II 115th CONGRESS 2d Session S. 3004 IN THE SENATE OF THE UNITED STATES June 6, 2018 Mr. Cotton (for himself and Mr. Jones ) introduced the following bill; which was read twice and referred to the Committee on Banking, Housing, and Urban Affairs A BILL To amend the Sarbanes-Oxley Act of 2002 to exclude privately held, non-custody brokers and dealers that are in good standing from certain requirements under title I of that Act, and for other purposes.