; and (ii) (I) with the purpose of changing or influencing the control of the issuer; or (II) in connection with, or as a participant in, a transaction having the purpose of changing or influencing the control of the issuer; (C) any securities not outstanding which are subject to a provision described in subparagraph (A)(i)— (i) shall be deemed to be outstanding for the purpose of computing the percentage of outstanding securities of the class shorted by a person; and (ii) shall not be deemed to be outstanding for the purpose of computing the percentage of outstanding securities of the class by any other person; and (D) subparagraphs (A) through (C) shall remain applicable for the purpose of determining the obligation to file with respect to the underlying security even though the option, warrant, or right is— (i) of a class of equity security, as defined in section 240.13d–1(i) of title 17, Code of Federal Regulations, or any successor thereto; and (ii) may give rise to a separate obligation to file. . (d) Effective date The amendments made by subsections (b) and (c) shall take effect on the date on which the Securities and Exchange Commission makes the amendments required under subsection (a).