; and (ii) the nature of any provisions that would allow for the extension of that term. (B) The performance of the listed firm’s net of fees, as measured by the public market equivalent or a similar measure. (C) A list of target firms with respect to which the listed firm was a control person and the period of that control. (D) The number of employees at each target firm identified under subparagraph (C), as of the date on which the listed firm became a control person with respect to the target firm, and the date on which the listed firm ceased to be a control person with respect to the target firm. (E) A list of target firms with respect to the listed firm with respect to which a case has been commenced under title 11, United States Code. (F) For each target firm with respect to the listed firm, and with respect to which the listed firm is a control person— (i) a list of actions taken by any State or local regulatory agency; and (ii) any legal or regulatory penalties paid, or settlements entered into, by the general partners of the target firm or the target firm itself. (3) The percentage breakdown of the means employed by the investment adviser to divest ownership or control of target firms, including— (A) the sale of target firms to other private funds; (B) the sale of target firms to private entities; (C) the sale of target firms to issuers, the securities of which are traded on a national securities exchange; (D) the commencement of cases under title 11, United States Code, with respect to target firms; and (E) initial public offerings with respect to target firms. VI Restrictions on securitizing risky corporate debt 601. Risk retention requirements for securitization of corporate debt Section 15G of the Securities Exchange Act of 1934 ( 15 U.S.C. 78o–11 ) is amended— (1) in subsection (a)(3)— (A) in subparagraph (A), by striking or at the end; (B) in subparagraph (B), by striking and at the end and inserting or ; and (C) by adding at the end the following: (C) a manager of a collateralized debt obligation