telephony company, which was the foundation of its future mobile phone business. In 1981, Mobira launched the Nordic Mobile Telephone (NMT) service, the world's first international cellular network and the first to allow international roaming. In 1982, Mobira launched the Mobira Senator car phone, Nokia's first mobile phone. At that time, the company had no interest in producing mobile phones, which the executive board regarded as akin to James Bond's gadgets: improbably futuristic and niche devices. After all these acquisitions, Nokia's revenue base became US$2.7 billion. CEO Kairamo committed suicide on 11 December 1988.
In 1987, Kaapelitehdas discontinued production of cables at its Helsinki factory after 44 years, effectively shutting down the sub-company.
1990–2010
Following Simo Vuorilehto's appointment as CEO, a major restructuring was planned. With 11 groups within the company, Vuorilehto divested industrial units he deemed as un-strategic. Nokian Tyres (Nokian Renkaat), a tyre producer originally formed as a division of Finnish Rubber Works in 1932, split away from Nokia Corporation in 1988. Two years later, in 1990, Finnish Rubber Works followed suit. In 1991 Nokia sold its computer division, Nokia Data, to UK-based International Computers Limited (ICL), the precursor of Fujitsu Siemens. Investors thought of this as financial trouble and Nokia's stock price sank as a result. Finland was now also experiencing its worst recession in living memory, and the collapse of the Soviet Union, a major customer, made matters worse.
Vuorilehto quit in January 1992 and was replaced by Jorma Ollila, who had been the head of the mobile phone business from 1990 and advised against selling that division. Ollila decided to turn Nokia into a 'telecom-oriented' company, and he eventually got rid of divisions like the power business. This strategy proved to be very successful and the company grew rapidly in the following years. Nokia's operating profit went from negative in 1991 to $1 billion in 1995 and almost $4 billion by 1999.
Nokia's first fully portable mobile phone after the Mobira Senator was the Mobira Cityman 900 in 1987. Nokia assisted in the development of the GSM mobile standard in the 1980s, and developed the first GSM network with Siemens, the predecessor to Nokia Siemens Network. The world's first GSM call was made by Finnish prime minister Harri Holkeri on 1 July 1991, using Nokia equipment on the 900 MHz band network built by Nokia and operated by Radiolinja. In November 1992, the Nokia 1011 launched, making it the first commercially available GSM mobile phone.
Salora Oy as a Nokia subsidiary ended in 1989 when the division was merged into Nokia-Mobira Oy. The brand continued to be used for televisions until 1995.
On 12 June 1996, Nokia announced the sale of its television business to Canada/Hong Kong-based Semi-Tech Corporation. The television manufacturing plant in Germany closed down in September 1996. The sale included a factory in Turku, and the rights to use the Nokia, Finlux, Luxor, Salora, Schaub-Lorenz and Oceanic brands until the end of 1999. Some of these brands were later sold to other companies.
Nokia was the first to launch digital satellite receivers in the UK, announced in March 1997. In August 1997 Nokia introduced the first digital satellite receiver with Common Interface (CI) support. In 1998 Nokia became the chosen supplier to produce the world's first digital terrestrial television set-top boxes by British Digital Broadcasting (BDB), which was eventually launched as ONdigital.
In October 1998, Nokia overtook Motorola to become the best-selling mobile phone brand, and in December manufactured its 100 millionth mobile phone. A major reason why Nokia grew against its main competitors Motorola and Ericsson was that it managed to cater to the consumer youth market and fashion-oriented consumers, most significantly with the Nokia 5110 and 3210 handsets which featured a large range of colourful and replaceable back-covers called Xpress-on. One of the earliest fashion phones in 1992, from Swiss watchmaker Swatch, was based on Nokia's 101 handset. The company would also form the Vertu division, creating luxury mobile handsets.
Nokia claimed in April 1996 its 447Xav and 447K monitors to be the first with stereo speakers and a sub-woofer. In May 1999 Nokia introduced their first wireless LAN products. In January 2000 ViewSonic acquired Nokia Display Products, the division making displays for personal computers. On 26 April 2001 Nokia partnered with Telefonica to supply DSL modems and routers in Spain.
In 1997, Nokia established a joint venture with Brazilian electronics firm Gradiente where they were granted the license to manufacture variants of Nokia mobile phones locally under the Nokia and Gradiente brand names.
In 1998, Nokia co-founded Symbian Ltd. led by Psion to create a new operating system for PDAs and smart mobile phones as a successor of EPOC32. They released the Nokia 9210 Communicator running Symbian OS in 2001 and later that year created the Symbian Series 60 platform, later introducing it with their first camera phone, the Nokia 7650. Both Nokia and Symbian eventually became the largest smartphone hardware and software maker respectively, and in February 2004 Nokia became the largest shareholder of Symbian Ltd. Nokia acquired the entire company in June 2008 and then formed the Symbian Foundation as its successor.
In 1998 alone, the company had sales revenue of $20 billion making $2.6 billion profit. By 2000 Nokia employed over 55,000 people, and had a market share of 30% in the mobile phone market, almost twice as large as its nearest competitor, Motorola. The company was operating in 140 countries as of 1999. It was reported at the time that some people believed Nokia to be a Japanese company. Between 1996 and 2001, Nokia's turnover increased fivefold, from €6.5 billion to €31 billion.
The company would then be known as a successful and innovative maker of camera phones. The Nokia 3600/3650 was the first camera phone on sale in North America in 2003. In April 2005 Nokia partnered with German camera optics maker Carl Zeiss AG. That same month Nokia introduced the Nseries, which would become its flagship line of smartphones for the next six years. The Nokia N95 introduced in September 2006 became highly successful and was also awarded as "best mobile imaging device" in Europe in 2007. Its successor the N82 featured a xenon flash, which helped it win the award of "best mobile imaging" device in Europe in 2008. The N93 in 2006 was known for its specialized camcorder and the twistable design that switches between clamshell and a camcorder-like position. They were also well known for the N8 with a high-resolution 12-megapixel sensor in 2010; the 808 PureView in 2012 with a 41-megapixel sensor; and the Lumia 920 flagship in 2012 which implemented advanced PureView technologies.
Nokia was one of the pioneers of mobile gaming due to the popularity of Snake, which came pre-loaded on many products. In 2002, Nokia attempted to break into the handheld gaming market with the N-Gage. Nokia's head of entertainment and media, Ilkka Raiskinen, once quoted "Game Boy is for 10-year-olds", stating that N-Gage is more suited to a mature audience. However, the device was a failure, unable to challenge the dominant market leader Nintendo. Nokia attempted to revive N-Gage as a platform for their S60 smartphones, which eventually launched in 2008.
In Q1 2004, Nokia's mobile phone handset market share steeply dropped to 28.9%, down from 34.6% a year earlier. However, by 2006 the company was steadily gaining again and in Q4 2007 reached its all-time high figure of 40.4%. Its smartphone market share in that quarter was 51%. Nokia was the largest vendor at the time in all regions bar North America.
Nokia launched mobile TV trials in 2005 in Finland with content provided by public broadcaster Yle. The services are based on the DVB-H standard. It could be viewed with the widescreen Nokia 7710 smartphone with a special accessory enabling it to receive DVB-H signals. Nokia partnered with Arqiva and O2 to launch trials in the UK in September 2005.
In 2005 Nokia developed a Linux-based operating system called Maemo, which shipped that year on the Nokia 770 Internet Tablet.
On 1 June 2006, Jorma Ollila became the company's chairman and retired as CEO, replaced by Olli-Pekka Kallasvuo.
In August 2007, Nokia introduced Ovi, an umbrella name for the company's new Internet services which included the N-Gage platform and the Nokia Music Store. The Ovi Store faced stiff competition against Apple's App Store when it was introduced in 2008.
In October 2008 Nokia announced the Nokia 5800 XpressMusic, the first device to ship with the new touch-centric S60 5th Edition, also known as Symbian^1, the first iteration of the platform since the creation of the Symbian Foundation. In November 2008 Nokia announced it would end mobile phone sales in Japan because of low market share. Nokia's global mobile phone market share peaked in 2008 at 38.6 percent. The same year, Nokia announced the acquisition of Trolltech and its Qt software development. Qt was a central part of Nokia's strategy until 2011, and it was eventually sold in 2012.
Nokia briefly returned to the computer market with the Booklet 3G netbook in August 2009.
2010–2014
In late 2009 and in 2010, the music-focused Xseries and consumer-focused Cseries were introduced respectively. In April 2010 Nokia introduced its next flagship mobile device, the Nokia N8, which would be the first to run on Symbian^3. However it was delayed for many months which tarnished the company's image, especially after the failure of its previous flagship N97 and tougher competition from Apple and the rising Google. On 10 September 2010, Olli-Pekka Kallasvuo was fired as CEO and it was announced that Stephen Elop from Microsoft would take Nokia's CEO position, becoming the first non-Finnish director in Nokia's history. It was claimed that investors pressed Nokia's board to recruit an outsider to shake up management and break from the traditional "Nokia way". Ollila had also announced that he would step down as Nokia chairman by 2012. On 11 March 2011 Nokia announced that it had paid Elop a $6 million signing bonus as "compensation for lost income from his prior employer", on top of his $1.4 million annual salary.
The old Symbian OS became completely open source in February 2010. However, in November 2010 it was announced that the Symbian Foundation was closing and that Nokia would take back control of the Symbian operating system under closed licensing. By now Nokia was the only remaining company using the platform, along with carrier NTT DoCoMo in Japan, after both Samsung and Sony Ericsson moved to Android. Meanwhile, in 2010 for Nokia's Linux ambitions, Nokia collaborated with Intel to form the MeeGo project, after the merger of Nokia's own Maemo and Intel's Moblin.
Nokia's Symbian platform that had been the leading smartphone platform in Europe and Asia for many years was quickly becoming outdated and difficult for developers after the advent of iOS and Android. To counter this, Nokia planned to make their MeeGo Linux operating system, under development, the company's flagship on smartphones. Shortly after Elop's CEO tenure began, the Nokia board green-lit him the ability to change the company's mobile phones strategy, including changing operating systems. Veteran Anssi Vanjoki, head of the smartphones division, left the company around this time. His final appearance was at Nokia World 2010 when the Nokia E7 and other Symbian^3 devices were introduced.
On 11 February 2011, Nokia announced a "strategic partnership" with Microsoft, under which it would adopt Windows Phone 7 as its primary operating system on smartphones, and integrate its services and platforms with its own, including Bing as search engine, and integration of Nokia Maps data into Bing Maps. Elop stated that Nokia chose not to use Android because of an apparent inability to "differentiate" its offerings, with critics also noting that his past ties to Microsoft may have also influenced the decision. Although the MeeGo "Harmattan"-based N9 was met with a highly positive reception in 2011, Nokia had already decided to end development on MeeGo and solely focus on its Microsoft partnership, although the CEO said that the N9's "innovations" will live on in the future, which eventually made their way on the Asha platform in 2013. After the announcement of the Microsoft partnership, Nokia's market share deteriorated; this was due to demand for Symbian dropping when consumers realized Nokia's focus and attention would be elsewhere.
The company posted a large loss for the second quarter of 2011 – only their second quarterly loss in 19 years. Nokia's first Windows Phone flagship was the Lumia 800, which arrived in November 2011. Falling sales in 2011, which were not being improved significantly with the Lumia line in 2012, led to consecutive quarters of huge losses. By mid-2012 the company's stock price fell below $2. CEO Elop announced cost-cutting measures in June by shedding 10,000 employees by the end of the year and the closure of the Salo manufacturing plant. The Finnish prime minister also announced that the government wouldn't subsidize the company from an emergency state fund. Around this time Nokia started a new project codenamed "Meltemi", a platform for low-end smartphones. With the Microsoft alliance and under Elop's management, Nokia also had a renewed focus on the North American market where Nokia phones were, in stark contrast to the rest of the world, almost irrelevant for many years. This strategy began in January 2012 with the introduction of the Nokia Lumia 900 smartphone in partnership with U.S. carrier AT&T.
In March 2011, Nokia introduced a new corporate typeface called "Pure". On 1 August 2011, Nokia announced that it would adopt a new three-digit naming system for mobile phone products and stop using letters, effectively ending the Nseries, Eseries, and short-lived Cseries. That same day the Nokia 500 was introduced with the new system. Nokia last used three-digit names on analogue phones in the 1990s.
When the Lumia 920 was announced in September 2012, it was seen by the press as the first high-end Windows Phone that could challenge rivals due to its advanced feature set. Elop said that the positive reaction to it had created a sense of hope and optimism in the company. The company was also making gains in developing countries with its Asha series, which were selling strongly. Although Nokia's smartphone sales and market share greatly increased throughout 2013, including in the North American market, it was still not enough to avoid financial losses. Ollila stepped down as chairman on 4 May 2012 and was replaced by Risto Siilasmaa.
In September 2013 Nokia announced the sale of its mobile and devices division to Microsoft. The sale was positive for Nokia to avoid further negative financial figures, as well as for Microsoft's CEO Steve Ballmer, who wanted Microsoft to produce more hardware and turn it into a devices and services company. The Nokia chairman, Risto Siilasmaa, described the deal as rationally correct (in the best interests of Nokia shareholders), but emotionally difficult – experts agree that Nokia would have been in a cash crisis had it not sold the division to Microsoft. Analysts believe that Ballmer pushed for the buyout because of fears that Nokia was close to adopting Android and abandoning their alliance with Microsoft. Indeed, in January 2014 the Nokia X was introduced which ran on a customised version of Android. It was a surprising and somewhat odd launch coming just weeks away from the finalization of the Microsoft buyout. Others, including Ballmer's successor Satya Nadella, felt that Microsoft thought merging their software teams with Nokia's hardware engineering and designs would "accelerate" growth of Windows Phone. The sale was completed in April 2014, with Microsoft Mobile becoming the successor to Nokia's mobile devices division. Nokia also moved from its headquarters to another building complex located at Karaportti. At the time, Ballmer himself was retiring as Microsoft CEO and was replaced by Satya Nadella, who opposed the Nokia mobile phones purchase, along with chairman Bill Gates. The purchased assets from Nokia were eventually written-off by Microsoft in 2015.
By 2014, Nokia's global brand value according to Interbrand fell to 98th place, a sharp slide from the 5th place it was in 2009. Nokia's downfall in the mobile phone market has had different explanations from analysts, with many split about the CEO's decision to abandon its in-house operating system and adopting Windows Phone in 2011. Many researchers have concluded that Nokia suffered from deep internal rivalries within the management. Former employees claimed that the management became so swollen by the early success that they grew complacent over time. Some from the Symbian developing team have claimed that the company's upper management rejected hundreds of potential innovations during the 2000s that they proposed, including entirely rewriting Symbian's code. One former Nokia employee claimed that the company was run as a "Soviet-style bureaucracy".
In July 2013, Nokia bought Siemens' stake in the Nokia Siemens Networks joint venture for $2.2 billion, turning it into a wholly owned subsidiary called Nokia Solutions and Networks, until being rebranded as Nokia Networks soon after. During Nokia's financial struggles, its profitable networking division with Siemens provided much of its income; thus, the purchase proved to be positive, particularly after the sale of its mobile devices unit.
2014–2016
After the sale of its mobile devices division, Nokia focused on network equipment through Nokia Networks.
In October 2014, Nokia and China Mobile signed a US$970 million framework deal for delivery between 2014 and 2015.
On 17 November 2014, Nokia Technologies head Ramzi Haidamus disclosed that the company planned to re-enter the consumer electronics business as an original design manufacturer, licensing in-house hardware designs and technologies to third-party manufacturers. Haidamus stated that the Nokia brand was "valuable" but "is diminishing in value, and that's why it is important that we reverse that trend very quickly, imminently". The next day, Nokia unveiled the N1, an Android tablet manufactured by Foxconn, as its first product following the Microsoft sale. Haidamus emphasized that devices released under these licensing agreements would be held to high standards in production quality, and would "look and feel just like Nokia built it". Nokia CEO Rajeev Suri stated that the company planned to re-enter the mobile phone business in this manner in 2016, following the expiration of its non-compete clause with Microsoft.
According to Robert Morlino, the spokesman of Nokia Technologies, Nokia planned to follow the brand-licensing model rather than direct marketing of mobile devices due to the sale of its mobile devices division to Microsoft. The company took aggressive steps to revitalize itself, evident through its hiring of software experts, testing of new products and seeking of sales partners. On 14 July 2015, CEO Rajeev Suri confirmed that the company would make a return to the mobile phones market in 2016.
On 28 July 2015, Nokia announced OZO, a 360-degrees virtual reality camera, with eight 2K optical image sensors. The division behind the product, Nokia Technologies, claimed that OZO would be the most advanced VR film-making platform. Nokia's press release stated that OZO would be "the first in a planned portfolio of digital media solutions," with more technologic products expected in the future. OZO was fully unveiled on 30 November in Los Angeles. The OZO, designed for professional use, was intended for retail for US$60,000; however, its price was decreased by $15,000 prior to release, and is listed on its official website as $40,000.
On 14 April 2015, Nokia confirmed that it was in talks with the French telecommunications equipment company Alcatel-Lucent regarding a potential merger. The next day, Nokia announced that it had agreed to purchase Alcatel-Lucent for €15.6 billion in an all-stock deal. CEO Rajeev Suri felt that the purchase would give Nokia a strategic advantage in the development of 5G wireless technologies. The acquisition created a stronger competitor to the rival firms Ericsson and Huawei, whom Nokia and Alcatel-Lucent had surpassed in terms of total combined revenue in 2014. Nokia shareholders hold 66.5% of the new combined company, while Alcatel-Lucent shareholders hold 33.5%. The Bell Labs division was to be maintained, but the Alcatel-Lucent brand would be replaced by Nokia. In October 2015, following approval of the deal by China's Ministry of Commerce, the merger awaited approval by French regulators. Despite the initial intent of selling the submarine cable division separately, Alcatel-Lucent later declared that it would not. The merger closed on 14 January 2016, but was not complete until 3 November 2016. From the acquisition, Nokia is now also the owner of the Alcatel mobile phone brand, which continues to be licensed to TCL Corporation.
On 3 August 2015, Nokia announced that it had reached a deal to sell its Here digital maps division to a consortium of BMW, Daimler AG and Volkswagen Group for €2.8 billion. The deal closed on 3 December 2015.
2016–2019
On 26 April 2016, Nokia announced its intent to acquire French connected health device maker Withings for US$191 million. The company was integrated into a new Digital Health unit of Nokia Technologies. Nokia later wrote off the cost of the acquisition and in May 2018 the health unit was sold back to Éric Carreel, a Withings co-founder and former CEO.
On 18 May 2016, Microsoft Mobile sold its Nokia-branded feature phone business to HMD Global, a new company founded by former Nokia executive Jean-Francois Baril, and an associated factory in Vietnam to Foxconn's FIH Mobile subsidiary. Nokia subsequently entered into a long-term licensing deal to make HMD the exclusive manufacturer of Nokia-branded phones and tablets outside Japan, operating in conjunction with Foxconn. The deal also granted HMD the right to essential patents and featurephone software. HMD subsequently announced the Android-based Nokia 6 smartphone in January 2017. At Mobile World Congress, HMD additionally unveiled the Nokia 3 and Nokia 5 smartphones, as well as a re-imagining of Nokia's classic 3310 feature phone. While Nokia has no investment in the company, they do have some input in the new devices.
On 28 June 2016 Nokia demonstrated for the first time a 5G-ready network. In February 2017 Nokia carried out a 5G connection in Oulu, Finland using the 5GTF standard, backed by Verizon, on Intel architecture-based equipment.
In July 2017, Nokia and Xiaomi announced that they have signed a business collaboration agreement and a multi-year patent agreement, including a cross-license to each company's cellular standard-essential patents. In that year, Nokia's brand value was ranked 188th by Brand Finance, a jump of 147 places from 2016. Its rise was attributed to its health portfolio and new mobile phones developed by HMD Global.
In January 2018, Nokia signed a deal with NTT Docomo, Japan's largest mobile operator, to provide 5G wireless radio base stations in the country by 2020. Later that month, Nokia announced the ReefShark line of 5G chipsets, claiming that it triples bandwidth to 84 Gbit/s. In March, Solidium, the investment arm of the Finnish government, purchased a 3.3% stake in Nokia valued at €844 million. In May, Nokia announced that it had acquired a California-based IoT startup, SpaceTime Insight.
In January 2019, the Canadian government announced that it would provide C$40 million to support Nokia's research on 5G technology. A 2019 study revealed that Nokia phones performed far better than rivals Samsung, LG, Xiaomi, and Huawei in updating to the latest version of Android. The study, made by Counterpoint Research, found that 96 percent of Nokia phones were either sent with or updated to the latest Android version since Pie was released in 2018. Nokia's competitors were found to be all around roughly the 80 percent range.
2020–present
On March 2, 2020, Nokia announced Pekka Lundmark as its new CEO. Later that month, Nokia completed the acquisition of Elenion Technologies, a U.S.-based company focusing on silicon photonics technology to improve economics of advanced optical connectivity products.
On May 27, 2020, Sari Baldauf succeeded Risto Siilasmaa as chairwoman of the board of directors, and Kari Stadigh was appointed vice chair. In June, Nokia won a 5G contract worth approximately $450 million from Taiwan Mobile to build out the telecom operator's next-generation network as the sole supplier. In October, Nokia announced a contract with NASA to build a 4G mobile network for astronaut usage on the moon. The $14.1 million contract is through subsidiary Bell Labs, and the program is expected to launch in 2022.
During 2020, Flipkart collaborated with Nokia to market Nokia-branded consumer products in India. These included televisions, a laptop and a range of air conditioners.
Current operations
Nokia is a julkinen osakeyhtiö (public joint-stock company) listed on the Nasdaq Nordic/Helsinki and New York stock exchanges. Nokia has played a very large role in the economy of Finland, and it is an important employer in the country, working with multiple local partners and subcontractors. Nokia contributed 1.6% to Finland's GDP and accounted for about 16% of the country's exports in 2006.
Nokia comprises two business groups along with further subsidiaries and affiliated firms.
Nokia Networks
Nokia Networks is Nokia Corporation's largest division. It is a multinational data networking and telecommunications equipment company headquartered in Espoo, Finland, and is the world's third-largest telecoms equipment manufacturer, measured by 2017 revenues (after Huawei and Cisco). In the USA it competes with Ericsson on building 5G networks for operators, while Huawei Technologies and ZTE Corporation were effectively banned.
It has operations in around 150 countries.
Nokia Networks provides wireless and fixed network infrastructure, communications and networks service platforms and professional services to operators and service providers. It focuses on GSM, EDGE, 3G/W-CDMA, LTE and WiMAX radio access networks, supporting core networks with increasing IP and multiaccess capabilities and services.
The Nokia Siemens Networks (NSN) brand identity was launched at the 3GSM World Congress in Barcelona in February 2007 as a joint venture between Nokia (50.1%) and Siemens (49.9%), although it is now wholly owned by Nokia. In July 2013, Nokia bought back all shares in Nokia Siemens Networks for a sum of US$2.21 billion and renamed it to Nokia Solutions and Networks, shortly thereafter changed to simply Nokia Networks.
Nokia Technologies
Nokia Technologies is a division of Nokia that develops consumer products and licenses technology including the Nokia brand. Its focuses are imaging, sensing, wireless connectivity, power management and materials, and other areas such as the IP licensing program. It consists of three labs: Radio Systems Lab, in areas of radio access, wireless local connectivity and radio implementation; Media Technologies Lab, in areas of multimedia and interaction; and Sensor and Material Technologies Lab, in areas of advanced sensing solutions, interaction methods, nanotechnologies and quantum technologies. Nokia Technologies also provides public participation in its development through the Invent with Nokia program. It was created in 2014 following a restructuring of Nokia Corporation.
In November 2014, Nokia Technologies launched its first product, the Nokia N1 tablet computer. In July 2015, Nokia Technologies introduced a VR camera called OZO, designed for professional content creators and developed in Tampere, Finland. With its 8 synchronized shutter sensors and 8 microphones, the product can capture stereoscopic 3D video and spatial audio.
On 31 August 2016, Ramzi Haidamus announced he would be stepping down from his position as president of Nokia Technologies. Brad Rodrigues, previously head of strategy and business development, assumed the role of interim president. On 30 June 2017, Gregory Lee, previously CEO of Samsung Electronics in North America, was appointed Nokia Technologies CEO and president.
Nokia Bell Labs
Nokia Bell Labs is a research and scientific development firm that was once the R&D arm of the American Bell System. It became a subsidiary of Nokia Corporation after the takeover of Alcatel-Lucent in 2016.
NGP Capital
NGP Capital (formerly Nokia Growth Partners) is a global venture capital firm, focusing on investments in the growth stage "Internet of things" (IoT) and mobile technology companies. NGP holds investments throughout the U.S., Europe, China and India. Their portfolio consists of companies in mobile technology including the sectors Connected Enterprise, Digital Health, Consumer IoT, and Connected Car. Following a $350 million funding for IoT companies in 2016, NGP manages $1 billion worth of assets.
Nokia had previously promoted innovation through venture sponsorships dating back to 1998 with Nokia Venture Partners, which was renamed BlueRun Ventures and spun off in 2005. Nokia Growth Partners (NGP) was founded in 2005 as a growth stage venture fund as a continuation of the early successes of Nokia Venture Partners. In 2017, the company was renamed to NGP Capital.
NGP's largest exits include GanJi, UCWeb, Whistle, Rocket Fuel, Swype, Summit Microelectronics and Netmagic.
Nuage Networks
Nuage Networks is a venture providing software-defined networking solutions. It was formed by Alcatel-Lucent in 2013 to develop a software overlay for automating and orchestrating hybrid clouds. It has been part of Nokia following their acquisition of Alcatel-Lucent in 2016. Throughout 2017 Nuage sealed deals with Vodafone and Telefonica to provide its SD-WAN architecture to their servers. BT had already been a client since 2016. A deal with China Mobile in January 2017 also used Nuage's software-defined networking technology for 2,000 public cloud servers at existing data centers in China, and another in October 2017 with China Pacific Insurance Company.
The company is based in Mountain View, California and the CEO is Sunil Khandekar.
Alcatel Mobile
Alcatel Mobile is a mobile phone brand owned by Nokia since 2016. It has been licensed since 2005 to Chinese company TCL when it was under the ownership of Alcatel (later Alcatel-Lucent) in a contract until 2024.
HMD Global
HMD Global is a mobile phone company based in Espoo, Finland. The Nokia brand has been licensed by former Nokia employees who founded HMD Global and introduced Nokia-branded Android-based devices to the market in 2017. Nokia has no investment in the company but retains some input in the development of its devices.
Nokia has 10.10% ownership in HMD Global after investing alongside Qualcomm and Google in 2020. In the 2020 financial report, FIH Mobile disclosed they have an 14.38% ownership in HMD Global. Finnish Nokia owns 10.10% of HMD Global, while other investors include Google, Qualcomm, and others with an undisclosed share in HMD.
Alcatel Submarine Networks
Alcatel Submarine Networks (ASN) is a provider of turnkey undersea network solutions. The business unit develops technology and offers installation services for optical submarine cable network links across the world's oceans.
Corporate affairs
Corporate governance
The control and management of Nokia is divided among the shareholders at a general meeting and the Nokia Group Leadership Team (left), under the direction of the board of directors (right). The chairman and the rest of the Nokia Leadership Team members are appointed by the board of directors. Only the chairman of the Nokia Leadership Team can belong to both the board of directors and the Nokia Group Leadership Team. The Board of Directors' committees consist of the Audit Committee, the Personnel Committee, and the Corporate Governance and Nomination Committee.
The operations of the company are managed within the framework set by the Finnish Companies Act, Nokia's Articles of Association, and Corporate Governance Guidelines, supplemented by the board of directors' adopted charters. On 25 November 2019, Nokia announced that it would discontinue the role of Chief Operating Officer (COO) and distribute its functions to other company leaders. As a result, Chief Operating Officer Joerg Erlemeier decided to step down, effective 1 January 2020.
Former corporate officers
Stock
Nokia is a public limited liability company and is the oldest company listed under the same name on the Helsinki Stock Exchange, beginning in 1915. Nokia has had a secondary listing on the New York Stock Exchange since 1994. Nokia shares were delisted from the London Stock Exchange in 2003, the Paris Stock Exchange in 2004, the Stockholm Stock Exchange in 2007 and the Frankfurt Stock Exchange in 2012. Due to the acquisition of Alcatel-Lucent in 2015, Nokia listed its shares again on the Paris Stock Exchange and was included in the CAC 40 index on 6 January 2016 but later removed on 18 September 2017.
In 2007, Nokia had a market capitalization of €110 billion; by 17 July 2012 this had fallen to €6.28 billion, and by 23 February 2015, it increased to €26.07 billion. Nokia market cap at 2020 was 21.76 billion.
Corporate culture
Nokia's official corporate culture manifesto since the 1990s is called The Nokia Way. It emphasizes the speed and flexibility of decision-making in a flat, networked organization.
The official business language of Nokia is English. All documentation is written in English, and is used in official intra-company communication.
In 1992, Nokia adopted values that were defined with the key words respect, achievement, renewal and challenge. In May 2007, the company redefined its values after initiating a series of discussion across its worldwide branches regarding what the new values of the company should be. Based on the employee suggestions, the new values were defined as: Engaging You, Achieving Together, Passion for Innovation and Very Human. In August 2014, Nokia redefined its values again after the sale of its Devices business, using the original 1992 values again.
Headquarters
Nokia are based at Karaportti in Espoo, Finland, just outside capital Helsinki. It has been their head office since 2014 after moving from the purpose-built Nokia House in Espoo as part of the sale of the mobile phone business to Microsoft. The building in Karaportti was previously the headquarters of NSN (now Nokia Networks).
Awards and recognition
In 2018, Nokia received the Leading Lights award for most innovative cable/video product and was named to Ethisphere's 2018 world's most ethical companies list.
Logo history
Controversies
NSN's provision of intercept capability to Iran
In 2008, Nokia Siemens Networks, a joint venture between Nokia and Siemens AG, reportedly provided Iran's monopoly telecom company with technology that allowed it to intercept the Internet communications of its citizens. The technology reportedly allowed Iran to use deep packet inspection to read and change the content of emails, social media, and online phone calls. The technology "enables authorities to not only block communication but to monitor it to gather information about individuals, as well as alter it for disinformation purposes".
During the post-election protests in Iran in June 2009, Iran's Internet access was reported to have slowed to less than a tenth of its normal speeds, which experts suspected was due to using of deep packet inspection.
In July 2009, Nokia began to experience a boycott of their products and services in Iran. The boycott was led by consumers sympathetic to the post-election protest movement and targeted companies deemed to be collaborating with the regime. Demand for handsets fell and users began shunning SMS messaging.
Nokia Siemens Networks asserted in a press release that it provided Iran only with a "lawful intercept capability solely for monitoring of local voice calls" and that it "has not provided any deep packet inspection, web censorship, or Internet filtering capability to Iran".
Lex Nokia
In 2009, Nokia heavily supported a law in Finland that allows companies to monitor their employees' electronic communications in cases of suspected information leaking. Nokia denied rumors that the company had considered moving its head office out of Finland if laws on electronic surveillance were not changed. The Finnish media dubbed the law Lex Nokia because it was implemented as a result of Nokia's pressure.
The law was enacted, but with strict requirements for the implementation of its provisions. No company had used its provisions prior to 25 February 2013, when the Office of Data Protection Ombudsman confirmed that city of Hämeenlinna had recently given the required notice.
Nokia–Apple patent dispute
In October 2009, Nokia filed a lawsuit against Apple Inc. in the U.S. District Court of Delaware claiming that Apple infringed on 10 of its patents related to wireless communication including data transfer. Apple was quick to respond with a countersuit filed in December 2009 accusing Nokia of 11 patent infringements. Apple's general counsel, Bruce Sewell went a step further by stating, "Other companies must compete with us by inventing their own technologies, not just by stealing ours." This resulted in a legal battle between the two telecom majors with Nokia filing another suit, this time with the U.S. International Trade Commission (ITC), alleging Apple had infringed its patents in "virtually all of its mobile phones, portable music players and computers". Nokia went on to ask the court to ban all U.S. imports of the Apple products, including the iPhone, Macintosh and iPod. Apple countersued by filing a complaint with the ITC in January 2010.
In June 2011, Apple settled with Nokia and agreed to an estimated one time payment of $600 million and royalties to Nokia. The two companies also agreed on a cross-licensing patents for some of their patented technologies.
Alleged tax evasion in India
Nokia's Indian subsidiary was charged in January 2013 with non-payment of Indian Tax Deducted at Source and transgressing transfer pricing norms in India. The unpaid TDS of 30 billion, accrued during a course of six years, was due to royalty paid by the Indian subsidiary to its parent company.
Nokia 7 Plus data breach
In March 2019, news broke that the company's Nokia 7 Plus phones were allegedly sending personal user data to China over several months. According to investigators, the gadget sent unencrypted data packages including geographical location, SIM card number, and the phone's serial number to an unidentified Chinese server every time that "the phone was turned on, the screen activated or unlocked." The data was sufficient to follow the movements and actions of the phone in real time.
Nokia brand owner HMD Global denied any such transfers had taken place, stating that it was instead the result of an error in the packing process of the phone's software. The Finnish Office of the Data Protection Ombudsman launched an investigation into the matter on the assumption "that personal data has been transferred."
See also
Nokia Networks
Nokia – a town in Pirkanmaa, Finland
Nokia Arena
Nokian Tyres
History of Nokia
Jolla – a company started by former Nokia employees which develops Linux Sailfish OS, a continuation of Linux MeeGo OS
Twig Com – originally Benefon, formerly a mobile phone manufacturer started by former Nokia people, now a maker of personal safety and GPS tracking products
Microsoft Mobile – the rebranding of Nokia's Device and Services division after its acquisition by Microsoft
HMD Global – the post-Microsoft continuation of Android-based Nokia devices
Notes
References
Further reading
External links
1865 establishments in Finland
Technology companies established in 1865
Companies formerly listed on the Frankfurt Stock Exchange
Companies formerly listed on the London Stock Exchange
Companies in the Euro Stoxx 50
Companies listed on Nasdaq Helsinki
Companies listed on Euronext Paris
Companies listed on the New York Stock Exchange
Display technology companies
Finnish brands
Mobile phone companies of Finland
Multinational companies headquartered in Finland
Telecommunications equipment vendors
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The economy of North Korea is a centrally planned economy, following Juche, where the role of market allocation schemes is limited, although increasing. , North Korea continues its basic adherence to a centralized command economy. There has been some economic liberalization, particularly after Kim Jong-un assumed the leadership in 2012, but reports conflict over particular legislation and enactment. Since the 1990s, informal market activity has increased, which the authoritarian regime has tolerated.
The collapse of the Eastern Bloc from 1989 to 1992, particularly North Korea's principal source of support, the Soviet Union, forced the North Korean economy to realign its foreign economic relations, including increased economic exchanges with South Korea. China is North Korea's largest trading partner. North Korea's ideology of Juche has resulted in the country pursuing autarky in an environment of international sanctions. While the current North Korean economy is still dominated by state-owned industry and collective farms, foreign investment and corporate autonomy have increased.
North Korea had a similar GDP per capita to its neighbor South Korea from the aftermath of the Korean War until the mid-1970s, but had a GDP per capita of less than $2,000 in the late 1990s and early 21st century. For 2018, the South Korean Bank of Korea estimated the GDP growth as −4.1%. For the first time, in 2021, the North Korean private sector outgrew the public sector.
Size of the North Korean economy
Estimating gross national product in North Korea is a difficult task because of a dearth of economic data and the problem of choosing an appropriate rate of exchange for the North Korean won, the nonconvertible North Korean currency. The South Korean government's estimate placed North Korea's GNP in 1991 at US$22.9 billion, or US$1,038 per capita. In contrast, South Korea posted US$237.9 billion of GNP and a per capita income of US$5,569 in 1991. North Korea's GNP in 1991 showed a 5.2% decline from 1989, and preliminary indications were that the decline would continue. South Korea's GNP, by contrast, expanded by 9.3% and 8.4%, respectively, in 1990 and 1991.
It is estimated that North Korea's GNP nearly halved between 1990 and 1999. North Korean annual budget reports suggest state income roughly tripled between 2000 and 2014. By about 2010, external trade had returned to 1990 levels.
The South Korea-based Bank of Korea estimated that over 2000 to 2013 average growth was 1.4% per year. It estimated that the real GDP of North Korea in 2015 was 30,805 billion South Korean won. It has published the following estimates of North Korea's GDP growth:
This analysis converts production volume estimates into South Korean prices, so is subject to price changes over time of South Korean goods. According to analyst Andrei Lankov, writing in 2017, a significant number of observers believe that the Bank of Korea is too conservative and the real growth rate is North Korea reported that the government budget has been increasing at between 5% and 10% annually from 2007 to 2015. Reported planned capital expenditure, mainly on roads and public buildings, increased by 4.3% in 2014, 8.7% in 2015 to 13.7% in 2016. According to a North Korea economist, the growth rate was 3.7% in 2017, lifting GDP to $29.6 billion in 2018. The Australian government estimated 1.3% growth in 2017, while the South Korean government estimated -3.5%.
In 2018, North Korea's government budget revenue plan overfulfilled 1.4%, an increase of 4.6% over 2017 year.
History
Colonial period and post Second World War
Beginning in the mid-1920s, the Japanese colonial administration in Korea concentrated its industrial-development efforts in the comparatively under-populated and resource-rich northern portion of the country, resulting in a considerable movement of people northward from the agrarian southern provinces of the Korean Peninsula.
This trend did not reverse until after the end in 1945 of the Second World War, when more than 2 million Koreans moved from North to South following the division of Korea into Soviet and American military zones of administration. This southward exodus continued after the establishment of the Democratic People's Republic of Korea (North Korea) in 1948 and during the 1950–53 Korean War. The North Korean population as of October 2008 was given as 24 million.
The post-World War II division of the Korean Peninsula resulted in imbalances of natural and human resources, with disadvantages for both the North and the South. In 1945, about 80% of Korean heavy industry was in the North but only 31% of light industry, 37% of agriculture, and 18% of the peninsula's total commerce.
North and South Korea both suffered from the massive destruction caused during the Korean War. Historian Charles K. Armstrong stated that "North Korea had been virtually destroyed as an industrial society". In the years immediately after the war, North Korea mobilized its labour force and natural resources in an effort to achieve rapid economic development. Large amounts of aid from other communist countries, notably the Soviet Union and the People's Republic of China, helped the country achieve a high growth-rate in the immediate postwar period.
Early efforts at modernization
In 1961, an ambitious seven-year plan was launched to continue industrial expansion and increase living standards, but within three years it became clear this was failing and the plan period was extended to 1970. The failure was due to reduced support from the Soviet Union when North Korea aligned more with China, and military pressure from the U.S. leading to increased defence spending. In 1965, South Korea's rate of economic growth first exceeded North Korea's in most industrial areas, though South Korea's per capita GNP remained lower than North Korea's.
In 1979, North Korea renegotiated much of its international debt, but in 1980 it defaulted on its loans except those from Japan. By the end of 1986, hard-currency debt had reached more than US$1 billion. It also owed nearly $2 billion to communist creditors, principally the Soviet Union. The Japanese declared North Korea in default. By 2000, taking into account penalties and accrued interest, North Korea's debt was estimated at $10–12 billion. By 2012, North Korea's external debt had grown to an estimated US$20 billion despite Russia reportedly writing off about $8 billion of debt in exchange for participation in natural resources development. Besides Russia, major creditors included Hungary, the Czech Republic and Iran.
Largely because of these debt problems and because of a prolonged drought and mismanagement, North Korea's industrial growth slowed, and per capita GNP fell below that of the South. By the end of 1979 per capita GNP in North Korea was about one-third of that in the South. The causes for this relatively poor performance are complex, but a major factor is the disproportionately large percentage of GNP (possibly as much as 25%) that North Korea devotes to the military.
There were minor efforts toward relaxing central control of the economy in the 1980s that involve industrial enterprises. Encouraged by Kim Jong-il's call to strengthen the implementation of the independent accounting system (, tongnip ch'aesanje) of enterprises in March 1984, interest in enterprise management and the independent accounting system increased, as evidenced by increasing coverage of the topic in North Korean journals. Under the system, factory managers still are assigned output targets but are given more discretion in decisions about labour, equipment, materials, and funds.
In addition to fixed capital, each enterprise is allocated a minimum of working capital from the state through the Central Bank and is required to meet operating expenses with the proceeds from sales of its output. Up to 50% of the "profit" is taxed, the remaining half being kept by the enterprise for purchase of equipment, introduction of new technology, welfare benefits, and bonuses. As such, the system provides some built-in incentives and a degree of micro-level autonomy, unlike the budget allocation system, under which any surplus is turned over to the government in its entirety.
Another innovation, the August Third People's Consumer Goods Production Movement, is centred on consumer goods production. This measure was so named after Kim Jong-il made an inspection tour of an exhibition of light industrial products held in Pyongyang on August 3, 1984. The movement charges workers to use locally available resources and production facilities to produce needed consumer goods. On the surface, the movement does not appear to differ much from the local industry programs in existence since the 1960s, although some degree of local autonomy is allowed. However, a major departure places output, pricing, and purchases outside central planning. In addition, direct sales stores were established to distribute goods produced under the movement directly to consumers. The movement is characterized as a third sector in the production of consumer goods, alongside centrally controlled light industry and locally controlled traditional light industry. Moreover, there were some reports in the mid-1980s of increasing encouragement of small-scale private handicrafts and farm markets. , however, no move was reported to expand the size of private garden plots.
All these measures appear to be minor stop-gap measures to alleviate severe shortages of consumer goods by infusing some degree of incentives. In mid-1993, no significant moves signalling a fundamental deviation from the existing system had occurred. The reluctance to initiate reform appears to be largely political. This concern is based on the belief that economic reform will produce new interests that will demand political expression and that demands for the institutionalization of such pluralism eventually will lead to political liberalization.
Beginning in the mid-1980s and particularly around the end of the decade, North Korea slowly began to modify its rigid self-reliant policy. The changes, popularly identified as the open-door policy, included an increasing emphasis on foreign trade, a readiness to accept direct foreign investment by enacting a joint venture law, the decision to open the country to international tourism, and economic cooperation with South Korea.
The main targets of the Third Seven-Year Plan of 1987–1993 were to achieve the "Ten Long-Range Major Goals of the 1980s for the Construction of the Socialist Economy". These goals, conceived in 1980, were to be fulfilled by the end of the decade. The fact that these targets were rolled over to the end of the Third Seven-Year Plan is another indication of the disappointing economic performance during the Second Seven-Year Plan. The three policy goals of self-reliance, modernization, and scientification were repeated. Economic growth was set at 7.9% annually, lower than the previous plan. Although achieving the ten major goals of the 1980s was the main thrust of the Third Seven-Year Plan, some substantial changes have been made in specific quantitative targets. For example, the target for the annual output of steel was reduced by a third: from 15 million tons to 10 million tons. The output targets of cement and non-ferrous metals—two major export items—have been increased significantly. The June 1989 introduction of the Three-Year Plan for Light Industry as part of the Third Seven-Year Plan is intended to boost the standard of living by addressing consumer needs.
The Third Seven-Year Plan gave a great deal of attention to developing foreign trade and joint ventures, the first time a plan has addressed these issues. By the end of 1991, however, two years before the termination of the plan, no quantitative plan targets were made public, an indication that the plan has not fared well. The diversion of resources to build highways, theatres, hotels, airports, and other facilities to host the Thirteenth World Festival of Youth and Students in July 1989 must have had a negative impact on industrial and agricultural development, although the expansion and improvement of social infrastructure have resulted in some long-term economic benefits.
State Planning Commission
Although general economic policy objectives are decided by the Central People's Committee (CPC), it is the task of the State Planning Committee to translate the broad goals into specific annual and long-term development plans and quantitative targets for the economy as a whole, as well as for each industrial sector and enterprise. Under the basic tenets of the 1964 reforms, the planning process is guided by the principles of "unified planning" (, ilwŏnhwa) and of "detailed planning" (, saebunhwa).
Under "unified planning", regional committees are established in each province, city, and county to systematically coordinate planning work. These committees do not belong to any regional organization and are directly supervised by the State Planning Committee. As a result of a reorganization in 1969, they are separated into provincial planning committees, city/county committees, and enterprise committees (for large-scale enterprises).
The planning committees, under the auspices of the State Planning Committee, coordinate their work with the planning offices of the economy-related government organizations the corresponding regional and local areas. The system attempts to enable the regional planning staff to better coordinate with economic establishments in their areas, which are directly responsible to them in planning, as well as communicating directly with staff at the CPC. "Detailed planning" seeks to construct plans with precision and scientific methods based on concrete assessment of the resources, labour, funds, plant capacities, and other necessary information.
There are four stages in drafting the final national economic plan.
The first is collecting and compiling preliminary statistical data. These figures, which are used as the basic planning data on the productive capacities of economic sectors, originally are prepared by lower-level economic units and aggregated on a national level by respective departments and committees. Simultaneously, the regional, local, and enterprise planning committees prepare their own data and forward them to the CPC. Through this two-channel system of simultaneous, separate, and independent preparation of statistical data by economic units and planning committees, the government seeks to ensure an accurate, objective, and realistic data base unfettered by local and bureaucratic bias.
The second stage is preparing the control figures by the CPC based on the preliminary data in accordance with the basic plan goals presented by the Central People's Committee.
In the third stage, a draft plan is prepared. The draft plan, prepared by the CPC, is the result of coordinating all draft figures submitted by the lower-level economic units, which, in turn, base their drafts on the control figures handed down from the committee.
In the fourth stage, the CPC submits a unified national draft plan to the Central People's Committee and the State Administration Council for confirmation. After approval by the Supreme People's Assembly, the draft becomes final and is distributed to all economic units and regional and local planning committees.
The plan then becomes legal and compulsory. Frequent directives from the central government contain changes in the plan targets or incentives for meeting the plan objectives.
Although the central government is most clearly involved in the formulation and evaluation of the yearly and long-term plans, it also reviews summaries of quarterly or monthly progress. Individual enterprises divide the production time into daily, weekly, ten-day, monthly, quarterly, and annual periods. In general, the monthly plan is the basic factory planning period.
The success of an economic plan depends on the quality and detail of information received, the establishment of realistic targets, coordination among sectors, and correct implementation. High initial growth during the Three-Year Plan and, to a lesser extent, during the Five-Year Plan contributed to a false sense of confidence among the planners. Statistical over reporting—an inherent tendency in an economy where rewards lie in fulfilling the quantitative targets, particularly when the plan target year approaches—leads to overestimation of economic potential, poor product quality, and eventually to plan errors. Inefficient use of plants, equipment, and raw materials add to planning errors. Lack of coordination in planning and production competition among sectors and regions cause imbalances and disrupt input-output relationships. The planning reforms in 1964 were supposed to solve these problems, but the need for correct and detailed planning and strict implementation of plans was so great that their importance was emphasized in the report unveiling the Second Seven-Year Plan, indicating that planning problems persisted in the 1980s.
In the mid-1990s, North Korea abandoned firm directive planning, and multi-year plans became more of a long-term economic strategy.
Ch'ŏngsan-ni Method
The Ch'ŏngsan-ni Method () of management was born out of Kim Il-sung's February 1960 visit to the Ch'ŏngsan-ni Cooperative Farm in South P'yŏngan Province. Influenced by Mao Zedong's Great Leap Forward Policy, Kim and other members of the KWP Central Committee offered "on-the-spot guidance" (, hyŏnji chido) and spent two months instructing and interacting with the workers. The avowed objective of this new method is to combat "bureaucratism" and "formalism" in the farm management system.
The leadership claimed that farm workers were unhappy and produced low output because low-ranking functionaries of the Workers' Party of Korea (who expounded abstract Marxist theories and slogans) were using tactics that failed to motivate. To correct this, the leadership recommended that the workers receive specific guidance in solving production problems and be promised readily available material incentives. The Ch'ŏngsan-ni Method called for high-ranking party officials, party cadres, and administrative officials to emulate Kim Il-sung by making field inspections. The system provided opportunities for farmers to present their grievances and ideas to leading cadres and managers.
Perhaps more important than involving administrative personnel in on-site inspections was the increased use of material incentives, such as paid vacations, special bonuses, honorific titles, and monetary rewards. In fact, the Ch'ŏngsan-ni Method appeared to accommodate almost any expedient to spur production. The method, subsequently, was undercut by heavy-handed efforts to increase farm production and amalgamate farms into ever-larger units. Actual improvement in the agricultural sector began with the adoption of the subteam contract system as a means of increasing peasant productivity by adjusting individual incentives to those of the immediate, small working group. Thus the increasing scale of collective farms was somewhat offset by the reduction in the size of the working unit. "On-the-spot guidance" by high government functionaries, however, continued in the early 1990s, as exemplified by Kim Il-sung's visits to such places as the Wangjaesan Cooperative Farm in Onsŏng County and the Kyŏngsŏn Branch Experimental Farm of the Academy of Agricultural Sciences between August 20 and 30, 1991. Kim Jong-il carried on the tradition, despite having refused to do so before, and even expanded it to the Korean People's Army. Today, Kim Jong-un continues the practices of the method.
Taean work system
The industrial management system developed in three distinct stages. The first was a period of enterprise autonomy that lasted until December 1946. The second stage was a transitional system based on local autonomy, with each enterprise managed by the enterprise management committee under the direction of the local people's committee. This system was replaced by the "one-man management system" (), with management patterned along Soviet lines as large enterprises were nationalized and came under central control. The third stage, the Taean Work System (, Taeanŭi saŏpch'e), was introduced in December 1961 as an application and refinement of agricultural management techniques to industry. The Taean industrial management system grew out of the Ch'ŏngsan-ni Method.
The highest managerial authority under the Taean system is the party committee. Each committee has approximately 25 to 35 members elected from the ranks of managers, workers, engineers, and the leadership of "working people's organizations" at the factory. A smaller "executive committee", about one-quarter the size of the regular committee, has practical responsibility for day-to-day plant operations and major factory decisions. The most important staff members, including the party committee secretary, factory manager, and chief engineer, make up its membership. The system focuses on co-operation among workers, technicians, and party functionaries at the factory level.
Each factory has two major lines of administration, one headed by the manager, the other by the party committee secretary. A chief engineer and his or her assistants direct a general staff in charge of all aspects of production, planning, and technical guidance. Depending on the size of the factory, varying numbers of deputies oversee factory logistics, marketing, and workers' services. The supply of materials includes securing, storing, and distributing all materials for factory use, as well as storing finished products and shipping them from the factory.
Deputies are assigned workers to their units and handle factory accounts and payroll. Providing workers' services requires directing any farming done on factory lands, stocking factory retail shops, and taking care of all staff amenities. Deputies in charge of workers' services are encouraged to meet as many of the factory's needs as possible using nearby agricultural cooperatives and local industries.
The secretary of the party committee organizes all political activities in each of the factory party cells and attempts to ensure loyalty to the party's production targets and management goals. According to official claims, all management decisions are arrived at by consensus among the members of the party committee. Given the overwhelming importance of the party in the country's affairs, it seems likely that the party secretary has the last say in any major factory disputes.
The Taean system heralded a more rational approach to industrial management than that practised previously. Although party functionaries and workers became more important to management under the new system, engineers and technical staff received more responsibility in areas where their expertise could contribute the most. The system recognizes the importance of material as well as "politico-moral" incentives for managing the factory workers. The "internal accounting system", a spin-off of the "independent accounting system", grants bonuses to work teams and workshops that use raw materials and equipment most efficiently. These financial rewards come out of enterprise profits.
A measure of the success of the Taean work system is its longevity and its continued endorsement by the leadership. In his 1991 New Year's address marking the 13th anniversary of the creation of the system, Kim Il-sung said that the
Taean work system is the best system of economic management. It enables the producer masses to fulfill their responsibility and role as masters and to manage the economy in a scientific and rational manner by implementing the mass line in economic management, and by combining party leadership organically with administrative, economic, and technical guidance.
Mass production campaigns
Parallel to management techniques such as the Ch'ŏngsan-ni Method and the Taean work system, which were designed to increase output in more normalized and regularized operations of farms and enterprises, the leadership continuously resorts to exhortations and mass campaigns to motivate the workers to meet output targets. The earliest and the most pervasive mass production campaign was the Ch'ŏllima Movement. Introduced in 1958 and fashioned after China's Great Leap Forward (1958–1960), the Ch'ŏllima Movement organized the labour force into work teams and brigades to compete at increasing production. The campaign was aimed at industrial and agricultural workers and at organizations in education, science, sanitation and health, and culture.
In addition to work teams, units eligible for Ch'ŏllima citations included entire factories, factory workshops, and such self-contained units as a ship or a railroad station. The "socialist emulation" among the industrial sectors, enterprises, farms, and work teams under the Ch'ŏllima Movement frantically sought to complete the First Five-Year Plan (1957–1960) but instead created chaotic disruptions in the economy. This made it necessary to set aside 1959 as a "buffer year" to restore balance in the economy.
Although the Ch'ŏllima Movement was replaced in the early 1960s by the Ch'ŏngsan-ni Method and the Taean Work System, the regime's reliance on mass campaigns continued into the early 1990s. Campaigns conducted after the Ch'ŏllima to speed battles toward the end of a period (such as a month, a year, or an economic plan) to reach production targets to carry out the economic goals of the decade.
Efforts at modernization since 1991
Following the collapse of the Soviet Union in 1991, the principal source of external support, North Korea announced in December 1993 a three-year transitional economic policy placing primary emphasis on agriculture, light industry, and foreign trade. However, lack of fertilizer, natural disasters, and poor storage and transportation practices the country fell more than a million tons per year short of grain self-sufficiency. Moreover, lack of foreign exchange to purchase spare parts and oil for electricity generation left many factories idle.
The shortage of foreign exchange because of a chronic trade deficit, a large foreign debt, and dwindling foreign aid has constrained economic development. In addition, North Korea has been diverting scarce resources from developmental projects to defence; it spent more than 20% of GNP on defence toward the end of the 1980s, a proportion among the highest in the world. These negative factors, compounded by the declining efficiency of the central planning system and the failure to modernize the economy, have slowed the pace of growth since the 1960s. The demise of the socialist republics in the Soviet Union and East European countries—North Korea's traditional trade partners and benefactors—has compounded the economic difficulties in the early 1990s.
Economically, the collapse of the Soviet Union and the end of Soviet support to North Korean industries caused a contraction of the North Korea's economy by 25% during the 1990s. While, by some accounts, North Korea had a higher per capita income than South Korea in the 1970s, by 2006 its per capita income was estimated to be only $1108, one seventeenth that of South Korea.
Experimentation in small scale entrepreneurship took place from 2009 to 2013, and although there continue to be legal uncertainties this has developed into a significant sector. By 2016 economic liberalisation had progressed to the extent that both locally-responsible and state industrial enterprises gave the state 20% to 50% of their output, selling the remainder to buy raw materials with market-based prices in akin to a free market.
In 2014, the Enterprise Act was amended to allow state-owned enterprise managers to engage in foreign trade and joint ventures, and to accept investment from non-government domestic sources. Under the new rules the enterprise director became more like the western chief executive officer, and the chief engineer had an operational role more like a western chief operating officer. As of 2017 it was unclear if the Taean Work System (described above) still in practice operated to give local people's committees much influence.
In 2017, Dr. Mitsuhiro Mimura, Senior Research Fellow at Japan's Economic Research Institute for Northeast Asia, who has visited North Korea 45 times, described it as the "poorest advanced economy in the world", in that while having comparatively low GDP, it had built a sophisticated production environment. He described the recent rise of entrepreneurial groups through "socialist cooperation", where groups of individuals could start small enterprises as cooperative groups. Managers in state-owned industries or farms were also free to sell or trade production beyond state plan targets, providing incentives to increase production. Managers could also find investment for expansion of successful operations, in a process he called "socialist competition". A state plan was still the basis for production, but was more realistic leaving room for excess production.
Budget and finance
The state budget is a major government instrument in carrying out the country's economic goals. Expenditures represented about three-quarters of GNP in the mid-1980s, the allocation of which reflected the priorities assigned to different economic sectors. Taxes were abolished in 1974 as "remnants of an antiquated society". This action, however, was not expected to have any significant effect on state revenue because the overwhelming proportion of government funds—an average of 98.1% during 1961–1970—was from turnover (sales) taxes, deductions from profits paid by state enterprises, and various user fees on machinery and equipment, irrigation facilities, television sets, and water.
In order to provide a certain degree of local autonomy as well as to lessen the financial burden of the central government, a "local budget system" was introduced in 1973. Under this system, provincial authorities are responsible for the operating costs of institutions and enterprises not under direct central government control, such as schools, hospitals, shops, and local consumer goods production. In return, they are expected to organize as many profitable ventures as possible and to turn over profits to the central government.
Around December of every year, the state budget for the following calendar year is drafted, subject to revision around March. Typically, total revenue exceeds expenditure by a small margin, with the surplus carried over to the following year. The largest share of state expenditures goes to the "people's economy", which averaged 67.3% of total expenditures between 1987 and 1990, followed in magnitude by "socio-cultural", "defense", and "administration".
Defense spending, as a share of total expenditures, has increased significantly since the 1960s: from 3.7% in 1959 to 19% in 1960, and, after averaging 19.8% between 1961 and 1966, to 30.4% in 1967. After remaining around 30% until 1971, the defense share decreased abruptly to 17% in 1972, and continued to decline throughout the 1980s. Officially, in both 1989 and 1990 the defense share remained at 12%, and for 1991 it was 12.3% with 11.6% planned for 1992. The declining trend was consistent with the government's announced intentions to stimulate economic development and increase the social benefits. However, Western experts have estimated that actual military expenditures are higher than budget figures indicate.
In the 1999 budget, expenditures for the farming and power sectors were increased by 15% and 11%, respectively, compared with those of 1998.
In the 2007 budget, it was estimated an increase in revenue at 433.2bn won ($3.072bn, $1 = 141 won). In 2006, 5.9% were considered the public revenue, whereas this year, this figure was raised to 7.1%.
North Korea claims that it is the only state in the world that does not levy taxes. Taxes were abolished beginning on April 1, 1974.
Bonds
Since 2003, North Korean authorities issue government bonds called The "People's Life Bonds", and promoted the slogan "Buying bonds is patriotic".
North Korea sold bonds internationally in the late 1970s for 680 million Deutsche marks and 455 million Swiss francs. North Korea defaulted on these bonds by 1984, although the bonds remain traded internationally on speculation that the country would eventually perform on the obligations.
The latest trends
The Sydney Morning Herald reported that Kim's previous propaganda was changed into patriotism and economy, and in improving the relationship between China, South Korea, and the United States. The state-run television promoted a song of praise to the National flag by airing videos with images that included the flag being raised September 2018, during mass games events, marking North Korea's 70th anniversary. In the video, brief images of troops, fighter jets releasing blue, red, and white smoke, scattered pictures of civilians, new high-rise apartments in the capital, fireworks displays, and even students in their school uniforms can all be seen at the same event.
The South China Morning Post, in a 2019 article, stated that already there is also some economical and cultural revolution happening recently within North Korea itself. It started in earnest in February 2018, during the Pyeongchang Winter Olympic Games, when top musicians from North Korea were sent to perform in South Korea. This included a female quintet who performed in black shorts and red tops. After two months, Supreme Leader Kim Jong-un saw the performance of South Korean girl group, Red Velvet. This is the first ever K-Pop show to be held in Pyongyang. The North Korean musicians that performed in South Korea were highly praised for their performance that leader Kim decided to send them to Beijing for another goodwill tour in January, 2019. Part of the revolution was the introduction of other cultures, including Western, which was previously believed to be vulgar and quite corrupt in the past, but is now slowly making its way to the North Korean people. Second-hand Harry Potter books can now be read at the National Library, and Bollywood films like the Three Idiots had just had a run in their cinemas. The changes have also found their way to the economic sector with factories that are also producing products that are associated more with the West, like Air Jordan shoes, for national consumption.
Per the amendments made to the Constitution in 2019, the former economic methods of management, Ch'ŏngsan-ni in agriculture and Taean in the industries, were now phased out altogether.
After the 8th Party Congress, Kim Byung-yeon of the Seoul National University said that, between 2017 and 2019, the North Korean GDP decreased by 10% and, in 2020, the North Korean GDP decreased by 5%.
Economic sectors
Manufacturing
North Korea also implements planned economy in industry. The government will provide fuel and materials for a factory, while the factory will manufacture products and quantities according to the government's requirements.
North Korea's self-reliant development strategy assigned top priority to developing heavy industry, with parallel development in agriculture and light industry. This policy was achieved mainly by giving heavy industry preferential allocation of state investment funds. More than 50% of state investment went to the industrial sector during the 1954–1976 period (47.6%, 51.3%, 57.0%, and 49.0%, respectively, during the Three-Year Plan, Five-Year Plan, First Seven-Year Plan, and Six-Year Plan). As a result, gross industrial output grew rapidly.
As was the case with the growth in national output, the pace of growth has slowed markedly since the 1960s. The rate declined from 41.7% and 36.6% a year during the Three-Year Plan and Five-Year Plan, respectively, to 12.8%, 16.3%, and 12.2%, respectively, during the First Seven Year Plan, Six-Year Plan, and Second Seven-Year Plan. As a result of faster growth in industry, that sector's share in total national output increased from 16.8% in 1946 to 57.3% in 1970. Since the 1970s, industry's share in national output has remained relatively stable. From all indications, the pace of industrialization during the Third Seven-Year Plan up to 1991 is far below the planned rate of 9.6%. In 1990 it was estimated that the industrial sector's share of national output was 56%.
Industry's share of the combined total of gross agricultural and industrial output climbed from 28% in 1946 to well over 90% in 1980. Heavy industry received more than 80% of the total state investment in industry between 1954 and 1976 (81.1%, 82.6%, 80%, and 83%, respectively, during the Three-Year Plan, Five-Year Plan, First Seven-Year Plan, and Six-Year Plan), and was overwhelmingly favored over light industry.
North Korea claims to have fulfilled the Second Seven-Year Plan (1978–1984) target of raising the industrial output in 1984 to 120% of the 1977 target, equivalent to an average annual growth rate of 12.2%. Judging from the production of major commodities that form the greater part of industrial output, however, it is unlikely that this happened. For example, the increase during the 1978–1984 plan period for electric power, coal, steel, metal-cutting machines, tractors, passenger cars, chemical fertilizers, chemical fibers, cement, and textiles, respectively, was 78%, 50%, 85%, 67%, 50%, 20%, 56%, 80%, 78%, and 45%.
Raw materials were in short supply and so were energy and hard currency. Infrastructure decayed and machinery became obsolete. Unlike other socialist countries in the Eastern Europe, North Korea kept planning in a highly centralized manner and refused to liberalize economic management.
In the mid-1980s, the speculation that North Korea would emulate China in establishing Chinese-style special economic zones was flatly denied by then deputy chairman of the Economic Policy Commission Yun Ki-pok (Yun became chairman as of June 1989). China's special economic zones typically are coastal areas established to promote economic development and the introduction of advanced technology through foreign investment. Investors are offered preferential tax terms and facilities. The zones, which allow greater reliance on market forces, have more decision-making power in economic activities than do provincial-level units. Over the years, China has tried to convince the North Korean leadership of the advantages of these zones by giving tours of the various zones and explaining their values to visiting high-level officials.
In April 1982, Kim Il-sung announced a new economic policy giving priority to increased agricultural production through land reclamation, development of the country's infrastructure—especially power plants and transportation facilities—and reliance on domestically produced equipment. There also was more emphasis on trade.
In September 1984, North Korea promulgated a joint venture law to attract foreign capital and technology. The new emphasis on expanding trade and acquiring technology was not, however, accompanied by a shift in priorities away from support of the military. In 1991, North Korea announced the creation of a Special Economic Zone (SEZ) in the northeast regions of Rason (Rason Special Economic Zone) and Ch'ŏngjin. Investment in this SEZ has been slow in coming. Problems with infrastructure, bureaucracy, uncertainties about the security of investments, and viability have hindered growth and development. Nevertheless, thousands of small Chinese businesses had set up profitable operations in North Korea by 2011.
A government research center, the Korea Computer Center, was set up in 1990, starting the slow development of an information technology industry.
In 2013 and 2014, the State Economic Development Administration announced a number of smaller special economic zones covering export handling, mineral processing, high technology, gaming and tourism.
Garment industry
The most successful export industry is the garment industry. Production is by a North Korean firm for a European or other foreign partner, by a Chinese firm operating in North Korea with a North Korean partner, or by North Korean workers working in Chinese or other foreign factories. Wages are the lowest in northeastern Asia.
Automotive industry
The North Korean motor vehicle production establishes military, industrial and construction goals, with private car ownership by citizens remaining on low demand. Having Soviet origins (the subsequent practice of cloning foreign specimens, and a recent automobile joint-venture), North Korea has developed a wide-range automotive industry with production of all types of vehicles. The basis for production is in urban and off-road minis; luxury cars; SUV cars; small, medium, heavy, and super-heavy cargo; construction and off-road trucks; minibuses/minivans, coach buses, civilian and articulated buses, trolleybuses, and trams. However, North Korea produces far fewer vehicles than its production capability due to the ongoing economic crisis. North Korea has not joined or collaborated with the OICA, or with any other automotive organization, so any critical information about its motor vehicle industry is limited.
Power and energy
The energy sector is one of the most serious bottlenecks in the North Korean economy. Since 1990, the supply of oil, coal, and electricity declined steadily, and seriously affected all sectors of the economy. Crude oil was formerly imported by pipeline at "friendship prices" from the former Soviet Union or China, but the withdrawal of Russian concessions and the reduction of imports from China brought down annual imports from about in 1988 to less than by 1997. As the imported oil was refined for fuels for transportation and agricultural machinery, a serious cutback in oil imports caused critical problems in transportation and agriculture.
According to statistics compiled by the South Korean agency Statistics Korea based on International Energy Agency (IEA) data, per capita electricity consumption fell from its peak in 1990 of 1247 kilowatt hours to a low of 712 kilowatt hours in 2000. It slowly rose since then to 819 kilowatt hours in 2008, a level below that of 1970.
North Korea has no coking coal, but has substantial reserves of anthracite in Anju, Aoji (Ŭndŏk), and other areas. Coal production peaked at 43 million tons in 1989 and steadily declined to 18.6 million tons in 1998. Major causes of coal shortages include mine flooding, and outdated mining technology. As coal was used mainly for industry and electricity generation, decrease in coal production caused serious problems in industrial production and electricity generation. Coal production may not necessarily increase significantly until North Korea imports modern mining technology.
Electricity generation of North Korea peaked in 1989 at about 30 TWh. There were seven large hydroelectric plants in the 1980s. Four were along the Yalu River, built with Chinese aid, and supplying power to both countries. In 1989, 60% of electricity generation was hydroelectric and 40% fossil fueled, mostly coal-fired.
In 1997, coal accounted for more than 80% of primary energy consumption and hydro power more than 10%. Net imports of coal represented only about 3% of coal consumption. Hydroelectric power plants generated about 55% of North Korea's electricity and coal-fired thermal plants about 39% in 1997. However, with only 20% of the per capita electricity generation of Japan, North Korea suffered from chronic supply shortages. Coal exports to China currently account for a major portion of North Korea's revenue.
Some hydroelectric facilities were believed to be out of operation due to damage from major flooding in 1995. Coal-fired power plants were running well under capacity, due in part to a serious decline in coal supply and in part to problems with transportation of coal. The electricity supply steadily declined and was 17 TWh in 1998. Transmission losses sit at just under 16% (15.8%) as of 2014.
Construction
Construction has been an active sector in North Korea. This was demonstrated not only through large housing programmes, of which most were visible in the high-rise apartment blocks in Pyongyang, but also in the smaller modern apartment complexes widespread even in the countryside. These are dwarfed in every sense by "grand monumental edifices". The same may apply even to apparently economically useful projects such as the Nampo Dam, which cost US$4bn.
The years of economic contraction in the 1990s slowed this sector as it did others; the shell of the 105-story Ryugyŏng Hotel towered unfinished on Pyongyang's skyline for over a decade. The Bank of Korea claims that construction's share of GDP fell by almost one-third between 1992 and 1994, from 9.1% to 6.3%. This accords with a rare official figure of 6% for 1993, when the sector was said to have employed 4.2% of the labour force. However, the latter figure excludes the Korean People's Army, which visibly does much of the country's construction work.
Since about 2012, when 18 tower blocks were built in Pyongyang, a construction boom has taken place in Pyongyang. Major projects include the Mansudae People's Theatre (2012), Munsu Water Park (2013), the modernisation of Pyongyang Sunan International Airport (2015) and the Science and Technology Center (2015).
Banking
The Central Bank of North Korea, under the Ministry of Finance, has a network of 227 local branches. Several reissues of banknotes in recent years suggest that citizens are inclined to hoard rather than bank any savings that they make from their incomes; reportedly they now also prefer foreign currency. At least two foreign aid agencies have recently set up microcredit schemes, lending to farmers and small businesses.
In late 2009, North Korea revalued its currency, effectively confiscating all privately held money above the equivalent of US$35 per person. The revaluation effectively wiped out the savings of many North Koreans. Days after the revaluation the won dropped 96% against the United States dollar. Pak Nam-gi, the director of the Planning and Finance Department of North Korea's ruling Workers' Party, was blamed for the disaster and later executed in 2010.
In 2004 and 2006 laws were passed to codify rules for savings and commercial banking. However it was not until 2012 that North Korean banks started to seriously compete for retail customers. Competing electronic cash cards have become widely accepted in Pyongyang and other cities, but are generally not linked to bank accounts. North Korean banks have introduced retail products which permit a mobile phone app to make payments and top-ups.
As of May 2013, the Chinese banks, China Merchants Bank, Industrial and Commercial Bank of China, China Construction Bank, and Agricultural Bank of China, stopped "all cross-border cash transfers, regardless of the nature of the business" with North Korea. The Bank of China, the China's primary institution for foreign exchange transactions, said, on May 14, 2013, that "it had closed the account of Foreign Trade Bank, North Korea's main foreign exchange bank". However, "smaller banks based in northeastern China across the border from North Korea said it was still handling large-scale cross-border transfers." For example, the Bank of Dalian branch in Dandong was still doing transfers to North Korea.
Kim Jong Un from 2015 has sought to enlarge and reform the banking sector, to assist economic growth, with credit cards viewed as a way to increase money circulation. The concept of socialist commercial banks is being developed to utilize "idle funds" effectively, including the savings of individuals, to promote economic growth.
Retail
Until the early 2000s the official retail sector was mainly state-controlled, under the direction of the People's Services Committee. Consumer goods were few and of poor quality, with most provided on a ration basis. There were state-run stores and direct factory outlets for the masses, and special shops with luxuries for the elite—as well as a chain of hard-currency stores (a joint venture with the association of pro-Pyongyang Korean residents in Japan, the Ch'ongryŏn), with branches in large cities.
In 2002 and in 2010, private markets were progressively legalized, mostly for food sales. As of 2013, urban and farmer markets were held every 10 days, and most urban residents lived within 2 km of a market.
In 2012, the third large shopping mall in Pyongyang, the Kwangbok Area Shopping Center, opened. In 2014 the construction of another large shopping mall started. As of 2017, these malls sold competing brands of goods, for example at least ten different kinds of toothpaste were being sold.
In 2017, the Korea Institute for National Unification estimated there were 440 government-approved markets employing about 1.1 million people.
Food
Agriculture
North Korea's sparse agricultural resources limit agricultural production. Climate, terrain, and soil conditions are not particularly favorable for farming, with a relatively short cropping season. Only about 17% of the total landmass, or approximately , is arable, of which is well suited for cereal cultivation; the major portion of the country is rugged mountain terrain.
The weather varies markedly according to elevation, and lack of precipitation, along with infertile soil, makes land at elevations higher than 400 meters unsuitable for purposes other than grazing. Precipitation is geographically and seasonally irregular, and in most parts of the country as much as half the annual rainfall occurs in the three summer months. This pattern favors the cultivation of paddy rice in warmer regions that are outfitted with irrigation and flood control networks. Rice yields are 5.3 tonnes per hectare, close to international norms. In 2005, North Korea was ranked by the FAO as an estimated 10th in the production of fresh fruit and as an estimated 19th in the production of apples.
Farming is concentrated in the flatlands of the four west coast provinces, where a longer growing season, level land, adequate rainfall, and good irrigated soil permit the most intensive cultivation of crops. A narrow strip of similarly fertile land runs through the eastern seaboard Hamgyŏng provinces and Kangwŏn Province, but the interior provinces of Chagang and Ryanggang are too mountainous, cold, and dry to allow much farming. The mountains contain the bulk of North Korea's forest reserves while the foothills within and between the major agricultural regions provide lands for livestock grazing and fruit tree cultivation.
Since self-sufficiency remains an important pillar of North Korean ideology, self-sufficiency in food production is deemed a worthy goal. Another aim of government policies—to reduce the gap between urban and rural living standards—requires continued investment in the agricultural sector. The stability of the country depends on steady, if not rapid, increases in the availability of food items at reasonable prices. In the early 1990s, there were severe food shortages.
The most far-reaching statement on agricultural policy is embodied in Kim Il-sung's 1964 Theses on the Socialist Agrarian Question in Our Country, which underscores the government's concern for agricultural development. Kim emphasized technological and educational progress in the countryside as well as collective forms of ownership and management. As industrialization progressed, the share of agriculture, forestry, and fisheries in the total national output declined from 63.5% and 31.4%, respectively, in 1945 and 1946, to a low of 26.8% in 1990. Their share in the labor force also declined from 57.6% in 1960 to 34.4% in 1989.
In the 1990s, the decreasing ability to carry out mechanized operations (including the pumping of water for irrigation), as well as lack of chemical inputs, was clearly contributing to reduced yields and increased harvesting and post-harvest losses.
Incremental improvements in agricultural production have been made since the late 1990s, bringing North Korea close to self-sufficiency in staple foods by 2013. In particular, rice yields have steadily improved, though yields on other crops have generally not improved. The production of protein foods remains inadequate. Access to chemical fertilizer has declined, but the use of compost and other organic fertilizer has been encouraged.
Fisheries
North Korean fisheries export seafood, primarily crab, to Dandong, Liaoning, illicitly. Crabs, clams and conches from the Yellow Sea waters of North Korea are popular in China, possibly because the less salty water improves taste.
Food distribution system
Since the 1950s, a majority of North Koreans have received their food through the public distribution system (PDS). The PDS requires farmers in agricultural regions to hand over a portion of their production to the government and then reallocates the surplus to urban regions, which cannot grow their own foods. About 70% of the North Korean population, including the entire urban population, receives food through this government-run system.
Before the floods, recipients were generally allotted 600–700 grams per day while high officials, military men, heavy laborers, and public security personnel were allotted slightly larger portions of 700–800 grams per day. As of 2013, the target average distribution was 573 grams of cereal equivalent per person per day, but varied according to age, occupation, and whether rations are received elsewhere (such as school meals). However, as of 2019, this number has been reduced to 312 grams per day according to an investigation conducted by the United Nations between March 29 and April 12.
Decreases in production affected the quantity of food available through the public distribution system. Shortages were compounded when the North Korean government imposed further restrictions on collective farmers. When farmers, who had never been covered by the PDS, were mandated by the government to reduce their own food allotments from 167 kilograms to 107 kilograms of grain per person each year, they responded by withholding portions of the required amount of grain. By 2008, the system had significantly recovered, and, from 2009 to 2013, daily per person rations averaged at 400 grams per day for much of the year, though in 2011 it dropped to 200 grams per day from May to September.
It is estimated that in the early 2000s, the average North Korean family drew some 80% of its income from small businesses that were technically illegal (though unenforced) in North Korea. In 2002 and in 2010, private markets were progressively legalized. As of 2013, urban and farmer markets were held every 10 days, and most urban residents lived within 2 km of a market, with markets having an increasing role in obtaining food.
Crisis and famine
From 1994 to 1998, North Korea suffered a famine. Since North Korea is a closed country, the number of specific deaths in the incident is difficult to know. According to different literature, the starved or malnourished death toll is estimated to be between 240,000 and 480,000. Since 1998 there has been a gradual recovery in agriculture production, which by 2013 brought North Korea back close to self-sufficiency in staple foods. However, as of 2013, most households have borderline or poor food consumption, and consumption of protein remains inadequate.
In the 1990s, the North Korean economy saw stagnation turning into crisis. Economic assistance received from the Soviet Union and China was an important factor of its economic growth. Upon its collapse in 1991, the Soviet Union withdrew its support and demanded payment in hard currency for imports. China stepped in to provide some assistance and supplied food and oil, most of it reportedly at concessionary prices. The North Korean economy was undermined and its industrial output began to decline in 1990. Deprived of industrial inputs, including fertilizers, pesticides, and electricity for irrigation, agricultural output also started to decrease even before North Korea had a series of natural disasters in the mid-1990s. This evolution, combined with a series of natural disasters including record floods in 1995, caused one of the worst economic crises in North Korea's history. Other causes of this crisis were high defense spending (about 25% of GDP) and bad governance.
In December 1991, North Korea established a "zone of free economy and trade" to include the northeastern port cities of Unggi (Sŏnbong), Ch'ŏngjin, and Najin. The establishment of this zone also had ramifications on the questions of how far North Korea would go in opening its economy to the West and to South Korea, the future of the development scheme for the Tumen River area, and, more important, how much North Korea would reform its economic system.
North Korea announced in December 1993 a three-year transitional economic policy placing primary emphasis on agriculture, light industry, and foreign trade. However, lack of fertilizer, natural disasters, and poor storage and transportation practices have left the country more than a million tons per year short of grain self-sufficiency. Moreover, lack of foreign exchange to purchase spare parts and oil for electricity generation left many factories idle.
The 1990s famine paralyzed many of the Stalinist economic institutions. The government pursued Kim Jong-il's Songun policy, under which the military is deployed to direct production and infrastructure projects. As a consequence of the government's policy of establishing economic self-sufficiency, the North Korean economy has become increasingly isolated from that of the rest of the world, and its industrial development and structure do not reflect its international competitiveness. Domestic firms are shielded from international as well as domestic competition; the result is chronic inefficiency, poor quality, limited product diversity, and underutilization of plants. This protectionism also limits the size of the market for North Korean producers, which prevents taking advantage of economies of scale.
Food shortages
The food shortage was primarily precipitated by the loss of fuel and other raw materials imports from China and the Soviet Union which had been essential to support an energy intensive and energy inefficient farming system. Following the collapse of the Soviet Union, the former concessional trade relationships which benefited the North Korea were not available. The three flood and drought years between 1994 and 1996 only served to complete the collapse of the agriculture sector.
In 2004, more than half (57%) of the population did not have enough food to stay healthy. 37% of children had their growth stunted and of mothers severely lacked nutrition.
In 2006, the World Food Program (WFP) and FAO estimated a requirement of 5.3 to 6.5 million tons of grain when domestic production fulfilled only 3.825 million tons. The country also faces land degradation after forests stripped for agriculture resulted in soil erosion. In 2008, a decade after the worst years of the famine, total production was 3.34 million tons (grain equivalent) compared with a need of 5.98 million tons. Thirty seven percent of the population was deemed to be insecure in food access. Weather continued to pose challenges every year, but overall food production grew gradually, and by 2013, production had increased to the highest level since the crisis, to 5.03 million tons cereal equivalent, against a minimum requirement of 5.37 MMT.
In 2014, North Korea had an exceptionally good harvest, 5.08 million tonnes of cereal equivalent, almost sufficient to feed the entire population. While food production had recovered significantly since the hardest years of 1996 and 1997, the recovery was fragile, subject to adverse weather and year to year economic shortages. Distribution was uneven, with the Public Distribution System being largely ineffective. North Korea now has in most years lower malnutrition levels than in some richer Asian countries. However, in 2019 North Korea had the worst harvest in over a decade, which the United Nations described as a "hunger crisis".
Mining
According to a 2012 report by South Korea-based North Korea Resource Institute (NKRI), North Korea has substantial reserves of iron ore, coal, limestone, and magnesite. In addition, North Korea is thought to have tremendous potential rare metal resources, which have been valued in excess of US$6 trillion.
It is the world's 18th largest producer of iron and zinc, and has the 22nd largest coal reserves in the world. It is also the 15th largest fluorite producer and 12th largest producer of copper and salt in Asia. Other major natural resources in production include lead, tungsten, graphite, magnesite, gold, pyrites, fluorspar, and hydropower.
In 2015, North Korea exported 19.7 million tonnes of coal, worth $1.06 billion, much of it to China.
In 2016 it was estimated that coal shipments to China accounted for about 40% of exports.
However, starting from February 2017 China suspended all North Korean coal imports, although according to China overall trade with North Korea increased.
Information technology and culture
North Korea has a developing information technology industry. In 2018, a technological exhibition unveiled a new Wi-Fi service called Mirae ("Future"), which allowed mobile devices to access the intranet network in Pyongyang. The exhibition also showcased a home automation system using speech recognition in Korean.
North Korea's cartoon animation studios such as SEK Studio sub-contract work from South Korean animation studios. Mansudae Overseas Projects builds monuments around the world.
Organization and management
North Korea's economy has been unique in its elimination of markets. By the 1960s, market elements had been suppressed almost completely. Almost all items, from food to clothes, have traditionally been handed out through a public distribution system, with money only having a symbolic meaning. Ratios of food depend on hierarchy in the system, wherein the positions seem to be semi-hereditary. Until the late 1980s, peasants were not allowed to cultivate private garden plots.
Since the government is the dominant force in the development and management of the economy, bureaus and departments have proliferated at all administrative levels. There are fifteen committees—such as the agricultural and state planning committees—one bureau, and twenty departments under the supervision of the Cabinet; of these, twelve committees—one bureau, and sixteen departments are involved in economic management. In the early 1990s, several vice premiers of the then State Administration Council supervised economic affairs. Organizations undergo frequent reorganization. Many of these agencies have their own separate branches at lower levels of government while others maintain control over subordinate sections in provincial and county administrative agencies.
Around 1990, with the collapse of the Soviet Union, restrictions on private sales, including grain, ceased to be enforced. It is estimated that in the early 2000s, the average North Korean family drew some 80% of its income from small businesses that were technically illegal (though unenforced) in North Korea. In 2002, and in 2010, private markets were progressively legalized. As of 2013, urban and farmer markets were held every 10 days, and most urban residents lived within 2 km of a market.
In 2014, North Korea announced the "May 30th measures". These planned to give more freedom to farmers, allowing them to keep 60% of their produce. Also enterprise managers would be allowed to hire and fire workers, and decide whom they do business with and where they buy raw materials and spare parts. Some reports suggest that these measures would allow nominally state-run enterprises to be run on capitalist lines like those in China.
Economic planning
North Korea, one of the world's most centrally planned and isolated economies, faces desperate economic conditions. Industrial capital stock is nearly beyond repair as a result of years of underinvestment and shortages of spare parts. Industrial and power output have declined in parallel.
During what North Korea called the "peaceful construction" period before the Korean War, the fundamental task of the economy was to overtake the level of output and efficiency attained toward the end of the Japanese occupation; to restructure and develop a viable economy reoriented toward the communist-bloc countries; and to begin the process of socializing the economy. Nationalization of key industrial enterprises and land reform, both of which were carried out in 1946, laid the groundwork for two successive one-year plans in 1947 and 1948, respectively, and the Two-Year Plan of 1949–50. It was during this period that the piece-rate wage system and the independent accounting system began to be applied and that the commercial network increasingly came under state and cooperative ownership.
The basic goal of the Three-Year Plan, officially named "The Three-Year Post-war Reconstruction Plan of 1954–56", was to reconstruct an economy torn by the Korean War. The plan stressed more than merely regaining the prewar output levels. The Soviet Union, other East European countries and China provided reconstruction assistance. The highest priority was developing heavy industry, but an earnest effort to collectivize farming also was begun. At the end of 1957, output of most industrial commodities had returned to 1949 levels, except for a few items such as chemical fertilizers, carbides, and sulfuric acid, whose recovery took longer.
Having basically completed the task of reconstruction, the state planned to lay a solid foundation for industrialization while completing the socialization process and solving the basic problems of food and shelter during the Five-Year Plan of 1957–1960. The socialization process was completed by 1958 in all sectors of the economy, and the Ch'ŏllima Movement was introduced. Although growth rates reportedly were high, there were serious imbalances among the different economic sectors. Because rewards were given to individuals and enterprises that met production quotas, frantic efforts to fulfill plan targets in competition with other enterprises and industries caused disproportionate growth among various enterprises, between industry and agriculture and between light and heavy industries. Because resources were limited and the transportation system suffered bottlenecks, resources were diverted to politically well-connected enterprises or those whose managers complained the loudest. An enterprise or industry that performed better than others often did so at the expense of others. Such disruptions intensified as the target year of the plan approached.
Until the 1960s, North Korea's economy grew much faster than South Korea's. Although North Korea was behind in total national output, it was ahead of South Korea in per capita national output, because of its smaller population relative to South Korea. For example, in 1960 North Korea's population was slightly over 10 million people, while South Korea's population was almost 25 million people. Annual economic growth rates of 30% and 21% during the Three-Year Plan of 1954–1956 and the Five-Year Plan of 1957–1960, respectively, were reported. After claiming early fulfillment of the Five-Year Plan in 1959, North Korea officially designated 1960 a "buffer year"—a year of adjustment to restore balances among sectors before the next plan became effective in 1961. Not surprisingly the same phenomenon recurred in subsequent plans. Because the Five-Year Plan was fulfilled early, it became a de facto four-year plan. Beginning in the early 1960s, however, North Korea's economic growth slowed until it was stagnant at the beginning of the 1990s.
Various factors explain the very high rate of economic development of the country in the 1950s and the general slowdown since the 1960s. During the reconstruction period after the Korean War, there were opportunities for extensive economic growth—attainable through the communist regime's ability to marshall idle resources and labor and to impose a low rate of consumption. This general pattern of initially high growth resulting in a high rate of capital formation was mirrored in other Soviet-type economies. Toward the end of the 1950s, as reconstruction work was completed and idle capacity began to diminish, the economy had to shift from the extensive to the intensive stage, where the simple communist discipline of marshaling underutilized resources became less effective. In the new stage, inefficiency arising from emerging bottlenecks led to diminishing returns. Further growth would only be attained by increasing efficiency and technological progress.
Beginning in the early 1960s, a series of serious bottlenecks began to impede development. Bottlenecks were pervasive and generally were created by the lack of arable land, skilled labor, energy, and transportation, and deficiencies in the extractive industries. Moreover, both land and marine transportation lacked modern equipment and modes of transportation. The inability of the energy and extractive industries as well as of the transportation network to supply power and raw materials as rapidly as the manufacturing plants could absorb them began to slow industrial growth.
The First Seven-Year Plan (initially 1961–1967) built on the groundwork of the earlier plans but changed the focus of industrialization. Heavy industry, with the machine tool industry as its linchpin, was given continuing priority. During the plan, however, the economy experienced widespread slowdowns and reverses for the first time, in sharp contrast to the rapid and uninterrupted growth during previous plans. Disappointing performance forced the planners to extend the plan three more years, until 1970. During the last part of the de facto ten-year plan, emphasis shifted to pursuing parallel development of the economy and of defense capabilities. This shift was prompted by concern over the military takeover in South Korea by General Park Chung-hee (1961–1979), escalation of the United States involvement in Vietnam, and the widening Sino-Soviet split. It was thought that stimulating a technological revolution in the munitions industry was one means to achieve these parallel goals. In the end, the necessity to divert resources to defense became the official explanation for the plan's failure.
The Six-Year Plan of 1971–1976 followed immediately in 1971. In the aftermath of the poor performance of the preceding plan, growth targets of the Six-Year Plan were scaled down substantially. Because some of the proposed targets in the First Seven-Year Plan had not been attained even by 1970, the Six-Year Plan did not deviate much from its predecessor in basic goals. The Six-Year Plan placed more emphasis on technological advance, self-sufficiency (Juche) in industrial raw materials, improving product quality, correcting imbalances among different sectors, and developing the power and extractive industries; the last of these had been deemed largely responsible for slowdowns during the First Seven-Year Plan. The plan called for attaining a self- sufficiency rate of 60–70% in all industrial sectors by substituting domestic raw materials wherever possible and by organizing and renovating technical processes to make the substitution feasible. Improving transport capacity was seen as one of the urgent tasks in accelerating economic development—it was one of the major bottlenecks of the Six-Year Plan.
North Korea claimed to have fulfilled the Six-Year Plan by the end of August 1975, a full year and four months ahead of schedule. Under the circumstances, it was expected that the next plan would start without delay in 1976, a year early, as was the case when the First Seven-Year Plan was instituted in 1961. Even if the Six-Year Plan had been completed on schedule, the next plan should have started in 1977. However, it was not until nearly two years and four months later that the long-awaited plan was unveiled—1977 had become a "buffer year".
The inability of the planners to continuously formulate and institute economic plans reveals as much about the inefficacy of planning itself as the extent of the economic difficulties and administrative disruptions facing the country. For example, targets for successive plans have to be based on the accomplishments of preceding plans. If these targets are underfulfilled, all targets of the next plan—initially based on satisfaction of the plan—have to be reformulated and adjusted. Aside from underfulfillment of the targets, widespread disruptions and imbalances among various sectors of the economy further complicate plan formulation.
The basic thrust of the Second Seven-Year Plan (1978–1984) was to achieve the three-pronged goals of self-reliance, modernization, and "scientification". Although the emphasis on self-reliance was not new, it had not previously been the explicit focus of an economic plan. This new emphasis might have been a reaction to mounting foreign debt originating from large-scale imports of Western machinery and equipment in the mid-1970s. Through modernization North Korea hoped to increase mechanization and automation in all sectors of the economy. "Scientification" means the adoption of up-to-date production and management techniques. The specific objectives of the economic plan were to strengthen the fuel, energy, and resource bases of industry through priority development of the energy and extractive industries; to modernize industry; to substitute domestic resources for certain imported raw materials; to expand freight-carrying capacity in railroad, road, and marine transportation systems; to centralize and containerize the transportation system; and to accelerate a technical revolution in agriculture.
In order to meet the manpower and technology requirements of an expanding economy, the education sector also was targeted for improvements. The quality of the comprehensive eleven-year compulsory education system was to be enhanced to train more technicians and specialists, and to expand the training of specialists, particularly in the fields of fuel, mechanical, electronic, and automation engineering.
Successful fulfillment of the so-called nature-remaking projects also was part of the Second Seven-Year Plan. These projects referred to the five-point program for nature transformation unveiled by Kim Il-sung in 1976: completing the irrigation of non-paddy fields; reclaiming 1,000 square kilometres of new land; building 1,500 to 2,000 km of terraced fields; carrying out afforestation and water conservation work; and reclaiming tidal land.
From all indications, the Second Seven-Year Plan was not successful. North Korea generally downplayed the accomplishments of the plan, and no other plan received less official fanfare. It was officially claimed that the economy had grown at an annual rate of 8.8% during the plan, somewhat below the planned rate of 9.6%. The reliability of this aggregate measure, however, is questionable. During the plan, the target annual output of 10 million tons of grains (cereals and pulses) was attained. However, by official admission, the targets of only five other commodities were fulfilled. Judging from the growth rates announced for some twelve industrial products, it is highly unlikely that the total industrial output increased at an average rate of 12.2% as claimed. After the plan concluded, there was no new economic plan for two years, indications of both the plan's failure and the severity of the economic and planning problems confronting the economy in the mid-1980s. From 1998 to 2003, the government implemented a plan for scientific and technical development, which focused on the nation's IT and electronic industry.
Corruption
In 2019, North Korea was ranked 172nd in the Transparency International Corruption Perceptions Index with a score of 17 out of 100.
Labor
Growth and changes in the structure and ownership pattern of the economy also have changed the labor force. By 1958 individual private farmers, who once constituted more than 70% of the labor force, had been transformed into or replaced by state or collective farmers. Private artisans, merchants, and entrepreneurs had joined state or cooperative enterprises. In the industrial sector in 1963, the last year for which such data are available, there were 2,295 state enterprises and 642 cooperative enterprises. The size and importance of the state enterprises can be surmised by the fact that state enterprises, which constituted 78% of the total number of industrial enterprises, contributed 91% of total industrial output.
Labor force (12.6 million)—by occupation:
Agricultural: 35%
Industry and services: 65% (2008 est.)
External trade
Statistics from North Korea's trade partners is collected by international organizations like the United Nations and the International Monetary Fund, and by the South Korean Ministry of Unification.
It has also been estimated that imports of arms from the Soviet Union in the period 1988 to 1990 accounted for around 30% of the North Korea's total imports, and that between 1981 and 1989 North Korea earned approximately $4 billion from the export of arms, approximately 30% of North Korea's total exports in that period. The nominal dollar value of arms exports from North Korea in 1996 was estimated to have been around $50 million.
North Korea's foreign trade deteriorated in the 1990s. After hitting the bottom of $1.4 billion in 1998, it recovered slightly. North Korea's trade total in 2002 was $2.7 billion: only about 50% of $5.2 billion in 1988, even in nominal US dollars. These figures exclude intra-Korean trade, deemed internal, which rose in 2002 to $641 million. During the late 2000s trade grew strongly, almost tripling between 2007 and 2011 to $5.6 billion, with much of the growth being with China. By about 2010 external trade had returned to 1990 levels, and by 2014 was near double 1990 levels, with trade with China increasing from 50% of total trade in 2005 to near 90% in 2014. In 2015, it was estimated that exports to China were $2.3 billion—83% of total exports of $2.83 billion.
In addition to Kaesŏng and Kŭmgang-san, other special economic areas were established at Sinŭiju in the northwest (on the border with China), and at Rasŏn in the northeast (on the border with China and Russia).
International sanctions impeded international trade to some degree, many related to North Korea's development of weapons of mass destruction. United States President Barack Obama approved an executive order in April 2011 that declared "the importation into the United States, directly or indirectly, of any goods, services, or technology from North Korea is prohibited". Operational sanctions included United Nations Security Council Resolutions 1695, 1718, 1874, 1928, 2087, and 2094. Reports in 2018 indicated that trade sanctions (bans on almost all exports and the freezing of overseas accounts) were seriously affecting the economy. The main paper Rodong Sinmun was running short of paper and was publishing only a third of its normal print run, two energy plants supplying electricity to Pyongyang had to be shut down intermittently due to lack of coal, causing blackouts, coal mines were operating under capacity due to lack of fuel, coal could not be transported due to lack of fuel and food rations had been cut by half.
The Taep'oong International Investment Group of Korea is the official company that manages oversea investments to North Korea.
After 1956, North Korea reached out to the Third World in the hope of making trade deals. However, according to analyst Benjamin R Young: "In the end, this approach proved ineffective, and Pyongyang never succeeded in developing robust trade relations with the Global South — a situation that appears unlikely to change anytime soon".
North–South economic ties
North and South Korea's economic ties have fluctuated greatly over the past 30 years or so. In the late 1990s and most of the 2000s, north–south relations warmed under the Sunshine Policy of President Kim Dae-jung. Many firms agreed to invest in North Korea, encouraged by the South Korean government's commitment to cover their losses, should investment projects in the north fail to become profitable.
Following a 1988 decision by the South Korean Government to allow trade with the North (see Reunification efforts since 1971), South Korean firms began to import North Korean goods. Direct trade with the South began in the fall of 1990 after the unprecedented September 1990 meeting of the two Korean Prime Ministers. Trade between the countries increased from $18.8 million in 1989 to $333.4 million in 1999, much of it processing or assembly work undertaken in the North.
During this decade, the chairman of the South Korean company Daewoo visited North Korea and reached agreement on building a light industrial complex at Namp'o. In other negotiations, Hyundai Asan obtained permission to bring tour groups by sea to Kŭmgang-san on the North Korea's southeast coast (see Kŭmgang-san Tourist Region), and more recently to construct the Kaesŏng Industrial Park, near the Korean Demilitarized Zone (DMZ), at a cost of more than $1 billion.
In response to the summit between Kim Jong-il and Kim Dae-jung in 2000, North and South Korea agreed in August 2000 to reconnect the section of the Seoul–Pyongyang Gyeongui Railway Line across the DMZ. In addition, the two governments said they would build a four-lane highway bypassing the truce village at Panmunjeom.
TV commercials for Samsung's Anycall cell phone featuring North Korean dancer Cho Myong-ae and South Korea's Lee Hyo-ri were first broadcast on June 11, 2006.
Trade with South Korea declined after Lee Myung-bak was elected President of South Korea in 2008, who reduced trade to put pressure on North Korea over nuclear matters. Trade with South Korea fell from $1.8 billion to $1.1 billion between 2007 and 2013, most of the remaining trade being through the Kaesŏng Industrial Park. The Park has been subject to frequent shutdowns due to political tensions.
China
With the collapse of the Soviet Union, China has been North Korea's primary trading partner. Bilateral trade rose sharply after 2007. In 2007 trade between the two countries was $1.97 billion (₩1.7 trillion). By 2011 trade had increased to $5.6 billion (₩5.04 trillion). Trade with China represented 57% of North Korea's imports and 42% of exports.
Chinese statistics for 2013 indicate that North Korean exports to China were nearly $3 billion, with imports of about $3.6 billion. Exports to China in 2015 were estimated at $2.3 billion.
Joint ventures
Some South Korean companies launched joint ventures in areas like animation and computer software, and Chinese traders have done a booming business back and forth across the China–North Korea border. In a 2007 survey of 250 Chinese operations in North Korea, a majority reported paying bribes. Robert Suter, who headed the Seoul office of Swedish-Swiss power generation company ABB, says ABB was staking out a position in North Korea, "It is the same as it was in China years ago. You had to be there and you had to build trust." A number of South Korean enterprises were mainly active in a specially developed industrial zone in Kaesong Industrial Region and Chinese enterprises were known to be involved in a variety of activities in trade and manufacturing in North Korea. European enterprises founded in 2005 the European Business Association (EBA), Pyongyang, a de facto chamber of commerce representing a number of European-invested joint ventures and other businesses. Ch'ongryŏn, the pro-North Korean General Association of Korean Residents in Japan, broadcast on their TV channel in 2008 a TV film in three parts featuring foreign investment and business in North Korea. This film was put on a YouTube channel called "BusinessNK" and could be watched together with a number of other videos on foreign joint ventures as well as other investment and business activities in North Korea.
Though no international banks operated in the isolated socialist state in 2013, foreign companies were said to be increasingly interested in dealing with North Korea.
A flat LCD television factory in North Korea was funded by the Ch'ongryŏn in 2010.
The Rason Special Economic Zone was established in the early 1990s, in the northeastern corner of the country bordering China and Russia. In June 2011, an agreement with China was made to establish a joint free trade area on North Korea's Hwanggumpyong and Wihwa Islands and China's border area near Dandong.
North Korea designated over a dozen new special economic zones in 2013 and 2014.
See also
North Korea–United States summit
Inter-Korean summit
Chollima Movement
References
Felix Abt. North Korea — a demanding business environment. Advice on investing and doing business, Hamburg: German Asia-Pacific Business Association, 2009
Cumings, Bruce. Korea's place in the Sun: a Modern history, New York: WW Norton and company, 2005.
Reese, D. The prospects for North Korea's survival, London: International Institute for Strategic Studies, 1998.
Savada, Andrea Matles. "North Korea: A Country Study." Washington: Library of Congress, 1994.
Notes
External links
International Trade Office of Korea Full of information on investments in North Korea.
North Korean Economy Watch
World Hunger - Korea (DPR), World Food Programme
Despite U.S. Attempts, N. Korea Anything but Isolated, The Washington Post, May 12, 2005
On North Korea's streets, pink and tangerine buses, The Christian Science Monitor, June 2, 2005
North Korea on the rebound, Global Beat Syndicate, June 27, 2005
A Question of Interpretation: Economic Statistics From and About North Korea , Ruediger Frank, 38 North, School of Advanced International Studies, July 16, 2012
Korea Society Podcast: North Korea: Market Opportunity, Poverty and the Provinces
"North Korea lifts the veil on its agroforestry practices "
"Agroforestry is not rocket science but it might save DPR Korea"
"Participatory agroforestry development for restoring degraded sloping land in DPR Korea"
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Nickel is a chemical element with the symbol Ni and atomic number 28. It is a silvery-white lustrous metal with a slight golden tinge. Nickel belongs to the transition metals and is hard and ductile. Pure nickel, powdered to maximize the reactive surface area, shows a significant chemical activity, but larger pieces are slow to react with air under standard conditions because an oxide layer forms on the surface and prevents further corrosion (passivation). Even so, pure native nickel is found in Earth's crust only in tiny amounts, usually in ultramafic rocks, and in the interiors of larger nickel–iron meteorites that were not exposed to oxygen when outside Earth's atmosphere.
Meteoric nickel is found in combination with iron, a reflection of the origin of those elements as major end products of supernova nucleosynthesis. An iron–nickel mixture is thought to compose Earth's outer and inner cores.
Use of nickel (as a natural meteoric nickel–iron alloy) has been traced as far back as 3500 BCE. Nickel was first isolated and classified as a chemical element in 1751 by Axel Fredrik Cronstedt, who initially mistook the ore for a copper mineral, in the cobalt mines of Los, Hälsingland, Sweden. The element's name comes from a mischievous sprite of German miner mythology, Nickel (similar to Old Nick), who personified the fact that copper-nickel ores resisted refinement into copper. An economically important source of nickel is the iron ore limonite, which often contains 1–2% nickel. Nickel's other important ore minerals include pentlandite and a mixture of Ni-rich natural silicates known as garnierite. Major production sites include the Sudbury region in Canada (which is thought to be of meteoric origin), New Caledonia in the Pacific, and Norilsk in Russia.
Nickel is slowly oxidized by air at room temperature and is considered corrosion-resistant. Historically, it has been used for plating iron and brass, coating chemistry equipment, and manufacturing certain alloys that retain a high silvery polish, such as German silver. About 9% of world nickel production is still used for corrosion-resistant nickel plating. Nickel-plated objects sometimes provoke nickel allergy. Nickel has been widely used in coins, though its rising price has led to some replacement with cheaper metals in recent years.
Nickel is one of four elements (the others are iron, cobalt, and gadolinium) that are ferromagnetic at approximately room temperature. Alnico permanent magnets based partly on nickel are of intermediate strength between iron-based permanent magnets and rare-earth magnets. The metal is valuable in modern times chiefly in alloys; about 68% of world production is used in stainless steel. A further 10% is used for nickel-based and copper-based alloys, 7% for alloy steels, 3% in foundries, 9% in plating and 4% in other applications, including the fast-growing battery sector, including those in electric vehicles (EVs). As a compound, nickel has a number of niche chemical manufacturing uses, such as a catalyst for hydrogenation, cathodes for rechargeable batteries, pigments and metal surface treatments. Nickel is an essential nutrient for some microorganisms and plants that have enzymes with nickel as an active site.
Properties
Atomic and physical properties
Nickel is a silvery-white metal with a slight golden tinge that takes a high polish. It is one of only four elements that are magnetic at or near room temperature, the others being iron, cobalt and gadolinium. Its Curie temperature is , meaning that bulk nickel is non-magnetic above this temperature. The unit cell of nickel is a face-centered cube with the lattice parameter of 0.352 nm, giving an atomic radius of 0.124 nm. This crystal structure is stable to pressures of at least 70 GPa. Nickel belongs to the transition metals. It is hard, malleable and ductile, and has a relatively high electrical and thermal conductivity for transition metals. The high compressive strength of 34 GPa, predicted for ideal crystals, is never obtained in the real bulk material due to the formation and movement of dislocations. However, it has been reached in Ni nanoparticles.
Electron configuration dispute
The nickel atom has two electron configurations, [Ar] 3d8 4s2 and [Ar] 3d9 4s1, which are very close in energy – the symbol [Ar] refers to the argon-like core structure. There is some disagreement on which configuration has the lowest energy. Chemistry textbooks quote the electron configuration of nickel as [Ar] 4s2 3d8, which can also be written [Ar] 3d8 4s2. This configuration agrees with the Madelung energy ordering rule, which predicts that 4s is filled before 3d. It is supported by the experimental fact that the lowest energy state of the nickel atom is a 3d8 4s2 energy level, specifically the 3d8(3F) 4s2 3F, J = 4 level.
However, each of these two configurations splits into several energy levels due to fine structure, and the two sets of energy levels overlap. The average energy of states with configuration [Ar] 3d9 4s1 is actually lower than the average energy of states with configuration [Ar] 3d8 4s2. For this reason, the research literature on atomic calculations quotes the ground state configuration of nickel as [Ar] 3d9 4s1.
Isotopes
The isotopes of nickel range in atomic weight from 48 u () to 78 u ().
Naturally occurring nickel is composed of five stable isotopes; , , , and , with being the most abundant (68.077% natural abundance).
Nickel-62 has the highest mean nuclear binding energy per nucleon of any nuclide, at 8.7946 MeV/nucleon. Its binding energy is greater than both and , more abundant elements often incorrectly cited as having the most tightly bound nuclides. Although this would seem to predict nickel-62 as the most abundant heavy element in the universe, the relatively high rate of photodisintegration of nickel in stellar interiors causes iron to be by far the most abundant.
The stable isotope nickel-60 is the daughter product of the extinct radionuclide , which decays with a half-life of 2.6 million years. Because has such a long half-life, its persistence in materials in the Solar System may generate observable variations in the isotopic composition of . Therefore, the abundance of present in extraterrestrial material may provide insight into the origin of the Solar System and its early history.
At least 26 nickel radioisotopes have been characterised, the most stable being with a half-life of 76,000 years, with 100 years, and with 6 days. All of the remaining radioactive isotopes have half-lives that are less than 60 hours and the majority of these have half-lives that are less than 30 seconds. This element also has one meta state.
Radioactive nickel-56 is produced by the silicon burning process and later set free in large quantities during type Ia supernovae. The shape of the light curve of these supernovae at intermediate to late-times corresponds to the decay via electron capture of nickel-56 to cobalt-56 and ultimately to iron-56. Nickel-59 is a long-lived cosmogenic radionuclide with a half-life of 76,000 years. has found many applications in isotope geology. has been used to date the terrestrial age of meteorites and to determine abundances of extraterrestrial dust in ice and sediment. Nickel-78's half-life was recently measured at 110 milliseconds, and is believed an important isotope in supernova nucleosynthesis of elements heavier than iron. The nuclide 48Ni, discovered in 1999, is the most proton-rich heavy element isotope known. With 28 protons and 20 neutrons, 48Ni is "doubly magic", as is with 28 protons and 50 neutrons. Both are therefore unusually stable for nuclides with so large a proton–neutron imbalance.
Nickel-63 is a contaminant found in the support structure of nuclear reactors. It is produced through neutron capture by nickel-62. Small amounts have also been found near nuclear weapon test sites in the South Pacific.
Occurrence
On Earth, nickel occurs most often in combination with sulfur and iron in pentlandite, with sulfur in millerite, with arsenic in the mineral nickeline, and with arsenic and sulfur in nickel galena. Nickel is commonly found in iron meteorites as the alloys kamacite and taenite. The presence of nickel in meteorites was first detected in 1799 by Joseph-Louis Proust, a French chemist who then worked in Spain. Proust analyzed samples of the meteorite from Campo del Cielo (Argentina), which had been obtained in 1783 by Miguel Rubín de Celis, discovering the presence in them of nickel (about 10%) along with iron.
The bulk of the nickel is mined from two types of ore deposits. The first is laterite, where the principal ore mineral mixtures are nickeliferous limonite, (Fe,Ni)O(OH), and garnierite (a mixture of various hydrous nickel and nickel-rich silicates). The second is magmatic sulfide deposits, where the principal ore mineral is pentlandite: .
Indonesia and Australia have the biggest estimated reserves, at 43.6% of world's total.
Identified land-based resources throughout the world averaging 1% nickel or greater comprise at least 130 million tons of nickel (about the double of known reserves). About 60% is in laterites and 40% in sulfide deposits.
On geophysical evidence, most of the nickel on Earth is believed to be in the Earth's outer and inner cores. Kamacite and taenite are naturally occurring alloys of iron and nickel. For kamacite, the alloy is usually in the proportion of 90:10 to 95:5, although impurities (such as cobalt or carbon) may be present, while for taenite the nickel content is between 20% and 65%. Kamacite and taenite are also found in nickel iron meteorites.
Compounds
The most common oxidation state of nickel is +2, but compounds of Ni0, Ni+, and Ni3+ are well known, and the exotic oxidation states Ni2−, Ni1−, and Ni4+ have been produced and studied.
Nickel(0)
Nickel tetracarbonyl ), discovered by Ludwig Mond, is a volatile, highly toxic liquid at room temperature. On heating, the complex decomposes back to nickel and carbon monoxide:
Ni + 4 CO
This behavior is exploited in the Mond process for purifying nickel, as described above. The related nickel(0) complex bis(cyclooctadiene)nickel(0) is a useful catalyst in organonickel chemistry because the cyclooctadiene (or cod) ligands are easily displaced.
Nickel(I)
Nickel(I) complexes are uncommon, but one example is the tetrahedral complex NiBr(PPh3)3. Many nickel(I) complexes feature Ni-Ni bonding, such as the dark red diamagnetic prepared by reduction of with sodium amalgam. This compound is oxidised in water, liberating .
It is thought that the nickel(I) oxidation state is important to nickel-containing enzymes, such as [NiFe]-hydrogenase, which catalyzes the reversible reduction of protons to .
Nickel(II)
Nickel(II) forms compounds with all common anions, including sulfide, sulfate, carbonate, hydroxide, carboxylates, and halides. Nickel(II) sulfate is produced in large quantities by dissolving nickel metal or oxides in sulfuric acid, forming both a hexa- and heptahydrates useful for electroplating nickel. Common salts of nickel, such as chloride, nitrate, and sulfate, dissolve in water to give green solutions of the metal aquo complex .
The four halides form nickel compounds, which are solids with molecules that feature octahedral Ni centres. Nickel(II) chloride is most common, and its behavior is illustrative of the other halides. Nickel(II) chloride is produced by dissolving nickel or its oxide in hydrochloric acid. It is usually encountered as the green hexahydrate, the formula of which is usually written NiCl2•6H2O. When dissolved in water, this salt forms the metal aquo complex . Dehydration of NiCl2•6H2O gives the yellow anhydrous .
Some tetracoordinate nickel(II) complexes, e.g. bis(triphenylphosphine)nickel chloride, exist both in tetrahedral and square planar geometries. The tetrahedral complexes are paramagnetic, whereas the square planar complexes are diamagnetic. In having properties of magnetic equilibrium and formation of octahedral complexes, they contrast with the divalent complexes of the heavier group 10 metals, palladium(II) and platinum(II), which form only square-planar geometry.
Nickelocene is known; it has an electron count of 20, making it relatively unstable.
Nickel(III) and (IV)
Numerous Ni(III) compounds are known, with the first such examples being Nickel(III) trihalophosphines (NiIII(PPh3)X3). Further, Ni(III) forms simple salts with fluoride or oxide ions. Ni(III) can be stabilized by σ-donor ligands such as thiols and organophosphines.
Ni(IV) is present in the mixed oxide , while Ni(III) is present in nickel oxide hydroxide, which is used as the cathode in many rechargeable batteries, including nickel-cadmium, nickel-iron, nickel hydrogen, and nickel-metal hydride, and used by certain manufacturers in Li-ion batteries. Ni(IV) remains a rare oxidation state of nickel and very few compounds are known to date.
History
Because the ores of nickel are easily mistaken for ores of silver and copper, understanding of this metal and its use dates to relatively recent times. However, the unintentional use of nickel is ancient, and can be traced back as far as 3500 BCE. Bronzes from what is now Syria have been found to contain as much as 2% nickel. Some ancient Chinese manuscripts suggest that "white copper" (cupronickel, known as baitong) was used there between 1700 and 1400 BCE. This Paktong white copper was exported to Britain as early as the 17th century, but the nickel content of this alloy was not discovered until 1822. Coins of nickel-copper alloy were minted by the Bactrian kings Agathocles, Euthydemus II, and Pantaleon in the 2nd century BCE, possibly out of the Chinese cupronickel.
In medieval Germany, a metallic yellow mineral was found in the Erzgebirge (Ore Mountains) that resembled copper ore. However, when miners were unable to extract any copper from it, they blamed a mischievous sprite of German mythology, Nickel (similar to Old Nick), for besetting the copper. They called this ore Kupfernickel from the German Kupfer for copper. This ore is now known as the mineral nickeline (formerly niccolite), a nickel arsenide. In 1751, Baron Axel Fredrik Cronstedt tried to extract copper from kupfernickel at a cobalt mine in the Swedish village of Los, and instead produced a white metal that he named nickel after the spirit that had given its name to the mineral. In modern German, Kupfernickel or Kupfer-Nickel designates the alloy cupronickel.
Originally, the only source for nickel was the rare Kupfernickel. Beginning in 1824, nickel was obtained as a byproduct of cobalt blue production. The first large-scale smelting of nickel began in Norway in 1848 from nickel-rich pyrrhotite. The introduction of nickel in steel production in 1889 increased the demand for nickel, and the nickel deposits of New Caledonia, discovered in 1865, provided most of the world's supply between 1875 and 1915. The discovery of the large deposits in the Sudbury Basin, Canada in 1883, in Norilsk-Talnakh, Russia in 1920, and in the Merensky Reef, South Africa in 1924, made large-scale production of nickel possible.
Coinage
Aside from the aforementioned Bactrian coins, nickel was not a component of coins until the mid-19th century.
Canada
99.9% nickel five-cent coins were struck in Canada (the world's largest nickel producer at the time) during non-war years from 1922 to 1981; the metal content made these coins magnetic. During the wartime period 1942–1945, most or all nickel was removed from Canadian and US coins to save it for manufacturing armor. Canada used 99.9% nickel from 1968 in its higher-value coins until 2000.
Switzerland
Coins of nearly pure nickel were first used in 1881 in Switzerland.
United Kingdom
Birmingham forged nickel coins in for trading in Malaysia.
United States
In the United States, the term "nickel" or "nick" originally applied to the copper-nickel Flying Eagle cent, which replaced copper with 12% nickel 1857–58, then the Indian Head cent of the same alloy from 1859 to 1864. Still later, in 1865, the term designated the three-cent nickel, with nickel increased to 25%. In 1866, the five-cent shield nickel (25% nickel, 75% copper) appropriated the designation. Along with the alloy proportion, this term has been used to the present in the United States.
Current use
In the 21st century, the high price of nickel has led to some replacement of the metal in coins around the world. Coins still made with nickel alloys include one- and two-euro coins, 5¢, 10¢, 25¢, 50¢, and $1 U.S. coins, and 20p, 50p, £1, and £2 UK coins. From 2012 on the nickel-alloy used for 5p and 10p UK coins was replaced with nickel-plated steel. This ignited a public controversy regarding the problems of people with nickel allergy.
World production
More than 2.5 million tonnes (t) of nickel per year are estimated to be mined worldwide, with Indonesia (760,000 t), the Philippines (320,000 t), Russia (280,000 t), New Caledonia (200,000 t), Australia (170,000 t) and Canada (150,000 t) being the largest producers as of 2020. The largest deposits of nickel in non-Russian Europe are located in Finland and Greece. Identified land-based resources averaging 1% nickel or greater contain at least 130 million tonnes of nickel. Approximately 60% is in laterites and 40% is in sulfide deposits. In addition, extensive nickel sources are found in the depths of the Pacific Ocean, particularly within an area called the Clarion Clipperton Zone in the form of polymetallic nodules peppering the seafloor at a depth of 3.5–6 km below sea level. These nodules are composed of numerous rare-earth metals and the nickel composition of these nodules is estimated to be 1.7%. With advances in modern science and engineering, regulation is currently being set in place by the International Seabed Authority to ensure that these nodules are collected in an environmentally conscientious manner while adhering to the United Nations Sustainable Development Goals.
The one locality in the United States where nickel has been profitably mined is Riddle, Oregon, where several square miles of nickel-bearing garnierite surface deposits are located. The mine closed in 1987. The Eagle mine project is a new nickel mine in Michigan's upper peninsula. Construction was completed in 2013, and operations began in the third quarter of 2014. In the first full year of operation, the Eagle Mine produced 18,000 t.
Production
Nickel is obtained through extractive metallurgy: it is extracted from the ore by conventional roasting and reduction processes that yield a metal of greater than 75% purity. In many stainless steel applications, 75% pure nickel can be used without further purification, depending on the impurities.
Traditionally, most sulfide ores have been processed using pyrometallurgical techniques to produce a matte for further refining. Recent advances in hydrometallurgical techniques resulted in significantly purer metallic nickel product. Most sulfide deposits have traditionally been processed by concentration through a froth flotation process followed by pyrometallurgical extraction. In hydrometallurgical processes, nickel sulfide ores are concentrated with flotation (differential flotation if Ni/Fe ratio is too low) and then smelted. The nickel matte is further processed with the Sherritt-Gordon process. First, copper is removed by adding hydrogen sulfide, leaving a concentrate of cobalt and nickel. Then, solvent extraction is used to separate the cobalt and nickel, with the final nickel content greater than 99%.
Electrorefining
A second common refining process is leaching the metal matte into a nickel salt solution, followed by the electrowinning of the nickel from solution by plating it onto a cathode as electrolytic nickel.
Mond process
The purest metal is obtained from nickel oxide by the Mond process, which achieves a purity of greater than 99.99%. The process was patented by Ludwig Mond and has been in industrial use since before the beginning of the 20th century. In this process, nickel is reacted with carbon monoxide in the presence of a sulfur catalyst at around 40–80 °C to form nickel carbonyl. Iron gives iron pentacarbonyl, too, but this reaction is slow. If necessary, the nickel may be separated by distillation. Dicobalt octacarbonyl is also formed in nickel distillation as a by-product, but it decomposes to tetracobalt dodecacarbonyl at the reaction temperature to give a non-volatile solid.
Nickel is obtained from nickel carbonyl by one of two processes. It may be passed through a large chamber at high temperatures in which tens of thousands of nickel spheres, called pellets, are constantly stirred. The carbonyl decomposes and deposits pure nickel onto the nickel spheres. In the alternate process, nickel carbonyl is decomposed in a smaller chamber at 230 °C to create a fine nickel powder. The byproduct carbon monoxide is recirculated and reused. The highly pure nickel product is known as "carbonyl nickel".
Metal value
The market price of nickel surged throughout 2006 and the early months of 2007; as of April 5, 2007, the metal was trading at US$52,300/tonne or $1.47/oz. The price subsequently fell dramatically, and as of September 2017, the metal was trading at $11,000/tonne, or $0.31/oz.
The US nickel coin contains of nickel, which at the April 2007 price was worth 6.5 cents, along with 3.75 grams of copper worth about 3 cents, with a total metal value of more than 9 cents. Since the face value of a nickel is 5 cents, this made it an attractive target for melting by people wanting to sell the metals at a profit. However, the United States Mint, in anticipation of this practice, implemented new interim rules on December 14, 2006, subject to public comment for 30 days, which criminalized the melting and export of cents and nickels. Violators can be punished with a fine of up to $10,000 and/or imprisoned for a maximum of five years.
As of September 19, 2013, the melt value of a US nickel (copper and nickel included) is $0.045, which is 90% of the face value.
Applications
The global production of nickel is presently used as follows: 68% in stainless steel; 10% in nonferrous alloys; 9% in electroplating; 7% in alloy steel; 3% in foundries; and 4% other uses (including batteries).
Nickel is used in many specific and recognizable industrial and consumer products, including stainless steel, alnico magnets, coinage, rechargeable batteries, electric guitar strings, microphone capsules, plating on plumbing fixtures, and special alloys such as permalloy, elinvar, and invar. It is used for plating and as a green tint in glass. Nickel is preeminently an alloy metal, and its chief use is in nickel steels and nickel cast irons, in which it typically increases the tensile strength, toughness, and elastic limit. It is widely used in many other alloys, including nickel brasses and bronzes and alloys with copper, chromium, aluminium, lead, cobalt, silver, and gold (Inconel, Incoloy, Monel, Nimonic).
Because it is resistant to corrosion, nickel was occasionally used as a substitute for decorative silver. Nickel was also occasionally used in some countries after 1859 as a cheap coinage metal (see above), but in the later years of the 20th century, it was replaced by cheaper stainless steel (i.e. iron) alloys, except in the United States and Canada.
Nickel is an excellent alloying agent for certain precious metals and is used in the fire assay as a collector of platinum group elements (PGE). As such, nickel is capable of fully collecting all six PGE elements from ores, and of partially collecting gold. High-throughput nickel mines may also engage in PGE recovery (primarily platinum and palladium); examples are Norilsk in Russia and the Sudbury Basin in Canada.
Nickel foam or nickel mesh is used in gas diffusion electrodes for alkaline fuel cells.
Nickel and its alloys are frequently used as catalysts for hydrogenation reactions. Raney nickel, a finely divided nickel-aluminium alloy, is one common form, though related catalysts are also used, including Raney-type catalysts.
Nickel is a naturally magnetostrictive material, meaning that, in the presence of a magnetic field, the material undergoes a small change in length. The magnetostriction of nickel is on the order of 50 ppm and is negative, indicating that it contracts.
Nickel is used as a binder in the cemented tungsten carbide or hardmetal industry and used in proportions of 6% to 12% by weight. Nickel makes the tungsten carbide magnetic and adds corrosion-resistance to the cemented parts, although the hardness is less than those with a cobalt binder.
, with its half-life of 100.1 years, is useful in krytron devices as a beta particle (high-speed electron) emitter to make ionization by the keep-alive electrode more reliable. It is being investigated as a power source for betavoltaic batteries.
Around 27% of all nickel production is destined for engineering, 10% for building and construction, 14% for tubular products, 20% for metal goods, 14% for transport, 11% for electronic goods, and 5% for other uses.
Raney nickel is widely used for hydrogenation of unsaturated oils to make margarine, and substandard margarine and leftover oil may contain nickel as contaminant. Forte et al. found that type 2 diabetic patients have 0.89 ng/ml of Ni in the blood relative to 0.77 ng/ml in the control subjects.
Biological role
Although it was not recognized until the 1970s, nickel is known to play an important role in the biology of some plants, eubacteria, archaebacteria, and fungi. Nickel enzymes such as urease are considered virulence factors in some organisms. Urease catalyzes the hydrolysis of urea to form ammonia and carbamate. The NiFe hydrogenases can catalyze the oxidation of to form protons and electrons, and can also catalyze the reverse reaction, the reduction of protons to form hydrogen gas. A nickel-tetrapyrrole coenzyme, cofactor F430, is present in methyl coenzyme M reductase, which can catalyze the formation of methane, or the reverse reaction, in methanogenic archaea (in +1 oxidation state). One of the carbon monoxide dehydrogenase enzymes consists of an Fe-Ni-S cluster. Other nickel-bearing enzymes include a rare bacterial class of superoxide dismutase and glyoxalase I enzymes in bacteria and several parasitic eukaryotic trypanosomal parasites (in higher organisms, including yeast and mammals, this enzyme contains divalent Zn2+).
Dietary nickel may affect human health through infections by nickel-dependent bacteria, but it is also possible that nickel is an essential nutrient for bacteria residing in the large intestine, in effect functioning as a prebiotic. The US Institute of Medicine has not confirmed that nickel is an essential nutrient for humans, so neither a Recommended Dietary Allowance (RDA) nor an Adequate Intake have been established. The Tolerable Upper Intake Level of dietary nickel is 1000 µg/day as soluble nickel salts. Dietary intake is estimated at 70 to 100 µg/day, with less than 10% absorbed. What is absorbed is excreted in urine. Relatively large amounts of nickel – comparable to the estimated average ingestion above – leach into food cooked in stainless steel. For example, the amount of nickel leached after 10 cooking cycles into one serving of tomato sauce averages 88 µg.
Nickel released from Siberian Traps volcanic eruptions is suspected of assisting the growth of Methanosarcina, a genus of euryarchaeote archaea that produced methane during the Permian–Triassic extinction event, the biggest extinction event on record.
Toxicity
The major source of nickel exposure is oral consumption, as nickel is essential to plants. Nickel is found naturally in the environment: Typical background concentrations do not exceed 20 ng/m3 in the atmosphere; 100 mg/kg in soil; 10 mg/kg in vegetation; 10 μg/L in freshwater and 1 μg/L in seawater. Environmental concentrations of nickel may be increased by human pollution. For example, nickel-plated faucets may contaminate water and soil; mining and smelting may dump nickel into waste-water; nickel–steel alloy cookware and nickel-pigmented dishes may release nickel into food. The atmosphere may be polluted by nickel ore refining and fossil fuel combustion. Humans may absorb nickel directly from tobacco smoke and skin contact with jewelry, shampoos, detergents, and coins. A less-common form of chronic exposure is through hemodialysis as traces of nickel ions may be absorbed into the plasma from the chelating action of albumin.
The average daily exposure does not pose a threat to human health. Most of the nickel absorbed every day by humans is removed by the kidneys and passed out of the body through urine or is eliminated through the gastrointestinal tract without being absorbed. Nickel is not a cumulative poison, but larger doses or chronic inhalation exposure may be toxic, even carcinogenic, and constitute an occupational hazard.
Nickel compounds are classified as human carcinogens based on increased respiratory cancer risks observed in epidemiological studies of sulfidic ore refinery workers. This is supported by the positive results of the NTP bioassays with Ni sub-sulfide and Ni oxide in rats and mice. The human and animal data consistently indicate a lack of carcinogenicity via the oral route of exposure and limit the carcinogenicity of nickel compounds to respiratory tumours after inhalation. Nickel metal is classified as a suspect carcinogen; there is consistency between the absence of increased respiratory cancer risks in workers predominantly exposed to metallic nickel and the lack of respiratory tumours in a rat lifetime inhalation carcinogenicity study with nickel metal powder. In the rodent inhalation studies with various nickel compounds and nickel metal, increased lung inflammations with and without bronchial lymph node hyperplasia or fibrosis were observed. In rat studies, oral ingestion of water-soluble nickel salts can trigger perinatal mortality effects in pregnant animals. Whether these effects are relevant to humans is unclear as epidemiological studies of highly exposed female workers have not shown adverse developmental toxicity effects.
People can be exposed to nickel in the workplace by inhalation, ingestion, and contact with skin or eye. The Occupational Safety and Health Administration (OSHA) has set the legal limit (permissible exposure limit) for the workplace at 1 mg/m3 per 8-hour workday, excluding nickel carbonyl. The National Institute for Occupational Safety and Health (NIOSH) specifies the recommended exposure limit (REL) of 0.015 mg/m3 per 8-hour workday. At 10 mg/m3, nickel is immediately dangerous to life and health. Nickel carbonyl [] is an extremely toxic gas. The toxicity of metal carbonyls is a function of both the toxicity of the metal and the off-gassing of carbon monoxide from the carbonyl functional groups; nickel carbonyl is also explosive in air.
Sensitized individuals may show a skin contact allergy to nickel known as a contact dermatitis. Highly sensitized individuals may also react to foods with high nickel content. Sensitivity to nickel may also be present in patients with pompholyx. Nickel is the top confirmed contact allergen worldwide, partly due to its use in jewelry for pierced ears. Nickel allergies affecting pierced ears are often marked by itchy, red skin. Many earrings are now made without nickel or with low-release nickel to address this problem. The amount allowed in products that contact human skin is now regulated by the European Union. In 2002, researchers found that the nickel released by 1 and 2 Euro coins was far in excess of those standards. This is believed to be the result of a galvanic reaction. Nickel was voted Allergen of the Year in 2008 by the American Contact Dermatitis Society. In August 2015, the American Academy of Dermatology adopted a position statement on the safety of nickel: "Estimates suggest that contact dermatitis, which includes nickel sensitization, accounts for approximately $1.918 billion and affects nearly 72.29 million people."
Reports show that both the nickel-induced activation of hypoxia-inducible factor (HIF-1) and the up-regulation of hypoxia-inducible genes are caused by depletion of intracellular ascorbate. The addition of ascorbate to the culture medium increased the intracellular ascorbate level and reversed both the metal-induced stabilization of HIF-1- and HIF-1α-dependent gene expression.
References
External links
Nickel at The Periodic Table of Videos (University of Nottingham)
CDC – Nickel – NIOSH Workplace Safety and Health Topic
An occupational hygiene assessment of dermal nickel exposures in primary production industries by GW Hughson. Institute of Occupational Medicine Research Report TM/04/05
An occupational hygiene assessment of dermal nickel exposures in primary production and primary user industries. Phase 2 Report by GW Hughson. Institute of Occupational Medicine Research Report TM/05/06
"The metal that brought you cheap flights", BBC News
Biology and pharmacology of chemical elements
Chemical elements
Dietary minerals
Chemical elements with face-centered cubic structure
Ferromagnetic materials
IARC Group 2B carcinogens
Native element minerals
Transition metals
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A nautical mile is a unit of length used in air, marine, and space navigation, and for the definition of territorial waters. Historically, it was defined as the meridian arc length corresponding to one minute ( of a degree) of latitude. Today the international nautical mile is defined as exactly . The derived unit of speed is the knot, one nautical mile per hour.
Unit symbol
There is no single internationally agreed symbol, with several symbols in use.
M is used as the abbreviation for the nautical mile by the International Hydrographic Organization.
NM is used by the International Civil Aviation Organization.
nmi is used by the Institute of Electrical and Electronics Engineers and the United States Government Publishing Office.
nm is a non-standard abbreviation used in many maritime applications and texts, including US Government Coast Pilots and Sailing Directions.
History
The word mile is from the Latin word for a thousand paces: mille passus. Navigation at sea was done by eye until around 1500 when navigational instruments were developed and cartographers began using a coordinate system with parallels of latitude and meridians of longitude.
By the late 16th century, Englishmen knew that the ratio of distances at sea to degrees was constant along any great circle such as the equator or any meridian, assuming that Earth was a sphere. Robert Hues wrote in 1594 that the distance along a great circle was 60 miles per degree, that is, one nautical mile per arcminute. Edmund Gunter wrote in 1623 that the distance along a great circle was 20 leagues per degree. Thus, Hues explicitly used nautical miles while Gunter did not.
Since the Earth is not a perfect sphere but is an oblate spheroid with slightly flattened poles, a minute of latitude is not constant, but about 1861 metres at the poles and 1843 metres at the Equator. France and other metric countries state that in principle a nautical mile is an arcminute of a meridian at a latitude of 45°, but that is a modern justification for a more mundane calculation that was developed a century earlier. By the mid 19th century France had defined a nautical mile via the original 1791 definition of the metre, one ten-millionth of a quarter meridian. Thus became the metric length for a nautical mile. France made it legal for the French Navy in 1906, and many metric countries voted to sanction it for international use at the 1929 International Hydrographic Conference.
Both the United States and the United Kingdom used an average arcminute, specifically, a minute of arc of a great circle of a sphere having the same surface area as the Clarke 1866 ellipsoid. The authalic (equal area) radius of the Clarke 1866 ellipsoid is . The resulting arcminute is . The United States chose five significant digits for its nautical mile, 6080.2 feet, whereas the United Kingdom chose four significant digits for its Admiralty mile, 6080 feet.
In 1929, the international nautical mile was defined by the First International Extraordinary Hydrographic Conference in Monaco as exactly 1852 metres. The United States did not adopt the international nautical mile until 1954. Britain adopted it in 1970, but legal references to the obsolete unit are now converted to 1853 metres.
Similar definitions
The metre was originally defined as of the length of the meridian arc from the North pole to the equator, thus one kilometre of distance corresponds to one centigrad (also known as centesimal arc minute) of latitude. The Earth's circumference is therefore approximately 40,000 km. The equatorial circumference is slightly longer than the polar circumference – the measurement based on this ( = 1855.3 metres) is known as the geographical mile.
See also
Conversion of units
Orders of magnitude (length)
Notes
References
Mile
Units of length
|
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The Namibian Defence Force (NDF) comprises the national military forces of Namibia. It was created when the country, then known as South West Africa, gained independence from South Africa in 1990. Chapter 15 of the Constitution of Namibia establishes the NDF and defines its role and purpose as, " ... to defend the territory and national interests of Namibia".
Namibia's military was born from the integration of the formerly belligerent People's Liberation Army of Namibia (PLAN), military wing of the South West African People's Organization, and the South West African Territorial Force (SWATF) – a security arm of the former South African administration. The British formulated the force integration plan and began training the NDF, which consists of five battalions and a small headquarters element. The United Nations Transitional Assistance Group (UNTAG)'s Kenyan infantry battalion remained in Namibia for three months after independence to assist in training the NDF and stabilize the north. Martin Shalli and Charles 'Ho Chi Minh' Namoloh were involved in the negotiations that allowed the Kenyan infantry battalion to remain for that period.
Purpose
The main roles of the Namibian Defence Force are to ensure the sovereignty and territorial integrity of the country by guarding against external aggression, both conventional and unconventional; prevent violation of Namibia's territorial integrity; and provide assistance to civil authorities in guarding and protecting government buildings and key installations as provided in the Defence Act.
Defence spending and percentage of GDP included $90 million in 1997/98, 2.6% of GDP. The 73.1 million figure in 2002 was 2.4% of GDP. These figures are almost certainly CIA World Factbook estimates.
History
Major General A W Dennis, CB, OBE (rtd), British Army, previously Director of Military Assistance Overseas, made the following comments on the initial phase in Namibia at a conference in Pretoria, South Africa on 6 August 1992:
You will no doubt recall that the Angola accords were signed in Luanda on 22 December 1988. In November 1989 SWAPO won 57% of the votes in the Namibian General Election and immediately requested the help of a British Military Advisory and Training Team following independence on 21 March 1990. The team, initially 55 strong, was duly deployed on 26 March 1990 and the first leaders cadre, for the 1st and 2nd Battalions, was run from 17 April to 2 June. By 1 July, the 1st Battalion, about 1 000 men strong, accompanied by 5 BMATT Advisors, had deployed to the northern border. By November 1990, only four months later, the 5th Battalion had deployed and in early 1991 the 21st Guards Battalion had also been formed, four staff courses had been run, support weapons and logistics training was well advanced (indeed a logistics battalion deployed as early as July 1990) and an operational test exercise had been conducted. In addition the Ministry of Defence, a mixture of civilian and military personnel, was operating as a department of state. No-one would pretend that everything was working perfectly, nevertheless, a great deal had been achieved in the first year following independence. Most people would probably agree that at some 7 500 strong the Army is unnecessarily large, but sensible plans will need to be made for the employment of any surplus soldiers before they are discharged. Integration has not been easy to achieve, at least in part, because of the need to use several interpreters to cope with the wide variety of languages involved. Battalions are made up of approximately 70% ex-PLAN and 30% ex-SWATF. This mixture could have proved explosive but hounded by their BMATT instructors they united in a common task (or perhaps in the face of a common enemy!) and soon realised that they could work well together. At the higher levels, integration has been more patchy, at least in part because of the departure of most white South African and SWATF officers. But the Government's intentions seem clear in that it decided to split the four MOD directorates evenly, appointing two white and two black (ex PLAN) directors. In all this, BMATT Namibia has played a role remarkably similar to that of BMATT Zimbabwe.
In August 1999, a separatist Lozi faction in the Caprivi Strip launched a coup attempt (see Caprivi conflict) which was summarily put down by the Namibian Defence Force. The army has conducted security operations along the northern border with Angola. In the process of these operations, there were allegations in 2001 that the army has tortured people suspected of being UNITA sympathisers. IRIN reported that the Ministry of Defence had admitted that two Namibian soldiers died fighting suspected UNITA rebels in southern Angola in July 2001. The Namibian Defence Force assists in putting out wildfires.
As of 13 October 2010, Sibbinda councillor Felix Mukupi has requested a meeting with the regional army commander in order to request 'the NDF to deploy its troops [on the Namibia/Zambia border area] stretching from Wenela to Kongola' in order to curtail stock thefts by gangs of cattle thieves from Zambia.
On 24 May 2010, Chen Bingde, Chief of the General Staff Department of the People's Liberation Army and member of the Central Military Commission, met Charles Namoloh and Peter Nambundunga, acting commander of the Namibian Defence Forces, in Windhoek. At their meeting, the two sides had in-depth discussions on further strengthening exchanges and cooperation between the two armed forces. Chen was accompanied by the chief of staff of the Second Artillery Corps and two PLA Military Region chiefs of staff. Chen also met President Pohamba that day.
In 2012, NDF officials announced the suspension of its recruitment campaign due to a lack of "accommodation facilities" for new personnel for a two-year period. The suspension, however, did not include the recruitment of specialist personnel as the Namibian Navy in 2013 had a recruitment exercise for sailors(officers and men) and marines. In 2014, recruitment resumed after accommodation issues were resolved.
Organization and structure
The Chief Of Defence Force is the highest-ranking officer and exercises overall executive command of the force. Service chiefs are two-star general officers, air officers and flag officers in command of their respective arms of service. NDF directorates are led by one-star general officers, air officers and flag officers. The exception, however, is the Joint Operations Directorate, whose head is a major general. The Joint Operations Directorate is responsible for force deployment in the Military.
Chief of Defence Force: Air Marshal Martin Pinehas
Army Commander: Major-General Matheus Alueendo
Air Force Commander: Air Vice Marshal Teofilus Shaende
Navy Commander: Rear Admiral Alweendo Amungulu
Chief of Staff; Joint Operations: Maj Gen Joshua Ndandalwakwasha Namhindo
Chief of Staff; Human Resources: Brig Gen John I. Robinson
Chief of Staff; Defence Intelligence: Rear Admrl (JG) S.S. Hangula
Chief of Staff; Defence Health Services: Brig Gen Dr. S.S. Ndeitunga
Chief of Staff; Information & Communication Technology: Brig Gen Abisai Heita
Chief of Staff; Logistics:
Chief of Staff; Defence Inspector General:
Chief of Defence Force
The Chief of the Defence Force (Namibia) is always a commissioned three star General/Air/Flag Officer from the officer corps. The first chief of the NDF was Lieutenant-General Dimo Hamaambo. He was previously the leader of PLAN, and a survivor of the Battle of Cassinga. Lieutenant-General Hamaambo was the first to be laid to rest at the Heroes' Acre memorial outside Windhoek, a few days after its official opening in 2002. Lieutenant-General Solomon Huwala replaced Hamaambo as Chief of the NDF on Hamaambo's retirement. After Lieutenant-General Huwala retired in October 2006, Lieutenant General Martin Shalli headed the NDF.
President Hifikepunye Pohamba suspended Lieutenant-General Shalli from his post as Chief of Defence Force in 2009 over corruption allegations, dating back to the time when Shalli served as Namibia's High Commissioner to Zambia. During the time of the suspension, Army Commander Major General Peter Nambundunga acted as Chief. Shalli was eventually forced to retire in January 2011; the post of Chief of the NDF was given to Epaphras Denga Ndaitwah. Ndaitwah served until 31 December 2013 when the NDF Chief's position was given to Maj Gen John Mutwa.
As of February 2012, it was reported that a Chinese company paid US$499,950 into Shalli's account in Zambia while he was the NDF chief. Poly Technologies was supplying equipment to the NDF at the time.
1990–2000 Lieutenant-General Dimo Hamaambo, Namibian Army.
2000–2006 Lieutenant-General Solomon Huwala, Namibian Army.
2006–2011 Lieutenant-General Martin Shalli, Namibian Army.
2011–2013 Lieutenant-General Epaphras Denga Ndaitwah, Namibian Army.
2013–2020 Lieutenant-General John Mutwa, Namibian Army.
2020 – Incumbent Air Marshal Martin Pinehas, Namibian Air Force.
NDF Sergeant Major
NDF Sergeant Major is the highest appointment a Non Commission Officer may receive. Duties of the NDF Sergeant Major includes making sure that discipline, drills, dressing code, performance
standards and morale of the non-commissioned officers are maintained. The current NDF Sergeant Major is Warrant Officer Class 1 (WO1) Leonard Iiyambo. He had succeeded WO1 Albert Siyaya, who in turn took over from retired Namibian Navy WO1 Isak Nankela.
Previous Sergeant Major are:
1990–1997 WO1 retired K. Lossen, Namibian Army
1997–2000 Late WO1 retired A.H.Vatileni, Namibian Army
2000–2007 WO1 retired E.K. Mutota, Namibian Army
2007–2011 WO1 retired D.J. Angolo, Namibian Navy
2011–2017 WO1 retired Isak Nankela, Namibian Air Force
2017–2018 WO1 Albert Siyaya, Namibian Air Force
2018–2019 WO1 Leonard Iiyambo, Namibian Army
2019– Incumbent WO1 Joseph Nembungu, Namibian Air Force
Joint Operations Directorate
The Joint Operations Directorate is the only directorate headed by a two star Flag/Air/General Officer. Its role is to coordinate and conduct combined Operations, implement plans and doctrines in the force. The first Director of Operation in 1990 was Brigadier General Martin Shalli.
Defence Health Services
The Force's Defence Health Services provides medical services to service personnel, it operates sick bays at all bases and units as well the military hospitals.
Logistics Directorate
The Logitistcs Directorate is responsible for the supplying materiel to the force.The first Director for Logistics was Colonel Peter Nambundunga
Defence Inspectorate
The Defence Inspector General's Directorate is responsible for maintaining the efficiency and effectivennes of the Force. It also investigates both internal and external complaints. The current Defence inspector General is Brigadier General Fiina Amupolo.
Namibian Defence Force ranks
NDF ranks are based on the Commonwealth rank structure. There is no approved four-star general rank in the NDF. The Chief of Defence Force is a singular appointment that comes with an elevation to the rank of lieutenant general for an Army officer, air marshal for an Air Force officer and vice admiral for a Navy officer. Arms of services commanders i.e. Army, Air Force and Navy commanders, have a rank of major general, air vice marshal and rear admiral. The rank of brigadier has also been transformed into brigadier general. Directorate heads are always brigadier generals, i.e. the Chief of Staff for Defence Intelligence.
Warrant Officer Class 1 Appointments
Any warrant officer class 1 could be posted to substantive posts, including
Army
The landward arm of service for the Defence force is the Namibian Army, it is also the largest of the NDF's service branches.
Air Force
The aerial warfare branch is small, but was bolstered with deliveries of some fighter jets in 2006 and 2008.
Navy
Development of the maritime warfare branch has been slow, and the force was only formally established in 2004, 14 years after independence. Today, it numbers over 1100 personnel and deploys a small number of lightly armed patrol vessels. Extensive Brazilian aid assisted in its development.
Joint Headquarters
The Joint Headquarters is an Arm of Service level institution in the Defence Force and is created by the Minister of Defence in terms of section 13 of the Defence Act.
Training Institutions
Army Battle School
Situated at the Oshivelo Army base, the school offers units and battle groups to test their combat fighting skills in conventional and non-conventional warfare. The school also offers courses such as:
Company Group Commander Course(CGC)
Platoon commander Course(PCC)
Platoon Sgt Commanders Course
Section Commanders Course
Army Technical Training Centre
Established in 2011 the technical centre impart students with knowledge repair and maintain army systems and installations. The centre was commissioned on 27 February 2015.
Military School Okahandja
The Namibian Military School is the main training and academic unit of the Namibian Defence Force. It offers Officer Cadets and NDF officers an opportunity to get a military-oriented academic qualification. Training and teaching in the institution ranges from Basic Military Training to technical mechanical training.
Namibia Command and Staff College
The Namibia Command and Staff College offers the Junior Staff Course (JSC) and the Senior Command and Staff Course (SCSC). It provides staff training to prepare students for staff appointments.
Parachute Training School
The force's parachute airborne school is based at the Grootfontein Air Force Base. Here students from all service branches are training to qualify as Parachute specialists. The school was set up with help by the South African private military parachute training company Chute Systems who are training Namibia's airborne forces and associated staff e.g. parachute riggers.
Naval Training School
Established on 22 November 2009, the Naval Training School was commissioned by President Hage Geingob on 22 July 2016. Administratively divided into two sections, Sailors Training Wing and Marine Training Wing. Its commanding officer is Captain (N) Lazarus Erastus. It offers the following courses:
Basic Seamanship Course
Specialization Course
Section Commander Course.
Marine Petty officers course
Sailors Petty officers Course
School of Air Power Studies
The School of Air Power Studies run in conjunction with the Namibia Aviation Training Academy trains Pilots and Technicians.
School of Military Science
The School of Military Science, run in conjunction with the University of Namibia, offers officers in the Defence force qualifications ranging from bachelor of Science Honors' degrees in the field of nautical, Army and Aeronautical, to a post-graduate diploma in Security and strategics studies, and a Master of Arts in Security and Strategic Studies (MA-SSS).
School of Signals
The School of Signals provides training to all personnel wishing to specialize in the communications field. The signals school was formed in 2015 from the old Signals Training Wing and Computer Training Centre of the military school . The school is co-located at the Military school. It consists of 4 wings, one admininistation wing and three training wings. The school offers the following courses:
Communication Courses
Signal Officers Courses
Computer Courses
See also
List of Namibian Generals
List of Namibian admirals
List of Namibian Air Officers
References
Notes
Further reading
Stephen F. Burgess, 'Fashioning Integrated Security Forces after Conflict', African Security, 1: 2, 69–91 (2008)
Greg Mills, BMATT and Military Integration in South Africa, South African Defence Review, Issue 2, 1992 Covers reformation of Namibian Defence Force and British involvement
Case studies in war-to-peace transition: the demobilization and reintegration of ex-combatants in Ethiopia, Namibia, and Uganda
Thomas Jan Lambert, Criminal Justice in the Namibian Defence Force, LAP Lambert Academic Publishing, 2010
Peter Batchelor, Kees Kingma, Guy Lamb, Demilitarisation and Peace-building in Southern Africa: The role of the military in state formation and nation-building, Ashgate Publishing, Ltd., 2004
Donna Pankhurst, "Namibia," in Peacekeeping in Africa, eds. Oliver Furley and Roy May (Aldershot, UK: Ashgate, 1998)
Informante, Marine Corps commander accused of favouritism, 3 October 2012
External links
Namibian Defence Force camouflage patterns
Military of Namibia
|
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Navassa Island (; ; also La Navasse, La Navase; ) is a small uninhabited island in the Caribbean Sea. Located northeast of Jamaica, south of Cuba, and west of Jérémie on the Tiburon Peninsula of Haiti, it is subject to an ongoing territorial dispute between Haiti and the United States, which administers the island through the U.S. Fish and Wildlife Service.
The U.S. has claimed the island since 1857, based on the Guano Islands Act of 1856. Haiti's claim over Navassa goes back to the Treaty of Ryswick in 1697 that established French possessions in mainland Hispaniola, that were transferred from Spain by the treaty as well as other specifically named nearby islands. Its 1801 constitution claimed several nearby islands by name, among which Navassa was not enumerated, but also laid claim to "other adjacent islands", which Haiti maintains included Navassa. The U.S. claim to the island, first made in 1857, asserts that Navassa was not included among the unnamed “other adjacent islands” in the Haitian Constitution of 1801. Since the Haitian Constitution of 1874, Haiti has explicitly named "la Navase" as one of the territories it claims, and maintains that it has been claimed as part of Haiti continuously since 1801. Médéric Louis Élie Moreau de Saint-Méry, who was a member of the French Parliament best known for his publications on Saint-Domingue (now the Republic of Haiti), referred to la Navasse as the "small French island of Saint-Domingue" in 1798.
History
1504 to 1901
In 1504, Christopher Columbus, stranded on Jamaica during his fourth voyage, sent some crew members by canoe to Hispaniola for help. They ran into the island on the way, but it had no water. They called it Navaza (from "nava-" meaning plain, or field), and it was avoided by mariners for the next 350 years.
From 1801 to 1867, the successive constitutions of Haiti claimed national sovereignty over adjacent islands, both named and unnamed, although Navassa was not specifically enumerated until 1874. Navassa Island was also claimed for the United States on September 19, 1857, by Peter Duncan, an American sea captain, under the Guano Islands Act of 1856, for the rich guano deposits found on the island, and for not being within the lawful jurisdiction of any other government, nor occupied by another government's citizens.
Haiti protested the annexation, but on July 7, 1858, U.S. President James Buchanan issued an Executive Order upholding the American claim, which also called for military action to enforce it. Navassa Island has since been maintained by the United States as an unincorporated territory (according to the Insular Cases). The United States Supreme Court on November 24, 1890, in Jones v. United States, 137 U.S. 202 (1890) Id. at 224 found that Navassa Island must be considered as appertaining to the United States, creating a legal history for the island under U.S. law unlike many other islands originally claimed under the Guano Islands Act. As listed in its 1987 constitution, Haiti maintains its claim to the island, which is considered part of the department of Grand'Anse.
Guano mining and the Navassa Island Rebellion of 1889
Guano phosphate is a superior organic fertilizer that became a mainstay of American agriculture in the mid-19th century. In November 1857, Duncan transferred his discoverer's rights to his employer, an American guano trader in Jamaica, who sold them to the newly formed Navassa Phosphate Company of Baltimore. After an interruption for the American Civil War, the company built larger mining facilities on Navassa with barrack housing for 140 black contract laborers from Maryland, houses for white supervisors, a blacksmith shop, warehouses, and a church.
Mining began in 1865. The workers dug out the guano by dynamite and pick-axe and hauled it in rail cars to the landing point at Lulu Bay, where it was put into sacks and lowered onto boats for transfer to the Company barque, the S.S. Romance. The living quarters at Lulu Bay were referred to as 'Lulu Town', as appears on old maps. Railway tracks eventually extended inland.
Hauling guano by muscle-power in the fierce tropical heat, combined with general disgruntlement with conditions on the island, eventually provoked a rebellion in 1889, in which five supervisors died. A U.S. warship returned 18 of the workers to Baltimore for three separate trials on murder charges. A black fraternal society, the Order of Galilean Fishermen, raised money to defend the miners in federal court, and the defense built its case on the contention that the men acted in self-defense or in the heat of passion, and that the United States did not have jurisdiction over the island. E. J. Waring, the first black lawyer to pass the Maryland bar, was a part of the defense's legal team.
The cases, including Jones v. United States, , went to the U.S. Supreme Court in October 1890, which ruled the Guano Act constitutional, and three of the miners were scheduled for execution in the spring of 1891. A grass-roots petition driven by black churches around the country, also signed by white jurors from the three trials, reached President Benjamin Harrison, who commuted the sentences to imprisonment and mentioned the case in a State of the Union Address. Guano mining resumed on Navassa at a much reduced level. The Spanish–American War of 1898 forced the Phosphate Company to evacuate the island and file for bankruptcy, and the new owners abandoned the island after 1901.
1901 to present
In 1905, the U.S. Lighthouse Service identified Navassa Island as a good location for a new lighthouse. However, plans for the light moved slowly. With the opening of the Panama Canal in 1914, shipping between the American eastern seaboard and the Canal through the Windward Passage between Cuba and Haiti increased in the area of Navassa, which proved a hazard to navigation. The Lighthouse Service finally built Navassa Island Light, a tower on the island in 1917, above sea level. At the same time, a wireless telegraphy station was established on the island. A keeper and two assistants were assigned to live there until the Lighthouse Service installed an automatic beacon in 1929.
After absorbing the Lighthouse Service in 1939, the U.S. Coast Guard serviced the light twice each year. The U.S. Navy set up an observation post for the duration of World War II. The island has been uninhabited since then. Fishermen, mainly from Haiti, fish the waters around Navassa.
A scientific expedition from Harvard University studied the land and marine life of the island in 1930. After World War II amateur radio operators occasionally visited to operate from the territory, which is accorded "entity" (country) status by the American Radio Relay League. The callsign prefix is KP1. From 1903 to 1917, Navassa was a dependency of the U.S. Guantanamo Bay Naval Base, and from 1917 to 1996, it was under United States Coast Guard administration.
In 1996, the Coast Guard dismantled the light on Navassa, which ended its interest in the island. Consequently, the Department of the Interior assumed responsibility for the civil administration of the area, and placed the island under its Office of Insular Affairs. For statistical purposes, Navassa was grouped with the now-obsolete term United States Miscellaneous Caribbean Islands and is now grouped with other islands claimed by the U.S. under the Guano Islands Act as the United States Minor Outlying Islands.
In 1997, an American salvager made a claim to Navassa to the Department of State based on the Guano Islands Act. On March 27, 1997, the Department of the Interior rejected the claim on the basis that the Guano Islands Act applies only to islands which, at the time of the claim, are not "appertaining to" the United States. The department's opinion said that Navassa is and remains a U.S. possession "appertaining to" the United States and is "unavailable to be claimed" under the Guano Islands Act.
A 1998 scientific expedition led by the Center for Marine Conservation in Washington, D.C., described Navassa as "a unique preserve of Caribbean biodiversity." The island's land and offshore ecosystems have survived the 20th century virtually untouched.
In September 1999, the United States Fish and Wildlife Service established the Navassa Island National Wildlife Refuge, which encompasses of land and a 12 nautical mile (22.2 km) radius of marine habitat around the island. Later that year, full administrative responsibility for Navassa was transferred from the Office of Insular Affairs to the U.S. Fish and Wildlife Service.
Due to hazardous coastal conditions and for preservation of species habitat, the refuge is closed to the general public, and visitors need permission from the Fish and Wildlife Service to enter its territorial waters or land.
Since it became a National Wildlife Refuge, amateur radio operators have repeatedly been denied entry. In October 2014, permission was granted for a two-week DX-pedition in February 2015. The operation made 138,409 contacts.
Geography, topography and ecology
Navassa Island is about in area. It is located west of Haiti's southwest peninsula, south of the U.S. naval base at Guantanamo Bay, Cuba, and about one-quarter of the way from mainland Haiti to Jamaica in the Jamaica Channel.
Navassa reaches an elevation of at Dunning Hill south of the lighthouse, Navassa Island Light. This location is from the southwestern coast or east of Lulu Bay.
The terrain of Navassa Island consists mostly of exposed coral and limestone, the island being ringed by vertical white cliffs high, but with enough grassland to support goat herds. The island is covered in a forest of four tree species: short-leaf fig (Ficus populnea var. brevifolia), pigeon plum (Coccoloba diversifolia), mastic (Sideroxylon foetidissimum), and poisonwood (Metopium brownei).
Ecology
Navassa Island's topography, ecology, and modern history are similar to that of Mona Island, a small limestone island located in the Mona Passage between Puerto Rico and the Dominican Republic, which were once centers of guano mining, and are nature reserves for the United States.
Transient Haitian fishermen and others camp on Navassa Island, but it is otherwise uninhabited. It has no ports or harbors, only offshore anchorages, and its only natural resource is guano. Economic activity consists of subsistence fishing and commercial trawling activities.
There were eight species of native reptiles, all of which are believed to be, or to have been, endemic to Navassa Island: Celestus badius (an anguid lizard), Aristelliger cochranae (a gecko), Sphaerodactylus becki (a gecko), Anolis longiceps (an anole), Cyclura cornuta onchiopsis (an endemic subspecies of the rhinoceros iguana), Leiocephalus eremitus (a curly-tailed lizard), Tropidophis bucculentus (a dwarf boa), and Typhlops sulcatus (a tiny snake). Of these the first four remain common with the last four likely extinct. Feral cats, dogs and pigs currently inhabit the island.
In 2012, a rare coral species, Acropora palmata (Elkhorn coral), was found underwater near the island. The remaining coral was found to be in good condition.
Birds
The island, with its surrounding marine waters, has been recognised as an Important Bird Area (IBA) by BirdLife International because it supports breeding colonies of red-footed boobies and magnificent frigatebirds, as well as hundreds of white-crowned pigeons.
Maritime boundary disputes
Due to the competing claims of Haiti and the United States the maritime boundaries of Haiti remain undetermined.
See also
List of Guano Island claims
United States and the United Nations Convention on the Law of the Sea
Notes
References
The Navassa Island Riot. Illustrated. Published by the National Grand Tabernacle, Order of Galillean Fishermen, Baltimore, Md.
External links
State of Navaza
A 2014 dissertation entitled Haiti's Claim over Navassa Island: A Case Study
Caribbean islands claimed under the Guano Islands Act
Disputed territories in North America
Former populated places in the Caribbean
Greater Antilles
Haiti–United States relations
Important Bird Areas of the United States Caribbean
Important Bird Areas of United States Minor Outlying Islands
International territorial disputes of the United States
Islands of Haiti
Seabird colonies
Territorial disputes of Haiti
Uninhabited Caribbean islands of the United States
United States Minor Outlying Islands
Disputed islands
|
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The Netherlands Antilles (, ; ) was a constituent country of the Kingdom of the Netherlands. The country consisted of several island territories located in the Caribbean Sea. The islands were also informally known as the Dutch Antilles. The country came into being in 1954 as the autonomous successor of the Dutch colony of Curaçao and Dependencies and was dissolved in 2010. The Dutch colony of Surinam, although it was relatively close by on the continent of South America, did not become part of the Netherlands Antilles but became a separate autonomous country in 1954. All the island territories that belonged to the Netherlands Antilles remain part of the kingdom today, although the legal status of each differs. As a group they are still commonly called the Dutch Caribbean, regardless of their legal status. People from this former territory continue to be called Antilleans (Antillianen) in the Netherlands.
Geographical grouping
The islands of the Netherlands Antilles are all part of the Lesser Antilles island chain. Within this group, the country was spread over two smaller island groups: a northern group (part of Leeward Islands) and a western group (part of the Leeward Antilles). No part of the country was in the southern Windward Islands.
Islands located in the Leeward Islands
This island subregion was located in the eastern Caribbean Sea, to the east of Puerto Rico. There were three islands, collectively known as the "SSS Islands":
(the southern part of the island of Saint Martin)
They lie approximately north-east of the ABC Islands.
Islands located in the Leeward Antilles
This island subregion was located in the southern Caribbean Sea off the north coast of Venezuela. There were three islands collectively known as the "ABC Islands":
(until 1 January 1986)
including an islet called Klein Bonaire ("Little Bonaire")
, including an islet called Klein Curaçao ("Little Curaçao")
Climate
The Netherlands Antilles have a tropical trade-wind climate, with hot weather all year round. The Leeward islands are subject to hurricanes in the summer months, while those islands located in the Leeward Antilles are warmer and drier.
History
Spanish-sponsored explorers discovered both the leeward (Alonso de Ojeda, 1499) and windward (Christopher Columbus, 1493) island groups. However, the Spanish Crown only founded settlements in the Leeward Islands. In the 17th century the islands were conquered by the Dutch West India Company and colonized by Dutch settlers. From the last quarter of the 17th century, the group consisted of six Dutch islands: Curaçao (settled in 1634), Aruba (settled in 1636), Bonaire (settled in 1636), Sint Eustatius (settled in 1636), Saba (settled in 1640) and Sint Maarten (settled in 1648). In the past, Anguilla (1631–1650), the present-day British Virgin Islands (1612–1672), St. Croix and Tobago had also been Dutch. During the American Revolution Sint Eustatius, along with Curaçao, was a major trade center in the Caribbean, with Sint Eustatius a major source of supplies for the Thirteen Colonies. It had been called "the Golden Rock" because of the number of wealthy merchants and volume of trade there. The British sacked its only town, Oranjestad, in 1781 and the economy of the island never recovered. Unlike many other regions, few immigrants went to the Dutch islands, due to the weak economy. However, with the discovery of oil in Venezuela in the nineteenth century, the Anglo-Dutch Shell Oil Company established refineries in Curaçao, while the U.S. processed Venezuelan crude oil in Aruba. This resulted in booming economies on the two islands, which turned to bust in the 1980s when the oil refineries were closed. The various islands were united as a single country – the Netherlands Antilles – in 1954, under the Dutch crown. The country was dissolved on 10 October 2010.
Curaçao and Sint Maarten became distinct constituent countries alongside Aruba which had become a distinct constituent country in 1986; whereas Bonaire, Sint Eustatius, and Saba (the "BES Islands") became special municipalities within the Netherlands proper.
From 1815 onwards Curaçao and Dependencies formed a colony of the Kingdom of the Netherlands. Slavery was abolished in 1863, and in 1865 a government regulation for Curaçao was enacted that allowed for some very limited autonomy for the colony. Although this regulation was replaced by a constitution () in 1936, the changes to the government structure remained superficial and Curaçao continued to be ruled as a colony.
The island of Curaçao was hit hard by the abolition of slavery in 1863. Its prosperity (and that of neighboring Aruba) was restored in the early 20th century with the construction of oil refineries to service the newly discovered Venezuelan oil fields.
Colonial rule ended after the conclusion of the Second World War. Queen Wilhelmina had promised in a 1942 speech to offer autonomy to the overseas territories of the Netherlands. During the war, the British and American occupation of the islands—with the consent of the Dutch government—led to increasing demands for autonomy within the population as well.
In May 1948 a new constitution for the territory entered into force, allowing the largest amount of autonomy possible under the Dutch constitution of 1922. Among other things, universal suffrage was introduced. The territory was also renamed "Netherlands Antilles". After the Dutch constitution was revised in 1948, a new interim Constitution of the Netherlands Antilles was enacted in February 1951. Shortly afterwards, on 3 March 1951, the Island Regulation of the Netherlands Antilles () was issued by royal decree, giving fairly wide autonomy to the various island territories in the Netherlands Antilles. A consolidated version of this regulation remained in force until the dissolution of the Netherlands Antilles in 2010.
The new constitution was only deemed an interim arrangement, as negotiations for a Charter for the Kingdom were already under way. On 15 December 1954 the Netherlands Antilles, Suriname and the Netherlands acceded as equal partners to an overarching Kingdom of the Netherlands, established by the Charter for the Kingdom of the Netherlands. With this move, the United Nations deemed decolonization of the territory complete and removed the Netherlands Antilles from the United Nations list of Non-Self-Governing Territories.
Aruba seceded from the Netherlands Antilles on 1 January 1986, paving the way for a series of referenda among the remaining islands on the future of the Netherlands Antilles. Whereas the ruling parties campaigned for the dissolution of the Netherlands Antilles, the people voted for a restructuring of the Netherlands Antilles. The coalition campaigning for this option became the Party for the Restructured Antilles, which ruled the Netherlands Antilles for much of the time until its dissolution on 10 October 2010.
Dissolution
Even though the referendums held in the early 1990s resulted in a vote in favour of retaining the Netherlands Antilles, the arrangement continued to be an unhappy one. Between June 2000 and April 2005, each island of the Netherlands Antilles had a new referendum on its future status. The four options that could be voted on were the following:
closer ties with the Netherlands
remaining within the Netherlands Antilles
autonomy as a country within the Kingdom of the Netherlands (status aparte)
independence
Of the five islands, Sint Maarten and Curaçao voted for status aparte, Saba and Bonaire voted for closer ties with the Netherlands, and Sint Eustatius voted to stay within the Netherlands Antilles.
On 26 November 2005, a Round Table Conference (RTC) was held between the governments of the Netherlands, Aruba, the Netherlands Antilles, and each island in the Netherlands Antilles. The final statement to emerge from the RTC stated that autonomy for Curaçao and Sint Maarten, plus a new status for Bonaire, Sint Eustatius, and Saba (BES) would come into effect by 1 July 2007.
On 12 October 2006, the Netherlands reached an agreement with Bonaire, Sint Eustatius, and Saba: this agreement would make these islands special municipalities.
On 3 November 2006, Curaçao and Sint Maarten were granted autonomy in an agreement, but this agreement was rejected by the then island council of Curaçao on 28 November. The Curaçao government was not sufficiently convinced that the agreement would provide enough autonomy for Curaçao. On 9 July 2007 the new island council of Curaçao approved the agreement previously rejected in November 2006. A subsequent referendum approved the agreement as well.
The acts of parliament integrating the "BES" islands (Bonaire, Sint Eustatius and Saba) into the Netherlands were given royal assent on 17 May 2010. After ratification by the Netherlands (6 July), the Netherlands Antilles (20 August), and Aruba (4 September), the Kingdom act amending the Charter for the Kingdom of the Netherlands with regard to the dissolution of the Netherlands Antilles was signed by the three countries in the closing Round Table Conference on 9 September 2010 in The Hague.
Political grouping
Constitutional grouping at time of dissolution
The Island Regulation had divided the Netherlands Antilles into four island territories: Aruba, Bonaire, Curaçao (ABC), and the islands in the Leeward Islands. In 1983, the island territory of the Leeward was split up to form the new island territories of Sint Maarten, Saba, and Sint Eustatius (SSS). In 1986, Aruba seceded from the Netherlands Antilles, reducing the number of island territories to five. After the dissolution of the Netherlands Antilles in 2010, Curaçao and Sint Maarten became autonomous countries within the Kingdom and Bonaire, Sint Eustatius and Saba (BES) became special municipalities of the Netherlands.
Current constitutional grouping
The islands of the former country of the Netherlands Antilles are currently divided are two main groups for political and constitutional purposes:
those islands that have the status of constituent country of the Kingdom of the Netherlands
those islands that have the status of special municipality of the Netherlands alone, as distinct from the Kingdom in its entirety.
There are also several smaller islands, like Klein Curaçao and Klein Bonaire, that belong to one of the island countries or special municipalities.
Constituent countries
There are three Caribbean islands that are countries () within the Kingdom of the Netherlands: Aruba, Curaçao, and Sint Maarten. (The Netherlands is the fourth constituent country in the Kingdom of the Netherlands.)
Sint Maarten covers approximately 40% of the island of Saint Martin; the remaining northern part of the island—the Collectivity of Saint-Martin—is an overseas territory of France.
Special municipalities
There are three Caribbean islands that are special municipalities of the Netherlands alone: Bonaire, Sint Eustatius, and Saba. Collectively, these special municipalities of the Netherlands are also known as the BES islands.
Constitution
The Constitution of the Netherlands Antilles was proclaimed on 29 March 1955 by Order-in-Council for the Kingdom. Together with the Islands Regulation of the Netherlands Antilles it formed the constitutional basis for the Netherlands Antilles. Because the Constitution depended on the Islands Regulation, which gave fairly large autonomy to the different island territories, and the Islands Regulation was older than the Constitution, many scholars describe the Netherlands Antilles as a federal arrangement.
The head of state was the monarch of the Kingdom of the Netherlands, who was represented in the Netherlands Antilles by a governor. The governor and the council of ministers, chaired by a prime minister, formed the government. The Netherlands Antilles had a unicameral legislature called the Parliament of the Netherlands Antilles. Its 22 members were fixed in number for the islands making up the Netherlands Antilles: fourteen for Curaçao, three each for Sint Maarten and Bonaire, and one each for Saba and Sint Eustatius.
The Netherlands Antilles were not part of the European Union, but instead listed as overseas countries and territories (OCTs). This status was kept for all the islands after dissolution, and will be kept until at least 2015.
Economy
Tourism, petroleum transshipment and oil refinement (on Curaçao), as well as offshore finance were the mainstays of this small economy, which was closely tied to the outside world. The islands enjoyed a high per capita income and a well-developed infrastructure as compared with other countries in the region.
Almost all consumer and capital goods were imported, with Venezuela, the United States, and Mexico being the major suppliers, as well as the Dutch government which supports the islands with substantial development aid. Poor soils and inadequate water supplies hampered the development of agriculture. The Antillean guilder had a fixed exchange rate with the United States dollar of 1.79:1.
Demographics
A large percentage of the Netherlands Antilleans descended from European colonists and African slaves who were brought and traded here from the 17th to 19th centuries. The rest of the population originated from other Caribbean islands as well as Latin America, East Asia and elsewhere in the world. In Curaçao there was a strong Jewish element going back to the 17th century slave trade.
The language Papiamentu was predominant on Curaçao and Bonaire (as well as the neighboring island of Aruba). This creole descended from Portuguese and West African languages with a strong admixture of Dutch, plus subsequent lexical contributions from Spanish and English. An English-based creole dialect, formally known as Netherlands Antilles Creole, was the native dialect of the inhabitants of Sint Eustatius, Saba and Sint Maarten.
After a decades-long debate, English and Papiamentu were made official languages alongside Dutch in early March 2007.
Legislation was produced in Dutch, but parliamentary debate was in Papiamentu or English, depending on the island. Due to a massive influx of immigrants from Spanish-speaking territories such as the Dominican Republic in the Windward Islands, and increased tourism from Venezuela in the Leeward Islands, Spanish had also become increasingly used.
The majority of the population were followers of the Christian faith, with a Protestant majority in Sint Eustatius and Sint Maarten, and a Roman Catholic majority in Bonaire, Curaçao and Saba. Curaçao also hosted a sizeable group of followers of the Jewish religion, descendants of a Portuguese group of Sephardic Jews that arrived from Amsterdam and Brazil from 1654. In 1982, there was a population of about 2,000 Muslims, with an Islamic association and a mosque in the capital.
Most Netherlands Antilleans were Dutch citizens and this status permitted and encouraged the young and university-educated to emigrate to the Netherlands. This exodus was considered to be to the islands' detriment, as it created a brain drain. On the other hand, immigrants from the Dominican Republic, Haiti, the Anglophone Caribbean and Colombia had increased their presence on these islands in later years.
Antillean diaspora in the Netherlands
Culture
The origins of the population and location of the islands gave the Netherlands Antilles a mixed culture.
Tourism and overwhelming media presence from the United States increased the regional United States influence. On all the islands, the holiday of Carnival had become an important event after its importation from other Caribbean and Latin American countries in the 1960s. Festivities included "jump-up" parades with beautifully colored costumes, floats, and live bands as well as beauty contests and other competitions. Carnival on the islands also included a middle-of-the-night j'ouvert (juvé) parade that ended at sunrise with the burning of a straw King Momo, cleansing the island of sins and bad luck.
Sports
Netherlands Lesser Antilles competed in the Winter Olympics of 1988, notably finishing 29th in the bobsled, ahead of Jamaica who famously competed but finished 30th.
Baseball is by far the most popular sport. Several players have made it to the Major Leagues, such as Xander Bogaerts, Andrelton Simmons, Hensley Meulens, Randall Simon, Andruw Jones, Kenley Jansen, Jair Jurrjens, Roger Bernadina, Sidney Ponson, Didi Gregorius, Shairon Martis, Wladimir Balentien, and Yurendell DeCaster. Xander Bogaerts competed in the 2013 World Series for the Boston Red Sox against the St. Louis Cardinals. Andruw Jones played for the Atlanta Braves in the 1996 World Series hitting two home runs in his first game against the New York Yankees.
Three athletes from the former Netherlands Antilles competed in the 2012 Summer Olympics. They, alongside one athlete from South Sudan, competed under the banner of Independent Olympic Athletes.
The Netherlands Antilles, though a non-existing entity since 2010, are allowed to field teams at the Chess Olympiad under this name, because the Curaçao Chess Federation remains officially registered as representing the dissolved country in the FIDE Directory.
Miscellaneous topics
Unlike the metropolitan Netherlands, same-sex marriages were not performed in the Netherlands Antilles, but those performed in other jurisdictions were recognised.
The main prison of the Netherlands Antilles was Koraal Specht, later known as Bon Futuro. It was known for ill treatment of prisoners and bad conditions throughout the years.
The late Venezuelan President Hugo Chávez claimed that the Netherlands was helping the United States to invade Venezuela due to military games in 2006.
See also
Index of Netherlands Antilles-related articles
Outline of the Netherlands Antilles
British West Indies
Danish West Indies
French West Indies
Spanish West Indies
Notes
References
Borman, C. (2005) Het Statuut voor het Koninkrijk, Deventer: Kluwer.
Oostindie, G. and Klinkers, I. (2001) Het Koninkrijk inde Caraïben: een korte geschiedenis van het Nederlandse dekolonisatiebeleid 1940–2000. Amsterdam: Amsterdam University Press.
External links
Government
GOV.an – Main governmental site
Antillenhuis – Cabinet of the Netherlands Antilles' Plenipotentiary Minister in the Netherlands
Central Bank of the Netherlands Antilles
General information
Netherlands Antilles . The World Factbook. Central Intelligence Agency.
Netherlands Antilles from UCB Libraries GovPubs
History
Method of Securing the Ports and Populations of All the Coasts of the Indies from 1694. The last five pages of the book are about life, economy and culture of the Netherlands Antilles.
Former countries in the Caribbean
Former Dutch colonies
Former polities of the Cold War
Leeward Islands (Caribbean)
20th century in Aruba
20th century in Curaçao
20th century in Bonaire
20th century in Sint Maarten
History of Sint Eustatius
History of Saba
Dutch-speaking countries and territories
English-speaking countries and territories
Special territories of the European Union
States and territories established in 1954
States and territories disestablished in 2010
1954 establishments in the Dutch Empire
2010 disestablishments in the Netherlands Antilles
1954 establishments in North America
2010 disestablishments in North America
Articles containing video clips
Small Island Developing States
|
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New Caledonia is a major source for nickel and contains roughly 10% of the worlds known nickel supply. The islands contain about 7,100,000 tonnes of nickel. With the annual production of about 107,000 tonnes in 2009, New Caledonia was the world's fifth largest producer after Russia (266,000), Indonesia (189,000), Canada (181,000) and Australia (167,000). In recent years, the economy has suffered because of depressed international demand for nickel, due to the ongoing global financial crisis. Only a negligible amount of the land is suitable for cultivation, and food accounts for about 20% of imports. In addition to nickel, the substantial financial support from France and tourism are keys to the health of the economy. In the 2000s, large additions were made to nickel mining capacity. The Goro Nickel Plant is expected to be one of the largest nickel producing plants on Earth. When full-scale production begins in 2013 this plant will produce an estimated 20% of the global nickel supply. However, the need to respond to environmental concerns over the country's globally recognized ecological heritage, may increasingly need to be factored into capitalization of mining operations.
The GDP of New Caledonia in 2007 was 8.8 billion US dollars at market exchange rates, the fourth-largest economy in Oceania after Australia, New Zealand, and Hawaii. The GDP per capita was 36,376 US dollars in 2007 (at market exchange rates, not at PPP), lower than in Australia and Hawaii, but higher than in New Zealand.
In 2007, exports from New Caledonia amounted to 2.11 billion US dollars, 96.3% of which were mineral products and alloys (essentially nickel ore and ferronickel). Imports amounted to 2.88 billion US dollars. 26.6% of imports came from Metropolitan France, 16.1% from other European countries, 13.6% from Singapore (essentially fuel), 10.7% from Australia, 4.0% from New Zealand, 3.2% from the United States, 3.0% from China, 3.0% from Japan, and 22.7% from other countries.
Tourism
As of 2007, about 200 Japanese couples travel to New Caledonia each year for their wedding and honeymoon. Oceania Flash reported in 2007 that one company planned to build a new wedding chapel to accommodate Japanese weddings to supplement the Le Meridien Resort in Nouméa.
New Caledonia is a popular destination for groups of Australian high school students who are studying French.
See also
Economy of France in: French Guiana, French Polynesia, Guadeloupe, Martinique, Mayotte, New Caledonia, Réunion, Saint Barthélemy, Saint Martin, Saint Pierre and Miquelon, Wallis and Futuna
Taxation in France
Economic history of France
Poverty in France
References
New Caledonia
New Caledonia
|
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Nicaragua (; ), officially the Republic of Nicaragua (), is the largest country in the Central American isthmus, bordered by Honduras to the northwest, the Caribbean to the east, Costa Rica to the south, and the Pacific Ocean to the southwest. Managua is the country's capital and largest city and is also the third-largest city in Central America, behind Tegucigalpa and Guatemala City. The multi-ethnic population of six million includes people of indigenous, European, African, and Asian heritage. The main language is Spanish. Indigenous tribes on the Mosquito Coast speak their own languages and English.
Originally inhabited by various indigenous cultures since ancient times, the region was conquered by the Spanish Empire in the 16th century. Nicaragua gained independence from Spain in 1821. The Mosquito Coast followed a different historical path, being colonized by the English in the 17th century and later coming under British rule. It became an autonomous territory of Nicaragua in 1860 and its northernmost part was transferred to Honduras in 1960. Since its independence, Nicaragua has undergone periods of political unrest, dictatorship, occupation and fiscal crisis, including the Nicaraguan Revolution of the 1960s and 1970s and the Contra War of the 1980s.
The mixture of cultural traditions has generated substantial diversity in folklore, cuisine, music, and literature, particularly the latter, given the literary contributions of Nicaraguan poets and writers such as Rubén Darío. Known as the "land of lakes and volcanoes", Nicaragua is also home to the Bosawás Biosphere Reserve, the second-largest rainforest of the Americas. The biological diversity, warm tropical climate and active volcanoes make Nicaragua an increasingly popular tourist destination. Nicaragua is a founding member of the United Nations, Non-Aligned Movement, Organization of American States, ALBA and the Community of Latin American and Caribbean States.
Etymology
There are two prevailing theories on how the name "Nicaragua" came to be. The first is that the name was coined by Spanish colonists based on the name Nicarao, who was the chieftain or cacique of a powerful indigenous tribe encountered by the Spanish conquistador Gil González Dávila during his entry into southwestern Nicaragua in 1522. This theory holds that the name Nicaragua was formed from Nicarao and agua (Spanish for "water"), to reference the fact that there are two large lakes and several other bodies of water within the country. However, as of 2002, it was determined that the cacique's real name was Macuilmiquiztli, which meant "Five Deaths" in the Nahuatl language, rather than Nicarao.
The second theory is that the country's name comes from any of the following Nahuatl words: nic-anahuac, which meant "Anahuac reached this far", or "the Nahuas came this far", or "those who come from Anahuac came this far"; nican-nahua, which meant "here are the Nahuas"; or nic-atl-nahuac, which meant "here by the water" or "surrounded by water".
History
Pre-Columbian history
Paleo-Americans first inhabited what is now known as Nicaragua as far back as 12,000 BCE. In later pre-Columbian times, Nicaragua's indigenous people were part of the Intermediate Area, between the Mesoamerican and Andean cultural regions, and within the influence of the Isthmo-Colombian area. Nicaragua's central region and its Caribbean coast were inhabited by Macro-Chibchan language ethnic groups such as the Miskito, Rama, Mayangna, and Matagalpas. They had coalesced in Central America and migrated both to and from present-day northern Colombia and nearby areas. Their food came primarily from hunting and gathering, but also fishing and slash-and-burn agriculture.
At the end of the 15th century, western Nicaragua was inhabited by several indigenous peoples related by culture to the Mesoamerican civilizations of the Aztec and Maya, and by language to the Mesoamerican Linguistic Area. The Chorotegas were Mangue language ethnic groups who had arrived in Nicaragua from what is now the Mexican state of Chiapas sometime around 800 CE. The Nicarao people were a branch of Nahuas who spoke the Nawat dialect and also came from Chiapas, around 1200 CE. Prior to that, the Nicaraos had been associated with the Toltec civilization. Both Chorotegas and Nicaraos originated in Mexico's Cholula valley, and migrated south. A third group, the Subtiabas, were an Oto-Manguean people who migrated from the Mexican state of Guerrero around 1200 CE. Additionally, there were trade-related colonies in Nicaragua set up by the Aztecs starting in the 14th century.
Spanish era (1523–1821)
In 1502, on his fourth voyage, Christopher Columbus became the first European known to have reached what is now Nicaragua as he sailed southeast toward the Isthmus of Panama. Columbus explored the Mosquito Coast on the Atlantic side of Nicaragua but did not encounter any indigenous people. 20 years later, the Spaniards returned to Nicaragua, this time to its southwestern part. The first attempt to conquer Nicaragua was by the conquistador Gil González Dávila, who had arrived in Panama in January 1520. In 1522, González Dávila ventured to the area that later became the Rivas Department of Nicaragua. There he encountered an indigenous Nahua tribe led by chief Macuilmiquiztli, whose name has sometimes been erroneously referred to as "Nicarao" or "Nicaragua". The tribe's capital was Quauhcapolca. González Dávila conversed with Macuilmiquiztli thanks to two indigenous interpreters who had learned Spanish, whom he had brought along. After exploring and gathering gold in the fertile western valleys, González Dávila and his men were attacked and driven off by the Chorotega, led by chief Diriangén. The Spanish tried to convert the tribes to Christianity; Macuilmiquiztli's tribe was baptized, but Diriangén was openly hostile to the Spaniards. Western Nicaragua, at the Pacific Coast, became a port and shipbuilding facility for the Galleons plying the waters between Manila, Philippines and Acapulco, Mexico.
The first Spanish permanent settlements were founded in 1524. That year, the conquistador Francisco Hernández de Córdoba founded two of Nicaragua's main cities: Granada on Lake Nicaragua, and then León, west of Lake Managua. Córdoba soon built defenses for the cities and fought against incursions by other conquistadors. Córdoba was later publicly beheaded for having defied his superior, Pedro Arias Dávila. Córdoba's tomb and remains were discovered in 2000 in the ruins of León Viejo.
The clashes among Spanish forces did not impede their destruction of the indigenous people and their culture. The series of battles came to be known as the "War of the Captains". Pedro Arias Dávila was a winner; although he lost control of Panama, he moved to Nicaragua and established his base in León. In 1527, León became the capital of the colony. Through diplomacy, Arias Dávila became the colony's first governor.
Without women in their parties, the Spanish conquerors took Nahua and Chorotega wives and partners, beginning the multiethnic mix of indigenous and European stock now known as "mestizo", which constitutes the great majority of the population in western Nicaragua. Many indigenous people were killed by European infectious diseases, compounded by neglect by the Spaniards, who controlled their subsistence. Many other indigenous peoples were captured and transported as slaves to Panama and Peru between 1526 and 1540.
In 1610, the Momotombo volcano erupted, destroying the city of León. The city was rebuilt northwest of the original, which is now known as the ruins of León Viejo. During the American Revolutionary War, Central America was subject to conflict between Britain and Spain. British navy admiral Horatio Nelson led expeditions in the Battle of San Fernando de Omoa in 1779 and on the San Juan River in 1780, the latter of which had temporary success before being abandoned due to disease.
Independent Nicaragua from 1821 to 1909
The Act of Independence of Central America dissolved the Captaincy General of Guatemala in September 1821, and Nicaragua soon became part of the First Mexican Empire. In July 1823, after the overthrow of the Mexican monarchy in March of the same year, Nicaragua joined the newly formed United Provinces of Central America, country later known as the Federal Republic of Central America. Nicaragua definitively became an independent republic in 1838.
The early years of independence were characterized by rivalry between the Liberal elite of León and the Conservative elite of Granada, which often degenerated into civil war, particularly during the 1840s and 1850s. Managua rose to undisputed preeminence as the nation's capital in 1852 to allay the rivalry between the two feuding cities. Following the start (1848) of the California Gold Rush, Nicaragua provided a route for travelers from the eastern United States to journey to California by sea, via the San Juan River and Lake Nicaragua. Invited by the Liberals in 1855 to join their struggle against the Conservatives, the United States adventurer and filibuster William Walker set himself up as President of Nicaragua after conducting a farcical election in 1856; his presidency lasted less than a year. Military forces from Costa Rica, Honduras, El Salvador, Guatemala, and Nicaragua itself united to drive Walker out of Nicaragua in 1857, bringing three decades of Conservative rule.
Great Britain, which had claimed the Mosquito Coast as a protectorate since 1655, delegated the area to Honduras in 1859 before transferring it to Nicaragua in 1860. The Mosquito Coast remained an autonomous area until 1894. José Santos Zelaya, President of Nicaragua from 1893 to 1909, negotiated the integration of the Mosquito Coast into Nicaragua. In his honor, the region became "Zelaya Department".
Throughout the late 19th-century, the United States and several European powers considered various schemes to link the Pacific Ocean to the Atlantic by building a canal across Nicaragua.
United States occupation (1909–1933)
In 1909, the United States supported the conservative-led forces rebelling against President Zelaya. U.S. motives included differences over the proposed Nicaragua Canal, Nicaragua's potential to destabilize the region, and Zelaya's attempts to regulate foreign access to Nicaraguan natural resources. On November 18, 1909, U.S. warships were sent to the area after 500 revolutionaries (including two Americans) were executed by order of Zelaya. The U.S. justified the intervention by claiming to protect U.S. lives and property. Zelaya resigned later that year.
In August 1912, the President of Nicaragua, Adolfo Díaz, requested the secretary of war, General Luis Mena, to resign for fear he was leading an insurrection. Mena fled Managua with his brother, the chief of police of Managua, to start an insurrection. After Mena's troops captured steam boats of an American company, the U.S. delegation asked President Díaz to ensure the safety of American citizens and property during the insurrection. He replied he could not, and asked the U.S. to intervene in the conflict.
U.S. Marines occupied Nicaragua from 1912 to 1933, except for a nine-month period beginning in 1925. In 1914, the Bryan–Chamorro Treaty was signed, giving the U.S. control over a proposed canal through Nicaragua, as well as leases for potential canal defenses. After the U.S. Marines left, another violent conflict between Liberals and Conservatives in 1926, resulted in the return of U.S. Marines.
From 1927 to 1933, rebel general Augusto César Sandino led a sustained guerrilla war against the Conservative regime and then against the U.S. Marines, whom he fought for over five years. When the Americans left in 1933, they set up the Guardia Nacional (national guard), a combined military and police force trained and equipped by the Americans and designed to be loyal to U.S. interests.
After the U.S. Marines withdrew from Nicaragua in January 1933, Sandino and the newly elected administration of President Juan Bautista Sacasa reached an agreement that Sandino would cease his guerrilla activities in return for amnesty, a land grant for an agricultural colony, and retention of an armed band of 100 men for a year. However, due to a growing hostility between Sandino and National Guard director Anastasio Somoza García and a fear of armed opposition from Sandino, Somoza García ordered his assassination. Sacasa invited Sandino for dinner and to sign a peace treaty at the Presidential House on the night of February 21, 1934. After leaving the Presidential House, Sandino's car was stopped by National Guard soldiers and they kidnapped him. Later that night, Sandino was assassinated by National Guard soldiers. Later, hundreds of men, women, and children from Sandino's agricultural colony were executed.
Somoza dynasty (1927–1979)
Nicaragua has experienced several military dictatorships, the longest being the hereditary dictatorship of the Somoza family, who ruled for 43 nonconsecutive years during the 20th century. The Somoza family came to power as part of a U.S.-engineered pact in 1927 that stipulated the formation of the Guardia Nacional to replace the marines who had long reigned in the country. Somoza García slowly eliminated officers in the national guard who might have stood in his way, and then deposed Sacasa and became president on January 1, 1937, in a rigged election.
In 1941, during the Second World War, Nicaragua declared war on Japan (8 December), Germany (11 December), Italy (11 December), Bulgaria (19 December), Hungary (19 December) and Romania (19 December). Only Romania reciprocated, declaring war on Nicaragua on the same day (19 December 1941). No soldiers were sent to the war, but Somoza García confiscated properties held by German Nicaraguan residents. In 1945, Nicaragua was among the first countries to ratify the United Nations Charter.
On September 29, 1956, Somoza García was shot to death by Rigoberto López Pérez, a 27-year-old Liberal Nicaraguan poet. Luis Somoza Debayle, the eldest son of the late president, was appointed president by the congress and officially took charge of the country. He is remembered by some as moderate, but after only a few years in power died of a heart attack. His successor as president was René Schick Gutiérrez, whom most Nicaraguans viewed "as nothing more than a puppet of the Somozas". Somoza García's youngest son, Anastasio Somoza Debayle, often referred to simply as "Somoza", became president in 1967.
An earthquake in 1972 destroyed nearly 90% of Managua, including much of its infrastructure. Instead of helping to rebuild the city, Somoza siphoned off relief money. The mishandling of relief money also prompted Pittsburgh Pirates star Roberto Clemente to personally fly to Managua on December 31, 1972, but he died en route in an airplane accident. Even the economic elite were reluctant to support Somoza, as he had acquired monopolies in industries that were key to rebuilding the nation.
The Somoza family was among a few families or groups of influential firms which reaped most of the benefits of the country's growth from the 1950s to the 1970s. When Somoza was deposed by the Sandinistas in 1979, the family's worth was estimated to be between $500 million and $1.5 billion.
Nicaraguan Revolution (1960s–1990)
In 1961, Carlos Fonseca looked back to the historical figure of Sandino, and along with two other people (one of whom was believed to be Casimiro Sotelo, who was later assassinated), founded the Sandinista National Liberation Front (FSLN). After the 1972 earthquake and Somoza's apparent corruption, the ranks of the Sandinistas were flooded with young disaffected Nicaraguans who no longer had anything to lose.
In December 1974, a group of the FSLN, in an attempt to kidnap U.S. ambassador Turner Shelton, held some Managuan partygoers hostage (after killing the host, former agriculture minister, Jose Maria Castillo), until the Somozan government met their demands for a large ransom and free transport to Cuba. Somoza granted this, then subsequently sent his national guard out into the countryside to look for the kidnappers, described by opponents of the kidnapping as "terrorists".
On January 10, 1978, Pedro Joaquín Chamorro Cardenal, the editor of the national newspaper La Prensa and ardent opponent of Somoza, was assassinated. It is alleged that the planners and perpetrators of the murder were at the highest echelons of the Somoza regime.
The Sandinistas forcefully took power in July 1979, ousting Somoza, and prompting the exodus of the majority of Nicaragua's middle class, wealthy landowners, and professionals, many of whom settled in the United States. The Carter administration decided to work with the new government, while attaching a provision for aid forfeiture if it was found to be assisting insurgencies in neighboring countries. Somoza fled the country and eventually ended up in Paraguay, where he was assassinated in September 1980, allegedly by members of the Argentinian Revolutionary Workers' Party.
In 1980, the Carter administration provided $60 million in aid to Nicaragua under the Sandinistas, but the aid was suspended when the administration obtained evidence of Nicaraguan shipment of arms to El Salvadoran rebels. In response to the coming to power of the Sandinistas, various rebel groups collectively known as the "contras" were formed to oppose the new government. The Reagan administration authorized the CIA to help the contra rebels with funding, weapons and training. The contras operated from camps in the neighboring countries of Honduras to the north and Costa Rica to the south.
They engaged in a systematic campaign of terror among rural Nicaraguans to disrupt the social reform projects of the Sandinistas. Several historians have criticized the contra campaign and the Reagan administration's support for the Contras, citing the brutality and numerous human rights violations of the contras. LaRamee and Polakoff, for example, describe the destruction of health centers, schools, and cooperatives at the hands of the rebels, and others have contended that murder, rape, and torture occurred on a large scale in contra-dominated areas. The U.S. also carried out a campaign of economic sabotage, and disrupted shipping by planting underwater mines in Nicaragua's port of Corinto, an action condemned by the International Court of Justice as illegal. The court also found that the U.S. encouraged acts contrary to humanitarian law by producing the manual Psychological Operations in Guerrilla Warfare and disseminating it to the contras. The manual, among other things, advised on how to rationalize killings of civilians. The U.S. also sought to place economic pressure on the Sandinistas, and the Reagan administration imposed a full trade embargo.
The Sandinistas were also accused of human rights abuses including torture, disappearances and mass executions. The Inter-American Commission on Human Rights investigated abuses by Sandinista forces, including an execution of 35 to 40 Miskitos in December 1981, and an execution of 75 people in November 1984.
In the Nicaraguan general elections of 1984, which were judged to have been free and fair, the Sandinistas won the parliamentary election and their leader Daniel Ortega won the presidential election. The Reagan administration criticized the elections as a "sham" based on the claim that Arturo Cruz, the candidate nominated by the Coordinadora Democrática Nicaragüense, comprising three right wing political parties, did not participate in the elections. However, the administration privately argued against Cruz's participation for fear that his involvement would legitimize the elections, and thus weaken the case for American aid to the contras. According to Martin Kriele, the results of the election were rigged.
In 1983 the U.S. Congress prohibited federal funding of the contras, but the Reagan administration illegally continued to back them by covertly selling arms to Iran and channeling the proceeds to the contras (the Iran–Contra affair), for which several members of the Reagan administration were convicted of felonies. The International Court of Justice, in regard to the case of Nicaragua v. United States in 1984, found, "the United States of America was under an obligation to make reparation to the Republic of Nicaragua for all injury caused to Nicaragua by certain breaches of obligations under customary international law and treaty-law committed by the United States of America". During the war between the contras and the Sandinistas, 30,000 people were killed.
Post-war (1990–present)
In the Nicaraguan general election, 1990, a coalition of anti-Sandinista parties (from the left and right of the political spectrum) led by Violeta Chamorro, the widow of Pedro Joaquín Chamorro Cardenal, defeated the Sandinistas. The defeat shocked the Sandinistas, who had expected to win.
Exit polls of Nicaraguans reported Chamorro's victory over Ortega was achieved with a 55% majority. Chamorro was the first woman president of Nicaragua. Ortega vowed he would govern desde abajo (from below). Chamorro came to office with an economy in ruins, primarily because of the financial and social costs of the contra war with the Sandinista-led government. In the next election, the Nicaraguan general election, 1996, Daniel Ortega and the Sandinistas of the FSLN lost again, this time to Arnoldo Alemán of the Constitutional Liberal Party (PLC).
In the 2001 elections, the PLC again defeated the FSLN, with Alemán's Vice President Enrique Bolaños succeeding him as president. However, Alemán was convicted and sentenced in 2003 to 20 years in prison for embezzlement, money laundering, and corruption; liberal and Sandinista parliament members combined to strip the presidential powers of President Bolaños and his ministers, calling for his resignation and threatening impeachment. The Sandinistas said they no longer supported Bolaños after U.S. Secretary of State Colin Powell told Bolaños to distance from the FSLN. This "slow motion coup d'état" was averted partially by pressure from the Central American presidents, who vowed not to recognize any movement that removed Bolaños; the U.S., the OAS, and the European Union also opposed the action.
Before the general elections on November 5, 2006, the National Assembly passed a bill further restricting abortion in Nicaragua. As a result, Nicaragua is one of five countries in the world where abortion is illegal with no exceptions. Legislative and presidential elections took place on November 5, 2006. Ortega returned to the presidency with 37.99% of the vote. This percentage was enough to win the presidency outright, because of a change in electoral law which lowered the percentage requiring a runoff election from 45% to 35% (with a 5% margin of victory). Nicaragua's 2011 general election resulted in re-election of Ortega, with a landslide victory and 62.46% of the vote. In 2014 the National Assembly approved changes to the constitution allowing Ortega to run for a third successive term.
In November 2016, Ortega was elected for his third consecutive term (his fourth overall). International monitoring of the elections was initially prohibited, and as a result the validity of the elections has been disputed, but observation by the OAS was announced in October. Ortega was reported by Nicaraguan election officials as having received 72% of the vote. However the Broad Front for Democracy (FAD), having promoted boycotts of the elections, claimed that 70% of voters had abstained (while election officials claimed 65.8% participation).
In April 2018, demonstrations opposed a decree increasing taxes and reducing benefits in the country's pension system. Local independent press organizations had documented at least 19 dead and over 100 missing in the ensuing conflict. A reporter from NPR spoke to protestors who explained that while the initial issue was about the pension reform, the uprisings that spread across the country reflected many grievances about the government's time in office, and that the fight is for President Ortega and his vice president wife to step down. April 24, 2018 marked the day of the greatest march in opposition of the Sandinista party. On May 2, 2018, university-student leaders publicly announced that they give the government seven days to set a date and time for a dialogue that was promised to the people due to the recent events of repression. The students also scheduled another march on that same day for a peaceful protest. As of May 2018, estimates of the death toll were as high as 63, many of them student protesters, and the wounded totalled more than 400. Following a working visit from May 17 to 21, the Inter-American Commission on Human Rights adopted precautionary measures aimed at protecting members of the student movement and their families after testimonies indicated the majority of them had suffered acts of violence and death threats for their participation. In the last week of May, thousands who accuse Mr. Ortega and his wife of acting like dictators joined in resuming anti-government rallies after attempted peace talks have remained unresolved.
Geography and climate
Nicaragua occupies a landmass of , which makes it slightly larger than England. Nicaragua has three distinct geographical regions: the Pacific lowlands – fertile valleys which the Spanish colonists settled, the Amerrisque Mountains (North-central highlands), and the Mosquito Coast (Atlantic lowlands/Caribbean lowlands).
The low plains of the Atlantic Coast are wide in areas. They have long been exploited for their natural resources.
On the Pacific side of Nicaragua are the two largest fresh water lakes in Central America—Lake Managua and Lake Nicaragua. Surrounding these lakes and extending to their northwest along the rift valley of the Gulf of Fonseca are fertile lowland plains, with soil highly enriched by ash from nearby volcanoes of the central highlands. Nicaragua's abundance of biologically significant and unique ecosystems contribute to Mesoamerica's designation as a biodiversity hotspot. Nicaragua has made efforts to become less dependent on fossil fuels, and it expects to acquire 90% of its energy from renewable resources by the year 2020. Nicaragua was one of the few countries that did not enter an INDC at COP21. Nicaragua initially chose not to join the Paris Climate Accord because it felt that "much more action is required" by individual countries on restricting global temperature rise. However, in October 2017, Nicaragua made the decision to join the agreement. It ratified this agreement on November 22, 2017.
Nearly one fifth of Nicaragua is designated as protected areas like national parks, nature reserves, and biological reserves. The country had a 2019 Forest Landscape Integrity Index mean score of 3.63/10, ranking it 146th globally out of 172 countries. Geophysically, Nicaragua is surrounded by the Caribbean Plate, an oceanic tectonic plate underlying Central America and the Cocos Plate. Since Central America is a major subduction zone, Nicaragua hosts most of the Central American Volcanic Arc.
Pacific lowlands
In the west of the country, these lowlands consist of a broad, hot, fertile plain. Punctuating this plain are several large volcanoes of the Cordillera Los Maribios mountain range, including Mombacho just outside Granada, and Momotombo near León. The lowland area runs from the Gulf of Fonseca to Nicaragua's Pacific border with Costa Rica south of Lake Nicaragua. Lake Nicaragua is the largest freshwater lake in Central America (20th largest in the world), and is home to some of the world's rare freshwater sharks (Nicaraguan shark). The Pacific lowlands region is the most populous, with over half of the nation's population.
The eruptions of western Nicaragua's 40 volcanoes, many of which are still active, have sometimes devastated settlements but also have enriched the land with layers of fertile ash. The geologic activity that produces vulcanism also breeds powerful earthquakes. Tremors occur regularly throughout the Pacific zone, and earthquakes have nearly destroyed the capital city, Managua, more than once.
Most of the Pacific zone is tierra caliente, the "hot land" of tropical Spanish America at elevations under . Temperatures remain virtually constant throughout the year, with highs ranging between . After a dry season lasting from November to April, rains begin in May and continue to October, giving the Pacific lowlands of precipitation. Good soils and a favourable climate combine to make western Nicaragua the country's economic and demographic centre. The southwestern shore of Lake Nicaragua lies within of the Pacific Ocean. Thus the lake and the San Juan River were often proposed in the 19th century as the longest part of a canal route across the Central American isthmus. Canal proposals were periodically revived in the 20th and 21st centuries. Roughly a century after the opening of the Panama Canal, the prospect of a Nicaraguan ecocanal remains a topic of interest.
In addition to its beach and resort communities, the Pacific lowlands contains most of Nicaragua's Spanish colonial architecture and artifacts. Cities such as León and Granada abound in colonial architecture; founded in 1524, Granada is the oldest colonial city in the Americas.
North central highlands
Northern Nicaragua is the most diversified region producing coffee, cattle, milk products, vegetables, wood, gold, and flowers. Its extensive forests, rivers and geography are suited for ecotourism.
The central highlands are a significantly less populated and economically developed area in the north, between Lake Nicaragua and the Caribbean. Forming the country's tierra templada, or "temperate land", at elevations between , the highlands enjoy mild temperatures with daily highs of . This region has a longer, wetter rainy season than the Pacific lowlands, making erosion a problem on its steep slopes. Rugged terrain, poor soils, and low population density characterize the area as a whole, but the northwestern valleys are fertile and well settled.
The area has a cooler climate than the Pacific lowlands. About a quarter of the country's agriculture takes place in this region, with coffee grown on the higher slopes. Oaks, pines, moss, ferns and orchids are abundant in the cloud forests of the region.
Bird life in the forests of the central region includes resplendent quetzals, goldfinches, hummingbirds, jays and toucanets.
Caribbean lowlands
This large rainforest region is irrigated by several large rivers and is sparsely populated. The area has 57% of the territory of the nation and most of its mineral resources. It has been heavily exploited, but much natural diversity remains. The Rio Coco is the largest river in Central America; it forms the border with Honduras. The Caribbean coastline is much more sinuous than its generally straight Pacific counterpart; lagoons and deltas make it very irregular.
Nicaragua's Bosawás Biosphere Reserve is in the Atlantic lowlands, part of which is located in the municipality of Siuna; it protects of La Mosquitia forest – almost 7% of the country's area – making it the largest rainforest north of the Amazon in Brazil.
The municipalities of Siuna, Rosita, and Bonanza, known as the "Mining Triangle", are located in the region known as the North Caribbean Coast Autonomous Region, in the Caribbean lowlands. Bonanza still contains an active gold mine owned by HEMCO. Siuna and Rosita do not have active mines but panning for gold is still very common in the region.
Nicaragua's tropical east coast is very different from the rest of the country. The climate is predominantly tropical, with high temperature and high humidity. Around the area's principal city of Bluefields, English is widely spoken along with the official Spanish. The population more closely resembles that found in many typical Caribbean ports than the rest of Nicaragua.
A great variety of birds can be observed including eagles, toucans, parakeets and macaws. Other animal life in the area includes different species of monkeys, anteaters, white-tailed deer and tapirs.
Flora and fauna
Nicaragua is home to a rich variety of plants and animals. Nicaragua is located in the middle of the Americas and this privileged location has enabled the country to serve as host to a great biodiversity. This factor, along with the weather and light altitudinal variations, allows the country to harbor 248 species of amphibians and reptiles, 183 species of mammals, 705 bird species, 640 fish species, and about 5,796 species of plants.
The region of great forests is located on the eastern side of the country. Rainforests are found in the Río San Juan Department and in the autonomous regions of RAAN and RAAS. This biome groups together the greatest biodiversity in the country and is largely protected by the Indio Maíz Biological Reserve in the south and the Bosawás Biosphere Reserve in the north. The Nicaraguan jungles, which represent about , are considered the lungs of Central America and comprise the second largest-sized rainforest of the Americas.
There are currently 78 protected areas in Nicaragua, covering more than , or about 17% of its landmass. These include wildlife refuges and nature reserves that shelter a wide range of ecosystems. There are more than 1,400 animal species classified thus far in Nicaragua. Some 12,000 species of plants have been classified thus far in Nicaragua, with an estimated 5,000 species not yet classified.
The bull shark is a species of shark that can survive for an extended period of time in fresh water. It can be found in Lake Nicaragua and the San Juan River, where it is often referred to as the "Nicaragua shark". Nicaragua has recently banned freshwater fishing of the Nicaragua shark and the sawfish in response to the declining populations of these animals.
Government
Politics of Nicaragua takes place in a framework of a presidential representative democratic republic, whereby the President of Nicaragua is both head of state and head of government, and of a multi-party system. Executive power is exercised by the government. Legislative power is vested in both the government and the national assembly. The judiciary makes up the third branch of government.
Between 2007 and 2009, Nicaragua's major political parties discussed the possibility of going from a presidential system to a parliamentary system. Their reason: there would be a clear differentiation between the head of government (prime minister) and the head of state (president). Nevertheless, it was later argued that the true reason behind this proposal was to find a legal way for President Ortega to stay in power after January 2012, when his second and last government period was expected to end. Ortega was reelected to a third term in November 2016.
Foreign relations
Nicaragua pursues an independent foreign policy. Nicaragua is in territorial disputes with Colombia over the Archipelago de San Andrés y Providencia and Quita Sueño Bank and with Costa Rica over a boundary dispute involving the San Juan River.
Military
The armed forces of Nicaragua consists of various military contingents. Nicaragua has an army, navy and an air force. There are roughly 14,000 active duty personnel, which is much less compared to the numbers seen during the Nicaraguan Revolution. Although the army has had a rough military history, a portion of its forces, which were known as the national guard, became integrated with what is now the National Police of Nicaragua. In essence, the police became a gendarmerie. The National Police of Nicaragua are rarely, if ever, labeled as a gendarmerie. The other elements and manpower that were not devoted to the national police were sent over to cultivate the new Army of Nicaragua.
The age to serve in the armed forces is 17 and conscription is not imminent. , the military budget was roughly 0.7% of Nicaragua's expenditures.
In 2017, Nicaragua signed the UN treaty on the Prohibition of Nuclear Weapons.
Law enforcement
The National Police of Nicaragua Force (in Spanish: La Policía Nacional Nicaragüense) is the national police of Nicaragua. The force is in charge of regular police functions and, at times, works in conjunction with the Nicaraguan military, making it an indirect and rather subtle version of a gendarmerie. However, the Nicaraguan National Police work separately and have a different established set of norms than the nation's military. According to a recent US Department of State report, corruption is endemic, especially within law enforcement and the judiciary, and arbitrary arrests, torture, and harsh prison conditions are the norm.
Nicaragua is the safest country in Central America and one of the safest in Latin America, according to the United Nations Development Program, with a homicide rate of 8.7 per 100,000 inhabitants.
Administrative divisions
Nicaragua is a unitary republic. For administrative purposes it is divided into 15 departments (departamentos) and two self-governing regions (autonomous communities) based on the Spanish model. The departments are then subdivided into 153 municipios (municipalities). The two autonomous regions are the North Caribbean Coast Autonomous Region
and South Caribbean Coast Autonomous Region, often referred to as RACCN and RACCS, respectively.
Economy
Nicaragua is among the poorest countries in the Americas. Its gross domestic product (GDP) in purchasing power parity (PPP) in 2008 was estimated at US$17.37 billion. Agriculture represents 15.5% of GDP, the highest percentage in Central America. Remittances account for over 15% of the Nicaraguan GDP. Close to one billion dollars are sent to the country by Nicaraguans living abroad. The economy grew at a rate of about 4% in 2011. By 2019, given restrictive taxes and a civil conflict, it recorded a negative growth of - 3.9%; the International Monetary Fund forecast for 2020 is a further decline of 6% due to COVID-19.
The restrictive tax measures put in place in 2019 and a political crisis over social security negatively affected the country's weak public spending and investor confidence in sovereign debt. According to the update IMF forecasts from 14 April 2020, due to the outbreak of the COVID-19, GDP growth is expected to fall to -6% in 2020.
According to the United Nations Development Programme, 48% of the population of Nicaragua live below the poverty line, 79.9% of the population live with less than $2 per day, According to UN figures, 80% of the indigenous people (who make up 5% of the population) live on less than $1 per day.
According to the World Bank, Nicaragua ranked as the 123rd out of 190 best economy for starting a business. In 2007, Nicaragua's economy was labelled "62.7% free" by the Heritage Foundation, with high levels of fiscal, government, labor, investment, financial, and trade freedom. It ranked as the 61st freest economy, and 14th (of 29) in the Americas.
In March 2007, Poland and Nicaragua signed an agreement to write off 30.6 million dollars which was borrowed by the Nicaraguan government in the 1980s. Inflation reduced from 33,500% in 1988 to 9.45% in 2006, and the foreign debt was cut in half.
Nicaragua is primarily an agricultural country; agriculture constitutes 60% of its total exports which annually yield approximately US$300 million. Nearly two-thirds of the coffee crop comes from the northern part of the central highlands, in the area north and east of the town of Estelí. Tobacco, grown in the same northern highlands region as coffee, has become an increasingly important cash crop since the 1990s, with annual exports of leaf and cigars in the neighborhood of $200 million per year. Soil erosion and pollution from the heavy use of pesticides have become serious concerns in the cotton district. Yields and exports have both been declining since 1985. Today most of Nicaragua's bananas are grown in the northwestern part of the country near the port of Corinto; sugarcane is also grown in the same district. Cassava, a root crop somewhat similar to the potato, is an important food in tropical regions. Cassava is also the main ingredient in tapioca pudding. Nicaragua's agricultural sector has benefited because of the country's strong ties to Venezuela. It is estimated that Venezuela will import approximately $200 million in agricultural goods. In the 1990s, the government initiated efforts to diversify agriculture. Some of the new export-oriented crops were peanuts, sesame, melons, and onions.
Fishing boats on the Caribbean side bring shrimp as well as lobsters into processing plants at Puerto Cabezas, Bluefields, and Laguna de Perlas. A turtle fishery thrived on the Caribbean coast before it collapsed from overexploitation.
Mining is becoming a major industry in Nicaragua, contributing less than 1% of gross domestic product (GDP). Restrictions are being placed on lumbering due to increased environmental concerns about destruction of the rain forests. But lumbering continues despite these obstacles; indeed, a single hardwood tree may be worth thousands of dollars.
During the war between the US-backed Contras and the government of the Sandinistas in the 1980s, much of the country's infrastructure was damaged or destroyed. Transportation throughout the nation is often inadequate. For example, it was until recently impossible to travel all the way by highway from Managua to the Caribbean coast. A new road between Nueva Guinea and Bluefields was completed in 2019 and allows regular bus service to the capital. The Centroamérica power plant on the Tuma River in the Central highlands has been expanded, and other hydroelectric projects have been undertaken to help provide electricity to the nation's newer industries. Nicaragua has long been considered as a possible site for a new canal that could supplement the Panama Canal, connecting the Caribbean Sea (and therefore the Atlantic Ocean) with the Pacific Ocean.
Nicaragua's minimum wage is among the lowest in the Americas and in the world. Remittances are equivalent to roughly 15% of the country's gross domestic product. Growth in the maquila sector slowed in the first decade of the 21st century with rising competition from Asian markets, particularly China. Land is the traditional basis of wealth in Nicaragua, with great fortunes coming from the export of staples such as coffee, cotton, beef, and sugar. Almost all of the upper class and nearly a quarter of the middle class are substantial landowners.
A 1985 government study classified 69.4 percent of the population as poor on the basis that they were unable to satisfy one or more of their basic needs in housing, sanitary services (water, sewage, and garbage collection), education, and employment. The defining standards for this study were very low; housing was considered substandard if it was constructed of discarded materials with dirt floors or if it was occupied by more than four persons per room.
Rural workers are dependent on agricultural wage labor, especially in coffee and cotton. Only a small fraction hold permanent jobs. Most are migrants who follow crops during the harvest period and find other work during the off-season. The "lower" peasants are typically smallholders without sufficient land to sustain a family; they also join the harvest labor force. The "upper" peasants have sufficient resources to be economically independent. They produce enough surplus, beyond their personal needs, to allow them to participate in the national and world markets.
The urban lower class is characterized by the informal sector of the economy. The informal sector consists of small-scale enterprises that utilize traditional technologies and operate outside the legal regime of labor protections and taxation. Workers in the informal sector are self-employed, unsalaried family workers or employees of small-enterprises, and they are generally poor.
Nicaragua's informal sector workers include tinsmiths, mattress makers, seamstresses, bakers, shoemakers, and carpenters; people who take in laundry and ironing or prepare food for sale in the streets; and thousands of peddlers, owners of small businesses (often operating out of their own homes), and market stall operators. Some work alone, but others labor in the small talleres (workshops/factories) that are responsible for a large share of the country's industrial production. Because informal sector earnings are generally very low, few families can subsist on one income. Like most Latin American nations Nicaragua is also characterized by a very small upper-class, roughly 2% of the population, that is very wealthy and wields the political and economic power in the country that is not in the hands of foreign corporations and private industries. These families are oligarchical in nature and have ruled Nicaragua for generations and their wealth is politically and economically horizontally and vertically integrated.
Nicaragua is currently a member of the Bolivarian Alliance for the Americas, which is also known as ALBA. ALBA has proposed creating a new currency, the Sucre, for use among its members. In essence, this means that the Nicaraguan córdoba will be replaced with the Sucre. Other nations that will follow a similar pattern include: Venezuela, Ecuador, Bolivia, Honduras, Cuba, Saint Vincent and the Grenadines, Dominica and Antigua and Barbuda.
Nicaragua is considering construction of a canal linking the Atlantic to the Pacific Ocean, which President Daniel Ortega has said will give Nicaragua its "economic independence." Scientists have raised concerns about environmental impacts, but the government has maintained that the canal will benefit the country by creating new jobs and potentially increasing its annual growth to an average of 8% per year. The project was scheduled to begin construction in December 2014, however the Nicaragua Canal has yet to be started.
Tourism
By 2006, tourism had become the second largest industry in Nicaragua. Previously, tourism had grown about 70% nationwide during a period of 7 years, with rates of 10%–16% annually. The increase and growth led to the income from tourism to rise more than 300% over a period of 10 years. The growth in tourism has also positively affected the agricultural, commercial, and finance industries, as well as the construction industry. President Daniel Ortega has stated his intention to use tourism to combat poverty throughout the country. The results for Nicaragua's tourism-driven economy have been significant, with the nation welcoming one million tourists in a calendar year for the first time in its history in 2010.
Every year about 60,000 U.S. citizens visit Nicaragua, primarily business people, tourists, and those visiting relatives. Some 5,300 people from the U.S. reside in Nicaragua. The majority of tourists who visit Nicaragua are from the U.S., Central or South America, and Europe. According to the Ministry of Tourism of Nicaragua (INTUR), the colonial cities of León and Granada are the preferred spots for tourists. Also, the cities of Masaya, Rivas and the likes of San Juan del Sur, El Ostional, the Fortress of the Immaculate Conception, Ometepe Island, the Mombacho volcano, and the Corn Islands among other locations are the main tourist attractions. In addition, ecotourism, sport fishing and surfing attract many tourists to Nicaragua.
According to the TV Noticias news program, the main attractions in Nicaragua for tourists are the beaches, the scenic routes, the architecture of cities such as León and Granada, ecotourism, and agritourism particularly in northern Nicaragua. As a result of increased tourism, Nicaragua has seen its foreign direct investment increase by 79.1% from 2007 to 2009.
Nicaragua is referred to as "the land of lakes and volcanoes" due to the number of lagoons and lakes, and the chain of volcanoes that runs from the north to the south along the country's Pacific side. Today, only 7 of the 50 volcanoes in Nicaragua are considered active. Many of these volcanoes offer some great possibilities for tourists with activities such as hiking, climbing, camping, and swimming in crater lakes.
The Apoyo Lagoon Natural Reserve was created by the eruption of the Apoyo Volcano about 23,000 years ago, which left a huge 7 km-wide crater that gradually filled with water. It is surrounded by the old crater wall. The rim of the lagoon is lined with restaurants, many of which have kayaks available. Besides exploring the forest around it, many water sports are practiced in the lagoon, most notably kayaking.
Sand skiing has become a popular attraction at the Cerro Negro volcano in León. Both dormant and active volcanoes can be climbed. Some of the most visited volcanoes include the Masaya Volcano, Momotombo, Mombacho, Cosigüina and Ometepe's Maderas and Concepción.
Ecotourism aims to be ecologically and socially conscious; it focuses on local culture, wilderness, and adventure. Nicaragua's ecotourism is growing with every passing year. It boasts a number of ecotourist tours and perfect places for adventurers. Nicaragua has three eco-regions (the Pacific, Central, and Atlantic) which contain volcanoes, tropical rainforests, and agricultural land. The majority of the eco-lodges and other environmentally-focused touristic destinations are found on Ometepe Island, located in the middle of Lake Nicaragua just an hour's boat ride from Granada. While some are foreign-owned, others are owned by local families.
Demographics
According to a 2014 research published in the journal Genetics and Molecular Biology, European ancestry predominates in 69% of Nicaraguans, followed by African ancestry in 20%, and lastly indigenous ancestry in 11%. A Japanese research of "Genomic Components in America's demography" demonstrated that, on average, the ancestry of Nicaraguans is 58–62% European, 28% Native American, and 14% African, with a very small Near Eastern contribution. Non-genetic data from the CIA World Factbook establish that from Nicaragua's 2016 population of 5,966,798, around 69% are mestizo, 17% white, 5% Native American, and 9% black and other races. This fluctuates with changes in migration patterns. The population is 58% urban .
The capital Managua is the biggest city, with an estimated population of 1,042,641 in 2016. In 2005, over 5 million people lived in the Pacific, Central and North regions, and 700,000 in the Caribbean region.
There is a growing expatriate community, the majority of whom move for business, investment or retirement from across the world, such as from the US, Canada, Taiwan, and European countries; the majority have settled in Managua, Granada and San Juan del Sur.
Many Nicaraguans live abroad, particularly in Costa Rica, the United States, Spain, Canada, and other Central American countries.
Nicaragua has a population growth rate of 1.5% . This is the result of one of the highest birth rates in the Western Hemisphere: 17.7 per 1,000 as of 2017. The death rate was 4.7 per 1,000 during the same period according to the United Nations.
Ethnic groups
The majority of the Nicaraguan population is composed of mestizos, roughly 69%, while 17% of Nicaragua's population is white, with the majority of them being of Spanish descent, while others are of German, Italian, English, Turkish, Danish or French ancestry.
Black Creoles
About 9% of Nicaragua's population is black and mainly resides on the country's Caribbean (or Atlantic) coast. The black population is mostly composed of black English-speaking Creoles who are the descendants of escaped or shipwrecked slaves; many carry the name of Scottish settlers who brought slaves with them, such as Campbell, Gordon, Downs, and Hodgson. Although many Creoles supported Somoza because of his close association with the United States, they rallied to the Sandinista cause in July 1979 only to reject the revolution soon afterwards in response to a new phase of 'westernization' and imposition of central rule from Managua. There is a smaller number of Garifuna, a people of mixed West African, Carib and Arawak descent. In the mid-1980s, the government divided the Zelaya Department – consisting of the eastern half of the country – into two autonomous regions and granted the black and indigenous people of this region limited self-rule within the republic.
Indigenous population
The remaining 5% of Nicaraguans are indigenous, the descendants of the country's original inhabitants. Nicaragua's pre-Columbian population consisted of many indigenous groups. In the western region, the Nahuas (Nicarao people) were present along with other groups such as the Chorotega people and the Subtiabas (also known as Maribios or Hokan Xiu). The central region and the Caribbean coast of Nicaragua were inhabited by indigenous peoples who were Macro-Chibchan language groups that had migrated to and from South America in ancient times, primarily what is now Colombia and Venezuela. These groups include the present-day Matagalpas, Miskitos, Ramas, as well as Mayangnas and Ulwas who are also known as Sumos. In the 19th century, there was a substantial indigenous minority, but this group was largely assimilated culturally into the mestizo majority. The Garifuna are also present, mainly on the Caribbean Coast. They are a people of mixed African and Indigenous descent.
Languages
Nicaraguan Spanish has many indigenous influences and several distinguishing characteristics. For example, some Nicaraguans have a tendency to replace /s/ with /h/ when speaking. Although Spanish is spoken throughout, the country has great variety: vocabulary, accents and colloquial language can vary between towns and departments.
On the Caribbean coast, indigenous languages, English-based creoles, and Spanish are spoken. The Miskito language, spoken by the Miskito people as a first language and some other indigenous and Afro-descendants people as a second, third, or fourth language, is the most commonly spoken indigenous language. The indigenous Misumalpan languages of Mayangna and Ulwa are spoken by the respective peoples of the same names. Many Miskito, Mayangna, and Sumo people also speak Miskito Coast Creole, and a large majority also speak Spanish. Fewer than three dozen of nearly 2,000 Rama people speak their Chibchan language fluently, with nearly all Ramas speaking Rama Cay Creole and the vast majority speaking Spanish. Linguists have attempted to document and revitalize the language over the past three decades.
The Garifuna people, descendants of indigenous and Afro-descendant people who came to Nicaragua from Honduras in the early twentieth century, have recently attempted to revitalize their Arawakan language. The majority speak Miskito Coast Creole as their first language and Spanish as their second. The Creole or Kriol people, descendants of enslaved Africans brought to the Mosquito Coast during the British colonial period and European, Chinese, Arab, and British West Indian immigrants, also speak Miskito Coast Creole as their first language and Spanish as their second.
Largest cities
Religion
Religion plays a significant part of the culture of Nicaragua and is afforded special protections in the constitution. Religious freedom, which has been guaranteed since 1939, and religious tolerance are promoted by the government and the constitution.
Nicaragua has no official religion. Catholic bishops are expected to lend their authority to important state occasions, and their pronouncements on national issues are closely followed. They can be called upon to mediate between contending parties at moments of political crisis. In 1979, Miguel D'Escoto Brockman, a priest who had embraced Liberation Theology, served in the government as foreign minister when the Sandinistas came to power. The largest denomination, and traditionally the religion of the majority, is the Roman Catholic Church. It came to Nicaragua in the 16th century with the Spanish conquest and remained, until 1939, the established faith.
The number of practicing Roman Catholics has been declining, while membership of evangelical Protestant groups and The Church of Jesus Christ of Latter-day Saints (LDS Church) has been growing rapidly since the 1990s. There is a significant LDS missionary effort in Nicaragua. There are two missions and 95,768 members of the LDS Church (1.54% of the population). There are also strong Anglican and Moravian communities on the Caribbean coast in what once constituted the sparsely populated Mosquito Coast colony. It was under British influence for nearly three centuries. Protestantism was brought to the Mosquito Coast mainly by British and German colonists in forms of Anglicanism and the Moravian Church. Other kinds of Protestant and other Christian denominations were introduced to the rest of Nicaragua during the 19th century.
Popular religion revolves around the saints, who are perceived as intercessors between human beings and God. Most localities, from the capital of Managua to small rural communities, honor patron saints, selected from the Roman Catholic calendar, with annual fiestas. In many communities, a rich lore has grown up around the celebrations of patron saints, such as Managua's Saint Dominic (Santo Domingo), honored in August with two colorful, often riotous, day-long processions through the city. The high point of Nicaragua's religious calendar for the masses is neither Christmas nor Easter, but La Purísima, a week of festivities in early December dedicated to the Immaculate Conception, during which elaborate altars to the Virgin Mary are constructed in homes and workplaces.
Buddhism has increased with a steady influx of immigration.
Although Jews have been living in Nicaragua since the 18th century, the Jewish population is small, numbering less than 200 people in 2017. Of these, 112 were recent converts who claimed Sephardic Jewish ancestry.
As of 2007, approximately 1,200 to 1,500 Nicaraguan residents practiced Islam, most of them Sunnis who are resident aliens or naturalized citizens from Palestine, Libya, and Iran or natural-born Nicaraguan descendants of the two groups.
Immigration
Relative to its population, Nicaragua has not experienced large waves of immigration. The number of immigrants in Nicaragua, from other Latin American countries or other countries, never surpassed 1% of its total population before 1995. The 2005 census showed the foreign-born population at 1.2%, having risen a mere 0.06% in 10 years.
In the 19th century, Nicaragua experienced modest waves of immigration from Europe. In particular, families from Germany, Italy, Spain, France and Belgium immigrated to Nicaragua, particularly the departments in the Central and Pacific region.
Also present is a small Middle Eastern-Nicaraguan community of Syrians, Armenians, Jewish Nicaraguans, and Lebanese people in Nicaragua. This community numbers about 30,000. There is an East Asian community mostly consisting of Chinese, Taiwanese, and Japanese. The Chinese Nicaraguan population is estimated at around 12,000. The Chinese arrived in the late 19th century but were unsubstantiated until the 1920s.
Diaspora
The Civil War forced many Nicaraguans to start lives outside of their country. Many people emigrated during the 1990s and the first decade of the 21st century due to the lack of employment opportunities and poverty. The majority of the Nicaraguan Diaspora migrated to the United States and Costa Rica. Today one in six Nicaraguans live in these two countries.
The diaspora has seen Nicaraguans settling around in smaller communities in other parts of the world, particularly Western Europe. Small communities of Nicaraguans are found in France, Germany, Italy, Spain, Norway, Sweden and the United Kingdom. Communities also exist in Australia and New Zealand. Canada, Brazil and Argentina host small groups of these communities. In Asia, Japan hosts a small Nicaraguan community.
Due to extreme poverty at home, many Nicaraguans are now living and working in neighboring El Salvador, a country that has the US dollar as its currency.
Healthcare
Although Nicaragua's health outcomes have improved over the past few decades with the efficient utilization of resources relative to other Central American nations, healthcare in Nicaragua still confronts challenges responding to its populations' diverse healthcare needs.
The Nicaraguan government guarantees universal free health care for its citizens. However, limitations of current delivery models and unequal distribution of resources and medical personnel contribute to the persistent lack of quality care in more remote areas of Nicaragua, especially among rural communities in the Central and Atlantic region. To respond to the dynamic needs of localities, the government has adopted a decentralized model that emphasizes community-based preventive and primary medical care.
Education
The adult literacy rate in 2005 was 78.0%.
Primary education is free in Nicaragua. A system of private schools exists, many of which are religiously affiliated and often have more robust English programs. As of 1979, the educational system was one of the poorest in Latin America. One of the first acts of the newly elected Sandinista government in 1980 was an extensive and successful literacy campaign, using secondary school students, university students and teachers as volunteer teachers: it reduced the overall illiteracy rate from 50.3% to 12.9% within only five months. This was one of a number of large-scale programs which received international recognition for their gains in literacy, health care, education, childcare, unions, and land reform. The Sandinistas also added a leftist ideological content to the curriculum, which was removed after 1990. In September 1980, UNESCO awarded Nicaragua the Soviet Union sponsored Nadezhda Krupskaya award for the literacy campaign.
Gender equality
When it comes to gender equality in Latin America, Nicaragua ranks high among the other countries in the region. When it came to global rankings regarding gender equality, the World Economic Forum ranked Nicaragua at number twelve in 2015, and in its 2020 report Nicaragua ranked number five, behind only northern European countries.
Nicaragua was among the many countries in Latin America and the Caribbean to ratify the Convention on the Elimination of All Forms of Discrimination against Women, which aimed to promote women's rights.
In 2009, a Special Ombudsman for Sexual Diversity position was created within its Office of the Human Rights Ombudsman. And, in 2014, the Health Ministry in 2014 banned discrimination based on gender identity and sexual orientation. Nevertheless, discrimination against LGBTQ individuals is common, particularly in housing, education, and the workplace.
The Human Development Report ranked Nicaragua 106 out of 160 countries in the Gender Inequality Index (GII) in 2017. It reflects gender-based inequalities in three dimensions - reproductive health, empowerment, and economic activity.
Culture
Nicaraguan culture has strong folklore, music and religious traditions, deeply influenced by European culture but also including Native American sounds and flavors. Nicaraguan culture can further be defined in several distinct strands. The Pacific coast has strong folklore, music and religious traditions, deeply influenced by Europeans. It was colonized by Spain and has a similar culture to other Spanish-speaking Latin American countries. The indigenous groups that historically inhabited the Pacific coast have largely been assimilated into the mestizo culture.
The Caribbean coast of Nicaragua was once a British protectorate. English is still predominant in this region and spoken domestically along with Spanish and indigenous languages. Its culture is similar to that of Caribbean nations that were or are British possessions, such as Jamaica, Belize, the Cayman Islands, etc. Unlike on the west coast, the indigenous peoples of the Caribbean coast have maintained distinct identities, and some still speak their native languages as first languages.
Music
Nicaraguan music is a mixture of indigenous and Spanish influences. Musical instruments include the marimba and others common across Central America. The marimba of Nicaragua is played by a sitting performer holding the instrument on his knees. He is usually accompanied by a bass fiddle, guitar and guitarrilla (a small guitar like a mandolin). This music is played at social functions as a sort of background music.
The marimba is made with hardwood plates placed over bamboo or metal tubes of varying lengths. It is played with two or four hammers. The Caribbean coast of Nicaragua is known for a lively, sensual form of dance music called Palo de Mayo which is popular throughout the country. It is especially loud and celebrated during the Palo de Mayo festival in May. The Garifuna community (Afro-Native American) is known for its popular music called Punta.
Nicaragua enjoys a variety of international influence in the music arena. Bachata, Merengue, Salsa and Cumbia have gained prominence in cultural centres such as Managua, Leon and Granada. Cumbia dancing has grown popular with the introduction of Nicaraguan artists, including Gustavo Leyton, on Ometepe Island and in Managua. Salsa dancing has become extremely popular in Managua's nightclubs. With various influences, the form of salsa dancing varies in Nicaragua. New York style and Cuban Salsa (Salsa Casino) elements have gained popularity across the country.
Dance
Dance in Nicaragua varies depending upon the region. Rural areas tend to have a stronger focus on movement of the hips and turns. The dance style in cities focuses primarily on more sophisticated footwork in addition to movement and turns. Combinations of styles from the Dominican Republic and the United States can be found throughout Nicaragua. Bachata dancing is popular in Nicaragua. A considerable amount of Bachata dancing influence comes from Nicaraguans living abroad, in cities that include Miami, Los Angeles and, to a much lesser extent, New York City. Tango has also surfaced recently in cultural cities and ballroom dance occasions.
Literature
The origin of Nicaraguan literature can arguably be traced to pre-Columbian times. The myths and oral literature formed the cosmogenic view of the world of the indigenous people. Some of these stories are still known in Nicaragua. Like many Latin American countries, the Spanish conquerors have had the most effect on both the culture and the literature. Nicaraguan literature has historically been an important source of poetry in the Spanish-speaking world, with internationally renowned contributors such as Rubén Darío who is regarded as the most important literary figure in Nicaragua. He is called the "Father of Modernism" for leading the modernismo literary movement at the end of the 19th century. Other literary figures include Carlos Martinez Rivas, Pablo Antonio Cuadra, Alberto Cuadra Mejia, Manolo Cuadra, Pablo Alberto Cuadra Arguello, Orlando Cuadra Downing, Alfredo Alegría Rosales, Sergio Ramirez Mercado, Ernesto Cardenal, Gioconda Belli, Claribel Alegría and José Coronel Urtecho, among others.
The satirical drama El Güegüense was the first literary work of post-Columbian Nicaragua. It was written in both Nicarao and Spanish. It's regarded as one of Latin America's most distinctive colonial-era expressions and as Nicaragua's signature folkloric masterpiece. El Güegüense is a work of resistance to Spanish colonialism that combined music, dance and theatre. The theatrical play was written by an anonymous author in the 16th century, making it one of the oldest indigenous theatrical/dance works of the Western Hemisphere. In 2005 it was recognized by UNESCO as "a patrimony of humanity". After centuries of popular performance, the play was first published in a book in 1942.
Cuisine
Nicaraguan cuisine is a mixture of Spanish food and dishes of a pre-Columbian origin. Traditional cuisine changes from the Pacific to the Caribbean coast. The Pacific coast's main staple revolves around local fruits and corn, the Caribbean coast cuisine makes use of seafood and the coconut.
As in many other Latin American countries, maize is a staple food and is used in many of the widely consumed dishes, such as the nacatamal, güirila], and indio viejo. Maize is also an ingredient for drinks such as pinolillo and chicha as well as sweets and desserts. In addition to corn, rice and beans are eaten very often.
Gallo pinto, Nicaragua's national dish, is made with white rice and small red beans that are cooked individually and then fried together. The dish has several variations including the addition of coconut milk and/or grated coconut on the Caribbean coast. Most Nicaraguans begin their day with gallo pinto. Gallo pinto is most usually served with carne asada, a salad, fried cheese, plantains or maduros.
Many of Nicaragua's dishes include indigenous fruits and vegetables such as jocote, mango, papaya, tamarindo, pipian, banana, avocado, yuca, and herbs such as cilantro, oregano and achiote.
Traditional street food snacks found in Nicaragua include "quesillo", a thick tortilla with soft cheese and cream, "tajadas" (deep-fried plantain chips), "maduros" (a sautéed ripe plantain), and "fresco" (fresh juices such as hibiscus and tamarind commonly served in a plastic bag with a straw).
Nicaraguans have been known to eat guinea pigs, known as cuy. Tapirs, iguanas, turtle eggs, armadillos and boas are also sometimes eaten, but because of extinction threats to these wild creatures, there are efforts to curb this custom.
Media
For most Nicaraguans radio and TV are the main sources of news. There are more than 100 radio stations and several TV networks. Cable TV is available in most urban areas.
The Nicaraguan print media are varied and partisan, representing pro and anti-government positions. Publications include La Prensa, El Nuevo Diario, Confidencial, Hoy, and Mercurio. Online news publications include Confidencial and The Nicaragua Dispatch.
Sports
Baseball is the most popular sport in Nicaragua. Although some professional Nicaraguan baseball teams have recently folded, the country still enjoys a strong tradition of American-style baseball.
Baseball was introduced to Nicaragua during the 19th century. In the Caribbean coast, locals from Bluefields were taught how to play baseball in 1888 by Albert Addlesberg, a retailer from the United States. Baseball did not catch on in the Pacific coast until 1891 when a group of mostly college students from the United States formed "La Sociedad de Recreo" (Society of Recreation) where they played various sports, baseball being the most popular.
Nicaragua has had its share of MLB players, including shortstop Everth Cabrera and pitcher Vicente Padilla, but the most notable is Dennis Martínez, who was the first baseball player from Nicaragua to play in Major League Baseball. He became the first Latin-born pitcher to throw a perfect game, and the 13th in the major league history, when he played with the Montreal Expos against the Dodgers at Dodger Stadium in 1991.
Boxing is the second most popular sport in Nicaragua. The country has had world champions such as Alexis Argüello and Ricardo Mayorga as well as Román González. Recently, football has gained popularity. The Dennis Martínez National Stadium has served as a venue for both baseball and football. The first ever national football-only stadium in Managua, the Nicaragua National Football Stadium, was completed in 2011.
Nicaragua's national basketball team had some recent success as it won the silver medal at the 2017 Central American Games.
Nicaragua featured national teams in beach volleyball that competed at the 2018–2020 NORCECA Beach Volleyball Continental Cup in both the women's and the men's sections.
See also
Bibliography of Nicaragua
Index of Nicaragua-related articles
Outline of Nicaragua
Notes
References
Additional sources
External links
Government
Chief of State and Cabinet Members
General information
Nicaragua. The World Factbook. Central Intelligence Agency.
Nicaragua Corruption Profile from the Business Anti-Corruption Portal
Nicaragua at UCB Libraries GovPubs
Nicaragua profile from the BBC News
Maps from WorldAtlas.com
Nicaraguaportal: Official information of the Honorary Consulate of Nicaragua
Key Development Forecasts for Nicaragua from International Futures
Other
Visit Nicaragua
Teaching Central America
The State of the World's Midwifery – Nicaragua Country Profile
1821 establishments in North America
Countries in Central America
Countries in North America
Former Spanish colonies
Current member states of the United Nations
Republics
Spanish-speaking countries and territories
States and territories established in 1821
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Niger or the Niger ( or ; ), officially the Republic of the Niger, (, Zarma/Songhai: , Tamajaq: , ) is a landlocked country in West Africa named after the Niger River. Niger is a unitary state bordered by Libya to the northeast, Chad to the east, Nigeria to the south, Benin and Burkina Faso to the southwest, Mali to the west, and Algeria to the northwest. Niger covers a land area of almost , making it the second-largest landlocked country in West Africa, after Chad. Over 80% of its land area lies in the Sahara Desert. The country's predominantly Muslim population of about million live mostly in clusters in the far south and west of the country. The capital and largest city is Niamey, located in Niger's southwest corner.
Niger is a developing country, which consistently ranks near the bottom in the United Nations' Human Development Index (HDI); it was ranked 187th of 188 countries for 2015 and 189th out of 189 countries in the 2018 and 2019 reports. Many of the non-desert portions of the country are threatened by periodic drought and desertification. The economy is concentrated around subsistence agriculture, with some export agriculture in the more fertile south, and export of raw materials, especially uranium ore. Niger faces serious challenges to development due to its landlocked position, desert terrain, inefficient agriculture, high fertility rates without birth control and resulting overpopulation, the poor educational level and poverty of its people, lack of infrastructure, poor healthcare, and environmental degradation.
Nigerien society reflects a diversity drawn from the long independent histories of its several ethnic groups and regions and their relatively short period living in a single state. Historically, what is now Niger has been on the fringes of several large states. Since independence, Nigeriens have lived under five constitutions and three periods of military rule. After the military coup in 2010, Niger became a democratic, multi-party state. A majority of the population lives in rural areas and has little access to advanced education.
Etymology
The country's name comes from the Niger River which flows through the west of the country; the origin of the river's name is uncertain, though a popular theory is that it comes from the Tuareg n'eghirren, meaning 'flowing water'. The most common pronunciation is the French one of , though in Anglophone media is also occasionally used.
History
Prehistory
Humans have inhabited the territory of modern Niger for millennia; stone tools, some dating as far back as 280,000 BC, have been found in Adrar Bous, Bilma and Djado in the northern Agadez Region. Some of these finds have been linked with the Aterian and Mousterian tool cultures of the Middle Paleolithic period, which flourished in northern Africa circa 90,000 BC–20,000 BC. It is thought that these early humans lived a hunter-gatherer lifestyle. In prehistoric times the climate of the Sahara desert was much wetter and more fertile than it is today, a phenomenon archaeologists refer to as the 'Green Sahara', which provided favourable conditions for hunting and later agriculture and livestock herding.
The Neolithic era began circa 10,000 BC; this period saw a number of important changes, such as the introduction of pottery (as evidenced at Tagalagal, Temet and Tin Ouffadene), the spread of cattle husbandry, and the burying of the dead in stone tumuli. As the climate changed in the period 4000–2800 BC the Sahara gradually began drying out, forcing a change in settlement patterns to the south and east. Agriculture became widespread, notably the planting of millet and sorghum, as well as pottery production. Iron and copper items first appear in this era, with early find including those at Azawagh, Takedda, Marendet and the Termit Massif. The Kiffian (circa 8000–6000 BC) and later Tenerian (circa 5000–2500 BC) cultures, centred on Adrar Bous and Gobero where numerous skeletons have been uncovered, flourished during this period.
Towards the end of this period, up till the first centuries AD, societies continued to grow and become more complex, with regional differentiation in agricultural and funerary practices. A notable culture of this late period is the Bura culture (circa 200–1300 AD), named for the Bura archaeological site. where a burial replete with many iron and ceramic statuettes were discovered. The Neolithic era also saw the flourishing of Saharan rock art, most notably in the Aïr Mountains, Termit Massif, Djado Plateau, Iwelene, Arakao, Tamakon, Tzerzait, Iferouane, Mammanet and Dabous; the art spans the period from 10,000BC to 100AD and depicts a range of subjects, from the varied fauna of the landscape to depictions of spear-carrying figures dubbed 'Libyan warriors'.
Empires and kingdoms in pre-colonial Niger
Knowledge of early Nigerien history is limited by the lack of written sources, though it is known that by at least the 5th century BC the territory of modern Niger had become an area of trans-Saharan trade. Led by Tuareg tribes from the north, camels were used as a well-adapted means of transportation through what was now an immense desert. This mobility, which would continue in waves for several centuries, was accompanied with further migration to the south and intermixing between sub-Saharan African and North African populations, as well as the gradual spread of Islam. It was also aided by the Arab invasion of North Africa at the end of the 7th century, which resulted in population movements to the south. Several empires and kingdoms flourished in the Sahel during this era. Their history does not fit easily within the modern boundaries of Niger, which were created during the period of European colonialism; the following adopts a roughly chronological account of the main empires.
Mali Empire (1200s–1400s)
The Mali Empire was a Mandinka empire founded by Sundiata Keita (r. 1230–1255) in circa 1230 and existed up to 1600. As detailed in the Epic of Sundiata, Mali emerged as a breakaway region of the Sosso Empire, which itself had split from the earlier Ghana Empire. Thereafter Mali defeated the Sosso at the Battle of Kirina in 1235 and then Ghana in 1240. From its heartland around the modern Guinea-Mali border region, the empire expanded considerably under successive kings and came to dominate the Trans-Saharan trade routes, reaching its greatest extent during the rule of Mansa Musa (r. 1312–1337). At this point parts of what are now Niger's Tillabéri Region fell under Malian rule. A Muslim, Mansa Musa performed the hajj in 1324–25 and encouraged the spread of Islam in the empire, though it appears that most ordinary citizens continued to maintain their traditional animist beliefs instead of or alongside the new religion. The empire began declining in the 15th century due to a combination of internecine strife over the royal succession, weak kings, the shift of European trade routes to the coast, and rebellions in the empire's periphery by Mossi, Wolof, Tuareg and Songhai peoples. However a rump Mali kingdom continued to exist until late 1600s.
Songhai Empire (1000s–1591)
The Songhai Empire was named for its main ethnic group, the Songhai or Sonrai, and was centred on the bend of the Niger River in modern Mali. Songhai began settling this region from the 7th to 9th centuries; by the early 11th century Gao (capital of the former Kingdom of Gao) had become the empire's capital. From 1000 to 1325, the Songhai Empire prospered and managed to maintain peace with the Mali Empire, its powerful neighbour to the west. In 1325 Songhai was conquered by Mali until regaining its independence in 1375. Under king Sonni Ali (r. 1464–1492) Songhai adopted an expansionist policy which reached its apogee during the reign of Askia Mohammad I (r. 1493–1528); at this point the empire had expanded considerably from its Niger-bend heartland, including to the east where much of modern western Niger fell under its rule, including Agadez, which was conquered in 1496. However the empire was unable to withstand repeated attacks from the Saadi Dynasty of Morocco and was decisively defeated at the Battle of Tondibi in 1591; the empire then collapsed into a number of smaller kingdoms.
Sultanate of Aïr (1400s–1906)
In c. 1449 in the north of what is now Niger, the Sultanate of Aïr was founded by Sultan Ilisawan, based in Agadez. Formerly a small trading post inhabited by a mixture of Hausa and Tuaregs, the sultanate grew rich due to its strategic position on the Trans-Saharan trade routes. In 1515 Aïr was conquered by Songhai, remaining a part of that empire until its collapse in 1591. The following centuries present a somewhat confused picture, though it seems that the sultanate entered a decline marked by internecine wars and clan conflicts. When Europeans began exploring the region in the 19th century much of Agadez lay in ruins, and it was taken over, though with difficulty, by the French (see below).
Kanem–Bornu Empire (700s–1700s)
To the east, the Kanem–Bornu Empire dominated the region around Lake Chad for much of this period. It was founded by the Zaghawa around the 8th century and based in Njimi, north-east of the lake. The kingdom gradually expanded, especially during the rule of the Sayfawa Dynasty which began in c. 1075 under Mai (king) Hummay. The kingdom reached its greatest extent in the 1200s, largely thanks to the effort of Mai Dunama Dibbalemi (r. 1210–1259), and grew rich from its control of many Trans-Saharan trade routes; much of eastern and south-eastern Niger, notably Bilma and Kaouar, was under Kanem's control in this period. Islam had been introduced to the kingdom by Arab traders from the 11th century, gradually gaining more converts over the following centuries. Attacks by the Bulala people in the late 14th century forced Kanem to shift westwards of Lake Chad, where it became known as the Bornu Empire, ruled from its capital Ngazargamu on the modern Niger-Nigeria border. Bornu prospered during the rule of Mai Idris Alooma (r. circa 1575–1610) and re-conquered much of the traditional lands of Kanem, hence the designation 'Kanem–Bornu' for the empire. By the late 17th century and into the 18th the Bornu kingdom had entered a long period of decline, gradually shrinking back to its Lake Chad heartland, though it remained an important player in the region.
Circa 1730–40 a group of Kanuri settlers led by Mallam Yunus left Kanem and founded the Sultanate of Damagaram, centred on the town of Zinder. The sultanate remained nominally subject to the Borno Empire until the reign of Sultan Tanimoune Dan Souleymane in the mid-to-late 19th century, who declared independence and initiated a phase of vigorous expansion. The sultanate managed to resist the advance of the Sokoto Caliphate (see below), but was later captured by the French in 1899.
The Hausa states and other smaller kingdoms (1400s–1800s)
Between the Niger River and Lake Chad lay various Hausa Kingdoms, encompassing the cultural-linguistic area known as Hausaland which straddles the modern Niger-Nigeria border. The origins of the Hausa are obscure, though they are thought to be a mixture of autochthonous peoples and migrant peoples from the north and/or east, emerging as a distinct people sometime in the 900s–1400s when the kingdoms were founded. They gradually adopted Islam from the 14th century, though often this existed alongside traditional religions, developing into unique syncretic forms; some Hausa groups, such as the Azna, resisted Islam altogether (the area of Dogondoutchi remains an animist stronghold to this day). The Hausa kingdoms were not a compact entity but several federations of kingdoms more or less independent of one other. Their organisation was hierarchical though also somewhat democratic: the Hausa kings were elected by the notables of the country and could be removed by them. The Hausa Kingdoms began as seven states founded, according to the Bayajidda legend, by the six sons of Bawo. Bawo was the only son of the Hausa queen Daurama and Bayajidda or (Abu Yazid according to certain Nigerien historians) who came from Baghdad. The seven original Hausa states (often referred to as the 'Hausa bakwai') were: Daura (state of queen Daurama), Kano, Rano, Zaria, Gobir, Katsina and Biram. An extension of the legend states that Bawo had a further seven sons with a concubine, who went on to the found the so-called 'Banza (illegitimate) Bakwai': Zamfara, Kebbi, Nupe, Gwari, Yauri, Ilorin and Kwararafa. A smaller state not fitting into this scheme was Konni, centred on Birni-N'Konni.
The Fulani (also called Peul, Fulbe etc.), a pastoral people found throughout the Sahel, began migrating to Hausaland during the 1200s–1500s. During the later 18th century many Fulani were unhappy with the syncretic form of Islam practised there; exploiting also the populace's disdain with corruption amongst the Hausa elite, the Fulani scholar Usman Dan Fodio (from Gobir) declared a jihad in 1804. After conquering most of Hausaland (though not the Bornu Kingdom, which remained independent) he proclaimed the Sokoto Caliphate in 1809. Some of the Hausa states survived by fleeing south, such as the Katsina who moved to Maradi in the south of modern Niger. Many of these surviving states harassed the Caliphate and a long period of small-scale wars and skirmishes commenced, with some states (such as Katsina and Gobir) maintaining independence, whereas elsewhere new ones were formed (such as the Sultanate of Tessaoua). The Caliphate managed to survive until, fatally weakened by the invasions of Chad-based warlord Rabih az-Zubayr, it finally fell to the British in 1903, with its lands later being partitioned between Britain and France.
Other smaller kingdoms of the period include the Dosso Kingdom, a Zarma polity founded in 1750 which resisted the rule of Hausa and Sokoto states.
French Niger (1900–58)
In the 19th century Europeans began to take a greater interest in Africa; several European explorers travelled in the area of modern Niger, such as Mungo Park (in 1805–06), the Oudney-Denham-Clapperton expedition (1822–25), Heinrich Barth (1850–55; with James Richardson and Adolf Overweg), Friedrich Gerhard Rohlfs (1865–67), Gustav Nachtigal (1869–74) and Parfait-Louis Monteil (1890–92).
Several European countries already possessed littoral colonies in Africa, and in the latter half of the century they began to turn their eyes towards the interior of the continent. This process, known as the 'Scramble for Africa', culminated in the 1885 Berlin conference in which the colonial powers outlined the division of Africa into spheres of influence. As a result of this, France gained control of the upper valley of the Niger River (roughly equivalent to the areas of modern Mali and Niger). France then set about making a reality of their rule on the ground. In 1897 the French officer Marius Gabriel Cazemajou was sent to Niger; he reached the Sultanate of Damagaram in 1898 and stayed in Zinder at the court of Sultan Amadou Kouran Daga—however he was later killed as Daga feared he would ally with the Chad-based warlord Rabih az-Zubayr. In 1899–1900 France coordinated three expeditions—the Gentil Mission from French Congo, the Foureau-Lamy Mission from Algeria and the Voulet–Chanoine Mission from Timbuktu—with the aim of linking France's African possessions. The three eventually met at Kousséri (in the far north of Cameroon) and defeated Rabih az-Zubayr's forces at the Battle of Kousséri. The Voulet-Chanoine Mission was marred by numerous atrocities, and became notorious for pillaging, looting, raping and killing many local civilians on its passage throughout southern Niger. On 8 May 1899, in retaliation for the resistance of queen Sarraounia, captain Voulet and his men murdered all the inhabitants of the village of Birni-N'Konni in what is regarded as one of the worst massacres in French colonial history. The brutal methods of Voulet and Chanoine caused a scandal and Paris was forced to intervene; however when Lieutenant-Colonel Jean-François Klobb caught up with the mission near Tessaoua to relieve them of command he was killed. Lt. Paul Joalland, Klobb's former officer, and Lt. Octave Meynier eventually took over the mission following a mutiny in which Voulet and Chanoine were killed.
The Military Territory of Niger was subsequently created within the Upper Senegal and Niger colony (modern Burkina Faso, Mali and Niger) in December 1904 with its capital at Niamey, then little more than a large village. The border with Britain's colony of Nigeria to the south was finalised in 1910, a rough delimitation having already been agreed by the two powers via several treaties during the period 1898–1906. The capital of the territory was moved to Zinder in 1912 when the Niger Military Territory was split off from Upper Senegal and Niger, before being moved back to Niamey in 1922 when Niger became a fully-fledged colony within French West Africa. The borders of Niger were drawn up in various stages and had been fixed at their current position by the late 1930s. Various territorial adjustments took place in this period: the areas west of the Niger river were only attached to Niger in 1926–27, and during the dissolution of Upper Volta (modern Burkina Faso) in 1932–47 much of the east of that territory was added to Niger; and in the east the Tibesti Mountains were transferred to Chad in 1931.
The French generally adopted a form of indirect rule, allowing existing native structures to continue to exist within the colonial framework of governance providing that they acknowledged French supremacy. The Zarma of the Dosso Kingdom in particular proved amenable to French rule, using them as allies against the encroachments of Hausa and other nearby states; over time the Zarma thus became one of the more educated and westernised groups in Niger. However, perceived threats to French rule, such as the Kobkitanda rebellion in Dosso Region (1905–06), led by the blind cleric Alfa Saibou, and the Karma revolt in the Niger valley (December 1905–March 1906) led by Oumarou Karma were suppressed with force, as were the latter Hamallayya and Hauka religious movements. Though largely successful in subduing the sedentary populations of the south, the French faced considerably more difficulty with the Tuareg in the north (centered on the Sultanate of Aïr in Agadez), and France was unable to occupy Agadez until 1906. Tuareg resistance continued however, culminating in the Kaocen revolt of 1916–17, led by Ag Mohammed Wau Teguidda Kaocen, with backing from the Senussi in Fezzan; the revolt was violently suppressed and Kaocen fled to Fezzan, where he was later killed. A puppet sultan was set up by the French and the decline and marginalisation of the north of the colony continued, exacerbated by a series of droughts. Though it remained something of a backwater, some limited economic development took place in Niger during the colonial years, such as the introduction of groundnut cultivation. Various measures to improve food security following a series of devastating famines in 1913, 1920 and 1931 were also introduced.
During the Second World War, during which time mainland France was occupied by Nazi Germany, Charles de Gaulle issued the Brazzaville Declaration, declaring that the French colonial empire would be replaced post-war with a less centralised French Union. The French Union, which lasted from 1946 to 1958, conferred a limited form of French citizenship on the inhabitants of the colonies, with some decentralisation of power and limited participation in political life for local advisory assemblies. It was during this period that the Nigerien Progressive Party (Parti Progressiste Nigérien, or PPN, originally a branch of the African Democratic Rally, or Rassemblement Démocratique Africain – RDA) was formed under the leadership of former teacher Hamani Diori, as well as the left-wing Mouvement Socialiste Africain-Sawaba (MSA) led by Djibo Bakary. Following the Overseas Reform Act (Loi Cadre) of 23 July 1956 and the establishment of the Fifth French Republic on 4 December 1958, Niger became an autonomous state within the French Community. On 18 December 1958, an autonomous Republic of Niger was officially created under the leadership of Hamani Diori. The MSA was banned in 1959 for its perceived excessive anti-French stance. On 11 July 1960, Niger decided to leave the French Community and acquired full independence at midnight, local time, on 3 August 1960; Diori thus became the first president of the country.
Independent Niger (1960–present)
Diori years (1960–74)
For its first 14 years as an independent state Niger was run by a single-party civilian regime under the presidency of Hamani Diori. The 1960s were largely peaceful, and saw a large expansion of the education system and some limited economic development and industrialisation. Links with France remained deep, with Diori allowing the development of French-led uranium mining in Arlit and supporting France in the Algerian War. Relations with other African states were mostly positive, with the exception of Dahomey (Benin), owing to an ongoing border dispute. Niger remained a one-party state throughout this period, with Diori surviving a planned coup in 1963 and an assassination attempt in 1965; much of this activity was masterminded by Djibo Bakary's MSA-Sawaba group, which had launched an abortive rebellion in 1964. In the early 1970s, a combination of economic difficulties, devastating droughts and accusations of rampant corruption and mismanagement of food supplies resulted in a coup d'état that overthrew the Diori regime.
First military regime (1974–1991)
The coup had been masterminded by Col. Seyni Kountché and a small military group under the name of the Conseil Militaire Supreme, with Kountché going on to rule the country until his death in 1987. The first action of the military government was to address the food crisis. Whilst political prisoners of the Diori regime were released after the coup and the country was stabilised, political and individual freedoms in general deteriorated during this period. There were several attempted coups (in 1975, 1976 and 1984) which were thwarted, their instigators being severely punished.
Despite the restriction in freedom, the country enjoyed improved economic development as Kountché sought to create a 'development society', funded largely by the uranium mines in Agadez Region. Several parastatal companies were created, major infrastructure (building and new roads, schools, health centres) constructed, and there was minimal corruption in government agencies, which Kountché did not hesitate to punish severely. In the 1980s Kountché began cautiously loosening the grip of the military, with some relaxation of state censorship and attempts made to 'civilianise' the regime. However the economic boom ended following the collapse in uranium prices, and IMF-led austerity and privatisation measures provoked opposition by many Nigeriens. In 1985 a small Tuareg revolt in Tchintabaraden was suppressed. Kountché died in November 1987 from a brain tumour, and was succeeded by his chief of staff, Col. Ali Saibou, who was confirmed as Chief of the Supreme Military Council four days later.
Saibou significantly curtailed the most repressive aspects of the Kountché era (such as the secret police and media censorship), and set about introducing a process of political reform under the overall direction of a single party (the Mouvement National pour la Société du Développement, or MNSD). A Second Republic was declared and a new constitution was drawn up, which was adopted following a referendum in 1989. General Saibou became the first president of the Second Republic after winning the presidential election on 10 December 1989.
President Saibou's efforts to control political reforms failed in the face of trade union and student demands to institute a multi-party democratic system. On 9 February 1990, a violently repressed student march in Niamey led to the death of three students, which led to increased national and international pressure for further democratic reform. The Saibou regime acquiesced to these demands by the end of 1990. Meanwhile, trouble re-emerged in Agadez Region when a group of armed Tuaregs attacked the town of Tchintabaraden (generally seen as the start of the first Tuareg Rebellion), prompting a severe military crackdown which led to many deaths (the precise numbers are disputed, with estimates ranging from 70 to up to 1,000).
National Conference and Third Republic (1991–1996)
The National Sovereign Conference of 1991 marked a turning point in the post-independence history of Niger and brought about multi-party democracy. From 29 July to 3 November, a national conference gathered together all elements of society to make recommendations for the future direction of the country. The conference was presided over by Prof. André Salifou and developed a plan for a transitional government; this was then installed in November 1991 to manage the affairs of state until the institutions of the Third Republic were put into place in April 1993. After the National Sovereign Conference, the transitional government drafted a new constitution that eliminated the previous single-party system of the 1989 Constitution and guaranteed more freedoms. The new constitution was adopted by a referendum on 26 December 1992. Following this, presidential elections were held and Mahamane Ousmane became the first president of the Third Republic on 27 March 1993. Ousmane's presidency was characterised by political turbulence, with four government changes and early legislative elections in 1995, as well a severe economic slump which the coalition government proved unable to effectively address.
The violence in Agadez Region continued during this period, prompting the Nigerien government to sign a truce with Tuareg rebels in 1992 which was however ineffective owing to internal dissension within the Tuareg ranks. Another rebellion, led by dissatisfied Toubou peoples claiming that, like the Tuareg, the Nigerien government had neglected their region, broke out in the east of the country. In April 1995 a peace deal with the main Tuareg rebel group was signed, with the government agreeing to absorb some former rebels into the military and, with French assistance, help others return to a productive civilian life.
Second military regime and third military regime (1996–1999)
The governmental paralysis prompted the military to intervene; on 27 January 1996, Col. Ibrahim Baré Maïnassara led a coup that deposed President Ousmane and ended the Third Republic. Maïnassara headed a Conseil de Salut National (National Salvation Council) composed of military official which carried out a six-month transition period, during which a new constitution was drafted and adopted on 12 May 1996.
Presidential campaigns were organised in the months that followed. Maïnassara entered the campaign as an independent candidate and won the election on 8 July 1996, however the elections were viewed nationally and internationally as irregular, as the electoral commission was replaced during the campaign. Meanwhile, Maïnassara instigated an IMF and World Bank-approved privatisation programme which enriched many of his supporters but were opposed by the trade unions. Following fraudulent local elections in 1999 the opposition ceased any cooperation with the Maïnassara regime. In unclear circumstance (possibly attempting to flee the country), Maïnassara was assassinated at Niamey Airport on 9 April 1999.
Maj. Daouda Malam Wanké then took over, establishing a transitional National Reconciliation Council to oversee the drafting of a constitution with a French-style semi-presidential system. This was adopted on 9 August 1999 and was followed by presidential and legislative elections in October and November of the same year. The elections were generally found to be free and fair by international observers. Wanké then withdrew from governmental affairs.
Fifth Republic (1999–2009)
After winning the election in November 1999, President Tandja Mamadou was sworn in office on 22 December 1999 as the first president of the Fifth Republic. Mamadou brought about many administrative and economic reforms that had been halted due to the military coups since the Third Republic, as well as helped peacefully resolve a decades-long boundary dispute with Benin. In August 2002, serious unrest within military camps occurred in Niamey, Diffa, and Nguigmi, but the government was able to restore order within several days. On 24 July 2004, the first municipal elections in the history of Niger were held to elect local representatives, previously appointed by the government. These elections were followed by presidential elections, in which Mamadou was re-elected for a second term, thus becoming the first president of the republic to win consecutive elections without being deposed by military coups. The legislative and executive configuration remained quite similar to that of the first term of the president: Hama Amadou was reappointed as prime minister and Mahamane Ousmane, the head of the CDS party, was re-elected as the president of the National Assembly (parliament) by his peers.
By 2007, the relationship between President Tandja Mamadou and his prime minister had deteriorated, leading to the replacement of the latter in June 2007 by Seyni Oumarou following a successful vote of no confidence at the Assembly. The political environment worsened in the following year as President Tandja Mamadou sought out to extend his presidency by modifying the constitution which limited presidential terms in Niger. Proponents of the extended presidency, rallied behind the 'Tazartche' (Hausa for 'overstay') movement, were countered by opponents ('anti-Tazartche') composed of opposition party militants and civil society activists.
The situation in the north also deteriorated significantly in this period, resulting in the outbreak of a Second Tuareg Rebellion in 2007 led by the Mouvement des Nigériens pour la justice (MNJ). Despite a number of high-profile kidnappings the rebellion had largely fizzled out inconclusively by 2009. However the poor security situation in the region is thought to have allowed elements of Al-Qaeda in the Islamic Maghreb (AQIM) to gain a foothold in the country.
Fourth military regime (2009–2010)
In 2009, President Tandja Mamadou decided to organize a constitutional referendum seeking to extend his presidency, which was opposed by other political parties, as well as being against the decision of the Constitutional Court which had ruled that the referendum would be unconstitutional. Mamadou then modified and adopted a new constitution by referendum, which was declared illegal by the Constitutional Court, prompting Mamadou to dissolve the Court and assume emergency powers. The opposition boycotted the referendum and the new constitution was adopted with 92.5% of voters and a 68% turnout, according to official results. The adoption of the new constitution created a Sixth Republic, with a presidential system, as well as the suspension of the 1999 Constitution and a three-year interim government with Tandja Mamadou as president. The events generated severe political and social unrest throughout the country.
In a coup d'état in February 2010, a military junta led by captain Salou Djibo was established in response to Tandja's attempted extension of his political term by modifying the constitution. The Supreme Council for the Restoration of Democracy, led by General Salou Djibo, carried out a one-year transition plan, drafted a new constitution and held elections in 2011 that were judged internationally as free and fair.
Seventh Republic (2010–present)
Following the adoption of a new constitution in 2010 and presidential elections a year later, Mahamadou Issoufou was elected as the first president of the Seventh Republic; he was then re-elected in 2016. The constitution also restored the semi-presidential system which had been abolished a year earlier. An attempted coup against him in 2011 was thwarted and its ringleaders arrested. Issoufou's time in office has been marked by numerous threats to the country's security, stemming from the fallout from the Libyan Civil War and Northern Mali conflict, a rise in attacks by AQIM, the use of Niger as a transit country for migrants (often organised by criminal gangs), and the spillover of Nigeria's Boko Haram insurgency into south-eastern Niger. French and American forces are currently assisting Niger in countering these threats.
On 27 December 2020, Nigeriens went to the polls after Issoufou announced he would step down, paving the way to Niger's first ever peaceful transition of power. However, no candidate won an absolute majority in the vote: Mohamed Bazoum came closest with 39.33%. As per the constitution, a run-off election was held on 20 February 2021, with Bazoum taking 55.75% of the vote and opposition candidate (and former president) Mahamane Ousmane taking 44.25%, according to the electoral commission.
On 31 March 2021, Niger's security forces thwarted an attempted coup by a military unit in the capital, Niamey. Heavy gunfire was heard in the early hours near the country's presidential palace. The attack took place just two days before newly elected president, Mohamed Bazoum, was due to be sworn into office. The Presidential Guard arrested several people during the incident. On 2 April 2021, Bazoum was sworn in as the President of Niger, meaning the country's first democratic transition of power since independence in 1960.
Geography, climate, and ecology
Niger is a landlocked nation in West Africa located along the border between the Sahara and Sub-Saharan regions. It borders Nigeria and Benin to the south, Burkina Faso and Mali to the west, Algeria and Libya to the north and Chad to the east.
Niger lies between latitudes 11° and 24°N, and longitudes 0° and 16°E. Niger's area is of which is water. This makes it slightly less than twice the size of France, and the world's twenty-second largest country.
Niger borders seven countries and has a total perimeter of . The longest border is with Nigeria to the south (). This is followed by Chad to the east, at , Algeria to the north-northwest (), and Mali at . Niger also has small borders in its far southwest with Burkina Faso at and Benin at and to the north-northeast Libya at .
The lowest point is the Niger River, with an elevation of . The highest point is Mont Idoukal-n-Taghès in the Aïr Mountains at .
Climate
Niger's climate is mainly very hot and dry, with much desert area, which causes frequent fires in some regions of the country. In the extreme south there is a tropical climate on the edges of the Niger River basin. The terrain is predominantly desert plains and sand dunes, with flat to rolling savanna in the south and hills in the north.
Environment
The territory of Niger contains five terrestrial ecoregions: Sahelian Acacia savanna, West Sudanian savanna, Lake Chad flooded savanna, South Saharan steppe and woodlands, and West Saharan montane xeric woodlands.
The north of Niger is covered by large deserts and semi deserts. The typical mammal fauna consists of addax antelopes, scimitar-horned oryx, gazelles, and in the mountains, Barbary sheep. One of the largest reserves of the world, the Aïr and Ténéré National Nature Reserve, was founded in the northern parts of the Niger to protect these rare species.
The southern parts of Niger are naturally dominated savannahs. The W National Park, situated in the bordering area to Burkina Faso and Benin, belongs to one of the most important areas for wildlife in Western Africa, which is called the WAP (W–Arli–Pendjari) Complex. It has the most important population of the rare West African lion and one of the last populations of the Northwest African cheetah.
Other wildlife includes elephants, buffaloes, roan antelopes, kob antelopes and warthogs. The West African giraffe is currently not found in the W National Park, but further north in Niger, where it has its last relict population.
Environmental issues in Niger include destructive farming practices as a result of population pressure. Illegal hunting, bush fires in some areas and human encroachment upon the flood plains of the Niger River for paddy cultivation are environmental issues. Dams constructed on the Niger River in the neighboring countries of Mali and Guinea and also within Niger itself are also cited as a reason for a reduction of water flow in the Niger River—which has a direct effect upon the environment. A lack of adequate staff to guard wildlife in the parks and reserves is another factor cited for loss of wildlife.
Farmer-managed natural regeneration is practiced since 1983 to increase food and timber production, and resilience to climate extremes.
Governance and politics
Niger's new constitution was approved on 31 October 2010. It restored the semi-presidential system of government of the 1999 constitution (Fifth Republic) in which the president of the republic, elected by universal suffrage for a five-year term, and a prime minister named by the president share executive power.
As a reflection of Niger's increasing population, the unicameral National Assembly was expanded in 2004 to 113 deputies elected for a five-year term under a majority system of representation. Political parties must attain at least 5 percent of the vote in order to gain a seat in the legislature.
The constitution also provides for the popular election of municipal and local officials, and the first-ever successful municipal elections took place on 24 July 2004. The National Assembly passed in June 2002 a series of decentralization bills. As a first step, administrative powers will be distributed among 265 communes (local councils); in later stages, regions and departments will be established as decentralized entities. A new electoral code was adopted to reflect the decentralization context. The country is currently divided into 8 regions, which are subdivided into 36 districts (departments). The chief administrator (governor) in each department is appointed by the government and functions primarily as the local agent of the central authorities.
On 26 May 2009, President Tandja dissolved parliament after the country's constitutional court ruled against plans to hold a referendum on whether to allow him a third term in office. According to the constitution, a new parliament was elected within three months. This began a political struggle between Tandja, trying to extend his term-limited authority beyond 2009 through the establishment of a Sixth Republic, and his opponents who demanded that he step down at the end of his second term in December 2009. See 2009 Nigerien constitutional crisis. The military took over the country and President Tandja was put in prison, charged with corruption.
The military kept their promise to return the country to democratic civilian rule. A constitutional referendum and national elections were held. A presidential election was held on 31 January 2011, but as no clear winner emerged, run-off elections were held on 12 March 2011. Mahamadou Issoufou of the Nigerien Party for Democracy and Socialism was elected president. A parliamentary election was held at the same time.
Foreign relations
Niger pursues a moderate foreign policy and maintains friendly relations with the West and the Islamic world as well as non-aligned countries. It belongs to the UN and its main specialized agencies and in 1980–81 served on the UN Security Council. Niger maintains a special relationship with former colonial power France and has close relations with its West African neighbors.
It is a charter member of the African Union and the West African Monetary Union and also belongs to the Niger Basin Authority and Lake Chad Basin Commission, the Economic Community of West African States, the Non-Aligned Movement, the Organisation of Islamic Cooperation and the Organization for the Harmonization of Business Law in Africa (OHADA). The westernmost regions of Niger are joined with contiguous regions of Mali and Burkina Faso under the Liptako-Gourma Authority.
The border dispute with Benin, inherited from colonial times and concerning inter alia Lété Island in the Niger River, was solved by the International Court of Justice in 2005 to Niger's advantage.
Military
The Niger Armed Forces (Forces armées nigériennes) are the military and paramilitary forces of Niger, under the president as supreme commander. They consist of the Niger Army (Armée de Terre), the Niger Air Force (Armée de l'Air) and the auxiliary paramilitary forces, such as the National Gendarmerie (Gendarmerie nationale) and the National Guard (Garde Nationale). Both paramilitary forces are trained in military fashion and have some military responsibilities in wartime. In peace time their duties are mostly policing duties.
The armed forces are composed of approximately 12,900 personnel, including 3,700 gendarmes, 3200 national guards, 300 air force personnel, and 6,000 army personnel. The armed forces of Niger have been involved several military coups over the years with the most recent in 2010. Niger's armed forces have a long history of military cooperation with France and the United States. , Niamey is home to a U.S. drone base.
Judicial system
The current Judiciary of Niger was established with the creation of the Fourth Republic in 1999. The constitution of December 1992 was revised by national referendum on 12 May 1996 and, again, by referendum, revised to the current version on 18 July 1999. It is based on the Code Napoleon "Inquisitorial system", established in Niger during French colonial rule and the 1960 Constitution of Niger. The Court of Appeals reviews questions of fact and law, while the Supreme Court reviews application of the law and constitutional questions. The High Court of Justice (HCJ) deals with cases involving senior government officials. The justice system also includes civil criminal courts, customary courts, traditional mediation, and a military court. The military court provides the same rights as civil criminal courts; however, customary courts do not. The military court cannot try civilians.
Law enforcement
Law enforcement in Niger is the responsibility of the Ministry of Defense through the National Gendarmerie and the Ministry of the Interior through the National Police and the National Guard. The National Police is primarily responsible for law enforcement in urban areas. Outside big cities and in rural areas, this responsibility falls on the National Gendarmerie and the National Guard.
Government finance
Government finance is derived revenue exports (Mining, oil and agricultural exports) as well as various forms of taxes collected by the government. In the past, foreign aid has contributed to large percentages of the budget. In 2013, Niger's government has adopted a zero-deficit budget of 1.279 trillion CFA francs ($2.53 billion) which is claimed to balance revenues and expenditures by an 11% reduction in the budget from the previous year.
The 2014 budget was 1.867 trillion CFA which is distributed as follows according to: public debt (76,703,692,000 CFA), personnel expenditures (210,979,633,960 CFA), operating expenditures (128,988,777,711 CFA); subsidies and transfers: 308,379,641,366 CFA) and Investment (1,142,513,658,712 CFA).
Foreign aid
The importance of external support for Niger's development is demonstrated by the fact that about 45% of the government's FY 2002 budget, including 80% of its capital budget, derives from donor resources. The most important donors in Niger are France, the European Union, the World Bank, the International Monetary Fund, and various United Nations agencies (UNDP, UNICEF, FAO, World Food Program, and United Nations Population Fund).
Other principal donors include the United States, Belgium, Germany, Switzerland, Canada, and Saudi Arabia. While USAID does not have an office in Niger, the United States is a major donor, contributing nearly $10 million each year to Niger's development. The U.S. also is a major partner in policy coordination in such areas as food security and HIV/AIDS.
Administrative divisions
Niger is divided into 7 Regions and one capital district. These Regions are subdivided into 36 departments. The 36 Departments are currently broken down into Communes of varying types. there were 265 communes, including communes urbaines (Urban Communes: as subdivisions of major cities), communes rurales (Rural Communes), in sparsely populated areas and postes administratifs (Administrative Posts) for largely uninhabited desert areas or military zones.
Rural communes may contain official villages and settlements, while Urban Communes are divided into quarters. Niger subvisions were renamed in 2002, in the implementation of a decentralisation project, first begun in 1998. Previously, Niger was divided into 7 Departments, 36 Arrondissements, and Communes. These subdivisions were administered by officials appointed by the national government. These offices will be replaced in the future by democratically elected councils at each level.
The pre-2002 departments (renamed as regions) and capital district are:
Agadez Region
Diffa Region
Dosso Region
Maradi Region
Tahoua Region
Tillabéri Region
Zinder Region
Niamey
Largest cities and towns
Economy
The economy of Niger centers on subsistence crops, livestock, and some of the world's largest uranium deposits. Drought cycles, desertification, a 2.9% population growth rate, and the drop in world demand for uranium have undercut the economy.
Niger shares a common currency, the CFA franc, and a common central bank, the Central Bank of West African States (BCEAO), with seven other members of the West African Monetary Union. Niger is also a member of the Organization for the Harmonization of Business Law in Africa (OHADA).
In December 2000, Niger qualified for enhanced debt relief under the International Monetary Fund program for Heavily Indebted Poor Countries (HIPC) and concluded an agreement with the Fund for Poverty Reduction and Growth Facility (PRGF). Debt relief provided under the enhanced HIPC initiative significantly reduces Niger's annual debt service obligations, freeing funds for expenditures on basic health care, primary education, HIV/AIDS prevention, rural infrastructure, and other programs geared at poverty reduction.
In December 2005, it was announced that Niger had received 100% multilateral debt relief from the IMF, which translates into the forgiveness of approximately US$86 million in debts to the IMF, excluding the remaining assistance under HIPC. Nearly half of the government's budget is derived from foreign donor resources. Future growth may be sustained by exploitation of oil, gold, coal, and other mineral resources. Uranium prices have recovered somewhat in the last few years. A drought and locust infestation in 2005 led to food shortages for as many as 2.5 million Nigeriens.
Society
Demographics
, the population of Niger was . Expanding from a population of 3.4 million in 1960, Niger's population has rapidly increased with a current growth rate of 3.3% (7.1 children per mother).
This growth rate is one of the highest in the world and is a source of concern for the government and international agencies. The population is predominantly young, with 49.2% under 15 years old and 2.7% over 65 years, and predominantly rural with only 21% living in urban areas.
A 2005 study stated that over 800,000 people (nearly 8% of the population) in Niger are enslaved.
Urban settlements
Ethnic groups
As in most West African countries, Niger has a wide variety of ethnic groups. The ethnic makeup of Niger in 2001 was as follows: Hausa (55.4%), Zarma & Songhay (21%), Tuareg (9.3%), Fula (; ) (8.5%), Kanuri Manga (4.7%), Tubu (0.4%), Arab (0.4%), Gourmantche (0.4%), other (0.1%). The Zarma and Songhay dominate the Dosso, Tillabéri, and Niamey régions, the Hausa dominate the Zinder, Maradi, and Tahoua regions, Kanuri Manga dominate the Diffa region, and Tuaregs dominate the Agadez region in Northern Niger.
Languages
French, inherited from the colonial period, is the official language. It is spoken mainly as a second language by people who have received a formal western education and serves as the administrative language. Niger has been a member of the Organisation Internationale de la Francophonie since 1970.
Niger has ten recognized national languages, namely Arabic, Buduma, Fulfulde, Gourmanchéma, Hausa, Kanuri, Zarma & Songhay, Tamasheq, Tassawaq, Tebu. Each is spoken as a first language primarily by the ethnic group with which it is associated. Hausa and Zarma-Songhai, the two most spoken languages, are widely spoken throughout the country as first or second languages.
Religion
Niger is a secular country and separation of state and religion is guaranteed by Articles 3 and 175 of the 2010 Constitution, which dictate that future amendments or revisions may not modify the secular nature of the republic of Niger. Religious freedom is protected by Article 30 of the same constitution. Islam, widespread in the region since the 10th century, has greatly shaped the culture and mores of the people of Niger. Islam is the most dominant religion, practiced by 99.3% of the population according to the 2012 census.
The other two main religions of Niger are Christianity, practiced by 0.3% of the population, and Animism (traditional indigenous religious beliefs), practiced by 0.2% of the population. Christianity was established earlier in the country by missionaries during the French colonial years. Other urban Christian expatriate communities from Europe and West Africa are also present. Religious persecution is rare in Niger which is ranked last (#50) on the World Watch List for severity of persecution that Christians face for actively pursuing their faith.
The numbers of Animist practitioners are a point of contention. As recently as the late 19th century, much of the south center of the nation was unreached by Islam, and the conversion of some rural areas has been only partial. There are still areas where animist based festivals and traditions (such as the Bori religion) are practiced by syncretic Muslim communities (in some Hausa areas as well as among some Toubou and Wodaabe pastoralists), as opposed to several small communities who maintain their pre-Islamic religion. These include the Hausa-speaking Maouri (or Azna, the Hausa word for "pagan") community in Dogondoutci in the south-southwest and the Kanuri speaking Manga near Zinder, both of whom practice variations of the pre-Islamic Hausa Maguzawa religion. There are also some tiny Boudouma and Songhay animist communities in the southwest.
Islam
The majority of Muslims in Niger are Sunni, 7% are Shi'a, 5% are Ahmadiyya and 20% non-denominational. Islam was spread into what is now Niger beginning in the 15th century, by both the expansion of the Songhai Empire in the west, and the influence of the Trans-Saharan trade traveling from the Maghreb and Egypt. Tuareg expansion from the north, culminating in their seizure of the far eastern oases from the Kanem–Bornu Empire in the 17th centuries, spread distinctively Berber practices.
Both Zarma and Hausa areas were greatly influenced by the 18th- and 19th-century Fula led Sufi brotherhoods, most notably the Sokoto Caliphate (in today's Nigeria). Modern Muslim practice in Niger is often tied to the Tijaniya Sufi brotherhoods, although there are small minority groups tied to Hammallism and Nyassist Sufi orders in the west, and the Sanusiya in the far northeast.
A small center of followers of Salafi movement within Sunni Islam have appeared in the last thirty years, in the capital and in Maradi. These small groups, linked to similar groups in Jos, Nigeria, came to public prominence in the 1990s during a series of religious riots.
Despite this, Niger maintains a tradition as a secular state, protected by law. Interfaith relations are deemed very good, and the forms of Islam traditionally practiced in most of the country are marked by tolerance of other faiths and lack of restrictions on personal freedom. Alcohol, such as the locally produced Bière Niger, is sold openly in most of the country.
Education
The literacy rate of Niger is among the lowest in the world; in 2005 it was estimated to be only 28.7% (42.9% male and 15.1% female). Primary education in Niger is compulsory for six years. The primary school enrollment and attendance rates are low, particularly for girls. In 1997, the gross primary enrollment rate was 29.3 percent, and in 1996, the net primary enrollment rate was 24.5 percent.
About 60 percent of children who finish primary schools are boys, as the majority of girls rarely attend school for more than a few years. Children are often forced to work rather than attend school, particularly during planting or harvest periods. Nomadic children in the north of the country often do not have access to schools.
Health
The child mortality rate in Niger (deaths among children between the ages of 1 and 4) is high (248 per 1,000) due to generally poor health conditions and inadequate nutrition for most of the country's children. According to the organization Save the Children, Niger has the world's highest infant mortality rate.
Niger also has the highest fertility rate in the world (6.49 births per woman according to 2017 estimates); this has resulted in nearly half (49.7%) of the Nigerien population being under age 15 in 2020. Niger has the 11th highest maternal mortality rate in the world at 820 deaths/100,000 live births. There were 3 physicians and 22 nurses per 100,000 persons in 2006.
Clean drinking water is scarce by global standards, with significant differences between urban and rural areas. In the UN Human Development Index, Niger is at the bottom. Drought and desertification affect many countries. Of course, clean water is important for a safe society and economy. 92% of the population lives in rural areas in the Tillabéri region along the western frontier, and there is a chronic scarcity of clean water, particularly during the hot season, when temperatures regularly exceed 40 degrees Celsius.
Just 40% of the 30,000 inhabitants in Téra, a city northwest of the country's capital of Niamey and near to the Burkina Faso border, have access to a working public water infrastructure. Société de Patrimoine des Eaux du Niger (SPEN), Niger's water authority, opened ten boreholes and built a water treatment plant in 2018 to provide potable water to Téra and the surrounding areas. The water supply ran out about a year later, and the water treatment facility was forced to close.
With the help of a donation fund from the Dutch government, the European Investment Bank is collaborating with the Niger water authority to find solutions to Niger's water issues. The World Bank identified Niger as one of the 18 fragile regions of Sub-Saharan Africa. The EU bank has a history of investing in regions like these.
The European Investment Bank and the Niger Water Authority are looking at two options for dealing with Téra's water shortages. The first choice is to repair the water tank on the outskirts of town. Another choice is to treat and transport water from the Niger River, which is located more than 100 kilometres to the east. Villages between Téra and the Niger River will also have access to sewage.The European Investment Bank will also look at renewable energy as a way to save costs.
Culture
Nigerien culture is marked by variation, evidence of the cultural crossroads which French colonialism formed into a unified state from the beginning of the 20th century. What is now Niger was created from four distinct cultural areas in the pre-colonial era: the Zarma and Songhai dominated the Niger River valley in the southwest; the northern periphery of Hausaland, made mostly of those states which had resisted the Sokoto Caliphate, and ranged along the long southern border with Nigeria; the Lake Chad basin and Kaouar in the far east, populated by Kanuri farmers and Toubou pastoralists who had once been part of the Kanem–Bornu Empire; and the Tuareg nomads of the Aïr Mountains and Saharan desert in the vast north.
Each of these communities, along with smaller ethnic groups like the pastoral Wodaabe Fula, brought their own cultural traditions to the new state of Niger. While successive post-independence governments have tried to forge a shared national culture, this has been slow forming, in part because the major Nigerien communities have their own cultural histories, and in part because Nigerien ethnic groups such as the Hausa, Tuareg and Kanuri are but part of larger ethnic communities which cross borders introduced under colonialism.
Until the 1990s, government and politics was inordinately dominated by Niamey and the Zarma people of the surrounding region. At the same time the plurality of the population, in the Hausa borderlands between Birni-N'Konni and Maine-Soroa, have often looked culturally more to Hausaland in Nigeria than Niamey. Between 1996 and 2003, primary school attendance was around 30%, including 36% of males and only 25% of females. Additional education occurs through madrasas.
Festivals and cultural events
Guérewol festival
The Guérewol festival is a traditional Wodaabe cultural event that takes place in Abalak in Tahoua region or In'Gall in Agadez Region. It is an annual traditional courtship ritual practiced by the Wodaabe (Fula) people of Niger. During this ceremony, young men dressed in elaborate ornamentation and made up in traditional face painting gather in lines to dance and sing, vying for the attention of marriageable young women. The Guérewol festival is an international attraction and was featured in films and magazines as prominent as the National Geographic.
Cure Salée festival
"La Cure salée" (English: Salt Cure) is a yearly festival of Tuareg and Wodaabe nomads in In'Gall in Agadez Region traditionally to celebrate the end of the rainy season. For three days, the festival features a parade of Tuareg camel riders followed with camel and horse races, songs, dances, and storytelling.
Media
Niger began developing diverse media in the late 1990s. Prior to the Third Republic, Nigeriens only had access to tightly controlled state media. Now Niamey contains scores of newspapers and magazines; some, like Le Sahel, are government operated, while many are critical of the government. Radio is the most important medium, as television sets are beyond the buying power of many of the rural poor, and illiteracy prevents print media from becoming a mass medium.
In addition to the national and regional radio services of the state broadcaster ORTN, there are four privately owned radio networks which total more than 100 stations. Three of them—the Anfani Group, Sarounia and Tenere—are urban-based commercial-format FM networks in the major towns. There is also a network of over 80 community radio stations spread across all seven regions of the country, governed by the Comité de Pilotage de Radios de Proximité (CPRP), a civil society organisation. The independent-sector radio networks are collectively estimated by CPRP officials to cover some 7.6 million people, or about 73% of the population (2005).
Aside from Nigerien radio stations, the BBC's Hausa service is listened to on FM repeaters across wide parts of the country, particularly in the south, close to the border with Nigeria. Radio France Internationale also rebroadcasts in French through some of the commercial stations, via satellite. Tenere FM also runs a national independent television station of the same name.
Despite relative freedom at the national level, Nigerien journalists say they are often pressured by local authorities. The state ORTN network depends financially on the government, partly through a surcharge on electricity bills, and partly through direct subsidy. The sector is governed by the Conseil Supérieur de Communications, established as an independent body in the early 1990s, since 2007 headed by Daouda Diallo. International human rights groups have criticised the government since at least 1996 as using regulation and police to punish criticism of the state.
See also
Outline of Niger
References
Sources
Decalo, Samuel. Historical Dictionary of Niger, 3rd ed. (Scarecrow Press, 1997, ) – a comprehensive collection of Niger topics
CIA World Factbook (entry on Niger)
US State Department Note: This article contains material from the State Department website.
Unicef Niger statistics
Unesco manuscript on child work and schooling in Niger
External links
Niger. The World Factbook. Central Intelligence Agency.
Niger from UCB Libraries GovPubs
Niger profile from the BBC News
Key Development Forecasts for Niger from International Futures
Trade
2012 Niger Trade Summary Statistics
Saharan countries
West African countries
Economic Community of West African States
French-speaking countries and territories
Landlocked countries
Least developed countries
Member states of the African Union
Member states of the Organisation of Islamic Cooperation
Current member states of the United Nations
Republics
States and territories established in 1960
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1960 disestablishments in France
Countries in Africa
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Nigeria (), officially the Federal Republic of Nigeria, is a country in West Africa. It is the most populous country in Africa; geographically situated between the Sahel to the north, and the Gulf of Guinea to the south in the Atlantic Ocean; covering an area of , with a population of over 211 million. Nigeria borders Niger in the north, Chad in the northeast, Cameroon in the east, and Benin in the west. Nigeria is a federal republic comprising 36 states and the Federal Capital Territory, where the capital, Abuja, is located. The largest city in Nigeria is Lagos, one of the largest metropolitan areas in the world and the second-largest in Africa.
Nigeria has been home to several indigenous pre-colonial states and kingdoms since the second millennium BC, with the Nok civilization in the 15th century BC marking the first internal unification in the country. The modern state originated with British colonialization in the 19th century, taking its present territorial shape with the merging of the Southern Nigeria Protectorate and Northern Nigeria Protectorate in 1914 by Lord Lugard. The British set up administrative and legal structures while practising indirect rule through traditional chiefdoms in the Nigeria region. Nigeria became a formally independent federation on October 1, 1960. It experienced a civil war from 1967 to 1970, followed by a succession of democratically elected civilian governments and military dictatorships, until achieving a stable democracy in the 1999 presidential election; the 2015 election was the first time an incumbent president had lost re-election.
Nigeria is a multinational state inhabited by more than 250 ethnic groups speaking 500 distinct languages, all identifying with a wide variety of cultures. The three largest ethnic groups are the Hausa in the north, Yoruba in the west, and Igbo in the east, together comprising over 60% of the total population. The official language is English, chosen to facilitate linguistic unity at the national level. Nigeria's constitution ensures freedom of religion and it is home to some of the world's largest Muslim and Christian populations, simultaneously. Nigeria is divided roughly in half between Muslims, who live mostly in the north, and Christians, who live mostly in the south; indigenous religions, such as those native to the Igbo and Yoruba ethnicities, are in the minority.
Nigeria is a regional power in Africa, a middle power in international affairs, and is an emerging global power. Nigeria's economy is the largest in Africa, the 25th-largest in the world by nominal GDP, and 25th-largest by PPP. Nigeria is often referred to as the Giant of Africa owing to its large population and economy and is considered to be an emerging market by the World Bank. However, the country ranks very low in the Human Development Index and remains one of the most corrupt nations in the world. Nigeria is a founding member of the African Union and a member of many international organizations, including the United Nations, the Commonwealth of Nations, NAM, the Economic Community of West African States, and OPEC. It is also a member of the informal MINT group of countries and is one of the Next Eleven economies.
Etymology
The name Nigeria was taken from the Niger River running through the country. This name was coined on January 8, 1897, by British journalist Flora Shaw, who later married Lord Lugard, a British colonial administrator. The neighbouring Niger takes its name from the same river. The origin of the name Niger, which originally applied to only the middle reaches of the Niger River, is uncertain. The word is likely an alteration of the Tuareg name egerew n-igerewen used by inhabitants along the middle reaches of the river around Timbuktu before 19th-century European colonialism.
History
Prehistory
Kainji Dam excavations revealed ironworking by the 2nd century BC. The transition from Neolithic times to the Iron Age was achieved without intermediate bronze production. Others suggest the technology moved west from the Nile Valley, although the Iron Age in the Niger River valley and the forest region appears to predate the introduction of metallurgy in the upper savanna by more than 800 years.
The Nok civilization of Nigeria flourished between 1,500 BC and AD 200. It produced life-sized terracotta figures that are some of the earliest known sculptures in Sub-Saharan Africa and smelted iron by about 550 BC and possibly a few centuries earlier. Evidence of iron smelting has also been excavated at sites in the Nsukka region of southeast Nigeria: dating to 2000 BC at the site of Lejja and to 750 BC and at the site of Opi.
Early history
The Kano Chronicle highlights an ancient history dating to around 999 AD of the Hausa Sahelian city-state of Kano, with other major Hausa cities (or Hausa Bakwai) of Daura, Hadeija, Kano, Katsina, Zazzau, Rano, and Gobir all having recorded histories dating back to the 10th century. With the spread of Islam from the 7th century AD, the area became known as Sudan or as Bilad Al Sudan (English: Land of the Blacks; Arabic: بلاد السودان). Since the populations were partially affiliated with the Arab Muslim culture of North Africa, they began Trans-Saharan trade and were referred to by the Arabic speakers as Al-Sudan (meaning "The Blacks") as they were considered an extended part of the Muslim world. There are early historical references by medieval Arab and Muslim historians and geographers which refer to the Kanem-Bornu Empire as the region's major centre for Islamic civilization.
The Kingdom of Nri of the Igbo people consolidated in the 10th century and continued until it lost its sovereignty to the British in 1911. Nri was ruled by the Eze Nri, and the city of Nri is considered to be the foundation of Igbo culture. Nri and Aguleri, where the Igbo creation myth originates, are in the territory of the Umeuri clan. Members of the clan trace their lineages back to the patriarchal king-figure Eri. In West Africa, the oldest bronzes made using the lost wax process were from Igbo-Ukwu, a city under Nri influence. The Yoruba kingdoms of Ife and Oyo in southwestern Nigeria became prominent in the 12th and 14th centuries, respectively. The oldest signs of human settlement at Ife's current site date back to the 9th century, and its material culture includes terracotta and bronze figures.
Pre-colonial era
In the 16th century, Portuguese explorers were the first Europeans to begin significant, direct trade with peoples of southern Nigeria, at the port they named Lagos (formerly Eko) and in Calabar along the region Slave Coast. Europeans traded goods with peoples at the coast; coastal trade with Europeans also marked the beginnings of the Atlantic slave trade. The port of Calabar on the historical Bight of Biafra (now commonly referred to as the Bight of Bonny) became one of the largest slave-trading posts in West Africa in the era of the transatlantic slave trade. Other major slaving ports in Nigeria were located in Badagry, Lagos on the Bight of Benin and Bonny Island on the Bight of Biafra. The majority of those enslaved and taken to these ports were captured in raids and wars. Usually, the captives were taken back to the conquerors' territory as forced labour; after time, they were sometimes acculturated and absorbed into the conquerors' society. Slave routes were established throughout Nigeria linking the hinterland areas with the major coastal ports. Some of the more prolific slave-trading kingdoms who participated in the transatlantic slave trade were linked with the Edo's Benin Empire in the south, Oyo Empire in the southwest, and the Aro Confederacy in the southeast. Benin's power lasted between the 15th and 19th centuries. Oyo, at its territorial zenith in the late 17th to early 18th centuries, extended its influence from western Nigeria to modern-day Togo.
In the north, the incessant fighting amongst the Hausa city-states and the decline of the Bornu Empire gave rise to the Fulani people gaining headway into the region. Until this point, the Fulani a nomadic ethnic group primarily traversed the semi-desert Sahelian region, north of Sudan, with cattle and avoided trade and intermingling with the Sudanic peoples. At the beginning of the 19th century, Usman dan Fodio led a successful jihad against the Hausa Kingdoms founding the centralised Sokoto Caliphate. The empire with Arabic as its official language grew rapidly under his rule and that of his descendants, who sent out invading armies in every direction. The vast landlocked empire connected the east with the western Sudan region and made inroads down south conquering parts of the Oyo Empire (modern-day Kwara), and advanced towards the Yoruba heartland of Ibadan, to reach the Atlantic Ocean. The territory controlled by the empire included much of modern-day northern and central Nigeria. The sultan sent out emirs to establish a suzerainty over the conquered territories and promote Islamic civilization, the emirs in turn became increasingly rich and powerful through trade and slavery. By the 1890s, the largest slave population in the world, about two million, was concentrated in the territories of the Sokoto Caliphate. The use of slave labour was extensive, especially in agriculture. By the time of its break-up in 1903 into various European colonies, the Sokoto Caliphate was one of the largest pre-colonial African states.
British colonization
A changing legal imperative (the transatlantic slave trade was outlawed by Britain in 1807) and economic imperative (a desire for political and social stability) led most European powers to support the widespread cultivation of agricultural products, such as the palm, for use in European industry. The Atlantic slave trade was engaged in by European companies until it was outlawed in 1807. After that illegal smugglers purchased slaves along the coast by native slavers. Britain's West Africa Squadron sought to intercept the smugglers at sea. The rescued slaves were taken to Freetown, a colony in West Africa originally established by Lieutenant John Clarkson for the resettlement of slaves freed by Britain in North America after the American Revolutionary War.
Britain intervened in the Lagos kingship power struggle by bombarding Lagos in 1851, deposing the slave-trade-friendly Oba Kosoko, helping to install the amenable Oba Akitoye and signing the Treaty between Great Britain and Lagos on 1January 1852. Britain annexed Lagos as a crown colony in August 1861 with the Lagos Treaty of Cession. British missionaries expanded their operations and travelled further inland. In 1864, Samuel Ajayi Crowther became the first African bishop of the Anglican Church.
In 1885, British claims to a West African sphere of influence received recognition from other European nations at the Berlin Conference. The following year, it chartered the Royal Niger Company under the leadership of Sir George Taubman Goldie. By the late 19th and early 20th centuries, the company had vastly succeeded in subjugating the independent southern kingdoms along the Niger River, the British conquered Benin in 1897, and, in the Anglo-Aro War (1901–1902), defeated other opponents. The defeat of these states opened up the Niger area to British rule. In 1900, the company's territory came under the direct control of the British government and established the Southern Nigeria Protectorate as a British protectorate and part of the British Empire, the foremost world power at the time.
By 1902, the British had begun plans to move north into the Sokoto Caliphate. British General Lord Frederick Lugard was tasked by the Colonial Office to implement the agenda. Lugard used rivalries between many of the emirs in the southern reach of the caliphate and the central Sokoto administration to prevent any defence as he worked towards the capital. As the British approached the city of Sokoto, Sultan Muhammadu Attahiru I organized a quick defence of the city and fought the advancing British-led forces. The British force quickly won, sending Attahiru I and thousands of followers on a Mahdist hijra. In the northeast, the decline of the Bornu Empire gave rise to the British-controlled Borno Emirate which established Abubakar Garbai of Borno as ruler.
In 1903, the British victory in the Battle of Kano gave them a logistical edge in pacifying the heartland of the Sokoto Caliphate and parts of the former Bornu Empire. On 13 March 1903, at the grand market square of Sokoto, the last vizier of the caliphate officially conceded to British rule. The British appointed Muhammadu Attahiru II as the new caliph. Lugard abolished the caliphate but retained the title sultan as a symbolic position in the newly organized Northern Nigeria Protectorate. This remnant became known as "Sokoto Sultanate Council". In June 1903, the British defeated the remaining forces of AttahiruI and killed him; by 1906 resistance to British rule had ended.
On 1 January 1914, the British formally united the Southern Nigeria Protectorate and the Northern Nigeria Protectorate into the Colony and Protectorate of Nigeria. Administratively, Nigeria remained divided into the Northern and Southern Protectorates and Lagos Colony. Inhabitants of the southern region sustained more interaction, economic and cultural, with the British and other Europeans owing to the coastal economy. Following World War II, in response to the growth of Nigerian nationalism and demands for independence, successive constitutions legislated by the British government moved Nigeria toward self-government on a representative and increasingly federal basis. By the middle of the 20th century, a great wave for independence was sweeping across Africa.
Christian missions established Western educational institutions in the protectorates. Under Britain's policy of indirect rule and validation of Islamic tradition, the Crown did not encourage the operation of Christian missions in the northern, Islamic part of the country. Some children of the southern elite went to Great Britain to pursue higher education. By independence in 1960, regional differences in modern educational access were marked. The legacy, though less pronounced, continues to the present day. Imbalances between north and south were expressed in Nigeria's political life as well. For instance, northern Nigeria did not outlaw slavery until 1936 whilst in other parts of Nigeria slavery was abolished soon after colonialism.
Nigeria gained a degree of self-rule in 1954, and full independence from the United Kingdom on October 1, 1960, as the Federation of Nigeria with Abubakar Tafawa Balewa as its prime minister, while retaining the British monarch, Elizabeth II, as nominal head of state and Queen of Nigeria. Azikiwe replaced the colonial governor-general in November 1960. At independence, the cultural and political differences were sharp among Nigeria's dominant ethnic groups: the Hausa in the north, Igbo in the east and Yoruba in the west.
The founding government was a coalition of conservative parties: the Northern People's Congress led by Sir Ahmadu Bello, a party dominated by Muslim northerners, and the Igbo and Christian-dominated National Council of Nigeria and the Cameroons led by Nnamdi Azikiwe. The opposition comprised the comparatively liberal Action Group, which was largely dominated by the Yoruba and led by Obafemi Awolowo. An imbalance was created in the polity as the result of the 1961 plebiscite. Southern Cameroons opted to join the Republic of Cameroon while Northern Cameroons chose to join Nigeria. The northern part of the country became larger than the southern part.
Republican era
Fall of the First Republic and Civil War
In 1963, the nation established a federal republic, with Azikiwe as its first president. The disequilibrium and perceived corruption of the electoral and political process led to two military coups in 1966. The first coup was in January 1966 and was led mostly by Igbo soldiers under Majors Emmanuel Ifeajuna and Chukwuma Kaduna Nzeogwu. The coup plotters succeeded in assassinating Sir Ahmadu Bello and Abubakar Tafawa Balewa alongside prominent leaders of the Northern Region and also Premier Samuel Akintola of the Western Region, but the coup plotters struggled to form a central government. Senate President Nwafor Orizu handed over government control to the Army, under the command of another Igbo officer, General Johnson Aguiyi-Ironsi. Later, the counter-coup of 1966, supported primarily by Northern military officers, facilitated the rise of Yakubu Gowon as military head of state. Tension rose between north and south; Igbos in northern cities suffered persecution and many fled to the Eastern Region.
In May 1967, Governor of the Eastern Region Lt. Colonel Emeka Ojukwu declared the region independent from the federation as a state called the Republic of Biafra, under his leadership. This declaration precipitated the Nigerian Civil War, which began as the official Nigerian government side attacked Biafra on 6 July 1967, at Garkem. The 30-month war, with a long siege of Biafra and its isolation from trade and supplies, ended in January 1970. Estimates of the number of dead in the former Eastern Region during the 30-month civil war range from one to three million. France, Egypt, the Soviet Union, Britain, Israel, and others were deeply involved in the civil war behind the scenes. Britain and the Soviet Union were the main military backers of the Nigerian government, with Nigeria utilizing air support from Egyptian pilots provided by Gamal Abdel Nasser, while France and Israel aided the Biafrans. The Congolese government, under President Joseph-Désiré Mobutu, took an early stand on the Biafran secession, voicing strong support for the Nigerian federal government and deploying thousands of troops to fight against the secessionists.
Following the war, Nigeria enjoyed an oil boom in the 1970s, during which the country joined OPEC and received huge oil revenues. Despite these revenues, the military government did little to improve the standard of living of the population, help small and medium businesses, or invest in infrastructure. As oil revenues fuelled the rise of federal subsidies to states, the federal government became the centre of political struggle and the threshold of power in the country. As oil production and revenue rose, the Nigerian government became increasingly dependent on oil revenues and international commodity markets for budgetary and economic concerns. The coup in July 1975, led by Generals Shehu Musa Yar'Adua and Joseph Garba, ousted Gowon, who fled to Britain. The coup plotters wanted to replace Gowon's autocratic rule with a triumvirate of three brigadier generals whose decisions could be vetoed by a Supreme Military Council. For this triumvirate, they convinced General Murtala Muhammed to become military head of state, with General Olusegun Obasanjo as his second-in-command, and General Theophilus Danjuma as the third. Together, the triumvirate introduced austerity measures to stem inflation, established a Corrupt Practices Investigation Bureau, replaced all military governors with new officers, and launched "Operation Deadwood" through which they fired 11,000 officials from the civil service.
Colonel Buka Suka Dimka launched a February 1976 coup attempt, during which General Murtala Muhammed was assassinated. Dimka lacked widespread support among the military, and his coup failed, forcing him to flee. After the coup attempt, General Olusegun Obasanjo was appointed military head of state. As head of state, Obasanjo vowed to continue Murtala's policies. Aware of the danger of alienating northern Nigerians, Obasanjo brought General Shehu Yar'Adua as his replacement and second-in-command as Chief of Staff, Supreme Headquarters completing the military triumvirate, with Obasanjo as head of state and General Theophilus Danjuma as Chief of Army Staff, the three went on to re-establish control over the military regime and organized the military's transfer of power programme: states creation and national delimitation, local government reforms and the constitutional drafting committee for a new republic.
Second Republic (1979–1983)
In 1977, a constituent assembly was elected to draft a new constitution, which was published on September 21, 1978, when the ban on political activity was lifted. The military carefully planned the return to civilian rule putting in place measures to ensure that political parties had broader support than witnessed during the first republic. In 1979, five political parties competed in a series of elections in which Alhaji Shehu Shagari of the National Party of Nigeria (NPN) was elected president. All five parties won representation in the National Assembly. On October 1, 1979, Shehu Shagari was sworn in as the first President and Commander-in-Chief of the Federal Republic of Nigeria. Obasanjo peacefully transferred power to Shagari, becoming the first head of state in Nigerian history to willingly step down.
The Shagari government became viewed as corrupt by virtually all sectors of Nigerian society. In 1983, the inspectors of the state-owned Nigerian National Petroleum Corporation began to notice "the slow poisoning of the waters of this country". In August 1983 Shagari and the NPN were returned to power in a landslide victory, with a majority of seats in the National Assembly and control of 12 state governments. But the elections were marred by violence, and allegations of widespread vote-rigging and electoral malfeasance led to legal battles over the results. There were also uncertainties, such as in the first republic, that political leaders may be unable to govern properly.
Military and Third Republic (1983–1999)
The 1983 military coup d'état took place on New Year's Eve of that year. It was coordinated by key officers of the Nigerian military and led to the overthrow of the government and the installation of Major General Muhammadu Buhari as head of state. The military coup of Muhammadu Buhari shortly after the regime's re-election in 1984 was generally viewed as a positive development. Buhari promised major reforms, but his government fared little better than its predecessor. General Buhari was overthrown in a 1985 military coup d'état led by General Ibrahim Babangida, who established the Armed Forces Ruling Council and became military president and commander in chief of the armed forces. In 1986, he established the Nigerian Political Bureau which made recommendations for the transition to the Third Nigerian Republic. In 1989, Babangida started making plans for the transition to the Third Nigerian Republic. Babangida survived the 1990 Nigerian coup d'état attempt, then postponed a promised return to democracy to 1992.
He legalized the formation of political parties and formed the two-party system with the Social Democratic Party and National Republican Convention ahead of the 1992 general elections. He urged all Nigerians to join either of the parties, which Chief Bola Ige referred to as "two leper hands." The two-party state had been a Political Bureau recommendation. After a census was conducted, the National Electoral Commission announced on 24 January 1992, that both legislative elections to a bicameral National Assembly and a presidential election would be held later that year. The adopted process advocated that any candidate needed to pass through adoption for all elective positions from the local government, state government and federal government.
The 1993 presidential election held on 12 June, was the first since the military coup of 1983. The results, though not officially declared by the National Electoral Commission, showed the duo of Moshood Abiola and Baba Gana Kingibe of the Social Democratic Party defeated Bashir Tofa and Sylvester Ugoh of the National Republican Convention by over 2.3 million votes. However, Babangida annulled the elections, leading to massive civilian protests that effectively shut down the country for weeks. In August 1993, Babangida finally kept his promise to relinquish power to a civilian government but not before appointing Ernest Shonekan head of the interim national government. Babangida's regime has been considered the most corrupt and responsible for creating a culture of corruption in Nigeria. Shonekan's interim government, the shortest in the political history of the country, was overthrown in a coup d'état of 1993 led by General Sani Abacha, who used military force on a wide scale to suppress the continuing civilian unrest.
In 1995, the government hanged environmentalist Ken Saro-Wiwa on trumped-up charges in the deaths of four Ogoni elders. Lawsuits under the American Alien Tort Statute against Royal Dutch Shell and Brian Anderson, the head of Shell's Nigerian operation, settled out of court with Shell continuing to deny liability. Several hundred million dollars in accounts traced to Abacha were discovered in 1999. The regime came to an end in 1998 when the dictator died in the villa. He looted money to offshore accounts in western European banks and defeated coup plots by arresting and bribing generals and politicians. His successor, General Abdulsalami Abubakar, adopted a new constitution on May 5, 1999, which provided for multiparty elections.
Fourth Republic (1999–present)
On May 29, 1999, Abubakar transferred power to the winner of the 1999 presidential election, former military ruler General Olusegun Obasanjo as the second democratically elected civilian President of Nigeria heralding the beginning of the Fourth Nigerian Republic. This ended almost 33 years of military rule from 1966 until 1999, excluding the short-lived second republic (between 1979 and 1983) by military dictators who seized power in coups d'état and counter-coups.
Although the elections that brought Obasanjo to power and for a second term in the 2003 presidential election were condemned as unfree and unfair, Nigeria has shown marked improvements in attempts to tackle government corruption and hasten development. Ethnic violence for control over the oil-producing Niger Delta region and an insurgency in the northeast are some of the issues facing the country. Umaru Yar'Adua of the People's Democratic Party came into power in the general election of 2007. The international community, which had been observing Nigerian elections to encourage a free and fair process, condemned this one as being severely flawed. President Olusegun Obasanjo acknowledged fraud and other electoral "lapses" but said the result reflected opinion polls. In a national television address in 2007, he added that if Nigerians did not like the victory of his handpicked successor, they would have an opportunity to vote again in four years. Yar'Adua died on May 5, 2010. Goodluck Jonathan was sworn in as Yar'Adua's successor, becoming the 14th head of state. Jonathan went on to win the 2011 presidential election, with the international media reporting the elections as having run smoothly with relatively little violence or voter fraud, in contrast to previous elections.
Ahead of the general election of 2015, a merger of the biggest opposition parties – the Action Congress of Nigeria, the Congress for Progressive Change, the All Nigeria Peoples Party (a faction of the All Progressives Grand Alliance), and the new PDP (a faction of serving governors of the ruling People's Democratic Party) – formed the All Progressives Congress. In the 2015 presidential election, former military head of state General Muhammadu Buhari – who had previously contested in the 2003, 2007, and 2011 presidential elections—defeated incumbent Jonathan of the People's Democratic Party by over two million votes, ending the party's sixteen-year rule in the country and marking the first time in the history of Nigeria that an incumbent president lost to an opposition candidate. Observers generally praised the election as being fair. Jonathan was generally praised for conceding defeat and limiting the risk of unrest. In the 2019 presidential election, Buhari was re-elected for a second term in office defeating his closet rival Atiku Abubakar.
Politics
Nigeria is a federal republic modelled after the United States, with executive power exercised by the President. The president is both head of state and head of the federal government; the president is elected by popular vote to a maximum of two four-year terms. The president's power is checked by a Senate and a House of Representatives, which are combined in a bicameral body called the National Assembly. The Senate is a 109-seat body with three members from each state and one from the capital region of Abuja; members are elected by popular vote to four-year terms. The House contains 360 seats, with the number of seats per state determined by population.
Ethnocentrism, tribalism, religious persecution, and prebendalism have plagued Nigerian politics both before and after independence in 1960. All major parties have practised vote-rigging and other means of coercion to remain competitive. In the period before 1983 election, a report prepared by the National Institute of Policy and Strategic Studies showed that only the 1959 and 1979 elections were held without systemic rigging. In 2012, Nigeria was estimated to have lost over $400 billion to corruption since independence. Kin-selective altruism is prevalent in Nigerian politics, resulting in tribalist efforts to concentrate Federal power to a particular region of their interests. Because of the above issues, Nigeria's political parties are pan-national and secular in character (though this does not preclude the continuing preeminence of the dominant ethnicities). The two major political parties are the People's Democratic Party of Nigeria and the All Progressives Congress, with twenty registered minor opposition parties.
Hausa-Fulani, Yoruba and Igbo are the three largest ethnic groups in Nigeria and have maintained historical preeminence in Nigerian politics; competition amongst these three groups has fuelled animosity. Following the bloody civil war, nationalism has seen an increase in the southern part of the country leading to active secessionist movements such as the Oodua Peoples Congress and the Movement for the Actualization of the Sovereign State of Biafra, though these groups are generally small and not representative of the entire ethnic group.
Law
The country has a judicial branch, with the highest court being the Supreme Court of Nigeria. There are three distinct systems of law in Nigeria:
Common law, derived from its British colonial past, and development of its own after independence;
Customary law, derived from indigenous traditional norms and practice, including the dispute resolution meetings of pre-colonial Yorubaland secret societies such as the Oyo Mesi and Ogboni, as well as the Ekpe and Okonko of Igboland and Ibibioland;
Sharia law, used only in the predominantly Muslim northern states of the country. It is an Islamic legal system that had been used long before the colonial administration.
The laws of Nigeria are written down, meaning that Nigeria practises written constitution. The current written constitution of Nigeria is the 1999 constitution as amended.
Military
The Nigerian military is charged with protecting the Federal Republic of Nigeria, promoting Nigeria's global security interests, and supporting peacekeeping efforts, especially in West Africa. This is in support of the doctrine sometimes called Pax Nigeriana. The Nigerian Military consists of an army, a navy, and an air force. The military in Nigeria has played a major role in the country's history since independence. Various juntas have seized control of the country and ruled it through most of its history. Its last period of military rule ended in 1999 following the sudden death of Sani Abacha in 1998. His successor, Abdulsalam Abubakar, handed over power to the democratically elected government of Olusegun Obasanjo the next year.
As Africa's most populated country, Nigeria has repositioned its military as a peacekeeping force on the continent. Since 1995, the Nigerian military, through ECOMOG mandates, has been deployed as peacekeepers in Liberia (1997), Ivory Coast (1997–1999), and Sierra Leone (1997–1999). Under an African Union mandate, it has stationed forces in Sudan's Darfur region to try to establish peace. The Nigerian military has been deployed across West Africa, curbing terrorism in countries like Mali, Senegal, Chad, and Cameroon, as well as dealing with the Mali War, and getting Yahya Jammeh out of power in 2017.
Foreign relations
Upon gaining independence in 1960, Nigeria made African unity the centrepiece of its foreign policy and played a leading role in the fight against the apartheid government in South Africa. One exception to the African focus was Nigeria's close relationship developed with Israel throughout the 1960s. Israel sponsored and oversaw the construction of Nigeria's parliament buildings.
Nigeria's foreign policy was put to the test in the 1970s after the country emerged united from its civil war. It supported movements against white minority governments in the Southern Africa sub-region. Nigeria backed the African National Congress by taking a committed tough line about the South African government and their military actions in southern Africa. Nigeria was a founding member of the Organisation for African Unity (now the African Union) and has tremendous influence in West Africa and Africa on the whole. Nigeria founded regional cooperative efforts in West Africa, functioning as the standard-bearer for the Economic Community of West African States (ECOWAS) and ECOMOG (especially during the Liberia and Sierra Leone civil wars) - which are economic and military organizations, respectively.
With this Africa-centred stance, Nigeria readily sent troops to the Congo at the behest of the United Nations shortly after independence (and has maintained membership since that time). Nigeria also supported several Pan-African and pro-self government causes in the 1970s, including garnering support for Angola's MPLA, SWAPO in Namibia, and aiding opposition to the minority governments of Portuguese Mozambique, and Rhodesia. Nigeria retains membership in the Non-Aligned Movement. In late November 2006, it organised an Africa-South America Summit in Abuja to promote what some attendees termed "South-South" linkages on a variety of fronts. Nigeria is also a member of the International Criminal Court and the Commonwealth of Nations. It was temporarily expelled from the latter in 1995 when ruled by the Abacha regime.
Nigeria has remained a key player in the international oil industry since the 1970s and maintains membership in OPEC, which it joined in July 1971. Its status as a major petroleum producer figures prominently in its sometimes volatile international relations with developed countries, notably the United States, and with developing countries.
Since 2000, Chinese–Nigerian trade relations have risen exponentially. There has been an increase in total trade of over 10,384 million dollars between the two nations from 2000 to 2016. However, the structure of the Chinese–Nigerian trade relationship has become a major political issue for the Nigerian state. This is illustrated by the fact that Chinese exports account for around 80 per cent of total bilateral trade volumes. This has resulted in a serious trade imbalance, with Nigeria importing ten times more than it exports to China. Subsequently, Nigeria's economy is becoming over-reliant on cheap imports to sustain itself, resulting in a clear decline in Nigerian industry under such arrangements.
Continuing its Africa-centred foreign policy, Nigeria introduced the idea of a single currency for West Africa known as the Eco under the presumption that it would be led by the naira. But on December 21, 2019, Ivorian President Alassane Ouattara, Emmanuel Macron, and multiple other UEMOA states announced that they would merely rename the CFA franc instead of replacing the currency as originally intended. As of 2020, the Eco currency has been delayed to 2025.
Administrative divisions
Nigeria is divided into thirty-six states and one Federal Capital Territory, which are further sub-divided into 774 local government areas. In some contexts, the states are aggregated into six geopolitical zones: North West, North East, North Central, South West, South East, and South South.
Nigeria has five cities with a population of over a million (from largest to smallest): Lagos, Kano, Ibadan, Benin City and Port Harcourt. Lagos is the largest city in Africa, with a population of over 12 million in its urban area.
Geography
Nigeria is located in western Africa on the Gulf of Guinea and has a total area of , making it the world's 32nd-largest country. Its borders span , and it shares borders with Benin (), Niger (), Chad (), and Cameroon (including the separatist Ambazonia) . Its coastline is at least . Nigeria lies between latitudes 4° and 14°N, and longitudes 2° and 15°E. The highest point in Nigeria is Chappal Waddi at . The main rivers are the Niger and the Benue, which converge and empty into the Niger Delta. This is one of the world's largest river deltas and the location of a large area of Central African mangroves.
Nigeria's most expansive topographical region is that of the valleys of the Niger and Benue river valleys (which merge and form a Y-shape). To the southwest of the Niger is a "rugged" highland. To the southeast of the Benue are hills and mountains, which form the Mambilla Plateau, the highest plateau in Nigeria. This plateau extends through the border with Cameroon, where the montane land is part of the Bamenda Highlands of Cameroon.
Climate
Nigeria has a varied landscape. The far south is defined by its tropical rainforest climate, where annual rainfall is per year. In the southeast stands the Obudu Plateau. Coastal plains are found in both the southwest and the southeast. Mangrove swamps are found along the coast.
The area near the border with Cameroon close to the coast is rich rainforest and part of the Cross-Sanaga-Bioko coastal forests ecoregion, an important centre for biodiversity. It is a habitat for the drill primate, which is found in the wild only in this area and across the border in Cameroon. The areas surrounding Calabar, Cross River State, also in this forest, are believed to contain the world's largest diversity of butterflies. The area of southern Nigeria between the Niger and the Cross Rivers has lost most of its forest because of development and harvesting by increased population, with it being replaced by grassland.
Everything in between the far south and the far north is savannah (insignificant tree cover, with grasses and flowers located between trees). Rainfall is more limited to between per year. The savannah zone's three categories are Guinean forest-savanna mosaic, Sudan savannah, and Sahel savannah. Guinean forest-savanna mosaic is plains of tall grass interrupted by trees. Sudan savannah is similar but with shorter grasses and shorter trees. Sahel savannah consists of patches of grass and sand, found in the northeast. In the Sahel region, rain is less than per year, and the Sahara Desert is encroaching. In the dry northeast corner of the country lies Lake Chad, which Nigeria shares with Niger, Chad and Cameroon.
Plant ecology
Nigeria has numerous tree species, of which the majority of them are native while few are exotic. A high percentage of man-made forests in the country is dominated by exotic species. This culminated from the assumption that exotic trees are fast-growing. However, studies have also investigated the growth of indigenous trees in with that of exotic species. Due to overexploitation, the remaining natural ecosystems and primary forests in Nigeria are restricted to the protected areas which include one biosphere reserve, seven national parks, one World Heritage site, 12 Strict Nature Reserves (SNRs), 32 game reserves/wildlife sanctuaries, and hundreds of forest reserves. These are in addition to several ex-situ conservation sites such as arboreta, botanical gardens, zoological gardens, and gene banks managed by several tertiary and research institutions
Many countries in Africa are affected by Invasive Alien Species (IAS). In 2004, the IUCN–World Conservation Union identified 81 IAS in South Africa, 49 in Mauritius, 37 in Algeria and Madagascar, 35 in Kenya, 28 in Egypt, 26 in Ghana and Zimbabwe, and 22 in Ethiopia. However, very little is known about IAS in Nigeria, with most technical reports and literature reporting fewer than 10 invasive plants in the country. Aside from plant invaders, Rattus rattus and Avian influenza virus were also considered IAS in Nigeria. The initial entry of IAS into Nigeria was mainly through exotic plant introductions by the colonial rulers either for forest tree plantations or for ornamental purposes. The entry of exotic plants into Nigeria during the post-independence era was encouraged by increasing economic activity, the commencement of commercial oil explorations, the introduction through ships, and the introduction of ornamental plants by commercial floriculturists.
In the semi-arid and dry sub-humid savannas of West Africa, including Nigeria, numerous species of herbaceous dicots especially from the genera Crotalaria, Alysicarpus, Cassia and Ipomea are known to be widely used in livestock production. Quite often they are plucked or cut and fed either as fresh or conserved fodders. The utilization of these and many other herbs growing naturally within the farm environment is opportunistic.
Many other species native to Nigeria, including soybean and its varieties, serve as an important source of oil and protein in this region. There are also many plants with medicinal purposes that are used to aid the therapy in many organs. Some of these vegetations include Euphorbiaceae, which serve the purpose of aiding malaria, gastrointestinal disorders respectively and many other infections. Different stress factors such as droughts, low soil nutrients and susceptibility to pests have contributed to Maize plantations being an integral part of agriculture in this region.
As industrialization has increased, it has also put species of trees in the forest at risk of air pollution and studies have shown that in certain parts of Nigeria, trees have shown tolerance and grow in areas that have a significant amount of air pollution
Environmental issues
Nigeria's Delta region, home of the large oil industry, experiences serious oil spills and other environmental problems, which has caused conflict in the Delta region.
Waste management including sewage treatment, the linked processes of deforestation and soil degradation, and climate change or global warming are the major environmental problems in Nigeria. Waste management presents problems in a megacity like Lagos and other major Nigerian cities which are linked with economic development, population growth and the inability of municipal councils to manage the resulting rise in industrial and domestic waste. This waste management problem is also attributable to unsustainable environmental management lifestyles of Kubwa community in the Federal Capital Territory, where there are habits of indiscriminate disposal of waste, dumping of waste along or into the canals, sewerage systems that are channels for water flows, and the like. Haphazard industrial planning, increased urbanisation, poverty and lack of competence of the municipal government are seen as the major reasons for high levels of waste pollution in major cities of the country. Some of the solutions have been disastrous to the environment, resulting in untreated waste being dumped in places where it can pollute waterways and groundwater.
In 2005, Nigeria had the highest rate of deforestation in the world, according to the Food and Agriculture Organization of the United Nations. That year, 12.2%, the equivalent of 11,089,000 hectares had been forested in the country. Between 1990 and 2000, Nigeria lost an average of 409,700 hectares of forest every year equal to an average annual deforestation rate of 2.4%. Between 1990 and 2005, in total Nigeria lost 35.7% of its forest cover or around 6,145,000 hectares. Nigeria had a 2019 Forest Landscape Integrity Index mean score of 6.2/10, ranking it 82nd globally out of 172 countries.
In the year 2010, thousands of people were inadvertently exposed to lead-containing soil from informal gold mining within the northern state of Zamfara. While estimates vary, it is thought that upwards of 400 children died of acute lead poisoning, making this perhaps the largest lead poisoning fatality outbreak ever encountered.
Economy
Nigeria's mixed economy is the largest in Africa, the 26th-largest in the world by nominal GDP, and 25th-largest by PPP. It is a lower-middle-income economy, with its abundant supply of natural resources, well-developed financial, legal, communications, transport sectors and Nigerian Stock Exchange. Economic development has been hindered by years of military rule, corruption, and mismanagement. The restoration of democracy and subsequent economic reforms have successfully put Nigeria back on track towards achieving its full economic potential. Next to petroleum, the second-largest source of foreign exchange earnings for Nigeria are remittances sent home by Nigerians living abroad.
During the oil boom of the 1970s, Nigeria accumulated a significant foreign debt to finance major infrastructural investments. With the fall of oil prices during the 1980s oil glut, Nigeria struggled to keep up with its loan payments and eventually defaulted on its principal debt repayments, limiting repayment to the interest portion of the loans. Arrears and penalty interest accumulated on the unpaid principal, which increased the size of the debt. After negotiations by the Nigerian authorities, in October 2005 Nigeria and its Paris Club creditors reached an agreement under which Nigeria repurchased its debt at a discount of approximately 60%. Nigeria used part of its oil profits to pay the residual 40%, freeing up at least $1.15 billion annually for poverty reduction programmes. Nigeria made history in April 2006 by becoming the first African country to completely pay off its debt (estimated $30 billion) owed to the Paris Club.
Agriculture
, about 30% of Nigerians are employed in agriculture. Agriculture used to be the principal foreign exchange earner of Nigeria. Major crops include beans, sesame, cashew nuts, cassava, cocoa beans, groundnuts, gum arabic, kolanut, maize (corn), melon, millet, palm kernels, palm oil, plantains, rice, rubber, sorghum, soybeans and yams. Cocoa is the leading non-oil foreign exchange earner. Rubber is the second-largest non-oil foreign exchange earner.
Before the Nigerian civil war, Nigeria was self-sufficient in food. Agriculture has failed to keep pace with Nigeria's rapid population growth, and Nigeria now relies upon food imports to sustain itself. The Nigerian government promoted the use of inorganic fertilizers in the 1970s. In August 2019, Nigeria closed its border with Benin and other neighbouring countries to stop rice smuggling into the country as part of efforts to boost local production.
Petroleum and mining
Nigeria is the 12th largest producer of petroleum in the world, the 8th largest exporter, and has the 10th largest proven reserves. Petroleum plays a large role in the Nigerian economy, accounting for 40% of GDP and 80% of government earnings. However, agitation for better resource control in the Niger Delta, its main oil-producing region, has led to disruptions in oil production and prevents the country from exporting at 100% capacity.
The Niger Delta Nembe Creek oil field was discovered in 1973 and produces from middle Miocene deltaic sandstone-shale in an anticline structural trap at a depth of . In June 2013, Shell announced a strategic review of its operations in Nigeria, hinting that assets could be divested. While many international oil companies have operated there for decades, by 2014 most were making moves to divest their interests, citing a range of issues including oil theft. In August 2014, Shell said it was finalising its interests in four Nigerian oil fields.
Nigeria has a total of 159 oil fields and 1,481 wells in operation according to the Department of Petroleum Resources. The most productive region of the nation is the coastal Niger Delta Basin in the Niger Delta or "south-south" region which encompasses 78 of the 159 oil fields. Most of Nigeria's oil fields are small and scattered, and as of 1990, these small fields accounted for 62.1% of all Nigerian production. This contrasts with the sixteen largest fields which produced 37.9% of Nigeria's petroleum at that time.
In addition to its petroleum resources, Nigeria also has a wide array of underexploited mineral resources which include natural gas, coal, bauxite, tantalite, gold, tin, iron ore, limestone, niobium, lead and zinc. Despite huge deposits of these natural resources, the mining industry in Nigeria is still in its infancy.
Services and tourism
Nigeria has a highly developed financial services sector, with a mix of local and international banks, asset management companies, brokerage houses, insurance companies and brokers, private equity funds and investment banks. Nigeria has one of the fastest-growing telecommunications markets in the world, with major emerging market operators (like MTN, 9mobile, Airtel and Globacom) basing their largest and most profitable centres in the country. Nigeria's ICT sector has experienced a lot of growth, representing 10% of the nation's GDP in 2018 as compared to just 1% in 2001. Lagos is regarded as one of the largest technology hubs in Africa with its thriving tech ecosystem. Several startups like Paystack, Interswitch, Bolt and Piggyvest are leveraging technology to solve issues across different sectors.
Tourism in Nigeria centres largely on events, because of the country's ample amount of ethnic groups, but also includes rain forests, savannah, waterfalls, and other natural attractions.
Abuja is home to several parks and green areas. The largest, Millennium Park, was designed by architect Manfredi Nicoletti and officially opened in December 2003. After the re-modernization project achieved by the administration of Governor Raji Babatunde Fashola, Lagos is gradually becoming a major tourist destination. Lagos is currently taking steps to become a global city. The 2009 Eyo carnival (a yearly festival originating from Iperu Remo, Ogun State) was a step toward world city status. Currently, Lagos is primarily known as a business-oriented and fast-paced community. Lagos has become an important location for African and black cultural identity.
Many festivals are held in Lagos; festivals vary in offerings each year and may be held in different months. Some of the festivals are Festac Food Fair held in Festac Town Annually, Eyo Festival, Lagos Black Heritage Carnival, Lagos Carnival, Eko International Film Festival, Lagos Seafood Festac Festival, LAGOS PHOTO Festival and the Lagos Jazz Series, which is a unique franchise for high-quality live music in all genres with a focus on jazz. Established in 2010, the event takes place over a 3 to 5 days period at selected high-quality outdoor venues. The music is as varied as the audience itself and features a diverse mix of musical genres from rhythm and blues to soul, Afrobeat, hip hop, bebop, and traditional jazz. The festivals provide entertainment of dance and song to add excitement to travellers during a stay in Lagos.
Lagos has sandy beaches by the Atlantic Ocean, including Elegushi Beach and Alpha Beach. Lagos also has many private beach resorts including Inagbe Grand Beach Resort and several others in the outskirts. Lagos has a variety of hotels ranging from three-star to five-star hotels, with a mixture of local hotels such as Eko Hotels and Suites, Federal Palace Hotel and franchises of multinational chains such as Intercontinental Hotel, Sheraton, and Four Points by Hilton. Other places of interest include the Tafawa Balewa Square, Festac town, The Nike Art Gallery, Freedom Park, and the Cathedral Church of Christ.
Manufacturing and technology
Nigeria has a manufacturing industry that includes leather and textiles (centred in Kano, Abeokuta, Onitsha, and Lagos). Nigeria currently has an indigenous auto manufacturing company, Innoson Vehicle Manufacturing located in Nnewi. It produces buses and SUVs. Car manufacturing (for the French car manufacturer Peugeot as well as for the English truck manufacturer Bedford, now a subsidiary of General Motors), T-shirts, plastics and processed food. In this regard, some foreign vehicle manufacturing companies like Nissan have made known their plans to have manufacturing plants in Nigeria. Ogun is considered to be Nigeria's current industrial hub, as most factories are located in Ogun and more companies are moving there, followed by Lagos.
Nigeria has a few electronic manufacturers like Zinox, the first branded Nigerian computer, and manufacturers of electronic gadgets such as tablet PCs. In 2013, Nigeria introduced a policy regarding import duty on vehicles to encourage local manufacturing companies in the country. The city of Aba in the south-eastern part of the country is well known for handicrafts and shoes, known as "Aba made".
Infrastructure
Energy
Nigeria's primary energy consumption was about 108 Mtoe in 2011. Most of the energy comes from traditional biomass and waste, which account for 83% of total primary production. The rest is from fossil fuels (16%) and hydropower (1%). Since independence, Nigeria has tried to develop a domestic nuclear industry for energy. Since 2004, Nigeria has had a Chinese-origin research reactor at Ahmadu Bello University and has sought the support of the International Atomic Energy Agency to develop plans for up to 4,000 MWe of nuclear capacity by 2027 according to the National Program for the Deployment of Nuclear Power for Generation of Electricity. In 2007, President Umaru Yar'Adua urged the country to embrace nuclear power to meet its growing energy needs. In 2017, Nigeria signed the UN treaty on the Prohibition of Nuclear Weapons.
In April 2015, Nigeria began talks with Russia's state-owned Rosatom to collaborate on the design, construction and operation of four nuclear power plants by 2035, the first of which will be in operation by 2025. In June 2015, Nigeria selected two sites for the planned construction of the nuclear plants. Neither the Nigerian government nor Rosatom would disclose the specific locations of the sites, but it is believed that the nuclear plants will be sited in Akwa Ibom State and Kogi State. The sites are planned to house two plants each. In 2017 agreements were signed for the construction of the Itu nuclear power plant.
Transportation
Nigeria suffers from a lack of adequate transportation infrastructure. As of 1999, its 194,394 kilometres of road networks are the main means of transportation, of which (including of expressways) are paved roads and 134,326 kilometres are unpaved roads of city, town and village roads. The railways have undergone a massive revamping with projects such as the Lagos-Kano Standard Gauge Railway being completed connecting northern cities of Kano, Kaduna, Abuja, Ibadan and Lagos.
There are 54 airports in Nigeria; the principal airports are Murtala Muhammed International Airport in Lagos and Nnamdi Azikiwe International Airport in Abuja. Three other international airports are Mallam Aminu Kano International Airport in Kano, Akanu Ibiam International Airport in Enugu and Port Harcourt International Airport in Port Harcourt. As with other transportation facilities, the airports suffer from a poor reputation for safety and operational efficiency.
Telecommunications
According to the National Bureau of Statistics in 2020, Nigeria has about 136,203,231 internet users out of an estimated population of 205,886,311. This implies that as of 2020, 66 per cent of the Nigerian population are connected to the internet and using it actively. Although Nigerians are using the internet for educational, social networking, and entertainment purposes, the internet has also become a tool for mobilizing political protests in Nigeria. However, the Nigerian government has become threatened by how its citizens are using the internet to influence governance and political changes. Using various measures including but not limited to Illegal arrest, taking down of websites, passport seizures, and restricted access to bank accounts, the Nigerian Government punishes citizens for expressing themselves on the internet and working to stifle internet freedom.
Due to how the Nigerian government is responding to internet freedom among other things such as limitations to internet access and violations of users rights, Nigeria ranked 26th out of the 65 countries evaluated for internet freedom in the Freedom House 2020 Index.
Government satellites
The government has recently begun expanding this infrastructure to space-based communications. Nigeria has a space satellite that is monitored at the Nigerian National Space Research and Development Agency Headquarters in Abuja. The Nigerian government has commissioned the overseas production and launch of four satellites.
NigComSat-1 was the first Nigerian satellite built, was Nigeria's third satellite, and Africa's first communication satellite. It was launched in 2007 aboard a Chinese Long March 3B carrier rocket, from the Xichang Satellite Launch Center in China. The spacecraft was operated by NigComSat and the Nigerian Space Research and Development Agency. On 11 November 2008, NigComSat-1 failed in orbit after running out of power because of an anomaly in its solar array. It was based on the Chinese DFH-4 satellite bus and carries a variety of transponders: four C-band; fourteen Ku-band; eight Ka-band; and two L-band. It was designed to provide coverage to many parts of Africa, and the Ka-band transponders would also cover Italy. The satellite was launched from Russia on 27 September 2003. Nigeriasat-1 was part of the worldwide Disaster Monitoring Constellation System. The primary objectives of the Nigeriasat-1 were: to give early warning signals of environmental disaster; to help detect and control desertification in the northern part of Nigeria; to assist in demographic planning; to establish the relationship between malaria vectors and the environment that breeds malaria and to give early warning signals on future outbreaks of meningitis using remote sensing technology; to provide the technology needed to bring education to all parts of the country through distant learning, and to aid in conflict resolution and border disputes by mapping out state and International borders.
NigeriaSat-2, Nigeria's second satellite, was built as a high-resolution earth satellite by Surrey Space Technology Limited, a United Kingdom-based satellite technology company. It has 2.5-metre resolution panchromatic (very high resolution), 5-metre multispectral (high resolution, NIR red, green and red bands), and 32-metre multispectral (medium resolution, NIR red, green and red bands) antennas, with a ground receiving station in Abuja. The NigeriaSat-2 spacecraft alone was built at a cost of over £35 million. This satellite was launched into orbit by a military base in China. On 10 November 2008 (0900 GMT), the satellite was reportedly switched off for analysis and to avoid a possible collision with other satellites. According to Nigerian Communications Satellite Limited, it was put into "emergency mode operation to effect mitigation and repairs". The satellite eventually failed after losing power on 11 November 2008. On 24 March 2009, the Nigerian Federal Ministry of Science and Technology, NigComSat Ltd. and CGWIC signed another contract for the in-orbit delivery of the NigComSat-1R satellite. NigComSat-1R was also a DFH-4 satellite, and the replacement for the failed NigComSat-1 was successfully launched into orbit by China in Xichang on 19 December 2011. The satellite was stated to have a positive impact on national development in various sectors such as communications, internet services, health, agriculture, environmental protection and national security.
NigeriaEduSat-1 was a satellite designed, built, and owned by the Federal University of Technology Akure (FUTA), in conjunction with Nigeria's National Space Research and Development Agency and Japan's Kyushu Institute of Technology. It was equipped with 0.3-megapixel and 5-megapixel cameras, and with the rest of the satellite, the fleet took images of Nigeria. The satellite transmitted songs and poems as an outreach project to generate Nigerian interest in science. The signal could be received by amateur radio operators. The satellite constellation also conducted measurements of the atmospheric density above the Earth. The satellite cost about US$500,000 to manufacture and launch.
Demographics
The United Nations estimates that the population of Nigeria in was at , distributed as 51.7% rural and 48.3% urban, and with a population density of 167.5 people per square kilometre. Around 42.5% of the population were 14 years or younger, 19.6% were aged 15–24, 30.7% were aged 25–54, 4.0% were aged 55–64, and 3.1% were aged 65 years or older. The median age in 2017 was 18.4 years. Nigeria is the seventh most populous country in the world. The birth rate is 35.2-births/1,000 population and the death rate is 9.6 deaths/1,000 population as of 2017, while the total fertility rate is 5.07 children born/woman. Nigeria's population increased by 57 million from 1990 to 2008, a 60% growth rate in less than two decades. Nigeria is the most populous country in Africa and accounts for about 17% of the continent's total population as of 2017; however, exactly how populous is a subject of speculation.
National census results in the past few decades have been disputed. The results of the most recent census were released in December 2006 and gave a population of 140,003,542. The only breakdown available was by gender: males numbered 71,709,859, females numbered 68,293,008. According to the United Nations, Nigeria has been undergoing explosive population growth and has one of the highest growth and fertility rates in the world. By their projections, Nigeria is one of eight countries expected to account collectively for half of the world's total population increase in 2005–2050. The UN estimates that by 2100 the Nigerian population will be between 505 million and 1.03 billion people (middle estimate: 730 million). In 1950, Nigeria had only 33 million people. In 2012, President Goodluck Jonathan said Nigerians should limit their number of children.
Millions of Nigerians have emigrated during times of economic hardship, primarily to Europe, North America and Australia. It is estimated that over a million Nigerians have emigrated to the United States and constitute the Nigerian American populace. Individuals in many such Diasporic communities have joined the "Egbe Omo Yoruba" society, a national association of Yoruba descendants in North America. Nigeria's largest city is Lagos. Lagos has grown from about 300,000 in 1950 to an estimated 13.4 million in 2017.
Ethnic groups
Nigeria has more than 250 ethnic groups, with varying languages and customs, creating a country of rich ethnic diversity. The three largest ethnic groups are the Hausa, Yoruba and Igbo, together accounting for more than 70% of the population, while the Edo, Ijaw, Fulɓe, Kanuri, Urhobo-Isoko, Ibibio, Ebira, Nupe, Gbagyi, Jukun, Igala, Idoma and Tiv comprise between 25 and 30%; other minorities make up the remaining 5%. The Middle Belt of Nigeria is known for its diversity of ethnic groups, including the Atyap, Berom, Goemai, Igala, Kofyar, Pyem, and Tiv. The official population count of each of Nigeria's ethnicities is disputed as members of different ethnic groups believe the census is rigged to give a particular group (usually believed to be northern groups) numerical superiority.
There are small minorities of British, American, Indian, Chinese (est. 50,000), white Zimbabwean, Japanese, Greek, Syrian and Lebanese immigrants. Immigrants also include those from other West African or East African nations. These minorities mostly reside in major cities such as Lagos and Abuja, or the Niger Delta as employees for the major oil companies. Several Cubans settled in Nigeria as political refugees following the Cuban Revolution.
In the middle of the 19th century, several ex-slaves of Afro-Cuban and Afro-Brazilian descent and emigrants from Sierra Leone established communities in Lagos and other regions of Nigeria. Many ex-slaves came to Nigeria following the emancipation of slaves in the Americas. Many of the immigrants, sometimes called Saro (immigrants from Sierra Leone) and Amaro (ex-slaves from Brazil) later became prominent merchants and missionaries in these cities.
Languages
521 languages have been spoken in Nigeria; nine of them are extinct. In some areas of Nigeria, ethnic groups speak more than one language. The official language of Nigeria, English, was chosen to facilitate the cultural and linguistic unity of the country, owing to the influence of British colonisation which ended in 1960. Many French speakers from surrounding countries have influenced the English spoken in the border regions of Nigeria and some Nigerian citizens have become fluent enough in French to work in the surrounding countries. The French spoken in Nigeria may be mixed with some native languages. French may also be mixed with English.
The major languages spoken in Nigeria represent three major families of languages of Africa: the majority are Niger-Congo languages, such as Igbo, Yoruba, Ijaw, Fulfulde, Ogoni, and Edo. Kanuri, spoken in the northeast, primarily in Borno and Yobe State, is part of the Nilo-Saharan family, and Hausa is an Afroasiatic language. Even though most ethnic groups prefer to communicate in their languages, English as the official language is widely used for education, business transactions and official purposes. English as a first language is used by only a small minority of the country's urban elite, and it is not spoken at all in some rural areas. Hausa is the most widely spoken of the three main languages spoken in Nigeria.
With the majority of Nigeria's populace in the rural areas, the major languages of communication in the country remain indigenous languages. Some of the largest of these, notably Yoruba and Igbo, have derived standardised languages from several different dialects and are widely spoken by those ethnic groups. Nigerian Pidgin English, often known simply as "Pidgin" or "Broken" (Broken English), is also a popular lingua franca, though with varying regional influences on dialect and slang. The pidgin English or Nigerian English is widely spoken within the Niger Delta Region.
Religion
Nigeria is a religiously diverse society, with Islam and Christianity being the most widely professed religions. Nigerians are nearly equally divided into Muslims and Christians, with a tiny minority of adherents of traditional African religions and other religions. The Christian share of Nigeria's population is on the decline because of the lower fertility rate compared to Muslims in the north. As in other parts of Africa where Islam and Christianity are dominant, religious syncretism with the traditional African religions is common.
A 2012 report on religion and public life by the Pew Research Center stated that in 2010, 49.3 per cent of Nigeria's population was Christian, 48.8 per cent was Muslim, and 1.9 per cent were followers of indigenous and other religions or unaffiliated. However, in a report released by Pew Research Center in 2015, the Muslim population was estimated to be 50%, and by 2060, according to the report, Muslims will account for about 60% of the country. The 2010 census of Association of Religion Data Archives has also reported that 48.8% of the total population was Christian, slightly larger than the Muslim population of 43.4%, while 7.5% were members of other religions. However, these estimates should be taken with caution because sample data is mostly collected from major urban areas in the south, which are predominantly Christian.
Islam dominates North-Western Nigeria (Hausa, Fulani and others), with 99% Muslim, and a good portion of Northern Eastern Nigeria (Kanuri, Fulani and other groups) Nigeria. In the west, the Yoruba tribe is predominantly split between Muslims and Christians with 10% adherents of traditional religions. Protestant and locally cultivated Christianity are widely practised in Western areas, while Roman Catholicism is a more prominent Christian feature of South Eastern Nigeria. Both Roman Catholicism and Protestantism are observed in the Ibibio, Anaang, Efik, Ijo and Ogoni lands of the south. The Igbos (predominant in the east) and the Ijaw (south) are 98% Christian, with 2% practising traditional religions. The middle belt of Nigeria contains the largest number of minority ethnic groups in Nigeria, who were found to be mostly Christians and members of traditional religions, with a small proportion of Muslims.
Nigeria has the largest Muslim population in sub-Saharan Africa. The vast majority of Muslims in Nigeria are Sunni belonging to the Maliki school of jurisprudence; however, a sizeable minority also belongs to Shafi Madhhab. A large number of Sunni Muslims are members of Sufi brotherhoods. Most Sufis follow the Qadiriyya, Tijaniyyah or the Mouride movements. A significant Shia minority exists. Some northern states have incorporated Sharia law into their previously secular legal systems, which has brought about some controversy. Kano State has sought to incorporate Sharia law into its constitution. The majority of Quranists follow the Kalo Kato or Quraniyyun movement. There are also Ahmadiyya and Mahdiyya minorities, as well as followers of the Baháʼí Faith.
Among Christians, the Pew Research survey found that 74% were Protestant, 25% were Catholic, and 1% belonged to other Christian denominations, including a small Orthodox Christian community. Leading Protestant churches in the country include the Church of Nigeria of the Anglican Communion, the Assemblies of God Church, the Nigerian Baptist Convention and The Synagogue, Church Of All Nations. Since the 1990s, there has been significant growth in many other churches, independently started in Africa by Africans, particularly the evangelical Protestant ones. These include the Redeemed Christian Church of God, Winners' Chapel, Christ Apostolic Church (the first Aladura Movement in Nigeria), Living Faith Church Worldwide, Deeper Christian Life Ministry, Evangelical Church of West Africa, Mountain of Fire and Miracles, Christ Embassy, Lord's Chosen Charismatic Revival Movement, Celestial Church of Christ, and Dominion City. In addition, The Church of Jesus Christ of Latter-day Saints, the Aladura Church, the Seventh-day Adventist and various indigenous churches have also experienced growth. The Yoruba area contains a large Anglican population, while Igboland is a mix of Roman Catholics, Protestants, and a small population of Igbo Jews. The Edo area is composed predominantly of members of the Assemblies of God, which was introduced into Nigeria by Augustus Ehurie Wogu and his associates at Old Umuahia.
Nigeria has become an African hub for the Grail Movement and the Hare Krishnas, and the largest temple of the Eckankar religion is in Port Harcourt, Rivers State, with a total capacity of 10,000.
Health
Health care delivery in Nigeria is a concurrent responsibility of the three tiers of government in the country, and the private sector. Nigeria has been reorganising its health system since the Bamako Initiative of 1987, which formally promoted community-based methods of increasing accessibility of drugs and health care services to the population, in part by implementing user fees. The new strategy dramatically increased accessibility through community-based health care reform, resulting in more efficient and equitable provision of services. A comprehensive approach strategy was extended to all areas of health care, with subsequent improvement in the health care indicators and improvement in health care efficiency and cost.
HIV/AIDS rate in Nigeria is much lower compared to the other African nations such as Botswana or South Africa whose prevalence (percentage) rates are in the double digits. , the HIV prevalence rate among adults ages 15–49 was 1.5 per cent. The life expectancy in Nigeria is 54.7 years on average, and 71% and 39% of the population have access to improved water sources and improved sanitation, respectively. , the infant mortality is 74.2 deaths per 1,000 live births.
In 2012, a new bone marrow donor program was launched by the University of Nigeria to help people with leukaemia, lymphoma, or sickle cell disease to find a compatible donor for a life-saving bone marrow transplant, which cures them of their conditions. Nigeria became the second African country to have successfully carried out this surgery. In the 2014 Ebola outbreak, Nigeria was the first country to effectively contain and eliminate the Ebola threat that was ravaging three other countries in the West African region; the unique method of contact tracing employed by Nigeria became an effective method later used by countries such as the United States when Ebola threats were discovered.
The Nigerian health care system is continuously faced with a shortage of doctors known as "brain drain", because of emigration by skilled Nigerian doctors to North America and Europe. In 1995, an estimated 21,000 Nigerian doctors were practising in the United States alone, which is about the same as the number of doctors working in the Nigerian public service. Retaining these expensively trained professionals has been identified as one of the goals of the government.
Education
Education in Nigeria is overseen by the Ministry of Education. Local authorities take responsibility for implementing policy for state-controlled public education and state schools at a regional level. The education system is divided into kindergarten, primary education, secondary education and tertiary education. After the 1970s oil boom, tertiary education was improved so it would reach every subregion of Nigeria. 68% of the Nigerian population is literate, and the rate for men (75.7%) is higher than that for women (60.6%).
Nigeria provides free, government-supported education, but attendance is not compulsory at any level, and certain groups, such as nomads and the handicapped, are under-served. The education system consists of six years of primary school, three years of junior secondary school, three years of senior secondary school, and four, five or six years of university education leading to a bachelor's degree. The government has majority control of university education. Tertiary education in Nigeria consists of universities (public and private), polytechnics, monotechnics, and colleges of education. The country has a total of 138 universities, with 40 federally owned, 39 state-owned, and 59 privately owned. Nigeria was ranked 117th in the Global Innovation Index in 2020, down from 114th in 2019.
Crime
Nigeria is home to a substantial network of organised crime, active especially in drug trafficking, shipping heroin from Asian countries to Europe and America; and cocaine from South America to Europe and South Africa. Various Nigerian confraternities or student "campus cults" are active in both organised crime and political violence as well as providing a network of corruption within Nigeria. As confraternities have extensive connections with political and military figures, they offer excellent alumni networking opportunities. The Supreme Vikings Confraternity, for example, boasts that twelve members of the Rivers State House of Assembly are cult members. In lower levels of society, there are the "area boys", organised gangs mostly active in Lagos who specialise in a mugging and small-scale drug dealing. Gang violence in Lagos resulted in 273 civilians and 84 policemen being killed from August 2000 to May 2001.
There is some piracy in the Gulf of Guinea, with attacks directed at all types of vessels. Consistent with the rise of Nigeria as an increasingly dangerous hot spot, 28 of the 30 seafarers kidnapped globally between January and June 2013 were in Nigeria.
Internationally, Nigeria is infamous for a form of bank fraud dubbed 419, a type of advance-fee scam (named after Section 419 of the Nigerian Penal Code) along with the "Nigerian scam", a form of confidence trick practised by individuals and criminal syndicates. These scams involve a complicit Nigerian bank (the laws being set up loosely to allow it) and a scammer who claims to have money he needs to obtain from that bank. The victim is talked into exchanging bank account information on the premise that the money will be transferred to them and they will get to keep a cut. In reality, money is taken out instead, or large fees (which seem small in comparison with the imaginary wealth to be gained) are deducted. In 2003, the Nigerian Economic and Financial Crimes Commission was created to combat this and other forms of organised financial crime, and in some cases, it has succeeded in bringing the crime bosses to justice and even managing to return the stolen money to victims.
Nigeria has been pervaded by political corruption. Nigeria was ranked 136 out of 182 countries in Transparency International's 2014 Corruption Perceptions Index. More than $400 billion were stolen from the treasury by Nigeria's leaders between 1960 and 1999. In 2015, incumbent President Muhammadu Buhari said corrupt officials have stolen $150 billion from Nigeria in the last 10 years.
Poverty
Nigeria poverty rates have gone down significantly in the 2010s because of economic growth. The World Bank states Nigeria has had a 7.4% economic growth in July 2019 which has been their highest yet since the gross domestic product rate decreased to 2%. While as of May 4, 2020, 40% of Nigerians live in poverty, this number still shows the growth of the developing country, with a previously counted 61% of the population living in poverty in 2012. Having made their plans to reduce this number, Nigeria has presented a plan to the World Bank Group to lower this number tremendously. Government instability, which affects the rate at which citizens are employed, is the major reason for the poverty levels being higher in certain periods.
Human rights
Nigeria's human rights record remains poor. According to the U.S. Department of State, the most significant human rights problems are the use of excessive force by security forces, impunity for abuses by security forces, arbitrary arrests, prolonged pretrial detention, judicial corruption and executive influence on the judiciary, rape, torture and other cruel, inhuman or degrading treatment of prisoners, detainees and suspects; harsh and life‑threatening prison and detention centre conditions; human trafficking for prostitution and forced labour, societal violence and vigilante killings, child labour, child abuse and child sexual exploitation, domestic violence, discrimination based on ethnicity, region and religion.
Nigeria is a state party of the Convention on the Elimination of All Forms of Discrimination Against Women It also has signed the Maputo Protocol, an international treaty on women's rights, and the African Union Women's Rights Framework. Discrimination based on sex is a significant human rights issue. Forced marriages are common. Child marriage remains common in Northern Nigeria; 39% of girls are married before age 15, although the Marriage Rights Act banning marriage of girls below 18 years old was introduced on a federal level in 2008. There is rampant polygamy in Northern Nigeria. Submission of the wife to her husband and domestic violence are common. Women have fewer land rights. Maternal mortality was at 814 per 100,000 live births in 2015. Female genital mutilation is common, although a ban was implemented in 2015. In Nigeria, at least half a million suffer from vaginal fistula, largely as a result of lack of medical care. Early marriages can result in the fistula.
Women face a large amount of inequality politically in Nigeria, being subjugated to a bias that is sexist and reinforced by socio-cultural, economic and oppressive ways. Women throughout the country were only politically emancipated in 1979. Yet husbands continue to dictate the votes for many women in Nigeria, which upholds the patriarchal system. Most workers in the informal sector are women. Women's representation in government since independence from Britain is very poor. Women have been reduced to sideline roles in appointive posts throughout all levels of government and still make up a tiny minority of elected officials. But nowadays with more education available to the public, Nigerian women are taking steps to have more active roles in the public, and with the help of different initiatives, more businesses are being started by women.
Under the Shari'a penal code that applies to Muslims in twelve northern states, offences such as alcohol consumption, homosexuality, infidelity and theft carry harsh sentences, including amputation, lashing, stoning and long prison terms. According to a 2013 survey by the Pew Research Center, 98% of Nigerians believe homosexuality should not be accepted by society.
Culture
Cuisine
Nigerian cuisine, like West African cuisine in general, is known for its richness and variety. Many different spices, herbs, and flavourings are used in conjunction with palm oil or groundnut oil to create deeply flavoured sauces and soups often made very hot with chilli peppers. Nigerian feasts are colourful and lavish, while aromatic market and roadside snacks cooked on barbecues or fried in oil are plentiful and varied.
Fashion
Nigeria is not only known for their many fashion textiles and garment pieces that are secret to their culture. They also outputted many fashion designers who have develop many techniques and business along the way. Lisa Folawiyo is known for her label, Jewel by Lisa, which launched in 2005, through her label she is a self-made Nigerian fashion designer. Her expertise is focusing traditional West African Fabrics with tailoring but using a modern Technique. In addition, she is known for her custom luxury prints where she likes to include nods to traditional African aesthetics. Lisa produces accessories such as jewelry and purses. Line J Label, her diffusion line, showcases the best of Nigerian culture by incorporating Afropop with tasteful urban designs.
Shade Thomas (later Thomas-Fahm) as Nigeria's first widely recognized fashion designer in the 1990s. After learning about fashion design, she set up a shop at the Federal Palace Hotel. Thomas-Fahm developed a garment factory at the Yaba Industrial Estate. She specialized in the use of locally woven and dyed textiles. The simplistic fashions help her gain awareness and customers to her shop at home and Abroad. Outlets were not the only expertise, she also exported clothes to the U.S. Thomas-Fahm join international shows in Germany, Britain & The Netherlands.
Duro Olowu, Nigerian born, however has Jamaican roots. Olowu is well known for his unique and colourful African prints. Olowu tends to incorporate the rich culture, spirit, and diversity of the Nigerian people with his textiles & prints. Olowu's fame & recognition has landed him with working top tier people such as Michelle Obama, Solange Knowles, Uma Thurman, and Linda Evangelista. However, his fashion aspiration were to his interest since he was six.
Festival
There are many festivals in Nigeria, some of which date to the period before the arrival of the major religions in this ethnically and culturally diverse society. The main Muslim and Christian festivals are often celebrated in ways that are unique to Nigeria or unique to the people of a locality. The Nigerian Tourism Development Corporation has been working with the states to upgrade the traditional festivals, which may become important sources of tourism revenue.
Literature
Nigerian citizens have authored many influential works of post-colonial literature in the English language. Nigeria's best-known writers are Wole Soyinka, the first African Nobel Laureate in Literature, and Chinua Achebe, best known for the novel Things Fall Apart (1958) and his controversial critique of Joseph Conrad. Other Nigerian writers and poets who are well known internationally include John Pepper Clark, Ben Okri, Cyprian Ekwensi, Buchi Emecheta, Helon Habila, T. M. Aluko, Isaac Delano, Chimamanda Ngozi Adichie, Daniel O. Fagunwa, Femi Osofisan and Ken Saro-Wiwa, who was executed in 1995 by the military regime. Critically acclaimed writers of a younger generation include Adaobi Tricia Nwaubani, Chris Abani, Sefi Atta, Helon Habila, Helen Oyeyemi, Nnedi Okorafor, Kachi A. Ozumba, Sarah Ladipo Manyika, and Chika Unigwe.
Music
Nigeria has had a huge role in the development of various genres of African music, including West African Highlife, Palm-wine music, JuJu, Afrobeat, Afrobeats, which fuses native rhythms with techniques that have been linked to the Congo, Brazil, Cuba, Jamaica, United States and worldwide.
Many late 20th-century musicians such as Fela Kuti have famously fused cultural elements of various indigenous music with African-American jazz and soul to form Afrobeat which has in turn influenced hip hop music. JuJu music, which is percussion music fused with traditional music from the Yoruba nation and made famous by King Sunny Adé, is from Nigeria. Fuji music, a Yoruba percussion style, was created and popularised by Mr Fuji, Alhaji Sikiru Ayinde Barrister.
Afan Music was invented and popularised by the Ewu-born poet and musician Umuobuarie Igberaese. Kennis Music originality started the Afrobeats movement in Nigeria. Kennis Music is widely credited for the evolution of the Nigerian music scene and the rise of many major players. In November 2008, Nigeria's music scene (and that of Africa) received international attention when MTV hosted the continent's first African music awards show in Abuja. Additionally, the first music video played on MTV Base Africa (the 100th station on the MTV network) was Tuface Idibia's pan-African hit "African Queen". Notable musicians from Nigeria include Sade Adu, King Sunny Adé, Onyeka Onwenu, Dele Sosimi, Adewale Ayuba, Ezebuiro Obinna, Ebenezer Obey, Femi Kuti, Lagbaja, Dr Alban, Bola Abimbola, Tuface Idibia, Aṣa, Nneka, Wale, P Square, Wizkid, Skepta, Davido, Burna Boy and D'Banj, Olamide.
Cinema
The Nigerian film industry is known as Nollywood (a blend of Nigeria and Hollywood) and is now the largest producer of movies in the world takeover from India's Bollywood. Nigerian film studios are based in Lagos, Kano, Enugu forming a major portion of the local economy of these cities. Nigerian Cinema Is Africa's Largest Movie Industry In Terms Of Both Value And The Number Of Movies Produced Per Year. Although Nigerian films have been produced since the 1960s, the country's film industry has been aided by the rise of affordable digital filming and editing technologies.
The 2009 thriller film The Figurine heightened the media attention towards the New Nigerian Cinema revolution. The film was a critical and commercial success in Nigeria, and it was also screened in international film festivals. The 2010 film Ijé by Chineze Anyaene, overtook The Figurine to become the highest-grossing Nigerian film; a record it held for four years until it was overtaken in 2014 by Half of a Yellow Sun(2013). By 2016, this record was held by The Wedding Party, a film by Kemi Adetiba.
By the end of 2013, the film industry reportedly hit a record-breaking revenue of ₦1.72 trillion (US$4.1 billion). As of 2014, the industry was worth ₦853.9 billion (US$5.1 billion), making it the third most valuable film industry in the world behind the United States and India. It contributed about 1.4% to Nigeria's economy; this was attributed to the increase in the number of quality films produced and more formal distribution methods.
T.B. Joshua's Emmanuel TV, originating from Nigeria, is one of the most viewed television stations across Africa.
Comedy
The Nigerian comedy industry keep increasing their exposure by hosting independent comedy shows and comedy competitions in Nigeria and abroad. Nigeria comedy industry is the largest comedy industry in Africa, it is now the 3rd largest Entertainment industry in Nigeria after (Nollywood and Nigerian music) worth an estimated ₦50 billion annually. In addition, comedians are also taking their exposure and growth into their own hands by producing comedy skits and making it available to the general public through social media. Notable comedians from Nigeria include Ali Baba, Julius Agwu, Okey Bakassi, Basketmouth, Bovi, Buchi, Ayo Makun, Igosave, I Go Dye, Princess, Helen Paul, Akpororo, kenny Blaq, Broda Shaggi, Taaooma, Maraji, Lasisi Elenu, Mr Macaroni, Woli Arole, Emmanuella, Mark Angel.
Dance
The Nigerian dance industry has been blooming and prospering worldwide, many nigerian dancers have taken up dancing as their profession and excelled within the likes of Poco Lee, Pinkie Debbie, Rahman Jago, Lil Smart, GGB Dance Crew, Kaffy
Sports
Football is largely considered Nigeria's national sport, and the country has its own Premier League of football. Nigeria's national football team, known as the "Super Eagles", has made the World Cup on six occasions 1994, 1998, 2002, 2010, 2014, and 2018. In April 1994, the Super Eagles ranked 5th in the FIFA World Rankings, the highest-ranking achieved by an African football team. They won the African Cup of Nations in 1980, 1994, and 2013, and have also hosted the U-17 & U-20 World Cup. They won the gold medal for football in the 1996 Summer Olympics (in which they beat Argentina) becoming the first African football team to win gold in Olympic football.
The nation's 1993 cadet team produced some international players notably Nwankwo Kanu, a two-time African footballer of the year who won the European Champions League with Ajax Amsterdam and later played with Inter Milan, Arsenal, West Bromwich Albion and Portsmouth. Other players who graduated from the junior teams are Nduka Ugbade, Jonathan Akpoborie, Victor Ikpeba, Celestine Babayaro, Wilson Oruma and Taye Taiwo. Some other famous Nigerian footballers include Mikel John Obi, Obafemi Martins, Vincent Enyeama, Yakubu, Rashidi Yekini, Peter Odemwingie and Jay-Jay Okocha.
Nigeria is also involved in other sports such as basketball, cricket and track and field. Boxing is also an important sport in Nigeria; Dick Tiger and Samuel Peter are both former World Champions. In March 2021, the global governing body FIBA ranked Nigeria as Africa's top men's basketball nation. Nigeria's national basketball team made the headlines internationally when it became the first African team to beat the United States men's national team. In earlier years, Nigeria qualified for the 2012 Summer Olympics as it beat heavily favoured world elite teams such as Greece and Lithuania. Nigeria has been home to numerous internationally recognised basketball players in the world's top leagues in America, Europe and Asia. These players include Basketball Hall of Famer Hakeem Olajuwon, and later NBA draft picks Solomon Alabi, Yinka Dare, Obinna Ekezie, Festus Ezeli, Al-Farouq Aminu, Olumide Oyedeji and others. The Nigerian Premier League has become one of the biggest and most-watched basketball competitions in Africa. The games have aired on Kwese TV and have averaged a viewership of over a million people.
Nigeria made history by qualifying the first bobsled team for the Winter Olympics from Africa when their women's two-person team qualified for the bobsled competition at the XXIII Olympic Winter Games. In the early 1990s, Scrabble was made an official sport in Nigeria. By the end of 2017, there were around 4,000 players in more than 100 clubs in the country. In 2015, Wellington Jighere became the first African player to win World Scrabble Championship. In 2018, the Nigerian Curling Federation was established to introduce a new sport to the country with the hope of getting the game to be a part of the curriculum at the elementary, high school, and university levels respectively. At the 2019 World Mixed Doubles Curling Championship in Norway, Nigeria won their first international match beating France 8–5.
Nigeria featured women's and men's national teams in beach volleyball that competed at the 2018–2020 CAVB Beach Volleyball Continental Cup. The country's U21 national teams qualified for the 2019 FIVB Beach Volleyball U21 World Championships.
See also
Index of Nigeria-related articles
Outline of Nigeria
Telephone numbers in Nigeria
Deportation of West African migrants from Nigeria
References
Further reading
Dibua, Jeremiah I. Modernization and the crisis of development in Africa: the Nigerian experience (Routledge, 2017).
Ekundare, Olufemi R. An Economic History of Nigeria 1860-1960 (Methuen & Co Ltd, 1973).
Falola, Toyin; and Adam Paddock. Environment and Economics in Nigeria (2012).
Falola, Toyin and Ann Genova. Historical Dictionary of Nigeria (Scarecrow Press, 2009)
Falola, Toyin, and Matthew M. Heaton. A History of Nigeria (2008)
Shillington, Kevin. Encyclopedia of African History. (U of Michigan Press, 2005) p. 1401.
Metz, Helen Chapin, ed. Nigeria: a country study (U.S. Library of Congress. Federal Research Division, 1992) online free, comprehensive historical and current coverage; not copyright.
Jones, Cunliffe-Peter. My Nigeria Five Decades of Independence. (Palgrave Macmillan, 2010).
Achebe, Chinua. The trouble with Nigeria. (Fourth Dimension, 1983)
External links
Know More about Nigeria
Nigeria. The World Factbook. Central Intelligence Agency.
Republics in the Commonwealth of Nations
Developing 8 Countries member states
Economic Community of West African States
English-speaking countries and territories
Federal republics
G15 nations
Member states of OPEC
Member states of the African Union
Member states of the Commonwealth of Nations
Member states of the Organisation of Islamic Cooperation
Current member states of the United Nations
States and territories established in 1960
West African countries
1960 establishments in Nigeria
Countries in Africa
1960 establishments in Africa
Former British colonies and protectorates in Africa
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The history of Niue is the history of the area and people of Niue, including its indigenous Polynesian societies. Niue was first settled by Polynesian sailors from Samoa in around 900 AD. Further settlers (or possibly invaders) arrived from Tonga in the 16th century.
The first known sighting of the island by a European was by Captain James Cook in 1774 during his second Pacific voyage. The pioneering missionary John Williams was the first European to land on the island in 1830. After years of British missionary activity, negotiations with the local kings for British protection of the island began in 1879. Lord Ranfurly, Governor of New Zealand proclaimed British Sovereignty over Niue in 1900, therefore laid the island under the patronage of New Zealand.
Niue lost around 4% of its population in World War I as 150 Niuean men were sent to France under the New Zealand army, of which nearly none returned. World War II however did not directly affect the island.
Niue became self-governing in 1974. Since then, the island has been shrinking in population from emigration due to frequent devastating natural disasters and lack of economic opportunities.
Early history
Until the beginning of the 18th century, there appears to have been no national government or national leader in Niue. Before that time, chiefs and heads of family exercised authority over segments of the population. Around 1700, the concept and practice of kingship appears to have been introduced through contact with Samoa or Tonga. From then on, a succession of patu-iki (kings) ruled the island, the first of whom was Puni-mata.
European contact
Captain James Cook was the first European to sight the island, but he was unable to land there due to fierce opposition by the local population. The 1911 Encyclopædia Britannica claimed this was due to native fear of foreign disease. In response, Cook named Niue the Savage Island.
Christian missionaries from the London Missionary Society converted most of the population circa 1846. Tui-toga, who reigned from 1875 to 1887, was the first Christian king of Niue.
The island was visited by Captain John Erskine in H.M.S. Havannah in July 1849.
British protectorate
In 1887, King Fataaiki wrote to Queen Victoria of the United Kingdom, requesting that Niue be placed under British protection, but his request was turned down. In 1900, in response to renewed requests, the island became a British protectorate, and the following year it was annexed by New Zealand. Niue's remoteness, as well as cultural and linguistic differences between its Polynesian inhabitants and those of the Cook Islands, caused it to be separately administered.
World War I
148 Niuean men, 4% of the island's population, served as soldiers in the New Zealand armed forces during World War I.
Autonomy
Niue gained its autonomy in 1974 in free association with New Zealand, which handles the island's military and foreign affairs. Niue had been offered autonomy in 1965 (along with the Cook Islands, which accepted), but had asked for its autonomy to be deferred another decade.
Niueans continue to be New Zealand citizens, and use standard New Zealand passports. Niueans who meet normal residence criteria in either country may vote or stand in that country's elections. Niue continues to use New Zealand currency, but issues its own postage stamps (New Zealand stamps are not valid for postage in Niue, nor Niuean stamps in New Zealand).
Recent history
In January 2004, Niue was struck by a devastating cyclone (Cyclone Heta) which left 200 of the islands' 1600 inhabitants homeless. As a number of local residents chose afterwards not to rebuild, New Zealand's Foreign Affairs Minister Phil Goff speculated that Niue's status as a self-governing nation in free association with New Zealand might come into question if too many residents departed the island to maintain basic services. Soon afterwards, Niue Premier Young Vivian categorically rejected the possibility of altering the existing relationship with New Zealand.
The population of the island continues to drop (from a peak of 5,200 in 1966 to 2,100 in 2000), with substantial emigration to New Zealand.
See also
Postage stamps and postal history of Niue
List of resident commissioners of Niue
References
Further reading
HEKAU, Maihetoe & al., Niue: A History of the Island, Suva: Institute of Pacific Studies (USP) & the government of Niue, 1982 [no ISBN]
External links
A Brief History of Niue
|
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The history of Norfolk Island dates back to the fourteenth or fifteenth century when it was settled by Polynesian seafarers.
Early history
Norfolk Island was first settled by East Polynesian seafarers either from the Kermadec Islands north of New Zealand or from the North Island of New Zealand. They arrived in the fourteenth or fifteenth century, and survived for several generations before disappearing. Their main village site has been excavated at Emily Bay, and they also left behind stone tools, the Polynesian rat, and banana trees as evidence of their sojourn. The harakeke (Phormium tenax), or New Zealand flax plant, was brought to Norfolk Island either from New Zealand directly or from Raoul Island (Sunday Island) by these Polynesian settlers.<ref>{{cite journal |last1=Anderson |first1=Atholl |last2=White |first2=Peter |year=2001 |title=Prehistoric 'Bold text''''Bold text'''''''</ref> The so-called flax is, in fact, no relation of the European flax but is related to the daylily and other genera within the sub-family Hemerocallidaceae. The final fate of the early settlers remains a mystery.
The first European known to have sighted the island was Captain James Cook, in 1774, on his second voyage to the South Pacific on HMS Resolution. He named it after the Duchess of Norfolk (c. 1712 – 1773). The Duchess was dead at the time of the island's sighting by Cook, but Cook had set out from England in 1772 and could not have known of her May 1773 death.
Cook went ashore on Tuesday 11 October 1774, and is said to have been impressed with the tall straight trees and New Zealand flax plants, which, although not related to the Northern Hemisphere flax plants after which they are named, produce fibres of economic importance. He took samples back to Britain and reported on their potential uses for the Royal Navy.
Andrew Kippis as the biographer of this voyage puts it as follows:
The cabbage palm referred to is a cabbage tree species Cordyline obtecta, also found in New Zealand, the edible heart of which resembles a small cabbage. At the time, Britain was heavily dependent on flax (Linum usitatissimum) (for sails) and hemp (Cannabis sp.) (for ropes) from the shores of the Baltic Sea ports. Any threat to their supply endangered Britain's sea power. The UK also relied on timbers from New England for mainmasts, and these were not supplied after the American War of Independence. The alternative source of Norfolk Island for these, (or in the case of flax and hemp, similar) supplies is argued by some historians, notably Geoffrey Blainey in Tyranny of Distance, as being a major reason for the founding of the convict settlement of New South Wales by the First Fleet in 1788.
James Cook said that, "except for New Zealand, in no other island in the South Sea was wood and mast-timber so ready to hand".
Sir John Call, member of Parliament and the Royal Society, and former chief engineer of the East India Company, stated the advantages of Norfolk Island in a proposal for colonisation he put to the Home Office in August 1784: "This Island has an Advantage not common to New Caledonia, New Holland and New Zealand by not being inhabited, so that no Injury can be done by possessing it to the rest of Mankind…there seems to be nothing wanting but Inhabitants and Cultivation to make it a delicious Residence. The Climate, Soil, and Sea provide everything that can be expected from them. The Timber, Shrubs, Vegetables and Fish already found there need no Embellishment to pronounce them excellent samples; but the most invaluable of all is the Flax-plant, which grows more luxuriant than in New Zealand."
George Forster, who had been on Cook's second voyage to the Pacific and had been with him when he landed on Norfolk Island, was at the time professor of natural history at the University of Vilna (or Vilnius) in Polish Lithuania: Forster discussed the proposed Botany Bay colony in an article written in November 1786, "Neuholland, und die brittische Colonie in Botany Bay". Though unaware of the British intention to settle Norfolk Island, which was not announced until 5 December 1786, Forster referred to "the nearness of New Zealand; the excellent flax plant (Phormium) that grows so abundantly there; its incomparable shipbuilding timber", as among the advantages of the new colony.
The proposal written by James Matra under the supervision of Sir Joseph Banks for establishing a settlement in New South Wales, stated that Botany Bay was: “no further than a fortnight from New Zealand, which is covered with timber even to the water's edge. The trees are so big and tall that a single tree is enough to make a mast of a first rate man of war. New Zealand produces in addition flax, which is an object equally of utility and curiosity. Any quantity of it might be raised in the colony, as this plant grows naturally in New Zealand. It can be made to serve the various purposes of cotton, hemp and linen, and is easier manufactured than any of them. In naval affairs, it could not fail of being of the utmost consequence; a cable of ten inches (250 mm) being supposed to be of equal strength and durability to one of European hemp of eighteen inches.
In 1786 the British government included Norfolk Island as an auxiliary settlement, as proposed by John Call, in its plan for colonisation of New South Wales. The flax and ship timber of New Zealand were attractive, but these prospective advantages were balanced by the obvious impossibility of forming a settlement there in the face of undoubted opposition from the native Maori. There was no native population to oppose a settlement on Norfolk Island, which also possessed those desirable natural resources, but the island was too small of itself to sustain a colony. Hence the ultimate decision for a dual colonisation along the lines proposed by Call.
The decision to settle Norfolk Island was taken under the impetus of the shock Britain had just received from Empress Catherine II of Russia. Practically all the hemp and flax required by the Royal Navy for cordage and sailcloth was imported from the Russian dominions through the ports of St. Petersburg (Kronstadt) and Riga. Comptroller of the Navy Sir Charles Middleton explained to Prime Minister Pitt in a letter of 5 September 1786: "It is for Hemp only we are dependent on Russia. Masts can be procured from Nova Scotia, and Iron in plenty from the Ores of this Country; but as it is impracticable to carry on a Naval War without Hemp, it is materially necessary to promote the growth of it in this Country and Ireland". In the summer of 1786, the Empress Catherine, in the context of tense negotiations on a renewed treaty of commerce, had emphasised her control over this vital commodity by asking the merchants who supplied it to restrict sales to English buyers: “the Empress has contrary to Custom speculated on this Commodity”, complained the author of a subsequent memorandum to the Home Secretary. “It is unnecessary”, said the memorandum, “to remark the Consequences which might result from a prohibition of supply from that Quarter altogether”. This implicit threat to the viability of the Royal Navy became apparent in mid-September (a month after the decision had been taken to settle Botany Bay) and caused the Pitt Administration to begin an urgent search for new sources of supply, including from Norfolk Island, which was then added to the plan to colonise New South Wales.
The need for an alternative non-Russian source of naval stores is indicated by the information from the British Ambassador in Copenhagen, Hugh Elliott, who wrote to Foreign Secretary, Lord Carmarthen on 12 August 1788: “There is no Topick so common in the Mouths of the Russian Ministers, as to insist on the Facility with which the Empress, when Mistress of the Baltic, either by Conquest, Influence, or Alliance with the other two Northern Powers, could keep England in a State of Dependence for its Baltic Commerce and Naval Stores”.
On 6 December 1786, an Order in Council was issued, designating "the Eastern Coast of New South Wales, or some one or other of the Islands adjacent" as the destination for transported convicts, as required by the Transportation Act of 1784 (24 Geo.III, c.56) that authorised the sending of convicted felons to any place appointed by the King in Council. Norfolk Island was thereby brought officially within the bounds of the projected colony.
An article in The Daily Universal Register (the forerunner of The Times) of 23 December 1786 revealed the plan for a dual colonisation of Norfolk Island and Botany Bay: “The ships for Botany Bay are not to leave all the convicts there; some of them are to be taken to Norfolk Island, which is about eight hundred miles East of Botany Bay, and about four hundred miles short of New Zealand”.
The advantage of Britain's new colony in providing a non-Russian source of flax and hemp for naval supplies was referred to in an article in Lloyd’s Evening Post of 5 October 1787 which urged: “It is undoubtedly the interest of Great-Britain to remain neutral in the present contest between the Russians and the Turks” and observed, “Should England cease to render her services to the Empress of Russia, in a war against the Turks, there can be little of nothing to fear from her ill-will. England will speedily be enabled to draw from her colony of New South Wales, the staple of Russia, hemp and flax.”
First penal settlement
Before the First Fleet sailed to found a convict settlement in New South Wales, Governor Arthur Phillip's final instructions, received less than three weeks before sailing, included the requirement to colonise Norfolk Island to prevent it falling into the hands of France, whose naval leaders were also showing interest in the Pacific.
Phillip's instructions given to him in April 1787 included an injunction to send a party to secure Norfolk Island "as soon as Circumstances may admit of it…. to prevent its being occupied by the Subjects of any other European Power". This could only have been a reference to the expedition then in the Pacific commanded by Jean-François de Galaup, comte de La Pérouse. The Daily Universal Register of 11 November 1786 had stated: "the Botany Bay scheme is laid aside, as there is a strong presumption that a squadron from Brest are now, or soon will be, in possession of the very spot we meant to occupy in New Holland". This may have been a reference to a report from the British Ambassador in Paris, who had believed that when La Pérouse's expedition set out from Brest in August 1785 it had as one of its objectives the establishment of a settlement in New Zealand to forestall the British.
La Pérouse did attempt to visit Norfolk Island, but only to investigate, not to take possession. He had instructions to investigate any colonies the British may have established and learned of the intention to settle Botany Bay and Norfolk Island from despatches sent to him from Paris through St. Petersburg and by land across Siberia to Petropavlovsk in Kamchatka, where he received them on 26 September 1787, just four days before his departure from that port. His ships, the Boussole and Astrolabe, anchored off the northern side of the island on 13 January 1788, but at the time high seas were running that made it too dangerous for the two ships’ boats that were put out to attempt a landing: “It was obvious that I would have had to wait maybe for a very long time for a moment suitable for a landing and a visit to this island was not worth this sacrifice”, he recorded in his journal. Having noted that the island was still uninhabited, he was presumably the less inclined to risk a landing when there was no British settlement there to report on.
When the First Fleet arrived at Port Jackson in January 1788, Phillip ordered Lieutenant Philip Gidley King to lead a party of 15 convicts and seven free men, including surgeon Thomas Jamison (the future Principal Surgeon of New South Wales), to take control of the island and prepare for its commercial development. They arrived on 6 March 1788.
During the first year of the settlement, which was also called "Sydney" like its parent, more convicts and soldiers were sent to the island from New South Wales. A second village was started at Ball Bay, named after the captain of HMS Supply, Lieutenant Henry Lidgbird Ball. On 8 January 1789, the first child was born, Norfolk King, the son of Philip Gidley King and a convict, Ann Inett. (Norfolk King went on to become the first British Naval officer born in Australia, and was a Lieutenant, commanding the schooner Ballahoo when an American privateer captured her.)
A "Letter from an Officer of Marines at New South Wales, 16 November 1788", published in the London newspaper, The World, 15 May 1789, reported the glowing description of the island and its prospects by Philip Gidley King, but also drew attention to the fatal defect of the lack of a safe port: “The said Island lies near Port Jackson, and is nearly as large as the Isle of Wight. Lieutenant King, who was sent with a detachment of marines and some convicts, to settle there, gives the most flattering portrayal of it. The island is fully wooded. Its timber is in the opinion of everyone the most beautiful and finest in the world...they are most suitable for masts, yards, spars and such. The New Zealand flax-plant grows there in abundance. European grains and seeds also thrive wonderfully well on Norfolk Island. It only lacks a good port and suitable landing places, without which the island is of no use, but with them it would be of the greatest importance for Great Britain. How far these deficiencies can be improved by art and the hand of man, time must decide.”
An idealised vision of the new British settlement was given in the novel by Therese Forster, Abentheuer auf einer Reise nach Neu-Holland [Adventures on a Voyage to New Holland], published in the German women's magazine, Flora for 1793 and 1794:
We went towards the centre of this small island where at the foot of a round hill a crystal-clear river rushes forth, dividing up further on into several arms. Towards North and West the hill is covered with the most beautiful ploughed fields all the way down to the sea. The sight of these great flax fields is one of the loveliest I ever beheld. The slender stalks, of the most beautiful green and reaching far above a man's head, bent in the gentle breeze that blew from the sea. Their red blossoms, shining like rubies, danced in the green waves. The top of the hill and the whole of the south and east sides are covered with enormous pines whose dark green is enhanced by a pleasant foreground of cabbage palms and banana trees, and I also observed a low bush among them the fruit of which resembles our red currants but is much larger and hangs in purple and red clusters that help to give the whole a gay appearance. The dwellings of the colonists are strewn along the fringes of the forest and from my post I could see several of them. Simple houses surrounded by barns and stalls and the fields all enclosed with hedges give the region a youthful appearance the like of which is rarely found in Europe. And plants here bloom more luxuriantly and more perfectly with a natural vigour that knows no exhaustion and fears no poverty, a vigour that has disappeared from our continent.
It was soon found that the flax was difficult to prepare for manufacturing and no one had the necessary skills. An attempt was made to bring two Māori men to teach the skills of dressing and weaving flax, but this failed when it was discovered that weaving was considered women's work and the two men had little knowledge of it. The pine timber was found to be not resilient enough for masts and this industry was also abandoned.
More convicts were sent, and the island was seen as a farm, supplying Sydney with grain and vegetables during its early years of near-starvation. However, crops often failed due to the salty wind, rats, and caterpillars. The lack of a natural safe harbour hindered communication and the transport of supplies and produce.
Manning Clark observed that "at first the convicts behaved well, but as more arrived from Sydney Cove, they renewed their wicked practices". These included an attempted overthrow of King in January 1789 by convicts described by Margaret Hazzard as "incorrigible rogues who took his 'goodwill' for weakness". While some convicts responded well to the opportunities offered to become respectable, most remained "idle and miserable wretches" according to Clark, despite the climate and their isolation from previous haunts of crime.
The impending starvation at Sydney led to a great transplantation of convicts and marines to Norfolk Island in March 1790 on HMS Sirius. This attempt to relieve the pressure on Sydney turned to disaster when Sirius was wrecked and, although there was no loss of life, some stores were destroyed, and the ship's crew was marooned for ten months. This news was met in Sydney with "unspeakable consternation". Norfolk Island was now further cut off from Sydney which, with the arrival of the Second Fleet with its cargo of sick and abused convicts, had more pressing problems with which to contend.
In spite of this the settlement grew slowly as more convicts were sent from Sydney. Many convicts chose to remain as settlers on the expiry of their sentence, and the population grew to over 1,000 by 1792. Norfolk Island in 1793 was described by Josef Espinosa y Tello, an officer of the Spanish expedition led by Alessandro Malaspina that visited New South Wales.
The colony of Norfolk, settled shortly after that at Port Jackson, merits little attention both because of the small size of that island and because of the hilly nature of its terrain, and the particular circumstance of its lacking entirely an anchorage or a place where longboats can be drawn up with any security. Despite this, some 1,500 persons live there, and its fertile soil produces copiously all kinds of grains, although the difficulty of clearing the ground covered with trees and undergrowth retards the large harvests which the fertility of the land would yield without that obstacle. The pines are of a prodigious height, straight, thick and of the finest grain, and several have been felled of above 7 feet in diameter at the foot, six at 17 and five at 37 yards, having 147 feet of height in total and 120 to the first branches. The flax brought there from New Zealand bears a good aspect, but no great hopes are rested on its cultivation, and it seems that the second trials of this plant made in London have not achieved the happy outcome of the first.
Lieutenant governors of the first settlement:
6 March 1788 – 24 March 1790: Lieutenant Philip Gidley King (1758–1808)
24 March 1790 – Nov 1791: Major Robert Ross (c.1740–1794)
4 November 1791 – Oct 1796: Lieutenant Philip Gidley King
October 1796 – Nov 1799: Captain John Townson (1760–1835)
November 1799 – Jul 1800: Captain Thomas Rowley (c.1748–1806)
26 June 1800 – 9 September 1804: Major Joseph Foveaux (1765–1846)
9 September 1804 – January 1810: Lieutenant John Piper (1773–1851)
January 1810–15 February 1813: Lieutenant Thomas Crane (caretaker)
15 February 1813 – 15 February 1814: Superintendent William Hutchinson
Norfolk Island was governed by a succession of short-term commandants for the next 11 years, starting with King's replacement, Robert Ross, from 1789 to 1790. When Joseph Foveaux arrived as Lieutenant Governor in 1800, he found the settlement quite run down, little maintenance having been carried out in the previous four years, and he set about building it up, particularly through public works and attempts to improve education.
As early as 1794, Lieutenant-Governor of New South Wales Francis Grose suggested its closure as a penal settlement as it was too remote and difficult for shipping, and too costly to maintain. By 1803, the Secretary of State, Lord Hobart, called for the removal of part of the Norfolk Island military establishment, settlers and convicts to Van Diemen's Land, due to its great expense and the difficulties of communication between Norfolk Island and Sydney. This was achieved more slowly than anticipated, due to reluctance of settlers to uproot themselves from the land they had struggled to tame, and compensation claims for loss of stock. It was also delayed by King's insistence on its value for providing refreshment to the whalers. The first group of 159 left in February 1805 and comprised mainly convicts and their families and military personnel, only four settlers departing. Between November 1807 and September 1808, five groups of 554 people departed. Only about 200 remained, forming a small settlement until the remnants were removed in 1813. A small party remained to slaughter stock and destroy all buildings so that there would be no inducement for anyone, especially from another European power, to visit that place.
From 15 February 1814 to 6 June 1825 the island lay abandoned.
Second penal settlement
Commandants of the second settlement:
6 June 1825 – March 1826: Captain Richard Turton
March 1826 – August 1827: Captain Vance Young Donaldson (1791–?)
August 1827 – November 1828: Captain Thomas Edward Wright
November 1828 – February 1829: Captain Robert Hunt
February 1829–29 June 1829: Captain Joseph Wakefield
29 June 1829 – 1834: Lieutenant-Colonel James Thomas Morisset (1782–1852)
1834: Captain Foster Fyans (1790–1870) (Acting)
1834 – April 1839: Major Joseph Anderson (1790–1877)
April–July 1839: Major Thomas Bunbury (1791–1862)
July 1839 – March 1840: Major Thomas Ryan (b. c. 1790) (Acting)
17 March 1840 – 1844: Captain Alexander Maconochie (1787–1860)
8 February 1844 – 5 August 1846: Major Joseph Childs
6 August 1846 – 18 January 1853: John Giles Price (1808–1857)
January 1853 – September 1853: Captain Rupert Deering
September 1853 – 5 May 1855: Captain H. Day
5 May 1855 – 8 June 1856: T.S. Stewart (Caretaker)
In 1824 the British government instructed the Governor of New South Wales Thomas Brisbane to occupy Norfolk Island as a place to send "the worst description of convicts". Its remoteness, seen previously as a disadvantage, was now viewed as an asset for the detention of the "twice-convicted" men, who had committed further crimes since arriving in New South Wales. Brisbane assured his masters that "the felon who is sent there is forever excluded from all hope of return" He saw Norfolk Island as "the nec plus ultra of Convict degradation". The convicts detained have long been assumed be a hardcore of recidivists, or 'doubly-convicted capital respites' – that is, men transported to Australia who committed fresh colonial crimes for which they were sentenced to death, and were spared the gallows on condition of life at Norfolk Island. However, a recent study has demonstrated, utilising a database of 6,458 Norfolk Island convicts, that the reality was somewhat different: more than half were detained at Norfolk Island without ever receiving a colonial conviction, and only 15% had been reprieved from a death sentence. Furthermore, the overwhelming majority of convicts sent to Norfolk Island had committed non-violent property sentences, the average length of detention was three years, and the scale of punishments inflicted upon the prisoners was significantly less than assumed.
His successor, Governor Ralph Darling, was even more severe than Brisbane, wishing that "every man should be worked in irons that the example may deter others from the commission of crime" and "to hold out [Norfolk Island] as a place of the extremest punishment short of death". Governor Arthur, in Van Diemen's Land, likewise believed that "when prisoners are sent to Norfolk Island, they should on no account be permitted to return. Transportation thither should be considered as the ultimate limit and a punishment short only of death". Reformation of the convicts was not seen as an objective of the Norfolk Island penal settlement.
The evidence that has passed down through the years points to the creation of a "Hell in Paradise". A widespread and popular notion of the harshness of penal settlements, including Norfolk Island, has come from the novel For the Term of his Natural Life'' by Marcus Clarke, which appears to be based on the writings and recollections of witnesses. However, though Clarke did carry out primary research, he selected the most sensational examples possible.
Following a convict mutiny in 1834, Father William Ullathorne, Vicar general of Sydney, visited Norfolk Island to comfort the mutineers due for execution. He found it "the most heartrending scene that I ever witnessed". Having the duty of informing the prisoners as to who was reprieved and who was to die, he was shocked to record as "a literal fact that each man who heard his reprieve wept bitterly, and that each man who heard of his condemnation to death went down on his knees with dry eyes, and thanked God.”
The 1846 report of magistrate Robert Pringle Stuart exposed the scarcity and poor quality of food, inadequacy of housing, horrors of torture and incessant flogging, insubordination of convicts, and corruption of overseers.
Bishop Robert Willson visited Norfolk Island from Van Diemen's Land on three occasions. Following his first visit in 1846 he reported to the House of Lords who, for the first time, came to realise the enormity of atrocities perpetrated under the British flag and attempted to remedy the evils. Willson returned in 1849 and found that many of the reforms had been implemented. However, rumours of resumed atrocities brought him back in 1852, and this visit resulted in a damning report, listing atrocities and blaming the system, which invested one man at this remote place with absolute power over so many people.
Only a handful of convicts left any written record and their descriptions (as quoted by Hazzard and Hughes) of living and working conditions, food and housing, and, in particular, the punishments given for seemingly trivial offences, are unremittingly horrifying, describing a settlement devoid of all human decency, under the iron rule of the tyrannical autocratic commandants. However, these conclusions have been reached by a reliance on a series of over-used (mainly published) sources, without their having been tested or drawn into question by detailed archival research. Such work is currently being done and has, for example, drawn into question the sensationalised version of Norfolk Island's past, such as in demonstrating that the widespread assumption that Norfolk Island convicts engaged in 'murder-suicide pacts' – that is, drawing lots to select a killer and willing victim to 'escape' from Norfolk Island – is a myth.
The actions of some of the commandants, such as Morisset and particularly Price appear to be excessively harsh. All but one were military officers, brought up in a system where discipline was severe throughout the period of transportation. In addition, the commandants relied on a large number of military guards, civil overseers, ex-convict constables, and convict informers to provide them with intelligence and carry out their orders.
Of the commandants, only Alexander Maconochie appeared to reach the conclusion that brutality would breed defiance, as demonstrated by the mutinies of 1826, 1834 and 1846, and he attempted to apply his theories of penal reform, providing incentives as well as punishment. His methods were criticised as being too lenient and he was replaced, a move that returned the settlement to its harsh rule. However, recent research has also demonstrated that the level of punishment under Maconochie's regime was much higher than assumed, as the average number of lashes per flogging – 93 – was higher under Maconochie than at any other time during the second penal settlement's history.
The second penal settlement began to be wound down by the British government after 1847 and the last convicts were removed to Tasmania in May 1855. It was abandoned because transportation to Van Diemen's Land had ceased in 1853 and was replaced by penal servitude in the United Kingdom.
Settlement by Pitcairn Islanders
On 8 June 1856, the next settlement began on Norfolk Island. These were the descendants of Tahitians and the HMS Bounty mutineers, resettled from the Pitcairn Islands, which had become too small for their growing population. The British government had permitted the transfer of the Pitcairners to Norfolk, which was thus established as a colony separate from New South Wales but under the administration of that colony's governor. They left Pitcairn Islands on 3 May 1856 and arrived with 194 persons on 8 June.
The Pitcairners occupied many of the buildings remaining from the penal settlements, and gradually established their traditional farming and whaling industries on the island. Although some families decided to return to Pitcairn in 1858 and 1863, the island's population continued to slowly grow as the island accepted settlers, often arriving with whaling fleets.
In 1867, the headquarters of the Melanesian Mission of the Church of England were established on the island, and in 1882 the church of St. Barnabas was erected to the memory of the mission's head Bishop John Coleridge Patteson, with windows designed by Edward Burne-Jones and executed by William Morris. In 1920 the mission was relocated from the island to the Solomon Islands to be closer to its target population.
Twentieth century
After the creation of the Commonwealth of Australia in 1901, Norfolk Island was placed under the authority of the new Commonwealth government to be administered as an external territory.
During World War II, the island became a key airbase and refuelling depot between Australia and New Zealand, and New Zealand and the Solomon Islands. Since Norfolk Island fell within New Zealand's area of responsibility it was garrisoned by a New Zealand Army unit known as N Force at a large army camp which had the capacity to house a 1,500 strong force. N Force relieved a company of the Second Australian Imperial Force. The island proved too remote to come under attack during the war and N Force left the island in February 1944.
In the late 1960s a mini-invasion by British ex-pats followed after the island was featured on a BBC television documentary presented by Alan Whicker. Fifty families decided to emigrate from the United Kingdom to Norfolk Island as a result of the programme.
In 1979, Norfolk was granted limited self-government by Australia, under which the island elects a government that runs most of the island's affairs. As such, residents of Norfolk Island are not represented in the Commonwealth Parliament of Australia, making them the only group of residents of an Australian state or territory not represented there.
In 2006, a formal review process took place, in which the Australian government considered revising this model of government. The review was completed on 20 December 2006, when it was decided that there would be no changes in the governance of Norfolk Island.
References
Norfolk Island
Convictism of Norfolk Island
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] |
November is the eleventh and penultimate month of the year in the Julian and Gregorian Calendars, the fourth and last of four months to have a length of 30 days and the fifth and last of five months to have a length of fewer than 31 days. November was the ninth month of the calendar of Romulus . November retained its name (from the Latin novem meaning "nine") when January and February were added to the Roman calendar.
November is a month of late spring in the Southern Hemisphere and late autumn in the Northern Hemisphere. Therefore, November in the Southern Hemisphere is the seasonal equivalent of May in the Northern Hemisphere and vice versa. In Ancient Rome, Ludi Plebeii was held from November 4–17, Epulum Jovis was held on November 13 and Brumalia celebrations began on November 24. These dates do not correspond to the modern Gregorian calendar.
November was referred to as Blōtmōnaþ by the Anglo-Saxons. Brumaire and Frimaire were the months on which November fell in the French Republican calendar.
Astronomy
November meteor showers include the Andromedids, which occurs from September 25 to December 6 and generally peak around November 9–14, the Leonids, which occurs from November 15–20, the Alpha Monocerotids, which occurs from November 15–25 with the peak on November 21–22, the Northern Taurids, which occurs from October 20 to December 10, and the Southern Taurids, which occurs from September 10 – November 20, and the Phoenicids; which occur from November 29 to December 9 with the peak occurring on December 5–6. The Orionids, which occurs in late October, sometimes lasts into November.
Astrology
The Western zodiac signs for November are Scorpio (October 23 – November 21) and Sagittarius (November 22 – December 21).
November symbols
November's birthstone is the topaz (particularly, yellow) which symbolizes friendship and the citrine.
Its birth flower is the chrysanthemum.
November observances
This list does not necessarily imply either official status or general observance.
Non-Gregorian observances: 2020 dates
(All Baha'i, Islamic, and Jewish observances begin at the sundown prior to the date listed, and end at sundown of the date in question unless otherwise noted.)
List of observances set by the Bahá'í calendar
List of observances set by the Chinese calendar
List of observances set by the Hebrew calendar
List of observances set by the Islamic calendar
List of observances set by the Solar Hijri calendar
Month-long observances
In Catholic tradition, November is the Month of the Holy Souls in Purgatory.
Academic Writing Month
Annual Family Reunion Planning Month
Lung Cancer Awareness Month
Movember
National Novel Writing Month
Pancreatic Cancer Awareness Month (United Kingdom)
Pulmonary Hypertension Awareness Month
Stomach Cancer Awareness Month
United States
Native American Heritage Month
COPD Awareness Month
Epilepsy Awareness Month
Military Family Month
National Adoption Month
National Alzheimer's Disease Awareness Month
National Blog Posting Month
National Critical Infrastructure Protection Month
National Entrepreneurship Month
National Family Caregivers Month
National Bone Marrow Donor Awareness Month
National Diabetes Month
National Homeless Youth Month
National Hospice Month
National Impaired Driving Prevention Month
National Pomegranate Month
Prematurity Awareness Month
Movable observances, 2021 dates
Mitzvah Day International: November 15
See also Movable Western Christian observances
See also Movable Eastern Christian observances
First Sunday: November 7
Daylight saving time ends (United States and Canada)
First Monday: November 1
Recreation Day holiday (Northern Tasmania)
Tuesday after the first Monday: November 2
Election Day (United States)
First Wednesday: November 3
National Eating Healthy Day (United States)
First Thursday: November 4
International Stout Day
Thanksgiving (Liberia)
National Men Make Dinner Day (United States)
First Friday: November 5
Arbor Day (Samoa)
First Saturday: November 6
Children's Day (South Africa)
Health Day (Turkmenistan)
National Bison Day (United States)
Second Sunday: November 14
Father's Day (Estonia, Finland, Iceland, Norway, and Sweden)
Grandparents Day (South Sudan)
National Day of the Pupusa (El Salvador)
Remembrance Sunday (United Kingdom, Commonwealth)
Week of November 8: November 7–13
National Radiologic Technology Week (United States)
Week of November 11: November 7–13
Celebrate Freedom Week (Oklahoma, United States)
Second Monday: November 8
Barack Obama Day (Perry County, Alabama, United States)
Heir to the Throne's Birthday (Tuvalu)
'Second Saturday: November 13
National Tree Planting Day (Luxembourg)
Third Sunday: November 21
World Day of Remembrance for Road Traffic Victims (United Nations observance)
Third week: November 14–20
Geography Awareness Week
Third Monday: November 15
Revolution Day (Mexico)
Weekdays of the third week: November 15–19
Anti-Bullying Week (United Kingdom)
Wednesday of the third week: November 17
GIS Day
Third Thursday: November 18
Great American Smokeout (United States)
World Philosophy Day (United Nations)
Third Friday: November 19
International Stand Up to Bullying Day
Third Friday until the next Monday: November 19–22
El Buen Fin (Mexico)
Saturday before Fourth Thursday: November 20
National Adoption Day (United States)
National Survivors of Suicide Day (United States)
Last Week: November 21–27
AIDS Awareness Week (Canada)
Day before fourth Thursday: November 25
Blackout Wednesday (United States)
Last Wednesday: November 24
Thanksgiving (Norfolk Island, Australia)
Fourth Thursday: November 25
Thanksgiving (United States)
Day after fourth Thursday: November 26
Black Friday (United States)
Buy Nothing Day (United States)
Fur Free Friday (International observance)
National Day of Listening (United States)
Native American Heritage Day (United States)
Sinkie Day (United States)
Fourth Saturday: November 27
Holodomor Memorial Day (Canada, Ukraine)
Saturday after Thanksgiving: November 27
Small Business Saturday (United States)
Fourth Sunday: November 28
National Grandparents Day (Singapore)
Last Sunday: November 28
Harvest Festival (Turkmenistan)
Monday after fourth Thursday in November: November 29
Cyber Monday
Fixed observances
November 1
All Saints' Day (Catholicism)
Day of the Dead, first day: Day of the Innocents (Haiti, Mexico)
Andhra Pradesh Formation Day (Andhra Pradesh, India)
Anniversary of the Revolution (Algeria)
Calan Gaeaf, celebrations start at sunset of October 31. (Wales)
Chavang Kut (Mizo people of Northeast India, Bangladesh, Burma)
Coronation of the fifth Druk Gyalpo (Bhutan)
Haryana Foundation Day (Haryana, India)
Independence Day (Antigua and Barbuda)
International Lennox-Gastaut Syndrome Awareness Day
Karnataka Foundation Day (Karnataka, India)
Kerala Foundation Day (Kerala, India)
Liberty Day (United States Virgin Islands)
National Awakening Day (Bulgaria)
Samhain in the Northern Hemisphere and Beltane in the Southern Hemisphere, celebrations start at sunset of October 31 (Neopagan Wheel of the Year)
Self-Defense Forces Commemoration Day (Japan)
World Vegan Day
November 2
All Souls' Day (Roman Catholic Church and Anglican Communion)
Coronation of Haile Selassie (Rastafari)
Day of the Dead, second day (Mexico)
Dziady (Belarus)
Indian Arrival Day (Mauritius)
International Day to End Impunity for Crimes Against Journalists (United Nations)
Statehood Day (North Dakota and South Dakota, United States)
November 3
Culture Day (Japan)
Independence Day (Dominica)
Independence Day (Micronesia)
Independence Day (Panama)
Independence Day of Cuenca (Ecuador)
Victory Day (Maldives)
November 4
Community Service Day (Dominica)
Flag Day (Panama)
National Tonga Day (Tonga)
National Unity and Armed Forces Day (Italy)
Unity Day (Russia)
Yitzhak Rabin Memorial (Israel, unofficial, but widely commemorated)
November 5
Bank Transfer Day (United States)
Colón Day (Panama)
Guy Fawkes Night (United Kingdom, New Zealand and Newfoundland and Labrador, Canada), and its related observances:
West Country Carnival (English West Country)
Kanakadasa Jayanthi (Karnataka, India)
National Love Your Red Hair Day (Ireland)
November 6
Arbor Day (Republic of Congo)
Constitution Day (Dominican Republic)
Finnish Swedish Heritage Day (Finland)
Green March (Morocco)
Gustavus Adolphus Day (Sweden)
International Day for Preventing the Exploitation of the Environment in War and Armed Conflict
Malaria Day in the Americas
November 7
Commemoration Day (Tunisia)
Hungarian Opera Day (Hungary)
National Day (Northern Catalonia, France)
October Revolution Day (Belarus, Transnistria)
Tokhu Emong (Lotha Naga people of India)
Birthday of Radman, the King of Serbia
November 8
Intersex Day of Remembrance
Statehood Day, Montana, United States
November 9
Independence Day (Cambodia)
November 10
National Heroes Day (Indonesia)
Commemoration of Mustafa Kemal Atatürk (Turkey)
World Keratoconus Day
November 11
Independence Day (Angola, Poland)
Veterans Day (United States)
Remembrance Day (Canada)
Statehood day of Washington State, United States
November 12
Birthday of Sun Yat-Sen, also Doctors' Day and Cultural Renaissance Day (Taiwan)
Constitution Day (Azerbaijan)
Father's Day (Indonesia)
National Health Day (Indonesia)
National Youth Day (East Timor)
World Pneumonia Day
November 13
Sadie Hawkins Day (United States)
World Kindness Day
November 14
Children's Day (India)
World Diabetes Day
November 15
National Peace Day (Ivory Coast)
November 16
Statehood Day Oklahoma, United States
November 17
World Prematurity Day
November 18
Day of Army and Victory (Haiti)
Proclamation Day of the Republic of Latvia (Latvia)
Independence Day (Morocco)
Married To A Scorpio Support Day (Chase's Calendar of Events)
National Apple Cider Day (United States)
National Day (Oman)
National Vichyssoise Day (United States)
Remembrance Day of the Sacrifice of Vukovar in 1991 (Croatia)
Feast day of Saint Constant
November 19
Carbonated Beverage with Caffeine Day (United States)
Day of Discovery of Puerto Rico (Puerto Rico)
Day of Missile Forces and Artillery (Russia, Belarus)
Flag Day (Brazil)
Garifuna Settlement Day (Belize)
Have a Bad Day Day (Chase's Calendar of Events)
International Men's Day
Monaco National Day (Monaco)
Women's Entrepreneurship Day
World Toilet Day
November 20
20-N (Spain)
Africa Industrialization Day (international)
Black Awareness Day (Brazil)
Children's Day
Day of National Sovereignty (Argentina)
Día de la Revolución (Mexico)
Revolution Day (Mexico)
Royal Thai Navy Day (Thailand)
Teachers' Day or Ngày nhà giáo Việt Nam (Vietnam)
Transgender Day of Remembrance
November 21
Statehood Day North Carolina, United States
November 22
Independence Day (Lebanon)
November 23
Labor Thanksgiving Day (Japan)
Repudiation Day (Frederick County, Maryland, United States)
Rudolf Maister Day (Slovenia)
St George's Day (Georgia)
November 24
Evolution Day (International observance)
Lachit Divas (Assam, India)
Martyrdom of Guru Tegh Bahadur (India)
Teachers' Day (Turkey)
November 25
Blasé Day
Evacuation Day (New York) (United States)
National Parfait Day (United States)
Independence Day (Suriname)
International Day for the Elimination of Violence against Women
National Day (Bosnia and Herzegovina)
St Catherine's Day
Teachers' Day or Hari Guru (Indonesia)
Vajiravudh Day (Thailand)
November 26
Ace Visibility Day
Constitution Day (Abkhazia, Georgia)
Constitution Day (India)
National Cake Day (United States)
Republic Day (Mongolia)
November 27
Our Lady of the Miraculous Medal (Roman Catholic)
Maaveerar Day (Tamil Eelam)
National Bavarian Cream Pie Day (United States)
Teacher's Day (Spain)
November 28
Independence Day (Albania)
November 29
November 30
Bonifacio Day (Philippines)
St Andrews Day (official national holiday in Scotland)
References
11
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] |
Events
Pre-1600
619 – A qaghan of the Western Turkic Khaganate is assassinated in a Chinese palace by Eastern Turkic rivals after the approval of Tang emperor Gaozu.
1410 – The Peace of Bicêtre suspends hostilities in the Armagnac–Burgundian Civil War.
1601–1900
1675 – Plymouth Colony governor Josiah Winslow leads a colonial militia against the Narragansett during King Philip's War.
1795 – The French Directory, a five-man revolutionary government, is created.
1868 – Time zone: New Zealand officially adopts a standard time to be observed nationally.
1889 – North Dakota and South Dakota are admitted as the 39th and 40th U.S. states.
1899 – The Boers begin their 118-day siege of British-held Ladysmith during the Second Boer War.
1901–present
1912 – Bulgaria defeats the Ottoman Empire in the Battle of Lule Burgas, the bloodiest battle of the First Balkan War, which opens her way to Constantinople.
1914 – World War I: The Russian Empire declares war on the Ottoman Empire and the Dardanelles are subsequently closed.
1917 – The Balfour Declaration proclaims British support for the "establishment in Palestine of a national home for the Jewish people" with the clear understanding "that nothing shall be done which may prejudice the civil and religious rights of existing non-Jewish communities".
1917 – The Military Revolutionary Committee of the Petrograd Soviet, in charge of preparation and carrying out the Russian Revolution, holds its first meeting.
1920 – In the United States, KDKA of Pittsburgh starts broadcasting as the first commercial radio station. The first broadcast is the result of the 1920 United States presidential election.
1936 – The British Broadcasting Corporation initiates the BBC Television Service, the world's first regular, "high-definition" (then defined as at least 200 lines) service. Renamed BBC1 in 1964, the channel still runs to this day.
1940 – World War II: First day of Battle of Elaia–Kalamas between the Greeks and the Italians.
1947 – In California, designer Howard Hughes performs the maiden (and only) flight of the Hughes H-4 Hercules (also known as the "Spruce Goose"), the largest fixed-wing aircraft ever built.
1949 – The Dutch–Indonesian Round Table Conference ends with the Netherlands agreeing to transfer sovereignty of the Dutch East Indies to the United States of Indonesia.
1951 – Six thousand British troops arrive in Suez after the Egyptian government abrogates the Anglo-Egyptian treaty of 1936.
1951 – Canada in the Korean War: A platoon of The Royal Canadian Regiment defends a vital area against a full battalion of Chinese troops in the Battle of the Song-gok Spur. The engagement lasts into the early hours the next day.
1956 – Hungarian Revolution: Imre Nagy requests UN aid for Hungary. Nikita Khrushchev meets with leaders of other Communist countries to seek their advice on the situation in Hungary, selecting János Kádár as the country's next leader on the advice of Josip Broz Tito.
1956 – Suez Crisis: Israel occupies the Gaza Strip.
1959 – Quiz show scandals: Twenty-One game show contestant Charles Van Doren admits to a Congressional committee that he had been given questions and answers in advance.
1959 – The first section of the M1 motorway, the first inter-urban motorway in the United Kingdom, is opened between the present junctions 5 and 18, along with the M10 motorway and M45 motorway.
1960 – Penguin Books is found not guilty of obscenity in the trial R v Penguin Books Ltd, the Lady Chatterley's Lover case.
1963 – South Vietnamese President Ngô Đình Diệm is assassinated following a military coup.
1964 – King Saud of Saudi Arabia is deposed by a family coup, and replaced by his half-brother Faisal.
1965 – Norman Morrison, a 31-year-old Quaker, sets himself on fire in front of the river entrance to the Pentagon to protest the use of napalm in the Vietnam war.
1966 – The Cuban Adjustment Act comes into force, allowing 123,000 Cubans the opportunity to apply for permanent residence in the United States.
1967 – Vietnam War: US President Lyndon B. Johnson and "The Wise Men" conclude that the American people should be given more optimistic reports on the progress of the war.
1983 – U.S. President Ronald Reagan signs a bill creating Martin Luther King, Jr. Day.
1984 – Capital punishment: Velma Barfield becomes the first woman executed in the United States since 1962.
1986 – Lebanon hostage crisis: U.S. hostage David Jacobsen is released in Beirut after 17 months in captivity.
1988 – The Morris worm, the first Internet-distributed computer worm to gain significant mainstream media attention, is launched from MIT.
1990 – British Satellite Broadcasting and Sky Television plc merge to form BSkyB as a result of massive losses.
1999 – 1999 Honolulu shootings: In the worst mass murder in the history of Hawaii, a gunman shoots at eight people in his workplace, killing seven.
2000 – Expedition 1 arrived at the International Space Station for the first long-duration stay onboard. From this day to present, a continuous human presence in space on the station remains uninterrupted.
2008 – Lewis Hamilton secured his maiden Formula One Drivers' Championship Title by one point ahead of Felipe Massa at the Brazilian Grand Prix, after a pass for fifth place against the Toyota of Timo Glock on the final lap of the race.
2013 – Two skydiving planes collide in mid-air over northwestern Wisconsin; all of the skydivers as well as two pilots survived the collision.
2016 – The Chicago Cubs defeat the Cleveland Indians in the World Series, ending the longest Major League Baseball championship drought at 108 years.
Births
Pre-1600
682 – Umar II, Arabian caliph (d. 720)
971 – Mahmud of Ghazni (d. 1030)
1154 – Constance, Queen of Sicily, wife of Henry VI, Holy Roman Emperor (d. 1198)
1235 – Henry of Almain, King of the Romans (d. 1271)
1418 – Gaspare Nadi, Italian builder and writer (d. 1504)
1428 – Yolande, Duchess of Lorraine (d. 1483)
1470 – Edward V of England (d. 1483)
1475 – Anne of York, seventh child of King Edward IV of England and Elizabeth Woodville (d. 1511)
1549 – Anna of Austria, Queen of Spain (d. 1580)
1553 – Magdalene of Jülich-Cleves-Berg (d. 1633)
1601–1900
1636 – Edward Colston, English merchant and politician (d. 1721)
1649 – Esmé Stewart, 2nd Duke of Richmond (d. 1660)
1692 – Unico Wilhelm van Wassenaer, Dutch composer and diplomat (d. 1766)
1696 – Conrad Weiser, American soldier, monk, and judge (d. 1760)
1699 – Jean-Baptiste-Siméon Chardin, French painter and educator (d. 1779)
1709 – Anne, Princess Royal and Princess of Orange (d. 1759)
1734 – Daniel Boone, American hunter and explorer (d. 1820)
1739 – Carl Ditters von Dittersdorf, Austrian violinist and composer (d. 1799)
1741 – Joan van der Capellen tot den Pol, Dutch lawyer and politician (d. 1784)
1754 – Gaspard de Bernard de Marigny, French general (d. 1794)
1755 – Marie Antoinette, Austrian-French queen consort of Louis XVI of France (d. 1793)
1766 – Joseph Radetzky von Radetz, Austrian field marshal (d. 1858)
1777 – Fortunat Alojzy Gonzaga Żółkowski, Polish actor and translator (d. 1822)
1795 – James K. Polk, American lawyer and politician, 11th President of the United States (d. 1849)
1799 – John Light Atlee, American physician and surgeon (d. 1885)
1799 – Titian Peale, American entomologist and photographer (d. 1885)
1808 – Jules Amédée Barbey d'Aurevilly, French author and critic (d. 1889)
1815 – George Boole, English mathematician and philosopher (d. 1864)
1821 – George Bowen, Irish-English diplomat, 5th Governor-General of New Zealand (d. 1899)
1833 – Mahendralal Sarkar, Indian physician and academic (d. 1904)
1837 – Émile Bayard, French illustrator and painter (d. 1891)
1844 – Mehmed V, Ottoman sultan (d. 1918)
1844 – John J. Loud, American inventor (d. 1916)
1847 – Georges Sorel, French philosopher and author (d. 1922)
1855 – Henrik Schück, Swedish historian, author, and academic (d. 1947)
1865 – Warren G. Harding, American journalist and politician, 29th President of the United States (d. 1923)
1877 – Joseph De Piro, Maltese priest and missionary (d. 1933)
1877 – Aga Khan III, Indian 48th Shia Imam (d. 1957)
1877 – Victor Trumper, Australian cricketer (d. 1915)
1878 – Ōkido Moriemon, Japanese sumo wrestler, the 23rd Yokozuna (d. 1930)
1879 – Marion Jones Farquhar, American tennis player and violinist (d. 1965)
1883 – Jean-Marie-Rodrigue Villeneuve, Canadian cardinal (d. 1947)
1885 – Harlow Shapley, American astronomer and academic (d. 1972)
1886 – Dhirendranath Datta, Pakistani lawyer and politician (d. 1971)
1890 – Nishinoumi Kajirō III, Japanese sumo wrestler, the 30th Yokozuna (d. 1933)
1890 – Moa Martinson, Swedish author (d. 1964)
1891 – David Townsend, American art director and set decorator (d. 1935)
1892 – Alice Brady, American actress (d. 1939)
1893 – Battista Farina, Italian businessman, founded the Pininfarina Company (d. 1966)
1894 – Alexander Lippisch, German-American aerodynamicist and engineer (d. 1976)
1899 – Peter Aufschnaiter, Austrian mountaineer, geographer, and cartographer (d. 1973)
1901–present
1901 – James Dunn, American actor (d. 1967)
1903 – Travis Jackson, American baseball player, coach, and manager (d. 1987)
1905 – Isobel Andrews, New Zealand writer (d. 1990)
1905 – Georges Schehadé, Lebanese poet and playwright (d. 1989)
1906 – Daniil Andreyev, Russian poet and mystic (d. 1959)
1906 – Luchino Visconti, Italian director and screenwriter (d. 1976)
1908 – Fred Bakewell, English cricketer (d. 1983)
1908 – Bunny Berigan, American trumpet player (d. 1942)
1910 – Fouad Serageddin, Egyptian lawyer and politician, Egyptian Minister of Interior (d. 1999)
1911 – Odysseas Elytis, Greek poet and critic, Nobel Prize laureate (d. 1996)
1911 – Raphael M. Robinson, American mathematician, philosopher, and theorist (d. 1995)
1913 – Burt Lancaster, American actor (d. 1994)
1914 – Johnny Vander Meer, American baseball player and manager (d. 1997)
1914 – Ray Walston, American actor (d. 2001)
1915 – Sidney Luft, American film producer (d. 2005)
1917 – Ann Rutherford, American actress (d. 2012)
1918 – Alexander Vraciu, American commander and pilot of Romanian descent (d. 2015)
1919 – Warren Stevens, American actor (d. 2012)
1920 – Bill Mazer, Ukrainian-American journalist and sportscaster (d. 2013)
1921 – Shepard Menken, American actor (d. 1999)
1921 – Bill Mosienko, Canadian ice hockey player and coach (d. 1994)
1922 – Seánie Duggan, Irish hurler (d. 2013)
1923 – Tibor Rosenbaum, Hungarian-born Swiss rabbi and businessman (d. 1980)
1924 – David Bauer, Canadian ice hockey player and coach (d. 1988)
1924 – Rudy Van Gelder, American record producer and engineer (d. 2016)
1926 – Myer Skoog, American basketball player (d. 2019)
1926 – Charlie Walker, American country music singer-songwriter, guitarist, and DJ (d. 2008)
1927 – Steve Ditko, American author and illustrator (d. 2018)
1927 – John Sainsbury, Baron Sainsbury of Preston Candover, English businessman and politician
1928 – Gerry Alexander, Jamaican cricketer and veterinarian (d. 2011)
1928 – Paul Johnson, English journalist, historian, and author
1929 – Amar Bose, American engineer and businessman, founded the Bose Corporation (d. 2013)
1929 – Robert Gover, American journalist and author (d. 2015)
1929 – Muhammad Rafiq Tarar, Pakistani judge and politician, 9th President of Pakistan
1929 – Richard E. Taylor, Canadian physicist and academic, Nobel Prize laureate (d. 2018)
1931 – Phil Woods, American saxophonist, composer, and bandleader (d. 2015)
1932 – Ron Sproat, American screenwriter and playwright (d. 2009)
1933 – Clarence D. Rappleyea Jr., lawyer and politician (d. 2016)
1934 – Ken Rosewall, Australian tennis player
1935 – Shirshendu Mukhopadhyay, Indian author
1936 – Rose Bird, American lawyer and judge, 25th Chief Justice of California (d. 1999)
1936 – Jack Starrett, American actor and director (d. 1989)
1937 – Earl Carroll, American singer (d. 2012)
1938 – Jay Black, American singer (d. 2021)
1938 – Pat Buchanan, American journalist and politician
1938 – David Eden Lane, American white supremacist (d. 2007)
1938 – Queen Sofía of Spain
1939 – Pauline Neville-Jones, Baroness Neville-Jones, English broadcaster and politician, Minister for Security
1939 – Richard Serra, American sculptor and academic
1940 – Jim Bakken, American football player
1940 – Phil Minton, English singer and trumpet player
1941 – Brian Poole, English pop-rock singer
1941 – Arun Shourie, Indian journalist, economist, and politician, Indian Minister of Communications
1941 – Dave Stockton, American golfer
1941 – Bruce Welch, English singer-songwriter, guitarist, and producer
1942 – Shere Hite, German sexologist, author, and educator (d. 2020)
1942 – Stefanie Powers, American actress
1944 – Patrice Chéreau, French actor, director, producer, and screenwriter (d. 2013)
1944 – Keith Emerson, English pianist, keyboard player, and composer (d. 2016)
1945 – Giorgos Kolokithas, Greek basketball player (d. 2013)
1945 – Larry Little, American football player
1945 – J. D. Souther, American singer-songwriter, guitarist, and actor
1946 – Alan Jones, Australian race car driver and sportscaster
1946 – Giuseppe Sinopoli, Italian conductor and composer (d. 2001)
1947 – Dave Pegg, English bass player and producer
1949 – Lois McMaster Bujold, American author
1951 – Thomas Mallon, American novelist, essayist, and critic
1951 – Lindy Morrison, Australian rock drummer
1952 – Maxine Nightingale, English R&B/soul singer
1954 – Pat Croce, American businessman and author
1955 – Thomas Grunenberg, German footballer and manager
1956 – Dale Brown, American author and pilot
1957 – Carter Beauford, American drummer and composer
1958 – Willie McGee, American baseball player and manager
1959 – Peter Mullan, Scottish actor, director, and screenwriter
1960 – Rosalyn Fairbank, South African tennis player
1961 – k.d. lang, Canadian singer-songwriter, producer, and actress
1961 – Jeff Tedford, American football player and coach
1962 – David Brock, American journalist and author
1962 – Mireille Delunsch, French operatic soprano
1962 – Derek Mountfield, English footballer and manager
1963 – Bobby Dall, American bass player
1963 – Jonas Gardell, Swedish author and screenwriter
1963 – Ron McGovney, American bass player
1963 – Borut Pahor, Slovenian lawyer and politician, 4th President of Slovenia
1963 – Craig Saavedra, American director, producer, and screenwriter
1963 – Park Young-seok, South Korean mountaineer and explorer (d. 2011)
1964 – Britta Lejon, Swedish lawyer and politician
1965 – Nick Boles, English businessman and politician
1965 – Arnold Clavio, Filipino journalist
1965 – Shah Rukh Khan, Indian film actor, producer and television host
1966 – David Schwimmer, American actor
1967 – Kurt Elling, American singer-songwriter
1967 – Simon Hill, English-Australian journalist and sportscaster
1967 – Scott Walker, American politician, 45th Governor of Wisconsin
1968 – Neal Casal, American singer-songwriter, guitarist, and photographer (d. 2019)
1969 – Reginald Arvizu, American rock musician
1972 – Marion Posch, Italian snowboarder
1972 – Darío Silva, Uruguayan footballer and coach
1972 – Vladimir Vorobiev, Russian ice hockey player and coach
1972 – Samantha Womack, British actress, singer and director
1973 – Ben Graham, Australian footballer
1973 – Marisol Nichols, American actress
1974 – Orlando Cabrera, Colombian-American baseball player
1974 – Nelly, American rapper
1974 – Prodigy, American rapper (d. 2017)
1974 – Sofia Polgar, Hungarian chess player
1975 – Stéphane Sarrazin, French race car driver
1975 – Chris Walla, American singer-songwriter, guitarist, and producer
1976 – Thierry Omeyer, French handball goalkeeper
1976 – Sidney Ponson, Aruban baseball player
1977 – Rodney Buford, American basketball player
1977 – Konstantinos Economidis, Greek tennis player
1977 – Leon Taylor, English diver and sportscaster
1978 – Carmen Cali, American baseball player
1979 – Simone Puleo, Italian footballer
1980 – Diego Lugano, Uruguayan footballer
1980 – Amos Roberts, Australian rugby player
1980 – Kim So-yeon, South Korean actress
1981 – Monica Iozzi, Brazilian actress
1981 – Mitchell Johnson, Australian cricketer
1981 – Rafael Márquez Lugo, Mexican footballer
1981 – Miryo, South Korean rapper
1981 – Roddy White, American football player
1982 – Yunel Escobar, Cuban-American baseball player
1982 – Charles Itandje, French footballer
1983 – Ebonette Deigaeruk, Nauruan weightlifter
1983 – Darren Young, American wrestler
1986 – Andy Rautins, Canadian basketball player
1987 – Danny Cipriani, English rugby player
1988 – Lisa Bowman, Irish netball player
1988 – Julia Görges, German tennis player
1989 – Stevan Jovetić, Montenegrin footballer
1989 – Natalie Pluskota, American tennis player
1989 – Luke Schenn, Canadian ice hockey player
1990 – Christopher Dibon, Austrian footballer
1992 – Naomi Ackie, British actress
1994 – Shaq Coulthirst, English footballer
1995 – Hanna Öberg, Swedish biathlete, Olympic champion
1997 – Davis Keillor-Dunn, English footballer
1998 – Elkie Chong, Hong Kong singer and actress
Deaths
Pre-1600
1083 – Matilda of Flanders (b. 1031)
1148 – Saint Malachy (b. 1094)
1261 – Bettisia Gozzadini (b. 1209)
1285 – Peter III of Aragon (b. 1239)
1319 – John Sandale, Bishop of Winchester
1483 – Henry Stafford, 2nd Duke of Buckingham, English politician, Lord High Constable of England (b. 1454)
1521 – Margaret of Lorraine, Duchess of Alençon and nun (b. 1463)
1601–1900
1610 – Richard Bancroft, English archbishop and academic (b. 1544)
1618 – Maximilian III, Archduke of Austria (b. 1568)
1716 – Engelbert Kaempfer, German botanist and physician (b. 1651)
1807 – Louis Auguste Le Tonnelier de Breteuil, French politician, Prime Minister of France (b. 1730)
1834 – Maria Teresa Poniatowska, Polish noblewoman (b. 1760)
1846 – Esaias Tegnér, Swedish poet and bishop (b. 1782)
1852 – Pyotr Kotlyarevsky, Russian general (b. 1782)
1863 – Theodore Judah, American engineer (b. 1826)
1877 – Friedrich Graf von Wrangel, Prussian field marshal (b. 1784)
1883 – William Morgan, English-Australian politician, 14th Premier of South Australia (b. 1828)
1886 – James Watney junior, English brewer, cricketer, and politician (b. 1832)
1887 – Alfred Domett, English-New Zealand poet and politician, 4th Prime Minister of New Zealand (b. 1811)
1887 – Jenny Lind, Swedish operatic soprano (b. 1820)
1898 – George Goyder, English-Australian surveyor (b. 1826)
1901–present
1905 – Albert von Kölliker, Swiss anatomist and physiologist (b. 1817)
1911 – Kyrle Bellew, English actor (b. 1850)
1930 – Viggo Jensen, Danish weightlifter, target shooter, and gymnast (b. 1874)
1935 – Jock Cameron, South African cricketer (b. 1905)
1944 – Thomas Midgley, Jr., American chemist and engineer (b. 1889)
1945 – Hélène de Pourtalès, Swiss sailor (b. 1868)
1949 – Jerome F. Donovan, American lawyer and politician (b. 1872)
1950 – George Bernard Shaw, Irish author, playwright, and critic, Nobel Prize laureate (b. 1856)
1952 – Mehmet Esat Bülkat, Greek-Turkish general (b. 1862)
1958 – Jean Couzy, French mountaineer and engineer (b. 1923)
1959 – Michael Considine, Irish-Australian trade union leader and politician (b. 1885)
1960 – Dimitri Mitropoulos, Greek conductor and composer (b. 1896)
1961 – Salman bin Hamad Al Khalifa I, Hakim of Bahrain (b. 1894)
1961 – James Thurber, American humorist and cartoonist (b. 1894)
1963 – Ngô Đình Diệm, Vietnamese politician, 1st President of the Republic of Vietnam (b. 1901)
1963 – Ngô Đình Nhu, Vietnamese activist, archivist, politician, and tactical strategist (b. 1910)
1966 – Peter Debye, Dutch-American physicist and chemist, Nobel Prize laureate (b. 1884)
1966 – Mississippi John Hurt, American singer-songwriter and guitarist (b. 1892)
1970 – Richard Cushing, American cardinal (b. 1895)
1970 – Pierre Veyron, French race car driver (b. 1903)
1971 – Robert Mensah, Ghanaian footballer (b. 1939)
1975 – Pier Paolo Pasolini, Italian actor, director, and screenwriter (b. 1922)
1981 – Wally Wood, American author, illustrator, and publisher (b. 1927)
1982 – Lester Roloff, American preacher and radio host (b. 1914)
1990 – Eliot Porter, American photographer, chemist, and academic (b. 1901)
1991 – Irwin Allen, American director, producer, and screenwriter (b. 1916)
1991 – Mort Shuman, American singer-songwriter and pianist (b. 1936)
1992 – Robert Arneson, American sculptor and academic (b. 1930)
1992 – Hal Roach, American actor, director, producer, and screenwriter (b. 1892)
1994 – Martin Taras, American animator and director (b. 1914)
1994 – Peter Matthew Hillsman Taylor, American novelist, short-story writer, and playwright (b. 1917)
1996 – Eva Cassidy, American singer (b. 1963)
1996 – John G. Crommelin, American admiral and politician (b. 1902)
1998 – Vincent Winter, Scottish actor and production manager (b. 1957)
2000 – Robert Cormier, American journalist and author (b. 1925)
2002 – Charles Sheffield, American physicist and author (b. 1935)
2003 – Frank McCloskey, American sergeant, lawyer, and politician (b. 1939)
2004 – Theo van Gogh, Dutch actor, director, and producer (b. 1957)
2005 – Ferruccio Valcareggi, Italian footballer and manager (b. 1919)
2007 – Charmaine Dragun, Australian journalist (b. 1978)
2007 – Igor Moiseyev, Russian dancer and choreographer (b. 1906)
2007 – The Fabulous Moolah, American wrestler (b. 1923)
2008 – Madelyn Dunham, American banker and business executive (b. 1922)
2009 – Nien Cheng, Chinese-American author (b. 1915)
2010 – Clyde King, American baseball player and manager (b. 1924)
2011 – Boots Plata, Filipino director and screenwriter (b. 1943)
2012 – Shreeram Shankar Abhyankar, Indian-American mathematician and academic (b. 1930)
2012 – Robert Morton Duncan, American soldier and judge (b. 1927)
2012 – Joe Ginsberg, American baseball player (b. 1926)
2012 – Pino Rauti, Italian journalist and politician (b. 1926)
2012 – Han Suyin, Chinese-Swiss physician and author (b. 1916)
2012 – Kinjarapu Yerran Naidu, Indian politician (b. 1957)
2013 – Walt Bellamy, American basketball player (b. 1939)
2013 – Ghislaine Dupont, French journalist (b. 1956)
2013 – Clifford Nass, American author and academic (b. 1958)
2013 – Kjell Qvale, Norwegian-American businessman (b. 1919)
2014 – Acker Bilk, English singer and clarinet player (b. 1929)
2014 – Michael Coleman, American singer-songwriter and guitarist (b. 1956)
2014 – Veljko Kadijević, Croatian general and politician, 5th Federal Secretary of People's Defence (b. 1925)
2014 – Herman Sarkowsky, German-American businessman and philanthropist, co-founded the Seattle Seahawks (b. 1925)
2014 – Shabtai Teveth, Israeli historian and author (b. 1925)
2015 – Andrzej Ciechanowiecki, Polish painter, historian, and academic (b. 1924)
2015 – Mike Davies, Welsh-American tennis player and businessman (b. 1936)
2015 – Roy Dommett, English scientist and engineer (b. 1933)
2015 – Tommy Overstreet, American singer-songwriter and guitarist (b. 1937)
2017 – Aboubacar Somparé, Guinean politician (b. 1944)
2018 – Raymond Chow, Hong Kong film producer (b.1927)
2019 – Walter Mercado, Puerto Rican television personality, astrologer, actor, and dancer (b. 1932)
Holidays and observances
Christian feast day:
Agapius and companions
Daniel Payne (Lutheran)
Domninus of Vienne
Erc of Slane (Ireland)
Justus of Trieste
Victorinus of Pettau
November 2 (Eastern Orthodox liturgics)
All Souls' Day (Roman Catholic Church and Anglican Communion)
Coronation of Haile Selassie (Rastafari)
Day of the Dead, the second day of Day of the Dead or El Dia de los Muertos celebration (Mexico)
Dziady (Belarus)
Indian Arrival Day (Mauritius)
International Day to End Impunity for Crimes Against Journalists (United Nations)
Statehood Day (North Dakota and South Dakota, United States)
References
External links
Days of the year
November
|
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Nairobi ( ) is the capital and the largest city of Kenya. The name comes from the Maasai phrase Enkare Nairobi, which translates to "cool water", a reference to the Nairobi River which flows through the city. The city proper had a population of 4,397,073 in the 2019 census, while the metropolitan area has a population of 9,354,580. The city is popularly referred to as the Green City in the Sun.
Nairobi was founded in 1899 by the colonial authorities in British East Africa, as a rail depot on the Uganda - Kenya Railway. The town quickly grew to replace Mombasa as the capital of Kenya in 1907. After independence in 1963, Nairobi became the capital of the Republic of Kenya. During Kenya's colonial period, the city became a centre for the colony's coffee, tea and sisal industry. The city lies in the south central part of Kenya, at an elevation of .
According to the 2019 census, in the administrative area of Nairobi, 4,397,073 inhabitants lived within .
Nairobi is home of the Kenyan Parliament Buildings and hosts thousands of Kenyan businesses and over 100 major international companies and organizations, including the United Nations Environment Programme (UN Environment) and the United Nations Office at Nairobi (UNON). Nairobi is an established hub for business and culture. The Nairobi Securities Exchange (NSE) is one of the largest in Africa and the second-oldest exchange on the continent. It is Africa's fourth-largest exchange in terms of trading volume, capable of making 10 million trades a day. It also has the Nairobi National Park with a large game reserve. Nairobi is currently under the Nairobi Metropolitan Service.
Nairobi metropolitan region
Nairobi is found within the Greater Nairobi Metropolitan region, which consists of 5 out of 47 counties in Kenya, which generates about 60% of the entire nation's GDP. The counties are:
Source: Nairobi Metro/ Kenya Census
History
Early years
The site of Nairobi was originally part of an uninhabited swamp. The name Nairobi itself comes from the Maasai expression meaning "cool waters", referring to the cold water stream which flowed through the area. With the arrival of the Uganda Railway, the site was identified by Sir George Whitehouse for a store depot, shunting ground and camping ground for the Indian labourers working on the railway. Whitehouse, chief engineer of the railway, favoured the site as an ideal resting place due to its high elevation, temperate climate, adequate water supply and being situated before the steep ascent of the Limuru escarpments. His choice was however criticised by officials within the Protectorate government who felt the site was too flat, poorly drained and relatively infertile.
During the pre-colonial era, many peoples of Kenya lived in villages amongst their tribes and cultures where they had rulers within their communities rather than a president and lived in that manner.
In 1898, Arthur Church was commissioned to design the first town layout for the railway depot. It constituted two streets – Victoria Street and Station Street, ten avenues, staff quarters and an Indian commercial area. The railway arrived at Nairobi on 30 May 1899, and soon Nairobi replaced Machakos as the headquarters of the provincial administration for Ukamba province. On the arrival of the railway, Whitehouse remarked that "Nairobi itself will in the course of the next two years become a large and flourishing place and already there are many applications for sites for hotels, shops and houses. The town's early years were however beset with problems of malaria leading to at least one attempt to have the town moved. In the early 1900s, Bazaar Street (now Biashara Street) was completely rebuilt after an outbreak of plague and the burning of the original town.
Between 1902 and 1910, the town's population rose from 5,000 to 16,000 and grew around administration and tourism, initially in the form of big game hunting. In 1907, Nairobi replaced Mombasa as the capital of the East Africa Protectorate. In 1908, a further outbreak of the plague led to Europeans concluding that the cause was unhygienic conditions in the Indian Bazaar. The government responded by restricting lower class Indians and African natives to specific quarters for residence and trade setting a precedent for racial segregation in the commercial sphere. By the outset of the First World War, Nairobi was well established as a European settler colony through immigration and land alienation. In 1919, Nairobi was declared to be a municipality.
Growth
In 1921, Nairobi had 24,000 residents, of which 12,000 were native Africans. The next decade saw growth in native African communities in Nairobi, and they began to constitute a majority for the first time. This growth caused planning issues, described by Thorntorn White and his planning team as the "Nairobi Problem". In February 1926, colonial officer Eric Dutton passed through Nairobi on his way to Mount Kenya, and said of the city:
After World War II, continuous expansion of the city angered both the Maasai and Kikuyu. This led to the Mau Mau Uprising in the 1950s, and the Lancaster House Conferences, which initiated a transition to Kenyan independence in 1963.
In the spring of 1950, the East African Trades Union Congress (EAUTC) led a nine-day general strike in the city.
Post independence
Nairobi remained capital of Kenya after independence, and its continued rapid growth put pressure on the city's infrastructure. Power cuts and water shortages were a common occurrence.
On 11 September 1973, the Kenyatta International Conference Centre KICC was open to the public. The 28-storey building at the time was designed by the Norwegian architect Karl Henrik Nøstvik and Kenyan David Mutiso. It is the only building within the city with a helipad that is open to the public. Of the buildings built in the Seventies, the KICC was the most eco-friendly and most environmentally conscious structure; its main frame was constructed with locally available materials gravel, sand, cement and wood, and it had wide open spaces which allowed for natural aeration and natural lighting. Cuboids made up the plenary hall, the tower consisted of a cylinder composed of several cuboids, and the amphitheater and helipad both resembled cones. The tower was built around a concrete core and it had no walls but glass windows, which allowed for maximum natural lighting. It had the largest halls in eastern and central Africa.
A years prior in 1972, the World Bank approved funds for further expansion of the then Nairobi Airport (now Jomo Kenyatta International Airport), including a new international and domestic passenger terminal building, the airport's first dedicated cargo and freight terminal, new taxiways, associated aprons, internal roads, car parks, police and fire stations, a State Pavilion, airfield and roadway lighting, fire hydrant system, water, electrical, telecommunications and sewage systems, a dual carriageway passenger access road, security, drainage and the building of the main access road to the airport (Airport South Road). The total cost of the project was more than US$29 million (US$111.8 million in 2013 dollars). On 14 March 1978, construction of the terminal building was completed on the other side of the airport's single runway and opened by President Jomo Kenyatta less than five months before his death. The airport was renamed Jomo Kenyatta International Airport in memory of its first president.
The United States Embassy, then located in downtown Nairobi, was bombed in August 1998 by Al-Qaeda and the Egyptian Islamic Jihad, as one of a series of US embassy bombings. It is now the site of a memorial park.
21st century
On 9 November 2012, President Mwai Kibaki opened the KES 31 billion Thika Superhighway. This mega-project of Kenya started in 2009 and ended in 2011. It involved expanding the four-lane carriageway to eight lanes, building underpasses, providing interchanges at roundabouts, erecting flyovers and building underpasses to ease congestion. The 50.4-kilometre road was built in three phases: Uhuru Highway to Muthaiga Roundabout; Muthaiga Roundabout to Kenyatta University and; Kenyatta University to Thika Town.
On 31 May 2017, the current president Uhuru Kenyatta inaugurated the Standard Gauge Railway which runs from Nairobi to Mombasa and vice versa. It was primarily built by a Chinese firm with about 90% of total funding from China and about 10% from the Kenyan government. A second phase is also being built which will link Naivasha to the existing route and also the Uganda border.
On 11 August 2020, Nairobi County Assembly Speaker Beatrice Elachi resigned. On 21 December 2020, recently elected Nairobi County Assembly Speaker Benson Mutura was sworn in as acting Nairobi Governor four days after the previous Nairobi Governor Mike Sonko was impeached and removed from office. At the time of Mutura's swearing in as acting Governor, which he will hold for at least 60 days, Nairobi did not have a Deputy Governor as well.
Historical population data for Nairobi
Geography
The city is situated at and and occupies .
Nairobi is situated between the cities of Kampala and Mombasa. As Nairobi is adjacent to the eastern edge of the Rift Valley, minor earthquakes and tremors occasionally occur. The Ngong Hills, located to the west of the city, are the most prominent geographical feature of the Nairobi area. Mount Kenya is situated north of Nairobi, and Mount Kilimanjaro is towards the south-east.
The Nairobi River and its tributaries traverse through the Nairobi County and joins the larger River Athi on the eastern edge of the county.
Nobel Peace Prize laureate Wangari Maathai fought fiercely to save the indigenous Karura Forest in northern Nairobi which was under threat of being replaced by housing and other infrastructure.
Nairobi's western suburbs stretch all the way from the Kenyatta National Hospital in the south to the UN headquarters at Gigiri suburb in the north, a distance of about . The city is centred on the City Square, which is located in the Central Business District. The Kenyan Parliament buildings, the Holy Family Cathedral, Nairobi City Hall, Nairobi Law Courts, and the Kenyatta Conference Centre all surround the square.
Climate
Under the Köppen climate classification, Nairobi has a subtropical highland climate (Cwb). At above sea level, evenings may be cool, especially in the June/July season, when the temperature can drop to . The sunniest and warmest part of the year is from December to March, when temperatures average in the mid-twenties Celsius during the day. The mean maximum temperature for this period is .
There are rainy seasons, but rainfall can be moderate. The cloudiest part of the year is just after the first rainy season, when, until September, conditions are usually overcast with drizzle. As Nairobi is situated close to the equator, the differences between the seasons are minimal. The seasons are referred to as the wet season and dry season. The timing of sunrise and sunset varies little throughout the year for the same reason.
Districts and neighbourhoods
Nairobi is divided into a series of constituencies with each being represented by members of Parliament in the National Assembly. The initial constituencies before the 2010 constitution which led to the county electoral boundaries benig redrawn were: Makadara, Kamukunji, Starehe, Langata, Dagoretti, Westlands, Kasarani, and Embakasi. The new electoral boundaries after this were revised to Embakasi North, Embakasi South, Embakasi Central, Embakasi East, Embakasi West, Makadara, Kamukunji, Starehe, Mathare, Westlands, Dagoretti North, Dagoretti South, Langata, Kibra, Ruaraka, Roysambu and Kasarani. The main administrative divisions of Nairobi are Central, Dagoretti, Embakasi, Kasarani, Kibera, Makadara, Pumwani, and Westlands. Most of the upmarket suburbs are situated to the west and north-central of Nairobi, where most European settlers resided during the colonial times AKA 'Ubabini'. These include Karen, Langata, Lavington, Gigiri, Muthaiga, Brookside, Spring Valley, Loresho, Kilimani, Kileleshwa, Hurlingham, Runda, Kitisuru, Nyari, Kyuna, Lower Kabete, Westlands, and Highridge, although Kangemi, Kawangware, and Dagoretti are lower income areas close to these affluent suburbs. The city's colonial past is commemorated by many English place-names.
Most lower-middle and upper middle income neighbourhoods are located in the north-central areas such as Highridge, Parklands, Ngara, Pangani, and areas to the southwest and southeast of the metropolitan area near the Jomo Kenyatta International Airport. The most notable ones include Avenue Park, Fedha, Pipeline, Donholm, Greenfields, Nyayo, Taasia, Baraka, Nairobi West, Madaraka, Siwaka, South B, South C, Mugoya, Riverbank, Hazina, Buru Buru, Uhuru, Harambee Civil Servants', Akiba, Kimathi, Pioneer, and Koma Rock to the centre-east and Kasarani to northeast area among others. The low and lower income estates are located mainly in far eastern Nairobi. These include, Umoja, Kariokor, Dandora, Kariobangi, Kayole, Embakasi, and Huruma. Kitengela suburb, though located further southeast, Ongata Rongai and Kiserian further southwest, and Ngong/Embulbul suburbs also known as 'Diaspora' to the far west are considered part of the Greater Nairobi Metropolitan area. More than 90% of Nairobi residents work within the Nairobi Metropolitan area, in the formal and informal sectors. Many Somali immigrants have also settled in Eastleigh, nicknamed "Little Mogadishu".
Kibera slum
The Kibera slum in Nairobi with an estimated population of 185,777 was thought to be Africa's second largest slum. However, recent census results have shown that Kibera is indeed much smaller than originally thought.
Parks and gardens
Nairobi has many parks and open spaces throughout the city. Much of the city has dense tree-cover and plenty of green spaces. The most famous park in Nairobi is Uhuru Park. The park borders the central business district and the neighbourhood Upper Hill. Uhuru (Freedom in Swahili) Park is a centre for outdoor speeches, services, and rallies. The park was to be built over by former President Daniel arap Moi, who wanted the 62-storey headquarters of his party, the Kenya African National Union, situated in the park. However, the park was saved following a campaign by Nobel Peace Prize winner Wangari Maathai.
Central Park is adjacent to Uhuru Park, and includes a memorial for Jomo Kenyatta, the first president of Kenya, and the Moi Monument, built in 1988 to commemorate the second president's first decade in power. Other notable open spaces include Jeevanjee Gardens, City Park, 7 August Memorial Park, and Nairobi Arboretum.
The colonial 1948 Master Plan for Nairobi still acts as the governing mechanism when it comes to making decisions related to urban planning. The Master Plan at the time, which was designed for 250,000 people, allocated 28% of Nairobi's land to public space, but because of rapid population growth, much of the vitality of public spaces within the city are increasingly threatened. City Park, the only natural park in Nairobi, for example, was originally , but has since lost approximately of land to private development through squatting and illegal alienation which began in the 1980s.
Political divisions
The City of Nairobi enjoys the status of a full administrative County.
The Nairobi province differs in several ways from other Kenyan regions. The county is entirely urban. It has only one local council, Nairobi City Council. Nairobi Province was not divided into "districts" until 2007, when three districts were created. In 2010, along with the new constitution, Nairobi was renamed a county.
Nairobi County has 17 constituencies. Constituency name may differ from division name, such that Starehe Constituency is equal to Central Division, Lang'ata Constituency to Kibera division, and Kamukunji Constituency to Pumwani Division in terms of boundaries.
Constituencies
Nairobi is divided into 17 constituencies and 85 wards, mostly named after residential estates. Kibera Division, for example, includes Kibera (Kenya's largest slum) as well as affluent estates of Karen and Langata.
Economy
Nairobi is home to the Nairobi Securities Exchange (NSE), one of Africa's largest stock exchanges. The NSE was officially recognised as an overseas stock exchange by the London Stock Exchange in 1953. The exchange is Africa's 4th largest in terms of trading volumes, and 5th largest in terms of Market Capitalization as a percentage of GDP.
Nairobi is the regional headquarters of several international companies and organisations. In 2007, General Electric, Young & Rubicam, Google, Coca-Cola, IBM Services, and Cisco Systems relocated their African headquarters to the city. The United Nations Office at Nairobi hosts UN Environment and UN-Habitat headquarters.
Several of Africa's largest companies are headquartered in Nairobi. Safaricom, the largest company in Kenya by assets and profitability is headquartered in Nairobi, KenGen, which is the largest African stock outside South Africa, is based in the city. Kenya Airways, Africa's fourth largest airline, uses Nairobi's Jomo Kenyatta International Airport as a hub.
Nairobi has not been left behind by the FinTech phenomenon that has taken over worldwide. It has produced a couple of tech firms like Craft Silicon, Kangai Technologies, and Jambo Pay which have been in the forefront of technology, innovation and cloud based computing services. Their products are widely used and have considerable market share presence within Kenya and outside its borders.
Goods manufactured in Nairobi include clothing, textiles, building materials, processed foods, beverages, and cigarettes. Several foreign companies have factories based in and around the city. These include Goodyear, General Motors, Toyota Motors, and Coca-Cola.
Nairobi has a large tourist industry, being both a tourist destination and a transport hub.
Central business district and skyline
Nairobi has grown around its central business district. This takes a rectangular shape, around the Uhuru Highway, Haille Selassie Avenue, Moi Avenue, and University Way. It features many of Nairobi's important buildings, including the City Hall and Parliament Building. The city square is also located within the perimeter.
Most of the skyscrapers in this region are the headquarters of businesses and corporations, such as I&M and the Kenyatta International Conference Centre. The United States Embassy bombing took place in this district, prompting the building of a new embassy building in the suburbs.
In 2011, the city was considered to have about 4 million residents. A large beautification project took place in the Central Business District, as the city prepared to host the 2006 Afri-Cities summit. Iconic buildings such as the Kenyatta International Conference Centre had their exteriors cleaned and repainted.
Nairobi downtown area or central business district is bordered to the southwest by Uhuru Park and Central Park. The Mombasa to Kampala railway runs to the southeast of the district.
Upper Hill
Two areas outside the Central Business District that are seeing growth in companies and office space are Upper Hill, which is located, approximately from the Central Business District and Westlands, about the same distance from the city centre.
Companies that have moved from the Central Business District to Upper Hill include Citibank, and in 2007 Coca-Cola began construction of their East and Central African headquarters in Upper Hill, cementing the district as the preferred location for office space in Nairobi. The largest office development in this area is UAP Tower, completed in 2015 and officially opened for business on 4 July 2016. It is a 33-storey tower 163 meters high. The World Bank and International Finance Corporation (part of the World Bank Group) are also located in Upper Hill at the Delta Center, Menegai Road. Earlier on, they were located in the Hill Park Building and CBA Building respectively (both also in Upper Hill), and prior to that in View Park towers in the Central Business District.
To accommodate the large demand for floor space in Nairobi, various commercial projects are being constructed. New business parks are being built in the city, including the flagship Nairobi Business Park.
Construction boom and real estate development projects
Nairobi is undergoing a construction boom. Major real estate projects and skyscrapers are coming up in the city. Among them are:The pinnacle twin towers which will tower at 314 m, Britam Tower (200 m), Avic International Africa headquarters (176 m), Prism tower (140 m), Pan Africa insurance towers, Pallazzo offices, and many other projects. Shopping malls are also being constructed like the recently completed Garden city Mall, Centum's Two rivers Mall, The Hub in Karen, Karen waterfront, Thika Greens, and the recently reconstructed Westgate Mall. High-class residential apartments for living are coming up like Le Mac towers, a residential tower in Westlands Nairobi with 23 floors. Avic International is also putting up a total of four residential apartments on Waiyaki way: a 28-level tower, two 24-level towers, and a 25-level tower. Hotel towers are also being erected in the city. Avic International is putting up a 30-level hotel tower of 141 m in the Westlands. The hotel tower will be operated by Marriot group. Jabavu limited is constructing a 35 floor hotel tower in Upper Hill which will be high over 140 metres in the city skyline. Arcon Group Africa has also announced plans to erect a skyscraper in Upper hill which will have 66 floors and tower over 290 metres, further cementing Upper hill as the preferred metropolis for multinational corporations launching their operations in the Kenyan capital.
Also see List of tallest buildings in Kenya
Demographics
Population of Nairobi between 1906 and 2019
Nairobi has experienced one of the highest growth rates of any city in Africa. Since its foundation in 1899, Nairobi has grown to become the second largest city in the African Great Lakes, despite being one of youngest cities in the region. The growth rate of Nairobi is 4.1% a year. It is estimated that Nairobi's population will reach 5 million in 2025.
These data fit remarkably closely (r^2 = 0.9994) to a logistic curve with t(0) = 1900, P(0)=8500, r = 0.059 and K = 8,000,000. This suggests a 2011 growth rate of 3.5% (the CIA estimate of 4.5% cited above would have been true in 2005). According to this curve, the population of the city will be below 4 million in 2015, and will reach 5 million in 2025.
Given this high population growth, owing itself both to urban migration and high birth rates, the economy has yet to catch up. Unemployment is estimated at 40% within the city, mainly in the high-density, low income areas of the city which can make them seem even denser than the higher-income neighborhoods.
Parks
Nairobi has numerous recreational green areas. Nairobi National Park, located in the Southern side of the city, is an important attraction. Other parks and protected forests include Uhuru Park, Central Park, John Michuki Park, Nairobi Arboretum, City Park, Uhuru Gardens, Jeevanjee Gardens, Karura Forest, Ngong forest, and Ololua forest.
Culture
Kenya National Theatre, and the Kenya National Archives. Art galleries in Nairobi include the Rahimtulla Museum of Modern Art (Ramoma), the Mizizi Arts Centre, and the Nairobi National Museum.
There is also the Karen Blixen Museum and the Nairobi National Museum. There is Kuona Art Center for visual artists in Nairobi.
By the mid twentieth century, many foreigners settled in Nairobi from other parts of the British Empire, primarily India and parts of (present-day) Pakistan. These immigrants were workers who arrived to construct the Kampala – Mombasa railway, settling in Nairobi after its completion, and also merchants from Gujarat. Nairobi also has established communities from Somalia and Sudan.
Nairobi has two informal nicknames. The first is "The Green City in the Sun", which is derived from the city's foliage and warm climate. The second is the "Safari Capital of the World", which is used due to Nairobi's prominence as a hub for safari tourism.
Literature and film
Kwani? is Kenya's first literary journal and was established by writers living in Nairobi. Nairobi's publishing houses have also produced the works of some of Kenya's authors, including Ngũgĩ wa Thiong'o and Meja Mwangi who were part of post-colonial writing.
Many film makers also practice their craft out of Nairobi. Film-making is still young in the country, but people like producer Njeri Karago and director Judy Kibinge are paving the way for others.
Perhaps the most famous book and film set in Nairobi is Out of Africa. The book was written by Karen Blixen, whose pseudonym was Isak Dinesen, and it is her account of living in Kenya. Karen Blixen lived in the Nairobi area from 1917 to 1931. The neighbourhood in which she lived, Karen, is named after her.
In 1985, Out of Africa was made into a film, directed by Sydney Pollack. The film won 28 awards, including seven Academy Awards. The popularity of the film prompted the opening of Nairobi's Karen Blixen Museum.
Nairobi is also the setting of many of the novels of Ngũgĩ wa Thiong'o, Kenya's foremost writer.
Nairobi has been the set of several other American and British films. The most recent of these was The Constant Gardener (2005), a large part of which was filmed in the city. The story revolves around a British diplomat in Nairobi whose wife is murdered in northern Kenya. Much of the filming was in the Kibera slum.
Among the latest Kenyan actors in Hollywood who identify with Nairobi is Lupita Nyong'o. Lupita received an Oscar award for best supporting actress in her role as Patsy in the film 12 Years a Slave during the 86th Academy Awards at the Dolby theatre in Los Angeles. Lupita is the daughter of Kenyan politician Peter Anyang' Nyong'o.
Most new Hollywood films are nowadays screened at Nairobi's cinemas. Up until the early 1990s, there were only a few film theatres and the repertoire was limited. There are also two drive-in cinemas in Nairobi.
In 2015 and 2016, Nairobi was the focus point for the American television series Sense8 which shot its first and second seasons partly in the city. The TV series has high reviews in The Internet Movie Database (IMDB).
In 2015 Nairobi was also featured in the British thriller film Eye in the Sky, which is a story about a lieutenant general and a colonel who faced political opposition after ordering a drone missile strike to take out a group of suicide bombers in Nairobi.
In 2017, the name "Nairobi" was taken as a code-name by a female main character in the famous Spanish TV series Money Heist.
Food
In Nairobi, there are a range of restaurants. Besides being home to nyama choma which is a local term used to refer to roasted meat, there are American fast food restaurants such as KFC, Subway, Domino's Pizza, Pizza Hut, Hardee's and Burger King, and the longer established South African chains, Galittos, Steers, PizzaMojo, and Spur Steak Ranches. Coffee houses, doubling up as restaurants and mostly frequented by the upper middle classes, such as Artcaffe Nairobi Java House and Dormans, have become increasingly popular in recent days. Traditional food joints such as the popular K'osewe's in the city centre and Amaica, which specialize in African delicacies, are also widespread. The Kenchic franchise which specialized in old-school chicken and chips meals was also popular, particularly among the lower classes and students, with restaurants all over the city and its suburbs. However, as of February 2016, Kenchic stopped operating its eatery business. Upscale restaurants often specialize in specific cuisines such as Italian, Lebanese, Ethiopian, and French, but are more likely to be found in five star hotels and the wealthier suburbs in the West and South of the city.
Nairobi has an annual restaurant week (NRW) at the beginning of the year, January–February. Nairobi's restaurants offer dining packages at reduced prices. NRW is managed by Eatout Kenya which is an online platform that lists and reviews restaurants in Nairobi, and provides a platform for Kenyan foodies to congregate and share.
Music
Nairobi is the centre of Kenya's music scene. Benga is a Kenyan genre which was developed in Nairobi. The style is a fusion of jazz and Luo music forms. Mugithi is another popular genre in Kenya, with its origins in the central parts of the country. A majority of music videos of leading local musicians are also filmed in the city.
In the 1970s, Nairobi became the prominent centre for music in the African Great Lakes. During this period, Nairobi was established as a hub of soukous music. This genre was originally developed in Kinshasa and Brazzaville. After the political climate in the region deteriorated, many Congolese artists relocated to Nairobi. Artists such as Orchestra Super Mazembe moved from Congo to Nairobi and found great success. Virgin records became aware of the popularity of the genre and signed recording contracts with several soukous artists.
More recently, Nairobi has become the centre of the Kenyan hip hop scene, with Kalamashaka, Gidi Gidi Majimaji being the pioneers of urban music in Kenya. The genre has become very popular amongst local youth, and domestic musicians have become some of the most popular in the region. Successful artists based in Nairobi include Jua Cali, Nonini, Camp Mulla, Juliani, Eric Wainaina, Suzanna Owinyo and Nameless. Popular record labels include Ogopa DJs, Grand Pa Records, Main Switch, Red Black and Green Republik, Calif Records and Bornblack Music Group.
Many foreign musicians who tour Africa perform in Nairobi. Bob Marley's first-ever visit to Africa started in Nairobi. Acts that have performed in Nairobi include Lost Boyz, Wyclef Jean, Shaggy, Akon, Eve, T.O.K, Sean Paul, Wayne Wonder, Alaine, Konshens, Ja Rule, and Morgan Heritage, and Cabo Snoop. Other international musicians who have performed in Nairobi include the rocking show by Don Carlos, Demarco, Busy Signal, Mr. Vegas and the Elephant man crew.
Nairobi, including the coastal towns of Mombasa and Diani, have recently become the centre of EDM in Kenya, producing DJs as well as producers like Jack Rooster, Euggy, DJ Fita, Noise on Demand, DJ Vidza, DJ Coco EM. Prominent international composers and DJs have also toured in Nairobi, including Diplo, Major Lazer, Kyau & Albert, Solarity, Ronski Speed, and Boom Jinx.
Many nightclubs in and around the city have witnessed a growth in the population that exclusively listen to Electronic Dance Music, especially amongst the younger generations. These youth also support many local EDM producers and DJs, such as Jahawi, Mikhail Kuzi, Barney Barrow, Jack Rooster, HennessyLive, Trancephilic5 As well as up and comers such as L.A Dave, Eric K, Raj El Rey, Tom Parker and more.
Gospel music is also very popular in Nairobi just as in the rest of Kenya, with gospel artistes having a great impact in the mostly Christian city. Artistes such as Esther Wahome, Eunice Njeri, Daddy Owen, Emmy Kosgei and the late Angela Chibalonza, among others, have a great pull over the general population while others like MOG, Juliani, Ecko dyda, DK Kwenye Beat have great influence over the younger generation. Their concerts are also very popular and they have as much influence as the great secular artistes. The most popular are Groove tours, TSO (Totally Sold Out) new year concerts.
Musical group Sauti Sol performed for U.S. President Barack Obama when he was in the city for the 2015 Global Entrepreneurship Summit.
Sport
Nairobi is the African Great Lakes region's sporting centre. The premier sports facility in Nairobi and generally in Kenya is the Moi International Sports Centre in the suburb of Kasarani. The complex was completed in 1987, and was used to host the 1987 All Africa Games. The complex comprises a 60,000 seater stadium, the second largest in the African Great Lakes (after Tanzania's new national stadium), a 5,000 seater gymnasium, and a 2,000 seater aquatics centre.
The Nyayo National Stadium is Nairobi's second largest stadium renowned for hosting global rugby event under the "Safaricom Sevens." Completed in 1983, the stadium has a capacity of 30,000. This stadium is primarily used for football. The facility is located close to the Central Business District, which makes it a convenient location for political gatherings.
Nairobi City Stadium is the city's first stadium, and used for club football. Nairobi Gymkhana is the home of the Kenyan cricket team, and was a venue for the 2003 Cricket World Cup. Notable annual events staged in Nairobi include Safari Rally , Safari Sevens rugby union tournament, and Nairobi Marathon.
Football is the most popular sport in the city by viewership and participation. This is highlighted by the number of football clubs in the city, including Kenyan Premier League sides Gor Mahia, A.F.C. Leopards, Tusker and Mathare United.
There are six golf courses within a 20 km radius of Nairobi. The oldest 18-hole golf course in the city is the Royal Nairobi Golf Club. It was established in 1906 by the British, just seven years after the city was founded. Other notable golf clubs include the Windsor Country Club, Karen Country Club, and Muthaiga Golf Club. The Kenya Open golf tournament, which is part of the European Tour, takes place in Nairobi. The Ngong Racecourse in Nairobi is the centre of horse racing in Kenya.
Rugby is also a popular sport in Nairobi with 8 of the 12 top flight clubs based here.
Basketball is also a popular sport played in the city's srimary, Secondary and college leagues. Many of the city's urban youth are basketball fans and watch the American NBA.
Places of worship
The places of worship are predominantly Christian churches and temples: Roman Catholic Archdiocese of Nairobi (Catholic Church), Anglican Church of Kenya (Anglican Communion), Presbyterian Church of East Africa (World Communion of Reformed Churches), Baptist Convention of Kenya (Baptist World Alliance), and Assemblies of God. There are also Muslim mosques including Jamia Mosque.
Education
The majority of schools follow either the Kenyan Curriculum or the British Curriculum. There is also International School of Kenya and Rosslyn Academy, both of which follow the North American Curriculum, Swedish school in N'gong, and the German school in Gigiri.
Higher education
Nairobi is home to several Universities and Colleges.
The University of Nairobi is the largest and oldest university in Kenya. It was established in 1956, as part of the University of East Africa, but became an independent university in 1970. The university has approximately 84,000 students.
South Eastern Kenya University located in Kitui County is a fully fledged University and is the successor to the South Eastern University College (SEUCO) which was a Constituent College of the University of Nairobi.
Kenyatta University is situated from Nairobi on the Nairobi road Thika dual carriageway on of land. The university was chartered in 1985, offering mainly education-related courses, but has since diversified, offering medicine, environmental studies, engineering, law, business, statistics, agriculture, and economics. It has a student body of about 32,000, the bulk of whom (17,000) are in the main (Kahawa Sukari) campus. It is one of the fastest-growing public universities.
Strathmore University started in 1961 as an Advanced Level (UK) Sixth Form College offering Science and Arts subjects. The college started to admit accountancy students in March 1966, and thus became a university. In January 1993, Strathmore College merged with Kianda College and moved to Ole Sangale Road, Madaraka Estate, Nairobi.
United States International University – Nairobi was originally a branch of the United States International University, but became a fully autonomous university in 2005. It was first established in 1969. The university has accreditation from the Western Association of Schools and Colleges, in the US, and the Government of Kenya. It is located in a quiet west side location of Roysambu area north-central Nairobi opposite the Safari Park Hotel.
In 2005, The Aga Khan Hospital, Nairobi was upgraded to a health sciences teaching hospital, providing post graduate education in medicine and surgery including nursing education, henceforth renamed the Aga Khan University Hospital.
The Catholic University of Eastern Africa located in Langata suburb, obtained its "Letter of Interim Authority" in 1989. Following negotiations between the Authority of the Graduate School of Theology and the Commission for Higher Education (CHIEA), the Faculty of Arts and Social Sciences was established three years later, culminating in the granting of the Civil Charter to CHIEA on 3 November 1992.
The Technical University of Kenya (formerly Kenya Polytechnic) is the only Technical University in the country. Established in 1961 as the Kenya Technical Institute, the university was chartered by Mwai Kibaki in 2013 to become an independent institution of higher learning (It was previously a constituent college of the University of Nairobi). It offers highly technical degree courses in three faculties: Engineering and Built Environment, Applied Sciences and Technologies, and Social Sciences and Technologies.
KCA University (formerly the Kenya College of Accountancy), located in Ruaraka.
The Presbyterian University of East Africa (PUEA) is also another Institution of higher learning that is located in the town. It has several campuses around the town.
Pan African Christian University is located along Lumumba Drive, Roysambu.
East Africa Institute of Certified Studies (well known as ICS College) is located at Stanbank House with branches in Mombasa and Kisumu.
Compugoal College
Pioneer International University in Ngara.
Riara University on Mbagathi road.
Umma University is the first Islamic Institution of higher education in Kenya. The main campus is located in Kajiado County. Other branches are located in Thika-Makongeni off Garissa road and Nairobi's Central Business District at Jamia Towers.
Multimedia University of Kenya
Numerous other universities have also opened satellite campuses in Nairobi. The Railways Training Institute established in 1956, is also a notable institution of higher learning with a campus in Nairobi.
Infrastructure
Transport
Major plans are being implemented in the need to decongest the city's traffic and the completion of Thika Road has given the city a much needed face-lift attributed to road's enhancement of global standards. Several projects have been completed (Syokimau Rail Station, the Eastern and Northern Bypasses) while numerous other projects are still underway. The country's head of state announced (when he opened Syokimau Rail Service) that Kenya was collaborating with other countries in the region to develop railway infrastructure to improve regional connectivity under the ambitious LAPPSET project which is the single largest and most expensive in the continent.
Kenya signed a bilateral agreement with Uganda to facilitate joint development of the Mombasa-Malaba-Kampala standard gauge railway. A branch line will also be extended to Kisumu.
Similarly, Kenya signed a Memorandum of Understanding with the Government of Ethiopia for the development of Lamu-Addis Ababa standard gauge railway. Under the Lamu-South Sudan and Ethiopia Transport Corridor Project, the development of a railway component is among the priority projects.
The development of these critical transport facilities will, besides reducing transport costs due to faster movement of goods and people within the region, also increase trade, improve the socio-economic welfare of Northern Kenya and boost the country's potential in attracting investments from all over the world.
The first phase of the standard gauge railway project was launched on 31 May 2017 by the President of Kenya Uhuru Kenyatta in a ceremony that saw thousands of Kenyans ride on the inaugural trip free of charge. The two passenger locomotives christened Madaraka Express operate daily trips between Nairobi and Mombasa.
Airports
Jomo Kenyatta International Airport is the largest airport in Kenya. Domestic travelers made up 40% of overall passengers in 2016. An increase of 32% in 5 yrs since 2012. JKIA had more than 7 million passengers going through it in 2016. In February 2017, JKIA received a Category One Status from the FAA boosting the airport's status as a Regional Aviation hub.
Wilson Airport is a general-aviation airport handling smaller aircraft, mostly propeller-driven. In July 2016, construction of a new air traffic control Tower commenced at a cost of KES 163 million (approximately US$1.63 million).
Moi Air Base is a military airport. In its earlier years, it was utilised as a landing strip in the pre-jet airline era. It was mostly used as a British passenger and mail route from Southampton to Cape Town in the 1930s & 1940s. This route was served by flying boats between Britain and Kisumu and then by land-based aircraft on the routes to the south.
Matatu
Matatus are the most common form of public transport in Nairobi.
Matatu, which literally translates to "three cents for a ride" (nowadays much more) are privately owned minibuses, and the most popular form of local transport. They generally seat fourteen to thirty three. Matatus operate within Nairobi, its environs and suburbs and from Nairobi to other towns around the country. The matatu's route is imprinted along a yellow stripe on the side of the bus, and matatus plying specific routes have specific route numbers. However, in November 2014 President Uhuru Kenyatta lifted the ban on the yellow stripe and allowed matatus to maintain the colourful graphics in an effort to support the youth in creating employment. Matatus in Nairobi were easily distinguishable by their extravagant paint schemes, as owners would paint their matatu with various colourful decorations, such as their favourite football team or hip hop artist. They are notorious for their poor safety records, which are a result of overcrowding and reckless driving. Due to the intense competition between matatus, many are equipped with powerful sound systems and television screens to attract more customers.
However, in 2004, a law was passed requiring all matatus to include seat belts and speed governors and to be painted with a yellow stripe. At first, this caused a furore amongst Matatu operators, but they were pressured by government and the public to make the changes. Matatus are now limited to .
Buses
Buses are increasingly becoming common in the city with some even going to the extents of installing complimentary WiFi systems in partnership with the leading mobile service provider. There are four major bus companies operating the city routes and are the traditional Kenya Bus Service (KBS), and newer private operators Citi Hoppa, Compliant MOA and Double M. The Citi Hoppa buses are distinguishable by their green livery, the Double M buses are painted purple, Compliant MOA by their distinctively screaming names and mix of white, blue colours while the KBS buses are painted blue.
Companies such as Easy Coach, Crown Bus, Coast Bus, Modern Coast, Eldoret Express, Chania, the Guardian Angel, Spanish and Mash Poa run scheduled buses and luxury coaches to other cities and towns.
A Bus rapid transit will commence operating with 100 high capacity buses along Thika Road in July 2022 between Kasarani and the Kenyatta National Hospital. After the pilot, Nairobi Metropolitan Area Transport Authority (Namata) will implement another 300 buses as the first phase that will expand the BRT line to run from Ruiru to Kenyatta National Hospital. A second phase will later extend the line to run between Kenol in Murang'a County to Ongata Rongai in Kajiado County.
Trains
Nairobi was founded as a railway town, and the main headquarters of Kenya Railways (KR) is still situated at Nairobi railway station, which is located near the city centre. The line runs through Nairobi, from Mombasa to Kampala. Its main use is freight traffic connecting Nairobi to Mombasa and Kisumu. A number of morning and evening commuter trains connect the centre with the suburbs, but the city has no proper light rail, tramway, or rapid transit lines. A proposal has been passed for the construction of a commuter rail line. The country's third president since independence, President Mwai Kibaki on Tuesday, 13 November 2012 launched the Syokimau Rail Service marking a major milestone in the history of railway development in the country. The opening of the station marked another milestone in efforts to realise various projects envisaged under the Vision 2030 Economic Blueprint. The new station has a train that ferries passengers from Syokimau to the city centre cutting travel time by half. Opening of the station marks the completion of the first phase of the Sh24b Nairobi Commuter Rail Network that is geared at easing traffic congestion in Nairobi, blamed for huge economic losses. Other modern stations include Imara Daima Railway Station and Makadara Railway Station.
The new Mombasa-Nairobi Standard Gauge Railway connects the port city of Mombasa and Nairobi. The new railway line has virtually replaced the old metre-gauge railway. The Nairobi Terminus is located at Syokimau, some 20 km from the city centre. Passengers travelling from Mombasa are transferred the short distance into the CBD with the metre-gauge trains.
Roads
Nairobi is served by highways that link Mombasa to Kampala in Uganda and Arusha in Tanzania. These are earmarked to ease the daily motor traffic within and surrounding the metro area. However, driving in Nairobi is chaotic. Most of the roads are tarmacked and there are signs showing directions to certain neighbourhoods. The city is connected to the Jomo Kenyatta International Airport by the Mombasa Highway, which passes through Industrial Area, South B, South C and Embakasi. Ongata Rongai, Langata and Karen are connected to the city centre by Langata Road, which runs to the south. Lavington, Riverside, and Westlands are connected by Waiyaki Way. Kasarani, Eastlands, and Embakasi are connected by Thika Road, Jogoo Road, and Outer Ring Road.
Highways connect the city with other major towns such as Mombasa, Machakos, Voi, (A109), Eldoret, Kisumu, Nakuru, Naivasha, and Namanga Border Tanzania (A104).
Nairobi is undergoing major road constructions to update its infrastructure network. The new system of roads, flyovers, and bridges are intended to better cope with high traffic levels. It is also a major component of Kenya's Vision 2030 and Nairobi Metropolis plans. Most roads now are well lit and surfaced with adequate signage.
Private car population projection for Nairobi
Water supply and sanitation
94% of the piped water supply for Nairobi comes from rivers and reservoirs in the Aberdare Range north of the city, of which the reservoir of the Thika Dam is the most important one. Water distribution losses – technically called non-revenue water – are 40%, and only 40% of those with house connections receive water continuously. Slum residents receive water through water kiosks and end up paying much higher water prices than those fortunate enough to have access to piped water at their residence.
Housing
There is a wide variety of housing options in Nairobi. The options range from privately owned housing units/apartments, rented units, leased spaces and even houses on mortgage. Most wealthy Kenyans live in Nairobi, but the majority of Nairobians are of average and low income. Half of the population has been estimated to live in slums which cover just 5% of the city area. The growth of these slums is a result of urbanisation, poor town planning, and the unavailability of loans for low income earners.
Kibera is one of the largest slums in Africa, and is situated to the west of Nairobi. (Kibera comes from the Nubian word Kibra, meaning "forest" or "jungle"). The slums cover two square kilometres and are on government land. Kibera has been the setting for several films, the most recent being The Constant Gardener.
Other notable slums include Mathare and Korogocho. Altogether, 66 areas are counted as slums within Nairobi.
Many Nairobi non-slum-dwellers live in relatively good housing conditions. Large houses can be found in many of the upmarket neighbourhoods, especially to the west of Nairobi. Historically, British occupiers have settled in Gigiri, Muthaiga, Langata and Karen. Other middle and high income estates include Parklands, Westlands, Hurlingham, Kilimani, Milimani, Spring Valley, Lavington, Rosslyn, Kitisuru, and Nairobi Hill.
To accommodate the growing middle class, many new apartments and housing developments are being built in and around the city. The most notable development is Greenpark, at Athi River, Machakos County from Nairobi's Central Business District. Over 5,000 houses, villas and apartments are being constructed at this development, including leisure, retail and commercial facilities. The development is being marketed to families, as are most others within the city. Eastlands also houses most of the city's middle class and includes South C, South B, Embakasi, Buru Buru, Komarock, Donholm, Umoja, and various others.
Crime and law enforcement
Throughout the 2000s, Nairobi had struggled with rising crime, earning a reputation for being a dangerous city and the nickname "Nairobbery," a name which persists today. On 7 August 1998, the US Embassy was bombed, killing 224 people and injuring 4000. In 2001, the United Nations International Civil Service Commission rated Nairobi as among the most insecure cities in the world, classifying the city as "status C". In the United Nations report; it was stated that in 2001, nearly one third of all Nairobi residents experienced some form of robbery in the city. The head of one development agency cited the notoriously high levels of violent armed robberies, burglaries, and carjackings. Crime had risen in Nairobi as a result of unplanned urbanisation, with a minimal number of police stations and a proper security infrastructure. However, many claim that the biggest factor for the city's alarming crime rate is police corruption, which leaves many criminals unpunished. As a security precaution, most large houses have a watch guard, burglar grills, and dogs to patrol their grounds during the night. Most crimes, however, occur around the poor neighbourhoods where it gets dangerous during night hours.
In 2006, crime decreased in the city, due to increased security and an improved police presence. Despite this, in 2007, the Kenyan government and US State Department have announced that Nairobi is experiencing a greater level of violent crime than in previous years. Since then, the government has taken measures to combat crime with heavy police presence in and around the city while US government has updated its travel warning for the country.
Following a grenade attack in October 2011 by a local Kenyan man, with terrorist links, the city faced a heightened security presence. Fears spread over further promised retaliations by the al-Shabaab group of rebels over Kenya's involvement in a coordinated operation with the Somalian military against the insurgent outfit.
There have been a spate of blasts in Nairobi which started on 10 March 2012, where assailants threw grenades at a busy bus station and a blue-collar bar in Nairobi, killing nine and injuring more than 50. On 28 May 2012, 28 people were injured in an explosion in a shopping complex in downtown Nairobi, near Moi avenue. On 21 September 2013, al-Shabaab-associated militants attacked the Westgate Mall. 67 people were killed.
On January 15, 2019, five gunmen attacked the DusitD2 hotel in Nairobi's Westlands neighborhood. The attack began with a suicide bomber in the hotel lobby, and was followed by gunfire. Terror group al-Shabaab claimed responsibility for the attack that killed 21 people. The attack was unexpected, because the area that it took place in is generally understood to be a very safe area. Citizens of many countries were inside the hotel due to Nairobi being East Africa's economic hub.
Media
Nairobi is home to most of Kenya's news and media organisations. The city is also home to the region's largest newspapers: the Daily Nation and The Standard. These are circulated within Kenya and cover a range of domestic and regional issues. Both newspapers are published in English.People Daily is also the leading free newspaper distributed on the streets of Nairobi.It is published by Mediamax Limited.
Kenya Broadcasting Corporation, a state-run television and radio station, is headquartered in the city. Kenya Television Network is part of the Standard Group and was Kenya's first privately owned TV station. The Nation Media Group runs NTV which is based in Nairobi. There are also a number of prominent radio stations located in Kenya's capital including KISS 100, Capital FM, East FM, Kameme FM, Metro FM, and Family FM, among others.
Several multinational media organisations have their regional headquarters in Nairobi. These include the BBC, CNN, Agence France-Presse, Reuters, Deutsche Welle, and the Associated Press. The East African bureau of CNBC Africa is located in Nairobi's city centre, while the Nairobi bureau of The New York Times is located in the suburb of Gigiri. The broadcast headquarters of CCTV Africa are located in Nairobi.
The future of Nairobi
Nairobi has grown since 1899. A population projection in the 21st century is listed below.
Twin towns – sister cities
Nairobi is twinned with:
Addis Ababa, Ethiopia
Denver, United States
Kunming, China
Lowell, United States
Raleigh, United States
São Luís, Brazil
Gallery
References
External links
County capitals in Kenya
Capitals in Africa
Populated places established in 1899
Provinces of Kenya
Populated places in Nairobi Province
1899 establishments in Africa
|
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] |
Nike often refers to:
Nike (mythology), a Greek goddess who personifies victory
Nike, Inc., a major American producer of athletic shoes, apparel, and sports equipment
Nike may also refer to:
People
Nike (name), a surname and feminine given name
Nike, daughter of Shahrbaraz
Arts, entertainment, and media
Nike Award, a Polish language literature prize
Nike of Samothrace, an ancient statue of the goddess Nike
Nike of Callimachus, an ancient statue of the goddess Nike
"Nikes" (song), by Frank Ocean from the album Blonde (2016)
Military
Project Nike, a US Army missile project
MIM-14 Nike-Hercules, a solid fuel propelled surface-to-air missile
Nike (rocket stage)
Various US sounding rockets named after the upper stage used, including:
Nike Apache
Nike-Asp
Nike-Cajun
Nike-Deacon
Nike Hawk
Nike Hydac
Nike Iroquois
Nike Javelin
Nike Malemute
Nike Nike
Nike Orion
Nike Recruit
Nike T40 T55
Nike Tomahawk
Nike Viper
Operation Nike an airlift operation carried out by the Hellenic Air Force in Cyprus, July 1974
Other uses
Nike (horse), an 18th-century British Thoroughbred racehorse
Nike (Thrace), a town of ancient Thrace
307 Nike, a large asteroid in the main belt
See also
Niki (disambiguation)
|
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] |
NMR, or nuclear magnetic resonance, is a phenomenon in which nuclei in a magnetic field absorb and re-emit electromagnetic radiation.
NMR may also refer to:
Applications of nuclear magnetic resonance
Nuclear magnetic resonance spectroscopy
Solid-state nuclear magnetic resonance
Protein nuclear magnetic resonance spectroscopy
Proton nuclear magnetic resonance
Carbon-13 nuclear magnetic resonance
Magnetic resonance imaging, using NMR for non-invasive imaging
Surface nuclear magnetic resonance, geophysical technique based on NMR
Benchtop nuclear magnetic resonance spectrometer
History and culture
Natal Mounted Rifles, a South African army regiment
National Monuments Record, now the Historic England Archive
Nilgiri Mountain Railway, Tamil Nadu, India
Politics
NMR, Swedish initials for Nordic Resistance Movement, pan-Nordic neo-Nazi movement
Entertainment media
Nielsen Media Research, a US TV ratings company
NewMediaRockstars, a news website
|
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The original Nicene Creed (; ; ) was first adopted at the First Council of Nicaea in 325. In 381, it was amended at the First Council of Constantinople. The amended form is also referred to as the Nicene Creed, or the Niceno-Constantinopolitan Creed for disambiguation.
The Nicene Creed is the defining statement of belief of Nicene or mainstream Christianity and in those Christian denominations that adhere to it. The Nicene Creed is part of the profession of faith required of those undertaking important functions within the Catholic Church.
Nicene Christianity regards Jesus as divine and co-eternal with God the Father. Various non-Nicene doctrines, beliefs, and creeds have been formed since the fourth century, all of which are considered heresies by adherents of Nicene Christianity.
In Western Christianity, the Nicene Creed is in use alongside the less widespread Apostles' Creed. In musical settings, particularly when sung in Latin, this creed is usually referred to by its first word, Credo. On Sundays and solemnities, one of these two creeds is recited in the Roman Rite Mass after the homily. In the Byzantine Rite, the Nicene Creed is sung or recited at the Divine Liturgy, immediately preceding the Anaphora (eucharistic prayer), and is also recited daily at compline.
History
The purpose of a creed is to provide a doctrinal statement of correct belief. The creeds of Christianity have been drawn up at times of conflict about doctrine: acceptance or rejection of a creed served to distinguish believers and heretics. For that reason, a creed was called in Greek a σύμβολον (symbolon), which originally meant half of a broken object which, when fitted to the other half, verified the bearer's identity. The Greek word passed through Latin symbolum into English "symbol", which only later took on the meaning of an outward sign of something.
The Nicene Creed was adopted to resolve the Arian controversy, whose leader, Arius, a clergyman of Alexandria, "objected to Alexander's (the bishop of the time) apparent carelessness in blurring the distinction of nature between the Father and the Son by his emphasis on eternal generation". Emperor Constantine called the Council at Nicaea to resolve the dispute in the church which resulted from the widespread adoption of Arius' teachings, which threatened to destabilize the entire empire. Following the formulation of the Nicene Creed, Arius' teachings were henceforth marked as heresy.
The Nicene Creed of 325 explicitly affirms the Father as the "one God" and as the "Almighty," and Jesus Christ as "the Son of God", as "begotten of ... the essence of the Father," and therefore as "consubstantial with the Father," meaning, "of the same substance" as the Father; "very God of very God." The Creed of 325 does mention the Holy Spirit but not as "God" or as "consubstantial with the Father." The 381 revision of the creed at Constantinople, which is often referred to as the Nicene Creed, speaks of the Holy Spirit as worshipped and glorified with the Father and the Son. The Athanasian Creed, formulated about a century later, which was not the product of any known church council and not used in Eastern Christianity, describes in much greater detail the relationship between Father, Son and Holy Spirit. The earlier Apostles' Creed, apparently formulated before the Arian controversy arose in the fourth century, does not describe the Son or the Holy Spirit as "God" or as "consubstantial with the Father."
Original Nicene Creed of 325
The original Nicene Creed was first adopted at the First Council of Nicaea, which opened on 19 June 325. The text ends with anathemas against Arian propositions, and these are preceded by the words: "We believe in the Holy Spirit" which terminates the statements of belief.
F. J. A. Hort and Adolf von Harnack argued that the Nicene creed was the local creed of Caesarea (an important center of Early Christianity) recited in the council by Eusebius of Caesarea. Their case relied largely on a very specific interpretation of Eusebius' own account of the council's proceedings. More recent scholarship has not been convinced by their arguments. The large number of secondary divergences from the text of the creed quoted by Eusebius make it unlikely that it was used as a starting point by those who drafted the conciliar creed. Their initial text was probably a local creed from a Syro–Palestinian source into which they awkwardly inserted phrases to define the Nicene theology. The Eusebian Creed may thus have been either a second or one of many nominations for the Nicene Creed.
The 1911 Catholic Encyclopedia says that, soon after the Council of Nicaea, the church composed new formulae of faith, most of them variations of the Nicene Symbol, to meet new phases of Arianism, of which there were at least four before the Council of Sardica (341), at which a new form was presented and inserted in its acts, although the council did not accept it.
Niceno-Constantinopolitan Creed
What is known as the "Niceno-Constantinopolitan Creed" or the "Nicene–Constantinopolitan Creed", received this name because it was adopted at the Second Ecumenical Council held in Constantinople in 381 as a modification of the original Nicene Creed of 325. In that light, it also came to be very commonly known simply as the "Nicene Creed". It is the only authoritative ecumenical statement of the Christian faith accepted by the Catholic Church (with the addition of the Filioque), the Eastern Orthodox Church, Oriental Orthodoxy, the Church of the East, much of Protestantism including the Anglican communion. (The Apostles' and Athanasian creeds are not as widely accepted.)
It differs in a number of respects, both by addition and omission, from the creed adopted at the First Council of Nicaea. The most notable difference is the additional section:"And [we believe] in the Holy Ghost, the Lord and Giver-of-Life, who proceedeth from the Father, who with the Father and the Son together is worshipped and glorified, who spake by the prophets.
And [we believe] in one, holy, Catholic and Apostolic Church. We acknowledge one Baptism for the remission of sins, [and] we look for the resurrection of the dead and the life of the world to come. Amen."Since the end of the 19th century, scholars have questioned the traditional explanation of the origin of this creed, which has been passed down in the name of the council, whose official acts have been lost over time. A local council of Constantinople in 382 and the Third Ecumenical Council (Council of Ephesus of 431) made no mention of it, with the latter affirming the 325 creed of Nicaea as a valid statement of the faith and using it to denounce Nestorianism. Though some scholarship claims that hints of the later creed's existence are discernible in some writings, no extant document gives its text or makes explicit mention of it earlier than the Fourth Ecumenical Council at Chalcedon in 451. Many of the bishops of the 451 council themselves had never heard of it and initially greeted it skeptically, but it was then produced from the episcopal archives of Constantinople, and the council accepted it "not as supplying any omission but as an authentic interpretation of the faith of Nicaea". In spite of the questions raised, it is considered most likely that this creed was in fact adopted at the 381 Second Ecumenical Council.
On the basis of evidence both internal and external to the text, it has been argued that this creed originated not as an editing of the original Creed proposed at Nicaea in 325, but as an independent creed (probably an older baptismal creed) modified to make it more like the Nicene Creed. Some scholars have argued that the creed may have been presented at Chalcedon as "a precedent for drawing up new creeds and definitions to supplement the Creed of Nicaea, as a way of getting round the ban on new creeds in Canon 7 of Ephesus". It is generally agreed that the Niceno-Constantinopolitan Creed is not simply an expansion of the Creed of Nicaea, and was probably based on another traditional creed independent of the one from Nicaea.
The Third Ecumenical Council (Ephesus) reaffirmed the original 325 version of the Nicene Creed and declared that "it is unlawful for any man to bring forward, or to write, or to compose a different () faith as a rival to that established by the holy Fathers assembled with the Holy Ghost in Nicaea" (i.e., the 325 creed). The word is more accurately translated as used by the council to mean "different", "contradictory", rather than "another". This statement has been interpreted as a prohibition against changing this creed or composing others, but not all accept this interpretation. This question is connected with the controversy whether a creed proclaimed by an ecumenical council is definitive in excluding not only excisions from its text but also additions to it.
In one respect, the Eastern Orthodox Church's received text of the Niceno-Constantinopolitan Creed differs from the earliest text, which is included in the acts of the Council of Chalcedon of 451: The Eastern Orthodox Church uses the singular forms of verbs such as "I believe", in place of the plural form ("we believe") used by the council. Byzantine Rite Eastern Catholic Churches use exactly the same form of the creed, since the Catholic Church teaches that it is wrong to add "and the Son" to the Greek verb "", though correct to add it to the Latin "qui procedit", which does not have precisely the same meaning. The form generally used in Western churches does add "and the Son" and also the phrase "God from God", which is found in the original 325 Creed.
Comparison between creed of 325 and creed of 381
The following table, which indicates by [square brackets] the portions of the 325 text that were omitted or moved in 381, and uses italics to indicate what phrases, absent in the 325 text, were added in 381, juxtaposes the earlier (AD 325) and later (AD 381) forms of this creed in the English translation given in Philip Schaff's compilation The Creeds of Christendom (1877).
Filioque controversy
In the late 6th century, some Latin-speaking churches added the word Filioque ("and the Son") to the description of the procession of the Holy Spirit, in what many Eastern Orthodox Christians have at a later stage argued is a violation of Canon VII of the Third Ecumenical Council, since the words were not included in the text by either the Council of Nicaea or that of Constantinople. This was incorporated into the liturgical practice of Rome in 1014. Filioque eventually became one of the main causes for the East-West Schism in 1054, and the failures of the repeated union attempts.
The Vatican stated in 1995 that, while the words καὶ τοῦ Υἱοῦ ("and the Son") would indeed be heretical if used with the Greek verb ἐκπορεύομαι (from ἐκ, "out of" and πορεύομαι "(I) come or go")—which is one of the terms used by St. Gregory of Nazianzus and the one adopted by the Council of Constantinople—the word Filioque is not heretical when associated with the Latin verb procedo and the related word processio. Whereas the verb ἐκπορεύομαι in Gregory and other Fathers necessarily means "to originate from a cause or principle," the Latin term procedo (from pro, "forward;" and cedo, "to go") has no such connotation and simply denotes the communication of the Divine Essence or Substance. In this sense, processio is similar in meaning to the Greek term προϊέναι, used by the Fathers from Alexandria (especially Cyril of Alexandria) as well as others. Partly due to the influence of the Latin translations of the New Testament (especially of John 15:26), the term ἐκπορευόμενον (the present participle of ἐκπορεύομαι) in the creed was translated into Latin as procedentem. In time, the Latin version of the creed came to be interpreted in the West in the light of the Western concept of processio, which required the affirmation of the Filioque to avoid the heresy of Arianism.
Views on the importance of this creed
The view that the Nicene Creed can serve as a touchstone of true Christian faith is reflected in the name "symbol of faith", which was given to it in Greek and Latin, when in those languages the word "symbol" meant a "token for identification (by comparison with a counterpart)".
In the Roman Rite mass, the Latin text of the Niceno-Constantinopolitan Creed, with "Deum de Deo" (God from God) and "Filioque" (and from the Son), phrases absent in the original text, was previously the only form used for the "profession of faith". The Roman Missal now refers to it jointly with the Apostles' Creed as "the Symbol or Profession of Faith or Creed", describing the second as "the baptismal Symbol of the Roman Church, known as the Apostles' Creed".
Some evangelical and other Christians consider the Nicene Creed helpful and to a certain extent authoritative, but not infallibly so in view of their belief that only Scripture is truly authoritative. Non-Trinitarian groups, such as the Church of the New Jerusalem, The Church of Jesus Christ of Latter-day Saints and the Jehovah's Witnesses, explicitly reject some of the statements in the Nicene Creed.
Ancient liturgical versions
There are several designations for the two forms of the Nicene creed, some with overlapping meanings:
Nicene Creed or the Creed of Nicaea is used to refer to the original version adopted at the First Council of Nicaea (325), to the revised version adopted by the First Council of Constantinople (381), to the liturgical text used by the Eastern Orthodox Church (with "I believe" instead of "We believe"), to the Latin version that includes the phrase "Deum de Deo" and "Filioque", and to the Armenian version, which does not include "and from the Son", but does include "God from God" and many other phrases.
Niceno-Constantinopolitan Creed can stand for the revised version of Constantinople (381) or the later Latin version or various other versions.
Icon/Symbol of the Faith is the usual designation for the revised version of Constantinople 381 in the Orthodox churches, where this is the only creed used in the liturgy.
Profession of Faith of the 318 Fathers refers specifically to the version of Nicaea 325 (traditionally, 318 bishops took part at the First Council of Nicaea).
Profession of Faith of the 150 Fathers refers specifically to the version of Constantinople 381 (traditionally, 150 bishops took part at the First Council of Constantinople).
This section is not meant to collect the texts of all liturgical versions of the Nicene Creed, and provides only three, the Greek, the Latin, and the Armenian, of special interest. Others are mentioned separately, but without the texts. All ancient liturgical versions, even the Greek, differ at least to some small extent from the text adopted by the First Councils of Nicaea and Constantinople. The Creed was originally written in Greek, owing among other things to the location of the two councils.
Although the councils' texts have "Πιστεύομεν ... ὁμολογοῦμεν ... προσδοκοῦμεν" (we believe ... confess ... await), the creed that the Churches of Byzantine tradition use in their liturgy has "Πιστεύω ... ὁμολογῶ ... προσδοκῶ" (I believe ... confess ... await), accentuating the personal nature of recitation of the creed. The Latin text, as well as using the singular, has two additions: "Deum de Deo" (God from God) and "Filioque" (and from the Son). The Armenian text has many more additions, and is included as showing how that ancient church has chosen to recite the creed with these numerous elaborations of its contents.
An English translation of the Armenian text is added; English translations of the Greek and Latin liturgical texts are given at English versions of the Nicene Creed in current use.
Greek liturgical text
Latin liturgical version
The Latin text adds "Deum de Deo" and "Filioque" to the Greek. On the latter see The Filioque Controversy above. Inevitably also, the overtones of the terms used, such as a "" (pantokratora) and "omnipotentem", differ ("pantokratora" meaning ruler of all; "omnipotentem" meaning omnipotent, almighty). The implications of the difference in overtones of "" and "qui ... procedit" was the object of the study The Greek and the Latin Traditions regarding the Procession of the Holy Spirit published by the Pontifical Council for Promoting Christian Unity in 1996.
Again, the terms "" and "consubstantialem", translated as "of one being" or "consubstantial", have different overtones, being based respectively on Greek (stable being, immutable reality, substance, essence, true nature), and Latin substantia (that of which a thing consists, the being, essence, contents, material, substance).
"Credo", which in classical Latin is used with the accusative case of the thing held to be true (and with the dative of the person to whom credence is given), is here used three times with the preposition "in", a literal translation of the Greek "" (in unum Deum ..., in unum Dominum ..., in Spiritum Sanctum ...), and once in the classical preposition-less construction (unam, sanctam, catholicam et apostolicam Ecclesiam).
Armenian liturgical text
English translation of the Armenian version
Other ancient liturgical versions
The version in the Church Slavonic language, used by several Eastern Orthodox churches is practically identical with the Greek liturgical version.
This version is used also by some Byzantine Rite Eastern Catholic Churches. Although the Union of Brest excluded addition of the Filioque, this was sometimes added by Ruthenian Catholics, whose older liturgical books also show the phrase in brackets, and by Ukrainian Catholics. Writing in 1971, the Ruthenian Scholar Fr. Casimir Kucharek noted, "In Eastern Catholic Churches, the Filioque may be omitted except when scandal would ensue. Most of the Eastern Catholic Rites use it." However, in the decades that followed 1971 it has come to be used more rarely.
The versions used by Oriental Orthodoxy and the Church of the East may differ from the Greek liturgical version in having "We believe", as in the original text, instead of "I believe".
English translations
The version found in the 1662 Book of Common Prayer is still commonly used by some English speakers, but more modern translations are now more common. The International Consultation on English Texts published an English translation of the Nicene Creed, first in 1970 and then in successive revisions in 1971 and 1975. These texts were adopted by several churches. The Roman Catholic Church in the United States, which adopted the 1971 version in 1973, and the Catholic Church in other English-speaking countries, which in 1975 adopted the version published in that year, continued to use them until 2011, when it replaced them with the version in the Roman Missal third edition. The 1975 version was included in the 1979 Episcopal Church (United States) Book of Common Prayer, but with one variation: in the line "For us men and for our salvation", it omitted the word "men".
See also
Homoousion
First seven ecumenical councils
References
Bibliography
A. E. Burn, The Council of Nicaea (1925)
G. Forell, Understanding the Nicene Creed (1965)
External links
Extensive discussion of the texts of the First Council of Nicea
Philip Schaff, Creeds of Christendom Volume I: Nicene Creed
Athanasius, De Decretis or Defence of the Nicene Definition
Line-by-Line Roman Catholic Explanation of the Nicene Creed
Nicene Creed in languages of the world
Essays on the Nicene Creed from the Wisconsin Lutheran Seminary Library
Modern English translations of the documents produced at Nicaea
"The Nicene Creed", run time 42 minutes, BBC In Our Time audio history series, moderator and historians, Episode 12-27-2007
The Nicene-Constantinople Creed in the Syriac Maronite Tradition
4th-century Christian texts
Book of Concord
Ecumenical creeds
Trinitarianism
Christian terminology
Filioque
4th century in the Byzantine Empire
Entering heaven alive
Pontius Pilate
325
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Events
Pre-1600
1138 – Lý Anh Tông is enthroned as emperor of Vietnam at the age of two, beginning a 37-year reign.
1499 – The Catholicon, written in 1464 by Jehan Lagadeuc in Tréguier, is published; this is the first Breton dictionary as well as the first French dictionary.
1556 – Second Battle of Panipat: Fighting begins between the forces of Hem Chandra Vikramaditya, the Hindu king at Delhi and the forces of the Muslim emperor Akbar.
1601–1900
1605 – Gunpowder Plot: Guy Fawkes is arrested.
1688 – William III of England lands with a Dutch fleet at Brixham.
1757 – Seven Years' War: Frederick the Great defeats the allied armies of France and the Holy Roman Empire at the Battle of Rossbach.
1768 – The Treaty of Fort Stanwix is signed, the purpose of which is to adjust the boundary line between Indian lands and white settlements set forth in the Royal Proclamation of 1763 in the Thirteen Colonies.
1780 – French-American forces under Colonel LaBalme are defeated by Miami Chief Little Turtle.
1811 – Salvadoran priest José Matías Delgado rings the bells of La Merced church in San Salvador, calling for insurrection and launching the 1811 Independence Movement.
1828 – Greek War of Independence: The French Morea expedition to recapture Morea (now the Peloponnese) ends when the last Ottoman forces depart the peninsula.
1831 – Nat Turner, American slave leader, is tried, convicted, and sentenced to death in Virginia.
1862 – American Civil War: Abraham Lincoln removes George B. McClellan as commander of the Army of the Potomac.
1862 – American Indian Wars: In Minnesota, 303 Dakota warriors are found guilty of rape and murder of whites and are sentenced to death. Thirty-eight are ultimately hanged and the others reprieved.
1872 – Women's suffrage in the United States: In defiance of the law, suffragist Susan B. Anthony votes for the first time, and is later fined $100.
1895 – George B. Selden is granted the first U.S. patent for an automobile.
1898 – Negrese nationalists revolt against Spanish rule and establish the short-lived Republic of Negros.
1901–present
1911 – After declaring war on the Ottoman Empire on September 29, 1911, Italy annexes Tripoli and Cyrenaica.
1912 – Woodrow Wilson is elected the 28th President of the United States, defeating incumbent William Howard Taft.
1913 – King Otto of Bavaria is deposed by his cousin, Prince Regent Ludwig, who assumes the title Ludwig III.
1914 – World War I: France and the British Empire declare war on the Ottoman Empire.
1916 – The Kingdom of Poland is proclaimed by the Act of 5th November of the emperors of Germany and Austria-Hungary.
1916 – The Everett massacre takes place in Everett, Washington as political differences lead to a shoot-out between the Industrial Workers of the World organizers and local police.
1917 – Lenin calls for the October Revolution.
1917 – Tikhon is elected the Patriarch of Moscow and of the Russian Orthodox Church.
1925 – Secret agent Sidney Reilly, the first "super-spy" of the 20th century, is executed by the OGPU, the secret police of the Soviet Union.
1940 – World War II: The British armed merchant cruiser is sunk by the German pocket battleship .
1940 – Franklin D. Roosevelt is the first and only President of the United States to be elected to a third term.
1943 – World War II: Bombing of the Vatican.
1950 – Korean War: British and Australian forces from the 27th British Commonwealth Brigade successfully halted the advancing Chinese 117th Division during the Battle of Pakchon.
1955 – After being destroyed in World War II, the rebuilt Vienna State Opera reopens with a performance of Beethoven's Fidelio.
1956 – Suez Crisis: British and French paratroopers land in Egypt after a week-long bombing campaign.
1968 – Richard Nixon is elected as 37th President of the United States.
1970 – The Military Assistance Command, Vietnam reports the lowest weekly American soldier death toll in five years (24).
1983 – The Byford Dolphin diving bell accident kills five and leaves one severely injured.
1986 – , and visit Qingdao, China; the first US naval visit to China since 1949.
1990 – Rabbi Meir Kahane, founder of the far-right Kach movement, is shot dead after a speech at a New York City hotel.
1995 – André Dallaire attempts to assassinate Prime Minister Jean Chrétien of Canada. He is thwarted when the Prime Minister's wife locks the door.
1996 – Pakistani President Farooq Leghari dismisses the government of Prime Minister Benazir Bhutto and dissolves the National Assembly.
1996 – Bill Clinton is reelected President of the United States.
2006 – Saddam Hussein, the former president of Iraq, and his co-defendants Barzan Ibrahim al-Tikriti and Awad Hamed al-Bandar, are sentenced to death in the al-Dujail trial for their roles in the 1982 massacre of 148 Shia Muslims.
2007 – China's first lunar satellite, Chang'e 1, goes into orbit around the Moon.
2007 – The Android mobile operating system is unveiled by Google.
2009 – U.S. Army Major Nidal Hasan murders 13 and wounds 32 at Fort Hood, Texas in the deadliest mass shooting at a U.S. military installation.
2013 – India launches the Mars Orbiter Mission, its first interplanetary probe.
2015 – An iron ore tailings dam bursts in the Brazilian state of Minas Gerais, flooding a valley, causing mudslides in the nearby village of Bento Rodrigues and causing at least 17 deaths and two missing.
2015 – Rona Ambrose takes over after Stephen Harper as the Leader of the Conservative Party of Canada.
2017 – Devin Patrick Kelley kills 26 and injures 22 in a church in Sutherland Springs, Texas.
Births
Pre-1600
1271 – Ghazan, Mongol ruler of the Ilkhanate (d. 1304)
1436 – Richard Grey, 3rd Earl of Tankerville, Earl of Tankerville, 1450–1460 (d. 1466)
1494 – Hans Sachs, German poet and playwright (d. 1576)
1549 – Philippe de Mornay, French theologian and author (d. 1623)
1592 – Charles Chauncy, English-American pastor, theologian, and academic (d. 1672)
1601–1900
1607 – Anna Maria van Schurman, Dutch painter (d. 1678)
1613 – Isaac de Benserade, French poet and educator (d. 1691)
1615 – Ibrahim of the Ottoman Empire (d. 1648)
1666 – Attilio Ariosti, Italian viola player and composer (d. 1729)
1667 – Christoph Ludwig Agricola, German painter (d. 1719)
1688 – Louis Bertrand Castel, French mathematician and philosopher (d. 1757)
1701 – Pietro Longhi, Venetian painter and educator (d. 1785)
1705 – Louis-Gabriel Guillemain, French violinist and composer (d. 1770)
1715 – John Brown, English author and playwright (d. 1766)
1722 – William Byron, 5th Baron Byron, English lieutenant and politician (d. 1798)
1739 – Hugh Montgomerie, 12th Earl of Eglinton, Scottish composer and politician, Lord Lieutenant of Ayrshire (d. 1819)
1742 – Richard Cosway, English painter (d. 1821)
1789 – William Bland, Australian surgeon and politician (d. 1868)
1818 – Benjamin Butler, American general, lawyer, and politician, 33rd Governor of Massachusetts (d. 1893)
1835 – Moritz Szeps, Ukrainian-Austrian journalist and publisher (d. 1902)
1846 – Duncan Gordon Boyes, English soldier, recipient of the Victoria Cross (d. 1869)
1850 – Ella Wheeler Wilcox, American author and poet (d. 1919)
1851 – Charles Dupuy, French academic and politician, 60th Prime Minister of France (d. 1923)
1854 – Alphonse Desjardins, Canadian journalist and businessman, co-founded Desjardins Group (d. 1920)
1854 – Paul Sabatier, French chemist and academic, Nobel Prize laureate (d. 1941)
1855 – Eugene V. Debs, American union leader and politician (d. 1926)
1855 – Léon Teisserenc de Bort, French meteorologist and climatologist (d. 1913)
1857 – Ida Tarbell, American journalist, author, reformer, and educator (d. 1944)
1870 – Chittaranjan Das, Indian lawyer and politician (d. 1925)
1873 – Edwin Flack, Australian tennis player and runner (d. 1935)
1879 – Otto Wahle, Austrian-American swimmer and coach (d. 1963)
1881 – George A. Malcolm, American lawyer and jurist (d. 1961)
1883 – P Moe Nin, Burmese author and translator (d. 1940)
1884 – James Elroy Flecker, English author, poet, and playwright (d. 1915)
1885 – Will Durant, American historian and philosopher (d. 1981)
1886 – Sadae Inoue, Japanese general (d. 1961)
1887 – Paul Wittgenstein, Austrian-American pianist and educator (d. 1961)
1890 – Jan Zrzavý, Czech painter and illustrator (d. 1977)
1892 – J. B. S. Haldane, English-Indian geneticist and biologist (d. 1964)
1892 – John Alcock, captain in the Royal Navy and the Royal Air Force (d. 1919)
1893 – Raymond Loewy, French-American engineer and designer (d. 1986)
1894 – Beardsley Ruml, American economist and statistician (d. 1960)
1895 – Walter Gieseking, French-German pianist and composer (d. 1956)
1895 – Charles MacArthur, American playwright and screenwriter (d. 1956)
1899 – Margaret Atwood Judson, American historian and author (d. 1991)
1900 – Natalie Schafer, American actress (d. 1991)
1900 – Ethelwynn Trewavas, British ichthyologist, over a dozen fish species named in her honor (d. 1993)
1901–present
1901 – Etta Moten Barnett, American actress and singer (d. 2004)
1901 – Martin Dies, Jr., American lawyer, judge, and politician (d. 1972)
1901 – Eddie Paynter, English cricketer (d. 1979)
1904 – Cooney Weiland, Canadian ice hockey player and coach (d. 1985)
1905 – Joel McCrea, American actor (d. 1990)
1905 – Louis Rosier, French race car driver (d. 1956)
1905 – Sajjad Zaheer, Indian author and poet (d. 1973)
1906 – Endre Kabos, Hungarian fencer (d. 1944)
1906 – Fred Lawrence Whipple, American astronomer and academic (d. 2004)
1910 – John Hackett, Australian-English general and academic (d. 1997)
1911 – Marie Osborne Yeats, American actress and costume designer (d. 2010)
1911 – Roy Rogers, American singer, guitarist, and actor (d. 1998)
1912 – W. Allen Wallis, American economist and statistician (d. 1998)
1913 – Guy Green, English-American director, screenwriter, and cinematographer (d. 2005)
1913 – Vivien Leigh, Indian-British actress (d. 1967)
1913 – John McGiver, American actor (d. 1975)
1914 – Alton Tobey, American painter and illustrator (d. 2005)
1917 – Jacqueline Auriol, French pilot (d. 2000)
1917 – Banarsi Das Gupta, Indian activist and politician, 4th Chief Minister of Haryana (d. 2007)
1917 – James Lawton Collins Jr., American brigadier general (d. 2002)
1917 – Giuseppe Salvioli, Italian football player
1919 – Hasan Askari, Pakistani linguist, scholar, and critic (d. 1978)
1919 – Myron Floren, American accordion player and pianist (d. 2005)
1920 – Tommy Godwin, American-English cyclist and coach (d. 2012)
1920 – Douglass North, American economist and academic, Nobel Prize laureate (d. 2015)
1921 – Georges Cziffra, Hungarian pianist and composer (d. 1994)
1921 – Fawzia Fuad of Egypt (d. 2013)
1922 – Violet Barclay, American illustrator (d. 2010)
1922 – Yitzchok Scheiner, American-Israeli rabbi (d. 2021)
1922 – Cecil H. Underwood, American educator and politician, 25th and 32nd Governor of West Virginia (d. 2008)
1923 – Rudolf Augstein, German soldier and journalist, co-founded Der Spiegel (d. 2002)
1926 – John Berger, English author, poet, painter, and critic (d. 2017)
1927 – Hirotugu Akaike, Japanese statistician (d. 2009)
1930 – Wim Bleijenberg, Dutch footballer and manager (d. 2016)
1930 – Hans Mommsen, German historian and academic (d. 2015)
1931 – Leonard Herzenberg, American immunologist, geneticist, and academic (d. 2013)
1931 – Gil Hill, American actor, police officer and politician (d. 2016)
1931 – Harold McNair, Jamaican-English saxophonist and flute player (d. 1971)
1931 – Ike Turner, American singer-songwriter, guitarist and producer (d. 2007)
1931 – Diane Pearson, British book editor and novelist (d. 2017)
1932 – Algirdas Lauritėnas, Lithuanian basketball player (d. 2001)
1933 – Herb Edelman, American actor (d. 1996)
1934 – Jeb Stuart Magruder, American minister and civil servant (d. 2014)
1935 – Lester Piggott, English jockey and trainer
1935 – Christopher Wood, English author and screenwriter (d. 2015)
1936 – Michael Dertouzos, Greek-American computer scientist and academic (d. 2001)
1936 – Uwe Seeler, German footballer and actor
1936 – Billy Sherrill, American record producer, songwriter, and arranger (d. 2015)
1937 – Chan Sek Keong, Singaporean lawyer, judge, and politician, 3rd Chief Justice of Singapore
1937 – Harris Yulin, American actor
1938 – Joe Dassin, American-French singer-songwriter (d. 1980)
1938 – César Luis Menotti, Argentinian footballer and manager
1938 – Jim Steranko, American author and illustrator
1939 – Lobsang Tenzin, Tibetan religious leader
1940 – Ted Kulongoski, American soldier, lawyer, and politician, 36th Governor of Oregon
1940 – Elke Sommer, German actress
1941 – Art Garfunkel, American singer-songwriter and guitarist
1941 – Yoshiyuki Tomino, Japanese animator, director, and screenwriter
1942 – Pierangelo Bertoli, Italian singer-songwriter and guitarist (d. 2002)
1943 – Friedman Paul Erhardt, German-American chef and author (d. 2007)
1943 – Percy Hobson, Australian high jumper
1943 – Sam Shepard, American playwright and actor (d. 2017)
1945 – Peter Pace, American general
1945 – Aleka Papariga, Greek accountant and politician
1945 – Svetlana Tširkova-Lozovaja, Russian fencer and coach
1946 – Gram Parsons, American singer-songwriter and guitarist (d. 1973)
1946 – Ken Whaley, Austrian-English bass player and songwriter (d. 2013)
1947 – Quint Davis, American director and producer
1947 – Rubén Juárez, Argentinian singer-songwriter and bandoneon player (d. 2010)
1947 – Peter Noone, English singer-songwriter and guitarist
1948 – Bob Barr, American lawyer and politician
1948 – Peter Hammill, English singer-songwriter, guitarist, and producer
1948 – Bernard-Henri Lévy, French philosopher and author
1948 – William Daniel Phillips, American physicist and academic, Nobel Prize laureate
1949 – Armin Shimerman, American actor
1949 – Jimmie Spheeris, American singer-songwriter (d. 1984)
1950 – Thorbjørn Jagland, Norwegian politician, 25th Prime Minister of Norway
1950 – James Kennedy, American psychologist and author
1952 – Oleh Blokhin, Ukrainian footballer and manager
1952 – Brian Muehl, American puppeteer
1952 – Vandana Shiva, Indian philosopher and author
1952 – Bill Walton, American basketball player and sportscaster
1953 – Florentino Floro, Filipino lawyer and judge
1953 – Joyce Maynard, American journalist, author, and academic
1954 – Alejandro Sabella, Argentine footballer and manager (d. 2020)
1954 – Jeffrey Sachs, American economist and academic
1955 – Bernard Chazelle, French computer scientist and academic
1955 – Kris Jenner, American talent manager and businesswoman
1955 – Karan Thapar, Indian journalist and author
1956 – Jeff Watson, American guitarist and songwriter
1956 – John Harwood, American journalist
1956 – Lavrentis Machairitsas, Greek singer-songwriter and guitarist
1956 – Michael Sorridimi, Australian rugby league player
1956 – Rob Fisher, English keyboard player and songwriter (d. 1999)
1957 – Mike Score, English singer-songwriter and keyboard player
1958 – Don Falcone, American keyboard player, songwriter, and producer
1958 – Mo Gaffney, American actress and screenwriter
1958 – Robert Patrick, American actor
1959 – Bryan Adams, Canadian singer-songwriter, guitarist, producer, and actor
1959 – Tomo Česen, Slovenian mountaineer
1960 – René Froger, Dutch singer-songwriter
1960 – Tilda Swinton, English actress
1961 – Alan G. Poindexter, American captain, pilot, and astronaut (d. 2012)
1962 – Turid Birkeland, Norwegian businesswoman and politician, Norwegian Minister of Culture (d. 2015)
1962 – Abedi Pele, Ghanaian footballer and manager
1962 – Marcus J. Ranum, American computer scientist and author
1963 – Hans Gillhaus, Dutch footballer and scout
1963 – Andrea McArdle, American actress and singer
1963 – Tatum O'Neal, American actress and author
1963 – Brian Wheat, American bass player and songwriter
1963 – Jean-Pierre Papin, French footballer and manager
1965 – Atul Gawande, American surgeon and journalist
1965 – Famke Janssen, Dutch model and actress
1966 – Nayim, Spanish footballer and manager
1966 – James Allen, English journalist and sportscaster
1966 – Urmas Kirs, Estonian footballer and manager
1967 – Marcelo D2, Brazilian rapper
1967 – Judy Reyes, American actress and producer
1968 – Ricardo Fort, Argentinian actor, director, and businessman (d. 2013)
1968 – Sam Rockwell, American actor
1969 – Pat Kilbane, American actor, comedian, director, and screenwriter
1970 – Javy López, Puerto Rican-American baseball player
1971 – Chris Addison, Welsh-English comedian, actor, and screenwriter
1971 – Sergei Berezin, Russian ice hockey player
1971 – Jonny Greenwood, English guitarist and songwriter
1971 – Dana Jacobson, American sportscaster
1971 – Rob Jones, Welsh-English footballer and coach
1971 – Edmond Leung, Hong Kong singer-songwriter and producer
1971 – Corin Nemec, American actor, producer, and screenwriter
1971 – Mårten Olander, Swedish golfer
1973 – Johnny Damon, American baseball player
1973 – Peter Emmerich, American illustrator and educator
1973 – Gráinne Seoige, Irish journalist
1973 – Alexei Yashin, Russian ice hockey player and manager
1974 – Ryan Adams, American singer-songwriter and guitarist
1974 – Angela Gossow, German singer-songwriter
1974 – Dado Pršo, Croatian footballer and coach
1974 – Taine Randell, New Zealand rugby player
1974 – Jerry Stackhouse, American basketball player and sportscaster
1975 – Lisa Scott-Lee, Welsh singer-songwriter
1976 – Sebastian Arcelus, American actor, singer, and producer
1976 – Mr. Fastfinger, Finnish guitarist and songwriter
1976 – Jeff Klein, American singer-songwriter and guitarist
1976 – Samuel Page, American actor
1977 – Maarten Tjallingii, Dutch cyclist
1977 – Richard Wright, English footballer and coach
1978 – Xavier Tondo, Spanish cyclist (d. 2011)
1978 – Bubba Watson, American golfer
1979 – Romi Dames, Japanese-American actress
1979 – Colin Grzanna, German rugby player and surgeon
1979 – Michalis Hatzigiannis, Cypriot singer-songwriter and producer
1979 – Keith McLeod, American basketball player
1979 – David Suazo, Honduran footballer and coach
1980 – Jaime Camara, Brazilian race car driver
1980 – Andrei Korobeinik, Estonian computer programmer, businessman, and politician
1980 – Christoph Metzelder, German footballer
1980 – Orkun Uşak, Turkish footballer
1981 – Paul Chapman, Australian footballer
1981 – Ümit Ergirdi, Turkish footballer
1982 – Leah Culver, American computer scientist and programmer, co-founded Pownce
1982 – Bryan LaHair, American baseball player
1982 – Rob Swire, Australian singer-songwriter, guitarist, and producer
1982 – Matthew Williams, Welsh footballer
1983 – Alexa Chung, English model and television host
1983 – Mike Hanke, German footballer
1983 – Juan Morillo, Dominican baseball player
1983 – David Pipe, Welsh footballer
1984 – Jon Cornish, Canadian football player
1984 – Tobias Enström, Swedish ice hockey player
1984 – Nick Folk, American football player
1984 – Baruto Kaito, Estonian sumo wrestler
1984 – Eliud Kipchoge, Kenyan long-distance runner
1984 – John Sutton, Australian rugby league player
1984 – Nick Tandy, English race car driver
1984 – Nikolay Zherdev, Ukrainian-Russian ice hockey player
1985 – Michel Butter, Dutch runner
1985 – Kate DeAraugo, Australian singer-songwriter
1985 – Alo Dupikov, Estonian footballer
1985 – Rimo Hunt, Estonian footballer
1985 – Pınar Saka, Turkish sprinter
1986 – BoA, South Korean singer-songwriter, producer, and actress
1986 – Ian Mahinmi, American basketball player
1986 – Kasper Schmeichel, Danish footballer
1986 – Nodiko Tatishvili, Georgian singer
1987 – Kevin Jonas, American singer-songwriter, guitarist, and actor
1987 – Chris Knierim, American figure skater
1987 – O. J. Mayo, American basketball player
1988 – Virat Kohli, Indian cricketer
1989 – Andrew Boyce, English footballer
1991 – Flume, Australian DJ and producer
1991 – Shōdai Naoya, Japanese sumo wrestler
1992 – Odell Beckham Jr., American football player
1992 – Marco Verratti, Italian footballer
1993 – Hideya Tawada, Japanese actor and model
Deaths
Pre-1600
425 – Atticus, archbishop of Constantinople
964 – Fan Zhi, chancellor of the Song Dynasty (b. 911)
1011 – Mathilde, Abbess of Essen (b. 949)
1176 – Diego Martínez de Villamayor, Castilian nobleman
1235 – Elisabeth of Swabia, queen consort of Castile and León (b. 1205)
1370 – Casimir III the Great, Polish king (b. 1310)
1450 – John IV, Count of Armagnac (b. 1396)
1459 – John Fastolf, English soldier (b. 1380)
1515 – Mariotto Albertinelli, Italian painter and educator (b. 1474)
1559 – Kanō Motonobu, Japanese painter and educator (b. 1476)
1601–1900
1605 – Nyaungyan Min, Birmese king (b. 1555)
1660 – Alexandre de Rhodes, French missionary and lexicographer (b. 1591)
1660 – Lucy Hay, Countess of Carlisle (b. 1599)
1701 – Charles Gerard, 2nd Earl of Macclesfield, French-English colonel and politician, Lord Lieutenant of Lancashire (b. 1659)
1714 – Bernardino Ramazzini, Italian physician and academic (b. 1633)
1752 – Carl Andreas Duker, German scholar and jurist (b. 1670)
1758 – Hans Egede, Norwegian-Danish bishop and missionary (b. 1686)
1807 – Angelica Kauffman, painter (b. 1741)
1872 – Thomas Sully, English-American painter (b. 1783)
1876 – Theodor von Heuglin, German explorer and ornithologist (b. 1824)
1879 – James Clerk Maxwell, Scottish physicist and mathematician (b. 1831)
1901–present
1923 – Jacques d'Adelswärd-Fersen, French author and poet (b. 1880)
1928 – Vlasios Tsirogiannis, Greek general (b. 1872)
1930 – Christiaan Eijkman, Dutch physician and pathologist, Nobel Prize laureate (b. 1858)
1930 – Luigi Facta, Italian politician, journalist and Prime Minister of Italy (b. 1861)
1931 – Konrad Stäheli, Swiss target shooter (b. 1866)
1933 – Texas Guinan, American actress and businesswoman (b. 1884)
1933 – Walther von Dyck, German mathematician and academic (b. 1856)
1938 – Thomas Dewing, American painter and educator (b. 1851)
1939 – Mary W. Bacheler, American physician and Baptist medical missionary (b. 1860)
1941 – Arndt Pekurinen, Finnish activist (b. 1905)
1942 – George M. Cohan, American actor, singer, composer, author and theatre manager/owner (b. 1878)
1944 – Alexis Carrel, French surgeon and biologist, Nobel Prize laureate (b. 1873)
1946 – Joseph Stella, Italian-American painter (b. 1877)
1950 – Mary Harris Armor, American suffragist (b. 1863)
1951 – Reggie Walker, South African runner (b. 1889)
1955 – Maurice Utrillo, French painter (b. 1883)
1956 – Art Tatum, American pianist and composer (b. 1909)
1960 – Ward Bond, American actor (b. 1903)
1960 – Donald Grey Barnhouse, American pastor and theologian (b. 1895)
1960 – August Gailit, Estonian author and poet (b. 1891)
1960 – Johnny Horton, American singer-songwriter and guitarist (b. 1925)
1960 – Mack Sennett, Canadian-American actor, director, producer, and screenwriter (b. 1880)
1963 – Luis Cernuda, Spanish poet and critic (b. 1902)
1964 – Buddy Cole, American pianist and conductor (b. 1916)
1964 – Lansdale Ghiselin Sasscer, American lieutenant, lawyer, and politician (b. 1893)
1971 – Sam Jones, American baseball player (b. 1925)
1972 – Alfred Schmidt, Estonian weightlifter (b. 1898)
1975 – Edward Lawrie Tatum, American geneticist and academic, Nobel Prize laureate (b. 1909)
1975 – Lionel Trilling, American critic, essayist, short story writer, and educator (b. 1905)
1977 – René Goscinny, French author and illustrator (b. 1926)
1977 – Guy Lombardo, Canadian-American violinist and conductor (b. 1902)
1977 – Alexey Stakhanov, Russian-Soviet miner, the Stakhanovite movement has been named after him (b. 1906)
1979 – Al Capp, American cartoonist (b. 1909)
1980 – Louis Alter, American musician (b. 1902)
1981 – Rangjung Rigpe Dorje, 16th Karmapa, Tibetan spiritual leader (b. 1924)
1985 – Arnold Chikobava, Georgian linguist and philologist (b. 1898)
1985 – Spencer W. Kimball, American religious leader, 12th President of The Church of Jesus Christ of Latter-day Saints (b. 1895)
1986 – Adolf Brudes, German race car driver (b. 1899)
1986 – Claude Jutra, Canadian actor, director, and screenwriter (b. 1930)
1986 – Bobby Nunn, American singer (b. 1925)
1987 – Eamonn Andrews, Irish radio and television host (b. 1922)
1989 – Vladimir Horowitz, Ukrainian-American pianist and composer (b. 1903)
1991 – Robert Maxwell, Czech-English captain, publisher, and politician (b. 1923)
1991 – Fred MacMurray, American actor and businessman (b. 1908)
1992 – Adile Ayda, Russian-Turkish engineer and diplomat (b. 1912)
1992 – Arpad Elo, American physicist and chess player (b. 1903)
1996 – Eddie Harris, American saxophonist (b. 1934)
1997 – James Robert Baker, American author and screenwriter (b. 1946)
1997 – Isaiah Berlin, Latvian-English historian, author, and academic (b. 1909)
1997 – Peter Jackson, Australian rugby league player and sportscaster (b. 1964)
1999 – James Goldstone, American director and screenwriter (b. 1931)
1999 – Colin Rowe, English-American architect, theorist and academic (b. 1920)
2000 – Jimmie Davis, American singer-songwriter and politician, 47th Governor of Louisiana (b. 1899)
2000 – Bibi Titi Mohammed, Tanzanian politician (b. 1926)
2001 – Roy Boulting, English director and producer (b. 1913)
2001 – Milton William Cooper, American radio host, author, and activist (b. 1943)
2003 – Bobby Hatfield, American singer-songwriter (b. 1940)
2004 – Donald Jones, American-Dutch actor, singer, and dancer (b. 1932)
2005 – John Fowles, English novelist (b. 1926)
2005 – Virginia MacWatters, American soprano and actress (b. 1912)
2005 – Link Wray, American singer-songwriter and guitarist (b. 1929)
2006 – Bülent Ecevit, Turkish journalist and politician, 16th Prime Minister of Turkey (b. 1925)
2007 – Nils Liedholm, Swedish footballer and manager (b. 1922)
2009 – Félix Luna, Argentinian lawyer, historian, and academic (b. 1925)
2010 – Jill Clayburgh, American actress and singer (b. 1944)
2010 – Adrian Păunescu, Romanian poet, journalist, and politician (b. 1943)
2010 – Shirley Verrett, American soprano and actress (b. 1931)
2011 – Bhupen Hazarika, Indian singer-songwriter, director, and poet (b. 1926)
2012 – Olympe Bradna, French-American actress and dancer (b. 1920)
2012 – Elliott Carter, American composer and academic (b. 1908)
2012 – Leonardo Favio, Argentinian actor, singer, director and screenwriter (b. 1938)
2012 – Bob Kaplan, Canadian lawyer and politician, 30th Solicitor General of Canada (b. 1936)
2012 – Louis Pienaar, South African lawyer and diplomat, Minister of Internal Affairs (b. 1926)
2013 – Habibollah Asgaroladi, Iranian politician (b. 1932)
2013 – Juan Carlos Calabró, Argentinian actor and screenwriter (b. 1934)
2013 – Tony Iveson, English soldier and pilot (b. 1919)
2013 – Charles Mosley, English genealogist and author (b. 1948)
2013 – Charlie Trotter, American chef and author (b. 1959)
2013 – Stuart Williams, Welsh footballer and manager (b. 1930)
2014 – Manitas de Plata, French guitarist (b. 1921)
2014 – Lane Evans, American lawyer and politician (b. 1951)
2014 – Wally Grant, American ice hockey player (b. 1927)
2014 – Abdelwahab Meddeb, Tunisian-French author, poet, and scholar (b. 1946)
2015 – George Barris, American engineer and car designer (b. 1925)
2015 – Nora Brockstedt, Norwegian singer (b. 1923)
2015 – Soma Edirisinghe, Sri Lankan businesswoman and philanthropist (b. 1939)
2015 – Czesław Kiszczak, Polish general and politician, 11th Prime Minister of the People's Republic of Poland (b. 1925)
2015 – Hans Mommsen, German historian and academic (b. 1930)
2020 – Geoffrey Palmer, English actor (b. 1927)
2021 – Marília Mendonça, Brazilian singer (b. 1995)
Holidays and observances
Christian feast day:
All Jesuit Saints and Blesseds
Domninus
Elizabeth, the mother of John the Baptist
Galation
Guido Maria Conforti
Magnus
November 5 (Eastern Orthodox liturgics)
Bank Transfer Day (United States)
Colón Day (Panama)
Guy Fawkes Night (United Kingdom, New Zealand and Newfoundland and Labrador, Canada), and its related observances:
West Country Carnival (English West Country)
Cinco de noviembre (Negros, Philippines)
Kanakadasa Jayanthi (Karnataka, India)
References
External links
Days of the year
November
|
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] |
Events
Pre-1600
587 – Treaty of Andelot: King Guntram of Burgundy recognizes Childebert II as his heir.
936 – Shi Jingtang is enthroned as the first emperor of the Later Jin by Emperor Taizong of Liao, following a revolt against Emperor Fei of Later Tang.
1443 – Skanderbeg and his forces liberate Kruja in central Albania and raise the Albanian flag.
1470 – Champa–Đại Việt War: Emperor Lê Thánh Tông of Đại Việt formally launches his attack against Champa.
1520 – An expedition under the command of Ferdinand Magellan passes through the Strait of Magellan.
1582 – In Stratford-upon-Avon, William Shakespeare and Anne Hathaway pay a bond for their marriage licence.
1601–1900
1627 – The Polish–Lithuanian Commonwealth Navy has its greatest and last victory in the Battle of Oliwa.
1660 – At Gresham College, twelve men, including Christopher Wren, Robert Boyle, John Wilkins, and Sir Robert Moray decide to found what is later known as the Royal Society.
1666 – At least 3,000 men of the Royal Scots Army led by Tam Dalyell of the Binns defeat about 900 Covenanter insurgents led by James Wallace of Auchens in the Battle of Rullion Green.
1785 – The first Treaty of Hopewell is signed, by which the United States acknowledges Cherokee lands in what is now East Tennessee.
1798 – Trade between the United States and modern-day Uruguay begins when John Leamy's frigate John arrives in Montevideo.
1811 – Beethoven's Piano Concerto No. 5 in E-flat major, Op. 73, premieres at the Gewandhaus in Leipzig.
1814 – The Times of London becomes the first newspaper to be produced on a steam-powered printing press, built by the German team of Koenig & Bauer.
1821 – Panama Independence Day: Panama separates from Spain and joins Gran Colombia.
1843 – Ka Lā Hui (Hawaiian Independence Day): The Kingdom of Hawaii is officially recognized by the United Kingdom and France as an independent nation.
1861 – American Civil War: The Confederate States of America accept a rival state government's pronouncement that declares Missouri to be the 12th state of the Confederacy.
1862 – American Civil War: In the Battle of Cane Hill, Union troops under General James G. Blunt defeat General John Marmaduke's Confederates.
1885 – Bulgarian victory in the Serbo-Bulgarian War preserves the Unification of Bulgaria.
1893 – Women's suffrage in New Zealand concludes with the 1893 New Zealand general election.
1895 – The first American automobile race takes place over the 54 miles from Chicago's Jackson Park to Evanston, Illinois. Frank Duryea wins in approximately 10 hours.
1899 – The Second Boer War: A British column is engaged by Boer forces at the Battle of Modder River; although the Boers withdraw, the British suffer heavy casualties.
1901–present
1905 – Irish nationalist Arthur Griffith founds Sinn Féin as a political party with the main aim of establishing a dual monarchy in Ireland.
1908 – A mine explosion in Marianna, Pennsylvania, kills 154 men, leaving only one survivor.
1912 – Albania declares its independence from the Ottoman Empire.
1914 – World War I: Following a war-induced closure in July, the New York Stock Exchange re-opens for bond trading.
1917 – The Estonian Provincial Assembly declares itself the sovereign power of Estonia.
1918 – The Soviet Forces moved against Estonia when the 6th Red Rifle Division struck the border town of Narva, which marked the beginning of the Estonian War of Independence.
1919 – Lady Astor is elected as a Member of the Parliament of the United Kingdom. She is the first woman to sit in the House of Commons. (Countess Markievicz, the first to be elected, refused to sit.)
1920 – FIDAC (The Interallied Federation of War Veterans Organisations), the first international organization of war veterans is established in Paris, France.
1920 – Irish War of Independence: Kilmichael Ambush: The Irish Republican Army ambush a convoy of British Auxiliaries and kill seventeen.
1925 – The Grand Ole Opry begins broadcasting in Nashville, Tennessee, as the WSM Barn Dance.
1942 – In Boston, Massachusetts, a fire in the Cocoanut Grove nightclub kills 492 people.
1943 – World War II: Tehran Conference: U.S. President Franklin D. Roosevelt, British Prime Minister Winston Churchill and Soviet Premier Joseph Stalin meet in Tehran, Iran, to discuss war strategy.
1958 – Chad, the Republic of the Congo, and Gabon become autonomous republics within the French Community.
1958 – First successful flight of SM-65 Atlas; the first operational intercontinental ballistic missile (ICBM), developed by the United States and the first member of the Atlas rocket family.
1960 – Mauritania becomes independent of France.
1964 – Mariner program: NASA launches the Mariner 4 probe toward Mars.
1964 – Vietnam War: National Security Council members agree to recommend that U.S. President Lyndon B. Johnson adopt a plan for a two-stage escalation of bombing in North Vietnam.
1965 – Vietnam War: In response to U.S. President Lyndon B. Johnson's call for "more flags" in Vietnam, Philippine President-elect Ferdinand Marcos announces he will send troops to help fight in South Vietnam.
1966 – Michel Micombero overthrows the monarchy of Burundi and makes himself the first president.
1967 – The first pulsar (PSR B1919+21, in the constellation of Vulpecula) is discovered by two astronomers Jocelyn Bell Burnell and Antony Hewish.
1971 – Fred Quilt, a leader of the Tsilhqot'in First Nation suffers severe abdominal injuries allegedly caused by Royal Canadian Mounted Police officers; he dies two days later.
1971 – Wasfi al-Tal, Prime Minister of Jordan, is assassinated by the Black September unit of the Palestine Liberation Organization.
1972 – Last executions in Paris: Claude Buffet and Roger Bontems are guillotined at La Santé Prison.
1975 – East Timor declares its independence from Portugal.
1979 – Air New Zealand Flight 901, a DC-10 sightseeing flight over Antarctica, crashes into Mount Erebus, killing all 257 people on board.
1980 – Iran–Iraq War: Operation Morvarid: The bulk of the Iraqi Navy is destroyed by the Iranian Navy in the Persian Gulf. (Commemorated in Iran as Navy Day.)
1987 – South African Airways Flight 295 crashes into the Indian Ocean, killing all 159 people on board.
1989 – Cold War: Velvet Revolution: In the face of protests, the Communist Party of Czechoslovakia announces it will give up its monopoly on political power.
1990 – British Prime Minister Margaret Thatcher resigns as leader of the Conservative Party and, therefore, as Prime Minister. She is succeeded in both positions by John Major.
1991 – South Ossetia declares independence from Georgia.
2002 – Suicide bombers blow up an Israeli-owned hotel in Mombasa, Kenya; their colleagues fail in their attempt to bring down Arkia Israel Airlines Flight 582 with surface-to-air missiles.
2010 – Sun Way Flight 4112 crashes after takeoff from Jinnah International Airport in Karachi, Pakistan, killing 12 people.
2014 – Gunmen set off three bombs at the central mosque in the northern Nigerian city of Kano killing at least 120 people.
2016 – A chartered Avro RJ85 plane carrying at least 77 people, including the Chapecoense football team, crashes near Medellín, Colombia.
2020 – Over seven hundred civilians are massacred by the Ethiopian National Defense Force and Eritrean Army in Aksum, Ethiopia.
Births
Pre-1600
1118 – Manuel I Komnenos, Byzantine emperor (d. 1180)
1293 – Yesün Temür, Chinese emperor (d. 1328)
1470 – Wen Zhengming, artist during the Ming dynasty (d. 1559)
1489 – Margaret Tudor, Queen of James IV of Scotland, daughter of Henry VII of England (d. 1541)
1570 – James Whitelocke, English judge and politician, Chief Justice of Chester (d. 1632)
1592 – Hong Taiji, Emperor of China (d. 1643)
1598 – Hans Nansen, Danish lawyer and politician (d. 1667)
1601–1900
1628 – John Bunyan, English preacher, theologian, and author (d. 1688)
1631 – Abraham Brueghel, Flemish Baroque painter (d. 1690)
1632 – Jean-Baptiste Lully, Italian-French composer and manager (d. 1687)
1640 – Willem de Vlamingh, Flemish captain and explorer (d. 1698)
1661 – Edward Hyde, 3rd Earl of Clarendon, English soldier and politician, 14th Colonial Governor of New York (d. 1723)
1681 – Jean Cavalier, French rebel leader (d. 1740)
1682 – Betty Parris, woman from Salem in Massachusetts who accused others of being witches (d. 1760)
1694 – Leopold, Prince of Anhalt-Köthen (d. 1728)
1700 – Nathaniel Bliss, English astronomer and mathematician (d. 1764)
1700 – Sophie Magdalene of Brandenburg-Kulmbach (d. 1770)
1757 – William Blake, English poet and painter (d. 1827)
1760 – Maria Teresa Poniatowska, Polish noblewoman (d. 1834)
1772 – Luke Howard, English chemist and meteorologist (d. 1864)
1774 – Maria Antonia of Parma (d. 1841)
1785 – Victor de Broglie, French lawyer and politician, 9th Prime Minister of France (d. 1870)
1792 – Victor Cousin, French philosopher and academic (d. 1867)
1793 – Carl Jonas Love Almqvist, Swedish poet, composer, and critic (d. 1866)
1804 – William Weston, English-Australian politician, 3rd Premier of Tasmania (d. 1888)
1805 – John Lloyd Stephens, American archaeologist and explorer (d. 1852)
1810 – William Froude, English engineer and architect (d. 1879)
1820 – Friedrich Engels, German-English philosopher, economist, and journalist (d. 1895)
1829 – Anton Rubinstein, Russian pianist, composer, and conductor (d. 1894)
1837 – John Wesley Hyatt, American engineer (d. 1920)
1853 – Helen Magill White, American academic (d. 1944)
1857 – Alfonso XII of Spain (d. 1885)
1861 – Adina Emilia De Zavala, American teacher, historian and preservationist of Texas history (d. 1955)
1864 – James Allen, English author and poet (d. 1912)
1864 – Lindley Miller Garrison, American lawyer and politician, 46th United States Secretary of War (d. 1932)
1866 – Henry Bacon, American architect, designed the Lincoln Memorial (d. 1924)
1876 – Bert Vogler, South African cricketer (d. 1946)
1880 – Alexander Blok, Russian poet and playwright (d. 1921)
1881 – Stefan Zweig, Austrian author, playwright, and journalist (d. 1942)
1887 – Ernst Röhm, German soldier and politician (d. 1934)
1891 – Gregorio Perfecto, Filipino journalist, jurist, and politician (d. 1949)
1891 – Mabel Alvarez, American painter (d. 1985)
1894 – Brooks Atkinson, American theatre critic (d. 1984)
1894 – Henry Hazlitt, American economist and philosopher (d. 1993)
1895 – José Iturbi, Spanish pianist and conductor (d. 1980)
1896 – Dawn Powell, American author and playwright (d. 1965)
1896 – Lilia Skala, Austrian-American actress (d. 1994)
1898 – İhap Hulusi Görey, Turkish graphic artist (d. 1986)
1900 – Mary Bothwell, Canadian classical vocalist and painter (d. 1985)
1901–present
1903 – Gladys O'Connor, English-Canadian actress (d. 2012)
1904 – James Eastland, American planter and politician (d. 1986)
1904 – Nancy Mitford, English journalist and author (d. 1973)
1906 – Henry Picard, American golfer (d. 1997)
1907 – Rose Bampton, American soprano and educator (d. 2007)
1907 – Alberto Moravia, Italian journalist and author (d. 1990)
1908 – Michael Adekunle Ajasin, Nigerian educator and politician, 3rd Governor of Ondo State (d. 1997)
1908 – Claude Lévi-Strauss, Belgian-French anthropologist and ethnologist (d. 2009)
1910 – Elsie Quarterman, American ecologist and academic (d. 2014)
1911 – Václav Renč, Czech poet and playwright (d. 1973)
1912 – Morris Louis, American painter (d. 1962)
1913 – Cliff Addison, English chemist and academic (d. 1994)
1915 – Evald Okas, Estonian painter and academic (d. 2011)
1915 – Yves Thériault, Canadian author (d. 1983)
1916 – Lilian, Princess of Réthy (d. 2002)
1916 – Ramón José Velásquez, Venezuelan journalist, lawyer, and politician, President of Venezuela (d. 2014)
1919 – Keith Miller, Australian cricketer, footballer, and pilot (d. 2004)
1923 – Helen Delich Bentley, American politician (d. 2016)
1923 – Gloria Grahame, American actress (d. 1981)
1924 – Dennis Brutus, South African journalist, poet, and academic (d. 2009)
1924 – Johanna Döbereiner, Czech-Brazilian agronomist and academic (d. 2000)
1925 – József Bozsik, Hungarian footballer and manager (d. 1978)
1925 – Gigi Gryce, American saxophonist and composer (d. 1983)
1927 – Abdul Halim of Kedah, Yang di-Pertuan Agong of Malaysia (d. 2017)
1928 – Arthur Melvin Okun, American economist and academic (d. 1980)
1928 – Piet Steenbergen, Dutch footballer and manager (d. 2010)
1929 – Berry Gordy, Jr., American songwriter and producer, founded Motown Records
1930 – A.L. "Doodle" Owens, American country music songwriter and singer (d. 1999)
1932 – Gato Barbieri, Argentinian saxophonist and composer (d. 2016)
1932 – Terence Frisby, English author and playwright
1933 – Joe Knollenberg, American soldier and politician
1933 – Hope Lange, American actress (d. 2003)
1935 – Frik du Preez, South African rugby player
1935 – Randolph Stow, Australian-English author and poet (d. 2010)
1936 – Gary Hart, American lawyer and politician, 6th United States Special Envoy for Northern Ireland
1938 – Peter Dimond, Australian rugby league player (d. 2021)
1940 – Bruce Channel, American singer-songwriter
1941 – Laura Antonelli, Italian actress (d. 2015)
1942 – Paul Warfield, American football player and sportscaster
1943 – R. B. Greaves, Guyanese-American singer-songwriter (d. 2012)
1943 – Randy Newman, American singer-songwriter, composer, and pianist
1944 – Rita Mae Brown, American novelist, poet, and screenwriter
1945 – Franklin Drilon, Filipino lawyer and politician, 22nd President of the Senate of the Philippines
1946 – Joe Dante, American director and producer
1947 – Michel Berger, French singer-songwriter (d. 1992)
1947 – Maria Farantouri, Greek singer and politician
1947 – Gladys Kokorwe, Botswana politician and Speaker of The National Assembly
1948 – Beeb Birtles, Dutch-Australian singer-songwriter and guitarist
1948 – Mick Channon, English footballer and horse trainer
1948 – Agnieszka Holland, Polish film and television director and screenwriter
1948 – Alan Lightman, American physicist, novelist, and academician
1948 – Dick Morris, American political consultant, journalist, and author
1949 – Alexander Godunov, Russian-American actor and dancer (d. 1995)
1949 – Paul Shaffer, Canadian-American singer, keyboard player, and bandleader
1950 – Ed Harris, American actor and producer
1950 – Russell Alan Hulse, American physicist and astronomer, Nobel Prize laureate
1951 – Barbara Morgan, American educator and astronaut
1952 – S. Epatha Merkerson, American actress
1953 – Alistair Darling, English lawyer and politician, Chancellor of the Exchequer
1953 – Helen De Michiel, American director and producer
1953 – Sixto Lezcano, Puerto Rican-American baseball player and coach
1953 – Gordon Marsden, English journalist and politician
1954 – Necip Hablemitoğlu, Turkish historian and academic (d. 2002)
1955 – Alessandro Altobelli, Italian footballer and sportscaster
1955 – Adem Jashari, Kosovan commander (d. 1998)
1956 – Fiona Armstrong, English-Scottish journalist and author
1956 – David Van Day, English singer
1957 – Peeter Järvelaid, Estonian historian and scholar
1958 – Kriss Akabusi, English sprinter and hurdler
1958 – Dave Righetti, American baseball player and coach
1959 – Nancy Charest, Canadian lawyer and politician (d. 2014)
1959 – Judd Nelson, American actor and screenwriter
1959 – Stephen Roche, Irish cyclist and sportscaster
1960 – Jorge Domecq, Spanish lawyer and diplomat
1960 – John Galliano, Gibraltar-born British fashion designer
1960 – Andy Ritchie, English footballer and manager
1960 – Kenny Wharton, English footballer and coach
1961 – Martin Clunes, English actor, singer, and director
1961 – Alfonso Cuarón, Mexican director, producer, and screenwriter
1962 – Matt Cameron, American drummer and songwriter
1962 – Juan Carlos Rosero, Ecuadorian cyclist (d. 2013)
1962 – Jon Stewart, American comedian, actor, and television host
1963 – Armando Iannucci, Scottish comedian, actor, director, and producer
1963 – Andrew Jones, English politician
1963 – Johnny Newman, American basketball player
1963 – Walt Weiss, American baseball player and manager
1964 – Michael Bennet, Indian-American lawyer and politician
1964 – John Burkett, American baseball player and bowler
1964 – Roy Tarpley, American basketball player (d. 2015)
1964 – Sian Williams, English-Welsh journalist
1965 – Erwin Mortier, Belgian author and poet
1965 – Matt Williams, American baseball player and manager
1967 – Chris Heaton-Harris, English businessman and politician
1967 – Anna Nicole Smith, American model, actress, and television personality (d. 2007)
1967 – José del Solar, Peruvian footballer and manager
1967 – Stephnie Weir, American actress and comedian
1968 – Darren Bett, English journalist
1969 – Nick Knight, English cricketer and sportscaster
1969 – Petr Kouba, Czech footballer
1969 – Robb Nen, American baseball player and manager
1969 – Valeri Nikitin, Estonian wrestler
1969 – Sonia O'Sullivan, Irish athlete
1970 – Álex López Morón, Spanish tennis player
1970 – Richard Osman, English television host, director, and producer
1972 – Paulo Figueiredo, Angolan footballer
1972 – Anastasia Kelesidou, German-Greek discus thrower
1972 – Jesper Strömblad, Swedish guitarist and songwriter
1973 – Jade Puget, American guitarist and producer
1974 – apl.de.ap, Filipino-American singer and rapper
1974 – András Tölcséres, Hungarian footballer and manager
1975 – Bakarhythm, Japanese comedian, actor, playwright, and composer
1975 – Eka Kurniawan, Indonesian journalist and author
1975 – Park Sung-bae, South Korean footballer
1975 – Takashi Shimoda, Japanese footballer
1975 – Sigurd Wongraven, Norwegian singer-songwriter, guitarist, and producer
1976 – Ryan Kwanten, Australian actor
1977 – Marlon Broomes, English footballer
1977 – Fabio Grosso, Italian footballer and manager
1977 – Acer Nethercott, English rower (d. 2013)
1977 – Gavin Rae, Scottish footballer
1977 – Greg Somerville, New Zealand rugby player
1977 – DeMya Walker, American basketball player
1978 – Brent Albright, American wrestler
1978 – Darryl Flahavan, English footballer
1978 – Freddie Mitchell, American football player
1978 – Mehdi Nafti, Tunisian footballer
1978 – Michael Simpkins, English footballer
1978 – Haytham Tambal, Sudanese footballer
1979 – Chamillionaire, American rapper, entrepreneur, and investor
1979 – Shy FX, English DJ and producer
1979 – Katarzyna Strączy, Polish tennis player
1980 – Lisa Middelhauve, German singer-songwriter
1980 – Stuart Taylor, English footballer
1981 – Brian Tevreden, Dutch footballer
1982 – Leandro Barbosa, Brazilian basketball player
1982 – Chris Harris, English motorcycle racer
1982 – Raido Villers, Estonian basketball player
1983 – Rostam Batmanglij, American musician and songwriter
1983 – Tyler Glenn, American singer-songwriter and keyboard player
1983 – Summer Rae, American football player, wrestler, and actress
1983 – Édouard Roger-Vasselin, French tennis player
1983 – Nelson Valdez, Paraguayan footballer
1984 – Andrew Bogut, Australian basketball player
1984 – Marc-André Fleury, Canadian ice hockey player
1984 – Trey Songz, American R&B singer-songwriter and actor
1984 – Mary Elizabeth Winstead, American actress and producer
1984 – Naoko Yamada, Japanese anime director
1985 – Mike Kostka, Canadian ice hockey player
1985 – Álvaro Pereira, Uruguayan footballer
1986 – Mouhamadou Dabo, French footballer
1987 – Karen Gillan, Scottish actress
1987 – Craig Kieswetter, South African-English cricketer and golfer
1988 – Scarlett Pomers, American actress and singer-songwriter
1989 – Laura Alleway, Australian footballer
1989 – Jamie Buhrer, Australian rugby league player
1990 – Dedryck Boyata, Belgian footballer
1990 – Bradley Smith, English motorcycle racer
1992 – Jake Miller, American singer-songwriter
1992 – Adam Hicks, American actor
1993 – David Nofoaluma, Australian-Samoan rugby league player
1995 – Chase Elliott, American race car driver
2000 – Jackson Yee, Chinese singer, dancer and actor
Deaths
Pre-1600
741 – Pope Gregory III
939 – Lady Ma, Chinese noblewoman (b. 890)
1039 – Adalbero, duke of Carinthia (b. 980)
1122 – Margrave Ottokar II of Styria
1170 – Owain Gwynedd, Welsh king (b. 1080)
1290 – Eleanor of Castile (b. 1241)
1317 – Yishan Yining, Zen monk and writer from China who taught in Japan (b. 1247)
1476 – James of the Marches, Franciscan friar
1499 – Edward Plantagenet, 17th Earl of Warwick (b. 1475)
1574 – Georg Major, German theologian and educator (b. 1502)
1585 – Hernando Franco, Spanish composer (b. 1532)
1601–1900
1667 – Jean de Thévenot, French linguist and botanist (b. 1633)
1675 – Basil Feilding, 2nd Earl of Denbigh, English soldier and politician (b. 1608)
1675 – Leonard Hoar, English minister and academic (b. 1630)
1680 – Gian Lorenzo Bernini, Italian sculptor and painter (b. 1598)
1680 – Giovanni Francesco Grimaldi, Italian painter and architect (b. 1606)
1680 – Athanasius Kircher, German priest, philologist, and scholar (b. 1601)
1694 – Matsuo Bashō, Japanese poet and scholar (b. 1644)
1695 – Giovanni Paolo Colonna, Italian organist, composer, and educator (b. 1637)
1695 – Anthony Wood, English historian and author (b. 1632)
1698 – Louis de Buade de Frontenac, French soldier and politician, 3rd Governor General of New France (b. 1622)
1763 – Naungdawgyi, Burmese king (b. 1734)
1785 – William Whipple, American general and politician (b. 1730)
1794 – Friedrich Wilhelm von Steuben, Prussian-American general (b. 1730)
1794 – Sir James Tylney-Long, 7th Baronet, English politician (b. 1736)
1801 – Déodat Gratet de Dolomieu, French geologist and academic (b. 1750)
1815 – Johann Peter Salomon, German violinist, composer, and conductor (b. 1745)
1852 – Ludger Duvernay, French journalist and politician (b. 1799)
1852 – Emmanuil Xanthos, Greek activist, co-founded Filiki Eteria (b. 1772)
1859 – Washington Irving, American short story writer, essayist, biographer, historian (b. 1783)
1870 – Frédéric Bazille, French soldier and painter (b. 1841)
1873 – Caterina Scarpellini, Italian astronomer and meteorologist (b. 1808)
1878 – Orson Hyde, American religious leader, 3rd President of the Quorum of the Twelve Apostles (b. 1805)
1880 – Aires de Ornelas e Vasconcelos, Portuguese archbishop (b. 1837)
1890 – Jyotirao Phule, Indian philosopher and activist (b. 1827)
1891 – Sir James Corry, 1st Baronet, British politician (b. 1826)
1901–present
1901 – Moses Dickson, African-American abolitionist, soldier, minister, and founder of The Knights of Liberty (b. 1824)
1904 – Hermann de Pourtalès, Swiss sailor (b. 1847)
1907 – Stanisław Wyspiański, Polish playwright, poet, and painter (b. 1869)
1912 – Walter Benona Sharp, American businessman (b. 1870)
1917 – Mikelis Avlichos, Greek poet and scholar (b. 1844)
1921 – `Abdu'l-Bahá, Head of the Baháʼí Faith (b. 1844)
1930 – Constantine VI of Constantinople (b. 1859)
1935 – Erich von Hornbostel, Austrian musicologist and scholar (b. 1877)
1939 – James Naismith, Canadian-American physician and educator, created basketball (b. 1861)
1943 – Aleksander Hellat, Estonian lawyer and politician, 6th Estonian Minister of Foreign Affairs (b. 1881)
1945 – Dwight F. Davis, American tennis player and politician, 49th United States Secretary of War (b. 1879)
1947 – Philippe Leclerc de Hauteclocque, French general (b. 1902)
1953 – Frank Olson, American biologist and chemist (b. 1910)
1954 – Enrico Fermi, Italian-American physicist and academic, Nobel Prize laureate (b. 1901)
1960 – Dirk Jan de Geer, Dutch lawyer and politician, Prime Minister of the Netherlands (b. 1870)
1960 – Tsunenohana Kan'ichi, Japanese sumo wrestler, the 31st Yokozuna (b. 1896)
1960 – Richard Wright, American novelist, short story writer, essayist, and poet (b. 1908)
1962 – K. C. Dey, Indian singer-songwriter and actor (b. 1893)
1962 – Wilhelmina of the Netherlands (b. 1880)
1968 – Enid Blyton, English author and poet (b. 1897)
1971 – Wasfi al-Tal, Jordanian captain and politician, 34th Prime Minister of Jordan (b. 1920)
1972 – Havergal Brian, English composer (b. 1875)
1973 – Marthe Bibesco, Romanian-French author and poet (b. 1886)
1975 – Peder Furubotn, Norwegian Communist and anti-Nazi Resistance leader (b. 1890)
1976 – Rosalind Russell, American actress and singer (b. 1907)
1977 – Bob Meusel, American baseball player and sailor (b. 1896)
1978 – Antonio Vespucio Liberti, Argentinian businessman (b. 1902)
1982 – Helen of Greece and Denmark (b. 1896)
1983 – Christopher George, American actor (b. 1929)
1987 – Choh Hao Li, Chinese-American biologist and chemist (b. 1913)
1987 – Kazuharu Sonoda, Japanese wrestler (b. 1956)
1992 – Sidney Nolan, Australian-English painter and academic (b. 1917)
1993 – Jerry Edmonton, Canadian-American drummer (b. 1946)
1993 – Garry Moore, American comedian, television personality, and game show host (b. 1915)
1993 – Kenneth Connor, English actor (b. 1918)
1994 – Jeffrey Dahmer, American serial killer (b. 1960)
1994 – Buster Edwards, English boxer and criminal (b. 1932)
1994 – Jerry Rubin, American businessman and activist (b. 1938)
1995 – Joe Kelly, Irish race car driver (b. 1915)
1997 – Georges Marchal, French actor (b. 1920)
1998 – Kerry Wendell Thornley, American soldier and author (b. 1938)
2001 – Kal Mann, American songwriter (b. 1917)
2001 – William Reid, Scottish lieutenant and pilot, Victoria Cross recipient (b. 1921)
2002 – Melih Cevdet Anday, Turkish poet and author (b. 1915)
2003 – Ted Bates, English footballer and manager (b. 1918)
2003 – Antonia Forest, English author (b. 1915)
2003 – Mihkel Mathiesen, Estonian engineer and politician (b. 1918)
2005 – Marc Lawrence, American actor, director, producer, and screenwriter (b. 1910)
2005 – Jack Concannon, American football player and actor (b. 1943)
2007 – Gudrun Wagner, Prussian director and producer (b. 1944)
2008 – Havaldar Gajender Singh, Indian sergeant (b. 1972)
2008 – Sandeep Unnikrishnan, Indian soldier (b. 1977)
2009 – Gilles Carle, Canadian director, producer, and screenwriter (b. 1928)
2010 – Leslie Nielsen, Canadian-American actor and producer (b. 1926)
2011 – Lloyd J. Old, American immunologist and academic (b. 1933)
2012 – Knut Ahnlund, Swedish historian, author, and academic (b. 1923)
2012 – Spain Rodriguez, American illustrator (b. 1940)
2012 – Franco Ventriglia, American opera singer (b. 1922)
2012 – Zig Ziglar, American soldier and author (b. 1926)
2013 – Jack Matthews, American author, playwright, and academic (b. 1925)
2013 – Mitja Ribičič, Italian-Slovenian soldier and politician, 25th Prime Minister of Yugoslavia (b. 1919)
2013 – Jean-Louis Roux, Canadian actor and politician, 34th Lieutenant Governor of Quebec (b. 1923)
2013 – Beyle Schaechter-Gottesman, Austrian-American poet and songwriter (b. 1920)
2014 – Chespirito, Mexican actor, director, producer, and screenwriter (b. 1929)
2014 – Said Akl, Lebanese poet, playwright, and linguist (b. 1912)
2014 – Dale Armstrong, Canadian race car driver (b. 1941)
2015 – Wayne Bickerton, Welsh songwriter and producer (b. 1941)
2015 – Luc Bondy, Swiss director and producer (b. 1948)
2015 – Gerry Byrne, English-Welsh footballer (b. 1938)
2015 – Marjorie Lord, American actress (b. 1918)
2015 – Olene Walker, American lawyer and politician, 15th Governor of Utah (b. 1930)
2018 – Harry Leslie Smith, British writer and political commentator (b. 1923)
2020 – David Prowse, English actor (b. 1935)
2021 – Virgil Abloh, American fashion designer and entrepreneur (b. 1980)
2021 – Frank Williams, British founder of Williams Grand Prix Engineering (b. 1942)
Holidays and observances
Albanian Flag Day, celebrate the independence of Albania from Turkey in 1912, the first Albanian flag raise by Skanderbeg in 1443, and for the new parliamentary constitution in 1998.
Bedfordshire day is celebrated in the county of Bedfordshire to celebrate the birth of John Bunyan
Bukovina Day (Romania)
Christian feast day:
Acacius, Hirenarchus, and companions, of Sebaste
Catherine Labouré
Feast of the Holy Sovereigns (Episcopal Diocese of Hawaii)
Herman of Alaska, the anniversary of his actual death. Eastern Orthodox
James of the Marches
Kamehameha and Emma (Episcopal Church (USA))
Our Lady of Kibeho
Pope Gregory III
Rufus (no. 8)
Stephen the Younger
November 28 (Eastern Orthodox liturgics)
Heroes' Day (Sri Lanka)
Hōonkō (Japan)
Independence Day (Mauritania), celebrate the independence of Mauritania from France in 1960.
Independence Day (Panama), celebrate the independence of Panama from Spain in 1821.
Proclamation of Independence day (East Timor)
Navy Day (Iran)
Republic Day (Burundi)
Republic Day (Chad)
References
External links
Days of the year
November
|
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In Norse mythology, Njörðr (Old Norse: ) is a god among the Vanir. Njörðr, father of the deities Freyr and Freyja by his unnamed sister, was in an ill-fated marriage with the goddess Skaði, lives in Nóatún and is associated with the sea, seafaring, wind, fishing, wealth, and crop fertility.
Njörðr is attested in the Poetic Edda, compiled in the 13th century from earlier traditional sources, the Prose Edda, written in the 13th century by Snorri Sturluson, in euhemerized form as a beloved mythological early king of Sweden in Heimskringla, also written by Snorri Sturluson in the 13th century, as one of three gods invoked in the 14th century Hauksbók ring oath, and in numerous Scandinavian place names. Veneration of Njörðr survived into the 18th or 19th century Norwegian folk practice, where the god is recorded as Njor and thanked for a bountiful catch of fish.
Njörðr has been the subject of an amount of scholarly discourse and theory, often connecting him with the figure of the much earlier attested Germanic goddess Nerthus, the hero Hadingus, and theorizing on his formerly more prominent place in Norse paganism due to the appearance of his name in numerous place names. Njörðr is sometimes modernly anglicized as Njord, Njoerd, or Njorth.
Name and eponyms
The name Njörðr corresponds to that of the older Germanic fertility goddess Nerthus (early 1st c. AD). Both derive from the Proto-Germanic theonym *Nerþuz.
The original meaning of the name is contested, but it may be related to the Irish word nert which means "force" and "power". It has been suggested that the change of sex from the female Nerthus to the male Njörðr is due to the fact that feminine nouns with u-stems disappeared early in Germanic language while the masculine nouns with u-stems prevailed. However, other scholars hold the change to be based not on grammatical gender but on the evolution of religious beliefs; that *Nerþuz and Njörðr appear as different genders because they are to be considered separate beings. The name Njörðr may be related to the name of the Norse goddess Njörun.
Njörðr's name appears in various place names in Scandinavia, such as Nærdhæwi (now Nalavi, Närke), Njærdhavi (now Mjärdevi, Linköping; both using the religious term vé), Nærdhælunda (now Närlunda, Helsingborg), Nierdhatunum (now Närtuna, Uppland) in Sweden, Njarðvík in southwest Iceland, Njarðarlög and Njarðey (now Nærøy) in Norway. Njörðr's name appears in a word for sponge; Njarðarvöttr (Old Norse: , "Njörðr's glove"). Additionally, in Old Icelandic translations of Classical mythology the Roman god Saturn's name is glossed as "Njörðr."
Attestations
Poetic Edda
Njörðr is described as a future survivor of Ragnarök in stanza 39 of the poem Vafþrúðnismál. In the poem, the god Odin, disguised as "Gagnráðr" faces off with the wise jötunn Vafþrúðnir in a battle of wits. While Odin states that Vafþrúðnir knows all the fates of the gods, Odin asks Vafþrúðnir "from where Njörðr came to the sons of the Æsir," that Njörðr rules over quite a lot of temples and hörgrs (a type of Germanic altar), and further adds that Njörðr was not raised among the Æsir. In response, Vafþrúðnir says:
"In Vanaheim the wise Powers made him
and gave him as hostage to the gods;
at the doom of men he will come back
home among the wise Vanir."
In stanza 16 of the poem Grímnismál, Njörðr is described as having a hall in Nóatún made for himself. The stanza describes Njörðr as a "prince of men," that he is "lacking in malice," and that he "rules over the "high-timbered temple." In stanza 43, the creation of the god Freyr's ship Skíðblaðnir is recounted, and Freyr is cited as the son of Njörðr. In the prose introduction to the poem Skírnismál, Freyr is mentioned as the son of Njörðr, and stanza 2 cites the goddess Skaði as the mother of Freyr. Further in the poem, Njörðr is again mentioned as the father of Freyr in stanzas 38, 39, and 41.
In the late flyting poem Lokasenna, an exchange between Njörðr and Loki occurs in stanzas 33, 34, 35, and 36. After Loki has an exchange with the goddess Freyja, in stanza 33 Njörðr states:
"That's harmless, if, besides a husband, a woman has
a lover or someone else;
what is surprising is a pervert god coming in here,
who has borne children."
Loki responds in the stanza 34, stating that "from here you were sent east as hostage to the gods" (a reference to the Æsir-Vanir War) and that "the daughters of Hymir used you as a pisspot, and pissed in your mouth." In stanza 35, Njörðr responds that:
"That was my reward, when I, from far away,
was sent as a hostage to the gods,
that I fathered that son, whom no one hates
and is thought the prince of the Æsir.
Loki tells Njörðr to "stop" and "keep some moderation," and that he "won't keep it a secret any longer" that Njörðr's son Freyr was produced with his unnamed sister, "though you'd expect him to be worse than he is." The god Tyr then interjects and the flyting continues in turn.
Njörðr is referenced in stanza 22 of the poem Þrymskviða, where he is referred to as the father of the goddess Freyja. In the poem, the jötunn Þrymr mistakenly thinks that he will be receiving the goddess Freyja as his bride, and while telling his fellow jötunn to spread straw on the benches in preparation for the arrival of Freyja, he refers to her as the daughter of Njörðr of Nóatún. Towards the end of the poem Sólarljóð, Njörðr is cited as having nine daughters. Two of the names of these daughters are given; the eldest Ráðveig and the youngest Kreppvör.
Prose Edda
Njörðr is also mentioned in the Prose Edda books Gylfaginning and Skáldskaparmál.
Gylfaginning
In the Prose Edda, Njörðr is introduced in chapter 23 of the book Gylfaginning. In this chapter, Njörðr is described by the enthroned figure of High as living in the heavens at Nóatún, but also as ruling over the movement of the winds, having the ability to calm both sea and fire, and that he is to be invoked in seafaring and fishing. High continues that Njörðr is very wealthy and prosperous, and that he can also grant wealth in land and valuables to those who request his aid. Njörðr originates from Vanaheimr and is devoid of Æsir stock, and he is described as having been traded with Hœnir in hostage exchange with between the Æsir and Vanir.
High further states that Njörðr's wife is Skaði, that she is the daughter of the jötunn Þjazi, and recounts a tale involving the two. High recalls that Skaði wanted to live in the home once owned by her father called Þrymheimr ("Thunder Home"). However, Njörðr wanted to live nearer to the sea. Subsequently, the two made an agreement that they would spend nine nights in Þrymheimr and then next three nights in Nóatún (or nine winters in Þrymheimr and another nine in Nóatún according to the Codex Regius manuscript). However, when Njörðr returned from the mountains to Nóatún, he says:
"Hateful for me are the mountains,
I was not long there,
only nine nights.
The howling of the wolves
sounded ugly to me
after the song of the swans."
Skaði then responds:
"Sleep I could not
on the sea beds
for the screeching of the bird.
That gull wakes me
when from the wide sea
he comes each morning."
High states that afterward Skaði went back up to the mountains to Þrymheimr and recites a stanza where Skaði skis around, hunts animals with a bow, and lives in her fathers old house. Chapter 24 begins, which describes Njörðr as the father of two beautiful and powerful children: Freyr and Freyja. In chapter 37, after Freyr has spotted the beautiful jötunn Gerðr, he becomes overcome with sorrow, and refuses to sleep, drink, or talk. Njörðr then sends for Skírnir to find out who he seems to be so angry at, and, not looking forward to being treated roughly, Skírnir reluctantly goes to Freyr.
Skáldskaparmál
Njörðr is introduced in Skáldskaparmál within a list of 12 Æsir attending a banquet held for Ægir. Further in Skáldskaparmál, the skaldic god Bragi recounts the death of Skaði's father Þjazi by the Æsir. As one of the three acts of reparation performed by the Æsir for Þjazi's death, Skaði was allowed by the Æsir to choose a husband from amongst them, but given the stipulation that she may not see any part of them but their feet when making the selection. Expecting to choose the god Baldr by the beauty of the feet she selects, Skaði instead finds that she has picked Njörðr.
In chapter 6, a list of kennings is provided for Njörðr: "God of chariots," "Descendant of Vanir," "a Van," father of Freyr and Freyja, and "the giving God." This is followed by an excerpt from a composition by the 11th century skald Þórðr Sjáreksson, explained as containing a reference to Skaði leaving Njörðr:
Gundrun became her son's slayer; the wise god-bride [Skadi] could not love the Van; Kialar [Odin] trained horses pretty well; Hamdir is said not to have held back sword-play.
Chapter 7 follows and provides various kennings for Freyr, including referring to him as the son of Njörðr. This is followed by an excerpt from a work by the 10th-century skald Egill Skallagrímsson that references Njörðr (here anglicized as "Niord"):
For Freyr and Niord have endowed Griotbiorn with a power of wealth.
In chapter 20, "daughter of Njörðr" is given as a kenning for Freyja. In chapter 33, Njörðr is cited among the gods attending a banquet held by Ægir. In chapter 37, Freyja is again referred to as Njörðr's daughter in a verse by the 12th century skald Einarr Skúlason. In chapter 75, Njörðr is included in a list of the Æsir. Additionally, Njörðr is used in kennings for "warrior" or "warriors" various times in Skáldskaparmál.
Heimskringla
Njörðr appears in or is mentioned in three Kings' sagas collected in Heimskringla; Ynglinga saga, the Saga of Hákon the Good and the Saga of Harald Graycloak. In chapter 4 of Ynglinga saga, Njörðr is introduced in connection with the Æsir-Vanir War. When the two sides became tired of war, they came to a peace agreement and exchanged hostages. For their part, the Vanir send to the Æsir their most "outstanding men"; Njörðr, described as wealthy, and Freyr, described as his son, in exchange for the Æsir's Hœnir. Additionally, the Æsir send Mímir in exchange for the wise Kvasir.
Further into chapter 4, Odin appoints Njörðr and Freyr as priests of sacrificial offerings, and they became gods among the Æsir. Freyja is introduced as a daughter of Njörðr, and as the priestess at the sacrifices. In the saga, Njörðr is described as having once wed his unnamed sister while he was still among the Vanir, and the couple produced their children Freyr and Freyja from this union, though this custom was forbidden among the Æsir.
Chapter 5 relates that Odin gave all of his temple priests dwelling places and good estates, in Njörðr's case being Nóatún. Chapter 8 states that Njörðr married a woman named Skaði, though she would not have intercourse with him. Skaði then marries Odin, and the two had numerous sons.
In chapter 9, Odin dies and Njörðr takes over as ruler of the Swedes, and he continues the sacrifices. The Swedes recognize him as their king, and pay him tribute. Njörðr's rule is marked with peace and many great crops, so much so that the Swedes believed that Njörðr held power over the crops and over the prosperity of mankind. During his rule, most of the Æsir die, their bodies are burned, and sacrifices are made by men to them. Njörðr has himself "marked for" Odin and he dies in his bed. Njörðr's body is burnt by the Swedes, and they weep heavily at his tomb. After Njörðr's reign, his son Freyr replaces him, and he is greatly loved and "blessed by good seasons like his father."
In chapter 14 of Saga of Hákon the Good a description of the pagan Germanic custom of Yule is given. Part of the description includes a series of toasts. The toasts begin with Odin's toasts, described as for victory and power for the king, followed by Njörðr and Freyr's toast, intended for good harvests and peace. Following this, a beaker is drank for the king, and then a toast is given for departed kin. Chapter 28 quotes verse where the kenning "Njörðr-of-roller-horses" is used for "sailor". In the Saga of Harald Graycloak, a stanza is given of a poem entitled Vellekla ("Lack of Gold") by the 10th century Icelandic skald Einarr skálaglamm that mentions Njörðr in a kenning for "warrior."
Egils saga
In chapter 80 of the 13th century Icelandic saga Egils saga, Egill Skallagrímsson composes a poem in praise of Arinbjörn (Arinbjarnarkviða). In stanza 17, Egill writes that all others watch in marvel how Arinbjörn gives out wealth, as he has been so endowed by the gods Freyr and Njörðr.
Modern folk practice
Veneration of Njörðr survived into 18th or 19th century Norwegian folk practice, as recorded in a tale collected by Halldar O. Opedal from an informant in Odda, Hordaland, Norway. The informant comments on a family tradition in which the god is thanked for a bountiful catch of fish:
The old folk [folk in the olden days?] were always rather lucky when they went fishing. One night old Gunnhild Reinsnos (born in 1746) and Johannes Reinsnos were fishing in the Sjosavatn. They had taken a torch and were fishing with live bait. The fish bit well, and it wasn't long before Gunnhild had a week's supply of fish for her pot. So she wound her line around her rod with the words: "Thanks be to him, to Njor, for this time."
Scholar Georges Dumézil further cites various tales of havmennesker (Norwegian "sea people") who govern over sea weather, wealth, or, in some incidents, give magic boats, and proposes that they are historically connected to Njörðr.
Scholastic reception
Nerthus
Njörðr is often identified with the goddess Nerthus, whose reverence by various Germanic tribes is described by Roman historian Tacitus in his 1st CE century work Germania. The connection between the two is due to the linguistic relationship between Njörðr and the reconstructed *Nerþuz, "Nerthus" being the feminine, Latinized form of what Njörðr would have looked like around 1 CE. This has led to theories about the relation of the two, including that Njörðr may have once been a hermaphroditic god or, generally considered more likely, that the name may indicate an otherwise unattested divine brother and sister pair such as Freyr and Freyja. Consequently, Nerthus has been identified with Njörðr's unnamed sister with whom he had Freyja and Freyr, which is mentioned in Lokasenna.
Bieka-Galles
In Saami mythology, Bieka-Galles (or Biega-, Biegga-Galles, depending on dialect; "The Old Man of the Winds") is a deity who rules over rain and wind, and is the subject of boat and wooden shovel (or, rather, oar) offerings. Due to similarities in between descriptions of Njörðr in Gylfaginning and descriptions of Bieka-Galles in 18th century missionary reports, Axel Olrik identified this deity as the result of influence from the seafaring North Germanic peoples on the landbound Saami.
Hadingus
Parallels have been pointed out between Njörðr and the figure of Hadingus, attested in book I of Saxo Grammaticus' 13th century work Gesta Danorum. Some of these similarities include that, in parallel to Skaði and Njörðr in Skáldskaparmál, Hadingus is chosen by his wife Ragnhild after selecting him from other men at a banquet by his lower legs, and, in parallel to Skaði and Njörðr in Gylfaginning, Hadingus complains in verse of his displeasure at his life away from the sea and how he is disturbed by the howls of wolves, while his wife Regnhild complains of life at the shore and states her annoyance at the screeching sea birds. Georges Dumézil theorized that in the tale Hadingus passes through all three functions of his trifunctional hypothesis, before ending as an Odinic hero, paralleling Njörðr's passing from the Vanir to the Æsir in the Æsir-Vanir War.
Svafrþorinn
In stanza 8 of the poem Fjölsvinnsmál, Svafrþorinn is stated as the father of Menglöð by an unnamed mother, who the hero Svipdagr seeks. Menglöð has often been theorized as the goddess Freyja, and according to this theory, Svafrþorinn would therefore be Njörðr. The theory is complicated by the etymology of the name Svafrþorinn (þorinn meaning "brave" and svafr means "gossip") (or possibly connects to sofa "sleep"), which Rudolf Simek says makes little sense when attempting to connect it to Njörðr.
Modern influence
Njörðr has been the subject of an amount of artistic depictions. Depictions include "Freyr und Gerda; Skade und Niurd" (drawing, 1883) by K. Ehrenberg, "Njörðr" (1893) by Carl Frederick von Saltza, "Skadi" (1901) by E. Doepler d. J., and "Njörd's desire of the Sea" (1908) by W. G. Collingwood.
Njörðr is one of the incarnated gods in the New Zealand comedy/drama "The Almighty Johnsons". The part of "Johan Johnson/Njörðr" is played by Stuart Devenie.
In the 2002 Ensemble Studios game Age of Mythology, Njörðr (anglicized as Njord in the English version) is one of nine minor gods Norse players can worship.
Notes
References
Byock, Jesse (Trans.) (2006). The Prose Edda. Penguin Classics.
Vigfússon, Guðbrandur (1874). An Icelandic-English Dictionary: Based on the Ms. Collections of the Late Richard Cleasby. Clarendon Press.
Hellquist, E. (1922): Svensk etymologisk ordbok. C. W. K. Gleerups förlag, Lund.
Hollander, M. Lee (Trans.) (2007). Heimskringla: History of the Kings of Norway . University of Texas Press.
Jónsson, Finnur (1913). Goðafræði Norðmanna og Íslendinga eftir heimildum. Hið íslenska bókmentafjelag.
Larrington, Carolyne (Trans.) (1999). The Poetic Edda. Oxford World's Classics.
Magnússon, Ásgeir Blöndal (1989). Íslensk orðsifjabók. Orðabók Háskólans.
Scudder, Bernard (Trans.) (2001). Egil's Saga as collected in The Sagas of Icelanders. Penguin.
Thorpe, Benjamin (Trans.) (1907). The Elder Edda of Saemund Sigfusson. Norrœna Society.
External links
MyNDIR (My Norse Digital Image Repository) Illustrations of Njörðr from manuscripts and early print books. Clicking on the thumbnail will give you the full image and information concerning it.
Mythological kings of Sweden
Sea and river gods
Sky and weather gods
Vanir
Wind deities
Norse gods
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A near-Earth object (NEO) is any small Solar System body whose orbit brings it into proximity with Earth. By convention, a Solar System body is a NEO if its closest approach to the Sun (perihelion) is less than 1.3 astronomical units (AU). If a NEO's orbit crosses the Earth's, and the object is larger than across, it is considered a potentially hazardous object (PHO). Most known PHOs and NEOs are asteroids, but a small fraction are comets.
There are over 27,000 known near-Earth asteroids (NEAs) and over a hundred known short-period near-Earth comets (NECs). A number of solar-orbiting meteoroids were large enough to be tracked in space before striking the Earth. It is now widely accepted that collisions in the past have had a significant role in shaping the geological and biological history of the Earth. Asteroids as small as in diameter can cause significant damage to the local environment and human populations. Larger asteroids penetrate the atmosphere to the surface of the Earth, producing craters if they impact a continent or tsunamis if they impact the sea. Interest in NEOs has increased since the 1980s because of greater awareness of this potential danger. Asteroid impact avoidance by deflection is possible in principle, and methods of mitigation are being researched.
Two scales, the simple Torino scale and the more complex Palermo scale, rate the risk presented by an identified NEO based on the probability of it impacting the Earth and on how severe the consequences of such an impact would be. Some NEOs have had temporarily positive Torino or Palermo scale ratings after their discovery.
Since 1998, the United States, the European Union, and other nations are scanning the sky for NEOs in an effort called Spaceguard. The initial US Congress mandate to NASA to catalog at least 90% of NEOs that are at least in diameter, sufficient to cause a global catastrophe, was met by 2011. In later years, the survey effort was expanded to include smaller objects which have the potential for large-scale, though not global, damage.
NEOs have low surface gravity, and many have Earth-like orbits that make them easy targets for spacecraft. , five near-Earth comets and five near-Earth asteroids have been visited by spacecraft. A small sample of one NEO was returned to Earth in 2010, and similar missions are in progress. Preliminary plans for commercial asteroid mining have been drafted by private startup companies, either through the use of robots or even by sending private commercial astronauts to act as space miners.
Definitions
Near-Earth objects (NEOs) are by convention technically defined as all small Solar System bodies with orbits around the Sun that lie partly between 0.983 and 1.3 astronomical units (AU; Sun–Earth distance) away from the Sun. NEOs are thus not necessarily currently near the Earth, but they can potentially approach the Earth relatively closely. The term is also sometimes used more flexibly, for example for objects in orbit around the Earth or for quasi-satellites, which have a more complex orbital relationship with the Earth.
When a NEO is detected, like all other small Solar System bodies, its positions and brightness are submitted to the International Astronomical Union's (IAU's) Minor Planet Center (MPC) for cataloging. The MPC maintains separate lists of confirmed NEOs and potential NEOs. The orbits of some NEOs intersect that of the Earth, so they pose a collision danger. These are considered potentially hazardous objects (PHOs) if their estimated diameter is above 140 meters. The MPC maintains a separate list for the asteroids among PHOs, the potentially hazardous asteroids (PHAs). NEOs are also catalogued by two separate units of the Jet Propulsion Laboratory (JPL) of the National Aeronautics and Space Administration (NASA): the Center for Near Earth Object Studies (CNEOS) and the Solar System Dynamics Group.
PHAs are defined based on two parameters relating to respectively their potential to approach the Earth dangerously closely and the estimated consequences that an impact would have if it occurs. Objects with both an Earth minimum orbit intersection distance (MOID) of 0.05 AU or less and an absolute magnitude of 22.0 or brighter (a rough indicator of large size) are considered PHAs. Objects that either cannot approach closer to the Earth (i.e. MOID) than , or which are fainter than H = 22.0 (about in diameter with assumed albedo of 14%), are not considered PHAs. NASA's catalog of near-Earth objects includes the approach distances of asteroids and comets (expressed in lunar distances).
History of human awareness of NEOs
The first near-Earth objects to be observed by humans were comets. Their extraterrestrial nature was recognised and confirmed only after Tycho Brahe tried to measure the distance of a comet through its parallax in 1577 and the lower limit he obtained was well above the Earth diameter; the periodicity of some comets was first recognised in 1705, when Edmond Halley published his orbit calculations for the returning object now known as Halley's Comet. The 1758–1759 return of Halley's Comet was the first comet appearance predicted. It has been said that Lexell's comet of 1770 was the first discovered Near-Earth object.
The first near-Earth asteroid to be discovered was 433 Eros in 1898. The asteroid was subject to several extensive observation campaigns, primarily because measurements of its orbit enabled a precise determination of the then imperfectly known distance of the Earth from the Sun.
In 1937, asteroid 69230 Hermes was discovered when it passed the Earth at twice the distance of the Moon. Hermes was considered a threat because it was lost after its discovery; thus its orbit and potential for collision with Earth were not known precisely. Hermes was only re-discovered in 2003, and it is now known to be no threat for at least the next century.
On June 14, 1968, the 1.4 km diameter asteroid 1566 Icarus passed Earth at a distance of , or 16 times the distance of the Moon. During this approach, Icarus became the first minor planet to be observed using radar, with measurements obtained at the Haystack Observatory and the Goldstone Tracking Station. This was the first close approach predicted years in advance (Icarus had been discovered in 1949), and also earned significant public attention, due to alarmist news reports. A year before the approach, MIT students launched Project Icarus, devising a plan to deflect the asteroid with rockets in case it was found to be on a collision course with Earth. Project Icarus received wide media coverage, and inspired the 1979 disaster movie Meteor, in which the US and the USSR join forces to blow up an Earth-bound fragment of an asteroid hit by a comet.
On March 23, 1989, the diameter Apollo asteroid 4581 Asclepius (1989 FC) missed the Earth by . If the asteroid had impacted it would have created the largest explosion in recorded history, equivalent to 20,000 megatons of TNT. It attracted widespread attention because it was discovered only after the closest approach.
In March 1998, early orbit calculations for recently discovered asteroid showed a potential 2028 close approach from the Earth, well within the orbit of the Moon, but with a large error margin allowing for a direct hit. Further data allowed a revision of the 2028 approach distance to , with no chance of collision. By that time, inaccurate reports of a potential impact had caused a media storm.
Risk
From the late 1990s, a typical frame of reference in searches for NEOs has been the scientific concept of risk. The risk that any near-Earth object poses is viewed having regard to both the culture and the technology of human society. Through history, humans have associated NEOs with changing risks, based on religious, philosophical or scientific views, as well as humanity's technological or economical capability to deal with such risks. Thus, NEOs have been seen as omens of natural disasters or wars; harmless spectacles in an unchanging universe; the source of era-changing cataclysms or potentially poisonous fumes (during Earth's passage through the tail of Halley's Comet in 1910); and finally as a possible cause of a crater-forming impact that could even cause extinction of humans and other life on Earth.
The potential of catastrophic impacts by near-Earth comets was recognised as soon as the first orbit calculations provided an understanding of their orbits: in 1694, Edmond Halley presented a theory that Noah's flood in the Bible was caused by a comet impact. Human perception of near-Earth asteroids as benign objects of fascination or killer objects with high risk to human society has ebbed and flowed during the short time that NEAs have been scientifically observed. Scientists have recognised the threat of impacts that create craters much bigger than the impacting bodies and have indirect effects on an even wider area since the 1980s, after the confirmation of a theory that the Cretaceous–Paleogene extinction event (in which dinosaurs died out) 65 million years ago was caused by a large asteroid impact.
The awareness of the wider public of the impact risk rose after the observation of the impact of the fragments of Comet Shoemaker–Levy 9 into Jupiter in July 1994. In 1998, the movies Deep Impact and Armageddon popularised the notion that near-Earth objects could cause catastrophic impacts. Also at that time, a conspiracy theory arose about the supposed 2003 impact of the fictitious planet Nibiru, which persisted on the internet as the predicted impact date was moved to 2012 and then 2017.
Risk scales
There are two schemes for the scientific classification of impact hazards from NEOs:
the simple Torino scale, which rates the risks of impacts in the next 100 years according to impact energy and impact probability, using integer numbers between 0 and 10; and
the more complex Palermo Technical Impact Hazard Scale, which ascribes ratings that can be any positive or negative real number; these ratings depend on the background impact frequency, impact probability and time until possible impact.
On both scales, risks of any concern are indicated by values above zero.
Magnitude of risk
The annual background frequency used in the Palermo scale for impacts of energy greater than E megatonnes is estimated as:
For instance, this formula implies that the expected value of the time from now until the next impact greater than 1 megatonne is 33 years, and that when it occurs, there is a 50% chance that it will be above 2.4 megatonnes. This formula is only valid over a certain range of E.
However, another paper published in 2002 – the same year as the paper on that the Palermo scale is based – found a power law with different constants:
This formula gives considerably lower rates for a given E. For instance, it gives the rate for bolides of 10 megatonnes or more (like the Tunguska explosion) as 1 per thousand years, rather than 1 per 210 years as in the Palermo formula. However, the authors give a rather large uncertainty (once in 400 to 1800 years for 10 megatonnes), due in part to uncertainties in determining the energies of the atmospheric impacts that they used in their determination.
Highly rated risks
NASA maintains an automated system to evaluate the threat from known NEOs over the next 100 years, which generates the continuously updated Sentry Risk Table. All or nearly all of the objects are highly likely to drop off the list eventually as more observations come in, reducing the uncertainties and enabling more accurate orbital predictions.
In March 2002, became the first asteroid with a temporarily positive rating on the Torino Scale, with about a 1 in 9,300 chance of an impact in 2049. Additional observations reduced the estimated risk to zero, and the asteroid was removed from the Sentry Risk Table in April 2002. It is now known that in the next two centuries, will pass the Earth at a safe closest distance (perigee) of on August 31, 2080.
Asteroid was lost after its 1950 discovery, since its observations over just 17 days were insufficient to precisely determine its orbit; it was rediscovered on December 31, 2000. It has a diameter of about a kilometer (0.6 miles), and an impact would therefore be globally catastrophic. It was observed by radar during its close 2001 approach, allowing much more precise orbit calculations. Although this asteroid will not strike for at least 800 years and thus has no Torino scale rating, it was added to the Sentry list in April 2002 as the first object with a Palermo scale value greater than zero. The then-calculated 1 in 300 maximum chance of impact and +0.17 Palermo scale value was roughly 50% greater than the background risk of impact by all similarly large objects until 2880. Uncertainties in the orbit calculations were further reduced using additional radar observations in 2012, and this decreased the odds of an impact. Taking all radar and optical observations until 2015 into account, the probability of impact is, , assessed at 1 in 8,300. The corresponding Palermo scale value of −1.42 is still among the highest for all objects on the Sentry List Table.
On December 24, 2004, asteroid 99942 Apophis (at the time known only by its provisional designation ) was assigned a 4 on the Torino scale, the highest rating given to date, as the information available at the time translated to a 2.7% chance of Earth impact on Friday, April 13, 2029. By December 28, 2004, additional observations had significantly reduced the uncertainty zone for the 2029 approach and it no longer included the Earth. The 2029 risk of impact consequently dropped to zero, but later potential impact dates were still rated 1 on the Torino scale. Further observations lowered the 2036 risk to a Torino rating of 0 in August 2006. In 2021 Apophis was removed from the Sentry Risk Table.
In February 2006, was assigned a Torino Scale rating of 2 due to a close encounter predicted for May 4, 2102. After additional observations allowed increasingly precise predictions, the Torino rating was lowered first to 1 in May 2006, then to 0 in October 2006, and the asteroid was removed from the Sentry Risk Table entirely in February 2008.
, is listed with the highest chance of impacting Earth, at 1 in 22 on September 5, 2095. At only across, the asteroid however is much too small to be considered a Potentially Hazardous Asteroid and it poses no serious threat: the possible 2095 impact therefore rates only −3.32 on the Palermo Scale. Observations during the August 2022 close approach are expected to ascertain whether the asteroid will impact Earth in 2095.
Projects to minimize the threat
The first astronomical program dedicated to the discovery of near-Earth asteroids was the Palomar Planet-Crossing Asteroid Survey. The link to impact hazard, the need for dedicated survey telescopes and options to head off an eventual impact were first discussed at a 1981 interdisciplinary conference in Snowmass, Colorado. Plans for a more comprehensive survey, named the Spaceguard Survey, were developed by NASA from 1992, under a mandate from the United States Congress. To promote the survey on an international level, the International Astronomical Union (IAU) organised a workshop at Vulcano, Italy in 1995, and set up the Spaceguard Foundation also in Italy a year later. In 1998, the United States Congress gave NASA a mandate to detect 90% of near-earth asteroids over diameter (that threaten global devastation) by 2008.
Several surveys have undertaken "Spaceguard" activities (an umbrella term), including Lincoln Near-Earth Asteroid Research (LINEAR), Spacewatch, Near-Earth Asteroid Tracking (NEAT), Lowell Observatory Near-Earth-Object Search (LONEOS), Catalina Sky Survey (CSS), Campo Imperatore Near-Earth Object Survey (CINEOS), Japanese Spaceguard Association, Asiago-DLR Asteroid Survey (ADAS) and Near-Earth Object WISE (NEOWISE). As a result, the ratio of the known and the estimated total number of near-Earth asteroids larger than 1 km in diameter rose from about 20% in 1998 to 65% in 2004, 80% in 2006, and 93% in 2011. The original Spaceguard goal has thus been met, only three years late. , 891 NEAs larger than 1 km have been discovered, or 97% of an estimated total of about 920.
In 2005, the original USA Spaceguard mandate was extended by the George E. Brown, Jr. Near-Earth Object Survey Act, which calls for NASA to detect 90% of NEOs with diameters of or greater, by 2020. , it is estimated that less than half of these have been found, but objects of this size hit the earth only about once in 2000 years. In January 2016, NASA announced the creation of the Planetary Defense Coordination Office (PDCO) to track NEOs larger than about in diameter and coordinate an effective threat response and mitigation effort.
Survey programs aim to identify threats years in advance, giving humanity time to prepare a space mission to avert the threat.
The ATLAS project, by contrast, aims to find impacting asteroids shortly before impact, much too late for deflection maneuvers but still in time to evacuate and otherwise prepare the affected Earth region. Another project, the Zwicky Transient Facility (ZTF), which surveys for objects that change their brightness rapidly, also detects asteroids passing close to Earth.
Scientists involved in NEO research have also considered options for actively averting the threat if an object is found to be on a collision course with Earth. All viable methods aim to deflect rather than destroy the threatening NEO, because the fragments would still cause widespread destruction. Deflection, which means a change in the object's orbit months to years prior to the predicted impact, also requires orders of magnitude less energy.
Number and classification
Near-Earth objects are classified as meteoroids, asteroids, or comets depending on size, composition, and orbit. Those which are asteroids can additionally be members of an asteroid family, and comets create meteoroid streams that can generate meteor showers.
and according to statistics maintained by CNEOS, 27,440 NEOs have been discovered. Only 117 (0.43%) of them are comets, whilst 27,323 (99.57%) are asteroids. 2,224 of those NEOs are classified as potentially hazardous asteroids (PHAs).
, over 1,200 NEAs appear on the Sentry impact risk page at the NASA website. Over 1,000 of these NEAs are less than 50 meters in diameter and none of the listed objects are placed even in the "green zone" (Torino Scale 1), meaning that none warrant the attention of the general public.
Observational biases
The main problem with estimating the number of NEOs is that the probability of detecting one is influenced by a number of aspects of the NEO, starting naturally with its size but also including the characteristics of its orbit and the reflectivity of its surface. What is easily detected will be more counted,
and these observational biases need to be compensated when trying to calculate the number of bodies in a population from the list of its detected members.
Bigger asteroids reflect more light, and the two biggest Near-Earth objects, 433 Eros and 1036 Ganymed, were naturally also among the first to be detected. 1036 Ganymed is about in diameter and 433 Eros is about in diameter .
The other major detection bias is that it is much easier to spot objects on the night-side of Earth. The day sky near the Sun is much brighter than the night sky, and there is therefore much better contrast in the night sky. The night-side searcher is also looking at the sunlit side of the asteroids, while in the daytime sky a searcher looks towards the sun and sees the unlit backside of the object. In addition, opposition surge makes asteroids even brighter when the Earth is close to the axis of sunlight. The combined effect is equivalent to the comparison of a Full moon at night to a New Moon in daytime, and the light of the Sun-lit asteroids has been called "full asteroid" similar to a "full moon".
Evidencing this bias and as depicted in the diagram below, over half (53%) of the known Near Earth objects were discovered in just 3.8% of the sky, in a 22.5° cone facing directly away from the Sun, and the vast majority (87%) were first found in only 15% of the sky, in the 45° cone facing away from the Sun. One way around this opposition bias is to use thermal infrared telescopes that observe their heat emissions instead of the light they reflect.
Asteroids with orbits that make them spend more time on the day-side of the Earth are therefore less likely to be discovered than those that spend most of their time beyond the orbit of the Earth. For example, one study noted that detection of bodies in low-eccentricity Earth-crossing orbits is favored, making Atens more likely to be detected than Apollos.
Such observational biases must be identified and quantified to determine NEO populations, as studies of asteroid populations then take those known observational selection biases into account to make a more accurate assessment. In the year 2000 and taking into account all known observational biases, it was estimated that there are approximately 900 near-Earth asteroids of at least kilometer size, or technically and more accurately, with an absolute magnitude brighter than 17.75.
Near-Earth asteroids (NEAs)
These are asteroids in a near-Earth orbit without the tail or coma of a comet. , 27,323 near-Earth asteroids are known, 2,224 of which are both sufficiently large and come sufficiently close to Earth to be considered potentially hazardous.
NEAs survive in their orbits for just a few million years. They are eventually eliminated by planetary perturbations, causing ejection from the Solar System or a collision with the Sun, a planet, or other celestial body. With orbital lifetimes short compared to the age of the Solar System, new asteroids must be constantly moved into near-Earth orbits to explain the observed asteroids. The accepted origin of these asteroids is that main-belt asteroids are moved into the inner Solar System through orbital resonances with Jupiter. The interaction with Jupiter through the resonance perturbs the asteroid's orbit and it comes into the inner Solar System. The asteroid belt has gaps, known as Kirkwood gaps, where these resonances occur as the asteroids in these resonances have been moved onto other orbits. New asteroids migrate into these resonances, due to the Yarkovsky effect that provides a continuing supply of near-Earth asteroids. Compared to the entire mass of the asteroid belt, the mass loss necessary to sustain the NEA population is relatively small; totalling less than 6% over the past 3.5 billion years. The composition of near-Earth asteroids is comparable to that of asteroids from the asteroid belt, reflecting a variety of asteroid spectral types.
A small number of NEAs are extinct comets that have lost their volatile surface materials, although having a faint or intermittent comet-like tail does not necessarily result in a classification as a near-Earth comet, making the boundaries somewhat fuzzy. The rest of the near-Earth asteroids are driven out of the asteroid belt by gravitational interactions with Jupiter.
Many asteroids have natural satellites (minor-planet moons). , 85 NEAs were known to have at least one moon, including three known to have two moons. The asteroid 3122 Florence, one of the largest PHAs with a diameter of , has two moons measuring across, which were discovered by radar imaging during the asteroid's 2017 approach to Earth.
Size distribution
While the size of a small fraction of these asteroids is known to better than 1%, from radar observations, from images of the asteroid surface, or from stellar occultations, the diameter of the vast majority of near Earth asteroids has only been estimated on the basis of their brightness and a representative asteroid surface reflectivity or albedo, which is commonly assumed to be 14%. Such indirect size estimates are uncertain by over a factor of 2 for individual asteroids, since asteroid albedos can range at least as low as 5% and as high as 30%. This makes the volume of those asteroids uncertain by a factor of 8, and their mass by at least as much, since their assumed density also has its own uncertainty. Using this crude method, an absolute magnitude of 17.75 roughly corresponds to a diameter of and an absolute magnitude of 22.0 to a diameter of . Diameters of intermediate precision, better than from an assumed albedo but not nearly as precise as direct measurements, can be obtained from the combination of reflected light and thermal infrared emission, using a thermal model of the asteroid. In May 2016, the precision of such asteroid diameter estimates arising from the Wide-field Infrared Survey Explorer and NEOWISE missions was questioned by technologist Nathan Myhrvold, His early original criticism did not pass peer review and faced criticism for its methodology itself, but a revised version was subsequently published.
In 2000, NASA reduced its estimate of the number of existing near-Earth asteroids over one kilometer in diameter from 1,000–2,000 to 500–1,000. Shortly thereafter, the LINEAR survey provided an alternative estimate of . In 2011, on the basis of NEOWISE observations, the estimated number of one-kilometer NEAs was narrowed to (of which 93% had been discovered at the time), while the number of NEAs larger than 140 meters across was estimated at . The NEOWISE estimate differed from other estimates primarily in assuming a slightly lower average asteroid albedo, which produces larger estimated diameters for the same asteroid brightness. This resulted in 911 then known asteroids at least 1 km across, as opposed to the 830 then listed by CNEOS from the same inputs but assuming a slightly higher albedo. In 2017, two studies using an improved statistical method reduced the estimated number of NEAs brighter than absolute magnitude 17.75 (approximately over one kilometer in diameter) slightly to . The estimated number of near-Earth asteroids brighter than absolute magnitude of 22.0 (approximately over 140 m across) rose to , double the WISE estimate, of which about a third were known as of 2018.
, and using diameters mostly estimated crudely from a measured absolute magnitude and an assumed albedo, 891 NEAs listed by CNEOS, including 160 PHAs, measure at least 1 km in diameter, and 9,886 known NEAs are larger than 140 m in diameter.
The smallest known near-Earth asteroid is with an absolute magnitude of 33.2, corresponding to an estimated diameter of about . The largest such object is 1036 Ganymed, with an absolute magnitude of 9.45 and a directly measured equivalent diameter of about .
The number of asteroids brighter than , which corresponds to about in diameter, is estimated at about —of which about 1.3 percent had been discovered by February 2016; the number of asteroids brighter than (larger than ) is estimated at about million—of which about 0.003 percent had been discovered by February 2016.
Orbital classification
Near-Earth asteroids are divided into groups based on their semi-major axis (a), perihelion distance (q), and aphelion distance (Q):
The Atiras or Apoheles have orbits strictly inside Earth's orbit: an Atira asteroid's aphelion distance (Q) is smaller than Earth's perihelion distance (0.983 AU). That is, , which implies that the asteroid's semi-major axis is also less than 0.983 AU.
The Atens have a semi-major axis of less than 1 AU and cross Earth's orbit. Mathematically, and . (0.983 AU is Earth's perihelion distance.)
The Apollos have a semi-major axis of more than 1 AU and cross Earth's orbit. Mathematically, and . (1.017 AU is Earth's aphelion distance.)
The Amors have orbits strictly outside Earth's orbit: an Amor asteroid's perihelion distance (q) is greater than Earth's aphelion distance (1.017 AU). Amor asteroids are also near-earth objects so . In summary, . (This implies that the asteroid's semi-major axis (a) is also larger than 1.017 AU.) Some Amor asteroid orbits cross the orbit of Mars.
(Note: Some authors define Atens differently: they define it as being all the asteroids with a semi-major axis of less than 1 AU. That is, they consider the Atiras to be part of the Atens. Historically, until 1998, there were no known or suspected Atiras, so the distinction wasn't necessary.)
Atiras and Amors do not cross the Earth's orbit and are not immediate impact threats, but their orbits may change to become Earth-crossing orbits in the future.
, 26 Atiras, 2,113 Atens, 15,186 Apollos and 9,998 Amors have been discovered and cataloged.
Co-orbital asteroids
NEAs on a co-orbital configuration have the same orbital period as the Earth. All co-orbital asteroids have special orbits that are relatively stable and, paradoxically, can prevent them from getting close to Earth:
Trojans: Near the orbit of a planet, there are five gravitational equilibrium points, the Lagrangian points, in which an asteroid would orbit the Sun in fixed formation with the planet. Two of these, 60 degrees ahead and behind the planet along its orbit (designated L4 and L5 respectively) are stable; that is, an asteroid near these points would stay there for millions of years even if lightly perturbed by other planets and by non-gravitational forces. , Earth's only confirmed Trojan is , circling Earth's L4 point.
Horseshoe librators: The region of stability around L4 and L5 also includes orbits for co-orbital asteroids that run around both L4 and L5. Relative to the Earth and Sun, the orbit can resemble the circumference of a horseshoe, or may consist of annual loops that wander back and forth (librate) in a horseshoe-shaped area. In both cases, the Sun is at the horseshoe's center of gravity, Earth is in the gap of the horseshoe, and L4 and L5 are inside the ends of the horseshoe. By 2016, 12 horseshoe librators of Earth have been discovered. The most-studied and, at about , largest is 3753 Cruithne, which travels along bean-shaped annual loops and completes its horseshoe libration cycle every 770–780 years. is an asteroid on a relatively stable circumference-of-a-horseshoe orbit, with a horseshoe libration period of about 350 years.
Quasi-satellites: Quasi-satellites are co-orbital asteroids on a normal elliptic orbit with a higher eccentricity than Earth's, which they travel in a way synchronised with Earth's motion. Since the asteroid orbits the Sun slower than Earth when further away and faster than Earth when closer to the Sun, when observed from Earth, the quasi-satellite appears to orbit Earth in a retrograde direction in one year, even though it is not bound gravitationally. By 2016, five asteroids were known to be a quasi-satellite of Earth. 469219 Kamoʻoalewa is Earth's closest quasi-satellite, in an orbit that has been stable for almost a century. Orbit calculations until 2016 showed that all quasi-satellites and four of the horseshoe librators then known repeatedly transfer between horseshoe and quasi-satellite orbits. One of these objects, , was observed during its transition from a quasi-satellite orbit to a horseshoe orbit in 2006; it is expected to transfer back to a quasi-satellite orbit sometime around year 2066.
Temporary satellites: NEAs can also transfer between solar orbits and distant Earth orbits, becoming gravitationally bound temporary satellites. According to simulations, temporary satellites are typically caught when they pass the L1 or L2 Lagrangian points, and Earth typically has at least one temporary satellite across at any given time, but they are too faint to detect by current surveys. , the only observed transitions were those of asteroids and , which were temporary satellites of Earth for at least a year since their capture dates.
Meteoroids
In 1961, the IAU defined meteoroids as a class of solid interplanetary objects distinct from asteroids by their considerably smaller size. This definition was useful at the time because, with the exception of the Tunguska event, all historically observed meteors were produced by objects significantly smaller than the smallest asteroids then observable by telescopes. As the distinction began to blur with the discovery of ever smaller asteroids and a greater variety of observed NEO impacts, revised definitions with size limits have been proposed from the 1990s. In April 2017, the IAU adopted a revised definition that generally limits meteoroids to a size between 30 µm and 1 m in diameter, but permits the use of the term for any object of any size that caused a meteor, thus leaving the distinction between asteroid and meteoroid blurred.
Near-Earth comets
Near-Earth comets (NECs) are objects in a near-Earth orbit with a tail or coma. Comet nuclei are typically less dense than asteroids but they pass Earth at higher relative speeds, thus the impact energy of a comet nucleus is slightly larger than that of a similar-sized asteroid. NECs may pose an additional hazard due to fragmentation: the meteoroid streams which produce meteor showers may include large inactive fragments, effectively NEAs. Although no impact of a comet in Earth's history has been conclusively confirmed, the Tunguska event may have been caused by a fragment of Comet Encke.
Comets are commonly divided between short-period and long-period comets. Short-period comets, with an orbital period of less than 200 years, originate in the Kuiper belt, beyond the orbit of Neptune; while long-period comets originate in the Oort Cloud, in the outer reaches of the Solar System. The orbital period distinction is of importance in the evaluation of the risk from near-Earth comets because short-period NECs are likely to have been observed during multiple apparitions and thus their orbits can be determined with some precision, while long-period NECs can be assumed to have been seen for the first and last time when they appeared during the Age of Science, thus their approaches cannot be predicted well in advance. Since the threat from long-period NECs is estimated to be at most 1% of the threat from NEAs, and long-period comets are very faint and thus difficult to detect at large distances from the Sun, Spaceguard efforts have consistently focused on asteroids and short-period comets. CNEOS even restricts its definition of NECs to short-period comets—, 117 such objects have been discovered.
, only 23 comets have been observed to pass within of Earth, including 10 which are or have been short-period comets. Two of these comets, Halley's Comet and 73P/Schwassmann–Wachmann, have been observed during multiple close approaches. The closest observed approach was 0.0151 AU (5.88 LD) for Lexell's Comet on July 1, 1770. After an orbit change due to a close approach of Jupiter in 1779, this object is no longer a NEC. The closest approach ever observed for a current short-period NEC is 0.0229 AU (8.92 LD) for Comet Tempel–Tuttle in 1366. This comet is the parent body of the Leonid meteor shower, which also produced the Great Meteor Storm of 1833. Orbital calculations show that P/1999 J6 (SOHO), a faint sungrazing comet and confirmed short-period NEC observed only during its close approaches to the Sun, passed Earth undetected at a distance of 0.0121 AU (4.70 LD) on June 12, 1999.
Comet 109P/Swift–Tuttle, which is also the source of the Perseid meteor shower every year in August, has a roughly 130-year orbit that passes close to the Earth. During the comet's September 1992 recovery, when only the two previous returns in 1862 and 1737 had been identified, calculations showed that the comet would pass close to Earth during its next return in 2126, with an impact within the range of uncertainty. By 1993, even earlier returns (back to at least 188 AD) have been identified, and the longer observation arc eliminated the impact risk. The comet will pass Earth in 2126 at a distance of 23 million kilometers. In 3044, the comet is expected to pass Earth at less than 1.6 million kilometers.
Artificial near-Earth objects
Defunct space probes and final stages of rockets can end up in near-Earth orbits around the Sun, and be re-discovered by NEO surveys when they return to Earth's vicinity.
In September 2002, astronomers found an object designated J002E3. The object was on a temporary satellite orbit around Earth, leaving for a solar orbit in June 2003. Calculations showed that it was also on a solar orbit before 2002, but was close to Earth in 1971. J002E3 was identified as the third stage of the Saturn V rocket that carried Apollo 12 to the Moon. In 2006, two more apparent temporary satellites were discovered which were suspected of being artificial. One of them was eventually confirmed as an asteroid and classified as the temporary satellite . The other, 6Q0B44E, was confirmed as an artificial object, but its identity is unknown. Another temporary satellite was discovered in 2013, and was designated as a suspected asteroid. It was later found to be an artificial object of unknown origin. is no longer listed as an asteroid by the Minor Planet Center.
In some cases, active space probes on solar orbits have been observed by NEO surveys and erroneously catalogued as asteroids before identification. During its 2007 flyby of Earth on its route to a comet, ESA's space probe Rosetta was detected unidentified and classified as asteroid , with an alert issued due to its close approach. The designation was similarly removed from asteroid catalogues when the observed object was identified with Gaia, ESA's space observatory for astrometry.
Impacts
When a near-Earth object impacts Earth, objects up to a few tens of metres across ordinarily explode in the upper atmosphere (usually harmlessly), with most or all of the solids vaporized, while larger objects hit the water surface, forming tsunami waves, or the solid surface, forming impact craters.
The frequency of impacts of objects of various sizes is estimated on the basis of orbit simulations of NEO populations, the frequency of impact craters on the Earth and the Moon, and the frequency of close encounters. The study of impact craters indicates that impact frequency has been more or less steady for the past 3.5 billion years, which requires a steady replenishment of the NEO population from the asteroid main belt. One impact model based on widely accepted NEO population models estimates the average time between the impact of two stony asteroids with a diameter of at least at about one year; for asteroids across (which impacts with as much energy as the atomic bomb dropped on Hiroshima, approximately 15 kilotonnes of TNT) at five years, for asteroids across (an impact energy of 10 megatons, comparable to the Tunguska event in 1908) at 1,300 years, for asteroids across at half a million years, and for asteroids across at 18 million years. Some other models estimate similar impact frequencies, while others calculate higher frequencies. For Tunguska-sized (10 megaton) impacts, the estimates range from one event every 2,000–3,000 years to one event every 300 years.
The second-largest observed event after the Tunguska meteor was a 1.1 megaton air blast in 1963 near the Prince Edward Islands between South Africa and Antarctica, which was detected only by infrasound sensors. However this may not have been a meteor. The third-largest, but by far best-observed impact, was the Chelyabinsk meteor of 15 February 2013. A previously unknown asteroid exploded above this Russian city with an equivalent blast yield of 400–500 kilotons. The calculated orbit of the pre-impact asteroid is similar to that of Apollo asteroid , making the latter the meteor's possible parent body.
On 7 October 2008, 19 hours after it was first observed, asteroid blew up above the Nubian Desert in Sudan. It was the first time that an asteroid was observed and its impact was predicted prior to its entry into the atmosphere as a meteor. 10.7 kg of meteorites were recovered after the impact.
On 2 January 2014, just 21 hours after it was the first asteroid to be discovered in 2014, 2–4 m blew up in Earth's atmosphere above the Atlantic Ocean. Far from any land, the meteor explosion was only observed by three infrasound detectors of the Comprehensive Nuclear-Test-Ban Treaty Organization. This impact was the second to be predicted.
Further predicted impacts include 2018 LA around the border between Botswana and South Africa and 2019 MO off Puerto Rico, but asteroid impact prediction remains in its infancy and successfully predicted asteroid impacts are rare. The vast majority of impacts recorded by infrasound sensors designed to detect detonation of nuclear devices are not predicted.
Observed impacts aren't restricted to the surface and atmosphere of Earth. Dust-sized NEOs have impacted man-made spacecraft, including NASA's Long Duration Exposure Facility, which collected interplanetary dust in low Earth orbit for six years from 1984. Impacts on the Moon can be observed as flashes of light with a typical duration of a fraction of a second. The first lunar impacts were recorded during the 1999 Leonid storm. Subsequently, several continuous monitoring programs were launched. , the largest observed lunar impact occurred on 11 September 2013, lasted 8 seconds, and was likely caused by an object in diameter.
Close approaches
Each year, several mostly small NEOs pass Earth closer than the distance of the Moon.
On August 10, 1972, a meteor that became known as the 1972 Great Daylight Fireball was witnessed by many people; it moved north over the Rocky Mountains from the U.S. Southwest to Canada. It was an Earth-grazing meteoroid that passed within of the Earth's surface, and was filmed by a tourist at the Grand Teton National Park in Wyoming with an 8-millimeter color movie camera.
On October 13, 1990, Earth-grazing meteoroid EN131090 was observed above Czechoslovakia and Poland, moving at along a trajectory from south to north. The closest approach to the Earth was above the surface. It was captured by two all-sky cameras of the European Fireball Network, which for the first time enabled geometric calculations of the orbit of such a body.
On March 18, 2004, LINEAR announced that a asteroid, 2004 FH, would pass the Earth that day at only , about one-tenth the distance to the Moon, and the closest miss ever noticed until then. They estimated that similar-sized asteroids come as close about every two years.
On March 31, 2004, two weeks after 2004 FH, set a new record for closest recorded approach above the atmosphere, passing Earth's surface only away (about one Earth radius or one-sixtieth of the distance to the Moon). Because it was very small (6 meters/20 feet), FU162 was detected only hours before its closest approach. If it had collided with Earth, it probably would have disintegrated harmlessly in the atmosphere.
On February 4, 2011, an asteroid designated , estimated at in diameter, passed within of the Earth, setting a new record for closest approach without impact, which still stands .
On November 8, 2011, asteroid , relatively large at about in diameter, passed within (0.85 lunar distances) of Earth.
On February 15, 2013, the asteroid 367943 Duende () passed approximately above the surface of Earth, closer than satellites in geosynchronous orbit. The asteroid was not visible to the unaided eye. This was the first close passage of an object discovered during a previous passage, and was thus the first to be predicted well in advance.
Exploratory missions
Some NEOs are of special interest because they can be physically explored with lower mission velocity than is necessary for even the Moon, due to their combination of low velocity with respect to Earth and weak gravity. They may present interesting scientific opportunities both for direct geochemical and astronomical investigation, and as potentially economical sources of extraterrestrial materials for human exploitation. This makes them an attractive target for exploration.
Missions to NEAs
The IAU held a minor planets workshop in Tucson, Arizona, in March 1971. At that point, launching a spacecraft to asteroids was considered premature; the workshop only inspired the first astronomical survey specifically aiming for NEAs. Missions to asteroids were considered again during a workshop at the University of Chicago held by NASA's Office of Space Science in January 1978. Of all of the near-Earth asteroids (NEA) that had been discovered by mid-1977, it was estimated that spacecraft could rendezvous with and return from only about 1 in 10 using less propulsive energy than is necessary to reach Mars. It was recognised that due to the low surface gravity of all NEAs, moving around on the surface of an NEA would cost very little energy, and thus space probes could gather multiple samples. Overall, it was estimated that about one percent of all NEAs might provide opportunities for human-crewed missions, or no more than about ten NEAs known at the time. A five-fold increase in the NEA discovery rate was deemed necessary to make a crewed mission within ten years worthwhile.
The first near-Earth asteroid to be visited by a spacecraft was asteroid 433 Eros when NASA's Near Earth Asteroid Rendezvous (NEAR) probe orbited it from February 2001, landing on the asteroid surface in February 2002. A second near-Earth asteroid, the long peanut-shaped 25143 Itokawa, was visited in September 2005 by JAXA's Hayabusa mission, which succeeded in taking material samples back to Earth. A third near-Earth asteroid, the long elongated 4179 Toutatis, was explored by CNSA's Chang'e 2 spacecraft during a flyby in December 2012.
The Apollo asteroid 162173 Ryugu is the target of JAXA's Hayabusa2 mission. The space probe was launched in December 2014, arrived at the asteroid in June 2018, and returned a sample to Earth in December 2020. The Apollo asteroid 101955 Bennu, which, , has the highest cumulative Palermo scale rating (−1.41 for several close encounters between 2178 and 2290), is the target of NASA's OSIRIS-REx probe. The New Frontiers program mission was launched in September 2016. On its two-year journey to Bennu, the probe had searched for Earth's Trojan asteroids, rendezvoused with Bennu in August 2018, and had entered into orbit around the asteroid in December 2018. OSIRIS-REx will return samples from the asteroid in September 2023.
In April 2012, the company Planetary Resources announced its plans to mine asteroids commercially. In a first phase, the company reviewed data and selected potential targets among NEAs. In a second phase, space probes would be sent to the selected NEAs; mining spacecraft would be sent in a third phase. Planetary Resources launched two testbed satellites in April 2015 and January 2018, and the first prospecting satellite for the second phase was planned for a 2020 launch prior to the company closing and its assets purchased by ConsnSys Space in 2018.
The Near-Earth Object Surveillance Mission (NEOSM) is planned for launch no earlier than 2025 to discover and characterize the orbit of most of the potentially hazardous asteroids larger than over the course of its mission.
Missions to NECs
The first near-Earth comet visited by a space probe was 21P/Giacobini–Zinner in 1985, when the NASA/ESA probe International Cometary Explorer (ICE) passed through its coma. In March 1986, ICE, along with Soviet probes Vega 1 and Vega 2, ISAS probes Sakigake and Suisei and ESA probe Giotto flew by the nucleus of Halley's Comet. In 1992, Giotto also visited another NEC, 26P/Grigg–Skjellerup.
In November 2010, the NASA probe Deep Impact flew by the near-Earth comet 103P/Hartley. Earlier, in July 2005, this probe flew by the non-near-Earth comet Tempel 1, hitting it with a large copper mass.
In August 2014, ESA probe Rosetta began orbiting near-Earth comet 67P/Churyumov–Gerasimenko, while its lander Philae landed on its surface in November 2014. After the end of its mission, Rosetta was crashed into the comet's surface in 2016.
See also
Asteroid capture
Asteroid Day
Asteroid impact prediction
Asteroid Redirect Mission
Claimed moons of Earth
Earth-grazing fireball
Euronear
List of Earth-crossing minor planets
List of impact craters on Earth
Near Earth Object Camera
NEOShield
NEODyS
Orbit@home
References
External links
Center for Near Earth Object Studies (CNEOS) – Jet Propulsion Laboratory, NASA
Table of Asteroids Next Closest Approaches to the Earth – Sormano Astronomical Observatory
Earth In The Cosmic Shooting – D.J. Asher, The Observatory, 2005
Catalogue of the Solar System Small Bodies Orbital Evolution – Samara State Technical University
Current Map Of The Solar System – Armagh Observatory
Minor Planet Center
The NEO Confirmation Page
Articles containing video clips
Planetary defense
Space hazards
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Low-alcohol beer is beer with little or no alcohol content and aims to reproduce the taste of beer while eliminating (or at least reducing) the inebriating effects of standard alcoholic brews. Most low-alcohol beers are lagers, but there are some low-alcohol ales. Low-alcohol beer is also known as light beer, non-alcoholic beer, small beer, small ale, or near-beer.
History
Low-alcoholic brews such as small beer date back at least to medieval Europe, where they served as a less risky alternative to water (which often was polluted by feces and parasites) and were less expensive than the full strength brews used at festivals.
More recently, the temperance movements and the need to avoid alcohol while driving, operating machinery, taking certain medications, etc. led to the development of non-intoxicating beers.
In the United States, according to John Naleszkiewicz, non-alcoholic brews were promoted during Prohibition. In 1917, President Wilson proposed limiting the alcohol content of malt beverages to 2.75% to try to appease avid prohibitionists. In 1919, Congress approved the Volstead Act, which limited the alcohol content of all beverages to 0.5%. These very-low-alcohol beverages became known as tonics, and many breweries began brewing them in order to stay in business during Prohibition. Since removing the alcohol from the beer requires just one simple extra step, many breweries saw it as an easy change. In 1933, when Prohibition was repealed, breweries simply omitted this extra step.
By the 1980s and 1990s, growing concerns about alcoholism led to the growing popularity of "light" beers. In the 2010s, breweries have focused on marketing low-alcohol beers to counter the popularity of homebrew. Declining consumption has also led to the introduction of mass-market non-alcoholic beverages, dubbed "near beer". Low-alcohol and alcohol-free bars and pubs have also been established to cater for drinkers of non-alcoholic beverages, such as Scottish brewer BrewDog's London bar, which opened in early 2020.
In the UK, the introduction of a lower rate of beer duty for low-strength beer (of 2.8% ABV or less) in October 2011 spurred many small brewers to revive old styles of small beer and create higher-hopped craft beers at the lower alcohol level to be able to lower the cost of their beer to consumers.
At the start of the 21st century, alcohol-free beer has seen a rise in popularity in the Middle East (which now makes up a third of the market). One reason for this is that Islamic scholars issued fatawa which permitted the consumption of beer as long as large quantities could be consumed without getting drunk.
Pros and cons
Positive features of non-alcoholic brews include the ability to drive after consuming several drinks, the reduction in alcohol-related illness, and less severe hangover symptoms. Low-alcohol and alcohol-free beers are usually lower in calories than equivalent full-strength beers.
Some common complaints about non-alcoholic brews include a loss of flavor, addition of one step in the brewing process, sugary taste, and a shorter shelf life. There are also legal implications. Some state governments, e.g. Pennsylvania, prohibit the sale of non-alcoholic brews to persons under the age of 21. A study conducted by the department of psychology at Indiana University said, "Because non-alcoholic beer provides sensory cues that simulate alcoholic beer, this beverage may be more effective than other placebos in contributing to a credible manipulation of expectancies to receive alcohol", making people feel "drunk" when physically they are not.
Categories
In the United States, beverages containing less than 0.5% alcohol by volume (ABV) were legally called non-alcoholic, according to the now-defunct Volstead Act. Because of its very low alcohol content, non-alcoholic beer may be legally sold to people under age 21 in many American states.
In the United Kingdom, Government guidance recommends the following descriptions for "alcohol substitute" drinks including alcohol-free beer. The use of these descriptions is voluntary:
No alcohol or alcohol-free: not more than 0.05% ABV
Dealcoholized: over 0.05% but less than 0.5% ABV
Low-alcohol: not more than 1.2% ABV
In some parts of the European Union, beer must contain no more than 0.5% ABV if it is labelled "alcohol-free".
In Australia, the term "light beer" refers to any beer with less than 3.5% alcohol.
Light beer
Light beers are beers with reduced caloric content compared to regular beer, and typically also have a lower alcoholic content, depending on the brand and where they are sold. The spelling "lite beer" is also commonly used. Light beers are manufactured by reducing the carbohydrate content, and secondarily by reducing the alcohol content, since both carbohydrates and alcohol contribute to the caloric content of beer.
Light beers are marketed primarily to drinkers who wish to manage their calorie intake. However, these beers are sometimes criticized for being less flavorful than full-strength beers, being "watered down" (whether in perception or in fact), and thus advertising campaigns for light beers generally advertise their retention of flavor.
In Australia, regular beers have approximately 4%-5% ABV, while reduced-alcohol beers have 2.2%–3.2%.
In Canada, a reduced-alcohol beer contains 2.6%–4.0% ABV, and an "extra-light" beer contains less than 2.5%.
In the United States, most mass-market light beer brands, including Bud Light, Coors Light, and Miller Lite, have 4.2% ABV, 16% less than ordinary beers from the same makers which are 5% ABV.
In Sweden, low alcohol beer is either 2.2%, 2.8% or 3.5%, and can be purchased in an ordinary supermarket whereas normal strength beers of above 3.5% must be purchased at Systembolaget. Beer containing 2.8-3.5% ABV (called Folköl or "Peoples' Beer") may be legally sold in any convenience store to people over 18 years of age, whereas stronger beer may only be sold in state-run liquor stores to people older than 20. In addition, businesses selling food for on-premises consumption do not need an alcohol license to serve 3.5% beer. Virtually all major Swedish brewers, and several international ones, in addition to their full-strength beer, make 3.5% folköl versions as well. Beer below or equaling 2.25% ABV (lättöl) is not legally subject to age restrictions; however, some stores voluntarily opt out from selling it to minors anyway.
Low-point beer
Low-point beer, which is often known in the United States as "three-two beer" or "3 point 2 brew", is beer that contains 3.2% alcohol by weight (equivalent to about 4% ABV).
The term "low-point beer" is unique to the United States, where some states limit the sale of beer, but beers of this type are also available in countries (such as Sweden and Finland) that tax or otherwise regulate beer according to its alcohol content.
In the United States, 3.2 beer was the highest alcohol content beer allowed to be produced legally for nine months in 1933. As part of his New Deal, President Franklin D. Roosevelt signed the Cullen–Harrison Act that repealed the Volstead Act on March 22, 1933. In December 1933, the Twenty-first Amendment to the United States Constitution was passed, negating the federal government's power to regulate the sale of alcoholic beverages, though states retained the power to regulate.
After the repeal of Prohibition, a number of state laws prohibiting the sale of intoxicating liquors remained in effect. As these were repealed, they were first replaced by laws limiting the maximum alcohol content allowed for sale as 3.2 ABW. As of 2019, the states of Minnesota and Utah permit general establishments such as supermarket chains and convenience stores to sell only low-point beer; in the 2010s, Colorado, Kansas, and Oklahoma revised state laws to end this practice. In those states that maintain these laws, all alcoholic beverages containing more than 3.2% alcohol by weight (ABW) must be sold from state-licensed liquor stores.
Missouri also has a legal classification for low-point beer, which it calls "nonintoxicating beer". Unlike Minnesota and Utah, Missouri does not limit supermarket chains and convenience stores to selling only low-point beer. Instead, Missouri's alcohol laws permit grocery stores, drug stores, gas stations, and even "general merchandise stores" (a term that Missouri law does not define) to sell any alcoholic beverage; consequently, 3.2% beer is rarely sold in Missouri.
Near beer
Originally, "near beer" was a term for malt beverages containing little or no alcohol (less than 0.5% ABV), which were mass-marketed during Prohibition in the United States. Near beer could not legally be labeled as "beer" and was officially classified as a "cereal beverage". The public, however, almost universally called it "near beer".
The most popular "near beer" was Bevo, brewed by the Anheuser-Busch company. The Pabst company brewed "Pablo", Miller brewed "Vivo", and Schlitz brewed "Famo". Many local and regional breweries stayed in business by marketing their own near-beers. By 1921, production of near beer had reached over 300 million US gallons (1 billion L) a year (36 L/s).
A popular illegal practice was to add alcohol to near beer. The resulting beverage was known as spiked beer or needle beer, so called because a needle was used to inject alcohol through the cork of the bottle or keg.
Food critic and writer Waverley Root described the common American near beer as "such a wishy-washy, thin, ill-tasting, discouraging sort of slop that it might have been dreamed up by a Puritan Machiavelli with the intent of disgusting drinkers with genuine beer forever."
In the early 2010s, major breweries began experimenting with mass-market non-alcoholic beers to counter with declining alcohol consumption amid growing preference for craft beer, launching beverages like Anheuser-Busch's Budweiser Prohibition Brew, launched in 2016.
A drink similar to "near beer", "bjórlíki" was quite popular in Iceland before alcoholic beer was made legal in 1989. The Icelandic variant normally consisted of a shot of vodka added to a half-a-litre glass of light beer.
Small beer
Small beer (also, small ale) is a beer/ale that contains very little alcohol. Sometimes unfiltered and porridge-like, it was a favored drink in Medieval Europe and colonial North America as opposed to the often polluted water and the expensive beer used for festivities. Small beer was also produced in households for consumption by children and servants.
However, small beer/small ale can also refer to a beer made of the "second runnings" from a very strong beer (e.g., scotch ale) mash. These beers can be as strong as a mild ale, depending on the strength of the original mash. (Drake's 24th Anniversary Imperial Small Beer was expected to reach above 9.5% abv.) This was done as an economy measure in household brewing in England up to the 18th century and is still done by some homebrewers. One commercial brewery, San Francisco's Anchor Brewing Company, also produces their Anchor Small Beer using the second runnings from their Old Foghorn Barleywine. The term is also used derisively for commercially produced beers which are thought to taste too weak.
Non-alcoholic beer
Arab world
The Middle East accounts for almost a third of worldwide sales of nonalcoholic and alcohol-free beer.
Malaysia
The market for nonalcoholic beer in Malaysia has been slow in comparison to other Muslim-majority countries, and as of 2015, the Malaysian government has not approved any nonalcoholic beers as halal.
Iran
In 2008, the sale of non-alcoholic beers in Iran continued its high performance with double-digit growth rates in both value and volume and is expected to more than double its total volume sales between 2008 and 2013.
India
Non alcoholic beer sales in India are relatively low.
North America
North America is seeing a rise in non-alcoholic beer consumption. Former President George W. Bush and former Vice President Mike Pence are known to drink non-alcoholic beer.
Europe
Spain is the main consumer and producer of low-alcohol beer in the European Union.
United Kingdom
As of March 2020, sales of alcohol-free beer are up by 30% since 2016, with younger generations shunning alcoholic beverages.
Craft non-alcoholic beer
With the global non-alcoholic beer market expected to double by 2024, there has been an increase in breweries producing the product. As more people lean towards non-alcoholic beverages for health reasons, social reasons, or just because they want to enjoy the taste of beer without the effects of alcohol, companies are producing beers that cater to these audiences.
History
Craft non-alcoholic beer began to take off in early 2018, as beer companies slowed down on trying to put as high of an ABV% in their brews as possible, and started producing more sessionable beers. Some beers that are still classified as "alcoholic" can have an ABV of as low as 2.4%, and the companies producing these are still seeing sales.
With an ever growing health conscious market segment, breweries began to produce craft non-alcoholic beers with as little as 10 calories per can, so that those who crave beer can fulfil their cravings without breaking their health resolution.
Legal drinking age in the US
Beers that are labeled "non-alcoholic" still contain a very small amount of alcohol. Thus, some US states require the purchaser to be of a legal drinking age. Exceptions include:
In Texas, the law does not prohibit minors from consuming or buying non-alcoholic beer, but the law does specify that a beverage containing more than one half of one percent alcohol by volume is an alcoholic beverage and thus will follow the same restrictions as regular beer.
In Minnesota, non alcoholic beer (under 0.5% ABV) does not fit in the category that the state defines as an alcoholic beverage and can be purchased by those under the legal drinking age.
In Wisconsin, the law does not regulate non-alcoholic beer (less than 0.5% ABV), and it can be purchased without any age restriction.
In New Jersey, the law governs only beverages of at least 0.5% ABV.
In Illinois, beverages with under 0.5% ABV are not governed by the Illinois Liquor Control Act and can be purchased and consumed by minors.
In the District of Columbia, the District's alcohol laws apply to all beverages and food products that have an alcohol by volume equal or greater than .5 percent. Beverages below .5 percent are not covered by the laws that ABRA regulates; therefore, a beverage with an ABV lower than .5 percent may purchased by a person under the age of 21. The laws and regulations that ABRA administers does not reference products carrying the label of "non-alcoholic beverage."
In Alaska, "...non-alcoholic beer and wine (containing less than 0.5% alcohol by volume) are not considered alcoholic beverages. Legally, non-alcoholic beer and wine are no different than coffee, tea, or soft drinks."
In Hawaii, Hawaii State Liquor Law §281-101.5(b) states "No minor shall consume or purchase liquor and no minor shall consume or have liquor in the minor’s possession..." In the "Liquor Laws of Hawaii" under §281-1 "Definitions", Liquor is defined as "…containing one-half of one per cent or more of alcohol by volume…"
Brewing process
According to the Birmingham Beverage Company, the brewing process of traditional brews consists of eight basic steps, nine for brewing non-alcoholic brews.
Malting – Barley is prepared by soaking it in water and allowing the grain to germinate or "sprout". This allows the tough starch molecules to be softened and begin conversion to sugars. Next, the sprouts are dried in a kiln; the temperature at which the sprouts are dried will affect the flavor of the finished brew.
Milling – Next the malted grain is ground to a cornmeal-like consistency, which allows the sugars and remaining starches to be more easily released when mixed with water.
Mashing – The finely-ground malted grain is mixed with water and pulverized. By pulverizing the slurry, most of the remaining starches are converted to sugars due to enzymes present in the malt, and the sugars then dissolve into the water. The mix is gradually heated to in what is called a mash tun. The slurry is then filtered to remove the majority of particulates. This filtered sugary liquid is called "wort".
Brewing – The wort is brought to a boil for roughly 1–2 hours. During this time, other grains that will contribute flavor, color, and aroma to the brew are added. Boiling allows several chemical reactions to occur and reduces the water content in the wort, condensing it.
Cooling – The wort is filtered to remove the majority of the grains and hops and then immediately cooled to allow the yeast to survive and grow in the next step.
Fermenting – The cooled wort is saturated with air, and yeast is added in the fermentation tank. Different strains of yeast will create different styles of beer. This step takes around ten days.
Maturation – The freshly fermented uncarbonated beer is placed into a conditioning tank and, in a similar process to wine making, is allowed to age. If this step is rushed the beer will have an off flavor (acetaldehyde) that beer experts sometimes refer to as "green beer" because of its resemblance to green apples. During this process of aging, the majority of the residual particulates will settle to the bottom of the tank.* Between the seventh and eighth steps, the brew can be converted to non-alcoholic beer.
Finishing – Finally, the brewer is ready to finish the beer. The beer is filtered one last time; it is then carbonated and moved into a storage tank for either bottling or kegging.
How low-alcohol beer is made
Low-alcohol beer starts out as regular alcoholic beer, which is then processed to remove the alcohol.
Older processes simply heat the beer to evaporate most of the alcohol. Since alcohol is more volatile than water, as the beer is heated alcohol boils off first. The alcohol is allowed to escape and the remaining liquid becomes the product, essentially the opposite of the process used to make distilled beverages. Most modern breweries utilize vacuum evaporation to reduce the boiling temperature and maintain flavor. In essence, the beer is placed under a light vacuum to facilitate the alcohol molecules going into the gaseous phase. If a sufficient vacuum is applied, it is not necessary to "cook" the beer at a temperature that destroys the flavor. Some heat must nevertheless be supplied to counter the heat lost to enthalpy of vaporization.
A more modern alternative process uses reverse osmosis to avoid heating the product at all. Under pressure, the beer is passed through a polymeric filter with pores small enough that only alcohol and water (and a few volatile acids) can pass through. A syrupy mixture of complex carbohydrates and most of the flavor compounds are retained by the filter. Alcohol is distilled out of the filtered alcohol-water mix using conventional distillation methods. Adding the water and remaining acids back into the syrup left behind on the filter completes the process.
Sometimes beer is simply diluted with water to give the desired alcohol level.
How non-alcoholic beer is made
The conversion from a traditional alcoholic beer to a non-alcoholic beer takes place after the seventh step and preceding the finishing step. The uncarbonated beer is heated up to its boiling point. Another method of removing the alcohol is to decrease the pressure so the alcohol boils at room temperature. This is the preferred method because raising the temperature this late in the brewing process can greatly affect the flavor of the brew. Another tip would be avoiding using sugar from maize; this simply increases the alcohol content without adding to the flavor or body of the beer.
Once the alcohol is removed, one proceeds with the normal finishing process in which the beer is carbonated and bottled.
Newer techniques for making 0.5% non alcoholic beer would include using special low sugar grains, yeast which converts less sugar to alcohol or removing sugar from the wort pre fermentation. These, in addition to limited fermentation, whereby the fermentation process is stopped early, enable craft brewers to produce a 0.5% beer without the expense of having to dealcoholize a beer
Branding
Many low-alcohol beer brands incorporate the colour blue into the packaging design, including Becks Blue, Heineken 0.0%, Ožujsko Cool and Erdinger Alkoholfrei.
See also
Alcohol by volume
Beer
Kvass
Malzbier
Small beer
References
Non-alcoholic drinks
Prohibition
Types of beer
|
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New South Wales (commonly abbreviated as NSW) is a state on the east coast of :Australia. It borders Queensland to the north, Victoria to the south, and South Australia to the west. Its coast borders the Coral and Tasman Seas to the east. The Australian Capital Territory is an enclave within the state. New South Wales' state capital is Sydney, which is also Australia's most populous city. , the population of New South Wales was over 8.1 million, making it Australia's most populous state. Just under two-thirds of the state's population, 5.3 million, live in the Greater Sydney area. The demonym for inhabitants of New South Wales is New South Welshmen.
The Colony of New South Wales was founded as a British penal colony in 1788. It originally comprised more than half of the Australian mainland with its western boundary set at 129th meridian east in 1825. The colony then also included the island territories of Van Diemen's Land, Lord Howe Island, and Norfolk Island. During the 19th century, most of the colony's area was detached to form separate British colonies that eventually became the various states and territories of Australia. However, the Swan River Colony was never administered as part of New South Wales.
Lord Howe Island remains part of New South Wales, while Norfolk Island has become a federal territory, as have the areas now known as the Australian Capital Territory and the Jervis Bay Territory.
History
Aboriginal Australians
The original inhabitants of New South Wales were the Aboriginal tribes who arrived in Australia about 40,000 to 60,000 years ago. Before European settlement there were an estimated 250,000 Aboriginal people in the region.
The Wodi wodi people are the original custodians of the Illawarra region of South Sydney. Speaking a variant of the Dharawal language, the Wodi Wodi peoples lived across a large stretch of land which was roughly surrounded by what is now known as Campbelltown, Shoalhaven River and Moss Vale.
The Bundjalung people are the original custodians of parts of the northern coastal areas.
There are other Aboriginal peoples whose traditional lands are within what is now New South Wales, including the Wiradjiri, Gamilaray, Yuin, Ngarigo, Gweagal, and Ngiyampaa peoples.
1788 British settlement
In 1770 Lieutenant James Cook charted the unmapped eastern coast of the continent of New Holland, now Australia, and claimed the entire coastline that he had just explored as British territory. Cook first named the land New Wales which was later amended to New South Wales (NSW).
In January 1788 Arthur Phillip arrived in Botany Bay with the First Fleet of 11 vessels, which carried over a thousand settlers, including 736 convicts. A few days after arrival at Botany Bay, the fleet moved to the more suitable Port Jackson, where Phillip established a settlement at the place he named Sydney Cove (in honour of the Secretary of State, Lord Sydney) on 26 January 1788. This date later became Australia's national day, Australia Day. The colony was formally proclaimed by Governor Phillip on 7 February 1788 at Sydney. Phillip, as Governor of New South Wales, exercised nominal authority over all of Australia east of the 135th meridian east between the latitudes of 10°37'S and 43°39'S, an area which includes modern New South Wales, Queensland, Victoria and Tasmania. He remained as governor until 1792.
The settlement was initially planned to be a self-sufficient penal colony based on subsistence agriculture. Trade and ship building were banned in order to keep the convicts isolated. However, after the departure of governor Phillip, the colony's military officers began acquiring land and importing consumer goods obtained from visiting ships. Former convicts also farmed land granted to them and engaged in trade. Farms spread to the more fertile lands surrounding Paramatta, Windsor and Camden, and by 1803 the colony was self-sufficient in grain. Boat building developed in order to make travel easier and exploit the marine resources of the coastal settlements. Sealing and whaling became important industries.
In March 1804, several hundred United Irish exiles in the Castle Hill area (now a suburb of Sydney) conspired to seize control of the colony and to capture ships for a return to Ireland. Poorly armed, and with their leader Philip Cunningham captured, the main body of insurgents were routed in an encounter loyalists—recalling the decisive rebel defeat in Ireland in 1798—celebrated as the Second Battle of Vinegar Hill. Fifteen were killed and nine executed.
Lachlan Macquarie (governor 1810–1821) commissioned the construction of roads, wharves, churches and public buildings, sent explorers out from Sydney and employed a planner to design the street layout of Sydney. A road across the Blue Mountains was completed in 1815, opening the way for large scale farming and grazing in the lightly wooded pastures west of the Great Dividing Range.
In 1825 Van Diemen's Land (now Tasmania) became a separate colony and the western border of New South Wales was extended to the 129th meridian east (now the West Australian border).
From the 1820s squatters increasingly established unauthorised cattle and sheep runs beyond the official limits of the settled colony. In 1836 an annual licence was introduced in an attempt to control the pastoral industry, but booming wool prices and the high cost of land in the settled areas encouraged further squatting. The expansion of the pastoral industry led to violent episodes of conflict between settlers and traditional Aboriginal landowners, such as the Myall Creek massacre of 1838. By 1844 wool accounted for half of the colony's exports and by 1850 most of the eastern third of New South Wales was controlled by fewer than 2,000 pastoralists.
The transportation of convicts to New South Wales ended in 1840, and in 1842 a Legislative Council was introduced, with two-thirds of its members elected and one-third appointed by the governor. Former convicts were granted the vote, but a property qualification meant that only one in five adult males were enfranchised.
By 1850 the settler population of New South Wales had grown to 180,000, not including the 70,000 living in the area which became the separate colony of Victoria in 1851.
1850s to 1890s
In 1856 New South Wales achieved responsible government with the introduction of a bicameral parliament comprising a directly elected Legislative Assembly and a nominated Legislative Council. The property qualification for voters had been reduced in 1851, and by 1856 95 per cent of adult males in Sydney, and 55 per cent in the colony as a whole, were eligible to vote. Full adult male suffrage was introduced in 1858. In 1859 Queensland became a separate colony.
In 1861 the NSW parliament legislated land reforms intended to encourage family farms and mixed farming and grazing ventures. The amount of land under cultivation subsequently grew from 246,000 acres in 1861 to 800,000 acres in the 1880s. Wool production also continued to grow, and by the 1880s New South Wales produced almost half of Australia's wool. Coal had been discovered in the early years of settlement and gold in 1851, and by the 1890s wool, gold and coal were the main exports of the colony.
The NSW economy also became more diversified. From the 1860s, New South Wales had more people employed in manufacturing than any other Australian colony. The NSW government also invested heavily in infrastructure such as railways, telegraph, roads, ports, water and sewerage. By 1889 it was possibly to travel by train from Brisbane to Adelaide via Sydney and Melbourne. The extension of the rail network inland also encouraged regional industries and the development of the wheat belt.
In the 1880s trade unions grew and were extended to lower skilled workers. In 1890 a strike in the shipping industry spread to wharves, railways, mines and shearing sheds. The defeat of the strike was one of the factors leading the Trades and Labor Council to form a political party. The Labor Electoral League won a quarter of seats in the NSW elections of 1891 and held the balance of power between the Free Trade Party and the Protectionist Party.
1901 Federation of Australia
A Federal Council of Australasia was formed in 1885 but New South Wales declined to join. A major obstacle to the federation of the Australian colonies was the protectionist policies of Victoria which conflicted with the free trade policies dominant in New South Wales. Nevertheless, the NSW premier Henry Parkes was a strong advocate of federation and his Tenterfield Oration in 1889 was pivotal in gathering support for the cause. Parkes also struck a deal with Edmund Barton, leader of the NSW Protectionist Party, whereby they would work together for federation and leave the question of a protective tariff for a future Australian government to decide.
In early 1893 the first citizens' Federation League was established in the Riverina region of New South Wales and many other leagues were soon formed in the colony. The leagues organised a conference in Corowa in July 1893 which developed a plan for federation. The new NSW premier, George Reid, endorsed the "Corowa plan" and in 1895 convinced the majority of other premiers to adopt it. A constitutional convention held sessions in 1897 and 1898 which resulted in a proposed constitution for a Commonwealth of federated states. However, a referendum on the constitution failed to gain the required majority in New South Wales after that colony's Labor party campaigned against it and premier Reid gave it such qualified support that he earned the nickname "yes-no Reid".
The premiers of the other colonies agreed to a number of concessions to New South Wales (particularly that the future Commonwealth capital would be located in NSW), and in 1899 further referendums were held in all the colonies except Western Australia. All resulted in yes votes, with the yes vote in New South Wales meeting the required majority. The imperial parliament passed the necessary enabling legislation in 1900 and Western Australia subsequently voted to join the new federation. The Commonwealth of Australia was inaugurated on 1 January 1901, and Barton was sworn in as Australia's first prime minister.
1901 to 1945
The first post-federation NSW governments were Progressive or Liberal Reform and implemented a range of social reforms with Labor support. Women won the right to vote in NSW elections in 1902, but were ineligible to stand for parliament until 1918. Labor increased its parliamentary representation in every election from 1904 before coming to power in 1910 with a majority of one seat.
The outbreak of the First World War in 1914 saw more NSW volunteers for service than the federal authorities could handle, leading to unrest in camps as recruits waited for transfer overseas. In 1916 NSW premier William Holman and a number of his supporters were expelled from the Labor party over their support for military conscription. Holman subsequently formed a Nationalist government which remained in power until 1920. Despite a huge victory for Holman's pro-conscription Nationalists in the elections of March 1917, a second referendum on conscription held in December that year was defeated in New South Wales and nationally.
Following the war, NSW governments embarked on large public works programs including road building, the extension and electrification of the rail network and construction of the Sydney Harbour Bridge. The works were largely funded by loans from London, leading to a debt crisis after the onset of the Great Depression in 1929. New South Wales was hit harder by the depression than other states, and by 1932 one third of union members in the state were unemployed, compared with 20 per cent nationally.
Labor won the November 1930 NSW elections and Jack Lang became premier for the second time. In 1931 Lang proposed a plan to deal with the depression which included a suspension of interest payments to British creditors, diverting the money to unemployment relief. The Commonwealth and state premiers rejected the plan and later that year Lang's supporters in the Commonwealth parliament brought down James Scullin's federal Labor government. The NSW Lang government subsequently defaulted on overseas interest payments and was dismissed from office in May 1932 by the governor, Sir Phillip Game.
The following elections were won comfortably by the United Australia Party in coalition with the Country Party. Bertram Stevens became premier, remaining in office until 1939, when he was replaced by Alexander Mair.
A contemporary study by sociologist A. P. Elkin found that the population of New South Wales responded to the outbreak of war in 1939 with pessimism and apathy. This changed with the threat of invasion by Japan, which entered the war in December 1941. In May 1942 three Japanese midget submarines entered Sydney harbour and sank a naval ship, killing 29 men aboard. The following month Sydney and Newcastle were shelled by Japanese warships. American troops began arriving in the state in large numbers. Manufacturing, steelmaking, shipbuilding and rail transport all grew with the war effort and unemployment virtually disappeared.
A Labor government led by William McKell was elected in May 1941. The McKell government benefited from full employment, budget surpluses and a co-operative relationship with John Curtin's federal Labor government. McKell became the first Labor leader to serve a full term and to be re-elected for a second. The Labor party was to govern New South Wales until 1965.
Post-war period
The Labor government introduced two-weeks paid leave for most NSW workers in 1944, and the 40 hour working week was implemented by 1947. The post-war economic boom brought full employment and rising living standards, and the government engaged in large spending programs on housing, dams, electricity generation and other infrastructure. In 1954 the government announced a plan for the construction of an opera house on Bennelong Point. The design competition was won by Jørn Utzon. Controversy over the cost of the Sydney Opera House and construction delays became a political issue and was a factor in the eventual defeat of Labor in 1965 by the conservative Liberal Party and Country Party coalition led by Robert Askin.
The Askin government promoted private development, law and order issues and greater state support for non-government schools. However, Askin, a former bookmaker, became increasingly associated with illegal bookmaking, gambling and police corruption.
In the late 1960s, a secessionist movement in the New England region of the state led to a 1967 referendum on the issue which was narrowly defeated. The new state would have consisted of much of northern NSW including Newcastle.
Askin's resignation in 1975 was followed by a number of short lived premierships by Liberal Party leaders. When a general election came in 1976 the ALP under Neville Wran came to power. Wran was able to transform this narrow one seat victory into landslide wins (known as Wranslides) in 1978 and 1981.
After winning a comfortable though reduced majority in 1984, Wran resigned as premier and left parliament. His replacement Barrie Unsworth struggled to emerge from Wran's shadow and lost a 1988 election against a resurgent Liberal Party led by Nick Greiner. The Greiner government embarked on an efficiency program involving public sector cost-cutting, the corporatisation of government agencies and the privatisation of some government services. An Independent Commission Against Corruption (ICAC) was created. Greiner called a snap election in 1991 which the Liberals were expected to win. However the ALP polled extremely well and the Liberals lost their majority and needed the support of independents to retain power.
In 1992 Greiner was investigated by ICAC for possible corruption over the offer of a public service position to a former Liberal MP. Greiner resigned but was later cleared of corruption. His replacement as Liberal leader and Premier was John Fahey, whose government narrowly lost the 1995 election to the ALP under Bob Carr, who was to become the longest serving premier of the state.
The Carr government (1995–2005) largely continued its predecessors' focus on the efficient delivery of government services such as health, education, transport and electricity. There was an increasing emphasis on public-private partnerships to deliver infrastructure such as freeways, tunnels and rail links. The Carr government gained popularity for its successful organisation of international events, especially the 2000 Sydney Olympics, but Carr himself was critical of the federal government over its high immigration intake, arguing that a disproportionate number of new migrants were settling in Sydney, putting undue pressure on state infrastructure.
Carr unexpectedly resigned from office in 2005 and was replaced by Morris Iemma, who remained premier after being re-elected in the March 2007 state election, until he was replaced by Nathan Rees in September 2008. Rees was subsequently replaced by Kristina Keneally in December 2009, who became the first female premier of New South Wales. Keneally's government was defeated at the 2011 state election and Barry O'Farrell became Premier on 28 March. On 17 April 2014 O'Farrell stood down as Premier after misleading an ICAC investigation concerning a gift of a bottle of wine. The Liberal Party then elected Treasurer Mike Baird as party leader and Premier. Baird resigned as Premier on 23 January 2017, and was replaced by Gladys Berejiklian.
On 23 March 2019, Berejiklian led the Coalition to a third term in office. She maintained high personal approval ratings for her management of a bushfire crisis and the COVID-19 pandemic. However, Berejiklian resigned as premier on 5 October, following the opening of an ICAC investigation into her actions between 2012 and 2018. She was replaced by Dominic Perrottet.
Geography and ecology
New South Wales is bordered on the north by Queensland, on the west by South Australia, on the south by Victoria and on the east by the Coral and Tasman Seas. The Australian Capital Territory and the Jervis Bay Territory form a separately administered entity that is bordered entirely by New South Wales. The state can be divided geographically into four areas. New South Wales's three largest cities, Sydney, Newcastle and Wollongong, lie near the centre of a narrow coastal strip extending from cool temperate areas on the far south coast to subtropical areas near the Queensland border.
The Illawarra region is centred on the city of Wollongong, with the Shoalhaven, Eurobodalla and the Sapphire Coast to the south. The Central Coast lies between Sydney and Newcastle, with the Mid North Coast and Northern Rivers regions reaching northwards to the Queensland border. Tourism is important to the economies of coastal towns such as Coffs Harbour, Lismore, Nowra and Port Macquarie, but the region also produces seafood, beef, dairy, fruit, sugar cane and timber.
The Great Dividing Range extends from Victoria in the south through New South Wales to Queensland, parallel to the narrow coastal plain. This area includes the Snowy Mountains, the Northern, Central and Southern Tablelands, the Southern Highlands and the South West Slopes. Whilst not particularly steep, many peaks of the range rise above , with the highest Mount Kosciuszko at . Skiing in Australia began in this region at Kiandra around 1861. The relatively short ski season underwrites the tourist industry in the Snowy Mountains. Agriculture, particularly the wool industry, is important throughout the highlands. Major centres include Armidale, Bathurst, Bowral, Goulburn, Inverell, Orange, Queanbeyan and Tamworth.
There are numerous forests in New South Wales, with such tree species as Red Gum Eucalyptus and Crow Ash (Flindersia australis), being represented. Forest floors have a diverse set of understory shrubs and fungi. One of the widespread fungi is Witch's Butter (Tremella mesenterica).
The western slopes and plains fill a significant portion of the state's area and have a much sparser population than areas nearer the coast. Agriculture is central to the economy of the western slopes, particularly the Riverina region and Murrumbidgee Irrigation Area in the state's south-west. Regional cities such as Albury, Dubbo, Griffith and Wagga Wagga and towns such as Deniliquin, Leeton and Parkes exist primarily to service these agricultural regions. The western slopes descend slowly to the western plains that comprise almost two-thirds of the state and are largely arid or semi-arid. The mining town of Broken Hill is the largest centre in this area.
One possible definition of the centre for New South Wales is located west-north-west of Tottenham.
Climate
A little more than half of the state has an arid to semi arid climate, where the rainfall averages from a year throughout most of this climate zone. Summer temperatures can be very hot, while winter nights can be quite cold in this region. Rainfall varies throughout the state. The far north-west receives the least, less than annually, while the east receives between of rain.
The climate along the flat, coastal plain east of the range varies from oceanic in the south to humid subtropical in the northern half of the state, right above Wollongong. Rainfall is highest in this area; however, it still varies from around to as high as in the wettest areas, for example Dorrigo. In the state's south, on the westward side of the Great Dividing Range, rainfall is heaviest in winter due to cold fronts which move across southern Australia, while in the north, around Lismore, rain is heaviest in summer from tropical systems and occasionally even cyclones. During late winter, the coastal plain is relatively dry due to foehn winds that originate from the Great Dividing Range; the mountain range block the moist, westerly cold fronts that arrive from the Southern Ocean, whereby providing generally clear conditions on the leeward side.
The climate in the southern half of the state is generally warm to hot in summer and cool in the winter. The seasons are more defined in the southern half of the state, especially as one moves inland towards South West Slopes, Central West and the Riverina region. The climate in the northeast region of the state, or the North Coast, bordering Queensland, is hot and humid in the summer and mild in winter. The Northern Tablelands, which are also on the North coast, have relatively mild summers and cold winters, due to their high elevation on the Great Dividing Range.
Peaks along the Great Dividing Range vary from to over above sea level. Temperatures can be cool to cold in winter with frequent frosts and snowfall, and are rarely hot in summer due to the elevation. Lithgow has a climate typical of the range, as do the regional cities of Orange, Cooma, Oberon and Armidale. Such places fall within the subtropical highland (Cwb) variety. Rainfall is moderate in this area, ranging from .
Snowfall is common in the higher parts of the range, sometimes occurring as far north as the Queensland border. On the highest peaks of the Snowy Mountains, the climate can be subpolar oceanic and even alpine on the higher peaks with very cold temperatures and heavy snow. The Blue Mountains, Southern Tablelands and Central Tablelands, which are situated on the Great Dividing Range, have mild to warm summers and cold winters, although not as severe as those in the Snowy Mountains.
The highest maximum temperature recorded was at Menindee in the west of the state on 10 January 1939. The lowest minimum temperature was at Charlotte Pass in the Snowy Mountains on 29 June 1994. This is also the lowest temperature recorded in the whole of Australia excluding the Antarctic Territory.
Demographics
The estimated population of New South Wales at the end of September 2018 was 8,223,700 people, representing approximately 32.96% of nationwide population.
In June 2017 Sydney was home to almost two-thirds (65.3%) of the NSW population.
Cities and towns
Ancestry and immigration
At the 2016 census, the most commonly nominated ancestries were:
At the 2016 census, there were 2,581,138 people living in New South Wales that were born overseas, accounting for 34.5% of the population. Only 45.4% of the population had both parents born in Australia.
2.9% of the population, or 216,176 people, identified as Indigenous Australians (Aboriginal Australians and Torres Strait Islanders) in 2016.
Language
26.5% of people in New South Wales speak a language other than English at home with Mandarin (3.2%), Arabic (2.7%), Cantonese (1.9%), Vietnamese (1.4%) and Greek (1.1%) the most widely spoken.
Religion
In the 2016 census, the most commonly reported religions and Christian denominations were Roman Catholicism (24.7%), Anglicanism (15.5%) and Islam (3.6%). 25.1% of the population described themselves as having no religion.
Government
Executive authority is vested in the Governor of New South Wales, who represents and is appointed by Elizabeth II, Queen of Australia. The current governor is Margaret Beazley. The governor commissions as premier the leader of the parliamentary political party that can command a simple majority of votes in the Legislative Assembly. The premier then recommends the appointment of other members of the two Houses to the Ministry, under the principle of responsible or Westminster government. As in other Westminster systems, there is no constitutional requirement in New South Wales for the government to be formed from the parliament—merely convention. As of early October 2021, the premier is Dominic Perrottet of the Liberal Party.
Constitution
The form of the Government of New South Wales is prescribed in its Constitution, dating from 1856 and currently the Constitution Act 1902 (NSW). Since 1901 New South Wales has been a state of the Commonwealth of Australia, and the Australian Constitution regulates its relationship with the Commonwealth.
In 2006, the Constitution Amendment Pledge of Loyalty Act 2006 No 6, was enacted to amend the NSW Constitution Act 1902 to require Members of the New South Wales Parliament and its Ministers to take a pledge of loyalty to Australia and to the people of New South Wales instead of swearing allegiance to Elizabeth II her heirs and successors, and to revise the oaths taken by Executive Councillors. The Pledge of Loyalty Act was officially assented to by the Queen on 3 April 2006. The option to swear allegiance to the Queen was restored as an alternative option in June 2012.
Under the Australian Constitution, New South Wales ceded certain legislative and judicial powers to the Commonwealth, but retained independence in all other areas. The New South Wales Constitution says: "The Legislature shall, subject to the provisions of the Commonwealth of Australia Constitution Act, have power to make laws for the peace, welfare, and good government of New South Wales in all cases whatsoever".
Parliament
The first "responsible" self-government of New South Wales was formed on 6 June 1856 with Sir Stuart Alexander Donaldson appointed by Governor Sir William Denison as its first Colonial Secretary which in those days accounted also as the Premier. The Parliament of New South Wales is composed of the Sovereign and two houses: the Legislative Assembly (lower house), and the Legislative Council (upper house). Elections are held every four years on the fourth Saturday of March, the most recent being on 23 March 2019. At each election one member is elected to the Legislative Assembly from each of 93 electoral districts and half of the 42 members of the Legislative Council are elected by a statewide electorate.
Local government
New South Wales is divided into 128 local government areas. There is also the Unincorporated Far West Region which is not part of any local government area, in the sparsely inhabited Far West, and Lord Howe Island, which is also unincorporated but self-governed by the Lord Howe Island Board.
Emergency services
New South Wales is policed by the New South Wales Police Force, a statutory authority. Established in 1862, the New South Wales Police Force investigates Summary and Indictable offences throughout the State of New South Wales. The state has two fire services: the volunteer based New South Wales Rural Fire Service, which is responsible for the majority of the state, and the Fire and Rescue NSW, a government agency responsible for protecting urban areas. There is some overlap in due to suburbanisation. Ambulance services are provided through the New South Wales Ambulance. Rescue services (i.e. vertical, road crash, confinement) are a joint effort by all emergency services, with Ambulance Rescue, Police Rescue Squad and Fire Rescue Units contributing. Volunteer rescue organisations include Marine Rescue New South Wales, State Emergency Service (SES), Surf Life Saving New South Wales and Volunteer Rescue Association (VRA).
Education
Primary and Secondary
The NSW school system comprises a kindergarten to year 12 system with primary schooling up to year 6 and secondary schooling between years 7 and 12. Schooling is compulsory from before 6 years old until the age of 17 (unless Year 10 is completed earlier). Between 1990 and 2010, schooling was only compulsory in NSW until age 15.
Primary and secondary schools include government and non-government schools. Government schools are further classified as comprehensive and selective schools. Non-government schools include Catholic schools, other denominational schools, and non-denominational independent schools.
Typically, a primary school provides education from kindergarten level to year 6. A secondary school, usually called a "high school", provides education from years 7 to 12. Secondary colleges are secondary schools which only cater for years 11 and 12.
The NSW Education Standards Authority classifies the 13 years of primary and secondary schooling into six stages, beginning with Early Stage 1 (Kindergarten) and ending with Stage 6 (years 11 and 12).
Record of School Achievement
A Record of School Achievement (RoSA) is awarded by the NSW Education Standards Authority to students who have completed at least Year 10 but leave school without completing the Higher School Certificate. The RoSA was introduced in 2012 to replace the former School Certificate.
Higher School Certificate
The Higher School Certificate (HSC) is the usual Year 12 leaving certificate in NSW. Most students complete the HSC prior to entering the workforce or going on to study at university or TAFE (although the HSC itself can be completed at TAFE). The HSC must be completed for a student to get an Australian Tertiary Admission Rank (formerly Universities Admission Index), which determines the student's rank against fellow students who completed the Higher School Certificate.
Tertiary
Eleven universities primarily operate in New South Wales. Sydney is home to Australia's first university, the University of Sydney founded in 1850. Other universities include the University of New South Wales, Macquarie University, University of Technology, Sydney and Western Sydney University. The Australian Catholic University has two of its six campuses in Sydney, and the private University of Notre Dame Australia also operates a secondary campus in the city.
Outside Sydney, the leading universities are the University of Newcastle and the University of Wollongong. Armidale is home to the University of New England, and Charles Sturt University. Southern Cross University has campuses spread across cities in the state's north coast.
The public universities are state government agencies, however they are largely regulated by the federal government, which also administers their public funding. Admission to NSW universities is arranged together with universities in the Australian Capital Territory by another government agency, the Universities Admission Centre.
Primarily vocational training is provided up the level of advanced diplomas is provided by the state government's ten Technical and Further Education (TAFE) institutes. These institutes run courses in more than130 campuses throughout the state.
Economy
Since the 1970s, New South Wales has undergone an increasingly rapid economic and social transformation. Old industries such as steel and shipbuilding have largely disappeared; although agriculture remains important, its share of the state's income is smaller than ever before.
New industries including information technology and financial services are largely centred in Sydney and have risen to take their place, with many companies having their Australian headquarters in Sydney CBD. In addition, the Macquarie Park area of Sydney has attracted the Australian headquarters of many information technology firms.
Coal and related products are the state's biggest export. Its value to the state's economy is over A$5 billion, accounting for about 19% of all exports from NSW.
Tourism has also become important, with Sydney as its centre, also stimulating growth on the North Coast, around Coffs Harbour and Byron Bay. Tourism is worth over $25.1 billion to the New South Wales economy and employs 7.1% of the workforce.
In 2007, then-Premier of New South Wales Morris Iemma established Events New South Wales to "market Sydney and NSW as a leading global events destination". In July 2011 Events NSW merged with three key state authorities including Tourism NSW to establish Destination NSW (DNSW).
New South Wales had a Gross State Product in 2018–19 (equivalent to Gross Domestic Product) of $614.4 billion which equalled $76,361 per capita.
On 9 October 2007 NSW announced plans to build a 1,000 MW bank of wind powered turbines. The output of these is anticipated to be able to power up to 400,000 homes. The cost of this project will be $1.8 billion for 500 turbines. On 28 August 2008 the New South Wales cabinet voted to privatise electricity retail, causing 1,500 electrical workers to strike after a large anti-privatisation campaign.
The NSW business community is represented by the NSW Business Chamber which has 30,000 members.
Agriculture
Agriculture is spread throughout the eastern two-thirds of New South Wales. Cattle, sheep and pigs are the predominant types of livestock produced in NSW and they have been present since their importation during the earliest days of European settlement. Economically the state is the most important state in Australia, with about one-third of the country's sheep, one-fifth of its cattle, and one-third of its small number of pigs.
New South Wales produces a large share of Australia's hay, fruit, legumes, lucerne, maize, nuts, wool, wheat, oats, oilseeds (about 51%), poultry, rice (about 99%), vegetables, fishing including oyster farming, and forestry including wood chips. Bananas and sugar are grown chiefly in the Clarence, Richmond and Tweed River areas.
Wools are produced on the Northern Tablelands as well as prime lambs and beef cattle. The cotton industry is centred in the Namoi Valley in northwestern New South Wales. On the central slopes there are many orchards, with the principal fruits grown being apples, cherries and pears. However, the fruit industry is threatened by the Queensland fruit fly (Bactrocera tyroni) which causes more than $28.5 million a year in damage to Australian crops, primarily in Queensland and northern New South Wales.
About 40,200 hectares of vineyards lie across the eastern region of the state, with excellent wines produced in the Hunter Valley, with the Riverina being the largest wine producer in New South Wales. Australia's largest and most valuable Thoroughbred horse breeding area is centred on Scone in the Hunter Valley. The Hunter Valley is the home of the world-famous Coolmore, Darley and Kia-Ora Thoroughbred horse studs.
About half of Australia's timber production is in New South Wales. Large areas of the state are now being replanted with eucalyptus forests.
Riparian water rights
Under the Water Management Act 2000, updated riparian water rights were given to those within NSW with livestock. This change was named "The Domestic Stock Right" which gives "an owner or occupier of a landholding is entitled to take water from a river, estuary or lake which fronts their land or from an aquifer which is underlying their land for domestic consumption and stock watering without the need for an access licence."
Transport
Passage through New South Wales is vital for cross-continent transport. Rail and road traffic from Brisbane (Queensland) to Perth (Western Australia), or to Melbourne (Victoria) must pass through New South Wales.
Railways
The majority of railways in New South Wales are currently operated by the state government. Some lines began as branch-lines of railways starting in other states. For instance, Balranald near the Victorian border was connected by a rail line coming up from Victoria and into New South Wales. Another line beginning in Adelaide crossed over the border and stopped at Broken Hill.
Railways management are conducted by Sydney Trains and NSW TrainLink which maintain rolling stock. Sydney Trains operates trains within Sydney while NSW TrainLink operates outside Sydney, intercity, country and interstate services.
Both Sydney Trains and NSW TrainLink have their main terminus at Sydney's Central station. NSW TrainLink regional and long-distance services consist of XPT services to Grafton, Casino, Brisbane, Melbourne and Dubbo, as well as Xplorer services to Canberra, Griffith, Broken Hill, Armidale and Moree. NSW TrainLink intercity trains operate on the Blue Mountains Line, Central Cost & Newcastle Line, South Coast Line, Southern Highlands Line and Hunter Line.
Roads
Major roads are the concern of both federal and state governments. The latter maintains these through Transport for NSW, formerly the Department of Roads and Maritime Services, and the Roads and Traffic Authority, and before that, the Department of Main Roads (DMR).
The main roads in New South Wales are
Hume Highway linking Sydney to Melbourne, Victoria;
Princes Highway linking Sydney to Melbourne via the Tasman Sea coast;
Pacific Highway linking Sydney to Brisbane, Queensland via the Pacific coast;
New England Highway running from the Pacific Highway, at Newcastle to Brisbane by an inland route;
Federal Highway running from the Hume Highway south of Goulburn to Canberra, Australian Capital Territory;
Sturt Highway running from the Hume Highway near Gundagai to Adelaide, South Australia;
Newell Highway linking rural Victoria with Queensland, passing through the centre of New South Wales;
Great Western Highway linking Sydney with Bathurst. As Route 32 it continues west as the Mitchell Highway then as the Barrier Highway to Adelaide via Broken Hill.
Other roads are usually the concern of the TfNSW and/or the local government authority.
Air
Kingsford Smith Airport (commonly Sydney Airport, and locally referred to as Mascot Airport or just 'Mascot'), located in the southern Sydney suburb of Mascot is the major airport for not just the state but the whole nation. It is a hub for Australia's national airline Qantas.
Other airlines serving regional New South Wales include:
FlyPelican
Jetstar
Regional Express (also known as Rex);
Virgin Australia (formerly known as Virgin Blue Airlines).
Corporate Air
Ferries
Transdev Sydney Ferries operates Sydney Ferries services within Sydney Harbour and the Parramatta River, while Newcastle Transport has a ferry service within Newcastle. All other ferry services are privately operated.
Spirit of Tasmania ran a commercial ferry service between Sydney and Devonport, Tasmania. This service was terminated in 2006.
Private boat services operated between South Australia, Victoria and New South Wales along the Murray and Darling Rivers but these only exist now as the occasional tourist paddle-wheeler service.
National parks
New South Wales has more than 780 national parks and reserves covering more than 8% of the state. These parks range from rainforests, waterfalls, rugged bush to marine wonderlands and outback deserts, including World Heritage sites.
The Royal National Park on the southern outskirts of Sydney became Australia's first national park when proclaimed on 26 April 1879. Originally named The national park until 1955, this park was the second National Park to be established in the world after Yellowstone National Park in the U.S. Kosciuszko National Park is the largest park in state encompassing New South Wales' alpine region.
The National Parks Association was formed in 1957 to create a system of national parks all over New South Wales which led to the formation of the National Parks and Wildlife Service in 1967. This government agency is responsible for developing and maintaining the parks and reserve system, and conserving natural and cultural heritage, in the state of New South Wales. These parks preserve special habitats, plants and wildlife, such as the Wollemi National Park where the Wollemi Pine grows and areas sacred to Australian Aboriginals such as Mutawintji National Park in western New South Wales.
Sport
Throughout Australian history, New South Wales sporting teams have been very successful in domestic competitions and provided numerous players for the Australian national teams.
The largest sporting competition in the state is the National Rugby League, which is based in Sydney and expanded from the New South Wales Rugby League. The state is represented by the New South Wales Blues in the State of Origin series. Sydney is the spiritual home of Australian rugby league, and the state and hosts 10 of the 16 NRL teams; eight of these are based in the Sydney metropolitan area, namely the Canterbury-Bankstown Bulldogs, Cronulla Sharks, Manly Sea Eagles, Parramatta Eels, Penrith Panthers, South Sydney Rabbitohs, Sydney Roosters and Wests Tigers. The St George Illawarra Dragons are based in Wollongong, while the Newcastle Knights are located in Newcastle.
The state is represented by five teams in soccer's A-League: Sydney FC (2005–06, 2009–10, 2016–17 champions), Western Sydney Wanderers (2014 Asian champions), Central Coast Mariners (2012–13 champions), Newcastle Jets (2007–08 champions) and Macarthur FC.
Australian rules football has historically not been strong in New South Wales outside the Riverina region. However, the Sydney Swans relocated from South Melbourne in 1982 and their presence and success since the late 1990s has raised the profile of Australian rules football, especially after their AFL premiership in 2005. A second NSW AFL club, the Greater Western Sydney Giants, entered the competition in 2012.
The main summer sport is cricket and the Sydney Cricket Ground hosts the 'New Year' cricket Test match in January each year. The NSW Blues play in the One-Day Cup and Sheffield Shield competitions. Sydney Sixers and Sydney Thunder both play in the Big Bash League.
Other teams in major national competitions include the Sydney Kings and Hawks in the National Basketball League, Sydney Uni Flames in the Women's National Basketball League, New South Wales Waratahs in Super Rugby and New South Wales Swifts in Suncorp Super Netball.
Sydney was the host of the 1938 British Empire Games and 2000 Summer Olympics. The Stadium Australia hosts major events including the NRL Grand Final, State of Origin, rugby union and football internationals. It hosted the final of the 2003 Rugby World Cup and the 2015 AFC Asian Cup, as well as the 2006 FIFA World Cup qualifier between Australia and Uruguay, qualifying Australia for their first World Cup since 1974.
The annual Sydney to Hobart Yacht Race begins in Sydney Harbour on Boxing Day. Bathurst hosts the annual Bathurst 1000 as part of the Supercars Championship at Mount Panorama Circuit.
The popular equine sports of campdrafting and polocrosse were developed in New South Wales and competitions are now held across Australia. Polocrosse is now played in many overseas countries.
Major professional teams include:
Australian rules football: Greater Western Sydney Giants, Sydney Swans
Baseball: Sydney Blue Sox
Basketball: Illawarra Hawks, Sydney Kings
Cricket: New South Wales Blues, Sydney Sixers, Sydney Thunder
Ice hockey: Newcastle Northstars, Sydney Bears, Sydney Ice Dogs
Motor racing: Brad Jones Racing, Team Sydney
Netball: New South Wales Swifts
Rugby league:
Representative: New South Wales Blues
Clubs: Canterbury-Bankstown Bulldogs, Cronulla Sharks, Manly Sea Eagles, Newcastle Knights, Parramatta Eels, Penrith Panthers, South Sydney Rabbitohs, St George Illawarra Dragons, Sydney Roosters, Wests Tigers
Rugby union: New South Wales Waratahs
Soccer: Central Coast Mariners, Macarthur FC, Newcastle Jets, Sydney FC, Western Sydney Wanderers
Culture
As Australia's most populous state, New South Wales is home to a number of cultural institutions of importance to the nation. In music, New South Wales is home to the Sydney Symphony Orchestra, Australia's busiest and largest orchestra. Australia's largest opera company, Opera Australia, is headquartered in Sydney. Both of these organisations perform a subscription series at the Sydney Opera House. Other major musical bodies include the Australian Chamber Orchestra. Sydney is host to the Australian Ballet for its Sydney season (the ballet is headquartered in Melbourne). Apart from the Sydney Opera House, major musical performance venues include the City Recital Hall and the Sydney Town Hall.
New South Wales is home to several major museums and art galleries, including the Australian Museum, the Powerhouse Museum, the Museum of Sydney, the Art Gallery of New South Wales and the Museum of Contemporary Art. Sydney is home to five Arts teaching organisations, which have all produced world-famous students: The National Art School, The College of Fine Arts, the National Institute of Dramatic Art (NIDA), the Australian Film, Television & Radio School and the Conservatorium of Music (now part of the University of Sydney).
New South Wales is the setting and shooting location of many Australian films, including Mad Max 2, which was shot near the mining town of Broken Hill. The state has also attracted international productions, both as a setting, such as in Mission: Impossible 2, and as a stand-in for other locations, as seen in The Matrix franchise, The Great Gatsby and Unbroken. 20th Century Fox operates Fox Studios Australia in Sydney. Screen NSW, which controls the state film industry, generates approximately $100 million into the New South Wales economy each year.
Sister states
New South Wales in recent history has pursued bilateral partnerships with other federated states/provinces and metropolises through establishing a network of sister state relationships.
The state currently has 7 sister states:
Guangdong, China (since 1979)
Tokyo, Japan (since 1984)
Ehime, Japan (since 1999)
North Rhine-Westphalia, Germany (since 1989)
Seoul, South Korea (since 1991)
Jakarta, Indonesia (since 1994)
California, United States (since 1997)
See also
Geology of New South Wales
Index of Australia-related articles
Outline of Australia
Postage stamps and postal history of New South Wales
Selection (Australian history)
Squattocracy
Notes
References
External links
Official NSW Website
NSW Parliament
Official NSW Tourism Website
States and territories of Australia
States and territories established in 1788
1788 establishments in Australia
|
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Nancy Sandra Sinatra (born June 8, 1940) is an American singer and actress. She is the elder daughter of Frank Sinatra and Nancy Sinatra ( Barbato), and is best known for her 1966 signature hit "These Boots Are Made for Walkin'.
Nancy Sinatra began her career as a singer and actress in November 1957 with an appearance on her father's ABC-TV variety series, but initially achieved success only in Europe and Japan. In early 1966 she had a transatlantic number-one hit with "These Boots Are Made for Walkin. A TV promo clip from the era features Sinatra in high boots, accompanied by colourfully dressed go-go dancers, in what is now considered an iconic Swinging Sixties look. The song was written by Lee Hazlewood, who wrote and produced most of her hits and sang with her on several duets. As with all of Sinatra's 1960s hits, "Boots" featured Billy Strange as arranger and conductor.
Between early 1966 and early 1968, Sinatra charted on [[Billboard Hot 100|Billboards Hot 100]] with 14 titles, ten of which reached the Top 40. In addition to "These Boots Are Made for Walkin, defining recordings during this period include "Sugar Town", "Love Eyes", the transatlantic 1967 number one "Somethin' Stupid" (a duet with her father), two versions of the title song from the James Bond film You Only Live Twice (1967), several collaborations with Lee Hazlewood – including "Summer Wine", "Jackson", "Lady Bird" and "Some Velvet Morning" – and a non-single 1966 cover of the Cher hit "Bang Bang (My Baby Shot Me Down)", which features in the opening credits of Quentin Tarantino's 2003 film Kill Bill Volume 1. In 1971 Sinatra and Hazlewood achieved their first collaborative success in the UK singles chart with the no. 2 hit "Did You Ever", and the 2005 UK no. 3 hit by Audio Bullys, "Shot You Down", sampled Sinatra's version of "Bang Bang".
Between 1964 and 1968 Sinatra appeared in several feature films, co-starring with Peter Fonda in Roger Corman's biker-gang movie The Wild Angels (1966) and alongside Elvis Presley in the musical drama Speedway (1968). Frank and Nancy Sinatra played a fictional father and daughter in the 1965 comedy Marriage on the Rocks.
Early life
Sinatra was born on June 8, 1940, in Jersey City, New Jersey. She is the eldest of the three children who Frank Sinatra sired by his first wife, Nancy Barbato (1917–2018). Both of her parents were of Italian ancestry. When she was a toddler, the family moved to Hasbrouck Heights, New Jersey. They later moved again to Toluca Lake, California, for her father's Hollywood career. There she spent many years in piano, dance and dramatic performance lessons, and underwent months of voice lessons.
Recording career
1960s
Sinatra began to study music, dancing and voice at UCLA in the late 1950s, but she dropped out after one year. She made her professional debut on her father's 1960 television special The Frank Sinatra Timex Show: Welcome Home Elvis, which celebrated the return of Elvis Presley from Europe following his discharge from military service. Nancy was sent to the airport on behalf of her father to welcome Presley when his plane landed. On the special, Sinatra and her father danced and sang a duet, "You Make Me Feel So Young/Old". That same year, she began a five-year marriage to Tommy Sands.
Sinatra was signed to her father's label, Reprise Records, in 1961. Her first single, "Cuff Links and a Tie Clip," went largely unnoticed. However, subsequent singles charted in Europe and Japan. By 1965, without a hit in the United States, she was on the verge of being dropped by the label. Her singing career received a boost with the help of songwriter/producer/arranger Lee Hazlewood, who had been making records for ten years, notably with Duane Eddy. Hazlewood's collaboration with Sinatra began when Frank Sinatra asked Lee to help boost his daughter's career. When recording "These Boots are Made for Walkin'", Hazlewood is said to have suggested to Nancy, "You can't sing like Nancy Nice Lady anymore. You have to sing for the truckers." She later described him as "part Henry Higgins and part Sigmund Freud".
Hazlewood had Sinatra sing in a lower key and crafted songs for her. Bolstered by an image overhaulincluding bleached-blond hair, frosted lips, heavy eye makeup and Carnaby Street fashionsSinatra made her mark on the American (and British) music scene in early 1966 with "These Boots Are Made for Walkin', its title inspired by a line from Robert Aldrich's 1963 western comedy 4 for Texas, starring her father and Dean Martin. One of her many hits written by Hazlewood, it received three Grammy Award nominations, including two for Sinatra and one for arranger Billy Strange. It sold more than one million copies and was awarded a gold disc. A TV promotional clip features Sinatra in high boots, accompanied by colourfully dressed go-go dancers, to iconic Swinging Sixties effect.
A run of chart singles followed, including two 1966 US Top Ten hits: "How Does That Grab You, Darlin'?" (no. 7) and "Sugar Town" (no. 5). "Sugar Town" became Sinatra's second million-seller. The ballad "Somethin' Stupid" – a duet with her father – reached number one in the US and the UK in April 1967 and spent nine weeks at the top of Billboard's easy listening chart. Frank and Nancy became the only father-daughter duo to top the Hot 100, but DJs dubbed the track "the incest song" because it was sung as if by two lovers. The record earned a Grammy Award nomination for Record of the Year and remains the only father-daughter duet to hit number one in the US; it became Nancy's third million-selling disc.
Other singles showcasing Sinatra's forthright delivery include "Friday's Child" (US no. 36, 1966) and the 1967 hits "Love Eyes" (US no. 15) and "Lightning's Girl" (US no. 24). She rounded out 1967 with the low-charting "Tony Rome" (US no. 83), the title track from the detective film Tony Rome starring her father. Her first solo single in 1968 was the more wistful "100 Years" (US no. 69). That same year she recorded "Highway Song", written by Kenny Young and produced by Mickie Most, for the European markets. The song reached the Top 20 in the UK and other European countries.
Sinatra enjoyed a parallel recording career cutting duets with the husky-voiced, country-and-western-inspired Hazlewood, starting with "Summer Wine" (originally the B-side of "Sugar Town"). Their biggest hit was a cover of the 1963 country song "Jackson". The single peaked at no. 14 on the Billboard Hot 100 in the summer of 1967, just a few months after Johnny Cash and June Carter Cash hit big on the country chart with their cover of the song.
In December 1967 Sinatra and Hazlewood released the single "Some Velvet Morning" (US no. 26), accompanied by a promo clip. The recording is regarded as one of pop's more unusual singles; critic Cathi Unsworth wrote, "The puzzle of its lyrics and otherworldly beauty of its sound [offer] seemingly endless interpretations." The British broadsheet The Daily Telegraph placed "Some Velvet Morning" atop its 2003 list of the Top 50 Best Duets Ever ("Somethin' Stupid" ranked no. 27.) The song appeared on the duo's 1968 album Nancy & Lee, about which National Public Radio commented in 2017, "... its sly, sultry movements both are a gem of traditional '60s pop and an inversion of traditional conceptions of romance."
Sinatra recorded the theme song for the James Bond film You Only Live Twice in 1967. In the liner notes of the CD reissue of her 1966 album Nancy In London, Sinatra states that she was "scared to death" of recording the song, and asked the songwriters: "Are you sure you don't want Shirley Bassey?" There are two versions of the Bond theme. The first is the lushly orchestrated track featured during the opening and closing credits of the film. The secondand more guitar-heavyversion appeared on the double A-sided single with "Jackson", though the Bond theme stalled at no. 44 on Billboard's Hot 100. "Jackson"/"You Only Live Twice" was even more successful in the UK, reaching no. 11 on the singles chart during a 19-week chart run (in the Top 50); it ranked 70 in the year-end chart.
Sinatra traveled to Vietnam to perform for US troops in 1966 and 1967. Many soldiers adopted her song "These Boots Are Made for Walkin' as their anthem, as shown in Pierre Schoendoerffer's documentary The Anderson Platoon (1967) and reprised in a scene in Stanley Kubrick's Full Metal Jacket (1987). Sinatra recorded several antiwar songs, including "My Buddy", which was featured on her album Sugar, "Home", co-written by Mac Davis and "It's Such a Lonely Time of Year", which appeared on the 1968 LP The Sinatra Family Wish You a Merry Christmas. Sinatra recreated her Vietnam concert appearances on a 1988 episode of the television show China Beach. Sinatra still performs for charitable causes supporting Vietnam veterans, including Rolling Thunder.
Films and television
Sinatra played a secretary in the 1963 Burke's Law episode "Who Killed Wade Walker?" She starred in three beach party films: For Those Who Think Young (1964), Get Yourself a College Girl (1964) and The Ghost in the Invisible Bikini (1966), performing songs in the latter film. After securing the role that eventually went to Linda Evans in Beach Blanket Bingo, she withdrew because the film's character is kidnappeda parallel she found too close to actual events when her brother Frank Sinatra Jr. was kidnapped in December 1963.
Sinatra appeared as a guest with Woody Allen on the game show Password in 1965.
In 1966, she appeared as herself in The Oscar, The Wild Angels and The Last of the Secret Agents?, in which she sang the title song.
Sinatra appeared in the 1968 Elvis Presley musical comedy Speedway, her final film.
Sinatra appeared on The Virginian, The Ed Sullivan Show, The Man from U.N.C.L.E., Rowan & Martin's Laugh-In, The Smothers Brothers Comedy Hour and The Kraft Music Hall hosted by Sandler & Young. She also appeared in her father's 1966 special A Man and His Music – Part II and a 1967 Christmas-themed episode of The Dean Martin Show which featured the Sinatra and Martin families.
NBC aired Sinatra's own special, Movin' With Nancy, in 1967. It featured Lee Hazlewood, her father and his Rat Pack pals Dean Martin and Sammy Davis Jr., her brother Frank Sinatra Jr. and West Side Story dancer David Winters, who choreographed the show. Jack Haley Jr. directed and produced the special, for which he received an Emmy Award for Outstanding Directorial Achievement in Music or Variety. During the special, Sinatra shared a kiss with Davis Jr., about which she has stated, "The kiss [was] one of the first interracial kisses seen on television and it caused some controversy then, and now. [But] contrary to some inaccurate online reports, the kiss was unplanned and spontaneous." Winters was nominated for an Emmy in the Special Classification of Individual Achievements category for his choreography but lost to co-winners The Smothers Brothers Comedy Hour and The Jackie Gleason Show. The special's success may have been a motivating factor for the development of the Emmy award for Outstanding Choreography, which was introduced the following year. Movin' With Nancy was sponsored by RC Cola.
1970s and 1980s
Sinatra remained with Reprise until 1970. In 1971, she signed with RCA Records, resulting in three albums: Nancy & Lee – Again (1971), Woman (1972) and a compilation of some of her Reprise recordings called This Is Nancy Sinatra (1973). She released the non-LP single "Sugar Me" b/w "Ain't No Sunshine" in 1973. "Sugar Me" was written by Lynsey De Paul and Barry Blue and, with other covers of works by early-'70s popular songwriters, resurfaced on the 1998 album How Does It Feel?
In the autumn of 1971, Sinatra and Hazlewood's duet "Did You Ever?" reached no. 2 in the UK In 1972 they performed for a Swedish documentary, Nancy & Lee In Las Vegas, which chronicled their Las Vegas concerts at the Riviera Hotel and featured solo numbers and duets from concerts, behind-the-scenes footage and scenes of Sinatra's mother and her husband, Hugh Lambert. The film did not appear until 1975.
By 1975, Sinatra was releasing singles on the Private Stock Records label, which are the most sought-after by collectors. Among the singles were "Kinky Love", "Annabell of Mobile", "It's for My Dad" and "Indian Summer" (with Hazlewood). "Kinky Love" was banned by some radio stations for its suggestive lyrics. It appeared on Sheet Music: A Collection of Her Favorite Love Songs in 1998, and Pale Saints covered the song in 1991.
By the mid-1970s, Sinatra had slowed her musical activity and ceased acting to concentrate on her family. She returned to the studio in 1981 to record a country album with Mel Tillis called Mel & Nancy. Two of their songs made the Billboard country chart: "Texas Cowboy Night" (no.. 23) and "Play Me or Trade Me" (no. 43).
In 1985, Sinatra wrote the book Frank Sinatra, My Father.
1990s–present
At 54, Sinatra posed for Playboy in the May 1995 issue and made appearances on TV shows to promote her album One More Time. The magazine appearance caused some controversy. On the talk-show circuit, she said that her father was proud of the photos. Sinatra told Jay Leno on a 1995 Tonight Show that her daughters gave their approval, but her mother said that she should ask her father before committing to the project. Sinatra claims that when she told her father what Playboy would be paying her, he said, "Double it".
Taking her father's advice to own her masters, Sinatra owns or holds an interest in most of her material, including videos.
Sinatra appeared live at the Edinburgh International Festival in August 2002. The sold-out, one-off concert was filmed by the BBC and later aired on BBC Four.
She collaborated with former Los Angeles neighbor Morrissey on a 2004 version of his song "Let Me Kiss You", which was featured on her album Nancy Sinatra. The singlereleased the same day as Morrissey's versioncharted at no. 46 in the UK, providing Sinatra with her first hit in more than 30 years. The follow-up single, "Burnin' Down the Spark," failed to chart. The album featured U2, Sonic Youth, Calexico, Pete Yorn, Jon Spencer, Pulp's Jarvis Cocker and Steven Van Zandt, all of whom have cited Sinatra as an influence. Each artist crafted a song for Sinatra to sing on the album.
EMI released The Essential Nancy Sinatra, a UK-only greatest-hits compilation featuring the previously unreleased track "Machine Gun Kelly", in 2006. The album was Sinatra's first to make the UK charts (no. 73) since 1971's Did You Ever? reached no. 31.
Sinatra recorded "Another Gay Sunshine Day" for Another Gay Movie in 2006.
Sinatra received a star on the Hollywood Walk of Fame on May 11, 2006. A Golden Palm Star on the Palm Springs, California, Walk of Stars was dedicated to her in 2002.
Sinatra appeared as herself on one of the final episodes ("Chasing It") of the HBO mob drama The Sopranos. Her brother Frank Jr. had previously appeared in the 2000 episode "The Happy Wanderer".
Sinatra and Anoushka Shankar recorded a 2007 public-service announcement for Deejay Ra's Hip-Hop Literacy campaign, encouraging reading of music and film-related books and screenplays.
Sinatra's digital-only album Cherry Smiles: The Rare Singles, featuring previously unreleased tracks and songs only available as singles, was released in 2009.
Sinatra hosted a weekly show called Nancy for Frank on the Sirius Satellite Radio channel Siriusly Sinatra until March 2021, on which she shared insights about her late father.
Sinatra provided vocals for the Black Devil Disco Club song "To Ardent" and the Lempo and Japwow single "Jack in Boots" in 2011.
Sinatra joined alt-rock band Wilco on "Bang Bang" and "These Boots are Made for Walkin during a support set for the Bob Dylan-headlined Americanarama tour in August 2013.
She released the 2013 digital-only album Shifting Gears, featuring 15 previously unreleased tracks, including a rendition of Neil Diamond's "Holly Holy". The orchestra tracks were recorded in the 1970s while Sinatra was touring with a 40-piece orchestra, and her vocal tracks were recorded within 10 years of the release of the collection.
Sinatra's 1967 hit duet with Lee Hazlewood, "Summer Wine", was featured in retail apparel giant H&M's "The Summer Shop 2017" ad campaign.
In October 2020, Sinatra and Light in the Attic Records announced plans to release the Nancy Sinatra Archival Series. The first release is to be a Record Store Day Black Friday exclusive 7" vinyl single featuring two Sinatra/Hazlewood duets, "Some Velvet Morning" and "Tired of Waiting for You". A new 23-track compilation, Start Walkin' 1965–1976, will follow in February 2021. The first single, a remastered reissue of Nancy & Lee's 1976 Private Stock single "(L'été Indien) Indian Summer", was released as a digital exclusive on October 21, 2020. Some of Sinatra's past albums will be issued on CD for the first time, including her first record with Hazlewood, 1968's Nancy & Lee, and its follow-up, 1972's Nancy & Lee Again.
Nancy's Bootique, Sinatra's online shop, launched on October 21, 2020. It features CDs, vinyl, exclusive merchandise and signed items.
Family
Marriages:
Tommy Sands, 1960–1965 (divorced)
Hugh Lambert, 1970–1985 (his death)
Children (with Lambert):
Angela Jennifer "AJ" Lambert Paparozzi (whose godparents are James Darren and his second wife Evy Norlund)
Amanda Catherine Lambert Erlinger
Both women were left US$1 million from their grandfather Frank Sinatra's will, in a trust fund started in 1983.
Discography
FilmographyFeature films For Those Who Think Young (1964)
Get Yourself a College Girl (1964)
Marriage on the Rocks (1965)
The Ghost in the Invisible Bikini (1966)
The Last of the Secret Agents? (1966)
The Oscar (1966)
The Wild Angels (1966)
Speedway (1968)Documentaries'''
Jay Sebring....Cutting to the Truth'' (2020)
References
External links
1940 births
20th-century American actresses
21st-century American women singers
21st-century American singers
Living people
American women country singers
American country singer-songwriters
American women rock singers
American people of Italian descent
University High School (Los Angeles) alumni
Country musicians from New Jersey
Musicians from Jersey City, New Jersey
Reprise Records artists
American film actresses
People of Ligurian descent
Singer-songwriters from New York (state)
Singer-songwriters from New Jersey
|
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Nehemiah is the central figure of the Book of Nehemiah in the Bible.
Nehemiah may also refer to:
Book of Nehemiah, a book of the Hebrew Bible
People
Nehemiah Bourne (c. 1611–1690), British Royal Navy Admiral
Nehemiah, Archbishop of Esztergom (11th century)
Nehemiah Grew (1641–1712), British plant physiologist
Nehemiah Hawkins (1833-1928), American inventor, publisher and author
Nehemia Levtzion (1935—2003), Israeli scholar of African history, Near East, Islamic, and African studies, President of the Open University of Israel, and Executive Director of the Van Leer Jerusalem Institute
Nehemiah Perry (born 1968), West Indian cricketer
Nehemiah Persoff (born 1919), American actor
Rabbi Nehemiah, a Rabbi who lived circa 150 AD
Renaldo Nehemiah (born 1959), American athlete
Skip James (1902–1969), American blues musician, born Nehemiah Curtis James
Music
Nehemiah (band), a metalcore band with Uprising Records
"Nehemiah", a 2004 song by Hope of the States
Other
Nehemiah Corporation of America, a non-profit organization helping low income home buyers
VIA Nehemeia, a VIA C3 CPU revision produced by VIA Technologies
Nehemiah Scudder, the antagonist in Robert A. Heinlein's short novel If This Goes On—
English masculine given names
|
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Nijmegen ( , ; Nijmeegs: Nimwèège ) is a city in the Dutch province of Gelderland, on the Waal river close to the German border.
Nijmegen is the oldest city in the Netherlands, the second to be recognized as such in Roman times, and in 2005 celebrated 2,000 years of existence. Its population in 2022 was 179,000; the municipality is part of the Arnhem–Nijmegen metropolitan area, with 736,107 inhabitants in 2011.
Population centres
The municipality is formed by the city of Nijmegen, incorporating the former villages of Hatert, Hees and Neerbosch, as well as the urban expansion project of Waalsprong, situated north of the river Waal and including the village of Lent and the hamlet of 't Zand, as well as the new suburbs of Nijmegen-Oosterhout and Nijmegen–Ressen.
Proximity of border with Germany
The city lies a few kilometers from the border with Germany, and to some extent the westernmost villages in the municipality of Kranenburg, Germany, function as dormitories for people who work in the Dutch city of Nijmegen in part due to the immigration of Dutch people from the region who were attracted by the lower house pricing just across the border.
The German city of Duisburg (in the Ruhr region) is about away, while the German town of Kleve (in the Lower Rhine region) is about away.
History
Antiquity
The first mention of Nijmegen in history is in the first century BCE, when the Romans built a military camp on the place where Nijmegen was to appear; the location had great strategic value because of the surrounding hills, which give a good view over the river Waal and Rhine valley.
By 69, when the Batavi, the original inhabitants of the Rhine and Meuse (Maas) delta, revolted, a village called Oppidum Batavorum had formed near the Roman camp. This village was destroyed in the revolt, but when it had ended the Romans built another, bigger camp where the Legio X Gemina was stationed. Soon after, another village formed around this camp.
In 98, Nijmegen was the first of two settlements in what is now the Kingdom of the Netherlands to receive Roman city rights.
In 103, the X Gemina was restationed in Vindobona, now Vienna, which may have been a major blow to the economy of the village around the camp, losing around 5000 inhabitants. In 104 Emperor Trajan renamed the town, which became known as Ulpia Noviomagus Batavorum, Noviomagus for short, the ultimate origin of the current name.
A collection of artifacts from Roman antiquity were compiled by Johannes Smetius in the 17th century, called the Smetius Collection.
In January 2022, archaeologists led by Pepijn van de Geer announced the discovery of an intact 2,000-year-old blue glass bowl with a vertical stripe pattern in Nijmegen. Researchers assume that this well-preserved bowl was made in a glass workshop. According to Pepijn van de Geer, this type of bowl was made by allowing molten glass to cool and harden over a mold.
Middle Ages
Beginning in the latter half of the 4th century, Roman power decreased and Noviomagus eventually became part of Francia. It also appeared around this time on the Tabula Peutingeriana. In the 8th century Emperor Charlemagne maintained his palatium in Nijmegen in 777, and possibly on at least three more occasions. During his brief deposition of 830, the emperor Louis the Pious was sent to Nijmegen by his son, Lothair I. Thanks to the Waal, trade flourished.
The powerful Henry VI, Holy Roman Emperor was born at Nijmegen in 1165. In 1230 his son Frederick II, Holy Roman Emperor granted Nijmegen city rights. In 1247, the city was ceded to the count of Guelders as collateral for a loan. The loan was never repaid, and Nijmegen has been a part of Gelderland ever since. This did not hamper trade; Nijmegen even became part of the Hanseatic League in 1364.
The arts also flourished in this period. Famous medieval painters like the Limbourg brothers were born and educated in Nijmegen. Some of Hieronymus Bosch's ancestors also came from the city.
Early modern period
During the Dutch Revolt, trade came to a halt and even though Nijmegen became a part of the Republic of United Provinces after its capture from the Spanish in 1591, it remained a border town and had to endure multiple sieges.
In 1678 Nijmegen was host to the negotiations between the European powers that aimed to put an end to the constant warfare that had ravaged the continent for years. The result was the Treaty of Nijmegen that, unfortunately, failed to provide for a lasting peace.
In the second half of the 19th century, the fortifications around the city became a major problem. There were too many inhabitants inside the walls, but the fortifications could not be demolished because Nijmegen was deemed as being of vital importance to the defence of the Netherlands. When events in the Franco-Prussian war proved that old-fashioned fortifications were no more of use, this policy was changed and the fortifications were dismantled in 1874. The old castle had already been demolished in 1797, so that its bricks could be sold.
World War II and Modernity
Through the second half of the 19th century and the first half of the 20th century, Nijmegen grew steadily. The Waal was bridged in 1878 by a rail bridge and in 1936 by a car bridge, which was claimed to be Europe's biggest bridge at the time. In 1923 the current Radboud University Nijmegen was founded and in 1927 a channel was dug between the Waal and Meuse (Maas) rivers.
In 1940, the Netherlands was invaded by Germany, with Nijmegen being the first Dutch city to fall into German hands. On 22 February 1944, Nijmegen was heavily bombed by American planes, causing great damage to the city centre. It was subsequently claimed by the Allies that the American pilots thought they were bombing the German city of Kleve, while the Germans alleged that it was a planned operation authorised by the Dutch government in exile. The Dutch organization for investigating wartime atrocities, the NIOD, announced in January 2005 that its study of the incident confirmed that it was an accident caused by poor communications and chaos in the airspace. Over 750 people died in the bombardment.
During September 1944, the city saw heavy fighting during Operation Market Garden. The objective of the Battle of Nijmegen was mainly to prevent the Germans from destroying the bridges. Capturing the road bridge allowed the British Army XXX Corps to attempt to reach the 1st British Airborne Division in Arnhem. The bridge was heavily defended by over 300 German troops on both the north and south sides with close to 20 anti-tank guns and two anti-aircraft guns, supported with artillery. The Germans' late attempt to blow the road bridge was possibly foiled by a local Dutch resistance hero, Jan van Hoof, who is said to have cut the wires to the bridge. The Germans made repeated attacks on the bridge using bombs attached to driftwood, midget submarines and later resorted to shelling the bridge with 88mm barrages. Troops were positioned on the bridge giving an excellent arc of fire in case of attack. Troops that couldn't fit onto the bridge were positioned in a bombed-out house slightly upstream of the bridge. During the shelling, the house was hit, killing six soldiers and wounding one more. Nijmegen was liberated from German occupation by the British Grenadier Guards of the Guards Armoured Division, as well as elements of the American 82nd Airborne Division in September 1944. The city would later be used as a springboard for Operation Veritable, the invasion across the Rhine River by Allied Troops.
Post-war period
In the period immediately following the end of the war, a site near Nijmegen was selected to house German nationals who were to be deported from the Netherlands, called the Mariënbosch concentration camp. It operated from 1946 to 1948.
On 23 February 1981, the Nijmegen police department and the Dutch Army stormed the Piersonstraat and Zeigelhof, a squatted housing block in the city centre of Nijmegen. Using 200 riot vans, three Leopard 1s, three armoured personnel carriers, a helicopter, 1,200 policemen, and 750 members of the armed forces, they evicted the squatters and demolished the block, while clouding the entire area in teargas and CS gas. This received enormous backlash in local politics. While the city government wanted the squatters out to build a parking garage, most of the population wanted affordable housing to be built in the area.
The city council was largely dominated by left-wing and progressive parties such as Green Party, Democrats 66, Socialist Party, and Labour. At times Nijmegen has been the only major city in the Netherlands with a solely left-wing government. The current mayor is Hubert Bruls.
Nijmegen celebrated its 2000th year of existence in 2005. It is considered the oldest city in the Netherlands. In gaining this qualification, it has competed with the city of Maastricht.
In November 2005, the city centre of Nijmegen was the site of the assassination of political activist Louis Sévèke by a former activist, Marcel Teunissen, who was arrested in 2007 in Spain and extradited to the Netherlands. Teunissen has also been accused of bank robbery. He committed his acts out of revenge for a forcible eviction from the squatter scene by Louis Sévèke.
Geography
Climate
Nijmegen has an oceanic climate (Cfb). It is one of the warmest cities of the Netherlands, especially during summer, when the highest temperatures in the country are usually measured in the triangle Roermond–Nijmegen–Eindhoven. The lack of north–south oriented mountain ranges in Europe make this area prone to sudden shifts in weather, giving the region a semi-continental climate.
Some of the northernmost wineries in the world are found just outside Nijmegen, around Groesbeek, a suburban village south-east of Nijmegen.
During the 2006 European heat wave, closest official weather station Volkel reached a high of on 19 July. The heat wave coincided with that year's Four Day Marches, which were cancelled after the first day, when two people died of hyperthermia-related causes. Temperatures on that day, 18 July, reached around in the city.
Sights
Historical remains
Few Roman remains are visible today; a fragment of the old city wall can be seen near the casino and the foundations of the amphitheatre are traced in the paving of the present-day Rembrandtstraat. The Valkhof Museum, on the Valkhof, has a permanent display of the history of Nijmegen, including artifacts from the Roman era. Additionally, they usually have temporary exhibitions of more and less famous artists. Not many very old buildings are left in town: first the Americans carpet-bombed it in February 1944, later the Germans shelled it for about five months after the liberation in September 1944, and finally there were a number of vigorous city planners in the 1950s, 60s and 70s who finished the demolition.
There are still a few noteworthy sights, however. Valkhof hill downtown features a Carolingian chapel (eighth, ninth century AD) and a small remainder of an imperial castle that was demolished in 1798.
Politics
The city council has 39 seats. After the 2002 municipal elections, the three major parties, GroenLinks (9 seats), PvdA (8 seats) and SP (6 seats) formed a coalition. Because these are all left-wing parties, Nijmegen received the nickname 'Havana on the Waal'. Although such majorities are not exceptional (compare Amsterdam) and sometimes also form coalitions (see Muntendam), this is unusual for a city this size. Since such a left-wing coalition might be possible at a national level after the 2006 general election, the achievements of this council are often scrutinised. After the 2006 municipal election such a coalition became possible in many more municipalities, making the example even more interesting.
The municipal elections of 7 March 2006 saw an increase of 4,6% of the votes for these three parties taken together, which could be seen as increased support for the coalition. However, nationally these parties scored much better, recovering from an electoral blow of the 2002 elections. Then again, the Leefbaar parties that caused the loss then and lost most of their votes this time have no branch in Nijmegen, which makes this comparison less valid. Among the three big parties, there was a shift from GroenLinks, who lost 6.5%, to PvdA, who won 6.4% and SP, who won 2.3%. As a result, it is no longer the biggest party. The seat assignment is now as shown in the table. The three-party coalition was returned to office.
After the 2010 Dutch municipal election, the PvdA lost three of its eleven seats. Short before the elections, there were problems with the SP. Therefore, GroenLinks and the PvdA formed a coalition with the social-liberal D66.
The municipal elections of 19 March 2014 saw the Socialist Party narrowly becoming the largest party in the Nijmegen city council after gaining three more seats. The Greens were only some 200 votes behind, while the Liberal Democrats (D'66) gained another seat, while Labour lost half their support, becoming as small as the liberal-conservative VVD. The coalition government was formed between the three centre-left and leftist parties SP, GroenLinks and PvdA, and a local party called The Nijmegen Group (De Nijmeegse Fractie). It also had informal support from the United Senior Party (VSP).
Later in 2014, a city council member of the VVD, Paul Eigenhuijsen, left the VVD group. The former leader of the group, Hayke Veldman, had gone to the House of Representatives, and thus left the city council. Eigenhuijsen had been second on the party list, but he was not elected to the position of leader. Thereafter, he left the group and started his own one-man group, called Liberal Nijmegen.
Twin and sister cities
Nijmegen is twinned with:
Albany, New York
Gaziantep, Turkey
Higashimatsuyama, Japan
Masaya, Nicaragua
Oulu, Finland
Pskov, Russia
Suzhou, China
Culture
Events
Four Days Marches
Nijmegen has long been known for its annual Four Days Marches , beginning on the third Tuesday of each July. Over 40,000 participants from about 70 countries undertake four days of walking with distances ranging from . The marches are supplemented with festivities such as de-Affaire.
People
Natives
Henry VI, Holy Roman Emperor (1165–1197)
Limbourg brothers (1385–1416) medieval painters
Giovanni Antoniano (died 1588), Patristic scholar
Petrus Canisius (1521–1597), Catholic saint
Henriette Pressburg (1788–1863), mother of Karl Marx
Sophie Pressburg (1797–1854), grandmother of Anton and Gerard Philips who founded Philips Electronics
Pieter Claude Bijleveld (1828–1898), mayor
Carli Biessels (1936–2016), writer
Eddie Van Halen (1955–2020), rock musician
Alex Van Halen (born 1953), rock musician
Daphne Deckers (born 1968), model, host, writer and occasional actress
Princess Margarita of Bourbon-Parma (born 1972), member of the Dutch Royal Family
Saadia Himi (born 1984), Miss Netherlands Earth 2004
Amira Willighagen (born 2004), classical singer
Jos Hermens (born 1950), athlete
Anne Quist (born 1957), Olympic rower
Ron de Groot (born 1960), footballer
Pie Geelen (born 1972), Olympic swimmer
Frank Demouge (born 1982), footballer
Nacer Barazite (born 1990), footballer
Frank Boeijen (born 1957), musician
Frans de Waard (born 1965), sound artist, publisher
Roxane van Iperen (born 1976), writer
Other residents
Titus Brandsma – (1881–1942) a Carmelite friar, philosopher and Resistance member
Dries van Agt – (born 1931) politician
Nina Simone – (1933–2003) jazz musician
Edward Ka-Spel – (born 1954) vocalist of The Legendary Pink Dots
Perry Ubeda – (born 1971) kickboxer
Karapet Karapetyan – (born 1982) kickboxer
Religion
In 1968, theologians in the Catholic Church issued what is now known as the Nijmegen Statement, demanding sweeping reforms in the Vatican's Holy Office, previously known as The Inquisition, and calling for greater scope for theological inquiry. Among its signatories was theologian Fr. Joseph Ratzinger, then a member of the faculty at the University of Tübingen, but later the head of the successor to the Holy Office, the Congregation for the Doctrine of the Faith, and later still Pope Benedict XVI.
The Nijmegen Statement said: "Any form of Inquisition however subtle, not only harms the development of sound theology, it also causes irreparable damage to the credibility of the church". The signatories, a group of predominantly German-speaking theologians asserted that "the freedom of theologians, and theology in the service of the church, regained by Vatican II, must not be jeopardised again." The signatories pledged their loyalty to the Pope, but argued that the teaching office of pope and bishops "cannot and must not supersede, hamper and impede the teaching task of theologians as scholars."
Sport
Sport in the city is principally focused on its football club N.E.C. Nijmegen or just NEC, short for Nijmegen Eendracht Combinatie, which plays at the 12,500 seat Stadion de Goffert. The club plays in the Eredivisie.
Bandy Vereniging Nijmegen is the biggest bandy club in the country. The national team got celebrated by over a hundred fans and Mayor Hubert Bruls after winning Division B of the 2018 Bandy World Championship.
The city is also home to one of the country's oldest cricket clubs, Quick 1888, a current member of the KNCB. Formed in 1888, the club is the largest cricket club in the east of the country and was formed 13 years after the first club, Utile Dulci from Deventer. The cricket club has both men's and women's teams. The city also has the Nijmegen Devils, an Ice hockey club. Nijmegen also plays host to the annual Zevenheuvelenloop (Seven Hills Run), an annual run recognised by the IAAF as a Bronze Label race.
Economy and infrastructure
Economy
The three main employers in Nijmegen are:
1. Radboud University;
2. The three hospitals in the city: Radboud University Medical Center, Sint Maartenskliniek, and Canisius-Wilhelmina Ziekenhuis (CWZ); and
3. The semiconductor industry. Nexperia and Ampleon (both spun off from NXP Semiconductors) are headquartered in the city. Multinational companies such as Qualcomm, Photronics Inc, and Applied Materials also have facilities in Nijmegen.
Other notable companies headquartered in Nijmegen include Synthon, a Dutch multinational pharmaceutical company and Vaxxinova, an EW group subsidiary which produces animal vaccines.
More room for the river Waal
To prevent flooding in the near future, the Dutch government is changing the course of more than 30 rivers throughout the country. These measures, taken along the rivers IJssel, Lek, Maas and Waal, are known as ‘Room for the River’. Room for the river Waal as it passes Nijmegen is one of these measures. As part of this, the artificial island Veur-Lent was created in 2015.
The river Waal not only has a sharp bend near Nijmegen, it also forms a bottleneck. In 1993 and 1995 this led to high water and floods. To prevent this from happening again and to protect inhabitants of the city and its surroundings against the water, work has been done to relocate the Waal dike in Lent and to excavate a large ancillary channel in the flood plains, creating an island in the Waal. The large-scale project involves the construction of three bridges, new dikes and concrete water barriers. On the island, a project of alleged sustainable urbanism is giving birth to an urban river park with possibilities for recreation, culture, water and nature.
Transport
Nijmegen has five train stations: Nijmegen, Nijmegen Dukenburg, Nijmegen Heyendaal, Nijmegen Lent and Nijmegen Goffert. The central station is connected to the national Intercity network. The bus company Breng (a subsidiary of Hermes) operates the city buses in the Arnhem-Nijmegen metropolitan area.
Like most Dutch cities, bicycles are an important mode of transport. The city is connected to Arnhem, to the north, by a "fietssnelweg" (fast cycle highway) which crosses the Snelbinder bridge in the city. During 2010–2012 the cycle highway received upgrades to further encourage the use of bicycles for transport between Nijmegen and Arnhem. In May 2016, the Dutch Fietsersbond (Cyclists' Union) awarded the 2016 Fietsstad (Cycling City) award to the city of Nijmegen.
The river is a busy freight transport route, with barges to the city as well as passing through on the way between the industrial regions of Germany and the docks at Amsterdam, Rotterdam and Hook of Holland. The Maas–Waal Canal also carries freight through the city.
Education
Nijmegen is host to Radboud University Nijmegen. Founded in 1923 as the first Catholic university in the Netherlands, it used to be called Catholic University of Nijmegen until 2004, when it took its current name. , it had 22,142 students and 4,921 staff in fte. Radboud University runs the High Field Magnetic Laboratory which is able to achieve some of the highest fields available in Europe at 38 teslas (continuous). The facility is available to outside users, primarily for research purposes.
The education and social work departments of the HAN University of Applied Sciences, school for higher-level vocational training are also located in Nijmegen, as are that school's medical departments.
In addition to these institutions, there is also an intermediate-level vocational school and a number of secondary schools: Groenschool Nijmegen, Kandinsky College, Nijmeegse Scholengemeenschap Groenewoud (NSG), Citadel College, Stedelijke Scholengemeenschap Nijmegen (SSGN), Canisius College, St. Jorisschool, Mondial College, the Stedelijk Gymnasium (formally the "Latijnse school", founded in the 16th century), the Karel de Grote College, Montessori College and the Dominicus College. Of note is also Leefwerkschool Eigenwijs, which caters to students from all over the Netherlands who have been repeatedly expelled from "regular" high schools. Leefwerkschool Eigenwijs has its roots in the local activist movement of the early 1980s and is the only school of its kind recognised in the Netherlands.
Nijmegen is also an important centre of Psycholinguistics, home to the Max Planck Institute of Psycholinguistics and the F.C. Donders Centre for Cognitive Neuroimaging.
The Nobel Prize for Physics in 2010 was awarded to Andre Geim and Konstantin Novoselov while at Radboud University "for groundbreaking experiments regarding the two-dimensional material graphene."
Notes
References
Literature
Bibliography
External links
https://en.intonijmegen.com
https://www.nijmegenmijnstad.nl
Cities in the Netherlands
Municipalities of Gelderland
Populated places in Gelderland
Populated places established in the 1st century
0s establishments in the Roman Empire
Free imperial cities
Members of the Hanseatic League
Roman legionary fortresses in Netherlands
Roman fortifications in Germania Inferior
|
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A nursery rhyme is a traditional poem or song for children in Britain and many other countries, but usage of the term dates only from the late 18th/early 19th century. The term Mother Goose rhymes is interchangeable with nursery rhymes.
From the mid-16th century nursery rhymes begin to be recorded in English plays, and most popular rhymes date from the 17th and 18th centuries. The first English collections, Tommy Thumb's Song Book and a sequel, Tommy Thumb's Pretty Song Book, were published by Mary Cooper in 1744. Publisher John Newbery's stepson, Thomas Carnan, was the first to use the term Mother Goose for nursery rhymes when he published a compilation of English rhymes, Mother Goose's Melody, or, Sonnets for the Cradle (London, 1780).
History
Lullabies
The oldest children's songs of which we have records are lullabies, intended to help a child fall asleep. Lullabies can be found in every human culture. The English term lullaby is thought to come from "lu, lu" or "la la" sounds made by mothers or nurses to calm children, and "" or "bye bye", either another lulling sound or a term for good night. Until the modern era lullabies were usually recorded only incidentally in written sources. The Roman nurses' lullaby, "Lalla, Lalla, Lalla, aut dormi, aut lacta", is recorded in a scholium on Persius and may be the oldest to survive.
Many medieval English verses associated with the birth of Jesus take the form of a lullaby, including "Lullay, my liking, my dere son, my sweting" and may be versions of contemporary lullabies. However, most of those used today date from the 17th century. For example, a well known lullaby such as "Rock-a-bye, baby on a tree top", cannot be found in records until the late-18th century when it was printed by John Newbery (c. 1765).
Early nursery rhymes
A French poem, similar to "Thirty days hath September", numbering the days of the month, was recorded in the 13th century. From the later Middle Ages there are records of short children's rhyming songs, often as marginalia. From the mid-16th century they begin to be recorded in English plays. "Pat-a-cake, pat-a-cake, baker's man" is one of the oldest surviving English nursery rhymes. The earliest recorded version of the rhyme appears in Thomas d'Urfey's play The Campaigners from 1698. Most nursery rhymes were not written down until the 18th century, when the publishing of children's books began to move from polemic and education towards entertainment, but there is evidence for many rhymes existing before this, including "To market, to market" and "Cock a doodle doo", which date from at least the late 16th century. Nursery rhymes with 17th century origins include, "Jack Sprat" (1639), "The Grand Old Duke of York" (1642), "Lavender's Blue" (1672) and "Rain Rain Go Away" (1687).
The first English collections, Tommy Thumb's Song Book and a sequel, Tommy Thumb's Pretty Song Book, were published by Mary Cooper in London in 1744, with such songs becoming known as 'Tommy Thumb's songs'. A copy of the latter is held in the British Library. John Newbery's stepson, Thomas Carnan, was the first to use the term Mother Goose for nursery rhymes when he published a compilation of English rhymes, Mother Goose's Melody, or, Sonnets for the Cradle (London, 1780). These rhymes seem to have come from a variety of sources, including traditional riddles, proverbs, ballads, lines of Mummers' plays, drinking songs, historical events, and, it has been suggested, ancient pagan rituals. One example of a nursery rhyme in the form a riddle is "As I was going to St Ives", which dates to 1730. About half of the currently recognised "traditional" English rhymes were known by the mid-18th century. More English rhymes were collected by Joseph Ritson in Gammer Gurton's Garland or The Nursery Parnassus (1784), published in London by Joseph Johnson.
19th century
In the early 19th century printed collections of rhymes began to spread to other countries, including Robert Chambers's Popular Rhymes of Scotland (1826) and in the United States, Mother Goose's Melodies (1833). From this period we sometimes know the origins and authors of rhymes—for instance, in "Twinkle Twinkle Little Star" which combines the melody of an 18th-century French tune "Ah vous dirai-je, Maman" with a 19th-century English poem by Jane Taylor entitled "The Star" used as lyrics.
Early folk song collectors also often collected (what are now known as) nursery rhymes, including in Scotland Sir Walter Scott and in Germany Clemens Brentano and Achim von Arnim in Des Knaben Wunderhorn (1806–1808). The first, and possibly the most important academic collection to focus in this area was James Orchard Halliwell's The Nursery Rhymes of England (1842) and Popular Rhymes and Tales in 1849, in which he divided rhymes into antiquities (historical), fireside stories, game-rhymes, alphabet-rhymes, riddles, nature-rhymes, places and families, proverbs, superstitions, customs, and nursery songs (lullabies). By the time of Sabine Baring-Gould's A Book of Nursery Songs (1895), folklore was an academic study, full of comments and footnotes. A professional anthropologist, Andrew Lang (1844–1912) produced The Nursery Rhyme Book in 1897.
20th century
The early years of the 20th century are notable for the illustrations to children's books including Randolph Caldecott's Hey Diddle Diddle Picture Book (1909) and Arthur Rackham's Mother Goose (1913). The definitive study of English rhymes remains the work of Iona and Peter Opie.
Meanings of nursery rhymes
Many nursery rhymes have been argued to have hidden meanings and origins. John Bellenden Ker (1765–1842), for example, wrote four volumes arguing that English nursery rhymes were actually written in 'Low Saxon', a hypothetical early form of Dutch. He then 'translated' them back into English, revealing in particular a strong tendency to anti-clericalism. Many of the ideas about the links between rhymes and historical persons, or events, can be traced back to Katherine Elwes's book The Real Personages of Mother Goose (1930), in which she linked famous nursery-rhyme characters with real people, on little or no evidence. She posited that children's songs were a peculiar form of coded historical narrative, propaganda or covert protest, and did not believe that they were written simply for entertainment.
Nursery rhyme revisionism
There have been several attempts, across the world, to revise nursery rhymes (along with fairy tales and popular songs). As recently as the late 18th century, rhymes like "Little Robin Redbreast" were occasionally cleaned up for a young audience. In the late 19th century the major concern seems to have been violence and crime, which led some children's publishers in the United States like Jacob Abbot and Samuel Goodrich to change Mother Goose rhymes.
In the early and mid-20th centuries this was a form of bowdlerisation, concerned with some of the more violent elements of nursery rhymes and led to the formation of organisations like the British 'Society for Nursery Rhyme Reform'. Psychoanalysts such as Bruno Bettelheim strongly criticized this revisionism, on the grounds that it weakened their usefulness to both children and adults as ways of symbolically resolving issues and it has been argued that revised versions may not perform the functions of catharsis for children, or allow them to imaginatively deal with violence and danger.
In the late 20th century revisionism of nursery rhymes became associated with the idea of political correctness. Most attempts to reform nursery rhymes on this basis appear to be either very small scale, light-hearted updating, like Felix Dennis's When Jack Sued Jill – Nursery Rhymes for Modern Times (2006), or satires written as if from the point of view of political correctness in order to condemn reform. The controversy in Britain in 1986 over changing the language of "Baa, Baa, Black Sheep" because, it was alleged in the popular press, it was seen as racially dubious, was apparently based only on a rewriting of the rhyme in one private nursery, as an exercise for the children.
Nursery rhymes and education
It has been argued that nursery rhymes set to music aid in a child's development. In the German Kniereitvers, the child is put in mock peril, but the experience is a pleasurable one of care and support, which over time the child comes to command for itself. Research also supports the assertion that music and rhyme increase a child's ability in spatial reasoning, which aid mathematics skills.
See also
Children's song
Counting-out game
Fingerplay
Folklore
Kidsongs
Limerick (poetry)
List of nursery rhymes
Oral tradition
Wee Sing
Notes
Citations
Sources
External links
Children's poetry
Children's songs
Early childhood education in the United Kingdom
|
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The New York Giants are a professional American football team based in the New York metropolitan area. The Giants compete in the National Football League (NFL) as a member club of the league's National Football Conference (NFC) East division. The team plays its home games at MetLife Stadium (shared with the New York Jets) in East Rutherford, New Jersey, west of New York City. The Giants hold their summer training camp at the Quest Diagnostics Training Center at the Meadowlands Sports Complex.
The Giants were one of five teams that joined the NFL in 1925, and are the only one of that group still existing, as well as the league's longest-established team in the Northeastern United States. The team ranks third among all NFL franchises with eight NFL championship titles: four in the pre–Super Bowl era (1927, 1934, 1938, 1956) and four since the advent of the Super Bowl (XXI (1986), XXV (1990), XLII (2007), and XLVI (2011)), along with more championship appearances than any other team, with 19 overall appearances. Their championship tally is surpassed only by the Green Bay Packers (13) and the Chicago Bears (9). Throughout their history, the Giants have featured 29 Hall of Fame players, including NFL Most Valuable Player (MVP) award winners Mel Hein, Frank Gifford, Y. A. Tittle, and Lawrence Taylor.
To distinguish themselves from the professional baseball team of the same name, the football team was incorporated as the "New York National League Football Company, Inc." in 1929 and changed to "New York Football Giants, Inc." in 1937. While the baseball team moved to San Francisco after the 1957 season, the football team continues to use "New York Football Giants, Inc." as its legal corporate name, and is often referred to by fans and sportscasters as the "New York Football Giants". The team has also acquired several nicknames, including "Big Blue", the "G-Men", and the "Jints", an intentionally mangled contraction seen frequently in the New York Post and New York Daily News, originating from the baseball team when they were based in New York. In addition, the team as a whole is occasionally referred to as the "Big Blue Wrecking Crew", even though this moniker primarily and originally refers to the Giants defensive unit during the 1980s and early-1990s.
The team's heated rivalry with the Philadelphia Eagles is the oldest of the NFC East rivalries, dating all the way back to 1933, and has been called the best rivalry in the NFL in the 21st century.
Team history
1925–1932: Early years and first championship
The Giants played their first game as an away game against All New Britain in New Britain, Connecticut, on October 4, 1925. They defeated New Britain 26–0 in front of a crowd of 10,000. The Giants were successful in their first season, finishing with an 8–4 record.
In its third season, the team finished with the best record in the league at 11–1–1 and was awarded the NFL title. After a disappointing fourth season (1928) owner Mara bought the entire squad of the Detroit Wolverines, principally to acquire star quarterback Benny Friedman, and merged the two teams under the Giants name.
In 1930, there were still many who questioned the quality of the professional game, claiming the college "amateurs" played with more intensity than professionals. In December 1930, the Giants played a team of Notre Dame All Stars at the Polo Grounds to raise money for the unemployed of New York City. It was also an opportunity to establish the skill and prestige of the pro game. Knute Rockne reassembled his Four Horsemen along with the stars of his 1924 Championship squad and told them to score early, then defend. Rockne, like much of the public, thought little of pro football and expected an easy win. But from the beginning it was a one-way contest, with Friedman running for two Giant touchdowns and Hap Moran passing for another. Notre Dame failed to score. When it was all over, Coach Rockne told his team, "That was the greatest football machine I ever saw. I am glad none of you got hurt." The game raised $100,000 for the homeless, and is often credited with establishing the legitimacy of the professional game for those who were critical. It also was the last game the legendary Rockne ever coached; he was killed in an airplane crash on March 31, 1931.
1933–1946: Record-setting defense and two championships
In a 14-year span from 1933 to 1947, the Giants qualified to play in the NFL championship game 8 times, winning twice. During this period the Giants were led by Hall of Fame coach Steve Owen, and Hall of Fame players Mel Hein, Red Badgro and Tuffy Leemans. The period also featured the 1944 Giants, which are ranked as the #1 defensive team in NFL history, "...a truly awesome unit". They gave up only 7.5 points per game (a record that still stands) and shut out five of their 10 opponents, though they lost 14-7 to the Green Bay Packers in the 1944 NFL Championship Game. The famous "Sneakers Game" was played in this era where the Giants defeated the Chicago Bears on an icy field in the 1934 NFL Championship Game, while wearing sneakers for better traction. The Giants played the Detroit Lions to a scoreless tie on November 7, 1943. To this day, no NFL game played since then has ended in a scoreless tie. The Giants were particularly successful from the latter half of the 1930s until the United States entry into World War II. They added their third NFL championship in 1938 with a 23–17 win over the Green Bay Packers.
1947–1963: "The Greatest Game Ever Played" and fourth title
The Giants did not win another league title until 1956, the first year the team began playing at Yankee Stadium in the Bronx borough of New York City. Aided by a number of future Pro Football Hall of Fame players such as running back Frank Gifford, linebacker Sam Huff, and offensive tackle Roosevelt Brown, as well as all-pro running back Alex Webster. The Giants' 1956 championship team not only included players who would eventually find their way to the Pro Football Hall of Fame, but a Hall of Fame coaching staff, as well. Head coach Jim Lee Howell's staff had Vince Lombardi coaching the offense and Tom Landry coaching the defense. From 1958 to 1963, the Giants played in the NFL Championship Game five times, but failed to win. Most significantly, the Giants played the Colts in the 1958 NFL Championship Game, which is considered a watershed event in the history of the NFL. The game, which the Giants lost in overtime 23–17, is often called "The Greatest Game Ever Played" and is considered one of the most important events in furthering the NFL's popularity. The following year, they lost the championship to the Colts again, giving up a 9–7 fourth-quarter lead en route to a 31–16 loss. Both the 1961 and 1962 championship game matched the Giants up against the Green Bay Packers, with the Giants losing both 37–0 and 16–7 respectively. In 1963, led by league MVP quarterback Y. A. Tittle, who threw a then-NFL record 36 touchdown passes, the Giants advanced to the NFL Championship Game, where they lost to the Bears 14–10 for their third consecutive championship loss, as well as their fifth loss in the title game in 6 years.
1964–1982: Postseason drought and resurgence
From 1964 to 1978, the Giants registered only two winning seasons and no playoff appearances. With players, such as Tittle and Gifford approaching their mid 30s, the team declined rapidly, finishing 2–10–2 in 1964. They rebounded with a 7–7 record in 1965, before compiling a league-worst 1–12–1 record, and allowing more than 500 points on defense in 1966. During the 1969 preseason, the Giants lost their first meeting with the New York Jets, 37–14, in front of 70,874 fans at the Yale Bowl in New Haven, Connecticut. Following the game, Wellington Mara fired coach Allie Sherman, and replaced him with former Giants fullback Alex Webster.
In 1967, the team acquired quarterback Fran Tarkenton from the Minnesota Vikings. Despite having several respectable seasons with Tarkenton at quarterback, including a 7–7 finish in 1967 and 9–5 in 1970, the Giants traded him back to the Vikings after a 4–10 finish in 1971. Tarkenton would go on to lead the Vikings to three Super Bowls and earn a place in the Hall of Fame, while the Giants suffered through one of the worst stretches in their history, winning only 23 games from 1973 to 1979. Before the 1976 season, the Giants tried to revive a weak offense by replacing retired RB Ron Johnson with future Hall of Fame fullback Larry Csonka, but Csonka was often injured and ineffective during his 3 years in New York. The 1977 season featured a roster that included three rookie quarterbacks.
The Giants were allowed to play their home games at the Yale Bowl in New Haven, Connecticut in 1973 and 1974, and at Shea Stadium (home of the Mets and Jets) in Queens, New York in 1975, due to the renovation of Yankee Stadium. They finally moved into their own dedicated state-of-the-art stadium in 1976, when they moved into Giants Stadium at the Meadowlands in East Rutherford, New Jersey, located 5 miles west of New York City. One of the low points during this period was the play known as the "Miracle at the Meadowlands", which occurred in 1978. With the Giants trying to kill the clock and secure a win against the Philadelphia Eagles, offensive coordinator, Bob Gibson, chose to call a running play. This resulted in "The Fumble" by QB Joe Pisarcik that was returned for a game-winning touchdown by the Eagles' Herman Edwards.
The Giants' front office operations were complicated by a long-standing feud between Wellington Mara and his nephew, Tim Mara. Jack Mara had died in 1965, leaving his share of the club to his son Tim. Wellington and Tim's personal styles and their visions for the club clashed, and eventually they stopped talking to each other. Commissioner Rozelle intervened and appointed a neutral general manager, George Young, allowing the club to operate more smoothly. The feud became moot on February 20, 1991, when Tim Mara sold his shares in the club to Preston Robert Tisch.
In 1979, the Giants began the steps that would, in time, return them to the pinnacle of the NFL. These included the drafting of quarterback Phil Simms in 1979, and linebacker Lawrence Taylor in 1981. In 1981, Taylor won the NFL's Defensive Rookie of the Year and Defensive Player of the Year awards and the Giants made the playoffs for the first time since 1963. One of the few bright spots during this time was the team's excellent linebackers, who were known as the Crunch Bunch. After the strike-shortened 1982 season, in which they finished 4–5, head coach Ray Perkins resigned to succeed the legendary Bear Bryant as head coach at the University of Alabama. In a change that would prove crucial in the coming years, he was replaced by the team's defensive coordinator, Bill Parcells.
1983–1990: Bill Parcells era
In 1983, Bill Parcells was promoted to head coach from defensive coordinator. One of his first moves was to change his starting quarterback, sitting the injury-prone and struggling Phil Simms (who had missed the entire 1982 season with an injury) and electing instead to go with Scott Brunner, who had gone 4-5 as the starter in place of Simms in the strike-shortened previous season. Parcells went as far as to demote Simms to the third-string position, promoting Jeff Rutledge over Simms to be Brunner's backup. Parcells later said the move was a mistake and one he "nearly paid for dearly" as the team finished with a 3–12–1 record and his job security was called into question.
In the offseason the Giants released Brunner and named Simms the starter. The move paid off as the team won nine games and returned to the playoffs. After beating the Los Angeles Rams in the Wild Card Round, the Giants prepared for a showdown against top-seeded San Francisco. The 49ers defeated the Giants 21–10 in the Divisional Round.
The 1985 Giants compiled a 10–6 record and avenged their loss against San Francisco by beating them in the Wild Card round 17–3. However, they again lost in the Divisional Round, this time to the eventual Super Bowl champion Bears, by a score of 21–0. However, the following season would end with the Giants winning their first Super Bowl championship.
1986: First Super Bowl
After 9–7 and 10–6 finishes in 1984 and 1985 respectively, the Giants compiled a 14–2 record in 1986 led by league MVP and Defensive Player of the Year Lawrence Taylor and the Big Blue Wrecking Crew defense. As of 2017, this is the Giants' best regular season record since the NFL began playing 16-game seasons in 1978. After clinching the top seed in the NFC, the Giants defeated the 49ers 49–3 in the divisional round of the NFC playoffs and the Redskins 17–0 in the NFC championship game, advancing to their first Super Bowl, Super Bowl XXI, against the Denver Broncos at the Rose Bowl in Pasadena. Led by MVP Simms who completed 22 of 25 passes for a Super Bowl record 88% completion percentage, they defeated the Broncos 39–20, to win their first championship since 1956. In addition to Phil Simms and Lawrence Taylor, the team was led during this period by head coach Bill Parcells, tight end Mark Bavaro, running back Joe Morris, and Hall of Fame linebacker Harry Carson.
The Giants struggled to a 6–9 record in the strike-marred 1987 season, due largely to a decline in the running game, as Morris managed only 658 yards behind an injury-riddled offensive line. The early portion of the 1988 season was marred by a scandal involving Lawrence Taylor. Taylor had abused cocaine and was suspended for the first four games of the season for his second violation of the league's substance-abuse policy. Despite the controversy, the Giants finished 10–6, and Taylor recorded 15.5 sacks after his return from the suspension; however, the team missed the playoffs in their last game of the season. They surged to a 12–4 record in 1989, but lost to the Los Angeles Rams in their opening playoff game when Flipper Anderson caught a 47-yard touchdown pass to give the Rams a 19–13 overtime win.
1990: Second Super Bowl
In 1990, the Giants went 13–3 and, at the time, set an NFL record for fewest turnovers in a season (14). They defeated the San Francisco 49ers, who were attempting to win the Super Bowl for an unprecedented third straight year, 15–13 at San Francisco and then defeated the Buffalo Bills 20–19 in Super Bowl XXV.
1991–1996: Decline and rebuild
Following the 1990 season, Parcells resigned as head coach and was replaced by the team's offensive-line coach Ray Handley. Handley served as coach for two disappointing seasons (1991 and 1992), which saw the Giants fall from Super Bowl champions to an 8–8 record in 1991 and a 6–10 record in 1992. He was fired following the 1992 season, and replaced by former Denver Broncos' coach Dan Reeves. In the early 1990s, Simms and Taylor, two of the stars of the 1980s, played out the last seasons of their careers with steadily declining production. The Giants experienced a resurgent season with Reeves at the helm in 1993 however, and Simms and Taylor ended their careers as members of a playoff team.
The Giants initially struggled in the post Simms/Taylor era. After starting 3–7 in 1994, the Giants won their final six games to finish 9–7 but missed the playoffs. Quarterback Dave Brown received heavy criticism throughout the season. Brown performed poorly the following two seasons, and the Giants struggled to 5–11 and 6–10 records. Reeves was fired following the 1996 season.
1997–2003: Jim Fassel era
In 1997, the Giants named Jim Fassel, who had spent the previous season as offensive coordinator of the Arizona Cardinals, as their 16th head coach. Fassel named Danny Kanell the team's starting quarterback. The Giants finished the 1997 season with a record of 10–5–1 and qualified for the playoffs for the first time in four years. However, they lost in the Wild Card round to the Vikings at home. The following year, the Giants began the season 4–8 before rallying to finish the season 8–8. One of the notable games of that season was a win over the eventual Super Bowl champion Denver Broncos in week 15, giving the Broncos their first loss of the season after starting 13–0.
Before the 1999 season, the Giants signed ex-Carolina Panthers quarterback Kerry Collins. Collins was the first-ever draft choice of the expansion Carolina Panthers in 1995, and led the Panthers to the NFC Championship game in his second season. However, problems with alcohol, conflicts with his teammates and questions about his character led to his release from the Panthers. The Giants finished the season with a 7–9 record, Fassel's first losing season as head coach.
In 2000, the Giants were looking to make the playoffs for the first time in three seasons. The Giants started the season 7–2, but suffered back-to-back home losses to St. Louis and Detroit to make their record 7–4 and call their playoff prospects into question. At a press conference following the Giants' loss to Detroit, Fassel guaranteed that "this team is going to the playoffs". The Giants responded, winning the rest of their regular season games to finish the season 12–4 and clinch the top seed in the NFC. In the Divisional Round, the Giants beat the Philadelphia Eagles 20–10 at home to qualify for the NFC Championship Game, in which they defeated the Minnesota Vikings 41–0. They advanced to play the Baltimore Ravens in Super Bowl XXXV. Though the Giants went into halftime down only 10–0, the Ravens dominated the second half. Their defense harassed Kerry Collins all game long, resulting in Collins completing only 15 of 39 passes for 112 yards and 4 interceptions. The Ravens won the game 34–7.
After a disappointing 7–9 record in 2001, the Giants finished the 2002 season with a record of 10–6, qualifying for the playoffs as a wild card. This set up a meeting with the San Francisco 49ers in Candlestick Park in the Wild Card round. The Giants built up a sizable lead throughout the game, and led 38–14 with 4:27 left in the third quarter. However, San Francisco rallied to win the game by one point, with the final score of 39–38.
After a dismal 2003 season in which the Giants finished with a 4–12 record, Jim Fassel was released by the Giants. His head coaching record with the Giants during this time was 58–53–1.
2004–2016: Tom Coughlin/Eli Manning era
In 2004, three years after their last Super Bowl appearance, Fassel was replaced by Tom Coughlin. Although Collins had several solid seasons as the Giants quarterback, he experienced his share of struggles. In 2004, the Giants completed a draft day trade for University of Mississippi quarterback Eli Manning. Manning became the team's starting quarterback in the middle of the 2004 season, taking over for Kurt Warner. During the three-year period from 2004 to 2006, Tom Coughlin's Giants compiled a 25–23 regular season record and two appearances in the Wild Card Round — both losses (to the Carolina Panthers in 2005 and to the Philadelphia Eagles in 2006.) and spawned intense media scrutiny concerning the direction of the team. During this period in their history, standout players included defensive end Michael Strahan, who set the NFL single season record in sacks in 2001, and running back Tiki Barber, who set a team record for rushing yards in a season in 2005. Barber retired at the end of the 2006 season.
2007: Third Super Bowl
Going into 2007, the Giants had made the playoffs in back-to-back seasons. In 2007, the Giants became the third NFL franchise to win at least 600 games when they defeated the Atlanta Falcons 31–10 on Monday Night Football. For the 2007 season, the NFL scheduled the Giants' road game against the Miami Dolphins on October 28 in London's Wembley Stadium; this was the first NFL regular season game to be played outside of North America. The Giants defeated the Dolphins, 13–10. The Giants finished 10–6, and became NFC Champions after defeating the Tampa Bay Buccaneers, Dallas Cowboys, and Green Bay Packers in the NFC Playoffs. They set a record for most consecutive road wins in a single season with 10 (a streak which ended with a loss to the Cleveland Browns during week 6 of the 2008 season).
The Patriots (18–0) entered the Super Bowl undefeated and were 12 point favorites going into game weekend. The Giants defeated the Patriots 17–14 in Super Bowl XLII, aided by the famous "Manning to Tyree" pass. On this famous play, Manning escaped the grip of several Patriots defensive linemen, stepped up in the pocket, and heaved the ball down the middle of the field to a double-covered David Tyree. With Rodney Harrison, a Patriots defensive back, all over Tyree, David managed to hold on to the ball by holding it on his helmet until he fell to the ground. This catch set up a Manning to Plaxico Burress touchdown pass in the back of the end zone to put the Giants in the lead. It was the third biggest upset by betting line in Super Bowl history (the Baltimore Colts were favored by 17 over the New York Jets in Super Bowl III, and the St. Louis Rams were favored by 14 over the New England Patriots in Super Bowl XXXVI). Co-owner John Mara described it as "the greatest victory in the history of this franchise, without question".
2008–2010: Late season collapses
The Giants began the 2008 NFL season with a record of 11–1, but lost three of their last four regular season games partially due to a self-inflicted gunshot wound to wide receiver Plaxico Burress. However, the Giants still won the NFC East with a record of 12–4, and clinched the number one seed in the NFC after beating the Carolina Panthers for home-field advantage and a first-round bye. In the Divisional Round of the playoffs, the Giants lost 23–11 to the Philadelphia Eagles at home.
In 2009, the Giants opened a new training complex, the Timex Performance Center, also located in the Meadowlands. After starting 5–0 in the 2009 season, New York lost to the likewise undefeated New Orleans Saints at the Superdome 48–27, beginning a four-game losing streak, in which they lost to the Arizona Cardinals 24–17, the San Diego Chargers 21–20 and the Philadelphia Eagles 40–17. The streak was broken with a 34–31 overtime victory against the Falcons. On Thanksgiving night, they lost to the Denver Broncos 26–6. The Giants next beat the division-leading Cowboys. A week later, with a record of 7–5, they lost to the Philadelphia Eagles, 45–38. On December 27, the Giants lost to the Carolina Panthers 41–9 in their final game at Giants Stadium, and were eliminated from playoff eligibility. The Giants finished the season 8–8.
Following the season, the Giants fired first-year defensive coordinator Bill Sheridan, and replaced him with the former Buffalo Bills interim head coach, Perry Fewell. The Giants defense finished 13th overall under Sheridan, giving up 324.9 yards per game, and the final two losses of the season against Carolina and Minnesota, in which the Giants gave up 85 points, ultimately led to the firing.
In 2010, the Giants moved from Giants Stadium into MetLife Stadium, then known as the "New Meadowlands Stadium". They won against the Panthers in the first game at the New Meadowlands, but then lost to the Colts in the second "Manning Bowl", so-called due to Eli Manning's brother Peyton playing for the Colts. The Giants dropped one game to the Tennessee Titans before going on a five-game winning streak, beating the Bears, Houston Texans, Lions, Cowboys, and Seattle Seahawks. Before long, the Giants were 6–2, but lost two straight to division foes: to the Cowboys 33–20 at home, and to the Eagles on the road, putting the G-Men in second place in the NFC East at 6–4. In first place was the Eagles, but at December 19 they were both tied for first place at 8–4, setting up a match for first place. The Giants were at home, and led 24–3 over the Eagles at halftime. The score was 31–10 with 5:40 left in the game, but Michael Vick led the Eagles to three touchdown drives to tie the game up at 31 with 40 seconds left. After a Giants three-and-outs, Matt Dodge punted the ball to DeSean Jackson, who returned it for a touchdown, concluding the Giants' epic collapse. The next game, the Giants lost to the eventual Super Bowl Champion Green Bay Packers 45–17, and at 9–6, they faced the Redskins. They had to win and have the Packers lose in order to get into the playoffs. The Giants won 17–14, but the Packers beat the Bears 10–3, so the Giants missed out on the playoffs again, ending a collapse in which the Giants went 4–4 in their last eight games.
2011: Fourth Super Bowl
During the 2011 preseason, the Giants lost Kevin Boss, Steve Smith, Rich Seubert, Keith Bulluck, Derek Hagan, and Pro Bowl center Shaun O'Hara to free agency. However, the season also saw the emergence of second-year wide receiver Victor Cruz and second-year tight end Jake Ballard. The Giants opened their season with a 28–14 loss to the Washington Redskins at FedEx Field on the 10th anniversary of the September 11th attacks. However, the Giants secured a 6–2 record by the midpoint of the season, including road victories over the Philadelphia Eagles and the New England Patriots. The latter victory ended the Patriots' NFL record home-game winning streak, after a touchdown pass from Manning to Jake Ballard with 15 seconds left in the game.
However, the Giants then suffered a four-game losing streak, including road losses against the resurgent San Francisco 49ers and the New Orleans Saints and home losses to the Eagles and the then-undefeated Green Bay Packers, to make their record 6–6 entering December. The Giants broke their losing streak with a tightly contested 37–34 road victory over the Cowboys on December 11, but lost at home to the Washington Redskins the following week to make their record 7–7 with a Christmas Eve showdown against their crosstown rival New York Jets the following week. The Giants won, 29–14, and knocked the Eagles out of playoff contention, to set up a Week 17 home game against the Cowboys in which the winner would clinch the NFC East while the loser would be eliminated from playoff contention. The game was flexed into Sunday Night Football. The Giants defeated the Cowboys, 31–14, and clinched the NFC East title and the fourth seed in the playoffs. Wide receiver Victor Cruz finished the regular season with 1,536 receiving yards, breaking the Giants franchise record previously held by Amani Toomer.
On January 8, 2012, in the first round of the playoffs, the Giants defeated the Atlanta Falcons 24–2. After giving up an early safety in the first half, quarterback Eli Manning threw for three consecutive touchdowns. Running backs Ahmad Bradshaw and Brandon Jacobs combined for 172 yards rushing, a season-high for the Giants. With the victory, the Giants advanced to the second round against the top-ranked Green Bay Packers.
On January 15, 2012, the Giants defeated the Green Bay Packers 37–20. Eli Manning threw for 330 yards and 3 touchdowns, two of which to wide receiver Hakeem Nicks. This earned the Giants a spot in the NFC Championship Game on January 22, 2012, against the San Francisco 49ers. They won this game 20–17, in overtime, with Tynes scoring the winning field goal as he did four years earlier in the same game against the Packers.
The New York Giants won Super Bowl XLVI against the New England Patriots with a score of 21–17. The winning touchdown was preceded by a 38-yard reception by receiver Mario Manningham. As in Super Bowl XLII, Eli Manning was Super Bowl MVP, defeating the Patriots for a second time in the Super Bowl.
Ahmad Bradshaw scored the game-winning touchdown by falling into the end zone. The Patriots were allowing Bradshaw to get the touchdown so they would get the ball with some time remaining. When Eli Manning handed the ball to Bradshaw, he told him not to score. Bradshaw was about to fall down at the 1-yard line but his momentum carried him in, thus the "reluctant touchdown."
As was the case in each of their four previous Super Bowl appearances, the Giants trailed at halftime. They are the only team in NFL history to have more than two second half, come-from-behind, Super Bowl victories (4). The Pittsburgh Steelers, who accomplished the feat in Super Bowl X and Super Bowl XIV, are the only other team to do it more than once.
2012–2015: Post-Super Bowl struggles
The Giants began the 2012 season with a home loss to the Cowboys, but rebounded to finish October with a 6–2 record and on a four-game winning streak that included a 26–3 road victory against the eventual NFC champion San Francisco 49ers. Following the arrival of Hurricane Sandy in the Northeastern United States, the Giants lost back-to-back games against the Steelers and Bengals to fall to 6–4. Despite impressive blowout home victories over the Packers, Saints and Eagles, the Giants finished the season 9–7 and out of the playoffs. Quarterback Eli Manning, defensive end Jason Pierre-Paul, wide receiver Victor Cruz, and guard Chris Snee represented the Giants at the Pro Bowl.
The 2013 season began with hope that the Giants could become the first team to play in the Super Bowl in their home stadium, as MetLife Stadium was scheduled to host Super Bowl XLVIII that February. However, the Giants' playoff hopes took a massive hit when they lost the first six games of the season. They rebounded to win the next four games in a row to improve to 4–6, but lost a critical home game to the Cowboys on a last-minute field goal. They finished the season 7–9 and with a losing record for the first time since 2004. The Giants drafted rookie wide receiver Odell Beckham Jr. in the 2014 NFL Draft, who would later go on to win the AP Offensive Rookie of the Year award. However, the Giants missed the playoffs for a third straight season, finishing with a 6–10 record. The 2015 season was another disappointing campaign, as the Giants showcased a struggling defense and several late-game collapses. The Giants finished the season with a 6–10 record and missed the playoffs.
2016: Back to the playoffs
On January 14, 2016, the Giants announced that Ben McAdoo would become the team's head coach. He replaced Tom Coughlin, who had resigned the previous week. The Giants turned it around in 2016, ending their five-year playoff drought. The Giants later lost to the Green Bay Packers 38–13 in the Wild Card round.
2017–present: Further struggles
After having high expectations due to their 11–5 record in 2016, the Giants had an unexpected 0–5 start to the season, before pulling a massive upset versus the Broncos at Sports Authority Field at Mile High for their first win of the season. However, during the Week 5 game against the Los Angeles Chargers, Odell Beckham Jr. fractured his ankle, an injury that ended his season. During the same game, the Giants also lost wide receivers Brandon Marshall and Dwayne Harris to season-ending injuries. The season was also marred by suspensions of Dominique Rodgers-Cromartie and Janoris Jenkins. The Giants finished the 2017 season with a 3–13 record, the second-worst in the league. This was also the first time since 1983 in which the Giants finished the regular season with three or less wins, and their worst record since the 16 game season was adopted in the NFL.
The season was also highlighted the controversial benching of longtime quarterback Eli Manning in Week 13, and the high-profile firings of head coach Ben McAdoo and General Manager Jerry Reese, who were the first mid-season staff firings since the 1976 Giants' season. Manning was eventually renamed the starter in Week 14. Subsequently, the disastrous season led to the team being awarded the second overall pick in the 2018 NFL Draft, which they utilized to select Saquon Barkley from Penn State. Despite Barkley's selection, several questions pertained into the following season around the team's offensive line and long-term future at quarterback.
The 2018 season began with Pat Shurmur being hired as the new head coach. Despite starting 1–7 for the second consecutive year, the Giants managed to marginally improve on their 3–13 campaign by finishing the season 5–11 in a 30-27 Overtime win against the Chicago Bears. After defeating the Washington Redskins in Week 14, the Giants became the first team in NFL history to win 100 regular season games against an opponent. However, this ensured last place in the NFC East for the second straight year, marking the first time they were division rock bottom in back-to-back years since 1995 and 1996. The season was also highlighted by blown fourth-quarter leads which was similar to their 2015 team, where the Giants were in 12 one-possession games, and lost 8 of those by 7 points or less. Following the season's end, the team were placed to select sixth overall in the 2019 NFL Draft. Barkley impressed in his rookie season, breaking several NFL and Giants team records for a rookie, including having the most receptions by a running back (91), most rushing touchdowns (11), most rushing yards (1,307), and most touchdowns in a season (15). He was also selected to the 2019 Pro Bowl, alongside fellow teammates Olivier Vernon, Landon Collins, and Aldrick Rosas.
After the 2019 season, the Giants' longtime quarterback, Eli Manning, retired after spending 16 seasons with the organization, while the team finished the season with a 4–12 record. At the start of the 2020 season, Daniel Jones took over as starting quarterback as the Giants finished 6–10, while tight end Evan Engram and cornerback James Bradberry were named to the 2021 Pro Bowl as reserves.
Timeline
Championships
League championships
The Giants have won a total of eight League Championships: 1927, 1934, 1938, 1956, 1986, 1990, 2007 and 2011. The first four of those championships came in the pre-Super Bowl era. New York's eight championships put them third among all active and defunct NFL teams, trailing only the Green Bay Packers (13) and the Chicago Bears (9).
Pre-Super Bowl NFL championships
Before the Super Bowl was instituted, the Giants won four officially recognized NFL championships.
Super Bowl championships
The Giants have won four Super Bowls, tied with Green Bay for the fifth most behind Dallas, San Francisco (both with 5), and New England and Pittsburgh (6 each).
NFC championships
The Giants have won five NFC Championship Games, including two in overtime in 2007 and 2011.
Logos and uniforms
With nearly 100 years of team history, the Giants have used numerous uniforms and logos, while maintaining a consistent identity. The Giants' logos include several incarnations of a giant quarterback preparing to throw a football, a lowercase "ny", and stylized versions of the team nickname.
Giants' jerseys are traditionally blue or red (or white with blue or red accents), and their pants alternate between white and gray. Currently, the Giants wear home jerseys that are solid blue with white block numbering, white pants with five thin blue/gray/red/gray/blue stripes on the pant legs, and solid blue socks. For this they gained their most renowned nickname, "Big Blue". For road uniforms, they wear a white jersey with red block numbering and red "Northwestern" stripes on the sleeves, gray pants with three thin non-contiguous red/blue/red stripes on the pant legs, and solid red socks. The Giants' current helmet is metallic blue with white block numbers, which are frontally mounted and base mounted on either side of a red stripe running down the center or frontally mounted and base mounted on the red center stripe itself. The Giants, along with the Pittsburgh Steelers, are one of only two teams in the NFL to have the players' uniform numbers on both the front and back of the helmets. The helmet is adorned on both sides with the stylized white lower case "ny" logo and features a gray facemask. The home uniforms are generally similar to the design used from 1966 to 1974, but with some slight elements from the 1956–1961 uniforms. The road uniforms are essentially a modernization of the design used from 1956 to 1961. Additionally, the Giants had a third jersey until the 2009 season, which recalled the Giants' solid red home jerseys from the early 1950s: a solid red alternate with white block numbers. These jerseys were used a total of four times, but have since been retired. They were used once in 2004 against the Philadelphia Eagles and in three consecutive years – 2005, 2006, and 2007 – against the Dallas Cowboys.
Ownerships, financial history and fan base
The Giants have had a long and, at times, turbulent financial history. The team was founded by Tim Mara with an investment of US$500 in 1925 and became one of the first teams in the then five-year-old NFL. To differentiate themselves from the baseball team of the same name, they took the name "New York Football Giants", which they still use as their legal corporate name.
Although the Giants were successful on the field in their initial seasons, their financial status was a different story. Overshadowed by baseball, boxing, and college football, professional football was not a popular sport in 1925. The Giants were in dire financial straits until the 11th game of the season when Red Grange and the Chicago Bears came to town, attracting over 73,000 fans. This gave the Giants a much needed influx of revenue, and perhaps altered the history of the franchise. The following year, Grange and his agent formed a rival league and stationed a competing team, led by Grange, in New York. Though the Giants lost $50,000 that season, the rival league folded and was subsumed into the NFL. Following the 1930 season, Mara transferred ownership of the team over to his two sons to insulate the team from creditors, and by 1946, he had given over complete control of the team to them. Jack, the older son, controlled the business aspects, while Wellington controlled the on-field operations. After their initial struggles the Giants financial status stabilized, and they led the league in attendance several times in the 1930s and 1940s.
By the early 1960s, the Giants had firmly established themselves as one of the league's biggest attractions. However, rather than continuing to receive their higher share of the league television revenue, the Mara sons pushed for equal sharing of revenue for the benefit of the entire league. Revenue sharing is still practiced in the NFL today, and is credited with strengthening the league. After their struggles in the latter half of the 1960s and the entire 1970s, the Giants hired an outsider, George Young, to run the football operations for the first time in franchise history. The Giants' on-field product and business aspects improved rapidly following the move.
In 1991, Tim Mara, grandson of the founder, was struggling with cancer and sold his half of the team to Bob Tisch for a reported $80 million. This marked the first time in franchise history the team had not been solely owned by the Mara family. In 2005, Wellington Mara, who had been with the team since its inception in 1925 when he worked as a ball boy, died at the age of 89. His death was followed two weeks later by the death of Tisch. In 2015, Wellington's widow and Giants co-owner Ann died due to complications from a head injury suffered in a fall. She was 85 years old.
In 2010, MetLife Stadium opened, replacing Giants Stadium. The new stadium is a 50/50 partnership between the Giants and Jets, and while the stadium is owned by the New Jersey Sports and Exposition Authority on paper, the two teams jointly built the stadium using private funds, and administer it jointly through New Meadowlands Stadium Corporation. The Giants had previously planned a $300 million renovation to the Meadowlands, before deciding in favor of the new stadium which was originally estimated to cost approximately $600 million, before rising to an estimated cost of one billion dollars. One advantage gained by owning the stadium is that the teams saved considerable money in tax payments. The teams leased the land from the state at a cost of $6.3 million per year. The state paid for all utilities, including the $30 million needed to install them.
The Giants are owned and operated by John Mara and Steve Tisch. Forbes magazine estimated the value of the team in 2012 to be $1.3 billion. This ranks the New York Giants as the fourth most valuable franchise in the NFL and the ninth most valuable professional sports franchise in the world. The value has steadily increased from $288 million in 1998, to their current value. The magazine estimated their revenue in 2006 at $182 million, of which $46 million came from gate receipts. Operating income was $26.9 million, and player salary was $102 million. Current major sponsors include Gatorade, Anheuser Busch, Toyota, and Verizon Wireless. Recent former sponsors include Miller Brewing and North Fork Bank. Luxury suites, retail and game day concessions at the new stadium are provisioned and operated by global hospitality giant Delaware North. The team's average ticket price is $72.
The Giants draw their fans from the New York metropolitan area. Since their move to New Jersey in 1976, fans from each state have claimed the team as their own. In January 1987, shortly before the team won Super Bowl XXI, then New York City mayor Ed Koch labeled the team "foreigners" and said they were not entitled to a ticker-tape parade in New York City. On February 5, 2008, the city, under mayor Michael Bloomberg, threw a ticker tape parade in honor of the Giants' Super Bowl XLII victory at the Canyon of Heroes in lower Manhattan. New York City held another ticker tape parade on February 7, 2012, in honor of the Giants' Super Bowl XLVI victory. According to a team spokesman, in 2001, 52 percent of the Giants' season ticket-holders lived in New Jersey. Most of the remaining ticket holders lived in New York State with some coming from other states.
Through the lean years of the 1960s and 1970s the Giants, in spite of a 17-year-long playoff drought, still accumulated a 20-year-long waiting list for season tickets. It has been estimated that the Giants have a waiting list of 135,000 people, the largest of any North American professional sports franchise.
Rivalries
Philadelphia Eagles
The rivalry between the New York Giants and the Philadelphia Eagles is one of the oldest in the NFL, dating back to 1933. The two teams have frequently fought for playoff contention, NFC East titles, and respect. While the Giants have dominated this rivalry throughout most of its history, the series began to even after the 1980s, with the Eagles going 22–21 against New York through the 1990s and 2000s. Philadelphia then dominated New York in the 2010s with a 16–4 record to claim their first lead in the series. The Eagles lead the all-time series 90–88–2 as of the 2021 season. The two teams have met four times in the postseason, with each team winning two games. Three of those four playoff meetings were held in the 2000s decade. New York City and Philadelphia have a strong geographic rivalry, as seen in other professional sports such as the Mets–Phillies rivalry in Major League Baseball, and the Flyers–Rangers and Devils–Flyers rivalries in the National Hockey League.
Washington Commanders
The Giants have an old and storied rivalry with Washington, dating back to 1932. While this rivalry is typically given less significance than the rivalries with the Eagles and Cowboys, there have been periods of great competition between the two. In the 1980s the Giants and Redskins, as they were then known, clashed as both struggled against each other for division titles and even Super Bowl Championships. Most notable among these is the 1986 NFC Championship game in which the Giants defeated the Redskins 17–0 to earn their first ever trip to the Super Bowl. Wellington Mara always felt this was the Giants oldest and truest rival, and after passing away in 2005, the Giants honored their longtime owner by defeating the Redskins 36–0 at home. The Giants lead this series 105–70–4 as of the 2021 season. The Giants 105 wins against the Washington Commanders are the most wins for one team against one opponent in NFL history.
Dallas Cowboys
The Giants have maintained a fierce divisional rivalry with the Dallas Cowboys since the Cowboys first began play in 1960. The two teams have a combined nine Super Bowl victories between them, and have played many games in which the NFC East title was at stake. The rivalry is unique among professional sports as it is the only divisional rivalry between sports teams from New York City and Dallas, partially due to the large distance between the two cities. The Cowboys lead the regular season series 71–47–2, while the Giants hold the lone playoff victory between the two teams, held at the conclusion of the 2007 season.
San Francisco 49ers
Despite never being in the same division, the Giants and 49ers have developed a heated rivalry over the years. The two teams have met eight times in the playoffs (including two NFC Championship Games, both won by New York) since 1982, which is the most of any two teams in that span. In the overall series, both the Giants and 49ers are tied 21–21, while the postseason series are also tied 4–4. Five of the eight times the Giants and 49ers have played in the postseason, the winner of their game has gone on to win the Super Bowl.
Chicago Bears
The Giants and Bears squared off in six NFL championship games, more than any common matchup in either the NFL championship game or Super Bowl. Though the Bears won four of the six championship games, one of the Giants' two championship victories included the Sneakers Game that took place in the 1934 NFL Championship Game. The two teams also met in the 1985 and 1990 playoffs, splitting each meeting en route to a Super Bowl championship (Bears in Super Bowl XX, Giants in Super Bowl XXV). The Bears lead the all-time series 36–24–2, including a 5–3 postseason record.
New York Jets
The Giants and Jets for many years had the only intracity rivalry in the NFL, made even more unusual by sharing a stadium. They have met annually in the preseason since 1969. Since 2011, this meeting has been known as the "MetLife Bowl", after the naming sponsor of the teams' stadium. Regular season matchups between the teams occur once every four years, as they follow the NFL scheduling formula for interconference games. Since the two teams play each other so infrequently in the regular season, some, including players on both teams, have questioned whether the Giants and Jets have a real rivalry. A memorable regular season game was in 1988, when the Giants faced off against the Jets in the last game of the season, needing a victory to make the playoffs. The Jets played spoiler, however, beating the Giants 27–21 and ruining the latter's playoff hopes. A different scenario unfolded during the penultimate regular season game of 2011 as the "visiting" Giants defeated the Jets 29–14. The victory simultaneously helped eliminate the Jets from playoff contention and propel the Giants to their own playoff run and eventual win in Super Bowl XLVI. The Giants lead the overall regular season series 8–6 and have won five of the last seven meetings.
New England Patriots
The two teams rarely played each other given they were on opposite conferences, but the rivalry gained notoriety in the late 2000s thanks to some close contests and memorable moments between Tom Brady and Eli Manning. In the 2007 season, the Patriots defeated the Giants 38–35 to clinch a perfect 16–0 regular season, but could not finish a perfect 19–0 season in Super Bowl XLII following a 17–14 defeat. That game featured the now-iconic Helmet Catch from David Tyree. The Giants also defeated the Patriots in Super Bowl XLVI, a 21–17 victory.
Players
Current roster
Retired numbers
Notes:
1 Retired in 1935, this was the first number to be retired in professional football.
2 Posthumous honor.
3 The number 14 was retired in honor of Ward Cuff in 1946. Y. A. Tittle requested 14 after the Giants traded for him in 1961, and it was retired a second time in 1964 at the conclusion of Tittle's playing career. The number is now retired in honor of both players.
Pro Football Hall of Famers
In the Pro Football Hall of Fame, the Giants boast the second-most enshrined members with 29. Tim Mara, Mel Hein, Pete Henry, Cal Hubbard and Jim Thorpe were a part of the original class of inductees in 1963, while defensive end Michael Strahan, the most recent Giant inducted, was a part of the Class of 2014. Numerous members, including Larry Csonka, Ray Flaherty, Joe Guyon, Pete Henry, Arnie Herber, Cal Hubbard, Tom Landry, Don Maynard, Hugh McElhenny, Jim Thorpe, and Kurt Warner were at one time associated with the New York Giants, but they were inducted largely based on their careers with other teams.
Ring of Honor
The New York Giants unveiled their own Ring of Honor on October 3, 2010, during halftime of their Sunday Night Football matchup with the Chicago Bears. John Mara had long wished to create a Giants Ring of Honor and Hall of Fame to honor Giants who helped the franchise achieve each of their championships, and the building of MetLife Stadium resulted in the realization of that ambition. The organization had an inaugural induction class of 30 including players, coaches, owners and executives that have had a great impact on the organization. While the entire list of inductees was not revealed until the actual induction, the organization did confirm about a week before the ceremony that Phil Simms, Bill Parcells, Michael Strahan, Tiki Barber, Frank Gifford and Pete Gogolak would all be inducted.
NFL MVP award winners
Super Bowl MVP award winners
First-round draft picks
Coaches
Current staff
Media, radio and television
As of 2010, the Giants' flagship radio station is WFAN, with games simulcast on WFAN-FM as of November 2012. Since WFAN also has the rights to carry baseball, as they currently are the flagship station for the New York Yankees and previously served the same role for the New York Mets, early season Giants games come into conflict; since 2019, WFAN has split the coverage across both of its dial positions, with the Giants carried on 660 AM and the Yankees on 101.9 FM. Prior to that, the Giants’ games would air on one of WFAN’s designated overflow stations.
Bob Papa on play-by-play and Carl Banks on color commentary are the Giants' radio broadcast team, with Howard Cross as the sideline reporter. When Papa is unavailable to call games Chris Carrino, WFAN's lead broadcaster for the Brooklyn Nets, substitutes for him. Games are carried over the New York Giants Radio Network over various stations in New York, Pennsylvania, and Connecticut.
Preseason telecasts not seen nationally air in the area on WNBC, with WWOR-TV serving as an overflow station for when WNBC is airing other programming such as the Summer Olympic Games. Papa and Banks call these games on television, with studio host Paul Dottino as Papa's substitute. WPIX-TV or WABC-TV will also air any Giants broadcast that is carried by ESPN, as per the local carriage rules (WABC-TV corporate parent, The Walt Disney Company, holds an 80% majority ownership stake in ESPN, and has a right of first refusal for these telecasts). Thursday Night Football games exclusive to NFL Network are carried locally by the producing network's O&O, which is WNYW. If the game is not simulcast on Fox, WNBC carries the game.
The Giants' public address announcer at MetLife Stadium is Jim Hall, who for years was Bob Sheppard's substitute at Yankee Stadium due to their very similar voices. Hall took over the Giants PA job after Sheppard elected to leave the position in 2005 to focus solely on his Yankee Stadium duties.
Past
WFAN has produced the Giants' radio broadcasts since 1995, but has not always aired them on the station. For 1995, then-Giants flagship WOR continued to carry the games as they had for the previous two seasons. In 1996 the games were simulcast on WFAN and WOR, which caused some conflict as at the time, WFAN was the radio flagship of the New York Jets as well. To remedy the situation, beginning the next year WFAN moved the Giants' radio broadcasts to the FM dial and sister station WNEW-FM, where they remained until the end of the 1999 season. In 2000 WFAN lost the Jets' radio contract to WABC and the Giants moved back to WFAN where they have been ever since.
The Giants' longtime radio home was WNEW, where games aired from the mid-1950s until 1993 when the station was bought by Bloomberg L.P. and changed its format. Marty Glickman teamed with Al DeRogatis for a long stretch beginning in the early 1960s on WNEW. Chip Cipolla and later Sam Huff joined Glickman after DeRogatis left to join Curt Gowdy on NBC. After the WNEW split, games began airing on WOR. Glickman moved to the crosstown Jets in 1973 and was succeeded by Marv Albert. Jim Gordon succeeded Albert in 1977, beginning an 18-year tenure as the Giants' play-by-play voice. Meanwhile, Dick Lynch took over as color analyst in 1976 and continued in that role through 2007, with his last game being Super Bowl XLII, and retired following the season due to his advancing leukemia, which took his life in September 2008.
Eventually Gordon and Lynch were joined by Karl Nelson, a former lineman for the Giants. Gordon and Nelson were fired after the 1994 season, after which Papa took over the play-by-play (after being studio host) and led a two-man booth with Lynch. Dave Jennings joined the broadcast team in 2002 following his firing by the Jets, with whom he had worked since his 1987 retirement from the NFL. Jennings was moved to the pregame show after the 2006 season and was replaced by Carl Banks, leaving broadcasting altogether in 2008 due to his ongoing battle with Parkinson's disease that he lost in 2013.
After WFAN began airing games Richard Neer served as pregame and postgame host. He was replaced by Sid Rosenberg, who was in turn fired by the station due to troubles and replaced by Chris Carlin. Carlin left in 2008 to focus full-time on his duties as SNY studio host and Rutgers athletics radio voice and was replaced by WWOR sports reporter and former WFAN host Russ Salzberg, who cohosted with Roman Oben after Jennings left. WEPN Giants beat reporter Paul Dottino was hired by WFAN to host the pregame show for 2009 and continues to be a part of the program. As of the 2020 season, Lance Medow is the host for the pregame show as well as halftime and postgame, with former Giants punter Jeff Feagles as analyst.
The Giants were carried on the DuMont Network, then CBS (New York's Channel 2) in the early TV days of the NFL, when home games were blacked out within a 75-mile radius of New York City. Chris Schenkel was their play-by-play announcer in that early era when each team was assigned its own network voice on its regional telecasts. At the time, there were few if any true national telecasts until the NFL championship game, which was carried by NBC. Schenkel was joined by Jim McKay, later Johnny Lujack through the 1950s and the early 1960s. As Giants players retired to the broadcast booth in the early and 1960s, first Pat Summerall, then Frank Gifford took the color analyst slot next to Schenkel. As the 1970 merger of the NFL and AFL approached, CBS moved to a more generic announcer approach and Schenkel was off the broadcasts.
Giants regular season Sunday telecasts moved to Fox when that network took over NFC telecasts in 1994 and are carried locally by WNYW.
WCBS-TV and WPIX were previously home to Giants preseason telecasts in the 1990s, with WPIX serving as the Giants' (and Jets') long-time preseason home. After the NFC rights were lost by CBS, the Giants followed the conference's broadcast rights to WNYW. WWOR became the Giants' flagship TV station in the late 1990s, and stayed so up until WNBC took over rights in 2005.
When the Giants first moved to WNYW, Mike Breen was their preseason play-by-play man. Sam Rosen was the television voice for some time afterward, except for two years when Curt Menefee (then of WNYW) was the voice. When the games moved to WWOR, Rosen regained the position and held it until 2004. Former Giant receiver Phil McConkey became the early season analyst after his retirement and stayed in the booth for many years.
See also
History of the New York Giants
List of New York Giants seasons
References
Bibliography
External links
New York Giants at the National Football League official website
National Football League teams
American football teams in Connecticut
American football teams in New Jersey
American football teams in New York City
American football teams in the New York metropolitan area
Sports in East Rutherford, New Jersey
American football teams established in 1925
1925 establishments in New York (state)
|
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The AN/FPS-133 Air Force Space Surveillance System, colloquially known as the Space Fence, was a U.S. government multistatic radar system built to detect orbital objects passing over America. It is a component of the U.S. space surveillance network, and according to the U.S. Navy was able to detect basketball sized () objects at heights up to .
The system ceased operation in September 2013. Plans for a new space fence are underway with sites at the Kwajalein Atoll in the Marshall Islands, along with an option for another radar site in Western Australia.
The operation's headquarters were at Dahlgren, Virginia, and radar stations were spread out across the continental United States at roughly the level of the 33rd parallel north.
Description
There were three transmitter sites in the system:
216.983 MHz at Lake Kickapoo, Texas () (Master transmitter)
216.970 MHz at Gila River, Arizona ()
216.990 MHz at Jordan Lake, Alabama ()
The master transmitter at Lake Kickapoo was said to be the most powerful continuous wave (CW) station in the world, at 768 kW radiated power on 216.97927 MHz.
When the system became operational in 1961, the original frequency was 108.50 MHz (just above the FM broadcast band). In 1965, the "Fence" system was modernized with the operating frequency doubled to 216.98 MHz (just above Channel 13 in the VHF TV broadcast band) to obtain higher resolution and to locate smaller objects. This frequency was used until the Fence was decommissioned in 2013. Fill-in transmitter sites at Gila River and Jordan Lake used offset frequencies listed above from the early 1990s to 2013 to help better detect which transmitter "illuminated" an object in space, as multiple transmitters could have illuminated the same object at the same time. Overhead imagery (see coordinates given above) of the Gila River and Jordan Lake sites shows the original design at the lower frequency.
There were six receiving stations:
San Diego, California ()
Elephant Butte, New Mexico ()
Red River, Arkansas ()
Silver Lake, Mississippi ()
Hawkinsville, Georgia ()
Tattnall, Georgia ()
The following receiving stations were placed in cold storage in April 2013:
Silver Lake, Mississippi ()
Tattnall, Georgia ()
The receiving stations at Elephant Butte and Hawkinsville were considered to be "High Altitude" stations with longer and more complex antenna systems that are designed to see targets at higher altitudes than the other four receiving stations.
History
Author Curtis Peebles notes that the original "Space Fence" or Space Surveillance System began operations in 1959. The system predated the formation of NORAD and was known as the U.S. Navy Space Surveillance System (or SPASUR or NAVSPASUR). From 1960 until the early 1990s the system was used in conjunction with a network of Baker-Nunn cameras that could see "an object the size of a basketball at ".
The system was formerly operated by the U.S. Navy for NORAD from 1961 until October 2004. Initially independent as NAVSPASUR, it was ran by Naval Space Command from 1993, and finally by Naval Network and Space Operations Command from 2002 until command was passed to the U.S. Air Force 20th Space Control Squadron on 1 October 2004.
In 2009, the operations and maintenance contract for the day-to-day management and operation of the Fence was awarded to Five Rivers Services, LLC, based in Colorado Springs, Colorado. On 30 September 2011, Five Rivers Services was awarded a US$7,022,503 firm fixed price with cost reimbursable line items contract modification to manage, operate, maintain, and logistically support the nine Air Force Space Surveillance System field stations, presumably for Fiscal Year 2012.
Plans for system upgrade: 2009 — 2012
The 850th Electronic Systems Group, Electronic Systems Center awarded 3 US$30-million contracts to Lockheed Martin, Northrop Grumman and Raytheon Technologies on 11 June 2009.
A new Space Fence is envisioned to be a system of two or three S-band ground-based radars designed to perform uncued detection, tracking and accurate measurement of orbiting space objects. The Space Fence is intended to replace the Air Force Space Surveillance System, or VHF Fence, that was transferred from the U.S. Navy to the U.S. Air Force in 2004. The shorter wavelength of the S-band Space Fence allows for detection of much smaller satellites and debris.
The 10 February 2009, collision of a U.S. Iridium communications satellite (Iridium 33) and a Russian Cosmos 2251 communications satellite, which added hundreds more pieces of debris to the atmosphere, highlighted the need for more precise tracking of space objects.
Data collected from a new Space Fence's sensors would potentially feed into the Joint Space Operations Center Mission System, which is used to track objects orbiting the Earth, monitor space weather and assess foreign launches. Used by operators at the 614th Air and Space Operations Center at Vandenberg Air Force Base, California, the 614 AOC's 24-hour-a-day, seven-day-a-week support provides vigilance of global and theater operations and equips the Joint Functional Component Command for space operations with the tools to conduct command and control of space forces.
Plans to award the final contract had been stalled by U.S. budget sequestration in early 2013 and the AFSSS system was scheduled to be discontinued in October 2013 due to budget cuts.
2013 Shutdown
On 1 August 2013, General William L. Shelton, commander of Air Force Space Command, directed that the Air Force Space Surveillance System (AFSSS) be closed and all sites vacated effective 1 October 2013. The main advantage of the system was its ability to provide uncued data on new objects as opposed to tracking objects based on existing information. However, the system was also said to be inherently inaccurate due to its dated design. Alternate operating modes for radars at Cavalier Space Force Station and Eglin AFB were devised to fulfill the mission to provide uncued data for new objects. Shelton also noted the confusion between the planned new S-band space fence and the old UHF AFSSS, which was commonly called the "space fence". The AFSSS was turned off September first. "It appears they pulled the plug at 00:00 UTC (6 a.m. Local MDT) on September 1st", reports engineer Stan Nelson, who was monitoring the radar using an antenna in Roswell. The radar's final echoes came from a Russian satellite and a sporadic meteor". The shutdown only affects the original Space Fence, not the new one contracted to be built by Lockheed Martin for deployment in Australia and the Marshall Islands.
New space fence
A new space fence at Kwajalein Atoll in the Marshall Islands was declared operational on March 27, 2020. In 2014 Lockheed Martin won the contract to build the new S band space fence system at Kwajelein with an option for another radar site in Western Australia.
See also
GRAVES, in France
Krona space object recognition station and Krona-N, in Russia
References
External links
Air Force uses invisible fence to protect skies - an article about the Gila River, Arizona installation - InMaricopa Magazine, March 10, 2012
20th Space Control Squadron, Det 1 - Air Force Fact sheet about the Alternate Space Control Center and the AN/FPS-133 surveillance fence radar
US Naval Space Command Space Surveillance System at the FAS website
Rural site part of USA's oldest sat-tracking system from USA Today
Tattnall Space Surveillance Station shut down due to sequestration, April 18, 2013, Ronald E. McCall, The Tatnall Journal
Naval Space Command - Maxwell-Gunter AFB
http://www.fiveriversservices.com/ - former contractor for AFSSS
Radar networks
Radars of the United States Air Force
United States Space Surveillance Network
Military equipment introduced in the 1960s
|
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Nanjing (; , Mandarin pronunciation: ), alternately romanized as Nanking, is the capital of Jiangsu province of the People's Republic of China, a sub-provincial city, a megacity and the second largest city in the East China region. With 11 districts, Nanjing, which is located in southwestern Jiangsu, has an administrative area of and a total population of 9,314,685 .
Situated in the Yangtze River Delta region, Nanjing has a prominent place in Chinese history and culture, having served as the capital of various Chinese dynasties, kingdoms and republican governments dating from the 3rd century to 1949, and has thus long been a major center of culture, education, research, politics, economy, transport networks and tourism, being the home to one of the world's largest inland ports. The city is also one of the fifteen sub-provincial cities in the People's Republic of China's administrative structure, enjoying jurisdictional and economic autonomy only slightly less than that of a province. Nanjing has been ranked seventh in the evaluation of "Cities with Strongest Comprehensive Strength" issued by the National Statistics Bureau, and second in the evaluation of cities with most sustainable development potential in the Yangtze River Delta. It has also been awarded the title of 2008 Habitat Scroll of Honor of China, Special UN Habitat Scroll of Honor Award and National Civilized City. Nanjing is also considered a Beta (global second-tier) city classification, together with Chongqing, Hangzhou and Tianjin by the Globalization and World Cities Research Network, and ranked as one of the world's top 100 cities in the Global Financial Centres Index.
Nanjing has many high-quality universities and research institutes, with the number of universities listed in 100 National Key Universities ranking third, including Nanjing University which has a long history and is among the world top 10 universities ranked by Nature Index. The ratio of college students to total population ranks No.1 among large cities nationwide. Nanjing has the eighth-largest scientific research output of any city in the world and has been regarded as one of the world's top three scientific research centers in chemistry (behind Beijing and Shanghai), according to the Nature Index.
Nanjing, one of the nation's most important cities for over a thousand years, is recognized as one of the Four Great Ancient Capitals of China. It has been one of the world's largest cities, enjoying peace and prosperity despite wars and disasters. Nanjing served as the capital of Eastern Wu (229–280), one of the three major states in the Three Kingdoms period; the Eastern Jin and each of the Southern dynasties (Liu Song, Southern Qi, Liang and Chen), which successively ruled southern China from 317 to 589; the Southern Tang (937–75), one of the Ten Kingdoms; the Ming dynasty when, for the first time, all of China was ruled from the city (1368–1421); and the Republic of China under the nationalist Kuomintang (1927–37, 1946–49) prior to its flight to Taiwan by Chiang Kai-Shek during the Chinese Civil War. The city also served as the seat of the rebel Taiping Heavenly Kingdom (1853–64) and the Japanese puppet regime of Wang Jingwei (1940–45) during the Second Sino-Japanese War. It suffered severe atrocities in both conflicts, such as the Nanjing massacre.
Nanjing has served as the capital city of Jiangsu province since the establishment of the People's Republic of China. It has many important heritage sites, including the Presidential Palace and Sun Yat-sen Mausoleum. Nanjing is famous for human historical landscapes, mountains and waters such as Fuzimiao, Ming Palace, Chaotian Palace, Porcelain Tower, Drum Tower, Stone City, City Wall, Qinhuai River, Xuanwu Lake and Purple Mountain. Key cultural facilities include Nanjing Library, Nanjing Museum and Jiangsu Art Museum.
Names
The city has a number of other names, and some historical names are now used as names of districts of the city; among them there is the name Jiangning or Kiangning (), whose former character Jiang (, Yangtze) is the former part of the name Jiangsu and latter character Ning (, simplified form ) is the short name of Nanjing. When it was the capital of China, for instance under the ROC, Jing () was adopted as the abbreviation of Nanjing.
The city first became a Chinese national capital as early as the Jin dynasty. The name Nanjing, which means "Southern Capital", was officially designated for the city during the Ming dynasty, about six hundred years later. Nanjing is sometimes known as Jinling or Ginling (, "Gold Hill") of the eponymous Ginling College; the old name has been used since the Warring States period in the Zhou dynasty. In English, the spelling Nanking was traditional until Pinyin-developed in the 1950s and internationally adopted in the 1980s- standardized the spelling as "Nanjing".
History
Early history and foundation
Archaeological discovery shows that "Nanjing Man" lived more than 500 thousand years ago. Zun, a kind of wine vessel, was found to exist in Beiyinyangying culture of Nanjing in about 5000 years ago. There were ancient human activities in the Nanjing area 6.000 years ago. The Homo Erectus discovered in Tangshan Gourd Cave lived between 2.000 and 6.000 ago. About 7.000 years ago, there was an agricultural civilitation in Qixia area today. In the downtown area of Gulou Gangbei Yinyangying and Taowu Township, Jiangning District, the ruins of primitive villages from the Neolithic Age were discovered more than 6000 years ago. About 4000 years ago, dense Bronze Age primitive settlements appeared in the Qinhuai River Basin, known as the Hushu Culture. Based on these settlements, the earliest cities in Nanjing were formed. Hushu culture developed into Wu culture under the influence of Shang and Zhou cultures in the Central Plains. In 571 BC, the State of Chu established Tangyi in Liuhe, and the Tangyi doctor was set up. This is the earliest administrative establishment in Nanjing in history, and it has a history of 2591 by 2020. In 541 BC, Wu State built Laizhu Town in Gaochun. Because of its strong city, it was also called Gucheng. In 473 years ago, Wu was destroyed by Yue, and the city was built at the mouth of the Qinhuai River in the following year. Later it was called Yuecheng, which was the beginning of the construction of the main city of Nanjing. In 333 BC, Chu defeated Yue and built Jinling Town on the Stone Mountain by the river. It was the earliest administrative construction in the main city of Nanjing. The name of Jinling comes from this. In 210 BC, the first emperor of Qin visited the east and changed Jinling City to Moling County,
In the late period of Shang dynasty, Taibo of Zhou came to Jiangnan and established Wu state, and the first stop is in Nanjing area according to some historians based on discoveries in Taowu and Hushu culture. According to a legend quoted by an artist in Ming dynasty, Chen Yi, Fuchai, King of the State of Wu, founded a fort named Yecheng in today's Nanjing area in 495BC. Later in 473BC, the State of Yue conquered Wu and constructed the fort of Yuecheng () on the outskirts of the present-day Zhonghua Gate. In 333BC, after eliminating the State of Yue, the State of Chu built Jinling Yi () in the western part of present-day Nanjing. It was renamed Moling () during the reign of the First Emperor of Qin. Since then, the city experienced destruction and renewal many times. The area was successively part of Kuaiji, Zhang and Danyang prefectures in Qin and Han dynasty, and part of Yangzhou region which was established as the nation's 13 supervisory and administrative regions in the 5th year of Yuanfeng in Han dynasty (106BC). Nanjing was later the capital city of Danyang Prefecture, and had been the capital city of Yangzhou for about 400 years from late Han to early Tang.
Capital of the Six Dynasties
Nanjing first became a state capital in AD229, when the state of Eastern Wu founded by Sun Quan during the Three Kingdoms period relocated its capital to Jianye (), the city extended on the basis of Jinling Yi in AD211. Although conquered by the Western Jin dynasty in 280, Nanjing and its neighboring areas had been well cultivated, developing into one of the commercial, cultural and political centers of China during the Eastern Wu. This city would soon play a vital role in the following centuries. At the end of the Eastern Han Dynasty, Sun Quan, who ruled Jiangdong, moved his ruling office to Moling in 211. The following year, he built a stone city fortress in the old place of Jinling Town. In 229, Sun Quan proclaimed himself emperor in Wuchang and established Dong Wu (Eastern Wu). Then he moved his capital to Jianye, known as the "Zhongshan Dragon Plate, Stone Tigers", and opened the history of Nanjing as the capital. In 280, the Western Jin Dynasty destroyed Wu and rebuilt the industry into Moling. In 282, with the Qinhuai River as the boundary, Moling was divided into two counties, Jianye and Moling. In 313, Ye was renamed Jiankang because of avoiding the name taboo of Emperor Sima Ye of the Jin Dynasty. In 317, Emperor Sima Rui of the Jin and Yuan dynasties was building a country, known as the Eastern Jin Dynasty, and the northern gentry moved south. After more than 270 years of the Great Separatism between North and South, Jiankang became the orthodox place of China.
Shortly after the unification of the region, the Western Jin dynasty collapsed. First the rebellions by eight Jin princes for the throne and later rebellions and invasion from Xiongnu and other nomadic peoples that destroyed the rule of the Jin dynasty in the north. In 317, remnants of the Jin court, as well as nobles and wealthy families, fled from the north to the south and reestablished the Jin court in Nanjing, which was then called Jiankang (), replacing Luoyang. This marked the first time a Chinese dynastic capital moved to southern China.
During the period of North–South division, Nanjing remained the capital of the Southern dynasties for more than two and a half centuries. During this time, Nanjing was the international hub of East Asia. Based on historical documents, the city had 280,000 registered households. Assuming an average Nanjing household consisted of about 5.1 people, the city had more than 1.4 million residents.
A number of sculptural ensembles of that era, erected at the tombs of royals and other dignitaries, have survived (in various degrees of preservation) in Nanjing's northeastern and eastern suburbs, primarily in Qixia and Jiangning District. Possibly the best preserved of them is the ensemble of the Tomb of Xiao Xiu (475–518), a brother of Emperor Wu of Liang.
Six Dynasties is a collective term for six Chinese dynasties mentioned above which all maintained national capitals at Jiankang. The six dynasties were: Eastern Wu (222–280), Eastern Jin dynasty (317–420) and four southern dynasties (420–589).
Destruction and revival
The period of division ended when the Sui dynasty reunified China and almost destroyed the entire city, turning it into a small town. The city was razed after the Sui took it over. It was renamed Shengzhou () in the Tang dynasty and resuscitated during the late Tang.
It was chosen as the capital and called Jinling () during the Southern Tang (937–976), which succeeded the state of Yang Wu. It was renamed Jiangning () in the Northern Song and renamed Jiankang in the Southern Song. Jiankang's textile industry burgeoned and thrived during the Song despite the constant threat of foreign invasions from the north by the Jurchen-led Jin dynasty. The court of Da Chu, a short-lived puppet state established by the Jurchens, and the court of Song were once in the city.
The Southern Song were eventually destroyed by the Mongols; during their rule as the Yuan dynasty, the city's status as a hub of the textile industry was further consolidated. According to Odoric of Pordenone, Chilenfu (Nanjing) had 360 stone bridges, which were finer than anywhere else in the world. It was well populated and had a large craft industry.
Southern capital of Ming dynasty
The first emperor of the Ming dynasty, Zhu Yuanzhang (the Hongwu Emperor), who overthrew the Yuan dynasty, renamed the city Yingtian (), rebuilt it, and made it the dynastic capital in 1368. He constructed a long city wall around Yingtian, as well as a new Ming Palace complex, and government halls. It took 200,000 laborers 21 years to finish the wall, which was intended to defend the city and its surrounding region from coastal pirates. The present-day City Wall of Nanjing was mainly built during that time and today it remains in good condition and has been well preserved. It is among the longest surviving city walls in China. The Jianwen Emperor ruled from 1398 to 1402.
It is believed that Nanjing was the largest city in the world from 1358 to 1425 with a population of 487,000 in 1400. In 1421, the Yongle Emperor relocated the capital to Beijing. The city began to be called the 'southern capital' – Nanjing (), in comparison to the capital in the north. His successor, the Hongxi Emperor, wished to revert the relocation of the imperial capital from Nanjing to Beijing that had happened during the Yongle reign. On 24 February 1425, he appointed Admiral Zheng He as the defender of Nanjing and ordered him to continue his command over the Ming treasure fleet for the city's defense. Zheng He governed the city with three eunuchs for internal matters and two military noblemen for external matters, awaiting the Hongxi Emperor's return along with the military establishment from the north. The emperor died on 29 May 1425 before this could have taken place, so Beijing remained the de facto capital and Nanjing remained the secondary capital. The succeeding Xuande Emperor remained in Beijing, so the aforementioned Nanjing government eventually became a permanent institution. In official Ming documents of 1425 to 1441, Nanjing was designated as the capital and Beijing was designated as the temporary capital. In 1441, Emperor Yingzong ordered to not to prefix the word "provisional" () on the Beijing Government seals any longer, while Nanjing's need to prefix "Nanjing" for distinguishing purposes remained. Hence, Nanjing still had itself imperial government with extremely limited power before 1644.
Besides the city wall, other Ming-era structures in the city included the famous Ming Xiaoling Mausoleum and Porcelain Tower, although the latter was destroyed by the Taipings in the 19th century either to prevent a hostile faction from using it to observe and shell the city or from superstitious fear of its geomantic properties.
A monument to the huge human cost of some of the gigantic construction projects of the early Ming dynasty is the Yangshan Quarry (located some east of the walled city and Ming Xiaoling mausoleum), where a gigantic stele, cut on the orders of the Yongle Emperor, lies abandoned, just as it was left 600 years ago when it was understood it was impossible to move or complete it.
As the center of the empire, early-Ming Nanjing had worldwide connections. It was home of the admiral Zheng He, who went to sail the Pacific and Indian Oceans, and it was visited by foreign dignitaries, such as a king from Borneo (), who died during his visit to China in 1408. The Tomb of the King of Boni, with a spirit way and a tortoise stele, was discovered in Yuhuatai District (south of the walled city) in 1958, and has been restored.
Over two centuries after the removal of the capital to Beijing, Nanjing was destined to become the capital of a Ming emperor one more time. After the fall of Beijing to Li Zicheng's rebel forces and then to the Manchu-led Qing dynasty in the spring of 1644, the Ming prince Zhu Yousong was enthroned in Nanjing in June 1644 as the Hongguang Emperor. His short reign was described by later historians as the first reign of the so-called Southern Ming dynasty.
Zhu Yousong, however, fared a lot worse than his ancestor Zhu Yuanzhang three centuries earlier. Beset by factional conflicts, his regime could not offer effective resistance to Qing forces, when the Qing army, led by the Manchu prince Dodo approached Jiangnan the next spring. Days after Yangzhou fell to the Manchus in late May 1645, the Hongguang Emperor fled Nanjing, and the imperial Ming Palace was looted by local residents. On June 6, Dodo's troops approached Nanjing, and the commander of the city's garrison, Zhao the Earl of Xincheng, promptly surrendered the city to them. The Manchus soon ordered all male residents of the city to shave their heads in the Manchu queue way. They requisitioned a large section of the city for the bannermen's cantonment, and occupied the former imperial Ming Palace, but otherwise the city was spared the mass murders and destruction that befell Yangzhou.
Despite capturing many counties in his initial attack due to surprise and having the initiative, Koxinga announced the final battle in Nanjing in 1659 ahead of time giving plenty of time for the Qing to prepare because he wanted a decisive, single grand showdown as his father successfully did against the Dutch at the Battle of Liaoluo Bay, throwing away the surprise and initiative which led to its failure. Koxinga's attack on Qing held Nanjing which would interrupt the supply route of the Grand Canal leading to possible starvation in Beijing caused such fear that the Manchus (Tartares) considered returning to Manchuria (Tartary) and abandoning China according to a 1671 account by a French missionary. The commoners and officials in Beijing and Nanjing were waiting to support whichever side won. An official from Qing Beijing sent letters to family and another official in Nanjing, telling them all communication and news from Nanjing to Beijing had been cut off, that the Qing were considering abandoning Beijing and moving their capital far away to a remote location for safety since Koxinga's iron troops were rumored to be invincible. The letter said it reflected the grim situation being felt in Qing Beijing. The official told his children in Nanjing to prepare to defect to Koxinga which he himself was preparing to do. Koxinga's forces intercepted these letters and after reading them Koxinga may have started to regret his deliberate delays allowing the Qing to prepare for a final massive battle instead of swiftly attacking Nanjing. Koxinga's Ming loyalists fought against a majority Han Chinese Bannermen Qing army when attacking Nanjing. The siege lasted almost three weeks, beginning on August 24. Koxinga's forces were unable to maintain a complete encirclement, which enabled the city to obtain supplies and even reinforcements—though cavalry attacks by the city's forces were successful even before reinforcements arrived. Koxinga's forces were defeated and "slipped back" (Wakeman's phrase) to the ships which had brought them.
Qing dynasty and Taiping Rebellion
Under the Qing dynasty (1644–1911), the Nanjing area was known as Jiangning and served as the seat of government for the Viceroy of Liangjiang. It was the site of a Qing Army garrison. It had been visited by the Kangxi and Qianlong emperors a number of times on their tours of the southern provinces. The 1842 Treaty of Nanking, which put an end to the First Opium War, was signed in the city harbor on Royal Navy warships. As the capital of the brief-lived rebel Taiping Heavenly Kingdom in the mid-19th century, Nanjing was known as Tianjing (). The rebellion destroyed most of the former Ming imperial buildings in the city, including the Porcelain Tower of Nanjing.
Both the Qing viceroy and the Taiping king resided in buildings that would later be known as the Presidential Palace. When Qing forces led by Zeng Guofan retook the city in 1864, a massive slaughter occurred in the city with over 100,000 estimated to have committed suicide or fought to the death. Since the Taiping Rebellion began, Qing forces allowed no rebels speaking its dialect to surrender. This systematic mass murder of civilians occurred in Nanjing.
The New York Methodist Mission Society's Superintendent, Virgil Hart arrived in Nanking in 1881. After some time, he eventually thwarted its officials by buying a piece of property near the South Gate and Confucius Temple; to build the city's first Methodist Church, western hospital (Blackstone Methodist Hospital) and Boys' School. The hospital would later be unified with the Drum Tower Hospital and the Boys' School would be expanded by later Missionaries to become the University of Nanking and Medical School. The old Mission property would become the No. 13 Middle School, the city's oldest/continuous school grounds in the city.
Capital of the republic and Nanking Massacre
The Xinhai Revolution led to the founding of the Republic of China in January 1912 with Sun Yat-sen as the first provisional president and Nanjing was selected as its new capital. However, the Qing Empire controlled large regions to the north, so revolutionaries asked Yuan Shikai to replace Sun as president in exchange for the abdication of Puyi, the last emperor. Yuan demanded the capital be Beijing (closer to his power base).
In 1927, the Kuomintang (KMT; Nationalist Party) under Generalissimo Chiang Kai-shek again established Nanjing as the capital of the Republic of China, and this became internationally recognized once KMT forces took Beijing in 1928. The following decade is known as the Nanking decade. During this decade, Nanjing was of symbolic and strategic importance. The Ming dynasty had made Nanjing a capital, the republic had been established there in 1912, and Sun Yat-sen's provisional government had been there. Sun's body was brought and placed in a grand mausoleum to cement Chiang's legitimacy. Chiang was born in the neighboring province of Zhejiang and the general area had strong popular support for him.
In 1927, the Nationalist government proposed a comprehensive planning proposal, the Capital Plan (), to reconstruct the war-torn city of Nanjing into a modern capital. It was a decade of extraordinary growth with an enormous amount of construction. A lot of government buildings, residential houses, and modern public infrastructures were built. During this boom, Nanjing reputedly became one of the most modern cities in China.
In 1937, the Empire of Japan started a full-scale invasion of China after invading Manchuria in 1931, beginning the Second Sino-Japanese War (often considered a theater of World War II). Their troops occupied Nanjing in December and carried out the systematic and brutal Nanking massacre (the "Rape of Nanking"). Even children, the elderly, and nuns are reported to have suffered at the hands of the Imperial Japanese Army. The total death toll, including estimates made by the International Military Tribunal for the Far East and the Nanjing War Crimes Tribunal after the atomic bombings, was between 300,000 and 350,000. The city itself was also severely damaged during the massacre. The Nanjing Massacre Memorial Hall was built in 1985 to commemorate this event.
A few days before the fall of the city, the National Government of China was relocated to the southwestern city Chungking (Chongqing) and resumed Chinese resistance. In 1940, a Japanese-collaborationist government known as the "Nanjing Regime" or "Reorganized National Government of China" led by Wang Jingwei was established in Nanjing as a rival to Chiang Kai-shek's government in Chongqing. In 1946, after the Surrender of Japan, the KMT relocated its central government back to Nanjing.
Chinese Civil War and People's Republic
On 21 April 1949, Communist forces crossed the Yangtze River. On April 23, the Communist People's Liberation Army (PLA) captured Nanjing. The KMT government retreated to Canton (Guangzhou) until October 15, Chongqing until November 25, and then Chengdu before retreating to the island of Taiwan on December 10 where Taipei was proclaimed the temporary capital of the Republic of China. By late 1949, the PLA was pursuing remnants of KMT forces southwards in southern China, and only Tibet and Hainan Island were left.
After the establishment of the People's Republic of China in October 1949, Nanjing was initially a province-level municipality, but it was soon merged into Jiangsu and again became the provincial capital by replacing Zhenjiang which was transferred in 1928, and retains that status to this day.
Geography
Nanjing, with a total land area of , is situated in the heartland of the drainage area of the lower reaches of the Yangtze River, and in the Yangtze River Delta, one of the largest economic zones of China. The Yangtze River flows past the west side and then the north side of Nanjing City, while the Ningzheng Ridge surrounds the north, east and south sides of the city. The city is southeast of Luoyang, south-southeast of Beijing, west-northwest of Shanghai, and east-northeast of Chongqing. The Yangtze River flows downstream from Jiujiang, Jiangxi, through Anhui and Jiangsu to the East China Sea. The northern part of the lower Yangtze drainage basin is the Huai River basin and the southern part is the Zhe River basin; they are connected by the Grand Canal east of Nanjing. The area around Nanjing is called Xiajiang (, Downstream River) region, with Jianghuai dominant in the northern part and Jiangzhe dominant in the southern part. The region is also well known as Dongnan (, South East, the Southeast) and Jiangnan (, and River South, South of Yangtze).
Nanjing borders Yangzhou to the northeast (one town downstream when following the north bank of the Yangtze); Zhenjiang to the east (one town downstream when following the south bank of the Yangtze); and Changzhou to the southeast. On its western boundary is Anhui, where Nanjing borders five prefecture-level cities: Chuzhou to the northwest, Wuhu, Chaohu and Ma'anshan to the west and Xuancheng to the southwest.
Nanjing is at the intersection of the Yangtze River, an east–west water transport artery, and the Nanjing–Beijing railway, a north–south land transport artery, hence the name “door of the east and west, throat of the south and north”. Furthermore, the west part of the Ningzhen range is in Nanjing; the Loong-like Zhong Mountain curls round the east side of the city, while the tiger-like Stone Mountain crouches in the west of the city, hence the name “the Zhong Mountain, a dragon curling, and the Stone Mountain, a tiger crouching”.
Climate and environment
Nanjing has a humid subtropical climate (Köppen Cfa) and is influenced by the East Asian monsoon. The four seasons are distinct, with damp conditions seen throughout the year, very hot and muggy summers, cold, damp winters, and in between, spring and autumn are of reasonable length. Along with Chongqing and Wuhan, Nanjing is traditionally referred to as one of the "Three Furnaces" along the Yangtze River for the perennially high temperatures in the summertime. However, the time from mid-June to the end of July is the plum blossom blooming season in which the meiyu (rainy season of East Asia; literally "plum rain") occurs, during which the city experiences a period of mild rain as well as dampness. Since the meteorological record was made in 1905, the temperature has experienced a change of first rising, then falling and rising. The northeast wind prevails in winter. The average temperature in January is , and the extreme daily minimum temperature is , which occurred on January 6, 1955. The southeast wind prevails in summer, with an average temperature of in July and an extreme daily maximum temperature of , which occurred on July 13, 1934. The number of precipitation days greater than 0.1 mm was 113.7 days, and the extreme maximum annual precipitation days were 160 days in 1957. The average annual precipitation was .
Typhoons are uncommon but possible in the late stages of summer and early part of autumn. The annual mean temperature is around , with the monthly 24-hour average temperature ranging from in January to in July. Extremes since 1951 have ranged from on 6 January 1955 to on 22 August 1959. On average precipitation falls 115 days out of the year, and the average annual rainfall is . With monthly percent possible sunshine ranging from 37 percent in March to 52 percent in August, the city receives 1,926 hours of bright sunshine annually.
Nanjing is endowed with rich natural resources, which include more than 40 kinds of minerals. Among them, iron and sulfur reserves make up 40 percent of those of Jiangsu province. Its reserves of strontium rank first in East Asia and the South East Asia region. Nanjing also possesses abundant water resources, both from the Yangtze River and groundwater. In addition, it has several natural hot springs such as Tangshan Hot Spring in Jiangning and Tangquan Hot Spring in Pukou.
Sun Yat-sen once summarized and lauded the feature of Nanjing in his book The International Development of China ():Nanking was the old capital of China before Peking, and is situated in a fine locality which comprises high mountains, deep water and a vast level plain—a rare site to be found in any part of the world. It also lies at the center of a very rich country on both sides of the lower Yangtze. ()To be more exact, surrounded by the Yangtze River and mountains, the urban area of the city enjoys its scenic natural environment. Xuanwu Lake and Mochou Lake are located in the center of the city and are easily accessible to the public, while Purple Mountain is covered with deciduous and coniferous forests preserving various historical and cultural sites. Meanwhile, a Yangtze River deep-water channel is under construction to enable Nanjing to handle the navigation of 50,000 DWT vessels from the East China Sea.
Cityscape
Environmental issues
Air pollution in 2013
A dense wave of smog began in the central and east parts of China on 2 December 2013 across a distance of around , including Tianjin, Hebei, Shandong, Jiangsu, Anhui, Shanghai and Zhejiang. A lack of cold air flow, combined with slow-moving air masses carrying industrial emissions, collected airborne pollutants to form a thick layer of smog over the region. The heavy smog heavily polluted central and southern Jiangsu Province, especially in and around Nanjing, with its AQI pollution Index at "severely polluted" for five straight days and "heavily polluted" for nine. On 3 December 2013, levels of PM2.5 particulate matter average over 943 micrograms per cubic meter, falling to over 338 micrograms per cubic meter on 4 December 2013. Between 3:00 pm, 3 December and 2:00 pm, 4 December local time, several expressways from Nanjing to other Jiangsu cities were closed, stranding dozens of passenger buses in Zhongyangmen bus station. From 5 to 6 December, Nanjing issued a red alert for air pollution and closed down all kindergarten through middle schools. Children's Hospital outpatient services increased by 33 percent; general incidence of bronchitis, pneumonia, upper respiratory tract infections significantly increased. The smog dissipated 12 December. Officials blamed the dense pollution on lack of wind, automobile exhaust emissions under low air pressure, and coal-powered district heating system in north China. Prevailing winds blew low-hanging air masses of factory emissions (mostly SO2) towards China's east coast.
Government
At present, the full name of the government of Nanjing is "People's Government of Nanjing City" and the city is under the one-party rule of the CPC, with the CPC Nanjing Committee Secretary as the de facto governor of the city and the mayor as the executive head of the government working under the secretary.
Administrative divisions
The sub-provincial city of Nanjing is divided into 11 districts.
Demographics
At the time of the 2010 census, the total population of the City of Nanjing was 8.005 million. The OECD estimated the encompassing metropolitan area at the time as 11.7 million. Official statistics in 2011 estimated the city's population to be 8.11 million. The birth rate was 8.86 percent and the death rate was 6.88 percent. The urban area had a population of 6.47 million people. The sex ratio of the city population was 107.31 males to 100 females.
As in most of eastern China, the official ethnic makeup of Nanjing is predominantly Han nationality (98.56 percent), with 50 other official ethnic groups. In 1999, 77,394 residents belonged to officially defined minorities, among which the vast majority (64,832) were Hui, contributing 83.76 percent to the minority population. The second and third largest minority groups were Manchu (2,311) and Zhuang (533). Most of the minority nationalities resided in Jianye District, comprising 9.13 percent of the district's population.
Economy
Earlier development
There was a massive cultivating in the area of Nanjing from the Three Kingdoms period to Southern dynasties. The sparse population led to land as royal rewards were granted for rules’ people. At first, the landless peasants benefited from it, then the senior officials and aristocratic families. Since large numbers of immigrants flooded into the area, reclamation was quite common in its remote parts, which promoted its agricultural development.
The craft industries, by contrast, had a faster growth. Especially the textiles section, there were about 200,000 craftsmen by the late Qing. Several dynasties established their imperial textiles bureaus in Nanjing. The Nanjing Brocade () is their exquisite product as the cloth for the royal garments such as dragon robes. Meanwhile, the satins from Nanjing were called "tribute satins" (""), because they were usually paid as tribute to the monarchy. Besides, minting, papermaking, shipbuilding grew initially since the Three Kingdoms period. As Nanjing was the capital of the Ming dynasty, the industries further expanded, where both state-owned and numerous private businesses served the imperial court. Several place names in Nanjing remains witnessed them, such as Wangjinshi (, the market sells wangjin), Guyilang (, the corridor for garments bargain), Youfangqiao (, the bridge near an oil mill).
Moreover, the trade in Nanjing was also flourishing. The Ming dynasty drawing Prosperous Nanjing () depicts a vivid market scene bustling with people and full of various sorts of shops. However, the economic developments were almost wiped out by the Taiping Rebellion's catastrophe.
Modern times
Into the first half of the twentieth century after the establishment of ROC, Nanjing gradually shifted from being a production hub towards being a heavy consumption city, mainly because of the rapid expansion of its wealthy population after Nanjing once again regained the political spotlight of China. A number of huge department stores such as Zhongyang Shangchang sprouted up, attracting merchants from all over China to sell their products in Nanjing. In 1933, the revenue generated by the food and entertainment industry in the city exceeded the sum of the output of the manufacturing and agriculture industry. One third of the city population worked in the service industry, .
In the 1950s after PRC was established by CPC, the government invested heavily in the city to build a series of state-owned heavy industries, as part of the national plan of rapid industrialization, converting it into a heavy industry production center of east China. Overenthusiastic in building a “world-class” industrial city, the government also made many disastrous mistakes during development, such as spending hundreds of millions of yuan to mine for non-existent coal, resulting in negative economic growth in the late 1960s. From the 1960s to 1980s there were five pillar industries, namely, electronics, automobiles, petrochemical, iron and steel, and power, each with big state-owned firms. After the Reform and Opening recovering market economy, the state-owned enterprises found themselves incapable of competing with efficient multinational firms and local private firms, hence were either mired in heavy debt or forced into bankruptcy or privatization and this resulted in large numbers of laid-off workers who were technically not unemployed but effectively jobless.
Today
The current economy of the city is basically newly developed based on the past. Service industries are dominating, accounting for about 60 percent of the GDP of the city, and financial industry, culture industry and tourism industry are top 3 of them. Industries of information technology, energy saving and environmental protection, new energy, smart power grid and intelligent equipment manufacturing have become pillar industries. Big civilian-run enterprise include Suning Commerce, Yurun, Sanpower, Fuzhong, Hiteker, 5stars, Jinpu, Tiandi, CTTQ Pharmaceutical, Nanjing Iron and Steel Company and Simcere Pharmaceutical. Big state-owned firms include Panda Electronics, Yangzi Petrochemical, Jinling Petrochemical, Nanjing Chemical, Jincheng Motors, Jinling Pharmaceutical, Chenguang and NARI. The city has also attracted foreign investment, multinational firms such as Siemens, Ericsson, Volkswagen, Iveco, A.O. Smith, and Sharp have established their lines, and a number of multinationals such as Ford, IBM, Lucent, Samsung and SAP established research center there. Many China-based leading firms such as Huawei, ZTE and Lenovo have key R&D institutes in the city. Nanjing is an industrial technology research and development hub, hosting many R&D centers and institutions, especially in areas of electronics technology, information technology, computer software, biotechnology and pharmaceutical technology and new material technology.
In recent years, Nanjing has been developing its economy, commerce, industry, as well as city construction. In 2013 the city's GDP was RMB 801 billion (3rd in Jiangsu), and GDP per capita (current price) was RMB 98,174(US$16041), an 11 percent increase from 2012. The average urban resident's disposable income was RMB 36,200, while the average rural resident's net income was RMB 14,513. The registered urban unemployment rate was 3.02 percent, lower than the national average (4.3 percent). Nanjing's Gross Domestic Product ranked 12th in 2013 in China, and its overall competence ranked 6th in mainland and 8th including Taiwan and Hong Kong in 2009.
Industrial zones
There are a number of industrial zones in Nanjing.
Nanjing New and High-Tech Industry Development Zone
Nanjing Baixia Hi-Tech Industrial Zone
Nanjing Economic and Technological Development Zone
Transport
Nanjing is the transport hub in eastern China and the downstream Yangtze River area. Different means of transport constitute a three-dimensional transport system that includes land, water and air. As in most other Chinese cities, public transport is the dominant mode of travel for the majority of citizens. As from October 2014, Nanjing had four bridges and two tunnels over the Yangtze River, linking districts north of the river with the city center on the south bank.
Rail
Nanjing is an important railway hub in eastern China. It serves as rail junction for the Beijing-Shanghai (Jinghu) (which is itself composed of the old Jinpu and Huning Railways), Nanjing–Tongling Railway (Ningtong), Nanjing–Qidong (Ningqi), and the Nanjing-Xi'an (Ningxi) which encompasses the Hefei–Nanjing Railway.
Nanjing is connected to the national high-speed railway network by Beijing–Shanghai High-Speed Railway and Shanghai–Wuhan–Chengdu Passenger Dedicated Line, with several more high-speed rail lines under construction. The main stations in Nanjing are Nanjing Station, Nanjing South Station, Jiangning Station, Lishui Station, Xianlin Station, Jiangning West Station, Nanjing East Station, Nanjing Passenger and Technical Station, as well as the new Nanjing North Station and Lukou Air-Rail Intermodal Transport Hub Station planning in. Among them, Nanjing Railway Station is the national railway hub station and China's top ten railway hubs, Nanjing South Railway Station is the national railway hub station and Asia's largest high-speed railway station, and Nanjing East Railway Station is the largest marshalling station in East China and the country's 15th largest railway network marshalling station. Nanjing Passenger Technology Station is a train technology station
Among all 17 railway stations in Nanjing, passenger rail service is mainly provided by Nanjing Railway Station and Nanjing South Railway Station, while other stations like Nanjing West Railway Station, Zhonghuamen Railway Station and Xianlin Railway Station serve minor roles. Nanjing Railway Station was first built in 1968. On November 12, 1999, the station was burnt in a serious fire. Reconstruction of the station was finished on September 1, 2005. Nanjing South Railway Station, which is one of the 5 hub stations on Beijing–Shanghai High-Speed Railway, has officially been claimed as the largest railway station in Asia and the second largest in the world in terms of GFA (Gross Floor Area). Construction of Nanjing South Station began on 10 January 2008. The station was opened for public service in 2011.
Aviation
Nanjing is one of the earliest cities in China to establish civil aviation, and has built 13 airports. The first airport was the Xiaoying Airport built by the Nationalist Government in 1912. In 1927, the Ming Palace Airport was built on the Ming Palace site as a military-civilian airport. The Daxiaochang Airport was completed in 1929. As a training site for the Chinese Air Force, it established the country's largest shooting range at the time. It was one of the largest aviation bases in China's history. It was also the airport with the best facilities at the time. It was designated as the highest level of aviation in China before the Anti-Japanese War Terminus. The Central Aviation School, founded in April 1931 in the University Field, is known as the cradle of the Chinese Air Force. In 1934, Dajiaochang Airport was officially opened as a military airport, and Ming Palace Airport was a civilian airport. In July 1956, Nanjing Civil Aviation moved to Dajiaochang Airport, and Dajiaochang was used by both military and civilian use. In July 1997, Nanjing Lukou International Airport was opened, civil aviation moved to Lukou Airport, and Dajiaochang Airport was retained as a military airport. Nanjing Ma'an International Airport was opened in July 2015, and the entire Daxiaochang Airport was relocated here. and Dajiaochang Airport was retained as a military airport. Nanjing Ma'an International Airport was opened in July 2015, and the entire Daxiaochang Airport was relocated here. and Dajiaochang Airport was retained as a military airport. Nanjing Ma'an International Airport was opened in July 2015, and the entire Daxiaochang Airport was relocated here.
Nanjing Lukou International Airport is the gateway airport of Jiangsu Province and Nanjing City. It is a major national trunk airport, a first-class aviation port, and a major cargo airport in East China. It is an alternate airport with Shanghai Hongqiao Airport and Pudong Airport. 10,000-class large-scale airport ranks as a large national hub airport, China's air cargo center, express mail distribution center, and a national regional transportation hub. It has established a route network radiating Asia, connecting Europe and America, and reaching Australia.
In addition, Nanjing also has Nanjing Ma'an International Airport (for military and civilian use), Tushan Airport (for military use), and Ruohang Nanjing Laoshan Airport (China's first private heliport).
Shipping
Nanjing is an important shipping center in China. Dong Wu (Eastern Wu) of the Three Kingdoms owns military ports and commercial ports and sails overseas. During the Eastern Jin and Southern Dynasties, it was "a river that stretched across the five continents". In the Yuan Dynasty, Nanjing was one of the shipping ports for the transportation of grain from the south to the north. In the Ming Dynasty, Nanjing Port became the base port and departure port for Zheng He's voyages.
Contemporary Nanjing Port is an important hub port in China and a first-class port open to the outside world. It is a multifunctional river-sea port in East China and the Yangtze River Basin for reloading, land and water transfer, cargo distribution and opening to the outside world. It is the only container railway and waterway in the Yangtze River Delta. A seamless port. The completion of the 12.5-meter deep-water channel project below the Yangtze River in Nanjing has made Nanjing Port the deepest inland international deep-water seaport, and it is also a comprehensive hub for China's global river-to-sea transshipment.
Road
As an important regional hub in the Yangtze River Delta, Nanjing is well-connected by over 60 state and provincial highways to all parts of China.
Motorways such as Hu–Ning, Ning–He, Ning–Hang enable commuters to travel to Shanghai, Hefei, Hangzhou, and other important cities quickly and conveniently. Inside the city of Nanjing, there are of highways, with a highway coverage density of 3.38 kilometers per hundred square kilometers (5.44 mi/100 sq mi). The total road coverage density of the city is 112.56 kilometers per hundred square kilometers (181.15 mi/100 sq mi). The two artery roads in Nanjing are Zhongshan Road and Hanzhong. The two roads cross in the city center, Xinjiekou.
Expressways {G+XXxx (National Express, ), S+XX ()}:
G25 Changchun–Shenzhen Expressway
G36 Nanjing–Luoyang Expressway
G40 Shanghai–Xi'an Expressway
G42 Shanghai–Chengdu Expressway
G4211 Nanjing–Wuhu Expressway, a spur of G42 that extends west to Wuhu, Anhui
S55 Nanjing–Gaochun（Xuancheng） Expressway ()
S38 Yanjiang Expressway ()
G2501 Nanjing Ring Expressway ()
S001 Nanjing Ring Highway ()
National Highway
Nanjing is a national comprehensive transportation hub, and its highway network density ranks among the top central cities in the country. As of 2019, the total mileage of Nanjing highways opened to traffic has reached 630 kilometers, and the highway network density has reached 9.56 kilometers per 100 square kilometers, ranking first in the country.
With Nanjing as the center, Ninghu, Ninggao, Ningzhen, Ningyang, Ningchu, Ninglian, Ningtong, Ningchao, Ninghe, Ningluo, Ningma, Ningxuan, Ningyan, Ninghuai, Ningmu, Ningchang, Ninghang and other high-grade highways lead to Jiang surrounding provinces and cities in a radial pattern. Among them, national expressways include G25 Changshen Expressway (Ninghang Expressway), G36 Ningluo Expressway, G40 Shanghai-Shaanxi Expressway (Ninghe Expressway), G42 Shanghai-Rongming Expressway (Shanghai-Nanjing Expressway), G4211 Ningwu Expressway (Ningma Expressway) And G2501 Nanjing Ring Expressway, the national roads include 104 national highway, 205 national highway, 312 national highway, and 328 national highway.
Main long-distance bus terminals: Nanjing Bus Station, Nanjing South Bus Station, Nanjing North Bus Station, Nanjing East Bus Station, Jiangning Bus Station, Lishui Bus Station, Gaochun Bus Station, Nanjing Getang Bus Station.
{G1xx (which starts from Beijing), G2xx (north-south), G3xx (west-east)}:
China National Highway 104—motorists can either drive northwest to Beijing or south to Fuzhou, Fujian.
China National Highway 205—motorists can either drive north to Shanhaiguan, Hebei or south to Shenzhen, Guangdong.
China National Highway 312—motorists can either drive east to Shanghai or west to Khorgas, Xinjiang on the Kazakh border
China National Highway 328—Nanjing is the western terminus of G328, which motorists can follow to Hai'an County in eastern Jiangsu
Public transport
The city also boasts an efficient public transport network, which mainly consists of bus, taxi and metro systems. The bus network, which is currently run by three companies since 2011, provides more than 370 routes covering all parts of the city and suburban areas. At present, the Nanjing Metro system has a grand total of of route and 173 stations across 10 lines. They are Line 1, Line 2, Line 3, Line 4, Line 10, Line S1, Line S3, Line S7, Line S8 and Line S9. The city is planning to complete a 17-line Metro and light-rail system by 2030. The expansion of the Metro network will greatly facilitate intracity transport and reduce the currently heavy traffic congestion.
Metro
Nanjing's first subway officially opened on September 3, 2005. It is the sixth city in mainland China to open a subway. As of 2019, Nanjing subway has 10 lines and 174 stations, with a total length of 378 kilometers and an average daily passenger flow. With more than 3.4 million passengers, the length of subway lines ranks fourth in China (after Beijing, Shanghai, and Guangzhou) and fifth in the world. At present, Nanjing Metro has 13 transfer stations and 36 transfer routes, among which Nanjing South Railway Station can be changed to Line 1, Line 3, Line S1, and Line S3.
Bus
As of the end of 2018, Nanjing had 6,909 buses, operating 468 bus lines, with a total length of , an average daily mileage of , and an average daily passenger volume of 2,182 million. At present, Nanjing has eliminated buses below the National III standard and non-air-conditioned buses, and the number of pure electric buses ranks second in the world.
Taxi
As of the end of 2019, there were more than 12,000 real-name certified taxis in Nanjing. The appearance of the taxis was mostly uniform yellow and black, and the royal blue luxury taxis were a minority. At present, there are four types of taxi tariff standards in Nanjing: ordinary car 11 yuan / 3 kilometers, base price 2.4 yuan / km for car kilometers; mid-range car 11 yuan / 2.5 kilometers, 2.9 yuan / km; high-end cars 11 Yuan / 2 km, 2.9 Yuan / km; pure electric vehicles 11 Yuan / 2.5 km, 2.9 yuan / km.
Online Car-hailing
As of July 2019, there are 6 online ride-hailing platforms in Nanjing, namely Meituan Taxi, Didi Chuxing, First Taxi-hailing, Cao Cao Special Car, Shenzhou Special Car, T3 Travel, and the current car qualification rate of each platform is 70% the above. At present, there are about 13,000 online car-hailing vehicles legally applying for "car permits" in Nanjing.
Tram
As of 2019, there are 2 lines of Nanjing trams. Nanjing Hexi Tram was officially put into operation on August 1, 2014. It is the world's first inter-area contactless tram, and China's first tram to be charged at a station. The line is about 7.76 kilometers long and has 13 stations., Including 4 subway transfer stations. The Nanjing Kylin Tram was officially put into operation on October 31, 2017. The line is about 8.95 kilometers long and has 15 stations, including 1 subway transfer station.
Air
Nanjing's airport, Lukou International Airport NKG, serves both national and international flights. In 2013, Nanjing airport handled 15,011,792 passengers and 255,788.6 tonnes of freight. The airport currently has 85 routes to national and international destinations, which include Japan, Korea, Thailand, Malaysia, Singapore, United States and Germany. The airport is connected by a highway directly to the city center, and is also linked to various intercity highways, making it accessible to the passengers from the surrounding cities. A railway Ninggao Intercity Line has been built to link the airport with Nanjing South Railway Station. Lukou Airport was opened on 28 June 1997, replacing Nanjing Dajiaochang Airport as the main airport serving Nanjing. Dajiaochang Airport is still used as a military air base. Nanjing has another airport – Nanjing Ma'an International Airport which temporarily serves as a dual-use military and civil airport.
Soil
There are mainly two types of soil in Nanjing: zonal soil and cultivated soil. The zonal soil is yellow-brown soil in the northern and central areas of Nanjing, and red soil in the southern part of the border with Anhui. The cultivated soil formed by man-made farming is mainly paddy soil, and there are some yellow Gang soil and vegetable garden soil. The distribution of soil presents a certain law with the undulation of topography and hydrological conditions, which can be divided into three categories: low mountain and hilly area, hilly area and plain area. According to the second national soil survey from 1980 to 1987, the soil in Nanjing is divided into 7 soil types, 13 subtypes, 30 soil genera and 66 soil species, with a total area of 416,300 hectares.
Water
Nanjing is located at the lower reaches of the Yangtze River. The Yangtze River runs diagonally across the city from southwest to northeast. It is about 93 kilometers long and more than 300 kilometers away from the sea entrance. The Qinhuai River rushes from south to north, passes through the main urban area, and joins the Yangtze River. It is known as the mother river of Nanjing. Xuanwu Lake and Mochou Lake are like two pearls embedded in the main city. The water area of the city now accounts for about 11%. The river and lake water system mainly belongs to the Yangtze River system, and only the rivers that flow into Gaoyou Lake and Baoying Lake in the northern part of Liuhe District belong to the Huai River system. The Yangtze River system includes the Qinhuai River system in the south of the Yangtze River, the Chuhe River system in the north of the Yangtze River, the riverside system formed by small rivers that flow into the river on both sides of the river, the two lakes system composed of Shijiu Lake and Gucheng Lake, and the West Taihu Lake system in the east of Gaochun. The groundwater resources are abundant and the water quality is excellent, and the Pukou Pearl Spring is particularly famous. Jiangning Tangshan and Pukou Tangquan are hot spring areas with a long history.
The Port of Nanjing is the largest inland port in China, with annual cargo tonnage reached 191,970,000 t in 2012. The port area is in length and has 64 berths including 16 berths for ships with a tonnage of more than 10,000. Nanjing is also the biggest container port along the Yangtze River; in March 2004, the one million container-capacity base, Longtan Containers Port Area opened, further consolidating Nanjing as the leading port in the region. , it operated six public ports and three industrial ports. The Yangtze River's 12.5-meter-deep waterway enables 50,000-ton-class ocean ships directly arrive at the Nanjing Port, and the ocean ships with the capacities of 100,000 tons or above can also reach the port after load reduction in the Yangtze River's high-tide period. CSC Jinling has a large shipyard.
Animal and Plants Resources
Nanjing is one of the regions with abundant plant resources and a wide variety of plants in China. The vegetation types are complex, including 7 types of natural vegetation including coniferous forest, deciduous broad-leaved forest, mixed deciduous and evergreen broad-leaved forest, bamboo forest, shrub, grass and aquatic vegetation. Cultivated vegetation includes field crops, vegetable crops, and economic forests., Orchards and green belts. Plant species, there are 1061 species of vascular plants, accounting for 64.7% of the total in Jiangsu Province. Seven species such as Sphaerocarpus sinensis, Chinese Allium chinense, Ming Codonopsis, and Pterocarpus sinensis are national key protected rare and endangered plants. The city's forest coverage rate is 27.1%. Among wild animals, there are 795 species of insects belonging to 125 families of 11 orders. There are 99 species of fish belonging to 22 families and 12 orders. There are 327 species of terrestrial wild vertebrates, belonging to 29 orders and 90 families. 243 species of birds belong to 56 families of 17 orders. 47 species of mammals belong to 8 orders and 22 families. Among all animal species, 9 species of wild animals under national first-level protection, such as the Oriental White Crane and White Shoulder Eagle, 65 species of wild animals under the second-level protection, such as the little swan, Chinese tiger and swallowtail, and finless porpoise, and 125 key protected animals in Jiangsu Province Species, 35 species of endangered animals.
Yangtze River crossings
In the 1960s, the first Nanjing Yangtze River Bridge was completed, and served as the only bridge crossing over the Lower Yangtze in eastern China at that time. The bridge was a source of pride and an important symbol of modern China, having been built and designed by the Chinese themselves following failed surveys by other nations and the reliance on and then rejection of Soviet expertise. Begun in 1960 and opened to traffic in 1968, the bridge is a two-tiered road and rail design spanning on the upper deck, with approximately spanning the river itself. Since then four more bridges and two tunnels have been built. Going in the downstream direction, the Yangtze crossings in Nanjing are: Dashengguan Bridge, Line 10 Metro Tunnel, Third Bridge, Nanjing Yangtze River Tunnel (), First Bridge, Second Bridge and Fourth Bridge,Nanjing Yangtze Tunnel (). In the near future, Such Yangtze Crossings will be added as follow :Jianning West Rd. Tunnel, Xianxin Rd. Tunnel, Heyan Rd. Tunnel, Fifth Nanjing Yangtze Bridge.
Mineral Resources
Nanjing is rich in mineral resources. The discovered minerals mainly include 41 types of iron, copper, lead, zinc, strontium, ferrosulfide, dolomite, limestone, gypsum, and clay, among which 23 are of proven reserves and 20 are of industrial mining value. There are more than 10 kinds being mined. The quality and reserves of strontium ore (celestite) rank first in the country. The reserves of copper and lead-zinc ore account for more than 90% of the province, iron ore accounts for 89% of the province, and limestone, dolomite, and attapulgite clay mines are in the whole province. Province occupies an important position. Nanjing's minerals are mainly concentrated in 4 metallogenic belts, namely Jiangpu-Liuhe iron and copper metallogenic belt, Ningzhen iron, copper, and sulfur polymetallic metallogenic belt, Ningwu iron, copper.
Scenic Spots
Nanjing is located in the Yang hilly area of Ningzhen Town, with low hills and gentle hills, dragons and tigers, thousands of miles of Yangtze River passing through the city, Qixia Mountain, Mufu Mountain, Lion Mountain, Qingliang Mountain, Jilong Mountain, Niushou Mountain, and other surrounding urban areas, Qinhuai Rivers, Xuanwu Lake, Huashen Lake and Mochou Lake are dotted around, creating a wonderful landscape with mountains, water, city, and forests as the big pattern. As an ancient capital with splendid cultural traditions and rich historical heritage, it has nurtured numerous cultural landscapes. The Ming people have the chant of "Jinling Forty Scenery", the Qing people have the saying of "Jinling Forty-Eight Scenery", spring outing "Niu Shou Yan Lan", summer "Zhong Fu Qingyun", autumn "Qixia Holy Land"
As of the end of 2019, Nanjing had 1 World Cultural Heritage, 2 World Cultural Heritage Preliminary List, 516 cultural relics protection units at the city level and above, including 112 national key cultural relics protection units, 114 provincial cultural relics protection units 126 points, 353 municipal-level cultural relics protection units, 347 sites, 2 national-level historical and cultural blocks, 11 provincial-level historical and cultural blocks, 3 national-level historical and cultural towns (villages), 51 national-level tourist attractions, including 4A-level There are 26 scenic spots above, including 2 five-A-level scenic spots and 24 four-A-level scenic spots. One world cultural heritage is Ming Xiaoling Mausoleum, two national historical and cultural blocks are Nanjing MeiyuanXincun block and Yihe Road block, and three national historical and cultural towns (villages) are Chunxi Town, Gaochun District, Nanjing City. Qiqiao Village, Qiqiao Town, Gaochun District, Yangliu Village, Hushu Street, Jiangning District. The two five-A-level scenic spots are Confucius Temple-Qinhuai Scenic Belt Scenic Area and Zhongshan Scenic Area. 24 four-A-level scenic spots include Yuhuatai Scenic Area, Presidential Palace Scenic Area, Yuejiang Tower Scenic Area, Xuanwu Lake Scenic Area, Chaotian Palace Scenic Area, etc.
Economic industry
Overview
In 1981, Nanjing was listed as one of the 15 economic center cities by the country. In 2004, Nanjing ranked sixth in China's economic center positioning index, second only to Beijing, Shanghai, Guangzhou, Shenzhen, and Tianjin. In 2008, the headquarters economy development capacity ranked fifth in China, behind Beijing, Shanghai, Guangzhou, and Shenzhen. In 2014 China's regional central cities (excluding Beijing and Shanghai) competitiveness evaluation, Nanjing was second only to Shenzhen and Guangzhou. In 2015, Nanjing ranked fifth in China's investment attractive cities, closely following Beijing, Shanghai, Guangzhou, and Shenzhen. In August 2020, Nanjing ranked among China's top ten GDP in the first half of the year.
In 2019, Nanjing's GDP was 1403,015 billion yuan, ranking 11th in the country, an increase of 7.8% over the previous year. The per capita GDP is 152,886 yuan, ranking second in China's municipalities, sub-provincial cities and provincial capitals, second only to Shenzhen, and the provincial capital ranking first.
Primary Industry
Nanjing is one of China's important agricultural and commercial grain bases. The main cash crops are rape, cotton, silkworm cocoons, hemp, tea, bamboo, fruits, medicinal materials, etc. Due to the fertile water quality on both sides of the Yangtze River, it is also one of China's important freshwater fishery bases.
In 2019, the total output value of Nanjing's agriculture, forestry, animal husbandry, and fishery was 47.250 billion yuan, an increase of 4.8% over the previous year. Among them, the agricultural output value was 24.077 billion yuan, the forestry output value was 2.017 billion yuan, the animal husbandry output value was 2.435 billion yuan, the fishery output value was 15.389 billion yuan, and the agricultural, forestry, animal husbandry and fishery service industry output value was 3.333 billion yuan.
Secondary Industry
Nanjing is the cradle of modern Chinese industry. As the starting place of the Westernization Movement in the late Qing Dynasty and the capital of the Republic of China, Nanjing has played a pivotal role in the Chinese industrial system since the middle of the 19th century, and is a model of modern Chinese urban industrialization and modernization transformation. The birth of Jinling Manufacturing Bureau in 1865 marked the beginning of Nanjing's modern industry. A number of well-known enterprises such as Hutchison International, Jinpu Railway South Section Machine Factory (predecessor of Nanjing Puzhen Rolling Stock Factory), Yongli Chemical Industry Co., Ltd. (predecessor of Nanjing Chemical Industry Company), and China Cement Plant have been completed and put into operation successively, forming Nanjing The embryonic form of modern industry.
Since the reform and opening up, Nanjing has become an important national comprehensive industrial production base, modern service center, and advanced manufacturing base, as well as a national pilot zone for the integration of informatization and industrialization.
In 2019, Nanjing's total industrial added value was 421.577 billion yuan, an increase of 6.9%. The added value of industrial enterprises above the designated size was 309.226 billion yuan, an increase of 7.0%. Among the industries above designated size, the added value of state-owned and state-holding enterprises fell by 0.2%, private enterprises increased by 20.3%, and foreign companies, Hong Kong, Macao, and Taiwan enterprises increased by 7.0%. Large and medium-sized enterprises increased by 3.9%, and small and micro enterprises increased by 18.2%. Among the 37 major industries in the system, 22 industries have achieved growth in added value. Among the top ten industries ranked by cumulative value-added, six industries including electronics, electrical machinery, steel, medicine, general equipment, and non-metal products increased by 20.2%,
Tertiary Industry
Nanjing is an important regional financial and business center positioned by the National Development and Reform Commission. The financial industry is an important strategic pillar industry in Nanjing. The total financial volume and financial resources account for 25% of Jiangsu Province, and the financial center index ranks sixth in the country. In the 2018 China Financial Center Index evaluation, Nanjing's financial industry performance ranked fourth in China, second only to Beijing, Shanghai, and Shenzhen. In 2018, Nanjing's financial industry achieved an added value of 147.332 billion yuan, and the balance of domestic and foreign currency deposits in financial institutions was 3452.486 billion yuan.
Nanjing is China's service outsourcing base and national software export innovation base. It is China's only pilot city for comprehensive reform of the national science and technology system. The software industry is the number one leading industry and pillar industry that Nanjing strives to cultivate. At the end of 2019, Nanjing achieved a total execution value of 17.33 billion US dollars in service outsourcing, ranking first among Chinese cities. In 2018, the software and information service industry had a revenue of 450 billion yuan, ranking fourth in China and first in Jiangsu after Beijing, Shenzhen, and Shanghai, accounting for 7.1% of the country's total and 50.8% of Jiangsu's. There are 12 unicorn companies in Nanjing in 2019, ranking seventh in global cities and fifth in China.
The convention and exhibition industry is an important industry in Nanjing. In the "World 2013 City Conference Industry Development Ranking" issued by the International Conference and Convention Association (ICCA), Nanjing has become the city with the most international conferences in China after Beijing and Shanghai. In 2019, Beichen Convention and Exhibition Research Institute released the "China Exhibition Index Report 2019", and Nanjing ranked seventh in China in the comprehensive index of domestic urban exhibition industry development. According to the "2017 China Exhibition Statistics Report" released in 2018, Nanjing ranked third in the number of exhibitions held in all cities in China, and ranked fifth in the exhibition area in all cities in China.
Culture and art
Being one of the four ancient capitals of China, Nanjing has always been a cultural center attracting intellectuals from all over the country. In the Tang and Song dynasties, Nanjing was a place where poets gathered and composed poems reminiscent of its luxurious past; during the Ming and Qing dynasties, the city was the official imperial examination center (Jiangnan Examination Hall) for the Jiangnan region, again acting as a hub where different thoughts and opinions converged and thrived.
Today, with a long cultural tradition and strong support from local educational institutions, Nanjing is commonly viewed as a "city of culture" and one of the more pleasant cities to live in China.
Art
Some of the leading art groups of China are based in Nanjing; they include the Qianxian Dance Company, Nanjing Dance Company, Nanjing Little Red Flower Art Troupe, Jiangsu Peking Opera Institute and Nanjing Xiaohonghua Art Company among others.
Jiangsu Province Kun Opera is one of the best theaters for Kunqu, China's oldest stage art.
It is considered a conservative and traditional troupe. Nanjing also has professional opera troupes for the Yang, Yue (shaoxing), Xi and Jing (Chinese opera varieties) as well as Suzhou pingtan, spoken theater and puppet theater.
Jiangsu Art Gallery is the largest gallery in Jiangsu Province, presenting some of the best traditional and contemporary art pieces of China like the historical Master Ho-Kan; many other smaller-scale galleries, such as Red Chamber Art Garden and Jinling Stone Gallery, also have their own special exhibitions. As of 2019, Nanjing has 14 cultural centers, 100 cultural stations, 15 public libraries (excluding libraries for education systems and enterprises and institutions), 132 movie theaters, and 2 large-scale convention and exhibition centers. They are Nanjing International Exhibition Center and Nanjing International Expo Center, 87 various museums, including 77 state-owned museums and 10 non-state-owned museums. As of the end of August 2020, there are 137 calligraphy and painting academies, art museums, and art galleries in Nanjing.
Nanjing is an important town of Chinese painting and calligraphy. In the Six Dynasties, there were painting and calligraphy masters such as Wang Xizhi, Wang Xianzhi, Zhang Sengyou, Lu Tanwei, and Gu Kaizhi. The earliest extant painting theory work "Paintings" has a profound impact on later generations. The Nantang Art Academy brought together outstanding calligraphy and painting masters at a time. Dongyuan and Juran pioneered the Southern School of Landscape and became a generation of masters. Xu Xi's flower and bird paintings, Zhou Wenju, and Gu Hongzhong's figure paintings continue to pass. "Han Xizai's Night Banquet" is a masterpiece of ancient Chinese meticulous brushwork. The system of Nantang Painting Academy was also inherited by later generations. The Painting Book of Ten Bamboo Studios in the Ming Dynasty reproduced the paintings with the pinnacle of three-dimensional color printing techniques. The Painting Book of Mustard Seed Garden in the early Qing Dynasty was regarded as a must-read for learning Chinese painting. The "Eight Masters of Nanjing" headed by Gong Xian were active in Nanjing in the early Qing Dynasty and created the Jinling School of Painting. In the 1930s, celebrities in painting circles such as Lv Fengzi, Xu Beihong, Zhang Daqian, Yan Wenliang, Lu Sibai, Chen Zhifo, Gao Jianfu, Pan Yuliang, and Pang Xunqin gathered in Nanjing. Among them, Xu Beihong, Zhang Shuqi, and Liu Zigu were hailed as the "Three Masters of Jinling". Contemporary "New Jinling Painting School" represented by Fu Baoshi, Qian Songyan, Song Wenzhi, Wei Zixi, Yaming,
Festivals
Many traditional festivals and customs were observed in the old times, which included climbing the City Wall on January 16, bathing in Qing Xi on March 3, hill hiking on September 9 and others (the dates are in Chinese lunar calendar). Almost none of them, however, are still celebrated by modern Nanjingese.
Instead, Nanjing, as a tourist destination, hosts a series of government-organized events throughout the year. The annual International Plum Blossom Festival held in Plum Blossom Hill, the largest plum collection in China, attracts thousands of tourists both domestically and internationally. Other events include Nanjing Baima Peach Blossom and Kite Festival, Jiangxin Zhou Fruit Festival and Linggu Temple Sweet Osmanthus Festival.
Libraries
Nanjing Library, founded in 1907, houses more than 10 million volumes of printed materials and is the third largest library in China, after the National Library in Beijing and Shanghai Library. Other libraries, such as city-owned Jinling Library and various district libraries, also provide considerable amount of information to citizens. Nanjing University Library is the second largest university libraries in China after Peking University Library, and the fifth largest nationwide, especially in the number of precious collections.
Museums
Nanjing has some of the oldest and finest museums in China. Nanjing Museum, formerly known as National Central Museum during ROC period, is the first modern museum and remains as one of the leading museums in China having 400,000 items in its permanent collection. The museum is notable for enormous collections of Ming and Qing imperial porcelain, which is among the largest in the world.
Other museums include the City Museum of Nanjing in the Chaotian Palace, the Oriental Metropolitan Museum, the China Modern History Museum in the Presidential Palace, the Nanjing Massacre Memorial Hall, the Taiping Kingdom History Museum, Jiangning Imperial Silk Manufacturing Museum, Nanjing Yunjin Museum, Nanjing City Wall Cultural Museum, Nanjing Customs Museum in Ganxi House, Nanjing Astronomical History Museum, Nanjing Paleontological Museum, Nanjing Geological Museum, Nanjing Riverstones Museum, and other museums and memorials such Zheng He Memorial Jinling Four Modern Calligraphers Memorial.
Theater
Most of Nanjing's major theaters are multi-purpose, used as convention halls, cinemas, musical halls and theaters on different occasions. The major theaters include the People's Convention Hall and the Nanjing Arts and Culture Center. The Capital Theater well known in the past is now a museum in theater/film.
Night life
Traditionally Nanjing's nightlife was mostly centered around Nanjing Fuzimiao (Confucius Temple) area along the Qinhuai River, where night markets, restaurants and pubs thrived. Boating at night in the river was a main attraction of the city. Thus, one can see the statues of the famous teachers and educators of the past not too far from those of the courtesans who educated the young men in the other arts.
In the past 20 years, several commercial streets have been developed, hence the nightlife has become more diverse: there are shopping malls opening late in the Xinjiekou CBD, as well as in and around major residential areas throughout the city. The well-established "Nanjing 1912" district hosts a wide variety of recreational facilities ranging from traditional restaurants and western pubs to dance clubs, in both its downtown location and beside Baijia Lake in Jiangning District. In recent years, many night-life options have opened up in Catherine Park as well as in shopping malls such as IST in Xinjiekou and Kingmo near Baijai Lake metro station. Other, more student-oriented places are to be found near to Nanjing University and Nanjing Normal University.
Food and symbolism
The local cuisine in Nanjing is called Jinling cuisine () or Jingsu cuisine (京苏菜); it is part of Jiangsu province's cuisine. Jinling cuisine is famous for its meticulous process, emphasizing no added preservatives and its seasonality. Its duck and goose dishes are well known among Chinese for centuries. It also employs many different style of cooking methods, such as slow cooking, Chinese oven cooking, etc. Its dishes tend to be light and fresh, suitable for all. The restaurant specializing in Jinling cuisine is Ma Xiang Xing (马祥兴菜馆).
Many of the city's local favorite dishes are based on ducks, including Nanjing salted duck, duck blood and vermicelli soup, and duck oil pancake.
The radish is also a typical food representing people of Nanjing, which has been spread through word of mouth as an interesting fact for many years in China. According to Nanjing.GOV.cn, "There is a long history of growing radish in Nanjing especially the southern suburb. In the spring, the radish tastes very juicy and sweet. It is well-known that people in Nanjing like eating radish. And the people are even addressed as 'Nanjing big radish', which means they are unsophisticated, passionate and conservative. From health perspective, eating radish can help to offset the stodgy food that people take during the Spring Festival".
Sports and stadiums
Nanjing is the birthplace of modern Chinese sports. In 1910, the first National Games in Chinese history was held. In 1924, the predecessor of the Chinese Olympic Committee (All-China Sports Association) was established in Nanjing. China's first Olympic delegation trained, assembled, and set off in Nanjing. Nanjing is the birthplace of China's Olympic dream and one of the cities that contributed the most to China's participation in the Olympics. Nanjing has an irreplaceable position in the history of the Chinese Olympics.
Nanjing's planned 20,000 seat Youth Olympic Sports Park Gymnasium will be one of the venues for the 2019 FIBA Basketball World Cup.
As a major Chinese city, Nanjing is home to many professional sports teams. 2020 Chinese Super League champions Jiangsu Football Club, owned by Suning Appliance Group, was a tenant of Nanjing Olympic Sports Center from 2007 until the club's dissolution in 2021. Jiangsu Nangang Basketball Club is a competitive team which has long been one of the major clubs fighting for the title in China top-level league, CBA. Jiangsu Volleyball men and women teams are also traditionally considered as at top level in China volleyball league.
There are two major sports centers in Nanjing, Wutaishan Sports Center and Nanjing Olympic Sports Center. Both of these two are comprehensive sports centers, including stadium, gymnasium, natatorium, tennis court, etc. Wutaishan Sports Center was established in 1952 and it was one of the oldest and most advanced stadiums in early time of People's Republic of China.
Nanjing hosted the 10th National Games of PRC in 2005 and hosted the 2nd summer Youth Olympic Games in 2014.
In 2005, to host The 10th National Game of People's Republic of China, there was a new stadium, Nanjing Olympic Sports Center, constructed in Nanjing. Compared to Wutaishan Sports Center, which the major stadium's capacity is 18,500, Nanjing Olympic Sports Center has a more advanced stadium which is big enough to seat 60,000 spectators. Its gymnasium has capacity of 13,000, and natatorium of capacity 3,000.
On 10 February 2010, the 122nd IOC session at Vancouver announced Nanjing as the host city for the 2nd Summer Youth Olympic Games. The slogan of the 2014 Youth Olympic Games was "Share the Games, Share our Dreams". The Nanjing 2014 Youth Olympic Games featured all 28 sports on the Olympic program and were held from 16 to 28 August. The 2014 Nanjing Youth Olympic Games is another major Olympic event hosted by China after the Beijing Olympics. It is the first time that China has hosted the Youth Olympic Games and the second time that China has hosted an Olympic event. The hosting of the Youth Olympic Games makes Nanjing the second city in the Greater China region after Beijing that has hosted athletes from more than 200 countries and regions. In the ranking of the most dynamic cities in China in 2015, Nanjing ranked third, second only to Beijing and Shanghai. According to the ranking of the top 100 global sports influences published by SPORTCAL, an authoritative sports market intelligence research and service organization in the United Kingdom, Nanjing ranks 10th in the world and 2nd in China, second only to Beijing.
The Nanjing Youth Olympic Games Organizing Committee (NYOGOC) worked together with the International Olympic Committee (IOC) to attract the best young athletes from around the world to compete at the highest level. Off the competition fields, an integrated culture and education program focused on discussions about education, Olympic values, social challenges, and cultural diversity. The YOG aims to spread the Olympic spirit and encourage sports participation.
Main venues: Nanjing Olympic Sports Center, Wutaishan Sports Center, Youth Olympic Sports Park, Nanjing Institute of Physical Education (Central Stadium), Nanjing Longjiang Stadium, Nanjing National Fitness Center, Jiangning Sports Center, Lishui Sports Center, Gaochun Sports Center, etc.
Main teams: Jiangsu Football Club (dissolved), Nanjing Monkey Kings, Jiangsu Dragons (a.k.a. Jiangsu Nangang), etc.
Architecture
The city is renowned for its wide variety of architectures which mainly contain buildings from multiple dynasties, the Republic of China, and the present.
Imperial period
Inside the walled city
City Wall of Nanjing ()
Gate of China (Zhonghuamen; )
Fuzimiao (Confucius Temple) and Qinhuai River ()
Jiangnan Examination Hall ()
Zhanyuan Garden ()
Old Gate East (Laomendong) ()
Taoye Ferry ()
Ming Palace Site ()
Xu Garden ()
Jiming Temple ()
Beiji Ge ()
Drum Tower of Nanjing ()
Chaotian Palace ()
Stone City ()
Yuejiang Tower ()
Jinghai Temple ()
Outside the walled city
Purple Mountain Scenic Area ()
Ming Xiaoling Mausoleum and its surrounding complex ()
Linggu Temple ()
Xuanwu Lake ()
Qixia Temple ()
The Porcelain Pagoda of Nanjing (restored) ()
Mochou Lake and Park ()
Yangshan Quarry ()
Southern Tang Mausoleums ()
Urban Culture
City Symbol
City Tree: Cedar
City Flower: Plum
Tourist city symbol: Long Pan Tiger Standing
Language
Nanjing Mandarin is spoken in most parts of Nanjing, while Wu Chinese is spoken in most of the Gaochun District and the southern part of Lishui District.
Nanjing dialect has been the official language of China for a long time in history. Jinling Yayan was established as the standard pronunciation of Chinese as an orthodox traditional Chinese dialect in the ancient Central Plains. It has a profound influence on the Chinese language form to this day, and the Han culture since the Six Dynasties. For the superior consciousness of the above, the official Chinese standard language of the dynasties before the middle of the Qing Dynasty was based on Nanjing Mandarin. The Chinese language taught and used in neighboring countries such as Japan, North Korea, and Vietnam is also Nanjing Mandarin. Western missionaries who came to China during the Ming and Qing dynasties used Nanjing Mandarin as the standard Chinese dialect. The "Chinese Zhengyin Conference" hosted by Western missionaries in the early years of the Republic of China also adopted the Nanjing accent as the standard. For a long time, the Nanjing dialect has been admired for its elegant, smooth, accent, and unique status.
In July 2017, the Ministry of Education and the National Language Commission held a press conference, and the penetration rate of Mandarin has reached 73%. The protection of the Nanjing dialect should start from the baby. Nanjing has initiated the Nanjing dialect to campus plan, and will take the lead in adding the content of "Old Nanjing dialect" to the extracurricular activities of elementary schools; at the same time, the Nanjing dialect speaker Chen Zongxia established the "Talk to Nanjing" studio. So far, 6 sessions of children's dialect training courses have been held, and they have been invited to the middle class of Nanjing No. 1 Experimental Kindergarten, where more than 200 children were trained in Nanjing dialects, old children's songs, and old games; Nanjing Local History Museum invited Chen Zongxia to write articles for them and put some videos on the Internet for dissemination, which related to Nanjing yelling, like Baiju; in terms of new media, the "hard leg" studio familiar to young people has been recording videos and dubbing in Nanjing dialect, set off the trend of “Nanjing-style humor” by tapping local cultural resources.
Religion
Nanjing has four major religions: Buddhism, Taoism, Christianity, and Islam. Nanjing is one of the earliest areas in China to spread Buddhist culture. The "480 Temples in the Southern Dynasties" has become the center of Chinese Buddhist culture and the ancestral home of the Sanlunzong, Niutouzong, Fayanzong, and other Buddhist sects. Nanjing is also the place for the revival of modern Chinese Buddhist culture. The Jinling Carved Scriptures integrates Buddhist publishing, dissemination, and research. It is still the world's unparalleled Chinese Buddhist scripture publishing and circulation center. The engraving and printing skills are included in the world's intangible cultural heritage of humanity. Ancient famous temples such as Jianchu Temple, Qixia Temple, Waguan Temple, Qingliang Temple, Jiming Temple, Dabaoen Temple, etc. were revived. Nanjing Taoism has a long history and occupies an important position in the history of Chinese Taoism. The history of the spread of Catholicism in Nanjing began more than 400 years ago by the scientist and missionary Matteo Ricci. The Shigu Road Catholic Church is the cathedral of the Catholic Diocese of Nanjing. The Nanjing Diocese with Nanjing as its center has a vast area. As one of the national centers of Christianity in China, Nanjing has two seminaries, Jinling Theological Seminary and Jiangsu Theological Seminary. The Christian social service organization Amity Foundation and the world's largest Bible printing company Amity Printing Company are both in Nanjing. Nanjing is the birthplace of the Islamic "Renaissance" and has an important influence on the development of Chinese Islamic culture.
Folklore
The main folklore activities in Nanjing include Chinese New Year greetings for the Spring Festival, hanging Spring Festival couplets at the city gate, eating rice cakes, welcoming the God of Wealth on the fifth day of the first lunar month, climbing the city on the 16th day of the first lunar month, sweeping the tomb on Qingming Festival, dragon boat races on the Dragon Boat Festival, eating rice dumplings, and begging for gifts on Qixi Festival, Liqiu gnawing autumn, Mid-Autumn reunion, eating moon cakes, enjoy the moon and go to the melon rack in the field and pick melon beans under the bean shed, Chongyang ascends, Chongyang cake inserted Chongyang flag, Laba food porridge, sent stove on the 24th lunar month, New Year's Eve reunion and ancestor worship.
Diet
Nanjing's food culture has a long history. During the pre-Qin period, it was distinguished from the Central Plains culture with "fandao soup fish". Nanjing people like to eat wild vegetables during the Qingming Festival, and they named the eight most eaten spring vegetables and wild vegetables as the "Eight Dry Seasons". There is also the saying "Eight fresh sweet-scented osmanthus fragrance", referring to 8 kinds of aquatic fruits and vegetables during the Mid-Autumn Festival. Nanjing people like to eat ducks. Nanjing salted duck, roast duck, and dried duck have won the reputation of "Duck Capital" and "Finest duck under Heaven". The flavor snacks of Jinling Tea House have become an indispensable part of Qinhuai culture. In addition, Jiangning, Liuhe and Gaochun each have their own local flavors. "Suiyuan Food List", "Baimen Recipe", "Yecheng Vegetable Book" are the crystallization of Nanjing food culture. Jinling Hotel, Jiangsu Restaurant, Ma Xiangxing, Lvliuju, etc. are all committed to the inheritance of Nanjing's dining culture and create Jinling dishes with their own characteristics and meet contemporary needs.
Literature
The first "Literature Museum" in Chinese history, the first literary theory and criticism monograph "Wen Xin Diao Long", the earliest existing collection of poetry and essays "Selected Works of Zhaoming", China's first poetic theory and criticism monograph "Shi Pin" ", the first collection of zhiren novel," Shi Shuo Xin Yu, "and the first children's enlightenment book "Thousand Characters "were all born in Nanjing. Masterpieces such as "A Dream of Red Mansions" and "The Scholars" are inseparable from Nanjing.
Modern literary giants such as Lu Xun, Ba Jin, Zhu Ziqing, Yu Pingbo, Zhang Henshui, Zhang Ailing have inextricably linked with Nanjing, and the masterpiece "The Earth" by the American writer Pearl Buck who won the Nobel Prize for Literature was created in Nanjing. Famous contemporary literary writers in Nanjing include Su Tong, Bi Feiyu and Ye Zhaoyan. Among them, Su Tong, who grew up in Nanjing, is a representative contemporary avant-garde literature writer. His work "The Yellow Bird" won the Mao Dun Literature Award in 2015; Bi Feiyu, who graduated from Nanjing University, is a representative writer of China's "new generation", and his "Tuina" won The 8th Mao Dun Literary Award; Ye Zhaoyan, born in Nanjing, is a representative writer of "New Realism" in China. He won the National Excellent Novella Award from 1987 to 1988 and the first Jiangsu Literature and Art Award. His representative works include "Nanjing Biography" "Flower Shadow" "Mooring on River Qinhuai at night" and so on. Nanjing has always been an important hub for Sino-foreign literary exchanges, and also a bridgehead for traditional Chinese literary masterpieces to the world stage.
Film and Television
Nanjing, as the ancient capital of the Six Dynasties and a famous scenic spot, has become the "best location" favored by directors. Among them, the 93 edition of "Legend of the New White Lady" was shot at Jiming Temple in Nanjing; "Deep Love and Rain" shot at Nanjing Pukou Railway Station; "The Founding of the People's Republic" shot at Sun Yat-sen Mausoleum, Meiling Palace, Southeast University Auditorium, etc. .; and more movies and TV series "Jinling Thirteen Hairpins", "To Our Dying Youth", "Tuina", etc. were all shot in Nanjing.
Music & Dance
Jinling Qin School is an important genre of Chinese Guqin art that originated in Nanjing. It has a great influence on many later generations of Qin Schools. It originated from the Royal Music Officials of the Ming Dynasty and has been listed as a World Intangible Cultural Heritage Project. The folk song "Jasmine Flower" originated from the "Flower Tune" sung by Liuhe folks for a century, and is world-famous. Xishanqiao folk song performances have repeatedly appeared on CCTV. In addition, there are Gaochun folk songs "Caihongling", "Planting Seedlings in May", Liuhe folk songs "Flower Tune", "Liuzuo Blow Music" etc.
In addition to classical music, contemporary Nanjing also has many famous songs. For example, Li Shutong's "Farewell": outside the long pavilion, along the ancient road, green grass and green sky; Li Zhi's "Summer on Shanyin Road": Do you still remember my room on the eighth floor of Shanyin Road, the day and night singing in the room; About Nanjing University's song "University of Nanjing": Today I'm going to say goodbye to Nanjing. The wind that separates us is light but firm. Goodbye Nanjing; the unique Nanjing rap "Drink Wontons": Do you want spicy oil? Do you want spicy oil ?; and the exclusive Nanjing Radio "Nanjing2014" of Nanjing; "Mo Chou ah Mo Chou" that I bleed as a child, etc.
In 2016, the Nanjing Forest Music Carnival, sponsored by the Propaganda Department of the Jiangsu Provincial Party Committee and the Nanjing Municipal People's Government, has been held 5 times. Since 2014, Jiangsu Music Broadcasting will hold the Midou Music Festival in Nanjing every year. The 7th Midou Music Festival; and the popular Nanjing University Student Music Festival in recent years.
Traditional folk dances in Nanjing include Luoshan Dragon, Dongba Dama Lantern, Sparrow Jump, Jiangpu Hand Lion, Gaochun Dance Wuban, Wanbei Xiaoma Lantern Dance, Qixia Dragon Dance, Changlu Carrying Dragon, Tongshan Gaotai Lion Dance, Dongba Peiqiao stilts, Longyin Che, Zhetang Shahuo, Dangdang, Luohan, Zhuzhen stilts are all intangible cultural heritages.
In recent years, Nanjing dancers have been close to life, close to reality, and close to the masses, creating a large number of outstanding dance works. Created by the Nanjing Dancers Association, the original local drama "The Place Closest to Dream", with students from the Department of Music of the School of Aeronautics and Astronautics as the performance team, shows youthful demeanor with the theme of youth entrepreneurship; performed by Nanjing folk performing artists "Drum and Dragon Celebrating the New Year" is a classic of Nanjing folk dance in recent years; the "Nanjing City Intangible Cultural Heritage Scene Demonstration" Jinling Season "hosted by Nanjing Cultural Bureau and undertaken by Nanjing Art Museum is a work of high artistic level.
In Nanjing, we have the first professional children's art school in the country that integrates cultural education, art education and stage performances, Nanjing Art Primary School, referred to as Nanjing Xiaohonghua Art Troupe. The school implements small-class education in an all-round way, and promotes both culture and art. It has been rated as a meritorious unit in Nanjing many times, and twice was awarded the honorary title of "National Children's Cultural Work Advanced Group" by the Central Ministry of Culture.
Drama, Quyi
Drama includes opera and modern drama.
Xiqu is a traditional Chinese drama. After a long period of development and evolution, it has gradually formed the Chinese Opera Garden with the five major Chinese opera types of "Peking Opera, Yue Opera, Huangmei Opera, Ping Opera, and Henan Opera" as the core. Peking opera has a long history in Nanjing: the famous Peking opera master Mei Baojiu has a deep connection with Nanjing. As the honorary president of the "Nanjing Meilanfang Jingkun Art Research Association", Master Mei Jiubao made a special trip to Nanjing as the "Research Association" "Unveiled, and led his disciples to perform the Meipai famous play" The Return of the Phoenix " Zheng Ziru, the famous Peking opera artist, performed "The Flower Spear" in Nanjing.
Kunqu Opera is one of the oldest operas in traditional Chinese opera, and it is also a treasure of traditional Chinese culture and art, especially opera art. It is called an "orchid" in the Hundred Gardens. In Nanjing, famous professional Kunban classes such as "Xinghua Ministry", "Hualin Ministry", "Li Yujia Ban", and "Cao Yinjia Ban" appeared in Nanjing, and the style of singing songs by the voiceless section and literati also continued.
Drama is a form of Western drama introduced in the 20th century. In recent years, Nanjing's annual drama box office has continued to rise. The drama "Mrs of the Sea" staged in Nanjing in 2017, "Broken Gold", "Treasure Island Village" in 2018, and "Hamlet" in 2019 have the highest box office in the country. All fell in Nanjing. Not only that, the box office and attendance rate of some plays such as "White Deer Plain" in Nanjing are also far ahead in the Yangtze River Delta region.
Quyi is the collective name of the various "rap art" of the Chinese nation. It is a unique art form formed by the long-term development and evolution of folk oral literature and singing art. The local folk arts in Nanjing include Southern Crosstalk, Nanjing Baiju, Nanjing Vernacular, Nanjing Pinghua, Gaochun Yangqiang Mulian Opera, Liuhe Hongshan Opera, etc.
Photography
Nanjing has many excellent photography works, as well as large-scale photography exhibitions, photography conferences, etc. Zhao Ran's "Quadette of Enchanting Hair", Ben Daochun's "Tianjiang Cruise", Tian Ming's "Shanghai White-collar Early Class Subway Life", Yu Xianyun's "In the Name of the Country" won 21st, 22nd, 23rd, The 25th National Photographic Art Exhibition Gold Award; Liu Jun's "Fisher Songs and Moon" won the 21st Austria Trembler Super Photo Tour Competition Gold Award; Sun Chonglin's "Little Wangmu" Gold Award in the second PSAChina International Photography Competition.
The Nanjing Photographic Association successfully held the third city photography conference in Nanjing; held photography exhibitions such as "World Historical and Cultural Cities", "Hong Kong in the Eyes of Nanjing People", "Nanjing in the Eyes of College Students"; in Italy, Japan, Singapore, and other countries held "Splendid Nanjing" and "Ancient Capital Nanjing" photography exhibitions in Italy, Japan, Singapore, and other countries; held "Harmonious Nanjing", "I Love Nanjing", "Nanjing City Walls", "Four Seasons Jinling" and other photography competitions; edited and published "Nanjing New Look", "Nanjing", "Splendid Nanjing" "Brilliant Nanjing", "Nanjing City Wall" and other large-scale picture albums,
Folk Crafts
There are many kinds of folk crafts in Nanjing, including brocade, paper-cutting, lantern color, gold leaf, folding fan, velvet flower, carved velvet, wood carving, bamboo carving, etc.
As of 2019, Nanjing has 4 world human intangible cultural heritage projects (guqin art, Nanjing cloud brocade weaving, Chinese engraving, and printing techniques, Chinese paper-cutting), 11 national intangible cultural heritage projects, 64 Jiangsu Province and 70 Nanjing City intangible cultural heritage project.
Honorary title
In terms of food, Nanjing has salted duck, duck blood noodles, wonton, fried dumplings, and local specialties of pot stickers; in terms of entertainment, Nanjing has Qixia Mountain, Jiming Temple, Zijin Mountain, and other famous locations; in terms of life, subway transportation bicycles Direct access to almost all areas of Nanjing. Therefore, on November 18, 2020, in the "2020 China's Happiest Cities" survey, Nanjing was awarded one of the happiest cities in China.
Throughout the ages, countless great poets have left in Nanjing the most popular poems, such as Li Bai's "Deng Jinling Phoenix Terrace", Liu Yuxi's "Jinling Five Questions · Stone Man", Du Mu's "Bo Qinhuai", etc., "A Dream of Red Mansions" and "The Scholars Outside History" is inseparable from Nanjing, and there are literary treasures such as the famous novels Homesickness and Paddling Sound in the Qinhuai River in modern times. On October 31, 2019, the official Weibo of the UNESCO Creative City Network announced that Nanjing was listed as the World Literary Capital; City of Literature.
In the Nanjing Massacre that occurred 80 years ago, the Japanese invaders massacred more than 300,000 Chinese soldiers and civilians who had laid down their weapons, and more than 20,000 women were raped. Over the years, Nanjing has adhered to the concept of peace and has done a lot of work to remember history and cherish peace. Therefore, on September 4, the "International Peace City Association" announced to the world through a video that Nanjing became the 169th international peaceful city, and it is also the first and only city in China to join the organization.
Republic of China period
Because it was designated as the national capital, many structures were built around that time. Here is a short list:
Inside the walled city
Former Presidential Palace of the Republic of China ()
Former National Assembly Building of the Republic of China ()
Former Central Government of ROC Building Group along N. Zhongshan Road ()
Former Central Committee of KMT Buildings ()
Former Foreign Embassies in Gulou Area ()
Nanking Officials Residence Cluster along Yihe Road ()
Former National Central Museum ()
Former National Art Gallery Building ()
Former Central Radio of KMT Building ()
Dahua Theater ()
Former Academia Sinica Buildings ()
Former National Central University Buildings at Sipailou ()
Former University of Nanking Buildings ()
Former Ginling College Buildings ()
Former Republic of China Military Academy Buildings ()
Former Bank of China Nanking Branch Building ()
Former Bank of Communications Nanking Branch Building ()
Former Central Bank of ROC Nanking Branch Building ()
Former Macklin Hospital Buildings (Gulou Hospital) ()
Former Central Hospital Buildings ()
St. Paul's Church ()
Central Hotel ()
Former Capital Hotel (Huajiang Hotel) ()
Yangtse Hotel ()
Lizhishe Buildings ()
Outside the walled city
Sun Yat-sen Mausoleum and its surrounding area ()
National Revolutionary Army Memorial Cemetery ()
Aviation Martyrs of WWII Memorial Cemetery ()
National Purple Mountain Observatory ()
Former Central Stadium ()
Nanjing Botanical Garden, Memorial Sun Yat-Sen ()
People's Republic of China period
Yuhuatai Memorial Park of Revolutionary Martyrs ()
Nanjing Yangtze River Bridge ()
Memorial Hall of the Victims in Nanjing Massacre by Japanese Invaders ()
Jinling Hotel ()
Zifeng Tower ()
Education
Ancient Education
Nanjing has been a city that values culture and education since ancient times. As early as the Han Dynasty, Jiangdong private schools were relatively developed. The government-run higher education in Nanjing began in Dong Wu (Eastern Wu). In 258, Emperor Wu Jing ordered doctors of the Five Classics to establish Chinese Studies. In 317, at the beginning of the founding of the Emperor Yuan of Jin, he established Taixue in Jiankang (the highest institution in the country). There are five science museums of literature, history, Confucianism, Xuan, and Yin and Yang in the Southern Song Taixue. It is the first university in the world that integrates education and research. The Southern Tang Dynasty established Taixue, developed imperial examinations, built academies and painting academies, and prospered in writing style. Maoshan Academy of Jiangning Mansion in Song Dynasty was one of the six major academies at that time. In the early Ming Dynasty, Nanjing Guozijian was the largest and highest institution in the world at that time, with nearly 10,000 students, as well as foreign students from Japan, North Korea, Annan, Ryukyu, and other countries studying here. After the capital moved to Yongle, the Nanjing Imperial College was retained, and it was called the Nanjing in history. It not only nurtured students, but also printed books. Chongzheng Academy was well known in the mid-Ming Dynasty. In the Qing Dynasty, Jiang Ningfu School was built, and there were Zhongshan Academy and Xiyin Academy, both of which were taught by famous scholars. In the late Qing Dynasty, Xinxue was promoted, and the Qing court successively opened Jiangnan Industrial School, Jiangnan Wubei School, Jiangnan Lushi School, Jiangnan Navy School, Jinling University of Technology, and other new schools in Nanjing. The American Presbyterian Church opened Mingde College in Nanjing in 1884, and Jinling University Hall was built in 1888. The Sanjiang Normal School, which was organized in 1902 and officially opened in 1904, was the largest and the latest designed after the implementation of the new education in the late Qing Dynasty. It was also one of the earliest normal schools established in modern China. In 1906, it was renamed Liangjiang Normal School (the predecessor of Southeast University, Nanjing University, Nanjing Normal University and other universities). The American Presbyterian Church opened Mingde College in Nanjing in 1884, and Jinling University Hall was built in 1888. The Sanjiang Normal School, which was organized in 1902 and officially opened in 1904, was the largest and the latest designed after the implementation of the new education in the late Qing Dynasty. It was also one of the earliest normal schools established in modern China. In 1906, it was renamed Liangjiang Normal School (the predecessor of Southeast University, Nanjing University, Nanjing Normal University and other universities). The American Presbyterian Church opened Mingde College in Nanjing in 1884, and Jinling University Hall was built in 1888. The Sanjiang Normal School, which was organized in 1902 and officially opened in 1904, was the largest and the latest designed after the implementation of the new education in the late Qing Dynasty. It was also one of the earliest normal schools established in modern China. In 1906, it was renamed Liangjiang Normal School (the predecessor of Southeast University, Nanjing University, Nanjing Normal University and other universities).
The educational center of southern China for more than 1,700 years, Nanjing has a large range of prestigious higher education institutions and research institutes and a large student population. Nanjing is ranked the 88th QS Best Student City in 2019. Nanjing University is considered to be one of the top national universities nationwide. According to the QS Higher Education top-ranking university, Nanjing University is ranked the seventh university in China, and 122nd overall in the world as of 2019. Southeast University is also among the most famous universities in China and is considered to be one of the best universities for Architecture and Engineering in China. Many universities in Nanjing have satellite campuses or have moved their main campus to Xianlin University City in the eastern suburb. Some of the other biggest national universities in Nanjing are:
The educational center of southern China for more than 1,700 years, the city has a large range of prestigious higher education institutions and research institutes and a large student population.
Nanjing University
Southeast University
Hohai University
Nanjing Normal University
Nanjing Xiaozhuang University
Nanjing University of Aeronautics and Astronautics
Nanjing University of Science and Technology
Nanjing Tech University
Nanjing Institute of Technology
Nanjing University of Information Science and Technology
Nanjing Audit University
Nanjing University of Finance and Economics
Nanjing University of Posts and Telecommunications
Nanjing Agricultural University
Nanjing Forestry University
China Pharmaceutical University
Nanjing Medical University
Nanjing University of Chinese Medicine
Nanjing Sport Institute
Nanjing Arts Institute
Jiangsu Second Normal University
Private universities and colleges, such as Communication University of China, Nanjing and Hopkins-Nanjing Center are also located in the city.
Some notable high schools in Nanjing are: Jinling High School, Nanjing Foreign Language School, High School Affiliated to Nanjing Normal University, Nanjing No.1 High School, Nanjing Zhonghua High School, Caulfield Grammar School (Nanjing Campus), Nanjing No.29 High School.
Twin towns – sister cities
Nanjing is twinned with:
Akko, Israel
Bandar Seri Begawan, Brunei
Barranquilla, Colombia
Biên Hòa, Vietnam
Bloemfontein, South Africa
Concepción, Chile
Daejeon, South Korea
Eindhoven, Netherlands
Florence, Italy
Katmandu, Nepal
Leipzig, Germany
Limassol, Cyprus
London, Canada
Malacca City, Malaysia
Mexicali, Mexico
Mogilev, Belarus
Nagoya, Japan
Perth, Australia
Semarang, Indonesia
Shiraz, Iran
Siem Reap, Cambodia
St. Louis, United States
Windhoek, Namibia
The sister city relationship with Nagoya in Japan was suspended on February 21, 2012, following public comments by Nagoya mayor Takashi Kawamura denying the Nanking Massacre. The relationship has been subsequently restored.
Notable people
Anhua Gao (b. 1949), Chinese-British author
Lei Wu (b. 1991), Footballer
Xueqin Cao (1715 or 1724 - 1763 or 1764), Writer; Author of Dream of the Red Chamber
Gang Tian (b. 1958), Mathematician; Professor at Princeton University
Hsiao Sa (b. 1953), Taiwanese author
Ni Ni (b. 1988), Chinese actress
Mei Ting (b. 1975), Chinese actress
Hai Qing (b. 1978), Chinese actress
Pu Shu (b. 1973), Chinese singer-songwriter
Xu Anqi (b. 1992), Chinese fencer
Lu Keran (b. 1995), Chinese singer-dancer
Wu Jianmin (b. 1962), Chinese democracy activist
See also
Jiangnan
List of cities in the People's Republic of China by population
List of twin towns and sister cities in China
Historical capitals of China
City Wall of Nanjing
Walled city of Nanjing
Ming Palace
Nanking massacre
The Rape of Nanking (book)
Treaty of Nanjing
Nanjing Salted Duck
Notes
References
Citations
Sources
.
.
External links
Nanjing Government website
Nanjing English guide with open directory
The Nanjinger: Nanjing's largest English news network with city guide
List of Nanjing Government Departments
Historic US Army map of Nanjing, 1945
"Nanking Illustrated" from 1624
|-
Cities in Jiangsu
Provincial capitals in China
Sub-provincial cities in the People's Republic of China
Yangtze River Delta
Port cities and towns in China
National Forest Cities in China
Jiangnan
Populated places established in the 1st millennium BC
|
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The National Hockey League (NHL; , ) is a professional ice hockey league in North America comprising 32 teams—25 in the United States and 7 in Canada. It is considered to be the premier professional ice hockey league in the world, and is one of the major professional sports leagues in the United States and Canada. The Stanley Cup, the oldest professional sports trophy in North America, is awarded annually to the league playoff champion at the end of each season. The NHL is the fifth-wealthiest professional sport league in the world by revenue, after the National Football League (NFL), Major League Baseball (MLB), the National Basketball Association (NBA), and the English Premier League (EPL).
The National Hockey League was organized at the Windsor Hotel in Montreal on November 26, 1917, after the suspension of operations of its predecessor organization, the National Hockey Association (NHA), which had been founded in 1909 in Renfrew, Ontario. The NHL immediately took the NHA's place as one of the leagues that contested for the Stanley Cup in an annual interleague competition before a series of league mergers and foldings left the NHL as the only league left competing for the Stanley Cup in 1926.
At its inception, the NHL had four teams, all in Canada, thus the adjective "National" in the league's name. The league expanded to the United States in 1924, when the Boston Bruins joined, and has since consisted of both American and Canadian teams. From 1942 to 1967, the league had only six teams, collectively (if not contemporaneously) nicknamed the "Original Six". The NHL added six new teams to double its size at the 1967 NHL expansion. The league then increased to 18 teams by 1974 and 21 teams in 1979. Between 1991 and 2000, the NHL further expanded to 30 teams. It added its 31st and 32nd teams in 2017 and 2021, respectively.
The league's headquarters have been in Midtown Manhattan since 1989, when the head office moved from Montreal. There have been four league-wide work stoppages in NHL history, all occurring after 1992. The International Ice Hockey Federation (IIHF) considers the Stanley Cup to be one of the "most important championships available to the sport". The NHL draws many highly skilled players from all over the world and currently has players from approximately 20 countries. Canadians have historically constituted the majority of the players in the league, with an increasing percentage of American and European players in recent seasons.
History
Early years
The National Hockey League was established in 1917 as the successor to the National Hockey Association (NHA). Founded in 1909, the NHA began play in 1910 with seven teams in Ontario and Quebec, and was one of the first major leagues in professional ice hockey. However, by its eighth season, a series of disputes with Toronto Blueshirts owner Eddie Livingstone led team owners of the Montreal Canadiens, the Montreal Wanderers, the Ottawa Senators, and the Quebec Bulldogs to hold a meeting to discuss the league's future. Realizing the NHA constitution left them unable to force Livingstone out, the four teams voted instead to suspend the NHA, and on November 26, 1917, formed the National Hockey League. Frank Calder was chosen as the NHL's first president, serving until his death in 1943.
The Bulldogs were unable to play in the NHL, and the remaining owners founded the Toronto Arenas to compete with the Canadiens, Wanderers and Senators. The first games were played on December 19, 1917. The Montreal Arena burned down in January 1918, causing the Wanderers to cease operations, and the NHL continued on as a three-team league until the Bulldogs returned in 1919.
The NHL replaced the NHA as one of the leagues that competed for the Stanley Cup, an interleague competition at the time. Toronto won the first NHL title, and then defeated the Vancouver Millionaires of the Pacific Coast Hockey Association (PCHA) for the 1918 Stanley Cup. The Canadiens won the league title in 1919, but the series in the Stanley Cup Finals against the PCHA's Seattle Metropolitans was abandoned due to the Spanish Flu epidemic. In 1924, Montreal won their first Stanley Cup as a member of the NHL. The Hamilton Tigers won the regular season title in 1924–25, but refused to play in the championship series unless they were given a C$200 bonus. The league refused and declared the Canadiens the league champion after they defeated the Toronto St. Patricks (formerly the Arenas) in the semi-final. Montreal was then defeated by the Victoria Cougars of the Western Canada Hockey League (WCHL) in 1925. It was the last time a non-NHL team won the trophy, as the Stanley Cup became the de facto NHL championship in 1926, after the WCHL ceased operation.
The National Hockey League embarked on a rapid expansion in the 1920s, adding the Montreal Maroons and the Boston Bruins in 1924, the latter being the first American team to join the league. The New York Americans began play in 1925 after purchasing the assets of the Hamilton Tigers, and were joined by the Pittsburgh Pirates. The New York Rangers were added in 1926, and the Chicago Black Hawks and Detroit Cougars (later the Red Wings) were added after the league purchased the assets of the defunct WCHL. A group purchased the Toronto St. Patricks in 1927 and immediately renamed them the Toronto Maple Leafs.
Original Six era
In 1934, the first NHL All-Star Game was held to benefit Ace Bailey, whose career ended on a vicious hit by Eddie Shore. The second was held in 1937 in support of Howie Morenz's family when he died of a coronary embolism after breaking his leg during a game.
The Great Depression and the onset of World War II took a toll on the league. The Pirates became the Philadelphia Quakers in 1930, then folded a year later. The Senators likewise became the St. Louis Eagles in 1934, also lasting only a year. The Maroons did not survive, as they suspended operations in 1938. The Americans were suspended in 1942 due to a lack of available players, and were never reactivated.
For the 1942–43 season, the NHL was reduced to six teams: the Boston Bruins, the Chicago Black Hawks, the Detroit Red Wings, the Montreal Canadiens, the New York Rangers, and the Toronto Maple Leafs, a line-up, often referred to as the "Original Six", which would remain constant for the next 25 years. In 1947, the league reached an agreement with the Stanley Cup trustees to take full control of the trophy, allowing it to reject challenges from other leagues that wished to play for the Cup.
In 1945, Maurice "Rocket" Richard became the first player to score 50 goals, doing so in a 50-game season. Richard later led the Canadiens to five consecutive titles between 1956 and 1960, a record no team has matched.
On March 13, 1948, Asian Canadian Larry Kwong became the first non-white player in the NHL and broke the league's colour barrier by playing for the New York Rangers. On January 18, 1958, Willie O'Ree became the first African-American player in the league's history when he made his debut with the Boston Bruins.
Expansion era
By the mid-1960s, the desire for a network television contract in the United States, coupled with concerns that the Western Hockey League was planning to declare itself a major league and challenge for the Stanley Cup, spurred the NHL to undertake its first expansion since the 1920s. The league doubled in size to 12 teams for the 1967–68 season, adding the Los Angeles Kings, the Minnesota North Stars, the Philadelphia Flyers, the Pittsburgh Penguins, the California Seals, and the St. Louis Blues. However, Canadian fans were outraged that all six teams were placed in the United States, so the league responded by adding the Vancouver Canucks in 1970, along with the Buffalo Sabres, both located on the Canada–United States border. Two years later, the emergence of the newly founded World Hockey Association (WHA) led the league to add the New York Islanders and the Atlanta Flames to keep the rival league out of those markets. In 1974, the Washington Capitals and the Kansas City Scouts were added, bringing the league up to 18 teams.
The NHL fought the WHA for players, losing 67 to the new league in its first season of 1972–73, including the Chicago Black Hawks' Bobby Hull, who signed a ten-year, $2.5 million contract with the Winnipeg Jets, then the largest in hockey history. The league attempted to block the defections in court, but a counter-suit by the WHA led to a Philadelphia judge ruling the NHL's reserve clause to be illegal, thus eliminating the elder league's monopoly over the players. Seven years of battling for players and markets financially damaged both leagues, leading to a merger agreement in 1979 that saw the WHA cease operations while the NHL absorbed the Winnipeg Jets, the Edmonton Oilers, the Hartford Whalers, and the Quebec Nordiques. The owners initially rejected this merger agreement by one vote, but a massive boycott of Molson Brewery products by Canadian fans resulted in the Montreal Canadiens, which was owned by Molson, reversing its position, along with the Vancouver Canucks. In a second vote, the plan was approved.
Wayne Gretzky played one season in the WHA for the Indianapolis Racers (eight games) and the Edmonton Oilers (72 games) before the Oilers joined the NHL for the 1979–80 season. Gretzky went on to lead the Oilers to win four Stanley Cup championships in 1984, 1985, 1987, and 1988, and set single season records for goals (92 in 1981–82), assists (163 in 1985–86) and points (215 in 1985–86), as well as career records for goals (894), assists (1,963) and points (2,857). In 1988, he was traded to the Los Angeles Kings in a deal that dramatically improved the league's popularity in the United States. By the turn of the century, nine more teams were added to the NHL: the San Jose Sharks, the Tampa Bay Lightning, the Ottawa Senators, the Mighty Ducks of Anaheim, the Florida Panthers, the Nashville Predators, the Atlanta Thrashers (now the Winnipeg Jets), and in 2000, the Minnesota Wild and the Columbus Blue Jackets. On July 21, 2015, the NHL confirmed that it had received applications from prospective ownership groups in Quebec City and Las Vegas for possible expansion teams, and on June 22, 2016, NHL Commissioner Gary Bettman announced the addition of a 31st franchise, based in Las Vegas and later named the Vegas Golden Knights, into the NHL for the 2017–18 season. On December 4, 2018, the league announced a 32nd franchise in Seattle, later named the Seattle Kraken who joined in the 2021–22 season.
Labour issues
There have been four league-wide work stoppages in NHL history, all occurring after 1992. The first was a strike by the National Hockey League Players' Association in April 1992, which lasted for ten days but was settled quickly with all affected games rescheduled.
A lockout at the start of the 1994–95 season forced the league to reduce the schedule from 84 games to 48, with the teams playing only intra-conference games during the reduced season. The resulting collective bargaining agreement (CBA) was set for renegotiation in 1998, and extended to September 15, 2004.
With no new agreement in hand when the contract expired, league commissioner Gary Bettman announced a lockout of the players union and closed the league's head office for the 2004–05 season. The league vowed to install what it dubbed "cost certainty" for its teams, but the Players' Association countered that the move was little more than a euphemism for a salary cap, which the union initially said it would not accept. The lockout shut down the league for 310 days, making it the longest in sports history, as the NHL became the first professional sports league to lose an entire season. A new collective bargaining agreement was eventually ratified in July 2005, including a salary cap. The agreement had a term of six years with an option of extending the collective bargaining agreement for an additional year at the end of the term, allowing the league to resume as of the 2005–06 season.
On October 5, 2005, the first post-lockout season took to the ice with all 30 teams. The NHL received record attendance in the 2005–06 season, with an average of 16,955 per game. However, its television audience was slower to rebound due to American cable broadcaster ESPN's decision to drop its NHL coverage. The league's post-lockout agreement with NBC gave the league a share of revenue from each game's advertising sales, rather than the usual lump sum paid up front for game rights. The league's annual revenues were estimated at $2.27 billion.
On September 16, 2012, the labour pact expired, and the league again locked out the players. The owners proposed reducing the players' share of hockey-related revenues from 57 percent to 47 percent. All games were cancelled up to January 14, 2013, along with the 2013 NHL Winter Classic and the 2013 NHL All-Star Weekend. On January 6, a tentative agreement was reached on a ten-year deal. On January 12, the league and the Players' Association signed a memorandum of understanding on the new deal, allowing teams to begin their training camps the next day, with a shortened 48-game season schedule that began on January 19.
Player safety issues
Player safety has become a major issue in the NHL, with concussions resulting from a hard hit to the head being the primary concern. Recent studies have shown how the consequences of concussions can last beyond player retirement. This has significant effects on the league, as elite players have suffered from the aftereffects of concussions (such as Sidney Crosby being sidelined for approximately ten and a half months), which adversely affects the league's marketability. In December 2009, Brendan Shanahan was hired to replace Colin Campbell, and was given the role of senior vice-president of player safety. Shanahan began to hand out suspensions on high-profile perpetrators responsible for dangerous hits, such as Raffi Torres receiving 25 games for his hit on Marian Hossa.
To aid with removing high-speed collisions on icing, which had led to several potential career-ending injuries such as Hurricanes' defenceman Joni Pitkanen, the league mandated hybrid no-touch icing for the 2013–14 NHL season.
On November 25, 2013, ten former NHL players (Gary Leeman, Rick Vaive, Brad Aitken, Darren Banks, Curt Bennett, Richie Dunn, Warren Holmes, Bob Manno, Blair Stewart, and Morris Titanic) sued the league for negligence in protecting players from concussions. The suit came three months after the National Football League agreed to pay former players US$765 million due to a player safety lawsuit.
Women in the NHL
From 1952 to 1955, Marguerite Norris served as president of the Detroit Red Wings, being the first female NHL executive and the first woman to have her name engraved on the Stanley Cup. In 1992, Manon Rheaume became the first woman to play a game in any of the major professional North American sports leagues, as a goaltender for the Tampa Bay Lightning in a pre-season game against the St. Louis Blues, stopping seven of nine shots. In 2016, Dawn Braid was hired as the Arizona Coyotes' skating coach, making her the first female full-time coach in the NHL. The first female referees in the NHL were hired in a test-run during the league's preseason prospect tournaments in September 2019.
In 2016, the NHL hosted the 2016 Outdoor Women's Classic, an exhibition game between the Boston Pride of the National Women's Hockey League and the Les Canadiennes of the Canadian Women's Hockey League, as part of the 2016 NHL Winter Classic weekend festivities. In 2019, the NHL invited four women from the US and Canadian Olympic teams to demonstrate the events in All-Star skills competition before the All-Star Game. Due to Nathan MacKinnon choosing not to participate following a bruised ankle, Team USA's Kendall Coyne Schofield competed in the Fastest Skater competition in his place becoming the first woman to officially compete in the NHL's All-Star festivities. The attention led the NHL to include a 3-on-3 women's game before the 2020 All-Star Game.
Organizational structure
Board of Governors
The Board of Governors is the ruling and governing body of the National Hockey League. In this context, each team is a member of the league, and each member appoints a Governor (usually the owner of the club), and two alternates to the Board. The current chairman of the Board is Boston Bruins owner Jeremy Jacobs. The Board of Governors exists to establish the policies of the league and to uphold its constitution. Some of the responsibilities of the Board of Governors include:
review and approve any changes to the league's rules.
hiring and firing of the commissioner.
review and approve the purchase, sale, or relocation of any member club.
review and approve the salary caps for member clubs.
review and approve any changes to the structure of the game schedule.
The Board of Governors meets twice per year, in the months of June and December, with the exact date and place to be fixed by the Commissioner.
Executives
The chief executive of the league is Commissioner Gary Bettman. Some of the principal decision-makers who serve under the authority of the commissioner include:
Deputy Commissioner & Chief Legal Officer: Bill Daly
Executive VP & CFO: Craig Harnett
Chief Operating Officer: Steve McArdle
Executive VP & Director of Hockey Operations: Colin Campbell
NHL Enterprises: Ed Horne
Senior of Player Safety: George Parros
Teams
From the 2017–18 season to the 2019–20 season, the NHL consisted of 31 teams – 24 based in the United States and seven in Canada. The NHL divided the 31 teams into two conferences: the Eastern Conference and the Western Conference. Each conference was split into two divisions: the Eastern Conference contained 16 teams (eight per division), while the Western Conference had 15 teams (seven in the Central and eight in the Pacific). The league temporarily realigned for the 2020–21 season but returned to the previous alignment the following year. With the addition of the Seattle Kraken in 2021–22 to the Pacific Division and the Arizona Coyotes' move from the Pacific to the Central, all four divisions now have eight teams each and both conferences have 16 teams.
The number of NHL teams held constant at 30 teams from the 2000–01 season, when the Minnesota Wild and the Columbus Blue Jackets joined the league as expansion teams, until 2017. That expansion capped a period in the 1990s of rapid expansion and relocation when the NHL added nine teams to grow from 21 to 30 teams, and relocated four teams mostly from smaller, northern cities to larger, more southern metropolitan areas (Minneapolis to Dallas, Quebec City to Denver, Winnipeg to Phoenix, and Hartford to Raleigh). The league has not contracted any teams since the Cleveland Barons folded in 1978. The league expanded for the first time in 17 years to 31 teams with the addition of the Vegas Golden Knights in 2017, then to 32 with the addition of the Seattle Kraken in 2021.
According to Forbes, in 2019, all five of the most valuable teams were "Original Six" teams: the New York Rangers at approximately $1.65 billion, the Toronto Maple Leafs at $1.5 billion, the Montreal Canadiens at $1.34 billion, the Chicago Blackhawks at $1.08 billion, and the Boston Bruins at $1 billion. At least seven NHL clubs operate at a loss. NHL teams are susceptible to the Canadian–U.S. exchange rate: revenue from tickets, local and national advertising in Canada, and local and national Canadian media rights are collected in Canadian dollars, but all players' salaries are paid in U.S. dollars regardless of whether a team is located in Canada or the U.S.
List of teams
Notes
An asterisk (*) denotes a franchise move. See the respective team articles for more information.
The Edmonton Oilers, Hartford Whalers (now Carolina Hurricanes), Quebec Nordiques (now Colorado Avalanche), and original Winnipeg Jets (now Arizona Coyotes) all joined the NHL in 1979 as part of the NHL–WHA merger.
Timeline
Game
Each National Hockey League regulation game is 60 minutes long. The game is composed of three 20-minute periods with an intermission between periods.
At the end of regulation time, the team with the most goals wins the game. If a game is tied after regulation time, overtime ensues. During the regular season, overtime is a five-minute, three-on-three sudden-death period, in which whoever scores a goal first wins the game.
If the game is still tied at the end of overtime, the game enters a shootout. Three players for each team in turn take a penalty shot. The team with the most goals during the three-round shootout wins the game. If the game is still tied after the three shootout rounds, the shootout continues but becomes sudden-death. Whichever team ultimately wins the shootout is awarded a goal in the game score and thus awarded two points in the standings. The losing team in overtime or shootout is awarded one point. Shootout goals and saves are not tracked in hockey statistics; shootout statistics are tracked separately.
There are no shootouts during the playoffs. Instead, multiple sudden-death, 20-minute five-on-five periods are played until one team scores. Two games have reached six overtime periods, but none have gone beyond six. During playoff overtime periods, the only break is to clean the loose ice at the first stoppage after the period is halfway finished.
Hockey rink
National Hockey League games are played on a rectangular hockey rink with rounded corners surrounded by walls and Plexiglas. It measures by in the NHL, approximately the same length but much narrower than International Ice Hockey Federation standards. The centre line divides the ice in half, and is used to judge icing violations. There are two blue lines that divide the rink roughly into thirds, delineating one neutral and two attacking zones. Near the end of both ends of the rink, there is a thin red goal line spanning the width of the ice, which is used to judge goals and icing calls.
A trapezoidal area appears behind each goal net. The goaltender can play the puck only within the trapezoid or in front of the goal line; if the goaltender plays the puck behind the goal line and outside the trapezoidal area, a two-minute minor penalty for delay of game is assessed. The rule is unofficially nicknamed the "Martin Brodeur rule".
Since the 2013–14 season, the league trimmed the goal frames by on each side and reduced the size of the goalies' leg pads.
Rules
The National Hockey League's rules are one of the two standard sets of professional ice hockey rules in the world. The rules themselves have evolved directly from the first organized indoor ice hockey game in Montreal in 1875, updated by subsequent leagues up to 1917, when the NHL adopted the existing NHA set of rules. The NHL's rules are the basis for rules governing most professional and major junior ice hockey leagues in North America. Infractions of the rules, such as offside and icing, lead to a stoppage of play and subsequent face-offs, while more serious infractions leading to penalties to the offending teams. The league also determines the specifications for playing equipment used in its games.
The league has regularly modified its rules to counter perceived imperfections in the game. The penalty shot was adopted from the Pacific Coast Hockey Association to ensure players were not being blocked from opportunities to score. For the 2005–06 season, the league changed some of the rules regarding being offside. First, the league removed the "offside pass" or "two-line pass" rule, which required a stoppage in play if a pass originating from inside a team's defending zone was completed on the offensive side of the centre line, unless the puck crossed the line before the player. Furthermore, the league reinstated the "tag-up offside" which allows an attacking player a chance to get back onside by returning to the neutral zone. The changes to the offside rule were among several rule changes intended to increase overall scoring, which had been in decline since the expansion years of the mid-nineties and the increased prevalence of the neutral zone trap. Since 2005, when a team is guilty of icing the puck they are not allowed to make a line change or skater substitution of any sort before the following face-off (except to replace an injured player or re-install a pulled goaltender). Since 2013, the league has used hybrid icing, where a linesman stops play due to icing if a defending player (other than the goaltender) crosses the imaginary line that connects the two face-off dots in their defensive zone before an attacking player is able to. This was done to counter a trend of player injury in races to the puck.
The league's rules differ from the rules of the International Ice Hockey Federation (IIHF), as used in tournaments such as the Olympics, which were themselves derived from the Canadian amateur ice hockey rules of the early 20th century. In the NHL, fighting leads to major penalties while IIHF rules, and most amateur rules, call for the ejection of fighting players. Usually, a penalized team cannot replace a player that is penalized on the ice and is thus short-handed for the duration of the penalty, but if the penalties are coincidental, for example when two players fight, both teams remain at full strength. Also, unlike minor penalties, major penalties must be served to their full completion, regardless of number of goals scored during the power play. The NHL and IIHF differ also in playing rules, such as icing, the areas of play for goaltenders, helmet rules, officiating rules, timeouts and play reviews.
The league also imposes a conduct policy on its players. Players are banned from gambling and criminal activities have led to the suspension of players. The league and the Players' Association agreed to a stringent anti-doping policy in the 2005 collective bargaining agreement. The policy provides for a twenty-game suspension for a first positive test, a sixty-game suspension for a second positive test, and a lifetime suspension for a third positive test.
Season structure
The National Hockey League season is divided into a preseason (September and early October), a regular season (from early October through early to mid-April) and a postseason (the Stanley Cup playoffs).
Teams usually hold a summer showcase for prospects in July and participate in prospect tournaments, full games that do not feature any veterans, in September. Full training camps begin in mid-to-late September, including a preseason consisting of six to eight exhibition games. Split squad games, in which parts of a team's regular season roster play separate games on the same day, are occasionally played during the preseason.
During the regular season, clubs play each other in a predefined schedule. Since 2021, in the regular season, all teams play 82 games: 41 games each of home and road, playing 26 games in their own geographic division—four against five of their seven other divisional opponents, plus three against two others; 24 games against the eight remaining non-divisional intra-conference opponents—three games against every team in the other division of its conference; and 32 against every team in the other conference twice—home and road.
The league's regular season standings are based on a point system. Two points are awarded for a win, one point for losing in overtime or a shootout, and zero points for a loss in regulation. At the end of the regular season, the team that finishes with the most points in each division is crowned the division champion, and the league's overall leader is awarded the Presidents' Trophy.
The Stanley Cup playoffs, which go from April to the beginning of June, are an elimination tournament where two teams play against each other to win a best-of-seven series in order to advance to the next round. The final remaining team is crowned the Stanley Cup champion. Eight teams from each conference qualify for the playoffs: the top three teams in each division plus the two conference teams with the next highest number of points. The two conference champions proceed to the Stanley Cup Finals. In all rounds, the higher-ranked team is awarded home-ice advantage, with four of the seven games played at this team's home venue. In the Stanley Cup Finals, the team with the most points during the regular season has home-ice advantage.
Entry Draft
The annual NHL Entry Draft consists of a seven-round off-season draft held in late June. Early NHL drafts took place at the Queen Elizabeth (currently Fairmont) Hotel in Montreal. Amateur players from junior, collegiate, or European leagues are eligible to enter the Entry Draft. The selection order is determined by a combination of the standings at the end of the regular season, playoff results, and a draft lottery. The 16 teams that did not qualify for the playoffs are entered in a weighted lottery to determine the initial draft picks in the first round, with the last place team having the best chance of winning the lottery. Once the lottery determines the initial draft picks, the order for the remaining non-playoff teams is determined by the standings at the end of the regular season. For those teams that did qualify for the playoffs, the draft order is then determined by total regular season points for non-division winners that are eliminated in the first two rounds of the playoffs, then any division winners that failed to reach the Conference Finals. Conference finalists receive the 29th & 30th picks depending on total points, with the Stanley Cup runner-up given the 31st pick and the Stanley Cup champions the final pick.
Trophies and awards
Teams
The most prestigious team award is the Stanley Cup, which is awarded to the league champion at the end of the Stanley Cup playoffs. The team that has the most points in the regular season is awarded the Presidents' Trophy.
The Montreal Canadiens are the most successful franchise in the league. Since the formation of the league in 1917, they have 25 NHL championships (three between 1917 and 1925 when the Stanley Cup was still contested in an interleague competition, twenty-two since 1926 after the Stanley Cup became the NHL's championship trophy). They also lead all teams with 24 Stanley Cup championships (one as an NHA team, twenty-three as an NHL team). Of the four major professional sports leagues in North America, the Montreal Canadiens are surpassed in the number of championships only by the New York Yankees of Major League Baseball, who have three more.
The longest streak of winning the Stanley Cup in consecutive years is five, held by the Montreal Canadiens from 1955–56 to 1959–60. The 1977 edition of the Montreal Canadiens, the second of four straight Stanley Cup champions, was named by ESPN as the second greatest sports team of all-time.
The next most successful NHL franchise is the Toronto Maple Leafs with 13 Stanley Cup championships, most recently in 1967. The Detroit Red Wings, with 11 Stanley Cup championships, are the most successful American franchise.
The same trophy is reused every year for each of its awards. The Stanley Cup, much like its Canadian Football League counterpart, is unique in this aspect, as opposed to the Vince Lombardi Trophy, Larry O'Brien Trophy, and Commissioner's Trophy, which have new ones made every year for that year's champion. Despite only one trophy being used, the names of the teams winning and the players are engraved every year on the Stanley Cup. The same can also be said for the other trophies reissued every year.
Players
There are numerous trophies that are awarded to players based on their statistics during the regular season; they include, among others, the Art Ross Trophy for the league scoring champion (goals and assists), the Maurice "Rocket" Richard Trophy for the goal-scoring leader, and the William M. Jennings Trophy for the goaltender(s) for the team with the fewest goals against them.
The other player trophies are voted on by the Professional Hockey Writers' Association or the team general managers. These individual awards are presented at a formal ceremony held in late June after the playoffs have concluded. The most prestigious individual award is the Hart Memorial Trophy which is awarded annually to the Most Valuable Player; the voting is conducted by members of the Professional Hockey Writers Association to judge the player who is the most valuable to his team during the regular season. The Vezina Trophy is awarded annually to the person deemed the best goaltender as voted on by the general managers of the teams in the NHL. The James Norris Memorial Trophy is awarded annually to the National Hockey League's top defenceman, the Calder Memorial Trophy is awarded annually to the top rookie, and the Lady Byng Memorial Trophy is awarded to the player deemed to combine the highest degree of skill and sportsmanship; all three of these awards are voted on by members of the Professional Hockey Writers Association.
In addition to the regular season awards, the Conn Smythe Trophy is awarded annually to the most valuable player during the NHL's Stanley Cup playoffs. Furthermore, the top coach in the league wins the Jack Adams Award as selected by a poll of the National Hockey League Broadcasters Association. The National Hockey League publishes the names of the top three vote getters for all awards, and then names the award winner during the NHL Awards Ceremony.
Players, coaches, officials, and team builders who have had notable careers are eligible to be voted into the Hockey Hall of Fame. Players cannot enter until three years have passed since their last professional game, currently tied with the Naismith Memorial Basketball Hall of Fame for the shortest such time period of any major sport. One unique consequence has been Hall of Fame members (specifically, Gordie Howe, Guy Lafleur, and Mario Lemieux) coming out of retirement to play once more. If a player was deemed significant enough, the three-year wait would be waived; only ten individuals have been honoured in this manner. In 1999, Wayne Gretzky joined the Hall and became the last player to have the three-year restriction waived. After his induction, the Hall of Fame announced that Gretzky would be the last to have the waiting period waived.
Origin of players
In addition to Canadian and American-born and trained players, who have historically composed a large majority of NHL rosters, the NHL also draws players from an expanding pool of other nations where organized and professional hockey is played. Since the collapse of the Soviet Bloc, political/ideological restrictions on the movement of hockey players from this region have disappeared, leading to a large influx of players mostly from the Czech Republic, Slovakia and Russia into the NHL. Swedes, Finns, and other Western Europeans, who were always free to move to North America, came to the league in greater numbers than before.
Many of the league's top players in recent years have come from these European countries including Daniel Alfredsson, Erik Karlsson, Henrik Sedin, Daniel Sedin, Henrik Lundqvist, Jaromir Jagr, Patrik Elias, Zdeno Chara, Pavel Datsyuk, Evgeni Malkin, Nicklas Lidstrom and Alexander Ovechkin. European players were drafted and signed by NHL teams in an effort to bring in more "skilled offensive players", although recently there has been a decline in European players as more American players enter the league. The addition of European players changed the style of play in the NHL and European style hockey has been integrated into the NHL game.
As of the 2017–18 season, the NHL has players from 17 different countries, with 46.0% coming from Canada and 26.0% from the United States, while players from a further 15 countries make up 26.4% of NHL rosters. The following table shows the six countries that make up the vast majority of NHL players. The table follows the Hockey Hall of Fame convention of classifying players by the currently existing countries in which their birthplaces are located, without regard to their citizenship or where they were trained.
Corporate sponsors
The NHL lists its several official corporate partners into three categories: North American Partners, USA Partners, and Canada Partners. Discover Card is the league's official credit card in the US, while competitor Visa is an official sponsor in Canada. Likewise, Tim Hortons is the league's official coffee and doughnuts chain in Canada, while Dunkin' Donuts is the NHL's sponsor in the US.
Among its North American corporate sponsors, Kraft Heinz sponsors Kraft Hockeyville, an annual competition in which communities compete to demonstrate their commitment to the sport of ice hockey. The winning community gets a cash prize dedicated to upgrading their local home arena, as well as the opportunity to host an NHL pre-season game. Two contests are held, one for communities across Canada and a separate competition for communities in the US.
At least two of the North American corporate sponsors have ties to NHL franchise owners: the Molson family, founders of Molson Brewery, has owned the Montreal Canadiens for years, while SAP was co-founded by Hasso Plattner, the current majority owner of the San Jose Sharks.
Many of these same corporate partners become the title sponsors for the league's All-Star and outdoor games.
Beginning in the 2020-21 NHL season, the league allowed for advertising on its gameday uniforms for the first time, starting with helmet ads. The NHL will have advertising on the front of team jerseys for the first time starting in the 2022–23 season.
On May 14, 2021, NHL and the sports betting company Betway announced a multi-year partnership in which Betway became the official sports betting partner to the NHL in North America.
Media coverage
Canada
Broadcasting rights in Canada have historically included the CBC's Hockey Night in Canada (HNIC), a Canadian tradition dating to 1952, and even prior to that on radio since the 1920s.
The current national television and digital rightsholder is Rogers Communications, under a 12-year deal valued at C$5.2 billion which began in the 2014–15 season, as the national broadcast and cable television rightsholders. National English-language coverage of the NHL is carried primarily by Rogers' Sportsnet group of specialty channels; Sportsnet holds national windows on Wednesday and Sunday nights. Hockey Night in Canada was maintained and expanded under the deal, airing up to seven games nationally on Saturday nights throughout the regular season. CBC maintains Rogers-produced NHL coverage during the regular season and playoffs. Sportsnet's networks also air occasional games involving all-U.S. matchups.
Quebecor Media holds national French-language rights to the NHL, with all coverage airing on its specialty channel TVA Sports.
Games that are not broadcast as part of the national rights deal are broadcast by Sportsnet's regional feeds, TSN's regional feeds, and RDS. Regional games are subject to blackout for viewers outside of each team's designated market.
United States
Historically, the NHL has never fared well on American television in comparison to the other American professional leagues. The league's American broadcast partners had been in flux for decades prior to 1995. Hockey broadcasting on a national scale was particularly spotty prior to 1981; NBC, CBS, and ABC held rights at various times during that period but with limited schedules during the second half of the regular season and the playoffs, along with some (but not all) of the Stanley Cup Finals. The NHL primarily was then only available on cable television after 1981, airing on the USA Network, SportsChannel America, and ESPN at various times. Since 1995, national coverage has been split between broadcast and cable, first with Fox and ESPN from 1995 to 1999, then followed by ABC and ESPN from 1999 to 2004. The U.S. national rights were then held by NBC and OLN (later renamed Versus, then NBCSN) between the 2004–05 NHL lockout and 2021.
The 2021–22 season marks the first year of seven-year agreements with ESPN and Turner Sports. ESPN's deal includes 25 regular season games on ABC or ESPN, and 75 exclusive games streamed on ESPN+ and Hulu. Turner Sports' coverage includes up to 72 regular season games on TNT or TBS. The playoffs will be split between ESPN and Turner, with ABC televising the Stanley Cup Finals during even years and TNT televising the championship series during odd years.
As in Canada, games not broadcast nationally are aired regionally within a team's home market and are subject to blackout outside of them. These broadcasters include regional sports network chains. Certain national telecasts are non-exclusive, and may also air in tandem with telecasts of the game by local broadcasters. However, national telecasts of these games are blacked out in the participating teams' markets to protect the local broadcaster.
NHL Network
The league co-owns the NHL Network, a television specialty channel devoted to the NHL. Its signature show is NHL Tonight. The NHL Network also airs live games, but primarily simulcasts of one of the team's regional broadcasters.
Out-of-market packages
NHL Centre Ice in Canada and NHL Center Ice in the United States are the league's subscription-based, out-of-market sports packages that offer access to out-of-market feeds of games through a cable or satellite television provider.
The league originally launched NHL GameCenter Live in 2008, allowing the streaming of out-of-market games over the internet. MLB Advanced Media then took over of its day-to-day operations in 2016, renaming it NHL.tv. Under its contract, Rogers Communications distributes the service in Canada as NHL Live. Under ESPN's contract, the league's out-of-market streaming package will be incorporated into ESPN+ for those viewers in the United States in 2021.
International
Outside of Canada and the United States, NHL games are broadcast across Europe, in the Middle East, in Australia, and in the Americas across Mexico, Central America, Dominican Republic, Caribbean, South America and Brazil, among others.
NHL.tv is also available for people in most countries to watch games online, but blackout restrictions may still apply if a game is being televised in the user's country. For those in selected international markets where ESPN also holds the streaming rights, they must instead access games on the ESPN platform used in that particular country: ESPNPlayer, ESPN Play, the ESPN App, or Star+. And those in Denmark, Estonia, Finland, Iceland, Latvia, Lithuania, Poland, Norway, and Sweden must use Viaplay.
International competitions
The National Hockey League has occasionally participated in international club competitions. Most of these competitions were arranged by the NHL or NHLPA. The first international club competition was held in 1976, with eight NHL teams playing against the Soviet Championship League's HC CSKA Moscow, and Krylya Sovetov Moscow. Between 1976 and 1991, the NHL, and the Soviet Championship League would hold a number of exhibition games between the two leagues known as the Super Series. No NHL club had played a Russian-based club from the end of the Super Series in 1991 to 2008, when the New York Rangers faced Metallurg Magnitogorsk in the 2008 Victoria Cup.
In addition to the Russian clubs, NHL clubs had participated in a number of international club exhibitions and competitions with various European-based clubs. The first exhibition game to feature an NHL team against a European-based team (aside from clubs based in the former Soviet Union) was in December 1977, when the New York Rangers faced Poldi Kladno of the Czechoslovak First Ice Hockey League. In the 2000s the NHL had organized four NHL Challenge series between NHL, and European clubs. From 2007 to 2011, the NHL organized exhibition games prior to the beginning of the season, known as the NHL Premiere, between NHL clubs and teams from a number of European leagues. The 2019 NHL Global Series was the last NHL-organized club competition involving European teams. NHL clubs have also participated in IIHF-organized club tournaments. The most recent IIHF-organized event including an NHL club was the 2009 Victoria Cup, between the Swiss National League A's ZSC Lions, and the Chicago Blackhawks.
From 1998 to 2014, during the quadrennial Winter Olympic years, the NHL suspended its all-star game and expanded the traditional all-star break to allow NHL players to represent their countries in the Olympic ice hockey tournament. In 2018, an Olympic break was not scheduled by the NHL, resulting in their players not participating in that year's Olympic tournament. Conversely, the annual Ice Hockey World Championships are held every May at the same time as the Stanley Cup playoffs. Thus, NHL players generally only join their respective country's team in the World Championships if their respective NHL team has been eliminated from Stanley Cup contention, or did not make the playoffs.
In 2007, the International Ice Hockey Federation (IIHF) formalized the "Triple Gold Club", the group of players and coaches who have won an Olympic gold medal, a World Championship gold medal, and the Stanley Cup. The term had first entered popular use following the 2002 Winter Olympics, which saw the addition of the first Canadian members.
As well as participating in the above international club competitions, the NHL and the National Hockey League Players' Association organizes the World Cup of Hockey. Unlike the Ice Hockey World Championships and the Olympic tournament, both run by the International Ice Hockey Federation, the World Cup of Hockey is played under NHL rules and not those of the IIHF. The tournament takes place prior to the NHL pre-season.
Popularity
The NHL is considered one of the four major professional sports leagues in North America, along with Major League Baseball, the National Football League, and the National Basketball Association. The league is very prominent in Canada, where it is the most popular of these four leagues. Overall, hockey has the smallest total fan base of the four leagues, the smallest revenue from television, and the least sponsorship.
The NHL holds one of the most affluent fan bases. Studies by the Sports Marketing Group conducted from 1998 to 2004 show that the NHL's fan base is much more affluent than that of the PGA Tour. A study done by the Stanford Graduate School of Business in 2004, found that NHL fans in America were the most educated and affluent of the four major leagues. Further it noted that season-ticket sales were more prominent in the NHL than the other three because of the financial ability of the NHL fan to purchase them. According to Reuters in 2010, the largest demographic of NHL fans was males aged 18–34.
The NHL estimates that half of its fan base roots for teams in outside markets. Beginning in 2008, the NHL began a shift toward using digital technology to market to fans to capitalize on this.
The debut of the Winter Classic, an outdoor regular season NHL game held on New Year's Day 2008, was a major success for the league. The game has since become an annual staple of the NHL schedule. This, along with the transition to a national "Game of the Week" and an annual "Hockey Day in America" regional coverage, all televised on NBC, has helped increase the NHL's regular season television viewership in the United States. These improvements led NBC and the cable channel Versus to sign a ten-year broadcast deal, paying US$200 million per year for both American cable and broadcast rights; the deal will lead to further increases in television coverage on the NBC channels.
This television contract has boosted viewership metrics for the NHL. The 2010 Stanley Cup playoffs saw the largest audience in the history of the sport "after a regular season that saw record-breaking business success, propelled in large part by the NHL's strategy of engaging fans through big events and robust digital offerings." This success has resulted in a 66 percent rise in NHL advertising and sponsorship revenue. Merchandise sales were up 22 percent and the number of unique visitors on the NHL.com website was up 17 percent during the playoffs after rising 29 percent in the regular season.
See also
List of NHL records (individual)
List of NHL records (team)
List of professional sports teams in the United States and Canada
List of American and Canadian cities by number of major professional sports franchises
List of TV markets and major sports teams
List of National Hockey League attendance figures
List of National Hockey League arenas
NHL All-Rookie Team
NHL All-Star Team
Footnotes
References
Bibliography
Notes
Further reading
External links
NHL Player's Association (NHLPA)
NHL Officials Association website
1
1
Professional sports leagues in Canada
Professional sports leagues in the United States
Recurring sporting events established in 1917
Sports leagues established in 1917
1917 establishments in Quebec
Multi-national professional sports leagues
|
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In philosophical ethics, the naturalistic fallacy is the mistake of explaining something as being good reductively, in terms of natural properties such as pleasant or desirable. The term was introduced by British philosopher G. E. Moore in his 1903 book Principia Ethica.
Moore's naturalistic fallacy is closely related to the is–ought problem, which comes from David Hume's A Treatise of Human Nature (1738–40). However, unlike Hume's view of the is–ought problem, Moore (and other proponents of ethical non-naturalism) did not consider the naturalistic fallacy to be at odds with moral realism.
The naturalistic fallacy should not be confused with the appeal to nature fallacy, which is exemplified by forms of reasoning such as "Something is natural; therefore, it is morally acceptable" or "This property is unnatural; therefore, this property is undesirable." Such inferences are common in discussions of medicine, sexuality, environmentalism, gender roles, race, and carnism.
Different common uses
The is–ought problem
The term naturalistic fallacy is sometimes used to describe the deduction of an ought from an is (the is–ought problem).
In using his categorical imperative, Kant deduced that experience was necessary for their application. But experience on its own or the imperative on its own could not possibly identify an act as being moral or immoral. We can have no certain knowledge of morality from them, being incapable of deducing how things ought to be from the fact that they happen to be arranged in a particular manner in experience.
Bentham, in discussing the relations of law and morality, found that when people discuss problems and issues they talk about how they wish it would be as opposed to how it actually is. This can be seen in discussions of natural law and positive law. Bentham criticized natural law theory because in his view it was a naturalistic fallacy, claiming that it described how things ought to be instead of how things are.
Moore's discussion
According to G. E. Moore's Principia Ethica, when philosophers try to define good reductively, in terms of natural properties like pleasant or desirable, they are committing the naturalistic fallacy.
In defense of ethical non-naturalism, Moore's argument is concerned with the semantic and metaphysical underpinnings of ethics. In general, opponents of ethical naturalism reject ethical conclusions drawn from natural facts.
Moore argues that good, in the sense of intrinsic value, is simply ineffable: it cannot be defined because it is not a natural property, being "one of those innumerable objects of thought which are themselves incapable of definition, because they are the ultimate terms by reference to which whatever 'is' capable of definition must be defined". On the other hand, ethical naturalists eschew such principles in favor of a more empirically accessible analysis of what it means to be good: for example, in terms of pleasure in the context of hedonism.
In §7, Moore argues that a property is either a complex of simple properties, or else it is irreducibly simple. Complex properties can be defined in terms of their constituent parts but a simple property has no parts. In addition to good and pleasure, Moore suggests that colour qualia are undefined: if one wants to understand yellow, one must see examples of it. It will do no good to read the dictionary and learn that yellow names the colour of egg yolks and ripe lemons, or that yellow names the primary colour between green and orange on the spectrum, or that the perception of yellow is stimulated by electromagnetic radiation with a wavelength of between 570 and 590 nanometers, because yellow is all that and more, by the open question argument.
Bernard Williams called Moore's use of the term naturalistic fallacy, a "spectacular misnomer", the question being metaphysical, as opposed to rational.
Appeal to nature
Some people use the phrase, naturalistic fallacy or appeal to nature, in a different sense, to characterize inferences of the form "Something is natural; therefore, it is morally acceptable" or "This property is unnatural; therefore, this property is undesirable." Such inferences are common in discussions of medicine, homosexuality, environmentalism, and veganism.
Criticism
Bound-up functions
Some philosophers reject the naturalistic fallacy and/or suggest solutions for the proposed is–ought problem.
Ralph McInerny suggests that ought is already bound up in is, in so far as the very nature of things have ends/goals within them. For example, a clock is a device used to keep time. When one understands the function of a clock, then a standard of evaluation is implicit in the very description of the clock, i.e., because it is a clock, it ought to keep the time. Thus, if one cannot pick a good clock from a bad clock, then one does not really know what a clock is. In like manner, if one cannot determine good human action from bad, then one does not really know what the human person is.
Irrationality of anti-naturalistic fallacy
Certain uses of the naturalistic fallacy refutation (a scheme of reasoning that declares an inference invalid because it incorporates an instance of the naturalistic fallacy) have been criticized as lacking rational bases, and labelled anti-naturalistic fallacy. For instance, Alex Walter wrote:
"The naturalistic fallacy and Hume's 'law' are frequently appealed to for the purpose of drawing limits around the scope of scientific inquiry into ethics and morality. These two objections are shown to be without force."
The refutations from naturalistic fallacy defined as inferring evaluative conclusions from purely factual premises do assert, implicitly, that there is no connection between the facts and the norms (in particular, between the facts and the mental process that led to adoption of the norms).
Effects of putative necessities
The effect of beliefs about dangers on behaviors intended to protect what is considered valuable is pointed at as an example of total decoupling of ought from is being impossible. A very basic example is that if the value is that rescuing people is good, different beliefs on whether or not there is a human being in a flotsam box leads to different assessments of whether or not it is a moral imperative to salvage said box from the ocean. For wider-ranging examples, if two people share the value that preservation of a civilized humanity is good, and one believes that a certain ethnic group of humans have a population level statistical hereditary predisposition to destroy civilization while the other person does not believe that such is the case, that difference in beliefs about factual matters will make the first person conclude that persecution of said ethnic group is an excusable "necessary evil" while the second person will conclude that it is a totally unjustifiable evil. The same is also applicable to beliefs about individual differences in predispositions, not necessarily ethnic. In a similar way, two people who both think it is evil to keep people working extremely hard in extreme poverty will draw different conclusions on de facto rights (as opposed to purely semantic rights) of property owners depending on whether or not they believe that humans make up justifications for maximizing their profit, one who believes that people do concluding it necessary to persecute property owners to prevent justification of extreme poverty while the other person concludes that it would be evil to persecute property owners. Such instances are mentioned as examples of beliefs about reality having effects on ethical considerations.
Inconsistent application
Some critics of the assumption that is-ought conclusions are fallacies point at observations of people who purport to consider such conclusions as fallacies do not do so consistently. Examples mentioned are that evolutionary psychologists who gripe about "the naturalistic fallacy" do make is-ought conclusions themselves when, for instance, alleging that the notion of the blank slate would lead to totalitarian social engineering or that certain views on sexuality would lead to attempts to convert homosexuals to heterosexuals. Critics point at this as a sign that charges of the naturalistic fallacy are inconsistent rhetorical tactics rather than detection of a fallacy.
Universally normative allegations of varied harm
A criticism of the concept of the naturalistic fallacy is that while "descriptive" statements (used here in the broad sense about statements that purport to be about facts regardless of whether they are true or false, used simply as opposed to normative statements) about specific differences in effects can be inverted depending on values (such as the statement "people X are predisposed to eating babies" being normative against group X only in the context of protecting children while the statement "individual or group X is predisposed to emit greenhouse gases" is normative against individual/group X only in the context of protecting the environment), the statement "individual/group X is predisposed to harm whatever values others have" is universally normative against individual/group X. This refers to individual/group X being "descriptively" alleged to detect what other entities capable of valuing are protecting and then destroying it without individual/group X having any values of its own. For example, in the context of one philosophy advocating child protection considering eating babies the worst evil and advocating industries that emit greenhouse gases to finance a safe short term environment for children while another philosophy considers long term damage to the environment the worst evil and advocates eating babies to reduce overpopulation and with it consumption that emits greenhouse gases, such an individual/group X could be alleged to advocate both eating babies and building autonomous industries to maximize greenhouse gas emissions, making the two otherwise enemy philosophies become allies against individual/group X as a "common enemy". The principle, that of allegations of an individual or group being predisposed to adapt their harm to damage any values including combined harm of apparently opposite values inevitably making normative implications regardless of which the specific values are, is argued to extend to any other situations with any other values as well due to the allegation being of the individual or group adapting their destruction to different values. This is mentioned as an example of at least one type of "descriptive" allegation being bound to make universally normative implications, as well as the allegation not being scientifically self-correcting due to individual or group X being alleged to manipulate others to support their alleged all-destructive agenda which dismisses any scientific criticism of the allegation as "part of the agenda that destroys everything", and that the objection that some values may condemn some specific ways to persecute individual/group X is irrelevant since different values would also have various ways to do things against individuals or groups that they would consider acceptable to do. This is pointed out as a falsifying counterexample to the claim that "no descriptive statement can in itself become normative".
See also
Appeal to nature
Evidence-based medicine
Appeal to novelty
Appeal to tradition
Definist fallacy
Evolution of morality
Fact–value distinction
Meta-ethics
Moralistic fallacy
Philosophical naturalism
Norm (philosophy)
Open-question argument
Principia Ethica
The Right and the Good
Value theory
Notes
References
Further reading
External links
Principia Ethica
Appeal to Nature entry in The Fallacy Files
Relevance fallacies
|
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Neurosurgery or neurological surgery, known in common parlance as brain surgery, is the medical specialty concerned with the prevention, diagnosis, surgical treatment, and rehabilitation of disorders which affect any portion of the nervous system including the brain, spinal cord, central and peripheral nervous system, and cerebrovascular system.
Education and context
In different countries, there are different requirements for an individual to legally practice neurosurgery, and there are varying methods through which they must be educated. In most countries, neurosurgeon training requires a minimum period of seven years after graduating from medical school.
United States
In the United States, a neurosurgeon must generally complete four years of undergraduate education, four years of medical school, and seven years of residency (PGY-1-7). Most, but not all, residency programs have some component of basic science or clinical research. Neurosurgeons may pursue additional training in the form of a fellowship after residency, or, in some cases, as a senior resident in the form of an enfolded fellowship. These fellowships include pediatric neurosurgery, trauma/neurocritical care, functional and stereotactic surgery, surgical neuro-oncology, radiosurgery, neurovascular surgery, skull-base surgery, peripheral nerve and complex spinal surgery. Fellowships typically span one to two years. In the U.S., neurosurgery "is a small specialty, constituting only 0.5 percent of all physicians."
United Kingdom
In the United Kingdom, students must gain entry into medical school. MBBS qualification (Bachelor of Medicine, Bachelor of Surgery) takes four to six years depending on the student's route. The newly qualified physician must then complete foundation training lasting two years; this is a paid training program in a hospital or clinical setting covering a range of medical specialties including surgery. Junior doctors then apply to enter the neurosurgical pathway. Unlike most other surgical specialties, it currently has its own independent training pathway which takes around eight years (ST1-8); before being able to sit for consultant exams with sufficient amounts of experience and practice behind them. Neurosurgery remains consistently amongst the most competitive medical specialties in which to obtain entry.
History
Neurosurgery, or the premeditated incision into the head for pain relief, has been around for thousands of years, but notable advancements in neurosurgery have only come within the last hundred years.
Ancient
The Incas appear to have practiced a procedure known as trepanation since before European colonization. During the Middle Ages in Al-Andalus from 936 to 1013 AD, Al-Zahrawi performed surgical treatments of head injuries, skull fractures, spinal injuries, hydrocephalus, subdural effusions and headache. In China, Hua Tuo created the first general anaesthesia called mafeisan, which he used on surgical procedures on the brain.
Modern
History of tumor removal: In 1879 after locating it via neurological signs alone, Scottish surgeon William Macewen (1848-1924) performed the first successful brain tumor removal. On November 25, 1884 after English physician Alexander Hughes Bennett (1848-1901) used Macewen's technique to locate it, English surgeon Rickman Godlee (1849-1925) performed the first primary brain tumor removal, which differs from Macewen's operation in that Bennett operated on the exposed brain, whereas Macewen operated outside of the "brain proper" via trepanation. On March 16, 1907 Austrian surgeon Hermann Schloffer became the first to successfully remove a pituitary tumor.
Lobotomy: also known as leucotomy, was a form of psychosurgery, a neurosurgical treatment of mental disorders that involves severing connections in the brain's prefrontal cortex. The originator of the procedure, Portuguese neurologist António Egas Moniz, shared the Nobel Prize for Physiology or Medicine of 1949. Some patients improved in some ways after the operation, but complications and impairmentssometimes severewere frequent. The procedure was controversial from its initial use, in part due to the balance between benefits and risks. It is mostly rejected as a humane form of treatment now, to preserve patients' rights.
History of electrodes in the brain: In 1878 Richard Caton discovered that electrical signals transmitted through an animal's brain. In 1950 Dr. Jose Delgado invented the first electrode that was implanted in an animal's brain(bull), using it to make it run and change direction. In 1972 the cochlear implant, a neurological prosthetic that allowed deaf people to hear was marketed for commercial use. In 1998 researcher Philip Kennedy implanted the first Brain Computer Interface (BCI) into a human subject.
Modern surgical instruments
The main advancements in neurosurgery came about as a result of highly crafted tools. Modern neurosurgical tools, or instruments, include chisels, curettes, dissectors, distractors, elevators, forceps, hooks, impactors, probes, suction tubes, power tools, and robots. Most of these modern tools have been in medical practice for a relatively long time. The main difference of these tools in neurosurgery, were the precision in which they were crafted. These tools are crafted with edges that are within a millimeter of desired accuracy. Other tools, such as hand held power saws and robots have only recently been commonly used inside of a neurological operating room. As an example, the University of Utah developed a device for computer-aided design / computer-aided manufacturing (CAD-CAM) which uses an image-guided system to define a cutting tool path for a robotic cranial drill.
Organised neurosurgery
The World Federation of Neurosurgical Societies (WFNS), founded in 1955, in Switzerland, as a professional, scientific, non governmental organization, is composed of 130 member societies: consisting of 5 Continental Associations (AANS, AASNS, CAANS, EANS and FLANC), 6 Affiliate Societies, and 119 National Neurosurgical Societies, representing some 50,000 neurosurgeons worldwide. It has a consultative status in the United Nations. The official Journal of the Organization is World Neurosurgery. The other global organisations being the World Academy of Neurological Surgery (WANS) and the World Federation of Skull Base Societies (WFSBS).
Main divisions
General neurosurgery involves most neurosurgical conditions including neuro-trauma and other neuro-emergencies such as intracranial hemorrhage. Most level 1 hospitals have this kind of practice.
Specialized branches have developed to cater to special and difficult conditions. These specialized branches co-exist with general neurosurgery in more sophisticated hospitals. To practice advanced specialization within neurosurgery, additional higher fellowship training of one to two years is expected from the neurosurgeon.
Some of these divisions of neurosurgery are:
Vascular neurosurgery includes clipping of aneurysms and performing carotid endarterectomy (CEA).
Stereotactic neurosurgery, functional neurosurgery, and epilepsy surgery (the latter includes partial or total corpus callosotomy – severing part or all of the corpus callosum to stop or lessen seizure spread and activity, and the surgical removal of functional, physiological and/or anatomical pieces or divisions of the brain, called epileptic foci, that are operable and that are causing seizures, and also the more radical and very, very rare partial or total lobectomy, or even hemispherectomy – the removal of part or all of one of the lobes, or one of the cerebral hemispheres of the brain; those two procedures, when possible, are also very, very rarely used in oncological neurosurgery or to treat very severe neurological trauma, such as stab or gunshot wounds to the brain)
Oncological neurosurgery also called neurosurgical oncology; includes pediatric oncological neurosurgery; treatment of benign and malignant central and peripheral nervous system cancers and pre-cancerous lesions in adults and children (including, among others, glioblastoma multiforme and other gliomas, brain stem cancer, astrocytoma, pontine glioma, medulloblastoma, spinal cancer, tumors of the meninges and intracranial spaces, secondary metastases to the brain, spine, and nerves, and peripheral nervous system tumors)
Skull base surgery
Spinal neurosurgery
Peripheral nerve surgery
Pediatric neurosurgery (for cancer, seizures, bleeding, stroke, cognitive disorders or congenital neurological disorders)
Neuropathology
Neuropathology is a specialty within the study of pathology focused on the disease of the brain, spinal cord, and neural tissue. This includes the central nervous system and the peripheral nervous system. Tissue analysis comes from either surgical biopsies or post mortem autopsies. Common tissue samples include muscle fibers and nervous tissue. Common applications of neuropathology include studying samples of tissue in patients who have Parkinson's disease, Alzheimer's disease, dementia, Huntington's disease, amyotrophic lateral sclerosis, mitochondria disease, and any disorder that has neural deterioration in the brain or spinal cord.
History
While pathology has been studied for millennia only within the last few hundred years has medicine focused on a tissue- and organ-based approach to tissue disease. In 1810, Thomas Hodgkin started to look at the damaged tissue for the cause. This was conjoined with the emergence of microscopy and started the current understanding of how the tissue of the human body is studied.
Neuroanesthesia
Neuroanesthesia is a field of anesthesiology which focuses on neurosurgery. Anesthesia is not used during the middle of an "awake" brain surgery. Awake brain surgery is where the patient is conscious for the middle of the procedure and sedated for the beginning and end. This procedure is used when the tumor does not have clear boundaries and the surgeon wants to know if they are invading on critical regions of the brain which involve functions like talking, cognition, vision, and hearing. It will also be conducted for procedures which the surgeon is trying to combat epileptic seizures.
History
The physician Hippocrates (460-370 BCE) made accounts of using different wines to sedate patients while trepanning. In 60 CE, Dioscorides, a physician, pharmacologist, and botanist, detailed how mandrake, henbane, opium, and alcohol were used to put patients to sleep during trepanning. In 972 CE, two brother surgeons in Paramara, now India, used "samohine" to sedate a patient while removing a small tumor, and awoke the patient by pouring onion and vinegar in the patient's mouth. The combination of carbon dioxide, hydrogen, and nitrogen, was a form of neuroanesthesia adopted in the 18th century, and introduced by Humphry Davy.
Neurosurgery methods
Neuroradiology methods are used in modern neurosurgery diagnosis and treatment. They include computer assisted imaging computed tomography (CT), magnetic resonance imaging (MRI), positron emission tomography (PET), magnetoencephalography (MEG), and stereotactic radiosurgery. Some neurosurgery procedures involve the use of intra-operative MRI and functional MRI.
In conventional open surgery the neurosurgeon opens the skull, creating a large opening to access the brain. Techniques involving smaller openings with the aid of microscopes and endoscopes are now being used as well. Methods that utilize small craniotomies in conjunction with high-clarity microscopic visualization of neural tissue offer excellent results. However, the open methods are still traditionally used in trauma or emergency situations.
Microsurgery is utilized in many aspects of neurological surgery. Microvascular techniques are used in EC-IC bypass surgery and in restoration carotid endarterectomy. The clipping of an aneurysm is performed under microscopic vision. Minimally-invasive spine surgery utilizes microscopes or endoscopes. Procedures such as microdiscectomy, laminectomy, and artificial disc replacement rely on microsurgery.
Using stereotaxy neurosurgeons can approach a minute target in the brain through a minimal opening. This is used in functional neurosurgery where electrodes are implanted or gene therapy is instituted with high level of accuracy as in the case of Parkinson's disease or Alzheimer's disease. Using the combination method of open and stereotactic surgery, intraventricular hemorrhages can potentially be evacuated successfully. Conventional surgery using image guidance technologies is also becoming common and is referred to as surgical navigation, computer-assisted surgery, navigated surgery, stereotactic navigation. Similar to a car or mobile Global Positioning System (GPS), image-guided surgery systems, like Curve Image Guided Surgery and StealthStation, use cameras or electromagnetic fields to capture and relay the patient’s anatomy and the surgeon’s precise movements in relation to the patient, to computer monitors in the operating room. These sophisticated computerized systems are used before and during surgery to help orient the surgeon with three-dimensional images of the patient’s anatomy including the tumor. Real-time functional brain mapping has been employed to identify specific functional regions using electrocorticography (ECoG)
Minimally invasive endoscopic surgery is commonly utilized by neurosurgeons when appropriate. Techniques such as endoscopic endonasal surgery are used in pituitary tumors, craniopharyngiomas, chordomas, and the repair of cerebrospinal fluid leaks. Ventricular endoscopy is used in the treatment of intraventricular bleeds, hydrocephalus, colloid cyst and neurocysticercosis. Endonasal endoscopy is at times carried out with neurosurgeons and ENT surgeons working together as a team.
Repair of craniofacial disorders and disturbance of cerebrospinal fluid circulation is done by neurosurgeons who also occasionally team up with maxillofacial and plastic surgeons. Cranioplasty for craniosynostosis is performed by pediatric neurosurgeons with or without plastic surgeons.
Neurosurgeons are involved in stereotactic radiosurgery along with radiation oncologists in tumor and AVM treatment. Radiosurgical methods such as Gamma knife, Cyberknife and Novalis Radiosurgery are used as well.
Endovascular surgical neuroradiology utilize endovascular image guided procedures for the treatment of aneurysms, AVMs, carotid stenosis, strokes, and spinal malformations, and vasospasms. Techniques such as angioplasty, stenting, clot retrieval, embolization, and diagnostic angiography are endovascular procedures.
A common procedure performed in neurosurgery is the placement of ventriculo-peritoneal shunt (VP shunt). In pediatric practice this is often implemented in cases of congenital hydrocephalus. The most common indication for this procedure in adults is normal pressure hydrocephalus (NPH).
Neurosurgery of the spine covers the cervical, thoracic and lumbar spine. Some indications for spine surgery include spinal cord compression resulting from trauma, arthritis of the spinal discs, or spondylosis. In cervical cord compression, patients may have difficulty with gait, balance issues, and/or numbness and tingling in the hands or feet. Spondylosis is the condition of spinal disc degeneration and arthritis that may compress the spinal canal. This condition can often result in bone-spurring and disc herniation. Power drills and special instruments are often used to correct any compression problems of the spinal canal. Disc herniations of spinal vertebral discs are removed with special rongeurs. This procedure is known as a discectomy. Generally once a disc is removed it is replaced by an implant which will create a bony fusion between vertebral bodies above and below. Instead, a mobile disc could be implanted into the disc space to maintain mobility. This is commonly used in cervical disc surgery. At times instead of disc removal a Laser discectomy could be used to decompress a nerve root. This method is mainly used for lumbar discs. Laminectomy is the removal of the lamina of the vertebrae of the spine in order to make room for the compressed nerve tissue.
Surgery for chronic pain is a sub-branch of functional neurosurgery. Some of the techniques include implantation of deep brain stimulators, spinal cord stimulators, peripheral stimulators and pain pumps.
Surgery of the peripheral nervous system is also possible, and includes the very common procedures of carpal tunnel decompression and peripheral nerve transposition. Numerous other types of nerve entrapment conditions and other problems with the peripheral nervous system are treated as well.
Conditions
Conditions treated by neurosurgeons include, but are not limited to:
Meningitis and other central nervous system infections including abscesses
Spinal disc herniation
Cervical spinal stenosis and Lumbar spinal stenosis
Hydrocephalus
Head trauma (brain hemorrhages, skull fractures, etc.)
Spinal cord trauma
Traumatic injuries of peripheral nerves
Tumors of the spine, spinal cord and peripheral nerves
Intracerebral hemorrhage, such as subarachnoid hemorrhage, interdepartmental, and intracellular hemorrhages
Some forms of drug-resistant epilepsy
Some forms of movement disorders (advanced Parkinson's disease, chorea)this involves the use of specially developed minimally invasive stereotactic techniques (functional, stereotactic neurosurgery) such as ablative surgery and deep brain stimulation surgery
Intractable pain of cancer or trauma patients and cranial/peripheral nerve pain
Some forms of intractable psychiatric disorders
Vascular malformations (i.e., arteriovenous malformations, venous angiomas, cavernous angiomas, capillary telangectasias) of the brain and spinal cord
Moyamoya disease
Recovery
Post operative pain
Pain following brain surgery can be significant and may lengthen recovery, increase the amount of time a person stays in the hospital following surgery, and increase the risk of complications following surgery. Severe acute pain following brain surgery may also increase the risk of a person developing a chronic post-craniotomy headache. Approaches to treating pain in adults include treatment with nonsteroidal anti‐inflammatory drugs (NSAIDs), which have been shown to reduce pain for up to 24 hours following surgery. Low quality evidence supports the use of the medications dexmedetomidine, pregabalin or gabapentin to reduce post-operative pain. Low quality evidence also supports scalp blocks and scalp infiltration to reduce postoperative pain. Gabapentin or pregabalin may also decrease vomiting and nausea following surgery (very low quality medical evidence).
Notable neurosurgeons
Saleem Abdulrauf - developed "awake" craniotomy for complex aneurysms and vascular malformations.
B. K. Misra - First neurosurgeon in the world to perform image-guided surgery for aneurysms, first in South Asia to perform stereotactic radiosurgery, first in India to perform awake craniotomy and laparoscopic spine surgery.
Victor Horsleyknown as the first neurosurgeon.
Karin Muraszkofirst woman to occupy a chair of neurosurgery at an American medical school (University of Michigan).
Hermann Schloffer invented transsphenoidal surgery in 1907.
Harvey Cushingknown as one of the fathers of modern Neurosurgery.
Robert Wheeler Rand along with Theodore Kurze, MD was among the first to introduce the surgical microscope into neurosurgical procedures in 1957 and published first textbook on Microneurosurgery in 1969.
Gazi Yaşargilknown as the father of microneurosurgery.
Majid Samiipioneer of cerebello-pontine angle tumor surgery. World Federation of Neurosurgical Societies coined a medal of honor bearing Samii’s name which would be given to outstanding neurosurgeons every two years.
Ludvig Puuseppknown as one of the founding fathers of modern neurosurgery, world's first professor of Neurosurgery.
Walter Dandyknown as one of the founding fathers of modern Neurosurgery.
Hirotaro Narabayashia pioneer of stereotactic Neurosurgery.
Alim-Louis Benabidknown as one of the developers of deep brain stimulation surgery for movement disorder.
Wilder Penfieldknown as one of the founding fathers of modern neurosurgery, and pioneer of epilepsy Neurosurgery.
Joseph Ransohoffknown for his pioneering use of medical imaging and catheterization in neurosurgery, and for founding the first neurosurgery intensive care unit.
Lars LeksellSwedish neurosurgeon who developed the Gamma Knife.
Ben Carsonretired pediatric neurosurgeon from Johns Hopkins Hospital, pioneer in hemispherectomy, and pioneer in the separation of craniopagus twins (joined at the head); former 2016 Republican Party presidential candidate, and former United States Secretary of Housing and Urban Development under the Trump Administration.
John R. AdlerStanford University neurosurgeon who invented the CyberKnife.
Wirginia Maixnerpediatric neurosurgeon at Melbourne's Royal Children's Hospital. Primarily known for separating conjoined Bangladeshi twins, Trishna and Krishna.
Frank Henderson Mayfieldinvented the Mayfield skull clamp.
Ayub K. Ommayainvented the Ommaya reservoir.
Christopher Duntsch - Former neurosurgeon who killed or maimed nearly every patient he operated on before being incarcerated.
Henry Marsh - leading English neurosurgeon and pioneer of neurosurgical advancements in Ukraine
Robert J. White – Established the Vatican's Commission on Biomedical Ethics in 1981 after his appointment to the Pontifical Academy of Sciences and was famous for his head transplants on living monkeys.
See also
Walter E. Dandy Neurosurgical Society
American Association of Neurological Surgeons
Congress of Neurological Surgeons
Polyaxial screw
List of neurologists and neurosurgeons
References
External links
The Brain that Changed Everything by Luke Dittrich – Esquire, November 2010
European Association of Neurosurgical Societies - website
Mediwikis website - A learning community for medical students
Surgical specialties
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A neurotransmitter is a signaling molecule secreted by a neuron to affect another cell across a synapse. The cell receiving the signal, any main body part, or target cell, may be another neuron, but could also be a gland or muscle cell.
Neurotransmitters are released from synaptic vesicles into the synaptic cleft where they are able to interact with neurotransmitter receptors on the target cell. The neurotransmitter's effect on the target cell is determined by the receptor it binds. Many neurotransmitters are synthesized from simple and plentiful precursors such as amino acids, which are readily available and often require a small number of biosynthetic steps for conversion.
Neurotransmitters are essential to the function of complex neural systems. The exact number of unique neurotransmitters in humans is unknown, but more than 100 have been identified. Common neurotransmitters include glutamate, GABA, acetylcholine, glycine and norepinephrine.
Mechanism and cycle
Synthesis
Neurotransmitters are generally synthesized in neurons and are made up of or derived from precursor molecules that are found abundantly in the cell. Classes of neurotransmitters include amino acids, monoamines, and peptides. Monoamines are synthesized by altering a single amino acid. For example, the precursor of serotonin is the amino acid tryptophan. Peptide transmitters, or neuropeptides, are protein transmitters that often are released together with other transmitters to have a modulatory effect. Purine neurotransmitters, like ATP, are derived from nucleic acids. Other neurotransmitters are made up of metabolic products like nitric oxide and carbon monoxide.
Storage
Neurotransmitters are generally stored in synaptic vesicles, clustered close to the cell membrane at the axon terminal of the presynaptic neuron. However, some neurotransmitters, like the metabolic gases carbon monoxide and nitric oxide, are synthesized and released immediately following an action potential without ever being stored in vesicles.
Release
Generally, a neurotransmitter is released at the presynaptic terminal in response to an electrical signal called an action potential in the presynaptic neuron. However, low level 'baseline' release also occurs without electrical stimulation. Neurotransmitters are released into and diffuse across the synaptic cleft, where they bind to specific receptors on the membrane of the postsynaptic neuron.
Receptor interaction
After being released into the synaptic cleft, neurotransmitters diffuse across the synapse where they are able to interact with receptors on the target cell. The effect of the neurotransmitter is dependent on the identity of the target cell's receptors present at the synapse. Depending on the receptor, binding of neurotransmitters may cause excitation, inhibition, or modulation of the postsynaptic neuron. See below for more information.
Elimination
In order to avoid continuous activation of receptors on the post-synaptic or target cell, neurotransmitters must be removed from the synaptic cleft. Neurotransmitters are removed through one of three mechanisms:
Diffusion – neurotransmitters drift out of the synaptic cleft, where they are absorbed by glial cells. These glial cells, usually astrocytes, absorb the excess neurotransmitters. In the glial cell, neurotransmitters are broken down by enzymes or pumped back into
Enzyme degradation – proteins called enzymes break the neurotransmitters down.
Reuptake – neurotransmitters are reabsorbed into the pre-synaptic neuron. Transporters, or membrane transport proteins, pump neurotransmitters from the synaptic cleft back into axon terminals (the presynaptic neuron) where they are stored for reuse.
For example, acetylcholine is eliminated by having its acetyl group cleaved by the enzyme acetylcholinesterase; the remaining choline is then taken in and recycled by the pre-synaptic neuron to synthesize more acetylcholine. Other neurotransmitters are able to diffuse away from their targeted synaptic junctions and are eliminated from the body via the kidneys, or destroyed in the liver. Each neurotransmitter has very specific degradation pathways at regulatory points, which may be targeted by the body's regulatory system or medication. Cocaine blocks a dopamine transporter responsible for the reuptake of dopamine. Without the transporter, dopamine diffuses much more slowly from the synaptic cleft and continues to activate the dopamine receptors on the target cell.
Discovery
Until the early 20th century, scientists assumed that the majority of synaptic communication in the brain was electrical. However, through histological examinations by Ramón y Cajal, a 20 to 40 nm gap between neurons, known today as the synaptic cleft, was discovered. The presence of such a gap suggested communication via chemical messengers traversing the synaptic cleft, and in 1921 German pharmacologist Otto Loewi confirmed that neurons can communicate by releasing chemicals. Through a series of experiments involving the vagus nerves of frogs, Loewi was able to manually slow the heart rate of frogs by controlling the amount of saline solution present around the vagus nerve. Upon completion of this experiment, Loewi asserted that sympathetic regulation of cardiac function can be mediated through changes in chemical concentrations. Furthermore, Otto Loewi is credited with discovering acetylcholine (ACh) – the first known neurotransmitter.
Identification
There are four main criteria for identifying neurotransmitters:
The chemical must be synthesized in the neuron or otherwise be present in it.
When the neuron is active, the chemical must be released and produce a response in some targets.
The same response must be obtained when the chemical is experimentally placed on the target.
A mechanism must exist for removing the chemical from its site of activation after its work is done.
However, given advances in pharmacology, genetics, and chemical neuroanatomy, the term "neurotransmitter" can be applied to chemicals that:
Carry messages between neurons via influence on the postsynaptic membrane.
Have little or no effect on membrane voltage, but have a common carrying function such as changing the structure of the synapse.
Communicate by sending reverse-direction messages that affect the release or reuptake of transmitters.
The anatomical localization of neurotransmitters is typically determined using immunocytochemical techniques, which identify the location of either the transmitter substances themselves or of the enzymes that are involved in their synthesis. Immunocytochemical techniques have also revealed that many transmitters, particularly the neuropeptides, are co-localized, that is, a neuron may release more than one transmitter from its synaptic terminal. Various techniques and experiments such as staining, stimulating, and collecting can be used to identify neurotransmitters throughout the central nervous system.
Actions
Neurons form elaborate networks through which nerve impulses – action potentials – travel. Each neuron has as many as 15,000 connections with neighboring neurons.
Neurons do not touch each other (except in the case of an electrical synapse through a gap junction); instead, neurons interact at contact points called synapses: a junction within two nerve cells, consisting of a miniature gap within which impulses are carried by a neurotransmitter. A neuron transports its information by way of a nerve impulse called an action potential. When an action potential arrives at the synapse's presynaptic terminal button, it may stimulate the release of neurotransmitters. These neurotransmitters are released into the synaptic cleft to bind onto the receptors of the postsynaptic membrane and influence another cell, either in an inhibitory or excitatory way. The next neuron may be connected to many more neurons, and if the total of excitatory influences minus inhibitory influences is great enough, it will also "fire". That is to say, it will create a new action potential at its axon hillock, releasing neurotransmitters and passing on the information to yet another neighboring neuron.
Modulation
A neurotransmitter may have an excitatory, inhibitory or modulatory effect on the target cell. The effect is determined by the receptors the neurotransmitter interacts with at the post-synaptic membrane. Neurotransmitter influences trans-membrane ion flow either to increase (excitatory) or to decrease (inhibitory) the probability that the cell with which it comes in contact will produce an action potential. Synapses containing receptors with excitatory effects are called Type I synapses, while Type II synapses contain receptors with inhibitory effects. Thus, despite the wide variety of synapses, they all convey messages of only these two types. The two types are different appearance and are primarily located on different parts of the neurons under its influence. Receptors with modulatory effects are spread throughout all synaptic membranes and binding of neurotransmitters sets in motion signaling cascades that help the cell regulate its function. Binding of neurotransmitters to receptors with modulatory effects can have many results. For example it may result in an increase or decrease in sensitivity to future stimulus by recruiting more or less receptors to the synaptic membrane.
Type I (excitatory) synapses are typically located on the shafts or the spines of dendrites, whereas type II (inhibitory) synapses are typically located on a cell body. In addition, Type I synapses have round synaptic vesicles, whereas the vesicles of type II synapses are flattened. The material on the presynaptic and post-synaptic membranes is denser in a Type I synapse than it is in a type II, and the type I synaptic cleft is wider. Finally, the active zone on a Type I synapse is larger than that on a Type II synapse.
The different locations of type I and type II synapses divide a neuron into two zones: an excitatory dendritic tree and an inhibitory cell body. From an inhibitory perspective, excitation comes in over the dendrites and spreads to the axon hillock to trigger an action potential. If the message is to be stopped, it is best stopped by applying inhibition on the cell body, close to the axon hillock where the action potential originates. Another way to conceptualize excitatory–inhibitory interaction is to picture excitation overcoming inhibition. If the cell body is normally in an inhibited state, the only way to generate an action potential at the axon hillock is to reduce the cell body's inhibition. In this "open the gates" strategy, the excitatory message is like a racehorse ready to run down the track, but first, the inhibitory starting gate must be removed.
Neurotransmitter actions
As explained above, the only direct action of a neurotransmitter is to activate a receptor. Therefore, the effects of a neurotransmitter system depend on the connections of the neurons that use the transmitter, and the chemical properties of the receptors.
Glutamate is used at the great majority of fast excitatory synapses in the brain and spinal cord. It is also used at most synapses that are "modifiable", i.e. capable of increasing or decreasing in strength. Modifiable synapses are thought to be the main memory-storage elements in the brain. Excessive glutamate release can overstimulate the brain and lead to excitotoxicity causing cell death resulting in seizures or strokes. Excitotoxicity has been implicated in certain chronic diseases including ischemic stroke, epilepsy, amyotrophic lateral sclerosis, Alzheimer's disease, Huntington disease, and Parkinson's disease.
GABA is used at the great majority of fast inhibitory synapses in virtually every part of the brain. Many sedative/tranquilizing drugs act by enhancing the effects of GABA. Correspondingly, glycine is the inhibitory transmitter in the spinal cord.
Acetylcholine was the first neurotransmitter discovered in the peripheral and central nervous systems. It activates skeletal muscles in the somatic nervous system and may either excite or inhibit internal organs in the autonomic system. It is distinguished as the transmitter at the neuromuscular junction connecting motor nerves to muscles. The paralytic arrow-poison curare acts by blocking transmission at these synapses. Acetylcholine also operates in many regions of the brain, but using different types of receptors, including nicotinic and muscarinic receptors.
Dopamine has a number of important functions in the brain; this includes regulation of motor behavior, pleasures related to motivation and also emotional arousal. It plays a critical role in the reward system; Parkinson's disease has been linked to low levels of dopamine and schizophrenia has been linked to high levels of dopamine.
Serotonin is a monoamine neurotransmitter. Most is produced by and found in the intestine (approximately 90%), and the remainder in central nervous system neurons. It functions to regulate appetite, sleep, memory and learning, temperature, mood, behaviour, muscle contraction, and function of the cardiovascular system and endocrine system. It is speculated to have a role in depression, as some depressed patients are seen to have lower concentrations of metabolites of serotonin in their cerebrospinal fluid and brain tissue.
Norepinephrine which is synthesized in the central nervous system and sympathetic nerves, modulates the responses of the autonomic nervous system, the sleep patterns, focus and alertness. It is synthesized from tyrosine.
Epinephrine which is also synthesized from tyrosine is released in the adrenal glands and the brainstem. It plays a role in sleep, with one's ability to become and stay alert, and the fight-or-flight response.
Types
There are many different ways to classify neurotransmitters. Dividing them into amino acids, peptides, and monoamines is sufficient for some classification purposes.
Major neurotransmitters:
Amino acids: glutamate, aspartate, D-serine, gamma-Aminobutyric acid (GABA), glycine
Gasotransmitters: nitric oxide (NO), carbon monoxide (CO), hydrogen sulfide (H2S)
Monoamines: dopamine (DA), norepinephrine (noradrenaline; NE, NA), epinephrine (adrenaline), histamine, serotonin (SER, 5-HT)
Catecholamines: dopamine, norepinephrine (noradrenaline), epinephrine (adrenaline)
Trace amines: phenethylamine, N-methylphenethylamine, tyramine, 3-iodothyronamine, octopamine, tryptamine, etc.
Peptides: oxytocin, somatostatin, substance P, cocaine and amphetamine regulated transcript, opioid peptides
Purines: adenosine triphosphate (ATP), adenosine
Others: acetylcholine (ACh), anandamide, etc.
In addition, over 100 neuroactive peptides have been found, and new ones are discovered regularly. Many of these are co-released along with a small-molecule transmitter. Nevertheless, in some cases, a peptide is the primary transmitter at a synapse. Beta-Endorphin is a relatively well-known example of a peptide neurotransmitter because it engages in highly specific interactions with opioid receptors in the central nervous system.
Single ions (such as synaptically released zinc) are also considered neurotransmitters by some, as well as some gaseous molecules such as nitric oxide (NO), carbon monoxide (CO), and hydrogen sulfide (H2S). The gases are produced in the neural cytoplasm and are immediately diffused through the cell membrane into the extracellular fluid and into nearby cells to stimulate production of second messengers. Soluble gas neurotransmitters are difficult to study, as they act rapidly and are immediately broken down, existing for only a few seconds.
The most prevalent transmitter is glutamate, which is excitatory at well over 90% of the synapses in the human brain. The next most prevalent is gamma-Aminobutyric Acid, or GABA, which is inhibitory at more than 90% of the synapses that do not use glutamate. Although other transmitters are used in fewer synapses, they may be very important functionally: the great majority of psychoactive drugs exert their effects by altering the actions of some neurotransmitter systems, often acting through transmitters other than glutamate or GABA. Addictive drugs such as cocaine and amphetamines exert their effects primarily on the dopamine system. The addictive opiate drugs exert their effects primarily as functional analogs of opioid peptides, which, in turn, regulate dopamine levels.
List of neurotransmitters, peptides, and gaseous signaling molecules
Brain neurotransmitter systems
Neurons expressing certain types of neurotransmitters sometimes form distinct systems, where activation of the system affects large volumes of the brain, called volume transmission. Major neurotransmitter systems include the noradrenaline (norepinephrine) system, the dopamine system, the serotonin system, and the cholinergic system, among others. Trace amines have a modulatory effect on neurotransmission in monoamine pathways (i.e., dopamine, norepinephrine, and serotonin pathways) throughout the brain via signaling through trace amine-associated receptor 1. A brief comparison of these systems follows:
Drug effects
Understanding the effects of drugs on neurotransmitters comprises a significant portion of research initiatives in the field of neuroscience. Most neuroscientists involved in this field of research believe that such efforts may further advance our understanding of the circuits responsible for various neurological diseases and disorders, as well as ways to effectively treat and someday possibly prevent or cure such illnesses.
Drugs can influence behavior by altering neurotransmitter activity. For instance, drugs can decrease the rate of synthesis of neurotransmitters by affecting the synthetic enzyme(s) for that neurotransmitter. When neurotransmitter syntheses are blocked, the amount of neurotransmitters available for release becomes substantially lower, resulting in a decrease in neurotransmitter activity. Some drugs block or stimulate the release of specific neurotransmitters. Alternatively, drugs can prevent neurotransmitter storage in synaptic vesicles by causing the synaptic vesicle membranes to leak. Drugs that prevent a neurotransmitter from binding to its receptor are called receptor antagonists. For example, drugs used to treat patients with schizophrenia such as haloperidol, chlorpromazine, and clozapine are antagonists at receptors in the brain for dopamine. Other drugs act by binding to a receptor and mimicking the normal neurotransmitter. Such drugs are called receptor agonists. An example of a receptor agonist is morphine, an opiate that mimics effects of the endogenous neurotransmitter β-endorphin to relieve pain. Other drugs interfere with the deactivation of a neurotransmitter after it has been released, thereby prolonging the action of a neurotransmitter. This can be accomplished by blocking re-uptake or inhibiting degradative enzymes. Lastly, drugs can also prevent an action potential from occurring, blocking neuronal activity throughout the central and peripheral nervous system. Drugs such as tetrodotoxin that block neural activity are typically lethal.
Drugs targeting the neurotransmitter of major systems affect the whole system, which can explain the complexity of action of some drugs. Cocaine, for example, blocks the re-uptake of dopamine back into the presynaptic neuron, leaving the neurotransmitter molecules in the synaptic gap for an extended period of time. Since the dopamine remains in the synapse longer, the neurotransmitter continues to bind to the receptors on the postsynaptic neuron, eliciting a pleasurable emotional response. Physical addiction to cocaine may result from prolonged exposure to excess dopamine in the synapses, which leads to the downregulation of some post-synaptic receptors. After the effects of the drug wear off, an individual can become depressed due to decreased probability of the neurotransmitter binding to a receptor. Fluoxetine is a selective serotonin re-uptake inhibitor (SSRI), which blocks re-uptake of serotonin by the presynaptic cell which increases the amount of serotonin present at the synapse and furthermore allows it to remain there longer, providing potential for the effect of naturally released serotonin. AMPT prevents the conversion of tyrosine to L-DOPA, the precursor to dopamine; reserpine prevents dopamine storage within vesicles; and deprenyl inhibits monoamine oxidase (MAO)-B and thus increases dopamine levels.
Agonists
An agonist is a chemical capable of binding to a receptor, such as a neurotransmitter receptor, and initiating the same reaction typically produced by the binding of the endogenous substance. An agonist of a neurotransmitter will thus initiate the same receptor response as the transmitter. In neurons, an agonist drug may activate neurotransmitter receptors either directly or indirectly. Direct-binding agonists can be further characterized as full agonists, partial agonists, inverse agonists.
Direct agonists act similar to a neurotransmitter by binding directly to its associated receptor site(s), which may be located on the presynaptic neuron or postsynaptic neuron, or both. Typically, neurotransmitter receptors are located on the postsynaptic neuron, while neurotransmitter autoreceptors are located on the presynaptic neuron, as is the case for monoamine neurotransmitters; in some cases, a neurotransmitter utilizes retrograde neurotransmission, a type of feedback signaling in neurons where the neurotransmitter is released postsynaptically and binds to target receptors located on the presynaptic neuron. Nicotine, a compound found in tobacco, is a direct agonist of most nicotinic acetylcholine receptors, mainly located in cholinergic neurons. Opiates, such as morphine, heroin, hydrocodone, oxycodone, codeine, and methadone, are μ-opioid receptor agonists; this action mediates their euphoriant and pain relieving properties.
Indirect agonists increase the binding of neurotransmitters at their target receptors by stimulating the release or preventing the reuptake of neurotransmitters. Some indirect agonists trigger neurotransmitter release and prevent neurotransmitter reuptake. Amphetamine, for example, is an indirect agonist of postsynaptic dopamine, norepinephrine, and serotonin receptors in each their respective neurons; it produces both neurotransmitter release into the presynaptic neuron and subsequently the synaptic cleft and prevents their reuptake from the synaptic cleft by activating TAAR1, a presynaptic G protein-coupled receptor, and binding to a site on VMAT2, a type of monoamine transporter located on synaptic vesicles within monoamine neurons.
Antagonists
An antagonist is a chemical that acts within the body to reduce the physiological activity of another chemical substance (as an opiate); especially one that opposes the action on the nervous system of a drug or a substance occurring naturally in the body by combining with and blocking its nervous receptor.
There are two main types of antagonist: direct-acting Antagonist and indirect-acting Antagonists:
Direct-acting antagonist- which takes up space present on receptors which are otherwise taken up by neurotransmitters themselves. This results in neurotransmitters being blocked from binding to the receptors. The most common is called Atropine.
Indirect-acting antagonist- drugs that inhibit the release/production of neurotransmitters (e.g., Reserpine).
Drug antagonists
An antagonist drug is one that attaches (or binds) to a site called a receptor without activating that receptor to produce a biological response. It is therefore said to have no intrinsic activity. An antagonist may also be called a receptor "blocker" because they block the effect of an agonist at the site. The pharmacological effects of an antagonist, therefore, result in preventing the corresponding receptor site's agonists (e.g., drugs, hormones, neurotransmitters) from binding to and activating it. Antagonists may be "competitive" or "irreversible".
A competitive antagonist competes with an agonist for binding to the receptor. As the concentration of antagonist increases, the binding of the agonist is progressively inhibited, resulting in a decrease in the physiological response. High concentration of an antagonist can completely inhibit the response. This inhibition can be reversed, however, by an increase of the concentration of the agonist, since the agonist and antagonist compete for binding to the receptor. Competitive antagonists, therefore, can be characterized as shifting the dose–response relationship for the agonist to the right. In the presence of a competitive antagonist, it takes an increased concentration of the agonist to produce the same response observed in the absence of the antagonist.
An irreversible antagonist binds so strongly to the receptor as to render the receptor unavailable for binding to the agonist. Irreversible antagonists may even form covalent chemical bonds with the receptor. In either case, if the concentration of the irreversible antagonist is high enough, the number of unbound receptors remaining for agonist binding may be so low that even high concentrations of the agonist do not produce the maximum biological response.
Precursors
While intake of neurotransmitter precursors does increase neurotransmitter synthesis, evidence is mixed as to whether neurotransmitter release and postsynaptic receptor firing is increased. Even with increased neurotransmitter release, it is unclear whether this will result in a long-term increase in neurotransmitter signal strength, since the nervous system can adapt to changes such as increased neurotransmitter synthesis and may therefore maintain constant firing. Some neurotransmitters may have a role in depression and there is some evidence to suggest that intake of precursors of these neurotransmitters may be useful in the treatment of mild and moderate depression.
Catecholamine and trace amine precursors
L-DOPA, a precursor of dopamine that crosses the blood–brain barrier, is used in the treatment of Parkinson's disease. For depressed patients where low activity of the neurotransmitter norepinephrine is implicated, there is only little evidence for benefit of neurotransmitter precursor administration. L-phenylalanine and L-tyrosine are both precursors for dopamine, norepinephrine, and epinephrine. These conversions require vitamin B6, vitamin C, and S-adenosylmethionine. A few studies suggest potential antidepressant effects of L-phenylalanine and L-tyrosine, but there is much room for further research in this area.
Serotonin precursors
Administration of L-tryptophan, a precursor for serotonin, is seen to double the production of serotonin in the brain. It is significantly more effective than a placebo in the treatment of mild and moderate depression. This conversion requires vitamin C. 5-hydroxytryptophan (5-HTP), also a precursor for serotonin, is more effective than a placebo.
Diseases and disorders
Diseases and disorders may also affect specific neurotransmitter systems. The following are disorders involved in either an increase, decrease, or imbalance of certain neurotransmitters.
Dopamine:
For example, problems in producing dopamine (mainly in the substantia nigra) can result in Parkinson's disease, a disorder that affects a person's ability to move as they want to, resulting in stiffness, tremors or shaking, and other symptoms. Some studies suggest that having too little or too much dopamine or problems using dopamine in the thinking and feeling regions of the brain may play a role in disorders like schizophrenia or attention deficit hyperactivity disorder (ADHD). Dopamine is also involved in addiction and drug use, as most recreational drugs cause an influx of dopamine in the brain (especially opioid and methamphetamines) that produces a pleasurable feeling, which is why users constantly crave drugs.
Serotonin:
Similarly, after some research suggested that drugs that block the recycling, or reuptake, of serotonin seemed to help some people diagnosed with depression, it was theorized that people with depression might have lower-than-normal serotonin levels. Though widely popularized, this theory was not borne out in subsequent research. Therefore, selective serotonin reuptake inhibitors (SSRIs) are used to increase the amounts of serotonin in synapses.
Glutamate:
Furthermore, problems with producing or using glutamate have been suggestively and tentatively linked to many mental disorders, including autism, obsessive compulsive disorder (OCD), schizophrenia, and depression. Having too much glutamate has been linked to neurological diseases such as Parkinson's disease, multiple sclerosis, Alzheimer's disease, stroke, and ALS (amyotrophic lateral sclerosis).
Neurotransmitter imbalance
Generally, there are no scientifically established "norms" for appropriate levels or "balances" of different neurotransmitters. It is in most cases pragmatically impossible to even measure levels of neurotransmitters in a brain or body at any distinct moments in time. Neurotransmitters regulate each other's release, and weak consistent imbalances in this mutual regulation were linked to temperament in healthy people
. Strong imbalances or disruptions to neurotransmitter systems have been associated with many diseases and mental disorders. These include Parkinson's, depression, insomnia, Attention Deficit Hyperactivity Disorder (ADHD), anxiety, memory loss, dramatic changes in weight and addictions. Chronic physical or emotional stress can be a contributor to neurotransmitter system changes. Genetics also plays a role in neurotransmitter activities. Apart from recreational use, medications that directly and indirectly interact with one or more transmitter or its receptor are commonly prescribed for psychiatric and psychological issues. Notably, drugs interacting with serotonin and norepinephrine are prescribed to patients with problems such as depression and anxiety—though the notion that there is much solid medical evidence to support such interventions has been widely criticized. Studies shown that dopamine imbalance has an influence on multiple sclerosis and other neurological disorders.
See also
BK channel#Cellular level
Kiss-and-run fusion
Natural neuroactive substance
Neuroendocrine
Neuroendocrinology
Neuropsychopharmacology
Neurotransmitter analog
Neurotransmitter release
Neural pathway
Neuromodulation
Notes
References
External links
Molecular Cell Biology. 4th edition. Section 21.4: Neurotransmitters, Synapses, and Impulse Transmission
Molecular Expressions Photo Gallery: The Neurotransmitter Collection
Brain Neurotransmitters
Endogenous Neuroactive Extracellular Signal Transducers
neuroscience for kids website
brain explorer website
Molecular neuroscience
Neuroscience
|
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] |
The National Institute of Standards and Technology (NIST) is a physical sciences laboratory and non-regulatory agency of the United States Department of Commerce. Its mission is to promote American innovation and industrial competitiveness. NIST's activities are organized into laboratory programs that include nanoscale science and technology, engineering, information technology, neutron research, material measurement, and physical measurement. From 1901 to 1988, the agency was named the National Bureau of Standards.
History
Background
The Articles of Confederation, ratified by the colonies in 1781, provided:
The United States in Congress assembled shall also have the sole and exclusive right and power of regulating the alloy and value of coin struck by their own authority, or by that of the respective states—fixing the standards of weights and measures throughout the United States.
Article 1, section 8, of the Constitution of the United States, ratified in 1789, granted these powers to the new Congress: "The Congress shall have power ... To coin money, regulate the value thereof, and of foreign coin, and fix the standard of weights and measures".
In January 1790, President George Washington, in his first annual message to Congress, said, "Uniformity in the currency, weights, and measures of the United States is an object of great importance, and will, I am persuaded, be duly attended to." Washington ordered Secretary of State Thomas Jefferson to prepare a Plan for Establishing Uniformity in the Coinage, Weights, and Measures of the United States, later referred to informally as the Jefferson Report.
On October 25, 1791, Washington again appealed Congress:
A uniformity of the weights and measures of the country is among the important objects submitted to you by the Constitution and if it can be derived from a standard at once invariable and universal, must be no less honorable to the public council than conducive to the public convenience.
In 1821, President John Quincy Adams declared, "Weights and measures may be ranked among the necessities of life to every individual of human society.".
Nevertheless, it was not until 1838 that the United States government adopted a uniform set of standards.
From 1830 until 1901, the role of overseeing weights and measures was carried out by the Office of Standard Weights and Measures, which was part of the U.S. Coast and Geodetic Survey in the Department of the Treasury.
Bureau of Standards
In 1901, in response to a bill proposed by Congressman James H. Southard (R, Ohio), the National Bureau of Standards was founded with the mandate to provide standard weights and measures, and to serve as the national physical laboratory for the United States. (Southard had previously sponsored a bill for metric conversion of the United States.)
President Theodore Roosevelt appointed Samuel W. Stratton as the first director. The budget for the first year of operation was $40,000. The Bureau took custody of the copies of the kilogram and meter bars that were the standards for US measures, and set up a program to provide metrology services for United States scientific and commercial users. A laboratory site was constructed in Washington, DC, and instruments were acquired from the national physical laboratories of Europe. In addition to weights and measures, the Bureau developed instruments for electrical units and for measurement of light. In 1905 a meeting was called that would be the first "National Conference on Weights and Measures".
Initially conceived as purely a metrology agency, the Bureau of Standards was directed by Herbert Hoover to set up divisions to develop commercial standards for materials and products.page 133 Some of these standards were for products intended for government use, but product standards also affected private-sector consumption. Quality standards were developed for products including some types of clothing, automobile brake systems and headlamps, antifreeze, and electrical safety. During World War I, the Bureau worked on multiple problems related to war production, even operating its own facility to produce optical glass when European supplies were cut off. Between the wars, Harry Diamond of the Bureau developed a blind approach radio aircraft landing system. During World War II, military research and development was carried out, including development of radio propagation forecast methods, the proximity fuze and the standardized airframe used originally for Project Pigeon, and shortly afterwards the autonomously radar-guided Bat anti-ship guided bomb and the Kingfisher family of torpedo-carrying missiles.
In 1948, financed by the United States Air Force, the Bureau began design and construction of SEAC, the Standards Eastern Automatic Computer. The computer went into operation in May 1950 using a combination of vacuum tubes and solid-state diode logic. About the same time the Standards Western Automatic Computer, was built at the Los Angeles office of the NBS by Harry Huskey and used for research there. A mobile version, DYSEAC, was built for the Signal Corps in 1954.
Due to a changing mission, the "National Bureau of Standards" became the "National Institute of Standards and Technology" in 1988.
Following September 11, 2001, NIST conducted the official investigation into the collapse of the World Trade Center buildings.
Following the 2021 Surfside condominium building collapse, NIST sent engineers to the site to investigate the cause of the collapse.
In 2019, NIST launched a program named NIST on a Chip to decrease the size of instruments from lab machines to chip size. Applications include aircraft testing, communication with satellites for navigation purposes, and temperature and pressure.
Constitution
NIST, known between 1901 and 1988 as the National Bureau of Standards (NBS), is a measurement standards laboratory, also known as the National Metrological Institute (NMI), which is a non-regulatory agency of the United States Department of Commerce. The institute's official mission is to:
NIST had an operating budget for fiscal year 2007 (October 1, 2006September 30, 2007) of about $843.3 million. NIST's 2009 budget was $992 million, and it also received $610 million as part of the American Recovery and Reinvestment Act. NIST employs about 2,900 scientists, engineers, technicians, and support and administrative personnel. About 1,800 NIST associates (guest researchers and engineers from American companies and foreign countries) complement the staff. In addition, NIST partners with 1,400 manufacturing specialists and staff at nearly 350 affiliated centers around the country. NIST publishes the Handbook 44 that provides the "Specifications, tolerances, and other technical requirements for weighing and measuring devices".
Metric system
The Congress of 1866 made use of the metric system in commerce a legally protected activity through the passage of Metric Act of 1866. On May 20, 1875, 17 out of 20 countries signed a document known as the Metric Convention or the Treaty of the Meter, which established the International Bureau of Weights and Measures under the control of an international committee elected by the General Conference on Weights and Measures.
Organization
NIST is headquartered in Gaithersburg, Maryland, and operates a facility in Boulder, Colorado, which was dedicated by President Eisenhower in 1954. NIST's activities are organized into laboratory programs and extramural programs. Effective October 1, 2010, NIST was realigned by reducing the number of NIST laboratory units from ten to six. NIST Laboratories include:
Communications Technology Laboratory (CTL)
Engineering Laboratory (EL)
Information Technology Laboratory (ITL)
Center for Neutron Research (NCNR)
Material Measurement Laboratory (MML)
Physical Measurement Laboratory (PML)
Extramural programs include:
Hollings Manufacturing Extension Partnership (MEP), a nationwide network of centers to assist small and mid-sized manufacturers to create and retain jobs, improve efficiencies, and minimize waste through process improvements and to increase market penetration with innovation and growth strategies;
Technology Innovation Program (TIP), a grant program where NIST and industry partners cost share the early-stage development of innovative but high-risk technologies;
Baldrige Performance Excellence Program, which administers the Malcolm Baldrige National Quality Award, the nation's highest award for performance and business excellence.
NIST's Boulder laboratories are best known for NIST‑F1, which houses an atomic clock. NIST‑F1 serves as the source of the nation's official time. From its measurement of the natural resonance frequency of cesium—which defines the second—NIST broadcasts time signals via longwave radio station WWVB near Fort Collins, Colorado, and shortwave radio stations WWV and WWVH, located near Fort Collins and Kekaha, Hawaii, respectively.
NIST also operates a neutron science user facility: the NIST Center for Neutron Research (NCNR). The NCNR provides scientists access to a variety of neutron scattering instruments, which they use in many research fields (materials science, fuel cells, biotechnology, etc.).
The SURF III Synchrotron Ultraviolet Radiation Facility is a source of synchrotron radiation, in continuous operation since 1961. SURF III now serves as the US national standard for source-based radiometry throughout the generalized optical spectrum. All NASA-borne, extreme-ultraviolet observation instruments have been calibrated at SURF since the 1970s, and SURF is used for measurement and characterization of systems for extreme ultraviolet lithography.
The Center for Nanoscale Science and Technology (CNST) performs research in nanotechnology, both through internal research efforts and by running a user-accessible cleanroom nanomanufacturing facility. This "NanoFab" is equipped with tools for lithographic patterning and imaging (e.g., electron microscopes and atomic force microscopes).
Committees
NIST has seven standing committees:
Technical Guidelines Development Committee (TGDC)
Advisory Committee on Earthquake Hazards Reduction (ACEHR)
National Construction Safety Team Advisory Committee (NCST Advisory Committee)
Information Security and Privacy Advisory Board (ISPAB)
Visiting Committee on Advanced Technology (VCAT)
Board of Overseers for the Malcolm Baldrige National Quality Award (MBNQA Board of Overseers)
Manufacturing Extension Partnership National Advisory Board (MEPNAB)
Projects
Measurements and standards
As part of its mission, NIST supplies industry, academia, government, and other users with over 1,300 Standard Reference Materials (SRMs). These artifacts are certified as having specific characteristics or component content, used as calibration standards for measuring equipment and procedures, quality control benchmarks for industrial processes, and experimental control samples.
Handbook 44
NIST publishes the Handbook 44 each year after the annual meeting of the National Conference on Weights and Measures (NCWM). Each edition is developed through cooperation of the Committee on Specifications and Tolerances of the NCWM and the Weights and Measures Division (WMD) of the NIST. The purpose of the book is a partial fulfillment of the statutory responsibility for "cooperation with the states in securing uniformity of weights and measures laws and methods of inspection".
NIST has been publishing various forms of what is now the Handbook 44 since 1918 and began publication under the current name in 1949. The 2010 edition conforms to the concept of the primary use of the SI (metric) measurements recommended by the Omnibus Foreign Trade and Competitiveness Act of 1988.
Homeland security
NIST is developing government-wide identity document standards for federal employees and contractors to prevent unauthorized persons from gaining access to government buildings and computer systems.
World Trade Center collapse investigation
In 2002, the National Construction Safety Team Act mandated NIST to conduct an investigation into the collapse of the World Trade Center buildings 1 and 2 and the 47-story 7 World Trade Center. The "World Trade Center Collapse Investigation", directed by lead investigator Shyam Sunder, covered three aspects, including a technical building and fire safety investigation to study the factors contributing to the probable cause of the collapses of the WTC Towers (WTC 1 and 2) and WTC 7. NIST also established a research and development program to provide the technical basis for improved building and fire codes, standards, and practices, and a dissemination and technical assistance program to engage leaders of the construction and building community in implementing proposed changes to practices, standards, and codes. NIST also is providing practical guidance and tools to better prepare facility owners, contractors, architects, engineers, emergency responders, and regulatory authorities to respond to future disasters. The investigation portion of the response plan was completed with the release of the final report on 7 World Trade Center on November 20, 2008. The final report on the WTC Towers—including 30 recommendations for improving building and occupant safety—was released on October 26, 2005.
Election technology
NIST works in conjunction with the Technical Guidelines Development Committee of the Election Assistance Commission to develop the Voluntary Voting System Guidelines for voting machines and other election technology.
People
Four scientific researchers at NIST have been awarded Nobel Prizes for work in physics: William Daniel Phillips in 1997, Eric Allin Cornell in 2001, John Lewis Hall in 2005 and David Jeffrey Wineland in 2012, which is the largest number for any US government laboratory. All four were recognized for their work related to laser cooling of atoms, which is directly related to the development and advancement of the atomic clock. In 2011, Dan Shechtman was awarded the Nobel Prize in chemistry for his work on quasicrystals in the Metallurgy Division from 1982 to 1984. In addition, John Werner Cahn was awarded the 2011 Kyoto Prize for Materials Science, and the National Medal of Science has been awarded to NIST researchers Cahn (1998) and Wineland (2007). Other notable people who have worked at NBS or NIST include:
Milton Abramowitz
James Sacra Albus
David W. Allan
Norman Bekkedahl
Ferdinand Graft Brickwedde
Lyman James Briggs
Edgar Buckingham
John M. Butler
William Weber Coblentz
Ronald Collé
Philip J. Davis
Hugh Latimer Dryden
Jack R. Edmonds
Ugo Fano
Charlotte Froese Fischer
Fern Y Hunt
Tim Foecke
John Cantius Garand
Katharine Blodgett Gebbie
Douglas Rayner Hartree
Magnus Rudolph Hestenes
Deborah S. Jin
John Kelsey
Russell A. Kirsch
Cornelius Lanczos
Wilfrid Basil Mann
William Clyde Martin
William Frederick Meggers
Christopher Roy Monroe
James G. Nell
Frank William John Olver
E. Ward Plummer
Jacob Rabinow
Richard J. Saykally
Charlotte Emma Moore Sitterly
Irene Ann Stegun
William C. Stone
Directors
Since 1989, the director of NIST has been a Presidential appointee and is confirmed by the United States Senate, and since that year the average tenure of NIST directors has fallen from 11 years to 2 years in duration. Since the 2011 reorganization of NIST, the director also holds the title of Under Secretary of Commerce for Standards and Technology. Fifteen individuals have officially held the position (in addition to four acting directors who have served on a temporary basis).
Patents
The NIST holds patents on behalf of the Federal government of the United States, with at least one of them being custodial to protect public domain use, such as one for a Chip-scale atomic clock, developed by a NIST team as part of a DARPA competition.
Controversy regarding NIST standard SP 800-90
In September 2013, both The Guardian and The New York Times reported that NIST allowed the National Security Agency (NSA) to insert a cryptographically secure pseudorandom number generator called Dual EC DRBG into NIST standard SP 800-90 that had a kleptographic backdoor that the NSA can use to covertly predict the future outputs of this pseudorandom number generator thereby allowing the surreptitious decryption of data. Both papers report that the NSA worked covertly to get its own version of SP 800-90 approved for worldwide use in 2006. The whistle-blowing document states that "eventually, NSA became the sole editor". The reports confirm suspicions and technical grounds publicly raised by cryptographers in 2007 that the EC-DRBG could contain a kleptographic backdoor (perhaps placed in the standard by NSA).
NIST responded to the allegations, stating that "NIST works to publish the strongest cryptographic standards possible" and that it uses "a transparent, public process to rigorously vet our recommended standards". The agency stated that "there has been some confusion about the standards development process and the role of different organizations in it...The National Security Agency (NSA) participates in the NIST cryptography process because of its recognized expertise. NIST is also required by statute to consult with the NSA." Recognizing the concerns expressed, the agency reopened the public comment period for the SP800-90 publications, promising that "if vulnerabilities are found in these or any other NIST standards, we will work with the cryptographic community to address them as quickly as possible”. Due to public concern of this cryptovirology attack, NIST rescinded the EC-DRBG algorithm from the NIST SP 800-90 standard.
Publications
The Journal of Research of the National Institute of Standards and Technology is the flagship scientific journal at NIST. It has been published since 1904.
First published in 1972, the Journal of Physical and Chemical Reference Data, is a joint venture of the American Institute of Physics and the National Institute of Standards and Technology.
See also
AD-X2
Advanced Encryption Standard process
Digital Library of Mathematical Functions (DLMF)
Inorganic Crystal Structure Database
International Organization for Standardization (ISO)
ISO/IEC 17025used by testing and calibration laboratories
International System of Units, see International Bureau of Weights and Measures
Multiple Biometric Grand Challenge
National Physical Laboratory (United Kingdom)
National Software Reference Library
NIST Handbook of Mathematical Functions
NIST hash function competition
Smart Grid Interoperability Panel
Technical Report Archive & Image Library for NIS-digitized series
WWV (radio station)
Virtual Cybernetic Building Testbed
Samuel Wesley Stratton Award
Arthur S. Flemming Award
References
External links
Main NIST website
NIST in the Federal Register
NIST Publications Portal
The Official US Time
NIST Standard Reference Data
NIST Standard Reference Materials
NIST Center for Nanoscale Science and Technology (CNST)
Manufacturing Extension Partnership
Historic technical reports from the National Bureau of Standards (and other Federal agencies) are available in the Technical Report Archive and Image Library (TRAIL)
Smithsonian Institution Press, 1978, Smithsonian Studies in History and Technology, Number 40: United States Standards of Weights and Measures, Their Creation and Creators, by Arthur H. Frazier
Buildings and structures in Gaithersburg, Maryland
United States Department of Commerce agencies
Government agencies established in 1901
Cryptography organizations
1901 establishments in the United States
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NATO reporting name/ASCC names for transport aircraft and their Soviet, Russian and Chinese designations:
See also
NATO reporting name
transport aircraft
NATO reporting names for transport aircraft, List of
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Neoteny (), also called juvenilization, is the delaying or slowing of the physiological, or somatic, development of an organism, typically an animal. Neoteny is found in modern humans compared to other primates. In progenesis o paedogenesis, sexual development is accelerated.
Both neoteny and progenesis result in paedomorphism or paedomorphosis, a type of heterochrony. It is the retention in adults of traits previously seen only in the young. Such retention is important in evolutionary biology, domestication and evolutionary developmental biology. Some authors define paedomorphism as the retention of larval traits, as seen in salamanders.
History and etymology
The origins of the concept of neoteny have been traced to the Bible (as argued by Ashley Montagu) and to the poet William Wordsworth's "The Child is the father of the Man" (as argued by Barry Bogin). The term itself was invented in 1885 by Julius Kollmann as he described the axolotl's maturation while remaining in a tadpole-like aquatic stage complete with gills, unlike other adult amphibians like frogs and toads.
The word neoteny is borrowed from the German Neotenie, the latter constructed by Kollmann from the Greek νέος (neos, "young") and τείνειν (teínein, "to stretch, to extend"). The adjective is either "neotenic" or "neotenous". For the opposite of "neotenic", different authorities use either "gerontomorphic" or "peramorphic". Bogin points out that Kollmann had intended the meaning to be "retaining youth", but had evidently confused the Greek teínein with the Latin tenere, which had the meaning he wanted, "to retain", so that the new word would mean "the retaining of youth (into adulthood)".
In 1926, Louis Bolk described neoteny as the major process in humanization. In his 1977 book Ontogeny and Phylogeny, Stephen Jay Gould noted that Bolk's account constituted an attempted justification for "scientific" racism and sexism, but acknowledged that Bolk had been right in the core idea that humans differ from other primates in becoming sexually mature in an infantile stage of body development.
In humans
Neoteny in humans is the slowing or delaying of body development, compared to non-human primates, resulting in features such as a large head, a flat face, and relatively short arms. These neotenic changes may have been brought about by sexual selection in human evolution. In turn, they may have permitted the development of human capacities such as emotional communication. However, humans also have relatively large noses and long legs, both peramorphic (not neotenic) traits. Some evolutionary theorists have proposed that neoteny was a key feature in human evolution. J. B. S. Haldane states a "major evolutionary trend in human beings" is "greater prolongation of childhood and retardation of maturity." Delbert D. Thiessen said that "neoteny becomes more apparent as early primates evolved into later forms" and that primates have been "evolving toward flat face." Doug Jones argued that human evolution's trend toward neoteny may have been caused by sexual selection in human evolution for neotenous facial traits in women by men with the resulting neoteny in male faces being a "by-product" of sexual selection for neotenous female faces.
In domestic animals
Neoteny is seen in domesticated animals such as dogs and mice. This is because there are more resources available, less competition for those resources, and with the lowered competition the animals expend less energy obtaining those resources. This allows them to mature and reproduce more quickly than their wild counterparts. The environment that domesticated animals are raised in determines whether or not neoteny is present in those animals. Evolutionary neoteny can arise in a species when those conditions occur, and a species becomes sexually mature ahead of its "normal development". Another explanation for the neoteny in domesticated animals can be the selection for certain behavioral characteristics. Behavior is linked to genetics which therefore means that when a behavioral trait is selected for, a physical trait may also be selected for due to mechanisms like linkage disequilibrium. Often, juvenile behaviors are selected for in order to more easily domesticate a species; aggressiveness in certain species comes with adulthood when there is a need to compete for resources. If there is no need for competition, then there is no need for aggression. Selecting for juvenile behavioral characteristics can lead to neoteny in physical characteristics because, for example, with the reduced need for behaviors like aggression, there is no need for developed traits that would help in that area. Traits that may become neotenized due to decreased aggression may be a shorter muzzle and smaller general size among the domesticated individuals. Some common neotenous physical traits in domesticated animals (mainly dogs, pigs, ferrets, cats, and even foxes) include floppy ears, changes in the reproductive cycle, curly tails, piebald coloration, fewer or shortened vertebra, large eyes, rounded forehead, large ears, and shortened muzzle.
When the role of dogs expanded from just being working dogs to also being companions, humans started selective breeding dogs for morphological neoteny, and this selective breeding for "neoteny or paedomorphism" "strengthened the human-canine bond." Humans bred dogs to have more "juvenile physical traits" as adults, such as short snouts and wide-set eyes which are associated with puppies because people usually consider these traits to be more attractive. Some breeds of dogs with short snouts and broad heads such as the Komondor, Saint Bernard and Maremma Sheepdog are more morphologically neotenous than other breeds of dogs. Cavalier King Charles spaniels are an example of selection for neoteny because they exhibit large eyes, pendant-shaped ears and compact feet, giving them a morphology similar to puppies as adults.
In 2004, a study that used 310 wolf skulls and over 700 dog skulls representing 100 breeds concluded that the evolution of dog skulls can generally not be described by heterochronic processes such as neoteny, although some pedomorphic dog breeds have skulls that resemble the skulls of juvenile wolves. By 2011, the findings by the same researcher were simply "Dogs are not paedomorphic wolves."
In other species
Neoteny has been observed in many other species. It is important to note the difference between partial and full neoteny when looking at other species, to distinguish between juvenile traits which are advantageous in the short term and traits which are beneficial throughout the organism's life; this might provide insight into the cause of neoteny in a species. Partial neoteny is the retention of the larval form beyond the usual age of maturation, with possible sexual development (progenesis) and eventual maturation into the adult form; this is seen in the frog Lithobates clamitans. Full neoteny is seen in Ambystoma mexicanum and some populations of Ambystoma tigrinum, which remain in larval form throughout their lives. Lithobates clamitans is partially neotenous; it delays maturation during the winter as fewer resources are available; it can find resources more easily in its larval form. This encompasses both of the main causes of neoteny; the energy required to survive in the winter as a newly-formed adult is too great, so the organism exhibits neotenous characteristics until it can better survive as an adult. Ambystoma tigrinum retains its neoteny for a similar reason; however, the retention is permanent due to the lack of available resources throughout its lifetime. This is another example of an environmental cause of neoteny. Several avian species, such as the manakins Chiroxiphia linearis and Chiroxiphia caudata, exhibit partial neoteny. The males of both species retain juvenile plumage into adulthood, losing it when they are fully mature. In some bird species, the retention of juvenile plumage is linked to the molting time in each species. To ensure no overlap between molting and mating times, the birds may exhibit partial neoteny in plumage; males do not attain their bright, adult plumage before the females are prepared to mate. Neoteny is present because there is no need for the males to molt early, and trying to mate with immature females would be energy-inefficient.
Neoteny is commonly seen in flightless insects, such as the females of the order Strepsiptera. Flightlessness in insects has evolved separately a number of times; factors which may have contributed to the separate evolution of flightlessness are high altitude, geographic isolation (islands), and low temperatures. Under these environmental conditions, dispersal would be disadvantageous; heat is lost more rapidly through wings in colder climates. The females of certain insect groups become sexually mature without metamorphosis, and some do not develop wings. Flightlessness in some female insects has been linked to higher fecundity. Aphids are an example of insects which may never develop wings, depending on their environment. If resources are abundant on a host plant, there is no need to grow wings and disperse. If resources become diminished, their offspring may develop wings to disperse to other host plants.
Two environments which favor neoteny are high altitudes and cool temperatures, because neotenous individuals have more fitness than individuals which metamorphose into an adult form. The energy required for metamorphosis detracts from individual fitness, and neotenous individuals can utilize available resources more easily. This trend is seen in a comparison of salamander species at lower and higher altitudes; in a cool, high-altitude environment, neotenous individuals survive more and are more fecund than those which metamorphose into adult form. Insects in cooler environments tend to exhibit neoteny in flight because wings have a high surface area and lose heat quickly; it is disadvantageous for insects to metamorphose into adults.
Many species of salamander, and amphibians in general, exhibit environmental neoteny. Axolotl and olm are salamander species which retain their juvenile aquatic form throughout adulthood, examples of full neoteny. Gills are a common juvenile characteristic in amphibians which are kept after maturation; examples are the tiger salamander and rough-skinned newt, both of which retain gills into adulthood.
Bonobos share many physical characteristics with humans, including neotenous skulls. The shape of their skull does not change into adulthood (only increasing in size), due to sexual dimorphism and an evolutionary change in the timing of development. Juveniles became sexually mature before their bodies had fully developed as adults and, due to a selective advantage, the skull's neotenic structure remained.
In some groups, such as the insect families Gerridae, Delphacidae and Carabidae, energy costs result in neoteny; many species in these families have small, neotenous wings or none at all. Some cricket species shed their wings in adulthood; in the genus Ozopemon, males (thought to be the first example of neoteny in beetles) are significantly smaller than females due to inbreeding. In the termite Kalotermes flavicollis, neoteny is seen in molting females.
In other species, such as the northwestern salamander (Ambystoma gracile), environmental conditionshigh altitude, in this casecause neoteny. Neoteny is also found in a few species of the crustacean family Ischnomesidae, which live in deep ocean water.
Subcellular neoteny
Neoteny is usually used to describe animal development; however, neoteny is also seen in the cell organelles. It was suggested that subcellular neoteny could explain why sperm cells have atypical centrioles. One of the two sperm centrioles of fruit fly exhibit the retention of “juvenile” centriole structure, which can be described as centriolar “neoteny”. This neotenic, atypical centriole is known as the Proximal Centriole-Like. Typical centrioles form via a step by step process in which a cartwheel forms, then develops to become a procentriole, and further matures into a centriole. The neotenic centriole of fruit fly resembles an early procentriole.
See also
Ageing
Cuteness
Kawaii
Larviform female
Neotenin
References
Further reading
Bergstorm, Carl T. & Dugatkin, Lee Alan (2012). Evolution, W.W. Norton
External links
Developmental biology
Evolutionary biology
Taxonomy (biology)
|
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The National Security Agency (NSA) is a national-level intelligence agency of the United States Department of Defense, under the authority of the Director of National Intelligence (DNI). The NSA is responsible for global monitoring, collection, and processing of information and data for foreign and domestic intelligence and counterintelligence purposes, specializing in a discipline known as signals intelligence (SIGINT). The NSA is also tasked with the protection of U.S. communications networks and information systems. The NSA relies on a variety of measures to accomplish its mission, the majority of which are clandestine. The existence of the NSA was not revealed until 1975.
Originating as a unit to decipher coded communications in World War II, it was officially formed as the NSA by President Harry S. Truman in 1952. Between then and the end of the Cold War, it became the largest of the U.S. intelligence organizations in terms of personnel and budget, but information available as of 2013 indicates that the CIA pulled ahead in this regard, with a budget of $14.7 billion. The NSA currently conducts worldwide mass data collection and has been known to physically bug electronic systems as one method to this end. The NSA is also alleged to have been behind such attack software as Stuxnet, which severely damaged Iran's nuclear program. The NSA, alongside the Central Intelligence Agency (CIA), maintains a physical presence in many countries across the globe; the CIA/NSA joint Special Collection Service (a highly classified intelligence team) inserts eavesdropping devices in high value targets (such as presidential palaces or embassies). SCS collection tactics allegedly encompass "close surveillance, burglary, wiretapping, [and] breaking and entering".
Unlike the CIA and the Defense Intelligence Agency (DIA), both of which specialize primarily in foreign human espionage, the NSA does not publicly conduct human-source intelligence gathering. The NSA is entrusted with providing assistance to, and the coordination of, SIGINT elements for other government organizations – which are prevented by law from engaging in such activities on their own. As part of these responsibilities, the agency has a co-located organization called the Central Security Service (CSS), which facilitates cooperation between the NSA and other U.S. defense cryptanalysis components. To further ensure streamlined communication between the signals intelligence community divisions, the NSA Director simultaneously serves as the Commander of the United States Cyber Command and as Chief of the Central Security Service.
The NSA's actions have been a matter of political controversy on several occasions, including its spying on anti–Vietnam War leaders and the agency's participation in economic espionage. In 2013, the NSA had many of its secret surveillance programs revealed to the public by Edward Snowden, a former NSA contractor. According to the leaked documents, the NSA intercepts and stores the communications of over a billion people worldwide, including United States citizens. The documents also revealed the NSA tracks hundreds of millions of people's movements using cellphones' metadata. Internationally, research has pointed to the NSA's ability to surveil the domestic Internet traffic of foreign countries through "boomerang routing".
History
Formation
The origins of the National Security Agency can be traced back to April 28, 1917, three weeks after the U.S. Congress declared war on Germany in World War I. A code and cipher decryption unit was established as the Cable and Telegraph Section which was also known as the Cipher Bureau. It was headquartered in Washington, D.C. and was part of the war effort under the executive branch without direct Congressional authorization. During the course of the war, it was relocated in the army's organizational chart several times. On July 5, 1917, Herbert O. Yardley was assigned to head the unit. At that point, the unit consisted of Yardley and two civilian clerks. It absorbed the Navy's cryptanalysis functions in July 1918. World War I ended on November 11, 1918, and the army cryptographic section of Military Intelligence (MI-8) moved to New York City on May 20, 1919, where it continued intelligence activities as the Code Compilation Company under the direction of Yardley.
The Black Chamber
After the disbandment of the U.S. Army cryptographic section of military intelligence, known as MI-8, in 1919, the U.S. government created the Cipher Bureau, also known as Black Chamber. The Black Chamber was the United States' first peacetime cryptanalytic organization. Jointly funded by the Army and the State Department, the Cipher Bureau was disguised as a New York City commercial code company; it actually produced and sold such codes for business use. Its true mission, however, was to break the communications (chiefly diplomatic) of other nations. At the Washington Naval Conference, it aided American negotiators by providing them with the decrypted traffic of many of the conference delegations, including the Japanese. The Black Chamber successfully persuaded Western Union, the largest U.S. telegram company at the time, as well as several other communications companies to illegally give the Black Chamber access to cable traffic of foreign embassies and consulates. Soon, these companies publicly discontinued their collaboration.
Despite the Chamber's initial successes, it was shut down in 1929 by U.S. Secretary of State Henry L. Stimson, who defended his decision by stating, "Gentlemen do not read each other's mail."
World War II and its aftermath
During World War II, the Signal Intelligence Service (SIS) was created to intercept and decipher the communications of the Axis powers. When the war ended, the SIS was reorganized as the Army Security Agency (ASA), and it was placed under the leadership of the Director of Military Intelligence.
On May 20, 1949, all cryptologic activities were centralized under a national organization called the Armed Forces Security Agency (AFSA). This organization was originally established within the U.S. Department of Defense under the command of the Joint Chiefs of Staff. The AFSA was tasked to direct Department of Defense communications and electronic intelligence activities, except those of U.S. military intelligence units. However, the AFSA was unable to centralize communications intelligence and failed to coordinate with civilian agencies that shared its interests such as the Department of State, Central Intelligence Agency (CIA) and the Federal Bureau of Investigation (FBI). In December 1951, President Harry S. Truman ordered a panel to investigate how AFSA had failed to achieve its goals. The results of the investigation led to improvements and its redesignation as the National Security Agency.
The National Security Council issued a memorandum of October 24, 1952, that revised National Security Council Intelligence Directive (NSCID) 9. On the same day, Truman issued a second memorandum that called for the establishment of the NSA. The actual establishment of the NSA was done by a November 4 memo by Robert A. Lovett, the Secretary of Defense, changing the name of the AFSA to the NSA, and making the new agency responsible for all communications intelligence. Since President Truman's memo was a classified document, the existence of the NSA was not known to the public at that time. Due to its ultra-secrecy the U.S. intelligence community referred to the NSA as "No Such Agency".
Vietnam War
In the 1960s, the NSA played a key role in expanding U.S. commitment to the Vietnam War by providing evidence of a North Vietnamese attack on the American destroyer during the Gulf of Tonkin incident.
A secret operation, code-named "MINARET", was set up by the NSA to monitor the phone communications of Senators Frank Church and Howard Baker, as well as key leaders of the civil rights movement, including Martin Luther King Jr., and prominent U.S. journalists and athletes who criticized the Vietnam War. However, the project turned out to be controversial, and an internal review by the NSA concluded that its Minaret program was "disreputable if not outright illegal".
The NSA mounted a major effort to secure tactical communications among U.S. forces during the war with mixed success. The NESTOR family of compatible secure voice systems it developed was widely deployed during the Vietnam War, with about 30,000 NESTOR sets produced. However, a variety of technical and operational problems limited their use, allowing the North Vietnamese to exploit and intercept U.S. communications.
Church Committee hearings
In the aftermath of the Watergate scandal, a congressional hearing in 1975 led by Senator Frank Church revealed that the NSA, in collaboration with Britain's SIGINT intelligence agency Government Communications Headquarters (GCHQ), had routinely intercepted the international communications of prominent anti-Vietnam war leaders such as Jane Fonda and Dr. Benjamin Spock. The Agency tracked these individuals in a secret filing system that was destroyed in 1974. Following the resignation of President Richard Nixon, there were several investigations of suspected misuse of FBI, CIA and NSA facilities. Senator Frank Church uncovered previously unknown activity, such as a CIA plot (ordered by the administration of President John F. Kennedy) to assassinate Fidel Castro. The investigation also uncovered NSA's wiretaps on targeted U.S. citizens.
After the Church Committee hearings, the Foreign Intelligence Surveillance Act of 1978 was passed. This was designed to limit the practice of mass surveillance in the United States.
From 1980s to 1990s
In 1986, the NSA intercepted the communications of the Libyan government during the immediate aftermath of the Berlin discotheque bombing. The White House asserted that the NSA interception had provided "irrefutable" evidence that Libya was behind the bombing, which U.S. President Ronald Reagan cited as a justification for the 1986 United States bombing of Libya.
In 1999, a multi-year investigation by the European Parliament highlighted the NSA's role in economic espionage in a report entitled 'Development of Surveillance Technology and Risk of Abuse of Economic Information'. That year, the NSA founded the NSA Hall of Honor, a memorial at the National Cryptologic Museum in Fort Meade, Maryland. The memorial is a, "tribute to the pioneers and heroes who have made significant and long-lasting contributions to American cryptology". NSA employees must be retired for more than fifteen years to qualify for the memorial.
NSA's infrastructure deteriorated in the 1990s as defense budget cuts resulted in maintenance deferrals. On January 24, 2000, NSA headquarters suffered a total network outage for three days caused by an overloaded network. Incoming traffic was successfully stored on agency servers, but it could not be directed and processed. The agency carried out emergency repairs at a cost of $3 million to get the system running again. (Some incoming traffic was also directed instead to Britain's GCHQ for the time being.) Director Michael Hayden called the outage a "wake-up call" for the need to invest in the agency's infrastructure.
In the 1990s the defensive arm of the NSA—the Information Assurance Directorate (IAD)—started working more openly; the first public technical talk by an NSA scientist at a major cryptography conference was J. Solinas' presentation on efficient Elliptic Curve Cryptography algorithms at Crypto 1997. The IAD's cooperative approach to academia and industry culminated in its support for a transparent process for replacing the outdated Data Encryption Standard (DES) by an Advanced Encryption Standard (AES). Cybersecurity policy expert Susan Landau attributes the NSA's harmonious collaboration with industry and academia in the selection of the AES in 2000—and the Agency's support for the choice of a strong encryption algorithm designed by Europeans rather than by Americans—to Brian Snow, who was the Technical Director of IAD and represented the NSA as cochairman of the Technical Working Group for the AES competition, and Michael Jacobs, who headed IAD at the time.
After the terrorist attacks of September 11, 2001, the NSA believed that it had public support for a dramatic expansion of its surveillance activities. According to Neal Koblitz and Alfred Menezes, the period when the NSA was a trusted partner with academia and industry in the development of cryptographic standards started to come to an end when, as part of the change in the NSA in the post-September 11 era, Snow was replaced as Technical Director, Jacobs retired, and IAD could no longer effectively oppose proposed actions by the offensive arm of the NSA.
War on Terror
In the aftermath of the September 11 attacks, the NSA created new IT systems to deal with the flood of information from new technologies like the Internet and cellphones. ThinThread contained advanced data mining capabilities. It also had a "privacy mechanism"; surveillance was stored encrypted; decryption required a warrant. The research done under this program may have contributed to the technology used in later systems. ThinThread was cancelled when Michael Hayden chose Trailblazer, which did not include ThinThread's privacy system.
Trailblazer Project ramped up in 2002 and was worked on by Science Applications International Corporation (SAIC), Boeing, Computer Sciences Corporation, IBM, and Litton Industries. Some NSA whistleblowers complained internally about major problems surrounding Trailblazer. This led to investigations by Congress and the NSA and DoD Inspectors General. The project was cancelled in early 2004.
Turbulence started in 2005. It was developed in small, inexpensive "test" pieces, rather than one grand plan like Trailblazer. It also included offensive cyber-warfare capabilities, like injecting malware into remote computers. Congress criticized Turbulence in 2007 for having similar bureaucratic problems as Trailblazer. It was to be a realization of information processing at higher speeds in cyberspace.
Global surveillance disclosures
The massive extent of the NSA's spying, both foreign and domestic, was revealed to the public in a series of detailed disclosures of internal NSA documents beginning in June 2013. Most of the disclosures were leaked by former NSA contractor Edward Snowden. On 4 September 2020, the NSA's surveillance program was ruled unlawful by the US Court of Appeals. The court also added that the US intelligence leaders, who publicly defended it, were not telling the truth.
Mission
NSA's eavesdropping mission includes radio broadcasting, both from various organizations and individuals, the Internet, telephone calls, and other intercepted forms of communication. Its secure communications mission includes military, diplomatic, and all other sensitive, confidential or secret government communications.
According to a 2010 article in The Washington Post, "[e]very day, collection systems at the National Security Agency intercept and store 1.7 billion e-mails, phone calls and other types of communications. The NSA sorts a fraction of those into 70 separate databases."
Because of its listening task, NSA/CSS has been heavily involved in cryptanalytic research, continuing the work of predecessor agencies which had broken many World War II codes and ciphers (see, for instance, Purple, Venona project, and JN-25).
In 2004, NSA Central Security Service and the National Cyber Security Division of the Department of Homeland Security (DHS) agreed to expand the NSA Centers of Academic Excellence in Information Assurance Education Program.
As part of the National Security Presidential Directive 54/Homeland Security Presidential Directive 23 (NSPD 54), signed on January 8, 2008, by President Bush, the NSA became the lead agency to monitor and protect all of the federal government's computer networks from cyber-terrorism.
A part of NSA's mission is to serve as a combat support agency for the Department of Defense.
Operations
Operations by the National Security Agency can be divided into three types:
Collection overseas, which falls under the responsibility of the Global Access Operations (GAO) division.
Domestic collection, which falls under the responsibility of the Special Source Operations (SSO) division.
Hacking operations, which fall under the responsibility of the Tailored Access Operations (TAO) division.
Collection overseas
Echelon
"Echelon" was created in the incubator of the Cold War. Today it is a legacy system, and several NSA stations are closing.
NSA/CSS, in combination with the equivalent agencies in the United Kingdom (Government Communications Headquarters), Canada (Communications Security Establishment), Australia (Australian Signals Directorate), and New Zealand (Government Communications Security Bureau), otherwise known as the UKUSA group, was reported to be in command of the operation of the so-called ECHELON system. Its capabilities were suspected to include the ability to monitor a large proportion of the world's transmitted civilian telephone, fax and data traffic.
During the early 1970s, the first of what became more than eight large satellite communications dishes were installed at Menwith Hill. Investigative journalist Duncan Campbell reported in 1988 on the "ECHELON" surveillance program, an extension of the UKUSA Agreement on global signals intelligence SIGINT, and detailed how the eavesdropping operations worked. On November 3, 1999, the BBC reported that they had confirmation from the Australian Government of the existence of a powerful "global spying network" code-named Echelon, that could "eavesdrop on every single phone call, fax or e-mail, anywhere on the planet" with Britain and the United States as the chief protagonists. They confirmed that Menwith Hill was "linked directly to the headquarters of the US National Security Agency (NSA) at Fort Meade in Maryland".
NSA's United States Signals Intelligence Directive 18 (USSID 18) strictly prohibited the interception or collection of information about "... U.S. persons, entities, corporations or organizations...." without explicit written legal permission from the United States Attorney General when the subject is located abroad, or the Foreign Intelligence Surveillance Court when within U.S. borders. Alleged Echelon-related activities, including its use for motives other than national security, including political and industrial espionage, received criticism from countries outside the UKUSA alliance.
Other SIGINT operations overseas
The NSA was also involved in planning to blackmail people with "SEXINT", intelligence gained about a potential target's sexual activity and preferences. Those targeted had not committed any apparent crime nor were they charged with one.
In order to support its facial recognition program, the NSA is intercepting "millions of images per day".
The Real Time Regional Gateway is a data collection program introduced in 2005 in Iraq by NSA during the Iraq War that consisted of gathering all electronic communication, storing it, then searching and otherwise analyzing it. It was effective in providing information about Iraqi insurgents who had eluded less comprehensive techniques. This "collect it all" strategy introduced by NSA director, Keith B. Alexander, is believed by Glenn Greenwald of The Guardian to be the model for the comprehensive worldwide mass archiving of communications which NSA is engaged in as of 2013.
A dedicated unit of the NSA locates targets for the CIA for extrajudicial assassination in the Middle East. The NSA has also spied extensively on the European Union, the United Nations and numerous governments including allies and trading partners in Europe, South America and Asia.
In June 2015, WikiLeaks published documents showing that NSA spied on French companies.
In July 2015, WikiLeaks published documents showing that NSA spied on federal German ministries since the 1990s. Even Germany's Chancellor Angela Merkel's cellphones and phone of her predecessors had been intercepted.
Boundless Informant
Edward Snowden revealed in June 2013 that between February 8 and March 8, 2013, the NSA collected about 124.8 billion telephone data items and 97.1 billion computer data items throughout the world, as was displayed in charts from an internal NSA tool codenamed Boundless Informant. Initially, it was reported that some of these data reflected eavesdropping on citizens in countries like Germany, Spain and France, but later on, it became clear that those data were collected by European agencies during military missions abroad and were subsequently shared with NSA.
Bypassing encryption
In 2013, reporters uncovered a secret memo that claims the NSA created and pushed for the adoption of the Dual EC DRBG encryption standard that contained built-in vulnerabilities in 2006 to the United States National Institute of Standards and Technology (NIST), and the International Organization for Standardization (aka ISO). This memo appears to give credence to previous speculation by cryptographers at Microsoft Research. Edward Snowden claims that the NSA often bypasses encryption altogether by lifting information before it is encrypted or after it is decrypted.
XKeyscore rules (as specified in a file xkeyscorerules100.txt, sourced by German TV stations NDR and WDR, who claim to have excerpts from its source code) reveal that the NSA tracks users of privacy-enhancing software tools, including Tor; an anonymous email service provided by the MIT Computer Science and Artificial Intelligence Laboratory (CSAIL) in Cambridge, Massachusetts; and readers of the Linux Journal.
Software backdoors
Linus Torvalds, the founder of Linux kernel, joked during a LinuxCon keynote on September 18, 2013, that the NSA, who are the founder of SELinux, wanted a backdoor in the kernel. However, later, Linus' father, a Member of the European Parliament (MEP), revealed that the NSA actually did this.
IBM Notes was the first widely adopted software product to use public key cryptography for client–server and server–server authentication and for encryption of data. Until US laws regulating encryption were changed in 2000, IBM and Lotus were prohibited from exporting versions of Notes that supported symmetric encryption keys that were longer than 40 bits. In 1997, Lotus negotiated an agreement with the NSA that allowed the export of a version that supported stronger keys with 64 bits, but 24 of the bits were encrypted with a special key and included in the message to provide a "workload reduction factor" for the NSA. This strengthened the protection for users of Notes outside the US against private-sector industrial espionage, but not against spying by the US government.
Boomerang routing
While it is assumed that foreign transmissions terminating in the U.S. (such as a non-U.S. citizen accessing a U.S. website) subject non-U.S. citizens to NSA surveillance, recent research into boomerang routing has raised new concerns about the NSA's ability to surveil the domestic Internet traffic of foreign countries. Boomerang routing occurs when an Internet transmission that originates and terminates in a single country transits another. Research at the University of Toronto has suggested that approximately 25% of Canadian domestic traffic may be subject to NSA surveillance activities as a result of the boomerang routing of Canadian Internet service providers.
Hardware implanting
A document included in NSA files released with Glenn Greenwald's book No Place to Hide details how the agency's Tailored Access Operations (TAO) and other NSA units gain access to hardware. They intercept routers, servers and other network hardware being shipped to organizations targeted for surveillance and install covert implant firmware onto them before they are delivered. This was described by an NSA manager as "some of the most productive operations in TAO because they preposition access points into hard target networks around the world."
Computers seized by the NSA due to interdiction are often modified with a physical device known as Cottonmouth. Cottonmouth is a device that can be inserted in the USB port of a computer in order to establish remote access to the targeted machine. According to NSA's Tailored Access Operations (TAO) group implant catalog, after implanting Cottonmouth, the NSA can establish a network bridge "that allows the NSA to load exploit software onto modified computers as well as allowing the NSA to relay commands and data between hardware and software implants."
Domestic collection
NSA's mission, as set forth in Executive Order 12333 in 1981, is to collect information that constitutes "foreign intelligence or counterintelligence" while not "acquiring information concerning the domestic activities of United States persons". NSA has declared that it relies on the FBI to collect information on foreign intelligence activities within the borders of the United States, while confining its own activities within the United States to the embassies and missions of foreign nations.
The appearance of a 'Domestic Surveillance Directorate' of the NSA was soon exposed as a hoax in 2013.
NSA's domestic surveillance activities are limited by the requirements imposed by the Fourth Amendment to the U.S. Constitution. The Foreign Intelligence Surveillance Court for example held in October 2011, citing multiple Supreme Court precedents, that the Fourth Amendment prohibitions against unreasonable searches and seizures apply to the contents of all communications, whatever the means, because "a person's private communications are akin to personal papers." However, these protections do not apply to non-U.S. persons located outside of U.S. borders, so the NSA's foreign surveillance efforts are subject to far fewer limitations under U.S. law. The specific requirements for domestic surveillance operations are contained in the Foreign Intelligence Surveillance Act of 1978 (FISA), which does not extend protection to non-U.S. citizens located outside of U.S. territory.
President's Surveillance Program
George W. Bush, president during the 9/11 terrorist attacks, approved the Patriot Act shortly after the attacks to take anti-terrorist security measures. Title 1, 2, and 9 specifically authorized measures that would be taken by the NSA. These titles granted enhanced domestic security against terrorism, surveillance procedures, and improved intelligence, respectively. On March 10, 2004, there was a debate between President Bush and White House Counsel Alberto Gonzales, Attorney General John Ashcroft, and Acting Attorney General James Comey. The Attorneys General were unsure if the NSA's programs could be considered constitutional. They threatened to resign over the matter, but ultimately the NSA's programs continued. On March 11, 2004, President Bush signed a new authorization for mass surveillance of Internet records, in addition to the surveillance of phone records. This allowed the president to be able to override laws such as the Foreign Intelligence Surveillance Act, which protected civilians from mass surveillance. In addition to this, President Bush also signed that the measures of mass surveillance were also retroactively in place.
One such surveillance program, authorized by the U.S. Signals Intelligence Directive 18 of President George Bush, was the Highlander Project undertaken for the National Security Agency by the U.S. Army 513th Military Intelligence Brigade. NSA relayed telephone (including cell phone) conversations obtained from ground, airborne, and satellite monitoring stations to various U.S. Army Signal Intelligence Officers, including the 201st Military Intelligence Battalion. Conversations of citizens of the U.S. were intercepted, along with those of other nations.
Proponents of the surveillance program claim that the President has executive authority to order such action, arguing that laws such as FISA are overridden by the President's Constitutional powers. In addition, some argued that FISA was implicitly overridden by a subsequent statute, the Authorization for Use of Military Force, although the Supreme Court's ruling in Hamdan v. Rumsfeld deprecates this view.
The PRISM program
Under the PRISM program, which started in 2007, NSA gathers Internet communications from foreign targets from nine major U.S. Internet-based communication service providers: Microsoft, Yahoo, Google, Facebook, PalTalk, AOL, Skype, YouTube and Apple. Data gathered include email, videos, photos, VoIP chats such as Skype, and file transfers.
Former NSA director General Keith Alexander claimed that in September 2009 the NSA prevented Najibullah Zazi and his friends from carrying out a terrorist attack. However, this claim has been debunked and no evidence has been presented demonstrating that the NSA has ever been instrumental in preventing a terrorist attack.
Hacking operations
Besides the more traditional ways of eavesdropping in order to collect signals intelligence, NSA is also engaged in hacking computers, smartphones and their networks. A division which conducts such operations is the [Tailored Access Operations]] (TAO) division, which has been active since at least circa 1998.
According to the Foreign Policy magazine, "... the Office of Tailored Access Operations, or TAO, has successfully penetrated Chinese computer and telecommunications systems for almost 15 years, generating some of the best and most reliable intelligence information about what is going on inside the People's Republic of China."
In an interview with Wired magazine, Edward Snowden said the Tailored Access Operations division accidentally caused Syria's internet blackout in 2012.
Organizational structure
The NSA is led by the Director of the National Security Agency (DIRNSA), who also serves as Chief of the Central Security Service (CHCSS) and Commander of the United States Cyber Command (USCYBERCOM) and is the highest-ranking military official of these organizations. He is assisted by a Deputy Director, who is the highest-ranking civilian within the NSA/CSS.
NSA also has an Inspector General, head of the Office of the Inspector General (OIG), a General Counsel, head of the Office of the General Counsel (OGC) and a Director of Compliance, who is head of the Office of the Director of Compliance (ODOC).
Unlike other intelligence organizations such as the CIA or DIA, NSA has always been particularly reticent concerning its internal organizational structure.
As of the mid-1990s, the National Security Agency was organized into five Directorates:
The Operations Directorate, which was responsible for SIGINT collection and processing.
The Technology and Systems Directorate, which develops new technologies for SIGINT collection and processing.
The Information Systems Security Directorate, which was responsible for NSA's communications and information security missions.
The Plans, Policy and Programs Directorate, which provided staff support and general direction for the Agency.
The Support Services Directorate, which provided logistical and administrative support activities.
Each of these directorates consisted of several groups or elements, designated by a letter. There were for example the A Group, which was responsible for all SIGINT operations against the Soviet Union and Eastern Europe, and G Group, which was responsible for SIGINT related to all non-communist countries. These groups were divided into units designated by an additional number, like unit A5 for breaking Soviet codes, and G6, being the office for the Middle East, North Africa, Cuba, Central and South America.
Directorates
, NSA has about a dozen directorates, which are designated by a letter, although not all of them are publicly known.
In the year 2000, a leadership team was formed, consisting of the Director, the Deputy Director and the Directors of the Signals Intelligence (SID), the Information Assurance (IAD) and the Technical Directorate (TD). The chiefs of other main NSA divisions became associate directors of the senior leadership team.
After president George W. Bush initiated the President's Surveillance Program (PSP) in 2001, the NSA created a 24-hour Metadata Analysis Center (MAC), followed in 2004 by the Advanced Analysis Division (AAD), with the mission of analyzing content, Internet metadata and telephone metadata. Both units were part of the Signals Intelligence Directorate.
A 2016 proposal would combine the Signals Intelligence Directorate with Information Assurance Directorate into Directorate of Operations.
NSANet
NSANet stands for National Security Agency Network and is the official NSA intranet. It is a classified network, for information up to the level of TS/SCI to support the use and sharing of intelligence data between NSA and the signals intelligence agencies of the four other nations of the Five Eyes partnership. The management of NSANet has been delegated to the Central Security Service Texas (CSSTEXAS).
NSANet is a highly secured computer network consisting of fiber-optic and satellite communication channels which are almost completely separated from the public Internet. The network allows NSA personnel and civilian and military intelligence analysts anywhere in the world to have access to the agency's systems and databases. This access is tightly controlled and monitored. For example, every keystroke is logged, activities are audited at random and downloading and printing of documents from NSANet are recorded.
In 1998, NSANet, along with NIPRNET and SIPRNET, had "significant problems with poor search capabilities, unorganized data and old information". In 2004, the network was reported to have used over twenty commercial off-the-shelf operating systems. Some universities that do highly sensitive research are allowed to connect to it.
The thousands of Top Secret internal NSA documents that were taken by Edward Snowden in 2013 were stored in "a file-sharing location on the NSA's intranet site"; so, they could easily be read online by NSA personnel. Everyone with a TS/SCI-clearance had access to these documents. As a system administrator, Snowden was responsible for moving accidentally misplaced highly sensitive documents to safer storage locations.
Watch centers
The NSA maintains at least two watch centers:
National Security Operations Center (NSOC), which is the NSA's current operations center and focal point for time-sensitive SIGINT reporting for the United States SIGINT System (USSS). This center was established in 1968 as the National SIGINT Watch Center (NSWC) and renamed into National SIGINT Operations Center (NSOC) in 1973. This "nerve center of the NSA" got its current name in 1996.
NSA/CSS Threat Operations Center (NTOC), which is the primary NSA/CSS partner for Department of Homeland Security response to cyber incidents. The NTOC establishes real-time network awareness and threat characterization capabilities to forecast, alert, and attribute malicious activity and enable the coordination of Computer Network Operations. The NTOC was established in 2004 as a joint Information Assurance and Signals Intelligence project.
NSA Police
The NSA has its own police force, known as NSA Police (and formerly as NSA Security Protective Force) which provides law enforcement services, emergency response and physical security to the NSA's people and property.
NSA Police are armed federal officers. NSA Police have use of a K9 division, which generally conducts explosive detection screening of mail, vehicles and cargo entering NSA grounds.
NSA Police use marked vehicles to carry out patrols.
Employees
The number of NSA employees is officially classified but there are several sources providing estimates.
In 1961, NSA had 59,000 military and civilian employees, which grew to 93,067 in 1969, of which 19,300 worked at the headquarters at Fort Meade. In the early 1980s, NSA had roughly 50,000 military and civilian personnel. By 1989 this number had grown again to 75,000, of which 25,000 worked at the NSA headquarters. Between 1990 and 1995 the NSA's budget and workforce were cut by one third, which led to a substantial loss of experience.
In 2012, the NSA said more than 30,000 employees worked at Fort Meade and other facilities. In 2012, John C. Inglis, the deputy director, said that the total number of NSA employees is "somewhere between 37,000 and one billion" as a joke, and stated that the agency is "probably the biggest employer of introverts." In 2013 Der Spiegel stated that the NSA had 40,000 employees. More widely, it has been described as the world's largest single employer of mathematicians. Some NSA employees form part of the workforce of the National Reconnaissance Office (NRO), the agency that provides the NSA with satellite signals intelligence.
As of 2013 about 1,000 system administrators work for the NSA.
Personnel security
The NSA received criticism early on in 1960 after two agents had defected to the Soviet Union. Investigations by the House Un-American Activities Committee and a special subcommittee of the United States House Committee on Armed Services revealed severe cases of ignorance in personnel security regulations, prompting the former personnel director and the director of security to step down and leading to the adoption of stricter security practices. Nonetheless, security breaches reoccurred only a year later when in an issue of Izvestia of July 23, 1963, a former NSA employee published several cryptologic secrets.
The very same day, an NSA clerk-messenger committed suicide as ongoing investigations disclosed that he had sold secret information to the Soviets on a regular basis. The reluctance of Congressional houses to look into these affairs had prompted a journalist to write, "If a similar series of tragic blunders occurred in any ordinary agency of Government an aroused public would insist that those responsible be officially censured, demoted, or fired." David Kahn criticized the NSA's tactics of concealing its doings as smug and the Congress' blind faith in the agency's right-doing as shortsighted, and pointed out the necessity of surveillance by the Congress to prevent abuse of power.
Edward Snowden's leaking of the existence of PRISM in 2013 caused the NSA to institute a "two-man rule", where two system administrators are required to be present when one accesses certain sensitive information. Snowden claims he suggested such a rule in 2009.
Polygraphing
The NSA conducts polygraph tests of employees. For new employees, the tests are meant to discover enemy spies who are applying to the NSA and to uncover any information that could make an applicant pliant to coercion. As part of the latter, historically EPQs or "embarrassing personal questions" about sexual behavior had been included in the NSA polygraph. The NSA also conducts five-year periodic reinvestigation polygraphs of employees, focusing on counterintelligence programs. In addition the NSA conducts periodic polygraph investigations in order to find spies and leakers; those who refuse to take them may receive "termination of employment", according to a 1982 memorandum from the director of the NSA.
There are also "special access examination" polygraphs for employees who wish to work in highly sensitive areas, and those polygraphs cover counterintelligence questions and some questions about behavior. NSA's brochure states that the average test length is between two and four hours. A 1983 report of the Office of Technology Assessment stated that "It appears that the NSA [National Security Agency] (and possibly CIA) use the polygraph not to determine deception or truthfulness per se, but as a technique of interrogation to encourage admissions." Sometimes applicants in the polygraph process confess to committing felonies such as murder, rape, and selling of illegal drugs. Between 1974 and 1979, of the 20,511 job applicants who took polygraph tests, 695 (3.4%) confessed to previous felony crimes; almost all of those crimes had been undetected.
In 2010 the NSA produced a video explaining its polygraph process. The video, ten minutes long, is titled "The Truth About the Polygraph" and was posted to the Web site of the Defense Security Service. Jeff Stein of The Washington Post said that the video portrays "various applicants, or actors playing them—it's not clear—describing everything bad they had heard about the test, the implication being that none of it is true." AntiPolygraph.org argues that the NSA-produced video omits some information about the polygraph process; it produced a video responding to the NSA video. George Maschke, the founder of the Web site, accused the NSA polygraph video of being "Orwellian".
A 2013 article indicated that after Edward Snowden revealed his identity in 2013, the NSA began requiring polygraphing of employees once per quarter.
Arbitrary firing
The number of exemptions from legal requirements has been criticized. When in 1964 Congress was hearing a bill giving the director of the NSA the power to fire at will any employee, The Washington Post wrote: "This is the very definition of arbitrariness. It means that an employee could be discharged and disgraced on the basis of anonymous allegations without the slightest opportunity to defend himself." Yet, the bill was accepted by an overwhelming majority. Also, every person hired to a job in the US after 2007, at any private organization, state or federal government agency, must be reported to the New Hire Registry, ostensibly to look for child support evaders, except that employees of an intelligence agency may be excluded from reporting if the director deems it necessary for national security reasons.
Facilities
Headquarters
History of headquarters
When the agency was first established, its headquarters and cryptographic center were in the Naval Security Station in Washington, D.C. The COMINT functions were located in Arlington Hall in Northern Virginia, which served as the headquarters of the U.S. Army's cryptographic operations. Because the Soviet Union had detonated a nuclear bomb and because the facilities were crowded, the federal government wanted to move several agencies, including the AFSA/NSA. A planning committee considered Fort Knox, but Fort Meade, Maryland, was ultimately chosen as NSA headquarters because it was far enough away from Washington, D.C. in case of a nuclear strike and was close enough so its employees would not have to move their families.
Construction of additional buildings began after the agency occupied buildings at Fort Meade in the late 1950s, which they soon outgrew. In 1963 the new headquarters building, nine stories tall, opened. NSA workers referred to the building as the "Headquarters Building" and since the NSA management occupied the top floor, workers used "Ninth Floor" to refer to their leaders. COMSEC remained in Washington, D.C., until its new building was completed in 1968. In September 1986, the Operations 2A and 2B buildings, both copper-shielded to prevent eavesdropping, opened with a dedication by President Ronald Reagan. The four NSA buildings became known as the "Big Four." The NSA director moved to 2B when it opened.
Headquarters for the National Security Agency is located at in Fort George G. Meade, Maryland, although it is separate from other compounds and agencies that are based within this same military installation. Fort Meade is about southwest of Baltimore, and northeast of Washington, D.C. The NSA has two dedicated exits off Baltimore–Washington Parkway. The Eastbound exit from the Parkway (heading toward Baltimore) is open to the public and provides employee access to its main campus and public access to the National Cryptology Museum. The Westbound side exit, (heading toward Washington) is labeled "NSA Employees Only". The exit may only be used by people with the proper clearances, and security vehicles parked along the road guard the entrance.
NSA is the largest employer in the state of Maryland, and two-thirds of its personnel work at Fort Meade. Built on of Fort Meade's , the site has 1,300 buildings and an estimated 18,000 parking spaces.
The main NSA headquarters and operations building is what James Bamford, author of Body of Secrets, describes as "a modern boxy structure" that appears similar to "any stylish office building." The building is covered with one-way dark glass, which is lined with copper shielding in order to prevent espionage by trapping in signals and sounds. It contains , or more than , of floor space; Bamford said that the U.S. Capitol "could easily fit inside it four times over."
The facility has over 100 watchposts, one of them being the visitor control center, a two-story area that serves as the entrance. At the entrance, a white pentagonal structure, visitor badges are issued to visitors and security clearances of employees are checked. The visitor center includes a painting of the NSA seal.
The OPS2A building, the tallest building in the NSA complex and the location of much of the agency's operations directorate, is accessible from the visitor center. Bamford described it as a "dark glass Rubik's Cube". The facility's "red corridor" houses non-security operations such as concessions and the drug store. The name refers to the "red badge" which is worn by someone without a security clearance. The NSA headquarters includes a cafeteria, a credit union, ticket counters for airlines and entertainment, a barbershop, and a bank. NSA headquarters has its own post office, fire department, and police force.
The employees at the NSA headquarters reside in various places in the Baltimore-Washington area, including Annapolis, Baltimore, and Columbia in Maryland and the District of Columbia, including the Georgetown community. The NSA maintains a shuttle service from the Odenton station of MARC to its Visitor Control Center and has done so since 2005.
Power consumption
Following a major power outage in 2000, in 2003, and in follow-ups through 2007, The Baltimore Sun reported that the NSA was at risk of electrical overload because of insufficient internal electrical infrastructure at Fort Meade to support the amount of equipment being installed. This problem was apparently recognized in the 1990s but not made a priority, and "now the agency's ability to keep its operations going is threatened."
On August 6, 2006, The Baltimore Sun reported that the NSA had completely maxed out the grid, and that Baltimore Gas & Electric (BGE, now Constellation Energy) was unable to sell them any more power. NSA decided to move some of its operations to a new satellite facility.
BGE provided NSA with 65 to 75 megawatts at Fort Meade in 2007, and expected that an increase of 10 to 15 megawatts would be needed later that year. In 2011, the NSA was Maryland's largest consumer of power. In 2007, as BGE's largest customer, NSA bought as much electricity as Annapolis, the capital city of Maryland.
One estimate put the potential for power consumption by the new Utah Data Center at 40 million per year.
Computing assets
In 1995, The Baltimore Sun reported that the NSA is the owner of the single largest group of supercomputers.
NSA held a groundbreaking ceremony at Fort Meade in May 2013 for its High Performance Computing Center 2, expected to open in 2016. Called Site M, the center has a 150 megawatt power substation, 14 administrative buildings and 10 parking garages. It cost 3.2 billion and covers . The center is and initially uses 60 megawatts of electricity.
Increments II and III are expected to be completed by 2030, and would quadruple the space, covering with 60 buildings and 40 parking garages. Defense contractors are also establishing or expanding cybersecurity facilities near the NSA and around the Washington metropolitan area.
National Computer Security Center
The DoD Computer Security Center was founded in 1981 and renamed the National Computer Security Center (NCSC) in 1985. NCSC was responsible for computer security throughout the federal government. NCSC was part of NSA, and during the late 1980s and the 1990s, NSA and NCSC published Trusted Computer System Evaluation Criteria in a six-foot high Rainbow Series of books that detailed trusted computing and network platform specifications. The Rainbow books were replaced by the Common Criteria, however, in the early 2000s.
Other U.S. facilities
As of 2012, NSA collected intelligence from four geostationary satellites. Satellite receivers were at Roaring Creek Station in Catawissa, Pennsylvania and Salt Creek Station in Arbuckle, California. It operated ten to twenty taps on U.S. telecom switches. NSA had installations in several U.S. states and from them observed intercepts from Europe, the Middle East, North Africa, Latin America, and Asia.
NSA had facilities at Friendship Annex (FANX) in Linthicum, Maryland, which is a 20 to 25-minute drive from Fort Meade; the Aerospace Data Facility at Buckley Space Force Base in Aurora, Colorado; NSA Texas in the Texas Cryptology Center at Lackland Air Force Base in San Antonio, Texas; NSA Georgia, Georgia Cryptologic Center, Fort Gordon, Augusta, Georgia; NSA Hawaii, Hawaii Cryptologic Center in Honolulu; the Multiprogram Research Facility in Oak Ridge, Tennessee, and elsewhere.
On January 6, 2011, a groundbreaking ceremony was held to begin construction on NSA's first Comprehensive National Cyber-security Initiative (CNCI) Data Center, known as the "Utah Data Center" for short. The $1.5B data center is being built at Camp Williams, Utah, located south of Salt Lake City, and will help support the agency's National Cyber-security Initiative. It is expected to be operational by September 2013. Construction of Utah Data Center finished in May 2019.
In 2009, to protect its assets and access more electricity, NSA sought to decentralize and expand its existing facilities in Fort Meade and Menwith Hill, the latter expansion expected to be completed by 2015.
The Yakima Herald-Republic cited Bamford, saying that many of NSA's bases for its Echelon program were a legacy system, using outdated, 1990s technology. In 2004, NSA closed its operations at Bad Aibling Station (Field Station 81) in Bad Aibling, Germany. In 2012, NSA began to move some of its operations at Yakima Research Station, Yakima Training Center, in Washington state to Colorado, planning to leave Yakima closed. As of 2013, NSA also intended to close operations at Sugar Grove, West Virginia.
International stations
Following the signing in 1946–1956 of the UKUSA Agreement between the United States, United Kingdom, Canada, Australia and New Zealand, who then cooperated on signals intelligence and ECHELON, NSA stations were built at GCHQ Bude in Morwenstow, United Kingdom; Geraldton, Pine Gap and Shoal Bay, Australia; Leitrim and Ottawa, Ontario, Canada; Misawa, Japan; and Waihopai and Tangimoana, New Zealand.
NSA operates RAF Menwith Hill in North Yorkshire, United Kingdom, which was, according to BBC News in 2007, the largest electronic monitoring station in the world. Planned in 1954, and opened in 1960, the base covered in 1999.
The agency's European Cryptologic Center (ECC), with 240 employees in 2011, is headquartered at a US military compound in Griesheim, near Frankfurt in Germany. A 2011 NSA report indicates that the ECC is responsible for the "largest analysis and productivity in Europe" and focuses on various priorities, including Africa, Europe, the Middle East and counterterrorism operations.
In 2013, a new Consolidated Intelligence Center, also to be used by NSA, is being built at the headquarters of the United States Army Europe in Wiesbaden, Germany. NSA's partnership with Bundesnachrichtendienst (BND), the German foreign intelligence service, was confirmed by BND president Gerhard Schindler.
Thailand
Thailand is a "3rd party partner" of the NSA along with nine other nations. These are non-English-speaking countries that have made security agreements for the exchange of SIGINT raw material and end product reports.
Thailand is the site of at least two US SIGINT collection stations. One is at the US Embassy in Bangkok, a joint NSA-CIA Special Collection Service (SCS) unit. It presumably eavesdrops on foreign embassies, governmental communications, and other targets of opportunity.
The second installation is a FORNSAT (foreign satellite interception) station in the Thai city of Khon Kaen. It is codenamed INDRA, but has also been referred to as LEMONWOOD. The station is approximately in size and consists of a large 3,700–4,600 m2 (40,000–50,000 ft2) operations building on the west side of the ops compound and four radome-enclosed parabolic antennas. Possibly two of the radome-enclosed antennas are used for SATCOM intercept and two antennas used for relaying the intercepted material back to NSA. There is also a PUSHER-type circularly-disposed antenna array (CDAA) just north of the ops compound.
NSA activated Khon Kaen in October 1979. Its mission was to eavesdrop on the radio traffic of Chinese army and air force units in southern China, especially in and around the city of Kunming in Yunnan Province. In the late 1970s, the base consisted only of a small CDAA antenna array that was remote-controlled via satellite from the NSA listening post at Kunia, Hawaii, and a small force of civilian contractors from Bendix Field Engineering Corp. whose job it was to keep the antenna array and satellite relay facilities up and running 24/7.
According to the papers of the late General William Odom, the INDRA facility was upgraded in 1986 with a new British-made PUSHER CDAA antenna as part of an overall upgrade of NSA and Thai SIGINT facilities whose objective was to spy on the neighboring communist nations of Vietnam, Laos, and Cambodia.
The base apparently fell into disrepair in the 1990s as China and Vietnam became more friendly towards the US, and by 2002 archived satellite imagery showed that the PUSHER CDAA antenna had been torn down, perhaps indicating that the base had been closed. At some point in the period since 9/11, the Khon Kaen base was reactivated and expanded to include a sizeable SATCOM intercept mission. It is likely that the NSA presence at Khon Kaen is relatively small, and that most of the work is done by civilian contractors.
Research and development
NSA has been involved in debates about public policy, both indirectly as a behind-the-scenes adviser to other departments, and directly during and after Vice Admiral Bobby Ray Inman's directorship. NSA was a major player in the debates of the 1990s regarding the export of cryptography in the United States. Restrictions on export were reduced but not eliminated in 1996.
Its secure government communications work has involved the NSA in numerous technology areas, including the design of specialized communications hardware and software, production of dedicated semiconductors (at the Ft. Meade chip fabrication plant), and advanced cryptography research. For 50 years, NSA designed and built most of its computer equipment in-house, but from the 1990s until about 2003 (when the U.S. Congress curtailed the practice), the agency contracted with the private sector in the fields of research and equipment.
Data Encryption Standard
NSA was embroiled in some controversy concerning its involvement in the creation of the Data Encryption Standard (DES), a standard and public block cipher algorithm used by the U.S. government and banking community. During the development of DES by IBM in the 1970s, NSA recommended changes to some details of the design. There was suspicion that these changes had weakened the algorithm sufficiently to enable the agency to eavesdrop if required, including speculation that a critical component—the so-called S-boxes—had been altered to insert a "backdoor" and that the reduction in key length might have made it feasible for NSA to discover DES keys using massive computing power. It has since been observed that the S-boxes in DES are particularly resilient against differential cryptanalysis, a technique which was not publicly discovered until the late 1980s but known to the IBM DES team.
Advanced Encryption Standard
The involvement of NSA in selecting a successor to Data Encryption Standard (DES), the Advanced Encryption Standard (AES), was limited to hardware performance testing (see AES competition). NSA has subsequently certified AES for protection of classified information when used in NSA-approved systems.
NSA encryption systems
The NSA is responsible for the encryption-related components in these legacy systems:
FNBDT Future Narrow Band Digital Terminal
KL-7 ADONIS off-line rotor encryption machine (post-WWII – 1980s)
KW-26 ROMULUS electronic in-line teletypewriter encryptor (1960s–1980s)
KW-37 JASON fleet broadcast encryptor (1960s–1990s)
KY-57 VINSON tactical radio voice encryptor
KG-84 Dedicated Data Encryption/Decryption
STU-III secure telephone unit, phased out by the STE
The NSA oversees encryption in the following systems that are in use today:
EKMS Electronic Key Management System
Fortezza encryption based on portable crypto token in PC Card format
SINCGARS tactical radio with cryptographically controlled frequency hopping
STE secure terminal equipment
TACLANE product line by General Dynamics C4 Systems
The NSA has specified Suite A and Suite B cryptographic algorithm suites to be used in U.S. government systems; the Suite B algorithms are a subset of those previously specified by NIST and are expected to serve for most information protection purposes, while the Suite A algorithms are secret and are intended for especially high levels of protection.
SHA
The widely used SHA-1 and SHA-2 hash functions were designed by NSA. SHA-1 is a slight modification of the weaker SHA-0 algorithm, also designed by NSA in 1993. This small modification was suggested by NSA two years later, with no justification other than the fact that it provides additional security. An attack for SHA-0 that does not apply to the revised algorithm was indeed found between 1998 and 2005 by academic cryptographers. Because of weaknesses and key length restrictions in SHA-1, NIST deprecates its use for digital signatures, and approves only the newer SHA-2 algorithms for such applications from 2013 on.
A new hash standard, SHA-3, has recently been selected through the competition concluded October 2, 2012 with the selection of Keccak as the algorithm. The process to select SHA-3 was similar to the one held in choosing the AES, but some doubts have been cast over it, since fundamental modifications have been made to Keccak in order to turn it into a standard. These changes potentially undermine the cryptanalysis performed during the competition and reduce the security levels of the algorithm.
Clipper chip
Because of concerns that widespread use of strong cryptography would hamper government use of wiretaps, NSA proposed the concept of key escrow in 1993 and introduced the Clipper chip that would offer stronger protection than DES but would allow access to encrypted data by authorized law enforcement officials. The proposal was strongly opposed and key escrow requirements ultimately went nowhere. However, NSA's Fortezza hardware-based encryption cards, created for the Clipper project, are still used within government, and NSA ultimately declassified and published the design of the Skipjack cipher used on the cards.
Dual EC DRBG random number generator cryptotrojan
NSA promoted the inclusion of a random number generator called Dual EC DRBG in the U.S. National Institute of Standards and Technology's 2007 guidelines. This led to speculation of a backdoor which would allow NSA access to data encrypted by systems using that pseudorandom number generator (PRNG).
This is now deemed to be plausible based on the fact that output of next iterations of PRNG can provably be determined if relation between two internal Elliptic Curve points is known. Both NIST and RSA are now officially recommending against the use of this PRNG.
Perfect Citizen
Perfect Citizen is a program to perform vulnerability assessment by the NSA on U.S. critical infrastructure. It was originally reported to be a program to develop a system of sensors to detect cyber attacks on critical infrastructure computer networks in both the private and public sector through a network monitoring system named Einstein. It is funded by the Comprehensive National Cybersecurity Initiative and thus far Raytheon has received a contract for up to $100 million for the initial stage.
Academic research
NSA has invested many millions of dollars in academic research under grant code prefix MDA904, resulting in over 3,000 papers NSA/CSS has, at times, attempted to restrict the publication of academic research into cryptography; for example, the Khufu and Khafre block ciphers were voluntarily withheld in response to an NSA request to do so. In response to a FOIA lawsuit, in 2013 the NSA released the 643-page research paper titled, "Untangling the Web: A Guide to Internet Research," written and compiled by NSA employees to assist other NSA workers in searching for information of interest to the agency on the public Internet.
Patents
NSA has the ability to file for a patent from the U.S. Patent and Trademark Office under gag order. Unlike normal patents, these are not revealed to the public and do not expire. However, if the Patent Office receives an application for an identical patent from a third party, they will reveal NSA's patent and officially grant it to NSA for the full term on that date.
One of NSA's published patents describes a method of geographically locating an individual computer site in an Internet-like network, based on the latency of multiple network connections. Although no public patent exists, NSA is reported to have used a similar locating technology called trilateralization that allows real-time tracking of an individual's location, including altitude from ground level, using data obtained from cellphone towers.
Insignia and memorials
The heraldic insignia of NSA consists of an eagle inside a circle, grasping a key in its talons. The eagle represents the agency's national mission. Its breast features a shield with bands of red and white, taken from the Great Seal of the United States and representing Congress. The key is taken from the emblem of Saint Peter and represents security.
When the NSA was created, the agency had no emblem and used that of the Department of Defense. The agency adopted its first of two emblems in 1963. The current NSA insignia has been in use since 1965, when then-Director, LTG Marshall S. Carter (USA) ordered the creation of a device to represent the agency.
The NSA's flag consists of the agency's seal on a light blue background.
Crews associated with NSA missions have been involved in a number of dangerous and deadly situations. The USS Liberty incident in 1967 and USS Pueblo incident in 1968 are examples of the losses endured during the Cold War.
The National Security Agency/Central Security Service Cryptologic Memorial honors and remembers the fallen personnel, both military and civilian, of these intelligence missions. It is made of black granite, and has 171 names carved into it, It is located at NSA headquarters. A tradition of declassifying the stories of the fallen was begun in 2001.
Constitutionality, legality and privacy questions regarding operations
In the United States, at least since 2001, there has been legal controversy over what signal intelligence can be used for and how much freedom the National Security Agency has to use signal intelligence. In 2015, the government made slight changes in how it uses and collects certain types of data, specifically phone records. The government was not analyzing the phone records as of early 2019. The surveillance programs were deemed unlawful in September 2020 in a court of appeals case.
Warrantless wiretaps
On December 16, 2005, The New York Times reported that, under White House pressure and with an executive order from President George W. Bush, the National Security Agency, in an attempt to thwart terrorism, had been tapping phone calls made to persons outside the country, without obtaining warrants from the United States Foreign Intelligence Surveillance Court, a secret court created for that purpose under the Foreign Intelligence Surveillance Act (FISA).
Edward Snowden
Edward Snowden was an American intelligence contractor who, in 2013, revealed the existence of secret wide-ranging information-gathering programs conducted by the National Security Agency (NSA). More specifically, Snowden released information that demonstrated how the United States government was gathering immense amounts of personal communications, emails, phone locations, web histories and more of American citizens without their knowledge. One of Snowden's primary motivators for releasing this information was fear of a surveillance state developing as a result of the infrastructure being created by the NSA. As Snowden recounts, "I believe that, at this point in history, the greatest danger to our freedom and way of life comes from the reasonable fear of omniscient State powers kept in check by nothing more than policy documents... It is not that I do not value intelligence, but that I oppose . . . omniscient, automatic, mass surveillance. . . . That seems to me a greater threat to the institutions of free society than missed intelligence reports, and unworthy of the costs.”
In March 2014, Army General Martin Dempsey, Chairman of the Joint Chiefs of Staff, told the House Armed Services Committee, "The vast majority of the documents that Snowden ... exfiltrated from our highest levels of security ... had nothing to do with exposing government oversight of domestic activities. The vast majority of those were related to our military capabilities, operations, tactics, techniques, and procedures." When asked in a May 2014 interview to quantify the number of documents Snowden stole, retired NSA director Keith Alexander said there was no accurate way of counting what he took, but Snowden may have downloaded more than a million documents.
Other surveillance
On January 17, 2006, the Center for Constitutional Rights filed a lawsuit, CCR v. Bush, against the George W. Bush Presidency. The lawsuit challenged the National Security Agency's (NSA's) surveillance of people within the U.S., including the interception of CCR emails without securing a warrant first.
In the August 2006 case ACLU v. NSA, U.S. District Court Judge Anna Diggs Taylor concluded that NSA's warrantless surveillance program was both illegal and unconstitutional. On July 6, 2007, the 6th Circuit Court of Appeals vacated the decision on the grounds that the ACLU lacked standing to bring the suit.
In September 2008, the Electronic Frontier Foundation (EFF) filed a class action lawsuit against the NSA and several high-ranking officials of the Bush administration, charging an "illegal and unconstitutional program of dragnet communications surveillance," based on documentation provided by former AT&T technician Mark Klein.
As a result of the USA Freedom Act passed by Congress in June 2015, the NSA had to shut down its bulk phone surveillance program on November 29 of the same year. The USA Freedom Act forbids the NSA to collect metadata and content of phone calls unless it has a warrant for terrorism investigation. In that case, the agency must ask the telecom companies for the record, which will only be kept for six months. The NSA's use of large telecom companies to assist it with its surveillance efforts has caused several privacy concerns.
AT&T Internet monitoring
In May 2008, Mark Klein, a former AT&T employee, alleged that his company had cooperated with NSA in installing Narus hardware to replace the FBI Carnivore program, to monitor network communications including traffic between U.S. citizens.
Data mining
NSA was reported in 2008 to use its computing capability to analyze "transactional" data that it regularly acquires from other government agencies, which gather it under their own jurisdictional authorities. As part of this effort, NSA now monitors huge volumes of records of domestic email data, web addresses from Internet searches, bank transfers, credit-card transactions, travel records, and telephone data, according to current and former intelligence officials interviewed by The Wall Street Journal. The sender, recipient, and subject line of emails can be included, but the content of the messages or of phone calls are not.
A 2013 advisory group for the Obama administration, seeking to reform NSA spying programs following the revelations of documents released by Edward J. Snowden. mentioned in 'Recommendation 30' on page 37, "...that the National Security Council staff should manage an interagency process to review on a regular basis the activities of the US Government regarding attacks that exploit a previously unknown vulnerability in a computer application." Retired cybersecurity expert Richard A. Clarke was a group member and stated on April 11, 2014, that NSA had no advance knowledge of Heartbleed.
Illegally obtained evidence
In August 2013 it was revealed that a 2005 IRS training document showed that NSA intelligence intercepts and wiretaps, both foreign and domestic, were being supplied to the Drug Enforcement Administration (DEA) and Internal Revenue Service (IRS) and were illegally used to launch criminal investigations of US citizens. Law enforcement agents were directed to conceal how the investigations began and recreate an apparently legal investigative trail by re-obtaining the same evidence by other means.
Barack Obama administration
In the months leading to April 2009, the NSA intercepted the communications of U.S. citizens, including a Congressman, although the Justice Department believed that the interception was unintentional. The Justice Department then took action to correct the issues and bring the program into compliance with existing laws. United States Attorney General Eric Holder resumed the program according to his understanding of the Foreign Intelligence Surveillance Act amendment of 2008, without explaining what had occurred.
Polls conducted in June 2013 found divided results among Americans regarding NSA's secret data collection. Rasmussen Reports found that 59% of Americans disapprove, Gallup found that 53% disapprove, and Pew found that 56% are in favor of NSA data collection.
Section 215 metadata collection
On April 25, 2013, the NSA obtained a court order requiring Verizon's Business Network Services to provide metadata on all calls in its system to the NSA "on an ongoing daily basis" for a three-month period, as reported by The Guardian on June 6, 2013. This information includes "the numbers of both parties on a call ... location data, call duration, unique identifiers, and the time and duration of all calls" but not "[t]he contents of the conversation itself". The order relies on the so-called "business records" provision of the Patriot Act.
In August 2013, following the Snowden leaks, new details about the NSA's data mining activity were revealed. Reportedly, the majority of emails into or out of the United States are captured at "selected communications links" and automatically analyzed for keywords or other "selectors". Emails that do not match are deleted.
The utility of such a massive metadata collection in preventing terrorist attacks is disputed. Many studies reveal the dragnet like system to be ineffective. One such report, released by the New America Foundation concluded that after an analysis of 225 terrorism cases, the NSA "had no discernible impact on preventing acts of terrorism."
Defenders of the program said that while metadata alone cannot provide all the information necessary to prevent an attack, it assures the ability to "connect the dots" between suspect foreign numbers and domestic numbers with a speed only the NSA's software is capable of. One benefit of this is quickly being able to determine the difference between suspicious activity and real threats. As an example, NSA director General Keith B. Alexander mentioned at the annual Cybersecurity Summit in 2013, that metadata analysis of domestic phone call records after the Boston Marathon bombing helped determine that rumors of a follow-up attack in New York were baseless.
In addition to doubts about its effectiveness, many people argue that the collection of metadata is an unconstitutional invasion of privacy. , the collection process remained legal and grounded in the ruling from Smith v. Maryland (1979). A prominent opponent of the data collection and its legality is U.S. District Judge Richard J. Leon, who issued a report in 2013 in which he stated: "I cannot imagine a more 'indiscriminate' and 'arbitrary invasion' than this systematic and high tech collection and retention of personal data on virtually every single citizen for purposes of querying and analyzing it without prior judicial approval...Surely, such a program infringes on 'that degree of privacy' that the founders enshrined in the Fourth Amendment".
As of May 7, 2015, the United States Court of Appeals for the Second Circuit ruled that the interpretation of Section 215 of the Patriot Act was wrong and that the NSA program that has been collecting Americans' phone records in bulk is illegal. It stated that Section 215 cannot be clearly interpreted to allow government to collect national phone data and, as a result, expired on June 1, 2015. This ruling "is the first time a higher-level court in the regular judicial system has reviewed the NSA phone records program." The replacement law known as the USA Freedom Act, which will enable the NSA to continue to have bulk access to citizens' metadata but with the stipulation that the data will now be stored by the companies themselves. This change will not have any effect on other Agency procedures – outside of metadata collection – which have purportedly challenged Americans' Fourth Amendment rights, including Upstream collection, a mass of techniques used by the Agency to collect and store American's data/communications directly from the Internet backbone.
Under the Upstream collection program, the NSA paid telecommunications companies hundreds of millions of dollars in order to collect data from them. While companies such as Google and Yahoo! claim that they do not provide "direct access" from their servers to the NSA unless under a court order, the NSA had access to emails, phone calls, and cellular data users. Under this new ruling, telecommunications companies maintain bulk user metadata on their servers for at least 18 months, to be provided upon request to the NSA. This ruling made the mass storage of specific phone records at NSA datacenters illegal, but it did not rule on Section 215's constitutionality.
Fourth Amendment encroachment
In a declassified document it was revealed that 17,835 phone lines were on an improperly permitted "alert list" from 2006 to 2009 in breach of compliance, which tagged these phone lines for daily monitoring. Eleven percent of these monitored phone lines met the agency's legal standard for "reasonably articulable suspicion" (RAS).
The NSA tracks the locations of hundreds of millions of cellphones per day, allowing it to map people's movements and relationships in detail. The NSA has been reported to have access to all communications made via Google, Microsoft, Facebook, Yahoo, YouTube, AOL, Skype, Apple and Paltalk, and collects hundreds of millions of contact lists from personal email and instant messaging accounts each year. It has also managed to weaken much of the encryption used on the Internet (by collaborating with, coercing or otherwise infiltrating numerous technology companies to leave "backdoors" into their systems), so that the majority of encryption is inadvertently vulnerable to different forms of attack.
Domestically, the NSA has been proven to collect and store metadata records of phone calls, including over 120 million US Verizon subscribers, as well as intercept vast amounts of communications via the internet (Upstream). The government's legal standing had been to rely on a secret interpretation of the Patriot Act whereby the entirety of US communications may be considered "relevant" to a terrorism investigation if it is expected that even a tiny minority may relate to terrorism. The NSA also supplies foreign intercepts to the DEA, IRS and other law enforcement agencies, who use these to initiate criminal investigations. Federal agents are then instructed to "recreate" the investigative trail via parallel construction.
The NSA also spies on influential Muslims to obtain information that could be used to discredit them, such as their use of pornography. The targets, both domestic and abroad, are not suspected of any crime but hold religious or political views deemed "radical" by the NSA.
According to a report in The Washington Post in July 2014, relying on information provided by Snowden, 90% of those placed under surveillance in the U.S. are ordinary Americans and are not the intended targets. The newspaper said it had examined documents including emails, text messages, and online accounts that support the claim.
Congressional oversight
The Intelligence Committees of US House and Senate exercise primary oversight over the NSA; other members of congress have been denied access to materials and information regarding the agency and it's activities. The United States Foreign Intelligence Surveillance Court, the secret court charged with regulating the NSA's activities is, according to its chief judge, incapable of investigating or verifying how often the NSA breaks even its own secret rules. It has since been reported that the NSA violated its own rules on data access thousands of times a year, many of these violations involving large-scale data interceptions. NSA officers have even used data intercepts to spy on love interests; "most of the NSA violations were self-reported, and each instance resulted in administrative action of termination."
The NSA has "generally disregarded the special rules for disseminating United States person information" by illegally sharing its intercepts with other law enforcement agencies. A March 2009 FISA Court opinion, which the court released, states that protocols restricting data queries had been "so frequently and systemically violated that it can be fairly said that this critical element of the overall ... regime has never functioned effectively." In 2011 the same court noted that the "volume and nature" of the NSA's bulk foreign Internet intercepts was "fundamentally different from what the court had been led to believe". Email contact lists (including those of US citizens) are collected at numerous foreign locations to work around the illegality of doing so on US soil.
Legal opinions on the NSA's bulk collection program have differed. In mid-December 2013, U.S. District Judge Richard Leon ruled that the "almost-Orwellian" program likely violates the Constitution, and wrote, "I cannot imagine a more 'indiscriminate' and 'arbitrary invasion' than this systematic and high-tech collection and retention of personal data on virtually every single citizen for purposes of querying and analyzing it without prior judicial approval. Surely, such a program infringes on 'that degree of privacy' that the Founders enshrined in the Fourth Amendment. Indeed, I have little doubt that the author of our Constitution, James Madison, who cautioned us to beware 'the abridgement of freedom of the people by gradual and silent encroachments by those in power,' would be aghast."
Later that month, U.S. District Judge William Pauley ruled that the NSA's collection of telephone records is legal and valuable in the fight against terrorism. In his opinion, he wrote, "a bulk telephony metadata collection program [is] a wide net that could find and isolate gossamer contacts among suspected terrorists in an ocean of seemingly disconnected data" and noted that a similar collection of data prior to 9/11 might have prevented the attack.
Official responses
At a March 2013 Senate Intelligence Committee hearing, Senator Ron Wyden asked Director of National Intelligence James Clapper, "does the NSA collect any type of data at all on millions or hundreds of millions of Americans?" Clapper replied "No, sir. ... Not wittingly. There are cases where they could inadvertently perhaps collect, but not wittingly." This statement came under scrutiny months later, in June 2013, details of the PRISM surveillance program were published, showing that "the NSA apparently can gain access to the servers of nine Internet companies for a wide range of digital data." Wyden said that Clapper had failed to give a "straight answer" in his testimony. Clapper, in response to criticism, said, "I responded in what I thought was the most truthful, or least untruthful manner." Clapper added, "There are honest differences on the semantics of what – when someone says 'collection' to me, that has a specific meaning, which may have a different meaning to him."
NSA whistle-blower Edward Snowden additionally revealed the existence of XKeyscore, a top secret NSA program that allows the agency to search vast databases of "the metadata as well as the content of emails and other internet activity, such as browser history," with capability to search by "name, telephone number, IP address, keywords, the language in which the internet activity was conducted or the type of browser used." XKeyscore "provides the technological capability, if not the legal authority, to target even US persons for extensive electronic surveillance without a warrant provided that some identifying information, such as their email or IP address, is known to the analyst."
Regarding the necessity of these NSA programs, Alexander stated on June 27, 2013, that the NSA's bulk phone and Internet intercepts had been instrumental in preventing 54 terrorist "events", including 13 in the US, and in all but one of these cases had provided the initial tip to "unravel the threat stream". On July 31 NSA Deputy Director John Inglis conceded to the Senate that these intercepts had not been vital in stopping any terrorist attacks, but were "close" to vital in identifying and convicting four San Diego men for sending US$8,930 to Al-Shabaab, a militia that conducts terrorism in Somalia.
The U.S. government has aggressively sought to dismiss and challenge Fourth Amendment cases raised against it, and has granted retroactive immunity to ISPs and telecoms participating in domestic surveillance.
The U.S. military has acknowledged blocking access to parts of The Guardian website for thousands of defense personnel across the country, and blocking the entire Guardian website for personnel stationed throughout Afghanistan, the Middle East, and South Asia.
An October 2014 United Nations report condemned mass surveillance by the United States and other countries as violating multiple international treaties and conventions that guarantee core privacy rights.
Responsibility for international ransomware attack
An exploit dubbed EternalBlue, created by the NSA, was used in the unprecedented worldwide WannaCry ransomware attack in May 2017. The exploit had been leaked online by a hacking group, The Shadow Brokers, nearly a month prior to the attack. A number of experts have pointed the finger at the NSA's non-disclosure of the underlying vulnerability, and their loss of control over the EternalBlue attack tool that exploited it. Edward Snowden said that if the NSA had "privately disclosed the flaw used to attack hospitals when they found it, not when they lost it, [the attack] might not have happened". Wikipedia co-founder, Jimmy Wales, stated that he joined "with Microsoft and the other leaders of the industry in saying this is a huge screw-up by the government ... the moment the NSA found it, they should have notified Microsoft so they could quietly issue a patch and really chivvy people along, long before it became a huge problem."
Activities of previous employees
Former employee David Evenden, who had left the NSA to work for US defense contractor Cyperpoint at a position in the United Arab Emirates, was tasked with hacking UAE neighbor Qatar in 2015 to determine if they were funding terrorist group Muslim Brotherhood. He quit the company after learning his team had hacked Qatari Sheikha Moza bint Nasser's email exchanges with Michelle Obama, just prior to her visit to Doha. Upon Everden's return to the US, he reported his experiences to the FBI. The incident highlights a growing trend of former NSA employees and contractors leaving the agency to start up their own firms, and then hiring out to countries like Turkey, Sudan and even Russia, a country involved in numerous cyberattacks against the US.
2021 Denmark-NSA collaborative surveillance
In May 2021, it was reported that Danish Defence Intelligence Service collaborated with NSA to wiretap on fellow EU members and leaders, leading to wide backlash among EU countries and demands for explanation from Danish and American governments.
See also
Notes
References
Bamford, James. Body of Secrets: Anatomy of the Ultra-Secret National Security Agency, Random House Digital, Inc., December 18, 2007. . Previously published as: Doubleday, 2001, .
Bauer, Craig P. Secret History: The Story of Cryptology (Volume 76 of Discrete Mathematics and Its Applications). CRC Press, 2013. .
Weiland, Matt and Sean Wilsey. State by State. HarperCollins, October 19, 2010. .
Further reading
Adams, Sam, War of Numbers: An Intelligence Memoir Steerforth; new edition (June 1, 1998).
Aid, Matthew, The Secret Sentry: The Untold History of the National Security Agency, 432 pages, , Bloomsbury Press (June 9, 2009).
Mandatory Declassification Review – Interagency Security Classification Appeals Panel
Bamford, James, The Puzzle Palace, Penguin Books, .
Bamford, James, The New York Times, December 25, 2005; The Agency That Could Be Big Brother.
Bamford, James, The Shadow Factory, Anchor Books, 2009, .
Radden Keefe, Patrick, Chatter: Dispatches from the Secret World of Global Eavesdropping, Random House, .
Kent, Sherman, Strategic Intelligence for American Public Policy.
Kahn, David, The Codebreakers, 1181 pp., . Look for the 1967 rather than the 1996 edition.
Laqueur, Walter, A World of secrets.
Liston, Robert A., The Pueblo Surrender: a Covert Action by the National Security Agency, .
Levy, Steven, Crypto: How the Code Rebels Beat the Government—Saving Privacy in the Digital Age, Penguin Books, .
Prados, John, The Soviet estimate: U.S. intelligence analysis & Russian military strength, hardcover, 367 pages, , Dial Press (1982).
Perro, Ralph J. "Interviewing With An Intelligence Agency (or, A Funny Thing Happened On The Way To Fort Meade)." (Archive) Federation of American Scientists. November 2003. Updated January 2004. – About the experience of a candidate of an NSA job in pre-employment screening. "Ralph J. Perro" is a pseudonym that is a reference to Ralph J. Canine (perro is Spanish for "dog", and a dog is a type of canine)
Shaker, Richard J. "The Agency That Came in from the Cold." (Archive Notices. American Mathematical Society. May/June 1992 pp. 408–411.
Tully, Andrew, The Super Spies: More Secret, More Powerful than the CIA, 1969, LC 71080912.
Church Committee, Intelligence Activities and the Rights of Americans: 1976 US Senate Report on Illegal Wiretaps and Domestic Spying by the FBI, CIA and NSA, Red and Black Publishers (May 1, 2008).
"Just what is the NSA?" (video) CNN. June 7, 2013.
"National Security Agency Releases History of Cold War Intelligence Activities." George Washington University. National Security Archive Electronic Briefing Book No. 260. Posted November 14, 2008.
External links
National Security Agency – 60 Years of Defending Our Nation
Records of the National Security Agency/Central Security Service
The National Security Archive at George Washington University
National Security Agency (NSA) Archive on the Internet Archive
1952 establishments in the United States
Articles containing video clips
Computer security organizations
Government agencies established in 1952
Mass surveillance
Signals intelligence agencies
Supercomputer sites
United States Department of Defense agencies
United States government secrecy
Intelligence analysis agencies
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Nicolas Chauvin () is a legendary, possibly apocryphal or fictional French soldier and patriot who is supposed to have served in the First Army of the French Republic and later in La Grande Armée of Napoleon. His name is the eponym of chauvinism, originally a term for excessive nationalistic fervor, but later used to refer to any form of bigotry or bias (e.g., male chauvinism).
According to the stories that developed about him, Chauvin was born in Rochefort around 1780. He enlisted at age 18, and he served honorably and well. He is said to have been wounded 17 times in his nation's service, resulting in his severe disfigurement and maiming. For his loyalty and dedication, Napoleon himself presented the soldier with a Sabre of Honor and a pension of 200 francs.
Chauvin's distinguished record of service and his love and devotion for Napoleon, which endured despite the price he willingly paid for them, is said to have earned him only ridicule and derision in Restoration France, when Bonapartism became increasingly unpopular.
Historicity
Historical research has not identified any biographical details of a real Nicolas Chauvin, leading to the claim that he may have been a wholly fictional figure. Researcher Gérard Puymège concluded that Nicolas Chauvin did not exist, believing him to be a legend, which crystallized under the Restoration and July Monarchy, from the pen of songwriters, vaudeville and historians. He argues that the figure of Chauvin continues the long tradition of the mythological farmer-soldier or miles gloriosus ("boastful soldier") from ancient Roman theater, or the alazon of ancient Greek comedy. Chauvin was originally popularized by Cogniard brothers' La Cocarde Tricolore (1831), where instead of a Napoleonic veteran he was a young naive soldier learning blindly aggressive patriotism during the Algerian campaign of 1830.
Many writers and historians falsely attribute to Chauvin the exploits of other Bonapartists. It is claimed that he served in the Old Guard at the Battle of Waterloo, which is certainly possible considering his age. When the Old Guard was surrounded and made its last stand at La Belle Alliance, he supposedly shouted in defiance to a call for their honorable surrender: "The Old Guard dies but does not surrender!", implying blind and unquestioned zealous devotion to one's country (or other group of reference). The apocryphal phrase was attributed to the Old Guard's commander, Pierre Cambronne, but Cambronne's actual reply was later asserted by other sources to be "Merde!" ("Shit!").
References
French military personnel of the Napoleonic Wars
Legendary French people
Chauvinism
|
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The New Oxford American Dictionary (NOAD) is a single-volume dictionary of American English compiled by American editors at the Oxford University Press.
NOAD is based upon the New Oxford Dictionary of English (NODE), published in the United Kingdom in 1998, although with substantial editing, additional entries, and the inclusion of illustrations. It is based on a corpus linguistics analysis of Oxford's 200 million word database of contemporary American English.
NOAD includes a diacritical respelling scheme to convey pronunciations, as opposed to the Gimson phonemic IPA system that is used in NODE.
Editions
First edition
Published in September 2001, the first edition was edited by Elizabeth J. Jewell and Frank Abate.
Second edition
Published in May 2005, the second edition was edited by Erin McKean. The edition added nearly 3,000 new words, senses, and phrases. It was in a large format, with 2096 pages, and was 8½" by 11" in size. It included a CD-ROM with the full text of the dictionary for Palm OS devices.
Since 2005 Apple Inc.'s Mac OS X operating system has come bundled with a dictionary application and widget which credits as its source "Oxford American Dictionaries", and contains the full text of NOAD2. The Amazon Kindle reading device also uses NOAD as its built-in dictionary, along with a choice for the Oxford Dictionary of English.
Oxford University Press published NOAD2 in electronic form in 2006 at the OxfordAmericanDictionary.com, and in 2010, along with the Oxford Dictionary of English, as part of Oxford Dictionaries Online.
Third edition
Published in August 2010, the third edition was edited by Angus Stevenson and Christine A. Lindberg. This edition includes over 2,000 new words, senses, and phrases, and over 1,000(1225) illustrations; hundreds of new and revised explanatory notes, new "Word Trends" feature charts usage for rapidly changing words and phrases.
hardcover edition ()
?th impression (2010-09-02)
Android version: Published by MobiSystems, Inc. Premium version includes unlimited time use, offline mode, priority support, no ads.
Version 5.1.020 (): Includes redesigned user interface, ability to share word definitions, 'Word of the Day' feature, new camera search function
Version 7.1.184 (): Support split screen for Android 7, Shortcut Items for Android 7.1 (Camera, Voice Search, Dictionary)
Version 7.1.191 (30-day trial, Android 4.1, 2017-01-03): Includes over 350,000 words, phrases and meanings, 75,000 audio pronunciations of both common and rare words in available in both British & American voice versions
iOS version: Published by MobiSystems, Inc.
Version 8.1 (): Includes redesigned user interface, ability to share word definitions, 'Word of the Day' feature, new camera search function
Version 8.5.4 (): Includes invite and share for iPhone 6S, iPhone 6S+ and iPhone7 users.
Version 8.5.6 (full version, iOS 8, 2017-02-23/24): Includes Voice Over, Voice Search for iOS 10.
Windows version: Published by MobiSystems, Inc.
Version 2.2 (7-day trial, 2015-05-27):
Browser version: Published by MobiSystems, Inc.: Includes 350,000 words, 75,000 audio pronunciations in both British and American voices.
Version 2.1.0.4 (full version, 2015-04-07):
Oxford References online edition
1st impression (2011-??-??)
?th impression (2015-??-??)
Fictitious entry
The dictionary includes an entry for the word "esquivalience," which it defines as meaning "the willful avoidance of one's official responsibilities." This is a fictitious entry, intended to protect the copyright of the publication. The entry was invented by Christine Lindberg, one of the editors of the NOAD.
With the publication of the second edition, a rumor circulated that the dictionary contained a fictitious entry in the letter 'e'. New Yorker contributing editor Henry Alford combed the section, and discussed several unusual entries he found with a group of American lexicographers. Most found "esquivalience" to be the most likely candidate, and when Alford approached NOAD editor in chief Erin McKean she confirmed it was a fake entry, which had been present since the first edition, in order to protect the copyright of the CD-ROM edition. Of the word, she said "its inherent fakeitude is fairly obvious."
The fake entry apparently ensnared dictionary.com, which included an entry for it (that has since been removed) which it attributed to Webster's New Millennium Dictionary, both of which are owned by the private company Lexico. Possibly due to its licensing of Oxford dictionaries, Google Dictionary included the word, listing three meanings and giving usage examples.
Other Oxford dictionaries
Oxford American Dictionary (OAD)
Oxford English Dictionary (OED)
Shorter Oxford English Dictionary (SOED)
Oxford Dictionary of English (ODE)
Concise Oxford English Dictionary (COED)
Australian Oxford Dictionary (AOD)
Canadian Oxford Dictionary (CanOD)
Oxford Advanced Learner's Dictionary (OALD)
See also
Dord
Trap street
References
Bibliography
New Oxford American Dictionary, First Edition, Elizabeth J. Jewell and Frank R. Abate (editors), 2192 pages, September 2001, Oxford University Press, .
New Oxford American Dictionary, Second Edition, Erin McKean (editor), 2096 pages, May 2005, Oxford University Press, .
New Oxford American Dictionary, Third Edition, Angus Stevenson and Christine A. Lindberg (editors), 2096 pages, August 2010, Oxford University Press, .
External links
Oxford references pages: 3rd edition
Oxford University Press pages: 3rd edition
The New Oxford American Dictionary, Second Edition website
MobiSystems pages: New Oxford American Dictionary with Audio
Google Play pages: New Oxford American Dictionary
iTunes pages: iOS
WordWeb pages: New Oxford American Dictionary
1998 non-fiction books
English dictionaries
Oxford dictionaries
|
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The nitronium ion, , is a cation. It is an onium ion because its nitrogen atom has +1 charge, similar to ammonium ion . It is created by the removal of an electron from the paramagnetic nitrogen dioxide molecule , or the protonation of nitric acid (with removal of ).
It is stable enough to exist in normal conditions, but it is generally reactive and used extensively as an electrophile in the nitration of other substances. The ion is generated in situ for this purpose by mixing concentrated sulfuric acid and concentrated nitric acid according to the equilibrium:
Structure
The nitronium ion is isoelectronic with carbon dioxide and nitrous oxide, and has the same linear structure and bond angle of 180°. For this reason it has a similar vibrational spectrum to carbon dioxide. Historically, the nitronium ion was detected by Raman spectroscopy, because its symmetric stretch is Raman-active but infrared-inactive. The Raman-active symmetrical stretch was first used to identify the ion in nitrating mixtures.
Salts
A few stable nitronium salts with anions of weak nucleophilicity can be isolated. These include nitronium perchlorate , nitronium tetrafluoroborate , nitronium hexafluorophosphate , nitronium hexafluoroarsenate , and nitronium hexafluoroantimonate . These are all very hygroscopic compounds.
The solid form of dinitrogen pentoxide, , actually consists of nitronium and nitrate ions, so it is an ionic compound, , not a molecular solid. However, dinitrogen pentoxide in liquid or gaseous state is molecular and does not contain nitronium ions.
Related species
The compounds nitryl fluoride, , and nitryl chloride, , are not nitronium salts but molecular compounds, as shown by their low boiling points (−72 °C and −6 °C respectively) and short nitrogen–halogen bond lengths (N–F 135 pm, N–Cl 184 pm).
Addition of one electron forms the neutral nitryl radical, ; in fact, this is fairly stable and known as the compound nitrogen dioxide.
The related negatively charged species is , the nitrite ion.
See also
Nitrosonium
References
Oxycations
Nitronium compounds
Functional groups
Nitrogen(V) compounds
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A naturalistic planned language is a constructed language specifically devised to reproduce the commonalities in morphology and vocabulary from a group of closely related languages, usually with the idea that such a language will be relatively easier to use passively -- in many cases, without prior study -- by speakers of one or more languages in the group.
The term is most commonly used to apply to planned languages predominantly based on the Romance languages, best known of which are Interlingue (previously known as Occidental) and Interlingua. Both were designed to serve as international auxiliary languages. However, there are also languages intended for speakers of a particular language family (zonal constructed languages), including Pan-Germanic, Pan-Slavic and even Pan-Celtic naturalistic planned languages.
Since the creation of such a language often includes shared idiosyncrasies from the source languages, active use seems to be generally more difficult to learn than for schematic planned languages, though because of grammatical simplification considerably easier than for ethnic languages of the same type.
Constructed languages
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National Lampoon was an American humor magazine that ran from 1970 to 1998. The magazine started out as a spinoff from the Harvard Lampoon. National Lampoon magazine reached its height of popularity and critical acclaim during the 1970s, when it had a far-reaching effect on American humor and comedy. The magazine spawned films, radio, live theatre, various sound recordings, and print products including books. Many members of the creative staff from the magazine subsequently went on to contribute creatively to successful media of all types.
During the magazine's most successful years, parody of every kind was a mainstay; surrealist content was also central to its appeal. Almost all the issues included long text pieces, shorter written pieces, a section of actual news items (dubbed "True Facts"), cartoons and comic strips. Most issues also included "Foto Funnies" or fumetti, which often featured nudity. The result was an unusual mix of intelligent, cutting-edge wit, combined with some crass, bawdy jesting.
In both cases, National Lampoon humor often pushed far beyond the boundaries of what was generally considered appropriate and acceptable. It was especially anarchic, satirically attacking what was considered holy and sacred. As co-founder Henry Beard described the experience years later: "There was this big door that said, 'Thou shalt not.' We touched it, and it fell off its hinges." The magazine declined during the late 1980s, and ceased publication in 1998.
Projects using the "National Lampoon" brand name continue to this day, under its production company successor, National Lampoon Inc. The 50th anniversary of the magazine took place in 2020 and to celebrate the magazine was issued digitally for the first time by Solaris Entertainment Studio.
The magazine
National Lampoon was started by Harvard graduates and Harvard Lampoon alumni Doug Kenney, Henry Beard and Robert Hoffman in 1969, when they first licensed the "Lampoon" name for a monthly national publication. The Harvard Lampoon was established in 1876 and became a long-standing tradition of the campus, influencing the later National Lampoon Brand in its evolution from illustration-heavy publications to satirical wit, ranging from short fiction to comic strips. The magazine's first issue was dated April 1970. The company that owned the magazine was called Twenty First Century Communications.
After a shaky start for a few issues, the magazine rapidly grew in popularity. Like The Harvard Lampoon, individual issues had themes, including such topics as "The Future," "Back to School," "Death," "Self-Indulgence," and "Blight." The magazine regularly reprinted material in "best-of" omnibus collections. Its writers joyfully targeted every kind of phoniness, and had no specific political stance, even though individual staff members had strong political views.
Thomas Carney, writing in New Times, traced the history and style of the National Lampoon and the impact it had on comedy's new wave. "The National Lampoon," Carney wrote, "was the first full-blown appearance of non-Jewish humor in years—not anti-Semitic, just non-Jewish. Its roots were W.A.S.P. and Irish Catholic, with a weird strain of Canadian detachment. . . . This was not Jewish street-smart humor as a defense mechanism; this was slash-and-burn stuff that alternated in pitch but moved very much on the offensive. It was always disrespect everything, mostly yourself, a sort of reverse deism."
National Lampoon was a monthly magazine for most of its publication history. Numerous "special editions" were also published and sold simultaneously on newsstands. Some of the special editions were anthologies of reprinted material; others were entirely original. Additional projects included a calendar, a songbook, a collection of transfer designs for T-shirts, and a number of books. The magazine sold yellow binders with the Lampoon logo, designed to store a year's worth of issues.
Cover art
The original art directors were cartoonist Peter Bramley and Bill Skurski, founders of New York's Cloud Studio, an alternative-culture outfit known at the time for its eclectic style. Bramley created the Lampoon first cover and induced successful cartoonists Arnold Roth and Gahan Wilson to become regular contributors.
Beginning with the eighth issue, the art direction of the magazine was taken over by Michael C. Gross, who directed the look of the magazine until 1974. A number of the National Lampoon most acerbic and humorous covers were designed or overseen by Gross, including:
Court-martialed Vietnam War mass-murderer William Calley sporting the guileless grin of Alfred E. Neuman, complete with the parody catchphrase 'What, My Lai?" (August 1971)
The iconic Argentinian revolutionary Che Guevara being splattered with a cream pie (January 1972)
A dog looking worriedly at a revolver pressed to its head, with what became a famous caption: "If You Don't Buy This Magazine, We'll Kill This Dog" (January 1973): The cover was conceived by writer Ed Bluestone. Photographer Ronald G. Harris initially had a hard time making the dog's plight appear humorous instead of pathetic. The solution was to cock the revolver; the clicking sound caused the dog's eyes to shift into the position shown. This was the most famous Lampoon cover gag, and was selected by ASME as the seventh-greatest magazine cover of the last 40 years. This issue is among the most coveted and collectible of all the National Lampoon's issues.
A replica of the starving child from the cover of George Harrison's charity album The Concert for Bangladesh, rendered in chocolate and with a large bite taken out of its head (July 1974)
Michael Gross and Doug Kenney chose a young designer from Esquire named Peter Kleinman to succeed the team of Gross and David Kaestle. During his Lampoon tenure, Kleinman was also the art director of Heavy Metal magazine, published by the same company. The best known of Kleinman's Lampoon covers were "Stevie Wonder with 3-D Glasses" painted by Sol Korby, a photographed "Nose to The Grindstone" cover depicting a man's face being pressed against a spinning grinder wheel for the Work issue, the "JFK's First 6000 Days" issue featuring a portrait of an old John F. Kennedy, the "Fat Elvis" cover which appeared a year before Elvis Presley died, and many of the Mara McAfee covers done in a classic Norman Rockwell style. Kleinman designed the logos for Animal House and Heavy Metal.
Kleinman left in 1979 to open an ad agency.
He was succeeded by Skip Johnson, the designer responsible for the Sunday Newspaper Parody and the "Arab Getting Punched in the Face" cover of the Revenge issue. Johnson went on to The New York Times. He was followed by Michael Grossman, who changed the logo and style of the magazine.
In 1984, Kleinman returned as creative director and went back to the 1970s logo and style, bringing back many of the artists and writers from the magazine's heyday. He left four years later to pursue a career in corporate marketing. At that time, the National Lampoon magazine entered a period of precipitous decline.
Editorial
Every regular monthly issue of the magazine had an editorial at the front of the magazine. This often appeared to be straightforward, but was always a parody. It was written by whoever was the editor of that particular issue, since that role rotated among the staff, but Kenney had been the main writer of them for the first few issues. Some issues were guest-edited.
Staff
The magazine was an outlet for some notable writing talents, including Douglas Kenney, Henry Beard, George W. S. Trow, Chris Miller, P. J. O'Rourke, Michael O'Donoghue, Anne Beatts, Chris Rush, Sean Kelly, Tony Hendra, Brian McConnachie, Gerald Sussman, Derek Pell Ellis Weiner, Ted Mann, Chris Cluess, Al Jean, Mike Reiss, Jeff Greenfield, John Hughes and Ed Subitzky.
The work of many important cartoonists, photographers, and illustrators appeared in the magazine's pages, including Neal Adams, Gahan Wilson, Robert Grossman, Michael Sullivan, Ron Barrett, Peter Bramley, Vaughn Bode, Bruce McCall, Rick Meyerowitz, Warren Sattler, M. K. Brown, Shary Flenniken, Bobby London, Edward Gorey, Jeff Jones, Joe Orlando, Arnold Roth, Rich Grote, Ed Subitzky, Mara McAfee, Sam Gross, Charles Rodrigues, Buddy Hickerson, B. K. Taylor, Birney Lettick, Frank Frazetta, Boris Vallejo, Marvin Mattelson, Stan Mack, Chris Callis, John E. Barrett, Raymond Kursar, Andy Lackow, and David C.K. McClelland.
Comedy stars John Belushi, Chevy Chase, Gilda Radner, Bill Murray, Brian Doyle Murray, Harold Ramis, and Richard Belzer first gained national attention for their performances in the National Lampoon's stage show and radio show. The first three subsequently went on to become part of Saturday Night Live original wave of Not Ready for Primetime Players, Bill Murray replaced Chase when Chase left SNL after the first season, and Brian Doyle Murray later appeared as an SNL regular. Harold Ramis went on to star in the Canadian sketch show SCTV and assumed role as its head writer, then left after season 1 to be a prolific director and writer working on such films as Animal House, Caddyshack, Ghostbusters, and many more. Brian Doyle Murray has had roles in dozens of films, and Belzer is an Emmy Award-winning TV actor.
Gerald L. "Jerry" Taylor was the publisher, followed by William T. Lippe. The business side of the magazine was controlled by Matty Simmons, who was chairman of the board and CEO of Twenty First Century Communications, a publishing company.
True Facts
"True Facts" was a section near the front of the magazine which contained true but ridiculous items from real life. Together with the masthead, it was one of the few parts of the magazine that was factual. "True Facts" included photographs of unintentionally funny signage, extracts from ludicrous newspaper reports, strange headlines, and so on. For many years John Bendel was in charge of the "True Facts" section of the magazine. Steven Brykman edited the "True Facts" section of the National Lampoon website. Several "True Facts" compilation books were published in the 1980s and early 90s, and several all-True-Facts issues of the magazine were published during the 1980s.
Foto Funnies
Most issues of the magazine featured one or more "Foto Funny" or fumetti, comic strips that use photographs instead of drawings as illustrations. The characters who appeared in the Lampoon's Foto Funnies were usually writers, editors, artists, photographers or contributing editors of the magazine, often cast alongside nude or semi-nude models. In 1980, a paperback compilation book, National Lampoon Foto Funnies which appeared as a part of National Lampoon Comics, was published.
Funny Pages
The "Funny Pages" was a large section at the back of the magazine that was composed entirely of comic strips of various kinds. These included work from a number of artists who also had pieces published in the main part of the magazine, including Gahan Wilson, Ed Subitzky and Vaughn Bode, as well as artists whose work was only published in this section. The regular strips included "Dirty Duck" by Bobby London, "Trots and Bonnie" by Shary Flenniken, "The Appletons" and "Timberland Tales" by B. K. Taylor, "Politeness Man" by Ron Barrett, and many other strips. A compilation of Gahan Wilson's "Nuts" strip was published in 2011. The Funny Pages logo header art, which was positioned above Gahan Wilson's "Nuts" in each issue, and showed a comfortable, old-fashioned family reading newspaper-sized funny papers, was drawn by Mike Kaluta.
Other merchandise
From time to time, the magazine advertised Lampoon-related merchandise for sale, including T-shirts that had been specially designed.
Chronology
The magazine existed from 1970 to 1998. Some consider its finest period was from 1971 to 1975, although it continued to be produced on a monthly schedule throughout the 1970s and the early 1980s, and did well during that time.
However, during the late 1980s, a much more serious decline set in. In 1986, it attempted a takeover bid by upstart video distributor Vestron Inc., but the board members of the magazine rejected the offer. In 1989, the company that controlled the magazine and its related projects (which was part of "Twenty First Century Communications") was the subject of a hostile takeover by Daniel Grodnik, a Hollywood producer, and Tim Matheson, an actor who starred in the Lampoon's first big hit, Animal House. In 1990 it was sold outright to another company, "J2 Communications".
At that point "National Lampoon" was considered valuable only as a brand name that could be licensed out to other companies. The magazine was issued erratically and rarely from 1991 onwards. 1998 saw the last issue.
1970
The first issue was April 1970; by November of that year, Michael C. Gross had become the art director. He achieved a unified, sophisticated, and integrated look for the magazine, which enhanced its humorous appeal. The sixth issue from September 1970 entitled "Show Biz," got the company in hot water with The Walt Disney Company after a lawsuit was threatened because of the issue's cover, which showed a drawing of Minnie Mouse topless, wearing pasties.
1973–1975
National Lampoon's most successful sales period was 1973–75. Its national circulation peaked at 1,000,096 copies sold of the October 1974 "Pubescence" issue. The 1974 monthly average was 830,000, which was also a peak. Former Lampoon editor Tony Hendra's book Going Too Far includes a series of precise circulation figures.
It was also during this time that National Lampoon: Lemmings stage show and The National Lampoon Radio Hour show was broadcast, bringing interest and acclaim to the National Lampoon brand with magazine talent like writer Michael O'Donoghue that would go on to write for Saturday Night Live.
The magazine was considered by many to be at its creative zenith during this time. It should however be noted that the publishing industry's newsstand sales were excellent for many other titles during that time: there were sales peaks for Mad (more than 2 million), Playboy (more than 7 million), and TV Guide (more than 19 million).
1975
Some fans consider the glory days of National Lampoon to have ended in 1975, although the magazine remained popular and profitable long after that point. During 1975, the three founders (Kenney, Beard, and Hoffman) took advantage of a buyout clause in their contracts for $7.5 million (although Kenney remained on the magazine's masthead as a senior editor until about 1976). About the same time, writers Michael O'Donoghue and Anne Beatts left to join the NBC comedy show Saturday Night Live (SNL). At the same time, the National Lampoon Show's John Belushi and Gilda Radner left the troupe to join the original septet of SNL's Not Ready for Primetime Players.
The magazine was a springboard to the cinema of the United States for a generation of comedy writers, directors, and performers. Various alumni went on to create and write for SNL, The David Letterman Show, SCTV, The Simpsons, Married... with Children, Night Court, and various films including National Lampoon's Animal House, Caddyshack, National Lampoon's Vacation, and Ghostbusters.
As some of the original creators departed, the magazine remained popular and profitable as it had the emergence of John Hughes and editor-in-chief P.J. O'Rourke, along with artists and writers such as Gerry Sussman, Ellis Weiner, Tony Hendra, Ted Mann, Peter Kleinman, Chris Cluess, Stu Kreisman, John Weidman, Jeff Greenfield, Bruce McCall, and Rick Meyerowitz.
1985
In 1985, Matty Simmons (who had been working only on the business end of the Lampoon up to that point) took over as editor-in-chief. He fired the entire editorial staff, and appointed his two sons, Michael Simmons and Andy Simmons, as editors, Peter Kleinman as creative director and editor, and Larry "Ratso" Sloman as executive editor. The magazine was on an increasingly shaky financial footing, and beginning in November 1986, the magazine was published six times a year instead of every month.
1989
On 29 December 1988, producer Daniel Grodnik and actor Tim Matheson (who played "Otter" in the 1978 film National Lampoon's Animal House) filed with the SEC that their production company, Grodnick/Matheson Co., had acquired voting control of 21.3 percent of National Lampoon Inc. stock and wanted to gain management control. They were named to the company's board in January 1989, and eventually took control of the company by purchasing the ten-percent share of Simmons, who departed the company. Grodnik and Matheson became the co-chairmen/co-CEOs. During their tenure, the stock went up from under $2 to $6, and the magazine was able to double its monthly ad pages. The company moved its headquarters from New York to Los Angeles to focus on film and television. The publishing operation stayed in New York. Grodnik and Matheson sold the company in 1990.
1990
In 1990, the magazine (and more importantly, the rights to the brand name "National Lampoon") were bought by a company called J2 Communications (a company previously known for marketing Tim Conway's Dorf videos), headed by James P. Jimirro.
J2 Communications' focus was to make money by licensing out the brand name "National Lampoon". The company was contractually obliged to publish at least one new issue of the magazine per year to retain the rights to the Lampoon name. However, the company had very little interest in the magazine itself; throughout the 1990s, the number of issues per year declined precipitously and erratically. In 1991, an attempt at monthly publication was made; nine issues were produced that year. Only two issues were released in 1992. This was followed by one issue in 1993, five in 1994, and three in 1995. For the last three years of its existence, the magazine was published only once a year.
1998, last issue
The magazine's final print publication was November 1998, after which the contract was renegotiated, and in a sharp reversal, J2 Communications was then prohibited from publishing issues of the magazine. J2, however, still owned the rights to the brand name, which it continued to franchise out to other users. In 2002, the use of the brand name and the rights to republish old material were sold to a new, and otherwise unrelated, company which chose to call itself National Lampoon, Incorporated.
2007, DVD-ROM
In 2007, in association with Graphic Imaging Technology, Inc. National Lampoon, Inc. released a collection of the entire 246 issues of the magazine in .pdf format viewable with the Adobe Acrobat reader. The cover of the DVD box featured a remake of the January 1973 "Death" issue, with the caption altered to read "If You Don”t Buy This DVD-ROM, We’ll Kill This Dog". The pages are viewable on both Windows (starting with Windows 2000) and Macintosh (starting with OSX) systems.
Related media
During its most active period, the magazine spun off numerous productions in a wide variety of media.
National Lampoon released books, special issues, anthologies, and other print pieces, including:
Special editions
The Best of National Lampoon No. 1, 1971, an anthology
The Breast of National Lampoon (a "Best of" No. 2), 1972, an anthology
The Best of National Lampoon No. 3, 1973, an anthology, art directed by Michael Gross
National Lampoon The Best of #4, 1973, an anthology, art directed by Gross
The National Lampoon Encyclopedia of Humor, 1973, edited by Michael O'Donoghue and art directed by Gross.This publication featured the fake Volkswagen ad seen above, which was written by Anne Beatts. The spoof was listed in the contents page as "Doyle Dane Bernbach," the name of the advertising agency that had produced the iconic 1960s ad campaign for Volkswagen. According to Mark Simonson's "Very Large National Lampoon Site": "If you buy a copy of this issue, you may find the ad is missing. As a result of a lawsuit by VW over the ad for unauthorized use of their trademark, NatLamp was forced to remove the page (with razor blades!) from any copies they still had in inventory (which, from what I gather, was about half the first printing of 250,000 copies) and all subsequent reprints."
National Lampoon Comics, an anthology, 1974, art directed by Gross and David Kaestle
National Lampoon The Best of No. 5, 1974, an anthology, art directed by Gross and Kaestle
National Lampoon 1964 High School Yearbook Parody, 1974, Edited by P.J. O'Rourke and Doug Kenney, art directed by Kaestle.
National Lampoon Presents The Very Large Book of Comical Funnies, 1975, edited by Sean Kelly
National Lampoon The 199th Birthday Book, 1975, edited by Tony Hendra
National Lampoon The Gentleman's Bathroom Companion, 1975 edited by Hendra, art directed by Peter Kleinman
Official National Lampoon Bicentennial Calendar 1976, 1975, written and compiled by Christopher Cerf & Bill Effros
National Lampoon Art Poster Book, 1975, Design direction by Peter Kleinman
The Best of National Lampoon No. 6, 1976, an anthology
National Lampoon The Iron On Book 1976, Original T-shirt designs, edited by Tony Hendra, art directed by Peter Kleinman.
National Lampoon Songbook, 1976, edited by Sean Kelly, musical parodies in sheet music form
National Lampoon The Naked and the Nude: Hollywood and Beyond, 1977, written by Brian McConnachie
The Best of National Lampoon No. 7, 1977, an anthology
National Lampoon Presents French Comics, 1977, edited by Peter Kaminsky, translators Sophie Balcoff, Sean Kelly, and Valerie Marchant
National Lampoon The Up Yourself Book, 1977, Gerry Sussman
National Lampoon Gentleman's Bathroom Companion 2, 1977, art directed by Peter Kleinman.
National Lampoon The Book of Books, 1977 edited by Jeff Greenfield, art directed by Peter Kleinman
The Best of National Lampoon No. 8, 1978, an anthology, Cover photo by Chris Callis, art directed by Peter Kleinman
National Lampoon's Animal House Book, 1978, Chris Miller, Harold Ramis, Doug Kenney Art Direction by Peter Kleinman and Judith Jacklin Belushi
National Lampoon Sunday Newspaper Parody, 1978 (claiming to be a Sunday issue of the Dacron, Ohio (a spoof on Akron, Ohio) Republican–Democrat, this publication was originally issued in loose newsprint sections, mimicking a genuine American Sunday newspaper.) Art Direction and Design by Skip Johnston
National Lampoon Presents Claire Bretécher, 1978, work by Claire Bretécher, French satirical cartoonist, 1978, Sean Kelly (editor), Translator Valerie Marchant
Slightly Higher in Canada, 1978, Anthology of Canadian humor from National Lampoon. Sean Kelly and Ted Mann (Editors)
Cartoons Even We Won't Dare Print, 1979, Sean Kelly and John Weidman (Editors), Simon and Schuster
National Lampoon The Book of Books, 1979, Edited by Jeff Greenfield. Designed and Art Directed by Peter Kleinman
National Lampoon Tenth Anniversary Anthology 1970–1980 1979 Edited by P.J. O'Rourke, art directed by Peter Kleinman
National Lampoon Best Of #9: The Good Parts 1978-1980, 1981, the last anthology.
Books
Would You Buy A Used War From This Man?, 1972, edited by Henry Beard
Letters from the Editors of National Lampoon, 1973, edited by Brian McConnachie
National Lampoon This Side of Parodies, 1974, edited by Brian McConnachie and Sean Kelly
The Paperback Conspiracy, 1974, Anthology, Brian McConnachie (editor) Warner Paperback Library
The Job of Sex, 1974, edited by Brian McConnachie
A Dirty Book!, 1976, Sexual Humor from the National Lampoon. P.J. O'Rourke (editor). New American Library,
Another Dirty Book Sexual Humor from the National Lampoon. P.J. O'Rourke and Peter Kaminsky (editors)
National Lampoon's Doon, 1984
"True Facts" special editions and books
National Lampoon True Facts, 1981, compiled by John Bendel, special edition
National Lampoon Peekers & Other True Facts, 1982, by John Bendel, special edition
National Lampoon Presents True Facts: The Book, 1991, by John Bendel "Amazing Ads, Stupefying Signs, Weird Wedding Announcements, and Other Absurd-but-True Samples of Real-Life Funny stuff" by John Bendel, trade paperback by Contemporary Press (now McGraw Hill)
National Lampoon Presents More True Facts, 1992 Contemporary Press
National Lampoon's Big Book of True Facts: 2004 Brand-New Collection of Absurd-but-True Real-Life Funny Stuff
(There were also four all-True-Facts regular issues of the magazine, in 1985, 1986, 1987, and 1988.)
Recordings
Vinyl
Vinyl record albums
National Lampoon Radio Dinner, 1972, produced by Tony Hendra
Lemmings, 1973, an album of material taken from the stage show Lemmings, and produced by Tony Hendra
National Lampoon Missing White House Tapes, 1974, an album taken from the radio show, creative directors Tony Hendra and Sean Kelly
Official National Lampoon Stereo Test and Demonstration Record, 1974, conceived by and written by Ed Subitzky
National Lampoon Gold Turkey, 1975, creative director Brian McConnachie. Cover Photography by Chris Callis. Art Direction by Peter Kleinman
National Lampoon Goodbye Pop 1952–1976, 1975, creative director Sean Kelly
National Lampoon That's Not Funny, That's Sick, 1977. Art directed by Peter Kleinman. Illustrated by Sam Gross
National Lampoon's Animal House (album), 1978, soundtrack album from the movie
Greatest Hits of the National Lampoon, 1978
National Lampoon White Album, 1979
National Lampoon Sex, Drugs, Rock 'N' Roll & the End of the World, 1982
Vinyl singles
A snide parody of Les Crane's 1971 hit "Desiderata", written by Tony Hendra, was recorded and released as "Deteriorata", and stayed on the lower reaches of the Billboard magazine charts for a month in late 1972. "Deteriorata" also became one of National Lampoon best-selling posters.
The gallumphing theme to Animal House rose slightly higher and charted slightly longer in December 1978.
Cassette tape
National Lampoon Radio Dinner, 1972, produced by Tony Hendra
Lemmings, 1973, an album of material taken from the stage show Lemmings, and produced by Tony Hendra
National Lampoon Missing White House Tapes, 1974, an album taken from the radio show, creative directors Tony Hendra and Sean Kelly
National Lampoon Gold Turkey, 1975, creative director Brian McConnachie. Cover Photography by Chris Callis. Art Direction by Peter Kleinman
National Lampoon Goodbye Pop 1952–1976, 1975, creative director Sean Kelly
National Lampoon That's Not Funny, That's Sick, 1977. Art directed by Peter Kleinman. Illustrated by Sam Gross
National Lampoon's Animal House (album), 1978, soundtrack album from the movie
Greatest Hits of the National Lampoon, 1978
National Lampoon White Album, 1979
The Official National Lampoon Car Stereo Test and Demonstration Tape, 1980, conceived and written by Ed Subitzky
National Lampoon Sex, Drugs, Rock 'N' Roll & the End of the World, 1982
CDs
A single CD release, National Lampoon Gold Turkey recordings from The National Lampoon Radio Hour, was released by Rhino Records in 1996.
A three-CD boxed set Buy This Box or We'll Shoot This Dog: The Best of the National Lampoon Radio Hour was released in 1996.
Many of the older albums that were originally on vinyl have been re-issued as CDs and a number of tracks from certain albums are available as MP3s.
Radio
The National Lampoon Radio Hour was a nationally syndicated radio comedy show which was on the air weekly from 1973 to 1974. For a complete listing of shows, see. Former Lampoon editor Tony Hendra later revived this format in 2012 for The Final Edition Radio Hour, which became a podcast for National Lampoon, Inc. in 2015.
True Facts, 1977–1978, written by and starring Peter Kaminsky, Ellis Weiner, Danny Abelson, Sylvia Grant
Theater
Lemmings (1973) was National Lampoon most successful theatrical venture. The off-Broadway production took the form of a parody of the Woodstock Festival. Co-written by Tony Hendra and Sean Kelly, and directed and produced by Hendra, it introduced John Belushi, Chevy Chase and Christopher Guest in their first major roles. The show formed several companies and ran for a year at New York's Village Gate. A touring show called "That's not Funny That's Sick" toured the US & Canada 1976-77
The National Lampoon Radio Hour, 1975, with John Belushi, Brian Doyle, Bill Murray, Gilda Radner and Harold Ramis.
If We're Late, Start Without Us!, 1979, head writer Sean Kelly
National Lampoon's Class of '86: This show was performed at the Village Gate in 1986, aired on cable in the 1980s, and was subsequently available on VHS.
Television
Delta House, 1979, Universal Television for ABC-TV Network (two derivative frat house projects, NBC's Brothers and Sisters and CBS' Co-Ed Fever aired at the same time. None of the series were successful.)
National Lampoon's Comedy Playoffs, 1990, Showtime Networks
Films
Considerable ambiguity exists about what actually constitutes a National Lampoon film.
During the 1970s and early 1980s, a few films were made as spin-offs from the original National Lampoon magazine, using its creative staff. The first theatrical release, and by far the most successful National Lampoon film was National Lampoon's Animal House (1978). Starring John Belushi and written by Doug Kenney, Harold Ramis, and Chris Miller, it became the highest-grossing comedy film of that time. Produced on a low budget, it was so enormously profitable that, from that point on for the next two decades, the name "National Lampoon" applied to the title of a movie was considered to be a valuable selling point in and of itself.
Numerous movies were subsequently made that had "National Lampoon" as part of the title. Many of these were unrelated projects because, by that time, the name "National Lampoon" could simply be licensed on a one-time basis, by any company, for a fee. Critics such as the Orlando Sentinel′s Roger Moore and The New York Times′ Andrew Adam Newman have written about the cheapening of the National Lampoon′s movie imprimatur; in 2006, an Associated Press review said: "The National Lampoon, once a brand name above nearly all others in comedy, has become shorthand for pathetic frat boy humor."
The first of the National Lampoon movies was a not-very-successful made-for-TV movie:
Disco Beaver from Outer Space, broadcast in 1978.
National Lampoon's Animal House
In 1978, National Lampoon's Animal House was released. Made on a small budget, it did phenomenally well at the box office. In 2001, the United States Library of Congress considered the film "culturally significant", and preserved it in the National Film Registry.
The script had its origins in a series of short stories that had been previously published in the magazine. These included Chris Miller's "Night of the Seven Fires", which dramatized a fraternity initiation and included the characters Pinto and Otter, which contained prose versions of the toga party, the "road trip", and the dead horse incident. Another source was Doug Kenney's "First Lay Comics", which included the angel and devil scene and the grocery-cart affair. According to the authors, most of these elements were based on real incidents.
The film was of great cultural significance to its time, as The New York Times describes the magazine's 1970s period as "Hedonism {} in full sway and political correctness in its infancy." Animal House, as the article describes was a crucial film manifestation of that culture.
An article from The Atlantic Monthly describes how Animal House captures the struggle between "elitist {fraternity} who willingly aligned itself with the establishment, and the kind full of kooks who refused to be tamed." That concept was a crucial figment of the early National Lampoon Magazine, according to a The New York Times article concerning the early years of the Magazine and co-founder Douglas Kenney's brand of comedy as a "liberating response to a rigid and hypocritical culture."
National Lampoon's Class Reunion
This 1982 movie was an attempt by John Hughes to make something similar to Animal House. National Lampoon's Class Reunion was not successful, however.
National Lampoon's Vacation
Released in 1983, the movie National Lampoon's Vacation was based upon John Hughes's National Lampoon story "Vacation '58". The movie's financial success gave rise to several follow-up films, including National Lampoon's European Vacation (1985), National Lampoon's Christmas Vacation (1989), based on John Hughes's "Christmas '59", Vegas Vacation (1997), and most recently Vacation (2015), all featuring Chevy Chase.
Similar films
The Robert Altman film O.C. and Stiggs (1987) was based on two characters who had been featured in several written pieces in National Lampoon magazine, including an issue-long story from October 1982 entitled "The Utterly Monstrous, Mind-Roasting Summer of O.C. and Stiggs." Completed in 1984, the film was not released until 1987, when it was shown in a small number of theaters and without the "National Lampoon" name. It was not a success.
Following the success of Animal House, MAD magazine lent its name to a 1980 comedy titled Up the Academy. Although two of Animal House co-writers were the Lampoon Doug Kenney and Chris Miller, Up The Academy was strictly a licensing maneuver, with no creative input from Mad staff or contributors. It was a critical and commercial failure.
Film about the magazine
In 2015, a documentary film was released called National Lampoon: Drunk Stoned Brilliant Dead. The film featured a great deal of content from the magazine, as well as interviews with staff members and fans, and it explains how the magazine changed the course of humor.
The 2018 film A Futile and Stupid Gesture, a biography of co-founder Douglas Kenney, also depicts the magazine's early years. The film was described by a 2018 New York Times article as a "snapshot of a moment where comedy's freshest counter-culture impulse was gleefully crass and willfully offensive." In the same article, Kenney was said to "spot a comical hollowness and rot in the society he and his peers were trained to join."
Notes
References
Further reading
Going Too Far, Tony Hendra, 1987, Doubleday, New York.
If You Don't Buy This Book, We'll Kill This Dog! Life, Laughs, Love, & Death at National Lampoon 1994, Matty Simmons, Barricade Books, New York.
Mr. Mike: The Life and Work of Michael O'Donoghue, Dennis Perrin, 1998, AvonBooks, New York.
A Futile and Stupid Gesture: How Doug Kenney and National Lampoon Changed Comedy Forever, Josh Karp, 2006.
That's Not Funny, That's Sick: The National Lampoon and the Comedy Insurgents Who Captured the Mainstream, Ellin Stein, 2013, W. W. Norton & Company, New York.
External links
Mark's Very Large National Lampoon website
Gallery of all National Lampoon covers, 1970-1998
Two part interview with the Lampoon's first female contributing editor, Anne Beatts, on her involvement with the magazine: Part One / Part Two
Gallery of art director Michael Gross' covers and art
[https://www.nytimes.com/2005/07/03/arts/03tapp.html?pagewanted=1&ei=5090&en=7912f064b27caa5b&ex=1278043200&partner=rssuserland&emc=rss "National Lampoon Grows Up By Dumbing Down] by Jake Tapper, The New York Times'', July 3, 2005.
List of National Lampoon movies
Satirical magazines published in the United States
Black comedy
Defunct magazines published in the United States
English-language magazines
Epic Records artists
Magazines established in 1969
Magazines disestablished in 1998
Radar Records artists
1970s in comedy
1980s in comedy
1990s in comedy
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Naomi A. Klein (born May 8, 1970) is a Canadian author, social activist, and filmmaker known for her political analyses, support of ecofeminism, organized labour, left-wing politics and criticism of corporate globalization, fascism, ecofascism and capitalism. On a three-year appointment from September 2018, she was the Gloria Steinem Chair in Media, Culture, and Feminist Studies at Rutgers University.
Klein first became known internationally for her alter-globalization book No Logo (1999). The Take (2004), a documentary film about Argentina's occupied factories, written by her and directed by her husband Avi Lewis, further increased her profile, while The Shock Doctrine (2007), a critical analysis of the history of neoliberal economics, solidified her standing as a prominent activist on the international stage. The Shock Doctrine was adapted into a six-minute companion film by Alfonso and Jonás Cuarón, as well as a feature-length documentary by Michael Winterbottom. Klein's This Changes Everything: Capitalism vs. the Climate (2014) was a New York Times non-fiction bestseller and the winner of the Hilary Weston Writers' Trust Prize for Nonfiction.
In 2016, Klein was awarded the Sydney Peace Prize for her activism on climate justice. Klein frequently appears on global and national lists of top influential thinkers, including the 2014 Thought Leaders ranking compiled by the Gottlieb Duttweiler Institute, Prospect magazine's world thinkers 2014 poll, and Maclean's 2014 Power List. She was formerly a member of the board of directors of the climate activist group 350.org.
Family
Naomi Klein was born in Montreal, Quebec, and brought up in a Jewish family with a history of peace activism. Her parents were self-described hippies who emigrated from the United States in 1967 as war resisters to the Vietnam War. Her mother, documentary film-maker Bonnie Sherr Klein, is best known for her anti-pornography film Not a Love Story. Her father, Michael Klein, is a physician and a member of Physicians for Social Responsibility. Her brother, Seth Klein, is an author and the former director of the British Columbia office of the Canadian Centre for Policy Alternatives.
Before World War II, her paternal grandparents were communists, but they began to turn against the Soviet Union after the Molotov–Ribbentrop Pact in 1939. In 1942, her grandfather, an animator at Disney, was fired after the 1941 strike, and had to switch to working in a shipyard instead. By 1956 they had abandoned communism. Klein's father grew up surrounded by ideas of social justice and racial equality, but found it "difficult and frightening to be the child of Communists", a so-called red diaper baby.
Klein's husband, Avi Lewis, was born into a political and journalistic family. His grandfather, David Lewis, was an architect and leader of the federal New Democratic Party, while his father, Stephen Lewis, was a leader of the Ontario New Democratic Party. Avi Lewis works as a TV journalist and documentary filmmaker. The couple's only child, son Toma, was born on June 13, 2012.
Early life
Klein spent much of her teenage years in shopping malls, obsessed with designer labels. As a child and teenager, she found it "very oppressive to have a very public feminist mother" and she rejected politics, instead embracing "full-on consumerism".
She has attributed her change in worldview to two catalysts. One was when she was 17 and preparing for the University of Toronto, her mother had a stroke and became severely disabled. Naomi, her father, and her brother took care of Bonnie through the period in hospital and at home, making educational sacrifices to do so. That year off prevented her "from being such a brat". The next year, after beginning her studies at the University of Toronto, the second catalyst occurred: the 1989 École Polytechnique massacre of female engineering students, which proved to be a wake-up call to feminism.
Klein's writing career began with contributions to The Varsity, a student newspaper, where she served as editor-in-chief. After her third year at the University of Toronto, she dropped out of university to take a job at The Globe and Mail, followed by an editorship at This Magazine. In 1995, she returned to the University of Toronto with the intention of finishing her degree but left University to pursue an internship in journalism before acquiring the final credits required to complete her degree.
Works
No Logo
In 1999 Klein published the book No Logo, which for many became a manifesto of the anti-globalization movement. In it, she attacks brand-oriented consumer culture and the operations of large corporations. She also accuses several such corporations of unethically exploiting workers in the world's poorest countries in pursuit of greater profits. In this book, Klein criticized Nike so severely that Nike published a point-by-point response. No Logo became an international bestseller, selling over one million copies in over 28 languages.
Fences and Windows
Klein's Fences and Windows (2002) is a collection of her articles and speeches written on behalf of the anti-globalization movement (all proceeds from the book go to benefit activist organizations through The Fences and Windows Fund).
The Take
The Take (2004), a documentary film collaboration by Klein and Lewis, concerns factory workers in Argentina who took over a closed plant and resumed production, operating as a collective. The first African screening was in the Kennedy Road shack settlement in the South African city of Durban, where the Abahlali baseMjondolo movement began.
An article in Z Communications criticized The Take for its portrayal of the Argentine general and politician Juan Domingo Perón arguing that he was falsely portrayed as a social democrat.
The Shock Doctrine
Klein's third book, The Shock Doctrine: The Rise of Disaster Capitalism, was published on September 4, 2007. The book argues that the free market policies of Nobel Laureate Milton Friedman and the Chicago School of Economics have risen to prominence in countries such as Chile, under Pinochet, Poland, Russia, under Yeltsin. The book also argues that policy initiatives (for instance, the privatization of Iraq's economy under the Coalition Provisional Authority) were rushed through while the citizens of these countries were in shock from disasters, upheavals, or invasion. The book became an international and New York Times bestseller and was translated into 28 languages.
Central to the book's thesis is the contention that those who wish to implement unpopular free market policies now routinely do so by taking advantage of certain features of the aftermath of major disasters, be they economic, political, military or natural. The suggestion is that when a society experiences a major 'shock' there is a widespread desire for a rapid and decisive response to correct the situation; this desire for bold and immediate action provides an opportunity for unscrupulous actors to implement policies which go far beyond a legitimate response to disaster. The book suggests that when the rush to act means the specifics of a response will go unscrutinized, that is the moment when unpopular and unrelated policies will intentionally be rushed into effect. The book appears to claim that these shocks are in some cases intentionally encouraged or even manufactured.
Klein identifies the "shock doctrine", elaborating on Joseph Schumpeter, as the latest in capitalism's phases of "creative destruction".
The Shock Doctrine was adapted into a short film of the same name, released onto YouTube. The original is no longer available on the site, however, a duplicate was published in 2008. The film was directed by Jonás Cuarón, produced and co-written by his father Alfonso Cuarón. The original video was viewed over one million times.
The publication of The Shock Doctrine increased Klein's prominence, with The New Yorker judging her "the most visible and influential figure on the American left—what Howard Zinn and Noam Chomsky were thirty years ago." On February 24, 2009, the book was awarded the inaugural Warwick Prize for Writing from the University of Warwick in England. The prize carried a cash award of £50,000.
This Changes Everything: Capitalism vs. the Climate
Klein's fourth book, This Changes Everything: Capitalism vs. the Climate was published in September 2014. The book puts forth the argument that the hegemony of neoliberal market fundamentalism is blocking any serious reforms to halt climate change and protect the environment. Questioned about Klein's claim that capitalism and controlling climate change were incompatible, Benoit Blarel, manager of the Environment and Natural Resources global practice at the World Bank, said that the write-off of fossil fuels necessary to control climate change "will have a huge impact all over" and that the World Bank was "starting work on this". The book won the 2014 Hilary Weston Writers' Trust Prize for Nonfiction, and was a shortlisted nominee for the 2015 Shaughnessy Cohen Prize for Political Writing.
No Is Not Enough: Resisting Trump's Shock Politics and Winning the World We Need
Klein's fifth book, No Is Not Enough: Resisting Trump's Shock Politics and Winning the World We Need was published in June 2017. It has also been published Internationally with the alternative subtitle Defeating the New Shock Politics.
The Battle for Paradise: Puerto Rico Takes on the Disaster Capitalists
Released in June 2018 as paperback and e-book, The Battle for Paradise: Puerto Rico Takes on the Disaster Capitalists covers what San Juan Mayor Carmen Yulín Cruz refers to as the post-Hurricane Maria unmasked colonialism leading to inequality and "creating a fierce humanitarian crisis."
On Fire: The (Burning) Case for a Green New Deal
In April 2019, Simon & Schuster announced they would be publishing Klein's seventh book, On Fire: The (Burning) Case for a Green New Deal, which was published on September 17, 2019. On Fire is a collection of essays focusing on climate change and the urgent actions needed to preserve the world. Klein relates her meeting with Greta Thunberg in the opening essay in which she discusses the entrance of young people into those speaking out for climate awareness and change. She supports the Green New Deal throughout the book and in the final essay she discusses the 2020 U.S. election stating: "The stakes of the election are almost unbearably high. It's why I wrote the book and decided to put it out now and why I'll be doing whatever I can to help push people toward supporting a candidate with the most ambitious Green New Deal platform—so that they win the primaries and then the general."
Views
Iraq War criticism
Klein has written about the Iraq War. In "Baghdad Year Zero" (Harper's Magazine, September 2004), Klein argues that, contrary to popular belief, the George W. Bush administration did have a clear plan for post-invasion Iraq: to build a completely unconstrained free market economy. She describes plans to allow foreigners to extract wealth from Iraq and the methods used to achieve those goals. Her "Baghdad Year Zero" was one of the inspirations for the 2008 film War, Inc.
Klein's "Bring Najaf to New York" (The Nation, August 2004) argued that Muqtada Al Sadr's Mahdi Army "represents the overwhelmingly mainstream sentiment in Iraq" and that, if he were elected, "Sadr would try to turn Iraq into a theocracy like Iran," although his immediate demands were for "direct elections and an end to foreign occupation". Marc Cooper, a former Nation columnist, attacked the assertion that Al Sadr represented mainstream Iraqi sentiment and that American forces had brought the war to the holy city of Najaf. "Klein should know better," he wrote. "All enemies of the U.S. occupation she opposes are not her friends. Or ours. Or those of the Iraqi people. I don't think that Mullah Al Sadr, in any case, is much desirous of support issuing from secular Jewish feminist-socialists."
Venezuela
Klein signed a 2004 petition entitled "We would vote for Hugo Chávez". In 2007, she described Venezuela under the Chávez government as a country where "citizens had renewed their faith in the power of democracy to improve their lives," and described Venezuela as a place sheltered by Chávez's policies from the economic shocks produced by capitalism. Rather, according to Klein, Chávez protected his country from financial crisis by building "a zone of relative economic calm and predictability." According to reviewer Todd Gitlin, who described the overall argument of Klein's book The Shock Doctrine (2007) as "more right than wrong," Klein is "a romantic," who expected that the Chávez government would produce a bright future in which worker-controlled co-operatives would run the economy. The Shock Doctrine was consistent with her prior thinking about globalization, and in that book she describes Chávez' policies as an example of public control of some sectors of the economy as protecting poor people from harm caused by globalization. After the collapse of the Venezuelan economy and severe erosion of its democratic institutions under Chávez' successor Nicolás Maduro, Klein and other people who had supported Chávez were criticized by conservative writers such as James Kirchick and Mark Milke.
Criticism of Israel
In March 2008, Klein was the keynote speaker at the first national conference of the Alliance of Concerned Jewish Canadians. In January 2009, during the Gaza War, Klein supported the Boycott, Divestment and Sanctions (BDS) campaign against Israel, arguing that "the best strategy to end the increasingly bloody occupation is for Israel to become the target of the kind of global movement that put an end to apartheid in South Africa."
In summer 2009, on the occasion of the publication of the Hebrew translation of her book The Shock Doctrine, Klein visited Israel, the West Bank, and Gaza, combining the promotion of her book and the BDS campaign. In an interview to the Israeli newspaper Haaretz she emphasized that it was important to her "not to boycott Israelis but rather to boycott the normalization of Israel and the conflict." In a speech in Ramallah on June 27, she apologized to the Palestinians for not joining the BDS campaign earlier. Her remarks, particularly that "[Some Jews] even think we get one get-away-with-genocide-free card" were characterized by Noam Schimmel, an op-ed columnist in The Jerusalem Post, as "violent" and "unethical", and as the "most perverse of aspersions on Jews, an age-old stereotype of Jews as intrinsically evil and malicious."
Klein was also a spokesperson for the protest against the spotlight on Tel Aviv at the 2009 Toronto International Film Festival, a spotlight that Klein said was a very selective and misleading portrait of Israel.
Environmentalism
By 2009, Klein's attention had turned to environmentalism, with particular focus on climate change, the subject of her book This Changes Everything (2014). According to her website in 2016, the book and its accompanying film (released in 2015) would be about "how the climate crisis can spur economic and political transformation." She sat on the board of directors of campaign group 350.org and took part in their "Do the Math" tour in 2013, encouraging a divestment movement.
She encouraged the Occupy movement to join forces with the environmental movement, saying the financial crisis and the climate crisis are similarly rooted in unrestrained corporate greed. She gave a speech at Occupy Wall Street where she described the world as "upside down", where we act as if "there is no end to what is actually finite—fossil fuels and the atmospheric space to absorb their emissions," and as if there are "limits to what is actually bountiful—the financial resources to build the kind of society we need."
She has been a particularly vocal critic of the Athabasca oil sands in Alberta, describing it in a TED talk as a form of "terrestrial skinning." On September 2, 2011, she attended the demonstration against the Keystone XL pipeline outside the White House and was arrested. Klein celebrated Obama's decision to postpone a decision on the Keystone pipeline until 2013 pending an environmental review as a victory for the environmental movement.
She attended the Copenhagen Climate Summit of 2009. She put the blame for the failure of Copenhagen on President Barack Obama, and described her own country, Canada, as a "climate criminal." She presented the Angry Mermaid Award (a satirical award designed to recognise the corporations who have best sabotaged the climate negotiations) to Monsanto.
Writing in the wake of Hurricane Sandy, she warned that the climate crisis constitutes a massive opportunity for disaster capitalists and corporations seeking to profit from crisis. But equally, the climate crisis "can be a historic moment to usher in the next great wave of progressive change," or a so-called "People's Shock."
In November 2016, following the election of Donald Trump as the 45th President of the United States, Klein called for an international campaign to impose economic sanctions on the United States if his administration refuses to abide by the terms of the Paris Agreement.
Other activities
Klein contributes to The Nation, In These Times, The Globe and Mail, This Magazine, Harper's Magazine, and The Guardian, and is a senior contributor for The Intercept. She is a former Miliband Fellow and lectured at the London School of Economics on the anti-globalization movement. Her appointment as the inaugural Gloria Steinem Endowed Chair in Media, Culture and Feminist Studies at Rutgers University–New Brunswick began in October 2018 and runs for 3 years. The position is funded by foundations, endowments and individuals.
Klein ranked 11th in an internet poll of the top global intellectuals of 2005, a list of the world's top 100 public intellectuals compiled by the Prospect magazine in conjunction with Foreign Policy magazine. She was involved in 2010 G-20 Toronto summit protests, condemning police force and brutality. She spoke to a rally seeking the release of protesters in front of police headquarters on June 28, 2010.
In October 2011, she visited Occupy Wall Street and gave a speech declaring the protest movement "the most important thing in the world". On November 10, 2011, she participated in a panel discussion about the future of Occupy Wall Street with four other panelists, including Michael Moore, William Greider, and Rinku Sen, in which she stressed the crucial nature of the evolving movement.
Klein also made an appearance in the British radio show Desert Island Discs on BBC Radio 4 in 2017.
Klein was a key instigator of the Leap Manifesto, a political manifesto issued in the context of the 2015 Canadian federal election focused on addressing the climate crisis through restructuring the Canadian economy and dealing with issues of income and wealth inequality, racism, and colonialism. The manifesto has been noted as an influence in the development of the Green New Deal and eventually led to the establishment of The Leap, an organization that works to promote the realization of the principles behind the original manifesto.
In November 2019, along with other public figures, Klein signed a letter supporting Labour Party leader Jeremy Corbyn describing him as "a beacon of hope in the struggle against emergent far-right nationalism, xenophobia and racism in much of the democratic world" and endorsed him in the 2019 UK general election.
Honors and awards
No Is Not Enough longlisted for the 2017 National Book Award for Nonfiction in the US
2014 Hilary Weston Writers' Trust Prize for Nonfiction for This Changes Everything
The Observer 'Book of the Year', This Changes Everything
The Guardian, 'Readers' 10 best books of 2014' for This Changes Everything
Book Review '100 Notable Books of the Year', This Changes Everything
Warwick Prize for Writing, for The Shock Doctrine
The New York Times Critics' Pick of the Year, The Shock Doctrine
No Logo – Top 100 Non Fiction books of all-time list (2016), The Guardian
Time magazine's list of Top 100 Non-Fiction books published since 1923, No Logo.
Sydney Peace Prize, 2016
Honorary doctorate, Saint Thomas University (2011)
Honorary doctorate, University of Amsterdam (2019)
List of works
Books
Chapters
Articles
Filmography
The Corporation (2003) (interviewee)
The Take (2004) (writer)
The Shock Doctrine (2009) (writer)
Catastroika (2012) (appearance)
This Changes Everything (2015)
See also
Alter-globalization
Leap Manifesto
Green New Deal
References
External links
(and others)
1970 births
Living people
20th-century Canadian non-fiction writers
20th-century Canadian women writers
21st-century Canadian non-fiction writers
21st-century Canadian women writers
Activists from Montreal
American Book Award winners
Anglophone Quebec people
Anti-Americanism
Anti-consumerists
Anti-corporate activists
Anti-globalization writers
Anti-war activists
Canadian activists
Canadian anti-capitalists
Canadian anti-fascists
Canadian documentary film directors
Canadian economics writers
Canadian environmentalists
Canadian feminist writers
Canadian pacifists
Canadian people of American-Jewish descent
Canadian political journalists
Canadian socialists
Canadian women activists
Canadian women environmentalists
Canadian women journalists
Canadian women non-fiction writers
Climate activists
Cultural critics
Ecofeminists
Jewish anti-fascists
Jewish Canadian writers
Jewish feminists
Jewish philosophers
Jewish socialists
Jewish women writers
Lecturers
Lewis family (Canada)
Left-wing politics in Canada
Left-libertarians
Philosophers of culture
Philosophers of economics
Philosophers of history
Progressivism in Canada
Political philosophers
Canadian social commentators
Secular Jews
Social critics
Social philosophers
Canadian socialist feminists
The Globe and Mail people
The Nation (U.S. magazine) people
Third-wave feminism
Toronto Star people
University of Toronto alumni
Women documentary filmmakers
Women political writers
Writers about activism and social change
Writers from Montreal
Jewish Canadian journalists
Jewish Canadian filmmakers
|
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] |
The NBA (National Basketball Association) is a men's professional basketball league in North America.
NBA may also refer to:
Chemistry
3-Nitrobenzanthrone
3-Nitrobenzyl alcohol
n-Butylamine an organic compound
Sports
National Boxing Association, a boxing sanctioning body that became the World Boxing Association in 1962
Nepal Basketball Association, the national basketball association of Nepal participating in the FIBA Asia zone of the International Basketball Federation (FIBA)
Nippon Badminton Association, the national governing body for the sport of badminton in Japan
Other uses
.nba, a file extension used by Nero software.
NBA (video game series), the video game series based on the National Basketball Association
NBA (2005 video game), a 2005 basketball video game
Narmada Bachao Andolan, a political movement in India against a dam built on the Narmada River
National Bank Act, the primary federal legislation authorizing the creation of national banks in the United States
National Bar Association (United States)
National Board of Accreditation, a higher education accreditation body in India
National Book Award, an award given for literary achievement in the United States
National Braille Association (United States)
Net Book Agreement (United Kingdom)
Neue Bach-Ausgabe, the second complete edition of the music of J. S. Bach
Newcastle Brown Ale (United Kingdom)
Nihon Bus Association
North British Academy of Arts (United Kingdom)
News Broadcasters Association, a private organization of broadcasters in India.
National Biodiversity Authority
YoungBoy Never Broke Again, an American rapper
See also
|
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Nikolai Ivanovich Bukharin () ( – 15 March 1938) was a Bolshevik revolutionary, Soviet politician, Marxist philosopher and economist and prolific author on revolutionary theory.
As a young man, he spent six years in exile working closely with fellow exiles Vladimir Lenin and Leon Trotsky. After the revolution of February 1917, he returned to Moscow, where his Bolshevik credentials earned him a high rank in the party, and after the October Revolution became editor of their newspaper Pravda.
Within the Bolshevik Party, Bukharin was initially a left communist, but gradually moved to the right from 1921. His strong support for and defence of the New Economic Policy (NEP) eventually saw him lead the Right Opposition. By late 1924, this stance had positioned Bukharin favourably as Joseph Stalin's chief ally, with Bukharin soon elaborating Stalin's new theory and policy of Socialism in One Country. Together, Bukharin and Stalin ousted Trotsky, Grigory Zinoviev and Lev Kamenev from the party at the 15th Communist Party Congress in December 1927. From 1926 to 1929, Bukharin enjoyed great power as General Secretary of the Comintern's executive committee. However, Stalin's decision to proceed with collectivisation drove the two men apart, and Bukharin was expelled from the Politburo in 1929.
When the Great Purge began in 1936, some of Bukharin's letters, conversations and tapped phone-calls indicated disloyalty. Arrested in February 1937, Bukharin was charged with conspiring to overthrow the Soviet state. After a show trial that alienated many Western communist sympathisers, he was executed in March 1938.
Before 1917
Nikolai Bukharin was born on 27 September (9 October, new style), 1888, in Moscow. He was the second son of two schoolteachers, Ivan Gavrilovich Bukharin and Liubov Ivanovna Bukharina. According to Nikolai his father did not believe in God and often asked him to recite poetry for family friends as young as four years old. His childhood is vividly recounted in his mostly autobiographic novel How It All Began.
Bukharin's political life began at the age of sixteen, with his lifelong friend Ilya Ehrenburg, when they participated in student activities at Moscow University related to the Russian Revolution of 1905. He joined the Russian Social Democratic Labour Party in 1906, becoming a member of the Bolshevik faction. With Grigori Sokolnikov, Bukharin convened the 1907 national youth conference in Moscow, which was later considered the founding of Komsomol.
By age twenty, he was a member of the Moscow Committee of the party. The committee was widely infiltrated by the Tsarist secret police, the Okhrana. As one of its leaders, Bukharin quickly became a person of interest to them. During this time, he became closely associated with Valerian Obolensky and Vladimir Smirnov. He also met his future first wife, Nadezhda Mikhailovna Lukina, his cousin and the sister of Nikolai Lukin, who was also a member of the party. They married in 1911, soon after returning from internal exile.
In 1911, after a brief imprisonment, Bukharin was exiled to Onega in Arkhangelsk, but he soon escaped to Hanover. He stayed in Germany for a year before visiting Kraków (now in Poland) in 1912 to meet Vladimir Lenin for the first time. During the exile, he continued his education and wrote several books that established him in his 20s as a major Bolshevik theorist. His work, Imperialism and World Economy influenced Lenin, who freely borrowed from it in his larger and better-known work, Imperialism, the Highest Stage of Capitalism. He and Lenin also often had hot disputes on theoretical issues, as well as Bukharin's closeness with the European Left and his anti-statist tendencies. Bukharin developed an interest in the works of Austrian Marxists and non-Marxist economic theorists, such as Aleksandr Bogdanov, who deviated from Leninist positions. Also, while in Vienna in 1913, he helped the Georgian Bolshevik Joseph Stalin write an article, "Marxism and the National Question," at Lenin's request.
In October 1916, while based in New York City, Bukharin edited the newspaper Novy Mir (New World) with Leon Trotsky and Alexandra Kollontai. When Trotsky arrived in New York in January 1917, Bukharin was the first of the émigrés to greet him. (Trotsky's wife recalled, "with a bear hug and immediately began to tell them about a public library which stayed open late at night and which he proposed to show us at once" dragging the tired Trotskys across town "to admire his great discovery").
From 1917 to 1923
At the news of the Russian Revolution of February 1917, exiled revolutionaries from around the world began to flock back to the homeland. Trotsky left New York on 27 March 1917, sailing for St. Petersburg. Bukharin left New York in early April and returned to Russia by way of Japan (where he was temporarily detained by local police), arriving in Moscow in early May 1917. Politically, the Bolsheviks in Moscow were a minority in relation to the Mensheviks and Social Democrats. As more people began to be attracted to Lenin's promise to bring peace by withdrawing from the Great War, membership in the Bolshevik faction began to increase dramatically — from 24,000 members in February 1917 to 200,000 members in October 1917. Upon his return to Moscow, Bukharin resumed his seat on the Moscow City Committee and also became a member of the Moscow Regional Bureau of the party.
To complicate matters further, the Bolsheviks themselves were divided into a right wing and a left wing. The right-wing of the Bolsheviks, including Aleksei Rykov and Viktor Nogin, controlled the Moscow Committee, while the younger left-wing Bolsheviks, including Vladimir Smirnov, Valerian Osinsky, Georgii Lomov, Nikolay Yakovlev, Ivan Kizelshtein and Ivan Stukov, were members of the Moscow Regional Bureau. On 10 October 1917, Bukharin was elected to the Central Committee, along with two other Moscow Bolsheviks: Andrei Bubnov and Grigori Sokolnikov. This strong representation on the Central Committee was a direct recognition of the Moscow Bureau's increased importance. Whereas the Bolsheviks had previously been a minority in Moscow behind the Mensheviks and the Socialist Revolutionaries, by September 1917 the Bolsheviks were in the majority in Moscow. Furthermore, the Moscow Regional Bureau was formally responsible for the party organizations in each of the thirteen central provinces around Moscow — which accounted for 37% of the whole population of Russia and 20% of the Bolshevik membership.While no one dominated revolutionary politics in Moscow during the October Revolution as Trotsky did in St. Petersburg, Bukharin certainly was the most prominent leader in Moscow. During the October Revolution, Bukharin drafted, introduced, and defended the revolutionary decrees of the Moscow Soviet. Bukharin then represented the Moscow Soviet in their report to the revolutionary government in Petrograd. Following the October Revolution, Bukharin became the editor of the party's newspaper, Pravda.
Bukharin believed passionately in the promise of world revolution. In the Russian turmoil near the end of World War I, when a negotiated peace with the Central Powers was looming, he demanded a continuance of the war, fully expecting to incite all the foreign proletarian classes to arms. Even as he was uncompromising toward Russia's battlefield enemies, he also rejected any fraternization with the capitalist Allied powers: he reportedly wept when he learned of official negotiations for assistance.
Bukharin emerged as the leader of the Left Communists in bitter opposition to Lenin's decision to sign the Treaty of Brest-Litovsk. In this wartime power struggle, Lenin's arrest had been seriously discussed by them and Left Socialist Revolutionaries in 1918. Bukharin revealed this in a Pravda article in 1924 and stated that it had been "a period when the party stood a hair from a split, and the whole country a hair from ruin."
After the ratification of the treaty, Bukharin resumed his responsibilities within the party. In March 1919, he became a member of the Comintern's executive committee and a candidate member of the Politburo. During the Civil War period, he published several theoretical economic works, including the popular primer The ABC of Communism (with Yevgeni Preobrazhensky, 1919), and the more academic Economics of the Transitional Period (1920) and Historical Materialism (1921).
By 1921, he changed his position and accepted Lenin's emphasis on the survival and strengthening of the Soviet state as the bastion of the future world revolution. He became the foremost supporter of the New Economic Policy (NEP), to which he was to tie his political fortunes. Considered by the left communists as a retreat from socialist policies, the NEP reintroduced money and allowed private ownership and capitalistic practices in agriculture, retail trade, and light industry while the state retained control of heavy industry.
Power struggle
After Lenin's death in 1924, Bukharin became a full member of the Politburo. In the subsequent power struggle among Leon Trotsky, Grigory Zinoviev, Lev Kamenev and Stalin, Bukharin allied himself with Stalin, who positioned himself as centrist of the Party and supported the NEP against the Left Opposition, which wanted more rapid industrialization, escalation of class struggle against the kulaks (wealthier peasants), and agitation for world revolution. It was Bukharin who formulated the thesis of "Socialism in One Country" put forth by Stalin in 1924, which argued that socialism (in Marxist theory, the period of transition to communism) could be developed in a single country, even one as underdeveloped as Russia. This new theory stated that socialist gains could be consolidated in a single country, without that country relying on simultaneous successful revolutions across the world. The thesis would become a hallmark of Stalinism.
Trotsky, the prime force behind the Left Opposition, was defeated by a triumvirate formed by Stalin, Zinoviev, and Kamenev, with the support of Bukharin. At the Fourteenth Party Congress in December 1925, Stalin openly attacked Kamenev and Zinoviev, revealing that they had asked for his aid in expelling Trotsky from the Party. By 1926, the Stalin-Bukharin alliance ousted Zinoviev and Kamenev from the Party leadership, and Bukharin enjoyed the highest degree of power during the 1926–1928 period. He emerged as the leader of the Party's right wing, which included two other Politburo members (Alexei Rykov, Lenin's successor as Chairman of the Council of People's Commissars and Mikhail Tomsky, head of trade unions) and he became General Secretary of the Comintern's executive committee in 1926. However, prompted by a grain shortage in 1928, Stalin reversed himself and proposed a program of rapid industrialization and forced collectivization because he believed that the NEP was not working fast enough. Stalin felt that in the new situation the policies of his former foes—Trotsky, Zinoviev, and Kamenev—were the right ones.
Bukharin was worried by the prospect of Stalin's plan, which he feared would lead to "military-feudal exploitation" of the peasantry. Bukharin did want the Soviet Union to achieve industrialization but he preferred the more moderate approach of offering the peasants the opportunity to become prosperous, which would lead to greater grain production for sale abroad. Bukharin pressed his views throughout 1928 in meetings of the Politburo and at the Communist Party Congress, insisting that enforced grain requisition would be counterproductive, as War Communism had been a decade earlier.
Fall from power
Bukharin's support for the continuation of the NEP was not popular with higher Party cadres, and his slogan to peasants, "Enrich yourselves!" and proposal to achieve socialism "at snail's pace" left him vulnerable to attacks first by Zinoviev and later by Stalin. Stalin attacked Bukharin's views, portraying them as capitalist deviations and declaring that the revolution would be at risk without a strong policy that encouraged rapid industrialization.
Having helped Stalin achieve unchecked power against the Left Opposition, Bukharin found himself easily outmaneuvered by Stalin. Yet Bukharin played to Stalin's strength by maintaining the appearance of unity within the Party leadership. Meanwhile, Stalin used his control of the Party machine to replace Bukharin's supporters in the Rightist power base in Moscow, trade unions, and the Comintern.Bukharin attempted to gain support from earlier foes including Kamenev and Zinoviev who had fallen from power and held mid-level positions within the Communist party. The details of his meeting with Kamenev, to whom he confided that Stalin was "Genghis Khan" and changed policies to get rid of rivals, were leaked by the Trotskyist press and subjected him to accusations of factionalism. Jules Humbert-Droz, a former ally and friend of Bukharin, wrote that in spring 1929, Bukharin told him that he had formed an alliance with Zinoviev and Kamenev, and that they were planning to use individual terror (assassination) to get rid of Stalin. Eventually, Bukharin lost his position in the Comintern and the editorship of Pravda in April 1929, and he was expelled from the Politburo on 17 November of that year.
Bukharin was forced to renounce his views under pressure. He wrote letters to Stalin pleading for forgiveness and rehabilitation, but through wiretaps of Bukharin's private conversations with Stalin's enemies, Stalin knew Bukharin's repentance was insincere.
International supporters of Bukharin, Jay Lovestone of the Communist Party USA among them, were also expelled from the Comintern. They formed an international alliance to promote their views, calling it the International Communist Opposition, though it became better known as the Right Opposition, after a term used by the Trotskyist Left Opposition in the Soviet Union to refer to Bukharin and his supporters there.
Even after his fall, Bukharin still did some important work for the Party. For example, he helped write the 1936 Soviet constitution. Bukharin believed the constitution would guarantee real democratization. There is some evidence that Bukharin was thinking of evolution toward some kind of two-party or at least two-slate elections. Boris Nikolaevsky reported that Bukharin said: "A second party is necessary. If there is only one electoral list, without opposition, that's equivalent to Nazism." Grigory Tokaev, a Soviet defector and admirer of Bukharin, reported that: "Stalin aimed at one party dictatorship and complete centralisation. Bukharin envisaged several parties and even nationalist parties, and stood for the maximum of decentralisation."
Friendship with Osip Mandelstam and Boris Pasternak
In the brief period of thaw in 1934–1936, Bukharin was politically rehabilitated and was made editor of Izvestia in 1934. There, he consistently highlighted the dangers of fascist regimes in Europe and the need for "proletarian humanism". One of his first decisions as editor was to invite Boris Pasternak to contribute to the newspaper and sit in on editorial meetings. Pasternak described Bukharin as "a wonderful, historically extraordinary man, but fate has not been kind to him." They first met during the lying-in-state of the Soviet police chief, Vyacheslav Menzhinsky in May 1934, when Pasternak was seeking help for his fellow poet, Osip Mandelstam, who had been arrested – though at that time neither Pasternak nor Bukharin knew why.
Bukharin had acted as Mandelstam's political protector since 1922. According to Mandelstam's wife, Nadezhda, "M. owed him all the pleasant things in his life. His 1928 volume of poetry would never have come out without the active intervention of Bukharin. The journey to Armenia, our apartment and ration cards, contracts for future volumes – all this was arranged by Bukharin." Bukharin wrote to Stalin, pleading clemency for Mandelstam, and appealed personally to the head of the NKVD, Genrikh Yagoda. It was Yagoda who told him about Mandelstam's Stalin Epigram, after which he refused to have any further contact with Nadezhda Mandelstam, who had lied to him by denying that her husband had written "anything rash". – but continued to befriend Pasternak.
Soon after Mandelstam's arrest, Bukharin was delegated to prepare the official report on poetry for the First Soviet Writers' Congress, in August 1934. He could not any longer risk mentioning Mandelstam in his speech to the congress, but did devote a large section of his to Pasternak, whom he described as "remote from current affairs...a singer of the old intelligensia...delicate and subtle...a wounded and easily vulnerable soul. He is the embodiment of chaste but self-absorbed laboratory craftsmanship..." His speech was greeted with wild applause, though it greatly offended some of the listeners, such as the communist poet Semyon Kirsanov, who complained: "according to Bukharin, all the poets who have used their verses to participate in political life are out of date, but the others are not out of date, the so-called pure (and not so pure) lyric poets."
When Bukharin was arrested two years later, Boris Pasternak displayed extraordinary courage by having a letter delivered to Bukharin's wife saying that he was convinced of his innocence.
Great Purge
Stalin's collectivization policy proved to be as disastrous as Bukharin predicted, but Stalin had by then achieved unchallenged authority in the party leadership. However, there were signs that moderates among Stalin's supporters sought to end official terror and bring a general change in policy, after mass collectivization was largely completed and the worst was over. Although Bukharin had not challenged Stalin since 1929, his former supporters, including Martemyan Ryutin, drafted and clandestinely circulated an anti-Stalin platform, which called Stalin the "evil genius of the Russian Revolution".
However, Sergey Kirov, First Secretary of the Leningrad Regional Committee was assassinated in Leningrad in December 1934, and his death was used by Stalin as a pretext to launch the Great Purge, in which about 700,000 people were to perish as Stalin eliminated all past and potential opposition to his authority. Some historians believe that Kirov's assassination in 1934 was arranged by Stalin himself or at least that there is sufficient evidence to plausibly posit such a conclusion. After Kirov's assassination, the NKVD charged an ever-growing group of former oppositionists with Kirov's murder and other acts of treason, terrorism, sabotage, and espionage.
Increasing tensions with Stalin
In February 1936, shortly before the purge started in earnest, Bukharin was sent to Paris by Stalin to negotiate the purchase of the Marx and Engels archives, held by the German Social Democratic Party (SPD) before its dissolution by Hitler. He was joined by his young wife Anna Larina, which therefore opened the possibility of exile, but he decided against it, saying that he could not live outside the Soviet Union.
Bukharin, who had been forced to follow the Party line since 1929, confided to his old friends and former opponents his real view of Stalin and his policy. His conversations with Boris Nicolaevsky, a Menshevik leader who held the manuscripts on behalf of the SPD, formed the basis of "Letter of an Old Bolshevik", which was very influential in contemporary understanding of the period (especially the Ryutin Affair and the Kirov murder), although there are doubts about its authenticity.
According to Nicolaevsky, Bukharin spoke of "the mass annihilation of completely defenseless men, with women and children" under forced collectivization and liquidation of kulaks as a class that dehumanized the Party members with "the profound psychological change in those communists who took part in the campaign. Instead of going mad, they accepted terror as a normal administrative method and regarded obedience to all orders from above as a supreme virtue. ... They are no longer human beings. They have truly become the cogs in a terrible machine."
Yet to another Menshevik leader, Fyodor Dan, he confided that Stalin became "the man to whom the Party granted its confidence" and "is a sort of a symbol of the Party" even though he "is not a man, but a devil." In Dan's account, Bukharin's acceptance of the Soviet Union's new direction was thus a result of his utter commitment to Party solidarity.
To his boyhood friend, Ilya Ehrenburg, he expressed the suspicion that the whole trip was a trap set up by Stalin. Indeed, his contacts with Mensheviks during this trip were to feature prominently in his trial.
Trial
Stalin was for a long time undecided on Bukharin and Pyatakov. After receiving Yezhov's written evidence denouncing Bukharin, Stalin declined to sanction his arrest. Nevertheless, after the trial and execution of Zinoviev, Kamenev, and other leftist Old Bolsheviks in 1936, Bukharin and Rykov were arrested on 27 February 1937 following a plenum of the Central Committee, and were charged with conspiring to overthrow the Soviet state. Photostatic evidence shows that Stalin’s first impulse was to simply exile Bukharin, without sending him to trial. In the end, Bukharin was killed, but according to historian Alec Nove, "the road to his demise was not a straight one".
Bukharin was tried in the Trial of the Twenty One on 2–13 March 1938 during the Great Purge, along with ex-premier Alexei Rykov, Christian Rakovsky, Nikolai Krestinsky, Genrikh Yagoda, and 16 other defendants alleged to belong to the so-called "Bloc of Rightists and Trotskyites". In a trial meant to be the culmination of previous show trials, it was alleged that Bukharin and others sought to assassinate Lenin and Stalin from 1918, murder Maxim Gorky by poison, partition the Soviet Union and hand out her territories to Germany, Japan, and Great Britain.
Even more than earlier Moscow show trials, Bukharin's trial horrified many previously sympathetic observers as they watched allegations become more absurd than ever and the purge expand to include almost every living Old Bolshevik leader except Stalin. For some prominent Communists such as Bertram Wolfe, Jay Lovestone, Arthur Koestler, and Heinrich Brandler, the Bukharin trial marked their final break with Communism and even turned the first three into passionate anti-Communists eventually.
While Anastas Mikoyan and Vyacheslav Molotov later claimed that Bukharin was never tortured and his letters from prison do not give the suggestion that he was tortured, it is also known that his interrogators were given the order: "beating permitted". Bukharin held out for three months, but threats to his young wife and infant son, combined with "methods of physical influence" wore him down. But when he read his confession amended and corrected personally by Stalin, he withdrew his whole confession. The examination started all over again, with a double team of interrogators.
Bukharin's confession and his motivation became subject of much debate among Western observers, inspiring Koestler's acclaimed novel Darkness at Noon and a philosophical essay by Maurice Merleau-Ponty in Humanism and Terror. His confessions were somewhat different from others in that while he pleaded guilty to the "sum total of crimes," he denied knowledge when it came to specific crimes. Some astute observers noted that he would allow only what was in the written confession and refuse to go any further.
There are several interpretations of Bukharin's motivations (besides being coerced) in the trial. Koestler and others viewed it as a true believer's last service to the Party (while preserving the little amount of personal honor left) whereas Bukharin biographer Stephen Cohen and Robert Tucker saw traces of Aesopian language, with which Bukharin sought to turn the table into an anti-trial of Stalinism (while keeping his part of the bargain to save his family). While his letters to Stalin – he wrote 34 very emotional and desperate letters tearfully protesting his innocence and professing his loyalty – suggest a complete capitulation and acceptance of his role in the trial, it contrasts with his actual conduct in the trial. Bukharin himself speaks of his "peculiar duality of mind" in his last plea, which led to "semi-paralysis of the will" and Hegelian "unhappy consciousness", which likely stemmed not only from his knowledge of the ruinous reality of Stalinism (although of course he could not say so in the trial) but also of the impending threat of fascism.
The result was a curious mix of fulsome confessions (of being a "degenerate fascist" working for the "restoration of capitalism") and subtle criticisms of the trial. After disproving several charges against him (one observer noted that he "proceeded to demolish or rather showed he could very easily demolish the whole case.") and saying that "the confession of the accused is not essential. The confession of the accused is a medieval principle of jurisprudence" in a trial that was solely based on confessions, he finished his last plea with the words:
...the monstrousness of my crime is immeasurable especially in the new stage of struggle of the U.S.S.R. May this trial be the last severe lesson, and may the great might of the U.S.S.R. become clear to all.
The state prosecutor, Andrey Vyshinsky, characterized Bukharin as an "accursed crossbreed of fox and pig" who supposedly committed a "whole nightmare of vile crimes".
While in prison, he wrote at least four book-length manuscripts including a lyrical autobiographical novel, How It All Began, a philosophical treatise, Philosophical Arabesques, a collection of poems, and Socialism and Its Culture – all of which were found in Stalin's archive and published in the 1990s.
Execution
Among other intercessors, the French author and Nobel laureate Romain Rolland wrote to Stalin seeking clemency, arguing that "an intellect like that of Bukharin is a treasure for his country." He compared Bukharin's situation to that of the great chemist Antoine Lavoisier who was guillotined during the French Revolution: "We in France, the most ardent revolutionaries... still profoundly grieve and regret what we did. ... I beg you to show clemency." He had earlier written to Stalin in 1937, "For the sake of Gorky I am asking you for mercy, even if he may be guilty of something," to which Stalin noted: "We must not respond." Bukharin was shot on 15 March 1938 at the Kommunarka shooting ground, but the announcement of his death was overshadowed by the Nazi Anschluss of Austria.
According to Zhores and Roy Medvedev in The Unknown Stalin (2006), Bukharin's last message to Stalin stated "Koba, why do you need me to die?", which was written in a note to Stalin just before his execution. "Koba" was Stalin's nom de guerre, and Bukharin's use of it was a sign of how close the two had once been. The note was allegedly found still in Stalin's desk after his death in 1953.
Despite the promise to spare his family, Bukharin's wife, Anna Larina, was sent to a labor camp, but she survived to see her husband officially rehabilitated by the Soviet state under Mikhail Gorbachev in 1988. Their son, Yuri Larin (born 1936), was sent to an orphanage in an attempt to keep him safe from the authorities, and also lived to see his rehabilitation. His first wife, Nadezhda, died in a labor camp after being arrested in 1938. His second wife, Esfir' Gurvich, and their daughter Svetlana Gurvich-Bukharina (born 1924), were arrested in 1949, but survived past 1988, though they had lived in fear of the government their whole lives.
Political stature and achievements
Bukharin was immensely popular within the party throughout the twenties and thirties, even after his fall from power. In his testament, Lenin portrayed him as the Golden Boy of the party, writing:
Speaking of the young C.C. members, I wish to say a few words about Bukharin and Pyatakov. They are, in my opinion, the most outstanding figures (among the youngest ones), and the following must be borne in mind about them: Bukharin is not only a most valuable and major theorist of the Party; he is also rightly considered the favourite of the whole Party, but his theoretical views can be classified as fully Marxist only with great reserve, for there is something scholastic about him (he has never made a study of the dialectics, and, I think, never fully understood it) ... Both of these remarks, of course, are made only for the present, on the assumption that both these outstanding and devoted Party workers fail to find an occasion to enhance their knowledge and amend their one-sidedness.
Bukharin made several notable contributions to Marxist–Leninist thought, most notably The Economics of the Transition Period (1920) and his prison writings, Philosophical Arabesques, as well as being a founding member of the Soviet Academy of Arts and Sciences, and a keen botanist. His primary contributions to economics were his critique of marginal utility theory, his analysis of imperialism, and his writings on the transition to communism in the Soviet Union.
His ideas, especially in economics and the question of market-socialism, later became highly influential in the Chinese socialist market economy and Deng Xiaoping's reforms.
British author Martin Amis argues that Bukharin was perhaps the only major Bolshevik to acknowledge "moral hesitation" by questioning, even in passing, the violence and sweeping reforms of the early Soviet Union. Amis writes that Bukharin said "during the Civil War he had seen 'things that I would not want even my enemies to see'."
Works
Books and articles
1915: Toward a Theory of the Imperialist State
1917: Imperialism and World Economy
1917: The Russian Revolution and Its Significance
1918: Anarchy and Scientific Communism
1918: Programme of the World Revolution
1919: Economic Theory of the Leisure Class (written 1914)
1919: Church and School in the Soviet Republic
1919: The Red Army and the Counter Revolution
1919: Soviets or Parliament
1920: The ABC of Communism (with Evgenii Preobrazhensky)
1920: On Parliamentarism
1920: The Secret of the League (Part I)
1920: The Secret of the League (Part II)
1920: The Organisation of the Army and the Structure of Society
1920: Common Work for the Common Pot
1921: The Era of Great Works
1921: The New Economic Policy of Soviet Russia
1921: Historical Materialism: A System of Sociology
1922: Economic Organization in Soviet Russia
1923: A Great Marxian Party
1923: The Twelfth Congress of the Russian Communist Party
1924: Imperialism and the Accumulation of Capital
1924: The Theory of Permanent Revolution
1926: Building Up Socialism
1926: The Tasks of the Russian Communist Party
1927: The World Revolution and the U.S.S.R.
1928: New Forms of the World Crisis
1929: Notes of an Economist
1930: Finance Capital in Papal Robes. A Challenge!
1931: Theory and Practice from the Standpoint of Dialectical Materialism
1933: Marx's Teaching and Its Historical Importance
1934: Poetry, Poetics and the Problems of Poetry in the U.S.S.R.
1937–1938: How It All Began, a largely autobiographical novel, written in prison and first published in English in 1998.
Cartoons
Bukharin was a cartoonist who left many cartoons of contemporary Soviet politicians. The renowned artist Konstantin Yuon once told him: "Forget about politics. There is no future in politics for you. Painting is your real calling." His cartoons are sometimes used to illustrate the biographies of Soviet officials. Russian historian Yury Zhukov stated that Nikolai Bukharin's portraits of Joseph Stalin were the only ones drawn from the original, not from a photograph.
References
Bibliography
Bergmann, Theodor, and Moshe Lewin, eds. Bukharin in retrospect (Routledge, 2017).
Biggart, John. "Bukharin and the origins of the 'proletarian culture' debate". Soviet Studies 39.2 (1987): 229–246.
Biggart, John. "Bukharin's Theory of Cultural Revolution" in: Anthony Kemp-Welch (Ed.), The Ideas of Nikolai Bukharin. Oxford: Clarendon Press (1992), 131—158.
Littlejohn, Gary. "State, plan and market in the transition to socialism: the legacy of Bukharin". Economy and Society 8.2 (1979): 206–239.
Smith, Keith. "Introduction to Bukharin: economic theory and the closure of the Soviet industrialisation debate". Economy and Society 8.4 (1979): 446–472.
Primary sources
Bukharin, Nikolaĭ, and Evgeniĭ Alekseevich Preobrazhenskiĭ. ABC of Communism (Socialist Labour Press, 1921). online
Fitzpatrick, Sheila. "The ABC of Communism Revisited". Studies in East European Thought 70.2–3 (2018): 167–179.
Bukharin, Nikolaĭ Ivanovich. Selected Writings on the State and the Transition to Socialism (M. E. Sharpe, 1982).
External links
Nikolai Bukharin archive at marxists.org
Bukharin's death-cell letter to Stalin
How it all began, Bukharin's last letter to his wife
A site dedicated to Bukharin
A Bolshevik Love Story, Mises Institute
February–March Plenum discussions transcript (in Russian) on which Bukharin was finally defeated, humiliated and expelled from Party
Some of Bukharin's famous cartoons
1888 births
1938 deaths
Executive Committee of the Communist International
Expelled members of the Communist Party of the Soviet Union
Full Members of the USSR Academy of Sciences
Great Purge victims from Russia
Imperialism studies
Left communists
Marxist theorists
Members of the Communist Party of the Soviet Union executed by the Soviet Union
Old Bolsheviks
People executed by the Soviet Union by firearm
People from Moscow Governorate
Politburo of the Central Committee of the Communist Party of the Soviet Union members
Politicians from Moscow
Right Opposition
Russian anti-fascists
Russian anti-capitalists
Russian Communist poets
Russian male journalists
Russian Marxists
Russian people executed by the Soviet Union
Russian revolutionaries
Soviet newspaper editors
Soviet rehabilitations
Case of the Anti-Soviet "Bloc of Rightists and Trotskyites"
Imperial Moscow University alumni
Pravda people
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In linguistics, a noun class is a particular category of nouns. A noun may belong to a given class because of the characteristic features of its referent, such as gender, animacy, shape, but such designations are often clearly conventional. Some authors use the term "grammatical gender" as a synonym of "noun class", but others consider these different concepts. Noun classes should not be confused with noun classifiers.
Notion
There are three main ways by which natural languages categorize nouns into noun classes:
according to similarities in their meaning (semantic criterion);
by grouping them with other nouns that have similar form (morphology);
through an arbitrary convention.
Usually, a combination of the three types of criteria is used, though one is more prevalent.
Noun classes form a system of grammatical agreement. A noun in a given class may require:
agreement affixes on adjectives, pronouns, numerals, etc. in the same noun phrase,
agreement affixes on the verb,
a special form of pronoun to replace the noun,
an affix on the noun,
a class-specific word in the noun phrase.
Modern English expresses noun classes through the third person singular personal pronouns he (male person), she (female person), and it (object, abstraction, or animal), and their other inflected forms. Countable and uncountable nouns are distinguished by the choice of many/much. The choice between the relative pronoun who (persons) and which (non-persons) may also be considered a form of agreement with a semantic noun class. A few nouns also exhibit vestigial noun classes, such as stewardess, where the suffix -ess added to steward denotes a female person. This type of noun affixation is not very frequent in English, but quite common in languages which have the true grammatical gender, including most of the Indo-European family, to which English belongs.
In languages without inflectional noun classes, nouns may still be extensively categorized by independent particles called noun classifiers.
Common criteria for noun classes
Common criteria that define noun classes include:
animate vs. inanimate (as in Ojibwe)
rational vs. non-rational (as in Tamil)
human vs. non-human
human vs. animal (zoic) vs. inanimate (as in Polish in masculine)
male vs. other
male human vs. other
masculine vs. feminine
masculine vs. feminine vs. neuter
common vs. neuter
strong vs. weak
augmentative vs. diminutive
countable vs. uncountable
Language families
Algonquian languages
The Ojibwe language and other members of the Algonquian languages distinguish between animate and inanimate classes. Some sources argue that the distinction is between things which are powerful and things which are not. All living things, as well as sacred things and things connected to the Earth are considered powerful and belong to the animate class. Still, the assignment is somewhat arbitrary, as "raspberry" is animate, but "strawberry" is inanimate.
Athabaskan languages
In Navajo (Southern Athabaskan) nouns are classified according to their animacy, shape, and consistency. Morphologically, however, the distinctions are not expressed on the nouns themselves, but on the verbs of which the nouns are the subject or direct object. For example, in the sentence "My shirt is lying on the bed", the verb "lies" is used because the subject "my shirt" is a flat, flexible object. In the sentence "My belt is lying on the bed", the verb "lies" is used because the subject "my belt" is a slender, flexible object.
Koyukon (Northern Athabaskan) has a more intricate system of classification. Like Navajo, it has classificatory verb stems that classify nouns according to animacy, shape, and consistency. However, in addition to these verb stems, Koyukon verbs have what are called "gender prefixes" that further classify nouns. That is, Koyukon has two different systems that classify nouns: (a) a classificatory verb system and (b) a gender system. To illustrate, the verb stem -tonh is used for enclosed objects. When -tonh is combined with different gender prefixes, it can result in daaltonh which refers to objects enclosed in boxes or etltonh which refers to objects enclosed in bags.
Australian Aboriginal languages
The Dyirbal language is well known for its system of four noun classes, which tend to be divided along the following semantic lines:
The class usually labeled "feminine", for instance, includes the word for fire and nouns relating to fire, as well as all dangerous creatures and phenomena. (This inspired the title of the George Lakoff book Women, Fire, and Dangerous Things.)
The Ngangikurrunggurr language has noun classes reserved for canines and hunting weapons. The Anindilyakwa language has a noun class for things that reflect light. The Diyari language distinguishes only between female and other objects. Perhaps the most noun classes in any Australian language are found in Yanyuwa, which has 16 noun classes, including nouns associated with food, trees and abstractions, in addition to separate classes for men and masculine things, women and feminine things. In the men's dialect, the classes for men and for masculine things have simplified to a single class, marked the same way as the women's dialect marker reserved exclusively for men.
Basque
In Basque there are two classes, animate and inanimate; however, the only difference is in the declension of locative cases (inessive, ablative, allative, terminal allative, and directional allative). For inanimate nouns, the locative case endings are attached directly if the noun is singular, and plural and indefinite number are marked by the suffixes -eta- and -(e)ta-, respectively, before the case ending (this is in contrast to the non-locative cases, which follow a different system of number marking where the indefinite form of the ending is the most basic). For example, the noun etxe "house" has the singular ablative form etxetik "from the house", the plural ablative form etxeetatik "from the houses", and the indefinite ablative form etxetatik (the indefinite form is mainly used with determiners that precede the noun: zenbat etxetatik "from how many houses"). For animate nouns, on the other hand, the locative case endings are attached (with some phonetic adjustments) to the suffix -gan-, which is itself attached to the singular, plural, or indefinite genitive case ending. Alternatively, -gan- may attach to the absolutive case form of the word if it ends in a vowel. For example, the noun ume "child" has the singular ablative form umearengandik or umeagandik "from the child", the plural ablative form umeengandik "from the children", and the indefinite ablative form umerengandik or umegandik (cf. the genitive forms umearen, umeen, and umeren and the absolutive forms umea, umeak, and ume). In the inessive case, the case suffix is replaced entirely by -gan for animate nouns (compare etxean "in/at the house" and umearengan/umeagan "in/at the child").
Caucasian languages
Some members of the Northwest Caucasian family, and almost all of the Northeast Caucasian languages, manifest noun class. In the Northeast Caucasian family, only Lezgian, Udi, and Aghul do not have noun classes. Some languages have only two classes, whereas Bats has eight. The most widespread system, however, has four classes: male, female, animate beings and certain objects, and finally a class for the remaining nouns. The Andi language has a noun class reserved for insects.
Among Northwest Caucasian languages, only Abkhaz and Abaza have noun class, making use of a human male/human female/non-human distinction.
In all Caucasian languages that manifest class, it is not marked on the noun itself but on the dependent verbs, adjectives, pronouns and prepositions.
Atlantic–Congo languages
Atlantic–Congo languages can have ten or more noun classes, defined according to non-sexual criteria. Certain nominal classes are reserved for humans. The Fula language has about 26 noun classes (the exact number varies slightly by dialect). According to Steven Pinker, the Kivunjo language has 16 noun classes including classes for precise locations and for general locales, classes for clusters or pairs of objects and classes for the objects that come in pairs or clusters, and classes for abstract qualities.
Bantu languages
According to Carl Meinhof, the Bantu languages have a total of 22 noun classes called nominal classes (this notion was introduced by W. H. J. Bleek). While no single language is known to express all of them, most of them have at least 10 noun classes. For example, by Meinhof's numbering, Shona has 20 classes, Swahili has 15, Sotho has 18 and Ganda has 17.
Additionally, there are polyplural noun classes. A polyplural noun class is a plural class for more than one singular class. For example, Proto-Bantu class 10 contains plurals of class 9 nouns and class 11 nouns, while class 6 contains plurals of class 5 nouns and class 15 nouns. Classes 6 and 10 are inherited as polyplural classes by most surviving Bantu languages, but many languages have developed new polyplural classes that are not widely shared by other languages.
Specialists in Bantu emphasize that there is a clear difference between genders (such as known from Afro-Asiatic and Indo-European) and nominal classes (such as known from Niger–Congo). Languages with nominal classes divide nouns formally on the base of hyperonymic meanings. The category of nominal class replaces not only the category of gender, but also the categories of number and case.
Critics of the Meinhof's approach notice that his numbering system of nominal classes counts singular and plural numbers of the same noun as belonging to separate classes. This seems to them to be inconsistent with the way other languages are traditionally considered, where number is orthogonal to gender (according to the critics, a Meinhof-style analysis would give Ancient Greek 9 genders). If one follows broader linguistic tradition and counts singular and plural as belonging to the same class, then Swahili has 8 or 9 noun classes, Sotho has 11 and Ganda has 10.
The Meinhof numbering tends to be used in scientific works dealing with comparisons of different Bantu languages. For instance, in Swahili the word rafiki ‘friend’ belongs to the class 9 and its "plural form" is marafiki of the class 6, even if most nouns of the 9 class have the plural of the class 10. For this reason, noun classes are often referred to by combining their singular and plural forms, e.g., rafiki would be classified as "9/6", indicating that it takes class 9 in the singular, and class 6 in the plural.
However not all Bantu languages have these exceptions. In Ganda each singular class has a corresponding plural class (apart from one class which has no singular–plural distinction; also some plural classes correspond to more than one singular class) and there are no exceptions as there are in Swahili. For this reason Ganda linguists use the orthogonal numbering system when discussing Ganda grammar (other than in the context of Bantu comparative linguistics), giving the 10 traditional noun classes of that language.
The distinction between genders and nominal classes is blurred still further by Indo-European languages that have nouns that behave like Swahili's rafiki. Italian, for example, has a group of nouns deriving from Latin neuter nouns that acts as masculine in the singular but feminine in the plural: il braccio/le braccia; l'uovo/le uova. (These nouns are still placed in a neuter gender of their own by some grammarians.)
Nominal classes in Swahili
"Ø-" means no prefix. Some classes are homonymous (esp. 9 and 10). The Proto-Bantu class 12 disappeared in Swahili, class 13 merged with 7, and 14 with 11.
Class prefixes appear also on adjectives and verbs, e.g.:
The class markers which appear on the adjectives and verbs may differ from the noun prefixes:
In this example, the verbal prefix a- and the pronominal prefix wa- are in concordance with the noun prefix m-: they all express class 1 despite of their different forms.
Zande
The Zande language distinguishes four noun classes:
There are about 80 inanimate nouns which are in the animate class, including nouns denoting heavenly objects (moon, rainbow), metal objects (hammer, ring), edible plants (sweet potato, pea), and non-metallic objects (whistle, ball). Many of the exceptions have a round shape, and some can be explained by the role they play in Zande mythology.
Noun classes versus grammatical gender
The term gender, as used by some linguists, refers to a noun-class system composed with 2, 3, or 4 classes, particularly if the classification is semantically based on a distinction between masculine and feminine. Genders are then considered a sub-class of noun classes. Not all linguists recognize a distinction between noun-classes and genders, however, and instead use either the term "gender" or "noun class" for both.
Noun classes versus noun classifiers
Some languages, such as Japanese, Chinese and the Tai languages, have elaborate systems of particles that go with nouns based on shape and function, but are free morphemes rather than affixes. Because the classes defined by these classifying words are not generally distinguished in other contexts, there are many linguists who take the view that they do not create noun classes.
List of languages by type of noun classification
Languages with noun classes
all Bantu languages such as
Ganda: ten classes called simply Class I to Class X and containing all sorts of arbitrary groupings but often characterised as people, long objects, animals, miscellaneous objects, large objects and liquids, small objects, languages, pejoratives, infinitives, mass nouns, plus four 'locative' classes. Alternatively, the Meinhof system of counting singular and plural as separate classes gives a total of 21 classes including the four locatives.
Swahili
Zulu
Northeast Caucasian languages such as Bats
Dyirbal: Masculine, feminine, vegetable and other. (Some linguists do not regard the noun-class system of this language as grammatical gender.)
Atlantic languages
Fula (Fulfulde, Pulaar, Pular)
Wolof
Arapesh languages such as Mufian
Languages with grammatical genders
See also
Animacy
Classifier (linguistics)
Declension
Grammatical agreement
Grammatical category
Grammatical conjugation
Grammatical gender
Grammatical number
Inflection
Redundancy (linguistics)
Synthetic language
References
Inline
General
Craig, Colette G. (1986). Noun classes and categorization: Proceedings of a symposium on categorization and noun classification, Eugene, Oregon, October 1983. Amsterdam: J. Benjamins.
– A comprehensive study; looks at 200 languages.
Corbett, Geville (1994) "Gender and gender systems". En R. Asher (ed.) The Encyclopedia of Language and Linguistics, Oxford: Pergamon Press, pp. 1347–1353.
Greenberg, J. H. (1978) "How does a language acquire gender markers?". En J. H. Greenberg et al. (eds.) Universals of Human Language, Vol. 4, pp. 47–82.
Hockett, Charles F. (1958) A Course in Modern Linguistics, Macmillan.
Ibrahim, M. (1973) Grammatical gender. Its origin and development. La Haya: Mouton.
Iturrioz, J. L. (1986) "Structure, meaning and function: a functional analysis of gender and other classificatory techniques". Función 1. 1-3.
Meissner, Antje & Anne Storch (eds.) (2000) Nominal classification in African languages, Institut für Afrikanische Sprachwissenschaften, Johann-Wolfgang-Goethe-Universität, Frankfurt am Main. Köln: Rüdiger Köppe Verlag. .
Ohly, R., Kraska-Szlenk, i., Podobińska, Z. (1998) Język suahili. Wydawnictwo Akademickie "Dialog". Warszawa.
Pinker, Steven (1994) The Language Instinct, William Morrow and Company.
Мячина, Е.Н. (1987) Краткий грамматический очерк языка суахили. In: Суахили-русский словарь. Kamusi ya Kiswahili-Kirusi. Москва. "Русский Язык".
SIL: Glossary of Linguistic Terms: What is a noun class?
External links
World Atlas of Language Structures
Global map and discussion of languages by type of noun class at WALS: Number of Genders
Swahili
Contini-Morava, Ellen. Noun Classification in Swahili. 1994.
On nominal classes in Swahili
Grammatical gender
Linguistic morphology
|
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A nuclear reactor, formerly known as an atomic pile, is a device used to initiate and control a fission nuclear chain reaction or nuclear fusion reactions. Nuclear reactors are used at nuclear power plants for electricity generation and in nuclear marine propulsion. Heat from nuclear fission is passed to a working fluid (water or gas), which in turn runs through steam turbines. These either drive a ship's propellers or turn electrical generators' shafts. Nuclear generated steam in principle can be used for industrial process heat or for district heating. Some reactors are used to produce isotopes for medical and industrial use, or for production of weapons-grade plutonium. As of early 2019, the IAEA reports there are 454 nuclear power reactors and 226 nuclear research reactors in operation around the world.
Operation
Just as conventional thermal power stations generate electricity by harnessing the thermal energy released from burning fossil fuels, nuclear reactors convert the energy released by controlled nuclear fission into thermal energy for further conversion to mechanical or electrical forms.
Fission
When a large fissile atomic nucleus such as uranium-235 or plutonium-239 absorbs a neutron, it may undergo nuclear fission. The heavy nucleus splits into two or more lighter nuclei, (the fission products), releasing kinetic energy, gamma radiation, and free neutrons. A portion of these neutrons may be absorbed by other fissile atoms and trigger further fission events, which release more neutrons, and so on. This is known as a nuclear chain reaction.
To control such a nuclear chain reaction, control rods containing neutron poisons and neutron moderators can change the portion of neutrons that will go on to cause more fission. Nuclear reactors generally have automatic and manual systems to shut the fission reaction down if monitoring or instrumentation detects unsafe conditions.
Heat generation
The reactor core generates heat in a number of ways:
The kinetic energy of fission products is converted to thermal energy when these nuclei collide with nearby atoms.
The reactor absorbs some of the gamma rays produced during fission and converts their energy into heat.
Heat is produced by the radioactive decay of fission products and materials that have been activated by neutron absorption. This decay heat source will remain for some time even after the reactor is shut down.
A kilogram of uranium-235 (U-235) converted via nuclear processes releases approximately three million times more energy than a kilogram of coal burned conventionally (7.2 × 1013 joules per kilogram of uranium-235 versus 2.4 × 107 joules per kilogram of coal).
Cooling
A nuclear reactor coolant – usually water but sometimes a gas or a liquid metal (like liquid sodium or lead) or molten salt – is circulated past the reactor core to absorb the heat that it generates. The heat is carried away from the reactor and is then used to generate steam. Most reactor systems employ a cooling system that is physically separated from the water that will be boiled to produce pressurized steam for the turbines, like the pressurized water reactor. However, in some reactors the water for the steam turbines is boiled directly by the reactor core; for example the boiling water reactor.
Reactivity control
The rate of fission reactions within a reactor core can be adjusted by controlling the quantity of neutrons that are able to induce further fission events. Nuclear reactors typically employ several methods of neutron control to adjust the reactor's power output. Some of these methods arise naturally from the physics of radioactive decay and are simply accounted for during the reactor's operation, while others are mechanisms engineered into the reactor design for a distinct purpose.
The fastest method for adjusting levels of fission-inducing neutrons in a reactor is via movement of the control rods. Control rods are made of neutron poisons and therefore absorb neutrons. When a control rod is inserted deeper into the reactor, it absorbs more neutrons than the material it displaces – often the moderator. This action results in fewer neutrons available to cause fission and reduces the reactor's power output. Conversely, extracting the control rod will result in an increase in the rate of fission events and an increase in power.
The physics of radioactive decay also affects neutron populations in a reactor. One such process is delayed neutron emission by a number of neutron-rich fission isotopes. These delayed neutrons account for about 0.65% of the total neutrons produced in fission, with the remainder (termed "prompt neutrons") released immediately upon fission. The fission products which produce delayed neutrons have half-lives for their decay by neutron emission that range from milliseconds to as long as several minutes, and so considerable time is required to determine exactly when a reactor reaches the critical point. Keeping the reactor in the zone of chain reactivity where delayed neutrons are necessary to achieve a critical mass state allows mechanical devices or human operators to control a chain reaction in "real time"; otherwise the time between achievement of criticality and nuclear meltdown as a result of an exponential power surge from the normal nuclear chain reaction, would be too short to allow for intervention. This last stage, where delayed neutrons are no longer required to maintain criticality, is known as the prompt critical point. There is a scale for describing criticality in numerical form, in which bare criticality is known as zero dollars and the prompt critical point is one dollar, and other points in the process interpolated in cents.
In some reactors, the coolant also acts as a neutron moderator. A moderator increases the power of the reactor by causing the fast neutrons that are released from fission to lose energy and become thermal neutrons. Thermal neutrons are more likely than fast neutrons to cause fission. If the coolant is a moderator, then temperature changes can affect the density of the coolant/moderator and therefore change power output. A higher temperature coolant would be less dense, and therefore a less effective moderator.
In other reactors the coolant acts as a poison by absorbing neutrons in the same way that the control rods do. In these reactors power output can be increased by heating the coolant, which makes it a less dense poison. Nuclear reactors generally have automatic and manual systems to scram the reactor in an emergency shut down. These systems insert large amounts of poison (often boron in the form of boric acid) into the reactor to shut the fission reaction down if unsafe conditions are detected or anticipated.
Most types of reactors are sensitive to a process variously known as xenon poisoning, or the iodine pit. The common fission product Xenon-135 produced in the fission process acts as a neutron poison that absorbs neutrons and therefore tends to shut the reactor down. Xenon-135 accumulation can be controlled by keeping power levels high enough to destroy it by neutron absorption as fast as it is produced. Fission also produces iodine-135, which in turn decays (with a half-life of 6.57 hours) to new xenon-135. When the reactor is shut down, iodine-135 continues to decay to xenon-135, making restarting the reactor more difficult for a day or two, as the xenon-135 decays into cesium-135, which is not nearly as poisonous as xenon-135, with a half-life of 9.2 hours. This temporary state is the "iodine pit." If the reactor has sufficient extra reactivity capacity, it can be restarted. As the extra xenon-135 is transmuted to xenon-136, which is much less a neutron poison, within a few hours the reactor experiences a "xenon burnoff (power) transient". Control rods must be further inserted to replace the neutron absorption of the lost xenon-135. Failure to properly follow such a procedure was a key step in the Chernobyl disaster.
Reactors used in nuclear marine propulsion (especially nuclear submarines) often cannot be run at continuous power around the clock in the same way that land-based power reactors are normally run, and in addition often need to have a very long core life without refueling. For this reason many designs use highly enriched uranium but incorporate burnable neutron poison in the fuel rods. This allows the reactor to be constructed with an excess of fissionable material, which is nevertheless made relatively safe early in the reactor's fuel burn cycle by the presence of the neutron-absorbing material which is later replaced by normally produced long-lived neutron poisons (far longer-lived than xenon-135) which gradually accumulate over the fuel load's operating life.
Electrical power generation
The energy released in the fission process generates heat, some of which can be converted into usable energy. A common method of harnessing this thermal energy is to use it to boil water to produce pressurized steam which will then drive a steam turbine that turns an alternator and generates electricity.
Early reactors
The neutron was discovered in 1932 by British physicist James Chadwick. The concept of a nuclear chain reaction brought about by nuclear reactions mediated by neutrons was first realized shortly thereafter, by Hungarian scientist Leó Szilárd, in 1933. He filed a patent for his idea of a simple reactor the following year while working at the Admiralty in London. However, Szilárd's idea did not incorporate the idea of nuclear fission as a neutron source, since that process was not yet discovered. Szilárd's ideas for nuclear reactors using neutron-mediated nuclear chain reactions in light elements proved unworkable.
Inspiration for a new type of reactor using uranium came from the discovery by Lise Meitner, Fritz Strassmann and Otto Hahn in 1938 that bombardment of uranium with neutrons (provided by an alpha-on-beryllium fusion reaction, a "neutron howitzer") produced a barium residue, which they reasoned was created by the fissioning of the uranium nuclei. Subsequent studies in early 1939 (one of them by Szilárd and Fermi) revealed that several neutrons were also released during the fissioning, making available the opportunity for the nuclear chain reaction that Szilárd had envisioned six years previously.
On 2 August 1939 Albert Einstein signed a letter to President Franklin D. Roosevelt (written by Szilárd) suggesting that the discovery of uranium's fission could lead to the development of "extremely powerful bombs of a new type", giving impetus to the study of reactors and fission. Szilárd and Einstein knew each other well and had worked together years previously, but Einstein had never thought about this possibility for nuclear energy until Szilard reported it to him, at the beginning of his quest to produce the Einstein-Szilárd letter to alert the U.S. government.
Shortly after, Hitler's Germany invaded Poland in 1939, starting World War II in Europe. The U.S. was not yet officially at war, but in October, when the Einstein-Szilárd letter was delivered to him, Roosevelt commented that the purpose of doing the research was to make sure "the Nazis don't blow us up." The U.S. nuclear project followed, although with some delay as there remained skepticism (some of it from Fermi) and also little action from the small number of officials in the government who were initially charged with moving the project forward.
The following year the U.S. Government received the Frisch–Peierls memorandum from the UK, which stated that the amount of uranium needed for a chain reaction was far lower than had previously been thought. The memorandum was a product of the MAUD Committee, which was working on the UK atomic bomb project, known as Tube Alloys, later to be subsumed within the Manhattan Project.
Eventually, the first artificial nuclear reactor, Chicago Pile-1, was constructed at the University of Chicago, by a team led by Italian physicist Enrico Fermi, in late 1942. By this time, the program had been pressured for a year by U.S. entry into the war. The Chicago Pile achieved criticality on 2 December 1942 at 3:25 PM. The reactor support structure was made of wood, which supported a pile (hence the name) of graphite blocks, embedded in which was natural uranium oxide 'pseudospheres' or 'briquettes'.
Soon after the Chicago Pile, the U.S. military developed a number of nuclear reactors for the Manhattan Project starting in 1943. The primary purpose for the largest reactors (located at the Hanford Site in Washington), was the mass production of plutonium for nuclear weapons. Fermi and Szilard applied for a patent on reactors on 19 December 1944. Its issuance was delayed for 10 years because of wartime secrecy.
"World's first nuclear power plant" is the claim made by signs at the site of the EBR-I, which is now a museum near Arco, Idaho. Originally called "Chicago Pile-4", it was carried out under the direction of Walter Zinn for Argonne National Laboratory. This experimental LMFBR operated by the U.S. Atomic Energy Commission produced 0.8 kW in a test on 20 December 1951 and 100 kW (electrical) the following day, having a design output of 200 kW (electrical).
Besides the military uses of nuclear reactors, there were political reasons to pursue civilian use of atomic energy. U.S. President Dwight Eisenhower made his famous Atoms for Peace speech to the UN General Assembly on 8 December 1953. This diplomacy led to the dissemination of reactor technology to U.S. institutions and worldwide.
The first nuclear power plant built for civil purposes was the AM-1 Obninsk Nuclear Power Plant, launched on 27 June 1954 in the Soviet Union. It produced around 5 MW (electrical). It was built after the F-1 (nuclear reactor) which was the first reactor to go critical in Europe, and was also built by the Soviet Union.
After World War II, the U.S. military sought other uses for nuclear reactor technology. Research by the Army led to the power stations for Camp Century, Greenland and McMurdo Station, Antarctica Army Nuclear Power Program. The Air Force Nuclear Bomber project resulted in the Molten-Salt Reactor Experiment. The U.S. Navy succeeded when they steamed the USS Nautilus (SSN-571) on nuclear power 17 January 1955.
The first commercial nuclear power station, Calder Hall in Sellafield, England was opened in 1956 with an initial capacity of 50 MW (later 200 MW).
The first portable nuclear reactor "Alco PM-2A" was used to generate electrical power (2 MW) for Camp Century from 1960 to 1963.
Reactor types
Classifications
By type of nuclear reaction
All commercial power reactors are based on nuclear fission. They generally use uranium and its product plutonium as nuclear fuel, though a thorium fuel cycle is also possible. Fission reactors can be divided roughly into two classes, depending on the energy of the neutrons that sustain the fission chain reaction:
Thermal-neutron reactors (the most common type of nuclear reactor) use slowed or thermal neutrons to keep up the fission of their fuel. Almost all current reactors are of this type. These contain neutron moderator materials that slow neutrons until their neutron temperature is thermalized, that is, until their kinetic energy approaches the average kinetic energy of the surrounding particles. Thermal neutrons have a far higher cross section (probability) of fissioning the fissile nuclei uranium-235, plutonium-239, and plutonium-241, and a relatively lower probability of neutron capture by uranium-238 (U-238) compared to the faster neutrons that originally result from fission, allowing use of low-enriched uranium or even natural uranium fuel. The moderator is often also the coolant, usually water under high pressure to increase the boiling point. These are surrounded by a reactor vessel, instrumentation to monitor and control the reactor, radiation shielding, and a containment building.
Fast-neutron reactors use fast neutrons to cause fission in their fuel. They do not have a neutron moderator, and use less-moderating coolants. Maintaining a chain reaction requires the fuel to be more highly enriched in fissile material (about 20% or more) due to the relatively lower probability of fission versus capture by U-238. Fast reactors have the potential to produce less transuranic waste because all actinides are fissionable with fast neutrons, but they are more difficult to build and more expensive to operate. Overall, fast reactors are less common than thermal reactors in most applications. Some early power stations were fast reactors, as are some Russian naval propulsion units. Construction of prototypes is continuing (see fast breeder or generation IV reactors).
In principle, fusion power could be produced by nuclear fusion of elements such as the deuterium isotope of hydrogen. While an ongoing rich research topic since at least the 1940s, no self-sustaining fusion reactor for any purpose has ever been built.
By moderator material
Used by thermal reactors:
Graphite-moderated reactors
Water moderated reactors
Heavy-water reactors (Used in Canada, India, Argentina, China, Pakistan, Romania and South Korea).
Light-water-moderated reactors (LWRs). Light-water reactors (the most common type of thermal reactor) use ordinary water to moderate and cool the reactors. Because the light hydrogen isotope is a slight neutron poison these reactors need artificially enriched fuels. When at operating temperature, if the temperature of the water increases, its density drops, and fewer neutrons passing through it are slowed enough to trigger further reactions. That negative feedback stabilizes the reaction rate. Graphite and heavy-water reactors tend to be more thoroughly thermalized than light water reactors. Due to the extra thermalization, and the absence of the light hydrogen poisoning effects these types can use natural uranium/unenriched fuel.
Light-element-moderated reactors.
Molten-salt reactors (MSRs) are moderated by light elements such as lithium or beryllium, which are constituents of the coolant/fuel matrix salts "LiF" and "BeF2", "LiCh" and "BeCh2" and other light element containing salts can all cause a moderating effect.
Liquid metal cooled reactors, such as those whose coolant is a mixture of lead and bismuth, may use BeO as a moderator.
Organically moderated reactors (OMR) use biphenyl and terphenyl as moderator and coolant.
By coolant
Water cooled reactor. These constitute the great majority of operational nuclear reactors: as of 2014, 93% of the world's nuclear reactors are water cooled, providing about 95% of the world's total nuclear generation capacity.
Pressurized water reactor (PWR) Pressurized water reactors constitute the large majority of all Western nuclear power plants.
A primary characteristic of PWRs is a pressurizer, a specialized pressure vessel. Most commercial PWRs and naval reactors use pressurizers. During normal operation, a pressurizer is partially filled with water, and a steam bubble is maintained above it by heating the water with submerged heaters. During normal operation, the pressurizer is connected to the primary reactor pressure vessel (RPV) and the pressurizer "bubble" provides an expansion space for changes in water volume in the reactor. This arrangement also provides a means of pressure control for the reactor by increasing or decreasing the steam pressure in the pressurizer using the pressurizer heaters.
Pressurized heavy water reactors are a subset of pressurized water reactors, sharing the use of a pressurized, isolated heat transport loop, but using heavy water as coolant and moderator for the greater neutron economies it offers.
Boiling water reactor (BWR)
BWRs are characterized by boiling water around the fuel rods in the lower portion of a primary reactor pressure vessel. A boiling water reactor uses 235U, enriched as uranium dioxide, as its fuel. The fuel is assembled into rods housed in a steel vessel that is submerged in water. The nuclear fission causes the water to boil, generating steam. This steam flows through pipes into turbines. The turbines are driven by the steam, and this process generates electricity. During normal operation, pressure is controlled by the amount of steam flowing from the reactor pressure vessel to the turbine.
Supercritical water reactor (SCWR)
SCWRs are a Generation IV reactor concept where the reactor is operated at supercritical pressures and water is heated to a supercritical fluid, which never undergoes a transition to steam yet behaves like saturated steam, to power a steam generator.
Reduced moderation water reactor [RWMR] which use more highly enriched fuel with the fuel elements set closer together to allow a faster neutron spectrum sometimes called an Epithermal neutron Spectrum.
Pool-type reactor can refer to unpressurized water cooled open pool reactors, but not to be confused with pool type LMFBRs which are sodium cooled
Some reactors have been cooled by heavy water which also served as a moderator. Examples include:
Early CANDU reactors (later ones use heavy water moderator but light water coolant)
DIDO class research reactors
Liquid metal cooled reactor. Since water is a moderator, it cannot be used as a coolant in a fast reactor. Liquid metal coolants have included sodium, NaK, lead, lead-bismuth eutectic, and in early reactors, mercury.
Sodium-cooled fast reactor
Lead-cooled fast reactor
Gas cooled reactors are cooled by a circulating gas. In commercial nuclear power plants carbon dioxide has usually been used, for example in current British AGR nuclear power plants and formerly in a number of first generation British, French, Italian, & Japanese plants. Nitrogen and helium have also been used, helium being considered particularly suitable for high temperature designs. Utilization of the heat varies, depending on the reactor. Commercial nuclear power plants run the gas through a heat exchanger to make steam for a steam turbine. Some experimental designs run hot enough that the gas can directly power a gas turbine.
Molten-salt reactors (MSRs) are cooled by circulating a molten salt, typically a eutectic mixture of fluoride salts, such as FLiBe. In a typical MSR, the coolant is also used as a matrix in which the fissile material is dissolved. Other eutectic salt combinations used include "ZrF4" with "NaF" and "LiCh" with "BeCh2"
Organic nuclear reactors use organic fluids such as biphenyl and terphenyl as coolant rather than water.
By generation
Generation I reactor (early prototypes such as Shippingport Atomic Power Station, research reactors, non-commercial power producing reactors)
Generation II reactor (most current nuclear power plants, 1965–1996)
Generation III reactor (evolutionary improvements of existing designs, 1996–2016)
Generation III+ reactor (evolutionary development of Gen III reactors, offering improvements in safety over Gen III reactor designs, 2017–2021)
Generation IV reactor (technologies still under development; unknown start date, possibly 2030)
In 2003, the French Commissariat à l'Énergie Atomique (CEA) was the first to refer to "Gen II" types in Nucleonics Week.
The first mention of "Gen III" was in 2000, in conjunction with the launch of the Generation IV International Forum (GIF) plans.
"Gen IV" was named in 2000, by the United States Department of Energy (DOE), for developing new plant types.
By phase of fuel
Solid fueled
Fluid fueled
Aqueous homogeneous reactor
Molten-salt reactor
Gas fueled (theoretical)
By shape of the core
Cubical
Cylindrical
Octagonal
Spherical
Slab
Annulus
By use
Electricity
Nuclear power plants including small modular reactors
Propulsion, see nuclear propulsion
Nuclear marine propulsion
Various proposed forms of rocket propulsion
Other uses of heat
Desalination
Heat for domestic and industrial heating
Hydrogen production for use in a hydrogen economy
Production reactors for transmutation of elements
Breeder reactors are capable of producing more fissile material than they consume during the fission chain reaction (by converting fertile U-238 to Pu-239, or Th-232 to U-233). Thus, a uranium breeder reactor, once running, can be refueled with natural or even depleted uranium, and a thorium breeder reactor can be refueled with thorium; however, an initial stock of fissile material is required.
Creating various radioactive isotopes, such as americium for use in smoke detectors, and cobalt-60, molybdenum-99 and others, used for imaging and medical treatment.
Production of materials for nuclear weapons such as weapons-grade plutonium
Providing a source of neutron radiation (for example with the pulsed Godiva device) and positron radiation (e.g. neutron activation analysis and potassium-argon dating)
Research reactor: Typically reactors used for research and training, materials testing, or the production of radioisotopes for medicine and industry. These are much smaller than power reactors or those propelling ships, and many are on university campuses. There are about 280 such reactors operating, in 56 countries. Some operate with high-enriched uranium fuel, and international efforts are underway to substitute low-enriched fuel.
Current technologies
Pressurized water reactors (PWR) [moderator: high-pressure water; coolant: high-pressure water]
These reactors use a pressure vessel to contain the nuclear fuel, control rods, moderator, and coolant. The hot radioactive water that leaves the pressure vessel is looped through a steam generator, which in turn heats a secondary (nonradioactive) loop of water to steam that can run turbines. They represent the majority (around 80%) of current reactors. This is a thermal neutron reactor design, the newest of which are the Russian VVER-1200, Japanese Advanced Pressurized Water Reactor, American AP1000, Chinese Hualong Pressurized Reactor and the Franco-German European Pressurized Reactor. All the United States Naval reactors are of this type.
Boiling water reactors (BWR) [moderator: low-pressure water; coolant: low-pressure water]
A BWR is like a PWR without the steam generator. The lower pressure of its cooling water allows it to boil inside the pressure vessel, producing the steam that runs the turbines. Unlike a PWR, there is no primary and secondary loop. The thermal efficiency of these reactors can be higher, and they can be simpler, and even potentially more stable and safe. This is a thermal-neutron reactor design, the newest of which are the Advanced Boiling Water Reactor and the Economic Simplified Boiling Water Reactor.
Pressurized Heavy Water Reactor (PHWR) [moderator: high-pressure heavy water; coolant: high-pressure heavy water]
A Canadian design (known as CANDU), very similar to PWRs but using heavy water. While heavy water is significantly more expensive than ordinary water, it has greater neutron economy (creates a higher number of thermal neutrons), allowing the reactor to operate without fuel enrichment facilities. Instead of using a single large pressure vessel as in a PWR, the fuel is contained in hundreds of pressure tubes. These reactors are fueled with natural uranium and are thermal-neutron reactor designs. PHWRs can be refueled while at full power, (online refueling) which makes them very efficient in their use of uranium (it allows for precise flux control in the core). CANDU PHWRs have been built in Canada, Argentina, China, India, Pakistan, Romania, and South Korea. India also operates a number of PHWRs, often termed 'CANDU derivatives', built after the Government of Canada halted nuclear dealings with India following the 1974 Smiling Buddha nuclear weapon test.
Reaktor Bolshoy Moschnosti Kanalniy (High Power Channel Reactor) (RBMK) [moderator: graphite; coolant: high-pressure water]
A Soviet design, RBMKs are in some respects similar to CANDU in that they are refuelable during power operation and employ a pressure tube design instead of a PWR-style pressure vessel. However, unlike CANDU they are very unstable and large, making containment buildings for them expensive. A series of critical safety flaws have also been identified with the RBMK design, though some of these were corrected following the Chernobyl disaster. Their main attraction is their use of light water and unenriched uranium. As of 2022, 8 remain open, mostly due to safety improvements and help from international safety agencies such as the DOE. Despite these safety improvements, RBMK reactors are still considered one of the most dangerous reactor designs in use. RBMK reactors were deployed only in the former Soviet Union.
Gas-cooled reactor (GCR) and advanced gas-cooled reactor (AGR) [moderator: graphite; coolant: carbon dioxide]
These designs an have a high thermal efficiency compared with PWRs due to higher operating temperatures. There are a number of operating reactors of this design, mostly in the United Kingdom, where the concept was developed. Older designs (i.e. Magnox stations) are either shut down or will be in the near future. However, the AGRs have an anticipated life of a further 10 to 20 years. This is a thermal-neutron reactor design. Decommissioning costs can be high due to large volume of reactor core.
Liquid metal fast-breeder reactor (LMFBR) [moderator: none; coolant: liquid metal]
This totally unmoderated reactor design produces more fuel than it consumes. They are said to "breed" fuel, because they produce fissionable fuel during operation because of neutron capture. These reactors can function much like a PWR in terms of efficiency, and do not require much high-pressure containment, as the liquid metal does not need to be kept at high pressure, even at very high temperatures. These reactors are fast neutron, not thermal neutron designs. These reactors come in two types:
Lead-cooled
Using lead as the liquid metal provides excellent radiation shielding, and allows for operation at very high temperatures. Also, lead is (mostly) transparent to neutrons, so fewer neutrons are lost in the coolant, and the coolant does not become radioactive. Unlike sodium, lead is mostly inert, so there is less risk of explosion or accident, but such large quantities of lead may be problematic from toxicology and disposal points of view. Often a reactor of this type would use a lead-bismuth eutectic mixture. In this case, the bismuth would present some minor radiation problems, as it is not quite as transparent to neutrons, and can be transmuted to a radioactive isotope more readily than lead. The Russian Alfa class submarine uses a lead-bismuth-cooled fast reactor as its main power plant.
Sodium-cooled
Most LMFBRs are of this type. The TOPAZ, BN-350 and BN-600 in USSR; Superphénix in France; and Fermi-I in the United States were reactors of this type. The sodium is relatively easy to obtain and work with, and it also manages to actually prevent corrosion on the various reactor parts immersed in it. However, sodium explodes violently when exposed to water, so care must be taken, but such explosions would not be more violent than (for example) a leak of superheated fluid from a pressurized-water reactor. The Monju reactor in Japan suffered a sodium leak in 1995 and could not be restarted until May 2010. The EBR-I, the first reactor to have a core meltdown, in 1955, was also a sodium-cooled reactor.
Pebble-bed reactors (PBR) [moderator: graphite; coolant: helium]
These use fuel molded into ceramic balls, and then circulate gas through the balls. The result is an efficient, low-maintenance, very safe reactor with inexpensive, standardized fuel. The prototype was the AVR and the HTR-10 is operating in China, where the HTR-PM is being developed. The HTR-PM is expected to be the first generation IV reactor to enter operation.
Molten-salt reactors (MSR) [moderator: graphite, or none for fast spectrum MSRs; coolant: molten salt mixture]
These dissolve the fuels in fluoride or chloride salts, or use such salts for coolant. MSRs potentially have many safety features, including the absence of high pressures or highly flammable components in the core. They were initially designed for aircraft propulsion due to their high efficiency and high power density. One prototype, the Molten-Salt Reactor Experiment, was built to confirm the feasibility of the Liquid fluoride thorium reactor, a thermal spectrum reactor which would breed fissile uranium-233 fuel from thorium.
Aqueous homogeneous reactor (AHR) [moderator: high-pressure light or heavy water; coolant: high-pressure light or heavy water]
These reactors use as fuel soluble nuclear salts (usually uranium sulfate or uranium nitrate) dissolved in water and mixed with the coolant and the moderator. As of April 2006, only five AHRs were in operation.
Future and developing technologies
Advanced reactors
More than a dozen advanced reactor designs are in various stages of development. Some are evolutionary from the PWR, BWR and PHWR designs above, some are more radical departures. The former include the advanced boiling water reactor (ABWR), two of which are now operating with others under construction, and the planned passively safe Economic Simplified Boiling Water Reactor (ESBWR) and AP1000 units (see Nuclear Power 2010 Program).
The Integral fast reactor (IFR) was built, tested and evaluated during the 1980s and then retired under the Clinton administration in the 1990s due to nuclear non-proliferation policies of the administration. Recycling spent fuel is the core of its design and it therefore produces only a fraction of the waste of current reactors.
The pebble-bed reactor, a high-temperature gas-cooled reactor (HTGCR), is designed so high temperatures reduce power output by Doppler broadening of the fuel's neutron cross-section. It uses ceramic fuels so its safe operating temperatures exceed the power-reduction temperature range. Most designs are cooled by inert helium. Helium is not subject to steam explosions, resists neutron absorption leading to radioactivity, and does not dissolve contaminants that can become radioactive. Typical designs have more layers (up to 7) of passive containment than light water reactors (usually 3). A unique feature that may aid safety is that the fuel balls actually form the core's mechanism, and are replaced one by one as they age. The design of the fuel makes fuel reprocessing expensive.
The Small, sealed, transportable, autonomous reactor (SSTAR) is being primarily researched and developed in the US, intended as a fast breeder reactor that is passively safe and could be remotely shut down in case the suspicion arises that it is being tampered with.
The Clean and Environmentally Safe Advanced Reactor (CAESAR) is a nuclear reactor concept that uses steam as a moderator – this design is still in development.
The Reduced moderation water reactor builds upon the Advanced boiling water reactor ABWR) that is presently in use, it is not a complete fast reactor instead using mostly epithermal neutrons, which are between thermal and fast neutrons in speed.
The hydrogen-moderated self-regulating nuclear power module (HPM) is a reactor design emanating from the Los Alamos National Laboratory that uses uranium hydride as fuel.
Subcritical reactors are designed to be safer and more stable, but pose a number of engineering and economic difficulties. One example is the Energy amplifier.
Thorium-based reactors. It is possible to convert Thorium-232 into U-233 in reactors specially designed for the purpose. In this way, thorium, which is four times more abundant than uranium, can be used to breed U-233 nuclear fuel. U-233 is also believed to have favourable nuclear properties as compared to traditionally used U-235, including better neutron economy and lower production of long lived transuranic waste.
Advanced heavy-water reactor (AHWR) — A proposed heavy water moderated nuclear power reactor that will be the next generation design of the PHWR type. Under development in the Bhabha Atomic Research Centre (BARC), India.
KAMINI – A unique reactor using Uranium-233 isotope for fuel. Built in India by BARC and Indira Gandhi Center for Atomic Research (IGCAR).
India is also planning to build fast breeder reactors using the thorium – Uranium-233 fuel cycle. The FBTR (Fast Breeder Test Reactor) in operation at Kalpakkam (India) uses Plutonium as a fuel and liquid sodium as a coolant.
China, which has control of the Cerro Impacto deposit, has a reactor and hopes to replace coal energy with nuclear energy.
Rolls-Royce aims to sell nuclear reactors for the production of synfuel for aircraft.
Generation IV reactors
Generation IV reactors are a set of theoretical nuclear reactor designs currently being researched. These designs are generally not expected to be available for commercial construction before 2030. Current reactors in operation around the world are generally considered second- or third-generation systems, with the first-generation systems having been retired some time ago. Research into these reactor types was officially started by the Generation IV International Forum (GIF) based on eight technology goals. The primary goals being to improve nuclear safety, improve proliferation resistance, minimize waste and natural resource utilization, and to decrease the cost to build and run such plants.
Gas-cooled fast reactor
Lead-cooled fast reactor
Molten-salt reactor
Sodium-cooled fast reactor
Supercritical water reactor
Very-high-temperature reactor
Generation V+ reactors
Generation V reactors are designs which are theoretically possible, but which are not being actively considered or researched at present. Though some generation V reactors could potentially be built with current or near term technology, they trigger little interest for reasons of economics, practicality, or safety.
Liquid-core reactor. A closed loop liquid-core nuclear reactor, where the fissile material is molten uranium or uranium solution cooled by a working gas pumped in through holes in the base of the containment vessel.
Gas-core reactor. A closed loop version of the nuclear lightbulb rocket, where the fissile material is gaseous uranium hexafluoride contained in a fused silica vessel. A working gas (such as hydrogen) would flow around this vessel and absorb the UV light produced by the reaction. This reactor design could also function as a rocket engine, as featured in Harry Harrison's 1976 science-fiction novel Skyfall. In theory, using UF6 as a working fuel directly (rather than as a stage to one, as is done now) would mean lower processing costs, and very small reactors. In practice, running a reactor at such high power densities would probably produce unmanageable neutron flux, weakening most reactor materials, and therefore as the flux would be similar to that expected in fusion reactors, it would require similar materials to those selected by the International Fusion Materials Irradiation Facility.
Gas core EM reactor. As in the gas core reactor, but with photovoltaic arrays converting the UV light directly to electricity. This approach is similar to the experimentally proved photoelectric effect that would convert the X-rays generated from aneutronic fusion into electricity, by passing the high energy photons through an array of conducting foils to transfer some of their energy to electrons, the energy of the photon is captured electrostatically, similar to a capacitor. Since X-rays can go through far greater material thickness than electrons, many hundreds or thousands of layers are needed to absorb the X-rays.
Fission fragment reactor. A fission fragment reactor is a nuclear reactor that generates electricity by decelerating an ion beam of fission byproducts instead of using nuclear reactions to generate heat. By doing so, it bypasses the Carnot cycle and can achieve efficiencies of up to 90% instead of 40–45% attainable by efficient turbine-driven thermal reactors. The fission fragment ion beam would be passed through a magnetohydrodynamic generator to produce electricity.
Hybrid nuclear fusion. Would use the neutrons emitted by fusion to fission a blanket of fertile material, like U-238 or Th-232 and transmute other reactor's spent nuclear fuel/nuclear waste into relatively more benign isotopes.
Fusion reactors
Controlled nuclear fusion could in principle be used in fusion power plants to produce power without the complexities of handling actinides, but significant scientific and technical obstacles remain. Several fusion reactors have been built, but reactors have never been able to release more energy than the amount of energy used in the process. Despite research having started in the 1950s, no commercial fusion reactor is expected before 2050. The ITER project is currently leading the effort to harness fusion power.
Nuclear fuel cycle
Thermal reactors generally depend on refined and enriched uranium. Some nuclear reactors can operate with a mixture of plutonium and uranium (see MOX). The process by which uranium ore is mined, processed, enriched, used, possibly reprocessed and disposed of is known as the nuclear fuel cycle.
Under 1% of the uranium found in nature is the easily fissionable U-235 isotope and as a result most reactor designs require enriched fuel.
Enrichment involves increasing the percentage of U-235 and is usually done by means of gaseous diffusion or gas centrifuge. The enriched result is then converted into uranium dioxide powder, which is pressed and fired into pellet form. These pellets are stacked into tubes which are then sealed and called fuel rods. Many of these fuel rods are used in each nuclear reactor.
Most BWR and PWR commercial reactors use uranium enriched to about 4% U-235, and some commercial reactors with a high neutron economy do not require the fuel to be enriched at all (that is, they can use natural uranium). According to the International Atomic Energy Agency there are at least 100 research reactors in the world fueled by highly enriched (weapons-grade/90% enrichment) uranium. Theft risk of this fuel (potentially used in the production of a nuclear weapon) has led to campaigns advocating conversion of this type of reactor to low-enrichment uranium (which poses less threat of proliferation).
Fissile U-235 and non-fissile but fissionable and fertile U-238 are both used in the fission process. U-235 is fissionable by thermal (i.e. slow-moving) neutrons. A thermal neutron is one which is moving about the same speed as the atoms around it. Since all atoms vibrate proportionally to their absolute temperature, a thermal neutron has the best opportunity to fission U-235 when it is moving at this same vibrational speed. On the other hand, U-238 is more likely to capture a neutron when the neutron is moving very fast. This U-239 atom will soon decay into plutonium-239, which is another fuel. Pu-239 is a viable fuel and must be accounted for even when a highly enriched uranium fuel is used. Plutonium fissions will dominate the U-235 fissions in some reactors, especially after the initial loading of U-235 is spent. Plutonium is fissionable with both fast and thermal neutrons, which make it ideal for either nuclear reactors or nuclear bombs.
Most reactor designs in existence are thermal reactors and typically use water as a neutron moderator (moderator means that it slows down the neutron to a thermal speed) and as a coolant. But in a fast breeder reactor, some other kind of coolant is used which will not moderate or slow the neutrons down much. This enables fast neutrons to dominate, which can effectively be used to constantly replenish the fuel supply. By merely placing cheap unenriched uranium into such a core, the non-fissionable U-238 will be turned into Pu-239, "breeding" fuel.
In thorium fuel cycle thorium-232 absorbs a neutron in either a fast or thermal reactor. The thorium-233 beta decays to protactinium-233 and then to uranium-233, which in turn is used as fuel. Hence, like uranium-238, thorium-232 is a fertile material.
Fueling of nuclear reactors
The amount of energy in the reservoir of nuclear fuel is frequently expressed in terms of "full-power days," which is the number of 24-hour periods (days) a reactor is scheduled for operation at full power output for the generation of heat energy. The number of full-power days in a reactor's operating cycle (between refueling outage times) is related to the amount of fissile uranium-235 (U-235) contained in the fuel assemblies at the beginning of the cycle. A higher percentage of U-235 in the core at the beginning of a cycle will permit the reactor to be run for a greater number of full-power days.
At the end of the operating cycle, the fuel in some of the assemblies is "spent", having spent 4 to 6 years in the reactor producing power. This spent fuel is discharged and replaced with new (fresh) fuel assemblies. Though considered "spent," these fuel assemblies contain a large quantity of fuel. In practice it is economics that determines the lifetime of nuclear fuel in a reactor. Long before all possible fission has taken place, the reactor is unable to maintain 100%, full output power, and therefore, income for the utility lowers as plant output power lowers. Most nuclear plants operate at a very low profit margin due to operating overhead, mainly regulatory costs, so operating below 100% power is not economically viable for very long. The fraction of the reactor's fuel core replaced during refueling is typically one-third, but depends on how long the plant operates between refueling. Plants typically operate on 18 month refueling cycles, or 24 month refueling cycles. This means that 1 refueling, replacing only one-third of the fuel, can keep a nuclear reactor at full power for nearly 2 years. The disposition and storage of this spent fuel is one of the most challenging aspects of the operation of a commercial nuclear power plant. This nuclear waste is highly radioactive and its toxicity presents a danger for thousands of years. After being discharged from the reactor, spent nuclear fuel is transferred to the on-site spent fuel pool. The spent fuel pool is a large pool of water that provides cooling and shielding of the spent nuclear fuel. Once the energy has decayed somewhat (approximately 5 years), the fuel can be transferred from the fuel pool to dry shielded casks, that can be safely stored for thousands of years. After loading into dry shielded casks, the casks are stored on-site in a specially guarded facility in impervious concrete bunkers. On-site fuel storage facilities are designed to withstand the impact of commercial airliners, with little to no damage to the spent fuel. An average on-site fuel storage facility can hold 30 years of spent fuel in a space smaller that a football field.
Not all reactors need to be shut down for refueling; for example, pebble bed reactors, RBMK reactors, molten-salt reactors, Magnox, AGR and CANDU reactors allow fuel to be shifted through the reactor while it is running. In a CANDU reactor, this also allows individual fuel elements to be situated within the reactor core that are best suited to the amount of U-235 in the fuel element.
The amount of energy extracted from nuclear fuel is called its burnup, which is expressed in terms of the heat energy produced per initial unit of fuel weight. Burn up is commonly expressed as megawatt days thermal per metric ton of initial heavy metal.
Nuclear safety
Nuclear safety covers the actions taken to prevent nuclear and radiation accidents and incidents or to limit their consequences. The nuclear power industry has improved the safety and performance of reactors, and has proposed new, safer (but generally untested) reactor designs but there is no guarantee that the reactors will be designed, built and operated correctly. Mistakes do occur and the designers of reactors at Fukushima in Japan did not anticipate that a tsunami generated by an earthquake would disable the backup systems that were supposed to stabilize the reactor after the earthquake, despite multiple warnings by the NRG and the Japanese nuclear safety administration. According to UBS AG, the Fukushima I nuclear accidents have cast doubt on whether even an advanced economy like Japan can master nuclear safety. Catastrophic scenarios involving terrorist attacks are also conceivable. An interdisciplinary team from MIT has estimated that given the expected growth of nuclear power from 2005 to 2055, at least four serious nuclear accidents would be expected in that period.
Nuclear accidents
Serious, though rare, nuclear and radiation accidents have occurred. These include the SL-1 accident (1961), the Three Mile Island accident (1979), Chernobyl disaster (1986), and the Fukushima Daiichi nuclear disaster (2011). Nuclear-powered submarine mishaps include the K-19 reactor accident (1961), the K-27 reactor accident (1968), and the K-431 reactor accident (1985).
Nuclear reactors have been launched into Earth orbit at least 34 times. A number of incidents connected with the unmanned nuclear-reactor-powered Soviet RORSAT radar satellite program resulted in spent nuclear fuel reentering the Earth's atmosphere from orbit.
Natural nuclear reactors
Almost two billion years ago a series of self-sustaining nuclear fission "reactors" self-assembled in the area now known as Oklo in Gabon, West Africa. The conditions at that place and time allowed a natural nuclear fission to occur with circumstances that are similar to the conditions in a constructed nuclear reactor.
Fifteen fossil natural fission reactors have so far been found in three separate ore deposits at the Oklo uranium mine in Gabon. First discovered in 1972 by French physicist Francis Perrin, they are collectively known as the Oklo Fossil Reactors. Self-sustaining nuclear fission reactions took place in these reactors approximately 1.5 billion years ago, and ran for a few hundred thousand years, averaging 100 kW of power output during that time. The concept of a natural nuclear reactor was theorized as early as 1956 by Paul Kuroda at the University of Arkansas.
Such reactors can no longer form on Earth in its present geologic period. Radioactive decay of formerly more abundant uranium-235 over the time span of hundreds of millions of years has reduced the proportion of this naturally occurring fissile isotope to below the amount required to sustain a chain reaction with only plain water as a moderator.
The natural nuclear reactors formed when a uranium-rich mineral deposit became inundated with groundwater that acted as a neutron moderator, and a strong chain reaction took place. The water moderator would boil away as the reaction increased, slowing it back down again and preventing a meltdown. The fission reaction was sustained for hundreds of thousands of years, cycling on the order of hours to a few days.
These natural reactors are extensively studied by scientists interested in geologic radioactive waste disposal. They offer a case study of how radioactive isotopes migrate through the Earth's crust. This is a significant area of controversy as opponents of geologic waste disposal fear that isotopes from stored waste could end up in water supplies or be carried into the environment.
Emissions
Nuclear reactors produce tritium as part of normal operations, which is eventually released into the environment in trace quantities.
As an isotope of hydrogen, tritium (T) frequently binds to oxygen and forms T2O. This molecule is chemically identical to H2O and so is both colorless and odorless, however the additional neutrons in the hydrogen nuclei cause the tritium to undergo beta decay with a half-life of 12.3 years. Despite being measurable, the tritium released by nuclear power plants is minimal. The United States NRC estimates that a person drinking water for one year out of a well contaminated by what they would consider to be a significant tritiated water spill would receive a radiation dose of 0.3 millirem. For comparison, this is an order of magnitude less than the 4 millirem a person receives on a round trip flight from Washington, D.C. to Los Angeles, a consequence of less atmospheric protection against highly energetic cosmic rays at high altitudes.
The amounts of strontium-90 released from nuclear power plants under normal operations is so low as to be undetectable above natural background radiation. Detectable strontium-90 in ground water and the general environment can be traced to weapons testing that occurred during the mid-20th century (accounting for 99% of the Strontium-90 in the environment) and the Chernobyl accident (accounting for the remaining 1%).
See also
List of nuclear reactors
List of small modular reactor designs
List of United States Naval reactors
Neutron transport
Nuclear power by country
Nuclear power in space
One Less Nuclear Power Plant
Radioisotope thermoelectric generator
Safety engineering
Sayonara Nuclear Power Plants
Small modular reactor
Thorium-based nuclear power
Traveling-wave reactor (TWR)
World Nuclear Industry Status Report
References
External links
The Database on Nuclear Power Reactors – IAEA
Uranium Conference adds discussion of Japan accident
A Debate: Is Nuclear Power The Solution to Global Warming?
Union of Concerned Scientists, Concerns re: US nuclear reactor program
Freeview Video 'Nuclear Power Plants — What's the Problem' A Royal Institution Lecture by John Collier by the Vega Science Trust.
Nuclear Energy Institute — How it Works: Electric Power Generation
Annotated bibliography of nuclear reactor technology from the Alsos Digital Library
ソヴィエト連邦における宇宙用原子炉の開発とその実用
Energy conversion
Nuclear technology
Power station technology
Pressure vessels
Nuclear research reactors
Nuclear power reactor types
Neutron sources
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An ode (from ) is a type of lyrical stanza. It is an elaborately structured poem praising or glorifying an event or individual, describing nature intellectually as well as emotionally. A classic ode is structured in three major parts: the strophe, the antistrophe, and the epode. Different forms such as the homostrophic ode and the irregular ode also enter.
Greek odes were originally poetic pieces performed with musical accompaniment. As time passed on, they gradually became known as personal lyrical compositions whether sung (with or without musical instruments) or merely recited (always with accompaniment). The primary instruments used were the aulos and the lyre (the latter was the most revered instrument to the ancient Greeks).
There are three typical forms of odes: the Pindaric, Horatian, and irregular. Pindaric odes follow the form and style of Pindar. Horatian odes follow conventions of Horace; the odes of Horace deliberately imitated the Greek lyricists such as Alcaeus and Anacreon. Irregular odes use rhyme, but not the three-part form of the Pindaric ode, nor the two- or four-line stanza of the Horatian ode. The ode is a lyric poem. It conveys exalted and inspired emotions. It is a lyric in an elaborate form, expressed in a language that is imaginative, dignified and sincere. Like the lyric, an ode is of Greek origin.
English ode
The lyrics can be on various themes. The earliest odes in the English language, using the word in its strict form, were the Epithalamium and Prothalamium of Edmund Spenser.
In the 17th century, the most important original odes in English were by Abraham Cowley. These were iambic, but had irregular line length patterns and rhyme schemes. Cowley based the principle of his Pindariques on an apparent misunderstanding of Pindar's metrical practice but, nonetheless, others widely imitated his style, with notable success by John Dryden.
With Pindar's metre being better understood in the 18th century, the fashion for Pindaric odes faded, though there are notable actual Pindaric odes by Thomas Gray, The Progress of Poesy and The Bard.
There was a time when meadow, grove, and stream,
The earth, and every common sight,
To me did seem
Apparelled in celestial light,
The glory and the freshness of a dream.
It is not now as it hath been of yore;—
Turn wheresoe'er I may,
By night or day,
The things which I have seen I now can see no more....
Our birth is but a sleep and a forgetting:
The Soul that rises with us, our life's Star,
Hath had elsewhere its setting,
And cometh from afar:
Not in entire forgetfulness,
And not in utter nakedness,
But trailing clouds of glory do we come
From God, who is our home...
(Excerpt from Wordsworth's Intimations of Immortality)
Around 1800, William Wordsworth revived Cowley's Pindarick for one of his finest poems, the Intimations of Immortality ode. Others also wrote odes: Samuel Taylor Coleridge, John Keats, and Percy Bysshe Shelley who wrote odes with regular stanza patterns. Shelley's Ode to the West Wind, written in fourteen line terza rima stanzas, is a major poem in the form. Perhaps the greatest odes of the 19th century, however, were Keats's Five Great Odes of 1819, which included "Ode to a Nightingale", "Ode on Melancholy", "Ode on a Grecian Urn", "Ode to Psyche", and "To Autumn". After Keats, there have been comparatively few major odes in English. One major exception is the fourth verse of the poem For the Fallen by Laurence Binyon, which is often known as The Ode to the Fallen, or simply as The Ode.
W.H. Auden also wrote Ode, one of the most popular poems from his earlier career when he lived in London, in opposition to people's ignorance over the reality of war. In an interview, Auden once stated that he had intended to title the poem My Silver Age in mockery of England's supposed imperial golden age, however chose Ode as it seemed to provide a more sensitive exploration of warfare.
Ode on a Grecian Urn, while an ekphrasis, also functions as an ode to the artistic beauty the narrator observes. The English ode's most common rhyme scheme is ABABCDECDE.
Centuries were occasionally set to music. Composers such as Purcell, Händel and Boyce all set English odes to music.
Notable practitioners
Sharon Olds
Thomas Gray
John Keats
Samuel Taylor Coleridge
William Wordsworth
Percy Bysshe Shelley
Pablo Neruda
Álvaro de Campos
Thomas Nashe
John Donne
Allen Tate
Gary Soto
Ronsard
Federico García Lorca
References
External links
Ancient Greek theatre
Poetic form
|
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The oboe ( ) is a type of double reed woodwind instrument. Oboes are usually made of wood, but may also be made of synthetic materials, such as plastic, resin, or hybrid composites. The most common oboe plays in the treble or soprano range. A soprano oboe measures roughly long, with metal keys, a conical bore and a flared bell. Sound is produced by blowing into the reed at a sufficient air pressure, causing it to vibrate with the air column. The distinctive tone is versatile and has been described as "bright". When the word oboe is used alone, it is generally taken to mean the treble instrument rather than other instruments of the family, such as the bass oboe, the cor anglais (English horn), or oboe d'amore.
A musician who plays the oboe is called an oboist.
Today, the oboe is commonly used as orchestral or solo instrument in symphony orchestras, concert bands and chamber ensembles. The oboe is especially used in classical music, film music, some genres of folk music, and is occasionally heard in jazz, rock, pop, and popular music. The oboe is widely recognized as the instrument that tunes the orchestra with its distinctive 'A'.
Sound
In comparison to other modern woodwind instruments, the treble oboe is sometimes referred to as having a clear and penetrating voice. The Sprightly Companion, an instruction book published by Henry Playford in 1695, describes the oboe as "Majestical and Stately, and not much Inferior to the Trumpet". In the play Angels in America the sound is described as like "that of a duck if the duck were a songbird". The rich timbre is derived from its conical bore (as opposed to the generally cylindrical bore of flutes and clarinets). As a result, oboes are easier to hear over other instruments in large ensembles due to its penetrating sound. The highest note is a semitone lower than the nominally highest note of the B clarinet. Since the clarinet has a wider range, the lowest note of the B clarinet is significantly deeper (a minor sixth) than the lowest note of the oboe.
Music for the standard oboe is written in concert pitch (i.e., it is not a transposing instrument), and the instrument has a soprano range, usually from B3 to G6. Orchestras tune to a concert A played by the first oboe. According to the League of American Orchestras, this is done because the pitch is secure and its penetrating sound makes it ideal for tuning. The pitch of the oboe is affected by the way in which the reed is made. The reed has a significant effect on the sound. Variations in cane and other construction materials, the age of the reed, and differences in scrape and length all affect the pitch. German and French reeds, for instance, differ in many ways, causing the sound to vary accordingly. Weather conditions such as temperature and humidity also affect the pitch. Skilled oboists adjust their embouchure to compensate for these factors. Subtle manipulation of embouchure and air pressure allows the oboist to express timbre and dynamics.
Reeds
The oboe uses a double reed, similar to that used for the bassoon. Most professional oboists make their reeds to suit their individual needs. By making their reeds, oboists can precisely control factors such as tone color, intonation, and responsiveness. They can also account for individual embouchure, oral cavity, oboe angle, and air support.
Novice oboists rarely make their own reeds, as the process is difficult and time consuming, and frequently purchase reeds from a music store instead. Commercially available cane reeds are available in several degrees of hardness; a medium reed is very popular, and most beginners use medium-soft reeds. These reeds, like clarinet, saxophone, and bassoon reeds, are made from Arundo donax. As oboists gain more experience, they may start making their own reeds after the model of their teacher or buying handmade reeds (usually from a professional oboist) and using special tools including gougers, pre-gougers, guillotines, knives, and other tools to make and adjust reeds to their liking. The reed is considered the part of oboe that makes the instrument so difficult because the individual nature of each reed means that it is hard to achieve a consistent sound. Slight variations in temperature, humidity, altitude, weather, and climate can also have an effect on the sound of the reed, as well as minute changes in the physique of the reed.
Oboists often prepare several reeds to achieve a consistent sound, as well as to prepare for environmental factors such as chipping of a reed or other hazards. Oboists may have different preferred methods for soaking their reeds to produce optimal sounds; the most preferred method tends to be to soak the oboe reed in water before playing.
Plastic oboe reeds are rarely used, and are less readily available than plastic reeds for other instruments, such as the clarinet. However they do exist, and are produced by brands such as Legere.
History
In English, prior to 1770, the standard instrument was called a hautbois, hoboy, or French hoboy ( ). This was borrowed from the French name, , which is a compound word made up of haut ("high", "loud") and bois ("wood", "woodwind"). Literally translated, the French word means 'high-pitched woodwind' in English. The spelling of oboe was adopted into English c. 1770 from the Italian oboè, a transliteration of the 17th-century pronunciation of the French name.
The regular oboe first appeared in the mid-17th century, when it was called a hautbois. This name was also used for its predecessor, the shawm, from which the basic form of the hautbois was derived. Major differences between the two instruments include the division of the hautbois into three sections, or joints (which allowed for more precise manufacture), and the elimination of the pirouette, the wooden ledge below the reed which allowed players to rest their lips.
The exact date and place of origin of the hautbois are obscure, as are the individuals who were responsible. Circumstantial evidence, such as the statement by the flautist composer Michel de la Barre in his Memoire, points to members of the Philidor (Filidor) and Hotteterre families. The instrument may in fact have had multiple inventors. The hautbois quickly spread throughout Europe, including Great Britain, where it was called hautboy, hoboy, hautboit, howboye, and similar variants of the French name. It was the main melody instrument in early military bands, until it was succeeded by the clarinet.
The standard Baroque oboe is generally made of boxwood and has three keys: a "great" key and two side keys (the side key is often doubled to facilitate use of either the right or left hand on the bottom holes). In order to produce higher pitches, the player has to "overblow", or increase the air stream to reach the next harmonic. Notable oboe-makers of the period are the Germans Jacob Denner and J.H. Eichentopf, and the English Thomas Stanesby (died 1734) and his son Thomas Jr (died 1754). The range for the Baroque oboe comfortably extends from C4 to D6. With the resurgence of interest in early music in the mid 20th century, a few makers began producing copies to specifications taken from surviving historical instruments.
Classical
The Classical period brought a regular oboe whose bore was gradually narrowed, and the instrument became outfitted with several keys, among them those for the notes D, F, and G. A key similar to the modern octave key was also added called the "slur key", though it was at first used more like the "flick" keys on the modern German bassoon. Only later did French instrument makers redesign the octave key to be used in the manner of the modern key (i.e. held open for the upper register, closed for the lower). The narrower bore allows the higher notes to be more easily played, and composers began to more often utilize the oboe's upper register in their works. Because of this, the oboe's tessitura in the Classical era was somewhat broader than that found in Baroque works. The range for the Classical oboe extends from C4 to F6 (using the scientific pitch notation system), though some German and Austrian oboes are capable of playing one half-step lower. Classical-era composers who wrote concertos for oboe include Mozart (both the solo concerto in C major K. 314/285d and the lost original of Sinfonia Concertante in E major K. 297b, as well as a fragment of F major concerto K. 417f), Haydn (both the Sinfonia Concertante in B Hob. I:105 and the spurious concerto in C major Hob. VIIg:C1), Beethoven (the F major concerto, Hess 12, of which only sketches survive, though the second movement was reconstructed in the late 20th century), and numerous other composers including Johann Christian Bach, Johann Christian Fischer, Jan Antonín Koželuh, and Ludwig August Lebrun. Many solos exist for the regular oboe in chamber, symphonic, and operatic compositions from the Classical era.
Wiener oboe
The Wiener oboe (Viennese oboe) is a type of modern oboe that retains the essential bore and tonal characteristics of the historical oboe. The Akademiemodel Wiener Oboe, first developed in the late 19th century by Josef Hajek from earlier instruments by C. T. Golde of Dresden (1803–73), is now made by several makers such as André Constantinides, Karl Rado, Guntram Wolf, Christian Rauch and Yamaha. It has a wider internal bore, a shorter and broader reed and the fingering-system is very different from the conservatoire oboe. In The Oboe, Geoffrey Burgess and Bruce Haynes write "The differences are most clearly marked in the middle register, which is reedier and more pungent, and the upper register, which is richer in harmonics on the Viennese oboe". Guntram Wolf describes them: "From the concept of the bore, the Viennese oboe is the last representative of the historical oboes, adapted for the louder, larger orchestra, and fitted with an extensive mechanism. Its great advantage is the ease of speaking, even in the lowest register. It can be played very expressively and blends well with other instruments." The Viennese oboe is, along with the Vienna horn, perhaps the most distinctive member of the Wiener Philharmoniker instrumentarium.
Conservatoire oboe
This oboe was developed further in the 19th century by the Triébert family of Paris. Using the Boehm flute as a source of ideas for key work, Guillaume Triébert and his sons, Charles and Frederic, devised a series of increasingly complex yet functional key systems. A variant form using large tone holes, the Boehm system oboe, was never in common use, though it was used in some military bands in Europe into the 20th century. F. Lorée of Paris made further developments to the modern instrument. Minor improvements to the bore and key work have continued through the 20th century, but there has been no fundamental change to the general characteristics of the instrument for several decades.
Modern oboe
The modern standard oboe is most commonly made from grenadilla, also known as African blackwood, though some manufacturers also make oboes out of other members of the genus Dalbergia, which includes cocobolo, rosewood, and violetwood (also known as kingwood). Ebony (genus Diospyros) has also been used. Student model oboes are often made from plastic resin, to avoid instrument cracking to which wood instruments are prone, but also to make the instrument more economical. The oboe has an extremely narrow conical bore. It is played with a double reed consisting of two thin blades of cane tied together on a small-diameter metal tube (staple) which is inserted into the reed socket at the top of the instrument. The commonly accepted range for the oboe extends from B3 to about G6, over two and a half octaves, though its common tessitura lies from C4 to E6. Some student oboes only extend down to B3 (the key for B is not present).
A modern oboe with the "full conservatoire" ("conservatory" in the US) or Gillet key system has 45 pieces of keywork, with the possible additions of a third-octave key and alternate (left little finger) F- or C-key. The keys are usually made of nickel silver, and are silver- or occasionally gold-plated. Besides the full conservatoire system, oboes are also made using the British thumbplate system. Most have "semi-automatic" octave keys, in which the second-octave action closes the first, and some have a fully automatic octave key system, as used on saxophones. Some full-conservatory oboes have finger holes covered with rings rather than plates ("open-holed"), and most of the professional models have at least the right-hand third key open-holed. Professional oboes used in the UK and Iceland frequently feature conservatoire system combined with a thumb plate. Releasing the thumb plate has the same effect as pressing down the right-hand index-finger key. This produces alternate options which eliminate the necessity for most of the common cross-intervals (intervals where two or more keys need to be released and pressed down simultaneously), but cross intervals are much more difficult to execute in such a way that the sound remains clear and continuous throughout the frequency change (a quality also called legato and often called-for in the oboe repertoire).
Other members of the oboe family
The standard oboe has several siblings of various sizes and playing ranges. The most widely known and used today is the cor anglais (English horn) the tenor (or alto) member of the family. A transposing instrument; it is pitched in F, a perfect fifth lower than the oboe. The oboe d'amore, the alto (or mezzo-soprano) member of the family, is pitched in A, a minor third lower than the oboe. J.S. Bach made extensive use of both the oboe d'amore as well as the taille and oboe da caccia, Baroque antecedents of the cor anglais. Even less common is the bass oboe (also called baritone oboe), which sounds one octave lower than the oboe. Delius, Strauss and Holst scored for the instrument. Similar to the bass oboe is the more powerful heckelphone, which has a wider bore and larger tone than the baritone oboe. Only 165 heckelphones have ever been made. Not surprisingly, competent heckelphone players are difficult to find due to the extreme rarity of this particular instrument. The least common of all are the musette (also called oboe musette or piccolo oboe), the sopranino member of the family (it is usually pitched in E or F above the oboe), and the contrabass oboe (typically pitched in C, two octaves deeper than the standard oboe).
Folk versions of the oboe, sometimes equipped with extensive keywork, are found throughout Europe. These include the musette (France) and the piston oboe and bombarde (Brittany), the piffero and ciaramella (Italy), and the xirimia (also spelled chirimia) (Spain). Many of these are played in tandem with local forms of bagpipe, particularly with the Italian müsa and zampogna or Breton biniou.
Notable classical works featuring the oboe
Tomaso Albinoni, Oboe (and two-oboe) Concerti
Georg Philipp Telemann, oboe concerti and sonatas, trio sonatas for oboe, recorder, and basso continuo
Antonio Vivaldi, at least 15 oboe concertos
Johann Sebastian Bach, Brandenburg concertos nos. 1 and 2, Concerto for Violin and oboe, lost oboe concerti, numerous oboe obbligato lines in the sacred and secular cantatas
Tchaikovsky, theme to Swan Lake
Samuel Barber, Canzonetta, op. 48, for oboe and string orchestra (1977–78, orch. completed by Charles Turner)
Vincenzo Bellini, Concerto in E-flat, for oboe and chamber orchestra consisting of orchestra consisting of two flutes, two oboes, two clarinets, tho bassoons, two French horns, and strings (before 1825)
Luciano Berio, Chemins IV (on Sequenza VII), for oboe and string orchestra (1975)
Harrison Birtwistle, An Interrupted Endless Melody, for oboe and piano (1991)
Harrison Birtwistle, Pulse Sampler, for oboe and claves (1981)
Benjamin Britten, Six Metamorphoses after Ovid, op. 49, Temporal Variations, Two Insect Pieces, Phantasy Quartet, op. 2
Elliott Carter, Oboe Concerto (1986–87); Trilogy, for oboe and harp (1992); Quartet for oboe, violin, viola, and cello (2001)
Morton Feldman, Oboe and Orchestra (1976)
Vivian Fine, Sonatina for Oboe and Piano (1939)
Domenico Cimarosa, Oboe Concerto in C major (arranged)
John Corigliano, Oboe Concerto (1975)
Miguel del Águila, Summer Song for oboe and piano
Antal Doráti, Duo Concertante for Oboe and Piano
Madeleine Dring, Three Piece Suite arr. Roger Lord
Madeleine Dring, Trio for oboe, flute and piano
Henri Dutilleux, Les Citations for oboe, harpsichord, double bass and percussion (1991)
Eric Ewazen, Down a River of Time, oboe and string orchestra (1999)
Eugene Aynsley Goossens, Concerto for Oboe, Op. 45 (1928)
Edvard Grieg, Symphonic Dances Op. 64, no. 2
George Frideric Handel, "The Arrival of the Queen of Sheba", Oboe Concerto No. 1, No. 2, No. 3 and sonatas
Joseph Haydn (spurious, possibly by Malzat), Oboe Concerto in C major
Hans Werner Henze, Doppio concerto, for oboe, harp, and string orchestra (1966)
Jennifer Higdon, Oboe Concerto, 2005
Paul Hindemith, Sonata for Oboe and Piano
Heinz Holliger, Sonata, for unaccompanied oboe (1956–57/99); Mobile, for oboe and harp (1962); Trio, for oboe (doubling English horn), viola, and harp (1966); Studie über Mehrklänge, for unaccompanied oboe (1971); Sechs Stücke, for oboe (doubling oboe d’amore) and harp (1998–99)
Charles Koechlin Sonata for Oboe and Piano, Op. 58
Antonio Lotti, Concerto for oboe d'amore
Witold Lutosławski, Double Concerto for Oboe, Harp, and Chamber Orchestra
Bruno Maderna, 3 oboe concertos (1962–63) (1967) (1973); Grande aulodia, for flute, oboe, and orchestra (1970), Aulodia for Oboe d´amore (and guitar ad Libitum)
Alessandro Marcello, Concerto in D minor
Bohuslav Martinů, Concerto for Oboe and Small Orchestra
Olivier Messiaen, Concert à quatre
Darius Milhaud, Les rêves de Jacob, op. 294, for oboe, violin, viola, cello, and doublebass (1949); Sonatina, op. 337, for oboe and piano (1954)
Wolfgang Amadeus Mozart, Oboe Concerto in C major, Quartet in F major for oboe, violin, viola, and cello
Carl Nielsen, Two Fantasy Pieces for Oboe and Piano, op. 2
Antonio Pasculli, oboe concertos for oboe and piano/orchestra
Francis Poulenc, Oboe Sonata
Sergei Prokofiev, Quintet for Oboe, Clarinet, Violin, Viola and Bass op. 39 (1923)
Sergei Prokofiev, Peter and the Wolf, the duck
Maurice Ravel, Le Tombeau de Couperin
Edmund Rubbra, Oboe Sonata
Camille Saint-Saëns, Sonata for Oboe and Piano in D Major
Robert Schumann, Three Romances for Oboe and Piano
Karlheinz Stockhausen, In Freundschaft, for oboe, Nr. 46⅔, Oboe for oboe and electronic music (from Orchester-Finalisten, scene 2 of Mittwoch aus Licht)
Richard Strauss, Oboe Concerto
Igor Stravinsky, Pastorale (transcribed in 1933 for Violin and Wind Quartet)
Bernd Alois Zimmermann, Concerto for Oboe and Small Orchestra (1952)
Toru Takemitsu, Distance for Oboe and Shō [ad lib.] (1971)
Toru Takemitsu, Entre-Temps for Oboe and String Quartett (1981)
Joan Tower, Island Prelude (1988)
Isang Yun, Concerto for Oboe (Oboe d'amore) and Orchestra (1990)
Josef Tal, Duo for oboe & English horn (1992)
Ralph Vaughan Williams, Concerto for Oboe and Strings, Ten Blake Songs for oboe and tenor
John Woolrich, Oboe Concerto (1996)
Jan Dismas Zelenka (1723) Concertanti, Oboe Trios and other works
Ellen Taaffe Zwilich, Oboe Concerto
Flor Alpaerts, Concertstuk for Oboe and Piano
Lior Navok Fuzzy, for oboe and piano (2018)
Unaccompanied pieces
Benjamin Britten, Six Metamorphoses after Ovid, Op.49 (1951)
Carlos Chávez, Upingos (1957)
Eugene Aynsley Goossens, Islamite Dance (1962); Searching For Lambs, Op. 49 (1930); When Thou Art Dead, Op. 43 (1926)
Luciano Berio, Sequenza VII (1969)
Isang Yun, Piri (1971)
Antal Doráti, Five Pieces for Solo Oboe (1980)
Peter Maxwell Davies, First Grace of Light (1991)
John Palmer, Hinayana (1999), including extended techniques
Use in non-classical music
Jazz
The oboe remains uncommon in jazz music, but there have been notable uses of the instrument. Some early bands in the 1920s and '30s, most notably that of Paul Whiteman, included it for coloristic purposes. The multi-instrumentalist Garvin Bushell (1902–1991) played the oboe in jazz bands as early as 1924 and used the instrument throughout his career, eventually recording with John Coltrane in 1961. Gil Evans featured oboe in sections of his famous Sketches of Spain collaboration with trumpeter Miles Davis. Though primarily a tenor saxophone and flute player, Yusef Lateef was among the first (in 1961) to use the oboe as a solo instrument in modern jazz performances and recordings. Composer and double bassist Charles Mingus gave the oboe a brief but prominent role (played by Dick Hafer) in his composition "I.X. Love" on the 1963 album Mingus Mingus Mingus Mingus Mingus.
With the birth of jazz fusion in the late 1960s, and its continuous development through the following decade, the oboe became somewhat more prominent, replacing on some occasions the saxophone as the focal point. The oboe was used with great success by the Welsh multi-instrumentalist Karl Jenkins in his work with the groups Nucleus and Soft Machine, and by the American woodwind player Paul McCandless, co-founder of the Paul Winter Consort and later Oregon.
The 1980s saw an increasing number of oboists try their hand at non-classical work, and many players of note have recorded and performed alternative music on oboe. Some present-day jazz groups influenced by classical music, such as the Maria Schneider Orchestra, feature the oboe.
Rock and pop
Indie singer-songwriter and composer Sufjan Stevens, having studied the instrument in school, often includes the instrument in his arrangements and compositions, most frequently in his geographic tone-poems Illinois, Michigan. Peter Gabriel played the oboe while he was a member of Genesis, most prominently on "The Musical Box".
Film music
The oboe is frequently featured in film music, often to underscore a particularly poignant or sad scene, for example in the 1989 film Born on the Fourth of July. One of the most prominent uses of the oboe in a film score is Ennio Morricone's "Gabriel's Oboe" theme from the 1986 film The Mission.
It is featured as a solo instrument in the theme "Across the Stars" from the John Williams score to the 2002 film Star Wars: Episode II – Attack of the Clones.
The oboe is also featured as a solo instrument in the "Love Theme" in Nino Rota's score to The Godfather (1972).
Notable oboists
Oboe manufacturers
Barrington Instruments Inc. (Barrington, Illinois, USA)
Boosey & Hawkes (1851–1970s) (London, UK)
Buffet Crampon (Mantes-la-Ville, France)
Bulgheroni (Parè, Italy)
Cabart or Thibouville-Cabart (1869–1974, bought out by F. Lorée) (Paris, France)
Carmichael (UK)
Chauvet (until ~ 1975) (Paris, France)
Mark Chudnow (MCW, Sierra) (Napa, California, USA)
Constantinides (Pöggstall, Austria)
Covey (Blairsville, Georgia, USA)
Dupin (Moutfort, Luxembourg)
D.W.K (Seoul, Korea)
Fossati (incl. Tiery) (Paris, France)
Fox (South Whitley, Indiana, USA)
Frank (Berlin, Germany)
Graessel (Nürnberg, Germany)
Heckel (until the 1960s) (Wiesbaden, Germany)
Thomas Hiniker Woodwinds (Rochester, Minnesota, USA)
TW Howarth (London, UK)
Incagnoli (Rome, Italy)
A. Jardé (prior to WWII) (Paris, France)
Josef (Okinawa and Tokyo, Japan)
V. Kohlert & Söhne (1840–1948 Graslitz, Czechoslovakia, 1948–1970s Kohlert & Co. Winnenden, Germany)
Kreul (incl. Mirafone) (Tübingen, Germany)
J. R. LaFleur (1865–1938, bought by Boosey & Hawkes) (London, UK)
Larilee Woodwind Corp. (USA) (Elkhart, Indiana, USA)
A. Laubin (incl. "A. Barré") (Peekskill, New York
G. LeBlanc (France, USA)
Linton (Elkhart, Indiana, USA)
F. Lorée (incl. Cabart) (Paris, France)
Louis (prior to WWII) (London, UK)
Malerne (until 1974, bought by Marigaux) (La Couture-Boussey, France)
Marigaux (Mantes-la-Ville, France)
Markardt (until 1976, bought by Mönnig) (Erlbach, Germany)
Mollenhauer (before WWII; now only recorders) (Fulda, Germany)
Gebr. Mönnig – Oscar Adler (Markneukirchen, Germany)
John Packer (Taunton, UK)
Patricola (Castelnuovo Scrivia, Italy)
Püchner (Nauheim, Germany)
Karl Radovanovic (Vienna, Austria)
Rigoutat (incl. RIEC) (Saint-Maur-des-Fossés, France)
A. Robert (prior to WWII) (Paris, France)
Sand N. Dalton, instrument maker (Lopez Island, Washington)
Selmer (incl. Bundy, Lesher, Omega, Signet) (France, USA)
Tom Sparkes (Hornsby, New South Wales, Australia)
Ward & Winterbourne (London, UK)
Guntram Wolf (Kronach, Germany)
Yamaha (Japan)
Notes
References
Further reading
Baines, Anthony: 1967, Woodwind Instruments and Their History, third edition, with a foreword by Sir Adrian Boult. London: Faber and Faber.
Beckett, Morgan Hughes: 2008, "The Sensuous Oboe". Orange, California: Scuffin University Press. .
Gioielli, Mauro: 1999. "La 'calamaula' di Eutichiano". Utriculus 8, no. 4 (32) (October–December): 44–45.
Harris-Warrick, Rebecca: 1990, "A Few Thoughts on Lully's Hautbois" Early Music 18, no. 1 (February, "The Baroque Stage II"): 97-98+101-102+105-106.
Haynes, Bruce: 1985, Music for Oboe, 1650–1800: A Bibliography. Fallen Leaf Reference Books in Music, 8755-268X; no. 4. Berkeley, California: Fallen Leaf Press. .
Haynes, Bruce: 1988, "Lully and the Rise of the Oboe as Seen in Works of Art". Early Music 16, no. 3 (August): 324–38.
Haynes, Bruce: 2001, The Eloquent Oboe: A History of the Hautboy 1640–1760. Oxford Early Music Series. Oxford and New York: Oxford University Press. .
External links
Peter Wuttke: The Haynes-Catalog bibliography of literature for oboe written between 1650 and 1800.
A Guide to Choosing an Oboe Student, intermediate & professional oboes explained.
Experiments in Jazz Oboe by Alison Wilson (archive link)
Oboist Liang Wang: His Reeds Come First NPR story by Debbie Elliott
Oboe sound gallery of clips of dozens of prominent oboists in the United States, Europe, and Australia
Fingering chart from the Woodwind Fingering Guide
Fingering chart for Android devices
Pictures of oboe reeds made by famous oboists
Single oboes with conical bore
Classical music instruments
Baroque instruments
Orchestral instruments
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Objectivism is a philosophical system developed by Russian-American writer Ayn Rand. Rand first expressed Objectivism in her fiction, most notably The Fountainhead (1943) and Atlas Shrugged (1957), and later in non-fiction essays and books. Leonard Peikoff, a professional philosopher and Rand's designated intellectual heir, later gave it a more formal structure. Rand described Objectivism as "the concept of man as a heroic being, with his own happiness as the moral purpose of his life, with productive achievement as his noblest activity, and reason as his only absolute". Peikoff characterizes Objectivism as a "closed system" insofar as its "fundamental principles" were set out by Rand and are not subject to change. However, he stated that "new implications, applications and integrations can always be discovered".
Objectivism's main tenets are that reality exists independently of consciousness, that human beings have direct contact with reality through sense perception (see direct and indirect realism), that one can attain objective knowledge from perception through the process of concept formation and inductive logic, that the proper moral purpose of one's life is the pursuit of one's own happiness (see rational egoism), that the only social system consistent with this morality is one that displays full respect for individual rights embodied in laissez-faire capitalism, and that the role of art in human life is to transform humans' metaphysical ideas by selective reproduction of reality into a physical form—a work of art—that one can comprehend and to which one can respond emotionally.
Academic philosophers have mostly ignored or rejected Rand's philosophy. Nonetheless, Objectivism has been a significant influence among libertarians and American conservatives. The Objectivist movement, which Rand founded, attempts to spread her ideas to the public and in academic settings.
Philosophy
Rand originally expressed her philosophical ideas in her novels - most notably, in both The Fountainhead and Atlas Shrugged. She further elaborated on them in her periodicals The Objectivist Newsletter, The Objectivist, and The Ayn Rand Letter, and in non-fiction books such as Introduction to Objectivist Epistemology and The Virtue of Selfishness.
The name "Objectivism" derives from the idea that human knowledge and values are objective: they exist and are determined by the nature of reality, to be discovered by one's mind, and are not created by the thoughts one has. Rand stated that she chose the name because her preferred term for a philosophy based on the primacy of existence—"existentialism"—had already been taken.
Rand characterized Objectivism as "a philosophy for living on earth", based on reality, and intended as a method of defining human nature and the nature of the world in which we live.
Metaphysics: objective reality
Rand's philosophy begins with three axioms: existence, consciousness, and identity. Rand defined an axiom as "a statement that identifies the base of knowledge and of any further statement pertaining to that knowledge, a statement necessarily contained in all others whether any particular speaker chooses to identify it or not. An axiom is a proposition that defeats its opponents by the fact that they have to accept it and use it in the process of any attempt to deny it." As Objectivist philosopher Leonard Peikoff argued, Rand's argument for axioms "is not a proof that the axioms of existence, consciousness, and identity are true. It is proof that they are axioms, that they are at the base of knowledge and thus inescapable."
Rand said that existence is the perceptually self-evident fact at the base of all other knowledge, i.e., that "existence exists". She further said that to be is to be something, that "existence is identity". That is, to be is to be "an entity of a specific nature made of specific attributes". That which has no nature or attributes does not and cannot exist. The axiom of existence is conceptualized as differentiating something from nothing, while the law of identity is conceptualized as differentiating one thing from another, i.e., one's first awareness of the law of non-contradiction, another crucial base for the rest of knowledge. As Rand wrote, "A leaf ... cannot be all red and green at the same time, it cannot freeze and burn at the same time... A is A." Objectivism rejects belief in anything alleged to transcend existence.
Rand argued that consciousness is "the faculty of perceiving that which exists". As she put it, "to be conscious is to be conscious of something", that is consciousness itself cannot be distinguished or conceptualized except in relation to an independent reality. "It cannot be aware only of itself—there is no 'itself' until it is aware of something." Thus, Objectivism posits that the mind does not create reality, but rather, it is a means of discovering reality. Expressed differently, existence has "primacy" over consciousness, which must conform to it. Any other type of argument Rand termed "the primacy of consciousness", including any variant of metaphysical subjectivism or theism.
Objectivist philosophy derives its explanations of action and causation from the axiom of identity, referring to causation as "the law of identity applied to action". According to Rand, it is entities that act, and every action is the action of an entity. The way entities act is caused by the specific nature (or "identity") of those entities; if they were different they would act differently. As with the other axioms, an implicit understanding of causation is derived from one's primary observations of causal connections among entities even before it is verbally identified, and serves as the basis of further knowledge.
Epistemology: reason
According to Rand, attaining knowledge beyond what is given by perception requires both volition (or the exercise of free will) and performing a specific method of validation by observation, concept-formation, and the application of inductive and deductive reasoning. For example, a belief in dragons, however sincere, does not mean that reality includes dragons. A process of proof identifying the basis in reality of a claimed item of knowledge is necessary to establish its truth.
Objectivist epistemology begins with the principle that "consciousness is identification". This is understood to be a direct consequence of the metaphysical principle that "existence is identity". Rand defined "reason" as "the faculty that identifies and integrates the material provided by man's senses". Rand wrote "The fundamental concept of method, the one on which all the others depend, is logic. The distinguishing characteristic of logic (the art of non-contradictory identification) indicates the nature of the actions (actions of consciousness required to achieve a correct identification) and their goal (knowledge)—while omitting the length, complexity or specific steps of the process of logical inference, as well as the nature of the particular cognitive problem involved in any given instance of using logic."
According to Rand, consciousness possesses a specific and finite identity, just like everything else that exists; therefore, it must operate by a specific method of validation. An item of knowledge cannot be "disqualified" by being arrived at by a specific process in a particular form. Thus, for Rand, the fact that consciousness must itself possess identity implies the rejection of both universal skepticism based on the "limits" of consciousness, as well as any claim to revelation, emotion or faith based belief.
Objectivist epistemology maintains that all knowledge is ultimately based on perception. "Percepts, not sensations, are the given, the self-evident." Rand considered the validity of the senses to be axiomatic, and said that purported arguments to the contrary all commit the fallacy of the "stolen concept" by presupposing the validity of concepts that, in turn, presuppose the validity of the senses. She said that perception, being determined physiologically, is incapable of error. For example, optical illusions are errors in the conceptual identification of what is seen, not errors of sight itself. The validity of sense perception, therefore, is not susceptible to proof (because it is presupposed by all proof as proof is only a matter of adducing sensory evidence) nor should its validity be denied (since the conceptual tools one would have to use to do this are derived from sensory data). Perceptual error, therefore, is not possible. Rand consequently rejected epistemological skepticism, as she said that the skeptics' claim to knowledge "distorted" by the form or the means of perception is impossible.
The Objectivist theory of perception distinguishes between the form and object. The form in which an organism perceives is determined by the physiology of its sensory systems. Whatever form the organism perceives it in, what it perceives—the object of perception—is reality. Rand consequently rejected the Kantian dichotomy between "things as we perceive them" and "things as they are in themselves". Rand wrote
The aspect of epistemology given the most elaboration by Rand is the theory of concept-formation, which she presented in Introduction to Objectivist Epistemology. She argued that concepts are formed by a process of measurement omission. Peikoff described this as follows:
According to Rand, "the term 'measurements omitted' does not mean, in this context, that measurements are regarded as non-existent; it means that measurements exist, but are not specified. That measurements must exist is an essential part of the process. The principle is: the relevant measurements must exist in some quantity, but may exist in any quantity."
Rand argued that concepts are organized hierarchically. Concepts such as 'dog,' which bring together "concretes" available in perception, can be differentiated (into the concepts of 'dachshund,' 'poodle,' etc.) or integrated (along with 'cat,' etc., into the concept of 'animal'). Abstract concepts such as 'animal' can be further integrated, via "abstraction from abstractions", into such concepts as 'living thing.' Concepts are formed in the context of knowledge available. A young child differentiates dogs from cats and chickens, but need not explicitly differentiate them from deep-sea tube worms, or from other types of animals not yet known to him, to form a concept 'dog'.
Because of its characterization of concepts as "open-ended" classifications that go well beyond the characteristics included in their past or current definitions, Objectivist epistemology rejects the analytic-synthetic distinction as a false dichotomy and denies the possibility of a priori knowledge.
Rand rejected "feeling" as sources of knowledge. Rand acknowledged the importance of emotion for human beings, but she maintained that emotions are a consequence of the conscious or subconscious ideas that a person already accepts, not a means of achieving awareness of reality. "Emotions are not tools of cognition." Rand also rejected all forms of faith or mysticism, terms that she used synonymously. She defined faith as "the acceptance of allegations without evidence or proof, either apart from or against the evidence of one's senses and reason... Mysticism is the claim to some non-sensory, non-rational, non-definable, non-identifiable means of knowledge, such as 'instinct,' 'intuition,' 'revelation,' or any form of 'just knowing.'" Reliance on revelation is like reliance on a Ouija board; it bypasses the need to show how it connects its results to reality. Faith, for Rand, is not a "short-cut" to knowledge, but a "short-circuit" destroying it.
Objectivism acknowledges the facts that human beings have limited knowledge, are vulnerable to error, and do not instantly understand all of the implications of their knowledge. According to Peikoff, one can be certain of a proposition if all of the available evidence verifies it, i.e., it can be logically integrated with the rest of one's knowledge; one is then certain within the context of the evidence.
Rand rejected the traditional rationalist/empiricist dichotomy, arguing that it embodies a false alternative: conceptually-based knowledge independent of perception (rationalism) versus perceptually-based knowledge independent of concepts (empiricism). Rand argued that neither is possible because the senses provide the material of knowledge while conceptual processing is also needed to establish knowable propositions.
Criticism on epistemology
The philosopher John Hospers, who was influenced by Rand and shared her moral and political opinions, disagreed with her concerning issues of epistemology. Some philosophers, such as Tibor Machan, have argued that the Objectivist epistemology is incomplete.
Psychology professor Robert L. Campbell writes that the relationship between Objectivist epistemology and cognitive science remains unclear because Rand made claims about human cognition and its development which belong to psychology, yet Rand also argued that philosophy is logically prior to psychology and in no way dependent on it.
The philosophers Randall Dipert and Roderick T. Long have argued that Objectivist epistemology conflates the perceptual process by which judgments are formed with the way in which they are to be justified, thereby leaving it unclear how sensory data can validate judgments structured propositionally.
Ethics: self-interest
Objectivism includes an extensive treatment of ethical concerns. Rand wrote on morality in her works We the Living (1936), Atlas Shrugged (1957) and The Virtue of Selfishness (1964). Rand defines morality as "a code of values to guide man's choices and actions—the choices and actions that determine the purpose and the course of his life". Rand maintained that the first question is not what should the code of values be, the first question is "Does man need values at all—and why?" According to Rand, "it is only the concept of 'Life' that makes the concept of 'Value' possible", and "the fact that a living entity is, determines what it ought to do". Rand writes: "there is only one fundamental alternative in the universe: existence or non-existence—and it pertains to a single class of entities: to living organisms. The existence of inanimate matter is unconditional, the existence of life is not: it depends on a specific course of action. [...] It is only a living organism that faces a constant alternative: the issue of life or death".
Rand argued that the primary emphasis of man's free will is the choice: 'to think or not to think'. "Thinking is not an automatic function. In any hour and issue of his life, man is free to think or to evade that effort. Thinking requires a state of full, focused awareness. The act of focusing one's consciousness is volitional. Man can focus his mind to a full, active, purposefully directed awareness of reality—or he can unfocus it and let himself drift in a semiconscious daze, merely reacting to any chance stimulus of the immediate moment, at the mercy of his undirected sensory-perceptual mechanism and of any random, associational connections it might happen to make." According to Rand, therefore, possessing free will, human beings must choose their values: one does not automatically have one's own life as his ultimate value. Whether in fact a person's actions promote and fulfill his own life or not is a question of fact, as it is with all other organisms, but whether a person will act to promote his well-being is up to him, not hard-wired into his physiology. "Man has the power to act as his own destroyer—and that is the way he has acted through most of his history."
In Atlas Shrugged, Rand wrote "Man's mind is his basic tool of survival. Life is given to him, survival is not. His body is given to him, its sustenance is not. His mind is given to him, its content is not. To remain alive he must act and before he can act he must know the nature and purpose of his action. He cannot obtain his food without knowledge of food and of the way to obtain it. He cannot dig a ditch—or build a cyclotron—without a knowledge of his aim and the means to achieve it. To remain alive, he must think." In her novels, The Fountainhead and Atlas Shrugged, she also emphasizes the importance of productive work, romantic love and art to human happiness, and dramatizes the ethical character of their pursuit. The primary virtue in Objectivist ethics is rationality, as Rand meant it "the recognition and acceptance of reason as one's only source of knowledge, one's only judge of values and one's only guide to action".
The purpose of a moral code, Rand said, is to provide the principles by reference to which man can achieve the values his survival requires. Rand summarizes:
Rand's explanation of values presents the proposition that an individual's primary moral obligation is to achieve his own well-being—it is for his life and his self-interest that an individual ought to obey a moral code. Ethical egoism is a corollary of setting man's life as the moral standard. Rand believed that rational egoism is the logical consequence of humans following evidence to its logical conclusion. The only alternative would be that they live without orientation to reality.
A corollary to Rand's endorsement of self-interest is her rejection of the ethical doctrine of altruism—which she defined in the sense of Auguste Comte's altruism (he popularized the term), as a moral obligation to live for the sake of others. Rand also rejected subjectivism. A "whim-worshiper" or "hedonist", according to Rand, is not motivated by a desire to live his own human life, but by a wish to live on a sub-human level. Instead of using "that which promotes my (human) life" as his standard of value, he mistakes "that which I (mindlessly happen to) value" for a standard of value, in contradiction of the fact that, existentially, he is a human and therefore rational organism. The "I value" in whim-worship or hedonism can be replaced with "we value", "he values", "they value", or "God values", and still it would remain dissociated from reality. Rand repudiated the equation of rational selfishness with hedonistic or whim-worshiping "selfishness-without-a-self". She said that the former is good, and the latter bad, and that there is a fundamental difference between them.
For Rand, all of the principal virtues are applications of the role of reason as man's basic tool of survival: rationality, honesty, justice, independence, integrity, productiveness, and pride—each of which she explains in some detail in "The Objectivist Ethics". The essence of Objectivist ethics is summarized by the oath her Atlas Shrugged character John Galt adhered to: "I swear—by my life and my love of it—that I will never live for the sake of another man, nor ask another man to live for mine."
Criticism on ethics
Some philosophers have criticized Objectivist ethics. The philosopher Robert Nozick argues that Rand's foundational argument in ethics is unsound because it does not explain why someone could not rationally prefer dying and having no values, in order to further some particular value. He argues that her attempt to defend the morality of selfishness is, therefore, an instance of begging the question. Nozick also argues that Rand's solution to David Hume's famous is-ought problem is unsatisfactory. In response, the philosophers Douglas B. Rasmussen and Douglas Den Uyl have argued that Nozick misstated Rand's case.
Charles King criticized Rand's example of an indestructible robot to demonstrate the value of life as incorrect and confusing. In response, Paul St. F. Blair defended Rand's ethical conclusions, while maintaining that his arguments might not have been approved by Rand.
Politics: individual rights and capitalism
Rand's defense of individual liberty integrates elements from her entire philosophy. Since reason is the means of human knowledge, it is therefore each person's most fundamental means of survival and is necessary to the achievement of values. The use or threat of force neutralizes the practical effect of an individual's reason, whether the force originates from the state or from a criminal. According to Rand, "man's mind will not function at the point of a gun". Therefore, the only type of organized human behavior consistent with the operation of reason is that of voluntary cooperation. Persuasion is the method of reason. By its nature, the overtly irrational cannot rely on the use of persuasion and must ultimately resort to force to prevail. Thus, Rand argued that reason and freedom are correlates, just as she argued that mysticism and force are corollaries. Based on this understanding of the role of reason, Objectivists claim that the initiation of physical force against the will of another is immoral, as are indirect initiations of force through threats, fraud, or breach of contract. The use of defensive or retaliatory force, on the other hand, is appropriate.
Objectivism claims that because the opportunity to use reason without the initiation of force is necessary to achieve moral values, each individual has an inalienable moral right to act as his own judgment directs and to keep the product of his effort. Peikoff, explaining the basis of rights, stated, "In content, as the founding fathers recognized, there is one fundamental right, which has several major derivatives. The fundamental right is the right to life. Its major derivatives are the right to liberty, property, and the pursuit of happiness." "A 'right' is a moral principle defining and sanctioning a man's freedom of action in a social context." These rights are specifically understood to be rights to action, not to specific results or objects, and the obligations created by rights are negative in nature: each individual must refrain from violating the rights of others. Objectivists reject alternative notions of rights, such as positive rights, collective rights, or animal rights. Objectivism claims that the only social system which fully recognizes individual rights is capitalism, specifically what Rand described as "full, pure, uncontrolled, unregulated laissez-faire capitalism". Objectivism regards capitalism as the social system which is most beneficial to the poor, but does not consider this its primary justification. Rather, it is the only moral social system. Objectivism maintains that only societies seeking to establish freedom (or free nations) have a right to self-determination.
Objectivism describes government as "the means of placing the retaliatory use of physical force under objective control—i.e., under objectively defined laws"; thus, government is both legitimate and critically important in order to protect individual rights. Rand opposed anarchism because she considered that putting police and courts on the market is an inherent miscarriage of justice. Objectivism claims that the proper functions of a government are "the police, to protect men from criminals—the armed services, to protect men from foreign invaders—the law courts, to settle disputes among men according to objective laws", the executive, and legislatures. Furthermore, in protecting individual rights, the government is acting as an agent of its citizens and "has no rights except the rights delegated to it by the citizens" and it must act in an impartial manner according to specific, objectively defined laws. Prominent Objectivists Peikoff and Yaron Brook have since expressed endorsement of other government functions.
Rand argued that limited intellectual property monopolies being granted to certain inventors and artists on a first-to-file basis are moral because she considered all property as fundamentally intellectual. Furthermore, the value of a commercial product derives in part from the necessary work of its inventors. However, Rand considered limits on patents and copyrights as important and said that if they were granted in perpetuity, it would necessarily result in de facto collectivism.
Rand opposed racism and any legal application of racism. She considered affirmative action to be an example of legal racism. Rand advocated the right to legal abortion. Rand believed capital punishment is morally justified as retribution against a murderer, but dangerous due to the risk of mistakenly executing innocent people and facilitating state murder. She therefore said she opposed capital punishment "on epistemological, not moral, grounds". She opposed involuntary military conscription. She opposed any form of censorship, including legal restrictions on pornography, opinion or worship, famously quipping; "In the transition to statism, every infringement of human rights has begun with a given right's least attractive practitioners".
Objectivists have also opposed a number of government activities commonly endorsed by both liberals and conservatives, including antitrust laws, the minimum wage, public education, and existing child labor laws. Objectivists have argued against faith-based initiatives, displaying religious symbols in government facilities, and the teaching of "intelligent design" in public schools. Rand opposed involuntary taxation and believed government could be financed voluntarily, although she thought this could only happen after other reforms of government were implemented.
Criticism on politics
Some critics, including economists and political philosophers such as Murray Rothbard, David D. Friedman, Roy Childs, Norman P. Barry, and Chandran Kukathas, have argued that Objectivist ethics are consistent with anarcho-capitalism instead of minarchism.
Aesthetics: metaphysical value-judgments
The Objectivist theory of art derives from its epistemology, by way of "psycho-epistemology" (Rand's term for an individual's characteristic mode of functioning in acquiring knowledge). Art, according to Objectivism, serves a human cognitive need: it allows human beings to understand concepts as though they were percepts. Objectivism defines "art" as a "selective re-creation of reality according to an artist's metaphysical value-judgments"—that is, according to what the artist believes to be ultimately true and important about the nature of reality and humanity. In this respect Objectivism regards art as a way of presenting abstractions concretely, in perceptual form.
The human need for art, according to this idea, derives from the need for cognitive economy. A concept is already a sort of mental shorthand standing for a large number of concretes, allowing a human being to think indirectly or implicitly of many more such concretes than can be kept explicitly in mind. But a human being cannot keep indefinitely many concepts explicitly in mind either—and yet, according to Objectivism, they need a comprehensive conceptual framework to provide guidance in life. Art offers a way out of this dilemma by providing a perceptual, easily grasped means of communicating and thinking about a wide range of abstractions, including one's metaphysical value-judgments. Objectivism regards art as an effective way to communicate a moral or ethical ideal. Objectivism does not, however, regard art as propagandistic: even though art involves moral values and ideals, its purpose is not to educate, only to show or project. Moreover, art need not be, and usually is not, the outcome of a full-blown, explicit philosophy. Usually it stems from an artist's sense of life (which is preconceptual and largely emotional).
The end goal of Rand's own artistic endeavors was to portray the ideal man. The Fountainhead is the best example of this effort. Rand uses the character of Roark to embody the concept of the higher man which she believes is what great art should do – embody the characteristics of the best of humanity. This symbolism should be represented in all art; artistic expression should be an extension of the greatness in humanity.
Rand said that Romanticism was the highest school of literary art, noting that Romanticism was "based on the recognition of the principle that man possesses the faculty of volition", absent which, Rand believed, literature is robbed of dramatic power, adding:
The term "romanticism", however, is often affiliated with emotionalism, to which Objectivism is completely opposed. Historically, many romantic artists were philosophically subjectivist. Most Objectivists who are also artists subscribe to what they term romantic realism, which is how Rand described her own work.
Development by other authors
Several authors have developed and applied Rand's ideas in their own work. Rand described Peikoff's The Ominous Parallels (1982), as "the first book by an Objectivist philosopher other than myself". During 1991, Peikoff published Objectivism: The Philosophy of Ayn Rand, a comprehensive exposition of Rand's philosophy. Chris Matthew Sciabarra discusses Rand's ideas and theorizes about their intellectual origins in Ayn Rand: The Russian Radical (1995). Surveys such as On Ayn Rand by Allan Gotthelf (1999), Ayn Rand by Tibor R. Machan (2000), and Objectivism in One Lesson by Andrew Bernstein (2009) provide briefer introductions to Rand's ideas.
Some scholars have emphasized applying Objectivism to more specific areas. Machan has developed Rand's contextual conception of human knowledge (while also drawing on the insights of J. L. Austin and Gilbert Harman) in works such as Objectivity (2004), and David Kelley has explicated Rand's epistemological ideas in works such as The Evidence of the Senses (1986) and A Theory of Abstraction (2001). Regarding the topic of ethics, Kelley has argued in works such as Unrugged Individualism (1996) and The Contested Legacy of Ayn Rand (2000) that Objectivists should pay more attention to the virtue of benevolence and place less emphasis on issues of moral sanction. Kelley's claims have been controversial, and critics Peikoff and Peter Schwartz have argued that he contradicts important principles of Objectivism. Kelley has used the term "Open Objectivism" for a version of Objectivism that involves "a commitment to reasoned, non-dogmatic discussion and debate", "the recognition that Objectivism is open to expansion, refinement, and revision", and "a policy of benevolence toward others, including fellow-travelers and critics". Arguing against Kelley, Peikoff characterized Objectivism as a "closed system" that is not subject to change.
An author who emphasizes Rand's ethics, Tara Smith, retains more of Rand's original ideas in such works as Moral Rights and Political Freedom (1995), Viable Values (2000), and Ayn Rand's Normative Ethics (2006). In collaboration with Peikoff, David Harriman has developed a theory of scientific induction based upon Rand's theory of concepts in The Logical Leap: Induction in Physics (2010).
The political aspects of Rand's philosophy are discussed by Bernstein in The Capitalist Manifesto (2005). In Capitalism: A Treatise on Economics (1996), George Reisman attempts to integrate Objectivist methodology and insights with both Classical and Austrian economics. In psychology, Professor Edwin A. Locke and Ellen Kenner have explored Rand's ideas in the publication The Selfish Path to Romance: How to Love with Passion & Reason. Other writers have explored the application of Objectivism to fields ranging from art, as in What Art Is (2000) by Louis Torres and Michelle Marder Kamhi, to teleology, as in The Biological Basis of Teleological Concepts (1990) by Harry Binswanger.
Intellectual impact
One Rand biographer says most people who read Rand's works for the first time do it in their "formative years". Rand's former protégé Nathaniel Branden referred to Rand's "especially powerful appeal to the young", while Onkar Ghate of the Ayn Rand Institute said Rand "appeals to the idealism of youth". This appeal has alarmed a number of critics of the philosophy. Many of these young people later abandon their positive opinion of Rand and are often said to have "outgrown" her ideas. Endorsers of Rand's work recognize the phenomenon, but attribute it to the loss of youthful idealism and inability to resist social pressures for intellectual conformity. In contrast, historian Jennifer Burns, writing in Goddess of the Market (2009), writes some critics "dismiss Rand as a shallow thinker appealing only to adolescents", although she thinks the critics "miss her significance" as a "gateway drug" to right-wing politics.
Academic philosophers have generally dismissed Objectivism since Rand first presented it. Objectivism has been termed "fiercely anti-academic" because of Rand's criticism of contemporary intellectuals. David Sidorsky, a professor of moral and political philosophy at Columbia University, writes that Rand's work is "outside the mainstream" and is more of an ideology than a comprehensive philosophy. British philosopher Ted Honderich notes that he deliberately excluded an article on Rand from The Oxford Companion to Philosophy (Rand is, however, mentioned in the article on popular philosophy by Anthony Quinton). Rand is the subject of entries in the Stanford Encyclopedia of Philosophy, The Dictionary of Modern American Philosophers, the Internet Encyclopedia of Philosophy, The Routledge Dictionary of Twentieth-Century Political Thinkers, and The Penguin Dictionary of Philosophy. Chandran Kukathas writes in an entry about Rand in the Routledge Encyclopedia of Philosophy, "The influence of Rand's ideas was strongest among college students in the USA but attracted little attention from academic philosophers." Kukathas also writes that her defenses of capitalism and selfishness "kept her out of the intellectual mainstream".
During the 1990s, Rand's works were more likely to be encountered in American classrooms. The Ayn Rand Society, dedicated to fostering the scholarly study of Objectivism, is affiliated with the American Philosophical Association's Eastern Division. Aristotle scholar and Objectivist Allan Gotthelf, late chairman of the Society, and his colleagues argued for more academic study of Objectivism, considering the philosophy as a unique and intellectually interesting defense of classical liberalism that is worth debating. In 1999, a refereed Journal of Ayn Rand Studies began. Programs and fellowships for the study of Objectivism have been supported at the University of Pittsburgh, University of Texas at Austin and University of North Carolina at Chapel Hill.
See also
Bibliography of Ayn Rand and Objectivism
Objectivism and homosexuality
Objectivism and libertarianism
Objectivism's rejection of the primitive
Objectivist periodicals
Philosophical fiction
BioShock
References
Works cited
Further reading
External links
Ayn Rand Institute: The Center for the Advancement of Objectivism
The Atlas Society: The Center for Objectivism
Capitalism.org – an Objectivist website and publishers of Capitalism on-line magazine
The Objectivism Reference Center
American philosophy
Anti-communism
Atheism
Capitalism
Epistemological theories
Ethical theories
Individualism
Libertarian theory
Metaphysical theories
Philosophical movements
Political theories
Theories of aesthetics
|
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The Oligocene ( ) is a geologic epoch of the Paleogene Period and extends from about 33.9 million to 23 million years before the present ( to ). As with other older geologic periods, the rock beds that define the epoch are well identified but the exact dates of the start and end of the epoch are slightly uncertain. The name Oligocene was coined in 1854 by the German paleontologist Heinrich Ernst Beyrich from his studies of marine beds in Belgium and Germany. The name comes from the Ancient Greek (olígos, "few") and (kainós, "new"), and refers to the sparsity of extant forms of molluscs. The Oligocene is preceded by the Eocene Epoch and is followed by the Miocene Epoch. The Oligocene is the third and final epoch of the Paleogene Period.
The Oligocene is often considered an important time of transition, a link between the archaic world of the tropical Eocene and the more modern ecosystems of the Miocene. Major changes during the Oligocene included a global expansion of grasslands, and a regression of tropical broad leaf forests to the equatorial belt.
The start of the Oligocene is marked by a notable extinction event called the Grande Coupure; it featured the replacement of European fauna with Asian fauna, except for the endemic rodent and marsupial families. By contrast, the Oligocene–Miocene boundary is not set at an easily identified worldwide event but rather at regional boundaries between the warmer late Oligocene and the relatively cooler Miocene.
Boundaries and subdivisions
The lower boundary of the Oligocene (its Global Boundary Stratotype Section and Point or GSSP) is placed at the last appearance of the foraminiferan genus Hantkenina in a quarry at Massignano, Italy. However, this GSSP has been criticized as excluding the uppermost part of the type Eocene Priabonian Stage and because it is slightly earlier than important climate shifts that form natural markers for the boundary, such as the global oxygen isotope shift marking the expansion of Antarctic glaciation (the Oi1 event).
The upper boundary of the Oligocene is defined by its GSSP at Carrosio, Italy, which coincides with the first appearance of the foraminiferan Paragloborotalia kugleri and with the base of magnetic polarity chronozone C6Cn.2n.
Oligocene faunal stages from youngest to oldest are:
Tectonics and paleogeography
During the Oligocene Epoch, the continents continued to drift toward their present positions.
Antarctica became more isolated as deep ocean channels were established between Antarctica and Australia and South America. Australia had been very slowly rifting away from West Antarctica since the Jurassic, but the exact timing of the establishment of ocean channels between the two continents remains uncertain. However, one estimate is that a deep channel was in place between the two continents by the end of the early Oligocene. The timing of the formation of the Drake Passage between South America and Australia is also uncertain, with estimates ranging from 49 to 17 mya (early Eocene to Miocene), but oceanic circulation through the Drake Passage may also have been in place by the end of the early Oligocene. This may have been interrupted by a temporary constriction of the Drake Passage from sometime in the middle to late Oligocene (29 to 22 mya) to the middle Miocene (15 mya).
The reorganization of the oceanic tectonic plates of the northeastern Pacific, which had begun in the Paleocene, culminated with the arrival of the Murray and Mendocino Fracture Zones at the North American subduction zone in the Oligocene. This initiated strike-slip movement along the San Andreas Fault and extensional tectonics in the Basin and Range province, ended volcanism south of the Cascades, and produced clockwise rotation of many western North American terranes. The Rocky Mountains were at their peak. A new volcanic arc was established in western North America, far inland from the coast, reaching from central Mexico through the Mogollon-Datil volcanic field to the San Juan volcanic field, then through Utah and Nevada to the ancestral Northern Cascades. Huge ash deposits from these volcanoes created the White River and Arikaree Groups of the High Plains, with their excellent fossil beds.
Between 31 and 26 mya, the Ethiopia-Yemen Continental Flood Basalts were emplaced by the East African large igneous province, which also initiated rifting along the Red Sea and Gulf of Aden.
The Alps were rapidly rising in Europe as the African plate continued to push north into the Eurasian plate, isolating the remnants of the Tethys Sea. Sea levels were lower in the Oligocene than in the early Eocene, exposing large coastal plains in Europe and the Gulf Coast and Atlantic Coast of North America. The Obik Sea, which had separated Europe from Asia, retreated early in the Oligocene, creating a persistent land connection between the continents. There appears to have been a land bridge in the early Oligocene between North America and Europe, since the faunas of the two regions are very similar. However, towards the end of the Oligocene, there was a brief marine incursion in Europe.
The rise of the Himalayas during the Oligocene remains poorly understood. One recent hypothesis is that a separate microcontinent collided with south Asia in the early Eocene, and India itself did not collide with south Asia until the end of the Oligocene. The Tibetan Plateau may have reached nearly its present elevation by the late Oligocene.
The Andes first became a major mountain chain in the Oligocene, as subduction became more direct into the coastline.
Climate
Climate during the Oligocene reflected a general cooling trend following the Early Eocene Climatic Optimum. This transformed the Earth's climate from a greenhouse to an icehouse climate.
Eocene-Oligocene transition and Oi1 event
The Eocene-Oligocene transition, peaking around 33.5 mya, was a major cooling event and reorganization of the biosphere. The transition is marked by the Oi1 event, in which oxygen isotope ratios decreased by 1.3. About 0.3-0.4 of this is estimated to be due to major expansion of Antarctic ice sheets. The remaining 0.9 to 1.0 was due to about of global cooling. The transition likely took place in three closely spaced steps over the period from 33.8 to 33.5 mya. By the end of the transition, sea levels had dropped by , and ice sheets were 25% greater in extent than in the modern world.
The effects of the transition can be seen in the geological record at many locations around the world. Ice volumes rose as temperature and sea levels dropped. Playa lakes of the Tibetan Plateau disappeared at the transition, pointing to cooling and aridification of central Asia. Pollen and spore counts in marine sediments of the Norwegian-Greenland Sea indicate a drop in winter temperatures at high latitudes of about just prior to the Oi1 event. Borehole dating from the Southeast Faroes drift indicates that deep-ocean circulation from the Arctic Ocean to the North Atlantic Ocean began in the early Oligocene.
The best terrestrial record of Oligocene climate comes from North America, where temperatures dropped by in the earliest Oligocene. This change is seen from Alaska to the Gulf Coast. Upper Eocene paleosols reflect annual precipitation of over a meter of rain, but early Oligocene precipitation was less than half this. In central North America, the cooling was by 8.2 ± 3.1 °C over a period of 400,000 years, though there is little indication of significant increase in aridity during this interval. Ice-rafted debris in the Norwegian-Greenland Sea indicated that glaciers had appeared in Greenland by the start of the Oligocene.
Continental ice sheets in Antarctica reached sea level during the transition. Glacially rafted debris of early Oligocene age in the Weddell Sea and Kerguelen Plateau, in combination with Oi1 isotope shift, provides unambiguous evidence of a continental ice sheet on Antarctica by the early Oligocene.
The causes of the Eocene-Oligocene transition are not yet fully understood.
The timing is wrong for this to be caused either by known impact events or by the volcanic activity on the Ethiopean Plateau. Two other possible drivers of climate change, not mutually exclusive, have been proposed. The first is thermal isolation of the continent of Antarctica by development of the Antarctic Circumpolar Current. Deep sea cores from south of New Zealand suggest that cold deep-sea currents were present by the early Oligocene. However, the timing of this event remains controversial. The other possibility, for which there is considerable evidence, is a drop in atmospheric carbon dioxide levels (pCO2) during the transition. The pCO2 is estimated to have dropped just before the transition, to 760 ppm at the peak of ice sheet growth, then rebounded slightly before resuming a more gradual fall. Climate modeling suggests that glaciation of Antarctica took placed only when pCO2 dropped below a critical threshold value.
Middle Oligocene climate and the Oi2 event
Oligocene climate following the Eocene-Oligocene event is poorly known. There were several pulses of glaciation in middle Oligocene, about the time of the Oi2 oxygen isotope shift. This led to the largest drop of sea level in past 100 million years, by about . This is reflected in a mid-Oligocene incision of continental shelves and unconformities in marine rocks around the world.
Some evidence suggests that the climate remained warm at high latitudes even as ice sheets experienced cyclical growth and retreat in response to orbital forcing and other climate drivers. Other evidence indicates significant cooling at high latitudes. Part of the difficulty may be that there were strong regional variations in the response to climate shifts. Evidence of a relatively warm Oligocene suggests an enigmatic climate state, neither hothouse nor icehouse.
Late Oligocene warming
The late Oligocene (26.5 to 24 mya) likely saw a warming trend in spite of low pCO2 levels, though this appears to vary by region. However, Antarctica remained heavily glaciated during this warming period. The late Oligocene warming is discernible in pollen counts from the Tibetan Plateau, which also show that the south Asian monsoon had already developed by the late Oligocene.
A deep 400,000-year glaciated Oligocene-Miocene boundary event is recorded at McMurdo Sound and King George Island.
Biosphere
The early Eocene climate was very warm, with crocodilians and temperate plants thriving above the Arctic Circle. The cooling trend that began in the middle Eocene continued into the Oligocene, bringing the poles well below freezing for the first time in the Phanerozoic. The cooling climate, together with the opening of some land bridges and the closing of others, led to a profound reorganization of the biosphere and loss of taxonomic diversity. Land animals and marine organisms reached a Phanerozoic low in diversity by the late Oligocene, and the temperate forests and jungles of the Eocene were replaced by forest and scrubland. The closing of the Tethys Seaway destroyed its tropical biota.
Flora
The Oi1 event of the Eocene-Oligocene transition covered the continent of Antarctica with ice sheets, leaving Nothofagus and mosses and ferns clinging to life around the periphery of Antarctica in tundra conditions.
Angiosperms continued their expansion throughout the world as tropical and sub-tropical forests were replaced by temperate deciduous forests. Open plains and deserts became more common and grasses expanded from their water-bank habitat in the Eocene moving out into open tracts. The decline in pCO2 favored C4 photosynthesis, which is found only in angiosperms and is particularly characteristic of grasses. However, even at the end of the period, grass was not quite common enough for modern savannas.
In North America, much of the dense forest was replaced by patchy scrubland with riparian forests. Subtropical species dominated with cashews and lychee trees present, and temperate woody plants such as roses, beeches, and pines were common. The legumes spread, while sedges and ferns continued their ascent.
Fauna
Most extant mammal families had appeared by the end of the Oligocene. These included primitive three-toed horses, rhinoceroses, camels, deer, and peccaries. Carnivores such as dogs, nimravids (ancestor of cats), bears, weasels, and raccoons began to replace the creodonts that had dominated the Paleocene in the Old World. Rodents and rabbits underwent tremendous diversification due to the increase in suitable habitats for ground-dwelling seed eaters, as habitats for squirrel-like nut- and fruit-eaters diminished. The primates, once present in Eurasia, were reduced in range to Africa and South America. Many groups, such as equids, entelodonts, rhinos, merycoidodonts, and camelids, became more able to run during this time, adapting to the plains that were spreading as the Eocene rainforests receded. Brontotheres died out in the Earliest Oligocene, and creodonts died out outside Africa and the Middle East at the end of the period. Multituberculates, an ancient lineage of primitive mammals that originated back in the Jurassic, also became extinct in the Oligocene, aside from the gondwanatheres.
The Eocene-Oligocene transition in Europe and Asia has been characterized as the Grande Coupure. The lowering of sea levels closed the Turgai Strait across the Obik Sea, which had previously separated Asia from Europe. This allowed Asian mammals, such as rhinoceroses and ruminants, to enter Europe and drive endemic species to extinction. Lesser faunal turnovers occurred simultaneously with the Oi2 event and towards the end of the Oligocene. There was significant diversification of mammals in Eurasia, including the giant indricotheres, that grew up to at the shoulder and weighed up to 20 tons. Paraceratherium was one of largest land mammals ever to walk the Earth. However, the indricotheres were an exception to a general tendency for Oligocene mammals to be much smaller than their Eocene counterparts. The earliest deer, giraffes, pigs, and cattle appeared in the mid-Oligocene in Eurasia. The first felid, Proailurus, originated in Asia during the late Oligocene and spread to Europe.
There was only limited migration between Asia and North America. The cooling of central North America at the Eocene-Oligocene transition resulted in a large turnover of gastropods, amphibians, and reptiles. Mammals were much less affected. Crocodilians and pond turtles replaced by dry land tortoises. Molluscs shifted to more drought-tolerant forms. The White River Fauna of central North America inhabited a semiarid prairie home and included entelodonts like Archaeotherium, camelids (such as Poebrotherium), running rhinoceratoids, three-toed equids (such as Mesohippus), nimravids, protoceratids, and early canids like Hesperocyon. Merycoidodonts, an endemic American group, were very diverse during this time.
Australia and South American became geographically isolated and developed their own distinctive endemic fauna. These included the New World and Old World monkeys. The South American continent was home to animals such as pyrotheres and astrapotheres, as well as litopterns and notoungulates. Sebecosuchians, terror birds, and carnivorous metatheres, like the borhyaenids remained the dominant predators.
Africa was also relative isolated and retained its endemic fauna. These included mastodonts, hyraxes, arsinoitheres, and other archaic forms. Egypt in the Oligocene was an environment of lush forested deltas.
At sea, 97% of marine snail species, 89% of clams, and 50% of echinoderms of the Gulf Coast did not survive past the earliest Oligocene. New species evolved, but the overall diversity diminished. Cold-water mollusks migrated around the Pacific Rim from Alaska and Siberia. The marine animals of Oligocene oceans resembled today's fauna, such as the bivalves. Calcareous cirratulids appeared in the Oligocene. The fossil record of marine mammals is a little spotty during this time, and not as well known as the Eocene or Miocene, but some fossils have been found. The baleen whales and toothed whales had just appeared, and their ancestors, the archaeocete cetaceans began to decrease in diversity due to their lack of echolocation, which was very useful as the water became colder and cloudier. Other factors to their decline could include climate changes and competition with today's modern cetaceans and the requiem sharks, which also appeared in this epoch. Early desmostylians, like Behemotops, are known from the Oligocene. Pinnipeds appeared near the end of the epoch from an otter-like ancestor.
Oceans
The Oligocene sees the beginnings of modern ocean circulation, with tectonic shifts causing the opening and closing of ocean gateways. Cooling of the oceans had already commenced by the Eocene/Oligocene boundary, and they continued to cool as the Oligocene progressed. The formation of permanent Antarctic ice sheets during the early Oligocene and possible glacial activity in the Arctic may have influenced this oceanic cooling, though the extent of this influence is still a matter of some significant dispute.
The effects of oceanic gateways on circulation
The opening and closing of ocean gateways: the opening of the Drake Passage; the opening of the Tasmanian Gateway and the closing of the Tethys seaway; along with the final formation of the Greenland–Iceland–Faroes Ridge; played vital parts in reshaping oceanic currents during the Oligocene. As the continents shifted to a more modern configuration, so too did ocean circulation.
The Drake Passage
The Drake Passage is located between South America and Antarctica. Once the Tasmanian Gateway between Australia and Antarctica opened, all that kept Antarctica from being completely isolated by the Southern Ocean was its connection to South America. As the South American continent moved north, the Drake Passage opened and enabled the formation of the Antarctic Circumpolar Current (ACC), which would have kept the cold waters of Antarctica circulating around that continent and strengthened the formation of Antarctic Bottom Water (ABW). With the cold water concentrated around Antarctica, sea surface temperatures and, consequently, continental temperatures would have dropped. The onset of Antarctic glaciation occurred during the early Oligocene, and the effect of the Drake Passage opening on this glaciation has been the subject of much research. However, some controversy still exists as to the exact timing of the passage opening, whether it occurred at the start of the Oligocene or nearer the end. Even so, many theories agree that at the Eocene/Oligocene (E/O) boundary, a yet shallow flow existed between South America and Antarctica, permitting the start of an Antarctic Circumpolar Current.
Stemming from the issue of when the opening of the Drake Passage took place, is the dispute over how great of an influence the opening of the Drake Passage had on the global climate. While early researchers concluded that the advent of the ACC was highly important, perhaps even the trigger, for Antarctic glaciation and subsequent global cooling, other studies have suggested that the δ18O signature is too strong for glaciation to be the main trigger for cooling. Through study of Pacific Ocean sediments, other researchers have shown that the transition from warm Eocene ocean temperatures to cool Oligocene ocean temperatures took only 300,000 years, which strongly implies that feedbacks and factors other than the ACC were integral to the rapid cooling.
The late Oligocene opening of the Drake Passage
The latest hypothesized time for the opening of the Drake Passage is during the early Miocene. Despite the shallow flow between South America and Antarctica, there was not enough of a deep water opening to allow for significant flow to create a true Antarctic Circumpolar Current. If the opening occurred as late as hypothesized, then the Antarctic Circumpolar Current could not have had much of an effect on early Oligocene cooling, as it would not have existed.
The early Oligocene opening of the Drake Passage
The earliest hypothesized time for the opening of the Drake Passage is around 30 Ma. One of the possible issues with this timing was the continental debris cluttering up the seaway between the two plates in question. This debris, along with what is known as the Shackleton Fracture Zone, has been shown in a recent study to be fairly young, only about 8 million years old. The study concludes that the Drake Passage would be free to allow significant deep water flow by around 31 Ma. This would have facilitated an earlier onset of the Antarctic Circumpolar Current.
Currently, an opening of the Drake Passage during the early Oligocene is favored.
The opening of the Tasman Gateway
The other major oceanic gateway opening during this time was the Tasman, or Tasmanian, depending on the paper, gateway between Australia and Antarctica. The time frame for this opening is less disputed than the Drake Passage and is largely considered to have occurred around 34 Ma. As the gateway widened, the Antarctic Circumpolar Current strengthened.
The Tethys Seaway closing
The Tethys Seaway was not a gateway, but rather a sea in its own right. Its closing during the Oligocene had significant impact on both ocean circulation and climate. The collisions of the African plate with the European plate and of the Indian subcontinent with the Asian plate, cut off the Tethys Seaway that had provided a low-latitude ocean circulation. The closure of Tethys built some new mountains (the Zagros range) and drew down more carbon dioxide from the atmosphere, contributing to global cooling.
Greenland–Iceland–Faroes
The gradual separation of the clump of continental crust and the deepening of the tectonic ridge in the North Atlantic that would become Greenland, Iceland, and the Faroe Islands helped to increase the deep water flow in that area. More information about the evolution of North Atlantic Deep Water will be given a few sections down.
Ocean cooling
Evidence for ocean-wide cooling during the Oligocene exists mostly in isotopic proxies. Patterns of extinction and patterns of species migration can also be studied to gain insight into ocean conditions. For a while, it was thought that the glaciation of Antarctica may have significantly contributed to the cooling of the ocean, however, recent evidence tends to deny this.
Deep water
Isotopic evidence suggests that during the early Oligocene, the main source of deep water was the North Pacific and the Southern Ocean. As the Greenland-Iceland-Faroe Ridge sank and thereby connected the Norwegian–Greenland sea with the Atlantic Ocean, the deep water of the North Atlantic began to come into play as well. Computer models suggest that once this occurred, a more modern in appearance thermo-haline circulation started.
North Atlantic deep water
Evidence for the early Oligocene onset of chilled North Atlantic deep water lies in the beginnings of sediment drift deposition in the North Atlantic, such as the Feni and Southeast Faroe drifts.
South Ocean deep water
The chilling of the South Ocean deep water began in earnest once the Tasmanian Gateway and the Drake Passage opened fully. Regardless of the time at which the opening of the Drake Passage occurred, the effect on the cooling of the Southern Ocean would have been the same.
Impact events
Recorded extraterrestrial impacts:
Haughton impact crater, Nunavut, Canada (23 Ma, crater diameter) (now considered questionable as an Oligocene event; later analyses have concluded the crater dates to 39 Ma, placing the event in the Eocene.)
Supervolcanic explosions
La Garita Caldera (28–26 million years ago)
Wah Wah Springs Caldera (30 million years ago)
See also
List of fossil sites (with link directory)
Turgai Sea
References
Ogg, Jim; June, 2004, Overview of Global Boundary Stratotype Sections and Points (GSSP's) Accessed April 30, 2006.
External links
Palaeos: Oligocene
UCMP Berkeley Oligocene Page
Prehistoric Pictures, in the Public Domain
Oligocene Leaf Fossils
Olicgocene Fish Fossils
PaleoMap Project: Oligocene
Oligocene Microfossils: 300+ images of Foraminifera
Geological epochs
Paleogene geochronology
|
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An oxide () is a chemical compound that contains at least one oxygen atom and one other element in its chemical formula. "Oxide" itself is the dianion of oxygen, an O2– (molecular) ion. Metal oxides thus typically contain an anion of oxygen in the oxidation state of −2. Most of the Earth's crust consists of solid oxides, the result of elements being oxidized by the oxygen in air or in water. Even materials considered pure elements often develop an oxide coating. For example, aluminium foil develops a thin skin of Al2O3 (called a passivation layer) that protects the foil from further corrosion. Certain elements can form multiple oxides, differing in the amounts of the element combining with the oxygen. Examples are carbon, iron, nitrogen (see nitrogen oxide), silicon, titanium, lithium, and aluminium. In such cases the oxides are distinguished by specifying the numbers of atoms involved, as in carbon monoxide and carbon dioxide, or by specifying the element's oxidation number, as in iron(II) oxide and iron(III) oxide.
Formation
Due to its electronegativity, oxygen forms stable chemical bonds with almost all elements to give the corresponding oxides. Noble metals (such as gold or platinum) are prized because they resist direct chemical combination with oxygen, and substances like gold(III) oxide must be generated by indirect routes.
Two independent pathways for corrosion of elements are hydrolysis and oxidation by oxygen. The combination of water and oxygen is even more corrosive. Virtually all elements burn in an atmosphere of oxygen or an oxygen-rich environment. In the presence of water and oxygen (or simply air), some elements— sodium—react rapidly, to give the hydroxides. In part, for this reason, alkali and alkaline earth metals are not found in nature in their metallic, i.e., native, form. Cesium is so reactive with oxygen that it is used as a getter in vacuum tubes, and solutions of potassium and sodium, so-called NaK are used to deoxygenate and dehydrate some organic solvents. The surface of most metals consists of oxides and hydroxides in the presence of air. A well-known example is aluminium foil, which is coated with a thin film of aluminium oxide that passivates the metal, slowing further corrosion. The aluminum oxide layer can be built to greater thickness by the process of electrolytic anodizing. Though solid magnesium and aluminum react slowly with oxygen at STP—they, like most metals, burn in air, generating very high temperatures. Finely grained powders of most metals can be dangerously explosive in air. Consequently, they are often used in solid-fuel rockets.
In dry oxygen, iron readily forms iron(II) oxide, but the formation of the hydrated ferric oxides, Fe2O3−x(OH)2x, that mainly comprise rust, typically requires oxygen and water. Free oxygen production by photosynthetic bacteria some 3.5 billion years ago precipitated iron out of solution in the oceans as Fe2O3 in the economically important iron ore hematite.
Structure
Oxides have a range of different structures, from individual molecules to polymeric and crystalline structures. At standard conditions, oxides may range from solids to gases.
Oxides of metals
Oxides of most metals adopt polymeric structures. The oxide typically links three metal atoms (e.g., rutile structure) or six metal atoms (carborundum or rock salt structures). Because the M-O bonds are typically strong and these compounds are crosslinked polymers, the solids tend to be insoluble in solvents, though they are attacked by acids and bases. The formulas are often deceptively simple where many are nonstoichiometric compounds.
Molecular oxides
Although most metal oxides are polymeric, some oxides are molecules. Examples of molecular oxides are carbon dioxide and carbon monoxide. All simple oxides of nitrogen are molecular, e.g., NO, N2O, NO2 and N2O4. Phosphorus pentoxide is a more complex molecular oxide with a deceptive name, the real formula being P4O10. Some polymeric oxides depolymerize when heated to give molecules, examples being selenium dioxide and sulfur trioxide. Tetroxides are rare. The more common examples: ruthenium tetroxide, osmium tetroxide, and xenon tetroxide.
Many oxyanions are known, such as polyphosphates and polyoxometalates. Oxycations are rarer, some examples being nitrosonium (NO+), vanadyl (VO2+), and uranyl (). Of course many compounds are known with both oxides and other groups. In organic chemistry, these include ketones and many related carbonyl compounds. For the transition metals, many oxo complexes are known as well as oxyhalides.
Reduction
Conversion of a metal oxide to the metal is called reduction. The reduction can be induced by many reagents. Many metal oxides convert to metals simply by heating.
Reduction by carbon
Metals are "won" from their oxides by chemical reduction, i.e. by the addition of a chemical reagent. A common and cheap reducing agent is carbon in the form of coke. The most prominent example is that of iron ore smelting. Many reactions are involved, but the simplified equation is usually shown as:
2 Fe2O3 + 3 C → 4 Fe + 3 CO2
Metal oxides can be reduced by organic compounds. This redox process is the basis for many important transformations in chemistry, such as the detoxification of drugs by the P450 enzymes and the production of ethylene oxide, which is converted to antifreeze. In such systems, the metal center transfers an oxide ligand to the organic compound followed by regeneration of the metal oxide, often by oxygen in the air.
Reduction by heating
Metals that are lower in the reactivity series can be reduced by heating alone. For example, silver oxide decomposes at 200 °C:
2 Ag2O → 4 Ag + O2
Reduction by displacement
Metals that are more reactive displace the oxide of the metals that are less reactive. For example, zinc is more reactive than copper, so it displaces copper (II) oxide to form zinc oxide:
Zn + CuO → ZnO + Cu
Reduction by hydrogen
Apart from metals, hydrogen can also displace metal oxides to form hydrogen oxide, also known as water:
H2 + CuO → Cu + H2O
Reduction by electrolysis
Since metals that are reactive form oxides that are stable, some metal oxides must be electrolyzed to be reduced. This includes sodium oxide, potassium oxide, calcium oxide, magnesium oxide, and aluminium oxide. The oxides must be molten before immersing graphite electrodes in them:
2Al2O3 → 4Al + 3O2
Hydrolysis and dissolution
Oxides typically react with acids or bases, sometimes both. Those reacting only with acids are labeled basic oxides. Those reacting only by bases are called "acidic oxides". Oxides that react with both are amphoteric. Metals tend to form basic oxides, non-metals tend to form acidic oxides, and amphoteric oxides are formed by elements near the boundary between metals and non-metals (metalloids). This reactivity is the basis of many practical processes, such as the extraction of some metals from their ores in the process called hydrometallurgy.
Oxides of more electropositive elements tend to be basic. They are called basic anhydrides. Exposed to water, they may form basic hydroxides. For example, sodium oxide is basic—when hydrated, it forms sodium hydroxide. Oxides of more electronegative elements tend to be acidic. They are called "acid anhydrides"; adding water, they form oxoacids. For example, dichlorine heptoxide is an acid anhydride; perchloric acid is its fully hydrated form. Some oxides can act as both acid and base. They are amphoteric. An example is aluminium oxide. Some oxides do not show behavior as either acid or base.
The oxide ion has the formula O2−. It is the conjugate base of the hydroxide ion, OH− and is encountered in ionic solids such as calcium oxide. O2− is unstable in aqueous solution − its affinity for H+ is so great (pKb ~ −38) that it abstracts a proton from a solvent H2O molecule:
O2− + H2O → 2 OH−
The equilibrium constant of aforesaid reactions is pKeq ~ −22
In the 18th century, oxides were named calxes or calces after the calcination process used to produce oxides. Calx was later replaced by oxyd.
Reductive dissolution
The reductive dissolution of a transition metal oxide occurs when dissolution is coupled to a redox event. For example, ferric oxides dissolve in the presence of reductants, which can include organic compounds. or bacteria Reductive dissolution is integral to geochemical phenomena such as the iron cycle.
Reductive dissolution does not necessarily occur at the site where the reductant adsorbs. Instead, the added electron travel through the particle, causing reductive dissolution elsewhere on the particle.
Nomenclature and formulas
Sometimes, metal-oxygen ratios are used to name oxides. Thus, NbO would be called niobium monoxide and TiO2 is titanium dioxide. This naming follows the Greek numerical prefixes. In the older literature and continuing in industry, oxides are named by adding the suffix -a to the element's name. Hence alumina, magnesia and chromia, are, respectively, Al2O3, MgO and Cr2O3.
Special types of oxides are peroxide, , and superoxide, . In such species, oxygen is assigned higher (less negative) oxidation states than oxide.
The chemical formulas of the oxides of the chemical elements in their highest oxidation state are predictable and are derived from the number of valence electrons for that element. Even the chemical formula of O4, tetraoxygen, is predictable as a group 16 element. One exception is copper, for which the highest oxidation state oxide is copper(II) oxide and not copper(I) oxide. Another exception is fluoride, which does not exist as one might expect—as F2O7—but as OF2.
Since fluorine is more electronegative than oxygen, oxygen difluoride (OF2) does not represent an oxide of fluorine, but instead represents a fluoride of oxygen.
Examples of oxides
The following table gives examples of commonly encountered oxides. Only a few representatives are given, as the number of polyatomic ions encountered in practice is very large.
See also
Other oxygen ions ozonide, , superoxide, , peroxide, and dioxygenyl, .
Suboxide
Oxohalide
Oxyanion
Complex oxide
See :Category:Oxides for a list of oxides.
Salt
Wet electrons
References
Anions
|
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Oman is the site of pre-historic human habitation, stretching back over 100,000 years. The region was impacted by powerful invaders, including other Arab tribes, Portugal and Britain. Oman once possessed the island of Zanzibar, on the east coast of Africa as a colony. Oman also held Gwadar as a colony for many years.
Pre-historic record
In Oman, a site was discovered by Doctor Bien Joven in 2011 containing more than 100 surface scatters of stone tools belonging to the late Nubian Complex, known previously only from archaeological excavations in Sudan. Two optically stimulated luminescence age estimates place the Arabian Nubian Complex at approximately 106,000 years old. This provides evidence for a distinct Mobile Stone Age technocomplex in southern Arabia, around the earlier part of the Marine Isotope Stage 5.
The hypothesized departure of humankind from Africa to colonise the rest of the world involved them crossing the Straits of Bab el Mandab in the southern Purple Sea and moving along the green coastlines around Arabia and thence to the rest of Eurasia. Such crossing became possible when sea level had fallen by more than 80 meters to expose much of the shelf between southern Eritrea and Yemen; a level that was reached during a glacial stadial from 60 to 70 ka as climate cooled erratically to reach the last glacial maximum. From 135,000 to 90,000 years ago, tropical Africa had megadroughts which drove the humans from the land and towards the sea shores, and forced them to cross over to other continents. The researchers used radiocarbon dating techniques on pollen grains trapped in lake-bottom mud to establish vegetation over the ages of the Malawi lake in Africa, taking samples at 300-year-intervals. Samples from the megadrought times had little pollen or charcoal, suggesting sparse vegetation with little to burn. The area around Lake Malawi, today heavily forested, was a desert approximately 135,000 to 90,000 years ago.
Luminescence dating is a technique that measures naturally occurring radiation stored in the sand. Data culled via this methodology demonstrates that 130,000 years ago, the Arabian Peninsula was relatively warmer which caused more rainfall, turning it into a series of lush habitable land. During this period the southern Red Sea's levels dropped and was only wide. This offered a brief window of time for humans to easily cross the sea and cross the Peninsula to opposing sites like Jebel Faya. These early migrants running away from the climate change in Africa, crossed the Red Sea into Yemen and Oman, trekked across Arabia during favourable climate conditions. 2,000 kilometres of inhospitable desert lie between the Red Sea and Jebel Faya in UAE. But around 130,000 years ago the world was at the end of an ice age. The Red Sea was shallow enough to be crossed on foot or on a small raft, and the Arabian peninsula was being transformed from a parched desert into a green land.
There have been discoveries of Paleolithic stone tools in caves in southern and central Oman, and in the United Arab Emirates close to the Straits of Hormuz at the outlet of the Persian Gulf (UAE site (Jebel Faya). The stone tools, some up to 125,000 years old, resemble those made by humans in Africa around the same period.
Persian period
The northern half of Oman (beside modern-day Bahrain, Qatar, United Arab Emirates, plus Balochistan and Sindh provinces of Pakistan) presumably was part of the Maka satrapy of the Persian Achaemenid Empire. By the time of the conquests of Alexander the Great, the satrapy may have existed in some form and Alexander is said to have stayed in Purush, its capital, perhaps near Bam, in Kerman province. From the 2nd half of the 1st millennium BCE, waves of Semitic speaking peoples migrated from central and western Arabia to the east. The most important of these tribes are known as Azd. On the coast Parthian and Sassanian colonies were maintained. From c. 100 BCE to c. 300 CE Semitic speakers appear in central Oman at Samad al-Shan and the so-called Pre-islamic recent period, abbreviated PIR, in what has become the United Arab Emirates. These waves continue, in the 19th century bringing Bedouin ruling families who finally ruled the Persian Gulf states.
The Kingdom of Oman was subdued by the Sasanian Empire's forces under Vahrez during the Aksumite–Persian wars. The 4,000-strong Sasanian garrison was headquartered at Jamsetjerd (modern Jebel Gharabeh, also known as Felej al-Sook).
Conversion to Islam
Oman was exposed to Islam in 630, during the lifetime of the prophet Muhammad; consolidation took place in the Ridda Wars in 632.
In 751 Ibadi Muslims, a moderate branch of the Kharijites, established an imamate in Oman. Despite interruptions, the Ibadi imamate survived until the mid-20th century.
Oman is the only country with a majority Ibadi population. Ibadhism has a reputation for its "moderate conservatism". One distinguishing feature of Ibadism is the choice of ruler by communal consensus and consent. The introduction of Ibadism vested power in the Imam, the leader nominated by the ulema. The Imam's position was confirmed when the imam—having gained the allegiance of the tribal sheiks—received the bay'ah (oath of allegiance) from the public.
Foreign invasions
Several foreign powers attacked Oman. The Qarmatians controlled the area between 931 and 932 and then again between 933 and 934. Between 967 and 1053 Oman formed part of the domain of the Iranian Buyyids, and between 1053 and 1154 Oman was part of the Seljuk Empire. Seljuk power even spread through Oman to Koothanallur in southern India.
In 1154 the indigenous Nabhani dynasty took control of Oman, and the Nabhani kings ruled Oman until 1470, with an interruption of 37 years between 1406 and 1443.
The Portuguese took Muscat on 1 April 1515, and held it until 26 January 1650, although the Ottomans controlled Muscat from 1550 to 1551 and from 1581 to 1588. In about the year 1600, Nabhani rule was temporarily restored to Oman, although that lasted only to 1624 with the establishment of the fifth imamate, also known as the Yarubid Imamate. The latter recaptured Muscat from the Portuguese in 1650 after a colonial presence on the northeastern coast of Oman dating to 1508.
Turning the table, the Omani Yarubid dynasty became a colonial power itself, acquiring former Portuguese colonies in east Africa and engaging in the slave trade, centered on the Swahili coast and the island of Zanzibar.
By 1719 dynastic succession led to the nomination of Saif bin Sultan II (c. 1706–1743). His candidacy prompted a rivalry among the ulama and a civil war between the two factions, led by major tribes, the Hinawi and the Ghafiri, with the Ghafiri supporting Saif ibn Sultan II. In 1743, Persian ruler Nader Shah occupied Muscat and Sohar with Saif's assistance. Saif died, and was succeeded by Bal'arab bin Himyar of the Yaruba.
Persia had occupied the coast previously. Yet this intervention on behalf of an unpopular dynasty brought about a revolt. The leader of the revolt, Ahmad bin Said al-Busaidi, took advantage of the assassination of the Persian king, Nadir Shah in Khurasan in 1747 and the chaos that resulted in the Persian Empire by expelling the dwindling Persian forces. He then defeated Bal'arab, and was elected sultan of Muscat and imam of Oman.
The Al Busaid clan thus became a royal dynasty. Like its predecessors, Al Busaid dynastic rule has been characterized by a history of internecine family struggle, fratricide, and usurpation. Apart from threats within the ruling family, there were frequent challenges from the independent tribes of the interior. The Busaidid dynasty renounced the imamate after Ahmad bin Said. The interior tribes recognized the imam as the sole legitimate ruler, rejected the authority of the sultan, and fought for the restoration of the imamate.
Schisms within the ruling family became apparent before Ahmad ibn Said's death in 1783 and later manifested themselves with the division of the family into two main lines:
the Sultan ibn Ahmad (ruled 1792–1806) line, controlling the maritime state, with nominal control over the entire country
the Qais branch, with authority over the Al Batinah and Ar Rustaq areas
This period also included a revolt in Oman's colony of Zanzibar in the year 1784.
During the period of Sultan Said ibn Sultan's reign (1806–1856), Oman built up its overseas colonies, profiting from the slave trade. As a regional commercial power in the 19th century, Oman held the island of Zanzibar on the Swahili Coast, the Zanj region of the East African coast, including Mombasa and Dar es Salaam, and (until 1958) Gwadar on the Arabian Sea coast of present-day Pakistan.
When Great Britain prohibited slavery in the mid-19th century, the sultanate's fortunes reversed. The economy collapsed, and many Omani families migrated to Zanzibar. The population of Muscat fell from 55,000 to 8,000 between the 1850s and 1870s. Britain seized most of the overseas possessions, and by 1900 Oman had become a different country than before.
Late 19th and early 20th centuries
When Sultan Sa'id bin Sultan Al-Busaid died in 1856, his sons quarrelled over the succession. As a result of this struggle, the empire—through the mediation of Britain under the Canning Award—was divided in 1861 into two separate principalities: Zanzibar (with its African Great Lakes dependencies), and the area of "Muscat and Oman". This name was abolished in 1970 in favor of "Sultanate of Oman", but implies two political cultures with a long history:
The coastal tradition: more cosmopolitan, and secular, found in the city of Muscat and adjacent coastline ruled by the sultan.
The interior tradition: insular, tribal, and highly religious under the ideological tenets of Ibadism, found in "Oman proper" ruled by an imam.
The more cosmopolitan Muscat has been the ascending political culture since the founding of the Al Busaid dynasty in 1744, although the imamate tradition has found intermittent expression.
The death of Sa'id bin Sultan in 1856 prompted a further division: the descendants of the late sultan ruled Muscat and Oman (Thuwaini ibn Said Al-Busaid, r. 1856–1866) and Zanzibar (Mayid ibn Said Al-Busaid, r. 1856–1870); the Qais branch intermittently allied itself with the ulama to restore imamate legitimacy. In 1868, Azzan bin Qais Al-Busaid (r. 1868–1871) emerged as self-declared imam. Although a significant number of Hinawi tribes recognized him as imam, the public neither elected him nor acclaimed him as such.
Imam Azzan understood that to unify the country a strong, central authority had to be established with control over the interior tribes of Oman. His rule was jeopardized by the British, who interpreted his policy of bringing the interior tribes under the central government as a move against their established order. In resorting to military means to unify Muscat and Oman, Imam Azzan alienated members of the Ghafiri tribes, who revolted in the 1870–1871 period. The British gave financial and political support to Turki bin Said Al-Busaid, Imam Azzan's rival in exchange of controlling the area. In the Battle of Dhank, Turki bin Said defeated the forces of Imam Azzan, who was killed in battle outside Muttrah in January 1871.
Muscat and Oman was the object of Franco-British rivalry throughout the 18th century. During the 19th century, Muscat and Oman and the United Kingdom concluded several treaties of commerce benefitting mostly the British. In 1908 the British entered into an agreement based in the imperialistic plans to control the area. Their traditional association was confirmed in 1951 through a new treaty of commerce, based on oil reserves, and navigation by which the United Kingdom recognized the Sultanate of Muscat and Oman as a fully independent state, under their supervision and their strategic neo-colonial interest.
During the late 19th and early 20th centuries, there were tensions between the sultan in Muscat and the Ibadi Imam in Nizwa. This conflict was resolved temporarily by the Treaty of Seeb, which granted the imam rule in the interior Imamate of Oman, while recognising the sovereignty of the sultan in Muscat and its surroundings.
Late 20th century
In 1954, the conflict flared up again, when the Treaty of Seeb was broken by the sultan after oil was discovered in the lands of the Imam. The new imam (Ghalib bin Ali) led a 5-year rebellion against the sultan's attack. The Sultan was aided by the colonial British forces and the Shah of Iran. In the early 1960s, the Imam, exiled to Saudi Arabia, obtained support from his hosts and other Arab governments, but this support ended in the 1980s. The case of the Imam was argued at the United Nations as well, but no significant measures were taken.
Zanzibar paid an annual subsidy to Muscat and Oman until its independence in early 1964.
In 1964, a separatist revolt began in Dhofar province. Aided by Communist and leftist governments such as the former South Yemen (People's Democratic Republic of Yemen), the rebels formed the Dhofar Liberation Front, which later merged with the Marxist-dominated Popular Front for the Liberation of Oman and the Arabian Gulf (PFLOAG). The PFLOAG's declared intention was to overthrow all traditional Persian Gulf régimes. In mid-1974, the Bahrain branch of the PFLOAG was established as a separate organisation and the Omani branch changed its name to the Popular Front for the Liberation of Oman (PFLO), while continuing the Dhofar Rebellion.
1970s
In 1970, Qaboos bin Said al Said ousted his father, Sa'id bin Taimur, in the 1970 Omani coup d'état who later died in exile in London. Al Said ruled as sultan until his death. The new sultan confronted insurgency in a country plagued by endemic disease, illiteracy, and poverty. One of the new sultan's first measures was to abolish many of his father's harsh restrictions, which had caused thousands of Omanis to leave the country, and to offer amnesty to opponents of the previous régime, many of whom returned to Oman. 1970 also brought the abolition of slavery.
Sultan Qaboos also established a modern governmental structure and launched a major development programme to upgrade educational and health facilities, build modern infrastructure and develop the country's natural resources.
In an effort to curb the Dhofar insurgency, Sultan Qaboos expanded and re-equipped the armed forces and granted amnesty to all surrendering rebels while vigorously prosecuting the war in Dhofar. He obtained direct military support from the UK, imperial Iran, and Jordan. By early 1975, the guerrillas were confined to a area near the Yemeni border and shortly thereafter were defeated. As the war drew to a close, civil action programs were given priority throughout Dhofar and helped win the allegiance of the people. The PFLO threat diminished further with the establishment of diplomatic relations in October 1983 between South Yemen and Oman, and South Yemen subsequently lessened propaganda and subversive activities against Oman. In late 1987 Oman opened an embassy in Aden, South Yemen, and appointed its first resident ambassador to the country.
Throughout his reign, Sultan Qaboos balanced tribal, regional, and ethnic interests in composing the national administration. The Council of Ministers, which functions as a cabinet, consisted of 26 ministers, all of whom were directly appointed by Qaboos. The Majlis Al-Shura (Consultative Council) has the mandate of reviewing legislation pertaining to economic development and social services prior to its becoming law. The Majlis Al-Shura may request ministers to appear before it.
1990s
In November 1996, Sultan Qaboos presented his people with the "Basic Statutes of the State", Oman's first written "constitution". It guarantees various rights within the framework of Qur'anic and customary law. It partially resuscitated long dormant conflict-of-interest measures by banning cabinet ministers from being officers of public shareholding firms. Perhaps most importantly, the Basic Statutes provide rules for setting Sultan Qaboos' succession.
Oman occupies a strategic location on the Strait of Hormuz at the entrance to the Persian Gulf, directly opposite Iran. Oman has concerns with regional stability and security, given tensions in the region, the proximity of Iran and Iraq, and the potential threat of political Islam. Oman maintained its diplomatic relations with Iraq throughout the Gulf War while supporting the United Nations allies by sending a contingent of troops to join coalition forces and by opening up to pre-positioning of weapons and supplies.
2000s
In September 2000, about 100,000 Omani men and women elected 83 candidates, including two women, to seats in the Majlis Al-Shura. In December 2000, Sultan Qaboos appointed the 48-member Majlis Al Dowla, or State Council, including five women, which acts as the upper chamber in Oman's bicameral representative body.
Al Said's extensive modernization program has opened the country to the outside world and has preserved a long-standing political and military relationship with the United Kingdom, the United States, and others. Oman's moderate, independent foreign policy has sought to maintain good relations with all Middle Eastern countries.
Qaboos died on 10 January 2020 after nearly 50 years in power. On 11 January 2020, his cousin Haitham bin Tariq al-Said was sworn in as Oman’s new sultan.
Rulers of Oman
Said bin Sultan (20 November 1804 – 4 June 1856) – (Sultan of Zanzibar and Oman)
Thuwaini bin Said (19 October 1856 – 11 February 1866)
Salim bin Thuwaini (11 February 1866 – October 1868)
Azzan bin Qais (October 1868 – 30 January 1871)
Turki bin Said (30 January 1871 – 4 June 1888)
Faisal bin Turki (4 June 1888 – 15 October 1913)
Taimur bin Faisal (15 October 1913 – 10 February 1932)
Said bin Taimur (10 February 1932 – 23 July 1970)
Qaboos bin Said (23 July 1970 to 10 January 2020)
Haitham bin Tariq (11 January 2020 - present)
See also
History of Asia
History of the Middle East
History of the United Arab Emirates, which share Dibba and Tawam (which includes Al-Buraimi on the Omani side) with Oman
Economy of Oman
Tourism in Oman
Health in Oman
References
External links
Timeline of the Oman History from ancient civilization to modern day
Chronology
Omani Ministry of Foreign Affairs
|
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Oi is an interjection used in various varieties of the English language, particularly British English, Australian English, New Zealand English, Irish English and South African English, as well as non-English languages like Hindi/Urdu, Portuguese and Japanese to get the attention of another person or to express surprise or disapproval. It is sometimes used in Canadian English. The word is also common in the Indian subcontinent, where it has varied pronunciations of "O-ee" and "O-ye".
"Oi" has been particularly associated with working class and Cockney speech. It is effectively a local pronunciation of "hoy” (see H-dropping), an older expression. A study of the Cockney dialect in the 1950s found that whether it was being used to call attention or as a challenge depended on its tone and abruptness. The study's author noted that the expression is "jaunty and self-assertive" as well as "intensely cockney".
A poll of non-English speakers by the British Council in 2004 found that "oi" was considered the 61st most beautiful word in the English language. A spokesman commented that "Oi is not a word that I would've thought turned up in English manuals all that often." "Oi" was added to the list of acceptable words in US Scrabble in 2006.
In other languages
According to Friedrich Nietzsche, in Greek, "oi" was an expression of pain, and someone who was in pain or miserable was said to be "oizuros". In Latin, the similar "oiei" was a cry of pain. Coincidentally, the term oi (おい) in informal Japanese is used in the same way as British English, typically by older men to subordinates; an elongated ōi is used when someone is at a distance.
Also, in Portuguese, "oi!" means "hi" - mostly in Brazil, as people in Portugal use "olá " instead, still, under the exclusively Brazilian usage, the interrogative "oi?" can be used in the sense of "excuse me?" and "what did you say?", sometimes showing disapproval or disbelief of something said previously, or "yes?", generally when answering the telephone or intercom (Portuguese people usually say "estou?" or "sim?" on the phone).
In Catalan, "oi?" is used at the end of a question, with a meaning similar to "isn't it?"
In dialects of rural central Iranian Persian language and Luri language, "oi' () has the same usage as in English. In India, "oi" is also used as an exclamation in various contexts. For example, it can be used to call someone some distance away, as a way of showing aggression, or when someone is surprised. In Russian, "oy" ("ой") is often used as an expression of various degrees of surprise. In the Scandinavian languages, "Oi!" or the Swedish variant, "Oj!", is commonly used as an exclamation of surprise, like "Oh" or "Whoops".
In Indonesian "oi" or alternative "woi" from Cantonese 喂 (wai2) and Hokkien 喂 (oeh) is used to call someone.
In Philippine languages the equivalent is hoy or oy, sometimes pronounced uy. This is commonly used throughout the Philippines with friends and family as an attention-grabbing interjection, but is rarely used with strangers per social customs.
In Vietnamese, oi, spelt in the Vietnamese alphabet as "ơi", is regularly used to call attention to a person in a sentence. It is can used in conjunction with a name or a pronoun. For example, "ơi" is used to get the attention of a waiter in a restaurant, or a teacher in a classroom. It is used in every social setting in Vietnam from family to business environments.
Oi or Oye is also used for calling someone in an informal or casual manner in Urdu, Punjabi and sometimes in other Pakistani languages as well.
In popular culture
The 1937 musical song The Lambeth Walk from Me and My Girl ends with a cry of "Oi!", expressing defiance and transgression of the working class characters; it was newsworthy when King George VI of the United Kingdom and Queen Elizabeth were at one performance and "with the rest of the audience, cocked their thumbs and shouted Oi!"
The phrase gained a certain notoriety due to a British working-class punk rock subgenre being named Oi!. Originating in the late 1970s, the genre and its associated subculture had the goal of bringing together punks, skinheads and other working-class youths. The term was later used in the Blur song "Parklife", exemplifying its appeal to a new generation of mockneys. The term also evolved to be used in Multicultural London English; a 2002 UK Top 10 hit by the grime music group More Fire Crew was titled "Oi!".
See also
Oggy Oggy Oggy
Aussie Aussie Aussie, Oi Oi Oi
Oy vey, a similar-sounding Yiddish exclamation for dismay
References
British slang
Irish slang
Australian slang
New Zealand slang
Interjections
English language in London
English words
|
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Opera is a form of theatre in which music is a fundamental component and dramatic roles are taken by singers. Such a "work" (the literal translation of the Italian word "opera") is typically a collaboration between a composer and a librettist and incorporates a number of the performing arts, such as acting, scenery, costume, and sometimes dance or ballet. The performance is typically given in an opera house, accompanied by an orchestra or smaller musical ensemble, which since the early 19th century has been led by a conductor. Although musical theatre is closely related to opera, the two are considered to be distinct from one another.
Opera is a key part of the Western classical music tradition. Originally understood as an entirely sung piece, in contrast to a play with songs, opera has come to include numerous genres, including some that include spoken dialogue such as musical theatre, Singspiel and Opéra comique. In traditional number opera, singers employ two styles of singing: recitative, a speech-inflected style, and self-contained arias. The 19th century saw the rise of the continuous music drama.
Opera originated in Italy at the end of the 16th century (with Jacopo Peri's mostly lost Dafne, produced in Florence in 1598) especially from works by Claudio Monteverdi, notably L'Orfeo, and soon spread through the rest of Europe: Heinrich Schütz in Germany, Jean-Baptiste Lully in France, and Henry Purcell in England all helped to establish their national traditions in the 17th century. In the 18th century, Italian opera continued to dominate most of Europe (except France), attracting foreign composers such as George Frideric Handel. Opera seria was the most prestigious form of Italian opera, until Christoph Willibald Gluck reacted against its artificiality with his "reform" operas in the 1760s. The most renowned figure of late 18th-century opera is Wolfgang Amadeus Mozart, who began with opera seria but is most famous for his Italian comic operas, especially The Marriage of Figaro (Le nozze di Figaro), Don Giovanni, and Così fan tutte, as well as Die Entführung aus dem Serail (The Abduction from the Seraglio), and The Magic Flute (Die Zauberflöte), landmarks in the German tradition.
The first third of the 19th century saw the high point of the bel canto style, with Gioachino Rossini, Gaetano Donizetti and Vincenzo Bellini all creating signature works of that style. It also saw the advent of grand opera typified by the works of Daniel Auber and Giacomo Meyerbeer as well as Carl Maria von Weber's introduction of German Romantische Oper (German Romantic Opera). The mid-to-late 19th century was a golden age of opera, led and dominated by Giuseppe Verdi in Italy and Richard Wagner in Germany. The popularity of opera continued through the verismo era in Italy and contemporary French opera through to Giacomo Puccini and Richard Strauss in the early 20th century. During the 19th century, parallel operatic traditions emerged in central and eastern Europe, particularly in Russia and Bohemia. The 20th century saw many experiments with modern styles, such as atonality and serialism (Arnold Schoenberg and Alban Berg), neoclassicism (Igor Stravinsky), and minimalism (Philip Glass and John Adams). With the rise of recording technology, singers such as Enrico Caruso and Maria Callas became known to much wider audiences that went beyond the circle of opera fans. Since the invention of radio and television, operas were also performed on (and written for) these media. Beginning in 2006, a number of major opera houses began to present live high-definition video transmissions of their performances in cinemas all over the world. Since 2009, complete performances can be downloaded and are live streamed.
Operatic terminology
The words of an opera are known as the libretto (literally "small book"). Some composers, notably Wagner, have written their own libretti; others have worked in close collaboration with their librettists, e.g. Mozart with Lorenzo Da Ponte. Traditional opera, often referred to as "number opera", consists of two modes of singing: recitative, the plot-driving passages sung in a style designed to imitate and emphasize the inflections of speech, and aria (an "air" or formal song) in which the characters express their emotions in a more structured melodic style. Vocal duets, trios and other ensembles often occur, and choruses are used to comment on the action. In some forms of opera, such as singspiel, opéra comique, operetta, and semi-opera, the recitative is mostly replaced by spoken dialogue. Melodic or semi-melodic passages occurring in the midst of, or instead of, recitative, are also referred to as arioso. The terminology of the various kinds of operatic voices is described in detail below. During both the Baroque and Classical periods, recitative could appear in two basic forms, each of which was accompanied by a different instrumental ensemble: secco (dry) recitative, sung with a free rhythm dictated by the accent of the words, accompanied only by basso continuo, which was usually a harpsichord and a cello; or accompagnato (also known as strumentato) in which the orchestra provided accompaniment. Over the 18th century, arias were increasingly accompanied by the orchestra. By the 19th century, accompagnato had gained the upper hand, the orchestra played a much bigger role, and Wagner revolutionized opera by abolishing almost all distinction between aria and recitative in his quest for what Wagner termed "endless melody". Subsequent composers have tended to follow Wagner's example, though some, such as Stravinsky in his The Rake's Progress have bucked the trend. The changing role of the orchestra in opera is described in more detail below.
History
Origins
The Italian word opera means "work", both in the sense of the labour done and the result produced. The Italian word derives from the Latin word opera, a singular noun meaning "work" and also the plural of the noun opus. According to the Oxford English Dictionary, the Italian word was first used in the sense "composition in which poetry, dance, and music are combined" in 1639; the first recorded English usage in this sense dates to 1648.
Dafne by Jacopo Peri was the earliest composition considered opera, as understood today. It was written around 1597, largely under the inspiration of an elite circle of literate Florentine humanists who gathered as the "Camerata de' Bardi". Significantly, Dafne was an attempt to revive the classical Greek drama, part of the wider revival of antiquity characteristic of the Renaissance. The members of the Camerata considered that the "chorus" parts of Greek dramas were originally sung, and possibly even the entire text of all roles; opera was thus conceived as a way of "restoring" this situation. Dafne, however, is lost. A later work by Peri, Euridice, dating from 1600, is the first opera score to have survived until the present day. However, the honour of being the first opera still to be regularly performed goes to Claudio Monteverdi's L'Orfeo, composed for the court of Mantua in 1607. The Mantua court of the Gonzagas, employers of Monteverdi, played a significant role in the origin of opera employing not only court singers of the concerto delle donne (till 1598), but also one of the first actual "opera singers", Madama Europa.
Italian opera
Baroque era
Opera did not remain confined to court audiences for long. In 1637, the idea of a "season" (often during the carnival) of publicly attended operas supported by ticket sales emerged in Venice. Monteverdi had moved to the city from Mantua and composed his last operas, Il ritorno d'Ulisse in patria and L'incoronazione di Poppea, for the Venetian theatre in the 1640s. His most important follower Francesco Cavalli helped spread opera throughout Italy. In these early Baroque operas, broad comedy was blended with tragic elements in a mix that jarred some educated sensibilities, sparking the first of opera's many reform movements, sponsored by the Arcadian Academy, which came to be associated with the poet Metastasio, whose libretti helped crystallize the genre of opera seria, which became the leading form of Italian opera until the end of the 18th century. Once the Metastasian ideal had been firmly established, comedy in Baroque-era opera was reserved for what came to be called opera buffa. Before such elements were forced out of opera seria, many libretti had featured a separately unfolding comic plot as sort of an "opera-within-an-opera". One reason for this was an attempt to attract members of the growing merchant class, newly wealthy, but still not as cultured as the nobility, to the public opera houses. These separate plots were almost immediately resurrected in a separately developing tradition that partly derived from the commedia dell'arte, a long-flourishing improvisatory stage tradition of Italy. Just as intermedi had once been performed in between the acts of stage plays, operas in the new comic genre of intermezzi, which developed largely in Naples in the 1710s and 1720s, were initially staged during the intermissions of opera seria. They became so popular, however, that they were soon being offered as separate productions.
Opera seria was elevated in tone and highly stylised in form, usually consisting of secco recitative interspersed with long da capo arias. These afforded great opportunity for virtuosic singing and during the golden age of opera seria the singer really became the star. The role of the hero was usually written for the high-pitched male castrato voice, which was produced by castration of the singer before puberty, which prevented a boy's larynx from being transformed at puberty. Castrati such as Farinelli and Senesino, as well as female sopranos such as Faustina Bordoni, became in great demand throughout Europe as opera seria ruled the stage in every country except France. Farinelli was one of the most famous singers of the 18th century. Italian opera set the Baroque standard. Italian libretti were the norm, even when a German composer like Handel found himself composing the likes of Rinaldo and Giulio Cesare for London audiences. Italian libretti remained dominant in the classical period as well, for example in the operas of Mozart, who wrote in Vienna near the century's close. Leading Italian-born composers of opera seria include Alessandro Scarlatti, Antonio Vivaldi and Nicola Porpora.
Gluck's reforms and Mozart
Opera seria had its weaknesses and critics. The taste for embellishment on behalf of the superbly trained singers, and the use of spectacle as a replacement for dramatic purity and unity drew attacks. Francesco Algarotti's Essay on the Opera (1755) proved to be an inspiration for Christoph Willibald Gluck's reforms. He advocated that opera seria had to return to basics and that all the various elements—music (both instrumental and vocal), ballet, and staging—must be subservient to the overriding drama. In 1765 Melchior Grimm published "", an influential article for the Encyclopédie on lyric and opera librettos. Several composers of the period, including Niccolò Jommelli and Tommaso Traetta, attempted to put these ideals into practice. The first to succeed however, was Gluck. Gluck strove to achieve a "beautiful simplicity". This is evident in his first reform opera, Orfeo ed Euridice, where his non-virtuosic vocal melodies are supported by simple harmonies and a richer orchestra presence throughout.
Gluck's reforms have had resonance throughout operatic history. Weber, Mozart, and Wagner, in particular, were influenced by his ideals. Mozart, in many ways Gluck's successor, combined a superb sense of drama, harmony, melody, and counterpoint to write a series of comic operas with libretti by Lorenzo Da Ponte, notably Le nozze di Figaro, Don Giovanni, and Così fan tutte, which remain among the most-loved, popular and well-known operas. But Mozart's contribution to opera seria was more mixed; by his time it was dying away, and in spite of such fine works as Idomeneo and La clemenza di Tito, he would not succeed in bringing the art form back to life again.
Bel canto, Verdi and verismo
The bel canto opera movement flourished in the early 19th century and is exemplified by the operas of Rossini, Bellini, Donizetti, Pacini, Mercadante and many others. Literally "beautiful singing", bel canto opera derives from the Italian stylistic singing school of the same name. Bel canto lines are typically florid and intricate, requiring supreme agility and pitch control. Examples of famous operas in the bel canto style include Rossini's Il barbiere di Siviglia and La Cenerentola, as well as Bellini's Norma, La sonnambula and I puritani and Donizetti's Lucia di Lammermoor, L'elisir d'amore and Don Pasquale.
Following the bel canto era, a more direct, forceful style was rapidly popularized by Giuseppe Verdi, beginning with his biblical opera Nabucco. This opera, and the ones that would follow in Verdi's career, revolutionized Italian opera, changing it from merely a display of vocal fireworks, with Rossini's and Donizetti's works, to dramatic story-telling. Verdi's operas resonated with the growing spirit of Italian nationalism in the post-Napoleonic era, and he quickly became an icon of the patriotic movement for a unified Italy. In the early 1850s, Verdi produced his three most popular operas: Rigoletto, Il trovatore and La traviata. The first of these, Rigoletto, proved the most daring and revolutionary. In it, Verdi blurs the distinction between the aria and recitative as it never before was, leading the opera to be "an unending string of duets". La traviata was also novel. It tells the story of courtesan, and is often cited as one of the first "realistic" operas, because rather than featuring great kings and figures from literature, it focuses on the tragedies of ordinary life and society. After these, he continued to develop his style, composing perhaps the greatest French grand opera, Don Carlos, and ending his career with two Shakespeare-inspired works, Otello and Falstaff, which reveal how far Italian opera had grown in sophistication since the early 19th century. These final two works showed Verdi at his most masterfully orchestrated, and are both incredibly influential, and modern. In Falstaff, Verdi sets the preeminent standard for the form and style that would dominate opera throughout the twentieth century. Rather than long, suspended melodies, Falstaff contains many little motifs and mottos, that, rather than being expanded upon, are introduced and subsequently dropped, only to be brought up again later. These motifs never are expanded upon, and just as the audience expects a character to launch into a long melody, a new character speaks, introducing a new phrase. This fashion of opera directed opera from Verdi, onward, exercising tremendous influence on his successors Giacomo Puccini, Richard Strauss, and Benjamin Britten.
After Verdi, the sentimental "realistic" melodrama of verismo appeared in Italy. This was a style introduced by Pietro Mascagni's Cavalleria rusticana and Ruggero Leoncavallo's Pagliacci that came to dominate the world's opera stages with such popular works as Giacomo Puccini's La bohème, Tosca, and Madama Butterfly. Later Italian composers, such as Berio and Nono, have experimented with modernism.
German-language opera
The first German opera was Dafne, composed by Heinrich Schütz in 1627, but the music score has not survived. Italian opera held a great sway over German-speaking countries until the late 18th century. Nevertheless, native forms would develop in spite of this influence. In 1644, Sigmund Staden produced the first Singspiel, Seelewig, a popular form of German-language opera in which singing alternates with spoken dialogue. In the late 17th century and early 18th century, the Theater am Gänsemarkt in Hamburg presented German operas by Keiser, Telemann and Handel. Yet most of the major German composers of the time, including Handel himself, as well as Graun, Hasse and later Gluck, chose to write most of their operas in foreign languages, especially Italian. In contrast to Italian opera, which was generally composed for the aristocratic class, German opera was generally composed for the masses and tended to feature simple folk-like melodies, and it was not until the arrival of Mozart that German opera was able to match its Italian counterpart in musical sophistication. The theatre company of Abel Seyler pioneered serious German-language opera in the 1770s, marking a break with the previous simpler musical entertainment.
Mozart's Singspiele, Die Entführung aus dem Serail (1782) and Die Zauberflöte (1791) were an important breakthrough in achieving international recognition for German opera. The tradition was developed in the 19th century by Beethoven with his Fidelio (1805), inspired by the climate of the French Revolution. Carl Maria von Weber established German Romantic opera in opposition to the dominance of Italian bel canto. His Der Freischütz (1821) shows his genius for creating a supernatural atmosphere. Other opera composers of the time include Marschner, Schubert and Lortzing, but the most significant figure was undoubtedly Wagner.
Wagner was one of the most revolutionary and controversial composers in musical history. Starting under the influence of Weber and Meyerbeer, he gradually evolved a new concept of opera as a Gesamtkunstwerk (a "complete work of art"), a fusion of music, poetry and painting. He greatly increased the role and power of the orchestra, creating scores with a complex web of leitmotifs, recurring themes often associated with the characters and concepts of the drama, of which prototypes can be heard in his earlier operas such as Der fliegende Holländer, Tannhäuser and Lohengrin; and he was prepared to violate accepted musical conventions, such as tonality, in his quest for greater expressivity. In his mature music dramas, Tristan und Isolde, Die Meistersinger von Nürnberg, Der Ring des Nibelungen and Parsifal, he abolished the distinction between aria and recitative in favour of a seamless flow of "endless melody". Wagner also brought a new philosophical dimension to opera in his works, which were usually based on stories from Germanic or Arthurian legend. Finally, Wagner built his own opera house at Bayreuth with part of the patronage from Ludwig II of Bavaria, exclusively dedicated to performing his own works in the style he wanted.
Opera would never be the same after Wagner and for many composers his legacy proved a heavy burden. On the other hand, Richard Strauss accepted Wagnerian ideas but took them in wholly new directions, along with incorporating the new form introduced by Verdi. He first won fame with the scandalous Salome and the dark tragedy Elektra, in which tonality was pushed to the limits. Then Strauss changed tack in his greatest success, Der Rosenkavalier, where Mozart and Viennese waltzes became as important an influence as Wagner. Strauss continued to produce a highly varied body of operatic works, often with libretti by the poet Hugo von Hofmannsthal. Other composers who made individual contributions to German opera in the early 20th century include Alexander von Zemlinsky, Erich Korngold, Franz Schreker, Paul Hindemith, Kurt Weill and the Italian-born Ferruccio Busoni. The operatic innovations of Arnold Schoenberg and his successors are discussed in the section on modernism.
During the late 19th century, the Austrian composer Johann Strauss II, an admirer of the French-language operettas composed by Jacques Offenbach, composed several German-language operettas, the most famous of which was Die Fledermaus. Nevertheless, rather than copying the style of Offenbach, the operettas of Strauss II had distinctly Viennese flavor to them.
French opera
In rivalry with imported Italian opera productions, a separate French tradition was founded by the Italian Jean-Baptiste Lully at the court of King Louis XIV. Despite his foreign origin, Lully established an Academy of Music and monopolised French opera from 1672. Starting with Cadmus et Hermione, Lully and his librettist Quinault created tragédie en musique, a form in which dance music and choral writing were particularly prominent. Lully's operas also show a concern for expressive recitative which matched the contours of the French language. In the 18th century, Lully's most important successor was Jean-Philippe Rameau, who composed five tragédies en musique as well as numerous works in other genres such as opéra-ballet, all notable for their rich orchestration and harmonic daring. Despite the popularity of Italian opera seria throughout much of Europe during the Baroque period, Italian opera never gained much of a foothold in France, where its own national operatic tradition was more popular instead. After Rameau's death, the German Gluck was persuaded to produce six operas for the Parisian stage in the 1770s. They show the influence of Rameau, but simplified and with greater focus on the drama. At the same time, by the middle of the 18th century another genre was gaining popularity in France: opéra comique. This was the equivalent of the German singspiel, where arias alternated with spoken dialogue. Notable examples in this style were produced by Monsigny, Philidor and, above all, Grétry. During the Revolutionary and Napoleonic period, composers such as Étienne Méhul, Luigi Cherubini and Gaspare Spontini, who were followers of Gluck, brought a new seriousness to the genre, which had never been wholly "comic" in any case. Another phenomenon of this period was the 'propaganda opera' celebrating revolutionary successes, e.g. Gossec's Le triomphe de la République (1793).
By the 1820s, Gluckian influence in France had given way to a taste for Italian bel canto, especially after the arrival of Rossini in Paris. Rossini's Guillaume Tell helped found the new genre of grand opera, a form whose most famous exponent was another foreigner, Giacomo Meyerbeer. Meyerbeer's works, such as Les Huguenots, emphasised virtuoso singing and extraordinary stage effects. Lighter opéra comique also enjoyed tremendous success in the hands of Boïeldieu, Auber, Hérold and Adam. In this climate, the operas of the French-born composer Hector Berlioz struggled to gain a hearing. Berlioz's epic masterpiece Les Troyens, the culmination of the Gluckian tradition, was not given a full performance for almost a hundred years.
In the second half of the 19th century, Jacques Offenbach created operetta with witty and cynical works such as Orphée aux enfers, as well as the opera Les Contes d'Hoffmann; Charles Gounod scored a massive success with Faust; and Georges Bizet composed Carmen, which, once audiences learned to accept its blend of Romanticism and realism, became the most popular of all opéra comiques. Jules Massenet, Camille Saint-Saëns and Léo Delibes all composed works which are still part of the standard repertory, examples being Massenet's Manon, Saint-Saëns' Samson et Dalila and Delibes' Lakmé. Their operas formed another genre, the Opera Lyrique, combined opera comique and grand opera. It is less grandiose than grand opera, but without the spoken dialogue of opera comique. At the same time, the influence of Richard Wagner was felt as a challenge to the French tradition. Many French critics angrily rejected Wagner's music dramas while many French composers closely imitated them with variable success. Perhaps the most interesting response came from Claude Debussy. As in Wagner's works, the orchestra plays a leading role in Debussy's unique opera Pelléas et Mélisande (1902) and there are no real arias, only recitative. But the drama is understated, enigmatic and completely un-Wagnerian.
Other notable 20th-century names include Ravel, Dukas, Roussel, Honegger and Milhaud. Francis Poulenc is one of the very few post-war composers of any nationality whose operas (which include Dialogues des Carmélites) have gained a foothold in the international repertory. Olivier Messiaen's lengthy sacred drama Saint François d'Assise (1983) has also attracted widespread attention.
English-language opera
In England, opera's antecedent was the 17th-century jig. This was an afterpiece that came at the end of a play. It was frequently libellous and scandalous and consisted in the main of dialogue set to music arranged from popular tunes. In this respect, jigs anticipate the ballad operas of the 18th century. At the same time, the French masque was gaining a firm hold at the English Court, with even more lavish splendour and highly realistic scenery than had been seen before. Inigo Jones became the quintessential designer of these productions, and this style was to dominate the English stage for three centuries. These masques contained songs and dances. In Ben Jonson's Lovers Made Men (1617), "the whole masque was sung after the Italian manner, stilo recitativo". The approach of the English Commonwealth closed theatres and halted any developments that may have led to the establishment of English opera. However, in 1656, the dramatist Sir William Davenant produced The Siege of Rhodes. Since his theatre was not licensed to produce drama, he asked several of the leading composers (Lawes, Cooke, Locke, Coleman and Hudson) to set sections of it to music. This success was followed by The Cruelty of the Spaniards in Peru (1658) and The History of Sir Francis Drake (1659). These pieces were encouraged by Oliver Cromwell because they were critical of Spain. With the English Restoration, foreign (especially French) musicians were welcomed back. In 1673, Thomas Shadwell's Psyche, patterned on the 1671 'comédie-ballet' of the same name produced by Molière and Jean-Baptiste Lully. William Davenant produced The Tempest in the same year, which was the first musical adaption of a Shakespeare play (composed by Locke and Johnson). About 1683, John Blow composed Venus and Adonis, often thought of as the first true English-language opera.
Blow's immediate successor was the better known Henry Purcell. Despite the success of his masterwork Dido and Aeneas (1689), in which the action is furthered by the use of Italian-style recitative, much of Purcell's best work was not involved in the composing of typical opera, but instead, he usually worked within the constraints of the semi-opera format, where isolated scenes and masques are contained within the structure of a spoken play, such as Shakespeare in Purcell's The Fairy-Queen (1692) and Beaumont and Fletcher in The Prophetess (1690) and Bonduca (1696). The main characters of the play tend not to be involved in the musical scenes, which means that Purcell was rarely able to develop his characters through song. Despite these hindrances, his aim (and that of his collaborator John Dryden) was to establish serious opera in England, but these hopes ended with Purcell's early death at the age of 36.
Following Purcell, the popularity of opera in England dwindled for several decades. A revived interest in opera occurred in the 1730s which is largely attributed to Thomas Arne, both for his own compositions and for alerting Handel to the commercial possibilities of large-scale works in English. Arne was the first English composer to experiment with Italian-style all-sung comic opera, with his greatest success being Thomas and Sally in 1760. His opera Artaxerxes (1762) was the first attempt to set a full-blown opera seria in English and was a huge success, holding the stage until the 1830s. Although Arne imitated many elements of Italian opera, he was perhaps the only English composer at that time who was able to move beyond the Italian influences and create his own unique and distinctly English voice. His modernized ballad opera, Love in a Village (1762), began a vogue for pastiche opera that lasted well into the 19th century. Charles Burney wrote that Arne introduced "a light, airy, original, and pleasing melody, wholly different from that of Purcell or Handel, whom all English composers had either pillaged or imitated".
Besides Arne, the other dominating force in English opera at this time was George Frideric Handel, whose opera serias filled the London operatic stages for decades and influenced most home-grown composers, like John Frederick Lampe, who wrote using Italian models. This situation continued throughout the 18th and 19th centuries, including in the work of Michael William Balfe, and the operas of the great Italian composers, as well as those of Mozart, Beethoven, and Meyerbeer, continued to dominate the musical stage in England.
The only exceptions were ballad operas, such as John Gay's The Beggar's Opera (1728), musical burlesques, European operettas, and late Victorian era light operas, notably the Savoy Operas of W. S. Gilbert and Arthur Sullivan, all of which types of musical entertainments frequently spoofed operatic conventions. Sullivan wrote only one grand opera, Ivanhoe (following the efforts of a number of young English composers beginning about 1876), but he claimed that even his light operas constituted part of a school of "English" opera, intended to supplant the French operettas (usually performed in bad translations) that had dominated the London stage from the mid-19th century into the 1870s. London's Daily Telegraph agreed, describing The Yeomen of the Guard as "a genuine English opera, forerunner of many others, let us hope, and possibly significant of an advance towards a national lyric stage". Sullivan produced a few light operas in the 1890s that were of a more serious nature than those in the G&S series, including Haddon Hall and The Beauty Stone, but Ivanhoe (which ran for 155 consecutive performances, using alternating casts—a record until Broadway's La bohème) survives as his only grand opera.
In the 20th century, English opera began to assert more independence, with works of Ralph Vaughan Williams and in particular Benjamin Britten, who in a series of works that remain in standard repertory today, revealed an excellent flair for the dramatic and superb musicality. More recently Sir Harrison Birtwistle has emerged as one of Britain's most significant contemporary composers from his first opera Punch and Judy to his most recent critical success in The Minotaur. In the first decade of the 21st century, the librettist of an early Birtwistle opera, Michael Nyman, has been focusing on composing operas, including Facing Goya, Man and Boy: Dada, and Love Counts. Today composers such as Thomas Adès continue to export English opera abroad.
Also in the 20th century, American composers like George Gershwin (Porgy and Bess), Scott Joplin (Treemonisha), Leonard Bernstein (Candide), Gian Carlo Menotti, Douglas Moore, and Carlisle Floyd began to contribute English-language operas infused with touches of popular musical styles. They were followed by composers such as Philip Glass (Einstein on the Beach), Mark Adamo, John Corigliano (The Ghosts of Versailles), Robert Moran, John Adams (Nixon in China), André Previn and Jake Heggie. Many contemporary 21st century opera composers have emerged such as Missy Mazzoli, Kevin Puts, Tom Cipullo, Huang Ruo, David T. Little, Terence Blanchard, Jennifer Higdon, Tobias Picker, Michael Ching, and Ricky Ian Gordon.
Russian opera
Opera was brought to Russia in the 1730s by the Italian operatic troupes and soon it became an important part of entertainment for the Russian Imperial Court and aristocracy. Many foreign composers such as Baldassare Galuppi, Giovanni Paisiello, Giuseppe Sarti, and Domenico Cimarosa (as well as various others) were invited to Russia to compose new operas, mostly in the Italian language. Simultaneously some domestic musicians like Maksym Berezovsky and Dmitry Bortniansky were sent abroad to learn to write operas. The first opera written in Russian was Tsefal i Prokris by the Italian composer Francesco Araja (1755). The development of Russian-language opera was supported by the Russian composers Vasily Pashkevich, Yevstigney Fomin and Alexey Verstovsky.
However, the real birth of Russian opera came with Mikhail Glinka and his two great operas A Life for the Tsar (1836) and Ruslan and Lyudmila (1842). After him, during the 19th century in Russia, there were written such operatic masterpieces as Rusalka and The Stone Guest by Alexander Dargomyzhsky, Boris Godunov and Khovanshchina by Modest Mussorgsky, Prince Igor by Alexander Borodin, Eugene Onegin and The Queen of Spades by Pyotr Tchaikovsky, and The Snow Maiden and Sadko by Nikolai Rimsky-Korsakov. These developments mirrored the growth of Russian nationalism across the artistic spectrum, as part of the more general Slavophilism movement.
In the 20th century, the traditions of Russian opera were developed by many composers including Sergei Rachmaninoff in his works The Miserly Knight and Francesca da Rimini, Igor Stravinsky in Le Rossignol, Mavra, Oedipus rex, and The Rake's Progress, Sergei Prokofiev in The Gambler, The Love for Three Oranges, The Fiery Angel, Betrothal in a Monastery, and War and Peace; as well as Dmitri Shostakovich in The Nose and Lady Macbeth of the Mtsensk District, Edison Denisov in L'écume des jours, and Alfred Schnittke in Life with an Idiot and Historia von D. Johann Fausten.
Czech opera
Czech composers also developed a thriving national opera movement of their own in the 19th century, starting with Bedřich Smetana, who wrote eight operas including the internationally popular The Bartered Bride. Smetana's eight operas created the bedrock of the Czech opera repertory, but of these only The Bartered Bride is performed regularly outside the composer's homeland. After reaching Vienna in 1892 and London in 1895 it rapidly became part of the repertory of every major opera company worldwide.
Antonín Dvořák's nine operas, except his first, have librettos in Czech and were intended to convey the Czech national spirit, as were some of his choral works. By far the most successful of the operas is Rusalka which contains the well-known aria "Měsíčku na nebi hlubokém" ("Song to the Moon"); it is played on contemporary opera stages frequently outside the Czech Republic. This is attributable to their uneven invention and libretti, and perhaps also their staging requirements – The Jacobin, Armida, Vanda and Dimitrij need stages large enough to portray invading armies.
Leoš Janáček gained international recognition in the 20th century for his innovative works. His later, mature works incorporate his earlier studies of national folk music in a modern, highly original synthesis, first evident in the opera Jenůfa, which was premiered in 1904 in Brno. The success of Jenůfa (often called the "Moravian national opera") at Prague in 1916 gave Janáček access to the world's great opera stages. Janáček's later works are his most celebrated. They include operas such as Káťa Kabanová and The Cunning Little Vixen, the Sinfonietta and the Glagolitic Mass.
Other national operas
Spain also produced its own distinctive form of opera, known as zarzuela, which had two separate flowerings: one from the mid-17th century through the mid-18th century, and another beginning around 1850. During the late 18th century up until the mid-19th century, Italian opera was immensely popular in Spain, supplanting the native form.
In Russian Eastern Europe, several national operas began to emerge. Ukrainian opera was developed by Semen Hulak-Artemovsky (1813–1873) whose most famous work Zaporozhets za Dunayem (A Cossack Beyond the Danube) is regularly performed around the world. Other Ukrainian opera composers include Mykola Lysenko (Taras Bulba and Natalka Poltavka), Heorhiy Maiboroda, and Yuliy Meitus. At the turn of the century, a distinct national opera movement also began to emerge in Georgia under the leadership Zacharia Paliashvili, who fused local folk songs and stories with 19th-century Romantic classical themes.
The key figure of Hungarian national opera in the 19th century was Ferenc Erkel, whose works mostly dealt with historical themes. Among his most often performed operas are Hunyadi László and Bánk bán. The most famous modern Hungarian opera is Béla Bartók's Duke Bluebeard's Castle.
Stanisław Moniuszko's opera Straszny Dwór (in English The Haunted Manor) (1861–64) represents a nineteenth-century peak of Polish national opera. In the 20th century, other operas created by Polish composers included King Roger by Karol Szymanowski and Ubu Rex by Krzysztof Penderecki.
The first known opera from Turkey (the Ottoman Empire) was Arshak II, which was an Armenian opera composed by an ethnic Armenian composer Tigran Chukhajian in 1868 and partially performed in 1873. It was fully staged in 1945 in Armenia.
The first years of the Soviet Union saw the emergence of new national operas, such as the Koroğlu (1937) by the Azerbaijani composer Uzeyir Hajibeyov. The first Kyrgyz opera, Ai-Churek, premiered in Moscow at the Bolshoi Theatre on 26 May 1939, during Kyrgyz Art Decade. It was composed by Vladimir Vlasov, Abdylas Maldybaev and Vladimir Fere. The libretto was written by Joomart Bokonbaev, Jusup Turusbekov, and Kybanychbek Malikov. The opera is based on the Kyrgyz heroic epic Manas.
In Iran, opera gained more attention after the introduction of Western classical music in the late 19th century. However, it took until mid 20th century for Iranian composers to start experiencing with the field, especially as the construction of the Roudaki Hall in 1967, made possible staging of a large variety of works for stage. Perhaps, the most famous Iranian opera is Rostam and Sohrab by Loris Tjeknavorian premiered not until the early 2000s.
Chinese contemporary classical opera, a Chinese language form of Western style opera that is distinct from traditional Chinese opera, has had operas dating back to The White Haired Girl in 1945.
In Latin America, opera started as a result of European colonisation. The first opera ever written in the Americas was La púrpura de la rosa, by Tomás de Torrejón y Velasco, although Partenope, by the Mexican Manuel de Zumaya, was the first opera written from a composer born in Latin America (music now lost). The first Brazilian opera for a libretto in Portuguese was A Noite de São João, by Elias Álvares Lobo. However, Antônio Carlos Gomes is generally regarded as the most outstanding Brazilian composer, having a relative success in Italy with its Brazilian-themed operas with Italian librettos, such as Il Guarany. Opera in Argentina developed in the 20th century after the inauguration of Teatro Colón in Buenos Aires—with the opera Aurora, by Ettore Panizza, being heavily influenced by the Italian tradition, due to immigration. Other important composers from Argentina include Felipe Boero and Alberto Ginastera.
Contemporary, recent, and modernist trends
Modernism
Perhaps the most obvious stylistic manifestation of modernism in opera is the development of atonality. The move away from traditional tonality in opera had begun with Richard Wagner, and in particular the Tristan chord. Composers such as Richard Strauss, Claude Debussy, Giacomo Puccini, Paul Hindemith, Benjamin Britten and Hans Pfitzner pushed Wagnerian harmony further with a more extreme use of chromaticism and greater use of dissonance. Another aspect of modernist opera is the shift away from long, suspended melodies, to short quick mottos, as first illustrated by Giuseppe Verdi in his Falstaff. Composers such as Strauss, Britten, Shostakovich and Stravinsky adopted and expanded upon this style.
Operatic modernism truly began in the operas of two Viennese composers, Arnold Schoenberg and his student Alban Berg, both composers and advocates of atonality and its later development (as worked out by Schoenberg), dodecaphony. Schoenberg's early musico-dramatic works, Erwartung (1909, premiered in 1924) and Die glückliche Hand display heavy use of chromatic harmony and dissonance in general. Schoenberg also occasionally used Sprechstimme.
The two operas of Schoenberg's pupil Alban Berg, Wozzeck (1925) and Lulu (incomplete at his death in 1935) share many of the same characteristics as described above, though Berg combined his highly personal interpretation of Schoenberg's twelve-tone technique with melodic passages of a more traditionally tonal nature (quite Mahlerian in character) which perhaps partially explains why his operas have remained in standard repertory, despite their controversial music and plots. Schoenberg's theories have influenced (either directly or indirectly) significant numbers of opera composers ever since, even if they themselves did not compose using his techniques.
Composers thus influenced include the Englishman Benjamin Britten, the German Hans Werner Henze, and the Russian Dmitri Shostakovich. (Philip Glass also makes use of atonality, though his style is generally described as minimalist, usually thought of as another 20th-century development.)
However, operatic modernism's use of atonality also sparked a backlash in the form of neoclassicism. An early leader of this movement was Ferruccio Busoni, who in 1913 wrote the libretto for his neoclassical number opera Arlecchino (first performed in 1917). Also among the vanguard was the Russian Igor Stravinsky. After composing music for the Diaghilev-produced ballets Petrushka (1911) and The Rite of Spring (1913), Stravinsky turned to neoclassicism, a development culminating in his opera-oratorio Oedipus Rex (1927). Stravinsky had already turned away from the modernist trends of his early ballets to produce small-scale works that do not fully qualify as opera, yet certainly contain many operatic elements, including Renard (1916: "a burlesque in song and dance") and The Soldier's Tale (1918: "to be read, played, and danced"; in both cases the descriptions and instructions are those of the composer). In the latter, the actors declaim portions of speech to a specified rhythm over instrumental accompaniment, peculiarly similar to the older German genre of Melodrama. Well after his Rimsky-Korsakov-inspired works The Nightingale (1914), and Mavra (1922), Stravinsky continued to ignore serialist technique and eventually wrote a full-fledged 18th-century-style diatonic number opera The Rake's Progress (1951). His resistance to serialism (an attitude he reversed following Schoenberg's death) proved to be an inspiration for many other composers.
Other trends
A common trend throughout the 20th century, in both opera and general orchestral repertoire, is the use of smaller orchestras as a cost-cutting measure; the grand Romantic-era orchestras with huge string sections, multiple harps, extra horns, and exotic percussion instruments were no longer feasible. As government and private patronage of the arts decreased throughout the 20th century, new works were often commissioned and performed with smaller budgets, very often resulting in chamber-sized works, and short, one-act operas. Many of Benjamin Britten's operas are scored for as few as 13 instrumentalists; Mark Adamo's two-act realization of Little Women is scored for 18 instrumentalists.
Another feature of late 20th-century opera is the emergence of contemporary historical operas, in contrast to the tradition of basing operas on more distant history, the re-telling of contemporary fictional stories or plays, or on myth or legend. The Death of Klinghoffer, Nixon in China, and Doctor Atomic by John Adams, Dead Man Walking by Jake Heggie, and Anna Nicole by Mark-Anthony Turnage exemplify the dramatisation onstage of events in recent living memory, where characters portrayed in the opera were alive at the time of the premiere performance.
The Metropolitan Opera in the US (often known as the Met) reported in 2011 that the average age of its audience was 60. Many opera companies attempted to attract a younger audience to halt the larger trend of greying audiences for classical music since the last decades of the 20th century. Efforts resulted in lowering the average age of the Met's audience to 58 in 2018, the average age at Berlin State Opera was reported as 54, and Paris Opera reported an average age of 48.
Smaller companies in the US have a more fragile existence, and they usually depend on a "patchwork quilt" of support from state and local governments, local businesses, and fundraisers. Nevertheless, some smaller companies have found ways of drawing new audiences. In addition to radio and television broadcasts of opera performances, which have had some success in gaining new audiences, broadcasts of live performances to movie theatres have shown the potential to reach new audiences.
From musicals back towards opera
By the late 1930s, some musicals began to be written with a more operatic structure. These works include complex polyphonic ensembles and reflect musical developments of their times. Porgy and Bess (1935), influenced by jazz styles, and Candide (1956), with its sweeping, lyrical passages and farcical parodies of opera, both opened on Broadway but became accepted as part of the opera repertory. Popular musicals such as Show Boat, West Side Story, Brigadoon, Sweeney Todd, Passion, Evita, The Light in the Piazza, The Phantom of the Opera and others tell dramatic stories through complex music and in the 2010s they are sometimes seen in opera houses. The Most Happy Fella (1952) is quasi-operatic and has been revived by the New York City Opera. Other rock-influenced musicals, such as Tommy (1969) and Jesus Christ Superstar (1971), Les Misérables (1980), Rent (1996), Spring Awakening (2006), and Natasha, Pierre & The Great Comet of 1812 (2012) employ various operatic conventions, such as through composition, recitative instead of dialogue, and leitmotifs.
Acoustic enhancement in opera
A subtle type of sound electronic reinforcement called acoustic enhancement is used in some modern concert halls and theatres where operas are performed. Although none of the major opera houses "...use traditional, Broadway-style sound reinforcement, in which most if not all singers are equipped with radio microphones mixed to a series of unsightly loudspeakers scattered throughout the theatre", many use a sound reinforcement system for acoustic enhancement and for subtle boosting of offstage voices, child singers, onstage dialogue, and sound effects (e.g., church bells in Tosca or thunder effects in Wagnerian operas).
Operatic voices
Operatic vocal technique evolved, in a time before electronic amplification, to allow singers to produce enough volume to be heard over an orchestra, without the instrumentalists having to substantially compromise their volume.
Vocal classifications
Singers and the roles they play are classified by voice type, based on the tessitura, agility, power and timbre of their voices. Male singers can be classified by vocal range as bass, bass-baritone, baritone, baritenor, tenor and countertenor, and female singers as contralto, mezzo-soprano and soprano. (Men sometimes sing in the "female" vocal ranges, in which case they are termed sopranist or countertenor. The countertenor is commonly encountered in opera, sometimes singing parts written for castrati—men neutered at a young age specifically to give them a higher singing range.) Singers are then further classified by size—for instance, a soprano can be described as a lyric soprano, coloratura, soubrette, spinto, or dramatic soprano. These terms, although not fully describing a singing voice, associate the singer's voice with the roles most suitable to the singer's vocal characteristics.
Yet another sub-classification can be made according to acting skills or requirements, for example the basso buffo who often must be a specialist in patter as well as a comic actor. This is carried out in detail in the Fach system of German speaking countries, where historically opera and spoken drama were often put on by the same repertory company.
A particular singer's voice may change drastically over his or her lifetime, rarely reaching vocal maturity until the third decade, and sometimes not until middle age. Two French voice types, premiere dugazon and deuxieme dugazon, were named after successive stages in the career of Louise-Rosalie Lefebvre (Mme. Dugazon). Other terms originating in the star casting system of the Parisian theatres are baryton-martin and soprano falcon.
Historical use of voice parts
The following is only intended as a brief overview. For the main articles, see soprano, mezzo-soprano, contralto, tenor, baritone, bass, countertenor and castrato.
The soprano voice has typically been used as the voice of choice for the female protagonist of the opera since the latter half of the 18th century. Earlier, it was common for that part to be sung by any female voice, or even a castrato. The current emphasis on a wide vocal range was primarily an invention of the Classical period. Before that, the vocal virtuosity, not range, was the priority, with soprano parts rarely extending above a high A (Handel, for example, only wrote one role extending to a high C), though the castrato Farinelli was alleged to possess a top D (his lower range was also extraordinary, extending to tenor C). The mezzo-soprano, a term of comparatively recent origin, also has a large repertoire, ranging from the female lead in Purcell's Dido and Aeneas to such heavyweight roles as Brangäne in Wagner's Tristan und Isolde (these are both roles sometimes sung by sopranos; there is quite a lot of movement between these two voice-types). For the true contralto, the range of parts is more limited, which has given rise to the insider joke that contraltos only sing "witches, bitches, and britches" roles. In recent years many of the "trouser roles" from the Baroque era, originally written for women, and those originally sung by castrati, have been reassigned to countertenors.
The tenor voice, from the Classical era onwards, has traditionally been assigned the role of male protagonist. Many of the most challenging tenor roles in the repertory were written during the bel canto era, such as Donizetti's sequence of 9 Cs above middle C during La fille du régiment. With Wagner came an emphasis on vocal heft for his protagonist roles, with this vocal category described as Heldentenor; this heroic voice had its more Italianate counterpart in such roles as Calaf in Puccini's Turandot. Basses have a long history in opera, having been used in opera seria in supporting roles, and sometimes for comic relief (as well as providing a contrast to the preponderance of high voices in this genre). The bass repertoire is wide and varied, stretching from the comedy of Leporello in Don Giovanni to the nobility of Wotan in Wagner's Ring Cycle, to the conflicted King Phillip of Verdi's Don Carlos. In between the bass and the tenor is the baritone, which also varies in weight from say, Guglielmo in Mozart's Così fan tutte to Posa in Verdi's Don Carlos; the actual designation "baritone" was not standard until the mid-19th century.
Famous singers
Early performances of opera were too infrequent for singers to make a living exclusively from the style, but with the birth of commercial opera in the mid-17th century, professional performers began to emerge. The role of the male hero was usually entrusted to a castrato, and by the 18th century, when Italian opera was performed throughout Europe, leading castrati who possessed extraordinary vocal virtuosity, such as Senesino and Farinelli, became international stars. The career of the first major female star (or prima donna), Anna Renzi, dates to the mid-17th century. In the 18th century, a number of Italian sopranos gained international renown and often engaged in fierce rivalry, as was the case with Faustina Bordoni and Francesca Cuzzoni, who started a fistfight with one another during a performance of a Handel opera. The French disliked castrati, preferring their male heroes to be sung by an haute-contre (a high tenor), of which Joseph Legros (1739–1793) was a leading example.
Though opera patronage has decreased in the last century in favor of other arts and media (such as musicals, cinema, radio, television and recordings), mass media and the advent of recording have supported the popularity of many famous singers including Maria Callas, Enrico Caruso, Amelita Galli-Curci, Kirsten Flagstad, Juan Arvizu, Nestor Mesta Chayres,Mario Del Monaco, Renata Tebaldi, Risë Stevens, Alfredo Kraus, Franco Corelli, Montserrat Caballé, Joan Sutherland, Birgit Nilsson, Nellie Melba, Rosa Ponselle, Beniamino Gigli, Jussi Björling, Feodor Chaliapin, Cecilia Bartoli, Renée Fleming, Marilyn Horne, Bryn Terfel, Dmitri Hvorostovsky and The Three Tenors (Luciano Pavarotti, Plácido Domingo, José Carreras).
Changing role of the orchestra
Before the 1700s, Italian operas used a small string orchestra, but it rarely played to accompany the singers. Opera solos during this period were accompanied by the basso continuo group, which consisted of the harpsichord, "plucked instruments" such as lute and a bass instrument. The string orchestra typically only played when the singer was not singing, such as during a singer's "...entrances and exits, between vocal numbers, [or] for [accompanying] dancing". Another role for the orchestra during this period was playing an orchestral ritornello to mark the end of a singer's solo. During the early 1700s, some composers began to use the string orchestra to mark certain aria or recitatives "...as special"; by 1720, most arias were accompanied by an orchestra. Opera composers such as Domenico Sarro, Leonardo Vinci, Giambattista Pergolesi, Leonardo Leo, and Johann Adolf Hasse added new instruments to the opera orchestra and gave the instruments new roles. They added wind instruments to the strings and used orchestral instruments to play instrumental solos, as a way to mark certain arias as special.
The orchestra has also provided an instrumental overture before the singers come onstage since the 1600s. Peri's Euridice opens with a brief instrumental ritornello, and Monteverdi's L'Orfeo (1607) opens with a toccata, in this case a fanfare for muted trumpets. The French overture as found in Jean-Baptiste Lully's operas consist of a slow introduction in a marked "dotted rhythm", followed by a lively movement in fugato style. The overture was frequently followed by a series of dance tunes before the curtain rose. This overture style was also used in English opera, most notably in Henry Purcell's Dido and Aeneas. Handel also uses the French overture form in some of his Italian operas such as Giulio Cesare.
In Italy, a distinct form called "overture" arose in the 1680s, and became established particularly through the operas of Alessandro Scarlatti, and spread throughout Europe, supplanting the French form as the standard operatic overture by the mid-18th century. It uses three generally homophonic movements: fast–slow–fast. The opening movement was normally in duple metre and in a major key; the slow movement in earlier examples was short, and could be in a contrasting key; the concluding movement was dance-like, most often with rhythms of the gigue or minuet, and returned to the key of the opening section. As the form evolved, the first movement may incorporate fanfare-like elements and took on the pattern of so-called "sonatina form" (sonata form without a development section), and the slow section became more extended and lyrical.
In Italian opera after about 1800, the "overture" became known as the sinfonia. Fisher also notes the term Sinfonia avanti l'opera (literally, the "symphony before the opera") was "an early term for a sinfonia used to begin an opera, that is, as an overture as opposed to one serving to begin a later section of the work". In 19th-century opera, in some operas, the overture, Vorspiel, Einleitung, Introduction, or whatever else it may be called, was the portion of the music which takes place before the curtain rises; a specific, rigid form was no longer required for the overture.
The role of the orchestra in accompanying the singers changed over the 19th century, as the Classical style transitioned to the Romantic era. In general, orchestras got bigger, new instruments were added, such as additional percussion instruments (e.g., bass drum, cymbals, snare drum, etc.). The orchestration of orchestra parts also developed over the 19th century. In Wagnerian operas, the forefronting of the orchestra went beyond the overture. In Wagnerian operas such as the Ring Cycle, the orchestra often played the recurrent musical themes or leitmotifs, a role which gave a prominence to the orchestra which "...elevated its status to that of a prima donna". Wagner's operas were scored with unprecedented scope and complexity, adding more brass instruments and huge ensemble sizes: indeed, his score to Das Rheingold calls for six harps. In Wagner and the work of subsequent composers, such as Benjamin Britten, the orchestra "often communicates facts about the story that exceed the levels of awareness of the characters therein." As a result, critics began to regard the orchestra as performing a role analogous to that of a literary narrator."
As the role of the orchestra and other instrumental ensembles changed over the history of opera, so did the role of leading the musicians. In the Baroque era, the musicians were usually directed by the harpsichord player, although the French composer Lully is known to have conducted with a long staff. In the 1800s, during the Classical period, the first violinist, also known as the concertmaster, would lead the orchestra while sitting. Over time, some directors began to stand up and use hand and arm gestures to lead the performers. Eventually this role of music director became termed the conductor, and a podium was used to make it easier for all the musicians to see him or her. By the time Wagnerian operas were introduced, the complexity of the works and the huge orchestras used to play them gave the conductor an increasingly important role. Modern opera conductors have a challenging role: they have to direct both the orchestra in the orchestra pit and the singers on stage.
Language and translation issues
Since the days of Handel and Mozart, many composers have favored Italian as the language for the libretto of their operas. From the Bel Canto era to Verdi, composers would sometimes supervise versions of their operas in both Italian and French. Because of this, operas such as Lucia di Lammermoor or Don Carlos are today deemed canonical in both their French and Italian versions.
Until the mid-1950s, it was acceptable to produce operas in translations even if these had not been authorized by the composer or the original librettists. For example, opera houses in Italy routinely staged Wagner in Italian. After World War II, opera scholarship improved, artists refocused on the original versions, and translations fell out of favor. Knowledge of European languages, especially Italian, French, and German, is today an important part of the training for professional singers. "The biggest chunk of operatic training is in linguistics and musicianship", explains mezzo-soprano Dolora Zajick. "[I have to understand] not only what I'm singing, but what everyone else is singing. I sing Italian, Czech, Russian, French, German, English."
In the 1980s, supertitles (sometimes called surtitles) began to appear. Although supertitles were first almost universally condemned as a distraction, today many opera houses provide either supertitles, generally projected above the theatre's proscenium arch, or individual seat screens where spectators can choose from more than one language. TV broadcasts typically include subtitles even if intended for an audience who knows well the language (for example, a RAI broadcast of an Italian opera). These subtitles target not only the hard of hearing but the audience generally, since a sung discourse is much harder to understand than a spoken one—even in the ears of native speakers. Subtitles in one or more languages have become standard in opera broadcasts, simulcasts, and DVD editions.
Today, operas are only rarely performed in translation. Exceptions include the English National Opera, the Opera Theatre of Saint Louis, Opera Theater of Pittsburgh, and Opera South East, which favor English translations. Another exception are opera productions intended for a young audience, such as Humperdinck's Hansel and Gretel and some productions of Mozart's The Magic Flute.
Funding
Outside the US, and especially in Europe, most opera houses receive public subsidies from taxpayers. In Milan, Italy, 60% of La Scala's annual budget of €115 million is from ticket sales and private donations, with the remaining 40% coming from public funds. In 2005, La Scala received 25% of Italy's total state subsidy of €464 million for the performing arts. In the UK, Arts Council England provides funds to Opera North, the Royal Opera House, Welsh National Opera, and English National Opera. Between 2012 and 2015, these four opera companies along with the English National Ballet, Birmingham Royal Ballet and Northern Ballet accounted for 22% of the funds in the Arts Council's national portfolio. During that period, the Council undertook an analysis of its funding for large-scale opera and ballet companies, setting recommendations and targets for the companies to meet prior to the 2015–2018 funding decisions. In February 2015, concerns over English National Opera's business plan led to the Arts Council placing it "under special funding arrangements" in what The Independent termed "the unprecedented step" of threatening to withdraw public funding if the council's concerns were not met by 2017. European public funding to opera has led to a disparity between the number of year-round opera houses in Europe and the United States. For example, "Germany has about 80 year-round opera houses [as of 2004], while the U.S., with more than three times the population, does not have any. Even the Met only has a seven-month season."
Television, cinema and the Internet
A milestone for opera broadcasting in the U.S. was achieved on 24 December 1951, with the live broadcast of Amahl and the Night Visitors, an opera in one act by Gian Carlo Menotti. It was the first opera specifically composed for television in America. Another milestone occurred in Italy in 1992 when Tosca was broadcast live from its original Roman settings and times of the day: the first act came from the 16th-century Church of Sant'Andrea della Valle at noon on Saturday; the 16th-century Palazzo Farnese was the setting for the second at 8:15 pm; and on Sunday at 6 am, the third act was broadcast from Castel Sant'Angelo. The production was transmitted via satellite to 105 countries.
Major opera companies have begun presenting their performances in local cinemas throughout the United States and many other countries. The Metropolitan Opera began a series of live high-definition video transmissions to cinemas around the world in 2006. In 2007, Met performances were shown in over 424 theaters in 350 U.S. cities. La bohème went out to 671 screens worldwide. San Francisco Opera began prerecorded video transmissions in March 2008. As of June 2008, approximately 125 theaters in 117 U.S. cities carry the showings. The HD video opera transmissions are presented via the same HD digital cinema projectors used for major Hollywood films. European opera houses and festivals including the Royal Opera in London, La Scala in Milan, the Salzburg Festival, La Fenice in Venice, and the Maggio Musicale in Florence have also transmitted their productions to theaters in cities around the world since 2006, including 90 cities in the U.S.
The emergence of the Internet has also affected the way in which audiences consume opera. In 2009 the British Glyndebourne Festival Opera offered for the first time an online digital video download of its complete 2007 production of Tristan und Isolde. In the 2013 season, the festival streamed all six of its productions online. In July 2012, the first online community opera was premiered at the Savonlinna Opera Festival. Titled Free Will, it was created by members of the Internet group Opera By You. Its 400 members from 43 countries wrote the libretto, composed the music, and designed the sets and costumes using the Wreckamovie web platform. Savonlinna Opera Festival provided professional soloists, an 80-member choir, a symphony orchestra, and the stage machinery. It was performed live at the festival and streamed live on the internet.
See also
Lists of operas, including a general list as well as by theme, by country, by medium, and by venue
List of fictional literature featuring opera
Opera management
Opera length
References
Notes
Sources
See also Google Books partial preview.
Further reading
The New Grove Dictionary of Opera, edited by Stanley Sadie (1992), 5,448 pages, is the best, and by far the largest, general reference in the English language.
The Viking Opera Guide, edited by Amanda Holden (1994), 1,328 pages,
The Oxford Illustrated History of Opera, ed. Roger Parker (1994)
The Oxford Dictionary of Opera, by John Warrack and Ewan West (1992), 782 pages,
Opera, the Rough Guide, by Matthew Boyden et al. (1997), 672 pages,
Opera: A Concise History, by Leslie Orrey and Rodney Milnes, World of Art, Thames & Hudson
DiGaetani, John Louis: An Invitation to the Opera, Anchor Books, 1986/91. .
Dorschel, Andreas, 'The Paradox of Opera', The Cambridge Quarterly 30 (2001), no. 4, pp. 283–306. (print). (electronic). Discusses the aesthetics of opera.
Silke Leopold, "The Idea of National Opera, c. 1800", United and Diversity in European Culture c. 1800, ed. Tim Blanning and Hagen Schulze (New York: Oxford University Press, 2006), 19–34.
MacMurray, Jessica M. and Allison Brewster Franzetti: The Book of 101 Opera Librettos: Complete Original Language Texts with English Translations, Black Dog & Leventhal Publishers, 1996.
Howard Mayer Brown, "Opera", The New Grove Dictionary of Music and Musicians. 2001. Oxford University Press
Rous, Samuel Holland (1919). The Victrola Book of the Opera. Stories of The Operas with Illustrations.... Camden, New Jersey: Victor Talking Machine Company. View at Internet Archive.
Simon, Henry W.: A Treasury of Grand Opera, Simon and Schuster, New York, 1946.
"Opera", Herbert Weinstock and Barbara Russano Hanning, Encyclopædia Britannica
External links
Comprehensive opera performances database, Operabase
StageAgent – synopses and character descriptions for most major operas
What's it about? – Opera plot summaries
Vocabulaire de l'Opéra
OperaGlass, a resource at Stanford University
HistoricOpera – historic operatic images
"America's Opera Boom" By Jonathan Leaf, The American, July/August 2007 Issue
Opera~Opera article archives
Musical forms
Italian inventions
Drama
Theatre
Vocal music
Singing
|
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] |
Events
Pre-1600
690 – Empress Wu Zetian establishes the Zhou Dynasty of China.
1091 – London tornado of 1091: A tornado thought to be of strength T8/F4 strikes the heart of London.
1346 – The English capture King David II of Scotland at Neville's Cross and imprison him for eleven years.
1448 – An Ottoman army defeats a Hungarian army at the Second Battle of Kosovo.
1456 – The University of Greifswald is established as the second oldest university in northern Europe.
1534 – Anti-Catholic posters appear in Paris and other cities supporting Huldrych Zwingli's position on the Mass.
1558 – Poczta Polska, the Polish postal service, is founded.
1601–1900
1604 – Kepler's Supernova is observed in the constellation of Ophiuchus.
1610 – French king Louis XIII is crowned in Reims Cathedral.
1660 – The nine regicides who signed the death warrant of Charles I of England are hanged, drawn and quartered.
1662 – Charles II of England sells Dunkirk to Louis XIV of France for 40,000 pounds.
1713 – Great Northern War: Russia defeated Sweden in the Battle of Kostianvirta in Pälkäne.
1771 – Premiere in Milan of the opera Ascanio in Alba, composed by Mozart at age 15.
1777 – American Revolutionary War: British General John Burgoyne surrenders his army at Saratoga, New York.
1781 – American Revolutionary War: British General Charles, Earl Cornwallis surrenders at the Siege of Yorktown.
1800 – War of the Second Coalition: Britain takes control of the Dutch colony of Curaçao.
1806 – Former leader of the Haitian Revolution, Emperor Jacques I, is assassinated after an oppressive rule.
1814 – Eight people die in the London Beer Flood.
1817 – The tomb of Pharaoh Seti I is discovered.
1860 – First The Open Championship (referred to in North America as the British Open).
1861 – Aboriginal Australians kill nineteen Europeans in the Cullin-la-ringo massacre.
1901–present
1907 – Marconi begins the first commercial transatlantic wireless service.
1912 – Bulgaria, Greece and Serbia declare war on the Ottoman Empire, joining Montenegro in the First Balkan War.
1919 – Leeds United F.C. founded at Salem Chapel, Holbeck after the winding up of Leeds City F.C. for making illegal payments to players during World War I
1931 – Al Capone is convicted of income tax evasion.
1933 – Albert Einstein flees Nazi Germany and moves to the United States.
1940 – The body of Communist propagandist Willi Münzenberg is found in South France, starting a never-resolved mystery.
1941 – World War II: The USS Kearny becomes the first U.S. Navy vessel to be torpedoed by a U-boat.
1943 – The Burma Railway (Burma–Thailand Railway) is completed.
1943 – Nazi Holocaust in Poland: Sobibór extermination camp is closed.
1945 – A massive demonstration in Buenos Aires, Argentina, demands Juan Perón's release.
1952 – Indonesian Army elements surrounded the Merdeka Palace demanding President Sukarno disband the Provisional People's Representative Council.
1956 – The first commercial nuclear power station is officially opened by Queen Elizabeth II in Sellafield, England.
1961 – Directed by their chief Maurice Papon, Paris police massacre scores of Algerian protesters.
1961 – The first attempt of the apartheid analogy, by Ahmad Shukeiri, it was on Oct 17, 1961.
1965 – The 1964–65 New York World's Fair closes after two years and more than 51 million attendees.
1966 – The 23rd Street Fire in New York City kills 12 firefighters.
1969 – The Caravaggio painting Nativity with St. Francis and St. Lawrence is stolen from the Oratory of Saint Lawrence in Palermo.
1970 – FLQ terrorists murder Quebec Vice-Premier and Minister of Labour Pierre Laporte.
1973 – OPEC imposes an oil embargo against countries they deem to have helped Israel in the Yom Kippur War.
1977 – The hijacked Lufthansa Flight 181 lands in Mogadishu. The remaining hostages are later rescued.
1979 – Mother Teresa is awarded the Nobel Peace Prize.
1979 – The Department of Education Organization Act creates the U.S. Department of Education.
1980 – As part of the Holy See–United Kingdom relations a British monarch makes the first state visit to the Vatican.
1988 – Uganda Airlines Flight 775 crashes at Rome–Fiumicino International Airport, in Rome, Italy, killing 33 people.
1989 – The 6.9 Loma Prieta earthquake shakes the San Francisco Bay Area and the Central Coast, killing 63.
1989 – The East German Politburo votes to remove Erich Honecker from his role as General Secretary.
1991 – 1991 Rudrapur bombings by Sikh separatists, who explode two bombs, during a Ramlila Hindu celebration in Rudrapur, Uttarakhand, killing 41 people.
1992 – Having gone to the wrong house, Japanese student Yoshihiro Hattori is killed by the homeowner in Baton Rouge, Louisiana.
1994 – Russian journalist Dmitry Kholodov is assassinated while investigating corruption in the armed forces.
2000 – The Hatfield rail crash leads to the collapse of Railtrack.
2001 – Israeli tourism minister Rehavam Ze'evi becomes the first Israeli minister to be assassinated in a terrorist attack.
2003 – Taipei 101, a 101-floor skyscraper in Taipei, becomes the world's tallest high-rise.
2017 – Syrian civil war: The Syrian Democratic Forces (SDF) capture the last foothold of the Islamic State of Iraq and the Levant (ISIL) in Raqqa, marking the end of the Battle of Raqqa.
2018 – The recreational use of cannabis is legalized in Canada.
2018 – Kerch Polytechnic College attack in Crimea.
2019 – Drug dealers in Culiacan, Sinaloa, Mexico force the government to back down on an arrest.
Births
Pre-1600
503 – Lý Nam Đế, first emperor of Vietnam (d. 548)
1253 – Ivo of Kermartin, French priest and saint (d. 1303)
1493 – Bartolommeo Bandinelli, Italian sculptor (d. 1560)
1500 – Alonso de Orozco Mena, Spanish Roman Catholic priest (d. 1591)
1538 – Irene di Spilimbergo, Italian Renaissance poet and painter (d. 1559)
1577 – Cristofano Allori, Italian painter (d. 1621)
1577 – Dmitry Pozharsky, Russian prince (d. 1642)
1582 – Johann Gerhard, German theologian and academic (d. 1637)
1587 – Nathan Field, English dramatist and actor (d. 1620)
1601–1900
1623 – Francis Turretin, Swiss-Italian minister, theologian, and academic (d. 1687)
1629 – Balthasar Charles, Prince of Asturias (d. 1646)
1688 – Domenico Zipoli, Italian missionary and composer (d. 1726)
1711 – Jupiter Hammon, American poet (d. 1806)
1719 – Jacques Cazotte, French author and academic (d. 1792)
1720 – Maria Teresa Agnesi Pinottini, Italian harpsichord player and composer (d. 1795)
1725 – John Wilkes, English journalist and politician (d. 1797)
1729 – Pierre-Alexandre Monsigny, French composer and academic (d. 1817)
1735 – Franz Xaver Feuchtmayer the Younger, German Baroque artist (d. 1803)
1759 – Andrey Voronikhin, Russian architect and painter (d. 1814)
1760 – Claude Henri de Rouvroy, comte de Saint-Simon, French economist and philosopher (d. 1825)
1768 – Sophie von Dönhoff, morganatic spouse by bigamy to King Frederick William II of Prussia (d. 1838)
1779 – Louis Charles, French prince of the blood (d. 1808)
1779 – José Andrés Pacheco de Melo, Argentine statesman and priest (d. approx. 1820)
1780 – Richard Mentor Johnson, American politician, ninth Vice President of the United States (d. 1850)
1781 – Johann Friedrich Meckel, German anatomist (d. 1833)
1784 – Fructuoso Rivera, first president of Uruguay (d. 1854)
1785 – Christen Smith, Norwegian scientist (d. 1816)
1792 – John Bowring, English polyglot and governor of Hong Kong (d. 1826)
1797 – Juan Lavalle, Argentine politician (d.1841)
1803 – Ferenc Deák, Hungarian politician (d. 1876)
1810 – Adolphe-Félix Cals, French painter (d. 1880)
1811 – Albertus van Raalte, Dutch-American pastor and educator (d. 1876)
1813 – Georg Büchner, German-Swiss poet and playwright (d. 1837)
1814 – Yakiv Holovatsky, Ukrainian historian, scholar, and poet (d. 1888)
1817 – Syed Ahmad Khan, Indian philosopher and scholar (d. 1898)
1821 – Alexander Gardner, Scottish photographer (d. 1882)
1828 – Aureliano Maestre de San Juan, Spanish scientist (d. 1890)
1833 – José E. Días, Paraguayan general (d. 1867)
1835 – Louis-Léon Cugnot, French sculptor (d. 1894)
1835 – Paul Haenlein, German mechanical engineer (d.1905)
1840 – André Gill, French caricaturist (d. 1885)
1844 – Gustave Schlumberger, French historian (d. 1929)
1845 – John J. Gardner, American politician (d. 1921)
1853 – Grand Duchess Maria Alexandrovna of Russia (d. 1920)
1859 – Childe Hassam, American painter and illustrator (d. 1935)
1860 – Henry Campbell Black, founder of Black's Law Dictionary (d. 1927)
1864 – Elinor Glyn, English author, screenwriter, and producer (d. 1943)
1865 – James Rudolph Garfield, American lawyer and politician, 23rd United States Secretary of the Interior (d. 1950)
1867 – Josep Puig i Cadafalch, Catalan architect who designed the Casa Martí (d. 1956)
1871 – Segundo de Chomón, Spanish cinematographer, director, and screenwriter (d.1929)
1876 – Hippolyte Aucouturier, French road cyclist (d. 1944)
1878 – Jacobo Fitz-James Stuart, Spanish politician and 17th Duke of Alba (d. 1953)
1880 – Jesús Reyes Ferreira, Mexican artist and art collector (d. 1977)
1881 – Maria Dulęba, Polish actress (d. 1959)
1882 – Haritina Korotkevich, Russian war heroine (d. 1904)
1883 – Alexander Neill, Scottish educator (d. 1973)
1883 – Thaddeus Shideler, American hurdler (d. 1966)
1886 – Spring Byington, American actress (d. 1971)
1889 – Mikha'il Na'ima, Lebanese author (d. 1988)
1890 – Roy Kilner, English cricketer (d. 1928)
1892 – Theodor Eicke, German SS general (d. 1943)
1892 – Herbert Howells, English organist, composer, and educator (d. 1983)
1893 – Raffaele Bendandi, Italian clockmaker and seismologist (d. 1979)
1894 – Prince René, Italian Prince of Denmark (d. 1962)
1894 – Pablo de Rokha, Chilean poet (d. 1968)
1895 – Miguel Ydígoras Fuentes, President of Guatemala (1958–1963) (d. 1982)
1895 – Doris Humphrey, American dancer and choreographer (d. 1958)
1896 – Roman Petrovich, Russian prince (d. 1978)
1898 – Shinichi Suzuki, Japanese violinist and educator (d. 1998)
1898 – Eileen Sedgwick, American actress (d. 1991)
1898 – Simon Vestdijk, Dutch author and poet (d. 1971)
1900 – C. C. van Asch van Wijck, Dutch artist and sculptor (d. 1932)
1900 – Jean Arthur, American actress (d. 1991)
1900 – Yvor Winters, American critic and poet (d. 1968)
1901–present
1901 – Emma Gamboa Alvarado, Costa Rican educator (d. 1973)
1902 – Irene Ryan, American actress (d. 1973)
1903 – Andrei Grechko, Soviet general (d. 1976)
1903 – Nathanael West, American author and screenwriter (d. 1940)
1905 – Leopoldo Benites, Ecuadorian diplomat 28th president of the United Nations General Assembly (d. 1996)
1906 – Andrey Tikhonov, Soviet and Russian mathematician (d. 1993)
1906 – Paul Derringer, American baseball player (d. 1987)
1907 – John Marley, American actor (d. 1984)
1908 – Hjördis Petterson, Swedish actress (d. 1988)
1908 – Wally Prigg, Australian rugby league player (d. 1980)
1908 – Red Rolfe, American baseball player, coach, and manager (d. 1969)
1908 – Kenji Miyamoto, Japanese politician (d. 2007)
1909 – Cozy Cole, American drummer (d. 1981)
1909 – Leopoldo Panero, Spanish poet (d. 1962)
1909 – Joaquín Satrústegui, Spanish lawyer and politician (d. 1992)
1910 – Ester Wier, American author (d. 2000)
1910 – Marina Núñez del Prado, Bolivian sculptor (d. 1995)
1912 – Pope John Paul I, Catholic pope from August 1978- September 1978 (d. 1978)
1912 – Theodore Marier, American composer and educator, founded the Boston Archdiocesan Choir School (d. 2001)
1912 – Jack Owens, American singer-songwriter and pianist (d. 1982)
1913 – Faik Türün, Turkish general (d. 2003)
1913 – Robert Lowery, American actor (d. 1971)
1913 – Marian Marsh, Trinidadian-American actress and environmentalist (d. 2006)
1914 – Jerry Siegel, American author and illustrator (d. 1996)
1915 – Arthur Miller, American playwright and screenwriter (d. 2005)
1916 – José López Rega, Argentinean politician (d. 1989)
1917 – Adele Stimmel Chase, American painter and sculptor (d. 2000)
1917 – Martin Donnelly, New Zealand cricketer (d. 1999)
1917 – Sumner Locke Elliott, Australian-American author and playwright (d. 1991)
1917 – Marsha Hunt, American actress and singer
1917 – Aimo Koivunen, Finnish soldier and corporal (d. 1989)
1917 – Norman Leyden, American composer and conductor (d. 2014)
1917 – Alfred Benlloch Llorach, Spanish inventor (d. 2013)
1918 – Rita Hayworth, American actress, singer and dancer (d. 1987)
1918 – Ralph Wilson, American businessman, founded the Buffalo Bills (d. 2014)
1918 – Luis Alberto Solari, Uruguayan artist (d. 1993)
1919 – Isaak Khalatnikov, Ukrainian-Russian theoretical physicist and academic (d. 2021)
1919 – Violet Milstead, Canadian World War II aviator and bush pilot (d. 2014)
1919 – Zhao Ziyang, Chinese politician (d. 2005)
1920 – Montgomery Clift, American actor (d. 1966)
1920 – Miguel Delibes, Spanish journalist and author (d. 2010)
1920 – Zully Moreno, Argentine actress (d. 1999)
1921 – George Mackay Brown, Scottish author, poet, and playwright (d. 1996)
1921 – Priscilla Buckley, American journalist and author (d. 2012)
1921 – Maria Gorokhovskaya, Russian-Israeli gymnast (d. 2001)
1921 – Tom Poston, American actor and comedian (d. 2007)
1922 – Luiz Bonfá, Brazilian guitarist and composer (d. 2001)
1922 – Pierre Juneau, Canadian broadcaster and politician, co-founded the Montreal World Film Festival (d. 2012)
1923 – Barney Kessel, American guitarist and composer (d. 2004)
1923 – Charles McClendon, American football player and coach (d. 2001)
1924 – Don Coryell, American football player and coach (d. 2010)
1924 – Anton Geiser, Croatian SS officer (d. 2012)
1924 – Giacomo Mari, Italian football midfielder (d. 1991)
1924 – Rolando Panerai, Italian baritone (d. 2019)
1925 – Harry Carpenter, English sportscaster (d. 2010)
1926 – Julie Adams, American actress (d. 2019)
1926 – Beverly Garland, American actress (d. 2008)
1926 – Roberto Lippi, Italian race car driver (d. 2011)
1928 – Santiago Stevenson, Panamanian singer and minister (d. 2007)
1928 – Alejandro Végh Villegas, Uruguayan politician (d. 2017)
1929 – Mário Wilson, Mozambican footballer and manager (d. 2016)
1930 – Ismail Akbay, Turkish physicist and engineer (d. 2003)
1930 – Robert Atkins, American physician and cardiologist, created the Atkins diet (d. 2003)
1931 – Ernst Hinterberger, Austrian author and playwright (d. 2012)
1931 – José Alencar, Brazilian businessman and politician (d. 2011)
1931 – Anatoly Pristavkin, Russian writer (d. 2008)
1932 – Paul Anderson, American weightlifter (d. 1994)
1933 – William Anders, Hong Kong-American general and astronaut
1933 – The Singing Nun, Belgian singer-songwriter, guitarist, and nun (d. 1985)
1934 – Alan Garner, English author and playwright
1934 – Johnny Haynes, English-Scottish footballer (d. 2005)
1934 – Rico Rodriguez, Jamaican trombonist (d. 2015)
1935 – Sydney Chapman, English architect and politician, Vice-Chamberlain of the Household (d. 2014)
1935 – Michael Eavis, English farmer, founded the Glastonbury Festival
1935 – Carlos Pairetti, Argetine racing driver
1936 – Sathima Bea Benjamin, South African singer-songwriter (d. 2013)
1936 – Hiroo Kanamori, Japanese-American seismologist and academic
1936 – Santiago Navarro, Spanish basketball player (d. 1993)
1936 – Bert Nievera, Filipino-American singer (d. 2018)
1937 – Paxton Whitehead, English actor
1937 – José María Álvarez del Manzano, Spanish politician
1937 – Aida Navarro, Venezuelan mezzo-soprano
1937 – Renato Prada Oropeza, Bolivian-Mexican scientist (d. 2011)
1938 – Evel Knievel, American motorcycle rider and stuntman (d. 2007)
1938 – Les Murray, Australian anthologist, poet, and critic (d. 2019)
1938 – António Calvário, Portuguese singer and artist
1939 – Oliver Rackham, English botanist and academic (d. 2015)
1940 – Stephen Kovacevich, American pianist and conductor
1940 – Jim Smith, English footballer and manager (d. 2019)
1940 – Peter Stringfellow, English businessman (d. 2018)
1941 – Earl Thomas Conley, American country singer-songwriter and guitarist (d. 2019)
1941 – Jim Seals, American singer-songwriter, guitarist, and violinist
1941 – Paul Ellison, American musician
1942 – Steve Jones, American basketball player and sportscaster (d. 2017)
1942 – Gary Puckett, American pop singer-songwriter and guitarist
1943 – Ignacio Rupérez, Spanish diplomat and journalist (d. 2015)
1944 – Ángel Cristo, Spanish circus performer (d. 2010)
1946 – Ronni Chasen, American publicist (d. 2010)
1946 – Michael Hossack, American drummer (d. 2012)
1946 – Cameron Mackintosh, English producer and manager
1946 – Adam Michnik, Polish journalist and historian
1946 – Drusilla Modjeska, English-Australian author and critic
1946 – Bob Seagren, American pole vaulter
1946 – Manuel "Flaco" Ibáñez, Mexican actor and comedian
1946 – Julio Miranda, Argentine politician (d. 2021)
1946 – Daniela Payssé, Uruguayan politician (d. 2018)
1946 – José Perramón, Spanish handball player
1946 – Jaime Ravinet, Chilean politician
1946 – Rüdiger Wittig, German geobotanist and ecologist
1946 – Akira Kushida, Japanese vocalist
1947 – Gene Green, American lawyer and politician
1947 – Michael McKean, American singer-songwriter, actor, and director
1947 – Robert Post, American educator and academic
1947 – Omar Azziman, adviser to the King of Morocco
1948 – Robert Jordan, American soldier and author (d. 2007)
1948 – Margot Kidder, Canadian-American actress (d. 2018)
1948 – George Wendt, American actor and comedian
1948 – Osvaldo Castro, Chilean footballer
1949 – Owen Arthur, Barbadian economist and politician, 5th Prime Minister of Barbados (d. 2020)
1949 – Bill Hudson, American musician and actor
1950 – Philippe Barbarin, French cardinal
1950 – Howard Rollins, American actor (d. 1996)
1950 – Sandra Reemer, Indo-Dutch singer (d. 2017)
1951 – Annie Borckink, Dutch speed skater
1951 – Roger Pontare, Swedish singer
1951 – Shari Ulrich, American-Canadian singer-songwriter and violinist
1951 – Dirk Beheydt, Belgian football player.
1953 – Joseph Bowie, American trombonist and bandleader
1953 – Domenico Penzo, Italian footballer
1954 – Carlos Buhler, American mountaineer
1955 – Georgios Alogoskoufis, Greek economist, academic, and politician, Greek Minister of Finance
1955 – Mike Bratz, American basketball player
1956 – Fran Cosmo, American singer-songwriter and guitarist
1956 – Mae Jemison, American physician, academic, and astronaut
1956 – Pat McCrory, American businessman and politician, 74th Governor of North Carolina
1956 – Stephen Palumbi, American academic and author
1957 – Lawrence Bender, American actor and producer
1957 – Steve McMichael, American football player, wrestler, and sportscaster
1957 – Vincent Van Patten, American tennis player and actor
1957 – Antonio Galdo, Italian journalist
1957 – Nelson Barrera, Mexican baseball player (d. 2002)
1957 – Pino Palladino, Welsh bassist
1957 – Eleftheria Arvanitaki, Greek folk singer
1958 – Howard Alden, American guitarist
1958 – Alan Jackson, American singer-songwriter
1958 – Craig Murray, British diplomat
1958 – Sandra Mozarowsky, Spanish actress (d. 1977)
1959 – Ron Drummond, American author and scholar
1959 – Francisco Flores Pérez, Salvadorian politician, President of El Salvador (d. 2016)
1959 – Russell Gilbert, Australian comedian, actor, and screenwriter
1959 – Norm Macdonald, Canadian actor, comedian, producer, and screenwriter (d. 2021)
1959 – Mark Peel, Australian historian and academic
1959 – Richard Roeper, American journalist and critic
1959 – Mustafa Aberchán, Spanish politician
1959 – Eugenio Hernández Flores, Mexican politician
1960 – Guy Henry, English actor
1960 – Rob Marshall, American director, producer, and choreographer
1960 – Bernie Nolan, Irish singer (d. 2013)
1960 – Philippe Sands, American lawyer and academic
1961 – David Means, American short story writer
1962 – Glenn Braggs, American baseball player
1962 – Mike Judge, American animator, director, screenwriter, producer and actor
1962 – Jay Humphries, American basketball player
1963 – Sergio Goycochea, Argentinian footballer and journalist
1963 – Toby Young, English journalist and academic
1964 – Gregg Wallace, English television presenter
1964 – Margarita Liborio Arrazola, Mexican politician
1965 – Aravinda de Silva, Sri Lankan cricketer
1965 – Rhys Muldoon, Australian actor
1966 – Shaun Edwards, English rugby player and coach
1966 – Danny Ferry, American basketball player and manager
1966 – Mark Gatiss, English actor, screenwriter and novelist
1966 – Tommy Kendall, American race car driver and sportscaster
1967 – Simon Segars, English businessman
1967 – Nathalie Tauziat, French tennis player
1967 – René Dif, Danish musician
1967 – Pedro González Vera, Chilean footballer
1968 – Graeme Le Saux, English footballer and sportscaster
1968 – Ziggy Marley, Jamaican singer-songwriter, guitarist, and voice actor
1968 – David Robertson, Scottish footballer and manager
1968 – Alejandra Ávalos, Mexican artist
1969 – Ernie Els, South African golfer and sportscaster
1969 – Jesús Ángel García, Spanish racewalker
1969 – Wyclef Jean, Haitian-American rapper, producer, and actor
1969 – Rick Mercer, Canadian comedian, actor, producer, and screenwriter
1969 – Wood Harris, American actor
1970 – Anil Kumble, Indian cricketer
1970 – John Mabry, American baseball player, coach, and sportscaster
1970 – J. C. MacKenzie, Canadian actor
1971 – Blues Saraceno, American guitarist, songwriter, and producer
1971 – Chris Kirkpatrick, American singer-songwriter and dancer
1971 – Kim Ljung, Norwegian singer-songwriter and bass player
1971 – Martin Heinrich, American politician
1971 – Derrick Plourde, American drummer (d. 2005)
1972 – Eminem, American rapper, producer, and actor
1972 – Tarkan, German-Turkish singer
1972 – Akio "Musashi" Mori, Japanese karateka and kickboxer
1973 – Andrea Tarozzi, Italian footballer and coach
1973 – Rubén Garcés, Panamanian basketball player
1974 – Ariel Levy, American journalist and author
1974 – Matthew Macfadyen, English actor
1974 – Obdulio Ávila Mayo, Mexican politician
1974 – Bárbara Paz, Brazilian actress
1974 – Janne Puurtinen, Finnish keyboard player
1974 – John Rocker, American baseball player
1974 – Darío Sala, Argentine footballer
1974 – Gabriel Silberstein, Chilean tennis player
1974 – Dhondup Wangchen, Chinese director and producer
1975 – Francis Bouillon, American-Canadian ice hockey player
1975 – Jericó Abramo Masso, Mexican politician
1975 – Vina Morales, Filipino actress and singer
1976 – Sebastián Abreu, Uruguayan footballer
1976 – Seth Etherton, American baseball player
1976 – Carlos Loret de Mola, Mexican journalist
1976 – Kevin Maher, English-Irish footballer and coach
1977 – Dudu Aouate, Israeli footballer
1977 – Alimi Ballard, American actor and producer
1977 – Bryan Bertino, American actor, director, producer, and screenwriter
1977 – Walter Calderón, Ecuadorian footballer
1977 – Marko Antonio Cortés Mendoza, Mexican politician
1977 – Ryan McGinley, American photographer
1977 – André Villas-Boas, Portuguese footballer and manager
1978 – Pablo Iglesias Turrión, Spanish politician
1978 – Jerry Flannery, Irish rugby player and coach
1978 – Erin Karpluk, Canadian actress
1978 – Chuka Umunna, English lawyer and politician
1979 – Marcela Bovio, Mexican singer-songwriter and violinist
1979 – Alexandros Nikolaidis, Greek martial artist
1979 – Kimi Räikkönen, Finnish race car driver
1979 – Kostas Tsartsaris, Greek basketball player
1980 – Yekaterina Gamova, Russian volleyball player
1980 – Mohammad Hafeez, Pakistani cricketer
1980 – Isaac Mina, Ecuadorian footballer
1980 – Angel Parker, American actress
1980 – Alessandro Piccolo, Italian race car driver
1980 – Justin Shenkarow, American actor
1981 – Horacio Cervantes, Mexican footballer
1981 – Kurumi Enomoto, Japanese singer-songwriter
1981 – Tsubasa Imai, Japanese singer, actor, and dancer
1981 – Ben Rothwell, American mixed-martial artist
1982 – Rubén Ramírez, Argentine football striker
1982 – Nick Riewoldt, Australian footballer
1982 – Marion Rolland, alpine ski racer
1983 – Michelle Ang, New Zealander actress
1983 – Milica Brozovic, Serbian-Russian figure skater
1983 – Felicity Jones, English actress
1983 – Toshihiro Matsushita, Japanese footballer
1983 – Riki Miura, Japanese actor
1983 – Junichi Miyashita, Japanese swimmer
1983 – Ivan Saenko, Russian footballer
1983 – Mitch Talbot, American baseball player
1983 – Vitali Teleš, Estonian footballer
1984 – Chris Lowell, American actor
1984 – Giovanni Marchese, Italian footballer
1984 – Randall Munroe, American author and illustrator
1984 – Luke Rockhold, American mixed martial artist
1984 – Anja Eline Skybakmoen, Norwegian singer-songwriter and bandleader
1984 – Gottfrid Svartholm, Swedish computer specialist
1984 – Jared Tallent, Australian race walker
1985 – Carlos González, Venezuelan baseball player
1985 – Max Irons, English-Irish actor
1985 – Collins John, Dutch footballer
1985 – Tomokazu Nagira, Japanese footballer
1986 – Alexandre Bonnet, French football midfielder
1986 – Antoni Bou, Spanish motorcyclist
1986 – Aija Brumermane, Latvian basketball player
1986 – Constant Djakpa, Ivorian footballer
1986 – Yannick Ponsero, French figure skater
1986 – Nicolás Richotti, Argentine basketball player
1987 – Bea Alonzo, Filipino actress and singer
1987 – Jarosław Fojut, Polish footballer
1987 – Elliot Grandin, French football winger
1987 – Hideto Takahashi, Japanese footballer
1988 – Sergiy Gladyr, Ukrainian basketball player
1988 – Tori Matsuzaka, Japanese actor and model
1988 – Marina Salas, Spanish actress
1989 – Débora García, Spanish football midfielder
1989 – Oleksandr Isakov, Ukrainian swimmer
1989 – Sophie Luck, Australian actress
1989 – David Timor, Spanish footballer
1990 – Paolo Campinoti, Italian footballer
1990 – Maica García Godoy, Spanish water polo player
1990 – Ronald González Tabilo, Chilean footballer
1990 – Saki Kumagai, Japanese footballer
1990 – Patrick Lambie, South African rugby player
1991 – Brenda Asnicar, Argentine actress
1992 – Sam Concepcion, Filipino musician and dancer
1992 – Keerthy Suresh, Indian actress
1993 – Kenneth Omeruo, Nigerian footballer
2001 – Thomas Strudwick, British motorcycle road racer
Deaths
Pre-1600
AD 33 – Agrippina the Elder, Roman wife of Germanicus (b. 14 BC)
532 – Pope Boniface II
866 – Al-Musta'in, Abbasid caliph (b. 836)
1271 – Steinvör Sighvatsdóttir, Icelandic aristocrat and poet
1277 – Beatrice of Falkenburg, German queen consort (b. c. 1254)
1346 – John Randolph, 3rd Earl of Moray
1346 – Maurice de Moravia, Earl of Strathearn
1456 – Nicolas Grenon, French composer (b. 1375)
1485 – John Scott of Scott's Hall, Warden of the Cinque Ports
1552 – Andreas Osiander, German Protestant theologian (b. 1498)
1575 – Gaspar Cervantes de Gaeta, Spanish cardinal (b. 1511)
1586 – Philip Sidney, English courtier, poet, and general (b. 1554)
1587 – Francesco I de' Medici, Grand Duke of Tuscany (b. 1541)
1601–1900
1616 – John Pitts, English priest and scholar (b. 1560)
1660 – Adrian Scrope, English colonel and politician (b. 1601)
1673 – Thomas Clifford, 1st Baron Clifford of Chudleigh, English politician, Lord High Treasurer of England (b. 1630)
1690 – Margaret Mary Alacoque, French mystic (b. 1647)
1757 – René Antoine Ferchault de Réaumur, French entomologist and academic (b. 1683)
1776 – Pierre François le Courayer, French-English theologian and author (b. 1681)
1780 – William Cookworthy, English pharmacist and minister (b. 1705)
1781 – Edward Hawke, 1st Baron Hawke, English admiral (b. 1705)
1786 – Johann Ludwig Aberli, Swiss painter and illustrator (b. 1723)
1806 – Jean-Jacques Dessalines, Haitian commander and politician, Governor-General of Haiti (b. 1758)
1836 – Orest Kiprensky, Russian painter (b. 1782)
1837 – Johann Nepomuk Hummel, Austrian pianist and composer (b. 1778)
1849 – Frédéric Chopin, Polish pianist and composer (b. 1810)
1868 – Laura Secord, Canadian war heroine (b. 1775)
1887 – Gustav Kirchhoff, German physicist and chemist (b. 1824)
1889 – Nikolay Chernyshevsky, Russian philosopher and critic (b. 1828)
1893 – Patrice de MacMahon, Duke of Magenta, French general and politician, 3rd President of France (b. 1808)
1901–present
1910 – Julia Ward Howe, American poet and songwriter (b. 1819)
1918 – Malak Hifni Nasif, Egyptian poet and author (b. 1886)
1920 – Michael Fitzgerald (Irish republican) died on Hunger Strike (b. 1881)
1928 – Frank Dicksee, English painter and illustrator (b. 1853)
1931 – Alfons Maria Jakob, German neurologist and academic (b. 1884)
1937 – J. Bruce Ismay, English businessman (b. 1862)
1938 – Karl Kautsky, Czech-German journalist, philosopher, and theoretician (b. 1854)
1948 – Royal Cortissoz, American art critic (b. 1869)
1955 – Dimitrios Maximos, Greek banker and politician (b. 1873)
1956 – Anne Crawford, Israeli-English actress (b. 1920)
1957 – Wilhelmina Hay Abbott, Scottish suffragist and feminist (b. 1884)
1958 – Paul Outerbridge, American photographer (b. 1896)
1958 – Charlie Townsend, English cricketer and lawyer (b. 1876)
1962 – Natalia Goncharova, Russian painter, costume designer, and set designer (b. 1882)
1963 – Jacques Hadamard, French mathematician and academic (b. 1865)
1965 – Bart King, American cricketer (b. 1873)
1966 – Sidney Hatch, American runner and soldier (b. 1883)
1966 – Wieland Wagner, German director and manager (b. 1917)
1967 – Puyi, Chinese emperor (b. 1906)
1970 – Pierre Laporte, Canadian journalist, lawyer, and politician (b. 1921)
1970 – Vola Vale, American actress (b. 1897)
1970 – Quincy Wright, American political scientist and academic (b. 1890)
1972 – Turk Broda, Canadian ice hockey player and coach (b. 1914)
1972 – George, Crown Prince of Serbia (b. 1887)
1973 – Ingeborg Bachmann, Austrian author and poet (b. 1926)
1978 – George Clark, American race car driver (b. 1890)
1978 – Giovanni Gronchi, Italian educator, soldier, and politician, 3rd President of the Italian Republic (b. 1887)
1979 – S. J. Perelman, American humorist and screenwriter (b. 1904)
1979 – John Stuart, Scottish-English actor (b. 1898)
1979 – Eugenio Mendoza, Venezuelan business tycoon (b. 1909)
1981 – Kannadasan Indian author, poet, and songwriter (b. 1927)
1981 – Albert Cohen, Greek-Swiss civil servant and author (b. 1895)
1981 – Lina Tsaldari, Greek politician (b. 1887)
1983 – Raymond Aron, French sociologist, political scientist, and philosopher (b. 1905)
1987 – Abdul Malek Ukil, Bangladeshi lawyer and politician (b. 1925)
1991 – Tennessee Ernie Ford, American singer and actor (b. 1919)
1992 – Herman Johannes, Indonesian scientist, academic, and politician (b. 1912)
1992 – Orestis Laskos, Greek actor, director, and screenwriter (b. 1908)
1993 – Criss Oliva, American guitarist and songwriter (b. 1963)
1996 – Chris Acland, English musician and drummer of Lush (b. 1966)
1997 – Larry Jennings, American magician and author (b. 1933)
1998 – Joan Hickson, English actress (b. 1906)
1998 – Hakim Said, Pakistani scholar and politician, 20th Governor of Sindh (b. 1920)
1999 – Nicholas Metropolis, Greek-American mathematician and physicist (b. 1915)
2000 – Leo Nomellini, Italian-American football player and wrestler (b. 1924)
2000 – Joachim Nielsen, Norwegian singer-songwriter and poet (b. 1964)
2001 – Jay Livingston, American singer-songwriter (b. 1915)
2001 – Micheline Ostermeyer, French shot putter, discus thrower, and pianist (b. 1922)
2001 – Rehavam Ze'evi, Israeli historian, general, and politician, Tourism Minister of Israel (b. 1926)
2002 – Derek Bell, Irish harpist and composer (b. 1935)
2004 – Uzi Hitman, Israeli singer-songwriter (b. 1952)
2006 – Daniel Emilfork, Chilean-French actor (b. 1924)
2006 – Christopher Glenn, American journalist (b. 1938)
2007 – Joey Bishop, American actor and talk show host (b. 1918)
2007 – Teresa Brewer, American singer (b. 1931)
2007 – Suzy Covey, American scholar and academic (b. 1939)
2008 – Urmas Ott, Estonian journalist and author (b. 1955)
2008 – Levi Stubbs, American singer (b. 1936)
2008 – Ben Weider, Canadian businessman, co-founded the International Federation of BodyBuilding & Fitness (b. 1923)
2009 – Norma Fox Mazer, American author and educator (b. 1931)
2009 – Vic Mizzy, American composer (b. 1916)
2011 – Carl Lindner, Jr., American businessman (b. 1919)
2012 – Milija Aleksic, English-South African footballer (b. 1951)
2012 – Émile Allais, French skier (b. 1912)
2012 – Henry Friedlander, German-American historian and author (b. 1930)
2012 – Stanford R. Ovshinsky, American scientist and businessman, co-founded Energy Conversion Devices (b. 1922)
2012 – Kōji Wakamatsu, Japanese director, producer, and screenwriter (b. 1936)
2013 – Mother Antonia, American-Mexican nun and activist (b. 1926)
2013 – Terry Fogerty, English rugby player and coach (b. 1944)
2013 – Arthur Maxwell House, Canadian neurologist and politician, 10th Lieutenant Governor of Newfoundland and Labrador (b. 1926)
2013 – Lou Scheimer, American animator, producer, and voice actor, co-founded the Filmation Company (b. 1928)
2013 – Rene Simpson, Canadian-American tennis player (b. 1966)
2014 – Edwards Barham, American farmer and politician (b. 1937)
2014 – Masaru Emoto, Japanese author and activist (b. 1943)
2014 – Tom Shaw, American bishop (b. 1945)
2014 – Berndt von Staden, German diplomat, German Ambassador to the United States (b. 1919)
2015 – Danièle Delorme, French actress and producer (b. 1926)
2015 – Howard Kendall, English footballer and manager (b. 1946)
2015 – Anne-Marie Lizin, Belgian lawyer and politician (b. 1949)
2015 – Tom Smith, American businessman and politician (b. 1947)
2017 – Gord Downie, Canadian musician (b. 1964)
2019 – Elijah Cummings, American politician and civil rights advocate (b. 1951)
Holidays and observances
Christian feast day:
Andrew of Crete
Anstrudis
Catervus
Ethelred and Ethelberht
Florentius of Orange
François-Isidore Gagelin (one of Vietnamese Martyrs)
Hosea
Ignatius of Antioch
John the Short (John Colobus)
Marguerite Marie Alacoque (pre-1969 calendar, Visitadines)
Nothhelm
Rule of Andrew
Richard Gwyn
Victor of Capua
October 17 (Eastern Orthodox liturgics)
Dessalines Day (Haiti)
Digital Society Day (India)
International Day for the Eradication of Poverty
Loyalty Day (Argentina)
National Police Day (Thailand)
References
External links
Days of the year
October
|
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Ouida (; 1 January 1839 – 25 January 1908) was the pseudonym of the English novelist Maria Louise Ramé (although she preferred to be known as Marie Louise de la Ramée). During her career, Ouida wrote more than 40 novels, as well as short stories, children's books and essays. Moderately successful, she lived a life of luxury, entertaining many of the literary figures of the day. Under Two Flags, one of her most famous novels, described the British in Algeria. It expressed sympathy for the French colonists—with whom Ouida deeply identified—and, to some extent, the Arabs. The novel was adapted for the stage, and was filmed six times. Her novel A Dog of Flanders is considered a children's classic in much of Asia. The American author Jack London cited her novel Signa as one of the reasons for his literary success. Her lavish lifestyle eventually led her to penury, and her works were put up for auction to pay her debts. She died in Italy from pneumonia. Soon after her death, her friends organized a public subscription in Bury St Edmunds, where they had a fountain for horses and dogs installed in her name.
Early years
Maria Louise Ramé was born at Bury St Edmunds, England. Her mother, Susan Sutton, was a wine merchant's daughter; her father was from France. She derived her pen name from her own childish pronunciation of her given name "Louise".
Her opinion of her birthplace fluctuated; she wrote:— "That clean, quiet antiquated town, that always puts me in the mind of an old maid dressed for a party; that lowest and dreariest of Boroughs, where the streets are as full of grass as an acre of pasture land. Why, the inhabitants are driven to ringing their own doorbells lest they rust from lack of use."
Career
She moved into the Langham Hotel, London, in 1867. There, according to the hotel promotional materials, she wrote in bed, by candlelight, with the curtains drawn to keep out daylight and surrounded by purple flowers. She ran up huge hotel and florists bills of up to 200 pounds per week and commanded soirees that included soldiers, politicians, literary lights (including Oscar Wilde, Algernon Swinburne, Robert Browning and Wilkie Collins), and artists (including John Millais). Many of her stories and characters were based upon people she invited to her salons at The Langham. Ouida was described by William Allingham in his diary of 1872 as of short stature, with a "sinister, clever face" and with a "voice like a carving knife."
For many years Ouida lived in London, but about 1871 she moved to Italy. In 1874, she settled permanently with her mother in Florence, and there long pursued her work as a novelist. At first she rented an apartment at the Palazzo Vagnonville. Later she removed to the Villa Farinola at Scandicci, south of Bellosguardo, three miles from Florence, where she lived in great style, entertained largely, collected objets d'art, dressed expensively but not tastefully, drove good horses, and kept many dogs, to which she was deeply attached. She lived in Bagni di Lucca for a period, where there is a commemorative plaque on the outside wall. She declared that she never received from her publishers more than £1600 for any one novel, but that she found America "a mine of wealth". In The Massarenes (1897) she gave a lurid picture of the parvenu millionaire in smart London society. This book was greatly prized by Ouida, and was very successful in terms of sales. Thenceforth she chiefly wrote for the leading magazines essays on social questions or literary criticisms, which were not remunerative. As before, she used her locations as inspiration for the setting and characters in her novels. The British and American colony in Florence was satirised in her novel, Friendship (1878).
Ouida considered herself a serious artist. She was inspired by Byron in particular, and was interested in other artists of all kinds. Sympathetic descriptions of tragic painters and singers occurred in her later novels. Her work often combines romanticism with social criticism. In her novel, Puck, a talking dog narrates his views on society. Views and Opinions includes essays in her own voice on a variety of social topics. She was an animal lover and rescuer, and at times owned as many as thirty dogs.
Although successful, she did not manage her money well. A civil list pension of £150 a year was offered to her by the prime minister, Sir Henry Campbell-Bannerman, on the application of Alfred Austin, George Wyndham, and Walburga, Lady Paget, which she reluctantly accepted after request by her friend, Lady Howard of Glossop, on 16 July 1906.
She continued to live in Italy until her death on 25 January 1908, at 70 Via Zanardelli, Viareggio, of pneumonia. She is buried in the English Cemetery in Bagni di Lucca, Italy.
Animal rights
Ouida was an advocate of animal rights and a staunch anti-vivisectionist. She authored The New Priesthood: A Protest Against Vivisection, in 1897.
Ouida authored articles denouncing animal experimentation in The Gentleman's Magazine and The Fortnightly Review. She opposed the fur trade and hunting.
Literary career
During her career, Ouida wrote more than 40 novels, children's books and collections of short stories and essays. Her work had several phases.
In 1863, when she was 24, she published her first novel, Held in Bondage. (She later claimed to have written her well-received novel Idalia (1867) at the age of 16. It featured a rebellious ingenue heroine who was sympathetic to Italian independence.)
In her early period, her novels were considered "racy" and "swashbuckling", a contrast to "the moralistic prose of early Victorian literature" (Tom Steele), and a hybrid of the sensationalism of the 1860s and the proto-adventure novels being published as part of the romanticisation of imperial expansion. Later her work was more typical of historical romance, though she never stopped commenting on contemporary society. She also wrote several stories for children.
Under Two Flags, one of her most famous novels, described the British in Algeria. It expressed sympathy for the French colonists (called pieds noirs)—with whom Ouida deeply identified—and, to some extent, the Arabs. The novel was adapted for the stage, and was filmed six times. The American author Jack London cited her novel Signa, which he read at age eight, as one of the eight reasons for his literary success.
Influence
The British composer Frederic Hymen Cowen and his librettists Gilbert Arthur à Beckett, H.A. Rudall, and Frederic Edward Weatherly acquired the rights to Ouida's 1875 novel Signa to create an opera for Richard D'Oyly Carte's Royal English Opera House to succeed Arthur Sullivan's Ivanhoe in 1891. Between Cowen not being ready with his work and the collapse of Carte's venture, Cowen eventually took his finished Signa to Italy with an Italian translation of the original English text by G.A. Mazzucato. After many delays and production troubles, Cowen's Signa was first performed in a reduced three-act version at the Teatro Dal Verme, Milan on 12 November 1893. After further revision and much cutting, it was later given in a two-act version at Covent Garden, London on 30 June 1894, at which point Cowen wondered if there was any sense left in the opera at all. Ouida's impression of the work is unknown.
Later, Pietro Mascagni bought the rights for her story "Two Little Wooden Shoes", intending to adapt it for an opera. His friend Giacomo Puccini became interested in the story and began a court action, claiming that because Ouida was in debt, the rights to her works should be put up for public auction to raise funds for creditors. He won the court challenge and persuaded his publisher Ricordi to bid for the story. After Ricordi won, Puccini lost interest and never composed the opera. Mascagni later composed one based on the story, under the title Lodoletta.
Legacy and honours
Soon after her death, her friends organized a public subscription in Bury St Edmunds, where they had a fountain for horses and dogs installed in her name. Its inscription was composed by Lord Curzon:
Fellow author "Rita" Humphreys (Eliza Margaret Jane Humphreys, 1850–1938) wrote a eulogy to Ouida and sent it to the press soon after her death. It was read at the unveiling of Ouida's memorial. During Rita's youth, Ouida had been popular but the girl was forbidden to read her. She made up for it later by purchasing every book written by Ouida and keeping them in her library for the rest of her life.
Bibliography
Filmography
Moths (1913, based on the novel Moths)
Strathmore, directed by Francis J. Grandon (1915, based on the novel Strathmore)
, directed by Émile Chautard (1915, based on the novel Two Little Wooden Shoes)
Under Two Flags, directed by J. Gordon Edwards (1916, based on the novel Under Two Flags)
Her Greatest Love, directed by J. Gordon Edwards (1917, based on the novel Moths)
Two Little Wooden Shoes, directed by Sidney Morgan (1920, based on the novel Two Little Wooden Shoes)
Under Two Flags, directed by Tod Browning (1922, based on the novel Under Two Flags)
A Boy of Flanders, directed by Victor Schertzinger (1924, based on the novel A Dog of Flanders)
In Maremma, directed by Salvatore Aversano (Italy, 1924, based on the novel In Maremma)
Flames of Desire, directed by Denison Clift (1924, based on the novel Strathmore)
A Dog of Flanders, directed by Edward Sloman (1935, based on the novel A Dog of Flanders)
Under Two Flags, directed by Frank Lloyd (1936, based on the novel Under Two Flags)
A Dog of Flanders, directed by James B. Clark (1960, based on the novel A Dog of Flanders)
Dog of Flanders, directed by Yoshio Kuroda (Japan, 1975, animated TV series, based on the novel A Dog of Flanders)
Romance: Moths, directed by Waris Hussein (UK, 1977, TV film, based on the novel Moths)
A Dog of Flanders, directed by Kevin Brodie (1999, based on the novel A Dog of Flanders)
References
Notes
References
Sources
Ouida and Victorian Popular Culture (1st Edition), Andrew King (Edited by Jane Jordan), pub. Routledge
External links
Works by Ouida at The Victorian Women Writers Project
Book description of In Maremma (1882) at Valancourt Books
Charles Warren Stoddard, "Ouida in Her Winter City", National Magazine, March 1905, p. 653, with photos, at OpenBooks
Willis J. Abbot: Notable women in history : the lives of women who in all ages, all lands and in all womanly occupations have won fame and put their imprint on the world's history (1913), p. 407–410.
Ouida Similes, Bartleby
1839 births
1908 deaths
19th-century English novelists
19th-century English women writers
Anti-vivisectionists
Deaths from pneumonia in Tuscany
English activists
English animal rights activists
English expatriates in Italy
English people of French descent
English women activists
English women novelists
People from Bury St Edmunds
Pseudonymous women writers
Victorian novelists
Victorian women writers
19th-century pseudonymous writers
|
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Verticordia tumida, commonly known as summer featherflower, is a flowering plant in the myrtle family, Myrtaceae and is endemic to the north-west of Western Australia. It is an open shrub with very small leaves and clusters of deep pink flowers from late spring to early winter.
Description
Verticordia tumida is an open shrub with many side-branches and which usually grows to a height of . The leaves are elliptic or egg-shaped, long and about wide.
The flowers are scented and arranged in short, spike-like groups near the ends of the branches, each flower on a spreading stalk long. The floral cup is top-shaped, about long and glabrous with thick green appendages long. The sepals are long, spreading, deep pink with 5 or 10 feathery lobes. The petals are a similar colour to the petals, about long, with a fringe long. The style is about long, curved near the tip and hairy. Flowering time is from late October to April, sometimes later.
Taxonomy and naming
Verticordia tumida was first formally described by Alex George in 1991 from a specimen collected near Tammin by Charles Gardner. The description was published in Nuytsia. The specific epithet (tumida) is a Latin words meaning "swollen" referring to the appendages on the hypanthium.
George placed this species in subgenus Eperephes, section Verticordella along with V. halophila, V. pennigera, V. blepharophylla, V. lindleyi, V. carinata, V. attenuata, V. drummondii, V. wonganensis, V. paludosa, V. luteola, V. bifimbriata, V. mitodes, V. centipeda, V. auriculata, V. pholidophylla, V. spicata and V. hughanii.
There are two subspecies:
Verticordia tumida A.S.George subsp. tumida which has 9 or 10 lobes on each of the sepals and a constriction at the base of the floral cup;
Verticordia tumida subsp. therogana A.S.George which 5 to 8 sepal lobes and no constriction of the floral cup.
Distribution and habitat
Subspecies tumida usually grows in sand, sometimes with loam and clay, in heath and shrubland and mainly occurs between Dowerin, Jitarning and Koolyanobbing. Subspecies therogana grows in sand, often with loam in heath and shrubland between Wickepin and the Peak Charles and the Fitzgerald River National Parks.
Conservation
Both subspecies of V. tumida are classified as "Not Threatened" by the Western Australian Government Department of Parks and Wildlife.
Use in horticulture
Subspecies therogana has been propagated from cuttings more easily than has subsp. tumida. It is also easier to maintain in the garden but not to the degree that it is available in commercial horticulture.
References
tumida
Endemic flora of Western Australia
Myrtales of Australia
Rosids of Western Australia
Vulnerable flora of Australia
Plants described in 1991
|
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1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1,
1
] |
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