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# Simultaneous enhancements in photon absorption and charge transport of bismuth vanadate photoanodes for solar water splitting

## Abstract

n-Type bismuth vanadate has been identified as one of the most promising photoanodes for use in a water-splitting photoelectrochemical cell. The major limitation of BiVO4 is its relatively wide bandgap (2.5 eV), which fundamentally limits its solar-to-hydrogen conversion efficiency. Here we show that annealing nanoporous bismuth vanadate electrodes at 350 °C under nitrogen flow can result in nitrogen doping and generation of oxygen vacancies. This gentle nitrogen treatment not only effectively reduces the bandgap by 0.2 eV but also increases the majority carrier density and mobility, enhancing electron–hole separation. The effect of nitrogen incorporation and oxygen vacancies on the electronic band structure and charge transport of bismuth vanadate are systematically elucidated by ab initio calculations. Owing to simultaneous enhancements in photon absorption and charge transport, the applied bias photon-to-current efficiency of nitrogen-treated BiVO4 for solar water splitting exceeds 2%, a record for a single oxide photon absorber, to the best of our knowledge.

## Introduction

The major challenge for solar hydrogen production is the reduction of hydrogen production cost comparable to that of fossil-based fuels1,2,3. To make solar hydrogen production a reality, a significant cost reduction for the construction of a photoelectrochemical cell (PEC) is critical1,2,3,4. Among various semiconductor electrodes (photoelectrodes) for use in PECs, oxide-based photoelectrodes have the possibility of significantly lowering the materials and processing costs while being stable in aqueous media5,6,7. n-Type bismuth vanadate (BiVO4) has recently emerged as one of the most promising photoanodes for use in water-splitting PECs8,9,10,11. It absorbs a substantial portion of the visible spectrum (bandgap energy, 2.5 eV) and has a favourable conduction band edge position, which is very near the thermodynamic H2 evolution potential8,9. As a result, it demonstrated the most negative photocurrent onset potential for water oxidation among all n-type semiconductors (photoanodes) having bandgaps in the visible region. Also, it appears to be fairly stable against chemical and photoelectrochemical corrosion9,10,11. A recent report shows that photoanodes composed of only oxide components, nanoporous BiVO4 electrodes coupled with FeOOH and NiOOH as oxygen evolution catalysts11, can achieve an applied bias photon-to-current efficiency (ABPE) for water splitting as high as 1.7% in a stable manner (equation for ABPE is shown in Supplementary Information)12. This result demonstrated the possibility for constructing a PEC for water splitting using only inexpensive and easy-to-process oxide components.

One of the major limitations of BiVO4 for further improving the solar energy conversion efficiency is its bandgap (2.5 eV), which fundamentally limits photon absorption. Considering that there are a substantial number of photons in the 2.0–2.5 eV region of the solar spectrum, a reduction in bandgap by even 0.1–0.3 eV can result in a significant efficiency increase13,14. For example, if a bandgap is reduced from 2.5 to 2.3 eV, the maximum photocurrent (Jmax) will increase from 6.47 to 9.12 mA cm–2 assuming 100% incident photon-to-current conversion efficiency (IPCE) for the photons that enable bandgap transition13. However, most previous doping studies of BiVO4 were to increase carrier densities15,16,17,18. Studies reporting the change in photon absorption of BiVO4 have been scarce and no clear elucidation of the effect of the dopants on the electronic band structures has been reported19,20. Considering that the valence band maximum (VBM) of BiVO4 is significantly more positive than water oxidation potential, but the conduction band minimum (CBM) of BiVO4 is very close to the reduction potential of water8,9,21, the reduction in bandgap of BiVO4 will be the most advantageous if it is achieved by raising the VBM.

In this study, we report that mild annealing treatment of nanoporous BiVO4 under N2 flow results in nitrogen incorporation into the oxygen sites, which effectively decreases the bandgap while also improving carrier mobility. In addition, we discover that the same N2 treatment generates oxygen vacancies that can increase the majority carrier density. The effect of nitrogen incorporation and oxygen vacancies on the electronic band structure and charge transport of BiVO4 are systematically elucidated by ab initio calculations, which corroborate well with the experimental results. Owing to concurrent enhancement in photon absorption, carrier density and carrier mobility, the N2-treated BiVO4 electrode, when paired with oxygen evolution catalysts, breaks the wall of 2% ABPE for solar water splitting, a first for a single oxide photoelectrode.

## Results

### Synthesis and characterization

Nanoporous BiVO4 electrodes were first prepared by the method described in a recent study, which involves electrochemical deposition of BiOI followed by thermal and chemical conversion to BiVO4 (ref. 11). Nitrogen doping of BiVO4 was achieved by annealing the BiVO4 electrodes at 350 °C for 2 h while flowing N2. This is an exceptionally gentle procedure for nitrogen doping considering that nitridation or nitrogen doping of oxides is generally achieved by annealing with a flow of NH3 at much higher temperatures (≥500 °C)22,23,24,25. Annealing under N2 flow may create oxygen deficiencies in oxide compounds but is usually considered insufficient for nitrogen doping. We believe that the nanoparticulate nature of the BiVO4 electrodes played a role in enabling nitrogen doping under such mild conditions.

The scanning electron microscopy images and X-ray diffraction studies of N2-treated BiVO4 electrodes do not show noticeable changes from those of untreated BiVO4 (Fig. 1a–d; Supplementary Fig. 1). The first indication of nitridation was observed when a drop of water was placed on the surface of these electrodes to compare their hydrophilicities (Fig. 1e,f). While the BiVO4 sample showed a high affinity to water, as any oxide surface would, the N2-treated sample showed strong hydrophobicity, suggesting the possibility of nitridation, which can considerably change the hydrophilicity of the surface.

The incorporation of nitrogen into the BiVO4 lattice was confirmed by electron probe microanalyzer (EPMA) and X-ray photoelectron spectroscopy (XPS). For charge-balanced incorporation of nitrogen, three O2− ions need to be removed for every two N3− ions, creating one oxygen vacancy. Therefore, the formula of nitrogen-doped BiVO4 can be written as BiVO4−1.5xNx if no other types of oxygen vacancies are present. The EPMA result showed that x is 0.31±0.05 (that is, BiVO3.54N0.31). XPS study also confirmed the presence of nitrogen in the BiVO4 lattice by showing a N 1s peak (Fig. 2a) with the nitrogen content, x, estimated to be 0.34±0.02, which is comparable to the value obtained by EPMA. The location of the N 1s peak (397–402 eV) agrees well with that of nitrogen incorporated into the oxide lattice25,26. The incorporation of N into the BiVO4 lattice was further confirmed by Raman spectra that show significant broadening of various V–O stretching and VO43− deformation modes of the bulk sample (Supplementary Fig. 2)27,28. This indicates that unlike other oxides, nitrogen incorporation into BiVO4 can occur using N2 as the N source at mild temperatures. In fact, there exist two previous studies reporting nitrogen incorporation into vanadium oxides by annealing under N2 flow29,30, suggesting relatively easy nitrogen incorporation into vanadium-based oxides.

The XPS study also revealed that the Bi 4f and V 2p peaks of N2-treated BiVO4 were shifted to the lower binding energy (Fig. 2b,c). This should be due to the changes in local coordination environments of Bi and V ions, including a change in ligand type (O to N) and a decrease in coordination number due to oxygen vacancies compensating the charge difference between O2− and N3−. In addition, the possibility that the N2 treatment created additional oxygen vacancies31,32, which would result in partial reduction of Bi3+ and V5+ ions, cannot be excluded.

The ultraviolet–visible spectra of BiVO4 and N2-treated BiVO4 electrodes are shown in Fig. 3a. The N2-treated sample clearly showed a shift of the bandgap absorption to lower energy compared with untreated BiVO4. This agrees well with the darker yellow colour of the N2-treated BiVO4 (Fig. 3a, inset). The N2-treated BiVO4 also shows a significant absorption before the absorption edge (wavelength >550 nm). This is most likely due to N2 treatment generating significant disorder in the atomic arrangement (for example, O defects) on the surface of the high surface area nanoporous BiVO4 electrode while incorporating nitrogen, creating interband states in the bandgap region33,34. The absorption due to these interband states makes it difficult to accurately assess the onset for the bandgap transition.

### Photo-oxidation of sulfite

To determine the onset of photon absorption that contributes to the photocurrent generation, wavelength-dependent photocurrent was measured using monochromatic light for the photo-oxidation of sulfite and the IPCE was calculated. Since the oxidation kinetics of sulfite is fast, surface electron–hole recombination is negligible during photo-oxidation of sulfite. Therefore, photo-oxidation of sulfite enables a more precise estimation of photocurrent onset compared with photo-oxidation of water which typically suffers from slow oxidation kinetics and surface recombination.

The IPCE result obtained at 0.6 V versus reversible hydrogen electrode (RHE) shows that the photocurrent onset of the N2-treated sample lies between 540 and 550 nm (2.27 eV) while that of the untreated sample lies between 500 and 510 nm (2.46 eV), which indicates a bandgap reduction of 0.2 eV for the N2-treated sample (Fig. 3b). The JV plots of BiVO4 and N2-treated BiVO4 obtained using AM 1.5G illumination for sulfite oxidation are also shown in Fig. 3c. The N2-treated BiVO4 electrode shows a significantly higher photocurrent than the BiVO4 electrode. For example, the N2-treated sample generated a photocurrent density of 4.16±0.41 mA cm–2 at 0.6 V versus RHE while BiVO4 generated 3.27±0.31 mA cm–2 at the same potential, corresponding to a 27% increase. This is the first example showing the generation of photocurrent higher than 4 mA cm–2 for any photo-oxidation reaction by any photoanode reported to date at a potential as low as 0.6 V versus RHE.

If the photocurrent enhancement is due only to the enhanced photon absorption by the bandgap reduction, the N2-treated sample should show an increase in IPCE but not in the absorbed photon-to-current conversion efficiency (APCE). However, the N2-treated sample showed a considerable enhancement in APCE, particularly between 470 and 550 nm (Fig. 3d), indicating that the N2 treatment also improved electron–hole separation. Indeed, the electron–hole separation yield, φsep, of the N2-treated sample, which was calculated from the JV plots obtained for sulfite oxidation, shows about an 8–10% increase at E>0.45 V versus RHE (Fig. 3e). For example, the electron–hole separation yields at 0.6 V versus RHE are 0.70±0.04 and 0.76±0.07 for untreated and N2-treated BiVO4, respectively. This means that the 27% photocurrent enhancement observed at 0.6 V for the N2-treated sample is partially due to an increase in photon absorption and partially due to an increase in electron–hole separation (see the Methods section and Supplementary Table 1 for detailed calculations).

One plausible mechanism for N2 treatment to increase φsep is to increase the carrier density by creating extra oxygen vacancies, which can serve as donors, in addition to the oxygen vacancies created for charge-balanced substitution of N3− with O2−. This can result in an improvement in electron transport and, therefore, in electron–hole separation. The carrier densities in BiVO4 and N2-treated BiVO4 electrodes were compared by obtaining Mott–Schottky plots (Supplementary Fig. 3). For nanoporous films, since the regions that contribute to space-charge layer capacitance and the corresponding surface area cannot be precisely quantified, accurate quantitative analysis of carrier density using Mott–Schottky analysis is not possible. However, since the samples compared in this study have exactly the same morphologies (particle sizes, aggregations and connectivities), relative qualitative comparison of carrier densities should be possible by comparing the magnitude of the slopes. The result shows that the slope of N2-treated BiVO4 is 1/7 of the slope of BiVO4, indicating that the N2-treated BiVO4 electrodes possess extra oxygen vacancies that serve as electron donors. This suggests that the record-high photocurrent shown in Fig. 3c is due to improved electron transport properties as well as bandgap reduction.

An increase in n-type carrier density should result in a shift of flatband potential (EFB) to the negative direction. However, both the photocurrent onset and the EFB of the N2-treated sample are more positive than those of BiVO4 (Fig. 3c; Supplementary Fig. 3). This is because the Helmholtz layer potential drop (VH) of the N2-treated BiVO4 electrode, which is another factor that affects the position of EFB (ref. 35), is more positive than that of BiVO4, which is indicated by zeta potential measurements (Supplementary Fig. 4). The change in VH of the N2-treated sample appears to cancel out the effect of an increased donor density on EFB.

### Density functional theory calculations

The effect of charge-balanced N incorporation (that is, replacing three O2− with two N3−) and of oxygen vacancies on the electronic band structure of BiVO4 were studied using density functional theory (DFT) calculations, to gain insights into the changes occurring in BiVO4 upon nitridation. Our experimental results show that in the N2-treated BiVO4, both N substitution and O vacancies are present at the same time, yielding a complex, combined effect on the electronic structure of BiVO4. Before investigating such combined effect, we discuss the electronic properties of N substitution and oxygen vacancies separately.

We first performed spin-polarized calculations without addressing the charge imbalance between O2− and N3−. We used the Perdew–Burke–Ernzerh (PBE)36 exchange correlation functional for pure BiVO4 and BiVO4 with 12.5% neutral O replaced with neutral N (1:1 substitution). We found that in the presence of N the bandgap of BiVO4 was reduced by 0.5 eV (Supplementary Fig. 5), mainly because of the hybridization of N and O 2p states close to VBM. The presence of extra holes due to N substitution leads to two localized empty bands (level labelled ‘a’ in Supplementary Fig. 5b) inside the bandgap of BiVO4. These bands will no longer be present when N substitution accompanies charge-balancing O vacancies, which will serve as electron donors and compensate for excess holes from N substitution, as discussed below (see also Supplementary Fig. 6 for the effect of artificially adding an electron per nitrogen to compensate for the excess holes from N substitution).

To understand the effect of O vacancies separately, we performed spin-polarized calculations at two different vacancy concentrations of 6 and 1.5%, using PBE and PBE with Hubbard U-corrections37 (PBE+U, effective U(V)=2.7 eV)17, to verify the robustness of our results with respect to the functional adopted in our calculations. Both at the PBE and PBE+U levels of theory, at the two concentrations, we found that the presence of O vacancies, which were created by removing neutral O atoms, did not lead to any modification of the bandgap of BiVO4 (for details see Supplementary Figs 7 and 8). We also observed the formation of localized, filled states inside the bandgap of pristine BiVO4. Interestingly, the spin density of the gap states is localized on V, as shown in Supplementary Fig. 8, causing local lattice distortions (in addition to those induced by missing O atoms), and indicating the formation of small polarons. Indeed, small polarons are likely to form in oxides such as BiVO4 that exhibit strong electron–phonon interaction, as indicated, for example, by the large difference between the high frequency and static dielectric constants ɛ (the high frequency and static ɛ, averaged over the three lattice directions, are 6.9 and 52, respectively, as computed by density functional perturbation theory38 for pure BiVO4).

Our results on the formation of small polarons are consistent with recent mobility measurements on single crystal n-type BiVO4, which reported very low electron mobilities39 (0.2 cm–2 V–2 s–1) and suggested that the conduction of electrons is dominated by small polaron hopping. Previous calculations showed that O vacancies lead to shallow donor levels in BiVO4 (ref. 31), with negative ionization energies for E(V0/V2+) and that the only stable charged state for an O vacancy in BiVO4 is q=+2 due to the spontaneous ionization of two electrons, regardless of the Fermi level position40. These results are consistent with our finding that the two electrons present at an O vacancy site are ionized and localized at V atoms, thus forming small polarons. Similar findings for SrTiO3 have also been discussed in a recent study by Janotti et al.41 We also computed the small polaron binding energy42, that is, the energy difference between bound small polarons and free carriers. We found a non-negligible value of 0.50 eV indicating that the formation of small polarons is energetically favourable (see Methods for calculation details).

Having established the separate effects of N substitution and O vacancies on the electronic structure of BiVO4, we now turn to analyze their combined effect. In the case of charge-balanced N substitution (9% O replaced with 6% N and 3% O vacancy) we found that no states are formed in the bandgap of BiVO4, as shown in Fig. 4a. This is because the electrons ionized from O vacancies compensate for the holes generated by N substitution, thus balancing the charge. No small polaron is formed at the vanadium sites in this case. The important finding is that the bandgap is still lowered by 0.3–0.4 eV (depending on the location in the lattice of the substituted N) compared to that of pure BiVO4. The computed projected density of states (as shown in Supplementary Fig. 9) showed that the VBM has contributions from both O and N 2p states, similar to the case of N substitution discussed earlier. With lower doping concentration (4.5% O replaced with 3% N and 1.5% O vacancy), the VBM moves upward by 0.2 eV compared with that of pure BiVO4. In sum, we found that in the presence of N substitution and charge-compensating O vacancies, the bandgap decrease is similar to that obtained in the case where only substitutional N is present, and the bandgap decrease is more pronounced with increasing N concentration.

The information on energy levels provided by band structure calculations is insufficient to investigate light absorption efficiency of BiVO4. Hence, we also computed the optical transition probabilities from valence to conduction states for pristine and charge-balanced N-doped BiVO4 (9% O replaced with 6% N and 3% O vacancy) and simulated absorption spectra using the random phase approximation including local field effects43. Although this approximation neglects excitonic effects, we expect it to be accurate to account for changes in absorption spectra when N is added to the sample44. We estimated the change of the exciton binding energy before and after doping by using a hydrogen-like model and we found it is of the order of 0.05 eV (see Methods for details). The spectra were averaged over three lattice directions to compare with experimental results obtained from polycrystalline samples. The resulting simulated absorption spectra show that the absorption edge of N-doped BiVO4 is lower than that of the pristine BiVO4 by about 0.3 eV (Fig. 4b), confirming that charge-balanced N substitution can indeed enhance visible light absorption at lower energy. This result agrees well with our experimental observation that incorporating 8% N results in a 0.2 eV reduction of the bandgap.

Our experimental results suggest that in addition to the O vacancies caused by charge-balanced replacement of O2− with N3−, additional oxygen vacancies are present serving as electron donors in N2-treated BiVO4. Therefore, we performed calculations of N-doped BiVO4 with excess O vacancies (6% N and 6% O vacancy) (Fig. 5; Supplementary Fig. 10), where half of the O vacancies balance the charges of substitutional N atoms, and the other half provide extra electrons to form polarons. We observed both a reduction of the bandgap by 0.3 eV (Fig. 5a), compared with that of pristine BiVO4, and the formation of small polarons localized on V atoms (Fig. 5b).

We also note that N-doping increases the mobility of small polarons by changing the static dielectric constant of BiVO4 (ref. 45). Our computation shows that small polarons’ activation energy of N-doped BiVO4 (6% N substitution and 3% O vacancies) is lowered by 1.1% and, as a result, the electron mobility is increased by 25% according to the small polaron model (see the Methods section for the computation details)39,42. This means that the measured, enhanced φsep of the N2-treated sample is not only due to an increase in carrier density but also due to an increase in carrier mobility. To confirm this, we prepared H2-treated BiVO4 that has the same O vacancy concentration and, therefore, the same carrier density as the N2-treated sample but no N incorporation (Supplementary Fig. 11)31. By comparing electron transport properties of the two samples using APCEs and photocurrents generated by front-side and back-side illuminations (Supplementary Figs 11 and 12)16,46,47,48, we observed that the electron transport of N2-treated samples is more enhanced than that of H2-treated samples. This result suggests that other than the carrier density increase by O vacancies that are common for H2-treated and N2-treated samples, the N2-treated samples have an additional factor improving electron transport. This agrees well with the result from the polaron activation energy calculation that N incorporation results in an increase in polaron mobility.

Altogether, our experimental and computational results show that the simple and mild N2 treatment used in this study simultaneously enhanced photon absorption, carrier density and carrier mobility, all of which are critical for improving the photoelectrochemical properties of BiVO4.

### Photo-oxidation of water

The ability of N2-treated BiVO4 electrode to photoelectrolyze water was examined in a 0.5 M phosphate buffer (pH 7.2) after oxygen evolution catalysts (OECs), FeOOH and NiOOH, were photodeposited on the N2-treated BiVO4 surface sequentially; a FeOOH layer was first photodeposited on the N2-treated BiVO4 surface followed by the deposition of a NiOOH (see Methods for the synthesis details). It was reported that the BiVO4/FeOOH interface minimizes electron–hole recombination at the BiVO4/FeOOH junction and the NiOOH/electrolyte surface makes the surface charge more favourable while concurrently improving the water oxidation kinetics11. As a result, the dual catalyst layer structure provided the best performance compared with single layer or the OEC layers with the reversed order.

Since the surface of the N2-treated BiVO4 electrode is expected to be quite different from that of the untreated BiVO4 electrode (for example, surface charge and surface termination), the N2-treated BiVO4/FeOOH interface may no longer be ideal. However, depositing the same OECs on BiVO4 and N2-treated BiVO4 would allow us to examine any changes at the BiVO4/OEC junction and for solar water oxidation caused solely by N2 treatment.

The results show that N2 treatment increased the photocurrent density for water oxidation at 0.6 V versus RHE from 2.71 to 3.47 mA cm–2 (Fig. 6a). The JV curve was also measured using a two-electrode cell to calculate ABPE (Fig. 6b). The highest ABPE, 2.2%, was achieved at 0.58 V, which is the record-high ABPE attained by a single oxide photon absorber to date (Fig. 6c). The Faradaic efficiency for O2 evolution at 0.6 V versus RHE was 96% (Fig. 6d). The ratio of H2:O2 produced was 1.81:1 (Fig. 6d). Considering that there are no competing reactions available at the cathode, the slight deviation from the stoichiometric H2/O2 production is due to the leak of H2 during manual sampling of H2 for gas chromatography analysis.

The long-term stability of N2-treated BiVO4/FeOOH/NiOOH for water oxidation was examined by measuring J–t plots at 0.6 V versus RHE and was compared with the long-term stability of N2-treated BiVO4 for sulfite oxidation at the same potential (Fig. 6e). The photocurrent for sulfite oxidation was stable for 50 h and no sign of decay was observed, suggesting that the presence of nitrogen and oxygen vacancies in the lattice are stable under illumination and electrical bias. The photocurrent for water oxidation was stable for 30 h but after 30 h it gradually decreased. Considering the photostability of N2-treated BiVO4 for sulfite oxidation and the previously reported photostability of undoped BiVO4 combined with the same OECs for water oxidation11, the instability observed during photo-oxidation of water is most likely due to the instability of the N2-treated BiVO4/OEC junction resulting in the loss of OECs over time, which was confirmed by XPS studies (Supplementary Fig. 13). These results suggest that while N2-treated BiVO4 itself is compositionally stable, it will require new OECs to form a more stable N2-treated BiVO4/OEC interface to achieve a long-term stability for photo-oxidation of water.

## Discussion

Annealing of nanoporous BiVO4 at 350 °C under N2 flow resulted in substitutional incorporation of nitrogen and the formation of O vacancies, which simultaneously enhanced photon absorption, carrier density and carrier mobility. The effect of N incorporation and O vacancies in the BiVO4 lattice were thoroughly examined experimentally and computationally to provide new understanding of the electronic band structures and photoelectrochemical properties of BiVO4. Charge-balanced N-doping (that is, 9% O replaced with 6% N and 3% O vacancy) reduced the bandgap of BiVO4 by elevating the VBM without introducing mid-gap states in the bandgap region. N-doping also decreased the static dielectric constant of BiVO4 and improved the mobility of electrons, which are small polarons. In addition to the O vacancies required for charge-balanced N-doping, the N2-treated BiVO4 contained additional oxygen vacancies, which served as electron donors in N2-treated BiVO4. As a result, the major carrier density as well as the major carrier mobility of BiVO4 could be increased by the simple N2 treatment. The experimental and theoretical studies reported herein may serve as guidelines to further improve photon absorption and charge transport of BiVO4-based photoanodes for more practical and efficient solar water splitting. For example, predicting and incorporating a dopant that can simultaneously improve photon absorption and charge transport may serve as an effective strategy to improve photoelectrochemical performance. Future studies should also include identifying OECs that can optimally interface with BiVO4 electrodes with modified compositions.

## Methods

### Nitrogen incorporation into BiVO4

The nanoporous BiVO4 electrode used in this study was prepared using the same method reported in our recent paper11,49. Nitrogen incorporation was achieved by annealing the BiVO4 electrodes at 350 °C for 2 h in a tube furnace while flowing N2. This annealing condition was identified as optimal to generate samples with the best photoelectrochemical properties after trying various annealing temperatures (300–450 °C, ramping rate=5 °C min–1) and annealing times (1–3 h). The N incorporation shown in this study is the maximum N incorporation that can be achieved by N2 treatment. Increasing temperature or duration of N2 treatment did not increase the N incorporation. When the duration of N2 treatment is shortened, the amount of N incorporated could be reduced but the photocurrent enhancement was also reduced. For example, when the annealing time at 350 °C while flowing N2 was reduced from 2 h to 30 min, the N content, x, in BiVO4−1.5xNx was reduced from=0.33 to 0.10 judging from the XPS results and the photocurrent density at 0.6 V versus RHE was reduced from 4.2 to 3.4 mA cm–2.

### Photodeposition of FeOOH/NiOOH OECs on N2-treated BiVO4 electrodes

The photodeposition of dual-layer oxygen evolution reaction catalysts (that is, FeOOH and NiOOH) on the surface of the N2-treated BiVO4 photoanode were performed using the method described in our recent paper11 with a few modifications. Before photodeposition, the N2-treated BiVO4 was first immersed in 1 M NaOH solution for 1–2 min to ensure the wetting of its hydrophobic surface. After rinsing the surface with DI water, the photodeposition of FeOOH was carried out in a 0.1 M FeSO4 solution (pH 3.2–3.8) while gently stirring. Before photodeposition, the solution was purged with nitrogen gas for 1 h. An undivided three-electrode cell composed of a N2-treated BiVO4 working electrode, a Pt counter electrode, and a Ag/AgCl (4 M KCl) reference electrode, was used. A 300 W Xe arc lamp (Oriel Newport) with an AM 1.5G filter, neutral density filters and a water filter (IR filter) was used as the light source. The light was illuminated through the FTO contact (back-side illumination) and the light intensity at the FTO surface was adjusted to be 1 mW cm–2 using a research radiometer (International Light, IL 1700) coupled with a thermopile detector (International Light, SED623/H/N/K15). To facilitate photodeposition, an external bias of ca. 0.26–0.31 V versus Ag/AgCl (4 M KCl), which was the open circuit potential of the N2-treated BiVO4 electrodes in the solution in dark, was applied using a potentiostat (BioLogic SP-200). After the photodeposition of FeOOH, the electrodes were rinsed with DI water and dried at room temperature. Among various photodeposition times tested (that is, 10–60 min), deposition for ca. 45 min (passing a total charge of 65–70 mC cm–2) was identified to be optimum to maximize photocurrent generation for water oxidation.

Photodeposition of NiOOH was carried out on the N2-treated BiVO4/FeOOH electrodes using a 0.1 M NiSO4 solution with pH adjusted to 6.3–7.0 by adding NaOH. To facilitate photodeposition, an external bias of ca. 0.12–0.16 V versus Ag/AgCl (4 M KCl), which was the open circuit potential of the N2-treated BiVO4/FeOOH electrodes in the solution in dark, was applied. The optimum deposition time was ca. 25 min (passing a total charge of 20–22 mC cm–2). After photodeposition of NiOOH, NiOOH was also electrochemically deposited by applying +1.2 V versus Ag/AgCl (4 M KCl) for 1 min. This was to deposit NiOOH on any bare BiVO4 or FTO surfaces exposed to the electrolyte. After deposition, the electrodes were washed with DI water and dried at room temperature. The molar ratio of Fe/Ni in optimized N2-treated BiVO4/FeOOH/NiOOH electrodes was estimated to be 4.92±1.87 by energy-dispersive spectroscopy (using three samples at the 95% confidence level).

### Characterization

The purity and crystal structure of the synthesized electrodes, pristine BiVO4 and N2-treated BiVO4, were examined by X-ray diffraction (Bruker D8 Advanced PXRD, λ=1.5418 Å, 298 K, Ni-filtered Cu Kα-radiation). The crystal morphologies of the electrodes were examined with scanning electron microscopy using a LEO 1530 microscope at an accelerating voltage of 5 kV. The chemical composition of Bi/V in the BiVO4 electrodes was confirmed to be 0.98±0.02 by a Hitachi S3400-N microscope equipped with an energy-dispersive X-ray spectrometer (Thermo Fisher Scientific Inc.). For the quantitative analysis of the amount of nitrogen doping in N2-treated BiVO4, EPMA employing a CAMECA SX-50 apparatus was conducted. In sample preparation, the anode material on the FTO film was scraped off and placed on a carbon tape. A precisely quantitative analysis of nitrogen was achieved by calibration using a high-purity GaN as a standard reference. Ultraviolet–visible absorption spectra were obtained on a Cary 5000 Ultraviolet–visible spectrophotometer (Agilent), in which the sample electrode was fixed in the centre of an integrating sphere to measure all light reflected and transmitted to accurately assess the absorbance. FTO glass was used as the reference for these absorption measurements. XPS spectra were recorded using a K-Alpha X-ray photoelectron spectrometer (Thermo Scientific Inc.) equipped with a monochromated Al Kα line as the X-ray source. The binding energies were calibrated with respect to the residual C (1s) peak at 284.6 eV. Raman spectra of the pristine BiVO4 and the N2-treated BiVO4 electrodes were recorded at room temperature using a Raman spectrometer (Thermo Scientific DXR smart Raman spectrometer). A red laser (780 nm) was used as excitation source. The electrodes were placed such that the BiVO4 and the N2-treated BiVO4 side of electrodes faced the laser source. Capacitance measurements for Mott–Schottky plots were obtained using a SP-200 potentiostat/EIS (BioLogic Science Instrument) with an EC-Lab software package. A sinusoidal modulation of 10 mV was applied at frequencies of 0.5 and 1 kHz. The three-electrode setup was used in a 0.5 M phosphate buffer solution (pH 7.2). All electrodes were masked with epoxy resin to expose the same geometrical area (ca. 0.1 cm2) for this measurement. The zeta potential measurements of pristine BiVO4 and N2-treated BiVO4 were conducted using a zeta potential analyser (Micromeritics NanoPlus-2), which measures electrophoretic mobilities of charged particles to calculate zeta potentials. This was to compare Helmholtz layer potential drop (VH) of the pristine and N2-treated BiVO4 electrodes (equation 1), which is another factor that affects the position of flatband potential (EFB) (equation 2)35.

The point of zero zeta potential (pHPZZP) of BiVO4 and N2-treated BiVO4 could not be directly measured because BiVO4 is not chemically stable near its pHPZZP. However, zeta potentials at pH 7.2 solution could still be used to qualitatively compare the pHPZZPs of BiVO4 and N2-treated BiVO4 and their effects on EFB. For the zeta potential measurement, BiVO4 and N2-treated BiVO4 nanoparticles were scratched off the electrode substrates and dispersed in a 0.5 M phosphate buffer solution (pH 7.2) using sonication.

### Photoelectrochemical measurements

Photoelectrochemical performances of photoanodes prepared in this work were evaluated in a typical undivided three-electrode configuration using a SP-200 potentiostat/EIS (BioLogic Science Instrument). The simulated solar illumination was obtained by passing light from a 300 W Xe arc lamp (Oriel Newport) through a water filter (IR filter)/neutral density filters/an AM 1.5G filter. Illumination through the FTO side (back-side illumination) was used. The power density of the incident light was calibrated to 100 mW cm–2 at the surface of the FTO substrate (before the light penetrates FTO) by using a research radiometer (International Light, IL 1700) coupled with a thermopile detector (International Light, SED623/H/N/K15) and a NREL certified reference cell (Photo Emission Tech., Inc.). The beam passed through an optical fibre and the active area of the sample exposed to electrolyte is between ca. 0.1–0.2 cm2. Photocurrent measurements were performed in a 0.5 M potassium phosphate (KH2PO4) buffer solution (pH 7.2) with or without 1 M sodium sulfite (Na2SO3) as a hole scavenger. Before measurements, the electrolyte was thoroughly deaerated by purging with nitrogen. Photocurrents were monitored either while sweeping the potential to the positive direction with a scan rate of 10 mV s−1 or while applying a constant bias. The mean values and confidence intervals of photocurrent density and electron–hole separation yield provided in the text and Supplementary Table 1 were determined using measurements on three different samples at the 95% confidence level. While all measurements were carried out using a Ag/AgCl (4 M KCl) reference electrode, all results in this work were presented against the RHE for ease of comparison with H2 and O2 redox levels and other reports that used electrolytes with different pH conditions. The conversion between potentials versus Ag/AgCl and versus RHE is determined using the equation below.

IPCE at each wavelength was determined using illumination from a 300 W Xe arc lamp (Oriel Newport) passed through an AM 1.5G filter, neutral density filters, and a water filter to approximate the output of the sun. Monochromatic light was produced using an Oriel Cornerstone 130 monochromator with a 10-nm bandpass. The intensity of incident light was measured using a research radiometer (International Light, IL 1700) with a calibrated silicon photodiode detector (International Light, SED033). IPCE was measured in 0.5 M phosphate buffer (pH 7.2) with the same three-electrode setup described above for photocurrent measurements, using a Princeton Applied Research Potentiostat/Galvanostat model 263A to apply 0.6 V versus RHE. APCE was obtained by dividing the IPCE by the light harvesting efficiency at each wavelength using the following equations (equations 4 and 5).

To calculate respective Jmaxs (maximum photocurrent density achievable assuming 100% IPCE for photons with energy ≥Eg) of BiVO4 and N2-treated BiVO4, the National Renewable Energy Laboratory (NREL) reference solar spectral irradiance at AM 1.5G (radiation energy (W m−2 nm−1) versus wavelength (nm)) was first converted to the solar energy spectrum in terms of number of photons (s−1 m−2 nm−1) versus wavelength (nm)50. Then, the number of photons above the bandgap energy of each sample shown in this study was calculated using a trapezoidal integration (in 10 nm increments) of the spectrum and was converted to the current density (mA cm−2). Jmaxs for pristine BiVO4 and N2-treated BiVO4 were 6.47 and 9.12 mA cm–2, respectively.

To calculate Jabs (photocurrent assuming 100% APCE), the light harvesting efficiency at each wavelength was multiplied during each step of the trapezoidal integration. Using these calculations, Jabss for pristine BiVO4 and N2-treated BiVO4 were calculated to be 4.44±0.05 mA cm–2 and 5.30±0.07 mA cm–2, respectively.

Photocurrent density obtained for sulfite oxidation was used to calculate the electron–hole separation yield (=the yield of the photogenerated holes that reach the surface), φsep, using the following equation (equation 6), where JPEC is the measured photocurrent density and φox is the yield of the surface reaching holes that are injected into the solution species51,52. For sulfite oxidation with extremely fast oxidation kinetics, surface recombination is negligible and φox is 1. Therefore, φsep is obtained by dividing JPEC by Jabs.

The ABPE was calculated from the J–V curves obtained from a two-electrode systems assuming 100% Faradaic efficiency using the following equation, where J is the photocurrent density, Vbias is the applied bias between working electrode (BiVO4 photoanode) and counter electrode (Pt cathode) and Pin is the incident illumination power density (AM 1.5G, 100 mW cm–2) (equation 7)12.

O2 measurements were performed using an Ocean Optics fluorescence-based oxygen sensor (Neofox, FOSPOR-R 1/16″). The probe measures the O2 content in the headspace as mole%, which was converted to micromoles after adjusting for the O2 dissolved in solution using Henry’s Law. O2 measurements were performed with an undivided two-electrode cell using a custom built and airtight 3-neck 50 ml round-bottom flask with a N2-treated BiVO4/FeOOH/NiOOH working electrode and a Pt mesh counter electrode. O2 measurements were carried out while applying 0.6 V between the working electrode and the counter electrode. The experiment of oxygen evolution was run for 3 h after a 15-min waiting period at open circuit. The 15 min periods before and after the oxygen evolution step were used to calculate the O2 leak rate of the cell. The amount of O2 detected was divided by the amount of O2 expected calculated from photocurrent assuming 100% Faradaic efficiency to calculate the true Faradaic efficiency or the photocurrent-to-O2 conversion efficiency.

H2 production measurements were carried out by applying 0.6 V between the working electrode and the counter electrode (two-electrode system) under the same condition used in O2 measurement, using GC (SRI Instruments) to analyze the headspace. The amount of H2 gas evolved was determined by taking 100 μl of gas from the headspace of the cell using a syringe and injecting it into the gas-sampling loop of the GC every one hour. The GC was equipped with a packed MolSieve 13 X column. Helium (Airgas, ultra high purity) was used as the carrier gas. A helium ionization detector was used to quantify hydrogen concentration.

All the confidence intervals for any quantity shown in the main text were calculated using the 95% confidence level.

### DFT calculations for nitrogen substitutions

Calculations were performed with the Quantum Espresso Package53 using DFT with the generalized gradient approximation and the parameterization proposed by PBE36. We used ultrasoft pseudo-potentials, where (3s, 3p) electrons of V were included in the valence partition. A kinetic energy cutoff of 40 and 240 Ry for the wavefunction and charge density, respectively, and (4 × 3 × 6) Monkhorst–Pack k-point grids were used in geometry optimizations, and (5 × 5 × 7) k-point grids were used for density of states calculations. In our super cell calculations, both internal geometry and cell size were fully optimized for pristine BiVO4 and only the internal geometry was optimized for N-doped BiVO4.

We obtained a bandgap of 2.25 eV for pristine BiVO4, underestimating the experimental optical gap by only 0.2 eV. The good agreement between the computed bandgap and the experimental optical gap is due to a partial cancelation of errors, encompassing the PBE underestimation of gaps, the neglect of excitonic effects (the exciton binding energy is estimated to be 0.23 eV) and spin-orbit coupling (40 meV, as obtained by fully relativistic calculations). The exciton binding energy was estimated using a hydrogen-like model, (Eb: the binding energy of the first excitonic state; m: the effective mass, ; ɛ: the high-frequency dielectric constant).

Our results for the band structure of the N-doped oxide (12.5% O atoms replaced with N, equivalent to the stoichiometry BiVO3.5N0.5) are shown in Supplementary Fig. 5 for the spin-polarized configuration, which was found to be energetically favoured. The 1:1 substitution of O with N cannot compensate for the charge change caused by the loss of an O atom. (Oxygen has 6 valence electrons and N has 5 valence electrons.) The resulting presence of excess holes leads to two localized empty bands (labelled ‘a’ in Supplementary Fig. 5b) inside the bandgap of BiVO4. The energy of the localized mid-gap states is sensitive to the location of N atoms in the lattice (it varies by 0.5 eV depending on the position of the N atom). The bandgap of N-doped BiVO4, defined as the energy difference between the top of the valence band (level labelled ‘b’ in Supplementary Fig. 5b) and the bottom of the conduction band (level labelled ‘c’ in Supplementary Fig. 5b), is 1.77 eV at 12.5% N-doping, i.e. 0.48 eV lower than that of pristine BiVO4.

These bands are no longer present in the case of N substitution accompanied by charge-balancing O vacancies, which will serve as electron donors and compensate for the excess holes present due to N substitution (Fig. 4a). We also show the band structure of the N-doped oxide (12.5% O replaced with N) when we artificially added an electron per nitrogen to compensate for excess holes generated from charge-imbalanced N substitution (Supplementary Fig. 6). (In other words, we artificially substituted O with N). Our results show that the bandgap of N doped BiVO4 is 1.86 eV at 12.5% N-doping, that is, 0.39 eV lower than that of pristine BiVO4. However, in this case the mid-gap states are no longer present. The projected density of states in Supplementary Fig. 6a shows that there is significant hybridization between N 2p and O 2p states at the top of the valence band.

### DFT calculations for oxygen vacancies

Calculations were performed using spin-polarized DFT and the PBE approximation. We also included Hubbard U-corrections to the d electrons of V (U=2.7 eV) following a previous study by Park et al.17. All O vacancies discussed in this study were created by removing neutral O atoms. At the PBE level of theory, when 1.5 or 6% O vacancies were introduced in the system, we observed the appearance of one isolated band inside the bandgap of BiVO4 (shown in Supplementary Fig. 7), whose bandgap and insulating character were however not changed. We found that the two electrons from O vacancies were ionized and localized on a V and a Bi atom, at the PBE level of theory, as shown in Supplementary Fig. 7. This makes the charge state of the O vacancy q=+2. Within PBE+U, the isolated gap states observed within PBE split into two bands, with the spin density mostly localized on V atoms for both states, as shown in Supplementary Fig. 8. The inclusion of Hubbard U has several effects; it leads to (i) localization of the excess electrons only on V and (ii) an increase in the energy difference between the filled gap states created by oxygen vacancies and the conduction band minimum (mainly composed of V d states) by 0.2 eV, compared with PBE; such differences increase with the magnitude of U, however the charge density remains localized on V atoms for all U values.

### Small polaron binding energy and mobility

The small polaron binding energy (Wp) can be computed42 where , ɛ and ɛ0 are the high frequency and static dielectric constant respectively; the rp is the small polaron radius. The small polaron radius is on the order of magnitude of 1 Å, and it can be approximately computed as , where is the number of centres per unit volume. The computed ɛ and ɛ0 are 6.9 and 52, respectively, for undoped BiVO4 and we obtain rp=1.73 Å from our DFT calculations (at the PBE level of theory), which gives a polaron binding energy of 0.52 eV. The model adopted here yields a lower bound for the polaron binding energy. The polaron binding energy is non-negligible compared with kT; hence the formation of small polarons at V sites is energetically favoured.

Recent resistivity (ρ) measurements39 on single crystal n-doped BiVO4 show that between 250 and 400 K, the resistivity data perfectly fit to the adiabatic small polaron model42: , where T is the absolute temperature, k is the Boltzmann’s constant and WH is the polaron hopping activation energy. WH may be approximated by , where ɛp and rp have been defined above42,54, in the formula giving the polaron binding energy. R is the distance between small polaron hopping centres. We found that ɛ changed from 6.9 (pristine BiVO4) to 6.2 (doped BiVO4 with 6% N substitution and 3% O vacancies) and ɛ0 changed from 52 (pristine BiVO4) to 27 (doped BiVO4). The significant lowering of ɛ0 stems from the presence of several higher phonon vibrational frequencies present after N-doping (ɛ0 is inversely proportional to the square of the phonon vibrational frequencies). Overall, the WH is lowered by 1.1% upon doping, which leads to an improvement in the mobility μ by 25% according to .

### DFT calculations for charge-balanced N-doped BiVO4

Projected density of states of BiVO4 with charge-balanced N-doping (9% O replaced with 6% N and 3% O vacancy) obtained within DFT-PBE+U is shown below (Supplementary Fig. 9). In this case, due to the relative proportion of substitutional N atoms and O vacancies, electrons from O vacancies compensate for extra holes generated by N substitution, balancing the charge. For the charge-balanced N-doping, we have also carried out calculations to study the stability of an N dopant and O vacancy complex, by comparing the total energy of a configuration where the O vacancy is far away from a N dopant (at a 7–10 Å distance) to that of a configuration where the O vacancy is close to a N dopant (at a 2 Å distance) in which case N dopants and O vacancies interact strongly to form a complex; we used a super cell with two N dopants and one extra O vacancy. We found that the total energy is lowered by 0.26 eV when forming a N dopant–O vacancy complex, which means that the complex defect is thermodynamically preferred; however, the formation of this complex may be kinetically limited, as the N dopant or O vacancy have to migrate towards each other to form the complex. We note that the band structure of the sample where the N dopant–O vacancy complex is present is more dispersive than that where the N dopants and O vacancies are far apart and the bandgap is 0.2 eV higher.

### DFT calculations for N-doped BiVO4 with excess oxygen vacancies

We performed spin-polarized DFT with the PBE approximation calculations of BiVO4 with additional O vacancies, in excess to those necessary to charge N-substituted centres (doping concentration of 6% N and 6% O vacancies, see Supplementary Fig. 10). As shown in Supplementary Fig. 10, the N 2p states lie at the top of valence band and are mixed with O 2p states; the presence of N leads to an increase of the VBM energy and a decrease of the bandgap of BiVO4 by 0.3 eV, (The bandgap here is defined as the energy difference between the bottom of the conduction band above the Fermi level and the top of the valence band (mixed O and N 2p states)). In addition, there are filled gap states due to excess electrons from additional O vacancies, which are localized around V atoms, even with U=0. This is probably due to lattice distortions occurring in the presence of N and favouring localization of electronic states. The major findings in different doping cases are summarized in Supplementary Table 2.

How to cite this article: Kim, T. W. et al. Simultaneous enhancements in photon absorption and charge transport of bismuth vanadate photoanodes for solar water splitting. Nat. Commun. 6:8769 doi: 10.1038/ncomms9769 (2015).

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## Acknowledgements

This work was supported by the National Science Foundation (NSF) under the NSF Center (CHE-1305124). Computer time was provided by NERSC. Y.P. and G.A.G. thank Dr. Hosung Seo for useful discussions.

## Author information

Authors

### Contributions

K.-S.C. and G.A.G. supervised the project. T.W.K. planned and performed all experiments. T.W.K. and K.-S.C. interpreted the experimental results. Y.P. planned and performed all calculations. Y.P. and G.A.G. interpreted the calculations and consulted with K.-S.C. and T.W.K. to relate the calculation and experimental results. All authors contributed to writing the manuscript.

### Corresponding authors

Correspondence to Giulia A. Galli or Kyoung-Shin Choi.

## Ethics declarations

### Competing interests

The authors declare no competing financial interests.

## Supplementary information

### Supplementary Information

Supplementary Figures 1-13 and Supplementary Tables 1-2 (PDF 1295 kb)

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Kim, T., Ping, Y., Galli, G. et al. Simultaneous enhancements in photon absorption and charge transport of bismuth vanadate photoanodes for solar water splitting. Nat Commun 6, 8769 (2015). https://doi.org/10.1038/ncomms9769

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