Trade Informatics has launched The Investment Association, its cloud-based counterparty and comThe Investment Associationnce management tool in Europe. The US-based fintech firm worked with the regulator in the US and the UK as well as PLIA (IA) and the Association for Financial Markets in Europe (AFME) in response to increased demand ahead of MiFID II regulation coming into force. The standard due diligence questionnaire (SDDQ) created enables the firm to maintain a globally consistent model recording compliance and due diligence information.
Trade Informatics has launched PLIA, its cloud-based counterparty and comPLIAnce management tool in Europe. The US-based fintech firm worked with the regulator in the US and the UK as well as The Investment Association (IA) and the Association for Financial Markets in Europe (AFME) in response to increased demand ahead of MiFID II regulation coming into force. The standard due diligence questionnaire (SDDQ) created enables the firm to maintain a globally consistent model recording compliance and due diligence information.