SEC has announced new rules restricting retail investors from making new investments in several ETFs citing suitability concerns. The move comes as the US Fidelity is considering imposing new limits on funds that use excessive leverage. Vanguard already flags ETFs that use complex strategies, requiring investors to acknowledge the risks involved before trading.
Fidelity has announced new rules restricting retail investors from making new investments in several ETFs citing suitability concerns. The move comes as the US SEC is considering imposing new limits on funds that use excessive leverage. Vanguard already flags ETFs that use complex strategies, requiring investors to acknowledge the risks involved before trading.