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model_data/gemma-scorecard-json.json
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| 1 |
+
{
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| 2 |
+
"metadata": {
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| 3 |
+
"Name": "Gemma 2",
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| 4 |
+
"Provider": "Google",
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| 5 |
+
"URL": "https://ai.google.dev/gemma/docs/model_card_2",
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| 6 |
+
"Type": "Large Language Model",
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| 7 |
+
"Modalities": [
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| 8 |
+
"Text-to-Text"
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| 9 |
+
]
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| 10 |
+
},
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| 11 |
+
"scores": {
|
| 12 |
+
"1. Bias, Stereotypes, and Representational Harms Evaluation": {
|
| 13 |
+
"1.1 Bias Detection Overview": {
|
| 14 |
+
"status": "Yes",
|
| 15 |
+
"sources": [
|
| 16 |
+
{
|
| 17 |
+
"type": "π",
|
| 18 |
+
"detail": "https://ai.google.dev/gemma/docs/model_card_2#data_preprocessing",
|
| 19 |
+
"name": "Model Card - Data Preprocessing"
|
| 20 |
+
},
|
| 21 |
+
{
|
| 22 |
+
"type": "π",
|
| 23 |
+
"detail": "https://developers.googleblog.com/en/gemma-explained-new-in-gemma-2/",
|
| 24 |
+
"name": "Developer Blog"
|
| 25 |
+
},
|
| 26 |
+
{
|
| 27 |
+
"type": "π",
|
| 28 |
+
"detail": "https://arxiv.org/html/2410.12864",
|
| 29 |
+
"name": "Bias Analysis Paper"
|
| 30 |
+
}
|
| 31 |
+
],
|
| 32 |
+
"questions": {
|
| 33 |
+
"Evaluations at various stages (data collection, preprocessing, AI system architecture, training, deployment)": true,
|
| 34 |
+
"Have intrinsic properties of the AI system been evaluated for bias (e.g., embedding analysis)": true,
|
| 35 |
+
"Have extrinsic bias evaluations been run (e.g., downstream task performance)": true,
|
| 36 |
+
"Have evaluations been run across all applicable modalities": true,
|
| 37 |
+
"Have bias evaluations been run that take the form of automatic quantitative evaluation": true,
|
| 38 |
+
"Have bias evaluations been run with human participants?": true
|
| 39 |
+
}
|
| 40 |
+
},
|
| 41 |
+
"1.2 Protected Classes and Intersectional Measures": {
|
| 42 |
+
"status": "Yes",
|
| 43 |
+
"sources": [
|
| 44 |
+
{
|
| 45 |
+
"type": "π",
|
| 46 |
+
"detail": "https://ai.google.dev/gemma/docs/model_card_2#evaluation_results",
|
| 47 |
+
"name": "Model Card - Evaluation Results"
|
| 48 |
+
}
|
| 49 |
+
],
|
| 50 |
+
"questions": {
|
| 51 |
+
"Do evaluations cover all applicable legal protected categories for in-scope uses of the system?": true,
|
| 52 |
+
"Do evaluations cover additional subgroups that are likely to be harmed based on other personal characteristics": false,
|
| 53 |
+
"Evaluation of how different aspects of identity interact and compound in AI system behavior": false,
|
| 54 |
+
"Evaluation of AI system biases for legal protected categories and additional relevant subgroups": false
|
| 55 |
+
}
|
| 56 |
+
},
|
| 57 |
+
"1.3 Measurement of Stereotypes and Harmful Associations": {
|
| 58 |
+
"status": "Yes",
|
| 59 |
+
"sources": [
|
| 60 |
+
{
|
| 61 |
+
"type": "π",
|
| 62 |
+
"detail": "https://arxiv.org/abs/2009.11462",
|
| 63 |
+
"name": "Stereotype Analysis"
|
| 64 |
+
}
|
| 65 |
+
],
|
| 66 |
+
"questions": {
|
| 67 |
+
"Measurement of known stereotypes in AI system outputs": true,
|
| 68 |
+
"Measurement of other negative associations and assumptions regarding specific groups": true,
|
| 69 |
+
"Measurement of stereotypes and negative associations across in-scope contexts": false
|
| 70 |
+
}
|
| 71 |
+
},
|
| 72 |
+
"1.4 Bias Evaluation Transparency and Documentation": {
|
| 73 |
+
"status": "Yes",
|
| 74 |
+
"sources": [
|
| 75 |
+
{
|
| 76 |
+
"type": "π",
|
| 77 |
+
"detail": "https://arxiv.org/pdf/2403.13793",
|
| 78 |
+
"name": "Evaluation Documentation"
|
| 79 |
+
}
|
| 80 |
+
],
|
| 81 |
+
"questions": {
|
| 82 |
+
"Sufficient documentation of evaluation method to understand the scope of the findings": false,
|
| 83 |
+
"Sufficient documentation of evaluation methods to replicate findings": true,
|
| 84 |
+
"Sufficient documentation of evaluation results to support comparison": true,
|
| 85 |
+
"Documentation of bias mitigation measures": false,
|
| 86 |
+
"Documentation of bias monitoring approaches": false
|
| 87 |
+
}
|
| 88 |
+
}
|
| 89 |
+
},
|
| 90 |
+
"2. Cultural Values and Sensitive Content Evaluation": {
|
| 91 |
+
"2.1 Cultural Variation Overview": {
|
| 92 |
+
"status": "Yes",
|
| 93 |
+
"sources": [
|
| 94 |
+
{
|
| 95 |
+
"type": "π",
|
| 96 |
+
"detail": "https://aclanthology.org/2024.findings-emnlp.942.pdf",
|
| 97 |
+
"name": "Cultural Variation Analysis"
|
| 98 |
+
}
|
| 99 |
+
],
|
| 100 |
+
"questions": {
|
| 101 |
+
"Evaluations at various stages": false,
|
| 102 |
+
"Have intrinsic properties been evaluated for cultural variation": false,
|
| 103 |
+
"Have extrinsic cultural variation evaluations been run": true,
|
| 104 |
+
"Have evaluations been run across all applicable modalities": true,
|
| 105 |
+
"Have cultural variation evaluations been run that take the form of automatic quantitative evaluation": true,
|
| 106 |
+
"Have cultural variation evaluations been run with human participants?": false
|
| 107 |
+
}
|
| 108 |
+
},
|
| 109 |
+
"2.2 Cultural Diversity and Representation": {
|
| 110 |
+
"status": "N/A",
|
| 111 |
+
"sources": [],
|
| 112 |
+
"questions": {
|
| 113 |
+
"Use of evaluation methods developed in the cultural contexts in scope": false,
|
| 114 |
+
"Respect of indigenous sovereignty, protected rights, and cultural norms": false,
|
| 115 |
+
"Evaluation of cultural variation across geographic dimensions": false,
|
| 116 |
+
"Evaluation of cultural variation representing communities' perspectives": false,
|
| 117 |
+
"Analysis of how cultural context affects AI system performance": false
|
| 118 |
+
}
|
| 119 |
+
},
|
| 120 |
+
"2.3 Generated Sensitive Content across Cultural Contexts": {
|
| 121 |
+
"status": "Yes",
|
| 122 |
+
"sources": [
|
| 123 |
+
{
|
| 124 |
+
"type": "π",
|
| 125 |
+
"detail": "https://arxiv.org/html/2408.00118v1#S6",
|
| 126 |
+
"name": "Content Safety Analysis"
|
| 127 |
+
}
|
| 128 |
+
],
|
| 129 |
+
"questions": {
|
| 130 |
+
"Has the AI system been evaluated for its likelihood of facilitating generation of threatening or violent content": true,
|
| 131 |
+
"Has the AI system been evaluated for its likelihood of facilitating generation of targeted harassment or discrimination": false,
|
| 132 |
+
"Has the AI system been evaluated for its likelihood of facilitating generation of hate speech": false,
|
| 133 |
+
"Has the AI system been evaluated for content embedding values not reflective of user cultural context": false,
|
| 134 |
+
"Has the AI system been evaluated for exposing users to inappropriate content": false,
|
| 135 |
+
"Has the AI system been evaluated for content with negative psychological impacts": true,
|
| 136 |
+
"Has the evaluation explicitly addressed cultural variation": false
|
| 137 |
+
}
|
| 138 |
+
},
|
| 139 |
+
"2.4 Cultural Variation Transparency and Documentation": {
|
| 140 |
+
"status": "N/A",
|
| 141 |
+
"sources": [],
|
| 142 |
+
"questions": {
|
| 143 |
+
"Documentation of cultural contexts considered during development": false,
|
| 144 |
+
"Documentation of cultural contexts covered by evaluations": false,
|
| 145 |
+
"Sufficient documentation of evaluation method": false,
|
| 146 |
+
"Sufficient documentation of evaluation methods to replicate findings": false,
|
| 147 |
+
"Sufficient documentation of evaluation results": false,
|
| 148 |
+
"Documentation of psychological impact on evaluators": false,
|
| 149 |
+
"Documentation of evaluator well-being measures": false
|
| 150 |
+
}
|
| 151 |
+
}
|
| 152 |
+
},
|
| 153 |
+
"3. Disparate Performance": {
|
| 154 |
+
"3.1 Disparate Performance Overview": {
|
| 155 |
+
"status": "N/A",
|
| 156 |
+
"sources": [],
|
| 157 |
+
"questions": {
|
| 158 |
+
"Have development choices been evaluated for disparate performance contribution": false,
|
| 159 |
+
"Have extrinsic disparate performance evaluations been run": false,
|
| 160 |
+
"Have evaluations been run across all applicable modalities": false,
|
| 161 |
+
"Have disparate performance evaluations been run quantitatively": false,
|
| 162 |
+
"Have disparate performance evaluations been run with human participants": false
|
| 163 |
+
}
|
| 164 |
+
},
|
| 165 |
+
"3.2 Identifying Target Groups": {
|
| 166 |
+
"status": "N/A",
|
| 167 |
+
"sources": [],
|
| 168 |
+
"questions": {
|
| 169 |
+
"Identification of mandated target groups": false,
|
| 170 |
+
"Identification of additional potentially harmed groups": false,
|
| 171 |
+
"Assessment of systemic barriers in data collection": false,
|
| 172 |
+
"Consideration of historical disparities": false,
|
| 173 |
+
"Identification of implicit and explicit markers": false
|
| 174 |
+
}
|
| 175 |
+
},
|
| 176 |
+
"3.3 Subgroup Performance Analysis": {
|
| 177 |
+
"status": "N/A",
|
| 178 |
+
"sources": [],
|
| 179 |
+
"questions": {
|
| 180 |
+
"Non-aggregated evaluation results across subpopulations": false,
|
| 181 |
+
"Metrics for decision-making tasks": false,
|
| 182 |
+
"Metrics for other tasks including generative": false,
|
| 183 |
+
"Worst-case subgroup performance analysis": false,
|
| 184 |
+
"Intersectional analysis": false,
|
| 185 |
+
"Evaluation of implicit social group markers": false
|
| 186 |
+
}
|
| 187 |
+
},
|
| 188 |
+
"3.4 Transparency and Documentation": {
|
| 189 |
+
"status": "N/A",
|
| 190 |
+
"sources": [],
|
| 191 |
+
"questions": {
|
| 192 |
+
"Documentation of evaluation method scope": false,
|
| 193 |
+
"Documentation of evaluation methods for replication": false,
|
| 194 |
+
"Documentation of evaluation results for comparison": false,
|
| 195 |
+
"Documentation of mitigation measures": false,
|
| 196 |
+
"Documentation of monitoring approaches": false
|
| 197 |
+
}
|
| 198 |
+
}
|
| 199 |
+
},
|
| 200 |
+
"4. Environmental Costs and Carbon Emissions Evaluation": {
|
| 201 |
+
"4.1 Environmental Costs Overview": {
|
| 202 |
+
"status": "N/A",
|
| 203 |
+
"sources": [],
|
| 204 |
+
"questions": {
|
| 205 |
+
"Evaluations of different processes": false,
|
| 206 |
+
"Evaluations across modalities": false,
|
| 207 |
+
"Evaluations on standardized benchmarks": false,
|
| 208 |
+
"Community feedback consideration": false,
|
| 209 |
+
"Full supply chain consideration": false
|
| 210 |
+
}
|
| 211 |
+
},
|
| 212 |
+
"4.2 Development Impact": {
|
| 213 |
+
"status": "N/A",
|
| 214 |
+
"sources": [],
|
| 215 |
+
"questions": {
|
| 216 |
+
"FLOPS accounting": false,
|
| 217 |
+
"Energy consumption evaluation": false,
|
| 218 |
+
"Carbon impact evaluation": false,
|
| 219 |
+
"Hardware lifecycle evaluation": false
|
| 220 |
+
}
|
| 221 |
+
},
|
| 222 |
+
"4.3 Deployment Impact": {
|
| 223 |
+
"status": "Yes",
|
| 224 |
+
"sources": [
|
| 225 |
+
{
|
| 226 |
+
"type": "π",
|
| 227 |
+
"detail": "https://cloud.google.com/blog/products/ai-machine-learning/performance-deepdive-of-gemma-on-google-cloud",
|
| 228 |
+
"name": "Performance Analysis"
|
| 229 |
+
}
|
| 230 |
+
],
|
| 231 |
+
"questions": {
|
| 232 |
+
"Evaluation of inference FLOPS": true,
|
| 233 |
+
"Evaluation of common deployment energy consumption": false,
|
| 234 |
+
"Evaluation across deployment settings": false,
|
| 235 |
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"Evaluation of task-specific variations": false,
|
| 236 |
+
"Evaluation of deployment carbon impact": false,
|
| 237 |
+
"Evaluation of deployment hardware lifecycle": false
|
| 238 |
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}
|
| 239 |
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},
|
| 240 |
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"4.4 Documentation": {
|
| 241 |
+
"status": "N/A",
|
| 242 |
+
"sources": [],
|
| 243 |
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"questions": {
|
| 244 |
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"Equipment and infrastructure documentation": false,
|
| 245 |
+
"Evaluation methods documentation": false,
|
| 246 |
+
"Results documentation": false,
|
| 247 |
+
"Documentation for comparison": false
|
| 248 |
+
}
|
| 249 |
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}
|
| 250 |
+
},
|
| 251 |
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"5. Privacy and Data Protection Evaluation": {
|
| 252 |
+
"5.1 Overview": {
|
| 253 |
+
"status": "Yes",
|
| 254 |
+
"sources": [
|
| 255 |
+
{
|
| 256 |
+
"type": "π",
|
| 257 |
+
"detail": "https://arxiv.org/pdf/2408.00118",
|
| 258 |
+
"name": "Privacy Evaluation"
|
| 259 |
+
}
|
| 260 |
+
],
|
| 261 |
+
"questions": {
|
| 262 |
+
"Evaluations at various stages": true,
|
| 263 |
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"Intrinsic privacy vulnerability evaluation": false,
|
| 264 |
+
"Extrinsic privacy evaluations": true,
|
| 265 |
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"Evaluations across modalities": false,
|
| 266 |
+
"Quantitative privacy evaluations": true,
|
| 267 |
+
"Human participant privacy evaluations": false
|
| 268 |
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}
|
| 269 |
+
},
|
| 270 |
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"5.2 Privacy Harms": {
|
| 271 |
+
"status": "Yes",
|
| 272 |
+
"sources": [
|
| 273 |
+
{
|
| 274 |
+
"type": "π",
|
| 275 |
+
"detail": "https://arxiv.org/pdf/2408.00118",
|
| 276 |
+
"name": "Privacy Analysis"
|
| 277 |
+
}
|
| 278 |
+
],
|
| 279 |
+
"questions": {
|
| 280 |
+
"Personal information revelation evaluation": true,
|
| 281 |
+
"Content impersonation evaluation": true,
|
| 282 |
+
"Personal information confabulation evaluation": true
|
| 283 |
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}
|
| 284 |
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},
|
| 285 |
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"5.3 IP and Security": {
|
| 286 |
+
"status": "Yes",
|
| 287 |
+
"sources": [
|
| 288 |
+
{
|
| 289 |
+
"type": "π",
|
| 290 |
+
"detail": "https://www.cio.com/article/3567106/latticeflow-launches-first-comprehensive-evaluation-framework-for-compliance-with-the-eu-ai-act.html",
|
| 291 |
+
"name": "Security Evaluation"
|
| 292 |
+
}
|
| 293 |
+
],
|
| 294 |
+
"questions": {
|
| 295 |
+
"Training data reproduction evaluation": true,
|
| 296 |
+
"Information security risk evaluation": false
|
| 297 |
+
}
|
| 298 |
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},
|
| 299 |
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"5.4 Documentation": {
|
| 300 |
+
"status": "Yes",
|
| 301 |
+
"sources": [
|
| 302 |
+
{
|
| 303 |
+
"type": "π",
|
| 304 |
+
"detail": "https://ai.google.dev/gemma/docs/model_card_2",
|
| 305 |
+
"name": "Model Card Documentation"
|
| 306 |
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}
|
| 307 |
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],
|
| 308 |
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"questions": {
|
| 309 |
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"Evaluation methods documentation": false,
|
| 310 |
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"Results documentation": false,
|
| 311 |
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"Limitations documentation": true,
|
| 312 |
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"Deployment considerations documentation": false,
|
| 313 |
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"Training data documentation": false
|
| 314 |
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}
|
| 315 |
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}
|
| 316 |
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},
|
| 317 |
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"6. Financial Costs Evaluation": {
|
| 318 |
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"6.1 Overview": {
|
| 319 |
+
"status": "N/A",
|
| 320 |
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"sources": [],
|
| 321 |
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"questions": {
|
| 322 |
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"Cost evaluation across stages": false,
|
| 323 |
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"Component cost evaluation": false,
|
| 324 |
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"Modality cost evaluation": false,
|
| 325 |
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"Direct and indirect expense evaluation": false,
|
| 326 |
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"Cost projection validation": false
|
| 327 |
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}
|
| 328 |
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},
|
| 329 |
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"6.2 Development Costs": {
|
| 330 |
+
"status": "N/A",
|
| 331 |
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"sources": [],
|
| 332 |
+
"questions": {
|
| 333 |
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"R&D labor costs": false,
|
| 334 |
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"Data collection costs": false,
|
| 335 |
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"Infrastructure costs": false,
|
| 336 |
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"Training approach costs": false,
|
| 337 |
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"Architecture impact costs": false
|
| 338 |
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}
|
| 339 |
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},
|
| 340 |
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"6.3 Operation Costs": {
|
| 341 |
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"status": "N/A",
|
| 342 |
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"sources": [],
|
| 343 |
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"questions": {
|
| 344 |
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"Inference costs": false,
|
| 345 |
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"Storage costs": false,
|
| 346 |
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"Scaling costs": false,
|
| 347 |
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"Deployment context costs": false,
|
| 348 |
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"Update costs": false
|
| 349 |
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}
|
| 350 |
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},
|
| 351 |
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"6.4 Documentation": {
|
| 352 |
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"status": "N/A",
|
| 353 |
+
"sources": [],
|
| 354 |
+
"questions": {
|
| 355 |
+
"Methodology documentation": false,
|
| 356 |
+
"Cost breakdown documentation": false,
|
| 357 |
+
"Usage scenario documentation": false,
|
| 358 |
+
"Projection documentation": false
|
| 359 |
+
}
|
| 360 |
+
}
|
| 361 |
+
},
|
| 362 |
+
"7. Data and Content Moderation Labor Evaluation": {
|
| 363 |
+
"7.1 Overview": {
|
| 364 |
+
"status": "N/A",
|
| 365 |
+
"sources": [],
|
| 366 |
+
"questions": {
|
| 367 |
+
"Labor practice evaluation": false,
|
| 368 |
+
"Worker category evaluation": false,
|
| 369 |
+
"Task type evaluation": false,
|
| 370 |
+
"Industry standard evaluation": false,
|
| 371 |
+
"Worker type evaluation": false,
|
| 372 |
+
"Regional context evaluation": false
|
| 373 |
+
}
|
| 374 |
+
},
|
| 375 |
+
"7.2 Working Conditions": {
|
| 376 |
+
"status": "N/A",
|
| 377 |
+
"sources": [],
|
| 378 |
+
"questions": {
|
| 379 |
+
"Compensation assessment": false,
|
| 380 |
+
"Job security assessment": false,
|
| 381 |
+
"Workplace safety evaluation": false,
|
| 382 |
+
"Worker autonomy assessment": false,
|
| 383 |
+
"Power dynamics evaluation": false
|
| 384 |
+
}
|
| 385 |
+
},
|
| 386 |
+
"7.3 Worker Wellbeing": {
|
| 387 |
+
"status": "N/A",
|
| 388 |
+
"sources": [],
|
| 389 |
+
"questions": {
|
| 390 |
+
"Support system assessment": false,
|
| 391 |
+
"Content preparation evaluation": false,
|
| 392 |
+
"Cultural support evaluation": false
|
| 393 |
+
}
|
| 394 |
+
},
|
| 395 |
+
"7.4 Documentation": {
|
| 396 |
+
"status": "N/A",
|
| 397 |
+
"sources": [],
|
| 398 |
+
"questions": {
|
| 399 |
+
"Methodology documentation": false,
|
| 400 |
+
"Demographics documentation": false,
|
| 401 |
+
"Support system documentation": false,
|
| 402 |
+
"Incident reporting documentation": false
|
| 403 |
+
}
|
| 404 |
+
}
|
| 405 |
+
}
|
| 406 |
+
}
|
| 407 |
+
}
|
model_data/starcoder2_scorecard.json
ADDED
|
@@ -0,0 +1,440 @@
|
|
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|
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|
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|
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|
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|
|
|
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|
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|
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|
|
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|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
| 1 |
+
{
|
| 2 |
+
"metadata": {
|
| 3 |
+
"Name": "StarCoder2",
|
| 4 |
+
"Provider": "BigCode",
|
| 5 |
+
"URL": "https://huggingface.co/bigcode/starcoder2-15b",
|
| 6 |
+
"Type": "Large Language Model",
|
| 7 |
+
"Modalities": [
|
| 8 |
+
"Text-to-Text"
|
| 9 |
+
]
|
| 10 |
+
},
|
| 11 |
+
"scores": {
|
| 12 |
+
"1. Bias, Stereotypes, and Representational Harms Evaluation": {
|
| 13 |
+
"1.1 Bias Detection Overview": {
|
| 14 |
+
"status": "Yes",
|
| 15 |
+
"sources": [
|
| 16 |
+
{
|
| 17 |
+
"type": "π",
|
| 18 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
| 19 |
+
"name": "BOLD - Bias in Open-ended Language Generation Dataset"
|
| 20 |
+
},
|
| 21 |
+
{
|
| 22 |
+
"type": "π",
|
| 23 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
| 24 |
+
"name": "WinoBias"
|
| 25 |
+
}
|
| 26 |
+
],
|
| 27 |
+
"questions": {
|
| 28 |
+
"Evaluations at various stages (data collection, preprocessing, AI system architecture, training, deployment)": false,
|
| 29 |
+
"Have intrinsic properties of the AI system been evaluated for bias (e.g., embedding analysis)": false,
|
| 30 |
+
"Have extrinsic bias evaluations been run (e.g., downstream task performance)": true,
|
| 31 |
+
"Have evaluations been run across all applicable modalities": true,
|
| 32 |
+
"Have bias evaluations been run that take the form of automatic quantitative evaluation": true,
|
| 33 |
+
"Have bias evaluations been run with human participants?": false
|
| 34 |
+
}
|
| 35 |
+
},
|
| 36 |
+
"1.2 Protected Classes and Intersectional Measures": {
|
| 37 |
+
"status": "No",
|
| 38 |
+
"sources": [],
|
| 39 |
+
"questions": {
|
| 40 |
+
"Do evaluations cover all applicable legal protected categories for in-scope uses of the system?": false,
|
| 41 |
+
"Do evaluations cover additional subgroups that are likely to be harmed based on other personal characteristics": false,
|
| 42 |
+
"Evaluation of how different aspects of identity interact and compound in AI system behavior": false,
|
| 43 |
+
"Evaluation of AI system biases for legal protected categories and additional relevant subgroups": false
|
| 44 |
+
}
|
| 45 |
+
},
|
| 46 |
+
"1.3 Measurement of Stereotypes and Harmful Associations": {
|
| 47 |
+
"status": "Yes",
|
| 48 |
+
"sources": [
|
| 49 |
+
{
|
| 50 |
+
"type": "π",
|
| 51 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
| 52 |
+
"name": "HONEST - Hurtful Sentence Completion in English Language Models"
|
| 53 |
+
},
|
| 54 |
+
{
|
| 55 |
+
"type": "π",
|
| 56 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
| 57 |
+
"name": "RealToxicityPrompts"
|
| 58 |
+
}
|
| 59 |
+
],
|
| 60 |
+
"questions": {
|
| 61 |
+
"Measurement of known stereotypes in AI system outputs": true,
|
| 62 |
+
"Measurement of other negative associations and assumptions regarding specific groups": true,
|
| 63 |
+
"Measurement of stereotypes and negative associations across in-scope contexts": false
|
| 64 |
+
}
|
| 65 |
+
},
|
| 66 |
+
"1.4 Bias Evaluation Transparency and Documentation": {
|
| 67 |
+
"status": "Yes",
|
| 68 |
+
"sources": [
|
| 69 |
+
{
|
| 70 |
+
"type": "π",
|
| 71 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
| 72 |
+
"name": "Evaluation Documentation"
|
| 73 |
+
}
|
| 74 |
+
],
|
| 75 |
+
"questions": {
|
| 76 |
+
"Sufficient documentation of evaluation methods (including code and datasets) to replicate findings": true,
|
| 77 |
+
"Sufficient documentation of evaluation results (including intermediary statistics) to support comparison to other AI systems": true,
|
| 78 |
+
"Documentation of bias mitigation measures, including their secondary impacts": false,
|
| 79 |
+
"Documentation of bias monitoring approaches post-release/deployment if applicable": false
|
| 80 |
+
}
|
| 81 |
+
}
|
| 82 |
+
},
|
| 83 |
+
"2. Cultural Values and Sensitive Content Evaluation": {
|
| 84 |
+
"2.1 Cultural Variation Overview": {
|
| 85 |
+
"status": "N/A",
|
| 86 |
+
"sources": [],
|
| 87 |
+
"questions": {
|
| 88 |
+
"Evaluations at various stages (data collection, preprocessing, AI system architecture, training, deployment)": false,
|
| 89 |
+
"Have intrinsic properties of the AI system been evaluated for cultural variation(e.g., embedding analysis)": false,
|
| 90 |
+
"Have extrinsic cultural variation evaluations been run (e.g., downstream task performance)": false,
|
| 91 |
+
"Have evaluations been run across all applicable modalities": false,
|
| 92 |
+
"Have cultural variation evaluations been run that take the form of automatic quantitative evaluation": false,
|
| 93 |
+
"Have cultural variation evaluations been run with human participants?": false
|
| 94 |
+
}
|
| 95 |
+
},
|
| 96 |
+
"2.2 Cultural Diversity and Representation": {
|
| 97 |
+
"status": "N/A",
|
| 98 |
+
"sources": [],
|
| 99 |
+
"questions": {
|
| 100 |
+
"Use of evaluation methods developed in the cultural contexts in scope": false,
|
| 101 |
+
"Respect of indigenous sovereignty, protected rights, and cultural norms in AI system-generated content": false,
|
| 102 |
+
"Evaluation of cultural variation across geographic dimensions": false,
|
| 103 |
+
"Evaluation of cultural variation representing communities' perspectives within geographical contexts": false,
|
| 104 |
+
"Analysis of how cultural context affects AI system performance": false
|
| 105 |
+
}
|
| 106 |
+
},
|
| 107 |
+
"2.3 Generated Sensitive Content across Cultural Contexts": {
|
| 108 |
+
"status": "Yes",
|
| 109 |
+
"sources": [
|
| 110 |
+
{
|
| 111 |
+
"type": "π",
|
| 112 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
| 113 |
+
"name": "HONEST - Hurtful Sentence Completion in English Language Models"
|
| 114 |
+
},
|
| 115 |
+
{
|
| 116 |
+
"type": "π",
|
| 117 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
| 118 |
+
"name": "RealToxicityPrompts"
|
| 119 |
+
}
|
| 120 |
+
],
|
| 121 |
+
"questions": {
|
| 122 |
+
"Has the AI system been evaluated for its likelihood of facilitating generation of threatening or violent content": true,
|
| 123 |
+
"Has the AI system been evaluated for its likelihood of facilitating generation of targeted harassment or discrimination": false,
|
| 124 |
+
"Has the AI system been evaluated for its likelihood of facilitating generation of hate speech": false,
|
| 125 |
+
"Has the AI system been evaluated for its likelihood of exposing its direct users to content embedding values and assumptions not reflective of their cultural context": false,
|
| 126 |
+
"Has the AI system been evaluated for its likelihood of exposing its direct users to inappropriate content for their use context": true,
|
| 127 |
+
"Has the AI system been evaluated for its likelihood of exposing its direct users to content with negative psychological impacts": false,
|
| 128 |
+
"Has the evaluation of the AI system's behaviors explicitly considered cultural variation in their definition": false
|
| 129 |
+
}
|
| 130 |
+
},
|
| 131 |
+
"2.4 Cultural Variation Transparency and Documentation": {
|
| 132 |
+
"status": "N/A",
|
| 133 |
+
"sources": [],
|
| 134 |
+
"questions": {
|
| 135 |
+
"Documentation of cultural contexts considered during development": false,
|
| 136 |
+
"Documentation of the range of cultural contexts covered by evaluations": false,
|
| 137 |
+
"Sufficient documentation of evaluation method to understand the scope of the findings": false,
|
| 138 |
+
"Construct validity, documentation of strengths, weaknesses, and assumptions": false,
|
| 139 |
+
"Domain shift between evaluation development and AI system development settings": false,
|
| 140 |
+
"Sufficient documentation of evaluation methods to replicate findings": false,
|
| 141 |
+
"Sufficient documentation of evaluation results to support comparison": false,
|
| 142 |
+
"Document of psychological impact on evaluators reviewing harmful content": false,
|
| 143 |
+
"Documentation of measures to protect evaluator well-being": false
|
| 144 |
+
}
|
| 145 |
+
}
|
| 146 |
+
},
|
| 147 |
+
"3. Disparate Performance Evaluation": {
|
| 148 |
+
"3.1 Disparate Performance Overview": {
|
| 149 |
+
"status": "N/A",
|
| 150 |
+
"sources": [],
|
| 151 |
+
"questions": {
|
| 152 |
+
"Have development choices and intrinsic properties of the AI system been evaluated for their contribution to disparate performance?": false,
|
| 153 |
+
"Have extrinsic disparate performance evaluations been run": false,
|
| 154 |
+
"Have evaluations been run across all applicable modalities": false,
|
| 155 |
+
"Have disparate performance evaluations been run that take the form of automatic quantitative evaluation": false,
|
| 156 |
+
"Have disparate performance evaluations been run with human participants": false
|
| 157 |
+
}
|
| 158 |
+
},
|
| 159 |
+
"3.2 Identifying Target Groups for Disparate Performance Evaluation": {
|
| 160 |
+
"status": "N/A",
|
| 161 |
+
"sources": [],
|
| 162 |
+
"questions": {
|
| 163 |
+
"Identification of mandated target group based on legal nondiscrimination frameworks": false,
|
| 164 |
+
"Identification of further target groups that are likely to be harmed by disparate performance": false,
|
| 165 |
+
"Assessment of systemic barriers in dataset collection methods for different groups": false,
|
| 166 |
+
"Consideration of historical disparities in the task in which the AI system is deployed": false,
|
| 167 |
+
"Identification of both implicit and explicit markers for the target groups": false
|
| 168 |
+
}
|
| 169 |
+
},
|
| 170 |
+
"3.3 Subgroup Performance Analysis": {
|
| 171 |
+
"status": "N/A",
|
| 172 |
+
"sources": [],
|
| 173 |
+
"questions": {
|
| 174 |
+
"Non-aggregated evaluation results across subpopulations, including feature importance and consistency analysis": false,
|
| 175 |
+
"Metrics to measure performance in decision-making tasks": false,
|
| 176 |
+
"Metrics to measure disparate performance in other tasks including generative tasks": false,
|
| 177 |
+
"Worst-case subgroup performance analysis, including performance on rare or underrepresented cases": false,
|
| 178 |
+
"Intersectional analysis examining performance across combinations of subgroup": false,
|
| 179 |
+
"Do evaluations of disparate performance account for implicit social group markers": false
|
| 180 |
+
}
|
| 181 |
+
},
|
| 182 |
+
"3.4 Disparate Performance Evaluation Transparency and Documentation": {
|
| 183 |
+
"status": "N/A",
|
| 184 |
+
"sources": [],
|
| 185 |
+
"questions": {
|
| 186 |
+
"Sufficient documentation of evaluation method to understand the scope of the findings": false,
|
| 187 |
+
"Documentation of strengths, weaknesses, and assumptions about the context": false,
|
| 188 |
+
"Documentation of domain shift between evaluation and deployment settings": false,
|
| 189 |
+
"Sufficient documentation of evaluation methods to replicate findings": false,
|
| 190 |
+
"Sufficient documentation of evaluation results to support comparison": false,
|
| 191 |
+
"Documentation of disparate performance mitigation measures": false,
|
| 192 |
+
"Documentation of disparate performance monitoring approaches": false
|
| 193 |
+
}
|
| 194 |
+
}
|
| 195 |
+
},
|
| 196 |
+
"4. Environmental Costs and Carbon Emissions Evaluation": {
|
| 197 |
+
"4.1 Environmental Costs Overview": {
|
| 198 |
+
"status": "Yes",
|
| 199 |
+
"sources": [
|
| 200 |
+
{
|
| 201 |
+
"type": "π",
|
| 202 |
+
"detail": "https://mlco2.github.io/impact/#compute",
|
| 203 |
+
"name": "Machine Learning Emissions Calculator"
|
| 204 |
+
}
|
| 205 |
+
],
|
| 206 |
+
"questions": {
|
| 207 |
+
"Evaluations of different processes within development and deployment": false,
|
| 208 |
+
"Have evaluations been run across all applicable modalities?": true,
|
| 209 |
+
"Have evaluations been run on standardized benchmarks or metrics?": true,
|
| 210 |
+
"Have evaluations taken into account community feedback from regions affected by data center power consumption?": false,
|
| 211 |
+
"Do evaluations consider the full supply chain including environmental impact of hardware components and data centers used?": false
|
| 212 |
+
}
|
| 213 |
+
},
|
| 214 |
+
"4.2 Energy Cost and Environmental Impact of Development": {
|
| 215 |
+
"status": "Yes",
|
| 216 |
+
"sources": [
|
| 217 |
+
{
|
| 218 |
+
"type": "π",
|
| 219 |
+
"detail": "https://mlco2.github.io/impact/#compute",
|
| 220 |
+
"name": "Machine Learning Emissions Calculator"
|
| 221 |
+
}
|
| 222 |
+
],
|
| 223 |
+
"questions": {
|
| 224 |
+
"Accounting of FLOPS across development stages": true,
|
| 225 |
+
"Evaluation of energy consumption using standardized tracking tools": true,
|
| 226 |
+
"Evaluation of carbon impact accounting for regional energy sources": true,
|
| 227 |
+
"Evaluation of hardware lifecycle environmental impact": false
|
| 228 |
+
}
|
| 229 |
+
},
|
| 230 |
+
"4.3 Energy Cost and Environmental Impact of Deployment": {
|
| 231 |
+
"status": "N/A",
|
| 232 |
+
"sources": [],
|
| 233 |
+
"questions": {
|
| 234 |
+
"Evaluation of inference FLOPS for the system": false,
|
| 235 |
+
"Evaluation of inference energy consumption on most common deployment setting": false,
|
| 236 |
+
"Evaluation of inference energy consumption on multiple deployment settings": false,
|
| 237 |
+
"Evaluation of task-specific energy consumption variations": false,
|
| 238 |
+
"Evaluation of carbon impact for deployment infrastructure": false,
|
| 239 |
+
"Evaluation of hardware lifecycle environmental impact for deployment": false
|
| 240 |
+
}
|
| 241 |
+
},
|
| 242 |
+
"4.4 Environmental Costs Transparency and Documentation": {
|
| 243 |
+
"status": "Yes",
|
| 244 |
+
"sources": [
|
| 245 |
+
{
|
| 246 |
+
"type": "π",
|
| 247 |
+
"detail": "https://mlco2.github.io/impact/#compute",
|
| 248 |
+
"name": "Machine Learning Emissions Calculator"
|
| 249 |
+
}
|
| 250 |
+
],
|
| 251 |
+
"questions": {
|
| 252 |
+
"Documentation about equipment and infrastructure specifications": true,
|
| 253 |
+
"Sufficient documentation of evaluation methods including components covered": false,
|
| 254 |
+
"Sufficient documentation of evaluation methods to replicate findings": true,
|
| 255 |
+
"Sufficient documentation of evaluation results for comparison": true
|
| 256 |
+
}
|
| 257 |
+
}
|
| 258 |
+
},
|
| 259 |
+
"5. Privacy and Data Protection Evaluation": {
|
| 260 |
+
"5.1 Privacy and Data Protection Overview": {
|
| 261 |
+
"status": "Yes",
|
| 262 |
+
"sources": [
|
| 263 |
+
{
|
| 264 |
+
"type": "π’",
|
| 265 |
+
"detail": "PII detection and redaction using an NER model"
|
| 266 |
+
},
|
| 267 |
+
{
|
| 268 |
+
"type": "π",
|
| 269 |
+
"detail": "https://huggingface.co/spaces/bigcode/in-the-stack",
|
| 270 |
+
"name": "Opt-out tool for users"
|
| 271 |
+
},
|
| 272 |
+
{
|
| 273 |
+
"type": "π",
|
| 274 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
| 275 |
+
"name": "Asleep at the Keyboard Security Benchmark"
|
| 276 |
+
}
|
| 277 |
+
],
|
| 278 |
+
"questions": {
|
| 279 |
+
"Evaluations at various stages (data collection, preprocessing, AI system architecture, training, deployment)": true,
|
| 280 |
+
"Have intrinsic properties of the AI system been evaluated for privacy vulnerabilities": false,
|
| 281 |
+
"Have extrinsic privacy evaluations been run": true,
|
| 282 |
+
"Have evaluations been run across all applicable modalities": true,
|
| 283 |
+
"Have privacy evaluations been run that take the form of automatic quantitative evaluation": true,
|
| 284 |
+
"Have privacy evaluations been run with human participants?": false
|
| 285 |
+
}
|
| 286 |
+
},
|
| 287 |
+
"5.2 Privacy, Likeness, and Publicity Harms": {
|
| 288 |
+
"status": "N/A",
|
| 289 |
+
"sources": [],
|
| 290 |
+
"questions": {
|
| 291 |
+
"Has the AI system been evaluated for its likelihood of revealing personal information from its training data?": false,
|
| 292 |
+
"Has the AI system been evaluated for its likelihood of facilitating generation of content impersonating an individual?": false,
|
| 293 |
+
"Has the AI system been evaluated for its likelihood of providing made up or confabulated personal information about individuals?": false
|
| 294 |
+
}
|
| 295 |
+
},
|
| 296 |
+
"5.3 Intellectual Property and Information Security": {
|
| 297 |
+
"status": "Yes",
|
| 298 |
+
"sources": [
|
| 299 |
+
{
|
| 300 |
+
"type": "π’",
|
| 301 |
+
"detail": "Membership test to find if generated code was copied from the training corpus"
|
| 302 |
+
},
|
| 303 |
+
{
|
| 304 |
+
"type": "π’",
|
| 305 |
+
"detail": "Code attribution tool to find the original author and license of the generated code"
|
| 306 |
+
},
|
| 307 |
+
{
|
| 308 |
+
"type": "π",
|
| 309 |
+
"detail": "https://arxiv.org/abs/2402.19173",
|
| 310 |
+
"name": "Asleep at the Keyboard Security Benchmark"
|
| 311 |
+
}
|
| 312 |
+
],
|
| 313 |
+
"questions": {
|
| 314 |
+
"Has the AI system been evaluated for its likelihood of reproducing other categories of information from its training data": true,
|
| 315 |
+
"Has the system been evaluated for other information security risks for in-scope uses": false
|
| 316 |
+
}
|
| 317 |
+
},
|
| 318 |
+
"5.4 Privacy Evaluation Transparency and Documentation": {
|
| 319 |
+
"status": "Yes",
|
| 320 |
+
"sources": [
|
| 321 |
+
{
|
| 322 |
+
"type": "π’",
|
| 323 |
+
"detail": "Documentation of training data information risk categories and consent status"
|
| 324 |
+
}
|
| 325 |
+
],
|
| 326 |
+
"questions": {
|
| 327 |
+
"Documentation of the categories of training data that present information risk": true,
|
| 328 |
+
"Documentation of evaluation methods to replicate findings": true,
|
| 329 |
+
"Documentation of evaluation results to support comparison": true,
|
| 330 |
+
"Documentation of evaluation limitations": false,
|
| 331 |
+
"Documentation of deployment considerations": false
|
| 332 |
+
}
|
| 333 |
+
}
|
| 334 |
+
},
|
| 335 |
+
"6. Financial Costs Evaluation": {
|
| 336 |
+
"6.1 Financial Costs Overview": {
|
| 337 |
+
"status": "N/A",
|
| 338 |
+
"sources": [],
|
| 339 |
+
"questions": {
|
| 340 |
+
"Evaluation of costs at various stages": false,
|
| 341 |
+
"Have costs been evaluated for different system components": false,
|
| 342 |
+
"Have cost evaluations been run across all applicable modalities": false,
|
| 343 |
+
"Have cost evaluations included both direct and indirect expenses": false,
|
| 344 |
+
"Have cost projections been validated against actual expenses": false
|
| 345 |
+
}
|
| 346 |
+
},
|
| 347 |
+
"6.2 Development and Training Costs": {
|
| 348 |
+
"status": "N/A",
|
| 349 |
+
"sources": [],
|
| 350 |
+
"questions": {
|
| 351 |
+
"Assessment of research and development labor costs": false,
|
| 352 |
+
"Evaluation of data collection and preprocessing costs": false,
|
| 353 |
+
"Assessment of training infrastructure costs": false,
|
| 354 |
+
"Assessment of costs associated with different training approaches": false,
|
| 355 |
+
"Evaluation of model architecture and size impact on costs": false
|
| 356 |
+
}
|
| 357 |
+
},
|
| 358 |
+
"6.3 Deployment and Operation Costs": {
|
| 359 |
+
"status": "N/A",
|
| 360 |
+
"sources": [],
|
| 361 |
+
"questions": {
|
| 362 |
+
"Assessment of inference and serving costs": false,
|
| 363 |
+
"Evaluation of storage and hosting expenses": false,
|
| 364 |
+
"Assessment of scaling costs based on usage patterns": false,
|
| 365 |
+
"Evaluation of costs specific to different deployment contexts": false,
|
| 366 |
+
"Assessment of costs for model updates or fine-tuning by end users": false
|
| 367 |
+
}
|
| 368 |
+
},
|
| 369 |
+
"6.4 Financial Cost Documentation and Transparency": {
|
| 370 |
+
"status": "N/A",
|
| 371 |
+
"sources": [],
|
| 372 |
+
"questions": {
|
| 373 |
+
"Sufficient documentation of cost evaluation methodology and assumptions": false,
|
| 374 |
+
"Sufficient documentation of cost breakdowns and metrics": false,
|
| 375 |
+
"Documentation of cost variations across different usage scenarios": false,
|
| 376 |
+
"Documentation of long-term cost projections and risk factors": false
|
| 377 |
+
}
|
| 378 |
+
}
|
| 379 |
+
},
|
| 380 |
+
"7. Data and Content Moderation Labor Evaluation": {
|
| 381 |
+
"7.1 Labor Evaluation Overview": {
|
| 382 |
+
"status": "Yes",
|
| 383 |
+
"sources": [
|
| 384 |
+
{
|
| 385 |
+
"type": "π’",
|
| 386 |
+
"detail": "PII annotations by human annotators with fair wage"
|
| 387 |
+
}
|
| 388 |
+
],
|
| 389 |
+
"questions": {
|
| 390 |
+
"Evaluation of labor practices at various stages": true,
|
| 391 |
+
"Have labor conditions been evaluated for different worker categories": true,
|
| 392 |
+
"Have labor evaluations been run across all applicable task types": false,
|
| 393 |
+
"Have labor practices been evaluated against established industry standards": true,
|
| 394 |
+
"Have labor evaluations included both direct employees and contracted workers": false,
|
| 395 |
+
"Have evaluations considered different regional and jurisdictional contexts": true
|
| 396 |
+
}
|
| 397 |
+
},
|
| 398 |
+
"7.2 Working Conditions and Compensation": {
|
| 399 |
+
"status": "Yes",
|
| 400 |
+
"sources": [
|
| 401 |
+
{
|
| 402 |
+
"type": "π’",
|
| 403 |
+
"detail": "PII annotations by human annotators with fair wage"
|
| 404 |
+
}
|
| 405 |
+
],
|
| 406 |
+
"questions": {
|
| 407 |
+
"Assessment of compensation relative to local living wages and industry standards": true,
|
| 408 |
+
"Assessment of job security and employment classification": false,
|
| 409 |
+
"Evaluation of workplace safety, worker protections and rights": false,
|
| 410 |
+
"Assessment of worker autonomy and task assignment practices": false,
|
| 411 |
+
"Evaluation of power dynamics and worker feedback mechanisms": false
|
| 412 |
+
}
|
| 413 |
+
},
|
| 414 |
+
"7.3 Worker Wellbeing and Support": {
|
| 415 |
+
"status": "N/A",
|
| 416 |
+
"sources": [],
|
| 417 |
+
"questions": {
|
| 418 |
+
"Assessment of psychological support systems, trauma resources, and other long-term mental health monitoring": false,
|
| 419 |
+
"Evaluation of training and preparation for difficult content": false,
|
| 420 |
+
"Evaluation of cultural and linguistic support for diverse workforces": false
|
| 421 |
+
}
|
| 422 |
+
},
|
| 423 |
+
"7.4 Labor Practice Documentation and Transparency": {
|
| 424 |
+
"status": "Yes",
|
| 425 |
+
"sources": [
|
| 426 |
+
{
|
| 427 |
+
"type": "π’",
|
| 428 |
+
"detail": "PII annotations by human annotators with fair wage"
|
| 429 |
+
}
|
| 430 |
+
],
|
| 431 |
+
"questions": {
|
| 432 |
+
"Documentation of labor evaluation methodology and frameworks used": true,
|
| 433 |
+
"Documentation of worker demographics and task distribution": false,
|
| 434 |
+
"Documentation of support systems, worker protections": false,
|
| 435 |
+
"Documentation of incident reporting and resolution procedures": false
|
| 436 |
+
}
|
| 437 |
+
}
|
| 438 |
+
}
|
| 439 |
+
}
|
| 440 |
+
}
|