; (bb) describe the actions taken to remedy the noncompliance; and (cc) certify that the regional center, any associated new commercial enterprises, any job-creating entities, and all persons involved with such entities are currently in compliance. (IV) Due diligence investigation Any certification provided by a certifier under this clause with respect to an entity in which the certifier is not in a position of substantive authority shall be made to the best of the certifier’s knowledge after due diligence investigation. (iii) Oversight required Each regional center shall— (I) monitor and supervise all offers, purchases, and sales of, and investment advice relating to securities made by the regional center, any associated new commercial enterprises, any job-creating entities, and all persons involved with such entities to confirm compliance with the securities laws of the United States; (II) maintain records, data, and information relating to all such offers, purchases, sales, and investment advice during the 5-year period beginning on the date of creation of such records, data, or information, which shall be made available to the Secretary upon request