what information does finra brokercheck provide 
for brokers currently registered with finra or at some time within the last 10 years finra brokercheck provides 1brokercheck provides information on investment firms including 1brokercheck does not contain any information that has not been disclosed to the crd system personal or confidential information or judgments or liens 3finra brokercheck additional resourcesin addition to brokercheck individuals considering hiring a broker or investment adviser should search the resources of their state securities regulators which also oversee and may require the registration of brokers or advisers finra also provides two additional supplementary databases finra arbitration awards online and finra disciplinary actions online 