(a) Name of Issuer: TheStreet, Inc.
B. Riley Diversified Equity Fund ("BRDEF").
BRF, BRFBR, BR Dialectic, Dialectic, and BRDEF are organized under the laws of the State of Delaware.
As of the close of business on December 31, 2018, BRFBR beneficially owned 3,403,636 shares of Common Stock.
As of the close of business on December 31, 2018, Dialectic beneficially owned, 200,378 shares of Common Stock. BR Dialectic is the general partner of and an investment advisor to Dialectic, BR Dialectic is a wholly-owned subsidiary of BRCM, and BRF is the parent company of BRCM. As a result, BR Dialectic, BRCM and BRF may be deemed to have indirectly beneficially owned the 200,378 shares held by Dialectic.
As of the close of business on December 31, 2018, BRDEF beneficially owned 167,047 shares of Common Stock. BRCM is an investment advisor to BRDEF, and BRF is the parent company of BRCM. As a result, BRCM and BRF may be deemed to have indirectly beneficially owned the 167,047 shares held by BRDEF.
As of the close of business on December 31, 2018, BRCM, as the investment advisor of certain Separately Managed Accounts (the "SMA Accounts"), may be deemed to have beneficially owned the 44,200 shares of Common Stock directly owned by the SMA Accounts. BRF is the parent company of BRCM. As a result, BRCM and BRF may be deemed to have indirectly beneficially owned the 44,200 shares held by the SMA Accounts.
BRF as the parent company of BRCM and BRFBR may be deemed to have beneficially owned the 3,815,261 shares of Common Stock beneficially owned in aggregate by BRCM and BRFBR.
As of the close of business on December 31, 2018, BRFBR beneficially owned 6.86% of the outstanding shares of Common Stock.
As of the close of business on December 31, 2018, Dialectic beneficially owned 0.40% of the outstanding shares of Common Stock. BR Dialectic is the general partner of and an investment advisor to Dialectic, BR Dialectic is a wholly-owned subsidiary of BRCM, and BRF is the parent company of BRCM. As a result, BR Dialectic, BRCM and BRF may be deemed to have indirectly beneficially owned the 0.40% of the outstanding shares held by Dialectic.
As of the close of business on December 31, 2018, BRDEF beneficially owned 0.34% of the outstanding shares of Common Stock. BRCM is an investment advisor to BRDEF, and BRF is the parent company of BRCM. As a result, BRCM and BRF may be deemed to have indirectly beneficially owned the 0.34% of the outstanding shares held by BRDEF.
As of the close of business on December 31, 2018, BRCM, as the investment advisor of certain Separately Managed Accounts (the "SMA Accounts"), may be deemed to have beneficially owned the 0.09% of the outstanding shares of Common Stock directly owned by the SMA Accounts. BRF is the parent company of BRCM. As a result, BRCM and BRF may be deemed to have indirectly beneficially owned the 0.09% of the outstanding shares held by the SMA Accounts.
As of the close of business on December 31, 2018, BRF as the parent company of BRCM and BRFBR may be deemed to have beneficially owned 7.69% of shares of outstanding shares of Common Stock, beneficially owned in the aggregate by BRCM and BRFBR.
These percentages are based on a total of 49,612,180 shares of Common Stock outstanding as of November 9, 2018, as disclosed in the Issuer's quarterly report on Form 10-Q, as filed with the Securities and Exchange Commission on November 14, 2018.