Algorithms that use hardware transactional memory (HTM) must provide a software-only fallback path to guarantee progress. The design of the fallback path can have a profound impact on performance. If the fallback path is allowed to run concurrently with hardware transactions, then hardware transactions must be instrumented, adding significant overhead. Otherwise, hardware transactions must wait for any processes on the fallback path, causing concurrency bottlenecks, or move to the fallback path. We introduce an approach that combines the best of both worlds. The key idea is to use three execution paths: an HTM fast path, an HTM middle path, and a software fallback path, such that the middle path can run concurrently with each of the other two. The fast path and fallback path do not run concurrently, so the fast path incurs no instrumentation overhead. Furthermore, fast path transactions can move to the middle path instead of waiting or moving to the software path. We demonstrate our approach by producing an accelerated version of the tree update template of , which can be used to implement fast lock-free data structures based on down-trees. We used the accelerated template to implement two lock-free trees: a binary search tree (BST), and an (a,b)-tree (a generalization of a B-tree). Experiments show that, with 72 concurrent processes, our accelerated (a,b)-tree performs between 4.0x and 4.2x as many operations per second as an implementation obtained using the original tree update template.
@cite_11: Transactional Lock Elision (TLE) uses Hardware Transactional Memory (HTM) to execute unmodified critical sections concurrently, even if they are protected by the same lock. To ensure correctness, the transactions used to execute these critical sections “subscribe” to the lock by reading it and checking that it is available. A recent paper proposed using the tempting “lazy subscription” optimization for a similar technique in a different context, namely transactional systems that use a single global lock (SGL) to protect all transactional data. We identify several pitfalls that show that lazy subscription is not safe for TLE because unmodified critical sections executing before subscribing to the lock may behave incorrectly in a number of subtle ways. We also show that recently proposed compiler support for modifying transaction code to ensure subscription occurs before any incorrect behavior could manifest is not sufficient to avoid all of the pitfalls we identify. We further argue that extending such compiler support to avoid all pitfalls would add substantial complexity and would usually limit the extent to which subscription can be deferred, undermining the effectiveness of the optimization. Hardware extensions suggested in the recent proposal also do not address all of the pitfalls we identify. A longer version of this paper proposes hardware extensions that make lazy subscription safe, both for SGL-based transactional systems and for TLE, without the need for special compiler support.
Invyswell is closest to our three path approach. At a high level, it features an HTM middle path and STM slow path that can run concurrently (sometimes), and an HTM fast path that can run concurrently with the middle path (sometimes) but not the slow path, and two global locking fallback paths (that prevent any concurrency). Invyswell is more complicated than our approach, and has numerous restrictions on when transactions can run concurrently. Our three path methodology does not have these restrictions. The HTM fast path also uses an optimization called lazy subscription. It has been shown that lazy subscription can cause opacity to be violated, which can lead to data corruption or program crashes @cite_11 .