; (III) any documents filed with the Securities and Exchange Commission under the Securities Act of 1933 ( 15 U.S.C. 77a et seq.) or with the securities regulator of any State, as required by law; (IV) any investment and offering documents, including subscription, investment, partnership, and operating agreements, private placement memoranda, term sheets, biographies for management, officers, directors, and any person with similar responsibilities, the description of the business plan to be provided to potential alien investors, and marketing materials used or to be used in connection with the offering as of the time of the filing, which shall contain references, as appropriate, to— (aa) any investment risks associated with the new commercial enterprise and the affiliated job-creating entity; (bb) any conflicts of interest that exist or may arise among the regional center, new commercial enterprise, job-creating entity, or the principals, attorneys, or individuals responsible for recruitment or promotion of such entities; (cc) any pending litigation or bankruptcy, or adverse judgments or bankruptcy orders issued during the most recent 10-year period, in the United States or abroad, affecting the regional center, new commercial enterprise, any affiliated job-creating entity, or any other enterprise in which any principal of the aforementioned entities held majority ownership at the time; and (dd) (AA) any fees, ongoing interest, or other compensation paid or to be paid by regional center or new commercial enterprise to agents, finders, or broker dealers involved in the offering; (BB) a description of the services performed, or which will be performed, by such person to entitle the person to such fees, interest, or compensation; and (CC) the name and contact information of any such person, if known at the time of filing