; (B) a digital asset broker, for a person intending to register as a digital asset broker under section 15H of the Securities Exchange Act of 1934; or (C) a digital asset dealer, for a person intending to register as a digital asset dealer under section 15H of the Securities Exchange Act of 1934. (2) Conditions A person filing a notice of intent to register under paragraph (1) shall be in compliance with this section if the person— (A) submits to the Commission and continues to materially update a statement of the nature of the registrations the filer intends to pursue; (B) submits to the Commission and continues to materially update the information required by subsections (b) and (c); (C) complies with the requirements of subsection (d); and (D) is a member of a national securities association registered under section 15A of the Securities Exchange Act of 1934 ( 15 U.S.C. 78o–3 ) and complies with the rules of the association, including the rules of the association pertaining to customer disclosures and protection of customer assets. (b) Disclosure of general information A person filing a notice of intent to register under subsection (a) shall disclose to the Commission the following: (1) Information concerning the management of the person, including information describing— (A) the ownership and management of the person; (B) the financial condition of the person; (C) affiliated entities; (D) potential conflicts of interest; (E) the address of the person, including— (i) the place of incorporation; (ii) the principal place of business; and (iii) an address for service of process; and (F) a list of the States in which the person has operations. (2) Information concerning the operations of the person, including— (A) a general description of the person’s business and the terms of service for United States customers; (B) a description of the person’s account approval process; (C) any rulebook or other customer order fulfilment rules; (D) risk management procedures; (E) a description of the product listing process