Published by:   World Anti -Doping Agency  Stock Exchange Tower  800 Place Victoria (Suite 1700)  PO Box 120  Montreal, Quebec  Canada H4Z 1B7   www.wada -ama.org   Tel:      +1 514 904 9232  Fax:     +1 514 904 8650  E-mail:  code@wada- ama.org             ISCCS – January 2021   Page 3 of 61 TABLE OF CONTENTS   PART ONE: INTRODUCTION, CODE  PROVISIONS, INTERNATIONAL STANDARD  PROVISIONS, AND DEFINITIONS  .......................................................................................... 5 1.0 Introduction and Scope ......................................................................................................... 5 2.0 Relevant Code and International Standard for Laboratories Provisions  ........................... 6 3.0 Definitions and Interpretation  ............................................................................................... 7 3.1 Defined terms from the Code that are used in the International Standard  for Code Compliance by Signatories  .............................................................................................. 7 3.2 Defined terms from the International Standard for Education  ......................................... 12 3.3 Defined terms from the International Standard for Laboratories  ..................................... 12 3.4 Defined terms from the International Standard for  the Protection of Privacy and  Personal Information  ..................................................................................................... 12 3.5 Defined terms from the International Standard for  Testing and Investigations  ............... 13 3.6 Defined terms from the International Standard  for Therapeutic Use Exemptions  ........... 13 3.7 Defined terms specific to the International Standard for Code Compliance by   Signatories  .................................................................................................................... 13 3.8 Interpretation  ................................................................................................................. 14 PART TWO: STANDARDS FOR WADA’S MONITORING AND ENFORCEMENT OF CODE COMPLIANCE BY SIGNATORIES  ........................................................................................ 16 4.0 Objective  ............................................................................................................................... 16 5.0 Roles, Responsibilities and Procedures of the Different Bodies Involved in WADA’s Compliance Monitoring Function ........................................................................................ 17 5.1 Operational Oversight of Code Compliance ...................................................................  18 5.2 Independent Review and Recommendations .................................................................  18 5.3 Independent Determination of Non- Compliance and Signatory Consequences  ............. 19 5.4 The Principle of Last Resort  ..........................................................................................  20 5.5 Reinstatement  Procedures  ............................................................................................  22 6.0 WADA’s Support for Signatories’ Efforts to Achieve/Maintain Code Compliance  .......... 22 6.1 Objective  .......................................................................................................................  22 6.2 Operational and Technical Support  ............................................................................... 22 7.0 Monitoring Signatories’  Code Compliance Efforts  ............................................................ 23 7.1 Objective  ....................................................................................................................... 23 7.2 Prioritization Between Different Signatories  ................................................................... 24 7.3 Cooperation with Other Bodies  ...................................................................................... 26 7.4 WADA’s  Monitoring Tools  .............................................................................................. 26       ISCCS – January 2021   Page 4 of 61 7.5 Code Compliance Questionnaires  ................................................................................. 28 7.6 Mandatory Information Requests  ................................................................................... 29 7.7 The Compliance Audit Program  ..................................................................................... 30 7.8 Continuous Compliance Monitoring  ............................................................................... 32 7.9 Special Provisions Applicable to Major Event Organizations  ......................................... 32 8.0 Giving Signatories the Opportunity to Correct Non -Conformities  ................................... 35 8.1 Objective  ....................................................................................................................... 35 8.2 Corrective Action Reports and Corrective Action Plans  ................................................. 35 8.3 Final Opportunity to Correct before Referral to the CRC  ................................................ 36 8.4 Referral to the CRC ....................................................................................................... 37 8.5 Fast Track Procedure  .................................................................................................... 38 9.0 Confirming Non- Compliance and Imposing Signatory Consequences  ............................ 40 9.1 CRC Recommendation .................................................................................................. 40 9.2 Consideration by WADA’s  Executive Committee  ........................................................... 40 9.3 Acceptance by the Signatory  ......................................................................................... 41 9.4 Determination by CAS  ................................................................................................... 42 9.5 Reco gnition and Enforcement by Other Signatories  ...................................................... 43 9.6 Disputes about Reinstatement  ....................................................................................... 43 10.0 Determining Signatory Consequences ............................................................................... 44 10.1 Potential Signatory  Consequences  ................................................................................ 44 10.2 Principles Relevant to the Determination of the Signatory  Consequences to be  Applied  in a Particular Case ......................................................................................... 44 11.0 Reinstatement  ...................................................................................................................... 46 11.1 Objective  ....................................................................................................................... 46 11.2 Reinstatement  Conditions .............................................................................................. 46 11.3 The Reinstatement  Process  .......................................................................................... 48 12.0 Transitional Provisions  ........................................................................................................ 49 12.1 Proceedings Pending as of 1 January 2021  .................................................................. 49 ANNEX A:  CATEGORIES  OF NON -COMPLIANCE  ..................................................................... 50 ANNEX B:  SIGNATORY  CONSEQUENCES  ................................................................................ 55          ISCCS – January 2021   Page 5 of 61 PART  ONE : INTRODUCTION, CODE  PROVISIONS, INTERNATIONAL STANDARD  PROVISIONS, AND DEFI NITIONS  1.0 Introduction and Scope The purpose of the International Standard for Code  Compliance by Signatories  is to set out the relevant framework and procedures for ensuring Code Compliance  by Signatories .