c2ebb3ac_Tools___Resources__Click_on_the_link_below
[To find out] Information on individuals sanctioned by the OSC and by other Canadian regulators. The OSC information dates back to 1997. Not all disciplinary actions are contained on this list, so check the CSA site to confirm what is included [Click on the link below] 
CSA Disciplined Persons List
C h e c k R e g i s t r a t i o n
I I R O C A d v i s o r R e p o r t
C S A D i s c i p l i n e d P e r s o n s L i s t
C e a s e T r a d e O r d e r s
I n v e s t o r A l e r t s
W a r n i n g L i s t
D i s c l o s u r e D o c u m e n t s
B r o c h u r e s
O S C I n v e s t o r N e w s
G e t S m a r t e r A b o u t M o n e y . c a
Tools & Resources
Click on the link below