Conferences sponsored by securities Conferences sponsored by securities 
companies, etc., as neededcompanies, etc., as needed
Online conferences held as neededOnline conferences held as needed
Annual and interim reports (in JapaneseAnnual and interim reports (in Japanese 
and English)and English)
We believe that the SMFG Group can contribute We believe that the SMFG Group can contribute 
further to the creation of a sustainable society further to the creation of a sustainable society 
through its activities in financial markets.through its activities in financial markets.
For example, SMBC Friend Securities markets For example, SMBC Friend Securities markets 
“Environmental Sustainability Bond”“Environmental Sustainability Bond” *1*1 while  while 
SMBC Nikko Securities markets “WB Green SMBC Nikko Securities markets “WB Green 
Bonds (Green Bonds)”Bonds (Green Bonds)” *2*2. These are bonds. These are bonds 
for fund procurement that are also intendedfor fund procurement that are also intended 
as tools for contributing to protecting and as tools for contributing to protecting and 
conserving the global environment. For conserving the global environment. For 
customers who wish to invest in companies customers who wish to invest in companies 
that contribute to a sustainable society,that contribute to a sustainable society, 
we offer a wide range of socially responsiblewe offer a wide range of socially responsible 
investment vehicles.investment vehicles.
TheThe Japan Research Institute analyzes applicant Japan Research Institute analyzes applicant 
companies’ corporate social responsibility companies’ corporate social responsibility 
activities, and uses the information it gathers activities, and uses the information it gathers 
to create a basic file on companies managing to create a basic file on companies managing 
socially responsible investment fundsocially responsible investment funds*3*3.
In November 2010, the Sumitomo Mitsui In November 2010, the Sumitomo Mitsui 
Financial Group listed on the New York Financial Group listed on the New York 
Stock Exchange. This move, we believe, not Stock Exchange. This move, we believe, not 
only significantly increases convenience for only significantly increases convenience for 
our overseas shareholders and investors, our overseas shareholders and investors, 
but also broadens our customer base as it but also broadens our customer base as it 
further increases the transparency of our further increases the transparency of our 
financial position. Listing on the New York financial position. Listing on the New York 
Stock Exchange as a socially responsible Stock Exchange as a socially responsible 
corporation accelerates our evolution into a corporation accelerates our evolution into a 
global player.global player.
*1 In December 2010, SMBC Friend Securities sold a total of AUD25 million in “Environmental Sustainability Bond.” 
*2 This fund is provided by SMBC Nikko Securities under the full name Bond for Contributing to Environmental Protection.
*3 As of the end of June 2011, approximately ¥63.5 billion in total had been invested in nine publicly offered socially responsible investment (SRI) trust funds.
Date of opening Sold by
SMBC Nikko Securities
Sumitomo Mitsui Banking Corporation
SMBC Nikko Securities
SMBC Nikko Securities
Sumitomo Mitsui Banking Corporation
SMBC Nikko Securities 
SMBC Nikko Securities / Sumitomo Mitsui Banking Corporation
SMBC Nikko Securities
Aug. 20, 1999
Mar. 14, 2006
Dec. 20, 2006
Aug. 31, 2007
Aug. 31, 2007
Apr. 28, 2009
 
Feb. 19, 2010
Jun. 30, 2010
Nickname
Double Wing
Rising Tomorrow
Cool Earth
Global Shift


The World Bank Green Fund
Balance
at March 31, 2011
8,888
1,494
31,810
12,810
20,888
14,935
13,870
1,230
Official name of fund
Nikko Eco Fund
Six-Asset Balanced Fund (distribution type, growth type)
Nikko DWS New Resource Fund
UBS (JP) Climate Change Fund
DWS New Resources Technology Fund
Nikko World Trust – Nikko Green New Deal Fund