Title: SEC Charges Radio Personality for Conducting Misleading Investment Seminars
Product review: SEC Charges Radio Personality for Conducting Misleading Investment Seminars."According to the SEC's order instituting administrative proceedings against Lucia and RJL, they held the seminars highlighting their Buckets of Money strategy in an effort to obtain advisory clients who would be charged fees in return for their advisory services. They promoted the seminars on Lucia's radio show and on Lucia's personal and company websites."A Google search for sec gov buckets will bring up the charges.
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