A low-cost, scalable monitoring solution to help financial institutions detect anomalies and potential incidents of misconduct.
In the last ﬁve years, ﬁnancial institutions have lost more than US$19 billion due to unauthorised trading and ﬁnes resulting from the failure to spot trading misconduct.
In an effort to safeguard these institutions from rogue behaviour and unauthorised trading, more and more complex regulatory obligations are being introduced. But whilst organisations are keen to remain compliant, actually keeping track of behaviour and watching for anomalies is a difficult and time consuming challenge.
Businesses are in need of a reliable, low cost, scalable solution they can trust to manage surveillance, run supporting operations and return accurate insights on a global scale.
Surveillance Grid is designed to proactively detect these anomalies and potential incidents of misconduct in order to significantly reduce the risk of non-compliance against regulatory standards. It can be tailored to your requirements, allowing you to monitor the specific risks of interest to you in both the first and second lines of defence.
Proactively monitor trader activity to help you comply with regulation requirements.
Monitor across all surveillance channels, including trade, audio and other communications (email and chat) in one platform.
Proven to reduce up to 65% false positives with the use of advanced machine learning and Deloitte methodologies.
Helps generate a richer, consistent and accurate data set by running a series of processes designed to sanitise, cleanse and normalise all data sets.
Information is available to users with the appropriate rights, including an end to end workflow and approval process.
As more investment managers use the platform, a scoring system across activities allows you to receive a benchmark view across peers of your surveillance maturity.
We have a structured methodology where we work with you to run a proof of concept for the app of your choice (with your data) to prove value.
You subscribe to the platform once (annual cost) where you have access to a series of apps and additional Deloitte services (market insight, dedicated survey, white papers, peer benchmarking).
Once you have subscribed to the platform, you can choose the apps you want to subscribe to from a wide ranging catalogue, including Investment Monitoring, Compliance Monitoring, Market Abuse, Regulatory Reporting, Risk Assessments, Conflicts of Interest, Product Governance, etc.
We conduct the analysis for you, and help tailor the app to your need and requirements.
We have teams dedicated to providing global technical support and subject matter expert advice for Surveillance Grid users.