TRY LAW360 FREE FOR SEVEN DAYS the Nasdaq Stock Market has been fined a total of $ 675,000 by the Financial Industry Regulatory Authority ( Wedbush Securities ) and FINRA , over its role in a client's redemption activity and trading of leveraged exchange-traded funds; these activities reportedly led to Wedbush failing to honour its investment obligations.
the Nasdaq Stock Market has been fined a total of $ 675,000 by the Financial Industry Regulatory Authority ( Wedbush Securities ) and FINRA , over its role in a client's redemption activity and trading of leveraged exchange-traded funds; these activities reportedly led to Wedbush failing to honour its investment obligations.