; (D) a registered municipal securities dealer (as defined in section 3(a)(30) of the Securities Exchange Act of 1934) ( 15 U.S.C. 78c(a)(30) ); (E) a registered government securities broker or government securities dealer (as defined in section 3(a)(43) and section 3(a)(44) of the Securities Exchange Act of 1934) ( 15 U.S.C. 78c(a)(43) & 78c(a)(44)); (F) a registered investment adviser (as defined in section 202(a)(11) of the Investment Advisers Act of 1940) ( 15 U.S.C. 80b–1(a)(11) ); (G) a registered transfer agent (as defined in section 3(a)(25) of the Securities Exchange Act of 1934) ( 15 U.S.C. 78c(a)(25) ); or (H) a registered funding portal (as defined in the second paragraph (80) of section 3(a) of the Securities Exchange Act of 1934) ( 15 U.S.C. 78c(a)(80) ). (3) Electronic delivery The term electronic delivery , with respect to regulatory documents, includes— (A) the direct delivery of such regulatory document to an electronic address of an investor; (B) the posting of such regulatory document to a website and direct electronic delivery of an appropriate notice of the availability of the regulatory document to the investor; and (C) an electronic method reasonably designed to ensure receipt of such regulatory document by the investor. (4) Regulatory documents The term regulatory documents includes— (A) prospectuses meeting the requirements of section 10(a) of the Securities Act of 1933 ( 15 U.S.C. 77j(a) ); (B) summary prospectuses meeting the requirements of— (i) section 230.498 of title 17, Code of Federal Regulations; or (ii) section 230.498A of title 17, Code of Federal Regulations; (C) statements of additional information, as described under section 270.30e–3(h)(3) of title 17, Code of Federal Regulations; (D) annual and semi-annual reports to investors meeting the requirements of section 30(e) of the Investment Company Act of 1940 ( 15 U.S.C. 80a–29(e) ); (E) notices meeting the requirements under section 270.19a–1 of title 17, Code of Federal Regulations