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<p><b>Government Publishing Office</b></p><p>U.S. Congress<br>Senate<br>Committee on Governmental Affairs<br></p><p>MUTUAL FUNDS: TRADING PRACTICES AND ABUSES THAT HARM INVESTORS</p><p>Date(s) Held: 2003-11-03</p><p> 108th Congress, 1st Session</p><p>GPO Document Source: &lt;a href="<a rel="nofollow" class="external free" href="https://www.gpo.gov/fdsys/pkg/CHRG-108shrg91038/content-detail.html">https://www.gpo.gov/fdsys/pkg/CHRG-108shrg91038/content-detail.html</a>" rel="nofollow"&gt;CHRG-108shrg91038&lt;/a&gt;<br>Superintendents of Documents ID: Y 4.G 74/9</p><p>Witnesses:</p><ul><li>Stephen M. Cutler, Director, Division of Enforcement, U.S. Securities and Exchange Commission</li><li>Paul F. Roye, Director, Division of Investment Management, U.S. Securities and Exchange Commission</li><li>Hon. William F. Galvin, Secretary of the Commonwealth of Massachusetts</li><li>Hon. Eliot L. Spitzer, Attorney General for the State of New York</li><li>Mary L. Schapiro, Vice Chairman and President Regulatory Policy and Oversight, National Association of Securities Dealers</li><li>Hon. Richard H. Baker (R-LA), Chairman, Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, Committee on Financial Services, U.S. House Representatives</li><li>John C. Bogle, Founder and Former CEO, The Vanguard Group</li><li>Mercer E. Bullard, Founder and President, Fund Democracy, Inc</li><li>Matthew P. Fink, President, Investment Company Institute</li></ul><p>Related Items:</p><ul><li>&lt;a href="<a rel="nofollow" class="external free" href="https://www.govtrack.us/congress/bills/108/hr2420">https://www.govtrack.us/congress/bills/108/hr2420</a>" rel="nofollow"&gt;United States House Bill 2420  (108th Congress)&lt;/a&gt;</li></ul><br>Subjects: 108th;Senate</div>
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Committee on Governmental Affairs</div>
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<dd><a rel="nofollow" class="external free" href="https://archive.org/download/gov.gpo.fdsys.CHRG-108shrg91038/CHRG-108shrg91038.pdf">https://archive.org/download/gov.gpo.fdsys.CHRG-108shrg91038/CHRG-108shrg91038.pdf</a></dd></dl>