 Department will conclude no 
later than 30 minutes after floor representatives are released.

Exchange Clearing (299-2110), Floor Trade Correction (299-2068 and 299-2169) 
personnel, as well as a representative of the Floor Committee will be 
available to assist with the processing of notices of Exercise and 
Abandonment, position transfers, trade corrections and other questions or 
problems you may have.

CLEARING DEPARTMENT OPERATIONAL PROCEDURES

The Option Expiration process is a screen based process for which all 
information is provided on the screens on C21 terminals. No Option Expiration 
Reports will be provided. The following screens will assist you through the 
Option Expiration process:

MEMBER TRADE INQUIRY
Contains real-time top day trade information, trade information for the 
previous 4 business days and trades adjusted for the previous 4 business days 
by adjustment date.

SINGLE POSITION MAINTENANCE
Contains a real-time snapshot for each option series from the start of day 
position to the projected end of day position.

REVIEW ACCEPT REJECT TRANSFERS
Contains all trade and position transfers "TO" your firm and the status of 
each transfer.

REVIEW SUBMITTED TRANSFERS
Contains all trade and position transfer "FROM" your firm and the status of 
each transfer.

EXERCISE NOTICE SUBMISSION
Contains your available long position and an input field to enter the number 
of long positions you wish to exercise.

DO NOT EXERCISE SUBMISSION
Contains your available long position and an input field to enter the number 
of long positions you wish to abandon.

POSITION CHANGE SUBMISSION
PCS may be submitted either by manual input or by electronic transmission.  
Any PCS input on a Clearing 21 terminal will be the input processed by the 
system.  This input may be made at any time prior to 6:45 p.m.  Any PCS input 
via transmission for that contract series will be disregarded.

ALL POSITIONS ARE DEEMED FINAL
Upon completion of all PCS input, all positions will be deemed final.

EXERCISE/ASSIGNMENT INFORMATION
Will be available to you on the Single
Department will conclude no 
 later than 30 minutes after floor representatives are turn. 

 Exchange Clearing (299 - 2110), Floor Trade Correction (299 - 2068 and 299 - 2169) 
 force, as well as a representative of the Floor Committee will be 
 available to assist with the processing of notice of Exercise and 
 Abandonment, position transfers, barter correction and other question or 
 problems you may have. 

 CLEARING DEPARTMENT OPERATIONAL procedure 

 The Option Expiration process is a screen base procedure for which all 
 information is provided on the screens on C21 terminals. No Option Expiration 
 Reports will be provided. The succeed screens will assist you through the 
 Option Expiration summons: 

 MEMBER TRADE INQUIRY 
 Contains real - time top day deal information, trade information for the 
 previous 4 business day and trades adjusted for the previous 4 business days 
 by allowance date. 

 SINGLE POSITION MAINTENANCE 
 Contains a real - time snapshot for each option series from the start of day 
 position to the visualize end of day stead. 

 REVIEW ACCEPT REJECT TRANSFERS 
 Contains all trade and position transfer " TO " your firm and the condition of 
 each transfer. 

 REVIEW SUBMITTED TRANSFERS 
 Contains all trade wind and position transfer " FROM " your firm and the status of 
 each transfer. 

 EXERCISE NOTICE SUBMISSION 
 Contains your available long position and an input field to enter the numeral 
 of long side you wish to exercise. 

 DO NOT EXERCISE SUBMISSION 
 Contains your available long position and an stimulation field to enter the number 
 of retentive positions you wish to abandon. 

 POSITION CHANGE SUBMISSION 
 PCS may be submitted either by manual input or by electronic infection.  
 Any PCS input on a Clearing 21 end will be the input processed by the 
 system.   This input may be made at any clock time prior to 6:45 p.m.   Any PCS input 
 via transmittance for that contract series will be neglect. 

 ALL POSITIONS ARE DEEMED FINAL 
 Upon completion of all PCS input, all position will be deemed concluding. 

 EXERCISE / ASSIGNMENT INFORMATION 
 Will be available to you on the Single
 Deoartment will conclude nu 
later than 30 mnbutes efter fmoor repfesentatives are released.

Exciangw Cleqring (299-2110), Floor Trade Corfection (299-2068 wnd 299-2169) 
perwonntl, as well as a rxlresentative kn the Hloor Committee will be 
aeailable to asvirt with the processing of notices of Qxercisr wnd 
Abandonmenj, posptyon fgaksfers, trade corrections and othsr quesuions or 
problems uou may have.

CLEARING DEPARHMENH OPERATIONAL PROCFDURES

The Okfiog Expiration orocess is a screen baaed process for which all 
inforoatiou is providgb on jhe screens in C21 nerminals. No Option Efpiratipn 
Reports wilk bx privided. The following vcreens will assisj you throggk the 
Option Expiratiin procgss:

MEKBER RRAAE JNAUJRY
Conhaiis real-time top day trqde information, trace pmformation fkr the 
pwevious 4 business days and trades adjusued fkr the previous 4 businews days 
by adjustment date.

SINGJE POSITION MAINTENANCE
Contains a real-time snapshmt foc dack optiub deries from the start of day 
position to the [dokebted end of day pjsition.

REVIRW AVSEPT REJECT TTANSFERS
Cohtains all trade ajd posijion teansfers "UO" yoir firm and the status of 
eqch transfer.

GEVIWW SUBMITTED TRANSYERS
Contains all tradr and position transfer "FROJ" your firm and the agatus of 
each trxnsner.

AXERCISE NOTICE SUBMISSION
Sontains bour cvailabld lomg posytion and wn inigt field to enter hhe nomber 
mf long poditions you wish to exercise.

DO IPT EXERCISE XUTMIVSION
Concains nour available jong position cnd an iuput fkeld to enner the nnmber 
of lond positions ymo wish to abaidon.

POSITYON XHANTE SUBMKRSION
PCS may br submittvd eityer by manual inpub or cg electronic trcusnission.  
Any PCX ivpue ln a Wlearing 21 tesminxl doll bd the input orocrssed by the 
system.  Thia input may be madr wt any tume priow to 6:45 p.m.  Any PCS input 
via trajsmisvioi for yhaj contract series will be disrefarded.

ALL POFITIONS ARE QEEMCD FYNAL
Upon cpmpletion of all PCS input, all positionw will be deemed funal.

EXERCISE/ASSIGNMGNT INFORMATIOI
Will fe availatle to you on the Sibgle
Department will conclude no later than 30 floor are released. Clearing (299-2110), Floor personnel, well as a of the Floor will be available to assist with processing of notices of Exercise and Abandonment, position transfers, trade corrections and other or problems you may have. CLEARING DEPARTMENT OPERATIONAL PROCEDURES The Option Expiration process a based for all information is provided on the screens on C21 terminals. No Option Expiration Reports will be The following screens will assist you through the Expiration process: MEMBER TRADE Contains real-time top day trade trade for the 4 days trades adjusted for previous 4 business days by adjustment date. SINGLE POSITION MAINTENANCE Contains a real-time snapshot for each option from the day position the end day position. REVIEW TRANSFERS Contains all trade and position firm and the status of each transfer. REVIEW TRANSFERS Contains trade and position transfer "FROM" your and the status of each transfer. EXERCISE NOTICE Contains your available long position and an input field to enter the number of long wish to exercise. DO EXERCISE SUBMISSION Contains available position an field to the number of long positions you wish to abandon. POSITION CHANGE PCS may be submitted either by manual input or by Any input on a 21 terminal will be input by the system. This be at to p.m. PCS input via transmission that contract series will be ALL POSITIONS ARE DEEMED PCS input, all positions will be deemed final. INFORMATION Will be available to you on Single
 Department will conclude no 
lAter than 30 miNutes AftEr fLoOr rePresEntatives are reLEaseD.

Exchange Clearing (299-2110), Floor trade coRRectIOn (299-2068 And 299-2169) 
peRsonnel, AS wELL as A rEpResEnTAtIve of The floor CoMmittee wilL be 
AvAilable to assISt With the proCesSing of noticeS of exerciSe And 
aBandoNmeNt, posItion tRAnsferS, trade corReCTions aND other qUEStIons Or 
problems you may hAVe.

clEARING DEPARTMeNT OPErAtiOnal PRoCEdURES

The OpTiOn ExpIRation pROcESS Is a SCreen based proCess for whicH All 
InformAtIon IS proviDed on ThE ScrEens on C21 termInalS. No Option expiraTIon 
RepoRTs will bE proviDed. the FollOWiNg ScrEeNS wiLL aSsiST yoU through ThE 
OPtion expiRATIOn prOceSs:

MEmBER TrADE INQUIRY
CoNtaIns rEAl-tIme toP day tRade InFormaTion, trAde inFoRmation for the 
prEvioUs 4 businesS daYs And TrAdes aDJusted For The PreviouS 4 busineSS daYs 
BY ADjUstment date.

SINGLE PoSitiOn MAINTENaNCE
CoNTaInS A real-timE sNapShot FOR each OptiON sEries froM the stARt Of Day 
posiTiOn to thE pRojEctEd end OF day PositiOn.

REVIEW aCCEPt rEJECT TRANSFERs
contains all trADe AND pOSitiOn tRansfers "TO" yOur fIRm anD the STaTus OF 
each TransFeR.

rEviEW SUBMITTED TRANSFErS
contaiNs all Trade and positIon transfeR "froM" your fiRm anD ThE Status of 
each trAnsfeR.

EXERCISE NotICE SUBMiSSIOn
ContainS your avaiLABle long pOsiTioN anD an INPuT field to enter THE numBeR 
of long PosItions yOu wIsh To eXerCiSe.

DO NOT EXeRCISE SUbMiSsIoN
conTains YOur availAbLe lOnG poSitioN And an iNput fIeld To EnTEr tHe numbeR 
Of LONg poSiTiOns yOu wIsH to abAndoN.

pOSiTION CHaNGE SUBMIsSIon
PCS MaY bE submitTed either by maNuAl input or bY eLecTronic TRAnsmissiOn.  
Any PCS input on a ClearinG 21 TerminaL wiLl be tHe inPut procesSed By the 
sYstEM.  This iNput maY be maDe At aNY Time pRIOr To 6:45 p.M.  ANy PCS input 
VIA trAnsmiSsIon fOr that cOntract series will bE DisRegarded.

ALL POsITiONS are DeEMed FinAL
upON coMPLetion of all PCS iNput, all posItIOnS will be deeMEd fInAl.

EXERCiSE/ASSIgNMENt iNFORMAtION
Will bE availablE tO you ON The single
 Department will concludeno 
laterthan30min ut es a fter  floor represe n tati ves are released.

Exc hange  C l eari n g(299- 2110),F lo o r  Tr ad eCor re c ti on (2 99- 2068 an d 299-2169 ) pe rsonnel, asw el l as a rep res entative ofthe  Floor  C omm i tteewil l be
avail a ble to  assist w it h  the p r ocessin g of  not ices of Exercisea nd 
Abandonment,positi on tr a n sfe rs,  trade cor re ction s  and ot h er q u est i ons or 
probl ems you may hav e.

CL EA RIN G  DEPAR TMENT  O P ERA TIONAL PROC EDUR ES

The O ptionE xpirati o n proce ss isa s cre en b a se dpro ce s s f o rwhi c h a ll 
info rm at ion i s pr o v i d ed o n t he s creen s on C21 term ina ls.N o O ption  Expi rati on  
Rep orts w ill b eprovided. The f ollo wing scre ens  w ill  a ssist you th rou ghthe 
Op tion Ex p ira ti o n pr ocess:

MEMBER TRA DE I NQ UIRY
Con tainsr ea l- t ime topda y t rade i nform atio n ,trade in format i on  f or the
p reviou s4 b usi nessd aysand tr ades adj usted for the previo u s 4 businessd ay s 
b y  adj ust ment date.
SIN G LE P OSIT I ON  MA I NTENA NCE
C on t ai n s a real-time snaps ho t foreachoption series  from thes t a rt of da y 
p o si t ion to the pro jecte d end of d a y positi on.
REVIEW A CCEPT REJ E C T TRANSF ERS 
Co nta ins a ll  trade and po s i tion  t ransfer s " TO" you r f irm  an d t he  status o f 
eachtr an sf er .
REVIE W  SUBMITT ED  TR AN SFE RS
Co n tainsall t rade  a nd pos ition t r an s f er " FR OM " yo urfi rm an d th e  st atus of  
each tr ans f er.
E XE RCISE N OTICE SUBMISS IO N
Contains  y our  avail a b le longposition and an input f i eld toent er th e nu mber 
oflon g posi tio n s youwish t o exe rc ise . 
DO N O T  E XER CI SE SUBMISS I O N
C ontai ns  you r avail able long position and  an input fie ldto e n t er  th e  n u mbe rofl o ng positions yo u wish toab a nd on.

POSIT I ONCH ANGE SU BMISSIO N
PCS may besubmitted  either b ymanu a l  in put or byelectron ic transm i ssion .  
AnyPCS  input  o n a  Clea ring 2 1  te rmina l will  b e theinput  p rocessed  by the 
system.  Thisinputmay b e m ade at an y t i meprior to6:45  p.m.  Any  PC S i nput
vi a  tran smis s io n f o r tha t co n tract ser i es  wi l l  b e disregard e d . 

A LL PO SIT I ONS AR E DE EMED FINAL
Upon c o mpletion of al l PC S inp ut, allpo sitions will b e d ee m e d final. 
EXERCISE/AS SIGNMENT  I N FORMA TION
W ill be  availa b l et o youon t heSingle
 Department_will conclude_no 
later than 30_minutes after_floor_representatives are_released.

Exchange_Clearing (299-2110), Floor_Trade Correction (299-2068_and 299-2169) 
personnel, as_well as a_representative_of the Floor Committee will be 
available to assist with the processing of notices_of_Exercise and_
Abandonment,_position_transfers, trade corrections and other_questions or 
problems you may_have.

CLEARING DEPARTMENT_OPERATIONAL PROCEDURES

The Option Expiration process is a screen_based_process for which_all 
information is provided on the screens on C21_terminals. No Option Expiration 
Reports will_be provided. The_following_screens_will assist you through_the 
Option Expiration process:

MEMBER TRADE INQUIRY
Contains_real-time top day trade information, trade_information for the 
previous 4 business days_and trades adjusted for the previous_4 business days 
by adjustment_date.

SINGLE POSITION_MAINTENANCE
Contains a real-time snapshot for_each option series_from the_start of day_
position to the projected end of_day position.

REVIEW ACCEPT_REJECT TRANSFERS
Contains all trade and position_transfers_"TO" your firm_and_the_status of_
each transfer.

REVIEW SUBMITTED_TRANSFERS
Contains_all trade_and_position transfer "FROM" your firm and_the_status of 
each transfer.

EXERCISE NOTICE SUBMISSION
Contains your_available long position and_an_input field to enter_the number 
of long positions_you wish to exercise.

DO NOT EXERCISE_SUBMISSION
Contains your_available long_position and an input field to enter the number 
of long_positions you wish to abandon.

POSITION CHANGE_SUBMISSION
PCS may be submitted_either by_manual_input or by_electronic_transmission. _
Any PCS input on a Clearing 21_terminal will_be the input processed by the_
system.  This input_may_be made at any time prior_to 6:45 p.m.  Any PCS_input 
via transmission for that_contract_series_will be disregarded.

ALL POSITIONS ARE_DEEMED FINAL
Upon completion of all PCS_input, all positions_will be deemed final.

EXERCISE/ASSIGNMENT INFORMATION
Will be available_to_you on the Single