Procaspase-3 Overexpression in Cancer: A Paradoxical Observation with Therapeutic Potential
Many anticancer strategies rely on the promotion of apoptosis in cancer cells as a means to shrink tumors. Crucial for apoptotic function are executioner caspases, most notably caspase-3, that proteolyze a variety of proteins, inducing cell death. Paradoxically, overexpression of procaspase-3 (PC-3), the low-activity zymogen precursor to caspase-3, has been reported in a variety of cancer types. Until recently, this counterintuitive overexpression of a pro-apoptotic protein in cancer has been puzzling. Recent studies suggest subapoptotic caspase-3 activity may promote oncogenic transformation, a possible explanation for the enigmatic overexpression of PC-3. Herein, the overexpression of PC-3 in cancer and its mechanistic basis is reviewed; collectively, the data suggest the potential for exploitation of PC-3 overexpression with PC-3 activators as a targeted anticancer strategy.
CANCER, APOPTOSIS, AND PROCASPASE-3<!>Procaspase-3 Activation to Caspase-3.<!>Procaspase-3 Overexpression in Cancer.<!>Transcriptional Regulation of Procaspase-3.<!>Post-Translational Regulation of Procaspase-3 and Caspase-3 with Inhibitory Zinc.<!>Other Modulations of Caspase-3 Activity.<!>Proteolysis through Caspase-3 and Its Role in Cancer.<!>Sub-Lethal Caspase-3 Activity Leads to Genomic Instability.<!>Leveraging Procaspase-3 Overexpression for Selective Anticancer Therapy.<!>Procaspase Activating Compound 1 (PAC-1).<!>Combination Studies with PAC-1.<!>CONCLUSIONS AND OUTLOOK
<p>Apoptosis is a central pathway used in organismal development and maintenance of homeostasis, with a crucial role in eliminating genetically unstable or aberrantly growing cells. First postulated in 19721,2 and later evidenced by recognition of the Bcl-2 oncogene,3,4 apoptosis represents a major barrier for the development and progression of cancer. This inhibitory relationship has led to the canonical view that cancers must evade apoptotic induction to root themselves as a developing tumor, with evasion of apoptosis classified as a major hallmark of cancer.5,6 Cancer cells employ a variety of strategies to evade apoptosis, as has been extensively reviewed.5,6 Classically, these strategies follow the dogma that cancers overexpress antiapoptotic proteins or have mutated/downregulated pro-apoptotic proteins, consistent with the notion that apoptosis is tumor suppressive.</p><p>Induction of apoptosis results from a variety of intrinsic or extrinsic signals. Halting intrinsic apoptosis can be the result of multiple mechanisms including (l) shunting pro-apoptotic signals (e.g., p53 loss-of-function mutations),7,8 (2) increased expression of antiapoptotic proteins (e.g., Bcl-2 overexpression),9 or (3) decreased expression of pro-apoptotic proteins (e.g., APAF-1 ).10 Extrinsic apoptosis is often prevented via perturbation of death receptors (e.g., decoy receptors)11,12 or employment of the altered expression patterns described for intrinsic apoptotic evasion. Most importantly for this review, these alterations of apoptosis almost always lie upstream of the proteolytic cleavage of executioner caspases, namely the activation of zymogen procasapase-3 (PC-3) to active caspase-3 (Figure 1).13,14 Of note, loss-of-function mutations of PC-3/caspase-3 are rarely observed in tumors.13,15–17</p><p>Interestingly, recent studies suggest there are also oncogenic roles for pro-apoptotic machinery,18–24 including PC-3. In this review, we analyze the multidisciplinary work surrounding the study of PC-3 expression and its role in oncogenesis, the biochemistry and cellular biology of PC-3 regulation, and therapeutic development seeking to utilize PC-3 overexpression as a target for selective anticancer therapy. Specifically, the evidence for overexpression of PC-3 in multiple cancers is summarized, and the landscape of PC-3 gene and enzymatic regulation is detailed. These data provide an emerging explanation for PC-3 overexpression in cancer, and this common aberration in cancer suggests a broadly leverageable therapeutic target.</p><!><p>PC-3, the precursor to caspase-3, consists of a prodomain, a large subunit, and a small subunit (Figure 2A). PC-3 activation to caspase-3 results from proteolysis at Asp9, Asp28, and Asp 175.26–28 Caspase-3 is a cysteine protease that cleaves over 200 proteins and ultimately leads to apoptotic cell death.29–31 The conversion of PC-3 to caspase-3 is a crucial node of apoptosis and is often considered as a "point of no return" for a cell. While PC-3 is generally regarded as the inactive zymogen form of caspase-3, multiple groups have demonstrated that PC-3 does have proteolytic activity, albeit at least 200-fold less active than caspase-326,28,32 (although experimental care must be taken to ensure observed activity is not due to small amounts of contaminating caspase-333). This is perhaps best evidenced by experiments in which proteolysis was observed with a noncleavable mutant of PC-3, which is unable to form caspase-3.28 While in canonical apoptosis PC-3 is cleaved to caspase-3 via activity of caspase-8/−9, PC-3 activation can also be the result of an autocatalytic mechanism in which PC-3 or caspase-3 cleaves another equivalent of PC-3 (Figure 2B).28,33 This autocatalysis enables minimal activity of PC-3/caspase-3 to propagate, having profound effects in cells (Figure 2C). As such, analyses that implicate caspase-3 proteolysis are complicated by intrinsic activity of PC-3, and small perturbations in basal PC-3/ caspase-3 levels and activity can lead to significant outcomes as demonstrated by engineered overexpression of PC-3/caspase-3. experiments34–36.</p><!><p>PC-3 overexpression in cancer has been reported in a variety of contexts, summarized in Table 1. There are a few caveats to this compiled data set. First, in studies on this topic it is not always reported if the antibodies used are specific for caspase-3, PC-3, or both. We have excluded references that are vague in their antibody descriptions, such as reports that solely measure active caspase-3 levels in tumors. Another note is defining the term overexpression. "Overexpression" in Table 1 is noted</p><p>when a report describes abnormally high expression of PC-3 as compared to matched normal tissue (the ideal case) or increased expression when comparing clinical stages of cancerous tissues. "Underexpression" is defined as the opposite case. Finally, there are numerous cancer types that do not appear in Table 1. This is simply because there are no published data about those missing cancers, and as such absence from Table 1 does not imply any information on the PC-3 expression.</p><p>Table 1 summarizes a growing body of work suggesting that the overexpression of PC-3 is common across a wide range of cancer types. There are still conflicting reports within some cancers, likely due to insufficient data. For example, in colorectal cancers, Yeatman and co-workers highlighted the correlation of PC-3 expression with the mutational status of APC, a critical tumor suppressor that is mutated in 80% of colorectal cancers.68,95 However, other reports demonstrate robust overexpression of PC-3 in colorectal cancer patient samples with no mention of APC mutational status.32,64–67 Such inconsistencies notwithstanding, the totality of the studies in Table 1 demonstrate strong evidence for the near-ubiquitous overexpression of PC-3 in cancers. These data further demonstrate the continued need for robust tumor samples along with matched normal tissue to empower the understanding of cancer s proteomic landscape.</p><!><p>CASP3 (the gene encoding PC-3) is one of the target genes for the E2F family of transcription factors.96 In the absence of growth signals, E2F forms a complex with the retinoblastoma (Rb) family of proteins, specifically pRb,97 which silences its transcriptional activity (Figure 3A). When growth signals are present, CDK4/6 kinases are not inhibited by pl6INK4a (encoded by CDKN2A) and form a complex with cyclin D to phosphorylate pRb. Phosphorylated-pRb dissociates from the pRb–E2F complex, liberating E2F to turn-on transcriptional activity (Figure 3B). Interestingly, the pRb/E2F signaling nexus is often dysregulated in many cancers (for example, through overexpression of CDK4/6 and cyclin D), leading to unfettered transcriptional activity of E2F (Figure 3C).98–103 This common occurrence of pRb/E2F pathway dysregulation in multiple cancers, which funnels to the eventual upregulation of CASP3 transcription, is a possible explanation for the prevalence of PC-3 overexpression across numerous cancers.</p><!><p>It is important when discussing overexpression of a protein to also consider key post-translational regulation of an enzyme's activity in cells. Specifically for PC-3 and caspase-3, inhibitory zinc plays a vital regulatory role. Labile zinc pools have been studied in a variety of contexts,104–108 and the labile zinc concentration in cells is estimated to be in the high picomolar to low nanomolar range, suggesting a tightly regulated system of zinc transport.109–112 Preventing aberrant apoptosis is closely tied to maintaining labile zinc,113–115 and there are multiple reports of zinc inhibition of caspase-316 – 20 and PC-328 in biochemical assays.</p><p>A recent detailed report from Hardy and co-workers121 demonstrates the importance of zinc to modulate the activity of caspases and further establishes the stoichiometry of zinc ion binding, and their experimental values for zinc inhibition of caspase-3 are in agreement with previous experimental methods,118,120 as are their caspase-3/zinc stoichiometries.122 These data suggest zinc inhibits caspase-3 with an IC50 of 12.5 nM, and caspase-3 binds three zinc ions.121 Interestingly, caspase-3 binds these zinc ions even in the presence of a covalent caspase inhibitor (zVAD-FMK). This result suggests that one zinc ion inhibits the active site of caspase-3 while leaving the reactive cysteine unperturbed, consistent with a prior investigation.120 Hardy et al. hypothesize that one zinc ion binds the catalytic histidine (inhibiting proteolysis) while the two other zincs bind in exosites outside the active site of caspase-3 (Figure 4A).121 While studies of inhibitory zinc often focus on caspase-3, PC-3 proteolytic activity and autoactivation to caspase-3 are also inhibited by zinc;28 overall, it appears that zinc plays a significant role in regulating both PC-3 and caspase-3 function (Figure 4B).</p><p>Modulation of zinc levels can be a powerful means to alter caspase activity in a given cell type. Regardless of the absolute zinc levels in cancer cells,123–127 the overexpression of PC-3 across many cancers results in a perturbation of the labile zinc/ PC-3 ratio. This ratio is important for controlling the basal caspase-3 activity in cells, as an increase in PC-3 concentration favors PC-3 activation (Figure 5). Further, this ratio in normal cells (low expressers of PC-3) is a differential that provides a basis for targeting cancer cells specifically with PC-3 activators.</p><!><p>Post-translational modifications (PTMs) that enhance or inhibit caspase activity can be a mechanism for regulation of caspase activity in cells (comprehensively reviewed by Lavrik and co-workers).128Specifically for caspase-3, there are multiple examples of PTMs that inhibit the enzymatic function of caspase-3, including S-nitrosylation on the catalytic Cysl63,129–33 glutathionylation of cysteine residues,134 and phosphorylation of Seri50 by p38-MAPK.135,136 The overexpression of PC-3 could counteract inhibitory PTMs found on caspase-3 and promote apoptosis in these diseased cells.</p><p>The overexpression of the X-linked inhibitor of apoptosis (XIAP) protein is a direct mechanism to inhibit caspase-3 activity and is reported in a variety of cancers. XIAP is an E3 ligase that mediates the ubiquitination of caspase-3,7,9.137,138 However, XIAP does not inhibit PC-3 activity, since the LAP recognition motif is only revealed upon PC-3 cleavage to caspase-3.137,139,140 Therefore, XIAP acts to prevent cytotoxic caspase-3 activity, but this expression does not alter proteolytic events facilitated by PC-3. Perturbing XIAP activity to promote apoptosis has been demonstrated with SMAC mimetics, and there are ongoing explorations of these anticancer agents.138</p><!><p>While sufficiently high caspase-3 activity leads to apoptotic death, it now appears that PC-3 and caspase-3 activity may have nonapoptotic roles and broader effects on a cell population (Figure 6A).141 The possibility of PC-3/caspase-3 activity as pro-tumorigenic has significant implications for basic and translational research, and these single cell and tumor-microenvironment mechanisms have been the focus of recent reviews.18–24 Here, we consider implications of minimal caspase-3-like activities (either from PC-3 or caspase-3), providing a possible advantage for cancer cells that overexpress PC-3.</p><!><p>The elucidation of cellular substrates for caspase-3 reveals that proteins involved in DNA repair are preferentially cleaved by caspase-3 during apoptosis.30 These perturbations in DNA repair protein levels may lead to genomic instability, ultimately enhancing carcinogenesis. For example, Li and coworkers demonstrated that sublethal doses of ionizing radiation led to profound DNA damage (Figure 6B),142 but these genomic instabilities were not observed in cells lacking PC-3 expression or lacking catalytically competent caspase-3. In a follow-up study, the Li group reported sublethal activation of caspase-3 promoted DNA damage as a result of Myc-induced oncogenesis in breast epithelial cells, MCF10A, suggesting caspase-3-dependent oncogenic transformation.143 CRISPR/Cas9-mediated knockout of PC-3 led to reduced DNA damage and abolishment of carcinogenic effects. In both of these studies,142,143 DNA damage was the result of endonuclease G (EndoG), a DNase that is liberated from the mitochondria following caspase-3 activation. EndoG activity has been shown in the presence of pan-caspase inhibitors,144 implying that caspase-3 activation may not be solely responsible for EndoG-mediated DNA damage. Importantly in both studies, tumor formation in mice was compromised when cancer cells had PC-3 knocked down, implying a dependency on PC-3 expression for tumor formation and maintenance (Figure 6C). Thus, the overexpression of PC-3 may not merely be a passive effect but could be a true driver for oncogenic transformation, strengthening the case for PC-3 as a therapeutic target.</p><p>In a separate report, Tait and co-workers found that sublethal concentrations of ABT-737, a Bcl-2/Bcl-xL inhibitor, led to minority mitochondrial outer membrane permeablization (MOMP), caspase-3-mediated CAD (caspase-activated DNAase) activation, and extensive DNA damage (Figure 6D,E).145 Treatment with a pan-caspase inhibitor led to no DNA damage upon ABT-737 treatment. Pretreatment of cells with ABT-737 increased tumor formation as compared to pretreatment with the inactive enantiomer of ABT-737 (Figure 6F), consistent with studies by Li and co-workers142,143 and suggesting again that caspase-3 is critical for tumorigenesis. Further validating these reports, other work has revealed that sublethal antimitotic146 and extrinsic-apoptotic agents147 induce DNA damage. Taken together, it appears that caspase-3 promotes DNA damage and oncogenic transformation when sublethal levels of PC-3 activation are induced by a variety of environmental stresses.</p><p>These data suggest that there may be an advantage to cancer cells that overexpress PC-3, resulting in higher levels of genetic instability. Given PC-3 autoactivation, a lower barrier to sublethal caspase-3 activity afforded by a decreased zinc/PC-3 ratio (Figure 5) may be sufficient to promote DNA damage and oncogenesis. Whether this lower level of proteolysis is the result of direct PC-3 mediated cleavages resulting from aberrantly high concentrations of PC-3 or low levels of caspase-3 accessed via PC-3 autocatalysis remains unanswered. Regardless, genomic instability resulting from PC-3 overexpression represents a possible explanation for the paradoxical overexpression of PC-3, a canonical pro-apoptotic protein, in cancer. There are other possible pro-oncogenic roles of PC-3/ caspase-3 activity, including promoting a tumorigenic proliferative state, as has been extensively discussed.18–20,22,23,148</p><!><p>The majority of the current anticancer arsenal (both conventional cytotoxins and targeted therapies) relies on robust activation of apoptosis via processes upstream of PC-3 for their antitumor effect.25,149 Due to a variety of mechanisms, these therapies can fail to elicit levels of caspase-3 activity sufficient for apoptotic death, diminishing their efficacy.149 As described above, a low level of caspase-3 activity may actually benefit cancers, which has led to the suggestion of caspase inhibition as a therapeutic strategy.19,20 However, given (l) the downstream location of PC-3 in the apoptotic cascade relative to frequently mutated proteins (Figure 1),150 (2) the low frequency of PC-3 loss-of-function mutations in cancer,15,17 (3) the robust overexpression of PC-3 in a number of cancer types (Table l), and (4) the dependency of tumorigenesis on maintained PC-3 expression (Figure 6), therapeutic interventions that directly activate PC-3 leading to robust caspase-3 activity represent a strategy to overcome apoptotic evasion and synergize with the current suite of anticancer drugs.</p><!><p>With this backdrop, a first-in-class small molecule activator of PC-3, the first procaspase-activating compound (PAC-1 ), was reported in 2006.64 PAC-1 treatment leads to robust activation of apoptosis in multiple cancer cell lines and patient-derived tumor cells, while having a minimal effect in normal cell lines and matched normal tissues.64,151,152 Through multiple mechanistic studies, it has been shown that PAC-1 leads to PC-3 activation via chelation of the inhibitory zinc of PC-3 (Figure 7A).28 The affinity of PAC-1 for zinc (Kd
= 1.28nM)153 allows for chelation of inhibitory zinc from PC-3 but is not strong enough to disrupt proteins containing essential zinc ions.42,15 PAC-1 chelation of intracellular labile zinc has been demonstrated using genetically encoded zinc-selective sensor proteins,155 and this unique mode of action of PAC-1 has been validated via utilization of caspase-specific inhibitors156 caspase-specific substrates151 in work with Bax/Bak double knockout cells157,158 as well as explorations using a PAC-1 derivative in caspase-3/caspase-7 knockout cell lines.42</p><p>The relationship between PAC-1 and other therapeutically relevant metal chelators has been extensively described as has evidence suggesting PAC-1 is not acting through a pan-assay interfering mechanism.25,28,153 Targeting transition metal homeostasis is known to be a viable drug strategy.25,153,159,160 PAC-1 is stable at temperatures and pH values well outside of the physiological range161 and the N-acyl hydrazone functional group is found in other drugs (e.g., rifampicin, eltrombopâ). Over 1000 PAC-1 derivatives have been synthesized,162–169 as recently reviewed.25 In particular, the derivatives S-PAC-1, B-PAC-1, and SM-1 appear to have clinical promise (Figure 7B)>25,47,170–174</p><p>PAC-1 has been used as a tool for exploring the effect of direct PC-3 activation in a variety of contexts, highlighted by the recent work of Fuchs and co-workers that elucidated a key role for caspase-3 activity in regulating organ size.175 PAC-1 has also been utilized for the induction of apoptosis176–182 for the direct activation of PC-3 downstream of the mitochondria157,183–189 and has been the subject of detailed preclinical studies.161,190–194 PAC-1 is part of several pharmacological reagent kits (e.g., Sigma LOPAC bioactives library, SCADs inhibitor kit) and has been evaluated in multiple large-scale drug/cell line screens.195–197 The half-life of PAC-1 is ~25 min in mice153 and ~2.1 h in dogs198 but markedly longer in humans (discussed below), suggesting differences between the rodent and human metabolism of PAC-1.</p><!><p>Given that PC-3 activation is crucial for apoptotic-inducing agents, investigation of PAC-1 treatment as a means to synergistically enhance the activity of a variety of chemotherapeutics has been explored.51,199 Of interest, PAC-1 + doxorubicin has efficacy in animal models of osteosarcoma, including in canine cancer patients.199 PAC-1 + doxorubicin treatment induced shrinkage of pulmonary macrometastatic lesions in canines with metastatic osteosarcoma (trial size n = 6), and in another small trial PAC-1 + doxorubicin showed impressive results for the treatment of canine lymphoma (trial size n = 4).199</p><p>PAC-1 is a blood–brain barrier penetrant155 suggesting the possibility for treating CNS cancers, namely glioblastoma (GBM). PAC-1 induces synergistic apoptosis with the standard-of-care drug temozolomide (TMZ) in many glioma cancer cell lines and in vivo intracranial rodent models.51 Again, a small clinical trial enrolling canine cancer patients with spontaneous glioma allowed for further valuable preclinical assessment of PAC-1, given the outstanding evidence that canine glioma mirrors its human counterpart.49,200–202 Three canine glioma patients were treated with a protocol that mimics human treatment protocols, i.e., PAC-1, radiation, and TMZ cycling. Marked responses were observed with tumor regressions of 43%, 60%, and 100% observed in these three patients51.</p><p>As stated by Thornbury and Lazebnik in 1998, proteolysis of a protein represents an irreversible post-translational modification,203 and the ability to degrade a target rather than inhibit its function is an emerging therapeutic strategy.204,205 PAC-1 treatment in combination with a variety of clinically approved kinase inhibitors leads to synergistic caspase-3 activity, resulting in increased apoptotic cell death and delayed onset of resistance.206,207 MEK1/2 are the gatekeeper kinases for ERK½ phosphorylation, and MEK1/2 reactivation is a major driver of resistance to MAPK-pathway targeted agents (Figure 7C).208 Direct PC-3 activation with PAC-1 leads to caspase-3 dependent proteolysis of MEK1/2, irreversibly removing the necessary cellular machinery to reactivate MAPK signaling (Figure 7D). As shown, PAC-1 combinations lead to persistent inhibition of MEK1/2 phosphorylation (Figure 7E), resulting in minimal resistance (Figure 7F).207 This study highlights the ability to leverage caspase-3's proteolytic substrate scope29,31 to cleave proteins within cells and utilize cancer s overexpression of PC-3 to selectively direct this degradation only to cancer cells.</p><p>On the basis of compelling data in mouse models of cancer64,199,206,209 and m canine cancer patients,51,199 a phase 1 clinical trial of PAC-1 for late-stage cancer patients was initiated (). Thus far, it has been reported that PAC-1 has excellent pharmacokinetics in human cancer patients (e.g., a half-life of ~20 h210), and PAC-1 has been dosed as high as 750 mg (oral tablet, once-a-day for 21 days) with signs of efficacy in these late-stage cancer patients.211,212 The FDA granted PAC-1 orphan drug designation for the treatment of GBM, and based on the demonstration that PC-3 expression is increased in glioma samples,48–51 and data showing efficacy of PAC-1 + TMZ in rodent models of glioma and canine glioma patients,51 the combination of PAC-1 and TMZ is being assessed in recurrent human GBM patients. Initial reports of this trial () suggest that the PAC-1/TMZ combination is well-tolerated and that PAC-1 has outstanding pharmacokinetics in this combination study.213</p><!><p>Apoptosis-inducing drugs are a mainstay of many anticancer regimens. Cancers must evade apoptosis to proliferate, and it appears that certain subapoptotic processes may be advantageous for cancers (e.g., through genetic instability). The zymogen precursor of executioner caspase-3, PC-3, is overexpressed in multiple malignances, and this abnormal expression suggests the possibility for crucial roles of canonical apoptotic machinery in oncogenic transformation. PC-3 presents an opportunity to target cancer through weaponization of PC-3 overexpression to selectively generate cytotoxic caspase-3 in cancer cells. PAC-1 is a first-in-class drug that chelates the inhibitory zinc from PC-3/caspase-3, restoring their enzymatic function. PAC-1 has been useful as a tool to explore procaspase-3 function, and the translational potential of PAC-1 is being evaluated in human cancer patients (, , ). Continued efforts to unravel the overexpression of PC-3 and studies that capitalize on this paradoxical observation will further our understanding of the complex relationship between normal cell growth, apoptosis, and cancer.</p>