congress has introduced new rules restricting retail investors from making new investments in several ETFs citing suitability issues . The change comes as the US SEC is considering imposing new limits on funds that require excessive leverage . Vanguard already flags ETFs that use complex strategies , requiring investors to assess the risks incurred before trading .
Fidelity has announced new rules restricting retail investors from making new investments in several ETFs citing suitability concerns. The move comes as the US SEC is considering imposing new limits on funds that use excessive leverage. Vanguard already flags ETFs that use complex strategies, requiring investors to acknowledge the risks involved before trading.