The SEIA Report Q3
| Oct 2022
SEIA’s Milestone Announcements
Signature Estate & Investment Advisors, LLC (SEIA) is celebrating its 25th business anniversary and we are focused on creating a sustainable firm that will continue to serve you and your family for generations to come.
Our long-term business strategy is built on continuity for our clients, with a renewed commitment to continually enhance our wealth management services platform for you.
In preparing for the future, we need to find the right partners to bolster and augment our evolution. This includes finding the right strategic support for our existing management team and advisors ensuring that we continue to offer a world-class wealth management platform. This will also include future streamlining of our services to make our relationship with you as effective and efficient as possible.
To accomplish these goals on behalf of our clients, we are pleased to announce two recent milestones as part of our long-term business strategy to best serve you.
SEIA’s New Broker Dealer And Strategic Partner
We have established our own wholly-owned Broker Dealer, Signature Estate Securities (SES). Accordingly, we will be transitioning our Broker Dealer relationship away from Royal Alliance Associates and to SES.
Our third party asset manager Signature Investment Advisors (SIA) will now be able to offer our investment expertise to different wealth management distribution channels throughout the country.
SEIA has also chosen to partner with Reverence Capital Partners (RCP) to implement our long-term strategic business plan. RCP specializes in investing in financial services businesses like SEIA to drive sustainability and continuity while enhancing our client offerings. We selected RCP because they share our vision of exceptional client service, ethics, and culture and align with SEIA’s unwavering focus on you, our clients.
We will be able to further invest in the future of our business and the new broker-dealer will create efficiencies to deliver a seamless client experience and enhanced product offerings. More ownership opportunities will be shared by our advisors, partners and staff. Your current advisors, SEIA management team, and existing custodians will all continue to provide you with the exceptional level of service and expertise you have come to expect.
Thank You on behalf of SEIA’s Partners, Advisors and Employees, we thank you for entrusting us with your financial future. We look forward to continuing our valued relationship with you in the years and decades to come.
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Signature Estate & Investment Advisors, LLC (“SEIA”) is an SEC-registered investment adviser; however, such registration does not imply a certain level of skill or training and no inference to the contrary should be made. The information contained herein is the opinion of SEIA and is subject to change at any time. It is not intended as tax, legal or ﬁnancial advice, and it may not be relied on for the purpose of avoiding any federal tax penalties. You are encouraged to seek such advice from your professional tax, legal or ﬁnancial advisor. The content is derived from sources believed to be accurate but not guaranteed to be. For a complete listing of sources please contact SEIA. Neither the information presented nor any opinion expressed constitutes a solicitation for the purchase or sale of any security. Past performance is not indicative of future results. Every investment program has the potential for loss as well as gain. There is a risk of loss from an investment in securities, including the risk of loss of principal. Different types of investments involve varying degrees of risk, and there can be no assurance that any speciﬁc investment will be proﬁtable or suitable for a particular investor’s ﬁnancial situation or risk tolerance. Asset allocation and portfolio diversiﬁcation cannot assure or guarantee better performance and cannot eliminate the risk of investment losses. For details on the professional designations displayed herein, including descriptions, minimum requirements and ongoing education requirements, please visit www.seia.com/disclosures. Securities offered through Royal Alliance Associates, Inc. member FINRA/SIPC. Investment advisory services offered through SEIA, 2121 Avenue of the Stars, Suite 1600, Los Angeles, CA 90067, 310-712-2323. Royal Alliance Associates, Inc. is separately owned and other entities and/or marketing names, products or services referenced here are independent of Royal Alliance Associates, Inc.
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