<div class="description">
<p><b>Government Publishing Office</b></p><p>U.S. Congress<br>Senate<br>Committee on Banking, Housing, and Urban Affairs<br></p><p>CONSOLIDATION OF NASD AND THE REGULATORY FUNCTIONS OF THE NYSE: WORKING TOWARDS IMPROVED REGULATION</p><p>Date(s) Held: 2007-05-17</p><p> 110th Congress, 1st Session</p><p>GPO Document Source: &lt;a href="<a rel="nofollow" class="external free" href="https://www.gpo.gov/fdsys/pkg/CHRG-110shrg50317/content-detail.html">https://www.gpo.gov/fdsys/pkg/CHRG-110shrg50317/content-detail.html</a>" rel="nofollow"&gt;CHRG-110shrg50317&lt;/a&gt;<br>Superintendents of Documents ID: Y 4.B 22/3</p><p>Witnesses:</p><ul><li>Erik Sirri, Director, Division of Market Regulation, Securities and Exchange Commission</li><li>Mary Schapiro, Chairman and Chief Executive Officer, NASD</li><li>Richard Ketchum, Chief Executive Officer, NYSE Regulation, Inc</li><li>Joseph Borg, President, North American Securities Administrators Association</li><li>Marc Lackritz, President, Securities Industry and Financial Markets Association</li><li>John Coffee, Adolf A. Berle Professor of Law, Columbia Law School</li></ul><p>Related Items:</p>
<br>Subjects: 110th;Senate</div>
<div class="fn value">
Committee on Banking, Housing, and Urban Affairs</div>
<dl><dd><a rel="nofollow" class="external free" href="https://archive.org/details/gov.gpo.fdsys.CHRG-110shrg50317">https://archive.org/details/gov.gpo.fdsys.CHRG-110shrg50317</a></dd>
<dd><a rel="nofollow" class="external free" href="https://archive.org/download/gov.gpo.fdsys.CHRG-110shrg50317/CHRG-110shrg50317.pdf">https://archive.org/download/gov.gpo.fdsys.CHRG-110shrg50317/CHRG-110shrg50317.pdf</a></dd></dl>