; and (3) surveillance and follow-up measures to ensure that the crypto asset intermediary implements and adheres to those procedures. (h) Enforcement by Commissions (1) In general The Securities and Exchange Commission, the Commodity Futures Trading Commission, or a customer protection and market integrity authority operating under delegated authority by the appropriate commission, as applicable to a crypto asset intermediary, shall regularly ascertain the compliance with this section by the crypto asset intermediary (and applicable individuals) at the time of each regular examination of the intermediary by the applicable entity. (2) Investigations The appropriate commission or customer protection and market integrity authority, as applicable, may conduct an investigation into a suspected violation of this section and take enforcement action outside of a regular examination of a crypto asset intermediary, which shall be comprised of the following: (A) With respect to such a violation by that crypto asset intermediary, the following: (i) For an initial violation of this section, the imposition of a civil monetary penalty in an amount that is not more than $100,000. (ii) For any subsequent violation of this section, the imposition of a civil monetary penalty in an amount that is not more than $1,000,000. (iii) The enjoinment of future violations of this section by the crypto asset intermediary and the requirement that the crypto asset intermediary submit to the enforcing entity appropriate remediation plans. (B) For repeated, knowing violations of this section by an individual, the imposition of a temporary or permanent bar from the crypto asset industry with respect to that individual. (i) Applicability to disclosures A document filed with the Securities and Exchange Commission, as otherwise required by law or regulation, is not subject to the requirements of this section. (j) Rules The Commissions, after not less than a 120-day comment period, shall adopt rules to implement this section. . (b) Technical and