# Short-range correlations and spin-mode velocities in ultrathin one-dimensional conductors 兲 ```RAPID COMMUNICATIONS
PHYSICAL REVIEW B 71, 161304共R兲 共2005兲
Short-range correlations and spin-mode velocities in ultrathin one-dimensional conductors
Michael M. Fogler
Department of Physics, University of California San Diego, La Jolla, California 92093, USA

In ultrathin wires positioned on high-␬ dielectric substrates or nearby metallic gates, electrons can form
strongly correlated one-dimensional fluids already at rather high electron densities. The density-density correlation function, charge compressibility, spin susceptibility, and electron specific heat of such fluids are calculated analytically. The results are relevant for transport and thermodynamics of carbon nanotube field-effect
transistors and semiconductor quantum wires.
DOI: 10.1103/PhysRevB.71.161304
PACS number共s兲: 73.21.Hb, 71.10.Pm, 73.22.⫺f
There is a long-standing theoretical prediction that onedimensional 共1D兲 electrons do not obey the conventional
Fermi-liquid theory but instead form a Luttinger liquid 共LL兲1
whose fundamental degrees of freedom are bosonic modes
that separately carry electrons’ charge and spin. Experimental verification of the LL theory has proved to be a challenge.
There is, however, evidence for a LL-specific suppression of
tunneling into carbon nanotubes 共CNs兲2 and a spin-charge
separation in quasi-1D organics.3 Vexing questions remain:

from the Fermi-liquid in real 1D systems 共aside from the
special case of quantum Hall edge states4兲? And if so, 共2兲
What theory should one use to describe such a regime in the
presence of long-range Coulomb interactions? Finally, 共3兲
What phenomena can one expect from this deeply nonFermi-liquid state? Below we propose that the desired
strong-coupling regime can be realized if an ultrathin wire,
e.g., a CN is 共i兲 placed on a high-␬ dielectric substrate or 共ii兲
brought close to a metallic gate. In contrast, the traditional
prescription for obtaining a strongly correlated regime is to
lower the electron density n thereby increasing the Coulomb
coupling constant rs = 1 / 2naB, where aB = ប2␬ / m*e2 is the effective Bohr radius. Unfortunately, this route quickly runs
into the problem of localization by disorder, e.g., random
charges on the substrate. The advantage of our proposal is
that the Coulomb potential of these charges would be
strongly screened, whereas interactions among electrons
would be affected much less, as shown below.
We begin with the dielectric substrate case. We call a wire
of radius R ultrathin if R Ⰶ aB. Experimentally, enormous
aB / R ⬃ 104 ratios are achievable in devices that use zigzag
CNs 共Ref. 6兲 placed on the SrTiO3 substrate5 共R
⬃ 1 nm, ប2 / m*e2 ⬃ 50 nm, ␬ ⬃ 200兲. We show that in such an
ultrathin wire Coulomb correlations are enhanced by a large
parameter L = ln共aB / R兲 and a correlated regime—Coulomb
Tonks gas 共CTG兲—appears in a window L−1 Ⰶ rs Ⰶ 1 of low
rs. The CTG can be defined as the state where on all but
exponentially large length scales, x ⬍ x* = aB exp共␲2 / 2rs兲,
electrons behave as a gas of impenetrable but otherwise free
fermions. At such x the LL theory, being an asymptotic longwavelength theory, has no predictive power, and the alternative method presented below is needed; x* ⬃ 1 ␮m should be
achievable in current CN devices.5 The CTG owes its name
to a certain similarity it enjoys with the Tonks-Girardeau gas
of 1D cold atoms.7
1098-0121/2005/71共16兲/161304共4兲/\$23.00
We find that to the leading order in 1 / L Ⰶ 1, the shortrange density correlations in the CTG are identical to those
of a one-component free Fermi gas. The spin correlations are
the same as in the 1D antiferromagnet. We show that the
CTG possesses a number of properties akin to the rs Ⰷ 1 1D
Wigner crystal,8 including a negative compressibility, a high
spin susceptibility and electron specific heat, and also
anomalous finite-temperature transport9 and tunneling10
properties. Thus, although the 1D Fermi gas, the CTG, and
the Wigner crystal are not different thermodynamical phases

short-range properties of the electron system in these three
regimes cause sharp crossover changes in the observables,
similar to the boson case.7
Let us proceed to the derivation of these results. The crucial insight comes from the two-body problem. Consider two
electrons with a relative momentum q ⬃ 1 / a = 1 / 2rsaB interacting via a model potential U共x兲 = e2 / ␬共兩x兩 + R兲. We face the
following puzzle. If rs Ⰶ 1, we have the inequality e2 / ␬បv
Ⰶ 1, so that the kinetic energy greatly exceeds the characteristic Coulomb energy 共v = បq / m* is the relative velocity兲. Naively, one may expect that the Coulomb potential should be a
small perturbation. But the reflection coefficient computed in
the first Born approximation is equal to i ln共Rq兲 / aBq, which
is large in the range of rs that corresponds to the CTG. To
resolve this puzzle one has to separate the effects of the tails
of the Coulomb potential 共large x兲 and of its sharp increase at
the origin 共small x兲. Indeed, let us examine the Schr&ouml;dinger
equation for the wave function ␾ of the relative motion
− ␾ ⬙共 ␰ 兲 +
1
r
␾ − ␾ = 0,
4

where ␰ = qx is the dimensionless separation, r = 1 / qaB, and
␣ = Rq. We focus on the case r ⬃ rs Ⰶ 1, ␣ Ⰶ 1.
The general solution of Eq. 共1兲 is given by
␾共␰兲 = AsWir,1/2共i兩␰兩 + i␣兲 + BsW−ir,1/2共− i兩␰兩 − i␣兲,

where s = sgn共␰兲 and W␮,␯共z兲 is the Whittaker function.11 The
constants As and Bs must be chosen to ensure the continuity
of ␾ and ␾⬘ at ␰ = 0. The Whittaker function has the
asymptotic behavior11
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MICHAEL M. FOGLER
Wir,1/2共i␰兲 ⬃ exp关− i共␰/2兲 + ir ln共␰兲 − ␲r兴,
␰ Ⰷ r. 共3兲
Due to the logarithm in Eq. 共3兲, which results from the
slowly decaying 1 / 兩x兩 tail of the interaction potential, the
scattered states are not exactly plane waves. Thus, if t共q兲
denotes the transmission amplitude, its phase depends on the
distance x from the origin to the points where the scattered
states are measured, t共q兲 ⬀ exp关−ir ln共xq兲兴. However, in a
wide range of x, from the classical turning point x ⬃ r / q
⬃ a2 / aB to an exponentially large distance x ⬃ q−1 exp共1 / r兲
⬃ a exp共1 / rs兲, this dependence of t共q兲 is very slow. The
phase shift accumulated over this entire interval of x is small
and can be ignored. This is consistent with Coulomb potential being a small perturbation at such x. Note that the point
x ⬃ 1 / q, which corresponds to the the characteristic interelectron distance a in the many-body problem, is safely
within the indicated range of x. Therefore, for our purposes
we can define the transmission coefficient by t共q兲 ⬅ B+ / A− at
A+ = 0. With this definition, one can show that t共q兲 is given
by
2

t共q兲 = i exp共− ␲r兲关共d/d␣兲W−ir,1/2

⌿ = exp关W共x1,…,x M 兲兴
⫻共− 1兲Q⌽共s1,…,s M 兲,
iq
,
iq − c共q兲
c=−
h共x兲 = a2具⌿兩␳共x兲␳共0兲兩⌿典 − 1.
2 ln共Rq兲
,
aB
qaB Ⰷ 1.

Thus, there exists a window of momenta, 1 / aB Ⰶ q Ⰶ L / aB,
where the Coulomb barrier is effectively impenetrable

exponentially short approach distance, x ⬃ q−1 exp共−qaB兲.
We conclude that while the tails of the Coulomb potential act
as a small perturbation at momenta q ⬃ kF ⬅ ␲n and distances
x ⬃ a, which are the most relevant for the many-body problem, the strong short-range repulsion yields the effective
hard-core constraint for the charge dynamics. Therefore, in
the first approximation the Coulomb potential is equivalent
to a very thin and high barrier, i.e., to a ␦ function of a large
strength. Equation 共5兲 supports this identification because up
to O共1 / L兲 terms, t共q兲 coincides with the transmission amplitude for the potential
U共x兲 = 共ប2/m*兲c共kF兲␦共x兲.

as in the spin-polarized
In the GIF 共W = 0兲 h共x兲 is the
Fermi gas with the Fermi momentum kF = ␲n,
same18
h共x兲 = − sin2共kFx兲/共kFx兲2 ,

h̃共q兲 = − a + ␪共2kF − q兲q/共2kFn兲,

where x, q−1 Ⰶ L, ␪共z兲 is the step function, and henceforth the
tilde denotes the Fourier transform.
The tails of the Coulomb potential cause a correction
␦h共x兲 to Eq. 共10兲. From the analysis of the two-body problem, we expect that at not too small x, ␦h共x兲 admits a diagrammatic expansion in rs. Since the term 共−1兲Q⌽ does not
affect the dynamics, this expansion has identically the same
form as for one-component fermions, so that the standard
calculation yields, in the leading order
␦h̃ ⯝ −

Note that in the opposite limit r Ⰶ 1 of a low-energy scattering the tails of the Coulomb potential cannot be ignored. The
point of interest x ⬃ q−1 resides deeply inside a classically
forbidden region of the Coulomb barrier where the wave
function ␾ depends exponentially on x. This regime
will not be important in what follows, but for future
reference we quote the counterpart of Eq. 共5兲, 兩t共q兲兩
⯝ 共␲ / L兲exp共−␲ / qaB兲. Let us now apply the above ideas to
the analysis of the many-body problem.
Consider the limiting case R = + 0 first. We have c = ⬁ and
t共q兲 = 0 for all q; hence, the ground-state wave function ⌿
has a node whenever coordinates x j of any particles coincide,
1 艋 j 艋 M. Using an argument similar to Lieb-Mattis
theorem,13 one can show that ⌿ has no other nodes. Thus, it
must have the form

where Q1 through QM are the indices in the ordered list of
the electron coordinates 0 ⬍ xQ1 ⬍ &macr; ⬍ xQM ⬍ L 共periodic
boundary conditions are assumed兲, 共−1兲Q is the parity of the
corresponding permutation, s j is the spin of Qjth electron,
and ⌽ is the spin part of the wave function. The factor
exp共W兲 incorporates the effect of weak 1 / x tails of the interaction. Apart from this, ⌿ coincides with the ground state of
electrons with infinitely strong ␦-function repulsion,18 i.e.,
the gas of impenetrable but otherwise free fermions 共GIF兲.
Below we focus on correlation functions for which W is not
needed directly.
Due to the strict impenetrability built into ⌿, particle exchanges are forbidden, and so neither the parity factor

= + 0 extra assumptions are needed to fix ⌽兲. All correlation
functions are slaved to those of the density operator ␳共x兲,
e.g., the two-point cluster function,
which entails 共cf. Ref. 11兲
t共q兲 =
␲

Qi⬎Qj
⬃ ␦h共2kF兲 +
⯝
rs q 2kF
ln
,
␲ 2 k Fn q
q Ⰶ 2kF ,

rs兩z兩 2
ln 兩z兩,
␲ 2n
2kF − q
→ 0,
2kF

8 rs kF4
,
␲2 n q4
z=
q Ⰷ 2kF .

As one can see, ␦h共x兲 is a small correction to h共x兲 关Eq. 共10兲兴
up to an exponentially large distance x* ⬃ a exp共␲2 / 2rs兲. We
show below that these first-order results for ␦h共x兲 smoothly
match at x ⬃ x* with the asymptotic long-distance behavior of
h共x兲 computed from the LL theory, which is supposed to
resum the perturbative series to all orders. We conclude that
at rsa Ⰶ x Ⰶ x* the first-order perturbation theory applies and
that the charge correlations in the CTG are indeed no different from those of free spinless fermions.
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SHORT-RANGE CORRELATIONS AND SPIN-MODE…
This result suffices to demonstrate that the compressibility
of the CTG is negative. We define the inverse compressibility by ⑂−1 = d2␧ / dn2, where ␧共n兲 is the energy density of the
system. To make it finite the Hartree term 共interaction with a
neutralizing uniform background兲 must be subtracted away.
This is an important difference from the case of short-range
interactions. To the leading order in rs, ␧ is equal to the
kinetic energy of the spin-polarized Fermi gas plus the potential energy evaluated using Eq. 共11兲 for h̃共q兲. This simple
calculation gives
⑂−1 = −

2e2
2rs
␲2
L−
+ ln
−␥ ,
␬
4rs
␲

which is indeed negative at 1 / L Ⰶ rs Ⰶ 1. Here ␥ is the Euler
constant.11 With our definition of ⑂, its negative sign does
not imply any instability of the CTG towards, e.g., phase
separation. The phase separation would cost a large Hartree
charging energy that would outweigh any gain due to negative ⑂−1 term.14
Let us briefly make a connection with the LL theory. The
above result for ⑂ enters the LL machinery through the
charge stiffness parameter
K␳共q兲 =

Ũ共q兲 + ⑂
−1
,
v=␲
បn
.
m*

Unlike the “classical” definition,1 in a Coulomb LL 共Refs. 8,
16, and 17兲 K␳ depends not only on ⑂ but also on the interaction potential Ũ共q兲 ⬃ −2共e2 / ␬兲ln Rq. This is again because
the total-energy cost of the charge buildup is the sum of the
negative ⑂ term 共correlation energy15兲 and the large postitive
Hartree term 共electrostatic energy兲. K␳ shows up 关through
vc共q兲 = vF / K␳共q兲兴 in the dispersion ␻ = vc共q兲q of charge
mode. It also determines the low-q behavior of the density
correlation function
h̃共q兲 + a ⬃ − K␳共q兲q/共kFn兲,
q → 0.

We notice that Eqs. 共12兲 and 共17兲 match at q ⬃ 1 / x* and take
it as evidence that Eq. 共17兲 applies at q ⬍ 1 / x*, while Eq.

theory is sufficient for computing h共x兲 at x ⬍ x*. The LL
theory can also be used to calculate the crossover from Eq.

how the asymptotic exp关−冑rs ln共x / x*兲兴 decay8,16,17 of the
“2kF” 共2a-periodic兲 oscillations of h共x兲 is recovered at
large x.
So far, we have discussed the case of an infinitely thin
wire. If R is finite, ⌿ has nodes only at the coincident positions of the same-spin particles. However, due to the opacity
of the Coulomb barrier in the CTG, h共x兲 is perturbed very
slightly. A much more important difference is that particle
exchanges become allowed and the spin acquires some dynamics. Thus, it becomes meaningful and interesting to determine ⌽. Since particle exchanges are still highly suppressed, only those between nearest neighbors are relevant.
In the CTG they are determined by the two-body transmission amplitude t共q兲. Recall that the orbital part of the scat-
tered wave depends on the total spin S = S1 + S2 of the two
colliding particles,
␾ = ei␰/2 &plusmn; e−i␰/2 + 关t共q兲 − 1兴共ei兩␰兩/2 &plusmn; ei兩␰兩/2兲,

where the upper 共lower兲 sign is for the singlet 共triplet兲. To the
order O共t兲, exactly the same asymptotic scattered wave
would result from the exchange coupling Ueff = 共S1S2
− 1 / 4兲U␴共x兲 if at all k such that 兩t共k兲兩 Ⰶ 1 we have Ũ␴共k兲
= 2共ប2 / im*兲t共k兲k + const, as can be readily verified via Born
approximation. Although the form of the short-range potential U␴共x兲 in the real space is not unique, this has no significance to the first order in the small parameter t. Therefore,
the spin-spin interaction is captured by the Hamiltonian
H␴ =
ប2
m*

1
dk
sks−k − ␳k␳−k Im t共k兲k,
4
2␲

where the integration is to be done up to the ultraviolet cutoff
kmax ⱗ c共kF兲 and sk, ␳k are the harmonics of the spin and
charge densities at wave vector k. The physical idea expressed by Eq. 共19兲 is very similar to that behind the familiar
antiferromagnetic coupling 共4t2 / U兲共SiSi+1 − nini+1 / 4兲 in a
large-U 1D Hubbard model.19
Since the spins are slow degrees of freedom, we can average H␴ over the fast orbital motion to obtain the usual 1D
S = 1 / 2 Heisenberg model
H␴ = J

J=
បv
2␲2

h̃共k兲Im t共k兲kdk.

Therefore, the spin wave function ⌽ for the ground and excited states are given by the appropriate Bethe ansatze.20
Substituting Eq. 共5兲 into Eq. 共20兲 and keeping only terms
O共1 / L兲, we obtain
J=
␲ 2 ប 2 n 3a B
,
3 m* L + ln rs
1
Ⰶ rs Ⰶ 1.
L

In the CTG, J Ⰶ EF ⬅ ប2kF2 / 8m*, as expected. The velocity of
spin excitations in the 1D Heisenberg model is 共Ref. 20兲
v␴ = 共␲ / 2兲共Ja / ប兲 and the spin susceptibility per unit length is
␹␴ = 共g␮B / 2兲2共2 / ␲បv␴兲. This implies that ␹␴ of the CTG exceeds that of the Fermi gas ␹␴0 共where v␴ = v / 2兲 by the large
factor ␹␴ / ␹␴0 = v / 2v␴ ⬇ rsL Ⰷ 1.
The low-temperature electron specific heat of a CTG
is determined by the velocities of the charge and
the spin modes18 and is dominated by the latter,
Ce = 共␲ / 3兲共kBT / បv␴兲 ⬃ 共2 / ␲2兲共␬ / e2兲共rs2 / L兲kBT. This is large
compared to Ce in the Fermi gas because of the smallness of
v␴. Obviously, v␴ is relevant for many observables. To verify
that our strategy for finding v␴ is correct, we made sure that
it reproduces the known exact results18,19 for the 1D Hubbard
model and for electrons with the contact interaction 共6兲,
v␴ ⯝ 共␲3/3兲共បn2/m*c兲,
n Ⰶ c.

A gated wire. Properties similar to those of the CTG may
also be exhibited by a modestly thin 1D wire, R ⱗ aB, if,
instead of a high-␬ dielectric, it is positioned a small distance
D away from a metallic gate. In that case one can model the
interaction potential by U共x兲 = e2 / 兩x兩 − e2 / 冑x2 + 4D2 at 兩x兩 Ⰷ R.
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MICHAEL M. FOGLER
This model was studied recently by H&auml;usler et al.21 who
surmised that K␳ → 1 / 2 and v␴ ⬀ n2 / ln共D / R兲 at low n. In the
regime a Ⰷ D2 / aB Ⰷ aB the validity of these statements can be
examined in a controlled fashion. The interaction potential is
short range, U共x兲 ⬀ x−3 at x ⬃ a, and opaque, so the system is
in the GIF limit. After a straightforward calculation of t共q兲
one finds that c in Eq. 共5兲 has to be replaced by22
c = A1

aB
exp
D2
␲D ⌫共1/8兲 ⌫共5/8兲
+
2aB ⌫共5/8兲 ⌫共9/8兲

,

where coefficient A1 ⬃ 1 depends on the behavior of U共x兲 at
x ⬃ R, and ⌫共z兲 is Euler’s gamma function.11 Since the interaction potential is now short range, subtraction of the Hartree
term is no longer necessary. We redefine ⑂−1 + Ũ共q = 0兲
→ ⑂−1 and obtain ⑂−1 = ␲2e2aBn. Equation 共16兲 then implies
that K␳ ⯝ 1 / 2; however, the spin velocity, which can be
found by substituting Eq. 共23兲 into Eq. 共22兲, differs from the
surmise of Ref. 21.
Experimental manifestations. The predicted large difference of spin and charge mode velocities 共vc and v␴兲 can be
verified by momentum-resolved photoemission3 or
tunneling.23 Since CN is currently the best candidate for realizing the Coulomb Tonks gas regime, we have to mention
here that the bands of a pristine CN have a twofold valley
degeneracy. This can be accommodated into the model via
effective spin-1 / 2 operators Ti. Each two-body term in Eq.
D. M. Haldane, J. Phys. C 14, 2585 共1981兲.
Bockrath et al., Nature 共London兲 397, 598 共1999兲; Z. Yao et
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1 F.
2 M.

+ 1 / 2兲. The resultant H␴ remains integrable24 and one finds
that now v␴ = 共␲3 / 6兲共បn2 / m*c兲. Transport is another powerful probe of the CTG and Wigner crystal regimes. In the
temperature window J Ⰶ kBT Ⰶ EF, with J ⬃ 1 K 共a crude estimate兲, ballistic conductance G through a CN should be unusual. Adopting the theory of Ref. 9 to the two-valley case,
we find G = e2 / h, which is 1 / 4 of the noninteracting result,
i.e., the “0.25 anomaly.” On the other hand, G measured
through a CN with resistive 共tunneling兲 contacts may display
an unusual power-law decrease10 with T. The negative compressibility would reduce the charging energy of finite wires,
and so Eq. 共15兲 for ⑂ can be tested by careful Coulomb
blockade experiments on the CN quantum dots. Finally, the
strong electron correlations can also be observed25 in imaging microscopy: instead of the 4a-periodic Friedel oscillations of a Fermi gas, charge density near boundaries of defects would oscillate with period a, i.e., four times smaller, in
the CTG. With further descrease of n, these oscillations
would become strongly anharmonic as appropriate for a
pinned Wigner crystal. Detailed quantitative predictions for
all such measurements will be discussed elsewhere.
This work is supported by the C. &amp; W. Hellman Fund and
the A. P. Sloan Foundation. I am indebted to L. S. Levitov
for many valuable insights into the problem and to D. Arovas, G. Fiete, W. H&auml;usler, and E. Pivovarov for discussions
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14
For a review, see O. V. Dolgov, D. A. Kirznits, and E. G. Maksimov, Rev. Mod. Phys. 53, 81 共1981兲.
15 At the CTG-Fermi gas boundary, r ⬃ L−1, ⑂−1 matches the famils
iar Fock correction to K␳.
16 R. Egger and A. O. Gogolin, Eur. Phys. J. B 3, 281 共1998兲.
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22 Equation 共23兲 was independently derived in Ref. 9共b兲.
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13 E.
161304-4
```
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