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Blackbird, blackbirds, black bird or black birds may refer to:
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Merlin (Welsh: Myrddin, Cornish: Marzhin, Breton: Merzhin) is a legendary figure best known as an enchanter or wizard[note 1] featured in Arthurian legend and medieval Welsh poetry. The standard depiction of the character first appears in Geoffrey of Monmouth's Historia Regum Britanniae, written c. 1136, and is based on an amalgamation of previous historical and legendary figures. Geoffrey combined existing stories of Myrddin Wyllt (or Merlinus Caledonensis), a North Brythonic prophet and madman with no connection to King Arthur, with tales of the Romano-British war leader Ambrosius Aurelianus to form the composite figure he called Merlinus Ambrosius (Welsh: Myrddin Emrys, Breton: Merzhin Ambroaz).
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Geoffrey's rendering of the character was immediately popular, especially in Wales.[2] Later writers in France and elsewhere expanded the account to produce a fuller image, creating one of the most important figures in the imagination and literature of the Middle Ages. Merlin's traditional biography casts him as a cambion: born of a mortal woman, sired by an incubus, the non-human from whom he inherits his supernatural powers and abilities.[3] Merlin matures to an ascendant sagehood and engineers the birth of Arthur through magic and intrigue.[4] Later authors have Merlin serve as the king's advisor and mentor until he disappears from the story after having been bewitched and forever sealed or killed by the Lady of the Lake after falling madly in love with her. He is popularly said to be buried in the magical forest of Brocéliande.[5]
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The name "Merlin" is derived from the Welsh Myrddin, the name of the bard who was one of the chief sources for the later legendary figure. Geoffrey of Monmouth Latinised the name to Merlinus in his works. Medievalist Gaston Paris suggests that Geoffrey chose the form Merlinus rather than the regular Merdinus to avoid a resemblance to the Anglo-Norman word merde (from Latin merda) for feces.[6] Other suggestions are that 'Merlin' is an adjective, from the French merle meaning 'blackbird',[7]:79 or that the 'many names' deriving from Myrddin stem from the Welsh: myrdd: myriad.[8][9]
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Clas Myrddin or Merlin's Enclosure is an early name for Great Britain stated in the Third Series of Welsh Triads.[10] Celticist A. O. H. Jarman suggests that the Welsh name Myrddin (Welsh pronunciation: [ˈmərðin]) was derived from the toponym Caerfyrddin, the Welsh name for the town known in English as Carmarthen.[11] This contrasts with the popular folk etymology that the town was named after the bard. The name Carmarthen is derived from the town's previous Roman name Moridunum,[6][11] in turn derived from Celtic Brittonic moridunon, 'sea fortress'.[12]
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Geoffrey's composite Merlin is based primarily on the madman, poet and seer Myrddin Wyllt ("Myrddin the Wild", sometimes called Merlinus Caledonensis in later sources influenced by Geoffrey), as well as on Emrys (Old Welsh: Embreis), a character based in part on the 5th-century historical war leader Ambrosius Aurelianus who was mentioned in one of Geoffrey's primary sources, the early 9th-century Historia Brittonum.[13] In British poetry, Myrddin was a bard driven mad after witnessing the horrors of war, who fled civilization to become a wild man of the wood in the 6th century.[8] This madman, also known as Lailoken, who has parallels with the Irish Suibhne (Sweeney),[7]:58 roams the Caledonian Forest, until cured of his madness by Kentigern (Saint Mungo). Geoffrey had Myrddin in mind when he wrote his earliest surviving work, the Prophetiae Merlini (Prophecies of Merlin), which he claimed were the actual words of the legendary poet and madman.
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Geoffrey's Prophetiae do not reveal much about Merlin's background. He included the prophet in his next work, Historia Regum Britanniae, supplementing the characterisation by attributing to him stories about Aurelius Ambrosius, taken from Nennius' Historia Brittonum. According to Nennius, Ambrosius was discovered when the British king Vortigern was trying to erect a tower at Dinas Emrys. The tower always collapsed before completion, and his wise men told him that the only solution was to sprinkle the foundation with the blood of a child born without a father. Ambrosius was rumoured to be such a child but, when brought before the king, he revealed the real reason for the tower's collapse: below the foundation was a lake containing two dragons who fought a battle representing the struggle between the invading Saxons and the native Celtic Britons. Geoffrey retells this story in his Historia Regum Britanniæ with some embellishments, and gives the fatherless child the name of the prophetic bard Merlin. He goes on to add new episodes that tie Merlin with King Arthur and his predecessors. Geoffrey keeps this new figure separate from Aurelius Ambrosius and, with regard to his changing of the original Nennian character, he states that Ambrosius was also called 'Merlin'—that is, Ambrosius Merlinus.
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Geoffrey's account of Merlin Ambrosius' early life is based on the tale of Ambrosius in the Historia Brittonum. He adds his own embellishments to the tale, which he sets in Carmarthen, Wales (Welsh: Caerfyrddin). While Nennius' Ambrosius eventually reveals himself to be the son of a Roman consul, Geoffrey's Merlin is begotten on a king's daughter by an incubus demon. The name of Merlin's mother is not usually stated, but is given as Adhan in the oldest version of the Prose Brut.[14] The story of Vortigern's tower is essentially the same; the underground dragons, one white and one red, represent the Saxons and the Britons, and their final battle is a portent of things to come. At this point Geoffrey inserts a long section of Merlin's prophecies, taken from his earlier Prophetiae Merlini. He tells only two further tales of the character. In the first, Merlin creates Stonehenge as a burial place for Aurelius Ambrosius, bringing the stones from Ireland (the stones actually came from the Preseli Hills in south-west Wales).[15] In the second, Merlin's magic enables the new British king Uther Pendragon to enter into Tintagel Castle in disguise and father his son Arthur with his enemy's wife, Igerna (Igraine). These episodes appear in many later adaptations of Geoffrey's account. As Lewis Thorpe notes, Merlin disappears from the narrative after this; he does not tutor and advise Arthur as in later versions.[4]
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Geoffrey dealt with Merlin again in his third work, Vita Merlini. He based it on stories of the original 6th-century Myrddin, set long after his time frame for the life of Merlin Ambrosius. Geoffrey tried to assert that the characters are the same with references to King Arthur and his death, as told in the Historia Regum Britanniae. Here, Merlin survives Arthur, marries a woman named Guendoloena (inspired by the male Gwenddoleu ap Ceidio),[4]:44 and eventually spends his time observing stars from his esplumoir [fr] with seventy windows, in the remote woods in the land of Rhydderch. There, he is often visited by his sister Ganieda (based on Myrddin's sister Gwenddydd) who has become queen of the Cumbrians and is also endowed with prophetic powers.
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Nikolai Tolstoy hypothesizes that Merlin is based on a historical personage, probably a 6th-century druid living in southern Scotland. His argument is based on the fact that early references to Merlin describe him as possessing characteristics which modern scholarship (but not that of the time the sources were written) would recognize as druidical—the inference being that those characteristics were not invented by the early chroniclers, but belonged to a real person.[17] If so, the hypothetical Merlin would have lived about a century after the hypothetical historical Arthur. A late version of the Annales Cambriae (dubbed the "B-text", written at the end of the 13th century) and influenced by Geoffrey,[18] records for the year 573, that after "the battle of Arfderydd, between the sons of Eliffer and Gwenddolau son of Ceidio; in which battle Gwenddolau fell; Merlin went mad." The earliest version of the Annales Cambriae entry (in the "A-text", written c. 1100), as well as a later copy (the "C-text", written towards the end of the 13th century) do not mention Merlin.[19] Myrddin/Merlin also shares similarities with the shamanic bard figure of Taliesin, alongside whom he appears in the Welsh Triads and in Vita Merlini.
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Several decades later, Robert de Boron retold and expanded on this material in his influential Old French poem Merlin. Only a few lines of the poem have survived, but a prose version became popular and was later incorporated into Arthurian chivalric romance literature. In Robert's account, as in Geoffrey's Historia, Merlin is created as a demon spawn, here to become the Antichrist and reverse the effect of the Harrowing of Hell.[note 2] However, this plot is thwarted when a priest named Blaise [fr] immediately baptizes the boy at birth, thus freeing him from the power of Satan and his intended destiny.[21] The demonic legacy invests Merlin with a preternatural knowledge of the past and present, which is supplemented by God, who gives the boy a prophetic knowledge of the future. Robert lays great emphasis on Merlin's power to shapeshift, on his joking personality, and on his connection to the Holy Grail, the quest for which he foretells. Inspired by Wace's Roman de Brut, an Anglo-Norman adaptation of Geoffrey's Historia, Merlin was originally a part of a cycle of Robert's poems telling the story of the Grail over the centuries. The narrative of Merlin includes Geoffrey's episodes of Vortigern's Tower, of Uther's war against the Saxons, and of Arthur's conception, but follows it with the new episode of the drawing of the sword from the stone,[22] an event orchestrated by Merlin just as he earlier instructs Uther to establish the original order of the Round Table after creating the table itself.
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The prose version of Robert's poem was then continued in the 13th-century Merlin Continuation or the Suite de Merlin, describing King Arthur's early wars and Merlin's role in them as he predicts and influences the course of the battles.[23] Here, Merlin's shapeshifting powers are also featured prominently,[note 3] with him often appearing as a "wild man" figure evoking that of his prototype, Myrddin Wyllt.[25][note 4] The extended prose rendering became the foundation for the vast Lancelot-Grail cyclical series of Old French prose works also known as the Vulgate Cycle.[note 5] Eventually, it was directly incorporated into the Vulgate Cycle as the Estoire de Merlin, also known as the Vulgate Merlin or the Prose Merlin. A further reworking and continuation of the Prose Merlin was included within the subsequent Post-Vulgate Cycle as the Post-Vulgate Suite du Merlin also known as the Huth Merlin. All these versions have been adapted and translated into several other languages. Notably, the Post-Vulgate Suite was the main source for the early parts of Thomas Malory's English-language compilation work Le Morte d'Arthur that is an iconic version of the legend today.
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Later medieval works also deal with the Merlin legend, including through unusual stories such as Le Roman de Silence.[28] As the Arthurian myths were retold, Merlin's prophetic aspects were sometimes de-emphasised in favour of portraying him as a wizard and an advisor to the young Arthur, sometimes in struggle between good and evil sides of his character, and living in deep forests connected with nature. In the Perceval en prose (also known as the Didot Perceval and too attributed to Robert), where Merlin is the initiator of the Grail Quest, he eventually retires by turning himself into a bird. In the Vulgate Cycle's version of Merlin, his acts include arranging consummation of Arthur's desire for "the most beautiful maiden ever born," Lady Lisanor of Cardigan, resulting in the birth of Arthur's illegitimate son Lohot from before the marriage to Guinevere.[29][30] But fate cannot always be changed: the Post-Vulgate Cycle has Merlin warn Arthur of how the birth of his other son Mordred will bring great misfortune and ruin to his kingdom, which then becomes a self-fulfilling prophecy.[note 6]
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The earliest English verse romance concerning Merlin is Of Arthour and of Merlin, which drew from the chronicles and the Vulgate Cycle. In English-language medieval texts that conflate Britain with the Kingdom of England, the Anglo-Saxon enemies against whom Merlin aids first Uther and then Arthur tend to be replaced by the Saracens[31] or simply just invading pagans. Meanwhile, some of the many Welsh works predicting the Celtic revenge and victory over the Saxons have been reinterpreted as Merlin's (Myrddin's) prophecies, later used by propaganda of the Welsh-descent king Henry VIII of England. The Prophéties de Merlin (c. 1276) contains long prophecies of Merlin (mostly concerned with 11th to 13th-century Italian history and contemporary politics), some by his ghost after his death, interspersed with episodes relating Merlin's deeds and with assorted Arthurian adventures in which Merlin does not appear at all. Even more political Italian text was Joachim of Fiore's Expositio Sybillae et Merlini, directed against Frederick II, Holy Roman Emperor whom the author regarded as the Antichrist. The earliest Merlin text in German was Caesarius of Heisterbach's Dialogus Miraculorum (1220), originally in Latin. Ulrich Füetrer's 15th-century Buch der Abenteuer presents Merlin as Uter's father, effectively making his grandson Arthur a part-devil too.
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In chivalric romance tradition, Merlin has a major weakness that eventually leads him to his doom: young beautiful women of femme fatale archetype. His apprentice is often Arthur's half-sister Morgan le Fay (in the Prophéties de Merlin along with Sebile and two other witch queens), who is sometimes depicted as Merlin's lover[32] and sometimes as just an unrequited love interest.[note 7] While Merlin does share his magic with them, his prophetic powers cannot be passed on. Contrary to the many modern works in which they are archenemies, Merlin and Morgan are never opposed to each other in any medieval tradition, other than Morgan forcibly rejecting him in some texts; in fact, his love for Morgan is so great that he even lies to the king in order to save her in the Huth Merlin, which is the only instance of him ever intentionally misleading Arthur.[34][note 8] Instead, Merlin's eventual undoing comes from his lusting after another of his female students, named Viviane (among other names and spellings, including Malory's popular Nimue); also called a fairy (French fee) like Morgan, Viviane is first found in the Lancelot-Grail cycle, having been inserted into the legend by either de Boron or his continuator. Merlin's fate of either demise or eternal imprisonment, along with his destroyer or captor's motivation (from her fear of Merlin and protecting her own virginity, to her jealously for his relationship with Morgan), is recounted differently in variants of this motif but is usually placed within the enchanted forest of Brocéliande.[note 9] The form of his prison or grave can be variably a crystal cave, a hole under a large rock (as in Le Morte d'Arthur), a magic tower, or a tree.[24] In some texts, including in Le Morte d'Arthur, she then replaces Merlin in the role of Arthur's court mage and adviser as a Lady of the Lake (the chief Lady in case of Malory's Nimue) following the "last enchantement".[35] Malory's telling of this episode would later become a major inspiration for Romantic authors and artists of the 19th century.[note 10]
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There are many different versions of their story; a common theme in most of them is Merlin usually having the prior prophetic knowledge of her plot against him, but lacking either ability or will to counteract it in any way, along with her usually using one of his own spells against him. Niniane, as the Lady is known in the Livre d'Artus continuation of Merlin, breaks his heart prior to his later second relationship with Morgan, but here the text actually does not tell how exactly Merlin did vanish, other than relating his farewell to Blaise. In the Post-Vulgate Suite, the young King Bagdemagus manages to find the rock under which Merlin is entombed alive by Niviene; he communicates with Merlin, but cannot lift it. What follows next is supposedly narrated in the mysterious text Conte del Brait (Tale of the Cry).[note 11] In the Prophéties de Merlin version, his tomb is unsuccessfully searched for by various parties, including by Morgan and her enchantresses, but cannot be accessed due to the deadly magic traps around it,[39] while the Lady of the Lake comes to taunt Merlin by asking did he rot there yet.[37] In the Vulgate Lancelot, which predated the later Vulgate Merlin, she (aged just 12 at the time) instead makes Merlin sleep forever in a pit in the forest of Darnantes, "and that is where he remained, for never again did anyone see or hear of him or have news to tell of him."[40] In a version with a happier ending, contained within the Premiers Faits section of the Livre du Graal and evoking the final scenes from Vita Merlini, Niniane peacefully confines him in Brocéliande with walls of air, visible only as a mist to others but as a beautiful yet unbreakable crystal tower to him,[note 12] where they then spend almost every night together.[41]
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The legendary Brocéliande is often identified as the real-life Paimpont forest in Brittany.[5] Other purported sites of Merlin's burial include a cave deep inside Merlin's Hill (Welsh: Bryn Myrddin), outside Carmarthen. Carmarthen is also associated with Merlin more generally, including through the 13th-century manuscript known as the Black Book of Carmarthen and the local lore of Merlin's Oak.
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In North Welsh tradition, Merlin retires to Bardsey Island (Welsh: Ynys Enlli), where he lives in a house of glass (Welsh: Tŷ Gwydr) with the Thirteen Treasures of the Island of Britain (Welsh: Tri Thlws ar Ddeg Ynys Prydain).[42]:200 One site of his tomb is said to be Marlborough Mound in Wiltshire,[43] known in medieval times as Merlebergia.[note 13] Another site associated with Merlin's burial, in his 'Merlin Silvestris' aspect, is the confluence of the Pausalyl Burn and River Tweed in Drumelzier, Scotland. The 15th-century Scotichronicon tells that Merlin himself underwent a triple-death, at the hands of some shepherds of the under-king Meldred: stoned and beaten by the shepherds, he falls over a cliff and is impaled on a stake, his head falls forward into the water, and he drowns.[note 14] The fulfilment of another prophecy, ascribed to Thomas the Rhymer, came about when a spate of the Tweed and Pausayl occurred during the reign of the Scottish James VI and I on the English throne: "When Tweed and Pausayl meet at Merlin's grave, / Scotland and England one king shall have."[8]:62
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The subject of Merlin has continued to be popular through the Renaissance and afterwards, especially since the renewed interest in the legend of Arthur in modern times. As noted by Arthurian scholar Alan Lupack, "numerous novels, poems and plays center around Merlin. In American literature and popular culture, Merlin is perhaps the most frequently portrayed Arthurian character."[44] Diverting from his traditional role in the legends, sometimes Merlin is a villain, such as in Mark Twain's satire of the legend, A Connecticut Yankee in King Arthur's Court (1889).[44]
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Merlin (Welsh: Myrddin, Cornish: Marzhin, Breton: Merzhin) is a legendary figure best known as an enchanter or wizard[note 1] featured in Arthurian legend and medieval Welsh poetry. The standard depiction of the character first appears in Geoffrey of Monmouth's Historia Regum Britanniae, written c. 1136, and is based on an amalgamation of previous historical and legendary figures. Geoffrey combined existing stories of Myrddin Wyllt (or Merlinus Caledonensis), a North Brythonic prophet and madman with no connection to King Arthur, with tales of the Romano-British war leader Ambrosius Aurelianus to form the composite figure he called Merlinus Ambrosius (Welsh: Myrddin Emrys, Breton: Merzhin Ambroaz).
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Geoffrey's rendering of the character was immediately popular, especially in Wales.[2] Later writers in France and elsewhere expanded the account to produce a fuller image, creating one of the most important figures in the imagination and literature of the Middle Ages. Merlin's traditional biography casts him as a cambion: born of a mortal woman, sired by an incubus, the non-human from whom he inherits his supernatural powers and abilities.[3] Merlin matures to an ascendant sagehood and engineers the birth of Arthur through magic and intrigue.[4] Later authors have Merlin serve as the king's advisor and mentor until he disappears from the story after having been bewitched and forever sealed or killed by the Lady of the Lake after falling madly in love with her. He is popularly said to be buried in the magical forest of Brocéliande.[5]
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The name "Merlin" is derived from the Welsh Myrddin, the name of the bard who was one of the chief sources for the later legendary figure. Geoffrey of Monmouth Latinised the name to Merlinus in his works. Medievalist Gaston Paris suggests that Geoffrey chose the form Merlinus rather than the regular Merdinus to avoid a resemblance to the Anglo-Norman word merde (from Latin merda) for feces.[6] Other suggestions are that 'Merlin' is an adjective, from the French merle meaning 'blackbird',[7]:79 or that the 'many names' deriving from Myrddin stem from the Welsh: myrdd: myriad.[8][9]
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Clas Myrddin or Merlin's Enclosure is an early name for Great Britain stated in the Third Series of Welsh Triads.[10] Celticist A. O. H. Jarman suggests that the Welsh name Myrddin (Welsh pronunciation: [ˈmərðin]) was derived from the toponym Caerfyrddin, the Welsh name for the town known in English as Carmarthen.[11] This contrasts with the popular folk etymology that the town was named after the bard. The name Carmarthen is derived from the town's previous Roman name Moridunum,[6][11] in turn derived from Celtic Brittonic moridunon, 'sea fortress'.[12]
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Geoffrey's composite Merlin is based primarily on the madman, poet and seer Myrddin Wyllt ("Myrddin the Wild", sometimes called Merlinus Caledonensis in later sources influenced by Geoffrey), as well as on Emrys (Old Welsh: Embreis), a character based in part on the 5th-century historical war leader Ambrosius Aurelianus who was mentioned in one of Geoffrey's primary sources, the early 9th-century Historia Brittonum.[13] In British poetry, Myrddin was a bard driven mad after witnessing the horrors of war, who fled civilization to become a wild man of the wood in the 6th century.[8] This madman, also known as Lailoken, who has parallels with the Irish Suibhne (Sweeney),[7]:58 roams the Caledonian Forest, until cured of his madness by Kentigern (Saint Mungo). Geoffrey had Myrddin in mind when he wrote his earliest surviving work, the Prophetiae Merlini (Prophecies of Merlin), which he claimed were the actual words of the legendary poet and madman.
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Geoffrey's Prophetiae do not reveal much about Merlin's background. He included the prophet in his next work, Historia Regum Britanniae, supplementing the characterisation by attributing to him stories about Aurelius Ambrosius, taken from Nennius' Historia Brittonum. According to Nennius, Ambrosius was discovered when the British king Vortigern was trying to erect a tower at Dinas Emrys. The tower always collapsed before completion, and his wise men told him that the only solution was to sprinkle the foundation with the blood of a child born without a father. Ambrosius was rumoured to be such a child but, when brought before the king, he revealed the real reason for the tower's collapse: below the foundation was a lake containing two dragons who fought a battle representing the struggle between the invading Saxons and the native Celtic Britons. Geoffrey retells this story in his Historia Regum Britanniæ with some embellishments, and gives the fatherless child the name of the prophetic bard Merlin. He goes on to add new episodes that tie Merlin with King Arthur and his predecessors. Geoffrey keeps this new figure separate from Aurelius Ambrosius and, with regard to his changing of the original Nennian character, he states that Ambrosius was also called 'Merlin'—that is, Ambrosius Merlinus.
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Geoffrey's account of Merlin Ambrosius' early life is based on the tale of Ambrosius in the Historia Brittonum. He adds his own embellishments to the tale, which he sets in Carmarthen, Wales (Welsh: Caerfyrddin). While Nennius' Ambrosius eventually reveals himself to be the son of a Roman consul, Geoffrey's Merlin is begotten on a king's daughter by an incubus demon. The name of Merlin's mother is not usually stated, but is given as Adhan in the oldest version of the Prose Brut.[14] The story of Vortigern's tower is essentially the same; the underground dragons, one white and one red, represent the Saxons and the Britons, and their final battle is a portent of things to come. At this point Geoffrey inserts a long section of Merlin's prophecies, taken from his earlier Prophetiae Merlini. He tells only two further tales of the character. In the first, Merlin creates Stonehenge as a burial place for Aurelius Ambrosius, bringing the stones from Ireland (the stones actually came from the Preseli Hills in south-west Wales).[15] In the second, Merlin's magic enables the new British king Uther Pendragon to enter into Tintagel Castle in disguise and father his son Arthur with his enemy's wife, Igerna (Igraine). These episodes appear in many later adaptations of Geoffrey's account. As Lewis Thorpe notes, Merlin disappears from the narrative after this; he does not tutor and advise Arthur as in later versions.[4]
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Geoffrey dealt with Merlin again in his third work, Vita Merlini. He based it on stories of the original 6th-century Myrddin, set long after his time frame for the life of Merlin Ambrosius. Geoffrey tried to assert that the characters are the same with references to King Arthur and his death, as told in the Historia Regum Britanniae. Here, Merlin survives Arthur, marries a woman named Guendoloena (inspired by the male Gwenddoleu ap Ceidio),[4]:44 and eventually spends his time observing stars from his esplumoir [fr] with seventy windows, in the remote woods in the land of Rhydderch. There, he is often visited by his sister Ganieda (based on Myrddin's sister Gwenddydd) who has become queen of the Cumbrians and is also endowed with prophetic powers.
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Nikolai Tolstoy hypothesizes that Merlin is based on a historical personage, probably a 6th-century druid living in southern Scotland. His argument is based on the fact that early references to Merlin describe him as possessing characteristics which modern scholarship (but not that of the time the sources were written) would recognize as druidical—the inference being that those characteristics were not invented by the early chroniclers, but belonged to a real person.[17] If so, the hypothetical Merlin would have lived about a century after the hypothetical historical Arthur. A late version of the Annales Cambriae (dubbed the "B-text", written at the end of the 13th century) and influenced by Geoffrey,[18] records for the year 573, that after "the battle of Arfderydd, between the sons of Eliffer and Gwenddolau son of Ceidio; in which battle Gwenddolau fell; Merlin went mad." The earliest version of the Annales Cambriae entry (in the "A-text", written c. 1100), as well as a later copy (the "C-text", written towards the end of the 13th century) do not mention Merlin.[19] Myrddin/Merlin also shares similarities with the shamanic bard figure of Taliesin, alongside whom he appears in the Welsh Triads and in Vita Merlini.
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Several decades later, Robert de Boron retold and expanded on this material in his influential Old French poem Merlin. Only a few lines of the poem have survived, but a prose version became popular and was later incorporated into Arthurian chivalric romance literature. In Robert's account, as in Geoffrey's Historia, Merlin is created as a demon spawn, here to become the Antichrist and reverse the effect of the Harrowing of Hell.[note 2] However, this plot is thwarted when a priest named Blaise [fr] immediately baptizes the boy at birth, thus freeing him from the power of Satan and his intended destiny.[21] The demonic legacy invests Merlin with a preternatural knowledge of the past and present, which is supplemented by God, who gives the boy a prophetic knowledge of the future. Robert lays great emphasis on Merlin's power to shapeshift, on his joking personality, and on his connection to the Holy Grail, the quest for which he foretells. Inspired by Wace's Roman de Brut, an Anglo-Norman adaptation of Geoffrey's Historia, Merlin was originally a part of a cycle of Robert's poems telling the story of the Grail over the centuries. The narrative of Merlin includes Geoffrey's episodes of Vortigern's Tower, of Uther's war against the Saxons, and of Arthur's conception, but follows it with the new episode of the drawing of the sword from the stone,[22] an event orchestrated by Merlin just as he earlier instructs Uther to establish the original order of the Round Table after creating the table itself.
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The prose version of Robert's poem was then continued in the 13th-century Merlin Continuation or the Suite de Merlin, describing King Arthur's early wars and Merlin's role in them as he predicts and influences the course of the battles.[23] Here, Merlin's shapeshifting powers are also featured prominently,[note 3] with him often appearing as a "wild man" figure evoking that of his prototype, Myrddin Wyllt.[25][note 4] The extended prose rendering became the foundation for the vast Lancelot-Grail cyclical series of Old French prose works also known as the Vulgate Cycle.[note 5] Eventually, it was directly incorporated into the Vulgate Cycle as the Estoire de Merlin, also known as the Vulgate Merlin or the Prose Merlin. A further reworking and continuation of the Prose Merlin was included within the subsequent Post-Vulgate Cycle as the Post-Vulgate Suite du Merlin also known as the Huth Merlin. All these versions have been adapted and translated into several other languages. Notably, the Post-Vulgate Suite was the main source for the early parts of Thomas Malory's English-language compilation work Le Morte d'Arthur that is an iconic version of the legend today.
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Later medieval works also deal with the Merlin legend, including through unusual stories such as Le Roman de Silence.[28] As the Arthurian myths were retold, Merlin's prophetic aspects were sometimes de-emphasised in favour of portraying him as a wizard and an advisor to the young Arthur, sometimes in struggle between good and evil sides of his character, and living in deep forests connected with nature. In the Perceval en prose (also known as the Didot Perceval and too attributed to Robert), where Merlin is the initiator of the Grail Quest, he eventually retires by turning himself into a bird. In the Vulgate Cycle's version of Merlin, his acts include arranging consummation of Arthur's desire for "the most beautiful maiden ever born," Lady Lisanor of Cardigan, resulting in the birth of Arthur's illegitimate son Lohot from before the marriage to Guinevere.[29][30] But fate cannot always be changed: the Post-Vulgate Cycle has Merlin warn Arthur of how the birth of his other son Mordred will bring great misfortune and ruin to his kingdom, which then becomes a self-fulfilling prophecy.[note 6]
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The earliest English verse romance concerning Merlin is Of Arthour and of Merlin, which drew from the chronicles and the Vulgate Cycle. In English-language medieval texts that conflate Britain with the Kingdom of England, the Anglo-Saxon enemies against whom Merlin aids first Uther and then Arthur tend to be replaced by the Saracens[31] or simply just invading pagans. Meanwhile, some of the many Welsh works predicting the Celtic revenge and victory over the Saxons have been reinterpreted as Merlin's (Myrddin's) prophecies, later used by propaganda of the Welsh-descent king Henry VIII of England. The Prophéties de Merlin (c. 1276) contains long prophecies of Merlin (mostly concerned with 11th to 13th-century Italian history and contemporary politics), some by his ghost after his death, interspersed with episodes relating Merlin's deeds and with assorted Arthurian adventures in which Merlin does not appear at all. Even more political Italian text was Joachim of Fiore's Expositio Sybillae et Merlini, directed against Frederick II, Holy Roman Emperor whom the author regarded as the Antichrist. The earliest Merlin text in German was Caesarius of Heisterbach's Dialogus Miraculorum (1220), originally in Latin. Ulrich Füetrer's 15th-century Buch der Abenteuer presents Merlin as Uter's father, effectively making his grandson Arthur a part-devil too.
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In chivalric romance tradition, Merlin has a major weakness that eventually leads him to his doom: young beautiful women of femme fatale archetype. His apprentice is often Arthur's half-sister Morgan le Fay (in the Prophéties de Merlin along with Sebile and two other witch queens), who is sometimes depicted as Merlin's lover[32] and sometimes as just an unrequited love interest.[note 7] While Merlin does share his magic with them, his prophetic powers cannot be passed on. Contrary to the many modern works in which they are archenemies, Merlin and Morgan are never opposed to each other in any medieval tradition, other than Morgan forcibly rejecting him in some texts; in fact, his love for Morgan is so great that he even lies to the king in order to save her in the Huth Merlin, which is the only instance of him ever intentionally misleading Arthur.[34][note 8] Instead, Merlin's eventual undoing comes from his lusting after another of his female students, named Viviane (among other names and spellings, including Malory's popular Nimue); also called a fairy (French fee) like Morgan, Viviane is first found in the Lancelot-Grail cycle, having been inserted into the legend by either de Boron or his continuator. Merlin's fate of either demise or eternal imprisonment, along with his destroyer or captor's motivation (from her fear of Merlin and protecting her own virginity, to her jealously for his relationship with Morgan), is recounted differently in variants of this motif but is usually placed within the enchanted forest of Brocéliande.[note 9] The form of his prison or grave can be variably a crystal cave, a hole under a large rock (as in Le Morte d'Arthur), a magic tower, or a tree.[24] In some texts, including in Le Morte d'Arthur, she then replaces Merlin in the role of Arthur's court mage and adviser as a Lady of the Lake (the chief Lady in case of Malory's Nimue) following the "last enchantement".[35] Malory's telling of this episode would later become a major inspiration for Romantic authors and artists of the 19th century.[note 10]
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There are many different versions of their story; a common theme in most of them is Merlin usually having the prior prophetic knowledge of her plot against him, but lacking either ability or will to counteract it in any way, along with her usually using one of his own spells against him. Niniane, as the Lady is known in the Livre d'Artus continuation of Merlin, breaks his heart prior to his later second relationship with Morgan, but here the text actually does not tell how exactly Merlin did vanish, other than relating his farewell to Blaise. In the Post-Vulgate Suite, the young King Bagdemagus manages to find the rock under which Merlin is entombed alive by Niviene; he communicates with Merlin, but cannot lift it. What follows next is supposedly narrated in the mysterious text Conte del Brait (Tale of the Cry).[note 11] In the Prophéties de Merlin version, his tomb is unsuccessfully searched for by various parties, including by Morgan and her enchantresses, but cannot be accessed due to the deadly magic traps around it,[39] while the Lady of the Lake comes to taunt Merlin by asking did he rot there yet.[37] In the Vulgate Lancelot, which predated the later Vulgate Merlin, she (aged just 12 at the time) instead makes Merlin sleep forever in a pit in the forest of Darnantes, "and that is where he remained, for never again did anyone see or hear of him or have news to tell of him."[40] In a version with a happier ending, contained within the Premiers Faits section of the Livre du Graal and evoking the final scenes from Vita Merlini, Niniane peacefully confines him in Brocéliande with walls of air, visible only as a mist to others but as a beautiful yet unbreakable crystal tower to him,[note 12] where they then spend almost every night together.[41]
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The legendary Brocéliande is often identified as the real-life Paimpont forest in Brittany.[5] Other purported sites of Merlin's burial include a cave deep inside Merlin's Hill (Welsh: Bryn Myrddin), outside Carmarthen. Carmarthen is also associated with Merlin more generally, including through the 13th-century manuscript known as the Black Book of Carmarthen and the local lore of Merlin's Oak.
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In North Welsh tradition, Merlin retires to Bardsey Island (Welsh: Ynys Enlli), where he lives in a house of glass (Welsh: Tŷ Gwydr) with the Thirteen Treasures of the Island of Britain (Welsh: Tri Thlws ar Ddeg Ynys Prydain).[42]:200 One site of his tomb is said to be Marlborough Mound in Wiltshire,[43] known in medieval times as Merlebergia.[note 13] Another site associated with Merlin's burial, in his 'Merlin Silvestris' aspect, is the confluence of the Pausalyl Burn and River Tweed in Drumelzier, Scotland. The 15th-century Scotichronicon tells that Merlin himself underwent a triple-death, at the hands of some shepherds of the under-king Meldred: stoned and beaten by the shepherds, he falls over a cliff and is impaled on a stake, his head falls forward into the water, and he drowns.[note 14] The fulfilment of another prophecy, ascribed to Thomas the Rhymer, came about when a spate of the Tweed and Pausayl occurred during the reign of the Scottish James VI and I on the English throne: "When Tweed and Pausayl meet at Merlin's grave, / Scotland and England one king shall have."[8]:62
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The subject of Merlin has continued to be popular through the Renaissance and afterwards, especially since the renewed interest in the legend of Arthur in modern times. As noted by Arthurian scholar Alan Lupack, "numerous novels, poems and plays center around Merlin. In American literature and popular culture, Merlin is perhaps the most frequently portrayed Arthurian character."[44] Diverting from his traditional role in the legends, sometimes Merlin is a villain, such as in Mark Twain's satire of the legend, A Connecticut Yankee in King Arthur's Court (1889).[44]
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Merlin (Welsh: Myrddin, Cornish: Marzhin, Breton: Merzhin) is a legendary figure best known as an enchanter or wizard[note 1] featured in Arthurian legend and medieval Welsh poetry. The standard depiction of the character first appears in Geoffrey of Monmouth's Historia Regum Britanniae, written c. 1136, and is based on an amalgamation of previous historical and legendary figures. Geoffrey combined existing stories of Myrddin Wyllt (or Merlinus Caledonensis), a North Brythonic prophet and madman with no connection to King Arthur, with tales of the Romano-British war leader Ambrosius Aurelianus to form the composite figure he called Merlinus Ambrosius (Welsh: Myrddin Emrys, Breton: Merzhin Ambroaz).
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Geoffrey's rendering of the character was immediately popular, especially in Wales.[2] Later writers in France and elsewhere expanded the account to produce a fuller image, creating one of the most important figures in the imagination and literature of the Middle Ages. Merlin's traditional biography casts him as a cambion: born of a mortal woman, sired by an incubus, the non-human from whom he inherits his supernatural powers and abilities.[3] Merlin matures to an ascendant sagehood and engineers the birth of Arthur through magic and intrigue.[4] Later authors have Merlin serve as the king's advisor and mentor until he disappears from the story after having been bewitched and forever sealed or killed by the Lady of the Lake after falling madly in love with her. He is popularly said to be buried in the magical forest of Brocéliande.[5]
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The name "Merlin" is derived from the Welsh Myrddin, the name of the bard who was one of the chief sources for the later legendary figure. Geoffrey of Monmouth Latinised the name to Merlinus in his works. Medievalist Gaston Paris suggests that Geoffrey chose the form Merlinus rather than the regular Merdinus to avoid a resemblance to the Anglo-Norman word merde (from Latin merda) for feces.[6] Other suggestions are that 'Merlin' is an adjective, from the French merle meaning 'blackbird',[7]:79 or that the 'many names' deriving from Myrddin stem from the Welsh: myrdd: myriad.[8][9]
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Clas Myrddin or Merlin's Enclosure is an early name for Great Britain stated in the Third Series of Welsh Triads.[10] Celticist A. O. H. Jarman suggests that the Welsh name Myrddin (Welsh pronunciation: [ˈmərðin]) was derived from the toponym Caerfyrddin, the Welsh name for the town known in English as Carmarthen.[11] This contrasts with the popular folk etymology that the town was named after the bard. The name Carmarthen is derived from the town's previous Roman name Moridunum,[6][11] in turn derived from Celtic Brittonic moridunon, 'sea fortress'.[12]
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Geoffrey's composite Merlin is based primarily on the madman, poet and seer Myrddin Wyllt ("Myrddin the Wild", sometimes called Merlinus Caledonensis in later sources influenced by Geoffrey), as well as on Emrys (Old Welsh: Embreis), a character based in part on the 5th-century historical war leader Ambrosius Aurelianus who was mentioned in one of Geoffrey's primary sources, the early 9th-century Historia Brittonum.[13] In British poetry, Myrddin was a bard driven mad after witnessing the horrors of war, who fled civilization to become a wild man of the wood in the 6th century.[8] This madman, also known as Lailoken, who has parallels with the Irish Suibhne (Sweeney),[7]:58 roams the Caledonian Forest, until cured of his madness by Kentigern (Saint Mungo). Geoffrey had Myrddin in mind when he wrote his earliest surviving work, the Prophetiae Merlini (Prophecies of Merlin), which he claimed were the actual words of the legendary poet and madman.
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Geoffrey's Prophetiae do not reveal much about Merlin's background. He included the prophet in his next work, Historia Regum Britanniae, supplementing the characterisation by attributing to him stories about Aurelius Ambrosius, taken from Nennius' Historia Brittonum. According to Nennius, Ambrosius was discovered when the British king Vortigern was trying to erect a tower at Dinas Emrys. The tower always collapsed before completion, and his wise men told him that the only solution was to sprinkle the foundation with the blood of a child born without a father. Ambrosius was rumoured to be such a child but, when brought before the king, he revealed the real reason for the tower's collapse: below the foundation was a lake containing two dragons who fought a battle representing the struggle between the invading Saxons and the native Celtic Britons. Geoffrey retells this story in his Historia Regum Britanniæ with some embellishments, and gives the fatherless child the name of the prophetic bard Merlin. He goes on to add new episodes that tie Merlin with King Arthur and his predecessors. Geoffrey keeps this new figure separate from Aurelius Ambrosius and, with regard to his changing of the original Nennian character, he states that Ambrosius was also called 'Merlin'—that is, Ambrosius Merlinus.
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Geoffrey's account of Merlin Ambrosius' early life is based on the tale of Ambrosius in the Historia Brittonum. He adds his own embellishments to the tale, which he sets in Carmarthen, Wales (Welsh: Caerfyrddin). While Nennius' Ambrosius eventually reveals himself to be the son of a Roman consul, Geoffrey's Merlin is begotten on a king's daughter by an incubus demon. The name of Merlin's mother is not usually stated, but is given as Adhan in the oldest version of the Prose Brut.[14] The story of Vortigern's tower is essentially the same; the underground dragons, one white and one red, represent the Saxons and the Britons, and their final battle is a portent of things to come. At this point Geoffrey inserts a long section of Merlin's prophecies, taken from his earlier Prophetiae Merlini. He tells only two further tales of the character. In the first, Merlin creates Stonehenge as a burial place for Aurelius Ambrosius, bringing the stones from Ireland (the stones actually came from the Preseli Hills in south-west Wales).[15] In the second, Merlin's magic enables the new British king Uther Pendragon to enter into Tintagel Castle in disguise and father his son Arthur with his enemy's wife, Igerna (Igraine). These episodes appear in many later adaptations of Geoffrey's account. As Lewis Thorpe notes, Merlin disappears from the narrative after this; he does not tutor and advise Arthur as in later versions.[4]
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Geoffrey dealt with Merlin again in his third work, Vita Merlini. He based it on stories of the original 6th-century Myrddin, set long after his time frame for the life of Merlin Ambrosius. Geoffrey tried to assert that the characters are the same with references to King Arthur and his death, as told in the Historia Regum Britanniae. Here, Merlin survives Arthur, marries a woman named Guendoloena (inspired by the male Gwenddoleu ap Ceidio),[4]:44 and eventually spends his time observing stars from his esplumoir [fr] with seventy windows, in the remote woods in the land of Rhydderch. There, he is often visited by his sister Ganieda (based on Myrddin's sister Gwenddydd) who has become queen of the Cumbrians and is also endowed with prophetic powers.
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Nikolai Tolstoy hypothesizes that Merlin is based on a historical personage, probably a 6th-century druid living in southern Scotland. His argument is based on the fact that early references to Merlin describe him as possessing characteristics which modern scholarship (but not that of the time the sources were written) would recognize as druidical—the inference being that those characteristics were not invented by the early chroniclers, but belonged to a real person.[17] If so, the hypothetical Merlin would have lived about a century after the hypothetical historical Arthur. A late version of the Annales Cambriae (dubbed the "B-text", written at the end of the 13th century) and influenced by Geoffrey,[18] records for the year 573, that after "the battle of Arfderydd, between the sons of Eliffer and Gwenddolau son of Ceidio; in which battle Gwenddolau fell; Merlin went mad." The earliest version of the Annales Cambriae entry (in the "A-text", written c. 1100), as well as a later copy (the "C-text", written towards the end of the 13th century) do not mention Merlin.[19] Myrddin/Merlin also shares similarities with the shamanic bard figure of Taliesin, alongside whom he appears in the Welsh Triads and in Vita Merlini.
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Several decades later, Robert de Boron retold and expanded on this material in his influential Old French poem Merlin. Only a few lines of the poem have survived, but a prose version became popular and was later incorporated into Arthurian chivalric romance literature. In Robert's account, as in Geoffrey's Historia, Merlin is created as a demon spawn, here to become the Antichrist and reverse the effect of the Harrowing of Hell.[note 2] However, this plot is thwarted when a priest named Blaise [fr] immediately baptizes the boy at birth, thus freeing him from the power of Satan and his intended destiny.[21] The demonic legacy invests Merlin with a preternatural knowledge of the past and present, which is supplemented by God, who gives the boy a prophetic knowledge of the future. Robert lays great emphasis on Merlin's power to shapeshift, on his joking personality, and on his connection to the Holy Grail, the quest for which he foretells. Inspired by Wace's Roman de Brut, an Anglo-Norman adaptation of Geoffrey's Historia, Merlin was originally a part of a cycle of Robert's poems telling the story of the Grail over the centuries. The narrative of Merlin includes Geoffrey's episodes of Vortigern's Tower, of Uther's war against the Saxons, and of Arthur's conception, but follows it with the new episode of the drawing of the sword from the stone,[22] an event orchestrated by Merlin just as he earlier instructs Uther to establish the original order of the Round Table after creating the table itself.
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The prose version of Robert's poem was then continued in the 13th-century Merlin Continuation or the Suite de Merlin, describing King Arthur's early wars and Merlin's role in them as he predicts and influences the course of the battles.[23] Here, Merlin's shapeshifting powers are also featured prominently,[note 3] with him often appearing as a "wild man" figure evoking that of his prototype, Myrddin Wyllt.[25][note 4] The extended prose rendering became the foundation for the vast Lancelot-Grail cyclical series of Old French prose works also known as the Vulgate Cycle.[note 5] Eventually, it was directly incorporated into the Vulgate Cycle as the Estoire de Merlin, also known as the Vulgate Merlin or the Prose Merlin. A further reworking and continuation of the Prose Merlin was included within the subsequent Post-Vulgate Cycle as the Post-Vulgate Suite du Merlin also known as the Huth Merlin. All these versions have been adapted and translated into several other languages. Notably, the Post-Vulgate Suite was the main source for the early parts of Thomas Malory's English-language compilation work Le Morte d'Arthur that is an iconic version of the legend today.
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Later medieval works also deal with the Merlin legend, including through unusual stories such as Le Roman de Silence.[28] As the Arthurian myths were retold, Merlin's prophetic aspects were sometimes de-emphasised in favour of portraying him as a wizard and an advisor to the young Arthur, sometimes in struggle between good and evil sides of his character, and living in deep forests connected with nature. In the Perceval en prose (also known as the Didot Perceval and too attributed to Robert), where Merlin is the initiator of the Grail Quest, he eventually retires by turning himself into a bird. In the Vulgate Cycle's version of Merlin, his acts include arranging consummation of Arthur's desire for "the most beautiful maiden ever born," Lady Lisanor of Cardigan, resulting in the birth of Arthur's illegitimate son Lohot from before the marriage to Guinevere.[29][30] But fate cannot always be changed: the Post-Vulgate Cycle has Merlin warn Arthur of how the birth of his other son Mordred will bring great misfortune and ruin to his kingdom, which then becomes a self-fulfilling prophecy.[note 6]
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The earliest English verse romance concerning Merlin is Of Arthour and of Merlin, which drew from the chronicles and the Vulgate Cycle. In English-language medieval texts that conflate Britain with the Kingdom of England, the Anglo-Saxon enemies against whom Merlin aids first Uther and then Arthur tend to be replaced by the Saracens[31] or simply just invading pagans. Meanwhile, some of the many Welsh works predicting the Celtic revenge and victory over the Saxons have been reinterpreted as Merlin's (Myrddin's) prophecies, later used by propaganda of the Welsh-descent king Henry VIII of England. The Prophéties de Merlin (c. 1276) contains long prophecies of Merlin (mostly concerned with 11th to 13th-century Italian history and contemporary politics), some by his ghost after his death, interspersed with episodes relating Merlin's deeds and with assorted Arthurian adventures in which Merlin does not appear at all. Even more political Italian text was Joachim of Fiore's Expositio Sybillae et Merlini, directed against Frederick II, Holy Roman Emperor whom the author regarded as the Antichrist. The earliest Merlin text in German was Caesarius of Heisterbach's Dialogus Miraculorum (1220), originally in Latin. Ulrich Füetrer's 15th-century Buch der Abenteuer presents Merlin as Uter's father, effectively making his grandson Arthur a part-devil too.
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In chivalric romance tradition, Merlin has a major weakness that eventually leads him to his doom: young beautiful women of femme fatale archetype. His apprentice is often Arthur's half-sister Morgan le Fay (in the Prophéties de Merlin along with Sebile and two other witch queens), who is sometimes depicted as Merlin's lover[32] and sometimes as just an unrequited love interest.[note 7] While Merlin does share his magic with them, his prophetic powers cannot be passed on. Contrary to the many modern works in which they are archenemies, Merlin and Morgan are never opposed to each other in any medieval tradition, other than Morgan forcibly rejecting him in some texts; in fact, his love for Morgan is so great that he even lies to the king in order to save her in the Huth Merlin, which is the only instance of him ever intentionally misleading Arthur.[34][note 8] Instead, Merlin's eventual undoing comes from his lusting after another of his female students, named Viviane (among other names and spellings, including Malory's popular Nimue); also called a fairy (French fee) like Morgan, Viviane is first found in the Lancelot-Grail cycle, having been inserted into the legend by either de Boron or his continuator. Merlin's fate of either demise or eternal imprisonment, along with his destroyer or captor's motivation (from her fear of Merlin and protecting her own virginity, to her jealously for his relationship with Morgan), is recounted differently in variants of this motif but is usually placed within the enchanted forest of Brocéliande.[note 9] The form of his prison or grave can be variably a crystal cave, a hole under a large rock (as in Le Morte d'Arthur), a magic tower, or a tree.[24] In some texts, including in Le Morte d'Arthur, she then replaces Merlin in the role of Arthur's court mage and adviser as a Lady of the Lake (the chief Lady in case of Malory's Nimue) following the "last enchantement".[35] Malory's telling of this episode would later become a major inspiration for Romantic authors and artists of the 19th century.[note 10]
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There are many different versions of their story; a common theme in most of them is Merlin usually having the prior prophetic knowledge of her plot against him, but lacking either ability or will to counteract it in any way, along with her usually using one of his own spells against him. Niniane, as the Lady is known in the Livre d'Artus continuation of Merlin, breaks his heart prior to his later second relationship with Morgan, but here the text actually does not tell how exactly Merlin did vanish, other than relating his farewell to Blaise. In the Post-Vulgate Suite, the young King Bagdemagus manages to find the rock under which Merlin is entombed alive by Niviene; he communicates with Merlin, but cannot lift it. What follows next is supposedly narrated in the mysterious text Conte del Brait (Tale of the Cry).[note 11] In the Prophéties de Merlin version, his tomb is unsuccessfully searched for by various parties, including by Morgan and her enchantresses, but cannot be accessed due to the deadly magic traps around it,[39] while the Lady of the Lake comes to taunt Merlin by asking did he rot there yet.[37] In the Vulgate Lancelot, which predated the later Vulgate Merlin, she (aged just 12 at the time) instead makes Merlin sleep forever in a pit in the forest of Darnantes, "and that is where he remained, for never again did anyone see or hear of him or have news to tell of him."[40] In a version with a happier ending, contained within the Premiers Faits section of the Livre du Graal and evoking the final scenes from Vita Merlini, Niniane peacefully confines him in Brocéliande with walls of air, visible only as a mist to others but as a beautiful yet unbreakable crystal tower to him,[note 12] where they then spend almost every night together.[41]
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The legendary Brocéliande is often identified as the real-life Paimpont forest in Brittany.[5] Other purported sites of Merlin's burial include a cave deep inside Merlin's Hill (Welsh: Bryn Myrddin), outside Carmarthen. Carmarthen is also associated with Merlin more generally, including through the 13th-century manuscript known as the Black Book of Carmarthen and the local lore of Merlin's Oak.
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In North Welsh tradition, Merlin retires to Bardsey Island (Welsh: Ynys Enlli), where he lives in a house of glass (Welsh: Tŷ Gwydr) with the Thirteen Treasures of the Island of Britain (Welsh: Tri Thlws ar Ddeg Ynys Prydain).[42]:200 One site of his tomb is said to be Marlborough Mound in Wiltshire,[43] known in medieval times as Merlebergia.[note 13] Another site associated with Merlin's burial, in his 'Merlin Silvestris' aspect, is the confluence of the Pausalyl Burn and River Tweed in Drumelzier, Scotland. The 15th-century Scotichronicon tells that Merlin himself underwent a triple-death, at the hands of some shepherds of the under-king Meldred: stoned and beaten by the shepherds, he falls over a cliff and is impaled on a stake, his head falls forward into the water, and he drowns.[note 14] The fulfilment of another prophecy, ascribed to Thomas the Rhymer, came about when a spate of the Tweed and Pausayl occurred during the reign of the Scottish James VI and I on the English throne: "When Tweed and Pausayl meet at Merlin's grave, / Scotland and England one king shall have."[8]:62
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The subject of Merlin has continued to be popular through the Renaissance and afterwards, especially since the renewed interest in the legend of Arthur in modern times. As noted by Arthurian scholar Alan Lupack, "numerous novels, poems and plays center around Merlin. In American literature and popular culture, Merlin is perhaps the most frequently portrayed Arthurian character."[44] Diverting from his traditional role in the legends, sometimes Merlin is a villain, such as in Mark Twain's satire of the legend, A Connecticut Yankee in King Arthur's Court (1889).[44]
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The Mediterranean Sea is a sea connected to the Atlantic Ocean, surrounded by the Mediterranean Basin and almost completely enclosed by land: on the north by Southern Europe and Anatolia, on the south by North Africa, and on the east by the Levant. Although the sea is sometimes considered a part of the Atlantic Ocean, it is usually referred to as a separate body of water. Geological evidence indicates that around 5.9 million years ago, the Mediterranean was cut off from the Atlantic and was partly or completely desiccated over a period of some 600,000 years during the Messinian salinity crisis before being refilled by the Zanclean flood about 5.3 million years ago.
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It covers an area of about 2,500,000 km2 (970,000 sq mi),[2] representing 0.7% of the global ocean surface, but its connection to the Atlantic via the Strait of Gibraltar—the narrow strait that connects the Atlantic Ocean to the Mediterranean Sea and separates Spain in Europe from Morocco in Africa—is only 14 km (9 mi) wide. In oceanography, it is sometimes called the Eurafrican Mediterranean Sea, the European Mediterranean Sea or the African Mediterranean Sea to distinguish it from mediterranean seas elsewhere.[3][4]
|
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|
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The Mediterranean Sea has an average depth of 1,500 m (4,900 ft) and the deepest recorded point is 5,267 m (17,280 ft) in the Calypso Deep in the Ionian Sea. It lies between latitudes 30° and 46° N and longitudes 6° W and 36° E. Its west–east length, from the Strait of Gibraltar to the Gulf of Iskenderun, on the southeastern coast of Turkey, is about 4,000 kilometres (2,500 mi).
|
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|
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The sea was an important route for merchants and travellers of ancient times, facilitating trade and cultural exchange between peoples of the region. The history of the Mediterranean region is crucial to understanding the origins and development of many modern societies. The sea was controlled by the Roman Empire for centuries, during their nautical hegemony.
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The countries surrounding the Mediterranean in clockwise order are Spain, France, Monaco, Italy, Slovenia, Croatia, Bosnia and Herzegovina, Montenegro, Albania, Greece, Turkey, Syria, Lebanon, Israel, Egypt, Libya, Tunisia, Algeria, and Morocco; Malta and Cyprus are island countries in the sea. In addition, the Gaza Strip and the British Overseas Territories of Gibraltar and Akrotiri and Dhekelia have coastlines on the sea.
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|
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The Ancient Egyptians called the Mediterranean Wadj-wr/Wadj-Wer/Wadj-Ur.
|
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|
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The Ancient Greeks called the Mediterranean simply ἡ θάλασσα (hē thálassa; "the Sea") or sometimes ἡ μεγάλη θάλασσα (hē megálē thálassa; "the Great Sea"), ἡ ἡμέτερα θάλασσα (hē hēmétera thálassa; "Our Sea"), or ἡ θάλασσα ἡ καθ'ἡμᾶς (hē thálassa hē kath’hēmâs; "the sea around us").
|
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|
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The Romans called it Mare Magnum ("Great Sea") or Mare Internum ("Internal Sea") and, starting with the Roman Empire, Mare Nostrum ("Our Sea"). The term Mare Mediterrāneum appears later: Solinus apparently used it in the 3rd century, but the earliest extant witness to it is in the 6th century, in Isidore of Seville.[5][6] It means 'in the middle of land, inland' in Latin, a compound of medius ("middle"), terra ("land, earth"), and -āneus ("having the nature of").
|
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|
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The Latin word is a calque of Greek μεσόγειος (mesógeios; "inland"), from μέσος (mésos, "in the middle") and γήινος (gḗinos, "of the earth"), from γῆ (gê, "land, earth"). The original meaning may have been 'the sea in the middle of the earth', rather than 'the sea enclosed by land'.[7][8]
|
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Ancient Iranians called it the "Roman Sea", in Classic Persian texts was called Daryāy-e Rōm (دریای روم) which may be from Middle Persian form, Zrēh ī Hrōm (𐭦𐭫𐭩𐭤 𐭩 𐭤𐭫𐭥𐭬).[9]
|
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The Carthaginians called it the "Syrian Sea". In ancient Syrian texts, Phoenician epics and in the Hebrew Bible, it was primarily known as the "Great Sea", HaYam HaGadol, (Numbers; Book of Joshua; Ezekiel) or simply as "The Sea" (1 Kings). However, it has also been called the "Hinder Sea" because of its location on the west coast of Greater Syria or the Holy Land (and therefore behind a person facing the east), which is sometimes translated as "Western Sea". Another name was the "Sea of the Philistines", (Book of Exodus), from the people inhabiting a large portion of its shores near the Israelites. In Modern Hebrew, it is called HaYam HaTikhon 'the Middle Sea'.[10] In Classic Persian texts was called Daryāy-e Šām (دریای شام) "The Western Sea" or "Syrian Sea".[11]
|
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In Modern Arabic, it is known as al-Baḥr [al-Abyaḍ] al-Mutawassiṭ (البحر [الأبيض] المتوسط) 'the [White] Middle Sea'. In Islamic and older Arabic literature, it was Baḥr al-Rūm(ī) (بحر الروم or بحر الرومي}) 'the Sea of the Romans' or 'the Roman Sea'. At first, that name referred to only the Eastern Mediterranean, but it was later extended to the whole Mediterranean. Other Arabic names were Baḥr al-šām(ī) (بحر الشام) ("the Sea of Syria") and Baḥr al-Maghrib (بحرالمغرب) ("the Sea of the West").[12][6]
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In Turkish, it is the Akdeniz 'the White Sea'; in Ottoman, ﺁق دكيز, which sometimes means only the Aegean Sea.[13] The origin of the name is not clear, as it is not known in earlier Greek, Byzantine or Islamic sources. It may be to contrast with the Black Sea.[12][10][14] In Persian, the name was translated as Baḥr-i Safīd, which was also used in later Ottoman Turkish. It is probably the origin of the colloquial Greek phrase Άσπρη Θάλασσα (Άspri Thálassa, lit. "White Sea").[12]
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Johann Knobloch claims that in classical antiquity, cultures in the Levant used colours to refer to the cardinal points: black referred to the north (explaining the name Black Sea), yellow or blue to east, red to south (e.g., the Red Sea), and white to west. This would explain the Greek Άspri Thálassa, the Bulgarian Byalo More, the Turkish Akdeniz, and the Arab nomenclature described above, lit. "White Sea".[15]
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Several ancient civilizations were located around the Mediterranean shores and were greatly influenced by their proximity to the sea. It provided routes for trade, colonization, and war, as well as food (from fishing and the gathering of other seafood) for numerous communities throughout the ages.[16]
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Due to the shared climate, geology, and access to the sea, cultures centered on the Mediterranean tended to have some extent of intertwined culture and history.
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Two of the most notable Mediterranean civilizations in classical antiquity were the Greek city states and the Phoenicians, both of which extensively colonized the coastlines of the Mediterranean. Later, when Augustus founded the Roman Empire, the Romans referred to the Mediterranean as Mare Nostrum ("Our Sea"). For the next 400 years, the Roman Empire completely controlled the Mediterranean Sea and virtually all its coastal regions from Gibraltar to the Levant.
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Darius I of Persia, who conquered Ancient Egypt, built a canal linking the Mediterranean to the Red Sea. Darius's canal was wide enough for two triremes to pass each other with oars extended, and required four days to traverse.[17]
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In 2019, the archaeological team of experts from Underwater Research Center of the Akdeniz University (UA) revealed a shipwreck dating back 3,600 years in the Mediterranean Sea in Turkey. 1.5 tons of copper ingots found in the ship was used to estimate its age. The Governor of Antalya Munir Karaloğlu described this valuable discovery as the "Göbeklitepe of the underwater world”. It has been confirmed that the shipwreck, dating back to 1600 BC, is older than the "Uluburun Shipwreck" dating back to 1400 BC.[18][19][20][21]
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The Western Roman Empire collapsed around 476 AD. Temporarily the east was again dominant as Roman power lived on in the Byzantine Empire formed in the 4th century from the eastern half of the Roman Empire. Another power arose in the 7th century, and with it the religion of Islam, which soon swept across from the east; at its greatest extent, the Arab Empire controlled 75% of the Mediterranean region and left a lasting footprint on its eastern and southern shores.
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The Arab invasions disrupted the trade relations between Western and Eastern Europe while disrupting trade routes with Eastern Asian Empires. This, however, had the indirect effect of promoting the trade across the Caspian Sea. The export of grains from Egypt was re-routed towards the Eastern world. Products from East Asian empires, like silk and spices, were carried from Egypt to ports like Venice and Constantinople by sailors and Jewish merchants. The Viking raids further disrupted the trade in western Europe and brought it to a halt. However, the Norsemen developed the trade from Norway to the White Sea, while also trading in luxury goods from Spain and the Mediterranean. The Byzantines in the mid-8th century retook control of the area around the north-eastern part of the Mediterranean. Venetian ships from the 9th century armed themselves to counter the harassment by Arabs while concentrating trade of Asian goods in Venice.[22]
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The Fatimids maintained trade relations with the Italian city-states like Amalfi and Genoa before the Crusades, according to the Cairo Geniza documents. A document dated 996 mentions Amalfian merchants living in Cairo. Another letter states that the Genoese had traded with Alexandria. The caliph al-Mustansir had allowed Amalfian merchants to reside in Jerusalem about 1060 in place of the Latin hospice.[23]
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The Crusades led to flourishing of trade between Europe and the outremer region.[24] Genoa, Venica and Pisa created colonies in regions controlled by the Crusaders and came to control the trade with the Orient. These colonies also allowed them to trade with the Eastern world. Though the fall of the Crusader states and attempts at banning of trade relations with Muslim states by the Popes temporarily disrupted the trade with the Orient, it however continued.[25]
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Europe started to revive, however, as more organized and centralized states began to form in the later Middle Ages after the Renaissance of the 12th century.
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Ottoman power based in Anatolia continued to grow, and in 1453 extinguished the Byzantine Empire with the Conquest of Constantinople. Ottomans gained control of much of the sea in the 16th century and maintained naval bases in southern France (1543–1544), Algeria and Tunisia. Barbarossa, the famous Ottoman captain is a symbol of this domination with the victory of the Battle of Preveza (1538). The Battle of Djerba (1560) marked the apex of Ottoman naval domination in the Mediterranean. As the naval prowess of the European powers increased, they confronted Ottoman expansion in the region when the Battle of Lepanto (1571) checked the power of the Ottoman Navy. This was the last naval battle to be fought primarily between galleys.
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The Barbary pirates of Northwest Africa preyed on Christian shipping and coastlines in the Western Mediterranean Sea.[26] According to Robert Davis, from the 16th to 19th centuries, pirates captured 1 million to 1.25 million Europeans as slaves.[27]
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The development of oceanic shipping began to affect the entire Mediterranean. Once, most trade between Western Europe and the East had passed through the region, but after the 1490s the development of a sea route to the Indian Ocean allowed the importation of Asian spices and other goods through the Atlantic ports of western Europe.[28][29][30]
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The sea remained strategically important. British mastery of Gibraltar ensured their influence in Africa and Southwest Asia. Wars included Naval warfare in the Mediterranean during World War I and Mediterranean theatre of World War II.
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In 2013, the Maltese president described the Mediterranean Sea as a "cemetery" due to the large number of migrants who drowned there after their boats capsized.[31] European Parliament president Martin Schulz said in 2014 that Europe's migration policy "turned the Mediterranean into a graveyard", referring to the number of drowned refugees in the region as a direct result of the policies.[32] An Azerbaijani official described the sea as "a burial ground ... where people die".[33]
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Following the 2013 Lampedusa migrant shipwreck, the Italian government decided to strengthen the national system for the patrolling of the Mediterranean Sea by authorising "Operation Mare Nostrum", a military and humanitarian mission in order to rescue the migrants and arrest the traffickers of immigrants. In 2015, more than one million migrants crossed the Mediterranean Sea into Europe.[34]
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Italy was particularly affected by the European migrant crisis. Since 2013, over 700,000 migrants have landed in Italy,[35] mainly sub-Saharan Africans.[36]
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The Mediterranean Sea connects:
|
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The 163 km (101 mi) long artificial Suez Canal in the southeast connects the Mediterranean Sea to the Red Sea.[10]
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Large islands in the Mediterranean include:
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The typical Mediterranean climate has hot, humid, and dry summers and mild, rainy winters. Crops of the region include olives, grapes, oranges, tangerines, and cork.
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The Mediterranean Sea includes 14 marginal sea:[37][circular reference][38][circular reference][39][circular reference][40][circular reference][41][circular reference]
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The International Hydrographic Organization defines the limits of the Mediterranean Sea as follows:[42] Stretching from the Strait of Gibraltar in the west to the entrances to the Dardanelles and the Suez Canal in the east, the Mediterranean Sea is bounded by the coasts of Europe, Africa, and Asia and is divided into two deep basins:
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The following countries have a coastline on the Mediterranean Sea:
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Several other territories also border the Mediterranean Sea (from west to east):
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Major cities (municipalities), with populations larger than 200,000 people, bordering the Mediterranean Sea include:
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The International Hydrographic Organization (IHO) divides the Mediterranean into a number of smaller waterbodies, each with their own designation (from west to east):[42]
|
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Some other seas whose names have been in common use from the ancient times, or in the present:
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Many of these smaller seas feature in local myth and folklore and derive their names from such associations.
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In addition to the seas, a number of gulfs and straits are recognised:
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Much of the Mediterranean coast enjoys a hot-summer Mediterranean climate. However, most of its southeastern coast has a hot desert climate, and much of Spain's eastern (Mediterranean) coast has a cold semi-arid climate. Although they are rare, tropical cyclones occasionally form in the Mediterranean Sea, typically in September–November.
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Being nearly landlocked affects conditions in the Mediterranean Sea: for instance, tides are very limited as a result of the narrow connection with the Atlantic Ocean. The Mediterranean is characterised and immediately recognised by its deep blue colour.
|
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Evaporation greatly exceeds precipitation and river runoff in the Mediterranean, a fact that is central to the water circulation within the basin.[58] Evaporation is especially high in its eastern half, causing the water level to decrease and salinity to increase eastward.[59] The average salinity in the basin is 38 PSU at 5 m depth.[60]
|
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The temperature of the water in the deepest part of the Mediterranean Sea is 13.2 °C (55.8 °F).[60]
|
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Water circulation in the Mediterranean can be described from the surface waters entering from the Atlantic through the Strait of Gibraltar. These cool and relatively low-salinity waters circulate eastwards along the North African coasts. A part of these surface waters does not pass the Strait of Sicily, but deviates towards Corsica before exiting the Mediterranean. The surface waters entering the eastern Mediterranean basin circulate along the Libyan and Israelian coasts. Upon reaching the Levantine Sea, the surface waters having experienced warming and saltening from their initial Atlantic state, are now more dense and sink to form the Levantine Intermediate Waters (LIW). Most of the water found anywhere between 50 and 600 m deep in the Mediterranean originates from the LIW.[61] LIW are formed along the coasts of Turkey and circulate westwards along the Greek and South Italian coasts. LIW are the only waters passing the Sicily Strait westwards. After the Strait of Sicily, the LIW waters circulate along the Italian, French and Spanish coasts before exiting the Mediterranean through the depths of the Strait of Gibraltar. Deep water in the Mediterranean originates from three main areas: the Adriatic Sea, from which most of the deep water in the eastern Mediterranean originates, the Aegean Sea, and the Gulf of Lion. Deep water formation in the Mediterranean is triggered by strong winter convection fueled by intense cold winds like the Bora. When new deep water is formed, the older waters mix with the overlaying intermediate waters and eventually exit the Mediterranean. The residence time of water in the Mediterranean is approximately 100 years, making the Mediterranean especially sensitive to climate change.[62]
|
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Being a semi-enclosed basin, the Mediterranean experiences transitory events that can affect the water circulation on short time scales. In the mid 1990s, the Aegean Sea became the main area for deep water formation in the eastern Mediterranean after particularly cold winter conditions. This transitory switch in the origin of deep waters in the eastern Mediterranean was termed Eastern Mediterranean Transient (EMT) and had major consequences on water circulation of the Mediterranean.[63][64][65]
|
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Another example of a transient event affecting the Mediterranean circulation is the periodic inversion of the North Ionian Gyre, which is an anticyclonic ocean gyre observed in the northern part of the Ionian Sea, off the Greek coast. The transition from anticyclonic to cyclonic rotation of this gyre changes the origin of the waters fueling it; when the circulation is anticyclonic (most common), the waters of the gyre originate from the Adriatic Sea. When the circulation is cyclonic, the waters originate from the Levantine Sea. These waters have different physical and chemical characteristics, and the periodic inversion of the North Ionian Gyre (called Bimodal Oscillating System or BiOS) changes the Mediterranean circulation and biogeochemistry around the Adriatic and Levantine regions.[66]
|
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Because of the short residence time of waters, the Mediterranean Sea is considered a hot-spot for climate change effects.[67] Deep water temperatures have increased by 0.12 °C (0.22 °F) between 1959 and 1989.[68] According to climate projections, the Mediterranean Sea could become warmer. The decrease in precipitation over the region could lead to more evaporation ultimately increasing the Mediterranean Sea salinity.[67][69] Because of the changes in temperature and salinity, the Mediterranean Sea may become more stratified by the end of the 21st century, with notable consequences on water circulation and biogeochemistry.
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In spite of its great biodiversity, concentrations of chlorophyll and nutrients in the Mediterranean Sea are very low, making it one of the most oligotrophic ocean regions in the world. The Mediterranean Sea is commonly referred to as an LNLC (Low-Nutrient, Low-Chlorophyll) area. The Mediterranean Sea fits the definition of a desert as it has low precipitation and its nutrient contents are low, making it difficult for plants and animals to develop.
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|
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There are steep gradients in nutrient concentrations, chlorophyll concentrations and primary productivity in the Mediterranean. Nutrient concentrations in the western part of the basin are about double the concentrations in the eastern basin. The Alboran Sea, close to the Strait of Gibraltar, has a daily primary productivity of about 0.25 g C (grams of carbon) m−2 day−1 whereas the eastern basin has an average daily productivity of 0.16 g C m−2 day−1.[70] For this reason, the eastern part of the Mediterranean Sea is termed "ultraoligotrophic". The productive areas of the Mediterranean Sea are few and small. High (i.e. more than 0.5 grams of Chlorophyll a per cubic meter) productivity occurs in coastal areas, close to the river mouths which are the primary suppliers of dissolved nutrients. The Gulf of Lion has a relatively high productivity because it is an area of high vertical mixing, bringing nutrients to the surface waters that can be used by phytoplankton to produce Chlorophyll a.[71]
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Primary productivity in the Mediterranean is also marked by an intense seasonal variability. In winter, the strong winds and precipitation[Contradicts statement above that precipitation is low] over the basin generate vertical mixing, bringing nutrients from the deep waters to the surface, where phytoplankton can convert it into biomass.[72] However, in winter, light may be the limiting factor for primary productivity. Between March and April, spring offers the ideal trade-off between light intensity and nutrient concentrations in surface for a spring bloom to occur. In summer, high atmospheric temperatures lead to the warming of the surface waters. The resulting density difference virtually isolates the surface waters from the rest of the water column and nutrient exchanges are limited. As a consequence, primary productivity is very low between June and October.[73][71]
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Oceanographic expeditions uncovered a characteristic feature of the Mediterranean Sea biogeochemistry: most of the chlorophyll production does not occur on the surface, but in sub-surface waters between 80 and 200 meters deep.[74] Another key characteristic of the Mediterranean is its high nitrogen-to-phosphorus ratio (N:P). Redfield demonstrated that most of the world's oceans have an average N:P ratio around 16. However, the Mediterranean Sea has an average N:P between 24 and 29, which translates a widespread phosphorus limitation.[clarification needed][75][76][77][78]
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Because of its low productivity, plankton assemblages in the Mediterranean Sea are dominated by small organisms such as picophytoplankton and bacteria.[79][80]
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The geologic history of the Mediterranean Sea is complex. Underlain by oceanic crust, the sea basin was once thought to be a tectonic remnant of the ancient Tethys Ocean; it is now known to be a structurally younger basin, called the Neotethys, which was first formed by the convergence of the African and Eurasian plates during the Late Triassic and Early Jurassic. Because it is a near-landlocked body of water in a normally dry climate, the Mediterranean is subject to intensive evaporation and the precipitation of evaporites. The Messinian salinity crisis started about six million years ago (mya) when the Mediterranean became landlocked, and then essentially dried up. There are salt deposits accumulated on the bottom of the basin of more than a million cubic kilometres—in some places more than three kilometres thick.[81][82]
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Scientists estimate that the sea was last filled about 5.3 million years ago (mya) in less than two years by the Zanclean flood. Water poured in from the Atlantic Ocean through a newly breached gateway now called the Strait of Gibraltar at an estimated rate of about three orders of magnitude (one thousand times) larger than the current flow of the Amazon River.[83]
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The Mediterranean Sea has an average depth of 1,500 m (4,900 ft) and the deepest recorded point is 5,267 m (17,280 ft) in the Calypso Deep in the Ionian Sea. The coastline extends for 46,000 km (29,000 mi). A shallow submarine ridge (the Strait of Sicily) between the island of Sicily and the coast of Tunisia divides the sea in two main subregions: the Western Mediterranean, with an area of about 850,000 km2 (330,000 mi2); and the Eastern Mediterranean, of about 1.65 million km2 (640,000 mi2). Coastal areas have submarine karst springs or vruljas, which discharge pressurised groundwater into the water from below the surface; the discharge water is usually fresh, and sometimes may be thermal.[84][85]
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The Mediterranean basin and sea system was established by the ancient African-Arabian continent colliding with the Eurasian continent. As Africa-Arabia drifted northward, it closed over the ancient Tethys Ocean which had earlier separated the two supercontinents Laurasia and Gondwana.
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At about that time in the middle Jurassic period (roughly 170 million years ago[dubious – discuss]) a much smaller sea basin, dubbed the Neotethys, was formed shortly before the Tethys Ocean closed at its western (Arabian) end. The broad line of collisions pushed up a very long system of mountains from the Pyrenees in Spain to the Zagros Mountains in Iran in an episode of mountain-building tectonics known as the Alpine orogeny. The Neotethys grew larger during the episodes of collisions (and associated foldings and subductions) that occurred during the Oligocene and Miocene epochs (34 to 5.33 mya); see animation: Africa-Arabia colliding with Eurasia. Accordingly, the Mediterranean basin consists of several stretched tectonic plates in subduction which are the foundation of the eastern part of the Mediterranean Sea. Various zones of subduction contain the highest oceanic ridges, east of the Ionian Sea and south of the Aegean. The Central Indian Ridge runs east of the Mediterranean Sea south-east across the in-between[clarification needed] of Africa and the Arabian Peninsula into the Indian Ocean.
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During Mesozoic and Cenozoic times, as the northwest corner of Africa converged on Iberia, it lifted the Betic-Rif mountain belts across southern Iberia and northwest Africa. There the development of the intramontane Betic and Rif basins created two roughly-parallel marine gateways between the Atlantic Ocean and the Mediterranean Sea. Dubbed the Betic and Rifian corridors, they gradually closed during the middle and late Miocene: perhaps several times.[86] In the late Miocene the closure of the Betic Corridor triggered the so-called "Messinian salinity crisis" (MSC), when the Mediterranean almost entirely dried out. The start of the MSC was recently estimated astronomically at 5.96 mya, and it persisted for some 630,000 years until about 5.3 mya;[87] see Animation: Messinian salinity crisis, at right.
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After the initial drawdown[clarification needed] and re-flooding, there followed more episodes—the total number is debated—of sea drawdowns and re-floodings for the duration of the MSC. It ended when the Atlantic Ocean last re-flooded the basin—creating the Strait of Gibraltar and causing the Zanclean flood—at the end of the Miocene (5.33 mya). Some research has suggested that a desiccation-flooding-desiccation cycle may have repeated several times, which could explain several events of large amounts of salt deposition.[88][89] Recent studies, however, show that repeated desiccation and re-flooding is unlikely from a geodynamic point of view.[90][91]
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The present-day Atlantic gateway, the Strait of Gibraltar, originated in the early Pliocene via the Zanclean Flood. As mentioned, there were two earlier gateways: the Betic Corridor across southern Spain and the Rifian Corridor across northern Morocco. The Betic closed about 6 mya, causing the Messinian salinity crisis (MSC); the Rifian or possibly both gateways closed during the earlier Tortonian times, causing a "Tortonian salinity crisis" (from 11.6 to 7.2 mya), long before the MSC and lasting much longer. Both "crises" resulted in broad connections between the mainlands of Africa and Europe, which allowed migrations of flora and fauna—especially large mammals including primates—between the two continents. The Vallesian crisis indicates a typical extinction and replacement of mammal species in Europe during Tortonian times following climatic upheaval and overland migrations of new species:[92] see Animation: Messinian salinity crisis (and mammal migrations), at right.
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The almost complete enclosure of the Mediterranean basin has enabled the oceanic gateways to dominate seawater circulation and the environmental evolution of the sea and basin. Circulation patterns are also affected by several other factors—including climate, bathymetry, and water chemistry and temperature—which are interactive and can induce precipitation of evaporites. Deposits of evaporites accumulated earlier in the nearby Carpathian foredeep during the Middle Miocene, and the adjacent Red Sea Basin (during the Late Miocene), and in the whole Mediterranean basin (during the MSC and the Messinian age). Many diatomites are found underneath the evaporite deposits, suggesting a connection between their[clarification needed] formations.
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Today, evaporation of surface seawater (output) is more than the supply (input) of fresh water by precipitation and coastal drainage systems, causing the salinity of the Mediterranean to be much higher than that of the Atlantic—so much so that the saltier Mediterranean waters sink below the waters incoming from the Atlantic, causing a two-layer flow across the Strait of Gibraltar: that is, an outflow submarine current of warm saline Mediterranean water, counterbalanced by an inflow surface current of less saline cold oceanic water from the Atlantic. In the 1920s, Herman Sörgel proposed the building of a hydroelectric dam (the Atlantropa project) across the Straits, using the inflow current to provide a large amount of hydroelectric energy. The underlying energy grid was also intended to support a political union between Europe and, at least, the Maghreb part of Africa (compare Eurafrika for the later impact and Desertec for a later project with some parallels in the planned grid).[93]
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The end of the Miocene also marked a change in the climate of the Mediterranean basin. Fossil evidence from that period reveals that the larger basin had a humid subtropical climate with rainfall in the summer supporting laurel forests. The shift to a "Mediterranean climate" occurred largely within the last three million years (the late Pliocene epoch) as summer rainfall decreased. The subtropical laurel forests retreated; and even as they persisted on the islands of Macaronesia off the Atlantic coast of Iberia and North Africa, the present Mediterranean vegetation evolved, dominated by coniferous trees and sclerophyllous trees and shrubs with small, hard, waxy leaves that prevent moisture loss in the dry summers. Much of these forests and shrublands have been altered beyond recognition by thousands of years of human habitation. There are now very few relatively intact natural areas in what was once a heavily wooded region.
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Because of its latitude and its land-locked position, the Mediterranean is especially sensitive to astronomically induced climatic variations, which are well documented in its sedimentary record. Since the Mediterranean is subject to the deposition of eolian dust from the Sahara during dry periods, whereas riverine detrital input prevails during wet ones, the Mediterranean marine sapropel-bearing sequences provide high-resolution climatic information. These data have been employed in reconstructing astronomically calibrated time scales for the last 9 Ma of the Earth's history, helping to constrain the time of past geomagnetic reversals.[94] Furthermore, the exceptional accuracy of these paleoclimatic records has improved our knowledge of the Earth's orbital variations in the past.
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Unlike the vast multidirectional ocean currents in open oceans within their respective oceanic zones; biodiversity in the Mediterranean Sea is that of a stable one due to the subtle but strong locked nature of currents which affects favorably, even the smallest macroscopic type of volcanic life form. The stable marine ecosystem of the Mediterranean Sea and sea temperature provides a nourishing environment for life in the deep sea to flourish while assuring a balanced aquatic ecosystem excluded from any external deep oceanic factors. It is estimated that there are more than 17,000 marine species in the Mediterranean Sea with generally higher marine biodiversity in coastal areas, continental shelves, and decreases with depth.[95]
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As a result of the drying of the sea during the Messinian salinity crisis,[96] the marine biota of the Mediterranean are derived primarily from the Atlantic Ocean. The North Atlantic is considerably colder and more nutrient-rich than the Mediterranean, and the marine life of the Mediterranean has had to adapt to its differing conditions in the five million years since the basin was reflooded.
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The Alboran Sea is a transition zone between the two seas, containing a mix of Mediterranean and Atlantic species. The Alboran Sea has the largest population of bottlenose dolphins in the Western Mediterranean, is home to the last population of harbour porpoises in the Mediterranean, and is the most important feeding grounds for loggerhead sea turtles in Europe. The Alboran Sea also hosts important commercial fisheries, including sardines and swordfish. The Mediterranean monk seals live in the Aegean Sea in Greece. In 2003, the World Wildlife Fund raised concerns about the widespread drift net fishing endangering populations of dolphins, turtles, and other marine animals such as the spiny squat lobster.
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There was a resident population of killer whale in the Mediterranean until the 1980s, when they went extinct, probably due to long term PCB exposure. There are still annual sightings of killer whale vagrants.[97]
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For 4,000 years, human activity has transformed most parts of Mediterranean Europe, and the "humanisation of the landscape" overlapped with the appearance of the present Mediterranean climate.[98] The image of a simplistic, environmental determinist notion of a Mediterranean paradise on Earth in antiquity, which was destroyed by later civilisations, dates back to at least the 18th century and was for centuries fashionable in archaeological and historical circles. Based on a broad variety of methods, e.g. historical documents, analysis of trade relations, floodplain sediments, pollen, tree-ring and further archaeometric analyses and population studies, Alfred Thomas Grove's and Oliver Rackham's work on "The Nature of Mediterranean Europe" challenges this common wisdom of a Mediterranean Europe as a "Lost Eden", a formerly fertile and forested region, that had been progressively degraded and desertified by human mismanagement.[98] The belief stems more from the failure of the recent landscape to measure up to the imaginary past of the classics as idealised by artists, poets and scientists of the early modern Enlightenment.[98]
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The historical evolution of climate, vegetation and landscape in southern Europe from prehistoric times to the present is much more complex and underwent various changes. For example, some of the deforestation had already taken place before the Roman age. While in the Roman age large enterprises such as the latifundia took effective care of forests and agriculture, the largest depopulation effects came with the end of the empire. Some[who?] assume that the major deforestation took place in modern times—the later usage patterns were also quite different e.g. in southern and northern Italy. Also, the climate has usually been unstable and there is evidence of various ancient and modern "Little Ice Ages",[99] and plant cover accommodated to various extremes and became resilient to various patterns of human activity.[98]
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Human activity was therefore not the cause of climate change but followed it.[98] The wide ecological diversity typical of Mediterranean Europe is predominantly based on human behavior, as it is and has been closely related human usage patterns.[98] The diversity range[clarification needed] was enhanced by the widespread exchange and interaction of the longstanding and highly diverse local agriculture, intense transport and trade relations, and the interaction with settlements, pasture and other land use. The greatest human-induced changes, however, came after World War II, in line with the "1950s syndrome"[100] as rural populations throughout the region abandoned traditional subsistence economies. Grove and Rackham suggest that the locals left the traditional agricultural patterns and instead became scenery-setting agents[clarification needed] for tourism. This resulted in more uniform, large-scale formations[of what?].[98] Among further current important threats to Mediterranean landscapes are overdevelopment of coastal areas, abandonment of mountains and, as mentioned, the loss of variety via the reduction of traditional agricultural occupations.[98]
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The region has a variety of geological hazards which have closely interacted with human activity and land use patterns. Among others, in the eastern Mediterranean, the Thera eruption, dated to the 17th or 16th century BC, caused a large tsunami that some experts hypothesise devastated the Minoan civilisation on the nearby island of Crete, further leading some to believe that this may have been the catastrophe that inspired the Atlantis legend.[101] Mount Vesuvius is the only active volcano on the European mainland, while others, Mount Etna and Stromboli, are on neighbouring islands. The region around Vesuvius including the Phlegraean Fields Caldera west of Naples are quite active[102] and constitute the most densely populated volcanic region in the world where an eruptive event may occur within decades.[103]
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Vesuvius itself is regarded as quite dangerous due to a tendency towards explosive (Plinian) eruptions.[104] It is best known for its eruption in AD 79 that led to the burying and destruction of the Roman cities of Pompeii and Herculaneum.
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The large experience[clarification needed] of member states and regional authorities has led to exchange[of what?] on the international level with cooperation of NGOs, states, regional and municipality authorities and private persons.[105] The Greek–Turkish earthquake diplomacy is a quite positive example of natural hazards leading to improved relations between traditional rivals in the region after earthquakes in İzmir and Athens in 1999. The European Union Solidarity Fund (EUSF) was set up to respond to major natural disasters and express European solidarity to disaster-stricken regions within all of Europe.[106] The largest amount of funding requests in the EU relates to forest fires, followed by floods and earthquakes. Forest fires, whether man made or natural, are a frequent and dangerous hazard in the Mediterranean region.[105] Tsunamis are also an often underestimated hazard in the region. For example, the 1908 Messina earthquake and tsunami took more than 123,000 lives in Sicily and Calabria and was among the most deadly natural disasters in modern Europe.
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The opening of the Suez Canal in 1869 created the first salt-water passage between the Mediterranean and the Red Sea. The Red Sea is higher than the Eastern Mediterranean, so the canal functions as a tidal strait that pours Red Sea water into the Mediterranean. The Bitter Lakes, which are hyper-saline natural lakes that form part of the canal, blocked the migration of Red Sea species into the Mediterranean for many decades, but as the salinity of the lakes gradually equalised with that of the Red Sea, the barrier to migration was removed, and plants and animals from the Red Sea have begun to colonise the Eastern Mediterranean. The Red Sea is generally saltier and more nutrient-poor than the Atlantic, so the Red Sea species have advantages over Atlantic species in the salty and nutrient-poor Eastern Mediterranean. Accordingly, Red Sea species invade the Mediterranean biota, and not vice versa; this phenomenon is known as the Lessepsian migration (after Ferdinand de Lesseps, the French engineer) or Erythrean ("red") invasion. The construction of the Aswan High Dam across the Nile River in the 1960s reduced the inflow of freshwater and nutrient-rich silt from the Nile into the Eastern Mediterranean, making conditions there even more like the Red Sea and worsening the impact of the invasive species.
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Invasive species have become a major component of the Mediterranean ecosystem and have serious impacts on the Mediterranean ecology, endangering many local and endemic Mediterranean species. A first look at some groups of exotic species shows that more than 70% of the non-indigenous decapods and about 63% of the exotic fishes occurring in the Mediterranean are of Indo-Pacific origin,[107] introduced into the Mediterranean through the Suez Canal. This makes the Canal the first pathway of arrival of alien species into the Mediterranean. The impacts of some Lessepsian species have proven to be considerable, mainly in the Levantine basin of the Mediterranean, where they are replacing native species and becoming a familiar sight.
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According to the International Union for Conservation of Nature definition, as well as Convention on Biological Diversity (CBD) and Ramsar Convention terminologies, they are alien species, as they are non-native (non-indigenous) to the Mediterranean Sea, and they are outside their normal area of distribution which is the Indo-Pacific region. When these species succeed in establishing populations in the Mediterranean Sea, compete with and begin to replace native species they are "Alien Invasive Species", as they are an agent of change and a threat to the native biodiversity. In the context of CBD, "introduction" refers to the movement by human agency, indirect or direct, of an alien species outside of its natural range (past or present). The Suez Canal, being an artificial (man made) canal, is a human agency. Lessepsian migrants are therefore "introduced" species (indirect, and unintentional). Whatever wording is chosen, they represent a threat to the native Mediterranean biodiversity, because they are non-indigenous to this sea. In recent years, the Egyptian government's announcement of its intentions to deepen and widen the canal have raised concerns from marine biologists, fearing that such an act will only worsen the invasion of Red Sea species into the Mediterranean, and lead to even more species passing through the canal.[108]
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In recent decades, the arrival of exotic species from the tropical Atlantic has become noticeable. Whether this reflects an expansion of the natural area of these species that now enter the Mediterranean through the Gibraltar strait, because of a warming trend of the water caused by global warming; or an extension of the maritime traffic; or is simply the result of a more intense scientific investigation, is still an open question. While not as intense as the "Lessepsian" movement, the process may be of scientific interest and may therefore[non sequitur] warrant increased levels of monitoring.[citation needed]
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By 2100 the overall level of the Mediterranean could rise between 3 to 61 cm (1.2 to 24.0 in) as a result of the effects of climate change.[109] This could have adverse effects on populations across the Mediterranean:
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Coastal ecosystems also appear to be threatened by sea level rise, especially enclosed seas such as the Baltic, the Mediterranean and the Black Sea. These seas have only small and primarily east–west movement corridors, which may restrict northward displacement of organisms in these areas.[113] Sea level rise for the next century (2100) could be between 30 cm (12 in) and 100 cm (39 in) and temperature shifts of a mere 0.05–0.1 °C in the deep sea are sufficient to induce significant changes in species richness and functional diversity.[114]
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Pollution in this region has been extremely high in recent years.[when?] The United Nations Environment Programme has estimated that 650,000,000 t (720,000,000 short tons) of sewage, 129,000 t (142,000 short tons) of mineral oil, 60,000 t (66,000 short tons) of mercury, 3,800 t (4,200 short tons) of lead and 36,000 t (40,000 short tons) of phosphates are dumped into the Mediterranean each year.[115] The Barcelona Convention aims to 'reduce pollution in the Mediterranean Sea and protect and improve the marine environment in the area, thereby contributing to its sustainable development.'[116]
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Many marine species have been almost wiped out because of the sea's pollution. One of them is the Mediterranean monk seal which is considered to be among the world's most endangered marine mammals.[117]
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The Mediterranean is also plagued by marine debris. A 1994 study of the seabed using trawl nets around the coasts of Spain, France and Italy reported a particularly high mean concentration of debris; an average of 1,935 items per km2. Plastic debris accounted for 76%, of which 94% was plastic bags.[118]
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Some of the world's busiest shipping routes are in the Mediterranean Sea. It is estimated that approximately 220,000 merchant vessels of more than 100 tonnes cross the Mediterranean Sea each year—about one third of the world's total merchant shipping. These ships often carry hazardous cargo, which if lost would result in severe damage to the marine environment.
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The discharge of chemical tank washings and oily wastes also represent a significant source of marine pollution. The Mediterranean Sea constitutes 0.7% of the global water surface and yet receives 17% of global marine oil pollution. It is estimated that every year between 100,000 t (98,000 long tons) and 150,000 t (150,000 long tons) of crude oil are deliberately released into the sea from shipping activities.
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Approximately 370,000,000 t (360,000,000 long tons) of oil are transported annually in the Mediterranean Sea (more than 20% of the world total), with around 250–300 oil tankers crossing the sea every day. Accidental oil spills happen frequently with an average of 10 spills per year. A major oil spill could occur at any time in any part of the Mediterranean.[114]
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Tourism is one of the most important sources of income for many Mediterranean countries, despite the man-made geopolitical conflicts[clarification needed] in the region. The countries have tried to extinguish rising man-made chaotic zones[clarification needed] that might affect the region's economies and societies in neighboring coastal countries, and shipping routes. Naval and rescue components in the Mediterranean Sea are considered to be among the best[citation needed] due to the rapid cooperation between various naval fleets. Unlike the vast open oceans, the sea's closed position facilitates effective naval and rescue missions[citation needed], considered the safest[citation needed] and regardless of[clarification needed] any man-made or natural disaster.
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Tourism is a source of income for small coastal communities, including islands, independent of urban centers. However, tourism has also played major role in the degradation of the coastal and marine environment. Rapid development has been encouraged by Mediterranean governments to support the large numbers of tourists visiting the region; but this has caused serious disturbance to marine habitats by erosion and pollution in many places along the Mediterranean coasts.
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Tourism often concentrates in areas of high natural wealth[clarification needed], causing a serious threat to the habitats of endangered species such as sea turtles and monk seals. Reductions in natural wealth may reduce the incentive for tourists to visit.[114]
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Fish stock levels in the Mediterranean Sea are alarmingly low. The European Environment Agency says that more than 65% of all fish stocks in the region are outside safe biological limits and the United Nations Food and Agriculture Organisation, that some of the most important fisheries—such as albacore and bluefin tuna, hake, marlin, swordfish, red mullet and sea bream—are threatened.[date missing]
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There are clear indications that catch size and quality have declined, often dramatically, and in many areas larger and longer-lived species have disappeared entirely from commercial catches.
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Large open water fish like tuna have been a shared fisheries resource for thousands of years but the stocks are now dangerously low. In 1999, Greenpeace published a report revealing that the amount of bluefin tuna in the Mediterranean had decreased by over 80% in the previous 20 years and government scientists warn that without immediate action the stock will collapse.
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Beach of Hammamet, Tunisia
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The beach of la Courtade in the Îles d'Hyères, France
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Sardinia's south coast, Italy
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Pretty Bay, Malta
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Panoramic view of Piran, Slovenia
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Panoramic view of Cavtat, Croatia
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View of Neum, Bosnia and Herzegovina
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A view of Sveti Stefan, Montenegro
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Ksamil Islands, Albania
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Navagio, Greece
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Marmaris, Turquoise Coast, Turkey
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Paphos, Cyprus
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Burj Islam Beach, Latakia, Syria
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A view of Raouché off the coast of Beirut, Lebanon
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A view of Haifa, Israel
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Coast of Alexandria, view From Bibliotheca Alexandrina, Egypt
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Old city of Ibiza Town, Spain
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Les Aiguades near Béjaïa, Algeria
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El Jebha, a port town in Morocco
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Europa Point, Gibraltar
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Panoramic view of La Condamine, Monaco
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Sunset at the Deir al-Balah beach, Gaza Strip
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The Mediterranean Sea is a sea connected to the Atlantic Ocean, surrounded by the Mediterranean Basin and almost completely enclosed by land: on the north by Southern Europe and Anatolia, on the south by North Africa, and on the east by the Levant. Although the sea is sometimes considered a part of the Atlantic Ocean, it is usually referred to as a separate body of water. Geological evidence indicates that around 5.9 million years ago, the Mediterranean was cut off from the Atlantic and was partly or completely desiccated over a period of some 600,000 years during the Messinian salinity crisis before being refilled by the Zanclean flood about 5.3 million years ago.
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It covers an area of about 2,500,000 km2 (970,000 sq mi),[2] representing 0.7% of the global ocean surface, but its connection to the Atlantic via the Strait of Gibraltar—the narrow strait that connects the Atlantic Ocean to the Mediterranean Sea and separates Spain in Europe from Morocco in Africa—is only 14 km (9 mi) wide. In oceanography, it is sometimes called the Eurafrican Mediterranean Sea, the European Mediterranean Sea or the African Mediterranean Sea to distinguish it from mediterranean seas elsewhere.[3][4]
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The Mediterranean Sea has an average depth of 1,500 m (4,900 ft) and the deepest recorded point is 5,267 m (17,280 ft) in the Calypso Deep in the Ionian Sea. It lies between latitudes 30° and 46° N and longitudes 6° W and 36° E. Its west–east length, from the Strait of Gibraltar to the Gulf of Iskenderun, on the southeastern coast of Turkey, is about 4,000 kilometres (2,500 mi).
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The sea was an important route for merchants and travellers of ancient times, facilitating trade and cultural exchange between peoples of the region. The history of the Mediterranean region is crucial to understanding the origins and development of many modern societies. The sea was controlled by the Roman Empire for centuries, during their nautical hegemony.
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The countries surrounding the Mediterranean in clockwise order are Spain, France, Monaco, Italy, Slovenia, Croatia, Bosnia and Herzegovina, Montenegro, Albania, Greece, Turkey, Syria, Lebanon, Israel, Egypt, Libya, Tunisia, Algeria, and Morocco; Malta and Cyprus are island countries in the sea. In addition, the Gaza Strip and the British Overseas Territories of Gibraltar and Akrotiri and Dhekelia have coastlines on the sea.
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The Ancient Egyptians called the Mediterranean Wadj-wr/Wadj-Wer/Wadj-Ur.
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The Ancient Greeks called the Mediterranean simply ἡ θάλασσα (hē thálassa; "the Sea") or sometimes ἡ μεγάλη θάλασσα (hē megálē thálassa; "the Great Sea"), ἡ ἡμέτερα θάλασσα (hē hēmétera thálassa; "Our Sea"), or ἡ θάλασσα ἡ καθ'ἡμᾶς (hē thálassa hē kath’hēmâs; "the sea around us").
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The Romans called it Mare Magnum ("Great Sea") or Mare Internum ("Internal Sea") and, starting with the Roman Empire, Mare Nostrum ("Our Sea"). The term Mare Mediterrāneum appears later: Solinus apparently used it in the 3rd century, but the earliest extant witness to it is in the 6th century, in Isidore of Seville.[5][6] It means 'in the middle of land, inland' in Latin, a compound of medius ("middle"), terra ("land, earth"), and -āneus ("having the nature of").
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The Latin word is a calque of Greek μεσόγειος (mesógeios; "inland"), from μέσος (mésos, "in the middle") and γήινος (gḗinos, "of the earth"), from γῆ (gê, "land, earth"). The original meaning may have been 'the sea in the middle of the earth', rather than 'the sea enclosed by land'.[7][8]
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Ancient Iranians called it the "Roman Sea", in Classic Persian texts was called Daryāy-e Rōm (دریای روم) which may be from Middle Persian form, Zrēh ī Hrōm (𐭦𐭫𐭩𐭤 𐭩 𐭤𐭫𐭥𐭬).[9]
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The Carthaginians called it the "Syrian Sea". In ancient Syrian texts, Phoenician epics and in the Hebrew Bible, it was primarily known as the "Great Sea", HaYam HaGadol, (Numbers; Book of Joshua; Ezekiel) or simply as "The Sea" (1 Kings). However, it has also been called the "Hinder Sea" because of its location on the west coast of Greater Syria or the Holy Land (and therefore behind a person facing the east), which is sometimes translated as "Western Sea". Another name was the "Sea of the Philistines", (Book of Exodus), from the people inhabiting a large portion of its shores near the Israelites. In Modern Hebrew, it is called HaYam HaTikhon 'the Middle Sea'.[10] In Classic Persian texts was called Daryāy-e Šām (دریای شام) "The Western Sea" or "Syrian Sea".[11]
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In Modern Arabic, it is known as al-Baḥr [al-Abyaḍ] al-Mutawassiṭ (البحر [الأبيض] المتوسط) 'the [White] Middle Sea'. In Islamic and older Arabic literature, it was Baḥr al-Rūm(ī) (بحر الروم or بحر الرومي}) 'the Sea of the Romans' or 'the Roman Sea'. At first, that name referred to only the Eastern Mediterranean, but it was later extended to the whole Mediterranean. Other Arabic names were Baḥr al-šām(ī) (بحر الشام) ("the Sea of Syria") and Baḥr al-Maghrib (بحرالمغرب) ("the Sea of the West").[12][6]
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In Turkish, it is the Akdeniz 'the White Sea'; in Ottoman, ﺁق دكيز, which sometimes means only the Aegean Sea.[13] The origin of the name is not clear, as it is not known in earlier Greek, Byzantine or Islamic sources. It may be to contrast with the Black Sea.[12][10][14] In Persian, the name was translated as Baḥr-i Safīd, which was also used in later Ottoman Turkish. It is probably the origin of the colloquial Greek phrase Άσπρη Θάλασσα (Άspri Thálassa, lit. "White Sea").[12]
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Johann Knobloch claims that in classical antiquity, cultures in the Levant used colours to refer to the cardinal points: black referred to the north (explaining the name Black Sea), yellow or blue to east, red to south (e.g., the Red Sea), and white to west. This would explain the Greek Άspri Thálassa, the Bulgarian Byalo More, the Turkish Akdeniz, and the Arab nomenclature described above, lit. "White Sea".[15]
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Several ancient civilizations were located around the Mediterranean shores and were greatly influenced by their proximity to the sea. It provided routes for trade, colonization, and war, as well as food (from fishing and the gathering of other seafood) for numerous communities throughout the ages.[16]
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Due to the shared climate, geology, and access to the sea, cultures centered on the Mediterranean tended to have some extent of intertwined culture and history.
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Two of the most notable Mediterranean civilizations in classical antiquity were the Greek city states and the Phoenicians, both of which extensively colonized the coastlines of the Mediterranean. Later, when Augustus founded the Roman Empire, the Romans referred to the Mediterranean as Mare Nostrum ("Our Sea"). For the next 400 years, the Roman Empire completely controlled the Mediterranean Sea and virtually all its coastal regions from Gibraltar to the Levant.
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Darius I of Persia, who conquered Ancient Egypt, built a canal linking the Mediterranean to the Red Sea. Darius's canal was wide enough for two triremes to pass each other with oars extended, and required four days to traverse.[17]
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In 2019, the archaeological team of experts from Underwater Research Center of the Akdeniz University (UA) revealed a shipwreck dating back 3,600 years in the Mediterranean Sea in Turkey. 1.5 tons of copper ingots found in the ship was used to estimate its age. The Governor of Antalya Munir Karaloğlu described this valuable discovery as the "Göbeklitepe of the underwater world”. It has been confirmed that the shipwreck, dating back to 1600 BC, is older than the "Uluburun Shipwreck" dating back to 1400 BC.[18][19][20][21]
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The Western Roman Empire collapsed around 476 AD. Temporarily the east was again dominant as Roman power lived on in the Byzantine Empire formed in the 4th century from the eastern half of the Roman Empire. Another power arose in the 7th century, and with it the religion of Islam, which soon swept across from the east; at its greatest extent, the Arab Empire controlled 75% of the Mediterranean region and left a lasting footprint on its eastern and southern shores.
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The Arab invasions disrupted the trade relations between Western and Eastern Europe while disrupting trade routes with Eastern Asian Empires. This, however, had the indirect effect of promoting the trade across the Caspian Sea. The export of grains from Egypt was re-routed towards the Eastern world. Products from East Asian empires, like silk and spices, were carried from Egypt to ports like Venice and Constantinople by sailors and Jewish merchants. The Viking raids further disrupted the trade in western Europe and brought it to a halt. However, the Norsemen developed the trade from Norway to the White Sea, while also trading in luxury goods from Spain and the Mediterranean. The Byzantines in the mid-8th century retook control of the area around the north-eastern part of the Mediterranean. Venetian ships from the 9th century armed themselves to counter the harassment by Arabs while concentrating trade of Asian goods in Venice.[22]
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The Fatimids maintained trade relations with the Italian city-states like Amalfi and Genoa before the Crusades, according to the Cairo Geniza documents. A document dated 996 mentions Amalfian merchants living in Cairo. Another letter states that the Genoese had traded with Alexandria. The caliph al-Mustansir had allowed Amalfian merchants to reside in Jerusalem about 1060 in place of the Latin hospice.[23]
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The Crusades led to flourishing of trade between Europe and the outremer region.[24] Genoa, Venica and Pisa created colonies in regions controlled by the Crusaders and came to control the trade with the Orient. These colonies also allowed them to trade with the Eastern world. Though the fall of the Crusader states and attempts at banning of trade relations with Muslim states by the Popes temporarily disrupted the trade with the Orient, it however continued.[25]
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Europe started to revive, however, as more organized and centralized states began to form in the later Middle Ages after the Renaissance of the 12th century.
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Ottoman power based in Anatolia continued to grow, and in 1453 extinguished the Byzantine Empire with the Conquest of Constantinople. Ottomans gained control of much of the sea in the 16th century and maintained naval bases in southern France (1543–1544), Algeria and Tunisia. Barbarossa, the famous Ottoman captain is a symbol of this domination with the victory of the Battle of Preveza (1538). The Battle of Djerba (1560) marked the apex of Ottoman naval domination in the Mediterranean. As the naval prowess of the European powers increased, they confronted Ottoman expansion in the region when the Battle of Lepanto (1571) checked the power of the Ottoman Navy. This was the last naval battle to be fought primarily between galleys.
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The Barbary pirates of Northwest Africa preyed on Christian shipping and coastlines in the Western Mediterranean Sea.[26] According to Robert Davis, from the 16th to 19th centuries, pirates captured 1 million to 1.25 million Europeans as slaves.[27]
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The development of oceanic shipping began to affect the entire Mediterranean. Once, most trade between Western Europe and the East had passed through the region, but after the 1490s the development of a sea route to the Indian Ocean allowed the importation of Asian spices and other goods through the Atlantic ports of western Europe.[28][29][30]
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The sea remained strategically important. British mastery of Gibraltar ensured their influence in Africa and Southwest Asia. Wars included Naval warfare in the Mediterranean during World War I and Mediterranean theatre of World War II.
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In 2013, the Maltese president described the Mediterranean Sea as a "cemetery" due to the large number of migrants who drowned there after their boats capsized.[31] European Parliament president Martin Schulz said in 2014 that Europe's migration policy "turned the Mediterranean into a graveyard", referring to the number of drowned refugees in the region as a direct result of the policies.[32] An Azerbaijani official described the sea as "a burial ground ... where people die".[33]
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Following the 2013 Lampedusa migrant shipwreck, the Italian government decided to strengthen the national system for the patrolling of the Mediterranean Sea by authorising "Operation Mare Nostrum", a military and humanitarian mission in order to rescue the migrants and arrest the traffickers of immigrants. In 2015, more than one million migrants crossed the Mediterranean Sea into Europe.[34]
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Italy was particularly affected by the European migrant crisis. Since 2013, over 700,000 migrants have landed in Italy,[35] mainly sub-Saharan Africans.[36]
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The Mediterranean Sea connects:
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The 163 km (101 mi) long artificial Suez Canal in the southeast connects the Mediterranean Sea to the Red Sea.[10]
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Large islands in the Mediterranean include:
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The typical Mediterranean climate has hot, humid, and dry summers and mild, rainy winters. Crops of the region include olives, grapes, oranges, tangerines, and cork.
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The Mediterranean Sea includes 14 marginal sea:[37][circular reference][38][circular reference][39][circular reference][40][circular reference][41][circular reference]
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The International Hydrographic Organization defines the limits of the Mediterranean Sea as follows:[42] Stretching from the Strait of Gibraltar in the west to the entrances to the Dardanelles and the Suez Canal in the east, the Mediterranean Sea is bounded by the coasts of Europe, Africa, and Asia and is divided into two deep basins:
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The following countries have a coastline on the Mediterranean Sea:
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Several other territories also border the Mediterranean Sea (from west to east):
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Major cities (municipalities), with populations larger than 200,000 people, bordering the Mediterranean Sea include:
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The International Hydrographic Organization (IHO) divides the Mediterranean into a number of smaller waterbodies, each with their own designation (from west to east):[42]
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Some other seas whose names have been in common use from the ancient times, or in the present:
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Many of these smaller seas feature in local myth and folklore and derive their names from such associations.
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In addition to the seas, a number of gulfs and straits are recognised:
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Much of the Mediterranean coast enjoys a hot-summer Mediterranean climate. However, most of its southeastern coast has a hot desert climate, and much of Spain's eastern (Mediterranean) coast has a cold semi-arid climate. Although they are rare, tropical cyclones occasionally form in the Mediterranean Sea, typically in September–November.
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Being nearly landlocked affects conditions in the Mediterranean Sea: for instance, tides are very limited as a result of the narrow connection with the Atlantic Ocean. The Mediterranean is characterised and immediately recognised by its deep blue colour.
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Evaporation greatly exceeds precipitation and river runoff in the Mediterranean, a fact that is central to the water circulation within the basin.[58] Evaporation is especially high in its eastern half, causing the water level to decrease and salinity to increase eastward.[59] The average salinity in the basin is 38 PSU at 5 m depth.[60]
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The temperature of the water in the deepest part of the Mediterranean Sea is 13.2 °C (55.8 °F).[60]
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Water circulation in the Mediterranean can be described from the surface waters entering from the Atlantic through the Strait of Gibraltar. These cool and relatively low-salinity waters circulate eastwards along the North African coasts. A part of these surface waters does not pass the Strait of Sicily, but deviates towards Corsica before exiting the Mediterranean. The surface waters entering the eastern Mediterranean basin circulate along the Libyan and Israelian coasts. Upon reaching the Levantine Sea, the surface waters having experienced warming and saltening from their initial Atlantic state, are now more dense and sink to form the Levantine Intermediate Waters (LIW). Most of the water found anywhere between 50 and 600 m deep in the Mediterranean originates from the LIW.[61] LIW are formed along the coasts of Turkey and circulate westwards along the Greek and South Italian coasts. LIW are the only waters passing the Sicily Strait westwards. After the Strait of Sicily, the LIW waters circulate along the Italian, French and Spanish coasts before exiting the Mediterranean through the depths of the Strait of Gibraltar. Deep water in the Mediterranean originates from three main areas: the Adriatic Sea, from which most of the deep water in the eastern Mediterranean originates, the Aegean Sea, and the Gulf of Lion. Deep water formation in the Mediterranean is triggered by strong winter convection fueled by intense cold winds like the Bora. When new deep water is formed, the older waters mix with the overlaying intermediate waters and eventually exit the Mediterranean. The residence time of water in the Mediterranean is approximately 100 years, making the Mediterranean especially sensitive to climate change.[62]
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Being a semi-enclosed basin, the Mediterranean experiences transitory events that can affect the water circulation on short time scales. In the mid 1990s, the Aegean Sea became the main area for deep water formation in the eastern Mediterranean after particularly cold winter conditions. This transitory switch in the origin of deep waters in the eastern Mediterranean was termed Eastern Mediterranean Transient (EMT) and had major consequences on water circulation of the Mediterranean.[63][64][65]
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Another example of a transient event affecting the Mediterranean circulation is the periodic inversion of the North Ionian Gyre, which is an anticyclonic ocean gyre observed in the northern part of the Ionian Sea, off the Greek coast. The transition from anticyclonic to cyclonic rotation of this gyre changes the origin of the waters fueling it; when the circulation is anticyclonic (most common), the waters of the gyre originate from the Adriatic Sea. When the circulation is cyclonic, the waters originate from the Levantine Sea. These waters have different physical and chemical characteristics, and the periodic inversion of the North Ionian Gyre (called Bimodal Oscillating System or BiOS) changes the Mediterranean circulation and biogeochemistry around the Adriatic and Levantine regions.[66]
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Because of the short residence time of waters, the Mediterranean Sea is considered a hot-spot for climate change effects.[67] Deep water temperatures have increased by 0.12 °C (0.22 °F) between 1959 and 1989.[68] According to climate projections, the Mediterranean Sea could become warmer. The decrease in precipitation over the region could lead to more evaporation ultimately increasing the Mediterranean Sea salinity.[67][69] Because of the changes in temperature and salinity, the Mediterranean Sea may become more stratified by the end of the 21st century, with notable consequences on water circulation and biogeochemistry.
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In spite of its great biodiversity, concentrations of chlorophyll and nutrients in the Mediterranean Sea are very low, making it one of the most oligotrophic ocean regions in the world. The Mediterranean Sea is commonly referred to as an LNLC (Low-Nutrient, Low-Chlorophyll) area. The Mediterranean Sea fits the definition of a desert as it has low precipitation and its nutrient contents are low, making it difficult for plants and animals to develop.
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There are steep gradients in nutrient concentrations, chlorophyll concentrations and primary productivity in the Mediterranean. Nutrient concentrations in the western part of the basin are about double the concentrations in the eastern basin. The Alboran Sea, close to the Strait of Gibraltar, has a daily primary productivity of about 0.25 g C (grams of carbon) m−2 day−1 whereas the eastern basin has an average daily productivity of 0.16 g C m−2 day−1.[70] For this reason, the eastern part of the Mediterranean Sea is termed "ultraoligotrophic". The productive areas of the Mediterranean Sea are few and small. High (i.e. more than 0.5 grams of Chlorophyll a per cubic meter) productivity occurs in coastal areas, close to the river mouths which are the primary suppliers of dissolved nutrients. The Gulf of Lion has a relatively high productivity because it is an area of high vertical mixing, bringing nutrients to the surface waters that can be used by phytoplankton to produce Chlorophyll a.[71]
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Primary productivity in the Mediterranean is also marked by an intense seasonal variability. In winter, the strong winds and precipitation[Contradicts statement above that precipitation is low] over the basin generate vertical mixing, bringing nutrients from the deep waters to the surface, where phytoplankton can convert it into biomass.[72] However, in winter, light may be the limiting factor for primary productivity. Between March and April, spring offers the ideal trade-off between light intensity and nutrient concentrations in surface for a spring bloom to occur. In summer, high atmospheric temperatures lead to the warming of the surface waters. The resulting density difference virtually isolates the surface waters from the rest of the water column and nutrient exchanges are limited. As a consequence, primary productivity is very low between June and October.[73][71]
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Oceanographic expeditions uncovered a characteristic feature of the Mediterranean Sea biogeochemistry: most of the chlorophyll production does not occur on the surface, but in sub-surface waters between 80 and 200 meters deep.[74] Another key characteristic of the Mediterranean is its high nitrogen-to-phosphorus ratio (N:P). Redfield demonstrated that most of the world's oceans have an average N:P ratio around 16. However, the Mediterranean Sea has an average N:P between 24 and 29, which translates a widespread phosphorus limitation.[clarification needed][75][76][77][78]
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Because of its low productivity, plankton assemblages in the Mediterranean Sea are dominated by small organisms such as picophytoplankton and bacteria.[79][80]
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The geologic history of the Mediterranean Sea is complex. Underlain by oceanic crust, the sea basin was once thought to be a tectonic remnant of the ancient Tethys Ocean; it is now known to be a structurally younger basin, called the Neotethys, which was first formed by the convergence of the African and Eurasian plates during the Late Triassic and Early Jurassic. Because it is a near-landlocked body of water in a normally dry climate, the Mediterranean is subject to intensive evaporation and the precipitation of evaporites. The Messinian salinity crisis started about six million years ago (mya) when the Mediterranean became landlocked, and then essentially dried up. There are salt deposits accumulated on the bottom of the basin of more than a million cubic kilometres—in some places more than three kilometres thick.[81][82]
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Scientists estimate that the sea was last filled about 5.3 million years ago (mya) in less than two years by the Zanclean flood. Water poured in from the Atlantic Ocean through a newly breached gateway now called the Strait of Gibraltar at an estimated rate of about three orders of magnitude (one thousand times) larger than the current flow of the Amazon River.[83]
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The Mediterranean Sea has an average depth of 1,500 m (4,900 ft) and the deepest recorded point is 5,267 m (17,280 ft) in the Calypso Deep in the Ionian Sea. The coastline extends for 46,000 km (29,000 mi). A shallow submarine ridge (the Strait of Sicily) between the island of Sicily and the coast of Tunisia divides the sea in two main subregions: the Western Mediterranean, with an area of about 850,000 km2 (330,000 mi2); and the Eastern Mediterranean, of about 1.65 million km2 (640,000 mi2). Coastal areas have submarine karst springs or vruljas, which discharge pressurised groundwater into the water from below the surface; the discharge water is usually fresh, and sometimes may be thermal.[84][85]
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The Mediterranean basin and sea system was established by the ancient African-Arabian continent colliding with the Eurasian continent. As Africa-Arabia drifted northward, it closed over the ancient Tethys Ocean which had earlier separated the two supercontinents Laurasia and Gondwana.
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At about that time in the middle Jurassic period (roughly 170 million years ago[dubious – discuss]) a much smaller sea basin, dubbed the Neotethys, was formed shortly before the Tethys Ocean closed at its western (Arabian) end. The broad line of collisions pushed up a very long system of mountains from the Pyrenees in Spain to the Zagros Mountains in Iran in an episode of mountain-building tectonics known as the Alpine orogeny. The Neotethys grew larger during the episodes of collisions (and associated foldings and subductions) that occurred during the Oligocene and Miocene epochs (34 to 5.33 mya); see animation: Africa-Arabia colliding with Eurasia. Accordingly, the Mediterranean basin consists of several stretched tectonic plates in subduction which are the foundation of the eastern part of the Mediterranean Sea. Various zones of subduction contain the highest oceanic ridges, east of the Ionian Sea and south of the Aegean. The Central Indian Ridge runs east of the Mediterranean Sea south-east across the in-between[clarification needed] of Africa and the Arabian Peninsula into the Indian Ocean.
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During Mesozoic and Cenozoic times, as the northwest corner of Africa converged on Iberia, it lifted the Betic-Rif mountain belts across southern Iberia and northwest Africa. There the development of the intramontane Betic and Rif basins created two roughly-parallel marine gateways between the Atlantic Ocean and the Mediterranean Sea. Dubbed the Betic and Rifian corridors, they gradually closed during the middle and late Miocene: perhaps several times.[86] In the late Miocene the closure of the Betic Corridor triggered the so-called "Messinian salinity crisis" (MSC), when the Mediterranean almost entirely dried out. The start of the MSC was recently estimated astronomically at 5.96 mya, and it persisted for some 630,000 years until about 5.3 mya;[87] see Animation: Messinian salinity crisis, at right.
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After the initial drawdown[clarification needed] and re-flooding, there followed more episodes—the total number is debated—of sea drawdowns and re-floodings for the duration of the MSC. It ended when the Atlantic Ocean last re-flooded the basin—creating the Strait of Gibraltar and causing the Zanclean flood—at the end of the Miocene (5.33 mya). Some research has suggested that a desiccation-flooding-desiccation cycle may have repeated several times, which could explain several events of large amounts of salt deposition.[88][89] Recent studies, however, show that repeated desiccation and re-flooding is unlikely from a geodynamic point of view.[90][91]
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The present-day Atlantic gateway, the Strait of Gibraltar, originated in the early Pliocene via the Zanclean Flood. As mentioned, there were two earlier gateways: the Betic Corridor across southern Spain and the Rifian Corridor across northern Morocco. The Betic closed about 6 mya, causing the Messinian salinity crisis (MSC); the Rifian or possibly both gateways closed during the earlier Tortonian times, causing a "Tortonian salinity crisis" (from 11.6 to 7.2 mya), long before the MSC and lasting much longer. Both "crises" resulted in broad connections between the mainlands of Africa and Europe, which allowed migrations of flora and fauna—especially large mammals including primates—between the two continents. The Vallesian crisis indicates a typical extinction and replacement of mammal species in Europe during Tortonian times following climatic upheaval and overland migrations of new species:[92] see Animation: Messinian salinity crisis (and mammal migrations), at right.
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The almost complete enclosure of the Mediterranean basin has enabled the oceanic gateways to dominate seawater circulation and the environmental evolution of the sea and basin. Circulation patterns are also affected by several other factors—including climate, bathymetry, and water chemistry and temperature—which are interactive and can induce precipitation of evaporites. Deposits of evaporites accumulated earlier in the nearby Carpathian foredeep during the Middle Miocene, and the adjacent Red Sea Basin (during the Late Miocene), and in the whole Mediterranean basin (during the MSC and the Messinian age). Many diatomites are found underneath the evaporite deposits, suggesting a connection between their[clarification needed] formations.
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Today, evaporation of surface seawater (output) is more than the supply (input) of fresh water by precipitation and coastal drainage systems, causing the salinity of the Mediterranean to be much higher than that of the Atlantic—so much so that the saltier Mediterranean waters sink below the waters incoming from the Atlantic, causing a two-layer flow across the Strait of Gibraltar: that is, an outflow submarine current of warm saline Mediterranean water, counterbalanced by an inflow surface current of less saline cold oceanic water from the Atlantic. In the 1920s, Herman Sörgel proposed the building of a hydroelectric dam (the Atlantropa project) across the Straits, using the inflow current to provide a large amount of hydroelectric energy. The underlying energy grid was also intended to support a political union between Europe and, at least, the Maghreb part of Africa (compare Eurafrika for the later impact and Desertec for a later project with some parallels in the planned grid).[93]
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The end of the Miocene also marked a change in the climate of the Mediterranean basin. Fossil evidence from that period reveals that the larger basin had a humid subtropical climate with rainfall in the summer supporting laurel forests. The shift to a "Mediterranean climate" occurred largely within the last three million years (the late Pliocene epoch) as summer rainfall decreased. The subtropical laurel forests retreated; and even as they persisted on the islands of Macaronesia off the Atlantic coast of Iberia and North Africa, the present Mediterranean vegetation evolved, dominated by coniferous trees and sclerophyllous trees and shrubs with small, hard, waxy leaves that prevent moisture loss in the dry summers. Much of these forests and shrublands have been altered beyond recognition by thousands of years of human habitation. There are now very few relatively intact natural areas in what was once a heavily wooded region.
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Because of its latitude and its land-locked position, the Mediterranean is especially sensitive to astronomically induced climatic variations, which are well documented in its sedimentary record. Since the Mediterranean is subject to the deposition of eolian dust from the Sahara during dry periods, whereas riverine detrital input prevails during wet ones, the Mediterranean marine sapropel-bearing sequences provide high-resolution climatic information. These data have been employed in reconstructing astronomically calibrated time scales for the last 9 Ma of the Earth's history, helping to constrain the time of past geomagnetic reversals.[94] Furthermore, the exceptional accuracy of these paleoclimatic records has improved our knowledge of the Earth's orbital variations in the past.
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|
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Unlike the vast multidirectional ocean currents in open oceans within their respective oceanic zones; biodiversity in the Mediterranean Sea is that of a stable one due to the subtle but strong locked nature of currents which affects favorably, even the smallest macroscopic type of volcanic life form. The stable marine ecosystem of the Mediterranean Sea and sea temperature provides a nourishing environment for life in the deep sea to flourish while assuring a balanced aquatic ecosystem excluded from any external deep oceanic factors. It is estimated that there are more than 17,000 marine species in the Mediterranean Sea with generally higher marine biodiversity in coastal areas, continental shelves, and decreases with depth.[95]
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As a result of the drying of the sea during the Messinian salinity crisis,[96] the marine biota of the Mediterranean are derived primarily from the Atlantic Ocean. The North Atlantic is considerably colder and more nutrient-rich than the Mediterranean, and the marine life of the Mediterranean has had to adapt to its differing conditions in the five million years since the basin was reflooded.
|
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The Alboran Sea is a transition zone between the two seas, containing a mix of Mediterranean and Atlantic species. The Alboran Sea has the largest population of bottlenose dolphins in the Western Mediterranean, is home to the last population of harbour porpoises in the Mediterranean, and is the most important feeding grounds for loggerhead sea turtles in Europe. The Alboran Sea also hosts important commercial fisheries, including sardines and swordfish. The Mediterranean monk seals live in the Aegean Sea in Greece. In 2003, the World Wildlife Fund raised concerns about the widespread drift net fishing endangering populations of dolphins, turtles, and other marine animals such as the spiny squat lobster.
|
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There was a resident population of killer whale in the Mediterranean until the 1980s, when they went extinct, probably due to long term PCB exposure. There are still annual sightings of killer whale vagrants.[97]
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For 4,000 years, human activity has transformed most parts of Mediterranean Europe, and the "humanisation of the landscape" overlapped with the appearance of the present Mediterranean climate.[98] The image of a simplistic, environmental determinist notion of a Mediterranean paradise on Earth in antiquity, which was destroyed by later civilisations, dates back to at least the 18th century and was for centuries fashionable in archaeological and historical circles. Based on a broad variety of methods, e.g. historical documents, analysis of trade relations, floodplain sediments, pollen, tree-ring and further archaeometric analyses and population studies, Alfred Thomas Grove's and Oliver Rackham's work on "The Nature of Mediterranean Europe" challenges this common wisdom of a Mediterranean Europe as a "Lost Eden", a formerly fertile and forested region, that had been progressively degraded and desertified by human mismanagement.[98] The belief stems more from the failure of the recent landscape to measure up to the imaginary past of the classics as idealised by artists, poets and scientists of the early modern Enlightenment.[98]
|
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|
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The historical evolution of climate, vegetation and landscape in southern Europe from prehistoric times to the present is much more complex and underwent various changes. For example, some of the deforestation had already taken place before the Roman age. While in the Roman age large enterprises such as the latifundia took effective care of forests and agriculture, the largest depopulation effects came with the end of the empire. Some[who?] assume that the major deforestation took place in modern times—the later usage patterns were also quite different e.g. in southern and northern Italy. Also, the climate has usually been unstable and there is evidence of various ancient and modern "Little Ice Ages",[99] and plant cover accommodated to various extremes and became resilient to various patterns of human activity.[98]
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|
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Human activity was therefore not the cause of climate change but followed it.[98] The wide ecological diversity typical of Mediterranean Europe is predominantly based on human behavior, as it is and has been closely related human usage patterns.[98] The diversity range[clarification needed] was enhanced by the widespread exchange and interaction of the longstanding and highly diverse local agriculture, intense transport and trade relations, and the interaction with settlements, pasture and other land use. The greatest human-induced changes, however, came after World War II, in line with the "1950s syndrome"[100] as rural populations throughout the region abandoned traditional subsistence economies. Grove and Rackham suggest that the locals left the traditional agricultural patterns and instead became scenery-setting agents[clarification needed] for tourism. This resulted in more uniform, large-scale formations[of what?].[98] Among further current important threats to Mediterranean landscapes are overdevelopment of coastal areas, abandonment of mountains and, as mentioned, the loss of variety via the reduction of traditional agricultural occupations.[98]
|
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|
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The region has a variety of geological hazards which have closely interacted with human activity and land use patterns. Among others, in the eastern Mediterranean, the Thera eruption, dated to the 17th or 16th century BC, caused a large tsunami that some experts hypothesise devastated the Minoan civilisation on the nearby island of Crete, further leading some to believe that this may have been the catastrophe that inspired the Atlantis legend.[101] Mount Vesuvius is the only active volcano on the European mainland, while others, Mount Etna and Stromboli, are on neighbouring islands. The region around Vesuvius including the Phlegraean Fields Caldera west of Naples are quite active[102] and constitute the most densely populated volcanic region in the world where an eruptive event may occur within decades.[103]
|
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|
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Vesuvius itself is regarded as quite dangerous due to a tendency towards explosive (Plinian) eruptions.[104] It is best known for its eruption in AD 79 that led to the burying and destruction of the Roman cities of Pompeii and Herculaneum.
|
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|
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The large experience[clarification needed] of member states and regional authorities has led to exchange[of what?] on the international level with cooperation of NGOs, states, regional and municipality authorities and private persons.[105] The Greek–Turkish earthquake diplomacy is a quite positive example of natural hazards leading to improved relations between traditional rivals in the region after earthquakes in İzmir and Athens in 1999. The European Union Solidarity Fund (EUSF) was set up to respond to major natural disasters and express European solidarity to disaster-stricken regions within all of Europe.[106] The largest amount of funding requests in the EU relates to forest fires, followed by floods and earthquakes. Forest fires, whether man made or natural, are a frequent and dangerous hazard in the Mediterranean region.[105] Tsunamis are also an often underestimated hazard in the region. For example, the 1908 Messina earthquake and tsunami took more than 123,000 lives in Sicily and Calabria and was among the most deadly natural disasters in modern Europe.
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|
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The opening of the Suez Canal in 1869 created the first salt-water passage between the Mediterranean and the Red Sea. The Red Sea is higher than the Eastern Mediterranean, so the canal functions as a tidal strait that pours Red Sea water into the Mediterranean. The Bitter Lakes, which are hyper-saline natural lakes that form part of the canal, blocked the migration of Red Sea species into the Mediterranean for many decades, but as the salinity of the lakes gradually equalised with that of the Red Sea, the barrier to migration was removed, and plants and animals from the Red Sea have begun to colonise the Eastern Mediterranean. The Red Sea is generally saltier and more nutrient-poor than the Atlantic, so the Red Sea species have advantages over Atlantic species in the salty and nutrient-poor Eastern Mediterranean. Accordingly, Red Sea species invade the Mediterranean biota, and not vice versa; this phenomenon is known as the Lessepsian migration (after Ferdinand de Lesseps, the French engineer) or Erythrean ("red") invasion. The construction of the Aswan High Dam across the Nile River in the 1960s reduced the inflow of freshwater and nutrient-rich silt from the Nile into the Eastern Mediterranean, making conditions there even more like the Red Sea and worsening the impact of the invasive species.
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Invasive species have become a major component of the Mediterranean ecosystem and have serious impacts on the Mediterranean ecology, endangering many local and endemic Mediterranean species. A first look at some groups of exotic species shows that more than 70% of the non-indigenous decapods and about 63% of the exotic fishes occurring in the Mediterranean are of Indo-Pacific origin,[107] introduced into the Mediterranean through the Suez Canal. This makes the Canal the first pathway of arrival of alien species into the Mediterranean. The impacts of some Lessepsian species have proven to be considerable, mainly in the Levantine basin of the Mediterranean, where they are replacing native species and becoming a familiar sight.
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According to the International Union for Conservation of Nature definition, as well as Convention on Biological Diversity (CBD) and Ramsar Convention terminologies, they are alien species, as they are non-native (non-indigenous) to the Mediterranean Sea, and they are outside their normal area of distribution which is the Indo-Pacific region. When these species succeed in establishing populations in the Mediterranean Sea, compete with and begin to replace native species they are "Alien Invasive Species", as they are an agent of change and a threat to the native biodiversity. In the context of CBD, "introduction" refers to the movement by human agency, indirect or direct, of an alien species outside of its natural range (past or present). The Suez Canal, being an artificial (man made) canal, is a human agency. Lessepsian migrants are therefore "introduced" species (indirect, and unintentional). Whatever wording is chosen, they represent a threat to the native Mediterranean biodiversity, because they are non-indigenous to this sea. In recent years, the Egyptian government's announcement of its intentions to deepen and widen the canal have raised concerns from marine biologists, fearing that such an act will only worsen the invasion of Red Sea species into the Mediterranean, and lead to even more species passing through the canal.[108]
|
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|
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In recent decades, the arrival of exotic species from the tropical Atlantic has become noticeable. Whether this reflects an expansion of the natural area of these species that now enter the Mediterranean through the Gibraltar strait, because of a warming trend of the water caused by global warming; or an extension of the maritime traffic; or is simply the result of a more intense scientific investigation, is still an open question. While not as intense as the "Lessepsian" movement, the process may be of scientific interest and may therefore[non sequitur] warrant increased levels of monitoring.[citation needed]
|
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|
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By 2100 the overall level of the Mediterranean could rise between 3 to 61 cm (1.2 to 24.0 in) as a result of the effects of climate change.[109] This could have adverse effects on populations across the Mediterranean:
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Coastal ecosystems also appear to be threatened by sea level rise, especially enclosed seas such as the Baltic, the Mediterranean and the Black Sea. These seas have only small and primarily east–west movement corridors, which may restrict northward displacement of organisms in these areas.[113] Sea level rise for the next century (2100) could be between 30 cm (12 in) and 100 cm (39 in) and temperature shifts of a mere 0.05–0.1 °C in the deep sea are sufficient to induce significant changes in species richness and functional diversity.[114]
|
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Pollution in this region has been extremely high in recent years.[when?] The United Nations Environment Programme has estimated that 650,000,000 t (720,000,000 short tons) of sewage, 129,000 t (142,000 short tons) of mineral oil, 60,000 t (66,000 short tons) of mercury, 3,800 t (4,200 short tons) of lead and 36,000 t (40,000 short tons) of phosphates are dumped into the Mediterranean each year.[115] The Barcelona Convention aims to 'reduce pollution in the Mediterranean Sea and protect and improve the marine environment in the area, thereby contributing to its sustainable development.'[116]
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Many marine species have been almost wiped out because of the sea's pollution. One of them is the Mediterranean monk seal which is considered to be among the world's most endangered marine mammals.[117]
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The Mediterranean is also plagued by marine debris. A 1994 study of the seabed using trawl nets around the coasts of Spain, France and Italy reported a particularly high mean concentration of debris; an average of 1,935 items per km2. Plastic debris accounted for 76%, of which 94% was plastic bags.[118]
|
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Some of the world's busiest shipping routes are in the Mediterranean Sea. It is estimated that approximately 220,000 merchant vessels of more than 100 tonnes cross the Mediterranean Sea each year—about one third of the world's total merchant shipping. These ships often carry hazardous cargo, which if lost would result in severe damage to the marine environment.
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The discharge of chemical tank washings and oily wastes also represent a significant source of marine pollution. The Mediterranean Sea constitutes 0.7% of the global water surface and yet receives 17% of global marine oil pollution. It is estimated that every year between 100,000 t (98,000 long tons) and 150,000 t (150,000 long tons) of crude oil are deliberately released into the sea from shipping activities.
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Approximately 370,000,000 t (360,000,000 long tons) of oil are transported annually in the Mediterranean Sea (more than 20% of the world total), with around 250–300 oil tankers crossing the sea every day. Accidental oil spills happen frequently with an average of 10 spills per year. A major oil spill could occur at any time in any part of the Mediterranean.[114]
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Tourism is one of the most important sources of income for many Mediterranean countries, despite the man-made geopolitical conflicts[clarification needed] in the region. The countries have tried to extinguish rising man-made chaotic zones[clarification needed] that might affect the region's economies and societies in neighboring coastal countries, and shipping routes. Naval and rescue components in the Mediterranean Sea are considered to be among the best[citation needed] due to the rapid cooperation between various naval fleets. Unlike the vast open oceans, the sea's closed position facilitates effective naval and rescue missions[citation needed], considered the safest[citation needed] and regardless of[clarification needed] any man-made or natural disaster.
|
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Tourism is a source of income for small coastal communities, including islands, independent of urban centers. However, tourism has also played major role in the degradation of the coastal and marine environment. Rapid development has been encouraged by Mediterranean governments to support the large numbers of tourists visiting the region; but this has caused serious disturbance to marine habitats by erosion and pollution in many places along the Mediterranean coasts.
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Tourism often concentrates in areas of high natural wealth[clarification needed], causing a serious threat to the habitats of endangered species such as sea turtles and monk seals. Reductions in natural wealth may reduce the incentive for tourists to visit.[114]
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Fish stock levels in the Mediterranean Sea are alarmingly low. The European Environment Agency says that more than 65% of all fish stocks in the region are outside safe biological limits and the United Nations Food and Agriculture Organisation, that some of the most important fisheries—such as albacore and bluefin tuna, hake, marlin, swordfish, red mullet and sea bream—are threatened.[date missing]
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There are clear indications that catch size and quality have declined, often dramatically, and in many areas larger and longer-lived species have disappeared entirely from commercial catches.
|
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Large open water fish like tuna have been a shared fisheries resource for thousands of years but the stocks are now dangerously low. In 1999, Greenpeace published a report revealing that the amount of bluefin tuna in the Mediterranean had decreased by over 80% in the previous 20 years and government scientists warn that without immediate action the stock will collapse.
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Beach of Hammamet, Tunisia
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The beach of la Courtade in the Îles d'Hyères, France
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Sardinia's south coast, Italy
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Pretty Bay, Malta
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Panoramic view of Piran, Slovenia
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Panoramic view of Cavtat, Croatia
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View of Neum, Bosnia and Herzegovina
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A view of Sveti Stefan, Montenegro
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Ksamil Islands, Albania
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Navagio, Greece
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Marmaris, Turquoise Coast, Turkey
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Paphos, Cyprus
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Burj Islam Beach, Latakia, Syria
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A view of Raouché off the coast of Beirut, Lebanon
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A view of Haifa, Israel
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Coast of Alexandria, view From Bibliotheca Alexandrina, Egypt
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Old city of Ibiza Town, Spain
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Les Aiguades near Béjaïa, Algeria
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El Jebha, a port town in Morocco
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Europa Point, Gibraltar
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Panoramic view of La Condamine, Monaco
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Sunset at the Deir al-Balah beach, Gaza Strip
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The Mediterranean Sea is a sea connected to the Atlantic Ocean, surrounded by the Mediterranean Basin and almost completely enclosed by land: on the north by Southern Europe and Anatolia, on the south by North Africa, and on the east by the Levant. Although the sea is sometimes considered a part of the Atlantic Ocean, it is usually referred to as a separate body of water. Geological evidence indicates that around 5.9 million years ago, the Mediterranean was cut off from the Atlantic and was partly or completely desiccated over a period of some 600,000 years during the Messinian salinity crisis before being refilled by the Zanclean flood about 5.3 million years ago.
|
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It covers an area of about 2,500,000 km2 (970,000 sq mi),[2] representing 0.7% of the global ocean surface, but its connection to the Atlantic via the Strait of Gibraltar—the narrow strait that connects the Atlantic Ocean to the Mediterranean Sea and separates Spain in Europe from Morocco in Africa—is only 14 km (9 mi) wide. In oceanography, it is sometimes called the Eurafrican Mediterranean Sea, the European Mediterranean Sea or the African Mediterranean Sea to distinguish it from mediterranean seas elsewhere.[3][4]
|
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The Mediterranean Sea has an average depth of 1,500 m (4,900 ft) and the deepest recorded point is 5,267 m (17,280 ft) in the Calypso Deep in the Ionian Sea. It lies between latitudes 30° and 46° N and longitudes 6° W and 36° E. Its west–east length, from the Strait of Gibraltar to the Gulf of Iskenderun, on the southeastern coast of Turkey, is about 4,000 kilometres (2,500 mi).
|
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The sea was an important route for merchants and travellers of ancient times, facilitating trade and cultural exchange between peoples of the region. The history of the Mediterranean region is crucial to understanding the origins and development of many modern societies. The sea was controlled by the Roman Empire for centuries, during their nautical hegemony.
|
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The countries surrounding the Mediterranean in clockwise order are Spain, France, Monaco, Italy, Slovenia, Croatia, Bosnia and Herzegovina, Montenegro, Albania, Greece, Turkey, Syria, Lebanon, Israel, Egypt, Libya, Tunisia, Algeria, and Morocco; Malta and Cyprus are island countries in the sea. In addition, the Gaza Strip and the British Overseas Territories of Gibraltar and Akrotiri and Dhekelia have coastlines on the sea.
|
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|
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+
The Ancient Egyptians called the Mediterranean Wadj-wr/Wadj-Wer/Wadj-Ur.
|
14 |
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|
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+
The Ancient Greeks called the Mediterranean simply ἡ θάλασσα (hē thálassa; "the Sea") or sometimes ἡ μεγάλη θάλασσα (hē megálē thálassa; "the Great Sea"), ἡ ἡμέτερα θάλασσα (hē hēmétera thálassa; "Our Sea"), or ἡ θάλασσα ἡ καθ'ἡμᾶς (hē thálassa hē kath’hēmâs; "the sea around us").
|
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|
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The Romans called it Mare Magnum ("Great Sea") or Mare Internum ("Internal Sea") and, starting with the Roman Empire, Mare Nostrum ("Our Sea"). The term Mare Mediterrāneum appears later: Solinus apparently used it in the 3rd century, but the earliest extant witness to it is in the 6th century, in Isidore of Seville.[5][6] It means 'in the middle of land, inland' in Latin, a compound of medius ("middle"), terra ("land, earth"), and -āneus ("having the nature of").
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The Latin word is a calque of Greek μεσόγειος (mesógeios; "inland"), from μέσος (mésos, "in the middle") and γήινος (gḗinos, "of the earth"), from γῆ (gê, "land, earth"). The original meaning may have been 'the sea in the middle of the earth', rather than 'the sea enclosed by land'.[7][8]
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Ancient Iranians called it the "Roman Sea", in Classic Persian texts was called Daryāy-e Rōm (دریای روم) which may be from Middle Persian form, Zrēh ī Hrōm (𐭦𐭫𐭩𐭤 𐭩 𐭤𐭫𐭥𐭬).[9]
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The Carthaginians called it the "Syrian Sea". In ancient Syrian texts, Phoenician epics and in the Hebrew Bible, it was primarily known as the "Great Sea", HaYam HaGadol, (Numbers; Book of Joshua; Ezekiel) or simply as "The Sea" (1 Kings). However, it has also been called the "Hinder Sea" because of its location on the west coast of Greater Syria or the Holy Land (and therefore behind a person facing the east), which is sometimes translated as "Western Sea". Another name was the "Sea of the Philistines", (Book of Exodus), from the people inhabiting a large portion of its shores near the Israelites. In Modern Hebrew, it is called HaYam HaTikhon 'the Middle Sea'.[10] In Classic Persian texts was called Daryāy-e Šām (دریای شام) "The Western Sea" or "Syrian Sea".[11]
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In Modern Arabic, it is known as al-Baḥr [al-Abyaḍ] al-Mutawassiṭ (البحر [الأبيض] المتوسط) 'the [White] Middle Sea'. In Islamic and older Arabic literature, it was Baḥr al-Rūm(ī) (بحر الروم or بحر الرومي}) 'the Sea of the Romans' or 'the Roman Sea'. At first, that name referred to only the Eastern Mediterranean, but it was later extended to the whole Mediterranean. Other Arabic names were Baḥr al-šām(ī) (بحر الشام) ("the Sea of Syria") and Baḥr al-Maghrib (بحرالمغرب) ("the Sea of the West").[12][6]
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In Turkish, it is the Akdeniz 'the White Sea'; in Ottoman, ﺁق دكيز, which sometimes means only the Aegean Sea.[13] The origin of the name is not clear, as it is not known in earlier Greek, Byzantine or Islamic sources. It may be to contrast with the Black Sea.[12][10][14] In Persian, the name was translated as Baḥr-i Safīd, which was also used in later Ottoman Turkish. It is probably the origin of the colloquial Greek phrase Άσπρη Θάλασσα (Άspri Thálassa, lit. "White Sea").[12]
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Johann Knobloch claims that in classical antiquity, cultures in the Levant used colours to refer to the cardinal points: black referred to the north (explaining the name Black Sea), yellow or blue to east, red to south (e.g., the Red Sea), and white to west. This would explain the Greek Άspri Thálassa, the Bulgarian Byalo More, the Turkish Akdeniz, and the Arab nomenclature described above, lit. "White Sea".[15]
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Several ancient civilizations were located around the Mediterranean shores and were greatly influenced by their proximity to the sea. It provided routes for trade, colonization, and war, as well as food (from fishing and the gathering of other seafood) for numerous communities throughout the ages.[16]
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Due to the shared climate, geology, and access to the sea, cultures centered on the Mediterranean tended to have some extent of intertwined culture and history.
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Two of the most notable Mediterranean civilizations in classical antiquity were the Greek city states and the Phoenicians, both of which extensively colonized the coastlines of the Mediterranean. Later, when Augustus founded the Roman Empire, the Romans referred to the Mediterranean as Mare Nostrum ("Our Sea"). For the next 400 years, the Roman Empire completely controlled the Mediterranean Sea and virtually all its coastal regions from Gibraltar to the Levant.
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Darius I of Persia, who conquered Ancient Egypt, built a canal linking the Mediterranean to the Red Sea. Darius's canal was wide enough for two triremes to pass each other with oars extended, and required four days to traverse.[17]
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In 2019, the archaeological team of experts from Underwater Research Center of the Akdeniz University (UA) revealed a shipwreck dating back 3,600 years in the Mediterranean Sea in Turkey. 1.5 tons of copper ingots found in the ship was used to estimate its age. The Governor of Antalya Munir Karaloğlu described this valuable discovery as the "Göbeklitepe of the underwater world”. It has been confirmed that the shipwreck, dating back to 1600 BC, is older than the "Uluburun Shipwreck" dating back to 1400 BC.[18][19][20][21]
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The Western Roman Empire collapsed around 476 AD. Temporarily the east was again dominant as Roman power lived on in the Byzantine Empire formed in the 4th century from the eastern half of the Roman Empire. Another power arose in the 7th century, and with it the religion of Islam, which soon swept across from the east; at its greatest extent, the Arab Empire controlled 75% of the Mediterranean region and left a lasting footprint on its eastern and southern shores.
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The Arab invasions disrupted the trade relations between Western and Eastern Europe while disrupting trade routes with Eastern Asian Empires. This, however, had the indirect effect of promoting the trade across the Caspian Sea. The export of grains from Egypt was re-routed towards the Eastern world. Products from East Asian empires, like silk and spices, were carried from Egypt to ports like Venice and Constantinople by sailors and Jewish merchants. The Viking raids further disrupted the trade in western Europe and brought it to a halt. However, the Norsemen developed the trade from Norway to the White Sea, while also trading in luxury goods from Spain and the Mediterranean. The Byzantines in the mid-8th century retook control of the area around the north-eastern part of the Mediterranean. Venetian ships from the 9th century armed themselves to counter the harassment by Arabs while concentrating trade of Asian goods in Venice.[22]
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The Fatimids maintained trade relations with the Italian city-states like Amalfi and Genoa before the Crusades, according to the Cairo Geniza documents. A document dated 996 mentions Amalfian merchants living in Cairo. Another letter states that the Genoese had traded with Alexandria. The caliph al-Mustansir had allowed Amalfian merchants to reside in Jerusalem about 1060 in place of the Latin hospice.[23]
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The Crusades led to flourishing of trade between Europe and the outremer region.[24] Genoa, Venica and Pisa created colonies in regions controlled by the Crusaders and came to control the trade with the Orient. These colonies also allowed them to trade with the Eastern world. Though the fall of the Crusader states and attempts at banning of trade relations with Muslim states by the Popes temporarily disrupted the trade with the Orient, it however continued.[25]
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Europe started to revive, however, as more organized and centralized states began to form in the later Middle Ages after the Renaissance of the 12th century.
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Ottoman power based in Anatolia continued to grow, and in 1453 extinguished the Byzantine Empire with the Conquest of Constantinople. Ottomans gained control of much of the sea in the 16th century and maintained naval bases in southern France (1543–1544), Algeria and Tunisia. Barbarossa, the famous Ottoman captain is a symbol of this domination with the victory of the Battle of Preveza (1538). The Battle of Djerba (1560) marked the apex of Ottoman naval domination in the Mediterranean. As the naval prowess of the European powers increased, they confronted Ottoman expansion in the region when the Battle of Lepanto (1571) checked the power of the Ottoman Navy. This was the last naval battle to be fought primarily between galleys.
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The Barbary pirates of Northwest Africa preyed on Christian shipping and coastlines in the Western Mediterranean Sea.[26] According to Robert Davis, from the 16th to 19th centuries, pirates captured 1 million to 1.25 million Europeans as slaves.[27]
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The development of oceanic shipping began to affect the entire Mediterranean. Once, most trade between Western Europe and the East had passed through the region, but after the 1490s the development of a sea route to the Indian Ocean allowed the importation of Asian spices and other goods through the Atlantic ports of western Europe.[28][29][30]
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The sea remained strategically important. British mastery of Gibraltar ensured their influence in Africa and Southwest Asia. Wars included Naval warfare in the Mediterranean during World War I and Mediterranean theatre of World War II.
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In 2013, the Maltese president described the Mediterranean Sea as a "cemetery" due to the large number of migrants who drowned there after their boats capsized.[31] European Parliament president Martin Schulz said in 2014 that Europe's migration policy "turned the Mediterranean into a graveyard", referring to the number of drowned refugees in the region as a direct result of the policies.[32] An Azerbaijani official described the sea as "a burial ground ... where people die".[33]
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Following the 2013 Lampedusa migrant shipwreck, the Italian government decided to strengthen the national system for the patrolling of the Mediterranean Sea by authorising "Operation Mare Nostrum", a military and humanitarian mission in order to rescue the migrants and arrest the traffickers of immigrants. In 2015, more than one million migrants crossed the Mediterranean Sea into Europe.[34]
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Italy was particularly affected by the European migrant crisis. Since 2013, over 700,000 migrants have landed in Italy,[35] mainly sub-Saharan Africans.[36]
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The Mediterranean Sea connects:
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The 163 km (101 mi) long artificial Suez Canal in the southeast connects the Mediterranean Sea to the Red Sea.[10]
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Large islands in the Mediterranean include:
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The typical Mediterranean climate has hot, humid, and dry summers and mild, rainy winters. Crops of the region include olives, grapes, oranges, tangerines, and cork.
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The Mediterranean Sea includes 14 marginal sea:[37][circular reference][38][circular reference][39][circular reference][40][circular reference][41][circular reference]
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The International Hydrographic Organization defines the limits of the Mediterranean Sea as follows:[42] Stretching from the Strait of Gibraltar in the west to the entrances to the Dardanelles and the Suez Canal in the east, the Mediterranean Sea is bounded by the coasts of Europe, Africa, and Asia and is divided into two deep basins:
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The following countries have a coastline on the Mediterranean Sea:
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Several other territories also border the Mediterranean Sea (from west to east):
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Major cities (municipalities), with populations larger than 200,000 people, bordering the Mediterranean Sea include:
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The International Hydrographic Organization (IHO) divides the Mediterranean into a number of smaller waterbodies, each with their own designation (from west to east):[42]
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Some other seas whose names have been in common use from the ancient times, or in the present:
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Many of these smaller seas feature in local myth and folklore and derive their names from such associations.
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In addition to the seas, a number of gulfs and straits are recognised:
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Much of the Mediterranean coast enjoys a hot-summer Mediterranean climate. However, most of its southeastern coast has a hot desert climate, and much of Spain's eastern (Mediterranean) coast has a cold semi-arid climate. Although they are rare, tropical cyclones occasionally form in the Mediterranean Sea, typically in September–November.
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Being nearly landlocked affects conditions in the Mediterranean Sea: for instance, tides are very limited as a result of the narrow connection with the Atlantic Ocean. The Mediterranean is characterised and immediately recognised by its deep blue colour.
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Evaporation greatly exceeds precipitation and river runoff in the Mediterranean, a fact that is central to the water circulation within the basin.[58] Evaporation is especially high in its eastern half, causing the water level to decrease and salinity to increase eastward.[59] The average salinity in the basin is 38 PSU at 5 m depth.[60]
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The temperature of the water in the deepest part of the Mediterranean Sea is 13.2 °C (55.8 °F).[60]
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Water circulation in the Mediterranean can be described from the surface waters entering from the Atlantic through the Strait of Gibraltar. These cool and relatively low-salinity waters circulate eastwards along the North African coasts. A part of these surface waters does not pass the Strait of Sicily, but deviates towards Corsica before exiting the Mediterranean. The surface waters entering the eastern Mediterranean basin circulate along the Libyan and Israelian coasts. Upon reaching the Levantine Sea, the surface waters having experienced warming and saltening from their initial Atlantic state, are now more dense and sink to form the Levantine Intermediate Waters (LIW). Most of the water found anywhere between 50 and 600 m deep in the Mediterranean originates from the LIW.[61] LIW are formed along the coasts of Turkey and circulate westwards along the Greek and South Italian coasts. LIW are the only waters passing the Sicily Strait westwards. After the Strait of Sicily, the LIW waters circulate along the Italian, French and Spanish coasts before exiting the Mediterranean through the depths of the Strait of Gibraltar. Deep water in the Mediterranean originates from three main areas: the Adriatic Sea, from which most of the deep water in the eastern Mediterranean originates, the Aegean Sea, and the Gulf of Lion. Deep water formation in the Mediterranean is triggered by strong winter convection fueled by intense cold winds like the Bora. When new deep water is formed, the older waters mix with the overlaying intermediate waters and eventually exit the Mediterranean. The residence time of water in the Mediterranean is approximately 100 years, making the Mediterranean especially sensitive to climate change.[62]
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Being a semi-enclosed basin, the Mediterranean experiences transitory events that can affect the water circulation on short time scales. In the mid 1990s, the Aegean Sea became the main area for deep water formation in the eastern Mediterranean after particularly cold winter conditions. This transitory switch in the origin of deep waters in the eastern Mediterranean was termed Eastern Mediterranean Transient (EMT) and had major consequences on water circulation of the Mediterranean.[63][64][65]
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Another example of a transient event affecting the Mediterranean circulation is the periodic inversion of the North Ionian Gyre, which is an anticyclonic ocean gyre observed in the northern part of the Ionian Sea, off the Greek coast. The transition from anticyclonic to cyclonic rotation of this gyre changes the origin of the waters fueling it; when the circulation is anticyclonic (most common), the waters of the gyre originate from the Adriatic Sea. When the circulation is cyclonic, the waters originate from the Levantine Sea. These waters have different physical and chemical characteristics, and the periodic inversion of the North Ionian Gyre (called Bimodal Oscillating System or BiOS) changes the Mediterranean circulation and biogeochemistry around the Adriatic and Levantine regions.[66]
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Because of the short residence time of waters, the Mediterranean Sea is considered a hot-spot for climate change effects.[67] Deep water temperatures have increased by 0.12 °C (0.22 °F) between 1959 and 1989.[68] According to climate projections, the Mediterranean Sea could become warmer. The decrease in precipitation over the region could lead to more evaporation ultimately increasing the Mediterranean Sea salinity.[67][69] Because of the changes in temperature and salinity, the Mediterranean Sea may become more stratified by the end of the 21st century, with notable consequences on water circulation and biogeochemistry.
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In spite of its great biodiversity, concentrations of chlorophyll and nutrients in the Mediterranean Sea are very low, making it one of the most oligotrophic ocean regions in the world. The Mediterranean Sea is commonly referred to as an LNLC (Low-Nutrient, Low-Chlorophyll) area. The Mediterranean Sea fits the definition of a desert as it has low precipitation and its nutrient contents are low, making it difficult for plants and animals to develop.
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There are steep gradients in nutrient concentrations, chlorophyll concentrations and primary productivity in the Mediterranean. Nutrient concentrations in the western part of the basin are about double the concentrations in the eastern basin. The Alboran Sea, close to the Strait of Gibraltar, has a daily primary productivity of about 0.25 g C (grams of carbon) m−2 day−1 whereas the eastern basin has an average daily productivity of 0.16 g C m−2 day−1.[70] For this reason, the eastern part of the Mediterranean Sea is termed "ultraoligotrophic". The productive areas of the Mediterranean Sea are few and small. High (i.e. more than 0.5 grams of Chlorophyll a per cubic meter) productivity occurs in coastal areas, close to the river mouths which are the primary suppliers of dissolved nutrients. The Gulf of Lion has a relatively high productivity because it is an area of high vertical mixing, bringing nutrients to the surface waters that can be used by phytoplankton to produce Chlorophyll a.[71]
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Primary productivity in the Mediterranean is also marked by an intense seasonal variability. In winter, the strong winds and precipitation[Contradicts statement above that precipitation is low] over the basin generate vertical mixing, bringing nutrients from the deep waters to the surface, where phytoplankton can convert it into biomass.[72] However, in winter, light may be the limiting factor for primary productivity. Between March and April, spring offers the ideal trade-off between light intensity and nutrient concentrations in surface for a spring bloom to occur. In summer, high atmospheric temperatures lead to the warming of the surface waters. The resulting density difference virtually isolates the surface waters from the rest of the water column and nutrient exchanges are limited. As a consequence, primary productivity is very low between June and October.[73][71]
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Oceanographic expeditions uncovered a characteristic feature of the Mediterranean Sea biogeochemistry: most of the chlorophyll production does not occur on the surface, but in sub-surface waters between 80 and 200 meters deep.[74] Another key characteristic of the Mediterranean is its high nitrogen-to-phosphorus ratio (N:P). Redfield demonstrated that most of the world's oceans have an average N:P ratio around 16. However, the Mediterranean Sea has an average N:P between 24 and 29, which translates a widespread phosphorus limitation.[clarification needed][75][76][77][78]
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Because of its low productivity, plankton assemblages in the Mediterranean Sea are dominated by small organisms such as picophytoplankton and bacteria.[79][80]
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The geologic history of the Mediterranean Sea is complex. Underlain by oceanic crust, the sea basin was once thought to be a tectonic remnant of the ancient Tethys Ocean; it is now known to be a structurally younger basin, called the Neotethys, which was first formed by the convergence of the African and Eurasian plates during the Late Triassic and Early Jurassic. Because it is a near-landlocked body of water in a normally dry climate, the Mediterranean is subject to intensive evaporation and the precipitation of evaporites. The Messinian salinity crisis started about six million years ago (mya) when the Mediterranean became landlocked, and then essentially dried up. There are salt deposits accumulated on the bottom of the basin of more than a million cubic kilometres—in some places more than three kilometres thick.[81][82]
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Scientists estimate that the sea was last filled about 5.3 million years ago (mya) in less than two years by the Zanclean flood. Water poured in from the Atlantic Ocean through a newly breached gateway now called the Strait of Gibraltar at an estimated rate of about three orders of magnitude (one thousand times) larger than the current flow of the Amazon River.[83]
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The Mediterranean Sea has an average depth of 1,500 m (4,900 ft) and the deepest recorded point is 5,267 m (17,280 ft) in the Calypso Deep in the Ionian Sea. The coastline extends for 46,000 km (29,000 mi). A shallow submarine ridge (the Strait of Sicily) between the island of Sicily and the coast of Tunisia divides the sea in two main subregions: the Western Mediterranean, with an area of about 850,000 km2 (330,000 mi2); and the Eastern Mediterranean, of about 1.65 million km2 (640,000 mi2). Coastal areas have submarine karst springs or vruljas, which discharge pressurised groundwater into the water from below the surface; the discharge water is usually fresh, and sometimes may be thermal.[84][85]
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The Mediterranean basin and sea system was established by the ancient African-Arabian continent colliding with the Eurasian continent. As Africa-Arabia drifted northward, it closed over the ancient Tethys Ocean which had earlier separated the two supercontinents Laurasia and Gondwana.
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At about that time in the middle Jurassic period (roughly 170 million years ago[dubious – discuss]) a much smaller sea basin, dubbed the Neotethys, was formed shortly before the Tethys Ocean closed at its western (Arabian) end. The broad line of collisions pushed up a very long system of mountains from the Pyrenees in Spain to the Zagros Mountains in Iran in an episode of mountain-building tectonics known as the Alpine orogeny. The Neotethys grew larger during the episodes of collisions (and associated foldings and subductions) that occurred during the Oligocene and Miocene epochs (34 to 5.33 mya); see animation: Africa-Arabia colliding with Eurasia. Accordingly, the Mediterranean basin consists of several stretched tectonic plates in subduction which are the foundation of the eastern part of the Mediterranean Sea. Various zones of subduction contain the highest oceanic ridges, east of the Ionian Sea and south of the Aegean. The Central Indian Ridge runs east of the Mediterranean Sea south-east across the in-between[clarification needed] of Africa and the Arabian Peninsula into the Indian Ocean.
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During Mesozoic and Cenozoic times, as the northwest corner of Africa converged on Iberia, it lifted the Betic-Rif mountain belts across southern Iberia and northwest Africa. There the development of the intramontane Betic and Rif basins created two roughly-parallel marine gateways between the Atlantic Ocean and the Mediterranean Sea. Dubbed the Betic and Rifian corridors, they gradually closed during the middle and late Miocene: perhaps several times.[86] In the late Miocene the closure of the Betic Corridor triggered the so-called "Messinian salinity crisis" (MSC), when the Mediterranean almost entirely dried out. The start of the MSC was recently estimated astronomically at 5.96 mya, and it persisted for some 630,000 years until about 5.3 mya;[87] see Animation: Messinian salinity crisis, at right.
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After the initial drawdown[clarification needed] and re-flooding, there followed more episodes—the total number is debated—of sea drawdowns and re-floodings for the duration of the MSC. It ended when the Atlantic Ocean last re-flooded the basin—creating the Strait of Gibraltar and causing the Zanclean flood—at the end of the Miocene (5.33 mya). Some research has suggested that a desiccation-flooding-desiccation cycle may have repeated several times, which could explain several events of large amounts of salt deposition.[88][89] Recent studies, however, show that repeated desiccation and re-flooding is unlikely from a geodynamic point of view.[90][91]
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The present-day Atlantic gateway, the Strait of Gibraltar, originated in the early Pliocene via the Zanclean Flood. As mentioned, there were two earlier gateways: the Betic Corridor across southern Spain and the Rifian Corridor across northern Morocco. The Betic closed about 6 mya, causing the Messinian salinity crisis (MSC); the Rifian or possibly both gateways closed during the earlier Tortonian times, causing a "Tortonian salinity crisis" (from 11.6 to 7.2 mya), long before the MSC and lasting much longer. Both "crises" resulted in broad connections between the mainlands of Africa and Europe, which allowed migrations of flora and fauna—especially large mammals including primates—between the two continents. The Vallesian crisis indicates a typical extinction and replacement of mammal species in Europe during Tortonian times following climatic upheaval and overland migrations of new species:[92] see Animation: Messinian salinity crisis (and mammal migrations), at right.
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The almost complete enclosure of the Mediterranean basin has enabled the oceanic gateways to dominate seawater circulation and the environmental evolution of the sea and basin. Circulation patterns are also affected by several other factors—including climate, bathymetry, and water chemistry and temperature—which are interactive and can induce precipitation of evaporites. Deposits of evaporites accumulated earlier in the nearby Carpathian foredeep during the Middle Miocene, and the adjacent Red Sea Basin (during the Late Miocene), and in the whole Mediterranean basin (during the MSC and the Messinian age). Many diatomites are found underneath the evaporite deposits, suggesting a connection between their[clarification needed] formations.
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Today, evaporation of surface seawater (output) is more than the supply (input) of fresh water by precipitation and coastal drainage systems, causing the salinity of the Mediterranean to be much higher than that of the Atlantic—so much so that the saltier Mediterranean waters sink below the waters incoming from the Atlantic, causing a two-layer flow across the Strait of Gibraltar: that is, an outflow submarine current of warm saline Mediterranean water, counterbalanced by an inflow surface current of less saline cold oceanic water from the Atlantic. In the 1920s, Herman Sörgel proposed the building of a hydroelectric dam (the Atlantropa project) across the Straits, using the inflow current to provide a large amount of hydroelectric energy. The underlying energy grid was also intended to support a political union between Europe and, at least, the Maghreb part of Africa (compare Eurafrika for the later impact and Desertec for a later project with some parallels in the planned grid).[93]
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The end of the Miocene also marked a change in the climate of the Mediterranean basin. Fossil evidence from that period reveals that the larger basin had a humid subtropical climate with rainfall in the summer supporting laurel forests. The shift to a "Mediterranean climate" occurred largely within the last three million years (the late Pliocene epoch) as summer rainfall decreased. The subtropical laurel forests retreated; and even as they persisted on the islands of Macaronesia off the Atlantic coast of Iberia and North Africa, the present Mediterranean vegetation evolved, dominated by coniferous trees and sclerophyllous trees and shrubs with small, hard, waxy leaves that prevent moisture loss in the dry summers. Much of these forests and shrublands have been altered beyond recognition by thousands of years of human habitation. There are now very few relatively intact natural areas in what was once a heavily wooded region.
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Because of its latitude and its land-locked position, the Mediterranean is especially sensitive to astronomically induced climatic variations, which are well documented in its sedimentary record. Since the Mediterranean is subject to the deposition of eolian dust from the Sahara during dry periods, whereas riverine detrital input prevails during wet ones, the Mediterranean marine sapropel-bearing sequences provide high-resolution climatic information. These data have been employed in reconstructing astronomically calibrated time scales for the last 9 Ma of the Earth's history, helping to constrain the time of past geomagnetic reversals.[94] Furthermore, the exceptional accuracy of these paleoclimatic records has improved our knowledge of the Earth's orbital variations in the past.
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Unlike the vast multidirectional ocean currents in open oceans within their respective oceanic zones; biodiversity in the Mediterranean Sea is that of a stable one due to the subtle but strong locked nature of currents which affects favorably, even the smallest macroscopic type of volcanic life form. The stable marine ecosystem of the Mediterranean Sea and sea temperature provides a nourishing environment for life in the deep sea to flourish while assuring a balanced aquatic ecosystem excluded from any external deep oceanic factors. It is estimated that there are more than 17,000 marine species in the Mediterranean Sea with generally higher marine biodiversity in coastal areas, continental shelves, and decreases with depth.[95]
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As a result of the drying of the sea during the Messinian salinity crisis,[96] the marine biota of the Mediterranean are derived primarily from the Atlantic Ocean. The North Atlantic is considerably colder and more nutrient-rich than the Mediterranean, and the marine life of the Mediterranean has had to adapt to its differing conditions in the five million years since the basin was reflooded.
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The Alboran Sea is a transition zone between the two seas, containing a mix of Mediterranean and Atlantic species. The Alboran Sea has the largest population of bottlenose dolphins in the Western Mediterranean, is home to the last population of harbour porpoises in the Mediterranean, and is the most important feeding grounds for loggerhead sea turtles in Europe. The Alboran Sea also hosts important commercial fisheries, including sardines and swordfish. The Mediterranean monk seals live in the Aegean Sea in Greece. In 2003, the World Wildlife Fund raised concerns about the widespread drift net fishing endangering populations of dolphins, turtles, and other marine animals such as the spiny squat lobster.
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There was a resident population of killer whale in the Mediterranean until the 1980s, when they went extinct, probably due to long term PCB exposure. There are still annual sightings of killer whale vagrants.[97]
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For 4,000 years, human activity has transformed most parts of Mediterranean Europe, and the "humanisation of the landscape" overlapped with the appearance of the present Mediterranean climate.[98] The image of a simplistic, environmental determinist notion of a Mediterranean paradise on Earth in antiquity, which was destroyed by later civilisations, dates back to at least the 18th century and was for centuries fashionable in archaeological and historical circles. Based on a broad variety of methods, e.g. historical documents, analysis of trade relations, floodplain sediments, pollen, tree-ring and further archaeometric analyses and population studies, Alfred Thomas Grove's and Oliver Rackham's work on "The Nature of Mediterranean Europe" challenges this common wisdom of a Mediterranean Europe as a "Lost Eden", a formerly fertile and forested region, that had been progressively degraded and desertified by human mismanagement.[98] The belief stems more from the failure of the recent landscape to measure up to the imaginary past of the classics as idealised by artists, poets and scientists of the early modern Enlightenment.[98]
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The historical evolution of climate, vegetation and landscape in southern Europe from prehistoric times to the present is much more complex and underwent various changes. For example, some of the deforestation had already taken place before the Roman age. While in the Roman age large enterprises such as the latifundia took effective care of forests and agriculture, the largest depopulation effects came with the end of the empire. Some[who?] assume that the major deforestation took place in modern times—the later usage patterns were also quite different e.g. in southern and northern Italy. Also, the climate has usually been unstable and there is evidence of various ancient and modern "Little Ice Ages",[99] and plant cover accommodated to various extremes and became resilient to various patterns of human activity.[98]
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Human activity was therefore not the cause of climate change but followed it.[98] The wide ecological diversity typical of Mediterranean Europe is predominantly based on human behavior, as it is and has been closely related human usage patterns.[98] The diversity range[clarification needed] was enhanced by the widespread exchange and interaction of the longstanding and highly diverse local agriculture, intense transport and trade relations, and the interaction with settlements, pasture and other land use. The greatest human-induced changes, however, came after World War II, in line with the "1950s syndrome"[100] as rural populations throughout the region abandoned traditional subsistence economies. Grove and Rackham suggest that the locals left the traditional agricultural patterns and instead became scenery-setting agents[clarification needed] for tourism. This resulted in more uniform, large-scale formations[of what?].[98] Among further current important threats to Mediterranean landscapes are overdevelopment of coastal areas, abandonment of mountains and, as mentioned, the loss of variety via the reduction of traditional agricultural occupations.[98]
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The region has a variety of geological hazards which have closely interacted with human activity and land use patterns. Among others, in the eastern Mediterranean, the Thera eruption, dated to the 17th or 16th century BC, caused a large tsunami that some experts hypothesise devastated the Minoan civilisation on the nearby island of Crete, further leading some to believe that this may have been the catastrophe that inspired the Atlantis legend.[101] Mount Vesuvius is the only active volcano on the European mainland, while others, Mount Etna and Stromboli, are on neighbouring islands. The region around Vesuvius including the Phlegraean Fields Caldera west of Naples are quite active[102] and constitute the most densely populated volcanic region in the world where an eruptive event may occur within decades.[103]
|
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Vesuvius itself is regarded as quite dangerous due to a tendency towards explosive (Plinian) eruptions.[104] It is best known for its eruption in AD 79 that led to the burying and destruction of the Roman cities of Pompeii and Herculaneum.
|
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The large experience[clarification needed] of member states and regional authorities has led to exchange[of what?] on the international level with cooperation of NGOs, states, regional and municipality authorities and private persons.[105] The Greek–Turkish earthquake diplomacy is a quite positive example of natural hazards leading to improved relations between traditional rivals in the region after earthquakes in İzmir and Athens in 1999. The European Union Solidarity Fund (EUSF) was set up to respond to major natural disasters and express European solidarity to disaster-stricken regions within all of Europe.[106] The largest amount of funding requests in the EU relates to forest fires, followed by floods and earthquakes. Forest fires, whether man made or natural, are a frequent and dangerous hazard in the Mediterranean region.[105] Tsunamis are also an often underestimated hazard in the region. For example, the 1908 Messina earthquake and tsunami took more than 123,000 lives in Sicily and Calabria and was among the most deadly natural disasters in modern Europe.
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The opening of the Suez Canal in 1869 created the first salt-water passage between the Mediterranean and the Red Sea. The Red Sea is higher than the Eastern Mediterranean, so the canal functions as a tidal strait that pours Red Sea water into the Mediterranean. The Bitter Lakes, which are hyper-saline natural lakes that form part of the canal, blocked the migration of Red Sea species into the Mediterranean for many decades, but as the salinity of the lakes gradually equalised with that of the Red Sea, the barrier to migration was removed, and plants and animals from the Red Sea have begun to colonise the Eastern Mediterranean. The Red Sea is generally saltier and more nutrient-poor than the Atlantic, so the Red Sea species have advantages over Atlantic species in the salty and nutrient-poor Eastern Mediterranean. Accordingly, Red Sea species invade the Mediterranean biota, and not vice versa; this phenomenon is known as the Lessepsian migration (after Ferdinand de Lesseps, the French engineer) or Erythrean ("red") invasion. The construction of the Aswan High Dam across the Nile River in the 1960s reduced the inflow of freshwater and nutrient-rich silt from the Nile into the Eastern Mediterranean, making conditions there even more like the Red Sea and worsening the impact of the invasive species.
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Invasive species have become a major component of the Mediterranean ecosystem and have serious impacts on the Mediterranean ecology, endangering many local and endemic Mediterranean species. A first look at some groups of exotic species shows that more than 70% of the non-indigenous decapods and about 63% of the exotic fishes occurring in the Mediterranean are of Indo-Pacific origin,[107] introduced into the Mediterranean through the Suez Canal. This makes the Canal the first pathway of arrival of alien species into the Mediterranean. The impacts of some Lessepsian species have proven to be considerable, mainly in the Levantine basin of the Mediterranean, where they are replacing native species and becoming a familiar sight.
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According to the International Union for Conservation of Nature definition, as well as Convention on Biological Diversity (CBD) and Ramsar Convention terminologies, they are alien species, as they are non-native (non-indigenous) to the Mediterranean Sea, and they are outside their normal area of distribution which is the Indo-Pacific region. When these species succeed in establishing populations in the Mediterranean Sea, compete with and begin to replace native species they are "Alien Invasive Species", as they are an agent of change and a threat to the native biodiversity. In the context of CBD, "introduction" refers to the movement by human agency, indirect or direct, of an alien species outside of its natural range (past or present). The Suez Canal, being an artificial (man made) canal, is a human agency. Lessepsian migrants are therefore "introduced" species (indirect, and unintentional). Whatever wording is chosen, they represent a threat to the native Mediterranean biodiversity, because they are non-indigenous to this sea. In recent years, the Egyptian government's announcement of its intentions to deepen and widen the canal have raised concerns from marine biologists, fearing that such an act will only worsen the invasion of Red Sea species into the Mediterranean, and lead to even more species passing through the canal.[108]
|
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|
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In recent decades, the arrival of exotic species from the tropical Atlantic has become noticeable. Whether this reflects an expansion of the natural area of these species that now enter the Mediterranean through the Gibraltar strait, because of a warming trend of the water caused by global warming; or an extension of the maritime traffic; or is simply the result of a more intense scientific investigation, is still an open question. While not as intense as the "Lessepsian" movement, the process may be of scientific interest and may therefore[non sequitur] warrant increased levels of monitoring.[citation needed]
|
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|
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By 2100 the overall level of the Mediterranean could rise between 3 to 61 cm (1.2 to 24.0 in) as a result of the effects of climate change.[109] This could have adverse effects on populations across the Mediterranean:
|
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|
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Coastal ecosystems also appear to be threatened by sea level rise, especially enclosed seas such as the Baltic, the Mediterranean and the Black Sea. These seas have only small and primarily east–west movement corridors, which may restrict northward displacement of organisms in these areas.[113] Sea level rise for the next century (2100) could be between 30 cm (12 in) and 100 cm (39 in) and temperature shifts of a mere 0.05–0.1 °C in the deep sea are sufficient to induce significant changes in species richness and functional diversity.[114]
|
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Pollution in this region has been extremely high in recent years.[when?] The United Nations Environment Programme has estimated that 650,000,000 t (720,000,000 short tons) of sewage, 129,000 t (142,000 short tons) of mineral oil, 60,000 t (66,000 short tons) of mercury, 3,800 t (4,200 short tons) of lead and 36,000 t (40,000 short tons) of phosphates are dumped into the Mediterranean each year.[115] The Barcelona Convention aims to 'reduce pollution in the Mediterranean Sea and protect and improve the marine environment in the area, thereby contributing to its sustainable development.'[116]
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Many marine species have been almost wiped out because of the sea's pollution. One of them is the Mediterranean monk seal which is considered to be among the world's most endangered marine mammals.[117]
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The Mediterranean is also plagued by marine debris. A 1994 study of the seabed using trawl nets around the coasts of Spain, France and Italy reported a particularly high mean concentration of debris; an average of 1,935 items per km2. Plastic debris accounted for 76%, of which 94% was plastic bags.[118]
|
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Some of the world's busiest shipping routes are in the Mediterranean Sea. It is estimated that approximately 220,000 merchant vessels of more than 100 tonnes cross the Mediterranean Sea each year—about one third of the world's total merchant shipping. These ships often carry hazardous cargo, which if lost would result in severe damage to the marine environment.
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The discharge of chemical tank washings and oily wastes also represent a significant source of marine pollution. The Mediterranean Sea constitutes 0.7% of the global water surface and yet receives 17% of global marine oil pollution. It is estimated that every year between 100,000 t (98,000 long tons) and 150,000 t (150,000 long tons) of crude oil are deliberately released into the sea from shipping activities.
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Approximately 370,000,000 t (360,000,000 long tons) of oil are transported annually in the Mediterranean Sea (more than 20% of the world total), with around 250–300 oil tankers crossing the sea every day. Accidental oil spills happen frequently with an average of 10 spills per year. A major oil spill could occur at any time in any part of the Mediterranean.[114]
|
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Tourism is one of the most important sources of income for many Mediterranean countries, despite the man-made geopolitical conflicts[clarification needed] in the region. The countries have tried to extinguish rising man-made chaotic zones[clarification needed] that might affect the region's economies and societies in neighboring coastal countries, and shipping routes. Naval and rescue components in the Mediterranean Sea are considered to be among the best[citation needed] due to the rapid cooperation between various naval fleets. Unlike the vast open oceans, the sea's closed position facilitates effective naval and rescue missions[citation needed], considered the safest[citation needed] and regardless of[clarification needed] any man-made or natural disaster.
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|
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Tourism is a source of income for small coastal communities, including islands, independent of urban centers. However, tourism has also played major role in the degradation of the coastal and marine environment. Rapid development has been encouraged by Mediterranean governments to support the large numbers of tourists visiting the region; but this has caused serious disturbance to marine habitats by erosion and pollution in many places along the Mediterranean coasts.
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Tourism often concentrates in areas of high natural wealth[clarification needed], causing a serious threat to the habitats of endangered species such as sea turtles and monk seals. Reductions in natural wealth may reduce the incentive for tourists to visit.[114]
|
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|
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Fish stock levels in the Mediterranean Sea are alarmingly low. The European Environment Agency says that more than 65% of all fish stocks in the region are outside safe biological limits and the United Nations Food and Agriculture Organisation, that some of the most important fisheries—such as albacore and bluefin tuna, hake, marlin, swordfish, red mullet and sea bream—are threatened.[date missing]
|
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|
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There are clear indications that catch size and quality have declined, often dramatically, and in many areas larger and longer-lived species have disappeared entirely from commercial catches.
|
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|
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Large open water fish like tuna have been a shared fisheries resource for thousands of years but the stocks are now dangerously low. In 1999, Greenpeace published a report revealing that the amount of bluefin tuna in the Mediterranean had decreased by over 80% in the previous 20 years and government scientists warn that without immediate action the stock will collapse.
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Beach of Hammamet, Tunisia
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The beach of la Courtade in the Îles d'Hyères, France
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Sardinia's south coast, Italy
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Pretty Bay, Malta
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Panoramic view of Piran, Slovenia
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Panoramic view of Cavtat, Croatia
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View of Neum, Bosnia and Herzegovina
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A view of Sveti Stefan, Montenegro
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Ksamil Islands, Albania
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Navagio, Greece
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Marmaris, Turquoise Coast, Turkey
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Paphos, Cyprus
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Burj Islam Beach, Latakia, Syria
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A view of Raouché off the coast of Beirut, Lebanon
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A view of Haifa, Israel
|
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Coast of Alexandria, view From Bibliotheca Alexandrina, Egypt
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Old city of Ibiza Town, Spain
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Les Aiguades near Béjaïa, Algeria
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El Jebha, a port town in Morocco
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Europa Point, Gibraltar
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Panoramic view of La Condamine, Monaco
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Sunset at the Deir al-Balah beach, Gaza Strip
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The Black Sea is a body of water and marginal sea of the Atlantic Ocean between Eastern Europe, the Caucasus, and Western Asia.[1] It is supplied by a number of major rivers, including the Danube, Dnieper, Southern Bug, Dniester, Don, and the Rioni. The watersheds of many countries drain into the Black Sea beyond the six that immediately border it.[2]
|
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|
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The Black Sea has an area of 436,400 km2 (168,500 sq mi) (not including the Sea of Azov),[3] a maximum depth of 2,212 m (7,257 ft),[4] and a volume of 547,000 km3 (131,000 cu mi).[5] It is constrained by the Pontic Mountains to the south, Caucasus Mountains to the east, Crimean Mountains to the north, Strandzha to the southwest, Balkan Mountains to the west, Dobrogea Plateau to the northwest, and features a wide shelf to the northwest.
|
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|
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The longest east–west extent is about 1,175 km (730 mi).[6] Important cities along the coast include Odessa, Sevastopol, Samsun, and Istanbul.
|
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+
|
9 |
+
The Black Sea is bordered by Ukraine, Romania, Bulgaria, Turkey, Georgia, and Russia. It has a positive water balance with an annual net outflow of 300 km3 (72 cu mi) per year through the Bosporus and the Dardanelles into the Aegean Sea.[citation needed] While the net flow of water through the Bosporus and Dardanelles (known collectively as the Turkish Straits) is out of the Black Sea, generally water is flowing in both directions simultaneously. Denser, more saline water from the Aegean flows into the Black Sea underneath the less dense, fresher outflowing water from the Black Sea. This creates a significant and permanent layer of deep water which does not drain or mix and is therefore anoxic. This anoxic layer is responsible for the preservation of ancient shipwrecks which have been found in the Black sea.
|
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|
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The Black Sea ultimately drains into the Mediterranean Sea, via the Turkish Straits and the Aegean Sea. The Bosporus Strait connects it to the small Sea of Marmara which in turn is connected to the Aegean Sea via the Strait of the Dardanelles. To the north the Black Sea is connected to the Sea of Azov by the Kerch Strait.
|
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|
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The water level has varied significantly over geological time. Due to these variations in the water level in the basin, the surrounding shelf and associated aprons have sometimes been dry land. At certain critical water levels, connections with surrounding water bodies can become established. It is through the most active of these connective routes, the Turkish Straits, that the Black Sea joins the world ocean. During geological periods when this hydrological link was not present, the Black Sea was an endorheic basin, operating independently of the global ocean system (similar to the Caspian Sea today). Currently, the Black Sea water level is relatively high; thus, water is being exchanged with the Mediterranean. The Turkish Straits connect the Black Sea with the Aegean Sea and comprise the Bosporus, the Sea of Marmara, and the Dardanelles. The Black Sea undersea river is a current of particularly saline water flowing through the Bosporus Strait and along the seabed of the Black Sea, the first of its kind discovered.
|
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+
|
15 |
+
The International Hydrographic Organization defines the limits of the Black Sea as follows:[7]
|
16 |
+
|
17 |
+
On the Southwest. The Northeastern limit of the Sea of Marmara [A line joining Cape Rumili with Cape Anatoli (41°13'N)].
|
18 |
+
In the Kertch Strait. A line joining Cape Takil and Cape Panaghia (45°02'N).
|
19 |
+
|
20 |
+
Istanbul
|
21 |
+
Odessa
|
22 |
+
|
23 |
+
Samsun
|
24 |
+
Constanța
|
25 |
+
|
26 |
+
The Black Sea is divided into two depositional basins—the Western Black Sea and Eastern Black Sea—separated by the Mid-Black Sea High, which includes the Andrusov Ridge, Tetyaev High, and Archangelsky High, extending south from the Crimean Peninsula.
|
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+
The basin includes two distinct relict back-arc basins which were initiated by the splitting of an Albian volcanic arc and the subduction of both the Paleo- and Neo-Tethys Oceans, but the timings of these events remain uncertain. Arc volcanism and extension occurred as the Neo-Tethys Ocean subducted under the southern margin of Laurasia during the Mesozoic. Uplift and compressional deformation took place as the Neotethys continued to close. Seismic surveys indicate that rifting began in the Western Black Sea in the Barremian and Aptian followed by the formation of oceanic crust 20 million years later in the Santonian.[14][15][16] Since its initiation, compressional tectonic environments led to subsidence in the basin, interspersed with extensional phases resulting in large-scale volcanism and numerous orogenies, causing the uplift of the Greater Caucasus, Pontides, Southern Crimean Peninsula and Balkanides mountain ranges.[17]
|
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+
|
29 |
+
During the Messinian salinity crisis in the neighboring Mediterranean Sea, water levels fell but without drying up the sea. [18]
|
30 |
+
|
31 |
+
The ongoing collision between the Eurasian and African plates and westward escape of the Anatolian block along the North Anatolian Fault and East Anatolian Faults dictates the current tectonic regime,[17] which features enhanced subsidence in the Black Sea basin and significant volcanic activity in the Anatolian region.[19] These geological mechanisms, in the long term, have caused the periodic isolations of the Black Sea from the rest of the global ocean system.
|
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+
|
33 |
+
The large shelf to the north of the basin is up to 190 km (120 mi) wide and features a shallow apron with gradients between 1:40 and 1:1000. The southern edge around Turkey and the eastern edge around Georgia, however, are typified by a narrow shelf that rarely exceeds 20 km (12 mi) in width and a steep apron that is typically 1:40 gradient with numerous submarine canyons and channel extensions. The Euxine abyssal plain in the centre of the Black Sea reaches a maximum depth of 2,212 metres (7,257.22 feet) just south of Yalta on the Crimean Peninsula.[20]
|
34 |
+
|
35 |
+
The littoral zone of the Black Sea is often referred to as the Pontic littoral or Pontic zone.[21]
|
36 |
+
|
37 |
+
The area surrounding the Black Sea is commonly referred to as the Black Sea Region. Its northern part lies within the Chernozem belt (black soil belt) which goes from eastern Croatia (Slavonia), along the Danube (northern Serbia, northern Bulgaria (Danubian Plain) and southern Romania (Wallachian Plain)) to northeast Ukraine and further across the Central Black Earth Region and southern Russia into Siberia.[22]
|
38 |
+
|
39 |
+
The Paleo-Euxinian is described by the accumulation of eolian silt deposits (related to the Riss glaciation) and the lowering of sea levels (MIS 6, 8 and 10). The Karangat marine transgression occurred during the Eemian Interglacial (MIS 5e). This may have been the highest sea levels reached in the late Pleistocene. Based on this some scholars have suggested that the Crimean Peninsula was isolated from the mainland by a shallow strait during the Eemian Interglacial.[23]
|
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+
|
41 |
+
The Neoeuxinian transgression began with an inflow of waters from the Caspian Sea. Neoeuxinian deposits are found in the Black Sea below -20 m water depth in three layers. The upper layers correspond with the peak of the Khvalinian transgression, on the shelf shallow-water sands and coquina mixed with silty sands and brackish-water fauna, and inside the Black Sea Depression hydrotroilite silts. The middle layers on the shelf are sands with brackish-water mollusc shells. Of continental origin, the lower level on the shelf is mostly alluvial sands with pebbles, mixed with less common lacustrine silts and freshwater mollusc shells. Inside the Black Sea Depression they are terrigenous non-carbonate silts, and at the foot of the continental slope turbidite sediments.[24]
|
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+
|
43 |
+
The Black Sea contains oil and natural gas resources but exploration in the sea is incomplete. As of 2017, 20 wells are in place. Throughout much of its existence, the Black Sea has had significant oil and gas-forming potential because of significant inflows of sediment and nutrient-rich waters. However, this varies geographically. For example, prospects are poorer off the coast of Bulgaria because of the large influx of sediment from the Danube River which obscured sunlight and diluted organic-rich sediments. Many of the discoveries to date have taken place offshore of Romania in the Western Black Sea and only a few discoveries have been made in the Eastern Black Sea.
|
44 |
+
|
45 |
+
During the Eocene, the Paratethys Ocean was partially isolated and sea levels fell. During this time sand shed off the rising Balkanide, Pontide and Caucasus mountains trapped organic material in the Maykop Suite of rocks through the Oligocene and early Miocene. Natural gas appears in rocks deposited in the Miocene and Pliocene by the paleo-Dnieper and pale-Dniester rivers, or in deep-water Oligocene-age rocks. Serious exploration began in 1999 with two deep-water wells, Limanköy-1 and Limanköy-2, drilled in Turkish waters. Next, the HPX (Hopa)-1 deepwater well targeted late Miocene sandstone units in Achara-Trialet fold belt (also known as the Gurian fold belt) along the Georgia-Turkey maritime border. Although geologists inferred that these rocks might have hydrocarbons that migrated from the Maykop Suite, the well was unsuccessful. No more drilling happened for five years after the HPX-1 well. Then in 2010, Sinop-1 targeted carbonate reservoirs potentially charged from the nearby Maykop Suite on the Andrusov Ridge, but the well-struck only Cretaceous volcanic rocks. Yassihöyük-1 encountered similar problems. Other Turkish wells, Sürmene-1 and Sile-1 drilled in the Eastern Black Sea in 2011 and 2015 respectively tested four-way closures above Cretaceous volcanoes, with no results in either case.
|
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+
A different Turkish well, Kastamonu-1 drilled in 2011 did successfully find thermogenic gas in Pliocene and Miocene shale-cored anticlines in the Western Black Sea. A year later in 2012, Romania drilled Domino-1 which struck gas prompting the drilling of other wells in the Neptun Deep. In 2016, the Bulgarian well Polshkov-1 targeted Maykop Suite sandstones in the Polshkov High and Russia is in the process of drilling Jurassic carbonates on the Shatsky Ridge as of 2018. [25]
|
47 |
+
|
48 |
+
Current names of the sea are usually equivalents of the English name "Black Sea", including these given in the countries bordering the sea:[26]
|
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+
|
50 |
+
Such names have not yet been shown conclusively to predate the 13th century.[27]
|
51 |
+
|
52 |
+
In Greece, the historical name "Euxine Sea" holds a different meaning (see below), is still widely used:
|
53 |
+
|
54 |
+
The principal Greek name "Póntos Áxeinos" is generally accepted to be a rendering of Iranian word *axšaina- ("dark colored"), compare Avestan axšaēna- ("dark colored"), Old Persian axšaina- (color of turquoise), Middle Persian axšēn/xašēn ("blue"), and New Persian xašīn ("blue"), as well as Ossetic œxsīn ("dark gray").[27] The ancient Greeks, most likely those living to the north of the Black Sea, subsequently adopted the name and altered it to á-xe(i)nos.[27] Thereafter, Greek tradition refers to the Black Sea as the "Inhospitable Sea", Πόντος Ἄξεινος Póntos Áxeinos, which is first attested in Pindar (c. 475 BC).[27] The name was considered to be "ominous" and was later changed into the euphemistic name "Hospitable sea", Εὔξεινος Πόντος Eúxeinos Póntos, which was also for the first time attested in Pindar.[27] This became the commonly used designation for the sea in Greek.[27] In contexts related to mythology, the older form Póntos Áxeinos remained favored.[27]
|
55 |
+
|
56 |
+
It has been erroneously suggested that the name was derived from the color of the water, or was at least related to climatic conditions.[27] Black or dark in this context, however, referred to a system in which colors represent the cardinal points of the known world.[27] Black or dark represented the north; red the south; white the west; and green or light blue for the east.[27] The symbolism based on cardinal points was used on multiple occasions and is therefore widely attested.[27] For example, the "Red Sea", a body of water reported since the time of Herodotus (c. 484–c. 425 BC) in fact designated the Indian Ocean, together with bodies of water now known as the Persian Gulf and the Red Sea.[27] According to the same explanation and reasoning, it is therefore considered to be impossible for the Scythians, who principally roamed in present-day Ukraine and Russia, to have given the designation because they lived to the north of the sea, which would, therefore, be a southern body of water for them.[27] The name could have only been given by people who were aware of both the northern "black/dark" and southern "red" seas; it is therefore considered probable it was given its name by the Achaemenids (550–330 BC).[27]
|
57 |
+
|
58 |
+
Strabo's Geographica (1.2.10) reports that in antiquity, the Black Sea was often simply called "the Sea" (ὁ πόντος ho Pontos). He also thought the Black Sea was called "inhospitable" before Greek colonization because it was difficult to navigate and because its shores were inhabited by savage tribes. (7.3.6) The name was changed to "hospitable" after the Milesians had colonized the Pontus region of the southern shoreline, making it part of Greek civilization.
|
59 |
+
|
60 |
+
In Greater Bundahishn, a sacred Zoroastrian text written in Middle Persian, the Black Sea is called Siyābun.[28] A 1570 map of Asia titled Asiae Nova Descriptio from Abraham Ortelius's Theatrum Orbis Terrarum labels the sea Mar Maggior ("Great Sea", compare Latin mare major).[29]
|
61 |
+
|
62 |
+
The lower layers of the sea have a high concentration of hydrogen sulfide. Hence anything, whether it be animals, dead plants, or metallic objects from ships, that stays down till 150 m or more gets covered by black sludge - another reason to call it the Black Sea.[30]
|
63 |
+
|
64 |
+
English-language writers of the 18th century often used the name Euxine Sea (/ˈjuːksɪn/ or /ˈjuːkˌsaɪn/) to refer to the Black Sea. Edward Gibbon, for instance, calls the sea by this name throughout The History of the Decline and Fall of the Roman Empire.[31] During the Ottoman Empire period, the Black Sea was called either Bahr-e Siyah or Karadeniz, both meaning "the Black Sea" in Ottoman Turkish.[citation needed]
|
65 |
+
|
66 |
+
In the tenth-century geography book Hudud al-'Alam, which was written in Persian by an unknown author, the Black Sea is called Georgian Sea, Sea of Georgians (daryā-yi Gurz).[32] The Georgian Chronicles used the name zğua sperisa (ზღუა სპერისა), which means the "Sea of Speri", named after the Kartvelian tribe Speris or Saspers.[33] The modern names of the Black Sea (Chyornoye more, Karadeniz, etc.), originated in the 13th century.[27]
|
67 |
+
|
68 |
+
The Black Sea is a marginal sea[34] and is the world's largest body of water with a meromictic basin.[35] The deep waters do not mix with the upper layers of water that receive oxygen from the atmosphere. As a result, over 90% of the deeper Black Sea volume is anoxic water.[36] The Black Sea's circulation patterns are primarily controlled by basin topography and fluvial inputs, which result in a strongly stratified vertical structure. Because of the extreme stratification, it is classified as a salt wedge estuary.
|
69 |
+
|
70 |
+
The Black Sea only experiences water transfer with the Mediterranean Sea, so all inflow and outflow occurs in the Bosporus and Dardanelles. Inflow from the Mediterranean has a higher salinity and density than the outflow, creating the classical estuarine circulation. This means that the inflow of dense water from the Mediterranean occurs at the bottom of the basin while the outflow of fresher Black Sea surface-water into the Marmara Sea occurs near the surface. The outflow is 16 000 m3/s (around 500 km3/year) and the inflow is 11 000 m3/s (around 350 km3/year), acc to Gregg (2002).[37]
|
71 |
+
|
72 |
+
The following water budget can be estimated:
|
73 |
+
|
74 |
+
The southern sill of the Bosporus is located at -36.5 m below present sea level (deepest spot of the shallowest cross-section in the Bosporus, located in front of Dolmabahçe Palace) and has a wet section of around 38 000 m2.[37] Inflow and outflow current speeds are averaged around 0.3 to 0.4 m/s, but much higher speeds are found locally, inducing significant turbulence and vertical shear. This allows for turbulent mixing of the two layers.[34] Surface water leaves the Black Sea with a salinity of 17 Practical salinity unit (PSU) and reaches the Mediterranean with a salinity of 34 PSU. Likewise, an inflow of the Mediterranean with salinity 38.5 PSU experiences a decrease to about 34 psu.[34]
|
75 |
+
|
76 |
+
Mean surface circulation is cyclonic and waters around the perimeter of the Black Sea circulate in a basin-wide shelfbreak gyre known as the Rim Current. The Rim Current has a maximum velocity of about 50–100 cm/s. Within this feature, two smaller cyclonic gyres operate, occupying the eastern and western sectors of the basin.[34] The Eastern and Western Gyres are well-organized systems in the winter but dissipate into a series of interconnected eddies in the summer and autumn. Mesoscale activity in the peripheral flow becomes more pronounced during these warmer seasons and is subject to interannual variability.
|
77 |
+
|
78 |
+
Outside of the Rim Current, numerous quasi-permanent coastal eddies are formed as a result of upwelling around the coastal apron and "wind curl" mechanisms. The intra-annual strength of these features is controlled by seasonal atmospheric and fluvial variations. During the spring, the Batumi eddy forms in the southeastern corner of the sea.[40]
|
79 |
+
|
80 |
+
Beneath the surface waters—from about 50–100 meters—there exists a halocline that stops at the Cold Intermediate Layer (CIL). This layer is composed of cool, salty surface waters, which are the result of localized atmospheric cooling and decreased fluvial input during the winter months. It is the remnant of the winter surface mixed layer.[34] The base of the CIL is marked by a major pycnocline at about 100–200 metres (330–660 ft) and this density disparity is the major mechanism for isolation of the deep water.
|
81 |
+
|
82 |
+
Below the pycnocline is the Deep Water mass, where salinity increases to 22.3 PSU and temperatures rise to around 8.9 °C.[34] The hydrochemical environment shifts from oxygenated to anoxic, as bacterial decomposition of sunken biomass utilizes all of the free oxygen. Weak geothermal heating and long residence time create a very thick convective bottom layer.[40]
|
83 |
+
|
84 |
+
The Black Sea undersea river is a current of particularly saline water flowing through the Bosporus Strait and along the seabed of the Black Sea. The discovery of the river announced on August 1, 2010, was made by scientists at the University of Leeds and is the first of its kind in the world.[41] The undersea river stems from salty water spilling through the Bosporus Strait from the Mediterranean Sea into the Black Sea, where the water has a lower salt content.[41]
|
85 |
+
|
86 |
+
Because of the anoxic water at depth, organic matter, including anthropogenic artifacts such as boat hulls, are well preserved. During periods of high surface productivity, short-lived algal blooms form organic rich layers known as sapropels. Scientists have reported an annual phytoplankton bloom that can be seen in many NASA images of the region.[42] As a result of these characteristics the Black Sea has gained interest from the field of marine archaeology as ancient shipwrecks in excellent states of preservation have been discovered, such as the Byzantine wreck Sinop D, located in the anoxic layer off the coast of Sinop, Turkey.
|
87 |
+
|
88 |
+
Modelling shows the release of the hydrogen sulfide clouds in the event of an asteroid impact into the Black Sea would pose a threat to health—or even life—for people living on the Black Sea coast.[43]
|
89 |
+
|
90 |
+
There have been isolated reports of flares on the Black Sea occurring during thunderstorms, possibly caused by lightning igniting combustible gas seeping up from the sea depths.[44]
|
91 |
+
|
92 |
+
The Black Sea supports an active and dynamic marine ecosystem, dominated by species suited to the brackish, nutrient-rich, conditions. As with all marine food webs, the Black Sea features a range of trophic groups, with autotrophic algae, including diatoms and dinoflagellates, acting as primary producers. The fluvial systems draining Eurasia and central Europe introduce large volumes of sediment and dissolved nutrients into the Black Sea, but the distribution of these nutrients is controlled by the degree of physiochemical stratification, which is, in turn, dictated by seasonal physiographic development.[45]
|
93 |
+
|
94 |
+
During winter, strong wind promotes convective overturning and upwelling of nutrients, while high summer temperatures result in a marked vertical stratification and a warm, shallow mixed layer.[46] Day length and insolation intensity also controls the extent of the photic zone. Subsurface productivity is limited by nutrient availability, as the anoxic bottom waters act as a sink for reduced nitrate, in the form of ammonia. The benthic zone also plays an important role in Black Sea nutrient cycling, as chemosynthetic organisms and anoxic geochemical pathways recycle nutrients which can be upwelled to the photic zone, enhancing productivity.[47]
|
95 |
+
|
96 |
+
In total, Black Sea's biodiversity contains around one-third of Mediterranean's and is experiencing natural and artificial invasions or Mediterranizations.[48][49]
|
97 |
+
|
98 |
+
The main phytoplankton groups present in the Black Sea are dinoflagellates, diatoms, coccolithophores and cyanobacteria. Generally, the annual cycle of phytoplankton development comprises significant diatom and dinoflagellate-dominated spring production, followed by a weaker mixed assemblage of community development below the seasonal thermocline during summer months and surface-intensified autumn production.[46][50] This pattern of productivity is also augmented by an Emiliania huxleyi bloom during the late spring and summer months.
|
99 |
+
|
100 |
+
Since the 1960s, rapid industrial expansion along the Black Sea coast line and the construction of a major dam has significantly increased annual variability in the N:P:Si ratio in the basin. In coastal areas, the biological effect of these changes has been an increase in the frequency of monospecific phytoplankton blooms, with diatom bloom frequency increasing by a factor of 2.5 and non-diatom bloom frequency increasing by a factor of 6. The non-diatoms, such as the prymnesiophytes Emiliania huxleyi (coccolithophore), Chromulina sp., and the Euglenophyte Eutreptia lanowii are able to out-compete diatom species because of the limited availability of Si, a necessary constituent of diatom frustules.[69] As a consequence of these blooms, benthic macrophyte populations were deprived of light, while anoxia caused mass mortality in marine animals.[70][71]
|
101 |
+
|
102 |
+
The decline in macrophytes was further compounded by overfishing during the 1970s, while the invasive ctenophore Mnemiopsis reduced the biomass of copepods and other zooplankton in the late 1980s. Additionally, an alien species—the warty comb jelly (Mnemiopsis leidyi)—was able to establish itself in the basin, exploding from a few individuals to estimated biomass of one billion metric tons.[72] The change in species composition in Black Sea waters also has consequences for hydrochemistry, as Ca-producing coccolithophores influence salinity and pH, although these ramifications have yet to be fully quantified. In central Black Sea waters, Si levels were also significantly reduced, due to a decrease in the flux of Si associated with advection across isopycnal surfaces. This phenomenon demonstrates the potential for localized alterations in Black Sea nutrient input to have basin-wide effects.
|
103 |
+
|
104 |
+
Pollution reduction and regulation efforts have led to a partial recovery of the Black Sea ecosystem during the 1990s, and an EU monitoring exercise, 'EROS21', revealed decreased N and P values, relative to the 1989 peak.[73] Recently, scientists have noted signs of ecological recovery, in part due to the construction of new sewage treatment plants in Slovakia, Hungary, Romania, and Bulgaria in connection with membership in the European Union. Mnemiopsis leidyi populations have been checked with the arrival of another alien species which feeds on them.[74]
|
105 |
+
|
106 |
+
Jellyfish
|
107 |
+
|
108 |
+
Actinia
|
109 |
+
|
110 |
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Actinia
|
111 |
+
|
112 |
+
Goby
|
113 |
+
|
114 |
+
Stingray
|
115 |
+
|
116 |
+
Goat fish
|
117 |
+
|
118 |
+
Hermit crab, Diogenes pugilator
|
119 |
+
|
120 |
+
Blue sponge
|
121 |
+
|
122 |
+
Spiny dogfish
|
123 |
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|
124 |
+
Seahorse
|
125 |
+
|
126 |
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Black Sea Common Dolphins with a kite-surfer off Sochi
|
127 |
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|
128 |
+
In the past, the range of the Asiatic lion extended from South Asia to the Balkans, possibly up to the Danube. Places like Turkey and the Trans-Caucasus were in this range. The Caspian tiger occurred in eastern Turkey and the Caucasus, at least. The lyuti zver (Old East Slavic for "fierce animal") that was encountered by Vladimir II Monomakh, Velikiy Kniaz of Kievan Rus' (which ranged to the Black Sea in the south),[75] may have been a tiger or leopard, rather than a wolf or lynx, due to the way it behaved towards him and his horse.[76]
|
129 |
+
|
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Short-term climatic variation in the Black Sea region is significantly influenced by the operation of the North Atlantic oscillation, the climatic mechanisms resulting from the interaction between the north Atlantic and mid-latitude air masses.[77] While the exact mechanisms causing the North Atlantic Oscillation remain unclear,[78] it is thought the climate conditions established in western Europe mediate the heat and precipitation fluxes reaching Central Europe and Eurasia, regulating the formation of winter cyclones, which are largely responsible for regional precipitation inputs[79] and influence Mediterranean Sea Surface Temperatures (SST's).[80]
|
131 |
+
|
132 |
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The relative strength of these systems also limits the amount of cold air arriving from northern regions during winter.[81] Other influencing factors include the regional topography, as depressions and storms systems arriving from the Mediterranean are funneled through the low land around the Bosporus, Pontic and Caucasus mountain ranges acting as waveguides, limiting the speed and paths of cyclones passing through the region.[82]
|
133 |
+
|
134 |
+
Some islands in the Black sea belong to Bulgaria, Romania, Turkey, and Ukraine:
|
135 |
+
|
136 |
+
The Black Sea is connected to the World Ocean by a chain of two shallow straits, the Dardanelles and the Bosporus. The Dardanelles is 55 m (180 ft) deep and the Bosporus is as shallow as 36 m (118 ft). By comparison, at the height of the last ice age, sea levels were more than 100 m (330 ft) lower than they are now.
|
137 |
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|
138 |
+
There is also evidence that water levels in the Black Sea were considerably lower at some point during the post-glacial period. Some researchers theorize that the Black Sea had been a landlocked freshwater lake (at least in upper layers) during the last glaciation and for some time after.
|
139 |
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|
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+
In the aftermath of the last glacial period, water levels in the Black Sea and the Aegean Sea rose independently until they were high enough to exchange water. The exact timeline of this development is still subject to debate. One possibility is that the Black Sea filled first, with excess freshwater flowing over the Bosporus sill and eventually into the Mediterranean Sea. There are also catastrophic scenarios, such as the "Black Sea deluge theory" put forward by William Ryan, Walter Pitman and Petko Dimitrov.
|
141 |
+
|
142 |
+
The Black Sea deluge is a hypothesized catastrophic rise in the level of the Black Sea circa 5600 BC due to waters from the Mediterranean Sea breaching a sill in the Bosporus Strait. The hypothesis was headlined when The New York Times published it in December 1996, shortly before it was published in an academic journal.[83] While it is agreed that the sequence of events described did occur, there is debate over the suddenness, dating, and magnitude of the events. Relevant to the hypothesis is that its description has led some to connect this catastrophe with prehistoric flood myths.[84]
|
143 |
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|
144 |
+
The Black Sea was a busy waterway on the crossroads of the ancient world: the Balkans to the west, the Eurasian steppes to the north, the Caucasus and Central Asia to the east, Asia Minor and Mesopotamia to the south, and Greece to the south-west.
|
145 |
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|
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+
The oldest processed gold in the world was found in Varna, Bulgaria, and Greek mythology portrays the Argonauts as sailing on the Black Sea. The land at the eastern end of the Black Sea, Colchis, (now Georgia), marked for the Greeks the edge of the known world.
|
147 |
+
|
148 |
+
The steppes to the north of the Black Sea have been suggested as the original homeland (Urheimat) of the speakers of the Proto-Indo-European language, (PIE) the progenitor of the Indo-European language family, by some scholars such as Marija Gimbutas; others move the homeland further east towards the Caspian Sea, yet others to Anatolia.
|
149 |
+
|
150 |
+
Greek presence in the Black Sea began at least as early as the 9th century BC with colonization the Black Sea's southern coast. By 500 BC, permanent Greek communities existed all around the Black Sea and a lucrative trade network connected the entirety of the Black Sea to the wider Mediterranean. While Greek colonies generally maintained very close cultural ties to their founding polis, Greek colonies in the Black Sea began to develop their own Black Sea Greek culture, know today as Pontic. The coastal community of Black Sea Greeks remained a prominent part of the Greek World for centuries.[85]
|
151 |
+
|
152 |
+
The Black Sea became a virtual Ottoman Navy lake within five years of Genoa losing the Crimean Peninsula in 1479, after which the only Western merchant vessels to sail its waters were those of Venice's old rival Ragusa. This restriction was challenged by the Russian Navy from 1783 until the relaxation of export controls in 1789 because of the French Revolution.[86][87]
|
153 |
+
|
154 |
+
The Black Sea was a significant naval theatre of World War I and saw both naval and land battles during World War II.
|
155 |
+
|
156 |
+
Ancient trade routes in the region are currently[when?] being extensively studied by scientists, as the Black Sea was sailed by Hittites, Carians, Colchians, Thracians, Greeks, Persians, Cimmerians, Scythians, Romans, Byzantines, Goths, Huns, Avars, Slavs, Varangians, Crusaders, Venetians, Genoese, Georgians, Tatars and Ottomans.
|
157 |
+
|
158 |
+
Perhaps the most promising areas in deepwater archaeology are the quest for submerged prehistoric settlements in the continental shelf and for ancient shipwrecks in the anoxic zone, which are expected to be exceptionally well preserved due to the absence of oxygen. This concentration of historical powers, combined with the preservative qualities of the deep anoxic waters of the Black Sea, has attracted increased interest from marine archaeologists who have begun to discover a large number of ancient ships and organic remains in a high state of preservation.
|
159 |
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|
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According to NATO, the Black sea is a strategic corridor that provides smuggling channels for moving legal and illegal goods including drugs, radioactive materials, and counterfeit goods that can be used to finance terrorism.[88]
|
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|
162 |
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According to the International Transport Workers' Federation 2013 study, there were at least 30 operating merchant seaports in the Black Sea (including at least 12 in Ukraine).[89]
|
163 |
+
|
164 |
+
According to the International Transport Workers' Federation 2013 study, there were around 2,400 commercial vessels operating in the Black Sea.[89]
|
165 |
+
|
166 |
+
Anchovy: the Turkish commercial fishing fleet catches around 300,000 tons per year on average, and fishery carried out mainly in winter and the highest portion of the stock is caught between November and December.[90]
|
167 |
+
|
168 |
+
Since the 1980s, the Soviet Union started offshore drilling for petroleum in the sea's western portion (adjoining Ukraine's coast). Independent Ukraine continued and intensified that effort within its exclusive economic zone, inviting major international oil companies for exploration. Discovery of the new, massive oilfields in the area stimulated an influx of foreign investments. It also provoked a short-term peaceful territorial dispute with Romania which was resolved in 2011 by an international court redefining the exclusive economic zones between the two countries.
|
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|
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+
In the years following the end of the Cold War, the popularity of the Black Sea as a tourist destination steadily increased. Tourism at Black Sea resorts became one of the region's growth industries.[91] The following is a list of notable Black Sea resort towns:
|
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+
The 1936 Montreux Convention provides for free passage of civilian ships between the international waters of the Black and the Mediterranean Seas. However, a single country (Turkey) has complete control over the straits connecting the two seas. Military ships are separate categories from civilian ships and they can only pass through the straits if the ship is belonging to a Black Seapower. Other military ships have the right to pass through the straits if they are not in a war against Turkey and they can stay in the Black Sea basin for a limited time. The 1982 amendments to the Montreux Convention allow Turkey to close the Straits at its discretion in both wartime and peacetime.[93]
|
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+
|
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The 1936 Montreux Convention governs the passage of vessels between the Black, the Mediterranean and Aegean Seas and the presence of military vessels belonging to non-littoral states in the Black Sea waters.[94]
|
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+
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+
In December 2018, the Kerch Strait incident took place. The Russian Navy and Coast guard took control of three ships belonging to their counterparts. The ships were trying to enter the Black Sea[95]
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An actor is a person who portrays a character in a performance (also actress; see below).[1] The actor performs "in the flesh" in the traditional medium of the theatre or in modern media such as film, radio, and television. The analogous Greek term is ὑποκριτής (hupokritḗs), literally "one who answers".[2] The actor's interpretation of their role—the art of acting—pertains to the role played, whether based on a real person or fictional character. This can also be considered an "actor's role," which was called this due to scrolls being used in the theaters. Interpretation occurs even when the actor is "playing themselves", as in some forms of experimental performance art.
|
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Formerly, in ancient Greece and Rome, the medieval world, and the time of William Shakespeare, only men could become actors, and women's roles were generally played by men or boys.[3] While Ancient Rome did allow female stage performers, only a small minority of them were given speaking parts. The commedia dell’arte of Italy, however, allowed professional women to perform early on: Lucrezia Di Siena, whose name is on a contract of actors from 10 October 1564, has been referred to as the first Italian actress known by name, with Vincenza Armani and Barbara Flaminia as the first primadonna's and the first well documented actresses in Italy (and Europe). [4] After the English Restoration of 1660, women began to appear on stage in England. In modern times, particularly in pantomime and some operas, women occasionally play the roles of boys or young men.[5]
|
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The first recorded case of a performing actor occurred in 534 BC (though the changes in calendar over the years make it hard to determine exactly) when the Greek performer Thespis stepped onto the stage at the Theatre Dionysus to become the first known person to speak words as a character in a play or story. Before Thespis' act, Grecian stories were only expressed in song, dance, and in third person narrative. In honor of Thespis, actors are commonly called Thespians. The exclusively male actors in the theatre of ancient Greece performed in three types of drama: tragedy, comedy, and the satyr play.[6] Western theatre developed and expanded considerably under the Romans. The theatre of ancient Rome was a thriving and diverse art form, ranging from festival performances of street theatre, nude dancing, and acrobatics, to the staging of situation comedies, to high-style, verbally elaborate tragedies.
|
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As the Western Roman Empire fell into decay through the 4th and 5th centuries, the seat of Roman power shifted to Constantinople and the Byzantine Empire. Records show that mime, pantomime, scenes or recitations from tragedies and comedies, dances, and other entertainments were very popular. From the 5th century, Western Europe was plunged into a period of general disorder. Small nomadic bands of actors traveled around Europe throughout the period, performing wherever they could find an audience; there is no evidence that they produced anything but crude scenes.[7] Traditionally, actors were not of high status; therefore, in the Early Middle Ages, traveling acting troupes were often viewed with distrust. Early Middle Ages actors were denounced by the Church during the Dark Ages, as they were viewed as dangerous, immoral, and pagan. In many parts of Europe, traditional beliefs of the region and time meant actors could not receive a Christian burial.
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In the Early Middle Ages, churches in Europe began staging dramatized versions of biblical events. By the middle of the 11th century, liturgical drama had spread from Russia to Scandinavia to Italy. The Feast of Fools encouraged the development of comedy. In the Late Middle Ages, plays were produced in 127 towns. These vernacular Mystery plays often contained comedy, with actors playing devils, villains, and clowns.[8] The majority of actors in these plays were drawn from the local population. Amateur performers in England were exclusively male, but other countries had female performers.
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11 |
+
There were several secular plays staged in the Middle Ages, the earliest of which is The Play of the Greenwood by Adam de la Halle in 1276. It contains satirical scenes and folk material such as faeries and other supernatural occurrences. Farces also rose dramatically in popularity after the 13th century. At the end of the Late Middle Ages, professional actors began to appear in England and Europe. Richard III and Henry VII both maintained small companies of professional actors. Beginning in the mid-16th century, Commedia dell'arte troupes performed lively improvisational playlets across Europe for centuries. Commedia dell'arte was an actor-centred theatre, requiring little scenery and very few props. Plays were loose frameworks that provided situations, complications, and outcome of the action, around which the actors improvised. The plays used stock characters. A troupe typically consisted of 13 to 14 members. Most actors were paid a share of the play's profits roughly equivalent to the sizes of their roles.
|
12 |
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|
13 |
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Renaissance theatre derived from several medieval theatre traditions, such as the mystery plays, "morality plays", and the "university drama" that attempted to recreate Athenian tragedy. The Italian tradition of Commedia dell'arte, as well as the elaborate masques frequently presented at court, also contributed to the shaping of public theatre. Since before the reign of Elizabeth I, companies of players were attached to households of leading aristocrats and performed seasonally in various locations. These became the foundation for the professional players that performed on the Elizabethan stage.
|
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+
|
15 |
+
The development of the theatre and opportunities for acting ceased when Puritan opposition to the stage banned the performance of all plays within London. Puritans viewed the theatre as immoral. The re-opening of the theatres in 1660 signaled a renaissance of English drama. English comedies written and performed in the Restoration period from 1660 to 1710 are collectively called "Restoration comedy". Restoration comedy is notorious for its sexual explicitness. At this point, women were allowed for the first time to appear on the English stage, exclusively in female roles. This period saw the introduction of the first professional actresses and the rise of the first celebrity actors.
|
16 |
+
|
17 |
+
In the 19th century, the negative reputation of actors was largely reversed, and acting became an honored, popular profession and art.[9] The rise of the actor as celebrity provided the transition, as audiences flocked to their favorite "stars". A new role emerged for the actor-managers, who formed their own companies and controlled the actors, the productions, and the financing.[10] When successful, they built up a permanent clientele that flocked to their productions. They could enlarge their audience by going on tour across the country, performing a repertoire of well-known plays, such as those by Shakespeare. The newspapers, private clubs, pubs, and coffee shops rang with lively debates evaluating the relative merits of the stars and the productions. Henry Irving (1838-1905) was the most successful of the British actor-managers.[11] Irving was renowned for his Shakespearean roles, and for such innovations as turning out the house lights so that attention could focus more on the stage and less on the audience. His company toured across Britain, as well as Europe and the United States, demonstrating the power of star actors and celebrated roles to attract enthusiastic audiences. His knighthood in 1895 indicated full acceptance into the higher circles of British society.[12]
|
18 |
+
|
19 |
+
By the early 20th century, the economics of large-scale productions displaced the actor-manager model. It was too hard to find people who combined a genius at acting as well as management, so specialization divided the roles as stage managers and later theatre directors emerged. Financially, much larger capital was required to operate out of a major city. The solution was corporate ownership of chains of theatres, such as by the Theatrical Syndicate, Edward Laurillard, and especially The Shubert Organization. By catering to tourists, theaters in large cities increasingly favored long runs of highly popular plays, especially musicals. Big name stars became even more essential.[13]
|
20 |
+
|
21 |
+
Formerly, in some societies, only men could become actors. In ancient Greece and ancient Rome[15] and the medieval world, it was considered disgraceful for a woman to go on stage; this belief persisted until the 17th century in Venice. In the time of William Shakespeare, women's roles were generally played by men or boys.[3]
|
22 |
+
|
23 |
+
When an eighteen-year Puritan prohibition of drama was lifted after the English Restoration of 1660, women began to appear on stage in England. Margaret Hughes is oft credited as the first professional actress on the English stage.[16] This prohibition ended during the reign of Charles II in part because he enjoyed watching actresses on stage.[17] Specifically, Charles II issued letters patent to Thomas Killigrew and William Davenant, granting them the monopoly right to form two London theatre companies to perform "serious" drama, and the letters patent were reissued in 1662 with revisions allowing actresses to perform for the first time.[18]
|
24 |
+
|
25 |
+
The first occurrence of the term actress was in 1608 according to the OED and is ascribed to Middleton. In the 19th century, many viewed women in acting negatively, as actresses were often courtesans and associated with promiscuity. Despite these prejudices, the 19th century also saw the first female acting "stars", most notably Sarah Bernhardt.[19]
|
26 |
+
|
27 |
+
In Japan, onnagata, or men taking on female roles, were used in kabuki theatre when women were banned from performing on stage during the Edo period; this convention continues. In some forms of Chinese drama such as Beijing opera, men traditionally performed all the roles, including female roles, while in Shaoxing opera women often play all roles, including male ones.[20]
|
28 |
+
|
29 |
+
In modern times, women occasionally played the roles of boys or young men. For example, the stage role of Peter Pan is traditionally played by a woman, as are most principal boys in British pantomime. Opera has several "breeches roles" traditionally sung by women, usually mezzo-sopranos. Examples are Hansel in Hänsel und Gretel, Cherubino in The Marriage of Figaro and Octavian in Der Rosenkavalier.
|
30 |
+
|
31 |
+
Women playing male roles are uncommon in film, with notable exceptions. In 1982, Stina Ekblad played the mysterious Ismael Retzinsky in Fanny and Alexander, and Linda Hunt received the Academy Award for Best Supporting Actress for playing Billy Kwan in The Year of Living Dangerously. In 2007, Cate Blanchett was nominated for the Academy Award for Best Supporting Actress for playing Jude Quinn, a fictionalized representation of Bob Dylan in the 1960s, in I'm Not There.
|
32 |
+
|
33 |
+
In the 2000s, women playing men in live theatre is particularly common in presentations of older plays, such as Shakespearean works with large numbers of male characters in roles where gender is inconsequential.[5]
|
34 |
+
|
35 |
+
Having an actor dress as the opposite sex for comic effect is also a long-standing tradition in comic theatre and film. Most of Shakespeare's comedies include instances of overt cross-dressing, such as Francis Flute in A Midsummer Night's Dream. The movie A Funny Thing Happened on the Way to the Forum stars Jack Gilford dressing as a young bride. Tony Curtis and Jack Lemmon famously posed as women to escape gangsters in the Billy Wilder film Some Like It Hot. Cross-dressing for comic effect was a frequently used device in most of the Carry On films. Dustin Hoffman and Robin Williams have each appeared in a hit comedy film (Tootsie and Mrs. Doubtfire, respectively) in which they played most scenes dressed as a woman.
|
36 |
+
|
37 |
+
Occasionally, the issue is further complicated, for example, by a woman playing a woman acting as a man—who then pretends to be a woman, such as Julie Andrews in Victor/Victoria, or Gwyneth Paltrow in Shakespeare in Love. In It's Pat: The Movie, film-watchers never learn the gender of the androgynous main characters Pat and Chris (played by Julia Sweeney and Dave Foley). Similarly, in the aforementioned example of The Marriage of Figaro, there is a scene in which Cherubino (a male character portrayed by a woman) dresses up and acts like woman; the other characters in the scene are aware of a single level of gender role obfuscation, while the audience is aware of two levels.
|
38 |
+
|
39 |
+
A few modern roles are played by a member of the opposite sex to emphasize the gender fluidity of the role. Edna Turnblad in Hairspray was played by Divine in the 1988 original film, Harvey Fierstein in the Broadway musical, and John Travolta in the 2007 movie musical. Eddie Redmayne was nominated for an Academy Award for playing Lili Elbe (a trans woman) in 2015's The Danish Girl.[21]
|
40 |
+
|
41 |
+
In contrast to Ancient Greek theatre, Ancient Roman theatre did allow female performers. While the majority of them were seldom employed in speaking roles but rather for dancing, there were a minority of actresses in Rome employed in speaking roles, and also those who achieved wealth, fame and recognition for their art, such as Eucharis, Dionysia, Galeria Copiola and Fabia Arete, and they also formed their own acting guild, the Sociae Mimae, which was evidently quite wealthy. [22] The profession seemingly died out in late antiquity.
|
42 |
+
|
43 |
+
While women did not begin to perform onstage in England until the second half of the 17th-century, they did appear in Italy, Spain and France from the late 16th-century onward. Lucrezia Di Siena, whose name is on an acting contract in Rome from 10 October 1564, has been referred to as the first Italian actress known by name, with Vincenza Armani and Barbara Flaminia as the first primadonnas and the first well documented actresses in Italy (and Europe). [4]
|
44 |
+
|
45 |
+
After 1660 in England, when women first started to appear on stage, the terms actor or actress were initially used interchangeably for female performers, but later, influenced by the French actrice, actress became the commonly used term for women in theater and film. The etymology is a simple derivation from actor with -ess added.[23] When referring to groups of performers of both sexes, actors is preferred.[24] Actor is also used before the full name of a performer as a gender-specific term.[citation needed]
|
46 |
+
|
47 |
+
Within the profession, the re-adoption of the neutral term dates to the post-war period of the 1950 and '60s, when the contributions of women to cultural life in general were being reviewed.[25] When The Observer and The Guardian published their new joint style guide in 2010, it stated "Use ['actor'] for both male and female actors; do not use actress except when in name of award, e.g. Oscar for best actress".[24] The guide's authors stated that "actress comes into the same category as authoress, comedienne, manageress, 'lady doctor', 'male nurse' and similar obsolete terms that date from a time when professions were largely the preserve of one sex (usually men)." (See male as norm.) "As Whoopi Goldberg put it in an interview with the paper: 'An actress can only play a woman. I'm an actor – I can play anything.'"[24] The UK performers' union Equity has no policy on the use of "actor" or "actress". An Equity spokesperson said that the union does not believe that there is a consensus on the matter and stated that the "...subject divides the profession".[24] In 2009, the Los Angeles Times stated that "Actress" remains the common term used in major acting awards given to female recipients[26] (e.g., Academy Award for Best Actress).
|
48 |
+
|
49 |
+
With regard to the cinema of the United States, the gender-neutral term "player" was common in film in the silent film era and the early days of the Motion Picture Production Code, but in the 2000s in a film context, it is generally deemed archaic.[citation needed] However, "player" remains in use in the theatre, often incorporated into the name of a theatre group or company, such as the American Players, the East West Players, etc. Also, actors in improvisational theatre may be referred to as "players".[27]
|
50 |
+
|
51 |
+
In 2015, Forbes reported that "...just 21 of the 100 top-grossing films of 2014 featured a female lead or co-lead, while only 28.1% of characters in 100 top-grossing films were female...".[28] "In the U.S., there is an "industry-wide [gap] in salaries of all scales. On average, white women get paid 78 cents to every dollar a white man makes, while Hispanic women earn 56 cents to a white male's dollar, Black women 64 cents and Native American women just 59 cents to that."[28] Forbes' analysis of US acting salaries in 2013 determined that the "...men on Forbes' list of top-paid actors for that year made 21/2 times as much money as the top-paid actresses. That means that Hollywood's best-compensated actresses made just 40 cents for every dollar that the best-compensated men made."[29][30][31]
|
52 |
+
|
53 |
+
Actors working in theatre, film, television, and radio have to learn specific skills. Techniques that work well in one type of acting may not work well in another type of acting.
|
54 |
+
|
55 |
+
To act on stage, actors need to learn the stage directions that appear in the script, such as "Stage Left" and "Stage Right". These directions are based on the actor's point of view as he or she stands on the stage facing the audience. Actors also have to learn the meaning of the stage directions "Upstage" (away from the audience) and "Downstage" (towards the audience)[32] Theatre actors need to learn blocking, which is "...where and how an actor moves on the stage during a play". Most scripts specify some blocking. The Director also gives instructions on blocking, such as crossing the stage or picking up and using a prop.[32]
|
56 |
+
|
57 |
+
Some theater actors need to learn stage combat, which is simulated fighting on stage. Actors may have to simulate hand-to-hand [fighting] or sword[-fighting]. Actors are coached by fight directors, who help them learn the choreographed sequence of fight actions.
|
58 |
+
[32]
|
59 |
+
|
60 |
+
From 1894 to the late 1920s, movies were silent films. Silent film actors emphasized body language and facial expression, so that the audience could better understand what an actor was feeling and portraying on screen. Much silent film acting is apt to strike modern-day audiences as simplistic or campy. The melodramatic acting style was in some cases a habit actors transferred from their former stage experience. Vaudeville theatre was an especially popular origin for many American silent film actors.[33] The pervading presence of stage actors in film was the cause of this outburst from director Marshall Neilan in 1917: "The sooner the stage people who have come into pictures get out, the better for the pictures." In other cases, directors such as John Griffith Wray required their actors to deliver larger-than-life expressions for emphasis. As early as 1914, American viewers had begun to make known their preference for greater naturalness on screen.[34]
|
61 |
+
|
62 |
+
Pioneering film directors in Europe and the United States recognized the different limitations and freedoms of the mediums of stage and screen by the early 1910s. Silent films became less vaudevillian in the mid-1910s, as the differences between stage and screen became apparent. Due to the work of directors such as D W Griffith, cinematography became less stage-like, and the then-revolutionary close-up shot allowed subtle and naturalistic acting. In America, D.W. Griffith's company Biograph Studios, became known for its innovative direction and acting, conducted suit the cinema rather than the stage. Griffith realized that theatrical acting did not look good on film and required his actors and actresses to go through weeks of film acting training.[35]
|
63 |
+
|
64 |
+
Lillian Gish has been called film's "first true actress" for her work in the period, as she pioneered new film performing techniques, recognizing the crucial differences between stage and screen acting. Directors such as Albert Capellani and Maurice Tourneur began to insist on naturalism in their films. By the mid-1920s many American silent films had adopted a more naturalistic acting style, though not all actors and directors accepted naturalistic, low-key acting straight away; as late as 1927, films featuring expressionistic acting styles, such as Metropolis, were still being released. [36]
|
65 |
+
|
66 |
+
According to Anton Kaes, a silent film scholar from the University of Wisconsin, American silent cinema began to see a shift in acting techniques between 1913 and 1921, influenced by techniques found in German silent film. This is mainly attributed to the influx of emigrants from the Weimar Republic, "including film directors, producers, cameramen, lighting and stage technicians, as well as actors and actresses".[37]
|
67 |
+
|
68 |
+
Film actors have to learn to get used to and be comfortable with a camera being in front of them.[38]
|
69 |
+
Film actors need to learn to find and stay on their "mark." This is a position on the floor marked with tape. This position is where the lights and camera focus are optimized. Film actors also need to learn how to prepare well and perform well on-screen tests. Screen tests are a filmed audition of part of the script.
|
70 |
+
|
71 |
+
Unlike theater actors, who develop characters for repeat performances, film actors lack continuity, forcing them to come to all scenes (sometimes shot in reverse of the order in which they ultimately appear) with a fully developed character already.[35]
|
72 |
+
|
73 |
+
"Since film captures even the smallest gesture and magnifies it..., cinema demands a less flamboyant and stylized bodily performance from the actor than does the theater." "The performance of emotion is the most difficult aspect of film acting to master: ...the film actor must rely on subtle facial ticks, quivers, and tiny lifts of the eyebrow to create a believable character."[35] Some theatre stars "...have made the theater-to-cinema transition quite successfully (Laurence Olivier, Glenn Close, and Julie Andrews, for instance), others have not..."[35]
|
74 |
+
|
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+
"On a television set, there are typically several cameras angled at the set. Actors who are new to on-screen acting can get confused about which camera to look into."[32] TV actors need to learn to use lav mics (Lavaliere microphones).[32] TV actors need to understand the concept of "frame". "The term frame refers to the area that the camera's lens is capturing."[32]
|
76 |
+
Within the acting industry, there are four types of television roles one could land on a show. Each type varies in prominence, frequency of appearance, and pay. The first is known as a series regular—the main actors on the show as part of the permanent cast. Actors in recurring roles are under contract to appear in multiple episodes of a series. A co-star role is a small speaking role that usually only appears in one episode. A guest star is a larger role than a co-star role, and the character is often the central focus of the episode or integral to the plot.
|
77 |
+
|
78 |
+
Radio drama is a dramatized, purely acoustic performance, broadcast on radio or published on audio media, such as tape or CD. With no visual component, radio drama depends on dialogue, music and sound effects to help the listener imagine the characters and story: "It is auditory in the physical dimension but equally powerful as a visual force in the psychological dimension."[39]
|
79 |
+
|
80 |
+
Radio drama achieved widespread popularity within a decade of its initial development in the 1920s. By the 1940s, it was a leading international popular entertainment. With the advent of television in the 1950s, however, radio drama lost some of its popularity, and in some countries has never regained large audiences. However, recordings of OTR (old-time radio) survive today in the audio archives of collectors and museums, as well as several online sites such as Internet Archive.
|
81 |
+
|
82 |
+
As of 2011[update], radio drama has a minimal presence on terrestrial radio in the United States. Much of American radio drama is restricted to rebroadcasts or podcasts of programs from previous decades. However, other nations still have thriving traditions of radio drama. In the United Kingdom, for example, the BBC produces and broadcasts hundreds of new radio plays each year on Radio 3, Radio 4, and Radio 4 Extra. Podcasting has also offered the means of creating new radio dramas, in addition to the distribution of vintage programs.
|
83 |
+
|
84 |
+
The terms "audio drama"[40] or "audio theatre" are sometimes used synonymously with "radio drama" with one possible distinction: audio drama or audio theatre may not necessarily be intended specifically for broadcast on radio. Audio drama, whether newly produced or OTR classics, can be found on CDs, cassette tapes, podcasts, webcasts, and conventional broadcast radio.
|
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Thanks to advances in digital recording and Internet distribution, radio drama is experiencing a revival.[41]
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1 |
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|
3 |
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Coordinates: 40°N 45°E / 40°N 45°E / 40; 45
|
4 |
+
|
5 |
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Armenia (/ɑːrˈmiːniə/ (listen);[14] Armenian: Հայաստան, romanized: Hayastan, IPA: [hɑjɑsˈtɑn]), officially the Republic of Armenia (Armenian: Հայաստանի Հանրապետություն, romanized: Hayastani Hanrapetut'yun, IPA: [hɑjɑstɑˈni hɑnɾɑpɛtutʰˈjun]), is a landlocked country in the South Caucasus region of Eurasia. Located in Western Asia,[15][16] on the Armenian Highlands, it is bordered by Turkey to the west, Georgia to the north, the de facto independent Republic of Artsakh and Azerbaijan to the east, and Iran and Azerbaijan's exclave of Nakhchivan to the south.[17]
|
6 |
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|
7 |
+
Armenia is a unitary, multi-party, democratic nation-state with an ancient cultural heritage. Urartu was established in 860 BC and by the 6th century BC it was replaced by the Satrapy of Armenia. The Kingdom of Armenia reached its height under Tigranes the Great in the 1st century BC and became the first state in the world to adopt Christianity as its official religion in the late 3rd or early 4th century AD.[18][19][20] The official date of state adoption of Christianity is 301.[21] The ancient Armenian kingdom was split between the Byzantine and Sasanian Empires around the early 5th century. Under the Bagratuni dynasty, the Bagratid Kingdom of Armenia was restored in the 9th century. Declining due to the wars against the Byzantines, the kingdom fell in 1045 and Armenia was soon after invaded by the Seljuk Turks. An Armenian principality and later a kingdom Cilician Armenia was located on the coast of the Mediterranean Sea between the 11th and 14th centuries.
|
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|
9 |
+
Between the 16th and 19th centuries, the traditional Armenian homeland composed of Eastern Armenia and Western Armenia came under the rule of the Ottoman and Persian empires, repeatedly ruled by either of the two over the centuries. By the 19th century, Eastern Armenia had been conquered by the Russian Empire, while most of the western parts of the traditional Armenian homeland remained under Ottoman rule. During World War I, 1.5 million Armenians living in their ancestral lands in the Ottoman Empire were systematically exterminated in the Armenian Genocide. In 1918, following the Russian Revolution, all non-Russian countries declared their independence after the Russian Empire ceased to exist, leading to the establishment of the First Republic of Armenia. By 1920, the state was incorporated into the Transcaucasian Socialist Federative Soviet Republic, and in 1922 became a founding member of the Soviet Union. In 1936, the Transcaucasian state was dissolved, transforming its constituent states, including the Armenian Soviet Socialist Republic, into full Union republics. The modern Republic of Armenia became independent in 1991 during the dissolution of the Soviet Union.
|
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|
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Armenia is a developing country and ranks 81st on the Human Development Index (2018).[22] Its economy is primarily based on industrial output, mineral extraction, and external financial support from the diaspora. Despite recent economic growth, considerable unemployment and poverty are still prevalent.[23][24] The country is a member of the Eurasian Economic Union, the Council of Europe and the Collective Security Treaty Organization. Armenia supports the de facto independent Artsakh, which was proclaimed in 1991. Armenia also recognises the Armenian Apostolic Church, the world's oldest national church, as the country's primary religious establishment.[25][4] The unique Armenian alphabet was created by Mesrop Mashtots in 405 AD.
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The original native Armenian name for the country was Հայք (Hayk’); however, it is currently rarely used. The contemporary name Հայաստան (Hayastan) became popular in the Middle Ages by addition of the Persian suffix -stan (place).[citation needed]. However the origins of the name Hayastan trace back to much earlier dates and were first attested in circa 5th century in the works of Agathangelos,[26][27] Faustus of Byzantium,[28][29] Ghazar Parpetsi,[30] Koryun,[31] and Sebeos.[32]
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The name has traditionally been derived from Hayk (Հայկ), the legendary patriarch of the Armenians and a great-great-grandson of Noah, who, according to the 5th-century AD author Moses of Chorene (Movsis Khorenatsi), defeated the Babylonian king Bel in 2492 BC and established his nation in the Ararat region.[33] The further origin of the name is uncertain. It is also further postulated[34][35] that the name Hay comes from one of the two confederated, Hittite vassal states—the Ḫayaša-Azzi (1600–1200 BC).
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The exonym Armenia is attested in the Old Persian Behistun Inscription (515 BC) as Armina ( ). The Ancient Greek terms Ἀρμενία (Armenía) and Ἀρμένιοι (Arménioi, "Armenians") are first mentioned by Hecataeus of Miletus (c. 550 BC – c. 476 BC).[36] Xenophon, a Greek general serving in some of the Persian expeditions, describes many aspects of Armenian village life and hospitality in around 401 BC.[37]
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Some scholars have linked the name Armenia with the Early Bronze Age state of Armani (Armanum, Armi) or the Late Bronze Age state of Arme (Shupria).[38] These connections are inconclusive as it is not known what languages were spoken in these kingdoms. Additionally, while it is agreed that Arme was located to the immediate west of Lake Van (and therefore in the greater Armenia region), the location of the older site of Armani is a matter of debate. Some modern researchers have placed it in the same general area of Arme, near modern Samsat,[39] and have suggested it was populated, at least partially, by an early Indo-European-speaking people.[40] It has also been speculated that the land of Ermenen (located in or near Minni), mentioned by the Egyptian pharaoh Thutmose III in 1446 BCE, could be a reference to Armenia.
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According to the histories of both Moses of Chorene and Michael Chamchian, Armenia derives from the name of Aram, a lineal descendant of Hayk.[41][42] The Table of Nations lists Aram as the son of Shem, to whom the Book of Jubilees attests,
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"And for Aram there came forth the fourth portion, all the land of Mesopotamia between the Tigris and the Euphrates to the north of the Chaldees to the border of the mountains of Asshur and the land of 'Arara.[43][44]"
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Jubilees 8:21 also apportions the Mountains of Ararat to Shem, which Jubilees 9:5 expounds to be apportioned to Aram.[43][44]
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The historian Flavius Josephus also states in his Antiquities of the Jews,
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"Aram had the Aramites, which the Greeks called Syrians;... Of the four sons of Aram, Uz founded Trachonitis and Damascus: this country lies between Palestine and Celesyria. Ul founded Armenia; and Gather the Bactrians; and Mesa the Mesaneans; it is now called Charax Spasini."[45]
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Armenia lies in the highlands surrounding the mountains of Ararat. There is evidence of an early civilisation in Armenia in the Bronze Age and earlier, dating to about 4000 BC. Archaeological surveys in 2010 and 2011 at the Areni-1 cave complex have resulted in the discovery of the world's earliest known leather shoe,[46] skirt,[47] and wine-producing facility.[48]
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According to the story of Hayk, the legendary founder of Armenia, around 2107 BC Hayk fought against Belus, the Babylonian God of War, at Çavuştepe along the Engil river to establish the very first Armenian state. Historically, this event coincides with the destruction of Akkad by the Gutian dynasty of Sumer in 2115 BC,[49] a time when Hayk may have left with the "more than 300 members of his household" as told in the legend, and also during the beginning of when a Mesopotamian Dark Age was occurring due to the fall of the Akkadian Empire in 2154 BC which may have acted as a backdrop for the events in the legend making him leave Mesopotamia.[50]
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Several Bronze Age cultures and states flourished in the area of Greater Armenia, including the Trialeti-Vanadzor culture, Hayasa-Azzi, and Mitanni (located in southwestern historical Armenia), all of which are believed to have had Indo-European populations.[51][52][53][54][55][56] The Nairi confederation and its successor, Urartu, successively established their sovereignty over the Armenian Highlands. Each of the aforementioned nations and confederacies participated in the ethnogenesis of the Armenians.[57][58][59][60] A large cuneiform lapidary inscription found in Yerevan established that the modern capital of Armenia was founded in the summer of 782 BC by King Argishti I. Yerevan is the world's oldest city to have documented the exact date of its foundation.
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During the late 6th century BC, the first geographical entity that was called Armenia by neighbouring populations was established under the Orontid Dynasty within the Achaemenid Empire, as part of the latters' territories. The kingdom became fully sovereign from the sphere of influence of the Seleucid Empire in 190 BC under King Artaxias I and begun the rule of the Artaxiad dynasty. Armenia reached its height between 95 and 66 BC under Tigranes the Great, becoming the most powerful kingdom of its time east of the Roman Republic.
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In the next centuries, Armenia was in the Persian Empire's sphere of influence during the reign of Tiridates I, the founder of the Arsacid dynasty of Armenia, which itself was a branch of the Parthian Empire. Throughout its history, the kingdom of Armenia enjoyed both periods of independence and periods of autonomy subject to contemporary empires. Its strategic location between two continents has subjected it to invasions by many peoples, including Assyria (under Ashurbanipal, at around 669–627 BC, the boundaries of Assyria reached as far as Armenia and the Caucasus Mountains),[61] Medes, Achaemenid Empire, Greeks, Parthians, Romans, Sasanian Empire, Byzantine Empire, Arabs, Seljuk Empire, Mongols, Ottoman Empire, the successive Safavid, Afsharid, and Qajar dynasties of Iran, and the Russians.
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Religion in ancient Armenia was historically related to a set of beliefs that, in Persia, led to the emergence of Zoroastrianism. It particularly focused on the worship of Mithra and also included a pantheon of gods such as Aramazd, Vahagn, Anahit, and Astghik. The country used the solar Armenian calendar, which consisted of 12 months.
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Christianity spread into the country as early as AD 40. Tiridates III of Armenia (238–314) made Christianity the state religion in 301,[63][64] partly, in defiance of the Sasanian Empire, it seems,[65] becoming the first officially Christian state, ten years before the Roman Empire granted Christianity an official toleration under Galerius, and 36 years before Constantine the Great was baptised. Prior to this, during the latter part of the Parthian period, Armenia was a predominantly Zoroastrian country.[65]
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After the fall of the Kingdom of Armenia in 428, most of Armenia was incorporated as a marzpanate within the Sasanian Empire. Following the Battle of Avarayr in 451, Christian Armenians maintained their religion and Armenia gained autonomy.
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After the Sasanian period (428–636), Armenia emerged as Arminiya, an autonomous principality under the Umayyad Caliphate, reuniting Armenian lands previously taken by the Byzantine Empire as well. The principality was ruled by the Prince of Armenia, and recognised by the Caliph and the Byzantine Emperor. It was part of the administrative division/emirate Arminiya created by the Arabs, which also included parts of Georgia and Caucasian Albania, and had its centre in the Armenian city, Dvin. Arminiya lasted until 884, when it regained its independence from the weakened Abbasid Caliphate under Ashot I of Armenia.
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The reemergent Armenian kingdom was ruled by the Bagratuni dynasty and lasted until 1045. In time, several areas of the Bagratid Armenia separated as independent kingdoms and principalities such as the Kingdom of Vaspurakan ruled by the House of Artsruni in the south, Kingdom of Syunik in the east, or Kingdom of Artsakh on the territory of modern Nagorno-Karabakh, while still recognising the supremacy of the Bagratid kings.
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In 1045, the Byzantine Empire conquered Bagratid Armenia. Soon, the other Armenian states fell under Byzantine control as well. The Byzantine rule was short lived, as in 1071 the Seljuk Empire defeated the Byzantines and conquered Armenia at the Battle of Manzikert, establishing the Seljuk Empire.[69] To escape death or servitude at the hands of those who had assassinated his relative, Gagik II of Armenia, King of Ani, an Armenian named Ruben I, Prince of Armenia, went with some of his countrymen into the gorges of the Taurus Mountains and then into Tarsus of Cilicia. The Byzantine governor of the palace gave them shelter where the Armenian Kingdom of Cilicia was eventually established on 6 January 1198 under Leo I, King of Armenia, a descendant of Prince Ruben.
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Cilicia was a strong ally of the European Crusaders, and saw itself as a bastion of Christendom in the East. Cilicia's significance in Armenian history and statehood is also attested by the transfer of the seat of the Catholicos of the Armenian Apostolic Church, the spiritual leader of the Armenian people, to the region.
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The Seljuk Empire soon started to collapse. In the early 12th century, Armenian princes of the Zakarid family drove out the Seljuk Turks and established a semi-independent principality in northern and eastern Armenia known as Zakarid Armenia, which lasted under the patronage of the Georgian Kingdom. The Orbelian Dynasty shared control with the Zakarids in various parts of the country, especially in Syunik and Vayots Dzor, while the House of Hasan-Jalalyan controlled provinces of Artsakh and Utik as the Kingdom of Artsakh.
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During the 1230s, the Mongol Empire conquered Zakarid Armenia and then the remainder of Armenia. The Mongolian invasions were soon followed by those of other Central Asian tribes, such as the Kara Koyunlu, Timurid dynasty and Ağ Qoyunlu, which continued from the 13th century until the 15th century. After incessant invasions, each bringing destruction to the country, with time Armenia became weakened.
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In the 16th century, the Ottoman Empire and the Safavid dynasty of Iran divided Armenia. From the early 16th century, both Western Armenia and Eastern Armenia fell to the Safavid Empire.[70][71] Owing to the century long Turco-Iranian geopolitical rivalry that would last in Western Asia, significant parts of the region were frequently fought over between the two rivalling empires. From the mid 16th century with the Peace of Amasya, and decisively from the first half of the 17th century with the Treaty of Zuhab until the first half of the 19th century,[72] Eastern Armenia was ruled by the successive Safavid, Afsharid and Qajar empires, while Western Armenia remained under Ottoman rule.
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From 1604, Abbas I of Iran implemented a "scorched earth" policy in the region to protect his north-western frontier against any invading Ottoman forces, a policy that involved a forced resettlement of masses of Armenians outside of their homelands.[73]
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In the 1813 Treaty of Gulistan and the 1828 Treaty of Turkmenchay, following the Russo-Persian War (1804–13) and the Russo-Persian War (1826–28), respectively, the Qajar dynasty of Iran was forced to irrevocably cede Eastern Armenia, consisting of the Erivan and Karabakh Khanates, to Imperial Russia.[74][75] This period is known as Russian Armenia.
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While Western Armenia still remained under Ottoman rule, the Armenians were granted considerable autonomy within their own enclaves and lived in relative harmony with other groups in the empire (including the ruling Turks). However, as Christians under a strict Muslim social structure, Armenians faced pervasive discrimination. When they began pushing for more rights within the Ottoman Empire, Sultan Abdul Hamid II, in response, organised state-sponsored massacres against the Armenians between 1894 and 1896, resulting in an estimated death toll of 80,000 to 300,000 people. The Hamidian massacres, as they came to be known, gave Hamid international infamy as the "Red Sultan" or "Bloody Sultan".[76]
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During the 1890s, the Armenian Revolutionary Federation, commonly known as Dashnaktsutyun, became active within the Ottoman Empire with the aim of unifying the various small groups in the empire that were advocating for reform and defending Armenian villages from massacres that were widespread in some of the Armenian-populated areas of the empire. Dashnaktsutyun members also formed Armenian fedayi groups that defended Armenian civilians through armed resistance. The Dashnaks also worked for the wider goal of creating a "free, independent and unified" Armenia, although they sometimes set aside this goal in favour of a more realistic approach, such as advocating autonomy.
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The Ottoman Empire began to collapse, and in 1908, the Young Turk Revolution overthrew the government of Sultan Hamid. In April 1909, the Adana massacre occurred in the Adana Vilayet of the Ottoman Empire resulting in the deaths of as many as 20,000–30,000 Armenians. The Armenians living in the empire hoped that the Committee of Union and Progress would change their second-class status. The Armenian reform package (1914) was presented as a solution by appointing an inspector general over Armenian issues.[77]
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The outbreak of World War I led to confrontation between the Ottoman Empire and the Russian Empire in the Caucasus and Persian Campaigns. The new government in Istanbul began to look on the Armenians with distrust and suspicion, because the Imperial Russian Army contained a contingent of Armenian volunteers. On 24 April 1915, Armenian intellectuals were arrested by Ottoman authorities and, with the Tehcir Law (29 May 1915), eventually a large proportion of Armenians living in Anatolia perished in what has become known as the Armenian Genocide.
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The genocide was implemented in two phases: the wholesale killing of the able-bodied male population through massacre and subjection of army conscripts to forced labour, followed by the deportation of women, children, the elderly and infirm on death marches leading to the Syrian desert. Driven forward by military escorts, the deportees were deprived of food and water and subjected to periodic robbery, rape, and massacre.[78][79] There was local Armenian resistance in the region, developed against the activities of the Ottoman Empire. The events of 1915 to 1917 are regarded by Armenians and the vast majority of Western historians to have been state-sponsored mass killings, or genocide.[80]
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Turkish authorities deny the genocide took place to this day. The Armenian Genocide is acknowledged to have been one of the first modern genocides.[81][82] According to the research conducted by Arnold J. Toynbee, an estimated 600,000 Armenians died during deportation from 1915–16. This figure, however, accounts for solely the first year of the Genocide and does not take into account those who died or were killed after the report was compiled on 24 May 1916.[83] The International Association of Genocide Scholars places the death toll at "more than a million".[84] The total number of people killed has been most widely estimated at between 1 and 1.5 million.[85]
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Armenia and the Armenian diaspora have been campaigning for official recognition of the events as genocide for over 30 years. These events are traditionally commemorated yearly on 24 April, the Armenian Martyr Day, or the Day of the Armenian Genocide.
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Although the Russian Caucasus Army of Imperial forces commanded by Nikolai Yudenich and Armenians in volunteer units and Armenian militia led by Andranik Ozanian and Tovmas Nazarbekian succeeded in gaining most of Ottoman Armenia during World War I, their gains were lost with the Bolshevik Revolution of 1917.[citation needed] At the time, Russian-controlled Eastern Armenia, Georgia, and Azerbaijan attempted to bond together in the Transcaucasian Democratic Federative Republic. This federation, however, lasted from only February to May 1918, when all three parties decided to dissolve it. As a result, the Dashnaktsutyun government of Eastern Armenia declared its independence on 28 May as the First Republic of Armenia under the leadership of Aram Manukian.
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The First Republic's short-lived independence was fraught with war, territorial disputes, and a mass influx of refugees from Ottoman Armenia, bringing with them disease and starvation. The Entente Powers, appalled by the actions of the Ottoman government, sought to help the newly founded Armenian state through relief funds and other forms of support.
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At the end of the war, the victorious powers sought to divide up the Ottoman Empire. Signed between the Allied and Associated Powers and Ottoman Empire at Sèvres on 10 August 1920, the Treaty of Sèvres promised to maintain the existence of the Armenian republic and to attach the former territories of Ottoman Armenia to it. Because the new borders of Armenia were to be drawn by United States President Woodrow Wilson, Ottoman Armenia was also referred to as "Wilsonian Armenia". In addition, just days prior, on 5 August 1920, Mihran Damadian of the Armenian National Union, the de facto Armenian administration in Cilicia, declared the independence of Cilicia as an Armenian autonomous republic under French protectorate.[87]
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There was even consideration of making Armenia a mandate under the protection of the United States. The treaty, however, was rejected by the Turkish National Movement, and never came into effect. The movement used the treaty as the occasion to declare itself the rightful government of Turkey, replacing the monarchy based in Istanbul with a republic based in Ankara.
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In 1920, Turkish nationalist forces invaded the fledgling Armenian republic from the east. Turkish forces under the command of Kazım Karabekir captured Armenian territories that Russia had annexed in the aftermath of the 1877–1878 Russo-Turkish War and occupied the old city of Alexandropol (present-day Gyumri). The violent conflict finally concluded with the Treaty of Alexandropol on 2 December 1920. The treaty forced Armenia to disarm most of its military forces, cede all former Ottoman territory granted to it by the Treaty of Sèvres, and to give up all the "Wilsonian Armenia" granted to it at the Sèvres treaty. Simultaneously, the Soviet Eleventh Army, under the command of Grigoriy Ordzhonikidze, invaded Armenia at Karavansarai (present-day Ijevan) on 29 November. By 4 December, Ordzhonikidze's forces entered Yerevan and the short-lived Armenian republic collapsed.
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After the fall of the republic, the February Uprising soon took place in 1921, and led to the establishment of the Republic of Mountainous Armenia by Armenian forces under command of Garegin Nzhdeh on 26 April, which fought off both Soviet and Turkish intrusions in the Zangezur region of southern Armenia. After Soviet agreements to include the Syunik Province in Armenia's borders, the rebellion ended and the Red Army took control of the region on 13 July.
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Armenia was annexed by Bolshevist Russia and along with Georgia and Azerbaijan, it was incorporated into the Soviet Union as part of the Transcaucasian SFSR (TSFSR) on 4 March 1922.[88][89] With this annexation, the Treaty of Alexandropol was superseded by the Turkish-Soviet Treaty of Kars. In the agreement, Turkey allowed the Soviet Union to assume control over Adjara with the port city of Batumi in return for sovereignty over the cities of Kars, Ardahan, and Iğdır, all of which were part of Russian Armenia.[88][89]
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The TSFSR existed from 1922 to 1936, when it was divided up into three separate entities (Armenian SSR, Azerbaijan SSR, and Georgian SSR). Armenians enjoyed a period of relative stability under Soviet rule. They received medicine, food, and other provisions from Moscow, and communist rule proved to be a soothing balm in contrast to the turbulent final years of the Ottoman Empire. The situation was difficult for the church, which struggled under Soviet rule. After the death of Vladimir Lenin, Joseph Stalin took the reins of power and began an era of renewed fear and terror for Armenians.[90]
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Armenia was not the scene of any battles in World War II. An estimated 500,000 Armenians (nearly a third of the population) served in the Red Army during the war, and 175,000 died.[91]
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Fears decreased when Stalin died in 1953 and Nikita Khrushchev emerged as the Soviet Union's new leader. Soon, life in Soviet Armenia began to see rapid improvement. The church, which suffered greatly under Stalin, was revived when Catholicos Vazgen I assumed the duties of his office in 1955. In 1967, a memorial to the victims of the Armenian Genocide was built at the Tsitsernakaberd hill above the Hrazdan gorge in Yerevan. This occurred after mass demonstrations took place on the tragic event's fiftieth anniversary in 1965.
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During the Gorbachev era of the 1980s, with the reforms of Glasnost and Perestroika, Armenians began to demand better environmental care for their country, opposing the pollution that Soviet-built factories brought. Tensions also developed between Soviet Azerbaijan and its autonomous district of Nagorno-Karabakh, a majority-Armenian region. About 484,000 Armenians lived in Azerbaijan in 1970.[92] The Armenians of Karabakh demanded unification with Soviet Armenia. Peaceful protests in Yerevan supporting the Karabakh Armenians were met with anti-Armenian pogroms in the Azerbaijani city of Sumgait. Compounding Armenia's problems was a devastating earthquake in 1988 with a moment magnitude of 7.2.[93]
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Gorbachev's inability to alleviate any of Armenia's problems created disillusionment among the Armenians and fed a growing hunger for independence. In May 1990, the New Armenian Army (NAA) was established, serving as a defence force separate from the Soviet Red Army. Clashes soon broke out between the NAA and Soviet Internal Security Forces (MVD) troops based in Yerevan when Armenians decided to commemorate the establishment of the 1918 First Republic of Armenia. The violence resulted in the deaths of five Armenians killed in a shootout with the MVD at the railway station. Witnesses there claimed that the MVD used excessive force and that they had instigated the fighting.
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Further firefights between Armenian militiamen and Soviet troops occurred in Sovetashen, near the capital and resulted in the deaths of over 26 people, mostly Armenians. The pogrom of Armenians in Baku in January 1990 forced almost all of the 200,000 Armenians in the Azerbaijani capital Baku to flee to Armenia.[94] On 23 August 1990, Armenia declared its sovereignty on its territory. On 17 March 1991, Armenia, along with the Baltic states, Georgia and Moldova, boycotted a nationwide referendum in which 78% of all voters voted for the retention of the Soviet Union in a reformed form.[95]
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On 21 September 1991, Armenia officially declared its independence after the failed August coup in Moscow. Levon Ter-Petrosyan was popularly elected the first President of the newly independent Republic of Armenia on 16 October 1991. He had risen to prominence by leading the Karabakh movement for the unification of the Armenian-populated Nagorno-Karabakh.[96] On 26 December 1991, the Soviet Union ceased to exist and Armenia's independence was recognised.
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Ter-Petrosyan led Armenia alongside Defense Minister Vazgen Sargsyan through the Nagorno-Karabakh War with neighbouring Azerbaijan. The initial post-Soviet years were marred by economic difficulties, which had their roots early in the Karabakh conflict when the Azerbaijani Popular Front managed to pressure the Azerbaijan SSR to instigate a railway and air blockade against Armenia. This move effectively crippled Armenia's economy as 85% of its cargo and goods arrived through rail traffic.[96] In 1993, Turkey joined the blockade against Armenia in support of Azerbaijan.[97]
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The Karabakh war ended after a Russian-brokered cease-fire was put in place in 1994. The war was a success for the Karabakh Armenian forces who managed to capture 16% of Azerbaijan's internationally recognised territory including Nagorno-Karabakh itself.[98] Since then, Armenia and Azerbaijan have held peace talks, mediated by the Organisation for Security and Co-operation in Europe (OSCE). The status of Karabakh has yet to be determined. The economies of both countries have been hurt in the absence of a complete resolution and Armenia's borders with Turkey and Azerbaijan remain closed. By the time both Azerbaijan and Armenia had finally agreed to a ceasefire in 1994, an estimated 30,000 people had been killed and over a million had been displaced.[99]
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As it enters the 21st century, Armenia faces many hardships. It has made a full switch to a market economy. One study ranks it the 41st most "economically free" nation in the world, as of 2014[update].[100] Its relations with Europe, the Arab League, and the Commonwealth of Independent States have allowed Armenia to increase trade.[101][102] Gas, oil, and other supplies come through two vital routes: Iran and Georgia. Armenia maintains cordial relations with both countries.[103]
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Armenia is a landlocked country in the geopolitical Transcaucasus (South Caucasus) region, that is located in the Southern Caucasus Mountains and their lowlands between the Black Sea and Caspian Sea, and northeast of the Armenian Highlands. Armenia is bordered on the north by Georgia, the east by Azerbaijan; the south by Iran; and the southwest and west by Turkey. Armenia lies between latitudes 38° and 42° N, and meridians 43° and 47° E.
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Armenia has a territorial area of 29,743 square kilometres (11,484 sq mi). The terrain is mostly mountainous, with fast flowing rivers, and few forests. The land rises to 4,090 metres (13,419 feet) above sea level at Mount Aragats, and no point is below 390 metres (1,280 ft) above sea level.[104] Average elevation of the country area is 10th highest in the world and it has 85.9% mountain area, more than Switzerland or Nepal.[105]
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Mount Ararat, which was historically part of Armenia, is the highest mountain in the region. Now located in Turkey, but clearly visible from Armenia, it is regarded by the Armenians as a symbol of their land. Because of this, the mountain is present on the Armenian national emblem today.[106][107][108]
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The climate in Armenia is markedly highland continental. Summers are hot, dry and sunny, lasting from June to mid-September. The temperature fluctuates between 22 and 36 °C (72 and 97 °F). However, the low humidity level mitigates the effect of high temperatures. Evening breezes blowing down the mountains provide a welcome refreshing and cooling effect. Springs are short, while autumns are long. Autumns are known for their vibrant and colourful foliage.
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Winters are quite cold with plenty of snow, with temperatures ranging between −10 and −5 °C (14 and 23 °F). Winter sports enthusiasts enjoy skiing down the hills of Tsakhkadzor, located thirty minutes outside Yerevan. Lake Sevan, nestled up in the Armenian highlands, is the second largest lake in the world relative to its altitude, at 1,900 metres (6,234 ft) above sea level.
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Armenia ranked 63rd out of 180 countries on Environmental Performance Index (EPI) in 2018. Its rank on subindex Environmental Health (which is weighted at 40% in EPI) is 109, while Armenia's rank on subindex of Ecosystem Vitality (weighted at 60% in EPI) is 27th best in the world.[110] This suggests that main environmental issues in Armenia are with population health, while environment vitality is of lesser concern. Out of sub-subindices contributing to Environmental Health subindex ranking on Air Quality to which population is exposed is particularly unsatisfying.
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Waste management in Armenia is underdeveloped, as no waste sorting or recycling takes place at Armenia's 60 landfills. A waste processing plant is scheduled for construction near Hrazdan city, which will allow for closure of 10 waste dumps.[111]
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Despite the availability of abundant renewable energy sources in Armenia (especially hydroelectric and wind power) and calls from EU officials to shut down the nuclear power plant at Metsamor,[112] the Armenian Government is exploring the possibilities of installing new small modular nuclear reactors. In 2018 existing nuclear plant is scheduled for modernization to enhance its safety and increase power production by about 10%.[113][114]
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Armenian Ministry of Nature Protection introduced taxes for air and water pollution and solid-waste disposal, whose revenues are used for environmental protection activities.
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Armenia is a representative parliamentary democratic republic. The Armenian constitution adhered to the model of a semi-presidential republic until April 2018.
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According to the current Constitution of Armenia, the President is the head of state holding largely representational functions, while the Prime Minister is the head of government and exercises executive power.
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Legislative power is vested in the Azgayin Zhoghov or National Assembly, which is a unicameral parliament.
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Fragile states index since its first report in 2006 until most recent in 2019 consistently ranked Armenia better than all its neighboring countries (with one exception in 2011).[115]
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Armenia has universal suffrage above the age of eighteen.
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Armenia became a member of the United Nations on 2 March 1992, and is a signatory to a number of its organizations and other international agreements. It is also a member of international organisations such as the Council of Europe, the Asian Development Bank, the Commonwealth of Independent States, the World Trade Organization, World Customs Organization, the Organization of the Black Sea Economic Cooperation and La Francophonie. It is a member of the CSTO military alliance, and also participates in NATO's Partnership for Peace program.
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Armenia has a difficult relation with neighbouring countries Azerbaijan and Turkey. Tensions were running high between Armenians and Azerbaijanis during the final years of the Soviet Union. The Nagorno-Karabakh War dominated the region's politics throughout the 1990s.[116] To this day, Armenia's borders with Turkey and Azerbaijan are under severe blockade. In addition, a permanent solution for the Nagorno-Karabakh conflict has not been reached despite the mediation provided by organizations such as the OSCE.
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Turkey also has a long history of poor relations with Armenia over its refusal to acknowledge the Armenian Genocide, even though it was one of the first countries to recognize the Republic of Armenia (the 3rd republic) after its independence from the USSR in 1991. Despite this, for most of the 20th century and early 21st century, relations remain tense and there are no formal diplomatic relations between the two countries due to Turkey's refusal to establish them for numerous reasons. During the Nagorno-Karabakh War, and citing it as the reason, Turkey closed its border with Armenia in 1993. It has not lifted its blockade despite pressure from the powerful Turkish business lobby interested in Armenian markets.[116]
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On 10 October 2009, Armenia and Turkey signed protocols on the normalisation of relations, which set a timetable for restoring diplomatic ties and reopening their joint border.[117] The ratification of those had to be made in the national parliaments. In Armenia, before sending the protocols to the parliament, it was sent to the Constitutional Court to have their constitutionality to be approved. The Constitutional Court made references to the preamble of the protocols underlying three main issues.[118] One of them stated that the implementation of the protocols did not imply Armenia’s official recognition of the existing Turkish-Armenian border established by the Treaty of Kars. By doing so, the Constitutional Court rejected one of the main premises of the protocols, i.e. “the mutual recognition of the existing border between the two countries as defined by relevant treaties of international law".[118][119] This was for the Turkish Government the reason to back down from the Protocols.[120] The Armenian President had made multiple public announcements, both in Armenia and abroad, that, as the leader of the political majority of Armenia, he assured the parliamentary ratification of the protocols if Turkey also ratified them. Despite this, the process stopped, as Turkey continuously added more preconditions to its ratification and also "delayed it beyond any reasonable time-period".[citation needed]
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Due to its position between two unfriendly neighbours, Armenia has close security ties with Russia. At the request of the Armenian government, Russia maintains a military base in the city of Gyumri located in Northwestern Armenia[121] as a deterrent against Turkey.[citation needed] Despite this, Armenia has also been looking toward Euro-Atlantic structures in recent years. It maintains good relations with the United States especially through its Armenian diaspora. According to the US Census Bureau, there are 427,822 Armenians living in the country.[122]
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Because of the illicit border blockades by Azerbaijan and Turkey, Armenia continues to maintain solid relations with its southern neighbour Iran especially in the economic sector. Economic projects are being developed between the two nations, including a gas pipeline going from Iran to Armenia.
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Armenia is also a member of the Council of Europe, maintaining friendly relations with the European Union, especially with its member states such as France and Greece. A 2005 survey reported that 64% of Armenia's population would be in favour of joining the EU.[123] Several Armenian officials have also expressed the desire for their country to eventually become an EU member state,[124] some[who?] predicting that it will make an official bid for membership in a few years.[citation needed] In 2004 its forces joined KFOR, a NATO-led international force in Kosovo. It is also an observer member of the Arab League,[125] the Eurasian Economic Community and the Non-Aligned Movement. As a result of its historical ties to France, Armenia was selected to host the biennial Francophonie summit in 2018.[126]
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A former republic of the Soviet Union, Armenia is an emerging democracy and as of 2011[update] was negotiating with the European Union to become an associate partner. Legally speaking, it has the right to be considered as a prospective EU member provided it meets necessary standards and criteria, although officially such a plan does not exist in Brussels.[127][128][129][130] The Government of Armenia, however, has joined the Customs Union of Belarus, Kazakhstan and Russia[131] and the Eurasian Economic Union.[132][133]
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Armenia is included in the European Union's European Neighbourhood Policy (ENP) which aims at bringing the EU and its neighbours closer. The EU-Armenia Comprehensive and Enhanced Partnership Agreement (CEPA) was signed on 24 November 2017. Among other goals, it aims at improving investment climate.[134]
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Human rights in Armenia tend to be better than those in most former Soviet republics and have drawn closer to acceptable standards, especially economically.[citation needed] Nonetheless, there are still several considerable problems.
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Armenia scored 4.79 on The Economist Intelligence Unit Democracy Index published in January 2019 (data for 2018). Although still classified as "hybrid regime", Armenia recorded the strongest improvement among European countries[135] and reached its ever-best score since calculation began in 2006.[136]
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Armenia is classified as "partly free" in the 2019 report (with data from 2018) by Freedom House, which gives it a score of 51 out of 100,[137] which is 6 points ahead of the previous estimate.[138]
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Armenia has recorded an unprecedented progress in the 2019 World Press Freedom Index published by Reporters Without Borders, improving its position by 19 points and ranking 61st on the list. The publication also confirms the absence of cases of killed journalists, citizen journalists or media assistants.[139][140]
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Armenia ranks 54th in the 2017 report The Human Freedom Index (with data from 2016) published by Canada's Fraser Institute.[141]
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Armenia ranked 29th for economic freedom and 76th for personal freedom among 159 countries in the 2017 Human Freedom Index published by the Cato Institute .[142][143]
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These classifications may improve when data from 2018, including the period of the velvet revolution and thereafter, is analyzed.
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The Armenian Army, Air Force, Air Defence, and Border Guard comprise the four branches of the Armed Forces of Armenia. The Armenian military was formed after the collapse of the Soviet Union in 1991 and with the establishment of the Ministry of Defence in 1992.
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The Commander-in-Chief of the military is the Prime Minister of Armenia, Nikol Pashinyan. The Ministry of Defence is in charge of political leadership, headed by Davit Tonoyan, while military command remains in the hands of the general staff, headed by the Chief of Staff, who is Lieutenant-General Onik Gasparyan.
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Active forces now number about 81,000 soldiers, with an additional reserve of 32,000 troops. Armenian border guards are in charge of patrolling the country's borders with Georgia and Azerbaijan, while Russian troops continue to monitor its borders with Iran and Turkey. In the case of an attack, Armenia is able to mobilize every able-bodied man between the age of 15 and 59, with military preparedness.
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The Treaty on Conventional Armed Forces in Europe, which establishes comprehensive limits on key categories of military equipment, was ratified by the Armenian parliament in July 1992. In March 1993, Armenia signed the multilateral Chemical Weapons Convention, which calls for the eventual elimination of chemical weapons. Armenia acceded to the Nuclear Non-Proliferation Treaty (NPT) as a non-nuclear weapons state in July 1993.
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Armenia is member of Collective Security Treaty Organisation (CSTO) along with Russia, Belarus, Kazakhstan, Kyrgyzstan and Tajikistan. It participates in NATO's Partnership for Peace (PiP) program and in Euro-Atlantic Partnership Council (EAPC).
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Armenia has engaged in a peacekeeping mission in Kosovo as part of non-NATO KFOR troops under Greek command.[144] Armenia also had 46 members of its military peacekeeping forces as a part of the Coalition Forces in Iraq War until October 2008.[145] In 2019 Armenia has sent 83 soldiers to Syria for mine-cleaning and humanitarian mission there.[146]
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Armenia is divided into ten provinces (marzer, singular marz), with the city (kaghak) of Yerevan (Երևան) having special administrative status as the country's capital. The chief executive in each of the ten provinces is the marzpet (marz governor), appointed by the government of Armenia. In Yerevan, the chief executive is the mayor, elected since 2009.
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Within each province there are communities (hamaynkner, singular hamaynk). Each community is self-governing and consists of one or more settlements (bnakavayrer, singular bnakavayr). Settlements are classified as either towns (kaghakner, singular kaghak) or villages (gyugher, singular gyugh). As of 2007[update], Armenia includes 915 communities, of which 49 are considered urban and 866 are considered rural. The capital, Yerevan, also has the status of a community.[147] Additionally, Yerevan is divided into twelve semi-autonomous districts.
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† 2011 censusSources: Area and population of provinces.[148]
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The economy relies heavily on investment and support from Armenians abroad.[149] Before independence, Armenia's economy was largely industry-based – chemicals, electronics, machinery, processed food, synthetic rubber, and textile – and highly dependent on outside resources. The republic had developed a modern industrial sector, supplying machine tools, textiles, and other manufactured goods to sister republics in exchange for raw materials and energy.[63]
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Agriculture accounted for less than 20% of both net material product and total employment before the dissolution of the Soviet Union in 1991. After independence, the importance of agriculture in the economy increased markedly, its share at the end of the 1990s rising to more than 30% of GDP and more than 40% of total employment.[150] This increase in the importance of agriculture was attributable to food security needs of the population in the face of uncertainty during the first phases of transition and the collapse of the non-agricultural sectors of the economy in the early 1990s. As the economic situation stabilised and growth resumed, the share of agriculture in GDP dropped to slightly over 20% (2006 data), although the share of agriculture in employment remained more than 40%.[151]
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Armenian mines produce copper, zinc, gold, and lead. The vast majority of energy is produced with fuel imported from Russia, including gas and nuclear fuel (for its one nuclear power plant); the main domestic energy source is hydroelectric. Small deposits of coal, gas, and petroleum exist but have not yet been developed.
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Access to biocapacity in Armenia is lower than world average. In 2016, Armenia had 0.8 global hectares [152] of biocapacity per person within its territory, much less than the world average of 1.6 global hectares per person.[153] In 2016 Armenia used 1.9 global hectares of biocapacity per person - their ecological footprint of consumption. This means they use double as much biocapacity as Armenia contains. As a result, Armenia is running a biocapacity deficit.[152]
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Like other newly independent states of the former Soviet Union, Armenia's economy suffers from the breakdown of former Soviet trading patterns. Soviet investment in and support of Armenian industry has virtually disappeared, so that few major enterprises are still able to function. In addition, the effects of the 1988 Spitak earthquake, which killed more than 25,000 people and made 500,000 homeless, are still being felt. The conflict with Azerbaijan over Nagorno-Karabakh has not been resolved. Shutdown of the nuclear power plant in 1989 lead to the Armenian energy crisis of 1990s. The GDP fell nearly 60% between 1989 and 1993, but then resumed robust growth after the power plant was reopened in 1995.[150] The national currency, the dram, suffered hyperinflation for the first years after its introduction in 1993.
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Nevertheless, the government was able to make wide-ranging economic reforms that paid off in dramatically lower inflation and steady growth. The 1994 cease-fire in the Nagorno-Karabakh conflict has also helped the economy. Armenia has had strong economic growth since 1995, building on the turnaround that began the previous year, and inflation has been negligible for the past several years. New sectors, such as precious-stone processing and jewelry making, information and communication technology, and even tourism are beginning to supplement more traditional sectors of the economy, such as agriculture.[154]
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This steady economic progress has earned Armenia increasing support from international institutions. The International Monetary Fund (IMF), World Bank, European Bank for Reconstruction and Development (EBRD), and other international financial institutions (IFIs) and foreign countries are extending considerable grants and loans. Loans to Armenia since 1993 exceed $1.1 billion. These loans are targeted at reducing the budget deficit and stabilising the currency; developing private businesses; energy; agriculture; food processing; transportation; the health and education sectors; and ongoing rehabilitation in the earthquake zone. The government joined the World Trade Organization on 5 February 2003. But one of the main sources of foreign direct investments remains the Armenian diaspora, which finances major parts of the reconstruction of infrastructure and other public projects. Being a growing democratic state, Armenia also hopes to get more financial aid from the Western World.
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A liberal foreign investment law was approved in June 1994, and a law on privatization was adopted in 1997, as well as a program of state property privatization. Continued progress will depend on the ability of the government to strengthen its macroeconomic management, including increasing revenue collection, improving the investment climate, and making strides against corruption. However, unemployment, which was 18.5% in 2015,[155] still remains a major problem due to the influx of thousands of refugees from the Karabakh conflict.
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In the 2020 report of Index of Economic Freedom by Heritage Foundation, Armenia is classified as "mostly free" and ranks 34th, improving by 13 positions and ahead of all other Eurasian Economic Union countries and many EU countries including Cyprus, Bulgaria, Romania, Poland, Belgium, Spain, France, Portugal and Italy.[100][156]
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In the 2019 report (data for 2017) of Economic Freedom of the World published by Fraser Institute Armenia ranks 27th (classified most free) out of 162 economies.[157][158]
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In the 2019 report of Global Competitiveness Index Armenia ranks 69th out of 141 economies.[159]
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In the 2020 report (data for 2019) of Doing Business Index Armenia ranks 47th with 10th rank on "starting business" sub-index.[160]
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In the 2018 report (data for 2017) of Human Development Index by UNDP Armenia ranked 83rd and is classified into "high human development" group.[161]
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In the 2019 report of Corruption Perceptions Index by Transparency International Armenia ranked 77 of 179 countries.[162]
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In the "Freedom on the Net 2019" report by Freedom House Armenia scored best in the region and was classified as a free country.[163][164]
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Research spending is low in Armenia, averaging 0.25% of GDP over 2010–2013. However, the statistical record of research expenditure is incomplete, as expenditure by privately owned business enterprises is not surveyed in Armenia. The world average for domestic expenditure on research was 1.7% of GDP in 2013.[165]
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The country's Strategy for the Development of Science 2011–2020 envisions that 'by 2020, Armenia is a country with a knowledge-based economy and is competitive within the European Research Area with its level of basic and applied research.' It fixes the following targets:[165]
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Based on this strategy, the accompanying Action Plan was approved by the government in June 2011. It defines the following targets:[165]
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Although the Strategy clearly pursues a 'science push' approach, with public research institutes serving as the key policy target, it nevertheless mentions the goal of establishing an innovation system. However, the main driver of innovation, the business sector, is not mentioned. In between publishing the Strategy and Action Plan, the government issued a resolution in May 2010 on Science and Technology Development Priorities for 2010��2014. These priorities are:[165]
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The Law on the National Academy of Sciences was adopted in May 2011. This law is expected to play a key role in shaping the Armenian innovation system. It allows the National Academy of Sciences to extend its business activities to the commercialization of research results and the creation of spin-offs; it also makes provision for restructuring the National Academy of Sciences by combining institutes involved in closely related research areas into a single body. Three of these new centres are particularly relevant: the Centre for Biotechnology, the Centre for Zoology and Hydro-ecology and the Centre for Organic and Pharmaceutical Chemistry.[165]
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The government is focusing its support on selected industrial sectors. More than 20 projects have been cofunded by the State Committee of Science in targeted branches: pharmaceuticals, medicine and biotechnology, agricultural mechanization and machine building, electronics, engineering, chemistry and, in particular, the sphere of information technology.[165]
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Over the past decade, the government has made an effort to encourage science–industry linkages. The Armenian information technology sector has been particularly active: a number of public–private partnerships have been established between companies and universities, in order to give students marketable skills and generate innovative ideas at the interface of science and business. Examples are Synopsys Inc. and the Enterprise Incubator Foundation.[165]
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In medieval times University of Gladzor and University of Tatev took an important role for whole Armenia.
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A literacy rate of 100% was reported as early as 1960.[166] In the communist era, Armenian education followed the standard Soviet model of complete state control (from Moscow) of curricula and teaching methods and close integration of education activities with other aspects of society, such as politics, culture, and the economy.[166]
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In the 1988–89 school year, 301 students per 10,000 population were in specialized secondary or higher education, a figure slightly lower than the Soviet average.[166] In 1989 some 58% of Armenians over age fifteen had completed their secondary education, and 14% had a higher education.[166] In the 1990–91 school year, the estimated 1,307 primary and secondary schools were attended by 608,800 students.[166] Another seventy specialised secondary institutions had 45,900 students, and 68,400 students were enrolled in a total of ten postsecondary institutions that included universities.[166] In addition, 35% of eligible children attended preschools.[166] In 1992 Armenia's largest institution of higher learning, Yerevan State University, had eighteen departments, including ones for social sciences, sciences, and law.[166] Its faculty numbered about 1,300 teachers and its student population about 10,000 students.[166] The National Polytechnic University of Armenia is operating since 1933.[166]
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In the early 1990s, Armenia made substantial changes to the centralised and regimented Soviet system.[166] Because at least 98% of students in higher education were Armenian, curricula began to emphasise Armenian history and culture.[166] Armenian became the dominant language of instruction, and many schools that had taught in Russian closed by the end of 1991.[166] Russian was still widely taught, however, as a second language.[166]
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In 2014, the National Program for Educational Excellence embarked on creating an internationally competitive and academically rigorous alternative educational program (the Araratian Baccalaureate) for Armenian schools and increase the importance and status of the teacher's role in society.[167][168]
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The Ministry of Education and Science is responsible for regulation of the sector. Primary and secondary education in Armenia is free, and completion of secondary school is compulsory.[166] High education in Armenia is harmonized with Bologna process. Armenian National Academy of Sciences plays important role in postgraduate education.
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Schooling takes 12 years in Armenia and breaks down into primary (4 years), middle (5 years) and high school (3 years). Schools engage a 10-grade mark system. The Government also supports Armenian schools outside of Armenia.
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Gross enrollment in tertiary education at 44% in 2015 surpassed peer countries of South Caucasus but remained below of the average for Europe and Central Asia.[169] However public spendings per student in tertiary education in GDP-ratio terms is one of the lowest for post-USSR countries (for which data was available).[170]
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Armenia has a population of 2,951,745 (2018 est.)[171][172] and is the third most densely populated of the former Soviet republics.[173] There has been a problem of population decline due to elevated levels of emigration after the break-up of the USSR.[174] In the past years emigration levels have declined and some population growth is observed since 2012.[175]
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Armenia has a relatively large external diaspora (8 million by some estimates, greatly exceeding the 3 million population of Armenia itself), with communities existing across the globe. The largest Armenian communities outside of Armenia can be found in Russia, France, Iran, the United States, Georgia, Syria, Lebanon,
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Australia, Canada, Greece, Cyprus, Israel, Poland, Ukraine and Brazil. 40,000 to 70,000 Armenians still live in Turkey (mostly in and around Istanbul).[176]
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About 1,000 Armenians reside in the Armenian Quarter in the Old City of Jerusalem, a remnant of a once-larger community.[177] Italy is home to the San Lazzaro degli Armeni, an island located in the Venetian Lagoon, which is completely occupied by a monastery run by the Mechitarists, an Armenian Catholic congregation.[178] Approximately 139,000 Armenians live in the de facto independent country Republic of Artsakh where they form a majority.[179]
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Ethnic Armenians make up 98.1% of the population. Yazidis make up 1.2%, and Russians 0.4%. Other minorities include Assyrians, Ukrainians, Greeks (usually called Caucasus Greeks), Kurds, Georgians, Belarusians, and Jews. There are also smaller communities of Vlachs, Mordvins, Ossetians, Udis, and Tats. Minorities of Poles and Caucasus Germans also exist though they are heavily Russified.[180] As of 2016[update], there are an estimated 35,000 Yazidis in Armenia.[181]
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During the Soviet era, Azerbaijanis were historically the second largest population in the country (forming about 2.5% in 1989).[182] However, due to the conflict over Nagorno-Karabakh, virtually all of them emigrated from Armenia to Azerbaijan. Conversely, Armenia received a large influx of Armenian refugees from Azerbaijan, thus giving Armenia a more homogeneous character.
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According to Gallup research conducted in 2017 Armenia has one of the highest migrant acceptance (welcoming) rates in eastern Europe.[183]
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Armenian is the only official language. The main foreign languages that Armenians know are Russian and English. Due to its Soviet past, most of the old population can speak Russian quite well. According to a 2013 survey, 95% of Armenians said they had some knowledge of Russian (24% advanced, 59% intermediate) compared to 40% who said they knew some English (4% advanced, 16% intermediate and 20% beginner). However, more adults (50%) think that English should be taught in public secondary schools than those who prefer Russian (44%).[184]
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Armenia was the first nation to adopt Christianity as a state religion, an event traditionally dated to AD 301.[196][197][198]
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The predominant religion in Armenia is Christianity. The roots of the Armenian Church go back to the 1st century. According to tradition, the Armenian Church was founded by two of Jesus' twelve apostles – Thaddaeus and Bartholomew – who preached Christianity in Armenia between AD 40–60. Because of these two founding apostles, the official name of the Armenian Church is Armenian Apostolic Church.
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Over 93% of Armenian Christians belong to the Armenian Apostolic Church, a form of Oriental (Non-Chalcedonian) Orthodoxy, which is a very ritualistic, conservative church, roughly comparable to the Coptic and Syriac churches.[199] The Armenian Apostolic Church is in communion only with a group of churches within Oriental Orthodoxy.
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The Armenian Evangelical Church has a very sizeable and favourable presence among the life of Armenians with over several thousand members throughout the country. It traces its roots back to 1846 which was under patronage of the Armenian Patriarchate of Constantinople the aim of which was to train qualified clergy for the Armenian Apostolic Church.
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Other Christian denominations practising faith based on Nicene Creed in Armenia are the Pentecostal branches of Protestant community such as the Word of Life, the Armenian Brotherhood Church,[200] the Baptists which are known as of the oldest existing denominations in Armenia and were permitted by the authorities of Soviet Union,[201][202] and Presbyterians.[203]
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Catholics also exist in Armenia, both Latin rite and Armenian rite Catholics. The Mechitarists (also spelled "Mekhitarists" Armenian: Մխիթարեան), are a congregation of Benedictine monks of the Armenian Catholic Church founded in 1712 by Mekhitar of Sebaste. They are best known for their series of scholarly publications of ancient Armenian versions of otherwise lost ancient Greek texts.
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The Armenian Catholic denomination is headquartered in Bzoummar, Lebanon.
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Armenia is home to a Russian community of Molokans which practice a form of Spiritual Christianity originated from the Russian Orthodox Church.[204]
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The Yazidis, who live in the western part of the country, practice Yazidism. As of 2016[update], the world's largest Yazidi temple is under construction in the small village of Aknalish.[181] There are also Kurds who practice Sunni Islam.[citation needed]
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There is a Jewish community in Armenia diminished to 750 persons since independence with most emigrants leaving for Israel. There are currently two synagogues in Armenia – in the capital, Yerevan, and in the city of Sevan located near Lake Sevan.
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Armenians have their own distinctive alphabet and language. The alphabet was invented in AD 405 by Mesrop Mashtots and consists of thirty-nine letters, three of which were added during the Cilician period. 96% of the people in the country speak Armenian, while 75.8% of the population additionally speaks Russian, although English is becoming increasingly popular.
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Television, magazines, and newspapers are all operated by both state-owned and for-profit corporations which depend on advertising, subscription, and other sales-related revenues. The Constitution of Armenia guarantees freedom of speech and Armenia ranks 78th in the 2015 Press Freedom Index report compiled by Reporters Without Borders, between Lesotho and Sierra Leone.[205]
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As a country in transition, Armenia's media system is under transformation.[206]
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Frequent attacks on journalists of non-state sponsored media is a serious threat to Armenia's press freedom. The number of assaults has recently declined, but the physical integrity of journalists remain at stake.[207]
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Armenian music is a mix of indigenous folk music, perhaps best-represented by Djivan Gasparyan's well-known duduk music, as well as light pop, and extensive Christian music.
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Instruments like the duduk, dhol, zurna, and kanun are commonly found in Armenian folk music. Artists such as Sayat Nova are famous due to their influence in the development of Armenian folk music. One of the oldest types of Armenian music is the Armenian chant which is the most common kind of religious music in Armenia. Many of these chants are ancient in origin, extending to pre-Christian times, while others are relatively modern, including several composed by Saint Mesrop Mashtots, the inventor of the Armenian alphabet. Whilst under Soviet rule, the Armenian classical music composer Aram Khatchaturian became internationally well known for his music, for various ballets and the Sabre Dance from his composition for the ballet Gayane.
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The Armenian Genocide caused widespread emigration that led to the settlement of Armenians in various countries in the world. Armenians kept to their traditions and certain diasporans rose to fame with their music. In the post-Genocide Armenian community of the United States, the so-called "kef" style Armenian dance music, using Armenian and Middle Eastern folk instruments (often electrified/amplified) and some western instruments, was popular. This style preserved the folk songs and dances of Western Armenia, and many artists also played the contemporary popular songs of Turkey and other Middle Eastern countries from which the Armenians emigrated.
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Richard Hagopian is perhaps the most famous artist of the traditional "kef" style and the Vosbikian Band was notable in the 1940s and 1950s for developing their own style of "kef music" heavily influenced by the popular American Big Band Jazz of the time. Later, stemming from the Middle Eastern Armenian diaspora and influenced by Continental European (especially French) pop music, the Armenian pop music genre grew to fame in the 1960s and 1970s with artists such as Adiss Harmandian and Harout Pamboukjian performing to the Armenian diaspora and Armenia; also with artists such as Sirusho, performing pop music combined with Armenian folk music in today's entertainment industry.
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Other Armenian diasporans that rose to fame in classical or international music circles are world-renowned French-Armenian singer and composer Charles Aznavour, pianist Sahan Arzruni, prominent opera sopranos such as Hasmik Papian and more recently Isabel Bayrakdarian and Anna Kasyan. Certain Armenians settled to sing non-Armenian tunes such as the heavy metal band System of a Down (which nonetheless often incorporates traditional Armenian instrumentals and styling into their songs) or pop star Cher. In the Armenian diaspora, Armenian revolutionary songs are popular with the youth. These songs encourage Armenian patriotism and are generally about Armenian history and national heroes.
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Yerevan Vernissage (arts and crafts market), close to Republic Square, bustles with hundreds of vendors selling a variety of crafts on weekends and Wednesdays (though the selection is much reduced mid-week). The market offers woodcarving, antiques, fine lace, and the hand-knotted wool carpets and kilims that are a Caucasus speciality. Obsidian, which is found locally, is crafted into assortment of jewellery and ornamental objects. Armenian gold smithery enjoys a long tradition, populating one corner of the market with a selection of gold items. Soviet relics and souvenirs of recent Russian manufacture – nesting dolls, watches, enamel boxes and so on – are also available at the Vernisage.
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Across from the Opera House, a popular art market fills another city park on the weekends. Armenia's long history as a crossroads of the ancient world has resulted in a landscape with innumerable fascinating archaeological sites to explore. Medieval, Iron Age, Bronze Age and even Stone Age sites are all within a few hours drive from the city. All but the most spectacular remain virtually undiscovered, allowing visitors to view churches and fortresses in their original settings.
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The National Art Gallery in Yerevan has more than 16,000 works that date back to the Middle Ages, which indicate Armenia's rich tales and stories of the times. It houses paintings by many European masters as well. The Modern Art Museum, the Children's Picture Gallery, and the Martiros Saryan Museum are only a few of the other noteworthy collections of fine art on display in Yerevan. Moreover, many private galleries are in operation, with many more opening every year, featuring rotating exhibitions and sales.
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On 13 April 2013, the Armenian government announced a change in law to allow freedom of panorama for 3D works of art.[208]
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Cinema in Armenia was born on 16 April 1923, when the Armenian State Committee of Cinema was established by a decree of the Soviet Armenian government.
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However, the first Armenian film with Armenian subject called "Haykakan Sinema" was produced earlier in 1912 in Cairo by Armenian-Egyptian publisher Vahan Zartarian. The film was premiered in Cairo on 13 March 1913.[209]
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In March 1924, the first Armenian film studio; Armenfilm (Armenian: Հայֆիլմ "Hayfilm," Russian: Арменкино "Armenkino") was established in Yerevan, starting with a documentary film called Soviet Armenia.
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Namus was the first Armenian silent black-and-white film, directed by Hamo Beknazarian in 1925, based on a play of Alexander Shirvanzade, describing the ill fate of two lovers, who were engaged by their families to each other since childhood, but because of violations of namus (a tradition of honor), the girl was married by her father to another person. The first sound film, Pepo was shot in 1935 and directed by Hamo Beknazarian.
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A wide array of sports are played in Armenia, the most popular among them being wrestling, weightlifting, judo, association football, chess, and boxing. Armenia's mountainous terrain provides great opportunities for the practice of sports like skiing and climbing. Being a landlocked country, water sports can only be practised on lakes, notably Lake Sevan. Competitively, Armenia has been successful in chess, weightlifting and wrestling at the international level. Armenia is also an active member of the international sports community, with full membership in the Union of European Football Associations (UEFA) and International Ice Hockey Federation (IIHF). It also hosts the Pan-Armenian Games.
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Prior to 1992, Armenians would participate in the Olympics representing the USSR. As part of the Soviet Union, Armenia was very successful, winning plenty of medals and helping the USSR win the medal standings at the Olympics on numerous occasions. The first medal won by an Armenian in modern Olympic history was by Hrant Shahinyan (sometimes spelled as Grant Shaginyan), who won two golds and two silvers in gymnastics at the 1952 Summer Olympics in Helsinki. To highlight the level of success of Armenians in the Olympics, Shahinyan was quoted as saying:
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"Armenian sportsmen had to outdo their opponents by several notches for the shot at being accepted into any Soviet team. But those difficulties notwithstanding, 90 percent of Armenian athletes on Soviet Olympic teams came back with medals."[210]
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Armenia first participated at the 1992 Summer Olympics in Barcelona under a unified CIS team, where it was very successful, winning three golds and one silver in weightlifting, wrestling and sharp shooting, despite only having five athletes. Since the 1994 Winter Olympics in Lillehammer, Armenia has participated as an independent nation.
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Armenia participates in the Summer Olympic Games in boxing, wrestling, weightlifting, judo, gymnastics, track and field, diving, swimming and sharp shooting. It also participates in the Winter Olympic Games in alpine skiing, cross-country skiing and figure skating.
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Football is also popular in Armenia. The most successful team was the FC Ararat Yerevan team of the 1970s who won the Soviet Cup in 1973 and 1975 and the Soviet Top League in 1973. The latter achievement saw FC Ararat gain entry to the European Cup where – despite a home victory in the second leg – they lost on aggregate at the quarter final stage to eventual winner FC Bayern Munich. Armenia competed internationally as part of the USSR national football team until the Armenian national football team was formed in 1992 after the split of the Soviet Union. Armenia have never qualified for a major tournament although recent improvements saw the team to achieve 44th position in the FIFA World Rankings in September 2011. The national team is controlled by the Football Federation of Armenia. The Armenian Premier League is the highest level football competition in Armenia, and has been dominated by FC Pyunik in recent seasons. The league currently consists of eight teams and relegates to the Armenian First League.
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Armenia and the Armenian diaspora have produced many successful footballers, including Youri Djorkaeff, Alain Boghossian, Andranik Eskandarian, Andranik Teymourian, Edgar Manucharyan and Nikita Simonyan. Djokaeff and Boghossian won the 1998 FIFA World Cup with France, Andranik Teymourian competed in the 2006 World Cup for Iran and Edgar Manucharyan played in the Dutch Eredivisie for Ajax.
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Wrestling has been a successful sport in the Olympics for Armenia. At the 1996 Summer Olympics in Atlanta, Armen Nazaryan won the gold in the Men's Greco-Roman Flyweight (52 kg) category and Armen Mkrtchyan won the silver in Men's Freestyle Paperweight (48 kg) category, securing Armenia's first two medals in its Olympic history.
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Traditional Armenian wrestling is called Kokh and practised in traditional garb; it was one of the influences included in the Soviet combat sport of Sambo, which is also very popular.[211]
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The government of Armenia budgets about $2.8 million annually for sports and gives it to the National Committee of Physical Education and Sports, the body that determines which programs should benefit from the funds.[210]
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Due to the lack of success lately on the international level, in recent years, Armenia has rebuilt 16 Soviet-era sports schools and furnished them with new equipment for a total cost of $1.9 million. The rebuilding of the regional schools was financed by the Armenian government. $9.3 million has been invested in the resort town of Tsaghkadzor to improve the winter sports infrastructure because of dismal performances at recent winter sports events. In 2005, a cycling centre was opened in Yerevan with the aim of helping produce world class Armenian cyclists. The government has also promised a cash reward of $700,000 to Armenians who win a gold medal at the Olympics.[210]
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Armenia has also been very successful in chess, winning the World Champion in 2011 and the World Chess Olympiad on three occasions.[212]
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Armenian cuisine is closely related to eastern and Mediterranean cuisine; various spices, vegetables, fish, and fruits combine to present unique dishes. The main characteristics of Armenian cuisine are a reliance on the quality of the ingredients rather than heavily spicing food, the use of herbs, the use of wheat in a variety of forms, of legumes, nuts, and fruit (as a main ingredient as well as to sour food), and the stuffing of a wide variety of leaves.
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The pomegranate, with its symbolic association with fertility, represents the nation. The apricot is the national fruit.
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This article incorporates text from a free content work. Licensed under CC-BY-SA IGO 3.0 UNESCO Science Report: towards 2030, 324–26, UNESCO, UNESCO Publishing. To learn how to add open license text to Wikipedia articles, please see this how-to page. For information on reusing text from Wikipedia, please see the terms of use.
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The Black Sea is a body of water and marginal sea of the Atlantic Ocean between Eastern Europe, the Caucasus, and Western Asia.[1] It is supplied by a number of major rivers, including the Danube, Dnieper, Southern Bug, Dniester, Don, and the Rioni. The watersheds of many countries drain into the Black Sea beyond the six that immediately border it.[2]
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The Black Sea has an area of 436,400 km2 (168,500 sq mi) (not including the Sea of Azov),[3] a maximum depth of 2,212 m (7,257 ft),[4] and a volume of 547,000 km3 (131,000 cu mi).[5] It is constrained by the Pontic Mountains to the south, Caucasus Mountains to the east, Crimean Mountains to the north, Strandzha to the southwest, Balkan Mountains to the west, Dobrogea Plateau to the northwest, and features a wide shelf to the northwest.
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The longest east–west extent is about 1,175 km (730 mi).[6] Important cities along the coast include Odessa, Sevastopol, Samsun, and Istanbul.
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The Black Sea is bordered by Ukraine, Romania, Bulgaria, Turkey, Georgia, and Russia. It has a positive water balance with an annual net outflow of 300 km3 (72 cu mi) per year through the Bosporus and the Dardanelles into the Aegean Sea.[citation needed] While the net flow of water through the Bosporus and Dardanelles (known collectively as the Turkish Straits) is out of the Black Sea, generally water is flowing in both directions simultaneously. Denser, more saline water from the Aegean flows into the Black Sea underneath the less dense, fresher outflowing water from the Black Sea. This creates a significant and permanent layer of deep water which does not drain or mix and is therefore anoxic. This anoxic layer is responsible for the preservation of ancient shipwrecks which have been found in the Black sea.
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The Black Sea ultimately drains into the Mediterranean Sea, via the Turkish Straits and the Aegean Sea. The Bosporus Strait connects it to the small Sea of Marmara which in turn is connected to the Aegean Sea via the Strait of the Dardanelles. To the north the Black Sea is connected to the Sea of Azov by the Kerch Strait.
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The water level has varied significantly over geological time. Due to these variations in the water level in the basin, the surrounding shelf and associated aprons have sometimes been dry land. At certain critical water levels, connections with surrounding water bodies can become established. It is through the most active of these connective routes, the Turkish Straits, that the Black Sea joins the world ocean. During geological periods when this hydrological link was not present, the Black Sea was an endorheic basin, operating independently of the global ocean system (similar to the Caspian Sea today). Currently, the Black Sea water level is relatively high; thus, water is being exchanged with the Mediterranean. The Turkish Straits connect the Black Sea with the Aegean Sea and comprise the Bosporus, the Sea of Marmara, and the Dardanelles. The Black Sea undersea river is a current of particularly saline water flowing through the Bosporus Strait and along the seabed of the Black Sea, the first of its kind discovered.
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The International Hydrographic Organization defines the limits of the Black Sea as follows:[7]
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On the Southwest. The Northeastern limit of the Sea of Marmara [A line joining Cape Rumili with Cape Anatoli (41°13'N)].
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In the Kertch Strait. A line joining Cape Takil and Cape Panaghia (45°02'N).
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Istanbul
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Odessa
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Samsun
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Constanța
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The Black Sea is divided into two depositional basins—the Western Black Sea and Eastern Black Sea—separated by the Mid-Black Sea High, which includes the Andrusov Ridge, Tetyaev High, and Archangelsky High, extending south from the Crimean Peninsula.
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The basin includes two distinct relict back-arc basins which were initiated by the splitting of an Albian volcanic arc and the subduction of both the Paleo- and Neo-Tethys Oceans, but the timings of these events remain uncertain. Arc volcanism and extension occurred as the Neo-Tethys Ocean subducted under the southern margin of Laurasia during the Mesozoic. Uplift and compressional deformation took place as the Neotethys continued to close. Seismic surveys indicate that rifting began in the Western Black Sea in the Barremian and Aptian followed by the formation of oceanic crust 20 million years later in the Santonian.[14][15][16] Since its initiation, compressional tectonic environments led to subsidence in the basin, interspersed with extensional phases resulting in large-scale volcanism and numerous orogenies, causing the uplift of the Greater Caucasus, Pontides, Southern Crimean Peninsula and Balkanides mountain ranges.[17]
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During the Messinian salinity crisis in the neighboring Mediterranean Sea, water levels fell but without drying up the sea. [18]
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The ongoing collision between the Eurasian and African plates and westward escape of the Anatolian block along the North Anatolian Fault and East Anatolian Faults dictates the current tectonic regime,[17] which features enhanced subsidence in the Black Sea basin and significant volcanic activity in the Anatolian region.[19] These geological mechanisms, in the long term, have caused the periodic isolations of the Black Sea from the rest of the global ocean system.
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The large shelf to the north of the basin is up to 190 km (120 mi) wide and features a shallow apron with gradients between 1:40 and 1:1000. The southern edge around Turkey and the eastern edge around Georgia, however, are typified by a narrow shelf that rarely exceeds 20 km (12 mi) in width and a steep apron that is typically 1:40 gradient with numerous submarine canyons and channel extensions. The Euxine abyssal plain in the centre of the Black Sea reaches a maximum depth of 2,212 metres (7,257.22 feet) just south of Yalta on the Crimean Peninsula.[20]
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The littoral zone of the Black Sea is often referred to as the Pontic littoral or Pontic zone.[21]
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The area surrounding the Black Sea is commonly referred to as the Black Sea Region. Its northern part lies within the Chernozem belt (black soil belt) which goes from eastern Croatia (Slavonia), along the Danube (northern Serbia, northern Bulgaria (Danubian Plain) and southern Romania (Wallachian Plain)) to northeast Ukraine and further across the Central Black Earth Region and southern Russia into Siberia.[22]
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The Paleo-Euxinian is described by the accumulation of eolian silt deposits (related to the Riss glaciation) and the lowering of sea levels (MIS 6, 8 and 10). The Karangat marine transgression occurred during the Eemian Interglacial (MIS 5e). This may have been the highest sea levels reached in the late Pleistocene. Based on this some scholars have suggested that the Crimean Peninsula was isolated from the mainland by a shallow strait during the Eemian Interglacial.[23]
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The Neoeuxinian transgression began with an inflow of waters from the Caspian Sea. Neoeuxinian deposits are found in the Black Sea below -20 m water depth in three layers. The upper layers correspond with the peak of the Khvalinian transgression, on the shelf shallow-water sands and coquina mixed with silty sands and brackish-water fauna, and inside the Black Sea Depression hydrotroilite silts. The middle layers on the shelf are sands with brackish-water mollusc shells. Of continental origin, the lower level on the shelf is mostly alluvial sands with pebbles, mixed with less common lacustrine silts and freshwater mollusc shells. Inside the Black Sea Depression they are terrigenous non-carbonate silts, and at the foot of the continental slope turbidite sediments.[24]
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The Black Sea contains oil and natural gas resources but exploration in the sea is incomplete. As of 2017, 20 wells are in place. Throughout much of its existence, the Black Sea has had significant oil and gas-forming potential because of significant inflows of sediment and nutrient-rich waters. However, this varies geographically. For example, prospects are poorer off the coast of Bulgaria because of the large influx of sediment from the Danube River which obscured sunlight and diluted organic-rich sediments. Many of the discoveries to date have taken place offshore of Romania in the Western Black Sea and only a few discoveries have been made in the Eastern Black Sea.
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During the Eocene, the Paratethys Ocean was partially isolated and sea levels fell. During this time sand shed off the rising Balkanide, Pontide and Caucasus mountains trapped organic material in the Maykop Suite of rocks through the Oligocene and early Miocene. Natural gas appears in rocks deposited in the Miocene and Pliocene by the paleo-Dnieper and pale-Dniester rivers, or in deep-water Oligocene-age rocks. Serious exploration began in 1999 with two deep-water wells, Limanköy-1 and Limanköy-2, drilled in Turkish waters. Next, the HPX (Hopa)-1 deepwater well targeted late Miocene sandstone units in Achara-Trialet fold belt (also known as the Gurian fold belt) along the Georgia-Turkey maritime border. Although geologists inferred that these rocks might have hydrocarbons that migrated from the Maykop Suite, the well was unsuccessful. No more drilling happened for five years after the HPX-1 well. Then in 2010, Sinop-1 targeted carbonate reservoirs potentially charged from the nearby Maykop Suite on the Andrusov Ridge, but the well-struck only Cretaceous volcanic rocks. Yassihöyük-1 encountered similar problems. Other Turkish wells, Sürmene-1 and Sile-1 drilled in the Eastern Black Sea in 2011 and 2015 respectively tested four-way closures above Cretaceous volcanoes, with no results in either case.
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A different Turkish well, Kastamonu-1 drilled in 2011 did successfully find thermogenic gas in Pliocene and Miocene shale-cored anticlines in the Western Black Sea. A year later in 2012, Romania drilled Domino-1 which struck gas prompting the drilling of other wells in the Neptun Deep. In 2016, the Bulgarian well Polshkov-1 targeted Maykop Suite sandstones in the Polshkov High and Russia is in the process of drilling Jurassic carbonates on the Shatsky Ridge as of 2018. [25]
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Current names of the sea are usually equivalents of the English name "Black Sea", including these given in the countries bordering the sea:[26]
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Such names have not yet been shown conclusively to predate the 13th century.[27]
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In Greece, the historical name "Euxine Sea" holds a different meaning (see below), is still widely used:
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The principal Greek name "Póntos Áxeinos" is generally accepted to be a rendering of Iranian word *axšaina- ("dark colored"), compare Avestan axšaēna- ("dark colored"), Old Persian axšaina- (color of turquoise), Middle Persian axšēn/xašēn ("blue"), and New Persian xašīn ("blue"), as well as Ossetic œxsīn ("dark gray").[27] The ancient Greeks, most likely those living to the north of the Black Sea, subsequently adopted the name and altered it to á-xe(i)nos.[27] Thereafter, Greek tradition refers to the Black Sea as the "Inhospitable Sea", Πόντος Ἄξεινος Póntos Áxeinos, which is first attested in Pindar (c. 475 BC).[27] The name was considered to be "ominous" and was later changed into the euphemistic name "Hospitable sea", Εὔξεινος Πόντος Eúxeinos Póntos, which was also for the first time attested in Pindar.[27] This became the commonly used designation for the sea in Greek.[27] In contexts related to mythology, the older form Póntos Áxeinos remained favored.[27]
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It has been erroneously suggested that the name was derived from the color of the water, or was at least related to climatic conditions.[27] Black or dark in this context, however, referred to a system in which colors represent the cardinal points of the known world.[27] Black or dark represented the north; red the south; white the west; and green or light blue for the east.[27] The symbolism based on cardinal points was used on multiple occasions and is therefore widely attested.[27] For example, the "Red Sea", a body of water reported since the time of Herodotus (c. 484–c. 425 BC) in fact designated the Indian Ocean, together with bodies of water now known as the Persian Gulf and the Red Sea.[27] According to the same explanation and reasoning, it is therefore considered to be impossible for the Scythians, who principally roamed in present-day Ukraine and Russia, to have given the designation because they lived to the north of the sea, which would, therefore, be a southern body of water for them.[27] The name could have only been given by people who were aware of both the northern "black/dark" and southern "red" seas; it is therefore considered probable it was given its name by the Achaemenids (550–330 BC).[27]
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Strabo's Geographica (1.2.10) reports that in antiquity, the Black Sea was often simply called "the Sea" (ὁ πόντος ho Pontos). He also thought the Black Sea was called "inhospitable" before Greek colonization because it was difficult to navigate and because its shores were inhabited by savage tribes. (7.3.6) The name was changed to "hospitable" after the Milesians had colonized the Pontus region of the southern shoreline, making it part of Greek civilization.
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In Greater Bundahishn, a sacred Zoroastrian text written in Middle Persian, the Black Sea is called Siyābun.[28] A 1570 map of Asia titled Asiae Nova Descriptio from Abraham Ortelius's Theatrum Orbis Terrarum labels the sea Mar Maggior ("Great Sea", compare Latin mare major).[29]
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The lower layers of the sea have a high concentration of hydrogen sulfide. Hence anything, whether it be animals, dead plants, or metallic objects from ships, that stays down till 150 m or more gets covered by black sludge - another reason to call it the Black Sea.[30]
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English-language writers of the 18th century often used the name Euxine Sea (/ˈjuːksɪn/ or /ˈjuːkˌsaɪn/) to refer to the Black Sea. Edward Gibbon, for instance, calls the sea by this name throughout The History of the Decline and Fall of the Roman Empire.[31] During the Ottoman Empire period, the Black Sea was called either Bahr-e Siyah or Karadeniz, both meaning "the Black Sea" in Ottoman Turkish.[citation needed]
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In the tenth-century geography book Hudud al-'Alam, which was written in Persian by an unknown author, the Black Sea is called Georgian Sea, Sea of Georgians (daryā-yi Gurz).[32] The Georgian Chronicles used the name zğua sperisa (ზღუა სპერისა), which means the "Sea of Speri", named after the Kartvelian tribe Speris or Saspers.[33] The modern names of the Black Sea (Chyornoye more, Karadeniz, etc.), originated in the 13th century.[27]
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The Black Sea is a marginal sea[34] and is the world's largest body of water with a meromictic basin.[35] The deep waters do not mix with the upper layers of water that receive oxygen from the atmosphere. As a result, over 90% of the deeper Black Sea volume is anoxic water.[36] The Black Sea's circulation patterns are primarily controlled by basin topography and fluvial inputs, which result in a strongly stratified vertical structure. Because of the extreme stratification, it is classified as a salt wedge estuary.
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The Black Sea only experiences water transfer with the Mediterranean Sea, so all inflow and outflow occurs in the Bosporus and Dardanelles. Inflow from the Mediterranean has a higher salinity and density than the outflow, creating the classical estuarine circulation. This means that the inflow of dense water from the Mediterranean occurs at the bottom of the basin while the outflow of fresher Black Sea surface-water into the Marmara Sea occurs near the surface. The outflow is 16 000 m3/s (around 500 km3/year) and the inflow is 11 000 m3/s (around 350 km3/year), acc to Gregg (2002).[37]
|
71 |
+
|
72 |
+
The following water budget can be estimated:
|
73 |
+
|
74 |
+
The southern sill of the Bosporus is located at -36.5 m below present sea level (deepest spot of the shallowest cross-section in the Bosporus, located in front of Dolmabahçe Palace) and has a wet section of around 38 000 m2.[37] Inflow and outflow current speeds are averaged around 0.3 to 0.4 m/s, but much higher speeds are found locally, inducing significant turbulence and vertical shear. This allows for turbulent mixing of the two layers.[34] Surface water leaves the Black Sea with a salinity of 17 Practical salinity unit (PSU) and reaches the Mediterranean with a salinity of 34 PSU. Likewise, an inflow of the Mediterranean with salinity 38.5 PSU experiences a decrease to about 34 psu.[34]
|
75 |
+
|
76 |
+
Mean surface circulation is cyclonic and waters around the perimeter of the Black Sea circulate in a basin-wide shelfbreak gyre known as the Rim Current. The Rim Current has a maximum velocity of about 50–100 cm/s. Within this feature, two smaller cyclonic gyres operate, occupying the eastern and western sectors of the basin.[34] The Eastern and Western Gyres are well-organized systems in the winter but dissipate into a series of interconnected eddies in the summer and autumn. Mesoscale activity in the peripheral flow becomes more pronounced during these warmer seasons and is subject to interannual variability.
|
77 |
+
|
78 |
+
Outside of the Rim Current, numerous quasi-permanent coastal eddies are formed as a result of upwelling around the coastal apron and "wind curl" mechanisms. The intra-annual strength of these features is controlled by seasonal atmospheric and fluvial variations. During the spring, the Batumi eddy forms in the southeastern corner of the sea.[40]
|
79 |
+
|
80 |
+
Beneath the surface waters—from about 50–100 meters—there exists a halocline that stops at the Cold Intermediate Layer (CIL). This layer is composed of cool, salty surface waters, which are the result of localized atmospheric cooling and decreased fluvial input during the winter months. It is the remnant of the winter surface mixed layer.[34] The base of the CIL is marked by a major pycnocline at about 100–200 metres (330–660 ft) and this density disparity is the major mechanism for isolation of the deep water.
|
81 |
+
|
82 |
+
Below the pycnocline is the Deep Water mass, where salinity increases to 22.3 PSU and temperatures rise to around 8.9 °C.[34] The hydrochemical environment shifts from oxygenated to anoxic, as bacterial decomposition of sunken biomass utilizes all of the free oxygen. Weak geothermal heating and long residence time create a very thick convective bottom layer.[40]
|
83 |
+
|
84 |
+
The Black Sea undersea river is a current of particularly saline water flowing through the Bosporus Strait and along the seabed of the Black Sea. The discovery of the river announced on August 1, 2010, was made by scientists at the University of Leeds and is the first of its kind in the world.[41] The undersea river stems from salty water spilling through the Bosporus Strait from the Mediterranean Sea into the Black Sea, where the water has a lower salt content.[41]
|
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|
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Because of the anoxic water at depth, organic matter, including anthropogenic artifacts such as boat hulls, are well preserved. During periods of high surface productivity, short-lived algal blooms form organic rich layers known as sapropels. Scientists have reported an annual phytoplankton bloom that can be seen in many NASA images of the region.[42] As a result of these characteristics the Black Sea has gained interest from the field of marine archaeology as ancient shipwrecks in excellent states of preservation have been discovered, such as the Byzantine wreck Sinop D, located in the anoxic layer off the coast of Sinop, Turkey.
|
87 |
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|
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+
Modelling shows the release of the hydrogen sulfide clouds in the event of an asteroid impact into the Black Sea would pose a threat to health—or even life—for people living on the Black Sea coast.[43]
|
89 |
+
|
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+
There have been isolated reports of flares on the Black Sea occurring during thunderstorms, possibly caused by lightning igniting combustible gas seeping up from the sea depths.[44]
|
91 |
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|
92 |
+
The Black Sea supports an active and dynamic marine ecosystem, dominated by species suited to the brackish, nutrient-rich, conditions. As with all marine food webs, the Black Sea features a range of trophic groups, with autotrophic algae, including diatoms and dinoflagellates, acting as primary producers. The fluvial systems draining Eurasia and central Europe introduce large volumes of sediment and dissolved nutrients into the Black Sea, but the distribution of these nutrients is controlled by the degree of physiochemical stratification, which is, in turn, dictated by seasonal physiographic development.[45]
|
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|
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+
During winter, strong wind promotes convective overturning and upwelling of nutrients, while high summer temperatures result in a marked vertical stratification and a warm, shallow mixed layer.[46] Day length and insolation intensity also controls the extent of the photic zone. Subsurface productivity is limited by nutrient availability, as the anoxic bottom waters act as a sink for reduced nitrate, in the form of ammonia. The benthic zone also plays an important role in Black Sea nutrient cycling, as chemosynthetic organisms and anoxic geochemical pathways recycle nutrients which can be upwelled to the photic zone, enhancing productivity.[47]
|
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+
|
96 |
+
In total, Black Sea's biodiversity contains around one-third of Mediterranean's and is experiencing natural and artificial invasions or Mediterranizations.[48][49]
|
97 |
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|
98 |
+
The main phytoplankton groups present in the Black Sea are dinoflagellates, diatoms, coccolithophores and cyanobacteria. Generally, the annual cycle of phytoplankton development comprises significant diatom and dinoflagellate-dominated spring production, followed by a weaker mixed assemblage of community development below the seasonal thermocline during summer months and surface-intensified autumn production.[46][50] This pattern of productivity is also augmented by an Emiliania huxleyi bloom during the late spring and summer months.
|
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+
|
100 |
+
Since the 1960s, rapid industrial expansion along the Black Sea coast line and the construction of a major dam has significantly increased annual variability in the N:P:Si ratio in the basin. In coastal areas, the biological effect of these changes has been an increase in the frequency of monospecific phytoplankton blooms, with diatom bloom frequency increasing by a factor of 2.5 and non-diatom bloom frequency increasing by a factor of 6. The non-diatoms, such as the prymnesiophytes Emiliania huxleyi (coccolithophore), Chromulina sp., and the Euglenophyte Eutreptia lanowii are able to out-compete diatom species because of the limited availability of Si, a necessary constituent of diatom frustules.[69] As a consequence of these blooms, benthic macrophyte populations were deprived of light, while anoxia caused mass mortality in marine animals.[70][71]
|
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|
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+
The decline in macrophytes was further compounded by overfishing during the 1970s, while the invasive ctenophore Mnemiopsis reduced the biomass of copepods and other zooplankton in the late 1980s. Additionally, an alien species—the warty comb jelly (Mnemiopsis leidyi)—was able to establish itself in the basin, exploding from a few individuals to estimated biomass of one billion metric tons.[72] The change in species composition in Black Sea waters also has consequences for hydrochemistry, as Ca-producing coccolithophores influence salinity and pH, although these ramifications have yet to be fully quantified. In central Black Sea waters, Si levels were also significantly reduced, due to a decrease in the flux of Si associated with advection across isopycnal surfaces. This phenomenon demonstrates the potential for localized alterations in Black Sea nutrient input to have basin-wide effects.
|
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+
|
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+
Pollution reduction and regulation efforts have led to a partial recovery of the Black Sea ecosystem during the 1990s, and an EU monitoring exercise, 'EROS21', revealed decreased N and P values, relative to the 1989 peak.[73] Recently, scientists have noted signs of ecological recovery, in part due to the construction of new sewage treatment plants in Slovakia, Hungary, Romania, and Bulgaria in connection with membership in the European Union. Mnemiopsis leidyi populations have been checked with the arrival of another alien species which feeds on them.[74]
|
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|
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Jellyfish
|
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|
108 |
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Actinia
|
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|
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Actinia
|
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|
112 |
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Goby
|
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|
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Stingray
|
115 |
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|
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Goat fish
|
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|
118 |
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Hermit crab, Diogenes pugilator
|
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|
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+
Blue sponge
|
121 |
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|
122 |
+
Spiny dogfish
|
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|
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+
Seahorse
|
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|
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Black Sea Common Dolphins with a kite-surfer off Sochi
|
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|
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In the past, the range of the Asiatic lion extended from South Asia to the Balkans, possibly up to the Danube. Places like Turkey and the Trans-Caucasus were in this range. The Caspian tiger occurred in eastern Turkey and the Caucasus, at least. The lyuti zver (Old East Slavic for "fierce animal") that was encountered by Vladimir II Monomakh, Velikiy Kniaz of Kievan Rus' (which ranged to the Black Sea in the south),[75] may have been a tiger or leopard, rather than a wolf or lynx, due to the way it behaved towards him and his horse.[76]
|
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+
|
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+
Short-term climatic variation in the Black Sea region is significantly influenced by the operation of the North Atlantic oscillation, the climatic mechanisms resulting from the interaction between the north Atlantic and mid-latitude air masses.[77] While the exact mechanisms causing the North Atlantic Oscillation remain unclear,[78] it is thought the climate conditions established in western Europe mediate the heat and precipitation fluxes reaching Central Europe and Eurasia, regulating the formation of winter cyclones, which are largely responsible for regional precipitation inputs[79] and influence Mediterranean Sea Surface Temperatures (SST's).[80]
|
131 |
+
|
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+
The relative strength of these systems also limits the amount of cold air arriving from northern regions during winter.[81] Other influencing factors include the regional topography, as depressions and storms systems arriving from the Mediterranean are funneled through the low land around the Bosporus, Pontic and Caucasus mountain ranges acting as waveguides, limiting the speed and paths of cyclones passing through the region.[82]
|
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+
|
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+
Some islands in the Black sea belong to Bulgaria, Romania, Turkey, and Ukraine:
|
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|
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+
The Black Sea is connected to the World Ocean by a chain of two shallow straits, the Dardanelles and the Bosporus. The Dardanelles is 55 m (180 ft) deep and the Bosporus is as shallow as 36 m (118 ft). By comparison, at the height of the last ice age, sea levels were more than 100 m (330 ft) lower than they are now.
|
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|
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+
There is also evidence that water levels in the Black Sea were considerably lower at some point during the post-glacial period. Some researchers theorize that the Black Sea had been a landlocked freshwater lake (at least in upper layers) during the last glaciation and for some time after.
|
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|
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+
In the aftermath of the last glacial period, water levels in the Black Sea and the Aegean Sea rose independently until they were high enough to exchange water. The exact timeline of this development is still subject to debate. One possibility is that the Black Sea filled first, with excess freshwater flowing over the Bosporus sill and eventually into the Mediterranean Sea. There are also catastrophic scenarios, such as the "Black Sea deluge theory" put forward by William Ryan, Walter Pitman and Petko Dimitrov.
|
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|
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+
The Black Sea deluge is a hypothesized catastrophic rise in the level of the Black Sea circa 5600 BC due to waters from the Mediterranean Sea breaching a sill in the Bosporus Strait. The hypothesis was headlined when The New York Times published it in December 1996, shortly before it was published in an academic journal.[83] While it is agreed that the sequence of events described did occur, there is debate over the suddenness, dating, and magnitude of the events. Relevant to the hypothesis is that its description has led some to connect this catastrophe with prehistoric flood myths.[84]
|
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|
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+
The Black Sea was a busy waterway on the crossroads of the ancient world: the Balkans to the west, the Eurasian steppes to the north, the Caucasus and Central Asia to the east, Asia Minor and Mesopotamia to the south, and Greece to the south-west.
|
145 |
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|
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+
The oldest processed gold in the world was found in Varna, Bulgaria, and Greek mythology portrays the Argonauts as sailing on the Black Sea. The land at the eastern end of the Black Sea, Colchis, (now Georgia), marked for the Greeks the edge of the known world.
|
147 |
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|
148 |
+
The steppes to the north of the Black Sea have been suggested as the original homeland (Urheimat) of the speakers of the Proto-Indo-European language, (PIE) the progenitor of the Indo-European language family, by some scholars such as Marija Gimbutas; others move the homeland further east towards the Caspian Sea, yet others to Anatolia.
|
149 |
+
|
150 |
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Greek presence in the Black Sea began at least as early as the 9th century BC with colonization the Black Sea's southern coast. By 500 BC, permanent Greek communities existed all around the Black Sea and a lucrative trade network connected the entirety of the Black Sea to the wider Mediterranean. While Greek colonies generally maintained very close cultural ties to their founding polis, Greek colonies in the Black Sea began to develop their own Black Sea Greek culture, know today as Pontic. The coastal community of Black Sea Greeks remained a prominent part of the Greek World for centuries.[85]
|
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|
152 |
+
The Black Sea became a virtual Ottoman Navy lake within five years of Genoa losing the Crimean Peninsula in 1479, after which the only Western merchant vessels to sail its waters were those of Venice's old rival Ragusa. This restriction was challenged by the Russian Navy from 1783 until the relaxation of export controls in 1789 because of the French Revolution.[86][87]
|
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+
|
154 |
+
The Black Sea was a significant naval theatre of World War I and saw both naval and land battles during World War II.
|
155 |
+
|
156 |
+
Ancient trade routes in the region are currently[when?] being extensively studied by scientists, as the Black Sea was sailed by Hittites, Carians, Colchians, Thracians, Greeks, Persians, Cimmerians, Scythians, Romans, Byzantines, Goths, Huns, Avars, Slavs, Varangians, Crusaders, Venetians, Genoese, Georgians, Tatars and Ottomans.
|
157 |
+
|
158 |
+
Perhaps the most promising areas in deepwater archaeology are the quest for submerged prehistoric settlements in the continental shelf and for ancient shipwrecks in the anoxic zone, which are expected to be exceptionally well preserved due to the absence of oxygen. This concentration of historical powers, combined with the preservative qualities of the deep anoxic waters of the Black Sea, has attracted increased interest from marine archaeologists who have begun to discover a large number of ancient ships and organic remains in a high state of preservation.
|
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|
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According to NATO, the Black sea is a strategic corridor that provides smuggling channels for moving legal and illegal goods including drugs, radioactive materials, and counterfeit goods that can be used to finance terrorism.[88]
|
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+
|
162 |
+
According to the International Transport Workers' Federation 2013 study, there were at least 30 operating merchant seaports in the Black Sea (including at least 12 in Ukraine).[89]
|
163 |
+
|
164 |
+
According to the International Transport Workers' Federation 2013 study, there were around 2,400 commercial vessels operating in the Black Sea.[89]
|
165 |
+
|
166 |
+
Anchovy: the Turkish commercial fishing fleet catches around 300,000 tons per year on average, and fishery carried out mainly in winter and the highest portion of the stock is caught between November and December.[90]
|
167 |
+
|
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+
Since the 1980s, the Soviet Union started offshore drilling for petroleum in the sea's western portion (adjoining Ukraine's coast). Independent Ukraine continued and intensified that effort within its exclusive economic zone, inviting major international oil companies for exploration. Discovery of the new, massive oilfields in the area stimulated an influx of foreign investments. It also provoked a short-term peaceful territorial dispute with Romania which was resolved in 2011 by an international court redefining the exclusive economic zones between the two countries.
|
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|
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+
In the years following the end of the Cold War, the popularity of the Black Sea as a tourist destination steadily increased. Tourism at Black Sea resorts became one of the region's growth industries.[91] The following is a list of notable Black Sea resort towns:
|
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|
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+
The 1936 Montreux Convention provides for free passage of civilian ships between the international waters of the Black and the Mediterranean Seas. However, a single country (Turkey) has complete control over the straits connecting the two seas. Military ships are separate categories from civilian ships and they can only pass through the straits if the ship is belonging to a Black Seapower. Other military ships have the right to pass through the straits if they are not in a war against Turkey and they can stay in the Black Sea basin for a limited time. The 1982 amendments to the Montreux Convention allow Turkey to close the Straits at its discretion in both wartime and peacetime.[93]
|
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|
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The 1936 Montreux Convention governs the passage of vessels between the Black, the Mediterranean and Aegean Seas and the presence of military vessels belonging to non-littoral states in the Black Sea waters.[94]
|
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+
|
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In December 2018, the Kerch Strait incident took place. The Russian Navy and Coast guard took control of three ships belonging to their counterparts. The ships were trying to enter the Black Sea[95]
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The Seven Wonders of the World or the Seven Wonders of the Ancient World is a list of remarkable constructions of classical antiquity given by various authors in guidebooks or poems popular among ancient Hellenic tourists. Although the list, in its current form, did not stabilise until the Renaissance, the first such lists of seven wonders date from the 2nd-1st century BC. The original list inspired innumerable versions through the ages, often listing seven entries. Of the original Seven Wonders, only one—the Great Pyramid of Giza, oldest of the ancient wonders—remains relatively intact. The Colossus of Rhodes, the Lighthouse of Alexandria, the Mausoleum at Halicarnassus, the Temple of Artemis and the Statue of Zeus were all destroyed. The location and ultimate fate of the Hanging Gardens are unknown, and there is speculation that they may not have existed at all.
|
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The Greek conquest of much of the known western world in the 4th century BC gave Hellenistic travellers access to the civilizations of the Egyptians, Persians, and Babylonians.[1] Impressed and captivated by the landmarks and marvels of the various lands, these travellers began to list what they saw to remember them.[2][3]
|
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+
|
7 |
+
Instead of "wonders", the ancient Greeks spoke of "theamata" (θεάματα), which means "sights", in other words "things to be seen" (Τὰ ἑπτὰ θεάματα τῆς οἰκουμένης [γῆς] Tà heptà theámata tēs oikoumenēs [gēs]). Later, the word for "wonder" ("thaumata" θαύματα, "wonders") was used.[4] Hence, the list was meant to be the Ancient World's counterpart of a travel guidebook.[1]
|
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|
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+
The first reference to a list of seven such monuments was given by Diodorus Siculus.[5][6] The epigrammist Antipater of Sidon[7] who lived around or before 100 BC,[8] gave a list of seven such monuments, including six of the present list (substituting the walls of Babylon for the lighthouse):[9]
|
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+
|
11 |
+
I have gazed on the walls of impregnable Babylon along which chariots may race, and on the Zeus by the banks of the Alpheus, I have seen the hanging gardens, and the Colossus of the Helios, the great man-made mountains of the lofty pyramids, and the gigantic tomb of Mausolus; but when I saw the sacred house of Artemis that towers to the clouds, the others were placed in the shade, for the sun himself has never looked upon its equal outside Olympus.
|
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|
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+
Another 2nd century BC observer, who claimed to be the mathematician Philo of Byzantium,[10] wrote a short account entitled The Seven Sights of the World. However, the incomplete surviving manuscript only covered six of the supposedly seven places, which agreed with Antipater's list.[3]
|
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+
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15 |
+
Earlier and later lists by the historian Herodotus (484 BC–ca. 425 BC) and the architect Callimachus of Cyrene (ca. 305–240 BC), housed at the Museum of Alexandria, survived only as references.
|
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+
|
17 |
+
The Colossus of Rhodes was the last of the seven to be completed, after 280 BC, and the first to be destroyed, by an earthquake in 226/225 BC. Hence, all seven existed at the same time for a period of less than 60 years.
|
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+
|
19 |
+
The list covered only the sculptural and architectural monuments of the Mediterranean and Middle Eastern regions,[10] which then comprised the known world for the Greeks. Hence, extant sites beyond this realm were not considered as part of contemporary accounts.[1]
|
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+
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21 |
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The primary accounts, coming from Hellenistic writers, also heavily influenced the places included in the wonders list. Five of the seven entries are a celebration of Greek accomplishments in the arts and architecture (the exceptions being the Pyramids of Giza and the Hanging Gardens of Babylon).
|
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+
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The seven wonders on Antipater's list won praises for their notable features, ranging from superlatives of the highest or largest of their types, to the artistry with which they were executed. Their architectural and artistic features were imitated throughout the Hellenistic world and beyond.
|
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The Greek influence in Roman culture, and the revival of Greco-Roman artistic styles during the Renaissance caught the imagination of European artists and travellers.[15] Paintings and sculptures alluding to Antipater's list were made, while adventurers flocked to the actual sites to personally witness the wonders. Legends circulated to further complement the superlatives of the wonders.
|
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Of Antipater's wonders, the only one that has survived to the present day is the Great Pyramid of Giza. Its brilliant white stone facing had survived intact until around 1300 AD, when local communities removed most of the stonework for building materials. The existence of the Hanging Gardens has not been proven, although theories abound.[16] Records and archaeology confirm the existence of the other five wonders. The Temple of Artemis and the Statue of Zeus were destroyed by fire, while the Lighthouse of Alexandria, Colossus, and tomb of Mausolus were destroyed by earthquakes. Among the artifacts to have survived are sculptures from the tomb of Mausolus and the Temple of Artemis in the British Museum in London.
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Still, the listing of seven of the most marvellous architectural and artistic human achievements continued beyond the Ancient Greek times to the Roman Empire, the Middle Ages, the Renaissance and to the modern age. The Roman poet Martial and the Christian bishop Gregory of Tours had their versions.[1] Reflecting the rise of Christianity and the factor of time, nature and the hand of man overcoming Antipater's seven wonders, Roman and Christian sites began to figure on the list, including the Colosseum, Noah's Ark and Solomon's Temple.[1][3] In the 6th century, a list of seven wonders was compiled by St. Gregory of Tours: the list[17] included the Temple of Solomon, the Pharos of Alexandria and Noah's Ark.
|
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Modern historians, working on the premise that the original Seven Ancient Wonders List was limited in its geographic scope, also had their versions to encompass sites beyond the Hellenistic realm—from the Seven Wonders of the Ancient World to the Seven Wonders of the World. Indeed, the "seven wonders" label has spawned innumerable versions among international organizations, publications and individuals based on different themes—works of nature, engineering masterpieces, constructions of the Middle Ages, etc. Its purpose has also changed from just a simple travel guidebook or a compendium of curious places, to lists of sites to defend or to preserve.
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A fairy tale, fairytale, wonder tale, magic tale, or Märchen is an instance of a folklore genre that takes the form of a short story. Such stories typically feature entities such as dwarfs, dragons, elves, fairies, giants, gnomes, goblins, griffins, mermaids, talking animals, trolls, unicorns, or witches, and usually magic or enchantments. In most cultures, there is no clear line separating myth from folk or fairy tale; all these together form the literature of preliterate societies.[1] Fairy tales may be distinguished from other folk narratives such as legends (which generally involve belief in the veracity of the events described)[2] and explicit moral tales, including beast fables.
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In less technical contexts, the term is also used to describe something blessed with unusual happiness, as in "fairy-tale ending" (a happy ending)[3] or "fairy-tale romance". Colloquially, the term "fairy tale" or "fairy story" can also mean any far-fetched story or tall tale; it is used especially of any story that not only is not true, but could not possibly be true. Legends are perceived[by whom?] as real; fairy tales may merge into legends, where the narrative is perceived both by teller and hearers as being grounded in historical truth. However, unlike legends and epics, fairy tales usually do not contain more than superficial references to religion and to actual places, people, and events; they take place "once upon a time" rather than in actual times.[4]
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Fairy tales occur both in oral and in literary form; the name "fairy tale" ("conte de fées" in French) was first ascribed to them by Madame d'Aulnoy in the late 17th century. Many of today's fairy tales have evolved from centuries-old stories that have appeared, with variations, in multiple cultures around the world.[5] The history of the fairy tale is particularly difficult to trace because only the literary forms can survive. Still, according to researchers at universities in Durham and Lisbon, such stories may date back thousands of years, some to the Bronze Age more than 6,500 years ago.[6][7] Fairy tales, and works derived from fairy tales, are still written today.
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Folklorists have classified fairy tales in various ways. The Aarne-Thompson classification system and the morphological analysis of Vladimir Propp are among the most notable. Other folklorists have interpreted the tales' significance, but no school has been definitively established for the meaning of the tales.
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Some folklorists prefer to use the German term Märchen or "wonder tale"[8] to refer to the genre rather than fairy tale, a practice given weight by the definition of Thompson in his 1977 [1946] edition of The Folktale: "a tale of some length involving a succession of motifs or episodes. It moves in an unreal world without definite locality or definite creatures and is filled with the marvellous. In this never-never land, humble heroes kill adversaries, succeed to kingdoms and marry princesses."[9] The characters and motifs of fairy tales are simple and archetypal: princesses and goose-girls; youngest sons and gallant princes; ogres, giants, dragons, and trolls; wicked stepmothers and false heroes; fairy godmothers and other magical helpers, often talking horses, or foxes, or birds; glass mountains; and prohibitions and breaking of prohibitions.[10]
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Although the fairy tale is a distinct genre within the larger category of folktale, the definition that marks a work as a fairy tale is a source of considerable dispute.[11] The term itself comes from the translation of Madame D'Aulnoy's Conte de fées, first used in her collection in 1697.[12] Common parlance conflates fairy tales with beast fables and other folktales, and scholars differ on the degree to which the presence of fairies and/or similarly mythical beings (e.g., elves, goblins, trolls, giants, huge monsters, or mermaids) should be taken as a differentiator. Vladimir Propp, in his Morphology of the Folktale, criticized the common distinction between "fairy tales" and "animal tales" on the grounds that many tales contained both fantastic elements and animals.[13] Nevertheless, to select works for his analysis, Propp used all Russian folktales classified as a folklore Aarne-Thompson 300-749 – in a cataloguing system that made such a distinction – to gain a clear set of tales.[14] His own analysis identified fairy tales by their plot elements, but that in itself has been criticized, as the analysis does not lend itself easily to tales that do not involve a quest, and furthermore, the same plot elements are found in non-fairy tale works.[15]
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Were I asked, what is a fairytale? I should reply, Read Undine: that is a fairytale ... of all fairytales I know, I think Undine the most beautiful.
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As Stith Thompson points out, talking animals and the presence of magic seem to be more common to the fairy tale than fairies themselves.[16] However, the mere presence of animals that talk does not make a tale a fairy tale, especially when the animal is clearly a mask on a human face, as in fables.[17]
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In his essay "On Fairy-Stories", J. R. R. Tolkien agreed with the exclusion of "fairies" from the definition, defining fairy tales as stories about the adventures of men in Faërie, the land of fairies, fairytale princes and princesses, dwarves, elves, and not only other magical species but many other marvels.[18] However, the same essay excludes tales that are often considered fairy tales, citing as an example The Monkey's Heart, which Andrew Lang included in The Lilac Fairy Book.[17]
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Steven Swann Jones identified the presence of magic as the feature by which fairy tales can be distinguished from other sorts of folktales.[19] Davidson and Chaudri identify "transformation" as the key feature of the genre.[8] From a psychological point of view, Jean Chiriac argued for the necessity of the fantastic in these narratives.[20]
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In terms of aesthetic values, Italo Calvino cited the fairy tale as a prime example of "quickness" in literature, because of the economy and concision of the tales.[21]
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Originally, stories that would contemporarily be considered fairy tales were not marked out as a separate genre. The German term "Märchen" stems from the old German word "Mär", which means story or tale. The word "Märchen" is the diminutive of the word "Mär", therefore it means a "little story". Together with the common beginning "once upon a time" it means a fairy tale or a märchen was originally a little story from a long time ago when the world was still magic. (Indeed, one less regular German opening is "In the old times when wishing was still effective".)
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The English term "fairy tale" stems from the fact that the French contes often included fairies.
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Roots of the genre come from different oral stories passed down in European cultures. The genre was first marked out by writers of the Renaissance, such as Giovanni Francesco Straparola and Giambattista Basile, and stabilized through the works of later collectors such as Charles Perrault and the Brothers Grimm.[22] In this evolution, the name was coined when the précieuses took up writing literary stories; Madame d'Aulnoy invented the term Conte de fée, or fairy tale, in the late 17th century.[23]
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Before the definition of the genre of fantasy, many works that would now be classified as fantasy were termed "fairy tales", including Tolkien's The Hobbit, George Orwell's Animal Farm, and L. Frank Baum's The Wonderful Wizard of Oz.[24] Indeed, Tolkien's "On Fairy-Stories" includes discussions of world-building and is considered a vital part of fantasy criticism. Although fantasy, particularly the subgenre of fairytale fantasy, draws heavily on fairy tale motifs,[25] the genres are now regarded as distinct.
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The fairy tale, told orally, is a sub-class of the folktale. Many writers have written in the form of the fairy tale. These are the literary fairy tales, or Kunstmärchen.[12] The oldest forms, from Panchatantra to the Pentamerone, show considerable reworking from the oral form.[26] The Grimm brothers were among the first to try to preserve the features of oral tales. Yet the stories printed under the Grimm name have been considerably reworked to fit the written form.[27]
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Literary fairy tales and oral fairy tales freely exchanged plots, motifs, and elements with one another and with the tales of foreign lands.[28] The literary fairy tale came into fashion during the 17th century, developed by aristocratic women as a parlour game. This, in turn, helped to maintain the oral tradition. According to Jack Zipes, "The subject matter of the conversations consisted of literature, mores, taste, and etiquette, whereby the speakers all endeavoured to portray ideal situations in the most effective oratorical style that would gradually have a major effect on literary forms." [29] Many 18th-century folklorists attempted to recover the "pure" folktale, uncontaminated by literary versions. Yet while oral fairy tales likely existed for thousands of years before the literary forms, there is no pure folktale, and each literary fairy tale draws on folk traditions, if only in parody.[30] This makes it impossible to trace forms of transmission of a fairy tale. Oral story-tellers have been known to read literary fairy tales to increase their own stock of stories and treatments.[31]
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The oral tradition of the fairy tale came long before the written page. Tales were told or enacted dramatically, rather than written down, and handed down from generation to generation. Because of this, the history of their development is necessarily obscure and blurred. Fairy tales appear, now and again, in written literature throughout literate cultures, as in The Golden Ass, which includes Cupid and Psyche (Roman, 100–200 AD),[32] or the Panchatantra (India 3rd century BC),[32] but it is unknown to what extent these reflect the actual folk tales even of their own time. The stylistic evidence indicates that these, and many later collections, reworked folk tales into literary forms.[26] What they do show is that the fairy tale has ancient roots, older than the Arabian Nights collection of magical tales (compiled circa 1500 AD),[32] such as Vikram and the Vampire, and Bel and the Dragon. Besides such collections and individual tales, in China, Taoist philosophers such as Liezi and Zhuangzi recounted fairy tales in their philosophical works.[33] In the broader definition of the genre, the first famous Western fairy tales are those of Aesop (6th century BC) in ancient Greece.
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Scholarship point that Medieval literature contains early versions or predecessor of later known tales and motifs, such as the grateful dead, the bird lover or quest for the lost wife.[34]
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Jack Zipes writes in When Dreams Came True, "There are fairy tale elements in Chaucer's The Canterbury Tales, Edmund Spenser's The Faerie Queene, and ... in many of William Shakespeare plays."[35] King Lear can be considered a literary variant of fairy tales such as Water and Salt and Cap O' Rushes.[36] The tale itself resurfaced in Western literature in the 16th and 17th centuries, with The Facetious Nights of Straparola by Giovanni Francesco Straparola (Italy, 1550 and 1553),[32] which contains many fairy tales in its inset tales, and the Neapolitan tales of Giambattista Basile (Naples, 1634–36),[32] which are all fairy tales.[37] Carlo Gozzi made use of many fairy tale motifs among his Commedia dell'Arte scenarios,[38] including among them one based on The Love For Three Oranges (1761).[39] Simultaneously, Pu Songling, in China, included many fairy tales in his collection, Strange Stories from a Chinese Studio (published posthumously, 1766).[33] The fairy tale itself became popular among the précieuses of upper-class France (1690–1710),[32] and among the tales told in that time were the ones of La Fontaine and the Contes of Charles Perrault (1697), who fixed the forms of Sleeping Beauty and Cinderella.[40] Although Straparola's, Basile's and Perrault's collections contain the oldest known forms of various fairy tales, on the stylistic evidence, all the writers rewrote the tales for literary effect.[41]
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In the mid-17th century, a vogue for magical tales emerged among the intellectuals who frequented the salons of Paris. These salons were regular gatherings hosted by prominent aristocratic women, where women and men could gather together to discuss the issues of the day.
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In the 1630s, aristocratic women began to gather in their own living rooms, salons, in order to discuss the topics of their choice: arts and letters, politics, and social matters of immediate concern to the women of their class: marriage, love, financial and physical independence, and access to education. This was a time when women were barred from receiving a formal education. Some of the most gifted women writers of the period came out of these early salons (such as Madeleine de Scudéry and Madame de Lafayette), which encouraged women's independence and pushed against the gender barriers that defined their lives. The salonnières argued particularly for love and intellectual compatibility between the sexes, opposing the system of arranged marriages.
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Sometime in the middle of the 17th century, a passion for the conversational parlour game based on the plots of old folk tales swept through the salons. Each salonnière was called upon to retell an old tale or rework an old theme, spinning clever new stories that not only showcased verbal agility and imagination but also slyly commented on the conditions of aristocratic life. Great emphasis was placed on a mode of delivery that seemed natural and spontaneous. The decorative language of the fairy tales served an important function: disguising the rebellious subtext of the stories and sliding them past the court censors. Critiques of court life (and even of the king) were embedded in extravagant tales and in dark, sharply dystopian ones. Not surprisingly, the tales by women often featured young (but clever) aristocratic girls whose lives were controlled by the arbitrary whims of fathers, kings, and elderly wicked fairies, as well as tales in which groups of wise fairies (i.e., intelligent, independent women) stepped in and put all to rights.
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The salon tales as they were originally written and published have been preserved in a monumental work called Le Cabinet des Fées, an enormous collection of stories from the 17th and 18th centuries.[12]
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The first collectors to attempt to preserve not only the plot and characters of the tale, but also the style in which they were told, was the Brothers Grimm, collecting German fairy tales; ironically, this meant although their first edition (1812 & 1815)[32] remains a treasure for folklorists, they rewrote the tales in later editions to make them more acceptable, which ensured their sales and the later popularity of their work.[42]
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Such literary forms did not merely draw from the folktale, but also influenced folktales in turn. The Brothers Grimm rejected several tales for their collection, though told orally to them by Germans, because the tales derived from Perrault, and they concluded they were thereby French and not German tales; an oral version of Bluebeard was thus rejected, and the tale of Little Briar Rose, clearly related to Perrault's The Sleeping Beauty, was included only because Jacob Grimm convinced his brother that the figure of Brynhildr, from much earlier Norse mythology, proved that the sleeping princess was authentically Germanic folklore.[43]
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This consideration of whether to keep Sleeping Beauty reflected a belief common among folklorists of the 19th century: that the folk tradition preserved fairy tales in forms from pre-history except when "contaminated" by such literary forms, leading people to tell inauthentic tales.[44] The rural, illiterate, and uneducated peasants, if suitably isolated, were the folk and would tell pure folk tales.[45] Sometimes they regarded fairy tales as a form of fossil, the remnants of a once-perfect tale.[46] However, further research has concluded that fairy tales never had a fixed form, and regardless of literary influence, the tellers constantly altered them for their own purposes.[47]
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The work of the Brothers Grimm influenced other collectors, both inspiring them to collect tales and leading them to similarly believe, in a spirit of romantic nationalism, that the fairy tales of a country were particularly representative of it, to the neglect of cross-cultural influence. Among those influenced were the Russian Alexander Afanasyev (first published in 1866),[32] the Norwegians Peter Christen Asbjørnsen and Jørgen Moe (first published in 1845),[32] the Romanian Petre Ispirescu (first published in 1874), the English Joseph Jacobs (first published in 1890),[32] and Jeremiah Curtin, an American who collected Irish tales (first published in 1890).[30] Ethnographers collected fairy tales throughout the world, finding similar tales in Africa, the Americas, and Australia; Andrew Lang was able to draw on not only the written tales of Europe and Asia, but those collected by ethnographers, to fill his "coloured" fairy books series.[48] They also encouraged other collectors of fairy tales, as when Yei Theodora Ozaki created a collection, Japanese Fairy Tales (1908), after encouragement from Lang.[49] Simultaneously, writers such as Hans Christian Andersen and George MacDonald continued the tradition of literary fairy tales. Andersen's work sometimes drew on old folktales, but more often deployed fairytale motifs and plots in new tales.[50] MacDonald incorporated fairytale motifs both in new literary fairy tales, such as The Light Princess, and in works of the genre that would become fantasy, as in The Princess and the Goblin or Lilith.[51]
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Two theories of origins, have attempted to explain the common elements in fairy tales found spread over continents. One is that a single point of origin generated any given tale, which then spread over the centuries; the other is that such fairy tales stem from common human experience and therefore can appear separately in many different origins.[52]
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Fairy tales with very similar plots, characters, and motifs are found spread across many different cultures. Many researchers hold this to be caused by the spread of such tales, as people repeat tales they have heard in foreign lands, although the oral nature makes it impossible to trace the route except by inference.[53] Folklorists have attempted to determine the origin by internal evidence, which can not always be clear; Joseph Jacobs, comparing the Scottish tale The Ridere of Riddles with the version collected by the Brothers Grimm, The Riddle, noted that in The Ridere of Riddles one hero ends up polygamously married, which might point to an ancient custom, but in The Riddle, the simpler riddle might argue greater antiquity.[54]
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Folklorists of the "Finnish" (or historical-geographical) school attempted to place fairy tales to their origin, with inconclusive results.[55] Sometimes influence, especially within a limited area and time, is clearer, as when considering the influence of Perrault's tales on those collected by the Brothers Grimm. Little Briar-Rose appears to stem from Perrault's The Sleeping Beauty, as the Grimms' tale appears to be the only independent German variant.[56] Similarly, the close agreement between the opening of the Grimms' version of Little Red Riding Hood and Perrault's tale points to an influence, although the Grimms' version adds a different ending (perhaps derived from The Wolf and the Seven Young Kids).[57]
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Fairy tales tend to take on the color of their location, through the choice of motifs, the style in which they are told, and the depiction of character and local color.[58]
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The Brothers Grimm believed that European fairy tales derived from the cultural history shared by all Indo-European peoples and were therefore ancient, far older than written records. This view is supported by research by the anthropologist Jamie Tehrani and the folklorist Sara Graca Da Silva using phylogenetic analysis, a technique developed by evolutionary biologists to trace the relatedness of living and fossil species. Among the tales analysed were Jack and the Beanstalk, traced to the time of splitting of Eastern and Western Indo-European, over 5000 years ago. Both Beauty and the Beast and Rumpelstiltskin appear to have been created some 4000 years ago. The story of The Smith and the Devil (Deal with the Devil) appears to date from the Bronze Age, some 6000 years ago.[59] However, the choice of the corpus of folktales[60] and the method used by this study[61] both make the results very suspicious. On the other hand, various studies converge to show that some fairy tales, for example the swan maiden,[62] could go back to the Upper Palaeolithic.
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Originally, adults were the audience of a fairy tale just as often as children.[63] Literary fairy tales appeared in works intended for adults, but in the 19th and 20th centuries the fairy tale became associated with children's literature.
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The précieuses, including Madame d'Aulnoy, intended their works for adults, but regarded their source as the tales that servants, or other women of lower class, would tell to children.[64] Indeed, a novel of that time, depicting a countess's suitor offering to tell such a tale, has the countess exclaim that she loves fairy tales as if she were still a child.[65] Among the late précieuses, Jeanne-Marie Le Prince de Beaumont redacted a version of Beauty and the Beast for children, and it is her tale that is best known today.[66] The Brothers Grimm titled their collection Children's and Household Tales and rewrote their tales after complaints that they were not suitable for children.[67]
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In the modern era, fairy tales were altered so that they could be read to children. The Brothers Grimm concentrated mostly on sexual references;[68] Rapunzel, in the first edition, revealed the prince's visits by asking why her clothing had grown tight, thus letting the witch deduce that she was pregnant, but in subsequent editions carelessly revealed that it was easier to pull up the prince than the witch.[69] On the other hand, in many respects, violence—particularly when punishing villains—was increased.[70] Other, later, revisions cut out violence; J. R. R. Tolkien noted that The Juniper Tree often had its cannibalistic stew cut out in a version intended for children.[71] The moralizing strain in the Victorian era altered the classical tales to teach lessons, as when George Cruikshank rewrote Cinderella in 1854 to contain temperance themes. His acquaintance Charles Dickens protested, "In an utilitarian age, of all other times, it is a matter of grave importance that fairy tales should be respected."[72][73]
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Psychoanalysts such as Bruno Bettelheim, who regarded the cruelty of older fairy tales as indicative of psychological conflicts, strongly criticized this expurgation, because it weakened their usefulness to both children and adults as ways of symbolically resolving issues.[74] Fairy tales do teach children how to deal with difficult times. To quote Rebecca Walters (2017, p. 56) “Fairytales and folktales are part of the cultural conserve that can be used to address children’s fears …. and give them some role training in an approach that honors the children’s window of tolerance”. These fairy tales teach children how to deal with certain social situations and helps them to find their place in society.[75] Fairy tales teach children other important lessons too. For example, Tsitsani et al. carried out a study on children to determine the benefits of fairy tales. Parents of the children who took part in the study found that fairy tales, especially the color in them, triggered their child's imagination as the read them.[76]Jungian Analyst and fairy tale scholar, Marie Louise Von Franz interprets fairy tales[77] based on Jung's view of fairy tales as a spontaneous and naive product of soul, which can only express what soul is.[78] That means, she looks at fairy tales as images of different phases of experiencing the reality of the soul. They are the “purest and simplest expression of collective unconscious psychic processes” and “they represent the archetypes in their simplest, barest and most concise form” because they are less overlaid with conscious material than myths and legends. “In this pure form, the archetypal images afford us the best clues to the understanding of the processes going on in the collective psyche”. “The fairy tale itself is its own best explanation; that is, its meaning is contained in the totality of its motifs connected by the thread of the story. [...] Every fairy tale is a relatively closed system compounding one essential psychological meaning which is expressed in a series of symbolical pictures and events and is discoverable in these”. “I have come to the conclusion that all fairy tales endeavour to describe one and the same psychic fact, but a fact so complex and far-reaching and so difficult for us to realize in all its different aspects that hundreds of tales and thousands of repetitions with a musician’s variation are needed until this unknown fact is delivered into consciousness; and even then the theme is not exhausted. This unknown fact is what Jung calls the Self, which is the psychic reality of the collective unconscious. [...] Every archetype is in its essence only one aspect of the collective unconscious as well as always representing also the whole collective unconscious.[79]
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Other famous people commented on the importance of fairy tales, especially for children. For example, Albert Einstein once showed how important he believed fairy tales were for children’s intelligence in the quote “If you want your children to be intelligent, read them fairytales. If you want them to be more intelligent, read them more fairytales."[80]
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The adaptation of fairy tales for children continues. Walt Disney's influential Snow White and the Seven Dwarfs was largely (although certainly not solely) intended for the children's market.[81] The anime Magical Princess Minky Momo draws on the fairy tale Momotarō.[82] Jack Zipes has spent many years working to make the older traditional stories accessible to modern readers and their children.[83]
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Many fairy tales feature an absentee mother, as an example Beauty and the Beast, The Little Mermaid, Little Red Riding Hood and Donkeyskin, where the mother is deceased or absent and unable to help the heroines. Mothers are depicted as absent or wicked in the most popular contemporary versions of tales like Rapunzel, Snow White, Cinderella and Hansel and Gretel, however,
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some lesser known tales or variants such as those found in volumes edited by Angela Carter and Jane Yolen depict mothers in a more positive light.[84]
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Carter's protagonist in The Bloody Chamber is an impoverished piano student married to a Marquis who was much older than herself to "banish the spectre of poverty". The story a variant on Bluebeard, a tale about a wealthy man who murders numerous young women. Carter's protagonist, who is unnamed, describes her mother as "eagle-featured" and "indomitable". Her mother is depicted as a woman who is prepared for violence, instead of hiding from it or sacrificing herself to it. The protagonist recalls how her mother kept an "antique service revolver" and once "shot a man-eating tiger with her own hand."[84]
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In contemporary literature, many authors have used the form of fairy tales for various reasons, such as examining the human condition from the simple framework a fairytale provides.[85] Some authors seek to recreate a sense of the fantastic in a contemporary discourse.[86] Some writers use fairy tale forms for modern issues;[87] this can include using the psychological dramas implicit in the story, as when Robin McKinley retold Donkeyskin as the novel Deerskin, with emphasis on the abusive treatment the father of the tale dealt to his daughter.[88] Sometimes, especially in children's literature, fairy tales are retold with a twist simply for comic effect, such as The Stinky Cheese Man by Jon Scieszka and The ASBO Fairy Tales by Chris Pilbeam. A common comic motif is a world where all the fairy tales take place, and the characters are aware of their role in the story,[89] such as in the film series Shrek.
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Other authors may have specific motives, such as multicultural or feminist reevaluations of predominantly Eurocentric masculine-dominated fairy tales, implying critique of older narratives.[90] The figure of the damsel in distress has been particularly attacked by many feminist critics. Examples of narrative reversal rejecting this figure include The Paperbag Princess by Robert Munsch, a picture book aimed at children in which a princess rescues a prince, and Angela Carter's The Bloody Chamber, which retells a number of fairy tales from a female point of view.[91]
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There are also many contemporary erotic retellings of fairy tales, which explicitly draw upon the original spirit of the tales, and are specifically for adults. Modern retellings focus on exploring the tale through use of the erotic, explicit sexuality, dark and/or comic themes, female empowerment, fetish and BDSM, multicultural, and heterosexual characters. Cleis Press has released several fairy tale themed erotic anthologies, including Fairy Tale Lust, Lustfully Ever After, and A Princess Bound.
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It may be hard to lay down the rule between fairy tales and fantasies that use fairy tale motifs, or even whole plots, but the distinction is commonly made, even within the works of a single author: George MacDonald's Lilith and Phantastes are regarded as fantasies, while his "The Light Princess", "The Golden Key", and "The Wise Woman" are commonly called fairy tales. The most notable distinction is that fairytale fantasies, like other fantasies, make use of novelistic writing conventions of prose, characterization, or setting.[92]
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Fairy tales have been enacted dramatically; records exist of this in commedia dell'arte,[93] and later in pantomime.[94] The advent of cinema has meant that such stories could be presented in a more plausible manner, with the use of special effects and animation. The Walt Disney Company has had a significant impact on the evolution of the fairy tale film. Some of the earliest short silent films from the Disney studio were based on fairy tales, and some fairy tales were adapted into shorts in the musical comedy series "Silly Symphony", such as Three Little Pigs. Walt Disney's first feature-length film Snow White and the Seven Dwarfs, released in 1937, was a ground-breaking film for fairy tales and, indeed, fantasy in general.[81] Disney and his creative successors have returned to traditional and literary fairy tales numerous times with films such as Cinderella (1950), Sleeping Beauty (1959), The Little Mermaid (1989) and Beauty and the Beast (1991). Disney's influence helped establish the fairy tale genre as a genre for children, and has been accused by some of bowdlerizing the gritty naturalism – and sometimes unhappy endings – of many folk fairy tales.[88] However, others note that the softening of fairy tales occurred long before Disney, some of which was even done by the Grimm brothers themselves.[95][96]
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Many filmed fairy tales have been made primarily for children, from Disney's later works to Aleksandr Rou's retelling of Vasilissa the Beautiful, the first Soviet film to use Russian folk tales in a big-budget feature.[97] Others have used the conventions of fairy tales to create new stories with sentiments more relevant to contemporary life, as in Labyrinth,[98] My Neighbor Totoro, Happily N'Ever After, and the films of Michel Ocelot.[99]
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Other works have retold familiar fairy tales in a darker, more horrific or psychological variant aimed primarily at adults. Notable examples are Jean Cocteau's Beauty and the Beast[100] and The Company of Wolves, based on Angela Carter's retelling of Little Red Riding Hood.[101] Likewise, Princess Mononoke,[102] Pan's Labyrinth,[103] Suspiria, and Spike[104] create new stories in this genre from fairy tale and folklore motifs.
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In comics and animated TV series, The Sandman, Revolutionary Girl Utena, Princess Tutu, Fables and MÄR all make use of standard fairy tale elements to various extents but are more accurately categorised as fairytale fantasy due to the definite locations and characters which a longer narrative requires.
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A more modern cinematic fairy tale would be Luchino Visconti's Le Notti Bianche, starring Marcello Mastroianni before he became a superstar. It involves many of the romantic conventions of fairy tales, yet it takes place in post-World War II Italy, and it ends realistically.
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Any comparison of fairy tales quickly discovers that many fairy tales have features in common with each other. Two of the most influential classifications are those of Antti Aarne, as revised by Stith Thompson into the Aarne-Thompson classification system, and Vladimir Propp's Morphology of the Folk Tale.
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This system groups fairy and folk tales according to their overall plot. Common, identifying features are picked out to decide which tales are grouped together. Much therefore depends on what features are regarded as decisive.
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For instance, tales like Cinderella – in which a persecuted heroine, with the help of the fairy godmother or similar magical helper, attends an event (or three) in which she wins the love of a prince and is identified as his true bride—are classified as type 510, the persecuted heroine. Some such tales are The Wonderful Birch; Aschenputtel; Katie Woodencloak; The Story of Tam and Cam; Ye Xian; Cap O' Rushes; Catskin; Fair, Brown and Trembling; Finette Cendron; Allerleirauh.
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Further analysis of the tales shows that in Cinderella, The Wonderful Birch, The Story of Tam and Cam, Ye Xian, and Aschenputtel, the heroine is persecuted by her stepmother and refused permission to go to the ball or other event, and in Fair, Brown and Trembling and Finette Cendron by her sisters and other female figures, and these are grouped as 510A; while in Cap O' Rushes, Catskin, and Allerleirauh, the heroine is driven from home by her father's persecutions, and must take work in a kitchen elsewhere, and these are grouped as 510B. But in Katie Woodencloak, she is driven from home by her stepmother's persecutions and must take service in a kitchen elsewhere, and in Tattercoats, she is refused permission to go to the ball by her grandfather. Given these features common with both types of 510, Katie Woodencloak is classified as 510A because the villain is the stepmother, and Tattercoats as 510B because the grandfather fills the father's role.
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This system has its weaknesses in the difficulty of having no way to classify subportions of a tale as motifs. Rapunzel is type 310 (The Maiden in the Tower), but it opens with a child being demanded in return for stolen food, as does Puddocky; but Puddocky is not a Maiden in the Tower tale, while The Canary Prince, which opens with a jealous stepmother, is.
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It also lends itself to emphasis on the common elements, to the extent that the folklorist describes The Black Bull of Norroway as the same story as Beauty and the Beast. This can be useful as a shorthand but can also erase the coloring and details of a story.[105]
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Vladimir Propp specifically studied a collection of Russian fairy tales, but his analysis has been found useful for the tales of other countries.[106] Having criticized Aarne-Thompson type analysis for ignoring what motifs did in stories, and because the motifs used were not clearly distinct,[107] he analyzed the tales for the function each character and action fulfilled and concluded that a tale was composed of thirty-one elements ('functions') and seven characters or 'spheres of action' ('the princess and her father' are a single sphere). While the elements were not all required for all tales, when they appeared they did so in an invariant order – except that each individual element might be negated twice, so that it would appear three times, as when, in Brother and Sister, the brother resists drinking from enchanted streams twice, so that it is the third that enchants him.[108] Propp's 31 functions also fall within six 'stages' (preparation, complication, transference, struggle, return, recognition), and a stage can also be repeated, which can affect the perceived order of elements.
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One such element is the donor who gives the hero magical assistance, often after testing him.[109] In The Golden Bird, the talking fox tests the hero by warning him against entering an inn and, after he succeeds, helps him find the object of his quest; in The Boy Who Drew Cats, the priest advised the hero to stay in small places at night, which protects him from an evil spirit; in Cinderella, the fairy godmother gives Cinderella the dresses she needs to attend the ball, as their mothers' spirits do in Bawang Putih Bawang Merah and The Wonderful Birch; in The Fox Sister, a Buddhist monk gives the brothers magical bottles to protect against the fox spirit. The roles can be more complicated.[110] In The Red Ettin, the role is split into the mother—who offers the hero the whole of a journey cake with her curse or half with her blessing—and when he takes the half, a fairy who gives him advice; in Mr Simigdáli, the sun, the moon, and the stars all give the heroine a magical gift. Characters who are not always the donor can act like the donor.[111] In Kallo and the Goblins, the villain goblins also give the heroine gifts, because they are tricked; in Schippeitaro, the evil cats betray their secret to the hero, giving him the means to defeat them. Other fairy tales, such as The Story of the Youth Who Went Forth to Learn What Fear Was, do not feature the donor.
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Analogies have been drawn between this and the analysis of myths into the hero's journey.[112]
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Many fairy tales have been interpreted for their (purported) significance. One mythological interpretation saw many fairy tales, including Hansel and Gretel, Sleeping Beauty, and The Frog King, as solar myths; this mode of interpretation subsequently became rather less popular.[113] Freudian, Jungian, and other psychological analyses have also explicated many tales, but no mode of interpretation has established itself definitively.[114]
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Specific analyses have often been criticized[by whom?] for lending great importance to motifs that are not, in fact, integral to the tale; this has often stemmed from treating one instance of a fairy tale as the definitive text, where the tale has been told and retold in many variations.[115] In variants of Bluebeard, the wife's curiosity is betrayed by a blood-stained key, by an egg's breaking, or by the singing of a rose she wore, without affecting the tale, but interpretations of specific variants have claimed that the precise object is integral to the tale.[116]
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Other folklorists have interpreted tales as historical documents. Many[quantify] German folklorists, believing the tales to have preserved details from ancient times, have used the Grimms' tales to explain ancient customs.[117]
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One approach sees the topography of European Märchen as echoing the period immediately following the last Ice Age.[118]
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Other folklorists have explained the figure of the wicked stepmother in a historical/sociological context: many women did die in childbirth, their husbands remarried, and the new stepmothers competed with the children of the first marriage for resources.[119]
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In a 2012 lecture, Jack Zipes reads fairy tales as examples of what he calls "childism". He suggests that there are terrible aspects to the tales, which (among other things) have conditioned children to accept mistreatment and even abuse.[120]
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Fairy tales have inspired music, namely opera, such as the French Opéra féerie and the German Märchenoper. French examples include Gretry's Zémire et Azor, and Auber's Le cheval de bronze, German operas are Mozart's Die Zauberflöte, Humperdinck's Hänsel und Gretel, Siegfried Wagner's An allem ist Hütchen schuld!, which is based on many fairy tales, and Carl Orff's Die Kluge. Even contemporary fairy tales have been written for the purpose of inspiration in the music world. "Raven Girl" by Audrey Niffenegger was written to inspire a new dance for the Royal Ballet in London.
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The song "Singring and the Glass Guitar" by the American band Utopia, recorded for their album "Ra", is called "An Electrified Fairytale". Composed by the four members of the band, Roger Powell, Kasim Sulton, Willie Wilcox and Todd Rundgren, it tells the story of the theft of the Glass Guitar by Evil Forces, which has to be recovered by the four heroes.
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Mesopotamia (Arabic: بِلَاد ٱلرَّافِدَيْن Bilād ar-Rāfidayn, Ancient Greek: Μεσοποταμία) is a historical region of Western Asia situated within the Tigris–Euphrates river system, in the northern part of the Fertile Crescent, in modern days roughly corresponding to most of Iraq, Kuwait, the eastern parts of Syria, Southeastern Turkey, and regions along the Turkish–Syrian and Iran–Iraq borders.[1]
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The Sumerians and Akkadians (including Assyrians and Babylonians) dominated Mesopotamia from the beginning of written history (c. 3100 BC) to the fall of Babylon in 539 BC, when it was conquered by the Achaemenid Empire. It fell to Alexander the Great in 332 BC, and after his death, it became part of the Greek Seleucid Empire.
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Around 150 BC, Mesopotamia was under the control of the Parthian Empire. Mesopotamia became a battleground between the Romans and Parthians, with western parts of Mesopotamia coming under ephemeral Roman control. In AD 226, the eastern regions of Mesopotamia fell to the Sassanid Persians. The division of Mesopotamia between Roman (Byzantine from AD 395) and Sassanid Empires lasted until the 7th century Muslim conquest of Persia of the Sasanian Empire and Muslim conquest of the Levant from Byzantines. A number of primarily neo-Assyrian and Christian native Mesopotamian states existed between the 1st century BC and 3rd century AD, including Adiabene, Osroene, and Hatra.
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Mesopotamia is the site of the earliest developments of the Neolithic Revolution from around 10,000 BC. It has been identified as having "inspired some of the most important developments in human history, including the invention of the wheel, the planting of the first cereal crops, and the development of cursive script, mathematics, astronomy, and agriculture".[2]
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The regional toponym Mesopotamia (/ˌmɛsəpəˈteɪmiə/, Ancient Greek: Μεσοποταμία '[land] between rivers'; Arabic: بِلَاد ٱلرَّافِدَيْن Bilād ar-Rāfidayn or Arabic: بَيْن ٱلنَّهْرَيْن Bayn an-Nahrayn; Persian: میانرودان miyân rudân; Syriac: ܒܝܬ ܢܗܪܝܢ Beth Nahrain "land of rivers") comes from the ancient Greek root words μέσος (mesos, 'middle') and ποταμός (potamos, 'river') and translates to '(land) between rivers'. It is used throughout the Greek Septuagint (c. 250 BC) to translate the Hebrew and Aramaic equivalent Naharaim. An even earlier Greek usage of the name Mesopotamia is evident from The Anabasis of Alexander, which was written in the late 2nd century AD, but specifically refers to sources from the time of Alexander the Great. In the Anabasis, Mesopotamia was used to designate the land east of the Euphrates in north Syria.
|
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|
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The Aramaic term biritum/birit narim corresponded to a similar geographical concept.[3] Later, the term Mesopotamia was more generally applied to all the lands between the Euphrates and the Tigris, thereby incorporating not only parts of Syria but also almost all of Iraq and southeastern Turkey.[4] The neighbouring steppes to the west of the Euphrates and the western part of the Zagros Mountains are also often included under the wider term Mesopotamia.[5][6][7]
|
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|
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A further distinction is usually made between Northern or Upper Mesopotamia and Southern or Lower Mesopotamia.[8] Upper Mesopotamia, also known as the Jazira, is the area between the Euphrates and the Tigris from their sources down to Baghdad.[5] Lower Mesopotamia is the area from Baghdad to the Persian Gulf and includes Kuwait and parts of western Iran.[8]
|
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|
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In modern academic usage, the term Mesopotamia often also has a chronological connotation. It is usually used to designate the area until the Muslim conquests, with names like Syria, Jazira, and Iraq being used to describe the region after that date.[4][9] It has been argued that these later euphemisms are Eurocentric terms attributed to the region in the midst of various 19th-century Western encroachments.[9][10]
|
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|
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Mesopotamia encompasses the land between the Euphrates and Tigris rivers, both of which have their headwaters in the Taurus Mountains. Both rivers are fed by numerous tributaries, and the entire river system drains a vast mountainous region. Overland routes in Mesopotamia usually follow the Euphrates because the banks of the Tigris are frequently steep and difficult. The climate of the region is semi-arid with a vast desert expanse in the north which gives way to a 15,000-square-kilometre (5,800 sq mi) region of marshes, lagoons, mud flats, and reed banks in the south. In the extreme south, the Euphrates and the Tigris unite and empty into the Persian Gulf.
|
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The arid environment which ranges from the northern areas of rain-fed agriculture to the south where irrigation of agriculture is essential if a surplus energy returned on energy invested (EROEI) is to be obtained. This irrigation is aided by a high water table and by melting snows from the high peaks of the northern Zagros Mountains and from the Armenian Highlands, the source of the Tigris and Euphrates Rivers that give the region its name. The usefulness of irrigation depends upon the ability to mobilize sufficient labor for the construction and maintenance of canals, and this, from the earliest period, has assisted the development of urban settlements and centralized systems of political authority.
|
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|
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Agriculture throughout the region has been supplemented by nomadic pastoralism, where tent-dwelling nomads herded sheep and goats (and later camels) from the river pastures in the dry summer months, out into seasonal grazing lands on the desert fringe in the wet winter season. The area is generally lacking in building stone, precious metals and timber, and so historically has relied upon long-distance trade of agricultural products to secure these items from outlying areas. In the marshlands to the south of the area, a complex water-borne fishing culture has existed since prehistoric times, and has added to the cultural mix.
|
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|
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Periodic breakdowns in the cultural system have occurred for a number of reasons. The demands for labor has from time to time led to population increases that push the limits of the ecological carrying capacity, and should a period of climatic instability ensue, collapsing central government and declining populations can occur. Alternatively, military vulnerability to invasion from marginal hill tribes or nomadic pastoralists has led to periods of trade collapse and neglect of irrigation systems. Equally, centripetal tendencies amongst city states has meant that central authority over the whole region, when imposed, has tended to be ephemeral, and localism has fragmented power into tribal or smaller regional units.[11] These trends have continued to the present day in Iraq.
|
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|
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The pre-history of the Ancient Near East begins in the Lower Paleolithic period. Therein, writing emerged with a pictographic script in the Uruk IV period (c. 4th millennium BC), and the documented record of actual historical events — and the ancient history of lower Mesopotamia — commenced in the mid-third millennium BC with cuneiform records of early dynastic kings. This entire history ends with either the arrival of the Achaemenid Empire in the late 6th century BC, or with the Muslim conquest and the establishment of the Caliphate in the late 7th century AD, from which point the region came to be known as Iraq. In the long span of this period, Mesopotamia housed some of the world's most ancient highly developed and socially complex states.
|
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|
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The region was one of the four riverine civilizations where writing was invented, along with the Nile valley in Ancient Egypt, the Indus Valley Civilization in the Indian subcontinent, and the Yellow River in Ancient China. Mesopotamia housed historically important cities such as Uruk, Nippur, Nineveh, Assur and Babylon, as well as major territorial states such as the city of Eridu, the Akkadian kingdoms, the Third Dynasty of Ur, and the various Assyrian empires. Some of the important historical Mesopotamian leaders were Ur-Nammu (king of Ur), Sargon of Akkad (who established the Akkadian Empire), Hammurabi (who established the Old Babylonian state), Ashur-uballit II and Tiglath-Pileser I (who established the Assyrian Empire).
|
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|
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Scientists analysed DNA from the 8,000-year-old remains of early farmers found at an ancient graveyard in Germany. They compared the genetic signatures to those of modern populations and found similarities with the DNA of people living in today's Turkey and Iraq.[12]
|
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|
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The earliest language written in Mesopotamia was Sumerian, an agglutinative language isolate. Along with Sumerian, Semitic languages were also spoken in early Mesopotamia.[14] Subartuan[15] a language of the Zagros, perhaps related to the Hurro-Urartuan language family is attested in personal names, rivers and mountains and in various crafts. Akkadian came to be the dominant language during the Akkadian Empire and the Assyrian empires, but Sumerian was retained for administrative, religious, literary and scientific purposes. Different varieties of Akkadian were used until the end of the Neo-Babylonian period. Old Aramaic, which had already become common in Mesopotamia, then became the official provincial administration language of first the Neo-Assyrian Empire, and then the Achaemenid Empire: the official lect is called Imperial Aramaic. Akkadian fell into disuse, but both it and Sumerian were still used in temples for some centuries. The last Akkadian texts date from the late 1st century AD.
|
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Early in Mesopotamia's history (around the mid-4th millennium BC) cuneiform was invented for the Sumerian language. Cuneiform literally means "wedge-shaped", due to the triangular tip of the stylus used for impressing signs on wet clay. The standardized form of each cuneiform sign appears to have been developed from pictograms. The earliest texts (7 archaic tablets) come from the É, a temple dedicated to the goddess Inanna at Uruk, from a building labeled as Temple C by its excavators.
|
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The early logographic system of cuneiform script took many years to master. Thus, only a limited number of individuals were hired as scribes to be trained in its use. It was not until the widespread use of a syllabic script was adopted under Sargon's rule[16] that significant portions of the Mesopotamian population became literate. Massive archives of texts were recovered from the archaeological contexts of Old Babylonian scribal schools, through which literacy was disseminated.
|
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|
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During the third millennium BC, there developed a very intimate cultural symbiosis between the Sumerian and the Akkadian language users, which included widespread bilingualism.[17] The influence of Sumerian on Akkadian (and vice versa) is evident in all areas, from lexical borrowing on a massive scale, to syntactic, morphological, and phonological convergence.[17] This has prompted scholars to refer to Sumerian and Akkadian in the third millennium as a sprachbund.[17] Akkadian gradually replaced Sumerian as the spoken language of Mesopotamia somewhere around the turn of the 3rd and the 2nd millennium BC (the exact dating being a matter of debate),[18] but Sumerian continued to be used as a sacred, ceremonial, literary, and scientific language in Mesopotamia until the 1st century AD.
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Libraries were extant in towns and temples during the Babylonian Empire. An old Sumerian proverb averred that "he who would excel in the school of the scribes must rise with the dawn." Women as well as men learned to read and write,[19] and for the Semitic Babylonians, this involved knowledge of the extinct Sumerian language, and a complicated and extensive syllabary.
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A considerable amount of Babylonian literature was translated from Sumerian originals, and the language of religion and law long continued to be the old agglutinative language of Sumer. Vocabularies, grammars, and interlinear translations were compiled for the use of students, as well as commentaries on the older texts and explanations of obscure words and phrases. The characters of the syllabary were all arranged and named, and elaborate lists were drawn up.
|
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Many Babylonian literary works are still studied today. One of the most famous of these was the Epic of Gilgamesh, in twelve books, translated from the original Sumerian by a certain Sîn-lēqi-unninni, and arranged upon an astronomical principle. Each division contains the story of a single adventure in the career of Gilgamesh. The whole story is a composite product, although it is probable that some of the stories are artificially attached to the central figure.
|
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|
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Mesopotamian mathematics and science was based on a sexagesimal (base 60) numeral system. This is the source of the 60-minute hour, the 24-hour day, and the 360-degree circle. The Sumerian calendar was based on the seven-day week. This form of mathematics was instrumental in early map-making. The Babylonians also had theorems on how to measure the area of several shapes and solids. They measured the circumference of a circle as three times the diameter and the area as one-twelfth the square of the circumference, which would be correct if π were fixed at 3. The volume of a cylinder was taken as the product of the area of the base and the height; however, the volume of the frustum of a cone or a square pyramid was incorrectly taken as the product of the height and half the sum of the bases. Also, there was a recent discovery in which a tablet used π as 25/8 (3.125 instead of 3.14159~). The Babylonians are also known for the Babylonian mile, which was a measure of distance equal to about seven modern miles (11 km). This measurement for distances eventually was converted to a time-mile used for measuring the travel of the Sun, therefore, representing time.[20]
|
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|
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From Sumerian times, temple priesthoods had attempted to associate current events with certain positions of the planets and stars. This continued to Assyrian times, when Limmu lists were created as a year by year association of events with planetary positions, which, when they have survived to the present day, allow accurate associations of relative with absolute dating for establishing the history of Mesopotamia.
|
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The Babylonian astronomers were very adept at mathematics and could predict eclipses and solstices. Scholars thought that everything had some purpose in astronomy. Most of these related to religion and omens. Mesopotamian astronomers worked out a 12-month calendar based on the cycles of the moon. They divided the year into two seasons: summer and winter. The origins of astronomy as well as astrology date from this time.
|
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During the 8th and 7th centuries BC, Babylonian astronomers developed a new approach to astronomy. They began studying philosophy dealing with the ideal nature of the early universe and began employing an internal logic within their predictive planetary systems. This was an important contribution to astronomy and the philosophy of science and some scholars have thus referred to this new approach as the first scientific revolution.[21] This new approach to astronomy was adopted and further developed in Greek and Hellenistic astronomy.
|
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In Seleucid and Parthian times, the astronomical reports were thoroughly scientific; how much earlier their advanced knowledge and methods were developed is uncertain. The Babylonian development of methods for predicting the motions of the planets is considered to be a major episode in the history of astronomy.
|
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The only Greek-Babylonian astronomer known to have supported a heliocentric model of planetary motion was Seleucus of Seleucia (b. 190 BC).[22][23][24] Seleucus is known from the writings of Plutarch. He supported Aristarchus of Samos' heliocentric theory where the Earth rotated around its own axis which in turn revolved around the Sun. According to Plutarch, Seleucus even proved the heliocentric system, but it is not known what arguments he used (except that he correctly theorized on tides as a result of Moon's attraction).
|
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|
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Babylonian astronomy served as the basis for much of Greek, classical Indian, Sassanian, Byzantine, Syrian, medieval Islamic, Central Asian, and Western European astronomy.[25]
|
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|
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The oldest Babylonian texts on medicine date back to the Old Babylonian period in the first half of the 2nd millennium BC. The most extensive Babylonian medical text, however, is the Diagnostic Handbook written by the ummânū, or chief scholar, Esagil-kin-apli of Borsippa,[26] during the reign of the Babylonian king Adad-apla-iddina (1069-1046 BC).[27]
|
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|
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Along with contemporary Egyptian medicine, the Babylonians introduced the concepts of diagnosis, prognosis, physical examination, enemas,[28] and prescriptions. In addition, the Diagnostic Handbook introduced the methods of therapy and aetiology and the use of empiricism, logic, and rationality in diagnosis, prognosis and therapy. The text contains a list of medical symptoms and often detailed empirical observations along with logical rules used in combining observed symptoms on the body of a patient with its diagnosis and prognosis.[29]
|
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|
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The symptoms and diseases of a patient were treated through therapeutic means such as bandages, creams and pills. If a patient could not be cured physically, the Babylonian physicians often relied on exorcism to cleanse the patient from any curses. Esagil-kin-apli's Diagnostic Handbook was based on a logical set of axioms and assumptions, including the modern view that through the examination and inspection of the symptoms of a patient, it is possible to determine the patient's disease, its aetiology, its future development, and the chances of the patient's recovery.[26]
|
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|
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Esagil-kin-apli discovered a variety of illnesses and diseases and described their symptoms in his Diagnostic Handbook. These include the symptoms for many varieties of epilepsy and related ailments along with their diagnosis and prognosis.[30]
|
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Mesopotamian people invented many technologies including metal and copper-working, glass and lamp making, textile weaving, flood control, water storage, and irrigation. They were also one of the first Bronze Age societies in the world. They developed from copper, bronze, and gold on to iron. Palaces were decorated with hundreds of kilograms of these very expensive metals. Also, copper, bronze, and iron were used for armor as well as for different weapons such as swords, daggers, spears, and maces.
|
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According to a recent hypothesis, the Archimedes' screw may have been used by Sennacherib, King of Assyria, for the water systems at the Hanging Gardens of Babylon and Nineveh in the 7th century BC, although mainstream scholarship holds it to be a Greek invention of later times.[31] Later, during the Parthian or Sasanian periods, the Baghdad Battery, which may have been the world's first battery, was created in Mesopotamia.[32]
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Ancient Mesopotamian religion was the first recorded. Mesopotamians believed that the world was a flat disc,[33] surrounded by a huge, holed space, and above that, heaven. They also believed that water was everywhere, the top, bottom and sides, and that the universe was born from this enormous sea. In addition, Mesopotamian religion was polytheistic. Although the beliefs described above were held in common among Mesopotamians, there were also regional variations. The Sumerian word for universe is an-ki, which refers to the god An and the goddess Ki.[citation needed] Their son was Enlil, the air god. They believed that Enlil was the most powerful god. He was the chief god of the pantheon. The Sumerians also posed philosophical questions, such as: Who are we?, Where are we?, How did we get here?.[citation needed] They attributed answers to these questions to explanations provided by their gods.
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The numerous civilizations of the area influenced the Abrahamic religions, especially the Hebrew Bible; its cultural values and literary influence are especially evident in the Book of Genesis.[34]
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Giorgio Buccellati believes that the origins of philosophy can be traced back to early Mesopotamian wisdom, which embodied certain philosophies of life, particularly ethics, in the forms of dialectic, dialogues, epic poetry, folklore, hymns, lyrics, prose works, and proverbs. Babylonian reason and rationality developed beyond empirical observation.[35]
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The earliest form of logic was developed by the Babylonians, notably in the rigorous nonergodic nature of their social systems. Babylonian thought was axiomatic and is comparable to the "ordinary logic" described by John Maynard Keynes. Babylonian thought was also based on an open-systems ontology which is compatible with ergodic axioms.[36] Logic was employed to some extent in Babylonian astronomy and medicine.
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Babylonian thought had a considerable influence on early Ancient Greek and Hellenistic philosophy. In particular, the Babylonian text Dialogue of Pessimism contains similarities to the agonistic thought of the Sophists, the Heraclitean doctrine of dialectic, and the dialogs of Plato, as well as a precursor to the Socratic method.[37] The Ionian philosopher Thales was influenced by Babylonian cosmological ideas.
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Ancient Mesopotamians had ceremonies each month. The theme of the rituals and festivals for each month was determined by at least six important factors:
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Some songs were written for the gods but many were written to describe important events. Although music and songs amused kings, they were also enjoyed by ordinary people who liked to sing and dance in their homes or in the marketplaces. Songs were sung to children who passed them on to their children. Thus songs were passed on through many generations as an oral tradition until writing was more universal. These songs provided a means of passing on through the centuries highly important information about historical events.
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The Oud (Arabic:العود) is a small, stringed musical instrument used by the Mesopotamians. The oldest pictorial record of the Oud dates back to the Uruk period in Southern Mesopotamia over 5000 years ago. It is on a cylinder seal currently housed at the British Museum and acquired by Dr. Dominique Collon. The image depicts a female crouching with her instruments upon a boat, playing right-handed. This instrument appears hundreds of times throughout Mesopotamian history and again in ancient Egypt from the 18th dynasty onwards in long- and short-neck varieties. The oud is regarded as a precursor to the European lute. Its name is derived from the Arabic word العود al-‘ūd 'the wood', which is probably the name of the tree from which the oud was made. (The Arabic name, with the definite article, is the source of the word 'lute'.)
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Hunting was popular among Assyrian kings. Boxing and wrestling feature frequently in art, and some form of polo was probably popular, with men sitting on the shoulders of other men rather than on horses.[38] They also played majore, a game similar to the sport rugby, but played with a ball made of wood. They also played a board game similar to senet and backgammon, now known as the "Royal Game of Ur".
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Mesopotamia, as shown by successive law codes, those of Urukagina, Lipit Ishtar and Hammurabi, across its history became more and more a patriarchal society, one in which the men were far more powerful than the women. For example, during the earliest Sumerian period, the "en", or high priest of male gods was originally a woman, that of female goddesses, a man. Thorkild Jacobsen, as well as many others, has suggested that early Mesopotamian society was ruled by a "council of elders" in which men and women were equally represented, but that over time, as the status of women fell, that of men increased. As for schooling, only royal offspring and sons of the rich and professionals, such as scribes, physicians, temple administrators, went to school. Most boys were taught their father's trade or were apprenticed out to learn a trade.[39] Girls had to stay home with their mothers to learn housekeeping and cooking, and to look after the younger children. Some children would help with crushing grain or cleaning birds. Unusually for that time in history, women in Mesopotamia had rights. They could own property and, if they had good reason, get a divorce.[40]:78–79
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Hundreds of graves have been excavated in parts of Mesopotamia, revealing information about Mesopotamian burial habits. In the city of Ur, most people were buried in family graves under their houses, along with some possessions. A few have been found wrapped in mats and carpets. Deceased children were put in big "jars" which were placed in the family chapel. Other remains have been found buried in common city graveyards. 17 graves have been found with very precious objects in them. It is assumed that these were royal graves. Rich of various periods, have been discovered to have sought burial in Bahrein, identified with Sumerian Dilmun.[41]
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Irrigated agriculture spread southwards from the Zagros foothills with the Samara and Hadji Muhammed culture, from about 5,000 BC.[42] Sumerian temples functioned as banks and developed the first large-scale system of loans and credit, but the Babylonians developed the earliest system of commercial banking. It was comparable in some ways to modern post-Keynesian economics, but with a more "anything goes" approach.[36]
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In the early period down to Ur III temples owned up to one third of the available land, declining over time as royal and other private holdings increased in frequency. The word Ensi was used to describe the official who organized the work of all facets of temple agriculture. Villeins are known to have worked most frequently within agriculture, especially in the grounds of temples or palaces.[43]
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The geography of southern Mesopotamia is such that agriculture is possible only with irrigation and good drainage, a fact which has had a profound effect on the evolution of early Mesopotamian civilization. The need for irrigation led the Sumerians, and later the Akkadians, to build their cities along the Tigris and Euphrates and the branches of these rivers. Major cities, such as Ur and Uruk, took root on tributaries of the Euphrates, while others, notably Lagash, were built on branches of the Tigris. The rivers provided the further benefits of fish (used both for food and fertilizer), reeds, and clay (for building materials). With irrigation, the food supply in Mesopotamia was comparable to the Canadian prairies.[44]
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The Tigris and Euphrates River valleys form the northeastern portion of the Fertile Crescent, which also included the Jordan River valley and that of the Nile. Although land nearer to the rivers was fertile and good for crops, portions of land farther from the water were dry and largely uninhabitable. This is why the development of irrigation was very important for settlers of Mesopotamia. Other Mesopotamian innovations include the control of water by dams and the use of aqueducts. Early settlers of fertile land in Mesopotamia used wooden plows to soften the soil before planting crops such as barley, onions, grapes, turnips, and apples. Mesopotamian settlers were some of the first people to make beer and wine. As a result of the skill involved in farming in the Mesopotamian, farmers did not depend on slaves to complete farm work for them, but there were some exceptions. There were too many risks involved to make slavery practical (i.e. the escape/mutiny of the slave). Although the rivers sustained life, they also destroyed it by frequent floods that ravaged entire cities. The unpredictable Mesopotamian weather was often hard on farmers; crops were often ruined so backup sources of food such as cows and lambs were also kept. Over time the southernmost parts of Sumerian Mesopotamia suffered from increased salinity of the soils, leading to a slow urban decline and a centring of power in Akkad, further north.
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The geography of Mesopotamia had a profound impact on the political development of the region. Among the rivers and streams, the Sumerian people built the first cities along with irrigation canals which were separated by vast stretches of open desert or swamp where nomadic tribes roamed. Communication among the isolated cities was difficult and, at times, dangerous. Thus, each Sumerian city became a city-state, independent of the others and protective of its independence. At times one city would try to conquer and unify the region, but such efforts were resisted and failed for centuries. As a result, the political history of Sumer is one of almost constant warfare. Eventually Sumer was unified by Eannatum, but the unification was tenuous and failed to last as the Akkadians conquered Sumeria in 2331 BC only a generation later. The Akkadian Empire was the first successful empire to last beyond a generation and see the peaceful succession of kings. The empire was relatively short-lived, as the Babylonians conquered them within only a few generations.
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The Mesopotamians believed their kings and queens were descended from the City of Gods, but, unlike the ancient Egyptians, they never believed their kings were real gods.[45] Most kings named themselves “king of the universe” or “great king”. Another common name was “shepherd”, as kings had to look after their people.
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When Assyria grew into an empire, it was divided into smaller parts, called provinces. Each of these were named after their main cities, like Nineveh, Samaria, Damascus, and Arpad. They all had their own governor who had to make sure everyone paid their taxes. Governors also had to call up soldiers to war and supply workers when a temple was built. He was also responsible for enforcing the laws. In this way, it was easier to keep control of a large empire. Although Babylon was quite a small state in the Sumerian, it grew tremendously throughout the time of Hammurabi's rule. He was known as "the lawmaker", and soon Babylon became one of the main cities in Mesopotamia. It was later called Babylonia, which meant "the gateway of the gods." It also became one of history's greatest centers of learning.
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With the end of the Uruk phase, walled cities grew and many isolated Ubaid villages were abandoned indicating a rise in communal violence. An early king Lugalbanda was supposed to have built the white walls around the city. As city-states began to grow, their spheres of influence overlapped, creating arguments between other city-states, especially over land and canals. These arguments were recorded in tablets several hundreds of years before any major war—the first recording of a war occurred around 3200 BC but was not common until about 2500 BC. An Early Dynastic II king (Ensi) of Uruk in Sumer, Gilgamesh (c. 2600 BC), was commended for military exploits against Humbaba guardian of the Cedar Mountain, and was later celebrated in many later poems and songs in which he was claimed to be two-thirds god and only one-third human. The later Stele of the Vultures at the end of the Early Dynastic III period (2600–2350 BC), commemorating the victory of Eannatum of Lagash over the neighbouring rival city of Umma is the oldest monument in the world that celebrates a massacre.[46] From this point forwards, warfare was incorporated into the Mesopotamian political system. At times a neutral city may act as an arbitrator for the two rival cities. This helped to form unions between cities, leading to regional states.[45] When empires were created, they went to war more with foreign countries. King Sargon, for example, conquered all the cities of Sumer, some cities in Mari, and then went to war with northern Syria. Many Assyrian and Babylonian palace walls were decorated with the pictures of the successful fights and the enemy either desperately escaping or hiding amongst reeds.
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City-states of Mesopotamia created the first law codes, drawn from legal precedence and decisions made by kings. The codes of Urukagina and Lipit Ishtar have been found. The most renowned of these was that of Hammurabi, as mentioned above, who was posthumously famous for his set of laws, the Code of Hammurabi (created c. 1780 BC), which is one of the earliest sets of laws found and one of the best preserved examples of this type of document from ancient Mesopotamia. He codified over 200 laws for Mesopotamia. Examination of the laws show a progressive weakening of the rights of women, and increasing severity in the treatment of slaves[47]
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The art of Mesopotamia rivalled that of Ancient Egypt as the most grand, sophisticated and elaborate in western Eurasia from the 4th millennium BC until the Persian Achaemenid Empire conquered the region in the 6th century BC. The main emphasis was on various, very durable, forms of sculpture in stone and clay; little painting has survived, but what has suggests that painting was mainly used for geometrical and plant-based decorative schemes, though most sculpture was also painted.
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The Protoliterate period, dominated by Uruk, saw the production of sophisticated works like the Warka Vase and cylinder seals. The Guennol Lioness is an outstanding small limestone figure from Elam of about 3000–2800 BC, part man and part lion.[48] A little later there are a number of figures of large-eyed priests and worshippers, mostly in alabaster and up to a foot high, who attended temple cult images of the deity, but very few of these have survived.[49] Sculptures from the Sumerian and Akkadian period generally had large, staring eyes, and long beards on the men. Many masterpieces have also been found at the Royal Cemetery at Ur (c. 2650 BC), including the two figures of a Ram in a Thicket, the Copper Bull and a bull's head on one of the Lyres of Ur.[50]
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From the many subsequent periods before the ascendency of the Neo-Assyrian Empire Mesopotamian art survives in a number of forms: cylinder seals, relatively small figures in the round, and reliefs of various sizes, including cheap plaques of moulded pottery for the home, some religious and some apparently not.[51] The Burney Relief is an unusual elaborate and relatively large (20 x 15 inches) terracotta plaque of a naked winged goddess with the feet of a bird of prey, and attendant owls and lions. It comes from the 18th or 19th centuries BC, and may also be moulded.[52] Stone stelae, votive offerings, or ones probably commemorating victories and showing feasts, are also found from temples, which unlike more official ones lack inscriptions that would explain them;[53] the fragmentary Stele of the Vultures is an early example of the inscribed type,[54] and the Assyrian Black Obelisk of Shalmaneser III a large and solid late one.[55]
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The conquest of the whole of Mesopotamia and much surrounding territory by the Assyrians created a larger and wealthier state than the region had known before, and very grandiose art in palaces and public places, no doubt partly intended to match the splendour of the art of the neighbouring Egyptian empire. The Assyrians developed a style of extremely large schemes of very finely detailed narrative low reliefs in stone for palaces, with scenes of war or hunting; the British Museum has an outstanding collection. They produced very little sculpture in the round, except for colossal guardian figures, often the human-headed lamassu, which are sculpted in high relief on two sides of a rectangular block, with the heads effectively in the round (and also five legs, so that both views seem complete). Even before dominating the region they had continued the cylinder seal tradition with designs which are often exceptionally energetic and refined.[56]
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The study of ancient Mesopotamian architecture is based on available archaeological evidence, pictorial representation of buildings, and texts on building practices. Scholarly literature usually concentrates on temples, palaces, city walls and gates, and other monumental buildings, but occasionally one finds works on residential architecture as well.[57] Archaeological surface surveys also allowed for the study of urban form in early Mesopotamian cities.
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Brick is the dominant material, as the material was freely available locally, whereas building stone had to be brought a considerable distance to most cities.[58] The ziggurat is the most distinctive form, and cities often had large gateways, of which the Ishtar Gate from Neo-Babylonian Babylon, decorated with beasts in polychrome brick, is the most famous, now largely in the Pergamon Museum in Berlin.
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The most notable architectural remains from early Mesopotamia are the temple complexes at Uruk from the 4th millennium BC, temples and palaces from the Early Dynastic period sites in the Diyala River valley such as Khafajah and Tell Asmar, the Third Dynasty of Ur remains at Nippur (Sanctuary of Enlil) and Ur (Sanctuary of Nanna), Middle Bronze Age remains at Syrian-Turkish sites of Ebla, Mari, Alalakh, Aleppo and Kultepe, Late Bronze Age palaces at Bogazkoy (Hattusha), Ugarit, Ashur and Nuzi, Iron Age palaces and temples at Assyrian (Kalhu/Nimrud, Khorsabad, Nineveh), Babylonian (Babylon), Urartian (Tushpa/Van, Kalesi, Cavustepe, Ayanis, Armavir, Erebuni, Bastam) and Neo-Hittite sites (Karkamis, Tell Halaf, Karatepe). Houses are mostly known from Old Babylonian remains at Nippur and Ur. Among the textual sources on building construction and associated rituals are Gudea's cylinders from the late 3rd millennium are notable, as well as the Assyrian and Babylonian royal inscriptions from the Iron Age.
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The Mesozoic Era ( /ˌmɛz.əˈzoʊ.ɪk, ˌmɛz.oʊ-, ˌmɛs-, ˌmiː.zə-, -zoʊ-, ˌmiː.sə-, -soʊ-/ mez-ə-ZOH-ik, mez-oh-, mess-, mee-zə-, -zoh-, mee-sə-, -soh-)[1][2] is an interval of geological time from about 252 to 66 million years ago. It is also called the Age of Reptiles and the Age of Conifers.[3]
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The Mesozoic ("middle life") is one of three geologic eras of the Phanerozoic Eon, preceded by the Paleozoic ("ancient life") and succeeded by the Cenozoic ("new life"). The era is subdivided into three major periods: the Triassic, Jurassic, and Cretaceous, which are further subdivided into a number of epochs and stages.
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The era began in the wake of the Permian–Triassic extinction event, the largest well-documented mass extinction in Earth's history, and ended with the Cretaceous–Paleogene extinction event, another mass extinction whose victims included the non-avian dinosaurs. The Mesozoic was a time of significant tectonic, climate, and evolutionary activity. The era witnessed the gradual rifting of the supercontinent Pangaea into separate landmasses that would move into their current positions during the next era. The climate of the Mesozoic was varied, alternating between warming and cooling periods. Overall, however, the Earth was hotter than it is today. Dinosaurs first appeared in the Mid-Triassic, and became the dominant terrestrial vertebrates in the Late Triassic or Early Jurassic, occupying this position for about 150 or 135 million years until their demise at the end of the Cretaceous. Birds first appeared in the Jurassic (however, true toothless birds appeared first in the Cretaceous), having evolved from a branch of theropod dinosaurs. The first mammals also appeared during the Mesozoic, but would remain small—less than 15 kg (33 lb)—until the Cenozoic. The flowering plants (angiosperms) arose in the Triassic or Jurassic and came to prominence in the late Cretaceous when they replaced the conifers and other gymnosperms as the dominant trees.
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The phrase "Age of Reptiles" was introduced by the 19th century paleontologist Gideon Mantell who viewed it as dominated by diapsids such as Iguanodon, Megalosaurus, Plesiosaurus, and Pterodactylus.
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Mesozoic means "middle life", deriving from the Greek prefix meso-/μεσο- for "between" and zōon/ζῷον meaning "animal" or "living being". The name "Mesozoic" was proposed in 1840 by the British geologist John Phillips (1800–1874).[4][5]
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The Mesozoic era was originally described as the "secondary" era, following the primary or Paleozoic, and preceding the Tertiary.[6]
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Following the Paleozoic, the Mesozoic extended roughly 186 million years, from 251.902 to 66 million years ago when the Cenozoic Era began. This time frame is separated into three geologic periods. From oldest to youngest:
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The lower boundary of the Mesozoic is set by the Permian–Triassic extinction event, during which approximately 90% to 96% of marine species and 70% of terrestrial vertebrates became extinct.[7] It is also known as the "Great Dying" because it is considered the largest mass extinction in the Earth's history. The upper boundary of the Mesozoic is set at the Cretaceous–Paleogene extinction event (or K–Pg extinction event[8]), which may have been caused by an asteroid impactor that created Chicxulub Crater on the Yucatán Peninsula. Towards the Late Cretaceous, large volcanic eruptions are also believed to have contributed to the Cretaceous–Paleogene extinction event. Approximately 50% of all genera became extinct, including all of the non-avian dinosaurs.
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The Triassic ranges roughly from 252 million to 201 million years ago, preceding the Jurassic Period. The period is bracketed between the Permian–Triassic extinction event and the Triassic–Jurassic extinction event, two of the "big five", and it is divided into three major epochs: Early, Middle, and Late Triassic.[9]
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The Early Triassic, about 252 to 247 million years ago, was dominated by deserts in the interior of the Pangaea supercontinent. The Earth had just witnessed a massive die-off in which 95% of all life became extinct, and the most common vertebrate life on land were Lystrosaurus, labyrinthodonts, and Euparkeria along with many other creatures that managed to survive the Permian extinction. Temnospondyls evolved during this time and would be the dominant predator for much of the Triassic.[10]
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The Middle Triassic, from 247 to 237 million years ago, featured the beginnings of the breakup of Pangaea and the opening of the Tethys Ocean. Ecosystems had recovered from the Permian extinction. Algae, sponge, corals, and crustaceans all had recovered, and new aquatic reptiles evolved, such as ichthyosaurs and nothosaurs. On land, pine forests flourished, as did groups of insects like mosquitoes and fruit flies. Reptiles began to get bigger and bigger, and the first crocodilians and dinosaurs evolved, which sparked competition with the large amphibians that had previously ruled the freshwater world, respectively mammal-like reptiles on land.[11]
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Following the bloom of the Middle Triassic, the Late Triassic, from 237 to 201 million years ago, featured frequent heat spells and moderate precipitation (10–20 inches per year). The recent warming led to a boom of dinosaurian evolution on land as those one began to separate from each other (Nyasasaurus from 243 to 210 million years ago, approximately 235–30 ma, some of them separated into Sauropodomorphs, Theropods and Herrerasaurids), as well as the first pterosaurs. During the Late Triassic, some advanced cynodonts gave rise to the first Mammaliaformes. All this climatic change, however, resulted in a large die-out known as the Triassic–Jurassic extinction event, in which many archosaurs (excluding pterosaurs, dinosaurs and crocodylomorphs), most synapsids, and almost all large amphibians became extinct, as well as 34% of marine life, in the Earth's fourth mass extinction event. The cause is debatable;[12][13] flood basalt eruptions at the Central Atlantic magmatic province is cited as one possible cause.
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The Jurassic ranges from 200 million years to 145 million years ago and features three major epochs: The Early Jurassic, the Middle Jurassic, and the Late Jurassic.[14]
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The Early Jurassic spans from 200 to 175 million years ago.[14] The climate was tropical, much more humid than the Triassic. In the oceans, plesiosaurs, ichthyosaurs and ammonites were abundant. On land, dinosaurs and other archosaurs staked their claim as the dominant race, with theropods such as Dilophosaurus at the top of the food chain. The first true crocodiles evolved, pushing the large amphibians to near extinction. All-in-all, archosaurs rose to rule the world. Meanwhile, the first true mammals evolved, remaining relatively small but spreading widely; the Jurassic Castorocauda, for example, had adaptations for swimming, digging and catching fish. Fruitafossor, from the late Jurassic period about 150 million years ago, was about the size of a chipmunk, and its teeth, forelimbs and back suggest that it dug open the nests of social insects (probably termites, as ants had not yet appeared). The first multituberculates like Rugosodon evolved, while volaticotherians took to the skies.
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The Middle Jurassic spans from 175 to 163 million years ago.[14] During this epoch, dinosaurs flourished as huge herds of sauropods, such as Brachiosaurus and Diplodocus, filled the fern prairies, chased by many new predators such as Allosaurus. Conifer forests made up a large portion of the forests. In the oceans, plesiosaurs were quite common, and ichthyosaurs flourished. This epoch was the peak of the reptiles.[15]
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The Late Jurassic spans from 163 to 145 million years ago.[14] During this epoch, the first avialans, like Archaeopteryx, evolved from small coelurosaurian dinosaurs. The increase in sea levels opened up the Atlantic seaway, which has grown continually larger until today. The divided landmasses gave opportunity for the diversification of new dinosaurs.
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The Cretaceous is the longest period of the Mesozoic, but has only two epochs: Early and Late Cretaceous.[16]
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The Early Cretaceous spans from 145 to 100 million years ago.[16] The Early Cretaceous saw the expansion of seaways, and as a result, the decline and/or extinction of Laurasian sauropods. Some island-hopping dinosaurs, like Eustreptospondylus, evolved to cope with the coastal shallows and small islands of ancient Europe. Other dinosaurs rose up to fill the empty space that the Jurassic-Cretaceous extinction left behind, such as Carcharodontosaurus and Spinosaurus. Of the most successful was the Iguanodon, which spread to every continent. Seasons came back into effect and the poles got seasonally colder, but some dinosaurs still inhabited the polar forests year round, such as Leaellynasaura and Muttaburrasaurus. The poles were too cold for crocodiles, and became the last stronghold for large amphibians like Koolasuchus. Pterosaurs got larger as genera like Tapejara and Ornithocheirus evolved. Mammals continued to expand their range: eutriconodonts produced fairly large, wolverine-like predators like Repenomamus and Gobiconodon, early therians began to expand into metatherians and eutherians, and cimolodont multituberculates went on to become common in the fossil record.
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The Late Cretaceous spans from 100 to 66 million years ago. The Late Cretaceous featured a cooling trend that would continue in the Cenozoic era. Eventually, tropics were restricted to the equator and areas beyond the tropic lines experienced extreme seasonal changes in weather. Dinosaurs still thrived, as new taxa such as Tyrannosaurus, Ankylosaurus, Triceratops and hadrosaurs dominated the food web. In the oceans, mosasaurs ruled, filling the role of the ichthyosaurs, which, after declining, had disappeared in the Cenomanian-Turonian boundary event. Though pliosaurs had gone extinct in the same event, long-necked plesiosaurs such as Elasmosaurus continued to thrive. Flowering plants, possibly appearing as far back as the Triassic, became truly dominant for the first time. Pterosaurs in the Late Cretaceous declined for poorly understood reasons, though this might be due to tendencies of the fossil record, as their diversity seems to be much higher than previously thought. Birds became increasingly common and diversified into a variety of enantiornithe and ornithurine forms. Though mostly small, marine hesperornithes became relatively large and flightless, adapted to life in the open sea. Metatherians and primitive eutherian also became common and even produced large and specialised genera like Didelphodon and Schowalteria. Still, the dominant mammals were multituberculates, cimolodonts in the north and gondwanatheres in the south. At the end of the Cretaceous, the Deccan traps and other volcanic eruptions were poisoning the atmosphere. As this continued, it is thought that a large meteor smashed into earth 66 million years ago, creating the Chicxulub Crater in an event known as the K-Pg Extinction (formerly K-T), the fifth and most recent mass extinction event, in which 75% of life became extinct, including all non-avian dinosaurs.[17] Everything over 10 kilograms became extinct. The age of the dinosaurs was over.[18][19]
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Compared to the vigorous convergent plate mountain-building of the late Paleozoic, Mesozoic tectonic deformation was comparatively mild. The sole major Mesozoic orogeny occurred in what is now the Arctic, creating the Innuitian orogeny, the Brooks Range, the Verkhoyansk and Cherskiy Ranges in Siberia, and the Khingan Mountains in Manchuria.
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This orogeny was related to the opening of the Arctic Ocean and subduction of the North China and Siberian cratons under the Pacific Ocean.[20] In contrast, the era featured the dramatic rifting of the supercontinent Pangaea, which gradually split into a northern continent, Laurasia, and a southern continent, Gondwana. This created the passive continental margin that characterizes most of the Atlantic coastline (such as along the U.S. East Coast) today.[21]
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By the end of the era, the continents had rifted into nearly their present forms, though not their present positions. Laurasia became North America and Eurasia, while Gondwana split into South America, Africa, Australia, Antarctica and the Indian subcontinent, which collided with the Asian plate during the Cenozoic, giving rise to the Himalayas.
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The Triassic was generally dry, a trend that began in the late Carboniferous, and highly seasonal, especially in the interior of Pangaea. Low sea levels may have also exacerbated temperature extremes. With its high specific heat capacity, water acts as a temperature-stabilizing heat reservoir, and land areas near large bodies of water—especially oceans—experience less variation in temperature. Because much of Pangaea's land was distant from its shores, temperatures fluctuated greatly, and the interior probably included expansive deserts. Abundant red beds and evaporites such as halite support these conclusions, but some evidence suggests the generally dry climate of was punctuated by episodes of increased rainfall.[22] The most important humid episodes were the Carnian Pluvial Event and one in the Rhaetian, a few million years before the Triassic–Jurassic extinction event.
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Sea levels began to rise during the Jurassic, probably caused by an increase in seafloor spreading. The formation of new crust beneath the surface displaced ocean waters by as much as 200 m (656 ft) above today's sea level, flooding coastal areas. Furthermore, Pangaea began to rift into smaller divisions, creating new shoreline around the Tethys Ocean. Temperatures continued to increase, then began to stabilize. Humidity also increased with the proximity of water, and deserts retreated.
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The climate of the Cretaceous is less certain and more widely disputed. Probably, higher levels of carbon dioxide in the atmosphere are thought to have almost eliminated the north–south temperature gradient: temperatures were about the same across the planet, and about 10°C higher than today. The circulation of oxygen to the deep ocean may also have been disrupted,[16][dubious – discuss] preventing the decomposition of large volumes of organic matter, which was eventually deposited as "black shale".
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Not all data support these hypotheses, however. Even with the overall warmth, temperature fluctuations should have been sufficient for the presence of polar ice caps and glaciers, but there is no evidence of either. Quantitative models have also been unable to recreate the flatness of the Cretaceous temperature gradient.[citation needed]
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Different studies have come to different conclusions about the amount of oxygen in the atmosphere during different parts of the Mesozoic, with some concluding oxygen levels were lower than the current level (about 21%) throughout the Mesozoic,[23][24] some concluding they were lower in the Triassic and part of the Jurassic but higher in the Cretaceous,[25][26][27] and some concluding they were higher throughout most or all of the Triassic, Jurassic and Cretaceous.[28][29]
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The dominant land plant species of the time were gymnosperms, which are vascular, cone-bearing, non-flowering plants such as conifers that produce seeds without a coating. This is opposed to the earth's current flora, in which the dominant land plants in terms of number of species are angiosperms. One particular plant genus, Ginkgo, is thought to have evolved at this time and is represented today by a single species, Ginkgo biloba. As well, the extant genus Sequoia is believed to have evolved in the Mesozoic.[30]
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Flowering plants radiated sometime in the early Cretaceous, first in the tropics, but the even temperature gradient allowed them to spread toward the poles throughout the period. By the end of the Cretaceous, angiosperms dominated tree floras in many areas, although some evidence suggests that biomass was still dominated by cycads and ferns until after the Cretaceous–Paleogene extinction. Some plant species had distributions that were markedly different from succeeding periods; for example, the Schizeales, a fern order, were skewed to the Northern Hemisphere in the Mesozoic, but are now better represented in the Southern Hemisphere.[31]
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The extinction of nearly all animal species at the end of the Permian Period allowed for the radiation of many new lifeforms. In particular, the extinction of the large herbivorous pareiasaurs and carnivorous gorgonopsians left those ecological niches empty. Some were filled by the surviving cynodonts and dicynodonts, the latter of which subsequently became extinct.
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Recent research indicates that it took much longer for the reestablishment of complex ecosystems with high biodiversity, complex food webs, and specialized animals in a variety of niches, beginning in the mid-Triassic 4M to 6M years after the extinction,[32] and not fully proliferated until 30M years after the extinction.[33] Animal life was then dominated by various archosaurs: dinosaurs, pterosaurs, and aquatic reptiles such as ichthyosaurs, plesiosaurs, and mosasaurs.
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The climatic changes of the late Jurassic and Cretaceous favored further adaptive radiation. The Jurassic was the height of archosaur diversity, and the first birds and eutherian mammals also appeared. Some have argued that insects diversified in symbiosis with angiosperms, because insect anatomy, especially the mouth parts, seems particularly well-suited for flowering plants. However, all major insect mouth parts preceded angiosperms, and insect diversification actually slowed when they arrived, so their anatomy originally must have been suited for some other purpose.
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Communication (from Latin communicare, meaning "to share")[1] is the act of conveying meanings from one entity or group to another through the use of mutually understood signs, symbols, and semiotic rules.
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The main steps inherent to all communication are:[2]
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The scientific study of communication can be divided into:
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The channel of communication can be visual, auditory, tactile/haptic (e.g. Braille or other physical means), olfactory, electromagnetic, or biochemical.
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Human communication is unique for its extensive use of abstract language. Development of civilization has been closely linked with progress in telecommunication.
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Nonverbal communication describes the processes of conveying a type of information in a form of non-linguistic representations. Examples of nonverbal communication include haptic communication, chronemic communication, gestures, body language, facial expressions, eye contact etc. Nonverbal communication also relates to the intent of a message. Examples of intent are voluntary, intentional movements like shaking a hand or winking, as well as involuntary, such as sweating.[3] Speech also contains nonverbal elements known as paralanguage, e.g. rhythm, intonation, tempo, and stress. It affects communication most at the subconscious level and establishes trust. Likewise, written texts include nonverbal elements such as handwriting style, the spatial arrangement of words and the use of emoticons to convey emotion.
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Nonverbal communication demonstrates one of Paul Watzlawick's laws: you cannot not communicate. Once proximity has formed awareness, living creatures begin interpreting any signals received.[4] Some of the functions of nonverbal communication in humans are to complement and illustrate, to reinforce and emphasize, to replace and substitute, to control and regulate, and to contradict the denotative message.
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Nonverbal cues are heavily relied on to express communication and to interpret others' communication and can replace or substitute verbal messages. However, non-verbal communication is ambiguous. When verbal messages contradict non-verbal messages, observation of non-verbal behaviour is relied on to judge another's attitudes and feelings, rather than assuming the truth of the verbal message alone.
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There are several reasons as to why non-verbal communication plays a vital role in communication:
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"Non-verbal communication is omnipresent." [5] They are included in every single communication act. To have total communication, all non-verbal channels such as the body, face, voice, appearance, touch, distance, timing, and other environmental forces must be engaged during face-to-face interaction. Written communication can also have non-verbal attributes. E-mails, web chats, and the social media have options to change text font colours, stationary, add emoticons, capitalization, and pictures in order to capture non-verbal cues into a verbal medium[6].
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"Non-verbal behaviours are multifunctional." [7] Many different non-verbal channels are engaged at the same time in communication acts and allow the chance for simultaneous messages to be sent and received.
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"Non-verbal behaviours may form a universal language system." [7] Smiling, crying, pointing, caressing, and glaring are non-verbal behaviours that are used and understood by people regardless of nationality. Such non-verbal signals allow the most basic form of communication when verbal communication is not effective due to language barriers.
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Verbal communication is the spoken or written conveyance of a message. Human language can be defined as a system of symbols (sometimes known as lexemes) and the grammars (rules) by which the symbols are manipulated. The word "language" also refers to common properties of languages. Language learning normally occurs most intensively during human childhood. Most of the large number of human languages use patterns of sound or gesture for symbols which enable communication with others around them. Languages tend to share certain properties, although there are exceptions. There is no defined line between a language and a dialect. Constructed languages such as Esperanto, programming languages, and various mathematical formalisms are not necessarily restricted to the properties shared by human languages.
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As previously mentioned, language can be characterized as symbolic. Charles Ogden and I.A Richards developed The Triangle of Meaning model to explain the symbol (the relationship between a word), the referent (the thing it describes), and the meaning (the thought associated with the word and the thing).
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The properties of language are governed by rules. Language follows phonological rules (sounds that appear in a language), syntactic rules (arrangement of words and punctuation in a sentence), semantic rules (the agreed upon meaning of words), and pragmatic rules (meaning derived upon context).
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The meanings that are attached to words can be literal, or otherwise known as denotative; relating to the topic being discussed, or, the meanings take context and relationships into account, otherwise known as connotative; relating to the feelings, history, and power dynamics of the communicators.[8]
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Contrary to popular belief, signed languages of the world (e.g., American Sign Language) are considered to be verbal communication because their sign vocabulary, grammar, and other linguistic structures abide by all the necessary classifications as spoken languages. There are however, nonverbal elements to signed languages, such as the speed, intensity, and size of signs that are made. A signer might sign "yes" in response to a question, or they might sign a sarcastic-large slow yes to convey a different nonverbal meaning. The sign yes is the verbal message while the other movements add nonverbal meaning to the message.
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Over time the forms of and ideas about communication have evolved through the continuing progression of technology. Advances include communications psychology and media psychology, an emerging field of study.
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The progression of written communication can be divided into three "information communication revolutions":[9]
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Communication is thus a process by which meaning is assigned and conveyed in an attempt to create shared understanding. Gregory Bateson called it "the replication of tautologies in the universe.[10] This process, which requires a vast repertoire of skills in interpersonal processing, listening, observing, speaking, questioning, analyzing, gestures, and evaluating enables collaboration and cooperation.[11]
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Business communication is used for a wide variety of activities including, but not limited to: strategic communications planning, media relations, internal communications, public relations (which can include social media, broadcast and written communications, and more), brand management, reputation management, speech-writing, customer-client relations, and internal/employee communications.
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Companies with limited resources may choose to engage in only a few of these activities, while larger organizations may employ a full spectrum of communications. Since it is relatively difficult to develop such a broad range of skills, communications professionals often specialize in one or two of these areas but usually have at least a working knowledge of most of them. By far, the most important qualifications communications professionals must possess are excellent writing ability, good 'people' skills, and the capacity to think critically and strategically.
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Business communication could also refer to the style of communication within a given corporate entity, i.e. email conversation styles, or internal communication styles.
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Communication is one of the most relevant tools in political strategies, including persuasion and propaganda. In mass media research and online media research, the effort of the strategist is that of getting a precise decoding, avoiding "message reactance", that is, message refusal. The reaction to a message is referred also in terms of approach to a message, as follows:
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Holistic approaches are used by communication campaign leaders and communication strategists in order to examine all the options, "actors" and channels that can generate change in the semiotic landscape, that is, change in perceptions, change in credibility, change in the "memetic background", change in the image of movements, of candidates, players and managers as perceived by key influencers that can have a role in generating the desired "end-state".
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The modern political communication field is highly influenced by the framework and practices of "information operations" doctrines that derive their nature from strategic and military studies. According to this view, what is really relevant is the concept of acting on the Information Environment. The information environment is the aggregate of individuals, organizations, and systems that collect, process, disseminate, or act on information. This environment consists of three interrelated dimensions, which continuously interact with individuals, organizations, and systems. These dimensions are known as physical, informational, and cognitive.[13]
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Family communication is the study of the communication perspective in a broadly defined family, with intimacy and trusting relationship.[14] The main goal of family communication is to understand the interactions of family and the pattern of behaviors of family members in different circumstances. Open and honest communication creates an atmosphere that allows family members to express their differences as well as love and admiration for one another. It also helps to understand the feelings of one another.
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Family communication study looks at topics such as family rules, family roles or family dialectics and how those factors could affect the communication between family members. Researchers develop theories to understand communication behaviors. Family communication study also digs deep into certain time periods of family life such as marriage, parenthood or divorce and how communication stands in those situations. It is important for family members to understand communication as a trusted way which leads to a well constructed family.
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In simple terms, interpersonal communication is the communication between one person and another (or others). It is often referred to as face-to-face communication between two (or more) people. Both verbal and nonverbal communication, or body language, play a part in how one person understands another. In verbal interpersonal communication there are two types of messages being sent: a content message and a relational message. Content messages are messages about the topic at hand and relational messages are messages about the relationship itself.[15] This means that relational messages come across in how one says something and it demonstrates a person's feelings, whether positive or negative, towards the individual they are talking to, indicating not only how they feel about the topic at hand, but also how they feel about their relationship with the other individual.[15]
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There are many different aspects of interpersonal communication including:
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Barriers to effective communication can retard or distort the message or intention of the message being conveyed. This may result in failure of the communication process or cause an effect that is undesirable. These include filtering, selective perception, information overload, emotions, language, silence, communication apprehension, gender differences and political correctness.[24]
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This also includes a lack of expressing "knowledge-appropriate" communication, which occurs when a person uses ambiguous or complex legal words, medical jargon, or descriptions of a situation or environment that is not understood by the recipient.
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Cultural differences exist within countries (tribal/regional differences, dialects etc.), between religious groups and in organisations or at an organisational level – where companies, teams and units may have different expectations, norms and idiolects. Families and family groups may also experience the effect of cultural barriers to communication within and between different family members or groups. For example: words, colours and symbols have different meanings in different cultures. In most parts of the world, nodding your head means agreement, shaking your head means no, except in some parts of the world.[29]
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Communication to a great extent is influenced by culture and cultural variables.[30][31][32][33] Understanding cultural aspects of communication refers to having knowledge of different cultures in order to communicate effectively with cross culture people. Cultural aspects of communication are of great relevance in today's world which is now a global village, thanks to globalisation. Cultural aspects of communication are the cultural differences which influences communication across borders. Impact of cultural differences on communication components are explained below:
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So in order to have an effective communication across the world it is desirable to have a knowledge of cultural variables effecting communication.
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According to Michael Walsh and Ghil'ad Zuckermann, Western conversational interaction is typically "dyadic", between two particular people, where eye contact is important and the speaker controls the interaction; and "contained" in a relatively short, defined time frame. However, traditional Aboriginal conversational interaction is "communal", broadcast to many people, eye contact is not important, the listener controls the interaction; and "continuous", spread over a longer, indefinite time frame.[34][35]
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Every information exchange between living organisms — i.e. transmission of signals that involve a living sender and receiver can be considered a form of communication; and even primitive creatures such as corals are competent to communicate. Nonhuman communication also include cell signaling, cellular communication, and chemical transmissions between primitive organisms like bacteria and within the plant and fungal kingdoms.
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The broad field of animal communication encompasses most of the issues in ethology. Animal communication can be defined as any behavior of one animal that affects the current or future behavior of another animal. The study of animal communication, called zoo semiotics (distinguishable from anthroposemiotics, the study of human communication) has played an important part in the development of ethology, sociobiology, and the study of animal cognition. Animal communication, and indeed the understanding of the animal world in general, is a rapidly growing field, and even in the 21st century so far, a great share of prior understanding related to diverse fields such as personal symbolic name use, animal emotions, animal culture and learning, and even sexual conduct, long thought to be well understood, has been revolutionized.
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Communication is observed within the plant organism, i.e. within plant cells and between plant cells, between plants of the same or related species, and between plants and non-plant organisms, especially in the root zone. Plant roots communicate with rhizome bacteria, fungi, and insects within the soil. Recent research has shown that most of the microorganism plant communication processes are neuron-like.[36] Plants also communicate via volatiles when exposed to herbivory attack behavior, thus warning neighboring plants.[37] In parallel they produce other volatiles to attract parasites which attack these herbivores.
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Fungi communicate to coordinate and organize their growth and development such as the formation of Marcelia and fruiting bodies. Fungi communicate with their own and related species as well as with non fungal organisms in a great variety of symbiotic interactions, especially with bacteria, unicellular eukaryote, plants and insects through biochemicals of biotic origin. The biochemicals trigger the fungal organism to react in a specific manner, while if the same chemical molecules are not part of biotic messages, they do not trigger the fungal organism to react. This implies that fungal organisms can differentiate between molecules taking part in biotic messages and similar molecules being irrelevant in the situation. So far five different primary signalling molecules are known to coordinate different behavioral patterns such as filamentation, mating, growth, and pathogenicity. Behavioral coordination and production of signaling substances is achieved through interpretation processes that enables the organism to differ between self or non-self, a biotic indicator, biotic message from similar, related, or non-related species, and even filter out "noise", i.e. similar molecules without biotic content.
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Communication is not a tool used only by humans, plants and animals, but it is also used by microorganisms like bacteria. The process is called quorum sensing. Through quorum sensing, bacteria can sense the density of cells, and regulate gene expression accordingly. This can be seen in both gram positive and gram negative bacteria.
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This was first observed by Fuqua et al. in marine microorganisms like V. harveyi and V. fischeri.[38]
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The first major model for communication was introduced by Claude Shannon and Warren Weaver for Bell Laboratories in 1949[39] The original model was designed to mirror the functioning of radio and telephone technologies. Their initial model consisted of three primary parts: sender, channel, and receiver. The sender was the part of a telephone a person spoke into, the channel was the telephone itself, and the receiver was the part of the phone where one could hear the other person. Shannon and Weaver also recognized that often there is static that interferes with one listening to a telephone conversation, which they deemed noise.
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In a simple model, often referred to as the transmission model or standard view of communication, information or content (e.g. a message in natural language) is sent in some form (as spoken language) from an emitter (emisor in the picture)/sender/encoder to a destination/receiver/decoder. This common conception of communication simply views communication as a means of sending and receiving information. The strengths of this model are simplicity, generality, and quantifiability. Claude Shannon and Warren Weaver structured this model based on the following elements:
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Shannon and Weaver argued that there were three levels of problems for communication within this theory.
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Daniel Chandler[40] critiques the transmission model by stating:
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In 1960, David Berlo expanded on Shannon and Weaver's (1949) linear model of communication and created the SMCR Model of Communication.[41] The Sender-Message-Channel-Receiver Model of communication separated the model into clear parts and has been expanded upon by other scholars.
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Communication is usually described along a few major dimensions: message (what type of things are communicated), source/emisor/sender/encoder (from whom), form (in which form), channel (through which medium), destination/receiver/target/decoder (to whom). Wilbur Schram (1954) also indicated that we should also examine the impact that a message has (both desired and undesired) on the target of the message.[42] Between parties, communication includes acts that confer knowledge and experiences, give advice and commands, and ask questions. These acts may take many forms, in one of the various manners of communication. The form depends on the abilities of the group communicating. Together, communication content and form make messages that are sent towards a destination. The target can be oneself, another person or being, another entity (such as a corporation or group of beings).
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Communication can be seen as processes of information transmission with three levels of semiotic rules:
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Therefore, communication is social interaction where at least two interacting agents share a common set of signs and a common set of semiotic rules. This commonly held rule in some sense ignores autocommunication, including intrapersonal communication via diaries or self-talk, both secondary phenomena that followed the primary acquisition of communicative competences within social interactions.
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In light of these weaknesses, Barnlund (2008) proposed a transactional model of communication.[43] The basic premise of the transactional model of communication is that individuals are simultaneously engaging in the sending and receiving of messages.
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In a slightly more complex form a sender and a receiver are linked reciprocally. This second attitude of communication, referred to as the constitutive model or constructionist view, focuses on how an individual communicates as the determining factor of the way the message will be interpreted. Communication is viewed as a conduit; a passage in which information travels from one individual to another and this information becomes separate from the communication itself. A particular instance of communication is called a speech act. The sender's personal filters and the receiver's personal filters may vary depending upon different regional traditions, cultures, or gender; which may alter the intended meaning of message contents. In the presence of "communication noise" on the transmission channel (air, in this case), reception and decoding of content may be faulty, and thus the speech act may not achieve the desired effect. One problem with this encode-transmit-receive-decode model is that the processes of encoding and decoding imply that the sender and receiver each possess something that functions as a codebook, and that these two code books are, at the very least, similar if not identical. Although something like code books is implied by the model, they are nowhere represented in the model, which creates many conceptual difficulties.
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Theories of coregulation describe communication as a creative and dynamic continuous process, rather than a discrete exchange of information. Canadian media scholar Harold Innis had the theory that people use different types of media to communicate and which one they choose to use will offer different possibilities for the shape and durability of society.[44][page needed] His famous example of this is using ancient Egypt and looking at the ways they built themselves out of media with very different properties stone and papyrus. Papyrus is what he called 'Space Binding'. it made possible the transmission of written orders across space, empires and enables the waging of distant military campaigns and colonial administration. The other is stone and 'Time Binding', through the construction of temples and the pyramids can sustain their authority generation to generation, through this media they can change and shape communication in their society.[44][page needed]
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In any communication model, noise is interference with the decoding of messages sent over the channel by an encoder. There are many examples of noise:
|
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+
To face communication noise, redundancy and acknowledgement must often be used. Acknowledgements are messages from the addressee informing the originator that his/her communication has been received and is understood.[46] Message repetition and feedback about message received are necessary in the presence of noise to reduce the probability of misunderstanding.
|
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+
The act of disambiguation regards the attempt of reducing noise and wrong interpretations, when the semantic value or meaning of a sign can be subject to noise, or in presence of multiple meanings, which makes the sense-making difficult. Disambiguation attempts to decrease the likelihood of misunderstanding. This is also a fundamental skill in communication processes activated by counselors, psychotherapists, interpreters, and in coaching sessions based on colloquium. In Information Technology, the disambiguation process and the automatic disambiguation of meanings of words and sentences has also been an interest and concern since the earliest days of computer treatment of language.[47]
|
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+
|
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+
The academic discipline that deals with processes of human communication is communication studies. The discipline encompasses a range of topics, from face-to-face conversation to mass media outlets such as television broadcasting. Communication studies also examines how messages are interpreted through the political, cultural, economic, semiotic, hermeneutic, and social dimensions of their contexts. Statistics, as a quantitative approach to communication science, has also been incorporated into research on communication science in order to help substantiate claims.[48]
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1 |
+
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2 |
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3 |
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Electronic mail (email or e-mail) is a method of exchanging messages ("mail") between people using electronic devices. Email entered limited use in the 1960s, but users could only send to users of the same computer, and some early email systems required the author and the recipient to both be online simultaneously, similar to instant messaging. Ray Tomlinson is credited as the inventor of email; in 1971, he developed the first system able to send mail between users on different hosts across the ARPANET, using the @ sign to link the user name with a destination server. By the mid-1970s, this was the form recognized as email.
|
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+
|
5 |
+
Email operates across computer networks, primarily the Internet. Today's email systems are based on a store-and-forward model. Email servers accept, forward, deliver, and store messages. Neither the users nor their computers are required to be online simultaneously; they need to connect, typically to a mail server or a webmail interface to send or receive messages or download it.
|
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+
|
7 |
+
Originally an ASCII text-only communications medium, Internet email was extended by Multipurpose Internet Mail Extensions (MIME) to carry text in other character sets and multimedia content attachments. International email, with internationalized email addresses using UTF-8, is standardized but not widely adopted.[2]
|
8 |
+
|
9 |
+
The history of modern Internet email services reaches back to the early ARPANET, with standards for encoding email messages published as early as 1973 (RFC 561). An email message sent in the early 1970s is similar to a basic email sent today.
|
10 |
+
|
11 |
+
Historically, the term electronic mail is any electronic document transmission. For example, several writers in the early 1970s used the term to refer to fax document transmission.[3][4] As a result, finding its first use is difficult with the specific meaning it has today.
|
12 |
+
|
13 |
+
The term electronic mail has been in use with its current meaning since at least 1975, and variations of the shorter E-mail have been in use since at least 1979:[5][6]
|
14 |
+
|
15 |
+
In the original protocol, RFC 524, none of these forms was used. The service is simply referred to as mail, and a single piece of electronic mail is called a message.
|
16 |
+
|
17 |
+
An Internet e-mail consists of an envelope and content;[21] the content consists of a header and a body.[22]
|
18 |
+
|
19 |
+
Computer-based mail and messaging became possible with the advent of time-sharing computers in the early 1960s, and informal methods of using shared files to pass messages were soon expanded into the first mail systems. Most developers of early mainframes and minicomputers developed similar, but generally incompatible, mail applications. Over time, a complex web of gateways and routing systems linked many of them. Many US universities were part of the ARPANET (created in the late 1960s), which aimed at software portability between its systems. In 1971 the first ARPANET network email was sent, introducing the now-familiar address syntax with the '@' symbol designating the user's system address.[23] The Simple Mail Transfer Protocol (SMTP) protocol was introduced in 1981.
|
20 |
+
|
21 |
+
For a time in the late 1980s and early 1990s, it seemed likely that either a proprietary commercial system or the X.400 email system, part of the Government Open Systems Interconnection Profile (GOSIP), would predominate.[nb 1] However, once the final restrictions on carrying commercial traffic over the Internet ended in 1995,[24][25] a combination of factors made the current Internet suite of SMTP, POP3 and IMAP email protocols the standard.
|
22 |
+
|
23 |
+
The following is a typical sequence of events that takes place when sender Alice transmits a message using a mail user agent (MUA) addressed to the email address of the recipient.[26]
|
24 |
+
|
25 |
+
In addition to this example, alternatives and complications exist in the email system:
|
26 |
+
|
27 |
+
Many MTAs used to accept messages for any recipient on the Internet and do their best to deliver them. Such MTAs are called open mail relays. This was very important in the early days of the Internet when network connections were unreliable.[28][29] However, this mechanism proved to be exploitable by originators of unsolicited bulk email and as a consequence open mail relays have become rare,[30] and many MTAs do not accept messages from open mail relays.
|
28 |
+
|
29 |
+
The basic Internet message format used for email[31] is defined by RFC 5322, with encoding of non-ASCII data and multimedia content attachments defined in RFC 2045 through RFC 2049, collectively called Multipurpose Internet Mail Extensions or MIME. The extensions in International email apply only to email. RFC 5322 replaced the earlier RFC 2822 in 2008, then RFC 2822 in 2001 replaced RFC 822 – the standard for Internet email for decades. Published in 1982, RFC 822 was based on the earlier RFC 733 for the ARPANET.[32]
|
30 |
+
|
31 |
+
Internet email messages consist of two sections, 'header' and 'body'. These are known as 'content'.[33][34]
|
32 |
+
The header is structured into fields such as From, To, CC, Subject, Date, and other information about the email. In the process of transporting email messages between systems, SMTP communicates delivery parameters and information using message header fields. The body contains the message, as unstructured text, sometimes containing a signature block at the end. The header is separated from the body by a blank line.
|
33 |
+
|
34 |
+
RFC 5322 specifies the syntax of the email header. Each email message has a header (the "header section" of the message, according to the specification), comprising a number of fields ("header fields"). Each field has a name ("field name" or "header field name"), followed by the separator character ":", and a value ("field body" or "header field body").
|
35 |
+
|
36 |
+
Each field name begins in the first character of a new line in the header section, and begins with a non-whitespace printable character. It ends with the separator character ":". The separator follows the field value (the "field body"). The value can continue onto subsequent lines if those lines have space or tab as their first character. Field names and, without SMTPUTF8, field bodies are restricted to 7-bit ASCII characters. Some non-ASCII values may be represented using MIME encoded words.
|
37 |
+
|
38 |
+
Email header fields can be multi-line, with each line recommended to be no more than 78 characters, although the limit is 998 characters.[35] Header fields defined by RFC 5322 contain only US-ASCII characters; for encoding characters in other sets, a syntax specified in RFC 2047 may be used.[36] In some examples, the IETF EAI working group defines some standards track extensions,[37][38] replacing previous experimental extensions so UTF-8 encoded Unicode characters may be used within the header. In particular, this allows email addresses to use non-ASCII characters. Such addresses are supported by Google and Microsoft products, and promoted by some government agents.[39]
|
39 |
+
|
40 |
+
The message header must include at least the following fields:[40][41]
|
41 |
+
|
42 |
+
RFC 3864 describes registration procedures for message header fields at the IANA; it provides for permanent and provisional field names, including also fields defined for MIME, netnews, and HTTP, and referencing relevant RFCs. Common header fields for email include:[42]
|
43 |
+
|
44 |
+
The To: field may be unrelated to the addresses to which the message is delivered. The delivery list is supplied separately to the transport protocol, SMTP, which may be extracted from the header content. The "To:" field is similar to the addressing at the top of a conventional letter delivered according to the address on the outer envelope. In the same way, the "From:" field may not be the sender. Some mail servers apply email authentication systems to messages relayed. Data pertaining to the server's activity is also part of the header, as defined below.
|
45 |
+
|
46 |
+
SMTP defines the trace information of a message saved in the header using the following two fields:[44]
|
47 |
+
|
48 |
+
Other fields added on top of the header by the receiving server may be called trace fields.[45]
|
49 |
+
|
50 |
+
Internet email was designed for 7-bit ASCII.[51] Most email software is 8-bit clean, but must assume it will communicate with 7-bit servers and mail readers. The MIME standard introduced character set specifiers and two content transfer encodings to enable transmission of non-ASCII data: quoted printable for mostly 7-bit content with a few characters outside that range and base64 for arbitrary binary data. The 8BITMIME and BINARY extensions were introduced to allow transmission of mail without the need for these encodings, but many mail transport agents may not support them. In some countries, several encoding schemes co-exist; as the result, by default, the message in a non-Latin alphabet language appears in non-readable form (the only exception is a coincidence if the sender and receiver use the same encoding scheme). Therefore, for international character sets, Unicode is growing in popularity.[citation needed]
|
51 |
+
|
52 |
+
Most modern graphic email clients allow the use of either plain text or HTML for the message body at the option of the user. HTML email messages often include an automatic-generated plain text copy for compatibility. Advantages of HTML include the ability to include in-line links and images, set apart previous messages in block quotes, wrap naturally on any display, use emphasis such as underlines and italics, and change font styles. Disadvantages include the increased size of the email, privacy concerns about web bugs, abuse of HTML email as a vector for phishing attacks and the spread of malicious software.[52]
|
53 |
+
|
54 |
+
Some web-based mailing lists recommend all posts be made in plain-text, with 72 or 80 characters per line for all the above reasons,[53][54] and because they have a significant number of readers using text-based email clients such as Mutt. Some Microsoft email clients may allow rich formatting using their proprietary Rich Text Format (RTF), but this should be avoided unless the recipient is guaranteed to have a compatible email client.[55]
|
55 |
+
|
56 |
+
Messages are exchanged between hosts using the Simple Mail Transfer Protocol with software programs called mail transfer agents (MTAs); and delivered to a mail store by programs called mail delivery agents (MDAs, also sometimes called local delivery agents, LDAs). Accepting a message obliges an MTA to deliver it,[56] and when a message cannot be delivered, that MTA must send a bounce message back to the sender, indicating the problem.
|
57 |
+
|
58 |
+
Users can retrieve their messages from servers using standard protocols such as POP or IMAP, or, as is more likely in a large corporate environment, with a proprietary protocol specific to Novell Groupwise, Lotus Notes or Microsoft Exchange Servers. Programs used by users for retrieving, reading, and managing email are called mail user agents (MUAs).
|
59 |
+
|
60 |
+
Mail can be stored on the client, on the server side, or in both places. Standard formats for mailboxes include Maildir and mbox. Several prominent email clients use their own proprietary format and require conversion software to transfer email between them. Server-side storage is often in a proprietary format but since access is through a standard protocol such as IMAP, moving email from one server to another can be done with any MUA supporting the protocol.
|
61 |
+
|
62 |
+
Many current email users do not run MTA, MDA or MUA programs themselves, but use a web-based email platform, such as Gmail or Yahoo! Mail, that performs the same tasks.[57] Such webmail interfaces allow users to access their mail with any standard web browser, from any computer, rather than relying on a local email client.
|
63 |
+
|
64 |
+
Upon reception of email messages, email client applications save messages in operating system files in the file system. Some clients save individual messages as separate files, while others use various database formats, often proprietary, for collective storage. A historical standard of storage is the mbox format. The specific format used is often indicated by special filename extensions:
|
65 |
+
|
66 |
+
Some applications (like Apple Mail) leave attachments encoded in messages for searching while also saving separate copies of the attachments. Others separate attachments from messages and save them in a specific directory.
|
67 |
+
|
68 |
+
The URI scheme, as registered with the IANA, defines the mailto: scheme for SMTP email addresses. Though its use is not strictly defined, URLs of this form are intended to be used to open the new message window of the user's mail client when the URL is activated, with the address as defined by the URL in the To: field.[58][59] Many clients also support query string parameters for the other email fields, such as its subject line or carbon copy recipients.[60]
|
69 |
+
|
70 |
+
Many email providers have a web-based email client (e.g. AOL Mail, Gmail, Outlook.com and Yahoo! Mail). This allows users to log into the email account by using any compatible web browser to send and receive their email. Mail is typically not downloaded to the web client, so can't be read without a current Internet connection.
|
71 |
+
|
72 |
+
The Post Office Protocol 3 (POP3) is a mail access protocol used by a client application to read messages from the mail server. Received messages are often deleted from the server. POP supports simple download-and-delete requirements for access to remote mailboxes (termed maildrop in the POP RFC's).[61]POP3 allows you to download email messages on your local computer and read them even when you are offline.[62][63]
|
73 |
+
|
74 |
+
The Internet Message Access Protocol (IMAP) provides features to manage a mailbox from multiple devices. Small portable devices like smartphones are increasingly used to check email while traveling and to make brief replies, larger devices with better keyboard access being used to reply at greater length. IMAP shows the headers of messages, the sender and the subject and the device needs to request to download specific messages. Usually, the mail is left in folders in the mail server.
|
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+
|
76 |
+
Messaging Application Programming Interface (MAPI) is used by Microsoft Outlook to communicate to Microsoft Exchange Server - and to a range of other email server products such as Axigen Mail Server, Kerio Connect, Scalix, Zimbra, HP OpenMail, IBM Lotus Notes, Zarafa, and Bynari where vendors have added MAPI support to allow their products to be accessed directly via Outlook.
|
77 |
+
|
78 |
+
Email has been widely accepted by businesses, governments and non-governmental organizations in the developed world, and it is one of the key parts of an 'e-revolution' in workplace communication (with the other key plank being widespread adoption of highspeed Internet). A sponsored 2010 study on workplace communication found 83% of U.S. knowledge workers felt email was critical to their success and productivity at work.[64]
|
79 |
+
|
80 |
+
It has some key benefits to business and other organizations, including:
|
81 |
+
|
82 |
+
Email marketing via "opt-in" is often successfully used to send special sales offerings and new product information.[65] Depending on the recipient's culture,[66] email sent without permission—such as an "opt-in"—is likely to be viewed as unwelcome "email spam".
|
83 |
+
|
84 |
+
Many users access their personal emails from friends and family members using a personal computer in their house or apartment.
|
85 |
+
|
86 |
+
Email has become used on smartphones and on all types of computers. Mobile "apps" for email increase accessibility to the medium for users who are out of their homes. While in the earliest years of email, users could only access email on desktop computers, in the 2010s, it is possible for users to check their email when they are away from home, whether they are across town or across the world. Alerts can also be sent to the smartphone or other devices to notify them immediately of new messages. This has given email the ability to be used for more frequent communication between users and allowed them to check their email and write messages throughout the day. As of 2011[update], there were approximately 1.4 billion email users worldwide and 50 billion non-spam emails that were sent daily.[59]
|
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|
88 |
+
Individuals often check emails on smartphones for both personal and work-related messages. It was found that US adults check their email more than they browse the web or check their Facebook accounts, making email the most popular activity for users to do on their smartphones. 78% of the respondents in the study revealed that they check their email on their phone.[67] It was also found that 30% of consumers use only their smartphone to check their email, and 91% were likely to check their email at least once per day on their smartphone. However, the percentage of consumers using email on a smartphone ranges and differs dramatically across different countries. For example, in comparison to 75% of those consumers in the US who used it, only 17% in India did.[68]
|
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|
90 |
+
As of 2010[update], the number of Americans visiting email web sites had fallen 6 percent after peaking in November 2009. For persons 12 to 17, the number was down 18 percent. Young people preferred instant messaging, texting and social media. Technology writer Matt Richtel said in The New York Times that email was like the VCR, vinyl records and film cameras—no longer cool and something older people do.[69][70]
|
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|
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+
A 2015 survey of Android users showed that persons 13 to 24 used messaging apps 3.5 times as much as those over 45, and were far less likely to use email.[71]
|
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+
|
94 |
+
Email messages may have one or more attachments, which are additional files that are appended to the email. Typical attachments include Microsoft Word documents, PDF documents and scanned images of paper documents. In principle there is no technical restriction on the size or number of attachments, but in practice email clients, servers and Internet service providers implement various limitations on the size of files, or complete email - typically to 25MB or less.[72][73][74] Furthermore, due to technical reasons, attachment sizes as seen by these transport systems can differ to what the user sees,[75] which can be confusing to senders when trying to assess whether they can safely send a file by email. Where larger files need to be shared, various file hosting services are available and commonly used.[76][77]
|
95 |
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|
96 |
+
The ubiquity of email for knowledge workers and "white collar" employees has led to concerns that recipients face an "information overload" in dealing with increasing volumes of email.[78][79] With the growth in mobile devices, by default employees may also receive work-related emails outside of their working day. This can lead to increased stress, decreased satisfaction with work, and some observers even argue it could have a significant negative economic effect,[80] as efforts to read the many emails could reduce productivity.
|
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+
|
98 |
+
Email "spam" is unsolicited bulk email. The low cost of sending such email meant that, by 2003, up to 30% of total email traffic was spam,[81][82][83] and was threatening the usefulness of email as a practical tool. The US CAN-SPAM Act of 2003 and similar laws elsewhere[84] had some impact, and a number of effective anti-spam techniques now largely mitigate the impact of spam by filtering or rejecting it for most users,[85] but the volume sent is still very high—and increasingly consists not of advertisements for products, but malicious content or links.[86] In September 2017, for example, the proportion of spam to legitimate email rose to 59.56%.[87]
|
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+
|
100 |
+
A range of malicious email types exist. These range from various types of email scams, including "social engineering" scams such as advance-fee scam "Nigerian letters", to phishing, email bombardment and email worms.
|
101 |
+
|
102 |
+
Email spoofing occurs when the email message header is designed to make the message appear to come from a known or trusted source. Email spam and phishing methods typically use spoofing to mislead the recipient about the true message origin. Email spoofing may be done as a prank, or as part of a criminal effort to defraud an individual or organization. An example of a potentially fraudulent email spoofing is if an individual creates an email that appears to be an invoice from a major company, and then sends it to one or more recipients. In some cases, these fraudulent emails incorporate the logo of the purported organization and even the email address may appear legitimate.
|
103 |
+
|
104 |
+
Email bombing is the intentional sending of large volumes of messages to a target address. The overloading of the target email address can render it unusable and can even cause the mail server to crash.
|
105 |
+
|
106 |
+
Today it can be important to distinguish between the Internet and internal email systems. Internet email may travel and be stored on networks and computers without the sender's or the recipient's control. During the transit time it is possible that third parties read or even modify the content. Internal mail systems, in which the information never leaves the organizational network, may be more secure, although information technology personnel and others whose function may involve monitoring or managing may be accessing the email of other employees.
|
107 |
+
|
108 |
+
Email privacy, without some security precautions, can be compromised because:
|
109 |
+
|
110 |
+
There are cryptography applications that can serve as a remedy to one or more of the above. For example, Virtual Private Networks or the Tor anonymity network can be used to encrypt traffic from the user machine to a safer network while GPG, PGP, SMEmail,[88] or S/MIME can be used for end-to-end message encryption, and SMTP STARTTLS or SMTP over Transport Layer Security/Secure Sockets Layer can be used to encrypt communications for a single mail hop between the SMTP client and the SMTP server.
|
111 |
+
|
112 |
+
Additionally, many mail user agents do not protect logins and passwords, making them easy to intercept by an attacker. Encrypted authentication schemes such as SASL prevent this. Finally, the attached files share many of the same hazards as those found in peer-to-peer filesharing. Attached files may contain trojans or viruses.
|
113 |
+
|
114 |
+
Emails can now often be considered as binding contracts as well, so users must be careful about what they send through email correspondence.[89][90][91]
|
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+
|
116 |
+
Flaming occurs when a person sends a message (or many messages) with angry or antagonistic content. The term is derived from the use of the word incendiary to describe particularly heated email discussions. The ease and impersonality of email communications mean that the social norms that encourage civility in person or via telephone do not exist and civility may be forgotten.[92]
|
117 |
+
|
118 |
+
Also known as "email fatigue", email bankruptcy is when a user ignores a large number of email messages after falling behind in reading and answering them. The reason for falling behind is often due to information overload and a general sense there is so much information that it is not possible to read it all. As a solution, people occasionally send a "boilerplate" message explaining that their email inbox is full, and that they are in the process of clearing out all the messages. Harvard University law professor Lawrence Lessig is credited with coining this term, but he may only have popularized it.[93]
|
119 |
+
|
120 |
+
Originally Internet email was completely ASCII text-based. MIME now allows body content text and some header content text in international character sets, but other headers and email addresses using UTF-8, while standardized[94] have yet to be widely adopted.[2][95]
|
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+
|
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+
The original SMTP mail service provides limited mechanisms for tracking a transmitted message, and none for verifying that it has been delivered or read. It requires that each mail server must either deliver it onward or return a failure notice (bounce message), but both software bugs and system failures can cause messages to be lost. To remedy this, the IETF introduced Delivery Status Notifications (delivery receipts) and Message Disposition Notifications (return receipts); however, these are not universally deployed in production.[nb 2]
|
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+
|
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+
Many ISPs now deliberately disable non-delivery reports (NDRs) and delivery receipts due to the activities of spammers:
|
125 |
+
|
126 |
+
In the absence of standard methods, a range of system based around the use of web bugs have been developed. However, these are often seen as underhand or raising privacy concerns,[98][99] and only work with email clients that support rendering of HTML. Many mail clients now default to not showing "web content".[100] Webmail providers can also disrupt web bugs by pre-caching images.[101]
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1 |
+
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2 |
+
|
3 |
+
Time is the indefinite continued progress of existence and events that occur in an apparently irreversible succession from the past, through the present, into the future.[1][2][3] It is a component quantity of various measurements used to sequence events, to compare the duration of events or the intervals between them, and to quantify rates of change of quantities in material reality or in the conscious experience.[4][5][6][7] Time is often referred to as a fourth dimension, along with three spatial dimensions.[8]
|
4 |
+
|
5 |
+
Time has long been an important subject of study in religion, philosophy, and science, but defining it in a manner applicable to all fields without circularity has consistently eluded scholars.[2][6][7][9][10][11]
|
6 |
+
Nevertheless, diverse fields such as business, industry, sports, the sciences, and the performing arts all incorporate some notion of time into their respective measuring systems.[12][13][14]
|
7 |
+
|
8 |
+
Time in physics is operationally defined as "what a clock reads".[6][15][16] Time is one of the seven fundamental physical quantities in both the International System of Units (SI) and International System of Quantities. The SI base unit of time is the second. Time is used to define other quantities – such as velocity – so defining time in terms of such quantities would result in circularity of definition.[17] An operational definition of time, wherein one says that observing a certain number of repetitions of one or another standard cyclical event (such as the passage of a free-swinging pendulum) constitutes one standard unit such as the second, is highly useful in the conduct of both advanced experiments and everyday affairs of life. To describe observations of an event, a location (position in space) and time are typically noted.
|
9 |
+
|
10 |
+
The operational definition of time does not address what the fundamental nature of it is. It does not address why events can happen forward and backwards in space, whereas events only happen in the forward progress of time. Investigations into the relationship between space and time led physicists to define the spacetime continuum. General Relativity is the primary framework for understanding how spacetime works. Through advances in both theoretical and experimental investigations of space-time, it has been shown that time can be distorted, particularly at the edges of black holes.
|
11 |
+
|
12 |
+
Temporal measurement has occupied scientists and technologists, and was a prime motivation in navigation and astronomy. Periodic events and periodic motion have long served as standards for units of time. Examples include the apparent motion of the sun across the sky, the phases of the moon, the swing of a pendulum, and the beat of a heart. Currently, the international unit of time, the second, is defined by measuring the electronic transition frequency of caesium atoms (see below). Time is also of significant social importance, having economic value ("time is money") as well as personal value, due to an awareness of the limited time in each day and in human life spans.
|
13 |
+
|
14 |
+
Generally speaking, methods of temporal measurement, or chronometry, take two distinct forms: the calendar, a mathematical tool for organising intervals of time,[18]
|
15 |
+
and the clock, a physical mechanism that counts the passage of time. In day-to-day life, the clock is consulted for periods less than a day whereas the calendar is consulted for periods longer than a day. Increasingly, personal electronic devices display both calendars and clocks simultaneously. The number (as on a clock dial or calendar) that marks the occurrence of a specified event as to hour or date is obtained by counting from a fiducial epoch – a central reference point.
|
16 |
+
|
17 |
+
Artifacts from the Paleolithic suggest that the moon was used to reckon time as early as 6,000 years ago.[19]
|
18 |
+
Lunar calendars were among the first to appear, with years of either 12 or 13 lunar months (either 354 or 384 days). Without intercalation to add days or months to some years, seasons quickly drift in a calendar based solely on twelve lunar months. Lunisolar calendars have a thirteenth month added to some years to make up for the difference between a full year (now known to be about 365.24 days) and a year of just twelve lunar months. The numbers twelve and thirteen came to feature prominently in many cultures, at least partly due to this relationship of months to years. Other early forms of calendars originated in Mesoamerica, particularly in ancient Mayan civilization. These calendars were religiously and astronomically based, with 18 months in a year and 20 days in a month, plus five epagomenal days at the end of the year.[20]
|
19 |
+
|
20 |
+
The reforms of Julius Caesar in 45 BC put the Roman world on a solar calendar. This Julian calendar was faulty in that its intercalation still allowed the astronomical solstices and equinoxes to advance against it by about 11 minutes per year. Pope Gregory XIII introduced a correction in 1582; the Gregorian calendar was only slowly adopted by different nations over a period of centuries, but it is now by far the most commonly used calendar around the world.
|
21 |
+
|
22 |
+
During the French Revolution, a new clock and calendar were invented in an attempt to de-Christianize time and create a more rational system in order to replace the Gregorian calendar. The French Republican Calendar's days consisted of ten hours of a hundred minutes of a hundred seconds, which marked a deviation from the base 12 (duodecimal) system used in many other devices by many cultures. The system was abolished in 1806.[21]
|
23 |
+
|
24 |
+
A large variety of devices have been invented to measure time. The study of these devices is called horology.[22]
|
25 |
+
|
26 |
+
An Egyptian device that dates to c. 1500 BC, similar in shape to a bent T-square, measured the passage of time from the shadow cast by its crossbar on a nonlinear rule. The T was oriented eastward in the mornings. At noon, the device was turned around so that it could cast its shadow in the evening direction.[23]
|
27 |
+
|
28 |
+
A sundial uses a gnomon to cast a shadow on a set of markings calibrated to the hour. The position of the shadow marks the hour in local time. The idea to separate the day into smaller parts is credited to Egyptians because of their sundials, which operated on a duodecimal system. The importance of the number 12 is due to the number of lunar cycles in a year and the number of stars used to count the passage of night.[24]
|
29 |
+
|
30 |
+
The most precise timekeeping device of the ancient world was the water clock, or clepsydra, one of which was found in the tomb of Egyptian pharaoh Amenhotep I. They could be used to measure the hours even at night, but required manual upkeep to replenish the flow of water. The ancient Greeks and the people from Chaldea (southeastern Mesopotamia) regularly maintained timekeeping records as an essential part of their astronomical observations. Arab inventors and engineers in particular made improvements on the use of water clocks up to the Middle Ages.[25] In the 11th century, Chinese inventors and engineers invented the first mechanical clocks driven by an escapement mechanism.
|
31 |
+
|
32 |
+
The hourglass uses the flow of sand to measure the flow of time. They were used in navigation. Ferdinand Magellan used 18 glasses on each ship for his circumnavigation of the globe (1522).[26]
|
33 |
+
|
34 |
+
Incense sticks and candles were, and are, commonly used to measure time in temples and churches across the globe. Waterclocks, and later, mechanical clocks, were used to mark the events of the abbeys and monasteries of the Middle Ages. Richard of Wallingford (1292–1336), abbot of St. Alban's abbey, famously built a mechanical clock as an astronomical orrery about 1330.[27][28]
|
35 |
+
|
36 |
+
Great advances in accurate time-keeping were made by Galileo Galilei and especially Christiaan Huygens with the invention of pendulum driven clocks along with the invention of the minute hand by Jost Burgi.[29]
|
37 |
+
|
38 |
+
The English word clock probably comes from the Middle Dutch word klocke which, in turn, derives from the medieval Latin word clocca, which ultimately derives from Celtic and is cognate with French, Latin, and German words that mean bell. The passage of the hours at sea were marked by bells, and denoted the time (see ship's bell). The hours were marked by bells in abbeys as well as at sea.
|
39 |
+
|
40 |
+
Clocks can range from watches, to more exotic varieties such as the Clock of the Long Now. They can be driven by a variety of means, including gravity, springs, and various forms of electrical power, and regulated by a variety of means such as a pendulum.
|
41 |
+
|
42 |
+
Alarm clocks first appeared in ancient Greece around 250 BC with a water clock that would set off a whistle. This idea was later mechanized by Levi Hutchins and Seth E. Thomas.[29]
|
43 |
+
|
44 |
+
A chronometer is a portable timekeeper that meets certain precision standards. Initially, the term was used to refer to the marine chronometer, a timepiece used to determine longitude by means of celestial navigation, a precision firstly achieved by John Harrison. More recently, the term has also been applied to the chronometer watch, a watch that meets precision standards set by the Swiss agency COSC.
|
45 |
+
|
46 |
+
The most accurate timekeeping devices are atomic clocks, which are accurate to seconds in many millions of years,[31] and are used to calibrate other clocks and timekeeping instruments.
|
47 |
+
|
48 |
+
Atomic clocks use the frequency of electronic transitions in certain atoms to measure the second. One of the atoms used is caesium, most modern atomic clocks probe caesium with microwaves to determine the frequency of these electron vibrations.[32] Since 1967, the International System of Measurements bases its unit of time, the second, on the properties of caesium atoms. SI defines the second as 9,192,631,770 cycles of the radiation that corresponds to the transition between two electron spin energy levels of the ground state of the 133Cs atom.
|
49 |
+
|
50 |
+
Today, the Global Positioning System in coordination with the Network Time Protocol can be used to synchronize timekeeping systems across the globe.
|
51 |
+
|
52 |
+
In medieval philosophical writings, the atom was a unit of time referred to as the smallest possible division of time. The earliest known occurrence in English is in Byrhtferth's Enchiridion (a science text) of 1010–1012,[33] where it was defined as 1/564 of a momentum (1½ minutes),[34] and thus equal to 15/94 of a second. It was used in the computus, the process of calculating the date of Easter.
|
53 |
+
|
54 |
+
As of May 2010[update], the smallest time interval uncertainty in direct measurements is on the order of 12 attoseconds (1.2 × 10−17 seconds), about 3.7 × 1026 Planck times.[35]
|
55 |
+
|
56 |
+
The second (s) is the SI base unit. A minute (min) is 60 seconds in length, and an hour is 60 minutes or 3600 seconds in length. A day is usually 24 hours or 86,400 seconds in length; however, the duration of a calendar day can vary due to Daylight saving time and Leap seconds.
|
57 |
+
|
58 |
+
The Mean Solar Time system defines the second as 1/86,400 of the mean solar day, which is the year-average of the solar day. The solar day is the time interval between two successive solar noons, i.e., the time interval between two successive passages of the Sun across the local meridian. The local meridian is an imaginary line that runs from celestial north pole to celestial south pole passing directly over the head of the observer. At the local meridian the Sun reaches its highest point on its daily arc across the sky.
|
59 |
+
|
60 |
+
In 1874 the British Association for the Advancement of Science introduced the CGS (centimetre/gramme/second system) combining fundamental units of length, mass and time. The second is "elastic", because tidal friction is slowing the earth's rotation rate. For use in calculating ephemerides of celestial motion, therefore, in 1952 astronomers introduced the "ephemeris second", currently defined as
|
61 |
+
|
62 |
+
the fraction 1/31,556,925.9747 of the tropical year for 1900 January 0 at 12 hours ephemeris time.[36]
|
63 |
+
|
64 |
+
The CGS system has been superseded by the Système international. The SI base unit for time is the SI second. The International System of Quantities, which incorporates the SI, also defines larger units of time equal to fixed integer multiples of one second (1 s), such as the minute, hour and day. These are not part of the SI, but may be used alongside the SI. Other units of time such as the month and the year are not equal to fixed multiples of 1 s, and instead exhibit significant variations in duration.[37]
|
65 |
+
|
66 |
+
The official SI definition of the second is as follows:[37][38]
|
67 |
+
|
68 |
+
The second is the duration of 9,192,631,770 periods of the radiation corresponding to the transition between the two hyperfine levels of the ground state of the caesium 133 atom.
|
69 |
+
|
70 |
+
At its 1997 meeting, the CIPM affirmed that this definition refers to a caesium atom in its ground state at a temperature of 0 K.[37]
|
71 |
+
|
72 |
+
The current definition of the second, coupled with the current definition of the meter, is based on the special theory of relativity, which affirms our spacetime to be a Minkowski space. The definition of the second in mean solar time, however, is unchanged.
|
73 |
+
|
74 |
+
While in theory, the concept of a single worldwide universal time-scale may have been conceived of many centuries ago, in practicality the technical ability to create and maintain such a time-scale did not become possible until the mid-19th century. The timescale adopted was Greenwich Mean Time, created in 1847. A few countries have replaced it with Coordinated Universal Time, UTC.
|
75 |
+
|
76 |
+
With the advent of the industrial revolution, a greater understanding and agreement on the nature of time itself became increasingly necessary and helpful. In 1847 in Britain, Greenwich Mean Time (GMT) was first created for use by the British railways, the British navy, and the British shipping industry. Using telescopes, GMT was calibrated to the mean solar time at the Royal Observatory, Greenwich in the UK.
|
77 |
+
|
78 |
+
As international commerce continued to increase throughout Europe, in order to achieve a more efficiently functioning modern society, an agreed upon, and highly accurate international standard of time measurement became necessary. In order to find or determine such a time-standard, three steps had to be followed:
|
79 |
+
|
80 |
+
The development of what is now known as UTC time began as a collaboration between 41 nations, officially agreed and signed at the International Meridian Conference, in Washington D.C. in 1884. At this conference, the local mean solar time at the Royal Observatory, Greenwich in England was chosen to define the "universal day", counted from 0 hours at Greenwich mean midnight. This agreed with the civil Greenwich Mean Time used on the island of Great Britain since 1847. In contrast astronomical GMT began at mean noon, i.e. astronomical day X began at noon of civil day X. The purpose of this was to keep one night's observations under one date. The civil system was adopted as of 0 hours (civil) 1 January 1925. Nautical GMT began 24 hours before astronomical GMT, at least until 1805 in the Royal Navy, but persisted much later elsewhere because it was mentioned at the 1884 conference. In 1884, the Greenwich meridian was used for two-thirds of all charts and maps as their Prime Meridian.[39]
|
81 |
+
|
82 |
+
Among the 41 nations represented at the conference, the advanced time-technologies that had already come into use in Britain were fundamental components of the agreed method of arriving at a universal and agreed international time. In 1928 Greenwich Mean Time was rebranded for scientific purposes by the International Astronomical Union as Universal Time (UT). This was to avoid confusion with the previous system in which the day had begun at noon. As the general public had always begun the day at midnight, the timescale continued to be presented to them as Greenwich Mean Time. By 1956, universal time had been split into various versions: UT2, which smoothed for polar motion and seasonal effects, was presented to the public as Greenwich Mean Time. Later, UT1 (which smooths only for polar motion) became the default form of UT used by astronomers and hence the form used in navigation, sunrise and sunset and moonrise and moonset tables where the name Greenwich Mean Time continues to be employed. Greenwich Mean Time is also the preferred method of describing the timescale used by legislators. Even to the present day, UT is still based on an international telescopic system. Observations at the Greenwich Observatory itself ceased in 1954, though the location is still used as the basis for the coordinate system. Because the rotational period of Earth is not perfectly constant, the duration of a second would vary if calibrated to a telescope-based standard like GMT, where the second is defined as 1/86 400 of the mean solar day.
|
83 |
+
|
84 |
+
Until 1960, the methods and definitions of time-keeping that had been laid out at the International Meridian Conference proved to be adequate to meet time tracking needs of science. Still, with the advent of the "electronic revolution" in the latter half of the 20th century, the technologies that had been available at the time of the Convention of the Metre proved to be in need of further refinement in order to meet the needs of the ever-increasing precision that the "electronic revolution" had begun to require.
|
85 |
+
|
86 |
+
An invariable second (the "ephemeris second") had been defined, use of which removed the errors in ephemerides resulting from the use of the variable mean solar second as the time argument. In 1960 this ephemeris second was made the basis of the "coordinated universal time" which was being derived from atomic clocks. It is a specified fraction of the mean tropical year as at 1900 and, being based on historical telescope observations, corresponds roughly to the mean solar second of the early nineteenth century.[40]
|
87 |
+
|
88 |
+
In 1967 a further step was taken with the introduction of the SI second, essentially the ephemeris second as measured by atomic clocks and formally defined in atomic terms.[41]
|
89 |
+
The SI second (Standard Internationale second) is based directly on the measurement of the atomic-clock observation of the frequency oscillation of caesium atoms. It is the basis of all atomic timescales, e.g. coordinated universal time, GPS time, International Atomic Time, etc. Atomic clocks do not measure nuclear decay rates, which is a common misconception, but rather measure a certain natural vibrational frequency of caesium-133.[42] Coordinated universal time is subject to one constraint which does not affect the other atomic timescales. As it has been adopted as the civil timescale by some countries (most countries have opted to retain mean solar time) it is not permitted to deviate from GMT by more than 0.9 second. This is achieved by the occasional insertion of a leap second.
|
90 |
+
|
91 |
+
Most countries use mean solar time. Australia, Canada (Quebec only), Colombia, France, Germany, New Zealand, Papua New Guinea (Bougainville only), Paraguay, Portugal, Switzerland, the United States and Venezuela use UTC. However, UTC is widely used by the scientific community in countries where mean solar time is official. UTC time is based on the SI second, which was first defined in 1967, and is based on the use of atomic clocks. Some other less used but closely related time-standards include International Atomic Time (TAI), Terrestrial Time, and Barycentric Dynamical Time.
|
92 |
+
|
93 |
+
Between 1967 and 1971, UTC was periodically adjusted by fractional amounts of a second in order to adjust and refine for variations in mean solar time, with which it is aligned. After 1 January 1972, UTC time has been defined as being offset from atomic time by a whole number of seconds, changing only when a leap second is added to keep radio-controlled clocks synchronized with the rotation of the Earth.
|
94 |
+
|
95 |
+
The Global Positioning System also broadcasts a very precise time signal worldwide, along with instructions for converting GPS time to UTC. GPS-time is based on, and regularly synchronized with or from, UTC-time.
|
96 |
+
|
97 |
+
The surface of the Earth is split up into a number of time zones. Most time zones are exactly one hour apart, and by convention compute their local time as an offset from GMT. For example, time zones at sea are based on GMT. In many locations (but not at sea) these offsets vary twice yearly due to daylight saving time transitions.
|
98 |
+
|
99 |
+
These conversions are accurate at the millisecond level for time systems based on the rotation of the Earth (UT1 and TT). Conversions between atomic time systems (TAI, GPS, and UTC) are accurate at the microsecond level.
|
100 |
+
|
101 |
+
Definitions:
|
102 |
+
|
103 |
+
Unlike solar time, which is relative to the apparent position of the Sun, sidereal time is the measurement of time relative to that of a distant star. In astronomy, sidereal time is used to predict when a star will reach its highest point in the sky. Due to Earth's orbital motion around the Sun, a mean solar day is about 3 minutes 56 seconds longer than a mean sidereal day, or 1⁄366 more than a mean sidereal day.
|
104 |
+
|
105 |
+
Another form of time measurement consists of studying the past. Events in the past can be ordered in a sequence (creating a chronology), and can be put into chronological groups (periodization). One of the most important systems of periodization is the geologic time scale, which is a system of periodizing the events that shaped the Earth and its life. Chronology, periodization, and interpretation of the past are together known as the study of history.
|
106 |
+
|
107 |
+
The term "time" is generally used for many close but different concepts, including:
|
108 |
+
|
109 |
+
Ancient cultures such as Incan, Mayan, Hopi, and other Native American Tribes – plus the Babylonians, ancient Greeks, Hinduism, Buddhism, Jainism, and others – have a concept of a wheel of time: they regard time as cyclical and quantic,[clarification needed] consisting of repeating ages that happen to every being of the Universe between birth and extinction[48].
|
110 |
+
|
111 |
+
In general, the Islamic and Judeo-Christian world-view regards time as linear[49]
|
112 |
+
and directional,[50]
|
113 |
+
beginning with the act of creation by God. The traditional Christian view sees time ending, teleologically,[51]
|
114 |
+
with the eschatological end of the present order of things, the "end time".
|
115 |
+
|
116 |
+
In the Old Testament book Ecclesiastes, traditionally ascribed to Solomon (970–928 BC), time (as the Hebrew word עידן, זמן 'iddan(age, as in "Ice age") zĕman(time) is often translated) was traditionally regarded[by whom?] as a medium for the passage of predestined events.[citation needed] (Another word, زمان" זמן" zamān, meant time fit for an event, and is used as the modern Arabic, Persian, and Hebrew equivalent to the English word "time".)
|
117 |
+
|
118 |
+
The Greek language denotes two distinct principles, Chronos and Kairos. The former refers to numeric, or chronological, time. The latter, literally "the right or opportune moment", relates specifically to metaphysical or Divine time. In theology, Kairos is qualitative, as opposed to quantitative.[52]
|
119 |
+
|
120 |
+
In Greek mythology, Chronos (ancient Greek: Χρόνος) is identified as the Personification of Time. His name in Greek means "time" and is alternatively spelled Chronus (Latin spelling) or Khronos. Chronos is usually portrayed as an old, wise man with a long, gray beard, such as "Father Time". Some English words whose etymological root is khronos/chronos include chronology, chronometer, chronic, anachronism, synchronise, and chronicle.
|
121 |
+
|
122 |
+
According to Kabbalists, "time" is a paradox[53] and an illusion.[54] Both the future and the past are recognised to be combined and simultaneously present.[clarification needed]
|
123 |
+
|
124 |
+
Two contrasting viewpoints on time divide prominent philosophers. One view is that time is part of the fundamental structure of the universe – a dimension independent of events, in which events occur in sequence. Isaac Newton subscribed to this realist view, and hence it is sometimes referred to as Newtonian time.[55][56]
|
125 |
+
The opposing view is that time does not refer to any kind of "container" that events and objects "move through", nor to any entity that "flows", but that it is instead part of a fundamental intellectual structure (together with space and number) within which humans sequence and compare events. This second view, in the tradition of Gottfried Leibniz[15] and Immanuel Kant,[57][58] holds that time is neither an event nor a thing, and thus is not itself measurable nor can it be travelled.
|
126 |
+
|
127 |
+
Furthermore, it may be that there is a subjective component to time, but whether or not time itself is "felt", as a sensation, or is a judgment, is a matter of debate.[2][6][7][59][60]
|
128 |
+
|
129 |
+
In Philosophy, time was questioned throughout the centuries; what time is and if it is real or not. Ancient Greek philosophers asked if time was linear or cyclical and if time was endless or finite.[61] These philosophers had different ways of explaining time; for instance, ancient Indian philosophers had something called the Wheel of Time. It is believed that there was repeating ages over the lifespan of the universe.[62] This led to beliefs like cycles of rebirth and reincarnation.[62] The Greek philosophers believe that the universe was infinite, and was an illusion to humans.[62] Plato believed that time was made by the Creator at the same instant as the heavens.[62] He also says that time is a period of motion of the heavenly bodies.[62] Aristotle believed that time correlated to movement, that time did not exist on its own but was relative to motion of objects.[62] he also believed that time was related to the motion of celestial bodies; the reason that humans can tell time was because of orbital periods and therefore there was a duration on time.[63]
|
130 |
+
|
131 |
+
The Vedas, the earliest texts on Indian philosophy and Hindu philosophy dating back to the late 2nd millennium BC, describe ancient Hindu cosmology, in which the universe goes through repeated cycles of creation, destruction and rebirth, with each cycle lasting 4,320 million years.[64]
|
132 |
+
Ancient Greek philosophers, including Parmenides and Heraclitus, wrote essays on the nature of time.[65]
|
133 |
+
Plato, in the Timaeus, identified time with the period of motion of the heavenly bodies. Aristotle, in Book IV of his Physica defined time as 'number of movement in respect of the before and after'.[66]
|
134 |
+
|
135 |
+
In Book 11 of his Confessions, St. Augustine of Hippo ruminates on the nature of time, asking, "What then is time? If no one asks me, I know: if I wish to explain it to one that asketh, I know not." He begins to define time by what it is not rather than what it is,[67]
|
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an approach similar to that taken in other negative definitions. However, Augustine ends up calling time a "distention" of the mind (Confessions 11.26) by which we simultaneously grasp the past in memory, the present by attention, and the future by expectation.
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Isaac Newton believed in absolute space and absolute time; Leibniz believed that time and space are relational.[68]
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The differences between Leibniz's and Newton's interpretations came to a head in the famous Leibniz–Clarke correspondence.
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Philosophers in the 17th and 18th century questioned if time was real and absolute, or if it was an intellectual concept that humans use to understand and sequence events.[61] These questions lead to realism vs anti-realism; the realists believed that time is a fundamental part of the universe, and be perceived by events happening in a sequence, in a dimension.[69] Isaac Newton said that we are merely occupying time, he also says that humans can only understand relative time.[69] Relative time is a measurement of objects in motion.[69] The anti-realists believed that time is merely a convenient intellectual concept for humans to understand events.[69] This means that time was useless unless there were objects that it could interact with, this was called relational time.[69] René Descartes, John Locke, and David Hume said that one's mind needs to acknowledge time, in order to understand what time is.[63] Immanuel Kant believed that we can not know what something is unless we experience it first hand.[70]
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Immanuel Kant, Critique of Pure Reason (1781), trans. Vasilis Politis (London: Dent., 1991), p.54.
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Immanuel Kant, in the Critique of Pure Reason, described time as an a priori intuition that allows us (together with the other a priori intuition, space) to comprehend sense experience.[71]
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With Kant, neither space nor time are conceived as substances, but rather both are elements of a systematic mental framework that necessarily structures the experiences of any rational agent, or observing subject. Kant thought of time as a fundamental part of an abstract conceptual framework, together with space and number, within which we sequence events, quantify their duration, and compare the motions of objects. In this view, time does not refer to any kind of entity that "flows," that objects "move through," or that is a "container" for events. Spatial measurements are used to quantify the extent of and distances between objects, and temporal measurements are used to quantify the durations of and between events. Time was designated by Kant as the purest possible schema of a pure concept or category.
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Henri Bergson believed that time was neither a real homogeneous medium nor a mental construct, but possesses what he referred to as Duration. Duration, in Bergson's view, was creativity and memory as an essential component of reality.[72]
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According to Martin Heidegger we do not exist inside time, we are time. Hence, the relationship to the past is a present awareness of having been, which allows the past to exist in the present. The relationship to the future is the state of anticipating a potential possibility, task, or engagement. It is related to the human propensity for caring and being concerned, which causes "being ahead of oneself" when thinking of a pending occurrence. Therefore, this concern for a potential occurrence also allows the future to exist in the present. The present becomes an experience, which is qualitative instead of quantitative. Heidegger seems to think this is the way that a linear relationship with time, or temporal existence, is broken or transcended.[73]
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We are not stuck in sequential time. We are able to remember the past and project into the future – we have a kind of random access to our representation of temporal existence; we can, in our thoughts, step out of (ecstasis) sequential time.[74]
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Modern philosophers asked: is time real or unreal, is time happening all at once or a duration, If time tensed or tenseless, and is there a future to be?[61] There is a theory called the tenseless or B-theory; this theory says that any tensed terminology can be replaced with tenseless terminology.[75] For example, "we will win the game" can be replaced with "we do win the game", taking out the future tense. On the other hand, there is a theory called the tense or A-theory; this theory says that our language has tense verbs for a reason and that the future can not be determined.[75] There is also something called imaginary time, this was from Stephen Hawking, he says that space and imaginary time are finite but have no boundaries.[75] Imaginary time is not real or unreal, it is something that is hard to visualize.[75] Philosophers can agree that physical time exists outside of the human mind and is objective, and psychological time is mind dependent and subjective.[63]
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In 5th century BC Greece, Antiphon the Sophist, in a fragment preserved from his chief work On Truth, held that: "Time is not a reality (hypostasis), but a concept (noêma) or a measure (metron)." Parmenides went further, maintaining that time, motion, and change were illusions, leading to the paradoxes of his follower Zeno.[76] Time as an illusion is also a common theme in Buddhist thought.[77][78]
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J. M. E. McTaggart's 1908 The Unreality of Time argues that, since every event has the characteristic of being both present and not present (i.e., future or past), that time is a self-contradictory idea (see also The flow of time).
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These arguments often center on what it means for something to be unreal. Modern physicists generally believe that time is as real as space – though others, such as Julian Barbour in his book The End of Time, argue that quantum equations of the universe take their true form when expressed in the timeless realm containing every possible now or momentary configuration of the universe, called "platonia" by Barbour.[79]
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A modern philosophical theory called presentism views the past and the future as human-mind interpretations of movement instead of real parts of time (or "dimensions") which coexist with the present. This theory rejects the existence of all direct interaction with the past or the future, holding only the present as tangible. This is one of the philosophical arguments against time travel. This contrasts with eternalism (all time: present, past and future, is real) and the growing block theory (the present and the past are real, but the future is not).
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Until Einstein's reinterpretation of the physical concepts associated with time and space, time was considered to be the same everywhere in the universe, with all observers measuring the same time interval for any event.[80]
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Non-relativistic classical mechanics is based on this Newtonian idea of time.
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Einstein, in his special theory of relativity,[81]
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postulated the constancy and finiteness of the speed of light for all observers. He showed that this postulate, together with a reasonable definition for what it means for two events to be simultaneous, requires that distances appear compressed and time intervals appear lengthened for events associated with objects in motion relative to an inertial observer.
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The theory of special relativity finds a convenient formulation in Minkowski spacetime, a mathematical structure that combines three dimensions of space with a single dimension of time. In this formalism, distances in space can be measured by how long light takes to travel that distance, e.g., a light-year is a measure of distance, and a meter is now defined in terms of how far light travels in a certain amount of time. Two events in Minkowski spacetime are separated by an invariant interval, which can be either space-like, light-like, or time-like. Events that have a time-like separation cannot be simultaneous in any frame of reference, there must be a temporal component (and possibly a spatial one) to their separation. Events that have a space-like separation will be simultaneous in some frame of reference, and there is no frame of reference in which they do not have a spatial separation. Different observers may calculate different distances and different time intervals between two events, but the invariant interval between the events is independent of the observer (and his or her velocity).
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In non-relativistic classical mechanics, Newton's concept of "relative, apparent, and common time" can be used in the formulation of a prescription for the synchronization of clocks. Events seen by two different observers in motion relative to each other produce a mathematical concept of time that works sufficiently well for describing the everyday phenomena of most people's experience. In the late nineteenth century, physicists encountered problems with the classical understanding of time, in connection with the behavior of electricity and magnetism. Einstein resolved these problems by invoking a method of synchronizing clocks using the constant, finite speed of light as the maximum signal velocity. This led directly to the conclusion that observers in motion relative to one another measure different elapsed times for the same event.
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Time has historically been closely related with space, the two together merging into spacetime in Einstein's special relativity and general relativity. According to these theories, the concept of time depends on the spatial reference frame of the observer, and the human perception as well as the measurement by instruments such as clocks are different for observers in relative motion. For example, if a spaceship carrying a clock flies through space at (very nearly) the speed of light, its crew does not notice a change in the speed of time on board their vessel because everything traveling at the same speed slows down at the same rate (including the clock, the crew's thought processes, and the functions of their bodies). However, to a stationary observer watching the spaceship fly by, the spaceship appears flattened in the direction it is traveling and the clock on board the spaceship appears to move very slowly.
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On the other hand, the crew on board the spaceship also perceives the observer as slowed down and flattened along the spaceship's direction of travel, because both are moving at very nearly the speed of light relative to each other. Because the outside universe appears flattened to the spaceship, the crew perceives themselves as quickly traveling between regions of space that (to the stationary observer) are many light years apart. This is reconciled by the fact that the crew's perception of time is different from the stationary observer's; what seems like seconds to the crew might be hundreds of years to the stationary observer. In either case, however, causality remains unchanged: the past is the set of events that can send light signals to an entity and the future is the set of events to which an entity can send light signals.[82][83]
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Einstein showed in his thought experiments that people travelling at different speeds, while agreeing on cause and effect, measure different time separations between events, and can even observe different chronological orderings between non-causally related events. Though these effects are typically minute in the human experience, the effect becomes much more pronounced for objects moving at speeds approaching the speed of light. Subatomic particles exist for a well known average fraction of a second in a lab relatively at rest, but when travelling close to the speed of light they are measured to travel farther and exist for much longer than when at rest. According to the special theory of relativity, in the high-speed particle's frame of reference, it exists, on the average, for a standard amount of time known as its mean lifetime, and the distance it travels in that time is zero, because its velocity is zero. Relative to a frame of reference at rest, time seems to "slow down" for the particle. Relative to the high-speed particle, distances seem to shorten. Einstein showed how both temporal and spatial dimensions can be altered (or "warped") by high-speed motion.
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Einstein (The Meaning of Relativity): "Two events taking place at the points A and B of a system K are simultaneous if they appear at the same instant when observed from the middle point, M, of the interval AB. Time is then defined as the ensemble of the indications of similar clocks, at rest relative to K, which register the same simultaneously."
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Einstein wrote in his book, Relativity, that simultaneity is also relative, i.e., two events that appear simultaneous to an observer in a particular inertial reference frame need not be judged as simultaneous by a second observer in a different inertial frame of reference.
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The animations visualise the different treatments of time in the Newtonian and the relativistic descriptions. At the heart of these differences are the Galilean and Lorentz transformations applicable in the Newtonian and relativistic theories, respectively.
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In the figures, the vertical direction indicates time. The horizontal direction indicates distance (only one spatial dimension is taken into account), and the thick dashed curve is the spacetime trajectory ("world line") of the observer. The small dots indicate specific (past and future) events in spacetime.
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The slope of the world line (deviation from being vertical) gives the relative velocity to the observer. Note how in both pictures the view of spacetime changes when the observer accelerates.
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In the Newtonian description these changes are such that time is absolute:[84] the movements of the observer do not influence whether an event occurs in the 'now' (i.e., whether an event passes the horizontal line through the observer).
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However, in the relativistic description the observability of events is absolute: the movements of the observer do not influence whether an event passes the "light cone" of the observer. Notice that with the change from a Newtonian to a relativistic description, the concept of absolute time is no longer applicable: events move up-and-down in the figure depending on the acceleration of the observer.
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Time appears to have a direction – the past lies behind, fixed and immutable, while the future lies ahead and is not necessarily fixed. Yet for the most part the laws of physics do not specify an arrow of time, and allow any process to proceed both forward and in reverse. This is generally a consequence of time being modelled by a parameter in the system being analysed, where there is no "proper time": the direction of the arrow of time is sometimes arbitrary. Examples of this include the cosmological arrow of time, which points away from the Big Bang, CPT symmetry, and the radiative arrow of time, caused by light only travelling forwards in time (see light cone). In particle physics, the violation of CP symmetry implies that there should be a small counterbalancing time asymmetry to preserve CPT symmetry as stated above. The standard description of measurement in quantum mechanics is also time asymmetric (see Measurement in quantum mechanics). The second law of thermodynamics states that entropy must increase over time (see Entropy). This can be in either direction – Brian Greene theorizes that, according to the equations, the change in entropy occurs symmetrically whether going forward or backward in time. So entropy tends to increase in either direction, and our current low-entropy universe is a statistical aberration, in the similar manner as tossing a coin often enough that eventually heads will result ten times in a row. However, this theory is not supported empirically in local experiment.[85]
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Time quantization is a hypothetical concept. In the modern established physical theories (the Standard Model of Particles and Interactions and General Relativity) time is not quantized.
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Planck time (~ 5.4 × 10−44 seconds) is the unit of time in the system of natural units known as Planck units. Current established physical theories are believed to fail at this time scale, and many physicists expect that the Planck time might be the smallest unit of time that could ever be measured, even in principle. Tentative physical theories that describe this time scale exist; see for instance loop quantum gravity.
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Time travel is the concept of moving backwards or forwards to different points in time, in a manner analogous to moving through space, and different from the normal "flow" of time to an earthbound observer. In this view, all points in time (including future times) "persist" in some way. Time travel has been a plot device in fiction since the 19th century. Travelling backwards in time has never been verified, presents many theoretical problems, and may be an impossibility.[86] Any technological device, whether fictional or hypothetical, that is used to achieve time travel is known as a time machine.
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A central problem with time travel to the past is the violation of causality; should an effect precede its cause, it would give rise to the possibility of a temporal paradox. Some interpretations of time travel resolve this by accepting the possibility of travel between branch points, parallel realities, or universes.
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Another solution to the problem of causality-based temporal paradoxes is that such paradoxes cannot arise simply because they have not arisen. As illustrated in numerous works of fiction, free will either ceases to exist in the past or the outcomes of such decisions are predetermined. As such, it would not be possible to enact the grandfather paradox because it is a historical fact that one's grandfather was not killed before his child (one's parent) was conceived. This view does not simply hold that history is an unchangeable constant, but that any change made by a hypothetical future time traveller would already have happened in his or her past, resulting in the reality that the traveller moves from. More elaboration on this view can be found in the Novikov self-consistency principle.
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The specious present refers to the time duration wherein one's perceptions are considered to be in the present. The experienced present is said to be 'specious' in that, unlike the objective present, it is an interval and not a durationless instant. The term specious present was first introduced by the psychologist E.R. Clay, and later developed by William James.[87]
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The brain's judgment of time is known to be a highly distributed system, including at least the cerebral cortex, cerebellum and basal ganglia as its components. One particular component, the suprachiasmatic nuclei, is responsible for the circadian (or daily) rhythm, while other cell clusters appear capable of shorter-range (ultradian) timekeeping.
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Psychoactive drugs can impair the judgment of time. Stimulants can lead both humans and rats to overestimate time intervals,[88][89] while depressants can have the opposite effect.[90] The level of activity in the brain of neurotransmitters such as dopamine and norepinephrine may be the reason for this.[91] Such chemicals will either excite or inhibit the firing of neurons in the brain, with a greater firing rate allowing the brain to register the occurrence of more events within a given interval (speed up time) and a decreased firing rate reducing the brain's capacity to distinguish events occurring within a given interval (slow down time).[92]
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Mental chronometry is the use of response time in perceptual-motor tasks to infer the content, duration, and temporal sequencing of cognitive operations.
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Children's expanding cognitive abilities allow them to understand time more clearly. Two- and three-year-olds' understanding of time is mainly limited to "now and not now". Five- and six-year-olds can grasp the ideas of past, present, and future. Seven- to ten-year-olds can use clocks and calendars.[93]
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In addition to psychoactive drugs, judgments of time can be altered by temporal illusions (like the kappa effect),[94] age,[95] and hypnosis.[96] The sense of time is impaired in some people with neurological diseases such as Parkinson's disease and attention deficit disorder.
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Psychologists assert that time seems to go faster with age, but the literature on this age-related perception of time remains controversial.[97] Those who support this notion argue that young people, having more excitatory neurotransmitters, are able to cope with faster external events.[92]
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In sociology and anthropology, time discipline is the general name given to social and economic rules, conventions, customs, and expectations governing the measurement of time, the social currency and awareness of time measurements, and people's expectations concerning the observance of these customs by others. Arlie Russell Hochschild[98][99] and Norbert Elias[100] have written on the use of time from a sociological perspective.
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The use of time is an important issue in understanding human behavior, education, and travel behavior. Time-use research is a developing field of study. The question concerns how time is allocated across a number of activities (such as time spent at home, at work, shopping, etc.). Time use changes with technology, as the television or the Internet created new opportunities to use time in different ways. However, some aspects of time use are relatively stable over long periods of time, such as the amount of time spent traveling to work, which despite major changes in transport, has been observed to be about 20–30 minutes one-way for a large number of cities over a long period.
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Time management is the organization of tasks or events by first estimating how much time a task requires and when it must be completed, and adjusting events that would interfere with its completion so it is done in the appropriate amount of time. Calendars and day planners are common examples of time management tools.
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A sequence of events, or series of events, is a sequence of items, facts, events, actions, changes, or procedural steps, arranged in time order (chronological order), often with causality relationships among the items.[101][102][103]
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Because of causality, cause precedes effect, or cause and effect may appear together in a single item, but effect never precedes cause. A sequence of events can be presented in text, tables, charts, or timelines. The description of the items or events may include a timestamp. A sequence of events that includes the time along with place or location information to describe a sequential path may be referred to as a world line.
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Uses of a sequence of events include stories,[104]
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historical events (chronology), directions and steps in procedures,[105]
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and timetables for scheduling activities. A sequence of events may also be used to help describe processes in science, technology, and medicine. A sequence of events may be focused on past events (e.g., stories, history, chronology), on future events that must be in a predetermined order (e.g., plans, schedules, procedures, timetables), or focused on the observation of past events with the expectation that the events will occur in the future (e.g., processes, projections). The use of a sequence of events occurs in fields as diverse as machines (cam timer), documentaries (Seconds From Disaster), law (choice of law), finance (directional-change intrinsic time), computer simulation (discrete event simulation), and electric power transmission[106]
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(sequence of events recorder). A specific example of a sequence of events is the timeline of the Fukushima Daiichi nuclear disaster.
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Although time is regarded as an abstract concept, there is increasing evidence that time is conceptualized in the mind in terms of space.[107] That is, instead of thinking about time in a general, abstract way, humans think about time in a spatial way and mentally organize it as such. Using space to think about time allows humans to mentally organize temporal events in a specific way.
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This spatial representation of time is often represented in the mind as a Mental Time Line (MTL).[108] Using space to think about time allows humans to mentally organize temporal order. These origins are shaped by many environmental factors[107]––for example, literacy appears to play a large role in the different types of MTLs, as reading/writing direction provides an everyday temporal orientation that differs from culture to culture.[108] In western cultures, the MTL may unfold rightward (with the past on the left and the future on the right) since people read and write from left to right.[108] Western calendars also continue this trend by placing the past on the left with the future progressing toward the right. Conversely, Arabic, Farsi, Urdu and Israeli-Hebrew speakers read from right to left, and their MTLs unfold leftward (past on the right with future on the left), and evidence suggests these speakers organize time events in their minds like this as well.[108]
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This linguistic evidence that abstract concepts are based in spatial concepts also reveals that the way humans mentally organize time events varies across cultures––that is, a certain specific mental organization system is not universal. So, although Western cultures typically associate past events with the left and future events with the right according to a certain MTL, this kind of horizontal, egocentric MTL is not the spatial organization of all cultures. Although most developed nations use an egocentric spatial system, there is recent evidence that some cultures use an allocentric spatialization, often based on environmental features.[107]
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A recent study of the indigenous Yupno people of Papua New Guinea focused on the directional gestures used when individuals used time-related words.[107] When speaking of the past (such as "last year" or "past times"), individuals gestured downhill, where the river of the valley flowed into the ocean. When speaking of the future, they gestured uphill, toward the source of the river. This was common regardless of which direction the person faced, revealing that the Yupno people may use an allocentric MTL, in which time flows uphill.[107]
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A similar study of the Pormpuraawans, an aboriginal group in Australia, revealed a similar distinction in which when asked to organize photos of a man aging "in order," individuals consistently placed the youngest photos to the east and the oldest photos to the west, regardless of which direction they faced.[109] This directly clashed with an American group which consistently organized the photos from left to right. Therefore, this group also appears to have an allocentric MTL, but based on the cardinal directions instead of geographical features.[109]
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The wide array of distinctions in the way different groups think about time leads to the broader question that different groups may also think about other abstract concepts in different ways as well, such as causality and number.[107]
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Metabolism (/məˈtæbəlɪzəm/, from Greek: μεταβολή metabolē, "change") is the set of life-sustaining chemical reactions in organisms. The three main purposes of metabolism are: the conversion of food to energy to run cellular processes; the conversion of food/fuel to building blocks for proteins, lipids, nucleic acids, and some carbohydrates; and the elimination of nitrogenous wastes. These enzyme-catalyzed reactions allow organisms to grow and reproduce, maintain their structures, and respond to their environments. (The word metabolism can also refer to the sum of all chemical reactions that occur in living organisms, including digestion and the transport of substances into and between different cells, in which case the above described set of reactions within the cells is called intermediary metabolism or intermediate metabolism).
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Metabolic reactions may be categorized as catabolic – the breaking down of compounds (for example, the breaking down of glucose to pyruvate by cellular respiration); or anabolic – the building up (synthesis) of compounds (such as proteins, carbohydrates, lipids, and nucleic acids). Usually, catabolism releases energy, and anabolism consumes energy.
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The chemical reactions of metabolism are organized into metabolic pathways, in which one chemical is transformed through a series of steps into another chemical, each step being facilitated by a specific enzyme. Enzymes are crucial to metabolism because they allow organisms to drive desirable reactions that require energy that will not occur by themselves, by coupling them to spontaneous reactions that release energy. Enzymes act as catalysts – they allow a reaction to proceed more rapidly – and they also allow the regulation of the rate of a metabolic reaction, for example in response to changes in the cell's environment or to signals from other cells.
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The metabolic system of a particular organism determines which substances it will find nutritious and which poisonous. For example, some prokaryotes use hydrogen sulfide as a nutrient, yet this gas is poisonous to animals.[1] The basal metabolic rate of an organism is the measure of the amount of energy consumed by all of these chemical reactions.
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A striking feature of metabolism is the similarity of the basic metabolic pathways among vastly different species.[2] For example, the set of carboxylic acids that are best known as the intermediates in the citric acid cycle are present in all known organisms, being found in species as diverse as the unicellular bacterium Escherichia coli and huge multicellular organisms like elephants.[3] These similarities in metabolic pathways are likely due to their early appearance in evolutionary history, and their retention because of their efficacy.[4][5] The metabolism of cancer cells is also different from the metabolism of normal cells and these differences can be used to find targets for therapeutic intervention in cancer.[6]
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Most of the structures that make up animals, plants and microbes are made from four basic classes of molecule: amino acids, carbohydrates , nucleic acid and lipids (often called fats). As these molecules are vital for life, metabolic reactions either focus on making these molecules during the construction of cells and tissues, or by breaking them down and using them as a source of energy, by their digestion. These biochemicals can be joined together to make polymers such as DNA and proteins, essential macromolecules of life.[7]
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Proteins are made of amino acids arranged in a linear chain joined together by peptide bonds. Many proteins are enzymes that catalyze the chemical reactions in metabolism. Other proteins have structural or mechanical functions, such as those that form the cytoskeleton, a system of scaffolding that maintains the cell shape.[8] Proteins are also important in cell signaling, immune responses, cell adhesion, active transport across membranes, and the cell cycle.[9] Amino acids also contribute to cellular energy metabolism by providing a carbon source for entry into the citric acid cycle (tricarboxylic acid cycle),[10] especially when a primary source of energy, such as glucose, is scarce, or when cells undergo metabolic stress.[11]
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Lipids are the most diverse group of biochemicals. Their main structural uses are as part of biological membranes both internal and external, such as the cell membrane, or as a source of energy.[9] Lipids are usually defined as hydrophobic or amphipathic biological molecules but will dissolve in organic solvents such as alcohol, benzene or chloroform.[12] The fats are a large group of compounds that contain fatty acids and glycerol; a glycerol molecule attached to three fatty acid esters is called a triacylglyceride.[13] Several variations on this basic structure exist, including backbones such as sphingosine in the sphingomyelin, and hydrophilic groups such as phosphate as in phospholipids. Steroids such as sterol are another major class of lipids.[14]
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Carbohydrates are aldehydes or ketones, with many hydroxyl groups attached, that can exist as straight chains or rings. Carbohydrates are the most abundant biological molecules, and fill numerous roles, such as the storage and transport of energy (starch, glycogen) and structural components (cellulose in plants, chitin in animals).[9] The basic carbohydrate units are called monosaccharides and include galactose, fructose, and most importantly glucose. Monosaccharides can be linked together to form polysaccharides in almost limitless ways.[15]
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The two nucleic acids, DNA and RNA, are polymers of nucleotides. Each nucleotide is composed of a phosphate attached to a ribose or deoxyribose sugar group which is attached to a nitrogenous base. Nucleic acids are critical for the storage and use of genetic information, and its interpretation through the processes of transcription and protein biosynthesis.[9] This information is protected by DNA repair mechanisms and propagated through DNA replication. Many viruses have an RNA genome, such as HIV, which uses reverse transcription to create a DNA template from its viral RNA genome.[16] RNA in ribozymes such as spliceosomes and ribosomes is similar to enzymes as it can catalyze chemical reactions. Individual nucleosides are made by attaching a nucleobase to a ribose sugar. These bases are heterocyclic rings containing nitrogen, classified as purines or pyrimidines. Nucleotides also act as coenzymes in metabolic-group-transfer reactions.[17]
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Metabolism involves a vast array of chemical reactions, but most fall under a few basic types of reactions that involve the transfer of functional groups of atoms and their bonds within molecules.[18] This common chemistry allows cells to use a small set of metabolic intermediates to carry chemical groups between different reactions.[17] These group-transfer intermediates are called coenzymes. Each class of group-transfer reactions is carried out by a particular coenzyme, which is the substrate for a set of enzymes that produce it, and a set of enzymes that consume it. These coenzymes are therefore continuously made, consumed and then recycled.[19]
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One central coenzyme is adenosine triphosphate (ATP), the universal energy currency of cells. This nucleotide is used to transfer chemical energy between different chemical reactions. There is only a small amount of ATP in cells, but as it is continuously regenerated, the human body can use about its own weight in ATP per day.[19] ATP acts as a bridge between catabolism and anabolism. Catabolism breaks down molecules, and anabolism puts them together. Catabolic reactions generate ATP, and anabolic reactions consume it. It also serves as a carrier of phosphate groups in phosphorylation reactions.[20]
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A vitamin is an organic compound needed in small quantities that cannot be made in cells. In human nutrition, most vitamins function as coenzymes after modification; for example, all water-soluble vitamins are phosphorylated or are coupled to nucleotides when they are used in cells.[21] Nicotinamide adenine dinucleotide (NAD+), a derivative of vitamin B3 (niacin), is an important coenzyme that acts as a hydrogen acceptor. Hundreds of separate types of dehydrogenases remove electrons from their substrates and reduce NAD+ into NADH. This reduced form of the coenzyme is then a substrate for any of the reductases in the cell that need to reduce their substrates.[22] Nicotinamide adenine dinucleotide exists in two related forms in the cell, NADH and NADPH. The NAD+/NADH form is more important in catabolic reactions, while NADP+/NADPH is used in anabolic reactions.[23]
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Inorganic elements play critical roles in metabolism; some are abundant (e.g. sodium and potassium) while others function at minute concentrations. About 99% of a human's body weight is made up of the elements carbon, nitrogen, calcium, sodium, chlorine, potassium, hydrogen, phosphorus, oxygen and sulfur. Organic compounds (proteins, lipids and carbohydrates) contain the majority of the carbon and nitrogen; most of the oxygen and hydrogen is present as water.[24]
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The abundant inorganic elements act as electrolytes. The most important ions are sodium, potassium, calcium, magnesium, chloride, phosphate and the organic ion bicarbonate. The maintenance of precise ion gradients across cell membranes maintains osmotic pressure and pH.[25] Ions are also critical for nerve and muscle function, as action potentials in these tissues are produced by the exchange of electrolytes between the extracellular fluid and the cell's fluid, the cytosol.[26] Electrolytes enter and leave cells through proteins in the cell membrane called ion channels. For example, muscle contraction depends upon the movement of calcium, sodium and potassium through ion channels in the cell membrane and T-tubules.[27]
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Transition metals are usually present as trace elements in organisms, with zinc and iron being most abundant of those.[28] These metals are used in some proteins as cofactors and are essential for the activity of enzymes such as catalase and oxygen-carrier proteins such as hemoglobin[29] Metal cofactors are bound tightly to specific sites in proteins; although enzyme cofactors can be modified during catalysis, they always return to their original state by the end of the reaction catalyzed. Metal micronutrients are taken up into organisms by specific transporters and bind to storage proteins such as ferritin or metallothionein when not in use.[30][31]
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Catabolism is the set of metabolic processes that break down large molecules. These include breaking down and oxidizing food molecules. The purpose of the catabolic reactions is to provide the energy and components needed by anabolic reactions which build molecules.[32] The exact nature of these catabolic reactions differ from organism to organism, and organisms can be classified based on their sources of energy and carbon (their primary nutritional groups), as shown in the table below. Organic molecules are used as a source of energy by organotrophs, while lithotrophs use inorganic substrates, and phototrophs capture sunlight as chemical energy.[33] However, all these different forms of metabolism depend on redox reactions that involve the transfer of electrons from reduced donor molecules such as organic molecules, water, ammonia, hydrogen sulfide or ferrous ions to acceptor molecules such as oxygen, nitrate or sulfate. In animals, these reactions involve complex organic molecules that are broken down to simpler molecules, such as carbon dioxide and water. In photosynthetic organisms, such as plants and cyanobacteria, these electron-transfer reactions do not release energy but are used as a way of storing energy absorbed from sunlight.[34]
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The most common set of catabolic reactions in animals can be separated into three main stages. In the first stage, large organic molecules, such as proteins, polysaccharides or lipids, are digested into their smaller components outside cells. Next, these smaller molecules are taken up by cells and converted to smaller molecules, usually acetyl coenzyme A (acetyl-CoA), which releases some energy. Finally, the acetyl group on the CoA is oxidised to water and carbon dioxide in the citric acid cycle and electron transport chain, releasing the energy that is stored by reducing the coenzyme nicotinamide adenine dinucleotide (NAD+) into NADH.[32]
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Macromolecules cannot be directly processed by cells. Macromolecules must be broken into smaller units before they can be used in cell metabolism. Different classes of enzymes were being used to digest these polymers. These digestive enzymes include proteases that digest proteins into amino acids, as well as glycoside hydrolases that digest polysaccharides into simple sugars known as monosaccharides[36]
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Microbes simply secrete digestive enzymes into their surroundings,[37][38] while animals only secrete these enzymes from specialized cells in their guts, including the stomach and pancreas, and salivary glands.[39] The amino acids or sugars released by these extracellular enzymes are then pumped into cells by active transport proteins.[40][41]
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Carbohydrate catabolism is the breakdown of carbohydrates into smaller units. Carbohydrates are usually taken into cells once they have been digested into monosaccharides.[42] Once inside, the major route of breakdown is glycolysis, where sugars such as glucose and fructose are converted into pyruvate and some ATP is generated.[43] Pyruvate is an intermediate in several metabolic pathways, but the majority is converted to acetyl-CoA through aerobic (with oxygen) glycolysis and fed into the citric acid cycle. Although some more ATP is generated in the citric acid cycle, the most important product is NADH, which is made from NAD+ as the acetyl-CoA is oxidized. This oxidation releases carbon dioxide as a waste product. In anaerobic conditions, glycolysis produces lactate, through the enzyme lactate dehydrogenase re-oxidizing NADH to NAD+ for re-use in glycolysis.[44] An alternative route for glucose breakdown is the pentose phosphate pathway, which reduces the coenzyme NADPH and produces pentose sugars such as ribose, the sugar component of nucleic acids.
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Fats are catabolised by hydrolysis to free fatty acids and glycerol. The glycerol enters glycolysis and the fatty acids are broken down by beta oxidation to release acetyl-CoA, which then is fed into the citric acid cycle. Fatty acids release more energy upon oxidation than carbohydrates because carbohydrates contain more oxygen in their structures. Steroids are also broken down by some bacteria in a process similar to beta oxidation, and this breakdown process involves the release of significant amounts of acetyl-CoA, propionyl-CoA, and pyruvate, which can all be used by the cell for energy. M. tuberculosis can also grow on the lipid cholesterol as a sole source of carbon, and genes involved in the cholesterol use pathway(s) have been validated as important during various stages of the infection lifecycle of M. tuberculosis.[45]
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Amino acids are either used to synthesize proteins and other biomolecules, or oxidized to urea and carbon dioxide as a source of energy.[46] The oxidation pathway starts with the removal of the amino group by a transaminase. The amino group is fed into the urea cycle, leaving a deaminated carbon skeleton in the form of a keto acid. Several of these keto acids are intermediates in the citric acid cycle, for example the deamination of glutamate forms α-ketoglutarate.[47] The glucogenic amino acids can also be converted into glucose, through gluconeogenesis (discussed below).[48]
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In oxidative phosphorylation, the electrons removed from organic molecules in areas such as the protagon acid cycle are transferred to oxygen and the energy released is used to make ATP. This is done in eukaryotes by a series of proteins in the membranes of mitochondria called the electron transport chain. In prokaryotes, these proteins are found in the cell's inner membrane.[49] These proteins use the energy released from passing electrons from reduced molecules like NADH onto oxygen to pump protons across a membrane.[50]
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Pumping protons out of the mitochondria creates a proton concentration difference across the membrane and generates an electrochemical gradient.[51] This force drives protons back into the mitochondrion through the base of an enzyme called ATP synthase. The flow of protons makes the stalk subunit rotate, causing the active site of the synthase domain to change shape and phosphorylate adenosine diphosphate – turning it into ATP.[19]
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Chemolithotrophy is a type of metabolism found in prokaryotes where energy is obtained from the oxidation of inorganic compounds. These organisms can use hydrogen,[52] reduced sulfur compounds (such as sulfide, hydrogen sulfide and thiosulfate),[1] ferrous iron (FeII)[53] or ammonia[54] as sources of reducing power and they gain energy from the oxidation of these compounds with electron acceptors such as oxygen or nitrite.[55] These microbial processes are important in global biogeochemical cycles such as acetogenesis, nitrification and denitrification and are critical for soil fertility.[56][57]
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The energy in sunlight is captured by plants, cyanobacteria, purple bacteria, green sulfur bacteria and some protists. This process is often coupled to the conversion of carbon dioxide into organic compounds, as part of photosynthesis, which is discussed below. The energy capture and carbon fixation systems can however operate separately in prokaryotes, as purple bacteria and green sulfur bacteria can use sunlight as a source of energy, while switching between carbon fixation and the fermentation of organic compounds.[58][59]
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In many organisms, the capture of solar energy is similar in principle to oxidative phosphorylation, as it involves the storage of energy as a proton concentration gradient. This proton motive force then drives ATP synthesis[60] The electrons needed to drive this electron transport chain come from light-gathering proteins called photosynthetic reaction centres. Reaction centers are classed into two types depending on the nature of photosynthetic pigment present, with most photosynthetic bacteria only having one type, while plants and cyanobacteria have two.[61]
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In plants, algae, and cyanobacteria, photosystem II uses light energy to remove electrons from water, releasing oxygen as a waste product. The electrons then flow to the cytochrome b6f complex, which uses their energy to pump protons across the thylakoid membrane in the chloroplast.[34] These protons move back through the membrane as they drive the ATP synthase, as before. The electrons then flow through photosystem I and can then either be used to reduce the coenzyme NADP+.[62]fThese cooenzyme can be used in the Calvin cycle, which is discussed below, or recycled for further ATP generation.
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Anabolism is the set of constructive metabolic processes where the energy released by catabolism is used to synthesize complex molecules. In general, the complex molecules that make up cellular structures are constructed step-by-step from small and simple precursors. Anabolism involves three basic stages. First, the production of precursors such as amino acids, monosaccharides, isoprenoids and nucleotides, secondly, their activation into reactive forms using energy from ATP, and thirdly, the assembly of these precursors into complex molecules such as proteins, polysaccharides, lipids and nucleic acids.[63]
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Anabolism in organisms can be different according to the source of constructed molecules in their cells. Autotrophs such as plants can construct the complex organic molecules in cells such as polysaccharides and proteins from simple molecules like carbon dioxide and water. Heterotrophs, on the other hand, require a source of more complex substances, such as monosaccharides and amino acids, to produce these complex molecules. Organisms can be further classified by ultimate source of their energy: photoautotrophs and photoheterotrophs obtain energy from light, whereas chemoautotrophs and chemoheterotrophs obtain energy from inorganic oxidation reactions.[63]
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Photosynthesis is the synthesis of carbohydrates from sunlight and carbon dioxide (CO2). In plants, cyanobacteria and algae, oxygenic photosynthesis splits water, with oxygen produced as a waste product. This process uses the ATP and NADPH produced by the photosynthetic reaction centres, as described above, to convert CO2 into glycerate 3-phosphate, which can then be converted into glucose. This carbon-fixation reaction is carried out by the enzyme RuBisCO as part of the Calvin – Benson cycle.[64] Three types of photosynthesis occur in plants, C3 carbon fixation, C4 carbon fixation and CAM photosynthesis. These differ by the route that carbon dioxide takes to the Calvin cycle, with C3 plants fixing CO2 directly, while C4 and CAM photosynthesis incorporate the CO2 into other compounds first, as adaptations to deal with intense sunlight and dry conditions.[65]
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In photosynthetic prokaryotes the mechanisms of carbon fixation are more diverse. Here, carbon dioxide can be fixed by the Calvin – Benson cycle, a reversed citric acid cycle,[66] or the carboxylation of acetyl-CoA.[67][68] Prokaryotic chemoautotrophs also fix CO2 through the Calvin–Benson cycle, but use energy from inorganic compounds to drive the reaction.[69]
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In carbohydrate anabolism, simple organic acids can be converted into monosaccharides such as glucose and then used to assemble polysaccharides such as starch. The generation of glucose from compounds like pyruvate, lactate, glycerol, glycerate 3-phosphate and amino acids is called gluconeogenesis. Gluconeogenesis converts pyruvate to glucose-6-phosphate through a series of intermediates, many of which are shared with glycolysis.[43] However, this pathway is not simply glycolysis run in reverse, as several steps are catalyzed by non-glycolytic enzymes. This is important as it allows the formation and breakdown of glucose to be regulated separately, and prevents both pathways from running simultaneously in a futile cycle.[70][71]
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Although fat is a common way of storing energy, in vertebrates such as humans the fatty acids in these stores cannot be converted to glucose through gluconeogenesis as these organisms cannot convert acetyl-CoA into pyruvate; plants do, but animals do not, have the necessary enzymatic machinery.[72] As a result, after long-term starvation, vertebrates need to produce ketone bodies from fatty acids to replace glucose in tissues such as the brain that cannot metabolize fatty acids.[73] In other organisms such as plants and bacteria, this metabolic problem is solved using the glyoxylate cycle, which bypasses the decarboxylation step in the citric acid cycle and allows the transformation of acetyl-CoA to oxaloacetate, where it can be used for the production of glucose.[72][74] Other than fat, glucose is stored in most tissues, as an energy resource available within the tissue through glycogenesis which was usually being used to maintained glucose level in blood.[75]
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Polysaccharides and glycans are made by the sequential addition of monosaccharides by glycosyltransferase from a reactive sugar-phosphate donor such as uridine diphosphate glucose (UDP-Glc) to an acceptor hydroxyl group on the growing polysaccharide. As any of the hydroxyl groups on the ring of the substrate can be acceptors, the polysaccharides produced can have straight or branched structures.[76] The polysaccharides produced can have structural or metabolic functions themselves, or be transferred to lipids and proteins by enzymes called oligosaccharyltransferases.[77][78]
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Fatty acids are made by fatty acid synthases that polymerize and then reduce acetyl-CoA units. The acyl chains in the fatty acids are extended by a cycle of reactions that add the acyl group, reduce it to an alcohol, dehydrate it to an alkene group and then reduce it again to an alkane group. The enzymes of fatty acid biosynthesis are divided into two groups: in animals and fungi, all these fatty acid synthase reactions are carried out by a single multifunctional type I protein,[79] while in plant plastids and bacteria separate type II enzymes perform each step in the pathway.[80][81]
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Terpenes and isoprenoids are a large class of lipids that include the carotenoids and form the largest class of plant natural products.[82] These compounds are made by the assembly and modification of isoprene units donated from the reactive precursors isopentenyl pyrophosphate and dimethylallyl pyrophosphate.[83] These precursors can be made in different ways. In animals and archaea, the mevalonate pathway produces these compounds from acetyl-CoA,[84] while in plants and bacteria the non-mevalonate pathway uses pyruvate and glyceraldehyde 3-phosphate as substrates.[83][85] One important reaction that uses these activated isoprene donors is sterol biosynthesis. Here, the isoprene units are joined together to make squalene and then folded up and formed into a set of rings to make lanosterol.[86] Lanosterol can then be converted into other sterol such as cholesterol and ergosterol.[86][87]
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Organisms vary in their ability to synthesize the 20 common amino acids. Most bacteria and plants can synthesize all twenty, but mammals can only synthesize eleven nonessential amino acids, so nine essential amino acids must be obtained from food.[9] Some simple parasites, such as the bacteria Mycoplasma pneumoniae, lack all amino acid synthesis and take their amino acids directly from their hosts.[88] All amino acids are synthesized from intermediates in glycolysis, the citric acid cycle, or the pentose phosphate pathway. Nitrogen is provided by glutamate and glutamine. Nonessensial amino acid synthesis depends on the formation of the appropriate alpha-keto acid, which is then transaminated to form an amino acid.[89]
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Amino acids are made into proteins by being joined together in a chain of peptide bonds. Each different protein has a unique sequence of amino acid residues: this is its primary structure. Just as the letters of the alphabet can be combined to form an almost endless variety of words, amino acids can be linked in varying sequences to form a huge variety of proteins. Proteins are made from amino acids that have been activated by attachment to a transfer RNA molecule through an ester bond. This aminoacyl-tRNA precursor is produced in an ATP-dependent reaction carried out by an aminoacyl tRNA synthetase.[90] This aminoacyl-tRNA is then a substrate for the ribosome, which joins the amino acid onto the elongating protein chain, using the sequence information in a messenger RNA.[91]
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Nucleotides are made from amino acids, carbon dioxide and formic acid in pathways that require large amounts of metabolic energy.[92] Consequently, most organisms have efficient systems to salvage preformed nucleotides.[92][93] Purines are synthesized as nucleosides (bases attached to ribose).[94] Both adenine and guanine are made from the precursor nucleoside inosine monophosphate, which is synthesized using atoms from the amino acids glycine, glutamine, and aspartic acid, as well as formate transferred from the coenzyme tetrahydrofolate. Pyrimidines, on the other hand, are synthesized from the base orotate, which is formed from glutamine and aspartate.[95]
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All organisms are constantly exposed to compounds that they cannot use as foods and would be harmful if they accumulated in cells, as they have no metabolic function. These potentially damaging compounds are called xenobiotics.[96] Xenobiotics such as synthetic drugs, natural poisons and antibiotics are detoxified by a set of xenobiotic-metabolizing enzymes. In humans, these include cytochrome P450 oxidases,[97] UDP-glucuronosyltransferases,[98] and glutathione S-transferases.[99] This system of enzymes acts in three stages to firstly oxidize the xenobiotic (phase I) and then conjugate water-soluble groups onto the molecule (phase II). The modified water-soluble xenobiotic can then be pumped out of cells and in multicellular organisms may be further metabolized before being excreted (phase III). In ecology, these reactions are particularly important in microbial biodegradation of pollutants and the bioremediation of contaminated land and oil spills.[100] Many of these microbial reactions are shared with multicellular organisms, but due to the incredible diversity of types of microbes these organisms are able to deal with a far wider range of xenobiotics than multicellular organisms, and can degrade even persistent organic pollutants such as organochloride compounds.[101]
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A related problem for aerobic organisms is oxidative stress.[102] Here, processes including oxidative phosphorylation and the formation of disulfide bonds during protein folding produce reactive oxygen species such as hydrogen peroxide.[103] These damaging oxidants are removed by antioxidant metabolites such as glutathione and enzymes such as catalases and peroxidases.[104][105]
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Living organisms must obey the laws of thermodynamics, which describe the transfer of heat and work. The second law of thermodynamics states that in any closed system, the amount of entropy (disorder) cannot decrease. Although living organisms' amazing complexity appears to contradict this law, life is possible as all organisms are open systems that exchange matter and energy with their surroundings. Thus living systems are not in equilibrium, but instead are dissipative systems that maintain their state of high complexity by causing a larger increase in the entropy of their environments.[106] The metabolism of a cell achieves this by coupling the spontaneous processes of catabolism to the non-spontaneous processes of anabolism. In thermodynamic terms, metabolism maintains order by creating disorder.[107]
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As the environments of most organisms are constantly changing, the reactions of metabolism must be finely regulated to maintain a constant set of conditions within cells, a condition called homeostasis.[108][109] Metabolic regulation also allows organisms to respond to signals and interact actively with their environments.[110] Two closely linked concepts are important for understanding how metabolic pathways are controlled. Firstly, the regulation of an enzyme in a pathway is how its activity is increased and decreased in response to signals. Secondly, the control exerted by this enzyme is the effect that these changes in its activity have on the overall rate of the pathway (the flux through the pathway).[111] For example, an enzyme may show large changes in activity (i.e. it is highly regulated) but if these changes have little effect on the flux of a metabolic pathway, then this enzyme is not involved in the control of the pathway.[112]
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There are multiple levels of metabolic regulation. In intrinsic regulation, the metabolic pathway self-regulates to respond to changes in the levels of substrates or products; for example, a decrease in the amount of product can increase the flux through the pathway to compensate.[111] This type of regulation often involves allosteric regulation of the activities of multiple enzymes in the pathway.[113] Extrinsic control involves a cell in a multicellular organism changing its metabolism in response to signals from other cells. These signals are usually in the form of water soluble messengers such as hormones and growth factors and are detected by specific receptors on the cell surface.[114] These signals are then transmitted inside the cell by second messenger systems that often involved the phosphorylation of proteins.[115]
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A very well understood example of extrinsic control is the regulation of glucose metabolism by the hormone insulin.[116] Insulin is produced in response to rises in blood glucose levels. Binding of the hormone to insulin receptors on cells then activates a cascade of protein kinases that cause the cells to take up glucose and convert it into storage molecules such as fatty acids and glycogen.[117] The metabolism of glycogen is controlled by activity of phosphorylase, the enzyme that breaks down glycogen, and glycogen synthase, the enzyme that makes it. These enzymes are regulated in a reciprocal fashion, with phosphorylation inhibiting glycogen synthase, but activating phosphorylase. Insulin causes glycogen synthesis by activating protein phosphatases and producing a decrease in the phosphorylation of these enzymes.[118]
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The central pathways of metabolism described above, such as glycolysis and the citric acid cycle, are present in all three domains of living things and were present in the last universal common ancestor.[3][119] This universal ancestral cell was prokaryotic and probably a methanogen that had extensive amino acid, nucleotide, carbohydrate and lipid metabolism.[120][121] The retention of these ancient pathways during later evolution may be the result of these reactions having been an optimal solution to their particular metabolic problems, with pathways such as glycolysis and the citric acid cycle producing their end products highly efficiently and in a minimal number of steps.[4][5] The first pathways of enzyme-based metabolism may have been parts of purine nucleotide metabolism, while previous metabolic pathways were a part of the ancient RNA world.[122]
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Many models have been proposed to describe the mechanisms by which novel metabolic pathways evolve. These include the sequential addition of novel enzymes to a short ancestral pathway, the duplication and then divergence of entire pathways as well as the recruitment of pre-existing enzymes and their assembly into a novel reaction pathway.[123] The relative importance of these mechanisms is unclear, but genomic studies have shown that enzymes in a pathway are likely to have a shared ancestry, suggesting that many pathways have evolved in a step-by-step fashion with novel functions created from pre-existing steps in the pathway.[124] An alternative model comes from studies that trace the evolution of proteins' structures in metabolic networks, this has suggested that enzymes are pervasively recruited, borrowing enzymes to perform similar functions in different metabolic pathways (evident in the MANET database)[125] These recruitment processes result in an evolutionary enzymatic mosaic.[126] A third possibility is that some parts of metabolism might exist as "modules" that can be reused in different pathways and perform similar functions on different molecules.[127]
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As well as the evolution of new metabolic pathways, evolution can also cause the loss of metabolic functions. For example, in some parasites metabolic processes that are not essential for survival are lost and preformed amino acids, nucleotides and carbohydrates may instead be scavenged from the host.[128] Similar reduced metabolic capabilities are seen in endosymbiotic organisms.[129]
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Classically, metabolism is studied by a reductionist approach that focuses on a single metabolic pathway. Particularly valuable is the use of radioactive tracers at the whole-organism, tissue and cellular levels, which define the paths from precursors to final products by identifying radioactively labelled intermediates and products.[130] The enzymes that catalyze these chemical reactions can then be purified and their kinetics and responses to inhibitors investigated. A parallel approach is to identify the small molecules in a cell or tissue; the complete set of these molecules is called the metabolome. Overall, these studies give a good view of the structure and function of simple metabolic pathways, but are inadequate when applied to more complex systems such as the metabolism of a complete cell.[131]
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An idea of the complexity of the metabolic networks in cells that contain thousands of different enzymes is given by the figure showing the interactions between just 43 proteins and 40 metabolites to the right: the sequences of genomes provide lists containing anything up to 26.500 genes.[132] However, it is now possible to use this genomic data to reconstruct complete networks of biochemical reactions and produce more holistic mathematical models that may explain and predict their behavior.[133] These models are especially powerful when used to integrate the pathway and metabolite data obtained through classical methods with data on gene expression from proteomic and DNA microarray studies.[134] Using these techniques, a model of human metabolism has now been produced, which will guide future drug discovery and biochemical research.[135] These models are now used in network analysis, to classify human diseases into groups that share common proteins or metabolites.[136][137]
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Bacterial metabolic networks are a striking example of bow-tie[138][139][140] organization, an architecture able to input a wide range of nutrients and produce a large variety of products and complex macromolecules using a relatively few intermediate common currencies.
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A major technological application of this information is metabolic engineering. Here, organisms such as yeast, plants or bacteria are genetically modified to make them more useful in biotechnology and aid the production of drugs such as antibiotics or industrial chemicals such as 1,3-propanediol and shikimic acid.[141] These genetic modifications usually aim to reduce the amount of energy used to produce the product, increase yields and reduce the production of wastes.[142]
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The term metabolism is derived from French "métabolisme" or Ancient Greek μεταβολή – "Metabole" for "a change" which derived from μεταβάλλ –"Metaballein" means "To change"[143]
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Aristotle's The Parts of Animals sets out enough details of his views on metabolism for an open flow model to be made. He believed that at each stage of the process, materials from food were transformed, with heat being released as the classical element of fire, and residual materials being excreted as urine, bile, or faeces.[144]
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Ibn al-Nafis described metabolism in his 1260 AD work titled Al-Risalah al-Kamiliyyah fil Siera al-Nabawiyyah (The Treatise of Kamil on the Prophet's Biography) which included the following phrase "Both the body and its parts are in a continuous state of dissolution and nourishment, so they are inevitably undergoing permanent change."[145]
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The history of the scientific study of metabolism spans several centuries and has moved from examining whole animals in early studies, to examining individual metabolic reactions in modern biochemistry. The first controlled experiments in human metabolism were published by Santorio Santorio in 1614 in his book Ars de statica medicina.[146] He described how he weighed himself before and after eating, sleep, working, sex, fasting, drinking, and excreting. He found that most of the food he took in was lost through what he called "insensible perspiration".
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In these early studies, the mechanisms of these metabolic processes had not been identified and a vital force was thought to animate living tissue.[147] In the 19th century, when studying the fermentation of sugar to alcohol by yeast, Louis Pasteur concluded that fermentation was catalyzed by substances within the yeast cells he called "ferments". He wrote that "alcoholic fermentation is an act correlated with the life and organization of the yeast cells, not with the death or putrefaction of the cells."[148] This discovery, along with the publication by Friedrich Wöhler in 1828 of a paper on the chemical synthesis of urea,[149] and is notable for being the first organic compound prepared from wholly inorganic precursors. This proved that the organic compounds and chemical reactions found in cells were no different in principle than any other part of chemistry.
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It was the discovery of enzymes at the beginning of the 20th century by Eduard Buchner that separated the study of the chemical reactions of metabolism from the biological study of cells, and marked the beginnings of biochemistry.[150] The mass of biochemical knowledge grew rapidly throughout the early 20th century. One of the most prolific of these modern biochemists was Hans Krebs who made huge contributions to the study of metabolism.[151] He discovered the urea cycle and later, working with Hans Kornberg, the citric acid cycle and the glyoxylate cycle.[152][74] Modern biochemical research has been greatly aided by the development of new techniques such as chromatography, X-ray diffraction, NMR spectroscopy, radioisotopic labelling, electron microscopy and molecular dynamics simulations. These techniques have allowed the discovery and detailed analysis of the many molecules and metabolic pathways in cells.
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Introductory
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Advanced
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General information
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Human metabolism
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Databases
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Metabolic pathways
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(See Template:Leucine metabolism in humans – this diagram does not include the pathway for β-leucine synthesis via leucine 2,3-aminomutase)
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1 |
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A metal (from Greek μέταλλον métallon, "mine, quarry, metal") is a material that, when freshly prepared, polished, or fractured, shows a lustrous appearance, and conducts electricity and heat relatively well. Metals are typically malleable (they can be hammered into thin sheets) or ductile (can be drawn into wires). A metal may be a chemical element such as iron; an alloy such as stainless steel; or a molecular compound such as polymeric sulfur nitride.
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In physics, a metal is generally regarded as any substance capable of conducting electricity at a temperature of absolute zero.[1] Many elements and compounds that are not normally classified as metals become metallic under high pressures. For example, the nonmetal iodine gradually becomes a metal at a pressure of between 40 and 170 thousand times atmospheric pressure. Equally, some materials regarded as metals can become nonmetals. Sodium, for example, becomes a nonmetal at pressure of just under two million times atmospheric pressure.
|
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In chemistry, two elements that would otherwise qualify (in physics) as brittle metals—arsenic and antimony—are commonly instead recognised as metalloids, on account of their chemistry (predominately non-metallic for arsenic, and balanced between metallicity and nonmetallicity for antimony). Around 95 of the 118 elements in the periodic table are metals (or are likely to be such). The number is inexact as the boundaries between metals, nonmetals, and metalloids fluctuate slightly due to a lack of universally accepted definitions of the categories involved.
|
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In astrophysics the term "metal" is cast more widely to refer to all chemical elements in a star that are heavier than the lightest two, hydrogen and helium, and not just traditional metals. A star fuses lighter atoms, mostly hydrogen and helium, into heavier atoms over its lifetime. Used in that sense, the metallicity of an astronomical object is the proportion of its matter made up of the heavier chemical elements.[2]
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Metals, as chemical elements, comprise 25% of the Earth's crust and are present in many aspects of modern life. The strength and resilience of some metals has led to their frequent use in, for example, high-rise building and bridge construction, as well as most vehicles, many home appliances, tools, pipes, and railroad tracks. Precious metals were historically used as coinage, but in the modern era, coinage metals have extended to at least 23 of the chemical elements.[3]
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|
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The history of refined metals is thought to begin with the use of copper about 11,000 years ago. Gold, silver, iron (as meteoric iron), lead, and brass were likewise in use before the first known appearance of bronze in the 5th millennium BCE. Subsequent developments include the production of early forms of steel; the discovery of sodium—the first light metal—in 1809; the rise of modern alloy steels; and, since the end of World War II, the development of more sophisticated alloys.
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Metals are shiny and lustrous, at least when freshly prepared, polished, or fractured. Sheets of metal thicker than a few micrometres appear opaque, but gold leaf transmits green light.
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+
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+
The solid or liquid state of metals largely originates in the capacity of the metal atoms involved to readily lose their outer shell electrons. Broadly, the forces holding an individual atom's outer shell electrons in place are weaker than the attractive forces on the same electrons arising from interactions between the atoms in the solid or liquid metal. The electrons involved become delocalised and the atomic structure of a metal can effectively be visualised as a collection of atoms embedded in a cloud of relatively mobile electrons. This type of interaction is called a metallic bond.[4] The strength of metallic bonds for different elemental metals reaches a maximum around the center of the transition metal series, as these elements have large numbers of delocalized electrons.[n 1]
|
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+
|
17 |
+
Although most elemental metals have higher densities than most nonmetals,[4] there is a wide variation in their densities, lithium being the least dense (0.534 g/cm3) and osmium (22.59 g/cm3) the most dense. Magnesium, aluminum and titanium are light metals of significant commercial importance. Their respective densities of 1.7, 2.7 and 4.5 g/cm3 can be compared to those of the older structural metals, like iron at 7.9 and copper at 8.9 g/cm3. An iron ball would thus weigh about as much as three aluminum balls.
|
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+
|
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+
Metals are typically malleable and ductile, deforming under stress without cleaving.[4] The nondirectional nature of metallic bonding is thought to contribute significantly to the ductility of most metallic solids. In contrast, in an ionic compound like table salt, when the planes of an ionic bond slide past one another, the resultant change in location shifts ions of the same charge into close proximity, resulting in the cleavage of the crystal. Such a shift is not observed in a covalently bonded crystal, such as a diamond, where fracture and crystal fragmentation occurs.[5] Reversible elastic deformation in metals can be described by Hooke's Law for restoring forces, where the stress is linearly proportional to the strain.
|
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+
|
21 |
+
Heat or forces larger than a metal's elastic limit may cause a permanent (irreversible) deformation, known as plastic deformation or plasticity. An applied force may be a tensile (pulling) force, a compressive (pushing) force, or a shear, bending or torsion (twisting) force. A temperature change may affect the movement or displacement of structural defects in the metal such as grain boundaries, point vacancies, line and screw dislocations, stacking faults and twins in both crystalline and non-crystalline metals. Internal slip, creep, and metal fatigue may ensue.
|
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+
|
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The atoms of metallic substances are typically arranged in one of three common crystal structures, namely body-centered cubic (bcc), face-centered cubic (fcc), and hexagonal close-packed (hcp). In bcc, each atom is positioned at the center of a cube of eight others. In fcc and hcp, each atom is surrounded by twelve others, but the stacking of the layers differs. Some metals adopt different structures depending on the temperature.[6]
|
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+
|
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+
The unit cell for each crystal structure is the smallest group of atoms which has the overall symmetry of the crystal, and from which the entire crystalline lattice can be built up by repetition in three dimensions. In the case of the body-centered cubic crystal structure shown above, the unit cell is made up of the central atom plus one-eight of each of the eight corner atoms.
|
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|
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+
The electronic structure of metals means they are relatively good conductors of electricity. Electrons in matter can only have fixed rather than variable energy levels, and in a metal the energy levels of the electrons in its electron cloud, at least to some degree, correspond to the energy levels at which electrical conduction can occur. In a semiconductor like silicon or a nonmetal like sulfur there is an energy gap between the electrons in the substance and the energy level at which electrical conduction can occur. Consequently, semiconductors and nonmetals are relatively poor conductors.
|
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|
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The elemental metals have electrical conductivity values of from 6.9 × 103 S/cm for manganese to 6.3 × 105 S/cm for silver. In contrast, a semiconducting metalloid such as boron has an electrical conductivity 1.5 × 10−6 S/cm. With one exception, metallic elements reduce their electrical conductivity when heated. Plutonium increases its electrical conductivity when heated in the temperature range of around −175 to +125 °C.
|
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+
|
31 |
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Metals are relatively good conductors of heat. The electrons in a metal's electron cloud are highly mobile and easily able to pass on heat-induced vibrational energy.
|
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+
|
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+
The contribution of a metal's electrons to its heat capacity and thermal conductivity, and the electrical conductivity of the metal itself can be calculated from the free electron model. However, this does not take into account the detailed structure of the metal's ion lattice. Taking into account the positive potential caused by the arrangement of the ion cores enables consideration of the electronic band structure and binding energy of a metal. Various mathematical models are applicable, the simplest being the nearly free electron model.
|
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Metals are usually inclined to form cations through electron loss.[4] Most will react with oxygen in the air to form oxides over various timescales (potassium burns in seconds while iron rusts over years). Some others, like palladium, platinum and gold, do not react with the atmosphere at all. The oxides of metals are generally basic, as opposed to those of nonmetals, which are acidic or neutral. Exceptions are largely oxides with very high oxidation states such as CrO3, Mn2O7, and OsO4, which have strictly acidic reactions.
|
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Painting, anodizing or plating metals are good ways to prevent their corrosion. However, a more reactive metal in the electrochemical series must be chosen for coating, especially when chipping of the coating is expected. Water and the two metals form an electrochemical cell, and if the coating is less reactive than the underlying metal, the coating actually promotes corrosion.
|
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In chemistry, the elements which are usually considered to be metals under ordinary conditions are shown in yellow on the periodic table below. The elements shown as having unknown properties are likely to be metals. The remaining elements are either metalloids (B, Si, Ge, As, Sb, and Te being commonly recognised as such) or nonmetals. Astatine (At) is usually classified as either a nonmetal or a metalloid; it has been predicted to be a metal. It is here shown as a metalloid.
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|
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Metal
|
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Metalloid
|
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Nonmetal
|
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Unknown properties
|
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Background color shows metal–metalloid–nonmetal trend in the periodic table
|
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|
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An alloy is a substance having metallic properties and which is composed of two or more elements at least one of which is a metal. An alloy may have a variable or fixed composition. For example, gold and silver form an alloy in which the proportions of gold or silver can be freely adjusted; titanium and silicon form an alloy Ti2Si in which the ratio of the two components is fixed (also known as an intermetallic compound).
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Most pure metals are either too soft, brittle or chemically reactive for practical use. Combining different ratios of metals as alloys modifies the properties of pure metals to produce desirable characteristics. The aim of making alloys is generally to make them less brittle, harder, resistant to corrosion, or have a more desirable color and luster. Of all the metallic alloys in use today, the alloys of iron (steel, stainless steel, cast iron, tool steel, alloy steel) make up the largest proportion both by quantity and commercial value. Iron alloyed with various proportions of carbon gives low, mid and high carbon steels, with increasing carbon levels reducing ductility and toughness. The addition of silicon will produce cast irons, while the addition of chromium, nickel and molybdenum to carbon steels (more than 10%) results in stainless steels.
|
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Other significant metallic alloys are those of aluminum, titanium, copper and magnesium. Copper alloys have been known since prehistory—bronze gave the Bronze Age its name—and have many applications today, most importantly in electrical wiring. The alloys of the other three metals have been developed relatively recently; due to their chemical reactivity they require electrolytic extraction processes. The alloys of aluminum, titanium and magnesium are valued for their high strength-to-weight ratios; magnesium can also provide electromagnetic shielding.[citation needed] These materials are ideal for situations where high strength-to-weight ratio is more important than material cost, such as in aerospace and some automotive applications.
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|
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Alloys specially designed for highly demanding applications, such as jet engines, may contain more than ten elements.
|
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|
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Metals can be categorised according to their physical or chemical properties. Categories described in the subsections below include ferrous and non-ferrous metals; brittle metals and refractory metals; white metals; heavy and light metals; and base, noble, and precious metals. The Metallic elements table in this section categorises the elemental metals on the basis of their chemical properties into alkali and alkaline earth metals; transition and post-transition metals; and lanthanides and actinides. Other categories are possible, depending on the criteria for inclusion. For example, the ferromagnetic metals—those metals that are magnetic at room temperature—are iron, cobalt, and nickel.
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The term "ferrous" is derived from the Latin word meaning "containing iron". This can include pure iron, such as wrought iron, or an alloy such as steel. Ferrous metals are often magnetic, but not exclusively. Non-ferrous metals—alloys—lack appreciable amounts of iron.
|
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While nearly all metals are malleable or ductile, a few—beryllium, chromium, manganese, gallium, and bismuth—are brittle.[7] Arsenic, and antimony, if admitted as metals, are brittle. Low values of the ratio of bulk elastic modulus to shear modulus (Pugh's criterion) are indicative of intrinsic brittleness.
|
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In materials science, metallurgy, and engineering, a refractory metal is a metal that is extraordinarily resistant to heat and wear. Which metals belong to this category varies; the most common definition includes niobium, molybdenum, tantalum, tungsten, and rhenium. They all have melting points above 2000 °C, and a high hardness at room temperature.
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A white metal is any of range of white-coloured metals (or their alloys) with relatively low melting points. Such metals include zinc, cadmium, tin, antimony (here counted as a metal), lead, and bismuth, some of which are quite toxic. In Britain, the fine art trade uses the term "white metal" in auction catalogues to describe foreign silver items which do not carry British Assay Office marks, but which are nonetheless understood to be silver and are priced accordingly.
|
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A heavy metal is any relatively dense metal or metalloid.[8] More specific definitions have been
|
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proposed, but none have obtained widespread acceptance. Some heavy metals have niche uses, or are notably toxic; some are essential in trace amounts. All other metals are light metals.
|
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|
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In chemistry, the term base metal is used informally to refer to a metal that is easily oxidized or corroded, such as reacting easily with dilute hydrochloric acid (HCl) to form a metal chloride and hydrogen. Examples include iron, nickel, lead and zinc. Copper is considered a base metal as it is oxidized relatively easily, although it does not react with HCl.
|
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The term noble metal is commonly used in opposition to base metal. Noble metals are resistant to corrosion or oxidation,[9] unlike most base metals. They tend to be precious metals, often due to perceived rarity. Examples include gold, platinum, silver, rhodium, iridium and palladium.
|
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|
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In alchemy and numismatics, the term base metal is contrasted with precious metal, that is, those of high economic value.[10]
|
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A longtime goal of the alchemists was the transmutation of base metals into precious metals including such coinage metals as silver and gold. Most coins today are made of base metals with no intrinsic value, in the past, coins frequently derived their value primarily from their precious metal content.
|
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|
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Chemically, the precious metals (like the noble metals) are less reactive than most elements, have high luster and high electrical conductivity. Historically, precious metals were important as currency, but are now regarded mainly as investment and industrial commodities. Gold, silver, platinum and palladium each have an ISO 4217 currency code. The best-known precious metals are gold and silver. While both have industrial uses, they are better known for their uses in art, jewelry, and coinage. Other precious metals include the platinum group metals: ruthenium, rhodium, palladium, osmium, iridium, and platinum, of which platinum is the most widely traded.
|
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|
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The demand for precious metals is driven not only by their practical use, but also by their role as investments and a store of value.[11] Palladium and platinum, as of fall 2018, were valued at about three quarters the price of gold. Silver is substantially less expensive than these metals, but is often traditionally considered a precious metal in light of its role in coinage and jewelry.
|
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|
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Metals up to the vicinity of iron (in the periodic table) are largely made via stellar nucleosynthesis. In this process, lighter elements from hydrogen to silicon undergo successive fusion reactions inside stars, releasing light and heat and forming heavier elements with higher atomic numbers.[12]
|
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Heavier metals are not usually formed this way since fusion reactions involving such nuclei would consume rather than release energy.[13] Rather, they are largely synthesised (from elements with a lower atomic number) by neutron capture, with the two main modes of this repetitive capture being the s-process and the r-process. In the s-process ("s" stands for "slow"), singular captures are separated by years or decades, allowing the less stable nuclei to beta decay,[14] while in the r-process ("rapid"), captures happen faster than nuclei can decay. Therefore, the s-process takes a more or less clear path: for example, stable cadmium-110 nuclei are successively bombarded by free neutrons inside a star until they form cadmium-115 nuclei which are unstable and decay to form indium-115 (which is nearly stable, with a half-life 30000 times the age of the universe). These nuclei capture neutrons and form indium-116, which is unstable, and decays to form tin-116, and so on.[12][15][n 3] In contrast, there is no such path in the r-process. The s-process stops at bismuth due to the short half-lives of the next two elements, polonium and astatine, which decay to bismuth or lead. The r-process is so fast it can skip this zone of instability and go on to create heavier elements such as thorium and uranium.[17]
|
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|
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Metals condense in planets as a result of stellar evolution and destruction processes. Stars lose much of their mass when it is ejected late in their lifetimes, and sometimes thereafter as a result of a neutron star merger,[18][n 4] thereby increasing the abundance of elements heavier than helium in the interstellar medium. When gravitational attraction causes this matter to coalesce and collapse new stars and planets are formed.[20]
|
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|
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The Earth's crust is made of approximately 25% of metals by weight, of which 80% are light metals such as sodium, magnesium, and aluminum. Nonmetals (~75%) make up the rest of the crust. Despite the overall scarcity of some heavier metals such as copper, they can become concentrated in economically extractable quantities as a result of mountain building, erosion, or other geological processes.
|
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|
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Metals are primarily found as lithophiles (rock-loving) or chalcophiles (ore-loving). Lithophile metals are mainly the s-block elements, the more reactive of the d-block elements. and the f-block elements. They have a strong affinity for oxygen and mostly exist as relatively low density silicate minerals. Chalcophile metals are mainly the less reactive d-block elements, and the period 4–6 p-block metals. They are usually found in (insoluble) sulfide minerals. Being denser than the lithophiles, hence sinking lower into the crust at the time of its solidification, the chalcophiles tend to be less abundant than the lithophiles.
|
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|
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On the other hand, gold is a siderophile, or iron-loving element. It does not readily form compounds with either oxygen or sulfur. At the time of the Earth's formation, and as the most noble (inert) of metals, gold sank into the core due to its tendency to form high-density metallic alloys. Consequently, it is a relatively rare metal. Some other (less) noble metals—molybdenum, rhenium, the platinum group metals (ruthenium, rhodium, palladium, osmium, iridium, and platinum), germanium, and tin—can be counted as siderophiles but only in terms of their primary occurrence in the Earth (core, mantle and crust), rather the crust. These metals otherwise occur in the crust, in small quantities, chiefly as chalcophiles (less so in their native form).[n 5]
|
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|
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The rotating fluid outer core of the Earth's interior, which is composed mostly of iron, is thought to be the source of Earth's protective magnetic field.[n 6] The core lies above Earth's solid inner core and below its mantle. If it could be rearranged into a column having a 5 m2 (54 sq ft) footprint it would have a height of nearly 700 light years. The magnetic field shields the Earth from the charged particles of the solar wind, and cosmic rays that would otherwise strip away the upper atmosphere (including the ozone layer that limits the transmission of ultraviolet radiation).
|
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|
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Metals are often extracted from the Earth by means of mining ores that are rich sources of the requisite elements, such as bauxite. Ore is located by prospecting techniques, followed by the exploration and examination of deposits. Mineral sources are generally divided into surface mines, which are mined by excavation using heavy equipment, and subsurface mines. In some cases, the sale price of the metal/s involved make it economically feasible to mine lower concentration sources.
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|
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Once the ore is mined, the metals must be extracted, usually by chemical or electrolytic reduction. Pyrometallurgy uses high temperatures to convert ore into raw metals, while hydrometallurgy employs aqueous chemistry for the same purpose. The methods used depend on the metal and their contaminants.
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When a metal ore is an ionic compound of that metal and a non-metal, the ore must usually be smelted—heated with a reducing agent—to extract the pure metal. Many common metals, such as iron, are smelted using carbon as a reducing agent. Some metals, such as aluminum and sodium, have no commercially practical reducing agent, and are extracted using electrolysis instead.[21][22]
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Sulfide ores are not reduced directly to the metal but are roasted in air to convert them to oxides.
|
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Metals are present in nearly all aspects of modern life. Iron, a heavy metal, may be the most common as it accounts for 90% of all refined metals; aluminum, a light metal, is the next most commonly refined metal. Pure iron may be the cheapest metallic element of all at cost of about US$0.07 per gram. Its ores are widespread; it is easy to refine; and the technology involved has been developed over hundreds of years. Cast iron is even cheaper, at a fraction of US$0.01 per gram, because there is no need for subsequent purification. Platinum, at a cost of about $27 per gram, may be the most ubiquitous given its very high melting point, resistance to corrosion, electrical conductivity, and durability. It is said to be found in, or used to produce, 20% of all consumer goods. Polonium is likely to be the most expensive metal, at a notional cost of about $100,000,000 per gram,[citation needed] due to its scarcity and micro-scale production.
|
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Some metals and metal alloys possess high structural strength per unit mass, making them useful materials for carrying large loads or resisting impact damage. Metal alloys can be engineered to have high resistance to shear, torque and deformation. However the same metal can also be vulnerable to fatigue damage through repeated use or from sudden stress failure when a load capacity is exceeded. The strength and resilience of metals has led to their frequent use in high-rise building and bridge construction, as well as most vehicles, many appliances, tools, pipes, and railroad tracks.
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Metals are good conductors, making them valuable in electrical appliances and for carrying an electric current over a distance with little energy lost. Electrical power grids rely on metal cables to distribute electricity. Home electrical systems, for the most part, are wired with copper wire for its good conducting properties.
|
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The thermal conductivity of metals is useful for containers to heat materials over a flame. Metals are also used for heat sinks to protect sensitive equipment from overheating.
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The high reflectivity of some metals enables their use in mirrors, including precision astronomical instruments, and adds to the aesthetics of metallic jewelry.
|
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+
|
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Some metals have specialized uses; mercury is a liquid at room temperature and is used in switches to complete a circuit when it flows over the switch contacts. Radioactive metals such as uranium and plutonium are used in nuclear power plants to produce energy via nuclear fission. Shape memory alloys are used for applications such as pipes, fasteners and vascular stents.
|
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+
|
113 |
+
Metals can be doped with foreign molecules—organic, inorganic, biological and polymers. This doping entails the metal with new properties that are induced by the guest molecules. Applications in catalysis, medicine, electrochemical cells, corrosion and more have been developed.[23]
|
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Demand for metals is closely linked to economic growth given their use in infrastructure, construction, manufacturing, and consumer goods. During the 20th century, the variety of metals used in society grew rapidly. Today, the development of major nations, such as China and India, and technological advances, are fuelling ever more demand. The result is that mining activities are expanding, and more and more of the world's metal stocks are above ground in use, rather than below ground as unused reserves. An example is the in-use stock of copper. Between 1932 and 1999, copper in use in the U.S. rose from 73 g to 238 g per person.[24]
|
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+
|
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+
Metals are inherently recyclable, so in principle, can be used over and over again, minimizing these negative environmental impacts and saving energy. For example, 95% of the energy used to make aluminum from bauxite ore is saved by using recycled material.[25]
|
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+
|
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+
Globally, metal recycling is generally low. In 2010, the International Resource Panel, hosted by the United Nations Environment Programme published reports on metal stocks that exist within society[26] and their recycling rates.[24] The authors of the report observed that the metal stocks in society can serve as huge mines above ground. They warned that the recycling rates of some rare metals used in applications such as mobile phones, battery packs for hybrid cars and fuel cells are so low that unless future end-of-life recycling rates are dramatically stepped up these critical metals will become unavailable for use in modern technology.
|
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|
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+
Some metals are either essential nutrients (typically iron, cobalt, and zinc), or relatively harmless (such as ruthenium, silver, and indium), but can be toxic in larger amounts or certain forms. Other metals, such as cadmium, mercury, and lead, are highly poisonous. Potential sources of metal poisoning include mining, tailings, industrial wastes, agricultural runoff, occupational exposure, paints and treated timber.
|
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|
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Copper, which occurs in native form, may have been the first metal discovered given its distinctive appearance, heaviness, and malleability compared to other stones or pebbles. Gold, silver, and iron (as meteoric iron), and lead were likewise discovered in prehistory. Forms of brass, an alloy of copper and zinc made by concurrently smelting the ores of these metals, originate from this period (although pure zinc was not isolated until the 13th century). The malleability of the solid metals led to the first attempts to craft metal ornaments, tools, and weapons. Meteoric iron containing nickel was discovered from time to time and, in some respects this was superior to any industrial steel manufactured up to the 1880s when alloy steels become prominent.[citation needed]
|
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|
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+
The discovery of bronze (an alloy of copper with arsenic or tin) enabled people to create metal objects which were harder and more durable than previously possible. Bronze tools, weapons, armor, and building materials such as decorative tiles were harder and more durable than their stone and copper ("Chalcolithic") predecessors. Initially, bronze was made of copper and arsenic (forming arsenic bronze) by smelting naturally or artificially mixed ores of copper and arsenic.[27] The earliest artifacts so far known come from the Iranian plateau in the 5th millennium BCE.[28] It was only later that tin was used, becoming the major non-copper ingredient of bronze in the late 3rd millennium BCE.[29] Pure tin itself was first isolated in 1800 BCE by Chinese and Japanese metalworkers.
|
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+
|
127 |
+
Mercury was known to ancient Chinese and Indians before 2000 BCE, and found in Egyptian tombs dating from 1500 BCE.
|
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+
|
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The earliest known production of steel, an iron-carbon alloy, is seen in pieces of ironware excavated from an archaeological site in Anatolia (Kaman-Kalehöyük) and are nearly 4,000 years old, dating from 1800 BCE.[30][31]
|
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|
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+
From about 500 BCE sword-makers of Toledo, Spain were making early forms of alloy steel by adding a mineral called wolframite, which contained tungsten and manganese, to iron ore (and carbon). The resulting Toledo steel came to the attention of Rome when used by Hannibal in the Punic Wars. It soon became the basis for the weaponry of Roman legions; their swords were said to have been "so keen that there is no helmet which cannot be cut through by them."[citation needed][n 8]
|
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|
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In pre-Columbian America, objects made of tumbaga, an alloy of copper and gold, started being produced in Panama and Costa Rica between 300–500 CE. Small metal sculptures were common and an extensive range of tumbaga (and gold) ornaments comprised the usual regalia of persons of high status.
|
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|
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+
At around the same time indigenous Ecuadorians were combining gold with a naturally-occurring platinum alloy containing small amounts of palladium, rhodium, and iridium, to produce miniatures and masks composed of a white gold-platinum alloy. The metal workers involved heated gold with grains of the platinum alloy until the gold melted at which point the platinum group metals became bound within the gold. After cooling, the resulting conglomeration was hammered and reheated repeatedly until it became as homogenous as if all of the metals concerned had been melted together (attaining the melting points of the platinum group metals concerned was beyond the technology of the day).[32][n 9]
|
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+
|
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+
from Cold Iron by Rudyard Kipling[33]
|
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+
|
139 |
+
Arabic and medieval alchemists believed that all metals and matter were composed of the principle of sulfur, the father of all metals and carrying the combustible property, and the principle of mercury, the mother of all metals[n 10] and carrier of the liquidity, fusibility, and volatility properties. These principles were not necessarily the common substances sulfur and mercury found in most laboratories. This theory reinforced the belief that all metals were destined to become gold in the bowels of the earth through the proper combinations of heat, digestion, time, and elimination of contaminants, all of which could be developed and hastened through the knowledge and methods of alchemy.[n 11]
|
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+
|
141 |
+
Arsenic, zinc, antimony, and bismuth became known, although these were at first called semimetals or bastard metals on account of their immalleability. All four may have been used incidentally in earlier times without recognising their nature. Albertus Magnus is believed to have been the first to isolate arsenic from a compound in 1250, by heating soap together with arsenic trisulfide. Metallic zinc, which is brittle if impure, was isolated in India by 1300 AD. The first description of a procedure for isolating antimony is in the 1540 book De la pirotechnia by Vannoccio Biringuccio. Bismuth was described by Agricola in De Natura Fossilium (c. 1546); it had been confused in early times with tin and lead because of its resemblance to those elements.
|
142 |
+
|
143 |
+
The first systematic text on the arts of mining and metallurgy was De la Pirotechnia (1540) by Vannoccio Biringuccio, which treats the examination, fusion, and working of metals.
|
144 |
+
|
145 |
+
Sixteen years later, Georgius Agricola published De Re Metallica in 1556, a clear and complete account of the profession of mining, metallurgy, and the accessory arts and sciences, as well as qualifying as the greatest treatise on the chemical industry through the sixteenth century.
|
146 |
+
|
147 |
+
He gave the following description of a metal in his De Natura Fossilium (1546):
|
148 |
+
|
149 |
+
Metal is a mineral body, by nature either liquid or somewhat hard. The latter may be melted by the heat of the fire, but when it has cooled down again and lost all heat, it becomes hard again and resumes its proper form. In this respect it differs from the stone which melts in the fire, for although the latter regain its hardness, yet it loses its pristine form and properties.
|
150 |
+
|
151 |
+
Traditionally there are six different kinds of metals, namely gold, silver, copper, iron, tin and lead. There are really others, for quicksilver is a metal, although the Alchemists disagree with us on this subject, and bismuth is also. The ancient Greek writers seem to have been ignorant of bismuth, wherefore Ammonius rightly states that there are many species of metals, animals, and plants which are unknown to us. Stibium when smelted in the crucible and refined has as much right to be regarded as a proper metal as is accorded to lead by writers. If when smelted, a certain portion be added to tin, a bookseller's alloy is produced from which the type is made that is used by those who print books on paper.
|
152 |
+
|
153 |
+
Each metal has its own form which it preserves when separated from those metals which were mixed with it. Therefore neither electrum nor Stannum [not meaning our tin] is of itself a real metal, but rather an alloy of two metals. Electrum is an alloy of gold and silver, Stannum of lead and silver. And yet if silver be parted from the electrum, then gold remains and not electrum; if silver be taken away from Stannum, then lead remains and not Stannum.
|
154 |
+
|
155 |
+
Whether brass, however, is found as a native metal or not, cannot be ascertained with any surety. We only know of the artificial brass, which consists of copper tinted with the colour of the mineral calamine. And yet if any should be dug up, it would be a proper metal. Black and white copper seem to be different from the red kind.
|
156 |
+
|
157 |
+
Metal, therefore, is by nature either solid, as I have stated, or fluid, as in the unique case of quicksilver.
|
158 |
+
|
159 |
+
But enough now concerning the simple kinds.[34]
|
160 |
+
|
161 |
+
Platinum, the third precious metal after gold and silver, was discovered in Ecuador during the period 1736 to 1744, by the Spanish astronomer Antonio de Ulloa and his colleague the mathematician Jorge Juan y Santacilia. Ulloa was the first person to write a scientific description of the metal, in 1748.
|
162 |
+
|
163 |
+
In 1789, the German chemist Martin Heinrich Klaproth was able to isolate an oxide of uranium, which he thought was the metal itself. Klaproth was subsequently credited as the discoverer of uranium. It was not until 1841, that the French chemist Eugène-Melchior Péligot, was able to prepare the first sample of uranium metal. Henri Becquerel subsequently discovered radioactivity in 1896 by using uranium.
|
164 |
+
|
165 |
+
In the 1790s, Joseph Priestley and the Dutch chemist Martinus van Marum observed the transformative action of metal surfaces on the dehydrogenation of alcohol, a development which subsequently led, in 1831, to the industrial scale synthesis of sulphuric acid using a platinum catalyst.
|
166 |
+
|
167 |
+
In 1803, cerium was the first of the lanthanide metals to be discovered, in Bastnäs, Sweden by Jöns Jakob Berzelius and Wilhelm Hisinger, and independently by Martin Heinrich Klaproth in Germany. The lanthanide metals were largely regarded as oddities until the 1960s when methods were developed to more efficiently separate them from one another. They have subsequently found uses in cell phones, magnets, lasers, lighting, batteries, catalytic converters, and in other applications enabling modern technologies.
|
168 |
+
|
169 |
+
Other metals discovered and prepared during this time were cobalt, nickel, manganese, molybdenum, tungsten, and chromium; and some of the platinum group metals, palladium, osmium, iridium, and rhodium.
|
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|
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+
All metals discovered until 1809 had relatively high densities; their heaviness was regarded as a singularly distinguishing criterion. From 1809 onwards, light metals such as sodium, potassium, and strontium were isolated. Their low densities challenged conventional wisdom as to the nature of metals. They behaved chemically as metals however, and were subsequently recognised as such.
|
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+
|
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Aluminum was discovered in 1824 but it was not until 1886 that an industrial large-scale production method was developed. Prices of aluminum dropped and aluminum became widely used in jewelry, everyday items, eyeglass frames, optical instruments, tableware, and foil in the 1890s and early 20th century. Aluminum's ability to form hard yet light alloys with other metals provided the metal many uses at the time. During World War I, major governments demanded large shipments of aluminum for light strong airframes. The most common metal in use for electric power transmission today is aluminum-conductor steel-reinforced. Also seeing much use is all-aluminum-alloy conductor. Aluminum is used because it has about half the weight of a comparable resistance copper cable (though larger diameter due to lower specific conductivity), as well as being cheaper. Copper was more popular in the past and is still in use, especially at lower voltages and for grounding.
|
174 |
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|
175 |
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While pure metallic titanium (99.9%) was first prepared in 1910 it was not used outside the laboratory until 1932. In the 1950s and 1960s, the Soviet Union pioneered the use of titanium in military and submarine applications as part of programs related to the Cold War. Starting in the early 1950s, titanium came into use extensively in military aviation, particularly in high-performance jets, starting with aircraft such as the F-100 Super Sabre and Lockheed A-12 and SR-71.
|
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|
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Metallic scandium was produced for the first time in 1937. The first pound of 99% pure scandium metal was produced in 1960. Production of aluminum-scandium alloys began in 1971 following a U.S. patent. Aluminum-scandium alloys were also developed in the USSR.
|
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|
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The modern era in steelmaking began with the introduction of Henry Bessemer's Bessemer process in 1855, the raw material for which was pig iron. His method let him produce steel in large quantities cheaply, thus mild steel came to be used for most purposes for which wrought iron was formerly used. The Gilchrist-Thomas process (or basic Bessemer process) was an improvement to the Bessemer process, made by lining the converter with a basic material to remove phosphorus.
|
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|
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Due to its high tensile strength and low cost, steel came to be a major component used in buildings, infrastructure, tools, ships, automobiles, machines, appliances, and weapons.
|
182 |
+
|
183 |
+
In 1872, the Englishmen Clark and Woods patented an alloy that would today be considered a stainless steel. The corrosion resistance of iron-chromium alloys had been recognized in 1821 by French metallurgist Pierre Berthier. He noted their resistance against attack by some acids and suggested their use in cutlery. Metallurgists of the 19th century were unable to produce the combination of low carbon and high chromium found in most modern stainless steels, and the high-chromium alloys they could produce were too brittle to be practical. It was not until 1912 that the industrialisation of stainless steel alloys occurred in England, Germany, and the United States.
|
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|
185 |
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By 1900 three metals with atomic numbers less than lead (#82), the heaviest stable metal, remained to be discovered: elements 71, 72, 75.
|
186 |
+
|
187 |
+
Von Welsbach, in 1906, proved that the old ytterbium also contained a new element (#71), which he named cassiopeium. Urbain proved this simultaneously, but his samples were very impure and only contained trace quantities of the new element. Despite this, his chosen name lutetium was adopted.
|
188 |
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|
189 |
+
In 1908, Ogawa found element 75 in thorianite but assigned it as element 43 instead of 75 and named it nipponium. In 1925 Walter Noddack, Ida Eva Tacke and Otto Berg announced its separation from gadolinite and gave it the present name, rhenium.
|
190 |
+
|
191 |
+
Georges Urbain claimed to have found element 72 in rare-earth residues, while Vladimir Vernadsky independently found it in orthite. Neither claim was confirmed due to World War I, and neither could be confirmed later, as the chemistry they reported does not match that now known for hafnium. After the war, in 1922, Coster and Hevesy found it by X-ray spectroscopic analysis in Norwegian zircon. Hafnium was thus the last stable element to be discovered.
|
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|
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+
By the end of World War II scientists had synthesized four post-uranium elements, all of which are radioactive (unstable) metals: neptunium (in 1940), plutonium (1940–41), and curium and americium (1944), representing elements 93 to 96. The first two of these were eventually found in nature as well. Curium and americium were by-products of the Manhattan project, which produced the world's first atomic bomb in 1945. The bomb was based on the nuclear fission of uranium, a metal first thought to have been discovered nearly 150 years earlier.
|
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Superalloys composed of combinations of Fe, Ni, Co, and Cr, and lesser amounts of W, Mo, Ta, Nb, Ti, and Al were developed shortly after World War II for use in high performance engines, operating at elevated temperatures (above 650 °C (1,200 °F)). They retain most of their strength under these conditions, for prolonged periods, and combine good low-temperature ductility with resistance to corrosion or oxidation. Superalloys can now be found in a wide range of applications including land, maritime, and aerospace turbines, and chemical and petroleum plants.
|
196 |
+
|
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The successful development of the atomic bomb at the end of World War II sparked further efforts to synthesize new elements, nearly all of which are, or are expected to be, metals, and all of which are radioactive. It was not until 1949 that element 97 (berkelium), next after element 96 (curium), was synthesized by firing alpha particles at an americium target. In 1952, element 100 (fermium) was found in the debris of the first hydrogen bomb explosion; hydrogen, a nonmetal, had been identified as an element nearly 200 years earlier. Since 1952, elements 101 (mendelevium) to 117 (tennessine) have been synthesized. The most recently synthesized element is 118 (oganesson). Its status as a metal or a nonmetal—or something else—is not yet clear.
|
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|
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A metallic glass (also known as an amorphous or glassy metal) is a solid metallic material, usually an alloy, with disordered atomic-scale structure. Most pure and alloyed metals, in their solid state, have atoms arranged in a highly ordered crystalline structure. Amorphous metals have a non-crystalline glass-like structure. But unlike common glasses, such as window glass, which are typically electrical insulators, amorphous metals have good electrical conductivity. Amorphous metals are produced in several ways, including extremely rapid cooling, physical vapor deposition, solid-state reaction, ion irradiation, and mechanical alloying. The first reported metallic glass was an alloy (Au75Si25) produced at Caltech in 1960. More recently, batches of amorphous steel with three times the strength of conventional steel alloys have been produced. Currently the most important applications rely on the special magnetic properties of some ferromagnetic metallic glasses. The low magnetization loss is used in high efficiency transformers. Theft control ID tags and other article surveillance schemes often use metallic glasses because of these magnetic properties.
|
200 |
+
|
201 |
+
A shape-memory alloy (SMA) is an alloy that "remembers" its original shape and when deformed returns to its pre-deformed shape when heated. While the shape memory effect had been first observed in 1932, in an Au-Cd alloy, it was not until 1962, with the accidental discovery of the effect in a Ni-Ti alloy that research began in earnest, and another ten years before commercial applications emerged. SMA's have applications in robotics and automotive, aerospace and biomedical industries. There is another type of SMA, called a ferromagnetic shape-memory alloy (FSMA), that changes shape under strong magnetic fields. These materials are of particular interest as the magnetic response tends to be faster and more efficient than temperature-induced responses.
|
202 |
+
|
203 |
+
In 1984, Israeli chemist Dan Shechtman found an aluminum-manganese alloy having five-fold symmetry, in breach of crystallographic convention at the time which said that crystalline structures could only have two-, three-, four-, or six-fold symmetry. Due to fear of the scientific community's reaction, it took him two years to publish the results for which he was awarded the Nobel Prize in Chemistry in 2011. Since this time, hundreds of quasicrystals have been reported and confirmed. They exist in many metallic alloys (and some polymers). Quasicrystals are found most often in aluminum alloys (Al-Li-Cu, Al-Mn-Si, Al-Ni-Co, Al-Pd-Mn, Al-Cu-Fe, Al-Cu-V, etc.), but numerous other compositions are also known (Cd-Yb, Ti-Zr-Ni, Zn-Mg-Ho, Zn-Mg-Sc, In-Ag-Yb, Pd-U-Si, etc.). Quasicrystals effectively have infinitely large unit cells. Icosahedrite Al63Cu24Fe13, the first quasicrystal found in nature, was discovered in 2009. Most quasicrystals have ceramic-like properties including low electrical conductivity (approaching values seen in insulators) and low thermal conductivity, high hardness, brittleness, and resistance to corrosion, and non-stick properties. Quasicrystals have been used to develop heat insulation, LEDs, diesel engines, and new materials that convert heat to electricity. New applications may take advantage of the low coefficient of friction and the hardness of some quasicrystalline materials, for example embedding particles in plastic to make strong, hard-wearing, low-friction plastic gears. Other potential applications include selective solar absorbers for power conversion, broad-wavelength reflectors, and bone repair and prostheses applications where biocompatibility, low friction and corrosion resistance are required.
|
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Complex metallic alloys (CMAs) are intermetallic compounds characterized by large unit cells comprising some tens up to thousands of atoms; the presence of well-defined clusters of atoms (frequently with icosahedral symmetry); and partial disorder within their crystalline lattices. They are composed of two or more metallic elements, sometimes with metalloids or chalcogenides added. They include, for example, NaCd2, with 348 sodium atoms and 768 cadmium atoms in the unit cell. Linus Pauling attempted to describe the structure of NaCd2 in 1923, but did not succeed until 1955. At first called "giant unit cell crystals", interest in CMAs, as they came to be called, did not pick up until 2002, with the publication of a paper called "Structurally Complex Alloy Phases", given at the 8th International Conference on Quasicrystals. Potential applications of CMAs include as heat insulation; solar heating; magnetic refrigerators; using waste heat to generate electricity; and coatings for turbine blades in military engines.
|
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+
|
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High entropy alloys (HEAs) such as AlLiMgScTi are composed of equal or nearly equal quantities of five or more metals. Compared to conventional alloys with only one or two base metals, HEAs have considerably better strength-to-weight ratios, higher tensile strength, and greater resistance to fracturing, corrosion, and oxidation. Although HEAs were described as early as 1981, significant interest did not develop until the 2010s; they continue to be the focus of research in materials science and engineering because of their potential for desirable properties.
|
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|
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In a MAX phase alloy, M is an early transition metal, A is an A group element (mostly group IIIA and IVA, or groups 13 and 14), and X is either carbon or nitrogen. Examples are Hf2SnC and Ti4AlN3. Such alloys have some of the best properties of metals and ceramics. These properties include high electrical and thermal conductivity, thermal shock resistance, damage tolerance, machinability, high elastic stiffness, and low thermal expansion coefficients.[35]</ref> They can be polished to a metallic luster because of their excellent electrical conductivities. During mechanical testing, it has been found that polycrystalline Ti3SiC2 cylinders can be repeatedly compressed at room temperature, up to stresses of 1 GPa, and fully recover upon the removal of the load. Some MAX phases are also highly resistant to chemical attack (e.g. Ti3SiC2) and high-temperature oxidation in air (Ti2AlC, Cr2AlC2, and Ti3AlC2). Potential applications for MAX phase alloys include: as tough, machinable, thermal shock-resistant refractories; high-temperature heating elements; coatings for electrical contacts; and neutron irradiation resistant parts for nuclear applications. While MAX phase alloys were discovered in the 1960s, the first paper on the subject was not published until 1996.
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Coordinates: 40°N 45°E / 40°N 45°E / 40; 45
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Armenia (/ɑːrˈmiːniə/ (listen);[14] Armenian: Հայաստան, romanized: Hayastan, IPA: [hɑjɑsˈtɑn]), officially the Republic of Armenia (Armenian: Հայաստանի Հանրապետություն, romanized: Hayastani Hanrapetut'yun, IPA: [hɑjɑstɑˈni hɑnɾɑpɛtutʰˈjun]), is a landlocked country in the South Caucasus region of Eurasia. Located in Western Asia,[15][16] on the Armenian Highlands, it is bordered by Turkey to the west, Georgia to the north, the de facto independent Republic of Artsakh and Azerbaijan to the east, and Iran and Azerbaijan's exclave of Nakhchivan to the south.[17]
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Armenia is a unitary, multi-party, democratic nation-state with an ancient cultural heritage. Urartu was established in 860 BC and by the 6th century BC it was replaced by the Satrapy of Armenia. The Kingdom of Armenia reached its height under Tigranes the Great in the 1st century BC and became the first state in the world to adopt Christianity as its official religion in the late 3rd or early 4th century AD.[18][19][20] The official date of state adoption of Christianity is 301.[21] The ancient Armenian kingdom was split between the Byzantine and Sasanian Empires around the early 5th century. Under the Bagratuni dynasty, the Bagratid Kingdom of Armenia was restored in the 9th century. Declining due to the wars against the Byzantines, the kingdom fell in 1045 and Armenia was soon after invaded by the Seljuk Turks. An Armenian principality and later a kingdom Cilician Armenia was located on the coast of the Mediterranean Sea between the 11th and 14th centuries.
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Between the 16th and 19th centuries, the traditional Armenian homeland composed of Eastern Armenia and Western Armenia came under the rule of the Ottoman and Persian empires, repeatedly ruled by either of the two over the centuries. By the 19th century, Eastern Armenia had been conquered by the Russian Empire, while most of the western parts of the traditional Armenian homeland remained under Ottoman rule. During World War I, 1.5 million Armenians living in their ancestral lands in the Ottoman Empire were systematically exterminated in the Armenian Genocide. In 1918, following the Russian Revolution, all non-Russian countries declared their independence after the Russian Empire ceased to exist, leading to the establishment of the First Republic of Armenia. By 1920, the state was incorporated into the Transcaucasian Socialist Federative Soviet Republic, and in 1922 became a founding member of the Soviet Union. In 1936, the Transcaucasian state was dissolved, transforming its constituent states, including the Armenian Soviet Socialist Republic, into full Union republics. The modern Republic of Armenia became independent in 1991 during the dissolution of the Soviet Union.
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Armenia is a developing country and ranks 81st on the Human Development Index (2018).[22] Its economy is primarily based on industrial output, mineral extraction, and external financial support from the diaspora. Despite recent economic growth, considerable unemployment and poverty are still prevalent.[23][24] The country is a member of the Eurasian Economic Union, the Council of Europe and the Collective Security Treaty Organization. Armenia supports the de facto independent Artsakh, which was proclaimed in 1991. Armenia also recognises the Armenian Apostolic Church, the world's oldest national church, as the country's primary religious establishment.[25][4] The unique Armenian alphabet was created by Mesrop Mashtots in 405 AD.
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The original native Armenian name for the country was Հայք (Hayk’); however, it is currently rarely used. The contemporary name Հայաստան (Hayastan) became popular in the Middle Ages by addition of the Persian suffix -stan (place).[citation needed]. However the origins of the name Hayastan trace back to much earlier dates and were first attested in circa 5th century in the works of Agathangelos,[26][27] Faustus of Byzantium,[28][29] Ghazar Parpetsi,[30] Koryun,[31] and Sebeos.[32]
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The name has traditionally been derived from Hayk (Հայկ), the legendary patriarch of the Armenians and a great-great-grandson of Noah, who, according to the 5th-century AD author Moses of Chorene (Movsis Khorenatsi), defeated the Babylonian king Bel in 2492 BC and established his nation in the Ararat region.[33] The further origin of the name is uncertain. It is also further postulated[34][35] that the name Hay comes from one of the two confederated, Hittite vassal states—the Ḫayaša-Azzi (1600–1200 BC).
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The exonym Armenia is attested in the Old Persian Behistun Inscription (515 BC) as Armina ( ). The Ancient Greek terms Ἀρμενία (Armenía) and Ἀρμένιοι (Arménioi, "Armenians") are first mentioned by Hecataeus of Miletus (c. 550 BC – c. 476 BC).[36] Xenophon, a Greek general serving in some of the Persian expeditions, describes many aspects of Armenian village life and hospitality in around 401 BC.[37]
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Some scholars have linked the name Armenia with the Early Bronze Age state of Armani (Armanum, Armi) or the Late Bronze Age state of Arme (Shupria).[38] These connections are inconclusive as it is not known what languages were spoken in these kingdoms. Additionally, while it is agreed that Arme was located to the immediate west of Lake Van (and therefore in the greater Armenia region), the location of the older site of Armani is a matter of debate. Some modern researchers have placed it in the same general area of Arme, near modern Samsat,[39] and have suggested it was populated, at least partially, by an early Indo-European-speaking people.[40] It has also been speculated that the land of Ermenen (located in or near Minni), mentioned by the Egyptian pharaoh Thutmose III in 1446 BCE, could be a reference to Armenia.
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According to the histories of both Moses of Chorene and Michael Chamchian, Armenia derives from the name of Aram, a lineal descendant of Hayk.[41][42] The Table of Nations lists Aram as the son of Shem, to whom the Book of Jubilees attests,
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"And for Aram there came forth the fourth portion, all the land of Mesopotamia between the Tigris and the Euphrates to the north of the Chaldees to the border of the mountains of Asshur and the land of 'Arara.[43][44]"
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Jubilees 8:21 also apportions the Mountains of Ararat to Shem, which Jubilees 9:5 expounds to be apportioned to Aram.[43][44]
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The historian Flavius Josephus also states in his Antiquities of the Jews,
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"Aram had the Aramites, which the Greeks called Syrians;... Of the four sons of Aram, Uz founded Trachonitis and Damascus: this country lies between Palestine and Celesyria. Ul founded Armenia; and Gather the Bactrians; and Mesa the Mesaneans; it is now called Charax Spasini."[45]
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Armenia lies in the highlands surrounding the mountains of Ararat. There is evidence of an early civilisation in Armenia in the Bronze Age and earlier, dating to about 4000 BC. Archaeological surveys in 2010 and 2011 at the Areni-1 cave complex have resulted in the discovery of the world's earliest known leather shoe,[46] skirt,[47] and wine-producing facility.[48]
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According to the story of Hayk, the legendary founder of Armenia, around 2107 BC Hayk fought against Belus, the Babylonian God of War, at Çavuştepe along the Engil river to establish the very first Armenian state. Historically, this event coincides with the destruction of Akkad by the Gutian dynasty of Sumer in 2115 BC,[49] a time when Hayk may have left with the "more than 300 members of his household" as told in the legend, and also during the beginning of when a Mesopotamian Dark Age was occurring due to the fall of the Akkadian Empire in 2154 BC which may have acted as a backdrop for the events in the legend making him leave Mesopotamia.[50]
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Several Bronze Age cultures and states flourished in the area of Greater Armenia, including the Trialeti-Vanadzor culture, Hayasa-Azzi, and Mitanni (located in southwestern historical Armenia), all of which are believed to have had Indo-European populations.[51][52][53][54][55][56] The Nairi confederation and its successor, Urartu, successively established their sovereignty over the Armenian Highlands. Each of the aforementioned nations and confederacies participated in the ethnogenesis of the Armenians.[57][58][59][60] A large cuneiform lapidary inscription found in Yerevan established that the modern capital of Armenia was founded in the summer of 782 BC by King Argishti I. Yerevan is the world's oldest city to have documented the exact date of its foundation.
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During the late 6th century BC, the first geographical entity that was called Armenia by neighbouring populations was established under the Orontid Dynasty within the Achaemenid Empire, as part of the latters' territories. The kingdom became fully sovereign from the sphere of influence of the Seleucid Empire in 190 BC under King Artaxias I and begun the rule of the Artaxiad dynasty. Armenia reached its height between 95 and 66 BC under Tigranes the Great, becoming the most powerful kingdom of its time east of the Roman Republic.
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In the next centuries, Armenia was in the Persian Empire's sphere of influence during the reign of Tiridates I, the founder of the Arsacid dynasty of Armenia, which itself was a branch of the Parthian Empire. Throughout its history, the kingdom of Armenia enjoyed both periods of independence and periods of autonomy subject to contemporary empires. Its strategic location between two continents has subjected it to invasions by many peoples, including Assyria (under Ashurbanipal, at around 669–627 BC, the boundaries of Assyria reached as far as Armenia and the Caucasus Mountains),[61] Medes, Achaemenid Empire, Greeks, Parthians, Romans, Sasanian Empire, Byzantine Empire, Arabs, Seljuk Empire, Mongols, Ottoman Empire, the successive Safavid, Afsharid, and Qajar dynasties of Iran, and the Russians.
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Religion in ancient Armenia was historically related to a set of beliefs that, in Persia, led to the emergence of Zoroastrianism. It particularly focused on the worship of Mithra and also included a pantheon of gods such as Aramazd, Vahagn, Anahit, and Astghik. The country used the solar Armenian calendar, which consisted of 12 months.
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Christianity spread into the country as early as AD 40. Tiridates III of Armenia (238–314) made Christianity the state religion in 301,[63][64] partly, in defiance of the Sasanian Empire, it seems,[65] becoming the first officially Christian state, ten years before the Roman Empire granted Christianity an official toleration under Galerius, and 36 years before Constantine the Great was baptised. Prior to this, during the latter part of the Parthian period, Armenia was a predominantly Zoroastrian country.[65]
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After the fall of the Kingdom of Armenia in 428, most of Armenia was incorporated as a marzpanate within the Sasanian Empire. Following the Battle of Avarayr in 451, Christian Armenians maintained their religion and Armenia gained autonomy.
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After the Sasanian period (428–636), Armenia emerged as Arminiya, an autonomous principality under the Umayyad Caliphate, reuniting Armenian lands previously taken by the Byzantine Empire as well. The principality was ruled by the Prince of Armenia, and recognised by the Caliph and the Byzantine Emperor. It was part of the administrative division/emirate Arminiya created by the Arabs, which also included parts of Georgia and Caucasian Albania, and had its centre in the Armenian city, Dvin. Arminiya lasted until 884, when it regained its independence from the weakened Abbasid Caliphate under Ashot I of Armenia.
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The reemergent Armenian kingdom was ruled by the Bagratuni dynasty and lasted until 1045. In time, several areas of the Bagratid Armenia separated as independent kingdoms and principalities such as the Kingdom of Vaspurakan ruled by the House of Artsruni in the south, Kingdom of Syunik in the east, or Kingdom of Artsakh on the territory of modern Nagorno-Karabakh, while still recognising the supremacy of the Bagratid kings.
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In 1045, the Byzantine Empire conquered Bagratid Armenia. Soon, the other Armenian states fell under Byzantine control as well. The Byzantine rule was short lived, as in 1071 the Seljuk Empire defeated the Byzantines and conquered Armenia at the Battle of Manzikert, establishing the Seljuk Empire.[69] To escape death or servitude at the hands of those who had assassinated his relative, Gagik II of Armenia, King of Ani, an Armenian named Ruben I, Prince of Armenia, went with some of his countrymen into the gorges of the Taurus Mountains and then into Tarsus of Cilicia. The Byzantine governor of the palace gave them shelter where the Armenian Kingdom of Cilicia was eventually established on 6 January 1198 under Leo I, King of Armenia, a descendant of Prince Ruben.
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Cilicia was a strong ally of the European Crusaders, and saw itself as a bastion of Christendom in the East. Cilicia's significance in Armenian history and statehood is also attested by the transfer of the seat of the Catholicos of the Armenian Apostolic Church, the spiritual leader of the Armenian people, to the region.
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The Seljuk Empire soon started to collapse. In the early 12th century, Armenian princes of the Zakarid family drove out the Seljuk Turks and established a semi-independent principality in northern and eastern Armenia known as Zakarid Armenia, which lasted under the patronage of the Georgian Kingdom. The Orbelian Dynasty shared control with the Zakarids in various parts of the country, especially in Syunik and Vayots Dzor, while the House of Hasan-Jalalyan controlled provinces of Artsakh and Utik as the Kingdom of Artsakh.
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During the 1230s, the Mongol Empire conquered Zakarid Armenia and then the remainder of Armenia. The Mongolian invasions were soon followed by those of other Central Asian tribes, such as the Kara Koyunlu, Timurid dynasty and Ağ Qoyunlu, which continued from the 13th century until the 15th century. After incessant invasions, each bringing destruction to the country, with time Armenia became weakened.
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In the 16th century, the Ottoman Empire and the Safavid dynasty of Iran divided Armenia. From the early 16th century, both Western Armenia and Eastern Armenia fell to the Safavid Empire.[70][71] Owing to the century long Turco-Iranian geopolitical rivalry that would last in Western Asia, significant parts of the region were frequently fought over between the two rivalling empires. From the mid 16th century with the Peace of Amasya, and decisively from the first half of the 17th century with the Treaty of Zuhab until the first half of the 19th century,[72] Eastern Armenia was ruled by the successive Safavid, Afsharid and Qajar empires, while Western Armenia remained under Ottoman rule.
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From 1604, Abbas I of Iran implemented a "scorched earth" policy in the region to protect his north-western frontier against any invading Ottoman forces, a policy that involved a forced resettlement of masses of Armenians outside of their homelands.[73]
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In the 1813 Treaty of Gulistan and the 1828 Treaty of Turkmenchay, following the Russo-Persian War (1804–13) and the Russo-Persian War (1826–28), respectively, the Qajar dynasty of Iran was forced to irrevocably cede Eastern Armenia, consisting of the Erivan and Karabakh Khanates, to Imperial Russia.[74][75] This period is known as Russian Armenia.
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While Western Armenia still remained under Ottoman rule, the Armenians were granted considerable autonomy within their own enclaves and lived in relative harmony with other groups in the empire (including the ruling Turks). However, as Christians under a strict Muslim social structure, Armenians faced pervasive discrimination. When they began pushing for more rights within the Ottoman Empire, Sultan Abdul Hamid II, in response, organised state-sponsored massacres against the Armenians between 1894 and 1896, resulting in an estimated death toll of 80,000 to 300,000 people. The Hamidian massacres, as they came to be known, gave Hamid international infamy as the "Red Sultan" or "Bloody Sultan".[76]
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During the 1890s, the Armenian Revolutionary Federation, commonly known as Dashnaktsutyun, became active within the Ottoman Empire with the aim of unifying the various small groups in the empire that were advocating for reform and defending Armenian villages from massacres that were widespread in some of the Armenian-populated areas of the empire. Dashnaktsutyun members also formed Armenian fedayi groups that defended Armenian civilians through armed resistance. The Dashnaks also worked for the wider goal of creating a "free, independent and unified" Armenia, although they sometimes set aside this goal in favour of a more realistic approach, such as advocating autonomy.
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The Ottoman Empire began to collapse, and in 1908, the Young Turk Revolution overthrew the government of Sultan Hamid. In April 1909, the Adana massacre occurred in the Adana Vilayet of the Ottoman Empire resulting in the deaths of as many as 20,000–30,000 Armenians. The Armenians living in the empire hoped that the Committee of Union and Progress would change their second-class status. The Armenian reform package (1914) was presented as a solution by appointing an inspector general over Armenian issues.[77]
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The outbreak of World War I led to confrontation between the Ottoman Empire and the Russian Empire in the Caucasus and Persian Campaigns. The new government in Istanbul began to look on the Armenians with distrust and suspicion, because the Imperial Russian Army contained a contingent of Armenian volunteers. On 24 April 1915, Armenian intellectuals were arrested by Ottoman authorities and, with the Tehcir Law (29 May 1915), eventually a large proportion of Armenians living in Anatolia perished in what has become known as the Armenian Genocide.
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The genocide was implemented in two phases: the wholesale killing of the able-bodied male population through massacre and subjection of army conscripts to forced labour, followed by the deportation of women, children, the elderly and infirm on death marches leading to the Syrian desert. Driven forward by military escorts, the deportees were deprived of food and water and subjected to periodic robbery, rape, and massacre.[78][79] There was local Armenian resistance in the region, developed against the activities of the Ottoman Empire. The events of 1915 to 1917 are regarded by Armenians and the vast majority of Western historians to have been state-sponsored mass killings, or genocide.[80]
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Turkish authorities deny the genocide took place to this day. The Armenian Genocide is acknowledged to have been one of the first modern genocides.[81][82] According to the research conducted by Arnold J. Toynbee, an estimated 600,000 Armenians died during deportation from 1915–16. This figure, however, accounts for solely the first year of the Genocide and does not take into account those who died or were killed after the report was compiled on 24 May 1916.[83] The International Association of Genocide Scholars places the death toll at "more than a million".[84] The total number of people killed has been most widely estimated at between 1 and 1.5 million.[85]
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Armenia and the Armenian diaspora have been campaigning for official recognition of the events as genocide for over 30 years. These events are traditionally commemorated yearly on 24 April, the Armenian Martyr Day, or the Day of the Armenian Genocide.
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Although the Russian Caucasus Army of Imperial forces commanded by Nikolai Yudenich and Armenians in volunteer units and Armenian militia led by Andranik Ozanian and Tovmas Nazarbekian succeeded in gaining most of Ottoman Armenia during World War I, their gains were lost with the Bolshevik Revolution of 1917.[citation needed] At the time, Russian-controlled Eastern Armenia, Georgia, and Azerbaijan attempted to bond together in the Transcaucasian Democratic Federative Republic. This federation, however, lasted from only February to May 1918, when all three parties decided to dissolve it. As a result, the Dashnaktsutyun government of Eastern Armenia declared its independence on 28 May as the First Republic of Armenia under the leadership of Aram Manukian.
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The First Republic's short-lived independence was fraught with war, territorial disputes, and a mass influx of refugees from Ottoman Armenia, bringing with them disease and starvation. The Entente Powers, appalled by the actions of the Ottoman government, sought to help the newly founded Armenian state through relief funds and other forms of support.
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At the end of the war, the victorious powers sought to divide up the Ottoman Empire. Signed between the Allied and Associated Powers and Ottoman Empire at Sèvres on 10 August 1920, the Treaty of Sèvres promised to maintain the existence of the Armenian republic and to attach the former territories of Ottoman Armenia to it. Because the new borders of Armenia were to be drawn by United States President Woodrow Wilson, Ottoman Armenia was also referred to as "Wilsonian Armenia". In addition, just days prior, on 5 August 1920, Mihran Damadian of the Armenian National Union, the de facto Armenian administration in Cilicia, declared the independence of Cilicia as an Armenian autonomous republic under French protectorate.[87]
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There was even consideration of making Armenia a mandate under the protection of the United States. The treaty, however, was rejected by the Turkish National Movement, and never came into effect. The movement used the treaty as the occasion to declare itself the rightful government of Turkey, replacing the monarchy based in Istanbul with a republic based in Ankara.
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In 1920, Turkish nationalist forces invaded the fledgling Armenian republic from the east. Turkish forces under the command of Kazım Karabekir captured Armenian territories that Russia had annexed in the aftermath of the 1877–1878 Russo-Turkish War and occupied the old city of Alexandropol (present-day Gyumri). The violent conflict finally concluded with the Treaty of Alexandropol on 2 December 1920. The treaty forced Armenia to disarm most of its military forces, cede all former Ottoman territory granted to it by the Treaty of Sèvres, and to give up all the "Wilsonian Armenia" granted to it at the Sèvres treaty. Simultaneously, the Soviet Eleventh Army, under the command of Grigoriy Ordzhonikidze, invaded Armenia at Karavansarai (present-day Ijevan) on 29 November. By 4 December, Ordzhonikidze's forces entered Yerevan and the short-lived Armenian republic collapsed.
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After the fall of the republic, the February Uprising soon took place in 1921, and led to the establishment of the Republic of Mountainous Armenia by Armenian forces under command of Garegin Nzhdeh on 26 April, which fought off both Soviet and Turkish intrusions in the Zangezur region of southern Armenia. After Soviet agreements to include the Syunik Province in Armenia's borders, the rebellion ended and the Red Army took control of the region on 13 July.
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Armenia was annexed by Bolshevist Russia and along with Georgia and Azerbaijan, it was incorporated into the Soviet Union as part of the Transcaucasian SFSR (TSFSR) on 4 March 1922.[88][89] With this annexation, the Treaty of Alexandropol was superseded by the Turkish-Soviet Treaty of Kars. In the agreement, Turkey allowed the Soviet Union to assume control over Adjara with the port city of Batumi in return for sovereignty over the cities of Kars, Ardahan, and Iğdır, all of which were part of Russian Armenia.[88][89]
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The TSFSR existed from 1922 to 1936, when it was divided up into three separate entities (Armenian SSR, Azerbaijan SSR, and Georgian SSR). Armenians enjoyed a period of relative stability under Soviet rule. They received medicine, food, and other provisions from Moscow, and communist rule proved to be a soothing balm in contrast to the turbulent final years of the Ottoman Empire. The situation was difficult for the church, which struggled under Soviet rule. After the death of Vladimir Lenin, Joseph Stalin took the reins of power and began an era of renewed fear and terror for Armenians.[90]
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Armenia was not the scene of any battles in World War II. An estimated 500,000 Armenians (nearly a third of the population) served in the Red Army during the war, and 175,000 died.[91]
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Fears decreased when Stalin died in 1953 and Nikita Khrushchev emerged as the Soviet Union's new leader. Soon, life in Soviet Armenia began to see rapid improvement. The church, which suffered greatly under Stalin, was revived when Catholicos Vazgen I assumed the duties of his office in 1955. In 1967, a memorial to the victims of the Armenian Genocide was built at the Tsitsernakaberd hill above the Hrazdan gorge in Yerevan. This occurred after mass demonstrations took place on the tragic event's fiftieth anniversary in 1965.
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During the Gorbachev era of the 1980s, with the reforms of Glasnost and Perestroika, Armenians began to demand better environmental care for their country, opposing the pollution that Soviet-built factories brought. Tensions also developed between Soviet Azerbaijan and its autonomous district of Nagorno-Karabakh, a majority-Armenian region. About 484,000 Armenians lived in Azerbaijan in 1970.[92] The Armenians of Karabakh demanded unification with Soviet Armenia. Peaceful protests in Yerevan supporting the Karabakh Armenians were met with anti-Armenian pogroms in the Azerbaijani city of Sumgait. Compounding Armenia's problems was a devastating earthquake in 1988 with a moment magnitude of 7.2.[93]
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Gorbachev's inability to alleviate any of Armenia's problems created disillusionment among the Armenians and fed a growing hunger for independence. In May 1990, the New Armenian Army (NAA) was established, serving as a defence force separate from the Soviet Red Army. Clashes soon broke out between the NAA and Soviet Internal Security Forces (MVD) troops based in Yerevan when Armenians decided to commemorate the establishment of the 1918 First Republic of Armenia. The violence resulted in the deaths of five Armenians killed in a shootout with the MVD at the railway station. Witnesses there claimed that the MVD used excessive force and that they had instigated the fighting.
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Further firefights between Armenian militiamen and Soviet troops occurred in Sovetashen, near the capital and resulted in the deaths of over 26 people, mostly Armenians. The pogrom of Armenians in Baku in January 1990 forced almost all of the 200,000 Armenians in the Azerbaijani capital Baku to flee to Armenia.[94] On 23 August 1990, Armenia declared its sovereignty on its territory. On 17 March 1991, Armenia, along with the Baltic states, Georgia and Moldova, boycotted a nationwide referendum in which 78% of all voters voted for the retention of the Soviet Union in a reformed form.[95]
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On 21 September 1991, Armenia officially declared its independence after the failed August coup in Moscow. Levon Ter-Petrosyan was popularly elected the first President of the newly independent Republic of Armenia on 16 October 1991. He had risen to prominence by leading the Karabakh movement for the unification of the Armenian-populated Nagorno-Karabakh.[96] On 26 December 1991, the Soviet Union ceased to exist and Armenia's independence was recognised.
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Ter-Petrosyan led Armenia alongside Defense Minister Vazgen Sargsyan through the Nagorno-Karabakh War with neighbouring Azerbaijan. The initial post-Soviet years were marred by economic difficulties, which had their roots early in the Karabakh conflict when the Azerbaijani Popular Front managed to pressure the Azerbaijan SSR to instigate a railway and air blockade against Armenia. This move effectively crippled Armenia's economy as 85% of its cargo and goods arrived through rail traffic.[96] In 1993, Turkey joined the blockade against Armenia in support of Azerbaijan.[97]
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The Karabakh war ended after a Russian-brokered cease-fire was put in place in 1994. The war was a success for the Karabakh Armenian forces who managed to capture 16% of Azerbaijan's internationally recognised territory including Nagorno-Karabakh itself.[98] Since then, Armenia and Azerbaijan have held peace talks, mediated by the Organisation for Security and Co-operation in Europe (OSCE). The status of Karabakh has yet to be determined. The economies of both countries have been hurt in the absence of a complete resolution and Armenia's borders with Turkey and Azerbaijan remain closed. By the time both Azerbaijan and Armenia had finally agreed to a ceasefire in 1994, an estimated 30,000 people had been killed and over a million had been displaced.[99]
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As it enters the 21st century, Armenia faces many hardships. It has made a full switch to a market economy. One study ranks it the 41st most "economically free" nation in the world, as of 2014[update].[100] Its relations with Europe, the Arab League, and the Commonwealth of Independent States have allowed Armenia to increase trade.[101][102] Gas, oil, and other supplies come through two vital routes: Iran and Georgia. Armenia maintains cordial relations with both countries.[103]
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Armenia is a landlocked country in the geopolitical Transcaucasus (South Caucasus) region, that is located in the Southern Caucasus Mountains and their lowlands between the Black Sea and Caspian Sea, and northeast of the Armenian Highlands. Armenia is bordered on the north by Georgia, the east by Azerbaijan; the south by Iran; and the southwest and west by Turkey. Armenia lies between latitudes 38° and 42° N, and meridians 43° and 47° E.
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Armenia has a territorial area of 29,743 square kilometres (11,484 sq mi). The terrain is mostly mountainous, with fast flowing rivers, and few forests. The land rises to 4,090 metres (13,419 feet) above sea level at Mount Aragats, and no point is below 390 metres (1,280 ft) above sea level.[104] Average elevation of the country area is 10th highest in the world and it has 85.9% mountain area, more than Switzerland or Nepal.[105]
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Mount Ararat, which was historically part of Armenia, is the highest mountain in the region. Now located in Turkey, but clearly visible from Armenia, it is regarded by the Armenians as a symbol of their land. Because of this, the mountain is present on the Armenian national emblem today.[106][107][108]
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The climate in Armenia is markedly highland continental. Summers are hot, dry and sunny, lasting from June to mid-September. The temperature fluctuates between 22 and 36 °C (72 and 97 °F). However, the low humidity level mitigates the effect of high temperatures. Evening breezes blowing down the mountains provide a welcome refreshing and cooling effect. Springs are short, while autumns are long. Autumns are known for their vibrant and colourful foliage.
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Winters are quite cold with plenty of snow, with temperatures ranging between −10 and −5 °C (14 and 23 °F). Winter sports enthusiasts enjoy skiing down the hills of Tsakhkadzor, located thirty minutes outside Yerevan. Lake Sevan, nestled up in the Armenian highlands, is the second largest lake in the world relative to its altitude, at 1,900 metres (6,234 ft) above sea level.
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Armenia ranked 63rd out of 180 countries on Environmental Performance Index (EPI) in 2018. Its rank on subindex Environmental Health (which is weighted at 40% in EPI) is 109, while Armenia's rank on subindex of Ecosystem Vitality (weighted at 60% in EPI) is 27th best in the world.[110] This suggests that main environmental issues in Armenia are with population health, while environment vitality is of lesser concern. Out of sub-subindices contributing to Environmental Health subindex ranking on Air Quality to which population is exposed is particularly unsatisfying.
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Waste management in Armenia is underdeveloped, as no waste sorting or recycling takes place at Armenia's 60 landfills. A waste processing plant is scheduled for construction near Hrazdan city, which will allow for closure of 10 waste dumps.[111]
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Despite the availability of abundant renewable energy sources in Armenia (especially hydroelectric and wind power) and calls from EU officials to shut down the nuclear power plant at Metsamor,[112] the Armenian Government is exploring the possibilities of installing new small modular nuclear reactors. In 2018 existing nuclear plant is scheduled for modernization to enhance its safety and increase power production by about 10%.[113][114]
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Armenian Ministry of Nature Protection introduced taxes for air and water pollution and solid-waste disposal, whose revenues are used for environmental protection activities.
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Armenia is a representative parliamentary democratic republic. The Armenian constitution adhered to the model of a semi-presidential republic until April 2018.
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According to the current Constitution of Armenia, the President is the head of state holding largely representational functions, while the Prime Minister is the head of government and exercises executive power.
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Legislative power is vested in the Azgayin Zhoghov or National Assembly, which is a unicameral parliament.
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Fragile states index since its first report in 2006 until most recent in 2019 consistently ranked Armenia better than all its neighboring countries (with one exception in 2011).[115]
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Armenia has universal suffrage above the age of eighteen.
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Armenia became a member of the United Nations on 2 March 1992, and is a signatory to a number of its organizations and other international agreements. It is also a member of international organisations such as the Council of Europe, the Asian Development Bank, the Commonwealth of Independent States, the World Trade Organization, World Customs Organization, the Organization of the Black Sea Economic Cooperation and La Francophonie. It is a member of the CSTO military alliance, and also participates in NATO's Partnership for Peace program.
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Armenia has a difficult relation with neighbouring countries Azerbaijan and Turkey. Tensions were running high between Armenians and Azerbaijanis during the final years of the Soviet Union. The Nagorno-Karabakh War dominated the region's politics throughout the 1990s.[116] To this day, Armenia's borders with Turkey and Azerbaijan are under severe blockade. In addition, a permanent solution for the Nagorno-Karabakh conflict has not been reached despite the mediation provided by organizations such as the OSCE.
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Turkey also has a long history of poor relations with Armenia over its refusal to acknowledge the Armenian Genocide, even though it was one of the first countries to recognize the Republic of Armenia (the 3rd republic) after its independence from the USSR in 1991. Despite this, for most of the 20th century and early 21st century, relations remain tense and there are no formal diplomatic relations between the two countries due to Turkey's refusal to establish them for numerous reasons. During the Nagorno-Karabakh War, and citing it as the reason, Turkey closed its border with Armenia in 1993. It has not lifted its blockade despite pressure from the powerful Turkish business lobby interested in Armenian markets.[116]
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On 10 October 2009, Armenia and Turkey signed protocols on the normalisation of relations, which set a timetable for restoring diplomatic ties and reopening their joint border.[117] The ratification of those had to be made in the national parliaments. In Armenia, before sending the protocols to the parliament, it was sent to the Constitutional Court to have their constitutionality to be approved. The Constitutional Court made references to the preamble of the protocols underlying three main issues.[118] One of them stated that the implementation of the protocols did not imply Armenia’s official recognition of the existing Turkish-Armenian border established by the Treaty of Kars. By doing so, the Constitutional Court rejected one of the main premises of the protocols, i.e. “the mutual recognition of the existing border between the two countries as defined by relevant treaties of international law".[118][119] This was for the Turkish Government the reason to back down from the Protocols.[120] The Armenian President had made multiple public announcements, both in Armenia and abroad, that, as the leader of the political majority of Armenia, he assured the parliamentary ratification of the protocols if Turkey also ratified them. Despite this, the process stopped, as Turkey continuously added more preconditions to its ratification and also "delayed it beyond any reasonable time-period".[citation needed]
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Due to its position between two unfriendly neighbours, Armenia has close security ties with Russia. At the request of the Armenian government, Russia maintains a military base in the city of Gyumri located in Northwestern Armenia[121] as a deterrent against Turkey.[citation needed] Despite this, Armenia has also been looking toward Euro-Atlantic structures in recent years. It maintains good relations with the United States especially through its Armenian diaspora. According to the US Census Bureau, there are 427,822 Armenians living in the country.[122]
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Because of the illicit border blockades by Azerbaijan and Turkey, Armenia continues to maintain solid relations with its southern neighbour Iran especially in the economic sector. Economic projects are being developed between the two nations, including a gas pipeline going from Iran to Armenia.
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Armenia is also a member of the Council of Europe, maintaining friendly relations with the European Union, especially with its member states such as France and Greece. A 2005 survey reported that 64% of Armenia's population would be in favour of joining the EU.[123] Several Armenian officials have also expressed the desire for their country to eventually become an EU member state,[124] some[who?] predicting that it will make an official bid for membership in a few years.[citation needed] In 2004 its forces joined KFOR, a NATO-led international force in Kosovo. It is also an observer member of the Arab League,[125] the Eurasian Economic Community and the Non-Aligned Movement. As a result of its historical ties to France, Armenia was selected to host the biennial Francophonie summit in 2018.[126]
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A former republic of the Soviet Union, Armenia is an emerging democracy and as of 2011[update] was negotiating with the European Union to become an associate partner. Legally speaking, it has the right to be considered as a prospective EU member provided it meets necessary standards and criteria, although officially such a plan does not exist in Brussels.[127][128][129][130] The Government of Armenia, however, has joined the Customs Union of Belarus, Kazakhstan and Russia[131] and the Eurasian Economic Union.[132][133]
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Armenia is included in the European Union's European Neighbourhood Policy (ENP) which aims at bringing the EU and its neighbours closer. The EU-Armenia Comprehensive and Enhanced Partnership Agreement (CEPA) was signed on 24 November 2017. Among other goals, it aims at improving investment climate.[134]
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Human rights in Armenia tend to be better than those in most former Soviet republics and have drawn closer to acceptable standards, especially economically.[citation needed] Nonetheless, there are still several considerable problems.
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Armenia scored 4.79 on The Economist Intelligence Unit Democracy Index published in January 2019 (data for 2018). Although still classified as "hybrid regime", Armenia recorded the strongest improvement among European countries[135] and reached its ever-best score since calculation began in 2006.[136]
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Armenia is classified as "partly free" in the 2019 report (with data from 2018) by Freedom House, which gives it a score of 51 out of 100,[137] which is 6 points ahead of the previous estimate.[138]
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Armenia has recorded an unprecedented progress in the 2019 World Press Freedom Index published by Reporters Without Borders, improving its position by 19 points and ranking 61st on the list. The publication also confirms the absence of cases of killed journalists, citizen journalists or media assistants.[139][140]
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Armenia ranks 54th in the 2017 report The Human Freedom Index (with data from 2016) published by Canada's Fraser Institute.[141]
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Armenia ranked 29th for economic freedom and 76th for personal freedom among 159 countries in the 2017 Human Freedom Index published by the Cato Institute .[142][143]
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These classifications may improve when data from 2018, including the period of the velvet revolution and thereafter, is analyzed.
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The Armenian Army, Air Force, Air Defence, and Border Guard comprise the four branches of the Armed Forces of Armenia. The Armenian military was formed after the collapse of the Soviet Union in 1991 and with the establishment of the Ministry of Defence in 1992.
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The Commander-in-Chief of the military is the Prime Minister of Armenia, Nikol Pashinyan. The Ministry of Defence is in charge of political leadership, headed by Davit Tonoyan, while military command remains in the hands of the general staff, headed by the Chief of Staff, who is Lieutenant-General Onik Gasparyan.
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Active forces now number about 81,000 soldiers, with an additional reserve of 32,000 troops. Armenian border guards are in charge of patrolling the country's borders with Georgia and Azerbaijan, while Russian troops continue to monitor its borders with Iran and Turkey. In the case of an attack, Armenia is able to mobilize every able-bodied man between the age of 15 and 59, with military preparedness.
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The Treaty on Conventional Armed Forces in Europe, which establishes comprehensive limits on key categories of military equipment, was ratified by the Armenian parliament in July 1992. In March 1993, Armenia signed the multilateral Chemical Weapons Convention, which calls for the eventual elimination of chemical weapons. Armenia acceded to the Nuclear Non-Proliferation Treaty (NPT) as a non-nuclear weapons state in July 1993.
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Armenia is member of Collective Security Treaty Organisation (CSTO) along with Russia, Belarus, Kazakhstan, Kyrgyzstan and Tajikistan. It participates in NATO's Partnership for Peace (PiP) program and in Euro-Atlantic Partnership Council (EAPC).
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Armenia has engaged in a peacekeeping mission in Kosovo as part of non-NATO KFOR troops under Greek command.[144] Armenia also had 46 members of its military peacekeeping forces as a part of the Coalition Forces in Iraq War until October 2008.[145] In 2019 Armenia has sent 83 soldiers to Syria for mine-cleaning and humanitarian mission there.[146]
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Armenia is divided into ten provinces (marzer, singular marz), with the city (kaghak) of Yerevan (Երևան) having special administrative status as the country's capital. The chief executive in each of the ten provinces is the marzpet (marz governor), appointed by the government of Armenia. In Yerevan, the chief executive is the mayor, elected since 2009.
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Within each province there are communities (hamaynkner, singular hamaynk). Each community is self-governing and consists of one or more settlements (bnakavayrer, singular bnakavayr). Settlements are classified as either towns (kaghakner, singular kaghak) or villages (gyugher, singular gyugh). As of 2007[update], Armenia includes 915 communities, of which 49 are considered urban and 866 are considered rural. The capital, Yerevan, also has the status of a community.[147] Additionally, Yerevan is divided into twelve semi-autonomous districts.
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† 2011 censusSources: Area and population of provinces.[148]
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The economy relies heavily on investment and support from Armenians abroad.[149] Before independence, Armenia's economy was largely industry-based – chemicals, electronics, machinery, processed food, synthetic rubber, and textile – and highly dependent on outside resources. The republic had developed a modern industrial sector, supplying machine tools, textiles, and other manufactured goods to sister republics in exchange for raw materials and energy.[63]
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Agriculture accounted for less than 20% of both net material product and total employment before the dissolution of the Soviet Union in 1991. After independence, the importance of agriculture in the economy increased markedly, its share at the end of the 1990s rising to more than 30% of GDP and more than 40% of total employment.[150] This increase in the importance of agriculture was attributable to food security needs of the population in the face of uncertainty during the first phases of transition and the collapse of the non-agricultural sectors of the economy in the early 1990s. As the economic situation stabilised and growth resumed, the share of agriculture in GDP dropped to slightly over 20% (2006 data), although the share of agriculture in employment remained more than 40%.[151]
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Armenian mines produce copper, zinc, gold, and lead. The vast majority of energy is produced with fuel imported from Russia, including gas and nuclear fuel (for its one nuclear power plant); the main domestic energy source is hydroelectric. Small deposits of coal, gas, and petroleum exist but have not yet been developed.
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Access to biocapacity in Armenia is lower than world average. In 2016, Armenia had 0.8 global hectares [152] of biocapacity per person within its territory, much less than the world average of 1.6 global hectares per person.[153] In 2016 Armenia used 1.9 global hectares of biocapacity per person - their ecological footprint of consumption. This means they use double as much biocapacity as Armenia contains. As a result, Armenia is running a biocapacity deficit.[152]
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Like other newly independent states of the former Soviet Union, Armenia's economy suffers from the breakdown of former Soviet trading patterns. Soviet investment in and support of Armenian industry has virtually disappeared, so that few major enterprises are still able to function. In addition, the effects of the 1988 Spitak earthquake, which killed more than 25,000 people and made 500,000 homeless, are still being felt. The conflict with Azerbaijan over Nagorno-Karabakh has not been resolved. Shutdown of the nuclear power plant in 1989 lead to the Armenian energy crisis of 1990s. The GDP fell nearly 60% between 1989 and 1993, but then resumed robust growth after the power plant was reopened in 1995.[150] The national currency, the dram, suffered hyperinflation for the first years after its introduction in 1993.
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Nevertheless, the government was able to make wide-ranging economic reforms that paid off in dramatically lower inflation and steady growth. The 1994 cease-fire in the Nagorno-Karabakh conflict has also helped the economy. Armenia has had strong economic growth since 1995, building on the turnaround that began the previous year, and inflation has been negligible for the past several years. New sectors, such as precious-stone processing and jewelry making, information and communication technology, and even tourism are beginning to supplement more traditional sectors of the economy, such as agriculture.[154]
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This steady economic progress has earned Armenia increasing support from international institutions. The International Monetary Fund (IMF), World Bank, European Bank for Reconstruction and Development (EBRD), and other international financial institutions (IFIs) and foreign countries are extending considerable grants and loans. Loans to Armenia since 1993 exceed $1.1 billion. These loans are targeted at reducing the budget deficit and stabilising the currency; developing private businesses; energy; agriculture; food processing; transportation; the health and education sectors; and ongoing rehabilitation in the earthquake zone. The government joined the World Trade Organization on 5 February 2003. But one of the main sources of foreign direct investments remains the Armenian diaspora, which finances major parts of the reconstruction of infrastructure and other public projects. Being a growing democratic state, Armenia also hopes to get more financial aid from the Western World.
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A liberal foreign investment law was approved in June 1994, and a law on privatization was adopted in 1997, as well as a program of state property privatization. Continued progress will depend on the ability of the government to strengthen its macroeconomic management, including increasing revenue collection, improving the investment climate, and making strides against corruption. However, unemployment, which was 18.5% in 2015,[155] still remains a major problem due to the influx of thousands of refugees from the Karabakh conflict.
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In the 2020 report of Index of Economic Freedom by Heritage Foundation, Armenia is classified as "mostly free" and ranks 34th, improving by 13 positions and ahead of all other Eurasian Economic Union countries and many EU countries including Cyprus, Bulgaria, Romania, Poland, Belgium, Spain, France, Portugal and Italy.[100][156]
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In the 2019 report (data for 2017) of Economic Freedom of the World published by Fraser Institute Armenia ranks 27th (classified most free) out of 162 economies.[157][158]
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In the 2019 report of Global Competitiveness Index Armenia ranks 69th out of 141 economies.[159]
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In the 2020 report (data for 2019) of Doing Business Index Armenia ranks 47th with 10th rank on "starting business" sub-index.[160]
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In the 2018 report (data for 2017) of Human Development Index by UNDP Armenia ranked 83rd and is classified into "high human development" group.[161]
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In the 2019 report of Corruption Perceptions Index by Transparency International Armenia ranked 77 of 179 countries.[162]
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In the "Freedom on the Net 2019" report by Freedom House Armenia scored best in the region and was classified as a free country.[163][164]
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Research spending is low in Armenia, averaging 0.25% of GDP over 2010–2013. However, the statistical record of research expenditure is incomplete, as expenditure by privately owned business enterprises is not surveyed in Armenia. The world average for domestic expenditure on research was 1.7% of GDP in 2013.[165]
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The country's Strategy for the Development of Science 2011–2020 envisions that 'by 2020, Armenia is a country with a knowledge-based economy and is competitive within the European Research Area with its level of basic and applied research.' It fixes the following targets:[165]
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Based on this strategy, the accompanying Action Plan was approved by the government in June 2011. It defines the following targets:[165]
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Although the Strategy clearly pursues a 'science push' approach, with public research institutes serving as the key policy target, it nevertheless mentions the goal of establishing an innovation system. However, the main driver of innovation, the business sector, is not mentioned. In between publishing the Strategy and Action Plan, the government issued a resolution in May 2010 on Science and Technology Development Priorities for 2010��2014. These priorities are:[165]
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The Law on the National Academy of Sciences was adopted in May 2011. This law is expected to play a key role in shaping the Armenian innovation system. It allows the National Academy of Sciences to extend its business activities to the commercialization of research results and the creation of spin-offs; it also makes provision for restructuring the National Academy of Sciences by combining institutes involved in closely related research areas into a single body. Three of these new centres are particularly relevant: the Centre for Biotechnology, the Centre for Zoology and Hydro-ecology and the Centre for Organic and Pharmaceutical Chemistry.[165]
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The government is focusing its support on selected industrial sectors. More than 20 projects have been cofunded by the State Committee of Science in targeted branches: pharmaceuticals, medicine and biotechnology, agricultural mechanization and machine building, electronics, engineering, chemistry and, in particular, the sphere of information technology.[165]
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Over the past decade, the government has made an effort to encourage science–industry linkages. The Armenian information technology sector has been particularly active: a number of public–private partnerships have been established between companies and universities, in order to give students marketable skills and generate innovative ideas at the interface of science and business. Examples are Synopsys Inc. and the Enterprise Incubator Foundation.[165]
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In medieval times University of Gladzor and University of Tatev took an important role for whole Armenia.
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A literacy rate of 100% was reported as early as 1960.[166] In the communist era, Armenian education followed the standard Soviet model of complete state control (from Moscow) of curricula and teaching methods and close integration of education activities with other aspects of society, such as politics, culture, and the economy.[166]
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In the 1988–89 school year, 301 students per 10,000 population were in specialized secondary or higher education, a figure slightly lower than the Soviet average.[166] In 1989 some 58% of Armenians over age fifteen had completed their secondary education, and 14% had a higher education.[166] In the 1990–91 school year, the estimated 1,307 primary and secondary schools were attended by 608,800 students.[166] Another seventy specialised secondary institutions had 45,900 students, and 68,400 students were enrolled in a total of ten postsecondary institutions that included universities.[166] In addition, 35% of eligible children attended preschools.[166] In 1992 Armenia's largest institution of higher learning, Yerevan State University, had eighteen departments, including ones for social sciences, sciences, and law.[166] Its faculty numbered about 1,300 teachers and its student population about 10,000 students.[166] The National Polytechnic University of Armenia is operating since 1933.[166]
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In the early 1990s, Armenia made substantial changes to the centralised and regimented Soviet system.[166] Because at least 98% of students in higher education were Armenian, curricula began to emphasise Armenian history and culture.[166] Armenian became the dominant language of instruction, and many schools that had taught in Russian closed by the end of 1991.[166] Russian was still widely taught, however, as a second language.[166]
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In 2014, the National Program for Educational Excellence embarked on creating an internationally competitive and academically rigorous alternative educational program (the Araratian Baccalaureate) for Armenian schools and increase the importance and status of the teacher's role in society.[167][168]
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The Ministry of Education and Science is responsible for regulation of the sector. Primary and secondary education in Armenia is free, and completion of secondary school is compulsory.[166] High education in Armenia is harmonized with Bologna process. Armenian National Academy of Sciences plays important role in postgraduate education.
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Schooling takes 12 years in Armenia and breaks down into primary (4 years), middle (5 years) and high school (3 years). Schools engage a 10-grade mark system. The Government also supports Armenian schools outside of Armenia.
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Gross enrollment in tertiary education at 44% in 2015 surpassed peer countries of South Caucasus but remained below of the average for Europe and Central Asia.[169] However public spendings per student in tertiary education in GDP-ratio terms is one of the lowest for post-USSR countries (for which data was available).[170]
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Armenia has a population of 2,951,745 (2018 est.)[171][172] and is the third most densely populated of the former Soviet republics.[173] There has been a problem of population decline due to elevated levels of emigration after the break-up of the USSR.[174] In the past years emigration levels have declined and some population growth is observed since 2012.[175]
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Armenia has a relatively large external diaspora (8 million by some estimates, greatly exceeding the 3 million population of Armenia itself), with communities existing across the globe. The largest Armenian communities outside of Armenia can be found in Russia, France, Iran, the United States, Georgia, Syria, Lebanon,
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Australia, Canada, Greece, Cyprus, Israel, Poland, Ukraine and Brazil. 40,000 to 70,000 Armenians still live in Turkey (mostly in and around Istanbul).[176]
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About 1,000 Armenians reside in the Armenian Quarter in the Old City of Jerusalem, a remnant of a once-larger community.[177] Italy is home to the San Lazzaro degli Armeni, an island located in the Venetian Lagoon, which is completely occupied by a monastery run by the Mechitarists, an Armenian Catholic congregation.[178] Approximately 139,000 Armenians live in the de facto independent country Republic of Artsakh where they form a majority.[179]
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Ethnic Armenians make up 98.1% of the population. Yazidis make up 1.2%, and Russians 0.4%. Other minorities include Assyrians, Ukrainians, Greeks (usually called Caucasus Greeks), Kurds, Georgians, Belarusians, and Jews. There are also smaller communities of Vlachs, Mordvins, Ossetians, Udis, and Tats. Minorities of Poles and Caucasus Germans also exist though they are heavily Russified.[180] As of 2016[update], there are an estimated 35,000 Yazidis in Armenia.[181]
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During the Soviet era, Azerbaijanis were historically the second largest population in the country (forming about 2.5% in 1989).[182] However, due to the conflict over Nagorno-Karabakh, virtually all of them emigrated from Armenia to Azerbaijan. Conversely, Armenia received a large influx of Armenian refugees from Azerbaijan, thus giving Armenia a more homogeneous character.
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According to Gallup research conducted in 2017 Armenia has one of the highest migrant acceptance (welcoming) rates in eastern Europe.[183]
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Armenian is the only official language. The main foreign languages that Armenians know are Russian and English. Due to its Soviet past, most of the old population can speak Russian quite well. According to a 2013 survey, 95% of Armenians said they had some knowledge of Russian (24% advanced, 59% intermediate) compared to 40% who said they knew some English (4% advanced, 16% intermediate and 20% beginner). However, more adults (50%) think that English should be taught in public secondary schools than those who prefer Russian (44%).[184]
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Armenia was the first nation to adopt Christianity as a state religion, an event traditionally dated to AD 301.[196][197][198]
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The predominant religion in Armenia is Christianity. The roots of the Armenian Church go back to the 1st century. According to tradition, the Armenian Church was founded by two of Jesus' twelve apostles – Thaddaeus and Bartholomew – who preached Christianity in Armenia between AD 40–60. Because of these two founding apostles, the official name of the Armenian Church is Armenian Apostolic Church.
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Over 93% of Armenian Christians belong to the Armenian Apostolic Church, a form of Oriental (Non-Chalcedonian) Orthodoxy, which is a very ritualistic, conservative church, roughly comparable to the Coptic and Syriac churches.[199] The Armenian Apostolic Church is in communion only with a group of churches within Oriental Orthodoxy.
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The Armenian Evangelical Church has a very sizeable and favourable presence among the life of Armenians with over several thousand members throughout the country. It traces its roots back to 1846 which was under patronage of the Armenian Patriarchate of Constantinople the aim of which was to train qualified clergy for the Armenian Apostolic Church.
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Other Christian denominations practising faith based on Nicene Creed in Armenia are the Pentecostal branches of Protestant community such as the Word of Life, the Armenian Brotherhood Church,[200] the Baptists which are known as of the oldest existing denominations in Armenia and were permitted by the authorities of Soviet Union,[201][202] and Presbyterians.[203]
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Catholics also exist in Armenia, both Latin rite and Armenian rite Catholics. The Mechitarists (also spelled "Mekhitarists" Armenian: Մխիթարեան), are a congregation of Benedictine monks of the Armenian Catholic Church founded in 1712 by Mekhitar of Sebaste. They are best known for their series of scholarly publications of ancient Armenian versions of otherwise lost ancient Greek texts.
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The Armenian Catholic denomination is headquartered in Bzoummar, Lebanon.
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Armenia is home to a Russian community of Molokans which practice a form of Spiritual Christianity originated from the Russian Orthodox Church.[204]
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The Yazidis, who live in the western part of the country, practice Yazidism. As of 2016[update], the world's largest Yazidi temple is under construction in the small village of Aknalish.[181] There are also Kurds who practice Sunni Islam.[citation needed]
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There is a Jewish community in Armenia diminished to 750 persons since independence with most emigrants leaving for Israel. There are currently two synagogues in Armenia – in the capital, Yerevan, and in the city of Sevan located near Lake Sevan.
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Armenians have their own distinctive alphabet and language. The alphabet was invented in AD 405 by Mesrop Mashtots and consists of thirty-nine letters, three of which were added during the Cilician period. 96% of the people in the country speak Armenian, while 75.8% of the population additionally speaks Russian, although English is becoming increasingly popular.
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Television, magazines, and newspapers are all operated by both state-owned and for-profit corporations which depend on advertising, subscription, and other sales-related revenues. The Constitution of Armenia guarantees freedom of speech and Armenia ranks 78th in the 2015 Press Freedom Index report compiled by Reporters Without Borders, between Lesotho and Sierra Leone.[205]
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As a country in transition, Armenia's media system is under transformation.[206]
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Frequent attacks on journalists of non-state sponsored media is a serious threat to Armenia's press freedom. The number of assaults has recently declined, but the physical integrity of journalists remain at stake.[207]
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Armenian music is a mix of indigenous folk music, perhaps best-represented by Djivan Gasparyan's well-known duduk music, as well as light pop, and extensive Christian music.
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Instruments like the duduk, dhol, zurna, and kanun are commonly found in Armenian folk music. Artists such as Sayat Nova are famous due to their influence in the development of Armenian folk music. One of the oldest types of Armenian music is the Armenian chant which is the most common kind of religious music in Armenia. Many of these chants are ancient in origin, extending to pre-Christian times, while others are relatively modern, including several composed by Saint Mesrop Mashtots, the inventor of the Armenian alphabet. Whilst under Soviet rule, the Armenian classical music composer Aram Khatchaturian became internationally well known for his music, for various ballets and the Sabre Dance from his composition for the ballet Gayane.
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The Armenian Genocide caused widespread emigration that led to the settlement of Armenians in various countries in the world. Armenians kept to their traditions and certain diasporans rose to fame with their music. In the post-Genocide Armenian community of the United States, the so-called "kef" style Armenian dance music, using Armenian and Middle Eastern folk instruments (often electrified/amplified) and some western instruments, was popular. This style preserved the folk songs and dances of Western Armenia, and many artists also played the contemporary popular songs of Turkey and other Middle Eastern countries from which the Armenians emigrated.
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Richard Hagopian is perhaps the most famous artist of the traditional "kef" style and the Vosbikian Band was notable in the 1940s and 1950s for developing their own style of "kef music" heavily influenced by the popular American Big Band Jazz of the time. Later, stemming from the Middle Eastern Armenian diaspora and influenced by Continental European (especially French) pop music, the Armenian pop music genre grew to fame in the 1960s and 1970s with artists such as Adiss Harmandian and Harout Pamboukjian performing to the Armenian diaspora and Armenia; also with artists such as Sirusho, performing pop music combined with Armenian folk music in today's entertainment industry.
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Other Armenian diasporans that rose to fame in classical or international music circles are world-renowned French-Armenian singer and composer Charles Aznavour, pianist Sahan Arzruni, prominent opera sopranos such as Hasmik Papian and more recently Isabel Bayrakdarian and Anna Kasyan. Certain Armenians settled to sing non-Armenian tunes such as the heavy metal band System of a Down (which nonetheless often incorporates traditional Armenian instrumentals and styling into their songs) or pop star Cher. In the Armenian diaspora, Armenian revolutionary songs are popular with the youth. These songs encourage Armenian patriotism and are generally about Armenian history and national heroes.
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Yerevan Vernissage (arts and crafts market), close to Republic Square, bustles with hundreds of vendors selling a variety of crafts on weekends and Wednesdays (though the selection is much reduced mid-week). The market offers woodcarving, antiques, fine lace, and the hand-knotted wool carpets and kilims that are a Caucasus speciality. Obsidian, which is found locally, is crafted into assortment of jewellery and ornamental objects. Armenian gold smithery enjoys a long tradition, populating one corner of the market with a selection of gold items. Soviet relics and souvenirs of recent Russian manufacture – nesting dolls, watches, enamel boxes and so on – are also available at the Vernisage.
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Across from the Opera House, a popular art market fills another city park on the weekends. Armenia's long history as a crossroads of the ancient world has resulted in a landscape with innumerable fascinating archaeological sites to explore. Medieval, Iron Age, Bronze Age and even Stone Age sites are all within a few hours drive from the city. All but the most spectacular remain virtually undiscovered, allowing visitors to view churches and fortresses in their original settings.
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The National Art Gallery in Yerevan has more than 16,000 works that date back to the Middle Ages, which indicate Armenia's rich tales and stories of the times. It houses paintings by many European masters as well. The Modern Art Museum, the Children's Picture Gallery, and the Martiros Saryan Museum are only a few of the other noteworthy collections of fine art on display in Yerevan. Moreover, many private galleries are in operation, with many more opening every year, featuring rotating exhibitions and sales.
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On 13 April 2013, the Armenian government announced a change in law to allow freedom of panorama for 3D works of art.[208]
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Cinema in Armenia was born on 16 April 1923, when the Armenian State Committee of Cinema was established by a decree of the Soviet Armenian government.
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However, the first Armenian film with Armenian subject called "Haykakan Sinema" was produced earlier in 1912 in Cairo by Armenian-Egyptian publisher Vahan Zartarian. The film was premiered in Cairo on 13 March 1913.[209]
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In March 1924, the first Armenian film studio; Armenfilm (Armenian: Հայֆիլմ "Hayfilm," Russian: Арменкино "Armenkino") was established in Yerevan, starting with a documentary film called Soviet Armenia.
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Namus was the first Armenian silent black-and-white film, directed by Hamo Beknazarian in 1925, based on a play of Alexander Shirvanzade, describing the ill fate of two lovers, who were engaged by their families to each other since childhood, but because of violations of namus (a tradition of honor), the girl was married by her father to another person. The first sound film, Pepo was shot in 1935 and directed by Hamo Beknazarian.
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A wide array of sports are played in Armenia, the most popular among them being wrestling, weightlifting, judo, association football, chess, and boxing. Armenia's mountainous terrain provides great opportunities for the practice of sports like skiing and climbing. Being a landlocked country, water sports can only be practised on lakes, notably Lake Sevan. Competitively, Armenia has been successful in chess, weightlifting and wrestling at the international level. Armenia is also an active member of the international sports community, with full membership in the Union of European Football Associations (UEFA) and International Ice Hockey Federation (IIHF). It also hosts the Pan-Armenian Games.
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Prior to 1992, Armenians would participate in the Olympics representing the USSR. As part of the Soviet Union, Armenia was very successful, winning plenty of medals and helping the USSR win the medal standings at the Olympics on numerous occasions. The first medal won by an Armenian in modern Olympic history was by Hrant Shahinyan (sometimes spelled as Grant Shaginyan), who won two golds and two silvers in gymnastics at the 1952 Summer Olympics in Helsinki. To highlight the level of success of Armenians in the Olympics, Shahinyan was quoted as saying:
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"Armenian sportsmen had to outdo their opponents by several notches for the shot at being accepted into any Soviet team. But those difficulties notwithstanding, 90 percent of Armenian athletes on Soviet Olympic teams came back with medals."[210]
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Armenia first participated at the 1992 Summer Olympics in Barcelona under a unified CIS team, where it was very successful, winning three golds and one silver in weightlifting, wrestling and sharp shooting, despite only having five athletes. Since the 1994 Winter Olympics in Lillehammer, Armenia has participated as an independent nation.
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Armenia participates in the Summer Olympic Games in boxing, wrestling, weightlifting, judo, gymnastics, track and field, diving, swimming and sharp shooting. It also participates in the Winter Olympic Games in alpine skiing, cross-country skiing and figure skating.
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Football is also popular in Armenia. The most successful team was the FC Ararat Yerevan team of the 1970s who won the Soviet Cup in 1973 and 1975 and the Soviet Top League in 1973. The latter achievement saw FC Ararat gain entry to the European Cup where – despite a home victory in the second leg – they lost on aggregate at the quarter final stage to eventual winner FC Bayern Munich. Armenia competed internationally as part of the USSR national football team until the Armenian national football team was formed in 1992 after the split of the Soviet Union. Armenia have never qualified for a major tournament although recent improvements saw the team to achieve 44th position in the FIFA World Rankings in September 2011. The national team is controlled by the Football Federation of Armenia. The Armenian Premier League is the highest level football competition in Armenia, and has been dominated by FC Pyunik in recent seasons. The league currently consists of eight teams and relegates to the Armenian First League.
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Armenia and the Armenian diaspora have produced many successful footballers, including Youri Djorkaeff, Alain Boghossian, Andranik Eskandarian, Andranik Teymourian, Edgar Manucharyan and Nikita Simonyan. Djokaeff and Boghossian won the 1998 FIFA World Cup with France, Andranik Teymourian competed in the 2006 World Cup for Iran and Edgar Manucharyan played in the Dutch Eredivisie for Ajax.
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Wrestling has been a successful sport in the Olympics for Armenia. At the 1996 Summer Olympics in Atlanta, Armen Nazaryan won the gold in the Men's Greco-Roman Flyweight (52 kg) category and Armen Mkrtchyan won the silver in Men's Freestyle Paperweight (48 kg) category, securing Armenia's first two medals in its Olympic history.
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Traditional Armenian wrestling is called Kokh and practised in traditional garb; it was one of the influences included in the Soviet combat sport of Sambo, which is also very popular.[211]
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The government of Armenia budgets about $2.8 million annually for sports and gives it to the National Committee of Physical Education and Sports, the body that determines which programs should benefit from the funds.[210]
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Due to the lack of success lately on the international level, in recent years, Armenia has rebuilt 16 Soviet-era sports schools and furnished them with new equipment for a total cost of $1.9 million. The rebuilding of the regional schools was financed by the Armenian government. $9.3 million has been invested in the resort town of Tsaghkadzor to improve the winter sports infrastructure because of dismal performances at recent winter sports events. In 2005, a cycling centre was opened in Yerevan with the aim of helping produce world class Armenian cyclists. The government has also promised a cash reward of $700,000 to Armenians who win a gold medal at the Olympics.[210]
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Armenia has also been very successful in chess, winning the World Champion in 2011 and the World Chess Olympiad on three occasions.[212]
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Armenian cuisine is closely related to eastern and Mediterranean cuisine; various spices, vegetables, fish, and fruits combine to present unique dishes. The main characteristics of Armenian cuisine are a reliance on the quality of the ingredients rather than heavily spicing food, the use of herbs, the use of wheat in a variety of forms, of legumes, nuts, and fruit (as a main ingredient as well as to sour food), and the stuffing of a wide variety of leaves.
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The pomegranate, with its symbolic association with fertility, represents the nation. The apricot is the national fruit.
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This article incorporates text from a free content work. Licensed under CC-BY-SA IGO 3.0 UNESCO Science Report: towards 2030, 324–26, UNESCO, UNESCO Publishing. To learn how to add open license text to Wikipedia articles, please see this how-to page. For information on reusing text from Wikipedia, please see the terms of use.
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1 |
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A metal (from Greek μέταλλον métallon, "mine, quarry, metal") is a material that, when freshly prepared, polished, or fractured, shows a lustrous appearance, and conducts electricity and heat relatively well. Metals are typically malleable (they can be hammered into thin sheets) or ductile (can be drawn into wires). A metal may be a chemical element such as iron; an alloy such as stainless steel; or a molecular compound such as polymeric sulfur nitride.
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In physics, a metal is generally regarded as any substance capable of conducting electricity at a temperature of absolute zero.[1] Many elements and compounds that are not normally classified as metals become metallic under high pressures. For example, the nonmetal iodine gradually becomes a metal at a pressure of between 40 and 170 thousand times atmospheric pressure. Equally, some materials regarded as metals can become nonmetals. Sodium, for example, becomes a nonmetal at pressure of just under two million times atmospheric pressure.
|
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In chemistry, two elements that would otherwise qualify (in physics) as brittle metals—arsenic and antimony—are commonly instead recognised as metalloids, on account of their chemistry (predominately non-metallic for arsenic, and balanced between metallicity and nonmetallicity for antimony). Around 95 of the 118 elements in the periodic table are metals (or are likely to be such). The number is inexact as the boundaries between metals, nonmetals, and metalloids fluctuate slightly due to a lack of universally accepted definitions of the categories involved.
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In astrophysics the term "metal" is cast more widely to refer to all chemical elements in a star that are heavier than the lightest two, hydrogen and helium, and not just traditional metals. A star fuses lighter atoms, mostly hydrogen and helium, into heavier atoms over its lifetime. Used in that sense, the metallicity of an astronomical object is the proportion of its matter made up of the heavier chemical elements.[2]
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Metals, as chemical elements, comprise 25% of the Earth's crust and are present in many aspects of modern life. The strength and resilience of some metals has led to their frequent use in, for example, high-rise building and bridge construction, as well as most vehicles, many home appliances, tools, pipes, and railroad tracks. Precious metals were historically used as coinage, but in the modern era, coinage metals have extended to at least 23 of the chemical elements.[3]
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The history of refined metals is thought to begin with the use of copper about 11,000 years ago. Gold, silver, iron (as meteoric iron), lead, and brass were likewise in use before the first known appearance of bronze in the 5th millennium BCE. Subsequent developments include the production of early forms of steel; the discovery of sodium—the first light metal—in 1809; the rise of modern alloy steels; and, since the end of World War II, the development of more sophisticated alloys.
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Metals are shiny and lustrous, at least when freshly prepared, polished, or fractured. Sheets of metal thicker than a few micrometres appear opaque, but gold leaf transmits green light.
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The solid or liquid state of metals largely originates in the capacity of the metal atoms involved to readily lose their outer shell electrons. Broadly, the forces holding an individual atom's outer shell electrons in place are weaker than the attractive forces on the same electrons arising from interactions between the atoms in the solid or liquid metal. The electrons involved become delocalised and the atomic structure of a metal can effectively be visualised as a collection of atoms embedded in a cloud of relatively mobile electrons. This type of interaction is called a metallic bond.[4] The strength of metallic bonds for different elemental metals reaches a maximum around the center of the transition metal series, as these elements have large numbers of delocalized electrons.[n 1]
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Although most elemental metals have higher densities than most nonmetals,[4] there is a wide variation in their densities, lithium being the least dense (0.534 g/cm3) and osmium (22.59 g/cm3) the most dense. Magnesium, aluminum and titanium are light metals of significant commercial importance. Their respective densities of 1.7, 2.7 and 4.5 g/cm3 can be compared to those of the older structural metals, like iron at 7.9 and copper at 8.9 g/cm3. An iron ball would thus weigh about as much as three aluminum balls.
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Metals are typically malleable and ductile, deforming under stress without cleaving.[4] The nondirectional nature of metallic bonding is thought to contribute significantly to the ductility of most metallic solids. In contrast, in an ionic compound like table salt, when the planes of an ionic bond slide past one another, the resultant change in location shifts ions of the same charge into close proximity, resulting in the cleavage of the crystal. Such a shift is not observed in a covalently bonded crystal, such as a diamond, where fracture and crystal fragmentation occurs.[5] Reversible elastic deformation in metals can be described by Hooke's Law for restoring forces, where the stress is linearly proportional to the strain.
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Heat or forces larger than a metal's elastic limit may cause a permanent (irreversible) deformation, known as plastic deformation or plasticity. An applied force may be a tensile (pulling) force, a compressive (pushing) force, or a shear, bending or torsion (twisting) force. A temperature change may affect the movement or displacement of structural defects in the metal such as grain boundaries, point vacancies, line and screw dislocations, stacking faults and twins in both crystalline and non-crystalline metals. Internal slip, creep, and metal fatigue may ensue.
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The atoms of metallic substances are typically arranged in one of three common crystal structures, namely body-centered cubic (bcc), face-centered cubic (fcc), and hexagonal close-packed (hcp). In bcc, each atom is positioned at the center of a cube of eight others. In fcc and hcp, each atom is surrounded by twelve others, but the stacking of the layers differs. Some metals adopt different structures depending on the temperature.[6]
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The unit cell for each crystal structure is the smallest group of atoms which has the overall symmetry of the crystal, and from which the entire crystalline lattice can be built up by repetition in three dimensions. In the case of the body-centered cubic crystal structure shown above, the unit cell is made up of the central atom plus one-eight of each of the eight corner atoms.
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The electronic structure of metals means they are relatively good conductors of electricity. Electrons in matter can only have fixed rather than variable energy levels, and in a metal the energy levels of the electrons in its electron cloud, at least to some degree, correspond to the energy levels at which electrical conduction can occur. In a semiconductor like silicon or a nonmetal like sulfur there is an energy gap between the electrons in the substance and the energy level at which electrical conduction can occur. Consequently, semiconductors and nonmetals are relatively poor conductors.
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The elemental metals have electrical conductivity values of from 6.9 × 103 S/cm for manganese to 6.3 × 105 S/cm for silver. In contrast, a semiconducting metalloid such as boron has an electrical conductivity 1.5 × 10−6 S/cm. With one exception, metallic elements reduce their electrical conductivity when heated. Plutonium increases its electrical conductivity when heated in the temperature range of around −175 to +125 °C.
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Metals are relatively good conductors of heat. The electrons in a metal's electron cloud are highly mobile and easily able to pass on heat-induced vibrational energy.
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The contribution of a metal's electrons to its heat capacity and thermal conductivity, and the electrical conductivity of the metal itself can be calculated from the free electron model. However, this does not take into account the detailed structure of the metal's ion lattice. Taking into account the positive potential caused by the arrangement of the ion cores enables consideration of the electronic band structure and binding energy of a metal. Various mathematical models are applicable, the simplest being the nearly free electron model.
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Metals are usually inclined to form cations through electron loss.[4] Most will react with oxygen in the air to form oxides over various timescales (potassium burns in seconds while iron rusts over years). Some others, like palladium, platinum and gold, do not react with the atmosphere at all. The oxides of metals are generally basic, as opposed to those of nonmetals, which are acidic or neutral. Exceptions are largely oxides with very high oxidation states such as CrO3, Mn2O7, and OsO4, which have strictly acidic reactions.
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Painting, anodizing or plating metals are good ways to prevent their corrosion. However, a more reactive metal in the electrochemical series must be chosen for coating, especially when chipping of the coating is expected. Water and the two metals form an electrochemical cell, and if the coating is less reactive than the underlying metal, the coating actually promotes corrosion.
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In chemistry, the elements which are usually considered to be metals under ordinary conditions are shown in yellow on the periodic table below. The elements shown as having unknown properties are likely to be metals. The remaining elements are either metalloids (B, Si, Ge, As, Sb, and Te being commonly recognised as such) or nonmetals. Astatine (At) is usually classified as either a nonmetal or a metalloid; it has been predicted to be a metal. It is here shown as a metalloid.
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Metal
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Metalloid
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Nonmetal
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Unknown properties
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Background color shows metal–metalloid–nonmetal trend in the periodic table
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An alloy is a substance having metallic properties and which is composed of two or more elements at least one of which is a metal. An alloy may have a variable or fixed composition. For example, gold and silver form an alloy in which the proportions of gold or silver can be freely adjusted; titanium and silicon form an alloy Ti2Si in which the ratio of the two components is fixed (also known as an intermetallic compound).
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Most pure metals are either too soft, brittle or chemically reactive for practical use. Combining different ratios of metals as alloys modifies the properties of pure metals to produce desirable characteristics. The aim of making alloys is generally to make them less brittle, harder, resistant to corrosion, or have a more desirable color and luster. Of all the metallic alloys in use today, the alloys of iron (steel, stainless steel, cast iron, tool steel, alloy steel) make up the largest proportion both by quantity and commercial value. Iron alloyed with various proportions of carbon gives low, mid and high carbon steels, with increasing carbon levels reducing ductility and toughness. The addition of silicon will produce cast irons, while the addition of chromium, nickel and molybdenum to carbon steels (more than 10%) results in stainless steels.
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Other significant metallic alloys are those of aluminum, titanium, copper and magnesium. Copper alloys have been known since prehistory—bronze gave the Bronze Age its name—and have many applications today, most importantly in electrical wiring. The alloys of the other three metals have been developed relatively recently; due to their chemical reactivity they require electrolytic extraction processes. The alloys of aluminum, titanium and magnesium are valued for their high strength-to-weight ratios; magnesium can also provide electromagnetic shielding.[citation needed] These materials are ideal for situations where high strength-to-weight ratio is more important than material cost, such as in aerospace and some automotive applications.
|
52 |
+
|
53 |
+
Alloys specially designed for highly demanding applications, such as jet engines, may contain more than ten elements.
|
54 |
+
|
55 |
+
Metals can be categorised according to their physical or chemical properties. Categories described in the subsections below include ferrous and non-ferrous metals; brittle metals and refractory metals; white metals; heavy and light metals; and base, noble, and precious metals. The Metallic elements table in this section categorises the elemental metals on the basis of their chemical properties into alkali and alkaline earth metals; transition and post-transition metals; and lanthanides and actinides. Other categories are possible, depending on the criteria for inclusion. For example, the ferromagnetic metals—those metals that are magnetic at room temperature—are iron, cobalt, and nickel.
|
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+
|
57 |
+
The term "ferrous" is derived from the Latin word meaning "containing iron". This can include pure iron, such as wrought iron, or an alloy such as steel. Ferrous metals are often magnetic, but not exclusively. Non-ferrous metals—alloys—lack appreciable amounts of iron.
|
58 |
+
|
59 |
+
While nearly all metals are malleable or ductile, a few—beryllium, chromium, manganese, gallium, and bismuth—are brittle.[7] Arsenic, and antimony, if admitted as metals, are brittle. Low values of the ratio of bulk elastic modulus to shear modulus (Pugh's criterion) are indicative of intrinsic brittleness.
|
60 |
+
|
61 |
+
In materials science, metallurgy, and engineering, a refractory metal is a metal that is extraordinarily resistant to heat and wear. Which metals belong to this category varies; the most common definition includes niobium, molybdenum, tantalum, tungsten, and rhenium. They all have melting points above 2000 °C, and a high hardness at room temperature.
|
62 |
+
|
63 |
+
A white metal is any of range of white-coloured metals (or their alloys) with relatively low melting points. Such metals include zinc, cadmium, tin, antimony (here counted as a metal), lead, and bismuth, some of which are quite toxic. In Britain, the fine art trade uses the term "white metal" in auction catalogues to describe foreign silver items which do not carry British Assay Office marks, but which are nonetheless understood to be silver and are priced accordingly.
|
64 |
+
|
65 |
+
A heavy metal is any relatively dense metal or metalloid.[8] More specific definitions have been
|
66 |
+
proposed, but none have obtained widespread acceptance. Some heavy metals have niche uses, or are notably toxic; some are essential in trace amounts. All other metals are light metals.
|
67 |
+
|
68 |
+
In chemistry, the term base metal is used informally to refer to a metal that is easily oxidized or corroded, such as reacting easily with dilute hydrochloric acid (HCl) to form a metal chloride and hydrogen. Examples include iron, nickel, lead and zinc. Copper is considered a base metal as it is oxidized relatively easily, although it does not react with HCl.
|
69 |
+
|
70 |
+
The term noble metal is commonly used in opposition to base metal. Noble metals are resistant to corrosion or oxidation,[9] unlike most base metals. They tend to be precious metals, often due to perceived rarity. Examples include gold, platinum, silver, rhodium, iridium and palladium.
|
71 |
+
|
72 |
+
In alchemy and numismatics, the term base metal is contrasted with precious metal, that is, those of high economic value.[10]
|
73 |
+
A longtime goal of the alchemists was the transmutation of base metals into precious metals including such coinage metals as silver and gold. Most coins today are made of base metals with no intrinsic value, in the past, coins frequently derived their value primarily from their precious metal content.
|
74 |
+
|
75 |
+
Chemically, the precious metals (like the noble metals) are less reactive than most elements, have high luster and high electrical conductivity. Historically, precious metals were important as currency, but are now regarded mainly as investment and industrial commodities. Gold, silver, platinum and palladium each have an ISO 4217 currency code. The best-known precious metals are gold and silver. While both have industrial uses, they are better known for their uses in art, jewelry, and coinage. Other precious metals include the platinum group metals: ruthenium, rhodium, palladium, osmium, iridium, and platinum, of which platinum is the most widely traded.
|
76 |
+
|
77 |
+
The demand for precious metals is driven not only by their practical use, but also by their role as investments and a store of value.[11] Palladium and platinum, as of fall 2018, were valued at about three quarters the price of gold. Silver is substantially less expensive than these metals, but is often traditionally considered a precious metal in light of its role in coinage and jewelry.
|
78 |
+
|
79 |
+
Metals up to the vicinity of iron (in the periodic table) are largely made via stellar nucleosynthesis. In this process, lighter elements from hydrogen to silicon undergo successive fusion reactions inside stars, releasing light and heat and forming heavier elements with higher atomic numbers.[12]
|
80 |
+
|
81 |
+
Heavier metals are not usually formed this way since fusion reactions involving such nuclei would consume rather than release energy.[13] Rather, they are largely synthesised (from elements with a lower atomic number) by neutron capture, with the two main modes of this repetitive capture being the s-process and the r-process. In the s-process ("s" stands for "slow"), singular captures are separated by years or decades, allowing the less stable nuclei to beta decay,[14] while in the r-process ("rapid"), captures happen faster than nuclei can decay. Therefore, the s-process takes a more or less clear path: for example, stable cadmium-110 nuclei are successively bombarded by free neutrons inside a star until they form cadmium-115 nuclei which are unstable and decay to form indium-115 (which is nearly stable, with a half-life 30000 times the age of the universe). These nuclei capture neutrons and form indium-116, which is unstable, and decays to form tin-116, and so on.[12][15][n 3] In contrast, there is no such path in the r-process. The s-process stops at bismuth due to the short half-lives of the next two elements, polonium and astatine, which decay to bismuth or lead. The r-process is so fast it can skip this zone of instability and go on to create heavier elements such as thorium and uranium.[17]
|
82 |
+
|
83 |
+
Metals condense in planets as a result of stellar evolution and destruction processes. Stars lose much of their mass when it is ejected late in their lifetimes, and sometimes thereafter as a result of a neutron star merger,[18][n 4] thereby increasing the abundance of elements heavier than helium in the interstellar medium. When gravitational attraction causes this matter to coalesce and collapse new stars and planets are formed.[20]
|
84 |
+
|
85 |
+
The Earth's crust is made of approximately 25% of metals by weight, of which 80% are light metals such as sodium, magnesium, and aluminum. Nonmetals (~75%) make up the rest of the crust. Despite the overall scarcity of some heavier metals such as copper, they can become concentrated in economically extractable quantities as a result of mountain building, erosion, or other geological processes.
|
86 |
+
|
87 |
+
Metals are primarily found as lithophiles (rock-loving) or chalcophiles (ore-loving). Lithophile metals are mainly the s-block elements, the more reactive of the d-block elements. and the f-block elements. They have a strong affinity for oxygen and mostly exist as relatively low density silicate minerals. Chalcophile metals are mainly the less reactive d-block elements, and the period 4–6 p-block metals. They are usually found in (insoluble) sulfide minerals. Being denser than the lithophiles, hence sinking lower into the crust at the time of its solidification, the chalcophiles tend to be less abundant than the lithophiles.
|
88 |
+
|
89 |
+
On the other hand, gold is a siderophile, or iron-loving element. It does not readily form compounds with either oxygen or sulfur. At the time of the Earth's formation, and as the most noble (inert) of metals, gold sank into the core due to its tendency to form high-density metallic alloys. Consequently, it is a relatively rare metal. Some other (less) noble metals—molybdenum, rhenium, the platinum group metals (ruthenium, rhodium, palladium, osmium, iridium, and platinum), germanium, and tin—can be counted as siderophiles but only in terms of their primary occurrence in the Earth (core, mantle and crust), rather the crust. These metals otherwise occur in the crust, in small quantities, chiefly as chalcophiles (less so in their native form).[n 5]
|
90 |
+
|
91 |
+
The rotating fluid outer core of the Earth's interior, which is composed mostly of iron, is thought to be the source of Earth's protective magnetic field.[n 6] The core lies above Earth's solid inner core and below its mantle. If it could be rearranged into a column having a 5 m2 (54 sq ft) footprint it would have a height of nearly 700 light years. The magnetic field shields the Earth from the charged particles of the solar wind, and cosmic rays that would otherwise strip away the upper atmosphere (including the ozone layer that limits the transmission of ultraviolet radiation).
|
92 |
+
|
93 |
+
Metals are often extracted from the Earth by means of mining ores that are rich sources of the requisite elements, such as bauxite. Ore is located by prospecting techniques, followed by the exploration and examination of deposits. Mineral sources are generally divided into surface mines, which are mined by excavation using heavy equipment, and subsurface mines. In some cases, the sale price of the metal/s involved make it economically feasible to mine lower concentration sources.
|
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+
|
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+
Once the ore is mined, the metals must be extracted, usually by chemical or electrolytic reduction. Pyrometallurgy uses high temperatures to convert ore into raw metals, while hydrometallurgy employs aqueous chemistry for the same purpose. The methods used depend on the metal and their contaminants.
|
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+
|
97 |
+
When a metal ore is an ionic compound of that metal and a non-metal, the ore must usually be smelted—heated with a reducing agent—to extract the pure metal. Many common metals, such as iron, are smelted using carbon as a reducing agent. Some metals, such as aluminum and sodium, have no commercially practical reducing agent, and are extracted using electrolysis instead.[21][22]
|
98 |
+
|
99 |
+
Sulfide ores are not reduced directly to the metal but are roasted in air to convert them to oxides.
|
100 |
+
|
101 |
+
Metals are present in nearly all aspects of modern life. Iron, a heavy metal, may be the most common as it accounts for 90% of all refined metals; aluminum, a light metal, is the next most commonly refined metal. Pure iron may be the cheapest metallic element of all at cost of about US$0.07 per gram. Its ores are widespread; it is easy to refine; and the technology involved has been developed over hundreds of years. Cast iron is even cheaper, at a fraction of US$0.01 per gram, because there is no need for subsequent purification. Platinum, at a cost of about $27 per gram, may be the most ubiquitous given its very high melting point, resistance to corrosion, electrical conductivity, and durability. It is said to be found in, or used to produce, 20% of all consumer goods. Polonium is likely to be the most expensive metal, at a notional cost of about $100,000,000 per gram,[citation needed] due to its scarcity and micro-scale production.
|
102 |
+
|
103 |
+
Some metals and metal alloys possess high structural strength per unit mass, making them useful materials for carrying large loads or resisting impact damage. Metal alloys can be engineered to have high resistance to shear, torque and deformation. However the same metal can also be vulnerable to fatigue damage through repeated use or from sudden stress failure when a load capacity is exceeded. The strength and resilience of metals has led to their frequent use in high-rise building and bridge construction, as well as most vehicles, many appliances, tools, pipes, and railroad tracks.
|
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+
|
105 |
+
Metals are good conductors, making them valuable in electrical appliances and for carrying an electric current over a distance with little energy lost. Electrical power grids rely on metal cables to distribute electricity. Home electrical systems, for the most part, are wired with copper wire for its good conducting properties.
|
106 |
+
|
107 |
+
The thermal conductivity of metals is useful for containers to heat materials over a flame. Metals are also used for heat sinks to protect sensitive equipment from overheating.
|
108 |
+
|
109 |
+
The high reflectivity of some metals enables their use in mirrors, including precision astronomical instruments, and adds to the aesthetics of metallic jewelry.
|
110 |
+
|
111 |
+
Some metals have specialized uses; mercury is a liquid at room temperature and is used in switches to complete a circuit when it flows over the switch contacts. Radioactive metals such as uranium and plutonium are used in nuclear power plants to produce energy via nuclear fission. Shape memory alloys are used for applications such as pipes, fasteners and vascular stents.
|
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+
|
113 |
+
Metals can be doped with foreign molecules—organic, inorganic, biological and polymers. This doping entails the metal with new properties that are induced by the guest molecules. Applications in catalysis, medicine, electrochemical cells, corrosion and more have been developed.[23]
|
114 |
+
|
115 |
+
Demand for metals is closely linked to economic growth given their use in infrastructure, construction, manufacturing, and consumer goods. During the 20th century, the variety of metals used in society grew rapidly. Today, the development of major nations, such as China and India, and technological advances, are fuelling ever more demand. The result is that mining activities are expanding, and more and more of the world's metal stocks are above ground in use, rather than below ground as unused reserves. An example is the in-use stock of copper. Between 1932 and 1999, copper in use in the U.S. rose from 73 g to 238 g per person.[24]
|
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+
|
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+
Metals are inherently recyclable, so in principle, can be used over and over again, minimizing these negative environmental impacts and saving energy. For example, 95% of the energy used to make aluminum from bauxite ore is saved by using recycled material.[25]
|
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+
|
119 |
+
Globally, metal recycling is generally low. In 2010, the International Resource Panel, hosted by the United Nations Environment Programme published reports on metal stocks that exist within society[26] and their recycling rates.[24] The authors of the report observed that the metal stocks in society can serve as huge mines above ground. They warned that the recycling rates of some rare metals used in applications such as mobile phones, battery packs for hybrid cars and fuel cells are so low that unless future end-of-life recycling rates are dramatically stepped up these critical metals will become unavailable for use in modern technology.
|
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+
|
121 |
+
Some metals are either essential nutrients (typically iron, cobalt, and zinc), or relatively harmless (such as ruthenium, silver, and indium), but can be toxic in larger amounts or certain forms. Other metals, such as cadmium, mercury, and lead, are highly poisonous. Potential sources of metal poisoning include mining, tailings, industrial wastes, agricultural runoff, occupational exposure, paints and treated timber.
|
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+
|
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+
Copper, which occurs in native form, may have been the first metal discovered given its distinctive appearance, heaviness, and malleability compared to other stones or pebbles. Gold, silver, and iron (as meteoric iron), and lead were likewise discovered in prehistory. Forms of brass, an alloy of copper and zinc made by concurrently smelting the ores of these metals, originate from this period (although pure zinc was not isolated until the 13th century). The malleability of the solid metals led to the first attempts to craft metal ornaments, tools, and weapons. Meteoric iron containing nickel was discovered from time to time and, in some respects this was superior to any industrial steel manufactured up to the 1880s when alloy steels become prominent.[citation needed]
|
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+
|
125 |
+
The discovery of bronze (an alloy of copper with arsenic or tin) enabled people to create metal objects which were harder and more durable than previously possible. Bronze tools, weapons, armor, and building materials such as decorative tiles were harder and more durable than their stone and copper ("Chalcolithic") predecessors. Initially, bronze was made of copper and arsenic (forming arsenic bronze) by smelting naturally or artificially mixed ores of copper and arsenic.[27] The earliest artifacts so far known come from the Iranian plateau in the 5th millennium BCE.[28] It was only later that tin was used, becoming the major non-copper ingredient of bronze in the late 3rd millennium BCE.[29] Pure tin itself was first isolated in 1800 BCE by Chinese and Japanese metalworkers.
|
126 |
+
|
127 |
+
Mercury was known to ancient Chinese and Indians before 2000 BCE, and found in Egyptian tombs dating from 1500 BCE.
|
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+
|
129 |
+
The earliest known production of steel, an iron-carbon alloy, is seen in pieces of ironware excavated from an archaeological site in Anatolia (Kaman-Kalehöyük) and are nearly 4,000 years old, dating from 1800 BCE.[30][31]
|
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+
|
131 |
+
From about 500 BCE sword-makers of Toledo, Spain were making early forms of alloy steel by adding a mineral called wolframite, which contained tungsten and manganese, to iron ore (and carbon). The resulting Toledo steel came to the attention of Rome when used by Hannibal in the Punic Wars. It soon became the basis for the weaponry of Roman legions; their swords were said to have been "so keen that there is no helmet which cannot be cut through by them."[citation needed][n 8]
|
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+
|
133 |
+
In pre-Columbian America, objects made of tumbaga, an alloy of copper and gold, started being produced in Panama and Costa Rica between 300–500 CE. Small metal sculptures were common and an extensive range of tumbaga (and gold) ornaments comprised the usual regalia of persons of high status.
|
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+
|
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+
At around the same time indigenous Ecuadorians were combining gold with a naturally-occurring platinum alloy containing small amounts of palladium, rhodium, and iridium, to produce miniatures and masks composed of a white gold-platinum alloy. The metal workers involved heated gold with grains of the platinum alloy until the gold melted at which point the platinum group metals became bound within the gold. After cooling, the resulting conglomeration was hammered and reheated repeatedly until it became as homogenous as if all of the metals concerned had been melted together (attaining the melting points of the platinum group metals concerned was beyond the technology of the day).[32][n 9]
|
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+
|
137 |
+
from Cold Iron by Rudyard Kipling[33]
|
138 |
+
|
139 |
+
Arabic and medieval alchemists believed that all metals and matter were composed of the principle of sulfur, the father of all metals and carrying the combustible property, and the principle of mercury, the mother of all metals[n 10] and carrier of the liquidity, fusibility, and volatility properties. These principles were not necessarily the common substances sulfur and mercury found in most laboratories. This theory reinforced the belief that all metals were destined to become gold in the bowels of the earth through the proper combinations of heat, digestion, time, and elimination of contaminants, all of which could be developed and hastened through the knowledge and methods of alchemy.[n 11]
|
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+
|
141 |
+
Arsenic, zinc, antimony, and bismuth became known, although these were at first called semimetals or bastard metals on account of their immalleability. All four may have been used incidentally in earlier times without recognising their nature. Albertus Magnus is believed to have been the first to isolate arsenic from a compound in 1250, by heating soap together with arsenic trisulfide. Metallic zinc, which is brittle if impure, was isolated in India by 1300 AD. The first description of a procedure for isolating antimony is in the 1540 book De la pirotechnia by Vannoccio Biringuccio. Bismuth was described by Agricola in De Natura Fossilium (c. 1546); it had been confused in early times with tin and lead because of its resemblance to those elements.
|
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+
|
143 |
+
The first systematic text on the arts of mining and metallurgy was De la Pirotechnia (1540) by Vannoccio Biringuccio, which treats the examination, fusion, and working of metals.
|
144 |
+
|
145 |
+
Sixteen years later, Georgius Agricola published De Re Metallica in 1556, a clear and complete account of the profession of mining, metallurgy, and the accessory arts and sciences, as well as qualifying as the greatest treatise on the chemical industry through the sixteenth century.
|
146 |
+
|
147 |
+
He gave the following description of a metal in his De Natura Fossilium (1546):
|
148 |
+
|
149 |
+
Metal is a mineral body, by nature either liquid or somewhat hard. The latter may be melted by the heat of the fire, but when it has cooled down again and lost all heat, it becomes hard again and resumes its proper form. In this respect it differs from the stone which melts in the fire, for although the latter regain its hardness, yet it loses its pristine form and properties.
|
150 |
+
|
151 |
+
Traditionally there are six different kinds of metals, namely gold, silver, copper, iron, tin and lead. There are really others, for quicksilver is a metal, although the Alchemists disagree with us on this subject, and bismuth is also. The ancient Greek writers seem to have been ignorant of bismuth, wherefore Ammonius rightly states that there are many species of metals, animals, and plants which are unknown to us. Stibium when smelted in the crucible and refined has as much right to be regarded as a proper metal as is accorded to lead by writers. If when smelted, a certain portion be added to tin, a bookseller's alloy is produced from which the type is made that is used by those who print books on paper.
|
152 |
+
|
153 |
+
Each metal has its own form which it preserves when separated from those metals which were mixed with it. Therefore neither electrum nor Stannum [not meaning our tin] is of itself a real metal, but rather an alloy of two metals. Electrum is an alloy of gold and silver, Stannum of lead and silver. And yet if silver be parted from the electrum, then gold remains and not electrum; if silver be taken away from Stannum, then lead remains and not Stannum.
|
154 |
+
|
155 |
+
Whether brass, however, is found as a native metal or not, cannot be ascertained with any surety. We only know of the artificial brass, which consists of copper tinted with the colour of the mineral calamine. And yet if any should be dug up, it would be a proper metal. Black and white copper seem to be different from the red kind.
|
156 |
+
|
157 |
+
Metal, therefore, is by nature either solid, as I have stated, or fluid, as in the unique case of quicksilver.
|
158 |
+
|
159 |
+
But enough now concerning the simple kinds.[34]
|
160 |
+
|
161 |
+
Platinum, the third precious metal after gold and silver, was discovered in Ecuador during the period 1736 to 1744, by the Spanish astronomer Antonio de Ulloa and his colleague the mathematician Jorge Juan y Santacilia. Ulloa was the first person to write a scientific description of the metal, in 1748.
|
162 |
+
|
163 |
+
In 1789, the German chemist Martin Heinrich Klaproth was able to isolate an oxide of uranium, which he thought was the metal itself. Klaproth was subsequently credited as the discoverer of uranium. It was not until 1841, that the French chemist Eugène-Melchior Péligot, was able to prepare the first sample of uranium metal. Henri Becquerel subsequently discovered radioactivity in 1896 by using uranium.
|
164 |
+
|
165 |
+
In the 1790s, Joseph Priestley and the Dutch chemist Martinus van Marum observed the transformative action of metal surfaces on the dehydrogenation of alcohol, a development which subsequently led, in 1831, to the industrial scale synthesis of sulphuric acid using a platinum catalyst.
|
166 |
+
|
167 |
+
In 1803, cerium was the first of the lanthanide metals to be discovered, in Bastnäs, Sweden by Jöns Jakob Berzelius and Wilhelm Hisinger, and independently by Martin Heinrich Klaproth in Germany. The lanthanide metals were largely regarded as oddities until the 1960s when methods were developed to more efficiently separate them from one another. They have subsequently found uses in cell phones, magnets, lasers, lighting, batteries, catalytic converters, and in other applications enabling modern technologies.
|
168 |
+
|
169 |
+
Other metals discovered and prepared during this time were cobalt, nickel, manganese, molybdenum, tungsten, and chromium; and some of the platinum group metals, palladium, osmium, iridium, and rhodium.
|
170 |
+
|
171 |
+
All metals discovered until 1809 had relatively high densities; their heaviness was regarded as a singularly distinguishing criterion. From 1809 onwards, light metals such as sodium, potassium, and strontium were isolated. Their low densities challenged conventional wisdom as to the nature of metals. They behaved chemically as metals however, and were subsequently recognised as such.
|
172 |
+
|
173 |
+
Aluminum was discovered in 1824 but it was not until 1886 that an industrial large-scale production method was developed. Prices of aluminum dropped and aluminum became widely used in jewelry, everyday items, eyeglass frames, optical instruments, tableware, and foil in the 1890s and early 20th century. Aluminum's ability to form hard yet light alloys with other metals provided the metal many uses at the time. During World War I, major governments demanded large shipments of aluminum for light strong airframes. The most common metal in use for electric power transmission today is aluminum-conductor steel-reinforced. Also seeing much use is all-aluminum-alloy conductor. Aluminum is used because it has about half the weight of a comparable resistance copper cable (though larger diameter due to lower specific conductivity), as well as being cheaper. Copper was more popular in the past and is still in use, especially at lower voltages and for grounding.
|
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+
|
175 |
+
While pure metallic titanium (99.9%) was first prepared in 1910 it was not used outside the laboratory until 1932. In the 1950s and 1960s, the Soviet Union pioneered the use of titanium in military and submarine applications as part of programs related to the Cold War. Starting in the early 1950s, titanium came into use extensively in military aviation, particularly in high-performance jets, starting with aircraft such as the F-100 Super Sabre and Lockheed A-12 and SR-71.
|
176 |
+
|
177 |
+
Metallic scandium was produced for the first time in 1937. The first pound of 99% pure scandium metal was produced in 1960. Production of aluminum-scandium alloys began in 1971 following a U.S. patent. Aluminum-scandium alloys were also developed in the USSR.
|
178 |
+
|
179 |
+
The modern era in steelmaking began with the introduction of Henry Bessemer's Bessemer process in 1855, the raw material for which was pig iron. His method let him produce steel in large quantities cheaply, thus mild steel came to be used for most purposes for which wrought iron was formerly used. The Gilchrist-Thomas process (or basic Bessemer process) was an improvement to the Bessemer process, made by lining the converter with a basic material to remove phosphorus.
|
180 |
+
|
181 |
+
Due to its high tensile strength and low cost, steel came to be a major component used in buildings, infrastructure, tools, ships, automobiles, machines, appliances, and weapons.
|
182 |
+
|
183 |
+
In 1872, the Englishmen Clark and Woods patented an alloy that would today be considered a stainless steel. The corrosion resistance of iron-chromium alloys had been recognized in 1821 by French metallurgist Pierre Berthier. He noted their resistance against attack by some acids and suggested their use in cutlery. Metallurgists of the 19th century were unable to produce the combination of low carbon and high chromium found in most modern stainless steels, and the high-chromium alloys they could produce were too brittle to be practical. It was not until 1912 that the industrialisation of stainless steel alloys occurred in England, Germany, and the United States.
|
184 |
+
|
185 |
+
By 1900 three metals with atomic numbers less than lead (#82), the heaviest stable metal, remained to be discovered: elements 71, 72, 75.
|
186 |
+
|
187 |
+
Von Welsbach, in 1906, proved that the old ytterbium also contained a new element (#71), which he named cassiopeium. Urbain proved this simultaneously, but his samples were very impure and only contained trace quantities of the new element. Despite this, his chosen name lutetium was adopted.
|
188 |
+
|
189 |
+
In 1908, Ogawa found element 75 in thorianite but assigned it as element 43 instead of 75 and named it nipponium. In 1925 Walter Noddack, Ida Eva Tacke and Otto Berg announced its separation from gadolinite and gave it the present name, rhenium.
|
190 |
+
|
191 |
+
Georges Urbain claimed to have found element 72 in rare-earth residues, while Vladimir Vernadsky independently found it in orthite. Neither claim was confirmed due to World War I, and neither could be confirmed later, as the chemistry they reported does not match that now known for hafnium. After the war, in 1922, Coster and Hevesy found it by X-ray spectroscopic analysis in Norwegian zircon. Hafnium was thus the last stable element to be discovered.
|
192 |
+
|
193 |
+
By the end of World War II scientists had synthesized four post-uranium elements, all of which are radioactive (unstable) metals: neptunium (in 1940), plutonium (1940–41), and curium and americium (1944), representing elements 93 to 96. The first two of these were eventually found in nature as well. Curium and americium were by-products of the Manhattan project, which produced the world's first atomic bomb in 1945. The bomb was based on the nuclear fission of uranium, a metal first thought to have been discovered nearly 150 years earlier.
|
194 |
+
|
195 |
+
Superalloys composed of combinations of Fe, Ni, Co, and Cr, and lesser amounts of W, Mo, Ta, Nb, Ti, and Al were developed shortly after World War II for use in high performance engines, operating at elevated temperatures (above 650 °C (1,200 °F)). They retain most of their strength under these conditions, for prolonged periods, and combine good low-temperature ductility with resistance to corrosion or oxidation. Superalloys can now be found in a wide range of applications including land, maritime, and aerospace turbines, and chemical and petroleum plants.
|
196 |
+
|
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The successful development of the atomic bomb at the end of World War II sparked further efforts to synthesize new elements, nearly all of which are, or are expected to be, metals, and all of which are radioactive. It was not until 1949 that element 97 (berkelium), next after element 96 (curium), was synthesized by firing alpha particles at an americium target. In 1952, element 100 (fermium) was found in the debris of the first hydrogen bomb explosion; hydrogen, a nonmetal, had been identified as an element nearly 200 years earlier. Since 1952, elements 101 (mendelevium) to 117 (tennessine) have been synthesized. The most recently synthesized element is 118 (oganesson). Its status as a metal or a nonmetal—or something else—is not yet clear.
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A metallic glass (also known as an amorphous or glassy metal) is a solid metallic material, usually an alloy, with disordered atomic-scale structure. Most pure and alloyed metals, in their solid state, have atoms arranged in a highly ordered crystalline structure. Amorphous metals have a non-crystalline glass-like structure. But unlike common glasses, such as window glass, which are typically electrical insulators, amorphous metals have good electrical conductivity. Amorphous metals are produced in several ways, including extremely rapid cooling, physical vapor deposition, solid-state reaction, ion irradiation, and mechanical alloying. The first reported metallic glass was an alloy (Au75Si25) produced at Caltech in 1960. More recently, batches of amorphous steel with three times the strength of conventional steel alloys have been produced. Currently the most important applications rely on the special magnetic properties of some ferromagnetic metallic glasses. The low magnetization loss is used in high efficiency transformers. Theft control ID tags and other article surveillance schemes often use metallic glasses because of these magnetic properties.
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A shape-memory alloy (SMA) is an alloy that "remembers" its original shape and when deformed returns to its pre-deformed shape when heated. While the shape memory effect had been first observed in 1932, in an Au-Cd alloy, it was not until 1962, with the accidental discovery of the effect in a Ni-Ti alloy that research began in earnest, and another ten years before commercial applications emerged. SMA's have applications in robotics and automotive, aerospace and biomedical industries. There is another type of SMA, called a ferromagnetic shape-memory alloy (FSMA), that changes shape under strong magnetic fields. These materials are of particular interest as the magnetic response tends to be faster and more efficient than temperature-induced responses.
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In 1984, Israeli chemist Dan Shechtman found an aluminum-manganese alloy having five-fold symmetry, in breach of crystallographic convention at the time which said that crystalline structures could only have two-, three-, four-, or six-fold symmetry. Due to fear of the scientific community's reaction, it took him two years to publish the results for which he was awarded the Nobel Prize in Chemistry in 2011. Since this time, hundreds of quasicrystals have been reported and confirmed. They exist in many metallic alloys (and some polymers). Quasicrystals are found most often in aluminum alloys (Al-Li-Cu, Al-Mn-Si, Al-Ni-Co, Al-Pd-Mn, Al-Cu-Fe, Al-Cu-V, etc.), but numerous other compositions are also known (Cd-Yb, Ti-Zr-Ni, Zn-Mg-Ho, Zn-Mg-Sc, In-Ag-Yb, Pd-U-Si, etc.). Quasicrystals effectively have infinitely large unit cells. Icosahedrite Al63Cu24Fe13, the first quasicrystal found in nature, was discovered in 2009. Most quasicrystals have ceramic-like properties including low electrical conductivity (approaching values seen in insulators) and low thermal conductivity, high hardness, brittleness, and resistance to corrosion, and non-stick properties. Quasicrystals have been used to develop heat insulation, LEDs, diesel engines, and new materials that convert heat to electricity. New applications may take advantage of the low coefficient of friction and the hardness of some quasicrystalline materials, for example embedding particles in plastic to make strong, hard-wearing, low-friction plastic gears. Other potential applications include selective solar absorbers for power conversion, broad-wavelength reflectors, and bone repair and prostheses applications where biocompatibility, low friction and corrosion resistance are required.
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Complex metallic alloys (CMAs) are intermetallic compounds characterized by large unit cells comprising some tens up to thousands of atoms; the presence of well-defined clusters of atoms (frequently with icosahedral symmetry); and partial disorder within their crystalline lattices. They are composed of two or more metallic elements, sometimes with metalloids or chalcogenides added. They include, for example, NaCd2, with 348 sodium atoms and 768 cadmium atoms in the unit cell. Linus Pauling attempted to describe the structure of NaCd2 in 1923, but did not succeed until 1955. At first called "giant unit cell crystals", interest in CMAs, as they came to be called, did not pick up until 2002, with the publication of a paper called "Structurally Complex Alloy Phases", given at the 8th International Conference on Quasicrystals. Potential applications of CMAs include as heat insulation; solar heating; magnetic refrigerators; using waste heat to generate electricity; and coatings for turbine blades in military engines.
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High entropy alloys (HEAs) such as AlLiMgScTi are composed of equal or nearly equal quantities of five or more metals. Compared to conventional alloys with only one or two base metals, HEAs have considerably better strength-to-weight ratios, higher tensile strength, and greater resistance to fracturing, corrosion, and oxidation. Although HEAs were described as early as 1981, significant interest did not develop until the 2010s; they continue to be the focus of research in materials science and engineering because of their potential for desirable properties.
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In a MAX phase alloy, M is an early transition metal, A is an A group element (mostly group IIIA and IVA, or groups 13 and 14), and X is either carbon or nitrogen. Examples are Hf2SnC and Ti4AlN3. Such alloys have some of the best properties of metals and ceramics. These properties include high electrical and thermal conductivity, thermal shock resistance, damage tolerance, machinability, high elastic stiffness, and low thermal expansion coefficients.[35]</ref> They can be polished to a metallic luster because of their excellent electrical conductivities. During mechanical testing, it has been found that polycrystalline Ti3SiC2 cylinders can be repeatedly compressed at room temperature, up to stresses of 1 GPa, and fully recover upon the removal of the load. Some MAX phases are also highly resistant to chemical attack (e.g. Ti3SiC2) and high-temperature oxidation in air (Ti2AlC, Cr2AlC2, and Ti3AlC2). Potential applications for MAX phase alloys include: as tough, machinable, thermal shock-resistant refractories; high-temperature heating elements; coatings for electrical contacts; and neutron irradiation resistant parts for nuclear applications. While MAX phase alloys were discovered in the 1960s, the first paper on the subject was not published until 1996.
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A metaphor is a figure of speech that, for rhetorical effect, directly refers to one thing by mentioning another.[1] It may provide (or obscure) clarity or identify hidden similarities between two ideas. Metaphors are often compared with other types of figurative language, such as antithesis, hyperbole, metonymy and simile.[2] One of the most commonly cited examples of a metaphor in English literature comes from the "All the world's a stage" monologue from As You Like It:
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All the world's a stage,
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And all the men and women merely players;
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They have their exits and their entrances ...
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—William Shakespeare, As You Like It, 2/7[3]
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This quotation expresses a metaphor because the world is not literally a stage. By asserting that the world is a stage, Shakespeare uses points of comparison between the world and a stage to convey an understanding about the mechanics of the world and the behavior of the people within it.
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According to the linguist Anatoly Liberman, the use of metaphors is relatively late in the modern European languages; it is, in principle, a post-Renaissance phenomenon.[4] At the other extreme, some recent linguistic theories view all language in essence as metaphorical.[5]
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The English metaphor derived from the 16th-century Old French word métaphore, which comes from the Latin metaphora, "carrying over", in turn from the Greek μεταφορά (metaphorá), "transfer",[6] from μεταφέρω (metapherō), "to carry over", "to transfer"[7] and that from μετά (meta), "after, with, across"[8] + φέρω (pherō), "to bear", "to carry".[9]
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The Philosophy of Rhetoric (1937) by rhetorician I. A. Richards describes a metaphor as having two parts: the tenor and the vehicle. The tenor is the subject to which attributes are ascribed. The vehicle is the object whose attributes are borrowed. In the previous example, "the world" is compared to a stage, describing it with the attributes of "the stage"; "the world" is the tenor, and "a stage" is the vehicle; "men and women" is the secondary tenor, and "players" is the secondary vehicle.
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Other writers[which?] employ the general terms 'ground' and 'figure' to denote the tenor and the vehicle. Cognitive linguistics uses the terms 'target' and 'source', respectively.
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Psychologist Julian Jaynes coined the terms 'metaphrand' and 'metaphier', plus two new concepts, 'paraphrand' and 'paraphier'.[10]
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[11]
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'Metaphrand' is equivalent to the metaphor-theory terms 'tenor', 'target', and 'ground'. 'Metaphier' is equivalent to the metaphor-theory terms 'vehicle', 'figure', and 'source'. In a simple metaphor, an obvious attribute of the metaphier exactly characterizes the metaphrand (e.g. the ship plowed the seas). With an inexact metaphor, however, a metaphier might have associated attributes or nuances – its paraphiers – that enrich the metaphor because they "project back" to the metaphrand, potentially creating new ideas – the paraphrands – associated thereafter with the metaphrand or even leading to a new metaphor. For example, in the metaphor "Pat is a tornado", the metaphrand is "Pat", the metaphier is "tornado". As metaphier, "tornado" carries paraphiers such as power, storm and wind, counterclockwise motion, and danger, threat, destruction, etc. The metaphoric meaning of "tornado" is inexact: one might understand that 'Pat is powerfully destructive' through the paraphrand of physical and emotional destruction; another person might understand the metaphor as 'Pat can spin out of control'. In the latter case, the paraphier of 'spinning motion' has become the paraphrand 'psychological spin', suggesting an entirely new metaphor for emotional unpredictability, a possibly apt description for a human being hardly applicable to a tornado.
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Based on his analysis, Jaynes claims that metaphors not only enhance description, but "increase enormously our powers of perception...and our understanding of [the world], and literally create new objects".[10]:50
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Metaphors are most frequently compared with similes. It is said, for instance, that a metaphor is 'a condensed analogy' or 'analogical fusion' or that they 'operate in a similar fashion' or are 'based on the same mental process' or yet that 'the basic processes of analogy are at work in metaphor'. It is also pointed out that 'a border between metaphor and analogy is fuzzy' and 'the difference between them might be described (metaphorically) as the distance between things being compared'. A metaphor asserts the objects in the comparison are identical on the point of comparison, while a simile merely asserts a similarity through use of words such as "like" or "as". For this reason a common-type metaphor is generally considered more forceful than a simile.[12][13]
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The metaphor category contains these specialized types:
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Metaphor is distinct from metonymy, both constituting two fundamental modes of thought. Metaphor works by bringing together concepts from different conceptual domains, whereas metonymy uses one element from a given domain to refer to another closely related element. A metaphor creates new links between otherwise distinct conceptual domains, whereas a metonymy relies on pre-existent links within them.
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For example, in the phrase "lands belonging to the crown", the word "crown" is a metonymy because some monarchs do indeed wear a crown, physically. In other words, there is a pre-existent link between "crown" and "monarchy".[17] On the other hand, when Ghil'ad Zuckermann argues that the Israeli language is a "phoenicuckoo cross with some magpie characteristics", he is using a metaphor.[18]:4 There is no physical link between a language and a bird. The reason the metaphors "phoenix" and "cuckoo" are used is that on the one hand hybridic "Israeli" is based on Hebrew, which, like a phoenix, rises from the ashes; and on the other hand, hybridic "Israeli" is based on Yiddish, which like a cuckoo, lays its egg in the nest of another bird, tricking it to believe that it is its own egg. Furthermore, the metaphor "magpie" is employed because, according to Zuckermann, hybridic "Israeli" displays the characteristics of a magpie, "stealing" from languages such as Arabic and English.[18]:4–6
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A dead metaphor is a metaphor in which the sense of a transferred image has become absent. The phrases "to grasp a concept" and "to gather what you've understood" use physical action as a metaphor for understanding. The audience does not need to visualize the action; dead metaphors normally go unnoticed. Some distinguish between a dead metaphor and a cliché. Others use "dead metaphor" to denote both.[19]
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A mixed metaphor is a metaphor that leaps from one identification to a second inconsistent with the first, e.g.:
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I smell a rat [...] but I'll nip him in the bud" — Irish politician Boyle Roche
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This form is often used as a parody of metaphor itself:
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If we can hit that bull's-eye then the rest of the dominoes will fall like a house of cards... Checkmate.
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An extended metaphor, or conceit, sets up a principal subject with several subsidiary subjects or comparisons. In the above quote from As You Like It, the world is first described as a stage and then the subsidiary subjects men and women are further described in the same context.
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An implicit metaphor has no specified tenor, although the vehicle is present. M. H. Abrams offers the following as an example of an implicit metaphor: "That reed was too frail to survive the storm of its sorrows". The reed is the vehicle for the implicit tenor, someone's death, and the "storm" is the vehicle for the person's "sorrows".[21]
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Metaphor can serve as a device for persuading an audience of the user's argument or thesis, the so-called rhetorical metaphor.
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Aristotle writes in his work the Rhetoric that metaphors make learning pleasant: "To learn easily is naturally pleasant to all people, and words signify something, so whatever words create knowledge in us are the pleasantest."[22] When discussing Aristotle's Rhetoric, Jan Garret stated "metaphor most brings about learning; for when [Homer] calls old age "stubble", he creates understanding and knowledge through the genus, since both old age and stubble are [species of the genus of] things that have lost their bloom."[23] Metaphors, according to Aristotle, have "qualities of the exotic and the fascinating; but at the same time we recognize that strangers do not have the same rights as our fellow citizens".[24]
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Educational psychologist Andrew Ortony gives more explicit detail: "Metaphors are necessary as a communicative device because they allow the transfer of coherent chunks of characteristics -- perceptual, cognitive, emotional and experiential -- from a vehicle which is known to a topic which is less so. In so doing they circumvent the problem of specifying one by one each of the often unnameable and innumerable characteristics; they avoid discretizing the perceived continuity of experience and are thus closer to experience and consequently more vivid and memorable."[25]
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As a characteristic of speech and writing, metaphors can serve the poetic imagination. This allows Sylvia Plath, in her poem "Cut", to compare the blood issuing from her cut thumb to the running of a million soldiers, "redcoats, every one"; and enabling Robert Frost, in "The Road Not Taken", to compare a life to a journey.[26][27][28]
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Metaphors can be implied and extended throughout pieces of literature.
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Sonja K. Foss characterizes metaphors as "nonliteral comparisons in which a word or phrase from one domain of experience is applied to another domain".[29]
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She argues that since reality is mediated by the language we use to describe it, the metaphors we use shape the world and our interactions to it.
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The term metaphor is used to describe more basic or general aspects of experience and cognition:
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Some theorists have suggested that metaphors are not merely stylistic, but that they are cognitively important as well. In Metaphors We Live By, George Lakoff and Mark Johnson argue that metaphors are pervasive in everyday life, not just in language, but also in thought and action. A common definition of metaphor can be described as a comparison that shows how two things that are not alike in most ways are similar in another important way. They explain how a metaphor is simply understanding and experiencing one kind of thing in terms of another, called a "conduit metaphor". A speaker can put ideas or objects into containers, and then send them along a conduit to a listener who removes the object from the container to make meaning of it. Thus, communication is something that ideas go into, and the container is separate from the ideas themselves. Lakoff and Johnson give several examples of daily metaphors in use, including "argument is war" and "time is money". Metaphors are widely used in context to describe personal meaning. The authors suggest that communication can be viewed as a machine: "Communication is not what one does with the machine, but is the machine itself."[30]
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Cognitive linguists emphasize that metaphors serve to facilitate the understanding of one conceptual domain—typically an abstraction such as "life", "theories" or "ideas"—through expressions that relate to another, more familiar conceptual domain—typically more concrete, such as "journey", "buildings" or "food".[31][32] For example: we devour a book of raw facts, try to digest them, stew over them, let them simmer on the back-burner, regurgitate them in discussions, and cook up explanations, hoping they do not seem half-baked.
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A convenient short-hand way of capturing this view of metaphor is the following: CONCEPTUAL DOMAIN (A) IS CONCEPTUAL DOMAIN (B), which is what is called a conceptual metaphor. A conceptual metaphor consists of two conceptual domains, in which one domain is understood in terms of another. A conceptual domain is any coherent organization of experience. For example, we have coherently organized knowledge about journeys that we rely on in understanding life.[32]
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Lakoff and Johnson greatly contributed to establishing the importance of conceptual metaphor as a framework for thinking in language, leading scholars to investigate the original ways in which writers used novel metaphors and question the fundamental frameworks of thinking in conceptual metaphors.
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From a sociological, cultural, or philosophical perspective, one asks to what extent ideologies maintain and impose conceptual patterns of thought by introducing, supporting, and adapting fundamental patterns of thinking metaphorically.[33] To what extent does the ideology fashion and refashion the idea of the nation as a container with borders? How are enemies and outsiders represented? As diseases? As attackers? How are the metaphoric paths of fate, destiny, history, and progress represented? As the opening of an eternal monumental moment (German fascism)? Or as the path to communism (in Russian or Czech for example)?[citation needed]
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Some cognitive scholars have attempted to take on board the idea that different languages have evolved radically different concepts and conceptual metaphors, while others hold to the Sapir-Whorf hypothesis. German philologist Wilhelm von Humboldt contributed significantly to this debate on the relationship between culture, language, and linguistic communities. Humboldt remains, however, relatively unknown in English-speaking nations. Andrew Goatly, in "Washing the Brain", takes on board the dual problem of conceptual metaphor as a framework implicit in the language as a system and the way individuals and ideologies negotiate conceptual metaphors. Neural biological research suggests some metaphors are innate, as demonstrated by reduced metaphorical understanding in psychopathy.[34]
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James W. Underhill, in Creating Worldviews: Ideology, Metaphor & Language (Edinburgh UP), considers the way individual speech adopts and reinforces certain metaphoric paradigms. This involves a critique of both communist and fascist discourse. Underhill's studies are situated in Czech and German, which allows him to demonstrate the ways individuals are thinking both within and resisting the modes by which ideologies seek to appropriate key concepts such as "the people", "the state", "history", and "struggle".
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Though metaphors can be considered to be "in" language, Underhill's chapter on French, English and ethnolinguistics demonstrates that we cannot conceive of language or languages in anything other than metaphoric terms.
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Metaphors can map experience between two nonlinguistic realms. Musicologist Leonard B. Meyer demonstrated how purely rhythmic and harmonic events can express human emotions.[35] It is an open question whether synesthesia experiences are a sensory version of metaphor, the "source" domain being the presented stimulus, such as a musical tone, and the target domain, being the experience in another modality, such as color.[36]
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Art theorist Robert Vischer argued that when we look at a painting, we "feel ourselves into it" by imagining our body in the posture of a nonhuman or inanimate object in the painting. For example, the painting The Lonely Tree by Caspar David Friedrich shows a tree with contorted, barren limbs.[37][38] Looking at the painting, we imagine our limbs in a similarly contorted and barren shape, evoking a feeling of strain and distress. Nonlinguistic metaphors may be the foundation of our experience of visual and musical art, as well as dance and other art forms.[39][40]
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In historical onomasiology or in historical linguistics, a metaphor is defined as a semantic change based on a similarity in form or function between the original concept and the target concept named by a word.[41]
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For example, mouse: small, gray rodent with a long tail → small, gray computer device with a long cord.
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Some recent linguistic theories view all language in essence as metaphorical.[42]
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Friedrich Nietzsche makes metaphor the conceptual center of his early theory of society in On Truth and Lies in the Non-Moral Sense.[43] Some sociologists have found his essay useful for thinking about metaphors used in society and for reflecting on their own use of metaphor. Sociologists of religion note the importance of metaphor in religious worldviews, and that it is impossible to think sociologically about religion without metaphor.[44]
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A metal (from Greek μέταλλον métallon, "mine, quarry, metal") is a material that, when freshly prepared, polished, or fractured, shows a lustrous appearance, and conducts electricity and heat relatively well. Metals are typically malleable (they can be hammered into thin sheets) or ductile (can be drawn into wires). A metal may be a chemical element such as iron; an alloy such as stainless steel; or a molecular compound such as polymeric sulfur nitride.
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In physics, a metal is generally regarded as any substance capable of conducting electricity at a temperature of absolute zero.[1] Many elements and compounds that are not normally classified as metals become metallic under high pressures. For example, the nonmetal iodine gradually becomes a metal at a pressure of between 40 and 170 thousand times atmospheric pressure. Equally, some materials regarded as metals can become nonmetals. Sodium, for example, becomes a nonmetal at pressure of just under two million times atmospheric pressure.
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In chemistry, two elements that would otherwise qualify (in physics) as brittle metals—arsenic and antimony—are commonly instead recognised as metalloids, on account of their chemistry (predominately non-metallic for arsenic, and balanced between metallicity and nonmetallicity for antimony). Around 95 of the 118 elements in the periodic table are metals (or are likely to be such). The number is inexact as the boundaries between metals, nonmetals, and metalloids fluctuate slightly due to a lack of universally accepted definitions of the categories involved.
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In astrophysics the term "metal" is cast more widely to refer to all chemical elements in a star that are heavier than the lightest two, hydrogen and helium, and not just traditional metals. A star fuses lighter atoms, mostly hydrogen and helium, into heavier atoms over its lifetime. Used in that sense, the metallicity of an astronomical object is the proportion of its matter made up of the heavier chemical elements.[2]
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Metals, as chemical elements, comprise 25% of the Earth's crust and are present in many aspects of modern life. The strength and resilience of some metals has led to their frequent use in, for example, high-rise building and bridge construction, as well as most vehicles, many home appliances, tools, pipes, and railroad tracks. Precious metals were historically used as coinage, but in the modern era, coinage metals have extended to at least 23 of the chemical elements.[3]
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The history of refined metals is thought to begin with the use of copper about 11,000 years ago. Gold, silver, iron (as meteoric iron), lead, and brass were likewise in use before the first known appearance of bronze in the 5th millennium BCE. Subsequent developments include the production of early forms of steel; the discovery of sodium—the first light metal—in 1809; the rise of modern alloy steels; and, since the end of World War II, the development of more sophisticated alloys.
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Metals are shiny and lustrous, at least when freshly prepared, polished, or fractured. Sheets of metal thicker than a few micrometres appear opaque, but gold leaf transmits green light.
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+
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The solid or liquid state of metals largely originates in the capacity of the metal atoms involved to readily lose their outer shell electrons. Broadly, the forces holding an individual atom's outer shell electrons in place are weaker than the attractive forces on the same electrons arising from interactions between the atoms in the solid or liquid metal. The electrons involved become delocalised and the atomic structure of a metal can effectively be visualised as a collection of atoms embedded in a cloud of relatively mobile electrons. This type of interaction is called a metallic bond.[4] The strength of metallic bonds for different elemental metals reaches a maximum around the center of the transition metal series, as these elements have large numbers of delocalized electrons.[n 1]
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+
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17 |
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Although most elemental metals have higher densities than most nonmetals,[4] there is a wide variation in their densities, lithium being the least dense (0.534 g/cm3) and osmium (22.59 g/cm3) the most dense. Magnesium, aluminum and titanium are light metals of significant commercial importance. Their respective densities of 1.7, 2.7 and 4.5 g/cm3 can be compared to those of the older structural metals, like iron at 7.9 and copper at 8.9 g/cm3. An iron ball would thus weigh about as much as three aluminum balls.
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+
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Metals are typically malleable and ductile, deforming under stress without cleaving.[4] The nondirectional nature of metallic bonding is thought to contribute significantly to the ductility of most metallic solids. In contrast, in an ionic compound like table salt, when the planes of an ionic bond slide past one another, the resultant change in location shifts ions of the same charge into close proximity, resulting in the cleavage of the crystal. Such a shift is not observed in a covalently bonded crystal, such as a diamond, where fracture and crystal fragmentation occurs.[5] Reversible elastic deformation in metals can be described by Hooke's Law for restoring forces, where the stress is linearly proportional to the strain.
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+
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Heat or forces larger than a metal's elastic limit may cause a permanent (irreversible) deformation, known as plastic deformation or plasticity. An applied force may be a tensile (pulling) force, a compressive (pushing) force, or a shear, bending or torsion (twisting) force. A temperature change may affect the movement or displacement of structural defects in the metal such as grain boundaries, point vacancies, line and screw dislocations, stacking faults and twins in both crystalline and non-crystalline metals. Internal slip, creep, and metal fatigue may ensue.
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+
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The atoms of metallic substances are typically arranged in one of three common crystal structures, namely body-centered cubic (bcc), face-centered cubic (fcc), and hexagonal close-packed (hcp). In bcc, each atom is positioned at the center of a cube of eight others. In fcc and hcp, each atom is surrounded by twelve others, but the stacking of the layers differs. Some metals adopt different structures depending on the temperature.[6]
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The unit cell for each crystal structure is the smallest group of atoms which has the overall symmetry of the crystal, and from which the entire crystalline lattice can be built up by repetition in three dimensions. In the case of the body-centered cubic crystal structure shown above, the unit cell is made up of the central atom plus one-eight of each of the eight corner atoms.
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The electronic structure of metals means they are relatively good conductors of electricity. Electrons in matter can only have fixed rather than variable energy levels, and in a metal the energy levels of the electrons in its electron cloud, at least to some degree, correspond to the energy levels at which electrical conduction can occur. In a semiconductor like silicon or a nonmetal like sulfur there is an energy gap between the electrons in the substance and the energy level at which electrical conduction can occur. Consequently, semiconductors and nonmetals are relatively poor conductors.
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The elemental metals have electrical conductivity values of from 6.9 × 103 S/cm for manganese to 6.3 × 105 S/cm for silver. In contrast, a semiconducting metalloid such as boron has an electrical conductivity 1.5 × 10−6 S/cm. With one exception, metallic elements reduce their electrical conductivity when heated. Plutonium increases its electrical conductivity when heated in the temperature range of around −175 to +125 °C.
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+
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Metals are relatively good conductors of heat. The electrons in a metal's electron cloud are highly mobile and easily able to pass on heat-induced vibrational energy.
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+
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The contribution of a metal's electrons to its heat capacity and thermal conductivity, and the electrical conductivity of the metal itself can be calculated from the free electron model. However, this does not take into account the detailed structure of the metal's ion lattice. Taking into account the positive potential caused by the arrangement of the ion cores enables consideration of the electronic band structure and binding energy of a metal. Various mathematical models are applicable, the simplest being the nearly free electron model.
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Metals are usually inclined to form cations through electron loss.[4] Most will react with oxygen in the air to form oxides over various timescales (potassium burns in seconds while iron rusts over years). Some others, like palladium, platinum and gold, do not react with the atmosphere at all. The oxides of metals are generally basic, as opposed to those of nonmetals, which are acidic or neutral. Exceptions are largely oxides with very high oxidation states such as CrO3, Mn2O7, and OsO4, which have strictly acidic reactions.
|
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+
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Painting, anodizing or plating metals are good ways to prevent their corrosion. However, a more reactive metal in the electrochemical series must be chosen for coating, especially when chipping of the coating is expected. Water and the two metals form an electrochemical cell, and if the coating is less reactive than the underlying metal, the coating actually promotes corrosion.
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+
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In chemistry, the elements which are usually considered to be metals under ordinary conditions are shown in yellow on the periodic table below. The elements shown as having unknown properties are likely to be metals. The remaining elements are either metalloids (B, Si, Ge, As, Sb, and Te being commonly recognised as such) or nonmetals. Astatine (At) is usually classified as either a nonmetal or a metalloid; it has been predicted to be a metal. It is here shown as a metalloid.
|
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|
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Metal
|
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Metalloid
|
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Nonmetal
|
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Unknown properties
|
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Background color shows metal–metalloid–nonmetal trend in the periodic table
|
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An alloy is a substance having metallic properties and which is composed of two or more elements at least one of which is a metal. An alloy may have a variable or fixed composition. For example, gold and silver form an alloy in which the proportions of gold or silver can be freely adjusted; titanium and silicon form an alloy Ti2Si in which the ratio of the two components is fixed (also known as an intermetallic compound).
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Most pure metals are either too soft, brittle or chemically reactive for practical use. Combining different ratios of metals as alloys modifies the properties of pure metals to produce desirable characteristics. The aim of making alloys is generally to make them less brittle, harder, resistant to corrosion, or have a more desirable color and luster. Of all the metallic alloys in use today, the alloys of iron (steel, stainless steel, cast iron, tool steel, alloy steel) make up the largest proportion both by quantity and commercial value. Iron alloyed with various proportions of carbon gives low, mid and high carbon steels, with increasing carbon levels reducing ductility and toughness. The addition of silicon will produce cast irons, while the addition of chromium, nickel and molybdenum to carbon steels (more than 10%) results in stainless steels.
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Other significant metallic alloys are those of aluminum, titanium, copper and magnesium. Copper alloys have been known since prehistory—bronze gave the Bronze Age its name—and have many applications today, most importantly in electrical wiring. The alloys of the other three metals have been developed relatively recently; due to their chemical reactivity they require electrolytic extraction processes. The alloys of aluminum, titanium and magnesium are valued for their high strength-to-weight ratios; magnesium can also provide electromagnetic shielding.[citation needed] These materials are ideal for situations where high strength-to-weight ratio is more important than material cost, such as in aerospace and some automotive applications.
|
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+
|
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Alloys specially designed for highly demanding applications, such as jet engines, may contain more than ten elements.
|
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Metals can be categorised according to their physical or chemical properties. Categories described in the subsections below include ferrous and non-ferrous metals; brittle metals and refractory metals; white metals; heavy and light metals; and base, noble, and precious metals. The Metallic elements table in this section categorises the elemental metals on the basis of their chemical properties into alkali and alkaline earth metals; transition and post-transition metals; and lanthanides and actinides. Other categories are possible, depending on the criteria for inclusion. For example, the ferromagnetic metals—those metals that are magnetic at room temperature—are iron, cobalt, and nickel.
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The term "ferrous" is derived from the Latin word meaning "containing iron". This can include pure iron, such as wrought iron, or an alloy such as steel. Ferrous metals are often magnetic, but not exclusively. Non-ferrous metals—alloys—lack appreciable amounts of iron.
|
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+
|
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While nearly all metals are malleable or ductile, a few—beryllium, chromium, manganese, gallium, and bismuth—are brittle.[7] Arsenic, and antimony, if admitted as metals, are brittle. Low values of the ratio of bulk elastic modulus to shear modulus (Pugh's criterion) are indicative of intrinsic brittleness.
|
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+
|
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In materials science, metallurgy, and engineering, a refractory metal is a metal that is extraordinarily resistant to heat and wear. Which metals belong to this category varies; the most common definition includes niobium, molybdenum, tantalum, tungsten, and rhenium. They all have melting points above 2000 °C, and a high hardness at room temperature.
|
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|
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A white metal is any of range of white-coloured metals (or their alloys) with relatively low melting points. Such metals include zinc, cadmium, tin, antimony (here counted as a metal), lead, and bismuth, some of which are quite toxic. In Britain, the fine art trade uses the term "white metal" in auction catalogues to describe foreign silver items which do not carry British Assay Office marks, but which are nonetheless understood to be silver and are priced accordingly.
|
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+
|
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A heavy metal is any relatively dense metal or metalloid.[8] More specific definitions have been
|
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proposed, but none have obtained widespread acceptance. Some heavy metals have niche uses, or are notably toxic; some are essential in trace amounts. All other metals are light metals.
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+
|
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In chemistry, the term base metal is used informally to refer to a metal that is easily oxidized or corroded, such as reacting easily with dilute hydrochloric acid (HCl) to form a metal chloride and hydrogen. Examples include iron, nickel, lead and zinc. Copper is considered a base metal as it is oxidized relatively easily, although it does not react with HCl.
|
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|
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The term noble metal is commonly used in opposition to base metal. Noble metals are resistant to corrosion or oxidation,[9] unlike most base metals. They tend to be precious metals, often due to perceived rarity. Examples include gold, platinum, silver, rhodium, iridium and palladium.
|
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|
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In alchemy and numismatics, the term base metal is contrasted with precious metal, that is, those of high economic value.[10]
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A longtime goal of the alchemists was the transmutation of base metals into precious metals including such coinage metals as silver and gold. Most coins today are made of base metals with no intrinsic value, in the past, coins frequently derived their value primarily from their precious metal content.
|
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|
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Chemically, the precious metals (like the noble metals) are less reactive than most elements, have high luster and high electrical conductivity. Historically, precious metals were important as currency, but are now regarded mainly as investment and industrial commodities. Gold, silver, platinum and palladium each have an ISO 4217 currency code. The best-known precious metals are gold and silver. While both have industrial uses, they are better known for their uses in art, jewelry, and coinage. Other precious metals include the platinum group metals: ruthenium, rhodium, palladium, osmium, iridium, and platinum, of which platinum is the most widely traded.
|
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+
|
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The demand for precious metals is driven not only by their practical use, but also by their role as investments and a store of value.[11] Palladium and platinum, as of fall 2018, were valued at about three quarters the price of gold. Silver is substantially less expensive than these metals, but is often traditionally considered a precious metal in light of its role in coinage and jewelry.
|
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+
|
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Metals up to the vicinity of iron (in the periodic table) are largely made via stellar nucleosynthesis. In this process, lighter elements from hydrogen to silicon undergo successive fusion reactions inside stars, releasing light and heat and forming heavier elements with higher atomic numbers.[12]
|
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|
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Heavier metals are not usually formed this way since fusion reactions involving such nuclei would consume rather than release energy.[13] Rather, they are largely synthesised (from elements with a lower atomic number) by neutron capture, with the two main modes of this repetitive capture being the s-process and the r-process. In the s-process ("s" stands for "slow"), singular captures are separated by years or decades, allowing the less stable nuclei to beta decay,[14] while in the r-process ("rapid"), captures happen faster than nuclei can decay. Therefore, the s-process takes a more or less clear path: for example, stable cadmium-110 nuclei are successively bombarded by free neutrons inside a star until they form cadmium-115 nuclei which are unstable and decay to form indium-115 (which is nearly stable, with a half-life 30000 times the age of the universe). These nuclei capture neutrons and form indium-116, which is unstable, and decays to form tin-116, and so on.[12][15][n 3] In contrast, there is no such path in the r-process. The s-process stops at bismuth due to the short half-lives of the next two elements, polonium and astatine, which decay to bismuth or lead. The r-process is so fast it can skip this zone of instability and go on to create heavier elements such as thorium and uranium.[17]
|
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+
|
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Metals condense in planets as a result of stellar evolution and destruction processes. Stars lose much of their mass when it is ejected late in their lifetimes, and sometimes thereafter as a result of a neutron star merger,[18][n 4] thereby increasing the abundance of elements heavier than helium in the interstellar medium. When gravitational attraction causes this matter to coalesce and collapse new stars and planets are formed.[20]
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+
|
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The Earth's crust is made of approximately 25% of metals by weight, of which 80% are light metals such as sodium, magnesium, and aluminum. Nonmetals (~75%) make up the rest of the crust. Despite the overall scarcity of some heavier metals such as copper, they can become concentrated in economically extractable quantities as a result of mountain building, erosion, or other geological processes.
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Metals are primarily found as lithophiles (rock-loving) or chalcophiles (ore-loving). Lithophile metals are mainly the s-block elements, the more reactive of the d-block elements. and the f-block elements. They have a strong affinity for oxygen and mostly exist as relatively low density silicate minerals. Chalcophile metals are mainly the less reactive d-block elements, and the period 4–6 p-block metals. They are usually found in (insoluble) sulfide minerals. Being denser than the lithophiles, hence sinking lower into the crust at the time of its solidification, the chalcophiles tend to be less abundant than the lithophiles.
|
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On the other hand, gold is a siderophile, or iron-loving element. It does not readily form compounds with either oxygen or sulfur. At the time of the Earth's formation, and as the most noble (inert) of metals, gold sank into the core due to its tendency to form high-density metallic alloys. Consequently, it is a relatively rare metal. Some other (less) noble metals—molybdenum, rhenium, the platinum group metals (ruthenium, rhodium, palladium, osmium, iridium, and platinum), germanium, and tin—can be counted as siderophiles but only in terms of their primary occurrence in the Earth (core, mantle and crust), rather the crust. These metals otherwise occur in the crust, in small quantities, chiefly as chalcophiles (less so in their native form).[n 5]
|
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The rotating fluid outer core of the Earth's interior, which is composed mostly of iron, is thought to be the source of Earth's protective magnetic field.[n 6] The core lies above Earth's solid inner core and below its mantle. If it could be rearranged into a column having a 5 m2 (54 sq ft) footprint it would have a height of nearly 700 light years. The magnetic field shields the Earth from the charged particles of the solar wind, and cosmic rays that would otherwise strip away the upper atmosphere (including the ozone layer that limits the transmission of ultraviolet radiation).
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|
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Metals are often extracted from the Earth by means of mining ores that are rich sources of the requisite elements, such as bauxite. Ore is located by prospecting techniques, followed by the exploration and examination of deposits. Mineral sources are generally divided into surface mines, which are mined by excavation using heavy equipment, and subsurface mines. In some cases, the sale price of the metal/s involved make it economically feasible to mine lower concentration sources.
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Once the ore is mined, the metals must be extracted, usually by chemical or electrolytic reduction. Pyrometallurgy uses high temperatures to convert ore into raw metals, while hydrometallurgy employs aqueous chemistry for the same purpose. The methods used depend on the metal and their contaminants.
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When a metal ore is an ionic compound of that metal and a non-metal, the ore must usually be smelted—heated with a reducing agent—to extract the pure metal. Many common metals, such as iron, are smelted using carbon as a reducing agent. Some metals, such as aluminum and sodium, have no commercially practical reducing agent, and are extracted using electrolysis instead.[21][22]
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Sulfide ores are not reduced directly to the metal but are roasted in air to convert them to oxides.
|
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Metals are present in nearly all aspects of modern life. Iron, a heavy metal, may be the most common as it accounts for 90% of all refined metals; aluminum, a light metal, is the next most commonly refined metal. Pure iron may be the cheapest metallic element of all at cost of about US$0.07 per gram. Its ores are widespread; it is easy to refine; and the technology involved has been developed over hundreds of years. Cast iron is even cheaper, at a fraction of US$0.01 per gram, because there is no need for subsequent purification. Platinum, at a cost of about $27 per gram, may be the most ubiquitous given its very high melting point, resistance to corrosion, electrical conductivity, and durability. It is said to be found in, or used to produce, 20% of all consumer goods. Polonium is likely to be the most expensive metal, at a notional cost of about $100,000,000 per gram,[citation needed] due to its scarcity and micro-scale production.
|
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Some metals and metal alloys possess high structural strength per unit mass, making them useful materials for carrying large loads or resisting impact damage. Metal alloys can be engineered to have high resistance to shear, torque and deformation. However the same metal can also be vulnerable to fatigue damage through repeated use or from sudden stress failure when a load capacity is exceeded. The strength and resilience of metals has led to their frequent use in high-rise building and bridge construction, as well as most vehicles, many appliances, tools, pipes, and railroad tracks.
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Metals are good conductors, making them valuable in electrical appliances and for carrying an electric current over a distance with little energy lost. Electrical power grids rely on metal cables to distribute electricity. Home electrical systems, for the most part, are wired with copper wire for its good conducting properties.
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The thermal conductivity of metals is useful for containers to heat materials over a flame. Metals are also used for heat sinks to protect sensitive equipment from overheating.
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The high reflectivity of some metals enables their use in mirrors, including precision astronomical instruments, and adds to the aesthetics of metallic jewelry.
|
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Some metals have specialized uses; mercury is a liquid at room temperature and is used in switches to complete a circuit when it flows over the switch contacts. Radioactive metals such as uranium and plutonium are used in nuclear power plants to produce energy via nuclear fission. Shape memory alloys are used for applications such as pipes, fasteners and vascular stents.
|
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|
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Metals can be doped with foreign molecules—organic, inorganic, biological and polymers. This doping entails the metal with new properties that are induced by the guest molecules. Applications in catalysis, medicine, electrochemical cells, corrosion and more have been developed.[23]
|
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Demand for metals is closely linked to economic growth given their use in infrastructure, construction, manufacturing, and consumer goods. During the 20th century, the variety of metals used in society grew rapidly. Today, the development of major nations, such as China and India, and technological advances, are fuelling ever more demand. The result is that mining activities are expanding, and more and more of the world's metal stocks are above ground in use, rather than below ground as unused reserves. An example is the in-use stock of copper. Between 1932 and 1999, copper in use in the U.S. rose from 73 g to 238 g per person.[24]
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Metals are inherently recyclable, so in principle, can be used over and over again, minimizing these negative environmental impacts and saving energy. For example, 95% of the energy used to make aluminum from bauxite ore is saved by using recycled material.[25]
|
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Globally, metal recycling is generally low. In 2010, the International Resource Panel, hosted by the United Nations Environment Programme published reports on metal stocks that exist within society[26] and their recycling rates.[24] The authors of the report observed that the metal stocks in society can serve as huge mines above ground. They warned that the recycling rates of some rare metals used in applications such as mobile phones, battery packs for hybrid cars and fuel cells are so low that unless future end-of-life recycling rates are dramatically stepped up these critical metals will become unavailable for use in modern technology.
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Some metals are either essential nutrients (typically iron, cobalt, and zinc), or relatively harmless (such as ruthenium, silver, and indium), but can be toxic in larger amounts or certain forms. Other metals, such as cadmium, mercury, and lead, are highly poisonous. Potential sources of metal poisoning include mining, tailings, industrial wastes, agricultural runoff, occupational exposure, paints and treated timber.
|
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Copper, which occurs in native form, may have been the first metal discovered given its distinctive appearance, heaviness, and malleability compared to other stones or pebbles. Gold, silver, and iron (as meteoric iron), and lead were likewise discovered in prehistory. Forms of brass, an alloy of copper and zinc made by concurrently smelting the ores of these metals, originate from this period (although pure zinc was not isolated until the 13th century). The malleability of the solid metals led to the first attempts to craft metal ornaments, tools, and weapons. Meteoric iron containing nickel was discovered from time to time and, in some respects this was superior to any industrial steel manufactured up to the 1880s when alloy steels become prominent.[citation needed]
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The discovery of bronze (an alloy of copper with arsenic or tin) enabled people to create metal objects which were harder and more durable than previously possible. Bronze tools, weapons, armor, and building materials such as decorative tiles were harder and more durable than their stone and copper ("Chalcolithic") predecessors. Initially, bronze was made of copper and arsenic (forming arsenic bronze) by smelting naturally or artificially mixed ores of copper and arsenic.[27] The earliest artifacts so far known come from the Iranian plateau in the 5th millennium BCE.[28] It was only later that tin was used, becoming the major non-copper ingredient of bronze in the late 3rd millennium BCE.[29] Pure tin itself was first isolated in 1800 BCE by Chinese and Japanese metalworkers.
|
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|
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Mercury was known to ancient Chinese and Indians before 2000 BCE, and found in Egyptian tombs dating from 1500 BCE.
|
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+
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The earliest known production of steel, an iron-carbon alloy, is seen in pieces of ironware excavated from an archaeological site in Anatolia (Kaman-Kalehöyük) and are nearly 4,000 years old, dating from 1800 BCE.[30][31]
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From about 500 BCE sword-makers of Toledo, Spain were making early forms of alloy steel by adding a mineral called wolframite, which contained tungsten and manganese, to iron ore (and carbon). The resulting Toledo steel came to the attention of Rome when used by Hannibal in the Punic Wars. It soon became the basis for the weaponry of Roman legions; their swords were said to have been "so keen that there is no helmet which cannot be cut through by them."[citation needed][n 8]
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In pre-Columbian America, objects made of tumbaga, an alloy of copper and gold, started being produced in Panama and Costa Rica between 300–500 CE. Small metal sculptures were common and an extensive range of tumbaga (and gold) ornaments comprised the usual regalia of persons of high status.
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At around the same time indigenous Ecuadorians were combining gold with a naturally-occurring platinum alloy containing small amounts of palladium, rhodium, and iridium, to produce miniatures and masks composed of a white gold-platinum alloy. The metal workers involved heated gold with grains of the platinum alloy until the gold melted at which point the platinum group metals became bound within the gold. After cooling, the resulting conglomeration was hammered and reheated repeatedly until it became as homogenous as if all of the metals concerned had been melted together (attaining the melting points of the platinum group metals concerned was beyond the technology of the day).[32][n 9]
|
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|
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from Cold Iron by Rudyard Kipling[33]
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|
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Arabic and medieval alchemists believed that all metals and matter were composed of the principle of sulfur, the father of all metals and carrying the combustible property, and the principle of mercury, the mother of all metals[n 10] and carrier of the liquidity, fusibility, and volatility properties. These principles were not necessarily the common substances sulfur and mercury found in most laboratories. This theory reinforced the belief that all metals were destined to become gold in the bowels of the earth through the proper combinations of heat, digestion, time, and elimination of contaminants, all of which could be developed and hastened through the knowledge and methods of alchemy.[n 11]
|
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|
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Arsenic, zinc, antimony, and bismuth became known, although these were at first called semimetals or bastard metals on account of their immalleability. All four may have been used incidentally in earlier times without recognising their nature. Albertus Magnus is believed to have been the first to isolate arsenic from a compound in 1250, by heating soap together with arsenic trisulfide. Metallic zinc, which is brittle if impure, was isolated in India by 1300 AD. The first description of a procedure for isolating antimony is in the 1540 book De la pirotechnia by Vannoccio Biringuccio. Bismuth was described by Agricola in De Natura Fossilium (c. 1546); it had been confused in early times with tin and lead because of its resemblance to those elements.
|
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|
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The first systematic text on the arts of mining and metallurgy was De la Pirotechnia (1540) by Vannoccio Biringuccio, which treats the examination, fusion, and working of metals.
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+
|
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Sixteen years later, Georgius Agricola published De Re Metallica in 1556, a clear and complete account of the profession of mining, metallurgy, and the accessory arts and sciences, as well as qualifying as the greatest treatise on the chemical industry through the sixteenth century.
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He gave the following description of a metal in his De Natura Fossilium (1546):
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Metal is a mineral body, by nature either liquid or somewhat hard. The latter may be melted by the heat of the fire, but when it has cooled down again and lost all heat, it becomes hard again and resumes its proper form. In this respect it differs from the stone which melts in the fire, for although the latter regain its hardness, yet it loses its pristine form and properties.
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Traditionally there are six different kinds of metals, namely gold, silver, copper, iron, tin and lead. There are really others, for quicksilver is a metal, although the Alchemists disagree with us on this subject, and bismuth is also. The ancient Greek writers seem to have been ignorant of bismuth, wherefore Ammonius rightly states that there are many species of metals, animals, and plants which are unknown to us. Stibium when smelted in the crucible and refined has as much right to be regarded as a proper metal as is accorded to lead by writers. If when smelted, a certain portion be added to tin, a bookseller's alloy is produced from which the type is made that is used by those who print books on paper.
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Each metal has its own form which it preserves when separated from those metals which were mixed with it. Therefore neither electrum nor Stannum [not meaning our tin] is of itself a real metal, but rather an alloy of two metals. Electrum is an alloy of gold and silver, Stannum of lead and silver. And yet if silver be parted from the electrum, then gold remains and not electrum; if silver be taken away from Stannum, then lead remains and not Stannum.
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Whether brass, however, is found as a native metal or not, cannot be ascertained with any surety. We only know of the artificial brass, which consists of copper tinted with the colour of the mineral calamine. And yet if any should be dug up, it would be a proper metal. Black and white copper seem to be different from the red kind.
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Metal, therefore, is by nature either solid, as I have stated, or fluid, as in the unique case of quicksilver.
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But enough now concerning the simple kinds.[34]
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Platinum, the third precious metal after gold and silver, was discovered in Ecuador during the period 1736 to 1744, by the Spanish astronomer Antonio de Ulloa and his colleague the mathematician Jorge Juan y Santacilia. Ulloa was the first person to write a scientific description of the metal, in 1748.
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In 1789, the German chemist Martin Heinrich Klaproth was able to isolate an oxide of uranium, which he thought was the metal itself. Klaproth was subsequently credited as the discoverer of uranium. It was not until 1841, that the French chemist Eugène-Melchior Péligot, was able to prepare the first sample of uranium metal. Henri Becquerel subsequently discovered radioactivity in 1896 by using uranium.
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In the 1790s, Joseph Priestley and the Dutch chemist Martinus van Marum observed the transformative action of metal surfaces on the dehydrogenation of alcohol, a development which subsequently led, in 1831, to the industrial scale synthesis of sulphuric acid using a platinum catalyst.
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In 1803, cerium was the first of the lanthanide metals to be discovered, in Bastnäs, Sweden by Jöns Jakob Berzelius and Wilhelm Hisinger, and independently by Martin Heinrich Klaproth in Germany. The lanthanide metals were largely regarded as oddities until the 1960s when methods were developed to more efficiently separate them from one another. They have subsequently found uses in cell phones, magnets, lasers, lighting, batteries, catalytic converters, and in other applications enabling modern technologies.
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Other metals discovered and prepared during this time were cobalt, nickel, manganese, molybdenum, tungsten, and chromium; and some of the platinum group metals, palladium, osmium, iridium, and rhodium.
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All metals discovered until 1809 had relatively high densities; their heaviness was regarded as a singularly distinguishing criterion. From 1809 onwards, light metals such as sodium, potassium, and strontium were isolated. Their low densities challenged conventional wisdom as to the nature of metals. They behaved chemically as metals however, and were subsequently recognised as such.
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Aluminum was discovered in 1824 but it was not until 1886 that an industrial large-scale production method was developed. Prices of aluminum dropped and aluminum became widely used in jewelry, everyday items, eyeglass frames, optical instruments, tableware, and foil in the 1890s and early 20th century. Aluminum's ability to form hard yet light alloys with other metals provided the metal many uses at the time. During World War I, major governments demanded large shipments of aluminum for light strong airframes. The most common metal in use for electric power transmission today is aluminum-conductor steel-reinforced. Also seeing much use is all-aluminum-alloy conductor. Aluminum is used because it has about half the weight of a comparable resistance copper cable (though larger diameter due to lower specific conductivity), as well as being cheaper. Copper was more popular in the past and is still in use, especially at lower voltages and for grounding.
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While pure metallic titanium (99.9%) was first prepared in 1910 it was not used outside the laboratory until 1932. In the 1950s and 1960s, the Soviet Union pioneered the use of titanium in military and submarine applications as part of programs related to the Cold War. Starting in the early 1950s, titanium came into use extensively in military aviation, particularly in high-performance jets, starting with aircraft such as the F-100 Super Sabre and Lockheed A-12 and SR-71.
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Metallic scandium was produced for the first time in 1937. The first pound of 99% pure scandium metal was produced in 1960. Production of aluminum-scandium alloys began in 1971 following a U.S. patent. Aluminum-scandium alloys were also developed in the USSR.
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The modern era in steelmaking began with the introduction of Henry Bessemer's Bessemer process in 1855, the raw material for which was pig iron. His method let him produce steel in large quantities cheaply, thus mild steel came to be used for most purposes for which wrought iron was formerly used. The Gilchrist-Thomas process (or basic Bessemer process) was an improvement to the Bessemer process, made by lining the converter with a basic material to remove phosphorus.
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Due to its high tensile strength and low cost, steel came to be a major component used in buildings, infrastructure, tools, ships, automobiles, machines, appliances, and weapons.
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In 1872, the Englishmen Clark and Woods patented an alloy that would today be considered a stainless steel. The corrosion resistance of iron-chromium alloys had been recognized in 1821 by French metallurgist Pierre Berthier. He noted their resistance against attack by some acids and suggested their use in cutlery. Metallurgists of the 19th century were unable to produce the combination of low carbon and high chromium found in most modern stainless steels, and the high-chromium alloys they could produce were too brittle to be practical. It was not until 1912 that the industrialisation of stainless steel alloys occurred in England, Germany, and the United States.
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By 1900 three metals with atomic numbers less than lead (#82), the heaviest stable metal, remained to be discovered: elements 71, 72, 75.
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Von Welsbach, in 1906, proved that the old ytterbium also contained a new element (#71), which he named cassiopeium. Urbain proved this simultaneously, but his samples were very impure and only contained trace quantities of the new element. Despite this, his chosen name lutetium was adopted.
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In 1908, Ogawa found element 75 in thorianite but assigned it as element 43 instead of 75 and named it nipponium. In 1925 Walter Noddack, Ida Eva Tacke and Otto Berg announced its separation from gadolinite and gave it the present name, rhenium.
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Georges Urbain claimed to have found element 72 in rare-earth residues, while Vladimir Vernadsky independently found it in orthite. Neither claim was confirmed due to World War I, and neither could be confirmed later, as the chemistry they reported does not match that now known for hafnium. After the war, in 1922, Coster and Hevesy found it by X-ray spectroscopic analysis in Norwegian zircon. Hafnium was thus the last stable element to be discovered.
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By the end of World War II scientists had synthesized four post-uranium elements, all of which are radioactive (unstable) metals: neptunium (in 1940), plutonium (1940–41), and curium and americium (1944), representing elements 93 to 96. The first two of these were eventually found in nature as well. Curium and americium were by-products of the Manhattan project, which produced the world's first atomic bomb in 1945. The bomb was based on the nuclear fission of uranium, a metal first thought to have been discovered nearly 150 years earlier.
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Superalloys composed of combinations of Fe, Ni, Co, and Cr, and lesser amounts of W, Mo, Ta, Nb, Ti, and Al were developed shortly after World War II for use in high performance engines, operating at elevated temperatures (above 650 °C (1,200 °F)). They retain most of their strength under these conditions, for prolonged periods, and combine good low-temperature ductility with resistance to corrosion or oxidation. Superalloys can now be found in a wide range of applications including land, maritime, and aerospace turbines, and chemical and petroleum plants.
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The successful development of the atomic bomb at the end of World War II sparked further efforts to synthesize new elements, nearly all of which are, or are expected to be, metals, and all of which are radioactive. It was not until 1949 that element 97 (berkelium), next after element 96 (curium), was synthesized by firing alpha particles at an americium target. In 1952, element 100 (fermium) was found in the debris of the first hydrogen bomb explosion; hydrogen, a nonmetal, had been identified as an element nearly 200 years earlier. Since 1952, elements 101 (mendelevium) to 117 (tennessine) have been synthesized. The most recently synthesized element is 118 (oganesson). Its status as a metal or a nonmetal—or something else—is not yet clear.
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A metallic glass (also known as an amorphous or glassy metal) is a solid metallic material, usually an alloy, with disordered atomic-scale structure. Most pure and alloyed metals, in their solid state, have atoms arranged in a highly ordered crystalline structure. Amorphous metals have a non-crystalline glass-like structure. But unlike common glasses, such as window glass, which are typically electrical insulators, amorphous metals have good electrical conductivity. Amorphous metals are produced in several ways, including extremely rapid cooling, physical vapor deposition, solid-state reaction, ion irradiation, and mechanical alloying. The first reported metallic glass was an alloy (Au75Si25) produced at Caltech in 1960. More recently, batches of amorphous steel with three times the strength of conventional steel alloys have been produced. Currently the most important applications rely on the special magnetic properties of some ferromagnetic metallic glasses. The low magnetization loss is used in high efficiency transformers. Theft control ID tags and other article surveillance schemes often use metallic glasses because of these magnetic properties.
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A shape-memory alloy (SMA) is an alloy that "remembers" its original shape and when deformed returns to its pre-deformed shape when heated. While the shape memory effect had been first observed in 1932, in an Au-Cd alloy, it was not until 1962, with the accidental discovery of the effect in a Ni-Ti alloy that research began in earnest, and another ten years before commercial applications emerged. SMA's have applications in robotics and automotive, aerospace and biomedical industries. There is another type of SMA, called a ferromagnetic shape-memory alloy (FSMA), that changes shape under strong magnetic fields. These materials are of particular interest as the magnetic response tends to be faster and more efficient than temperature-induced responses.
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In 1984, Israeli chemist Dan Shechtman found an aluminum-manganese alloy having five-fold symmetry, in breach of crystallographic convention at the time which said that crystalline structures could only have two-, three-, four-, or six-fold symmetry. Due to fear of the scientific community's reaction, it took him two years to publish the results for which he was awarded the Nobel Prize in Chemistry in 2011. Since this time, hundreds of quasicrystals have been reported and confirmed. They exist in many metallic alloys (and some polymers). Quasicrystals are found most often in aluminum alloys (Al-Li-Cu, Al-Mn-Si, Al-Ni-Co, Al-Pd-Mn, Al-Cu-Fe, Al-Cu-V, etc.), but numerous other compositions are also known (Cd-Yb, Ti-Zr-Ni, Zn-Mg-Ho, Zn-Mg-Sc, In-Ag-Yb, Pd-U-Si, etc.). Quasicrystals effectively have infinitely large unit cells. Icosahedrite Al63Cu24Fe13, the first quasicrystal found in nature, was discovered in 2009. Most quasicrystals have ceramic-like properties including low electrical conductivity (approaching values seen in insulators) and low thermal conductivity, high hardness, brittleness, and resistance to corrosion, and non-stick properties. Quasicrystals have been used to develop heat insulation, LEDs, diesel engines, and new materials that convert heat to electricity. New applications may take advantage of the low coefficient of friction and the hardness of some quasicrystalline materials, for example embedding particles in plastic to make strong, hard-wearing, low-friction plastic gears. Other potential applications include selective solar absorbers for power conversion, broad-wavelength reflectors, and bone repair and prostheses applications where biocompatibility, low friction and corrosion resistance are required.
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Complex metallic alloys (CMAs) are intermetallic compounds characterized by large unit cells comprising some tens up to thousands of atoms; the presence of well-defined clusters of atoms (frequently with icosahedral symmetry); and partial disorder within their crystalline lattices. They are composed of two or more metallic elements, sometimes with metalloids or chalcogenides added. They include, for example, NaCd2, with 348 sodium atoms and 768 cadmium atoms in the unit cell. Linus Pauling attempted to describe the structure of NaCd2 in 1923, but did not succeed until 1955. At first called "giant unit cell crystals", interest in CMAs, as they came to be called, did not pick up until 2002, with the publication of a paper called "Structurally Complex Alloy Phases", given at the 8th International Conference on Quasicrystals. Potential applications of CMAs include as heat insulation; solar heating; magnetic refrigerators; using waste heat to generate electricity; and coatings for turbine blades in military engines.
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High entropy alloys (HEAs) such as AlLiMgScTi are composed of equal or nearly equal quantities of five or more metals. Compared to conventional alloys with only one or two base metals, HEAs have considerably better strength-to-weight ratios, higher tensile strength, and greater resistance to fracturing, corrosion, and oxidation. Although HEAs were described as early as 1981, significant interest did not develop until the 2010s; they continue to be the focus of research in materials science and engineering because of their potential for desirable properties.
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In a MAX phase alloy, M is an early transition metal, A is an A group element (mostly group IIIA and IVA, or groups 13 and 14), and X is either carbon or nitrogen. Examples are Hf2SnC and Ti4AlN3. Such alloys have some of the best properties of metals and ceramics. These properties include high electrical and thermal conductivity, thermal shock resistance, damage tolerance, machinability, high elastic stiffness, and low thermal expansion coefficients.[35]</ref> They can be polished to a metallic luster because of their excellent electrical conductivities. During mechanical testing, it has been found that polycrystalline Ti3SiC2 cylinders can be repeatedly compressed at room temperature, up to stresses of 1 GPa, and fully recover upon the removal of the load. Some MAX phases are also highly resistant to chemical attack (e.g. Ti3SiC2) and high-temperature oxidation in air (Ti2AlC, Cr2AlC2, and Ti3AlC2). Potential applications for MAX phase alloys include: as tough, machinable, thermal shock-resistant refractories; high-temperature heating elements; coatings for electrical contacts; and neutron irradiation resistant parts for nuclear applications. While MAX phase alloys were discovered in the 1960s, the first paper on the subject was not published until 1996.
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Atmospheric physics
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Atmospheric dynamics (category)
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Weather (category) · (portal)
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Climate (category)
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Climate change (category)
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Meteorology is a branch of the atmospheric sciences which includes atmospheric chemistry and atmospheric physics, with a major focus on weather forecasting. The study of meteorology dates back millennia, though significant progress in meteorology did not occur until the 18th century. The 19th century saw modest progress in the field after weather observation networks were formed across broad regions. Prior attempts at prediction of weather depended on historical data. It was not until after the elucidation of the laws of physics and more particularly, the development of the computer, allowing for the automated solution of a great many equations that model the weather, in the latter half of the 20th century that significant breakthroughs in weather forecasting were achieved. An important domain of weather forecasting is marine weather forecasting as it relates to maritime and coastal safety, in which weather effects also include atmospheric interactions with large bodies of water.
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Meteorological phenomena are observable weather events that are explained by the science of meteorology. Meteorological phenomena are described and quantified by the variables of Earth's atmosphere: temperature, air pressure, water vapour, mass flow, and the variations and interactions of those variables, and how they change over time. Different spatial scales are used to describe and predict weather on local, regional, and global levels.
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Meteorology, climatology, atmospheric physics, and atmospheric chemistry are sub-disciplines of the atmospheric sciences. Meteorology and hydrology compose the interdisciplinary field of hydrometeorology. The interactions between Earth's atmosphere and its oceans are part of a coupled ocean-atmosphere system. Meteorology has application in many diverse fields such as the military, energy production, transport, agriculture, and construction.
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The word meteorology is from the Ancient Greek μετέωρος metéōros (meteor) and -λογία -logia (-(o)logy), meaning "the study of things high in the air."
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The ability to predict rains and floods based on annual cycles was evidently used by humans at least from the time of agricultural settlement if not earlier. Early approaches to predicting weather were based on astrology and were practiced by priests. Cuneiform inscriptions on Babylonian tablets included associations between thunder and rain. The Chaldeans differentiated the 22° and 46° halos.[1]
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Ancient Indian Upanishads contain mentions of clouds and seasons.[2] The Samaveda mentions sacrifices to be performed when certain phenomena were noticed.[1] Varāhamihira's classical work Brihatsamhita, written about 500 AD,[2] provides evidence of weather observation.
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In 350 BC, Aristotle wrote Meteorology.[3] Aristotle is considered the founder of meteorology.[4] One of the most impressive achievements described in the Meteorology is the description of what is now known as the hydrologic cycle.[5]
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The book De Mundo (composed before 250 BC or between 350 and 200 BC) noted:[6]
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The Greek scientist Theophrastus compiled a book on weather forecasting, called the Book of Signs. The work of Theophrastus remained a dominant influence in the study of weather and in weather forecasting for nearly 2,000 years.[7] In 25 AD, Pomponius Mela, a geographer for the Roman Empire, formalized the climatic zone system.[8] According to Toufic Fahd, around the 9th century, Al-Dinawari wrote the Kitab al-Nabat (Book of Plants), in which he deals with the application of meteorology to agriculture during the Muslim Agricultural Revolution. He describes the meteorological character of the sky, the planets and constellations, the sun and moon, the lunar phases indicating seasons and rain, the anwa (heavenly bodies of rain), and atmospheric phenomena such as winds, thunder, lightning, snow, floods, valleys, rivers, lakes.[9][10][verification needed]
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Early attempts at predicting weather were often related to prophecy and divining, and were sometimes based on astrological ideas. Admiral FitzRoy tried to separate scientific approaches from prophetic ones.[11]
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Ptolemy wrote on the atmospheric refraction of light in the context of astronomical observations.[12] In 1021, Alhazen showed that atmospheric refraction is also responsible for twilight; he estimated that twilight begins when the sun is 19 degrees below the horizon, and also used a geometric determination based on this to estimate the maximum possible height of the Earth's atmosphere as 52,000 passim (about 49 miles, or 79 km).[13]
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St. Albert the Great was the first to propose that each drop of falling rain had the form of a small sphere, and that this form meant that the rainbow was produced by light interacting with each raindrop.[14] Roger Bacon was the first to calculate the angular size of the rainbow. He stated that a rainbow summit can not appear higher than 42 degrees above the horizon.[15] In the late 13th century and early 14th century, Kamāl al-Dīn al-Fārisī and Theodoric of Freiberg were the first to give the correct explanations for the primary rainbow phenomenon. Theoderic went further and also explained the secondary rainbow.[16] In 1716, Edmund Halley suggested that aurorae are caused by "magnetic effluvia" moving along the Earth's magnetic field lines.
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In 1441, King Sejong's son, Prince Munjong of Korea, invented the first standardized rain gauge.[17] These were sent throughout the Joseon dynasty of Korea as an official tool to assess land taxes based upon a farmer's potential harvest. In 1450, Leone Battista Alberti developed a swinging-plate anemometer, and was known as the first anemometer.[18] In 1607, Galileo Galilei constructed a thermoscope. In 1611, Johannes Kepler wrote the first scientific treatise on snow crystals: "Strena Seu de Nive Sexangula (A New Year's Gift of Hexagonal Snow)."[19] In 1643, Evangelista Torricelli invented the mercury barometer.[18] In 1662, Sir Christopher Wren invented the mechanical, self-emptying, tipping bucket rain gauge. In 1714, Gabriel Fahrenheit created a reliable scale for measuring temperature with a mercury-type thermometer.[20] In 1742, Anders Celsius, a Swedish astronomer, proposed the "centigrade" temperature scale, the predecessor of the current Celsius scale.[21] In 1783, the first hair hygrometer was demonstrated by Horace-Bénédict de Saussure. In 1802–1803, Luke Howard wrote On the Modification of Clouds, in which he assigns cloud types Latin names.[22] In 1806, Francis Beaufort introduced his system for classifying wind speeds.[23] Near the end of the 19th century the first cloud atlases were published, including the International Cloud Atlas, which has remained in print ever since. The April 1960 launch of the first successful weather satellite, TIROS-1, marked the beginning of the age where weather information became available globally.
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In 1648, Blaise Pascal rediscovered that atmospheric pressure decreases with height, and deduced that there is a vacuum above the atmosphere.[24] In 1738, Daniel Bernoulli published Hydrodynamics, initiating the Kinetic theory of gases and established the basic laws for the theory of gases.[25] In 1761, Joseph Black discovered that ice absorbs heat without changing its temperature when melting. In 1772, Black's student Daniel Rutherford discovered nitrogen, which he called phlogisticated air, and together they developed the phlogiston theory.[26] In 1777, Antoine Lavoisier discovered oxygen and developed an explanation for combustion.[27] In 1783, in Lavoisier's essay "Reflexions sur le phlogistique,"[28] he deprecates the phlogiston theory and proposes a caloric theory.[29][30] In 1804, Sir John Leslie observed that a matte black surface radiates heat more effectively than a polished surface, suggesting the importance of black-body radiation. In 1808, John Dalton defended caloric theory in A New System of Chemistry and described how it combines with matter, especially gases; he proposed that the heat capacity of gases varies inversely with atomic weight. In 1824, Sadi Carnot analyzed the efficiency of steam engines using caloric theory; he developed the notion of a reversible process and, in postulating that no such thing exists in nature, laid the foundation for the second law of thermodynamics.
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In 1494, Christopher Columbus experienced a tropical cyclone, which led to the first written European account of a hurricane.[31] In 1686, Edmund Halley presented a systematic study of the trade winds and monsoons and identified solar heating as the cause of atmospheric motions.[32] In 1735, an ideal explanation of global circulation through study of the trade winds was written by George Hadley.[33] In 1743, when Benjamin Franklin was prevented from seeing a lunar eclipse by a hurricane, he decided that cyclones move in a contrary manner to the winds at their periphery.[34] Understanding the kinematics of how exactly the rotation of the Earth affects airflow was partial at first. Gaspard-Gustave Coriolis published a paper in 1835 on the energy yield of machines with rotating parts, such as waterwheels.[35] In 1856, William Ferrel proposed the existence of a circulation cell in the mid-latitudes, and the air within deflected by the Coriolis force resulting in the prevailing westerly winds.[36] Late in the 19th century, the motion of air masses along isobars was understood to be the result of the large-scale interaction of the pressure gradient force and the deflecting force. By 1912, this deflecting force was named the Coriolis effect.[37] Just after World War I, a group of meteorologists in Norway led by Vilhelm Bjerknes developed the Norwegian cyclone model that explains the generation, intensification and ultimate decay (the life cycle) of mid-latitude cyclones, and introduced the idea of fronts, that is, sharply defined boundaries between air masses.[38] The group included Carl-Gustaf Rossby (who was the first to explain the large scale atmospheric flow in terms of fluid dynamics), Tor Bergeron (who first determined how rain forms) and Jacob Bjerknes.
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In the late 16th century and first half of the 17th century a range of meteorological instruments were invented – the thermometer, barometer, hydrometer, as well as wind and rain gauges. In the 1650s natural philosophers started using these instruments to systematically record weather observations. Scientific academies established weather diaries and organised observational networks.[39] In 1654, Ferdinando II de Medici established the first weather observing network, that consisted of meteorological stations in Florence, Cutigliano, Vallombrosa, Bologna, Parma, Milan, Innsbruck, Osnabrück, Paris and Warsaw. The collected data were sent to Florence at regular time intervals.[40] In the 1660s Robert Hooke of the Royal Society of London sponsored networks of weather observers. Hippocrates' treatise Airs, Waters, and Places had linked weather to disease. Thus early meteorologists attempted to correlate weather patterns with epidemic outbreaks, and the climate with public health.[39]
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During the Age of Enlightenment meteorology tried to rationalise traditional weather lore, including astrological meteorology. But there were also attempts to establish a theoretical understanding of weather phenomena. Edmond Halley and George Hadley tried to explain trade winds. They reasoned that the rising mass of heated equator air is replaced by an inflow of cooler air from high latitudes. A flow of warm air at high altitude from equator to poles in turn established an early picture of circulation. Frustration with the lack of discipline among weather observers, and the poor quality of the instruments, led the early modern nation states to organise large observation networks. Thus by the end of the 18th century, meteorologists had access to large quantities of reliable weather data.[39] In 1832, an electromagnetic telegraph was created by Baron Schilling.[41] The arrival of the electrical telegraph in 1837 afforded, for the first time, a practical method for quickly gathering surface weather observations from a wide area.[42]
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This data could be used to produce maps of the state of the atmosphere for a region near the Earth's surface and to study how these states evolved through time. To make frequent weather forecasts based on these data required a reliable network of observations, but it was not until 1849 that the Smithsonian Institution began to establish an observation network across the United States under the leadership of Joseph Henry.[43] Similar observation networks were established in Europe at this time. The Reverend William Clement Ley was key in understanding of cirrus clouds and early understandings of Jet Streams.[44] Charles Kenneth Mackinnon Douglas, known as 'CKM' Douglas read Ley's papers after his death and carried on the early study of weather systems.[45]
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Nineteenth century researchers in meteorology were drawn from military or medical backgrounds, rather than trained as dedicated scientists.[46] In 1854, the United Kingdom government appointed Robert FitzRoy to the new office of Meteorological Statist to the Board of Trade with the task of gathering weather observations at sea. FitzRoy's office became the United Kingdom Meteorological Office in 1854, the second oldest national meteorological service in the world (the Central Institution for Meteorology and Geodynamics (ZAMG) in Austria was founded in 1851 and is the oldest weather service in the world). The first daily weather forecasts made by FitzRoy's Office were published in The Times newspaper in 1860. The following year a system was introduced of hoisting storm warning cones at principal ports when a gale was expected.
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Over the next 50 years, many countries established national meteorological services. The India Meteorological Department (1875) was established to follow tropical cyclone and monsoon.[47] The Finnish Meteorological Central Office (1881) was formed from part of Magnetic Observatory of Helsinki University.[48] Japan's Tokyo Meteorological Observatory, the forerunner of the Japan Meteorological Agency, began constructing surface weather maps in 1883.[49] The United States Weather Bureau (1890) was established under the United States Department of Agriculture. The Australian Bureau of Meteorology (1906) was established by a Meteorology Act to unify existing state meteorological services.[50][51]
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In 1904, Norwegian scientist Vilhelm Bjerknes first argued in his paper Weather Forecasting as a Problem in Mechanics and Physics that it should be possible to forecast weather from calculations based upon natural laws.[52][53]
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It was not until later in the 20th century that advances in the understanding of atmospheric physics led to the foundation of modern numerical weather prediction. In 1922, Lewis Fry Richardson published "Weather Prediction By Numerical Process,"[54] after finding notes and derivations he worked on as an ambulance driver in World War I. He described how small terms in the prognostic fluid dynamics equations that govern atmospheric flow could be neglected, and a numerical calculation scheme that could be devised to allow predictions. Richardson envisioned a large auditorium of thousands of people performing the calculations. However, the sheer number of calculations required was too large to complete without electronic computers, and the size of the grid and time steps used in the calculations led to unrealistic results. Though numerical analysis later found that this was due to numerical instability.
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Starting in the 1950s, numerical forecasts with computers became feasible.[55] The first weather forecasts derived this way used barotropic (single-vertical-level) models, and could successfully predict the large-scale movement of midlatitude Rossby waves, that is, the pattern of atmospheric lows and highs.[56] In 1959, the UK Meteorological Office received its first computer, a Ferranti Mercury.[57]
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In the 1960s, the chaotic nature of the atmosphere was first observed and mathematically described by Edward Lorenz, founding the field of chaos theory.[58] These advances have led to the current use of ensemble forecasting in most major forecasting centers, to take into account uncertainty arising from the chaotic nature of the atmosphere.[59] Mathematical models used to predict the long term weather of the Earth (climate models), have been developed that have a resolution today that are as coarse as the older weather prediction models. These climate models are used to investigate long-term climate shifts, such as what effects might be caused by human emission of greenhouse gases.
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Meteorologists are scientists who study and work in the field of meteorology.[60] The American Meteorological Society publishes and continually updates an authoritative electronic Meteorology Glossary.[61] Meteorologists work in government agencies, private consulting and research services, industrial enterprises, utilities, radio and television stations, and in education. In the United States, meteorologists held about 10,000 jobs in 2018.[62]
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Although weather forecasts and warnings are the best known products of meteorologists for the public, weather presenters on radio and television are not necessarily professional meteorologists. They are most often reporters with little formal meteorological training, using unregulated titles such as weather specialist or weatherman. The American Meteorological Society and National Weather Association issue "Seals of Approval" to weather broadcasters who meet certain requirements but this is not mandatory to be hired by the medias.
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Each science has its own unique sets of laboratory equipment. In the atmosphere, there are many things or qualities of the atmosphere that can be measured. Rain, which can be observed, or seen anywhere and anytime was one of the first atmospheric qualities measured historically. Also, two other accurately measured qualities are wind and humidity. Neither of these can be seen but can be felt. The devices to measure these three sprang up in the mid-15th century and were respectively the rain gauge, the anemometer, and the hygrometer. Many attempts had been made prior to the 15th century to construct adequate equipment to measure the many atmospheric variables. Many were faulty in some way or were simply not reliable. Even Aristotle noted this in some of his work as the difficulty to measure the air.
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Sets of surface measurements are important data to meteorologists. They give a snapshot of a variety of weather conditions at one single location and are usually at a weather station, a ship or a weather buoy. The measurements taken at a weather station can include any number of atmospheric observables. Usually, temperature, pressure, wind measurements, and humidity are the variables that are measured by a thermometer, barometer, anemometer, and hygrometer, respectively.[63] Professional stations may also include air quality sensors (carbon monoxide, carbon dioxide, methane, ozone, dust, and smoke), ceilometer (cloud ceiling), falling precipitation sensor, flood sensor, lightning sensor, microphone (explosions, sonic booms, thunder), pyranometer/pyrheliometer/spectroradiometer (IR/Vis/UV photodiodes), rain gauge/snow gauge, scintillation counter (background radiation, fallout, radon), seismometer (earthquakes and tremors), transmissometer (visibility), and a GPS clock for data logging. Upper air data are of crucial importance for weather forecasting. The most widely used technique is launches of radiosondes. Supplementing the radiosondes a network of aircraft collection is organized by the World Meteorological Organization.
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Remote sensing, as used in meteorology, is the concept of collecting data from remote weather events and subsequently producing weather information. The common types of remote sensing are Radar, Lidar, and satellites (or photogrammetry). Each collects data about the atmosphere from a remote location and, usually, stores the data where the instrument is located. Radar and Lidar are not passive because both use EM radiation to illuminate a specific portion of the atmosphere.[64] Weather satellites along with more general-purpose Earth-observing satellites circling the earth at various altitudes have become an indispensable tool for studying a wide range of phenomena from forest fires to El Niño.
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The study of the atmosphere can be divided into distinct areas that depend on both time and spatial scales. At one extreme of this scale is climatology. In the timescales of hours to days, meteorology separates into micro-, meso-, and synoptic scale meteorology. Respectively, the geospatial size of each of these three scales relates directly with the appropriate timescale.
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Other subclassifications are used to describe the unique, local, or broad effects within those subclasses.
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Microscale meteorology is the study of atmospheric phenomena on a scale of about 1 kilometre (0.62 mi) or less. Individual thunderstorms, clouds, and local turbulence caused by buildings and other obstacles (such as individual hills) are modeled on this scale.[66]
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Mesoscale meteorology is the study of atmospheric phenomena that has horizontal scales ranging from 1 km to 1000 km and a vertical scale that starts at the Earth's surface and includes the atmospheric boundary layer, troposphere, tropopause, and the lower section of the stratosphere. Mesoscale timescales last from less than a day to weeks. The events typically of interest are thunderstorms, squall lines, fronts, precipitation bands in tropical and extratropical cyclones, and topographically generated weather systems such as mountain waves and sea and land breezes.[67]
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Synoptic scale meteorology predicts atmospheric changes at scales up to 1000 km and 105 sec (28 days), in time and space. At the synoptic scale, the Coriolis acceleration acting on moving air masses (outside of the tropics) plays a dominant role in predictions. The phenomena typically described by synoptic meteorology include events such as extratropical cyclones, baroclinic troughs and ridges, frontal zones, and to some extent jet streams. All of these are typically given on weather maps for a specific time. The minimum horizontal scale of synoptic phenomena is limited to the spacing between surface observation stations.[68]
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Global scale meteorology is the study of weather patterns related to the transport of heat from the tropics to the poles. Very large scale oscillations are of importance at this scale. These oscillations have time periods typically on the order of months, such as the Madden–Julian oscillation, or years, such as the El Niño–Southern Oscillation and the Pacific decadal oscillation. Global scale meteorology pushes into the range of climatology. The traditional definition of climate is pushed into larger timescales and with the understanding of the longer time scale global oscillations, their effect on climate and weather disturbances can be included in the synoptic and mesoscale timescales predictions.
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Numerical Weather Prediction is a main focus in understanding air–sea interaction, tropical meteorology, atmospheric predictability, and tropospheric/stratospheric processes.[69] The Naval Research Laboratory in Monterey, California, developed a global atmospheric model called Navy Operational Global Atmospheric Prediction System (NOGAPS). NOGAPS is run operationally at Fleet Numerical Meteorology and Oceanography Center for the United States Military. Many other global atmospheric models are run by national meteorological agencies.
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Boundary layer meteorology is the study of processes in the air layer directly above Earth's surface, known as the atmospheric boundary layer (ABL). The effects of the surface – heating, cooling, and friction – cause turbulent mixing within the air layer. Significant movement of heat, matter, or momentum on time scales of less than a day are caused by turbulent motions.[70] Boundary layer meteorology includes the study of all types of surface–atmosphere boundary, including ocean, lake, urban land and non-urban land for the study of meteorology.
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Dynamic meteorology generally focuses on the fluid dynamics of the atmosphere. The idea of air parcel is used to define the smallest element of the atmosphere, while ignoring the discrete molecular and chemical nature of the atmosphere. An air parcel is defined as a point in the fluid continuum of the atmosphere. The fundamental laws of fluid dynamics, thermodynamics, and motion are used to study the atmosphere. The physical quantities that characterize the state of the atmosphere are temperature, density, pressure, etc. These variables have unique values in the continuum.[71]
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Weather forecasting is the application of science and technology to predict the state of the atmosphere at a future time and given location. Humans have attempted to predict the weather informally for millennia and formally since at least the 19th century.[72][73] Weather forecasts are made by collecting quantitative data about the current state of the atmosphere and using scientific understanding of atmospheric processes to project how the atmosphere will evolve.[74]
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Once an all-human endeavor based mainly upon changes in barometric pressure, current weather conditions, and sky condition,[75][76] forecast models are now used to determine future conditions. Human input is still required to pick the best possible forecast model to base the forecast upon, which involves pattern recognition skills, teleconnections, knowledge of model performance, and knowledge of model biases. The chaotic nature of the atmosphere, the massive computational power required to solve the equations that describe the atmosphere, error involved in measuring the initial conditions, and an incomplete understanding of atmospheric processes mean that forecasts become less accurate as the difference in current time and the time for which the forecast is being made (the range of the forecast) increases. The use of ensembles and model consensus help narrow the error and pick the most likely outcome.[77][78][79]
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There are a variety of end uses to weather forecasts. Weather warnings are important forecasts because they are used to protect life and property.[80] Forecasts based on temperature and precipitation are important to agriculture,[81][82][83][84] and therefore to commodity traders within stock markets. Temperature forecasts are used by utility companies to estimate demand over coming days.[85][86][87] On an everyday basis, people use weather forecasts to determine what to wear. Since outdoor activities are severely curtailed by heavy rain, snow, and wind chill, forecasts can be used to plan activities around these events, and to plan ahead and survive them.
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Aviation meteorology deals with the impact of weather on air traffic management. It is important for air crews to understand the implications of weather on their flight plan as well as their aircraft, as noted by the Aeronautical Information Manual:[88]
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The effects of ice on aircraft are cumulative—thrust is reduced, drag increases, lift lessens, and weight increases. The results are an increase in stall speed and a deterioration of aircraft performance. In extreme cases, 2 to 3 inches of ice can form on the leading edge of the airfoil in less than 5 minutes. It takes but 1/2 inch of ice to reduce the lifting power of some aircraft by 50 percent and increases the frictional drag by an equal percentage.[89]
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Meteorologists, soil scientists, agricultural hydrologists, and agronomists are people concerned with studying the effects of weather and climate on plant distribution, crop yield, water-use efficiency, phenology of plant and animal development, and the energy balance of managed and natural ecosystems. Conversely, they are interested in the role of vegetation on climate and weather.[90]
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Hydrometeorology is the branch of meteorology that deals with the hydrologic cycle, the water budget, and the rainfall statistics of storms.[91] A hydrometeorologist prepares and issues forecasts of accumulating (quantitative) precipitation, heavy rain, heavy snow, and highlights areas with the potential for flash flooding. Typically the range of knowledge that is required overlaps with climatology, mesoscale and synoptic meteorology, and other geosciences.[92]
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The multidisciplinary nature of the branch can result in technical challenges, since tools and solutions from each of the individual disciplines involved may behave slightly differently, be optimized for different hard- and software platforms and use different data formats. There are some initiatives – such as the DRIHM project[93] – that are trying to address this issue.[94]
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Nuclear meteorology investigates the distribution of radioactive aerosols and gases in the atmosphere.[95]
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Maritime meteorology deals with air and wave forecasts for ships operating at sea. Organizations such as the Ocean Prediction Center, Honolulu National Weather Service forecast office, United Kingdom Met Office, and JMA prepare high seas forecasts for the world's oceans.
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Military meteorology is the research and application of meteorology for military purposes. In the United States, the United States Navy's Commander, Naval Meteorology and Oceanography Command oversees meteorological efforts for the Navy and Marine Corps while the United States Air Force's Air Force Weather Agency is responsible for the Air Force and Army.
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Environmental meteorology mainly analyzes industrial pollution dispersion physically and chemically based on meteorological parameters such as temperature, humidity, wind, and various weather conditions.
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Meteorology applications in renewable energy includes basic research, "exploration," and potential mapping of wind power and solar radiation for wind and solar energy.
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Please see weather forecasting for weather forecast sites.
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Atmospheric physics
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Atmospheric dynamics (category)
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Weather (category) · (portal)
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Climate (category)
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Climate change (category)
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Meteorology is a branch of the atmospheric sciences which includes atmospheric chemistry and atmospheric physics, with a major focus on weather forecasting. The study of meteorology dates back millennia, though significant progress in meteorology did not occur until the 18th century. The 19th century saw modest progress in the field after weather observation networks were formed across broad regions. Prior attempts at prediction of weather depended on historical data. It was not until after the elucidation of the laws of physics and more particularly, the development of the computer, allowing for the automated solution of a great many equations that model the weather, in the latter half of the 20th century that significant breakthroughs in weather forecasting were achieved. An important domain of weather forecasting is marine weather forecasting as it relates to maritime and coastal safety, in which weather effects also include atmospheric interactions with large bodies of water.
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Meteorological phenomena are observable weather events that are explained by the science of meteorology. Meteorological phenomena are described and quantified by the variables of Earth's atmosphere: temperature, air pressure, water vapour, mass flow, and the variations and interactions of those variables, and how they change over time. Different spatial scales are used to describe and predict weather on local, regional, and global levels.
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Meteorology, climatology, atmospheric physics, and atmospheric chemistry are sub-disciplines of the atmospheric sciences. Meteorology and hydrology compose the interdisciplinary field of hydrometeorology. The interactions between Earth's atmosphere and its oceans are part of a coupled ocean-atmosphere system. Meteorology has application in many diverse fields such as the military, energy production, transport, agriculture, and construction.
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The word meteorology is from the Ancient Greek μετέωρος metéōros (meteor) and -λογία -logia (-(o)logy), meaning "the study of things high in the air."
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The ability to predict rains and floods based on annual cycles was evidently used by humans at least from the time of agricultural settlement if not earlier. Early approaches to predicting weather were based on astrology and were practiced by priests. Cuneiform inscriptions on Babylonian tablets included associations between thunder and rain. The Chaldeans differentiated the 22° and 46° halos.[1]
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Ancient Indian Upanishads contain mentions of clouds and seasons.[2] The Samaveda mentions sacrifices to be performed when certain phenomena were noticed.[1] Varāhamihira's classical work Brihatsamhita, written about 500 AD,[2] provides evidence of weather observation.
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In 350 BC, Aristotle wrote Meteorology.[3] Aristotle is considered the founder of meteorology.[4] One of the most impressive achievements described in the Meteorology is the description of what is now known as the hydrologic cycle.[5]
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The book De Mundo (composed before 250 BC or between 350 and 200 BC) noted:[6]
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The Greek scientist Theophrastus compiled a book on weather forecasting, called the Book of Signs. The work of Theophrastus remained a dominant influence in the study of weather and in weather forecasting for nearly 2,000 years.[7] In 25 AD, Pomponius Mela, a geographer for the Roman Empire, formalized the climatic zone system.[8] According to Toufic Fahd, around the 9th century, Al-Dinawari wrote the Kitab al-Nabat (Book of Plants), in which he deals with the application of meteorology to agriculture during the Muslim Agricultural Revolution. He describes the meteorological character of the sky, the planets and constellations, the sun and moon, the lunar phases indicating seasons and rain, the anwa (heavenly bodies of rain), and atmospheric phenomena such as winds, thunder, lightning, snow, floods, valleys, rivers, lakes.[9][10][verification needed]
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Early attempts at predicting weather were often related to prophecy and divining, and were sometimes based on astrological ideas. Admiral FitzRoy tried to separate scientific approaches from prophetic ones.[11]
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Ptolemy wrote on the atmospheric refraction of light in the context of astronomical observations.[12] In 1021, Alhazen showed that atmospheric refraction is also responsible for twilight; he estimated that twilight begins when the sun is 19 degrees below the horizon, and also used a geometric determination based on this to estimate the maximum possible height of the Earth's atmosphere as 52,000 passim (about 49 miles, or 79 km).[13]
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St. Albert the Great was the first to propose that each drop of falling rain had the form of a small sphere, and that this form meant that the rainbow was produced by light interacting with each raindrop.[14] Roger Bacon was the first to calculate the angular size of the rainbow. He stated that a rainbow summit can not appear higher than 42 degrees above the horizon.[15] In the late 13th century and early 14th century, Kamāl al-Dīn al-Fārisī and Theodoric of Freiberg were the first to give the correct explanations for the primary rainbow phenomenon. Theoderic went further and also explained the secondary rainbow.[16] In 1716, Edmund Halley suggested that aurorae are caused by "magnetic effluvia" moving along the Earth's magnetic field lines.
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In 1441, King Sejong's son, Prince Munjong of Korea, invented the first standardized rain gauge.[17] These were sent throughout the Joseon dynasty of Korea as an official tool to assess land taxes based upon a farmer's potential harvest. In 1450, Leone Battista Alberti developed a swinging-plate anemometer, and was known as the first anemometer.[18] In 1607, Galileo Galilei constructed a thermoscope. In 1611, Johannes Kepler wrote the first scientific treatise on snow crystals: "Strena Seu de Nive Sexangula (A New Year's Gift of Hexagonal Snow)."[19] In 1643, Evangelista Torricelli invented the mercury barometer.[18] In 1662, Sir Christopher Wren invented the mechanical, self-emptying, tipping bucket rain gauge. In 1714, Gabriel Fahrenheit created a reliable scale for measuring temperature with a mercury-type thermometer.[20] In 1742, Anders Celsius, a Swedish astronomer, proposed the "centigrade" temperature scale, the predecessor of the current Celsius scale.[21] In 1783, the first hair hygrometer was demonstrated by Horace-Bénédict de Saussure. In 1802–1803, Luke Howard wrote On the Modification of Clouds, in which he assigns cloud types Latin names.[22] In 1806, Francis Beaufort introduced his system for classifying wind speeds.[23] Near the end of the 19th century the first cloud atlases were published, including the International Cloud Atlas, which has remained in print ever since. The April 1960 launch of the first successful weather satellite, TIROS-1, marked the beginning of the age where weather information became available globally.
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In 1648, Blaise Pascal rediscovered that atmospheric pressure decreases with height, and deduced that there is a vacuum above the atmosphere.[24] In 1738, Daniel Bernoulli published Hydrodynamics, initiating the Kinetic theory of gases and established the basic laws for the theory of gases.[25] In 1761, Joseph Black discovered that ice absorbs heat without changing its temperature when melting. In 1772, Black's student Daniel Rutherford discovered nitrogen, which he called phlogisticated air, and together they developed the phlogiston theory.[26] In 1777, Antoine Lavoisier discovered oxygen and developed an explanation for combustion.[27] In 1783, in Lavoisier's essay "Reflexions sur le phlogistique,"[28] he deprecates the phlogiston theory and proposes a caloric theory.[29][30] In 1804, Sir John Leslie observed that a matte black surface radiates heat more effectively than a polished surface, suggesting the importance of black-body radiation. In 1808, John Dalton defended caloric theory in A New System of Chemistry and described how it combines with matter, especially gases; he proposed that the heat capacity of gases varies inversely with atomic weight. In 1824, Sadi Carnot analyzed the efficiency of steam engines using caloric theory; he developed the notion of a reversible process and, in postulating that no such thing exists in nature, laid the foundation for the second law of thermodynamics.
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In 1494, Christopher Columbus experienced a tropical cyclone, which led to the first written European account of a hurricane.[31] In 1686, Edmund Halley presented a systematic study of the trade winds and monsoons and identified solar heating as the cause of atmospheric motions.[32] In 1735, an ideal explanation of global circulation through study of the trade winds was written by George Hadley.[33] In 1743, when Benjamin Franklin was prevented from seeing a lunar eclipse by a hurricane, he decided that cyclones move in a contrary manner to the winds at their periphery.[34] Understanding the kinematics of how exactly the rotation of the Earth affects airflow was partial at first. Gaspard-Gustave Coriolis published a paper in 1835 on the energy yield of machines with rotating parts, such as waterwheels.[35] In 1856, William Ferrel proposed the existence of a circulation cell in the mid-latitudes, and the air within deflected by the Coriolis force resulting in the prevailing westerly winds.[36] Late in the 19th century, the motion of air masses along isobars was understood to be the result of the large-scale interaction of the pressure gradient force and the deflecting force. By 1912, this deflecting force was named the Coriolis effect.[37] Just after World War I, a group of meteorologists in Norway led by Vilhelm Bjerknes developed the Norwegian cyclone model that explains the generation, intensification and ultimate decay (the life cycle) of mid-latitude cyclones, and introduced the idea of fronts, that is, sharply defined boundaries between air masses.[38] The group included Carl-Gustaf Rossby (who was the first to explain the large scale atmospheric flow in terms of fluid dynamics), Tor Bergeron (who first determined how rain forms) and Jacob Bjerknes.
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In the late 16th century and first half of the 17th century a range of meteorological instruments were invented – the thermometer, barometer, hydrometer, as well as wind and rain gauges. In the 1650s natural philosophers started using these instruments to systematically record weather observations. Scientific academies established weather diaries and organised observational networks.[39] In 1654, Ferdinando II de Medici established the first weather observing network, that consisted of meteorological stations in Florence, Cutigliano, Vallombrosa, Bologna, Parma, Milan, Innsbruck, Osnabrück, Paris and Warsaw. The collected data were sent to Florence at regular time intervals.[40] In the 1660s Robert Hooke of the Royal Society of London sponsored networks of weather observers. Hippocrates' treatise Airs, Waters, and Places had linked weather to disease. Thus early meteorologists attempted to correlate weather patterns with epidemic outbreaks, and the climate with public health.[39]
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During the Age of Enlightenment meteorology tried to rationalise traditional weather lore, including astrological meteorology. But there were also attempts to establish a theoretical understanding of weather phenomena. Edmond Halley and George Hadley tried to explain trade winds. They reasoned that the rising mass of heated equator air is replaced by an inflow of cooler air from high latitudes. A flow of warm air at high altitude from equator to poles in turn established an early picture of circulation. Frustration with the lack of discipline among weather observers, and the poor quality of the instruments, led the early modern nation states to organise large observation networks. Thus by the end of the 18th century, meteorologists had access to large quantities of reliable weather data.[39] In 1832, an electromagnetic telegraph was created by Baron Schilling.[41] The arrival of the electrical telegraph in 1837 afforded, for the first time, a practical method for quickly gathering surface weather observations from a wide area.[42]
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This data could be used to produce maps of the state of the atmosphere for a region near the Earth's surface and to study how these states evolved through time. To make frequent weather forecasts based on these data required a reliable network of observations, but it was not until 1849 that the Smithsonian Institution began to establish an observation network across the United States under the leadership of Joseph Henry.[43] Similar observation networks were established in Europe at this time. The Reverend William Clement Ley was key in understanding of cirrus clouds and early understandings of Jet Streams.[44] Charles Kenneth Mackinnon Douglas, known as 'CKM' Douglas read Ley's papers after his death and carried on the early study of weather systems.[45]
|
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Nineteenth century researchers in meteorology were drawn from military or medical backgrounds, rather than trained as dedicated scientists.[46] In 1854, the United Kingdom government appointed Robert FitzRoy to the new office of Meteorological Statist to the Board of Trade with the task of gathering weather observations at sea. FitzRoy's office became the United Kingdom Meteorological Office in 1854, the second oldest national meteorological service in the world (the Central Institution for Meteorology and Geodynamics (ZAMG) in Austria was founded in 1851 and is the oldest weather service in the world). The first daily weather forecasts made by FitzRoy's Office were published in The Times newspaper in 1860. The following year a system was introduced of hoisting storm warning cones at principal ports when a gale was expected.
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Over the next 50 years, many countries established national meteorological services. The India Meteorological Department (1875) was established to follow tropical cyclone and monsoon.[47] The Finnish Meteorological Central Office (1881) was formed from part of Magnetic Observatory of Helsinki University.[48] Japan's Tokyo Meteorological Observatory, the forerunner of the Japan Meteorological Agency, began constructing surface weather maps in 1883.[49] The United States Weather Bureau (1890) was established under the United States Department of Agriculture. The Australian Bureau of Meteorology (1906) was established by a Meteorology Act to unify existing state meteorological services.[50][51]
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In 1904, Norwegian scientist Vilhelm Bjerknes first argued in his paper Weather Forecasting as a Problem in Mechanics and Physics that it should be possible to forecast weather from calculations based upon natural laws.[52][53]
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It was not until later in the 20th century that advances in the understanding of atmospheric physics led to the foundation of modern numerical weather prediction. In 1922, Lewis Fry Richardson published "Weather Prediction By Numerical Process,"[54] after finding notes and derivations he worked on as an ambulance driver in World War I. He described how small terms in the prognostic fluid dynamics equations that govern atmospheric flow could be neglected, and a numerical calculation scheme that could be devised to allow predictions. Richardson envisioned a large auditorium of thousands of people performing the calculations. However, the sheer number of calculations required was too large to complete without electronic computers, and the size of the grid and time steps used in the calculations led to unrealistic results. Though numerical analysis later found that this was due to numerical instability.
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Starting in the 1950s, numerical forecasts with computers became feasible.[55] The first weather forecasts derived this way used barotropic (single-vertical-level) models, and could successfully predict the large-scale movement of midlatitude Rossby waves, that is, the pattern of atmospheric lows and highs.[56] In 1959, the UK Meteorological Office received its first computer, a Ferranti Mercury.[57]
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In the 1960s, the chaotic nature of the atmosphere was first observed and mathematically described by Edward Lorenz, founding the field of chaos theory.[58] These advances have led to the current use of ensemble forecasting in most major forecasting centers, to take into account uncertainty arising from the chaotic nature of the atmosphere.[59] Mathematical models used to predict the long term weather of the Earth (climate models), have been developed that have a resolution today that are as coarse as the older weather prediction models. These climate models are used to investigate long-term climate shifts, such as what effects might be caused by human emission of greenhouse gases.
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Meteorologists are scientists who study and work in the field of meteorology.[60] The American Meteorological Society publishes and continually updates an authoritative electronic Meteorology Glossary.[61] Meteorologists work in government agencies, private consulting and research services, industrial enterprises, utilities, radio and television stations, and in education. In the United States, meteorologists held about 10,000 jobs in 2018.[62]
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Although weather forecasts and warnings are the best known products of meteorologists for the public, weather presenters on radio and television are not necessarily professional meteorologists. They are most often reporters with little formal meteorological training, using unregulated titles such as weather specialist or weatherman. The American Meteorological Society and National Weather Association issue "Seals of Approval" to weather broadcasters who meet certain requirements but this is not mandatory to be hired by the medias.
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Each science has its own unique sets of laboratory equipment. In the atmosphere, there are many things or qualities of the atmosphere that can be measured. Rain, which can be observed, or seen anywhere and anytime was one of the first atmospheric qualities measured historically. Also, two other accurately measured qualities are wind and humidity. Neither of these can be seen but can be felt. The devices to measure these three sprang up in the mid-15th century and were respectively the rain gauge, the anemometer, and the hygrometer. Many attempts had been made prior to the 15th century to construct adequate equipment to measure the many atmospheric variables. Many were faulty in some way or were simply not reliable. Even Aristotle noted this in some of his work as the difficulty to measure the air.
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Sets of surface measurements are important data to meteorologists. They give a snapshot of a variety of weather conditions at one single location and are usually at a weather station, a ship or a weather buoy. The measurements taken at a weather station can include any number of atmospheric observables. Usually, temperature, pressure, wind measurements, and humidity are the variables that are measured by a thermometer, barometer, anemometer, and hygrometer, respectively.[63] Professional stations may also include air quality sensors (carbon monoxide, carbon dioxide, methane, ozone, dust, and smoke), ceilometer (cloud ceiling), falling precipitation sensor, flood sensor, lightning sensor, microphone (explosions, sonic booms, thunder), pyranometer/pyrheliometer/spectroradiometer (IR/Vis/UV photodiodes), rain gauge/snow gauge, scintillation counter (background radiation, fallout, radon), seismometer (earthquakes and tremors), transmissometer (visibility), and a GPS clock for data logging. Upper air data are of crucial importance for weather forecasting. The most widely used technique is launches of radiosondes. Supplementing the radiosondes a network of aircraft collection is organized by the World Meteorological Organization.
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Remote sensing, as used in meteorology, is the concept of collecting data from remote weather events and subsequently producing weather information. The common types of remote sensing are Radar, Lidar, and satellites (or photogrammetry). Each collects data about the atmosphere from a remote location and, usually, stores the data where the instrument is located. Radar and Lidar are not passive because both use EM radiation to illuminate a specific portion of the atmosphere.[64] Weather satellites along with more general-purpose Earth-observing satellites circling the earth at various altitudes have become an indispensable tool for studying a wide range of phenomena from forest fires to El Niño.
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The study of the atmosphere can be divided into distinct areas that depend on both time and spatial scales. At one extreme of this scale is climatology. In the timescales of hours to days, meteorology separates into micro-, meso-, and synoptic scale meteorology. Respectively, the geospatial size of each of these three scales relates directly with the appropriate timescale.
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Other subclassifications are used to describe the unique, local, or broad effects within those subclasses.
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Microscale meteorology is the study of atmospheric phenomena on a scale of about 1 kilometre (0.62 mi) or less. Individual thunderstorms, clouds, and local turbulence caused by buildings and other obstacles (such as individual hills) are modeled on this scale.[66]
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Mesoscale meteorology is the study of atmospheric phenomena that has horizontal scales ranging from 1 km to 1000 km and a vertical scale that starts at the Earth's surface and includes the atmospheric boundary layer, troposphere, tropopause, and the lower section of the stratosphere. Mesoscale timescales last from less than a day to weeks. The events typically of interest are thunderstorms, squall lines, fronts, precipitation bands in tropical and extratropical cyclones, and topographically generated weather systems such as mountain waves and sea and land breezes.[67]
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Synoptic scale meteorology predicts atmospheric changes at scales up to 1000 km and 105 sec (28 days), in time and space. At the synoptic scale, the Coriolis acceleration acting on moving air masses (outside of the tropics) plays a dominant role in predictions. The phenomena typically described by synoptic meteorology include events such as extratropical cyclones, baroclinic troughs and ridges, frontal zones, and to some extent jet streams. All of these are typically given on weather maps for a specific time. The minimum horizontal scale of synoptic phenomena is limited to the spacing between surface observation stations.[68]
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Global scale meteorology is the study of weather patterns related to the transport of heat from the tropics to the poles. Very large scale oscillations are of importance at this scale. These oscillations have time periods typically on the order of months, such as the Madden–Julian oscillation, or years, such as the El Niño–Southern Oscillation and the Pacific decadal oscillation. Global scale meteorology pushes into the range of climatology. The traditional definition of climate is pushed into larger timescales and with the understanding of the longer time scale global oscillations, their effect on climate and weather disturbances can be included in the synoptic and mesoscale timescales predictions.
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Numerical Weather Prediction is a main focus in understanding air–sea interaction, tropical meteorology, atmospheric predictability, and tropospheric/stratospheric processes.[69] The Naval Research Laboratory in Monterey, California, developed a global atmospheric model called Navy Operational Global Atmospheric Prediction System (NOGAPS). NOGAPS is run operationally at Fleet Numerical Meteorology and Oceanography Center for the United States Military. Many other global atmospheric models are run by national meteorological agencies.
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Boundary layer meteorology is the study of processes in the air layer directly above Earth's surface, known as the atmospheric boundary layer (ABL). The effects of the surface – heating, cooling, and friction – cause turbulent mixing within the air layer. Significant movement of heat, matter, or momentum on time scales of less than a day are caused by turbulent motions.[70] Boundary layer meteorology includes the study of all types of surface–atmosphere boundary, including ocean, lake, urban land and non-urban land for the study of meteorology.
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Dynamic meteorology generally focuses on the fluid dynamics of the atmosphere. The idea of air parcel is used to define the smallest element of the atmosphere, while ignoring the discrete molecular and chemical nature of the atmosphere. An air parcel is defined as a point in the fluid continuum of the atmosphere. The fundamental laws of fluid dynamics, thermodynamics, and motion are used to study the atmosphere. The physical quantities that characterize the state of the atmosphere are temperature, density, pressure, etc. These variables have unique values in the continuum.[71]
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Weather forecasting is the application of science and technology to predict the state of the atmosphere at a future time and given location. Humans have attempted to predict the weather informally for millennia and formally since at least the 19th century.[72][73] Weather forecasts are made by collecting quantitative data about the current state of the atmosphere and using scientific understanding of atmospheric processes to project how the atmosphere will evolve.[74]
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Once an all-human endeavor based mainly upon changes in barometric pressure, current weather conditions, and sky condition,[75][76] forecast models are now used to determine future conditions. Human input is still required to pick the best possible forecast model to base the forecast upon, which involves pattern recognition skills, teleconnections, knowledge of model performance, and knowledge of model biases. The chaotic nature of the atmosphere, the massive computational power required to solve the equations that describe the atmosphere, error involved in measuring the initial conditions, and an incomplete understanding of atmospheric processes mean that forecasts become less accurate as the difference in current time and the time for which the forecast is being made (the range of the forecast) increases. The use of ensembles and model consensus help narrow the error and pick the most likely outcome.[77][78][79]
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There are a variety of end uses to weather forecasts. Weather warnings are important forecasts because they are used to protect life and property.[80] Forecasts based on temperature and precipitation are important to agriculture,[81][82][83][84] and therefore to commodity traders within stock markets. Temperature forecasts are used by utility companies to estimate demand over coming days.[85][86][87] On an everyday basis, people use weather forecasts to determine what to wear. Since outdoor activities are severely curtailed by heavy rain, snow, and wind chill, forecasts can be used to plan activities around these events, and to plan ahead and survive them.
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Aviation meteorology deals with the impact of weather on air traffic management. It is important for air crews to understand the implications of weather on their flight plan as well as their aircraft, as noted by the Aeronautical Information Manual:[88]
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The effects of ice on aircraft are cumulative—thrust is reduced, drag increases, lift lessens, and weight increases. The results are an increase in stall speed and a deterioration of aircraft performance. In extreme cases, 2 to 3 inches of ice can form on the leading edge of the airfoil in less than 5 minutes. It takes but 1/2 inch of ice to reduce the lifting power of some aircraft by 50 percent and increases the frictional drag by an equal percentage.[89]
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Meteorologists, soil scientists, agricultural hydrologists, and agronomists are people concerned with studying the effects of weather and climate on plant distribution, crop yield, water-use efficiency, phenology of plant and animal development, and the energy balance of managed and natural ecosystems. Conversely, they are interested in the role of vegetation on climate and weather.[90]
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Hydrometeorology is the branch of meteorology that deals with the hydrologic cycle, the water budget, and the rainfall statistics of storms.[91] A hydrometeorologist prepares and issues forecasts of accumulating (quantitative) precipitation, heavy rain, heavy snow, and highlights areas with the potential for flash flooding. Typically the range of knowledge that is required overlaps with climatology, mesoscale and synoptic meteorology, and other geosciences.[92]
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The multidisciplinary nature of the branch can result in technical challenges, since tools and solutions from each of the individual disciplines involved may behave slightly differently, be optimized for different hard- and software platforms and use different data formats. There are some initiatives – such as the DRIHM project[93] – that are trying to address this issue.[94]
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Nuclear meteorology investigates the distribution of radioactive aerosols and gases in the atmosphere.[95]
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Maritime meteorology deals with air and wave forecasts for ships operating at sea. Organizations such as the Ocean Prediction Center, Honolulu National Weather Service forecast office, United Kingdom Met Office, and JMA prepare high seas forecasts for the world's oceans.
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Military meteorology is the research and application of meteorology for military purposes. In the United States, the United States Navy's Commander, Naval Meteorology and Oceanography Command oversees meteorological efforts for the Navy and Marine Corps while the United States Air Force's Air Force Weather Agency is responsible for the Air Force and Army.
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Environmental meteorology mainly analyzes industrial pollution dispersion physically and chemically based on meteorological parameters such as temperature, humidity, wind, and various weather conditions.
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Meteorology applications in renewable energy includes basic research, "exploration," and potential mapping of wind power and solar radiation for wind and solar energy.
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Please see weather forecasting for weather forecast sites.
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Atmospheric physics
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Atmospheric dynamics (category)
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Weather (category) · (portal)
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Climate (category)
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Climate change (category)
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Meteorology is a branch of the atmospheric sciences which includes atmospheric chemistry and atmospheric physics, with a major focus on weather forecasting. The study of meteorology dates back millennia, though significant progress in meteorology did not occur until the 18th century. The 19th century saw modest progress in the field after weather observation networks were formed across broad regions. Prior attempts at prediction of weather depended on historical data. It was not until after the elucidation of the laws of physics and more particularly, the development of the computer, allowing for the automated solution of a great many equations that model the weather, in the latter half of the 20th century that significant breakthroughs in weather forecasting were achieved. An important domain of weather forecasting is marine weather forecasting as it relates to maritime and coastal safety, in which weather effects also include atmospheric interactions with large bodies of water.
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Meteorological phenomena are observable weather events that are explained by the science of meteorology. Meteorological phenomena are described and quantified by the variables of Earth's atmosphere: temperature, air pressure, water vapour, mass flow, and the variations and interactions of those variables, and how they change over time. Different spatial scales are used to describe and predict weather on local, regional, and global levels.
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Meteorology, climatology, atmospheric physics, and atmospheric chemistry are sub-disciplines of the atmospheric sciences. Meteorology and hydrology compose the interdisciplinary field of hydrometeorology. The interactions between Earth's atmosphere and its oceans are part of a coupled ocean-atmosphere system. Meteorology has application in many diverse fields such as the military, energy production, transport, agriculture, and construction.
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The word meteorology is from the Ancient Greek μετέωρος metéōros (meteor) and -λογία -logia (-(o)logy), meaning "the study of things high in the air."
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The ability to predict rains and floods based on annual cycles was evidently used by humans at least from the time of agricultural settlement if not earlier. Early approaches to predicting weather were based on astrology and were practiced by priests. Cuneiform inscriptions on Babylonian tablets included associations between thunder and rain. The Chaldeans differentiated the 22° and 46° halos.[1]
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Ancient Indian Upanishads contain mentions of clouds and seasons.[2] The Samaveda mentions sacrifices to be performed when certain phenomena were noticed.[1] Varāhamihira's classical work Brihatsamhita, written about 500 AD,[2] provides evidence of weather observation.
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In 350 BC, Aristotle wrote Meteorology.[3] Aristotle is considered the founder of meteorology.[4] One of the most impressive achievements described in the Meteorology is the description of what is now known as the hydrologic cycle.[5]
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The book De Mundo (composed before 250 BC or between 350 and 200 BC) noted:[6]
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The Greek scientist Theophrastus compiled a book on weather forecasting, called the Book of Signs. The work of Theophrastus remained a dominant influence in the study of weather and in weather forecasting for nearly 2,000 years.[7] In 25 AD, Pomponius Mela, a geographer for the Roman Empire, formalized the climatic zone system.[8] According to Toufic Fahd, around the 9th century, Al-Dinawari wrote the Kitab al-Nabat (Book of Plants), in which he deals with the application of meteorology to agriculture during the Muslim Agricultural Revolution. He describes the meteorological character of the sky, the planets and constellations, the sun and moon, the lunar phases indicating seasons and rain, the anwa (heavenly bodies of rain), and atmospheric phenomena such as winds, thunder, lightning, snow, floods, valleys, rivers, lakes.[9][10][verification needed]
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Early attempts at predicting weather were often related to prophecy and divining, and were sometimes based on astrological ideas. Admiral FitzRoy tried to separate scientific approaches from prophetic ones.[11]
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Ptolemy wrote on the atmospheric refraction of light in the context of astronomical observations.[12] In 1021, Alhazen showed that atmospheric refraction is also responsible for twilight; he estimated that twilight begins when the sun is 19 degrees below the horizon, and also used a geometric determination based on this to estimate the maximum possible height of the Earth's atmosphere as 52,000 passim (about 49 miles, or 79 km).[13]
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St. Albert the Great was the first to propose that each drop of falling rain had the form of a small sphere, and that this form meant that the rainbow was produced by light interacting with each raindrop.[14] Roger Bacon was the first to calculate the angular size of the rainbow. He stated that a rainbow summit can not appear higher than 42 degrees above the horizon.[15] In the late 13th century and early 14th century, Kamāl al-Dīn al-Fārisī and Theodoric of Freiberg were the first to give the correct explanations for the primary rainbow phenomenon. Theoderic went further and also explained the secondary rainbow.[16] In 1716, Edmund Halley suggested that aurorae are caused by "magnetic effluvia" moving along the Earth's magnetic field lines.
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In 1441, King Sejong's son, Prince Munjong of Korea, invented the first standardized rain gauge.[17] These were sent throughout the Joseon dynasty of Korea as an official tool to assess land taxes based upon a farmer's potential harvest. In 1450, Leone Battista Alberti developed a swinging-plate anemometer, and was known as the first anemometer.[18] In 1607, Galileo Galilei constructed a thermoscope. In 1611, Johannes Kepler wrote the first scientific treatise on snow crystals: "Strena Seu de Nive Sexangula (A New Year's Gift of Hexagonal Snow)."[19] In 1643, Evangelista Torricelli invented the mercury barometer.[18] In 1662, Sir Christopher Wren invented the mechanical, self-emptying, tipping bucket rain gauge. In 1714, Gabriel Fahrenheit created a reliable scale for measuring temperature with a mercury-type thermometer.[20] In 1742, Anders Celsius, a Swedish astronomer, proposed the "centigrade" temperature scale, the predecessor of the current Celsius scale.[21] In 1783, the first hair hygrometer was demonstrated by Horace-Bénédict de Saussure. In 1802–1803, Luke Howard wrote On the Modification of Clouds, in which he assigns cloud types Latin names.[22] In 1806, Francis Beaufort introduced his system for classifying wind speeds.[23] Near the end of the 19th century the first cloud atlases were published, including the International Cloud Atlas, which has remained in print ever since. The April 1960 launch of the first successful weather satellite, TIROS-1, marked the beginning of the age where weather information became available globally.
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In 1648, Blaise Pascal rediscovered that atmospheric pressure decreases with height, and deduced that there is a vacuum above the atmosphere.[24] In 1738, Daniel Bernoulli published Hydrodynamics, initiating the Kinetic theory of gases and established the basic laws for the theory of gases.[25] In 1761, Joseph Black discovered that ice absorbs heat without changing its temperature when melting. In 1772, Black's student Daniel Rutherford discovered nitrogen, which he called phlogisticated air, and together they developed the phlogiston theory.[26] In 1777, Antoine Lavoisier discovered oxygen and developed an explanation for combustion.[27] In 1783, in Lavoisier's essay "Reflexions sur le phlogistique,"[28] he deprecates the phlogiston theory and proposes a caloric theory.[29][30] In 1804, Sir John Leslie observed that a matte black surface radiates heat more effectively than a polished surface, suggesting the importance of black-body radiation. In 1808, John Dalton defended caloric theory in A New System of Chemistry and described how it combines with matter, especially gases; he proposed that the heat capacity of gases varies inversely with atomic weight. In 1824, Sadi Carnot analyzed the efficiency of steam engines using caloric theory; he developed the notion of a reversible process and, in postulating that no such thing exists in nature, laid the foundation for the second law of thermodynamics.
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In 1494, Christopher Columbus experienced a tropical cyclone, which led to the first written European account of a hurricane.[31] In 1686, Edmund Halley presented a systematic study of the trade winds and monsoons and identified solar heating as the cause of atmospheric motions.[32] In 1735, an ideal explanation of global circulation through study of the trade winds was written by George Hadley.[33] In 1743, when Benjamin Franklin was prevented from seeing a lunar eclipse by a hurricane, he decided that cyclones move in a contrary manner to the winds at their periphery.[34] Understanding the kinematics of how exactly the rotation of the Earth affects airflow was partial at first. Gaspard-Gustave Coriolis published a paper in 1835 on the energy yield of machines with rotating parts, such as waterwheels.[35] In 1856, William Ferrel proposed the existence of a circulation cell in the mid-latitudes, and the air within deflected by the Coriolis force resulting in the prevailing westerly winds.[36] Late in the 19th century, the motion of air masses along isobars was understood to be the result of the large-scale interaction of the pressure gradient force and the deflecting force. By 1912, this deflecting force was named the Coriolis effect.[37] Just after World War I, a group of meteorologists in Norway led by Vilhelm Bjerknes developed the Norwegian cyclone model that explains the generation, intensification and ultimate decay (the life cycle) of mid-latitude cyclones, and introduced the idea of fronts, that is, sharply defined boundaries between air masses.[38] The group included Carl-Gustaf Rossby (who was the first to explain the large scale atmospheric flow in terms of fluid dynamics), Tor Bergeron (who first determined how rain forms) and Jacob Bjerknes.
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In the late 16th century and first half of the 17th century a range of meteorological instruments were invented – the thermometer, barometer, hydrometer, as well as wind and rain gauges. In the 1650s natural philosophers started using these instruments to systematically record weather observations. Scientific academies established weather diaries and organised observational networks.[39] In 1654, Ferdinando II de Medici established the first weather observing network, that consisted of meteorological stations in Florence, Cutigliano, Vallombrosa, Bologna, Parma, Milan, Innsbruck, Osnabrück, Paris and Warsaw. The collected data were sent to Florence at regular time intervals.[40] In the 1660s Robert Hooke of the Royal Society of London sponsored networks of weather observers. Hippocrates' treatise Airs, Waters, and Places had linked weather to disease. Thus early meteorologists attempted to correlate weather patterns with epidemic outbreaks, and the climate with public health.[39]
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During the Age of Enlightenment meteorology tried to rationalise traditional weather lore, including astrological meteorology. But there were also attempts to establish a theoretical understanding of weather phenomena. Edmond Halley and George Hadley tried to explain trade winds. They reasoned that the rising mass of heated equator air is replaced by an inflow of cooler air from high latitudes. A flow of warm air at high altitude from equator to poles in turn established an early picture of circulation. Frustration with the lack of discipline among weather observers, and the poor quality of the instruments, led the early modern nation states to organise large observation networks. Thus by the end of the 18th century, meteorologists had access to large quantities of reliable weather data.[39] In 1832, an electromagnetic telegraph was created by Baron Schilling.[41] The arrival of the electrical telegraph in 1837 afforded, for the first time, a practical method for quickly gathering surface weather observations from a wide area.[42]
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This data could be used to produce maps of the state of the atmosphere for a region near the Earth's surface and to study how these states evolved through time. To make frequent weather forecasts based on these data required a reliable network of observations, but it was not until 1849 that the Smithsonian Institution began to establish an observation network across the United States under the leadership of Joseph Henry.[43] Similar observation networks were established in Europe at this time. The Reverend William Clement Ley was key in understanding of cirrus clouds and early understandings of Jet Streams.[44] Charles Kenneth Mackinnon Douglas, known as 'CKM' Douglas read Ley's papers after his death and carried on the early study of weather systems.[45]
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Nineteenth century researchers in meteorology were drawn from military or medical backgrounds, rather than trained as dedicated scientists.[46] In 1854, the United Kingdom government appointed Robert FitzRoy to the new office of Meteorological Statist to the Board of Trade with the task of gathering weather observations at sea. FitzRoy's office became the United Kingdom Meteorological Office in 1854, the second oldest national meteorological service in the world (the Central Institution for Meteorology and Geodynamics (ZAMG) in Austria was founded in 1851 and is the oldest weather service in the world). The first daily weather forecasts made by FitzRoy's Office were published in The Times newspaper in 1860. The following year a system was introduced of hoisting storm warning cones at principal ports when a gale was expected.
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Over the next 50 years, many countries established national meteorological services. The India Meteorological Department (1875) was established to follow tropical cyclone and monsoon.[47] The Finnish Meteorological Central Office (1881) was formed from part of Magnetic Observatory of Helsinki University.[48] Japan's Tokyo Meteorological Observatory, the forerunner of the Japan Meteorological Agency, began constructing surface weather maps in 1883.[49] The United States Weather Bureau (1890) was established under the United States Department of Agriculture. The Australian Bureau of Meteorology (1906) was established by a Meteorology Act to unify existing state meteorological services.[50][51]
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In 1904, Norwegian scientist Vilhelm Bjerknes first argued in his paper Weather Forecasting as a Problem in Mechanics and Physics that it should be possible to forecast weather from calculations based upon natural laws.[52][53]
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It was not until later in the 20th century that advances in the understanding of atmospheric physics led to the foundation of modern numerical weather prediction. In 1922, Lewis Fry Richardson published "Weather Prediction By Numerical Process,"[54] after finding notes and derivations he worked on as an ambulance driver in World War I. He described how small terms in the prognostic fluid dynamics equations that govern atmospheric flow could be neglected, and a numerical calculation scheme that could be devised to allow predictions. Richardson envisioned a large auditorium of thousands of people performing the calculations. However, the sheer number of calculations required was too large to complete without electronic computers, and the size of the grid and time steps used in the calculations led to unrealistic results. Though numerical analysis later found that this was due to numerical instability.
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Starting in the 1950s, numerical forecasts with computers became feasible.[55] The first weather forecasts derived this way used barotropic (single-vertical-level) models, and could successfully predict the large-scale movement of midlatitude Rossby waves, that is, the pattern of atmospheric lows and highs.[56] In 1959, the UK Meteorological Office received its first computer, a Ferranti Mercury.[57]
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In the 1960s, the chaotic nature of the atmosphere was first observed and mathematically described by Edward Lorenz, founding the field of chaos theory.[58] These advances have led to the current use of ensemble forecasting in most major forecasting centers, to take into account uncertainty arising from the chaotic nature of the atmosphere.[59] Mathematical models used to predict the long term weather of the Earth (climate models), have been developed that have a resolution today that are as coarse as the older weather prediction models. These climate models are used to investigate long-term climate shifts, such as what effects might be caused by human emission of greenhouse gases.
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Meteorologists are scientists who study and work in the field of meteorology.[60] The American Meteorological Society publishes and continually updates an authoritative electronic Meteorology Glossary.[61] Meteorologists work in government agencies, private consulting and research services, industrial enterprises, utilities, radio and television stations, and in education. In the United States, meteorologists held about 10,000 jobs in 2018.[62]
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Although weather forecasts and warnings are the best known products of meteorologists for the public, weather presenters on radio and television are not necessarily professional meteorologists. They are most often reporters with little formal meteorological training, using unregulated titles such as weather specialist or weatherman. The American Meteorological Society and National Weather Association issue "Seals of Approval" to weather broadcasters who meet certain requirements but this is not mandatory to be hired by the medias.
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Each science has its own unique sets of laboratory equipment. In the atmosphere, there are many things or qualities of the atmosphere that can be measured. Rain, which can be observed, or seen anywhere and anytime was one of the first atmospheric qualities measured historically. Also, two other accurately measured qualities are wind and humidity. Neither of these can be seen but can be felt. The devices to measure these three sprang up in the mid-15th century and were respectively the rain gauge, the anemometer, and the hygrometer. Many attempts had been made prior to the 15th century to construct adequate equipment to measure the many atmospheric variables. Many were faulty in some way or were simply not reliable. Even Aristotle noted this in some of his work as the difficulty to measure the air.
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Sets of surface measurements are important data to meteorologists. They give a snapshot of a variety of weather conditions at one single location and are usually at a weather station, a ship or a weather buoy. The measurements taken at a weather station can include any number of atmospheric observables. Usually, temperature, pressure, wind measurements, and humidity are the variables that are measured by a thermometer, barometer, anemometer, and hygrometer, respectively.[63] Professional stations may also include air quality sensors (carbon monoxide, carbon dioxide, methane, ozone, dust, and smoke), ceilometer (cloud ceiling), falling precipitation sensor, flood sensor, lightning sensor, microphone (explosions, sonic booms, thunder), pyranometer/pyrheliometer/spectroradiometer (IR/Vis/UV photodiodes), rain gauge/snow gauge, scintillation counter (background radiation, fallout, radon), seismometer (earthquakes and tremors), transmissometer (visibility), and a GPS clock for data logging. Upper air data are of crucial importance for weather forecasting. The most widely used technique is launches of radiosondes. Supplementing the radiosondes a network of aircraft collection is organized by the World Meteorological Organization.
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Remote sensing, as used in meteorology, is the concept of collecting data from remote weather events and subsequently producing weather information. The common types of remote sensing are Radar, Lidar, and satellites (or photogrammetry). Each collects data about the atmosphere from a remote location and, usually, stores the data where the instrument is located. Radar and Lidar are not passive because both use EM radiation to illuminate a specific portion of the atmosphere.[64] Weather satellites along with more general-purpose Earth-observing satellites circling the earth at various altitudes have become an indispensable tool for studying a wide range of phenomena from forest fires to El Niño.
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The study of the atmosphere can be divided into distinct areas that depend on both time and spatial scales. At one extreme of this scale is climatology. In the timescales of hours to days, meteorology separates into micro-, meso-, and synoptic scale meteorology. Respectively, the geospatial size of each of these three scales relates directly with the appropriate timescale.
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Other subclassifications are used to describe the unique, local, or broad effects within those subclasses.
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Microscale meteorology is the study of atmospheric phenomena on a scale of about 1 kilometre (0.62 mi) or less. Individual thunderstorms, clouds, and local turbulence caused by buildings and other obstacles (such as individual hills) are modeled on this scale.[66]
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Mesoscale meteorology is the study of atmospheric phenomena that has horizontal scales ranging from 1 km to 1000 km and a vertical scale that starts at the Earth's surface and includes the atmospheric boundary layer, troposphere, tropopause, and the lower section of the stratosphere. Mesoscale timescales last from less than a day to weeks. The events typically of interest are thunderstorms, squall lines, fronts, precipitation bands in tropical and extratropical cyclones, and topographically generated weather systems such as mountain waves and sea and land breezes.[67]
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Synoptic scale meteorology predicts atmospheric changes at scales up to 1000 km and 105 sec (28 days), in time and space. At the synoptic scale, the Coriolis acceleration acting on moving air masses (outside of the tropics) plays a dominant role in predictions. The phenomena typically described by synoptic meteorology include events such as extratropical cyclones, baroclinic troughs and ridges, frontal zones, and to some extent jet streams. All of these are typically given on weather maps for a specific time. The minimum horizontal scale of synoptic phenomena is limited to the spacing between surface observation stations.[68]
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Global scale meteorology is the study of weather patterns related to the transport of heat from the tropics to the poles. Very large scale oscillations are of importance at this scale. These oscillations have time periods typically on the order of months, such as the Madden–Julian oscillation, or years, such as the El Niño–Southern Oscillation and the Pacific decadal oscillation. Global scale meteorology pushes into the range of climatology. The traditional definition of climate is pushed into larger timescales and with the understanding of the longer time scale global oscillations, their effect on climate and weather disturbances can be included in the synoptic and mesoscale timescales predictions.
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Numerical Weather Prediction is a main focus in understanding air–sea interaction, tropical meteorology, atmospheric predictability, and tropospheric/stratospheric processes.[69] The Naval Research Laboratory in Monterey, California, developed a global atmospheric model called Navy Operational Global Atmospheric Prediction System (NOGAPS). NOGAPS is run operationally at Fleet Numerical Meteorology and Oceanography Center for the United States Military. Many other global atmospheric models are run by national meteorological agencies.
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Boundary layer meteorology is the study of processes in the air layer directly above Earth's surface, known as the atmospheric boundary layer (ABL). The effects of the surface – heating, cooling, and friction – cause turbulent mixing within the air layer. Significant movement of heat, matter, or momentum on time scales of less than a day are caused by turbulent motions.[70] Boundary layer meteorology includes the study of all types of surface–atmosphere boundary, including ocean, lake, urban land and non-urban land for the study of meteorology.
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Dynamic meteorology generally focuses on the fluid dynamics of the atmosphere. The idea of air parcel is used to define the smallest element of the atmosphere, while ignoring the discrete molecular and chemical nature of the atmosphere. An air parcel is defined as a point in the fluid continuum of the atmosphere. The fundamental laws of fluid dynamics, thermodynamics, and motion are used to study the atmosphere. The physical quantities that characterize the state of the atmosphere are temperature, density, pressure, etc. These variables have unique values in the continuum.[71]
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Weather forecasting is the application of science and technology to predict the state of the atmosphere at a future time and given location. Humans have attempted to predict the weather informally for millennia and formally since at least the 19th century.[72][73] Weather forecasts are made by collecting quantitative data about the current state of the atmosphere and using scientific understanding of atmospheric processes to project how the atmosphere will evolve.[74]
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Once an all-human endeavor based mainly upon changes in barometric pressure, current weather conditions, and sky condition,[75][76] forecast models are now used to determine future conditions. Human input is still required to pick the best possible forecast model to base the forecast upon, which involves pattern recognition skills, teleconnections, knowledge of model performance, and knowledge of model biases. The chaotic nature of the atmosphere, the massive computational power required to solve the equations that describe the atmosphere, error involved in measuring the initial conditions, and an incomplete understanding of atmospheric processes mean that forecasts become less accurate as the difference in current time and the time for which the forecast is being made (the range of the forecast) increases. The use of ensembles and model consensus help narrow the error and pick the most likely outcome.[77][78][79]
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There are a variety of end uses to weather forecasts. Weather warnings are important forecasts because they are used to protect life and property.[80] Forecasts based on temperature and precipitation are important to agriculture,[81][82][83][84] and therefore to commodity traders within stock markets. Temperature forecasts are used by utility companies to estimate demand over coming days.[85][86][87] On an everyday basis, people use weather forecasts to determine what to wear. Since outdoor activities are severely curtailed by heavy rain, snow, and wind chill, forecasts can be used to plan activities around these events, and to plan ahead and survive them.
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Aviation meteorology deals with the impact of weather on air traffic management. It is important for air crews to understand the implications of weather on their flight plan as well as their aircraft, as noted by the Aeronautical Information Manual:[88]
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The effects of ice on aircraft are cumulative—thrust is reduced, drag increases, lift lessens, and weight increases. The results are an increase in stall speed and a deterioration of aircraft performance. In extreme cases, 2 to 3 inches of ice can form on the leading edge of the airfoil in less than 5 minutes. It takes but 1/2 inch of ice to reduce the lifting power of some aircraft by 50 percent and increases the frictional drag by an equal percentage.[89]
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Meteorologists, soil scientists, agricultural hydrologists, and agronomists are people concerned with studying the effects of weather and climate on plant distribution, crop yield, water-use efficiency, phenology of plant and animal development, and the energy balance of managed and natural ecosystems. Conversely, they are interested in the role of vegetation on climate and weather.[90]
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Hydrometeorology is the branch of meteorology that deals with the hydrologic cycle, the water budget, and the rainfall statistics of storms.[91] A hydrometeorologist prepares and issues forecasts of accumulating (quantitative) precipitation, heavy rain, heavy snow, and highlights areas with the potential for flash flooding. Typically the range of knowledge that is required overlaps with climatology, mesoscale and synoptic meteorology, and other geosciences.[92]
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The multidisciplinary nature of the branch can result in technical challenges, since tools and solutions from each of the individual disciplines involved may behave slightly differently, be optimized for different hard- and software platforms and use different data formats. There are some initiatives – such as the DRIHM project[93] – that are trying to address this issue.[94]
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Nuclear meteorology investigates the distribution of radioactive aerosols and gases in the atmosphere.[95]
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Maritime meteorology deals with air and wave forecasts for ships operating at sea. Organizations such as the Ocean Prediction Center, Honolulu National Weather Service forecast office, United Kingdom Met Office, and JMA prepare high seas forecasts for the world's oceans.
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Military meteorology is the research and application of meteorology for military purposes. In the United States, the United States Navy's Commander, Naval Meteorology and Oceanography Command oversees meteorological efforts for the Navy and Marine Corps while the United States Air Force's Air Force Weather Agency is responsible for the Air Force and Army.
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Environmental meteorology mainly analyzes industrial pollution dispersion physically and chemically based on meteorological parameters such as temperature, humidity, wind, and various weather conditions.
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Meteorology applications in renewable energy includes basic research, "exploration," and potential mapping of wind power and solar radiation for wind and solar energy.
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Please see weather forecasting for weather forecast sites.
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Atmospheric physics
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Atmospheric dynamics (category)
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Weather (category) · (portal)
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Climate (category)
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Climate change (category)
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Meteorology is a branch of the atmospheric sciences which includes atmospheric chemistry and atmospheric physics, with a major focus on weather forecasting. The study of meteorology dates back millennia, though significant progress in meteorology did not occur until the 18th century. The 19th century saw modest progress in the field after weather observation networks were formed across broad regions. Prior attempts at prediction of weather depended on historical data. It was not until after the elucidation of the laws of physics and more particularly, the development of the computer, allowing for the automated solution of a great many equations that model the weather, in the latter half of the 20th century that significant breakthroughs in weather forecasting were achieved. An important domain of weather forecasting is marine weather forecasting as it relates to maritime and coastal safety, in which weather effects also include atmospheric interactions with large bodies of water.
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Meteorological phenomena are observable weather events that are explained by the science of meteorology. Meteorological phenomena are described and quantified by the variables of Earth's atmosphere: temperature, air pressure, water vapour, mass flow, and the variations and interactions of those variables, and how they change over time. Different spatial scales are used to describe and predict weather on local, regional, and global levels.
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Meteorology, climatology, atmospheric physics, and atmospheric chemistry are sub-disciplines of the atmospheric sciences. Meteorology and hydrology compose the interdisciplinary field of hydrometeorology. The interactions between Earth's atmosphere and its oceans are part of a coupled ocean-atmosphere system. Meteorology has application in many diverse fields such as the military, energy production, transport, agriculture, and construction.
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The word meteorology is from the Ancient Greek μετέωρος metéōros (meteor) and -λογία -logia (-(o)logy), meaning "the study of things high in the air."
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The ability to predict rains and floods based on annual cycles was evidently used by humans at least from the time of agricultural settlement if not earlier. Early approaches to predicting weather were based on astrology and were practiced by priests. Cuneiform inscriptions on Babylonian tablets included associations between thunder and rain. The Chaldeans differentiated the 22° and 46° halos.[1]
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Ancient Indian Upanishads contain mentions of clouds and seasons.[2] The Samaveda mentions sacrifices to be performed when certain phenomena were noticed.[1] Varāhamihira's classical work Brihatsamhita, written about 500 AD,[2] provides evidence of weather observation.
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In 350 BC, Aristotle wrote Meteorology.[3] Aristotle is considered the founder of meteorology.[4] One of the most impressive achievements described in the Meteorology is the description of what is now known as the hydrologic cycle.[5]
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The book De Mundo (composed before 250 BC or between 350 and 200 BC) noted:[6]
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The Greek scientist Theophrastus compiled a book on weather forecasting, called the Book of Signs. The work of Theophrastus remained a dominant influence in the study of weather and in weather forecasting for nearly 2,000 years.[7] In 25 AD, Pomponius Mela, a geographer for the Roman Empire, formalized the climatic zone system.[8] According to Toufic Fahd, around the 9th century, Al-Dinawari wrote the Kitab al-Nabat (Book of Plants), in which he deals with the application of meteorology to agriculture during the Muslim Agricultural Revolution. He describes the meteorological character of the sky, the planets and constellations, the sun and moon, the lunar phases indicating seasons and rain, the anwa (heavenly bodies of rain), and atmospheric phenomena such as winds, thunder, lightning, snow, floods, valleys, rivers, lakes.[9][10][verification needed]
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Early attempts at predicting weather were often related to prophecy and divining, and were sometimes based on astrological ideas. Admiral FitzRoy tried to separate scientific approaches from prophetic ones.[11]
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Ptolemy wrote on the atmospheric refraction of light in the context of astronomical observations.[12] In 1021, Alhazen showed that atmospheric refraction is also responsible for twilight; he estimated that twilight begins when the sun is 19 degrees below the horizon, and also used a geometric determination based on this to estimate the maximum possible height of the Earth's atmosphere as 52,000 passim (about 49 miles, or 79 km).[13]
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St. Albert the Great was the first to propose that each drop of falling rain had the form of a small sphere, and that this form meant that the rainbow was produced by light interacting with each raindrop.[14] Roger Bacon was the first to calculate the angular size of the rainbow. He stated that a rainbow summit can not appear higher than 42 degrees above the horizon.[15] In the late 13th century and early 14th century, Kamāl al-Dīn al-Fārisī and Theodoric of Freiberg were the first to give the correct explanations for the primary rainbow phenomenon. Theoderic went further and also explained the secondary rainbow.[16] In 1716, Edmund Halley suggested that aurorae are caused by "magnetic effluvia" moving along the Earth's magnetic field lines.
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In 1441, King Sejong's son, Prince Munjong of Korea, invented the first standardized rain gauge.[17] These were sent throughout the Joseon dynasty of Korea as an official tool to assess land taxes based upon a farmer's potential harvest. In 1450, Leone Battista Alberti developed a swinging-plate anemometer, and was known as the first anemometer.[18] In 1607, Galileo Galilei constructed a thermoscope. In 1611, Johannes Kepler wrote the first scientific treatise on snow crystals: "Strena Seu de Nive Sexangula (A New Year's Gift of Hexagonal Snow)."[19] In 1643, Evangelista Torricelli invented the mercury barometer.[18] In 1662, Sir Christopher Wren invented the mechanical, self-emptying, tipping bucket rain gauge. In 1714, Gabriel Fahrenheit created a reliable scale for measuring temperature with a mercury-type thermometer.[20] In 1742, Anders Celsius, a Swedish astronomer, proposed the "centigrade" temperature scale, the predecessor of the current Celsius scale.[21] In 1783, the first hair hygrometer was demonstrated by Horace-Bénédict de Saussure. In 1802–1803, Luke Howard wrote On the Modification of Clouds, in which he assigns cloud types Latin names.[22] In 1806, Francis Beaufort introduced his system for classifying wind speeds.[23] Near the end of the 19th century the first cloud atlases were published, including the International Cloud Atlas, which has remained in print ever since. The April 1960 launch of the first successful weather satellite, TIROS-1, marked the beginning of the age where weather information became available globally.
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In 1648, Blaise Pascal rediscovered that atmospheric pressure decreases with height, and deduced that there is a vacuum above the atmosphere.[24] In 1738, Daniel Bernoulli published Hydrodynamics, initiating the Kinetic theory of gases and established the basic laws for the theory of gases.[25] In 1761, Joseph Black discovered that ice absorbs heat without changing its temperature when melting. In 1772, Black's student Daniel Rutherford discovered nitrogen, which he called phlogisticated air, and together they developed the phlogiston theory.[26] In 1777, Antoine Lavoisier discovered oxygen and developed an explanation for combustion.[27] In 1783, in Lavoisier's essay "Reflexions sur le phlogistique,"[28] he deprecates the phlogiston theory and proposes a caloric theory.[29][30] In 1804, Sir John Leslie observed that a matte black surface radiates heat more effectively than a polished surface, suggesting the importance of black-body radiation. In 1808, John Dalton defended caloric theory in A New System of Chemistry and described how it combines with matter, especially gases; he proposed that the heat capacity of gases varies inversely with atomic weight. In 1824, Sadi Carnot analyzed the efficiency of steam engines using caloric theory; he developed the notion of a reversible process and, in postulating that no such thing exists in nature, laid the foundation for the second law of thermodynamics.
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In 1494, Christopher Columbus experienced a tropical cyclone, which led to the first written European account of a hurricane.[31] In 1686, Edmund Halley presented a systematic study of the trade winds and monsoons and identified solar heating as the cause of atmospheric motions.[32] In 1735, an ideal explanation of global circulation through study of the trade winds was written by George Hadley.[33] In 1743, when Benjamin Franklin was prevented from seeing a lunar eclipse by a hurricane, he decided that cyclones move in a contrary manner to the winds at their periphery.[34] Understanding the kinematics of how exactly the rotation of the Earth affects airflow was partial at first. Gaspard-Gustave Coriolis published a paper in 1835 on the energy yield of machines with rotating parts, such as waterwheels.[35] In 1856, William Ferrel proposed the existence of a circulation cell in the mid-latitudes, and the air within deflected by the Coriolis force resulting in the prevailing westerly winds.[36] Late in the 19th century, the motion of air masses along isobars was understood to be the result of the large-scale interaction of the pressure gradient force and the deflecting force. By 1912, this deflecting force was named the Coriolis effect.[37] Just after World War I, a group of meteorologists in Norway led by Vilhelm Bjerknes developed the Norwegian cyclone model that explains the generation, intensification and ultimate decay (the life cycle) of mid-latitude cyclones, and introduced the idea of fronts, that is, sharply defined boundaries between air masses.[38] The group included Carl-Gustaf Rossby (who was the first to explain the large scale atmospheric flow in terms of fluid dynamics), Tor Bergeron (who first determined how rain forms) and Jacob Bjerknes.
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In the late 16th century and first half of the 17th century a range of meteorological instruments were invented – the thermometer, barometer, hydrometer, as well as wind and rain gauges. In the 1650s natural philosophers started using these instruments to systematically record weather observations. Scientific academies established weather diaries and organised observational networks.[39] In 1654, Ferdinando II de Medici established the first weather observing network, that consisted of meteorological stations in Florence, Cutigliano, Vallombrosa, Bologna, Parma, Milan, Innsbruck, Osnabrück, Paris and Warsaw. The collected data were sent to Florence at regular time intervals.[40] In the 1660s Robert Hooke of the Royal Society of London sponsored networks of weather observers. Hippocrates' treatise Airs, Waters, and Places had linked weather to disease. Thus early meteorologists attempted to correlate weather patterns with epidemic outbreaks, and the climate with public health.[39]
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During the Age of Enlightenment meteorology tried to rationalise traditional weather lore, including astrological meteorology. But there were also attempts to establish a theoretical understanding of weather phenomena. Edmond Halley and George Hadley tried to explain trade winds. They reasoned that the rising mass of heated equator air is replaced by an inflow of cooler air from high latitudes. A flow of warm air at high altitude from equator to poles in turn established an early picture of circulation. Frustration with the lack of discipline among weather observers, and the poor quality of the instruments, led the early modern nation states to organise large observation networks. Thus by the end of the 18th century, meteorologists had access to large quantities of reliable weather data.[39] In 1832, an electromagnetic telegraph was created by Baron Schilling.[41] The arrival of the electrical telegraph in 1837 afforded, for the first time, a practical method for quickly gathering surface weather observations from a wide area.[42]
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This data could be used to produce maps of the state of the atmosphere for a region near the Earth's surface and to study how these states evolved through time. To make frequent weather forecasts based on these data required a reliable network of observations, but it was not until 1849 that the Smithsonian Institution began to establish an observation network across the United States under the leadership of Joseph Henry.[43] Similar observation networks were established in Europe at this time. The Reverend William Clement Ley was key in understanding of cirrus clouds and early understandings of Jet Streams.[44] Charles Kenneth Mackinnon Douglas, known as 'CKM' Douglas read Ley's papers after his death and carried on the early study of weather systems.[45]
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Nineteenth century researchers in meteorology were drawn from military or medical backgrounds, rather than trained as dedicated scientists.[46] In 1854, the United Kingdom government appointed Robert FitzRoy to the new office of Meteorological Statist to the Board of Trade with the task of gathering weather observations at sea. FitzRoy's office became the United Kingdom Meteorological Office in 1854, the second oldest national meteorological service in the world (the Central Institution for Meteorology and Geodynamics (ZAMG) in Austria was founded in 1851 and is the oldest weather service in the world). The first daily weather forecasts made by FitzRoy's Office were published in The Times newspaper in 1860. The following year a system was introduced of hoisting storm warning cones at principal ports when a gale was expected.
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Over the next 50 years, many countries established national meteorological services. The India Meteorological Department (1875) was established to follow tropical cyclone and monsoon.[47] The Finnish Meteorological Central Office (1881) was formed from part of Magnetic Observatory of Helsinki University.[48] Japan's Tokyo Meteorological Observatory, the forerunner of the Japan Meteorological Agency, began constructing surface weather maps in 1883.[49] The United States Weather Bureau (1890) was established under the United States Department of Agriculture. The Australian Bureau of Meteorology (1906) was established by a Meteorology Act to unify existing state meteorological services.[50][51]
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In 1904, Norwegian scientist Vilhelm Bjerknes first argued in his paper Weather Forecasting as a Problem in Mechanics and Physics that it should be possible to forecast weather from calculations based upon natural laws.[52][53]
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+
|
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+
It was not until later in the 20th century that advances in the understanding of atmospheric physics led to the foundation of modern numerical weather prediction. In 1922, Lewis Fry Richardson published "Weather Prediction By Numerical Process,"[54] after finding notes and derivations he worked on as an ambulance driver in World War I. He described how small terms in the prognostic fluid dynamics equations that govern atmospheric flow could be neglected, and a numerical calculation scheme that could be devised to allow predictions. Richardson envisioned a large auditorium of thousands of people performing the calculations. However, the sheer number of calculations required was too large to complete without electronic computers, and the size of the grid and time steps used in the calculations led to unrealistic results. Though numerical analysis later found that this was due to numerical instability.
|
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+
|
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Starting in the 1950s, numerical forecasts with computers became feasible.[55] The first weather forecasts derived this way used barotropic (single-vertical-level) models, and could successfully predict the large-scale movement of midlatitude Rossby waves, that is, the pattern of atmospheric lows and highs.[56] In 1959, the UK Meteorological Office received its first computer, a Ferranti Mercury.[57]
|
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|
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In the 1960s, the chaotic nature of the atmosphere was first observed and mathematically described by Edward Lorenz, founding the field of chaos theory.[58] These advances have led to the current use of ensemble forecasting in most major forecasting centers, to take into account uncertainty arising from the chaotic nature of the atmosphere.[59] Mathematical models used to predict the long term weather of the Earth (climate models), have been developed that have a resolution today that are as coarse as the older weather prediction models. These climate models are used to investigate long-term climate shifts, such as what effects might be caused by human emission of greenhouse gases.
|
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Meteorologists are scientists who study and work in the field of meteorology.[60] The American Meteorological Society publishes and continually updates an authoritative electronic Meteorology Glossary.[61] Meteorologists work in government agencies, private consulting and research services, industrial enterprises, utilities, radio and television stations, and in education. In the United States, meteorologists held about 10,000 jobs in 2018.[62]
|
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Although weather forecasts and warnings are the best known products of meteorologists for the public, weather presenters on radio and television are not necessarily professional meteorologists. They are most often reporters with little formal meteorological training, using unregulated titles such as weather specialist or weatherman. The American Meteorological Society and National Weather Association issue "Seals of Approval" to weather broadcasters who meet certain requirements but this is not mandatory to be hired by the medias.
|
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Each science has its own unique sets of laboratory equipment. In the atmosphere, there are many things or qualities of the atmosphere that can be measured. Rain, which can be observed, or seen anywhere and anytime was one of the first atmospheric qualities measured historically. Also, two other accurately measured qualities are wind and humidity. Neither of these can be seen but can be felt. The devices to measure these three sprang up in the mid-15th century and were respectively the rain gauge, the anemometer, and the hygrometer. Many attempts had been made prior to the 15th century to construct adequate equipment to measure the many atmospheric variables. Many were faulty in some way or were simply not reliable. Even Aristotle noted this in some of his work as the difficulty to measure the air.
|
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Sets of surface measurements are important data to meteorologists. They give a snapshot of a variety of weather conditions at one single location and are usually at a weather station, a ship or a weather buoy. The measurements taken at a weather station can include any number of atmospheric observables. Usually, temperature, pressure, wind measurements, and humidity are the variables that are measured by a thermometer, barometer, anemometer, and hygrometer, respectively.[63] Professional stations may also include air quality sensors (carbon monoxide, carbon dioxide, methane, ozone, dust, and smoke), ceilometer (cloud ceiling), falling precipitation sensor, flood sensor, lightning sensor, microphone (explosions, sonic booms, thunder), pyranometer/pyrheliometer/spectroradiometer (IR/Vis/UV photodiodes), rain gauge/snow gauge, scintillation counter (background radiation, fallout, radon), seismometer (earthquakes and tremors), transmissometer (visibility), and a GPS clock for data logging. Upper air data are of crucial importance for weather forecasting. The most widely used technique is launches of radiosondes. Supplementing the radiosondes a network of aircraft collection is organized by the World Meteorological Organization.
|
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Remote sensing, as used in meteorology, is the concept of collecting data from remote weather events and subsequently producing weather information. The common types of remote sensing are Radar, Lidar, and satellites (or photogrammetry). Each collects data about the atmosphere from a remote location and, usually, stores the data where the instrument is located. Radar and Lidar are not passive because both use EM radiation to illuminate a specific portion of the atmosphere.[64] Weather satellites along with more general-purpose Earth-observing satellites circling the earth at various altitudes have become an indispensable tool for studying a wide range of phenomena from forest fires to El Niño.
|
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|
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The study of the atmosphere can be divided into distinct areas that depend on both time and spatial scales. At one extreme of this scale is climatology. In the timescales of hours to days, meteorology separates into micro-, meso-, and synoptic scale meteorology. Respectively, the geospatial size of each of these three scales relates directly with the appropriate timescale.
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|
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Other subclassifications are used to describe the unique, local, or broad effects within those subclasses.
|
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|
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Microscale meteorology is the study of atmospheric phenomena on a scale of about 1 kilometre (0.62 mi) or less. Individual thunderstorms, clouds, and local turbulence caused by buildings and other obstacles (such as individual hills) are modeled on this scale.[66]
|
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|
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Mesoscale meteorology is the study of atmospheric phenomena that has horizontal scales ranging from 1 km to 1000 km and a vertical scale that starts at the Earth's surface and includes the atmospheric boundary layer, troposphere, tropopause, and the lower section of the stratosphere. Mesoscale timescales last from less than a day to weeks. The events typically of interest are thunderstorms, squall lines, fronts, precipitation bands in tropical and extratropical cyclones, and topographically generated weather systems such as mountain waves and sea and land breezes.[67]
|
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|
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Synoptic scale meteorology predicts atmospheric changes at scales up to 1000 km and 105 sec (28 days), in time and space. At the synoptic scale, the Coriolis acceleration acting on moving air masses (outside of the tropics) plays a dominant role in predictions. The phenomena typically described by synoptic meteorology include events such as extratropical cyclones, baroclinic troughs and ridges, frontal zones, and to some extent jet streams. All of these are typically given on weather maps for a specific time. The minimum horizontal scale of synoptic phenomena is limited to the spacing between surface observation stations.[68]
|
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|
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Global scale meteorology is the study of weather patterns related to the transport of heat from the tropics to the poles. Very large scale oscillations are of importance at this scale. These oscillations have time periods typically on the order of months, such as the Madden–Julian oscillation, or years, such as the El Niño–Southern Oscillation and the Pacific decadal oscillation. Global scale meteorology pushes into the range of climatology. The traditional definition of climate is pushed into larger timescales and with the understanding of the longer time scale global oscillations, their effect on climate and weather disturbances can be included in the synoptic and mesoscale timescales predictions.
|
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|
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Numerical Weather Prediction is a main focus in understanding air–sea interaction, tropical meteorology, atmospheric predictability, and tropospheric/stratospheric processes.[69] The Naval Research Laboratory in Monterey, California, developed a global atmospheric model called Navy Operational Global Atmospheric Prediction System (NOGAPS). NOGAPS is run operationally at Fleet Numerical Meteorology and Oceanography Center for the United States Military. Many other global atmospheric models are run by national meteorological agencies.
|
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|
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Boundary layer meteorology is the study of processes in the air layer directly above Earth's surface, known as the atmospheric boundary layer (ABL). The effects of the surface – heating, cooling, and friction – cause turbulent mixing within the air layer. Significant movement of heat, matter, or momentum on time scales of less than a day are caused by turbulent motions.[70] Boundary layer meteorology includes the study of all types of surface–atmosphere boundary, including ocean, lake, urban land and non-urban land for the study of meteorology.
|
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|
82 |
+
Dynamic meteorology generally focuses on the fluid dynamics of the atmosphere. The idea of air parcel is used to define the smallest element of the atmosphere, while ignoring the discrete molecular and chemical nature of the atmosphere. An air parcel is defined as a point in the fluid continuum of the atmosphere. The fundamental laws of fluid dynamics, thermodynamics, and motion are used to study the atmosphere. The physical quantities that characterize the state of the atmosphere are temperature, density, pressure, etc. These variables have unique values in the continuum.[71]
|
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|
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+
Weather forecasting is the application of science and technology to predict the state of the atmosphere at a future time and given location. Humans have attempted to predict the weather informally for millennia and formally since at least the 19th century.[72][73] Weather forecasts are made by collecting quantitative data about the current state of the atmosphere and using scientific understanding of atmospheric processes to project how the atmosphere will evolve.[74]
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|
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+
Once an all-human endeavor based mainly upon changes in barometric pressure, current weather conditions, and sky condition,[75][76] forecast models are now used to determine future conditions. Human input is still required to pick the best possible forecast model to base the forecast upon, which involves pattern recognition skills, teleconnections, knowledge of model performance, and knowledge of model biases. The chaotic nature of the atmosphere, the massive computational power required to solve the equations that describe the atmosphere, error involved in measuring the initial conditions, and an incomplete understanding of atmospheric processes mean that forecasts become less accurate as the difference in current time and the time for which the forecast is being made (the range of the forecast) increases. The use of ensembles and model consensus help narrow the error and pick the most likely outcome.[77][78][79]
|
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|
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+
There are a variety of end uses to weather forecasts. Weather warnings are important forecasts because they are used to protect life and property.[80] Forecasts based on temperature and precipitation are important to agriculture,[81][82][83][84] and therefore to commodity traders within stock markets. Temperature forecasts are used by utility companies to estimate demand over coming days.[85][86][87] On an everyday basis, people use weather forecasts to determine what to wear. Since outdoor activities are severely curtailed by heavy rain, snow, and wind chill, forecasts can be used to plan activities around these events, and to plan ahead and survive them.
|
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|
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+
Aviation meteorology deals with the impact of weather on air traffic management. It is important for air crews to understand the implications of weather on their flight plan as well as their aircraft, as noted by the Aeronautical Information Manual:[88]
|
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|
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+
The effects of ice on aircraft are cumulative—thrust is reduced, drag increases, lift lessens, and weight increases. The results are an increase in stall speed and a deterioration of aircraft performance. In extreme cases, 2 to 3 inches of ice can form on the leading edge of the airfoil in less than 5 minutes. It takes but 1/2 inch of ice to reduce the lifting power of some aircraft by 50 percent and increases the frictional drag by an equal percentage.[89]
|
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|
94 |
+
Meteorologists, soil scientists, agricultural hydrologists, and agronomists are people concerned with studying the effects of weather and climate on plant distribution, crop yield, water-use efficiency, phenology of plant and animal development, and the energy balance of managed and natural ecosystems. Conversely, they are interested in the role of vegetation on climate and weather.[90]
|
95 |
+
|
96 |
+
Hydrometeorology is the branch of meteorology that deals with the hydrologic cycle, the water budget, and the rainfall statistics of storms.[91] A hydrometeorologist prepares and issues forecasts of accumulating (quantitative) precipitation, heavy rain, heavy snow, and highlights areas with the potential for flash flooding. Typically the range of knowledge that is required overlaps with climatology, mesoscale and synoptic meteorology, and other geosciences.[92]
|
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|
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+
The multidisciplinary nature of the branch can result in technical challenges, since tools and solutions from each of the individual disciplines involved may behave slightly differently, be optimized for different hard- and software platforms and use different data formats. There are some initiatives – such as the DRIHM project[93] – that are trying to address this issue.[94]
|
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|
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+
Nuclear meteorology investigates the distribution of radioactive aerosols and gases in the atmosphere.[95]
|
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|
102 |
+
Maritime meteorology deals with air and wave forecasts for ships operating at sea. Organizations such as the Ocean Prediction Center, Honolulu National Weather Service forecast office, United Kingdom Met Office, and JMA prepare high seas forecasts for the world's oceans.
|
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|
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+
Military meteorology is the research and application of meteorology for military purposes. In the United States, the United States Navy's Commander, Naval Meteorology and Oceanography Command oversees meteorological efforts for the Navy and Marine Corps while the United States Air Force's Air Force Weather Agency is responsible for the Air Force and Army.
|
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|
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+
Environmental meteorology mainly analyzes industrial pollution dispersion physically and chemically based on meteorological parameters such as temperature, humidity, wind, and various weather conditions.
|
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|
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+
Meteorology applications in renewable energy includes basic research, "exploration," and potential mapping of wind power and solar radiation for wind and solar energy.
|
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|
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Please see weather forecasting for weather forecast sites.
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Anaerobic digestion is a sequence of processes by which microorganisms break down biodegradable material in the absence of oxygen.[1] The process is used for industrial or domestic purposes to manage waste or to produce fuels. Much of the fermentation used industrially to produce food and drink products, as well as home fermentation, uses anaerobic digestion.
|
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|
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Anaerobic digestion occurs naturally in some soils and in lake and oceanic basin sediments, where it is usually referred to as "anaerobic activity".[2][3] This is the source of marsh gas methane as discovered by Alessandro Volta in 1776.[4][5]
|
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|
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+
The digestion process begins with bacterial hydrolysis of the input materials. Insoluble organic polymers, such as carbohydrates, are broken down to soluble derivatives that become available for other bacteria. Acidogenic bacteria then convert the sugars and amino acids into carbon dioxide, hydrogen, ammonia, and organic acids. In Acetogenesis, bacteria convert these resulting organic acids into acetic acid, along with additional ammonia, hydrogen, and carbon dioxide. Finally, methanogens convert these products to methane and carbon dioxide.[6] The methanogenic archaea populations play an indispensable role in anaerobic wastewater treatments.[7]
|
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|
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+
Anaerobic digestion is used as part of the process to treat biodegradable waste and sewage sludge. As part of an integrated waste management system, anaerobic digestion reduces the emission of landfill gas into the atmosphere. Anaerobic digesters can also be fed with purpose-grown energy crops, such as maize.[8]
|
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Anaerobic digestion is widely used as a source of renewable energy. The process produces a biogas, consisting of methane, carbon dioxide, and traces of other 'contaminant' gases.[1] This biogas can be used directly as fuel, in combined heat and power gas engines[9] or upgraded to natural gas-quality biomethane. The nutrient-rich digestate also produced can be used as fertilizer.
|
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+
|
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+
With the re-use of waste as a resource and new technological approaches that have lowered capital costs, anaerobic digestion has in recent years received increased attention among governments in a number of countries, among these the United Kingdom (2011),[10] Germany,[11] Denmark (2011),[12] and the United States.[13]
|
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|
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+
Many microorganisms affect anaerobic digestion, including acetic acid-forming bacteria (acetogens) and methane-forming archaea (methanogens). These organisms promote a number of chemical processes in converting the biomass to biogas.[14]
|
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+
|
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+
Gaseous oxygen is excluded from the reactions by physical containment. Anaerobes utilize electron acceptors from sources other than oxygen gas. These acceptors can be the organic material itself or may be supplied by inorganic oxides from within the input material. When the oxygen source in an anaerobic system is derived from the organic material itself, the 'intermediate' end products are primarily alcohols, aldehydes, and organic acids, plus carbon dioxide. In the presence of specialised methanogens, the intermediates are converted to the 'final' end products of methane, carbon dioxide, and trace levels of hydrogen sulfide.[15] In an anaerobic system, the majority of the chemical energy contained within the starting material is released by methanogenic bacteria as methane.[16]
|
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|
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+
Populations of anaerobic microorganisms typically take a significant period of time to establish themselves to be fully effective. Therefore, common practice is to introduce anaerobic microorganisms from materials with existing populations, a process known as "seeding" the digesters, typically accomplished with the addition of sewage sludge or cattle slurry.[17]
|
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+
|
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+
The four key stages of anaerobic digestion involve hydrolysis, acidogenesis, acetogenesis and methanogenesis.[18]
|
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+
The overall process can be described by the chemical reaction, where organic material such as glucose is biochemically digested into carbon dioxide (CO2) and methane (CH4) by the anaerobic microorganisms.
|
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+
|
24 |
+
C6H12O6 → 3CO2 + 3CH4
|
25 |
+
|
26 |
+
In most cases, biomass is made up of large organic polymers. For the bacteria in anaerobic digesters to access the energy potential of the material, these chains must first be broken down into their smaller constituent parts. These constituent parts, or monomers, such as sugars, are readily available to other bacteria. The process of breaking these chains and dissolving the smaller molecules into solution is called hydrolysis. Therefore, hydrolysis of these high-molecular-weight polymeric components is the necessary first step in anaerobic digestion.[19] Through hydrolysis the complex organic molecules are broken down into simple sugars, amino acids, and fatty acids.
|
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|
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+
Acetate and hydrogen produced in the first stages can be used directly by methanogens. Other molecules, such as volatile fatty acids (VFAs) with a chain length greater than that of acetate must first be catabolised into compounds that can be directly used by methanogens.[20]
|
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+
|
30 |
+
The biological process of acidogenesis results in further breakdown of the remaining components by acidogenic (fermentative) bacteria. Here, VFAs are created, along with ammonia, carbon dioxide, and hydrogen sulfide, as well as other byproducts.[21] The process of acidogenesis is similar to the way milk sours.
|
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+
|
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+
The third stage of anaerobic digestion is acetogenesis. Here, simple molecules created through the acidogenesis phase are further digested by acetogens to produce largely acetic acid, as well as carbon dioxide and hydrogen.[22]
|
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+
|
34 |
+
The terminal stage of anaerobic digestion is the biological process of methanogenesis. Here, methanogens use the intermediate products of the preceding stages and convert them into methane, carbon dioxide, and water. These components make up the majority of the biogas emitted from the system. Methanogenesis is sensitive to both high and low pHs and occurs between pH 6.5 and pH 8.[23] The remaining, indigestible material the microbes cannot use and any dead bacterial remains constitute the digestate.
|
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+
|
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+
[24]
|
37 |
+
|
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+
Anaerobic digesters can be designed and engineered to operate using a number of different configurations and can be categorized into batch vs. continuous process mode, mesophilic vs. thermophilic temperature conditions, high vs. low portion of solids, and single stage vs. multistage processes. Continuous process requires more complex design, but still, it may be more economical than batch process, because batch process requires more initial building money and a larger volume of the digesters (spread across several batches) to handle the same amount of waste as a continuous process digester.[25] Higher heat energy is required in a thermophilic system compared to a mesophilic system, but the thermophilic system requires much less time and has a larger gas output capacity and higher methane gas content, so one has to consider that trade-off carefully.[26] For solids content, low will handle up to 15% solid content. Above this level is considered high solids content and can also be known as dry digestion.[27] In a single stage process, one reactor houses the four anaerobic digestion steps. A multistage process utilizes two or more reactors for digestion to separate the methanogenesis and hydrolysis phases.[28]
|
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+
|
40 |
+
Anaerobic digestion can be performed as a batch process or a continuous process. In a batch system, biomass is added to the reactor at the start of the process. The reactor is then sealed for the duration of the process. In its simplest form batch processing needs inoculation with already processed material to start the anaerobic digestion. In a typical scenario, biogas production will be formed with a normal distribution pattern over time. Operators can use this fact to determine when they believe the process of digestion of the organic matter has completed. There can be severe odour issues if a batch reactor is opened and emptied before the process is well completed. A more advanced type of batch approach has limited the odour issues by integrating anaerobic digestion with in-vessel composting. In this approach inoculation takes place through the use of recirculated degasified percolate. After anaerobic digestion has completed, the biomass is kept in the reactor which is then used for in-vessel composting before it is opened[29] As the batch digestion is simple and requires less equipment and lower levels of design work, it is typically a cheaper form of digestion.[30] Using more than one batch reactor at a plant can ensure constant production of biogas.
|
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+
|
42 |
+
In continuous digestion processes, organic matter is constantly added (continuous complete mixed) or added in stages to the reactor (continuous plug flow; first in – first out). Here, the end products are constantly or periodically removed, resulting in constant production of biogas. A single or multiple digesters in sequence may be used. Examples of this form of anaerobic digestion include continuous stirred-tank reactors, upflow anaerobic sludge blankets, expanded granular sludge beds, and internal circulation reactors.[31][32]
|
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+
|
44 |
+
The two conventional operational temperature levels for anaerobic digesters determine the species of methanogens in the digesters:[33]
|
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+
|
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+
A limit case has been reached in Bolivia, with anaerobic digestion in temperature working conditions of less than 10 °C. The anaerobic process is very slow, taking more than three times the normal mesophilic time process.[34] In experimental work at University of Alaska Fairbanks, a 1,000-litre digester using psychrophiles harvested from "mud from a frozen lake in Alaska" has produced 200–300 litres of methane per day, about 20 to 30% of the output from digesters in warmer climates.[35] Mesophilic species outnumber thermophiles, and they are also more tolerant to changes in environmental conditions than thermophiles. Mesophilic systems are, therefore, considered to be more stable than thermophilic digestion systems. In contrast, while thermophilic digestion systems are considered less stable, their energy input is higher, with more biogas being removed from the organic matter in an equal amount of time. The increased temperatures facilitate faster reaction rates, and thus faster gas yields. Operation at higher temperatures facilitates greater pathogen reduction of the digestate. In countries where legislation, such as the Animal By-Products Regulations in the European Union, requires digestate to meet certain levels of pathogen reduction there may be a benefit to using thermophilic temperatures instead of mesophilic.[36]
|
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+
|
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+
Additional pre-treatment can be used to reduce the necessary retention time to produce biogas. For example, certain processes shred the substrates to increase the surface area or use a thermal pretreatment stage (such as pasteurisation) to significantly enhance the biogas output. The pasteurisation process can also be used to reduce the pathogenic concentration in the digestate, leaving the anaerobic digester. Pasteurisation may be achieved by heat treatment combined with maceration of the solids.
|
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+
|
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+
In a typical scenario, three different operational parameters are associated with the solids content of the feedstock to the digesters:
|
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+
|
52 |
+
High solids (dry) digesters are designed to process materials with a solids content between 25 and 40%. Unlike wet digesters that process pumpable slurries, high solids (dry – stackable substrate) digesters are designed to process solid substrates without the addition of water. The primary styles of dry digesters are continuous vertical plug flow and batch tunnel horizontal digesters. Continuous vertical plug flow digesters are upright, cylindrical tanks where feedstock is continuously fed into the top of the digester, and flows downward by gravity during digestion. In batch tunnel digesters, the feedstock is deposited in tunnel-like chambers with a gas-tight door. Neither approach has mixing inside the digester. The amount of pretreatment, such as contaminant removal, depends both upon the nature of the waste streams being processed and the desired quality of the digestate. Size reduction (grinding) is beneficial in continuous vertical systems, as it accelerates digestion, while batch systems avoid grinding and instead require structure (e.g. yard waste) to reduce compaction of the stacked pile. Continuous vertical dry digesters have a smaller footprint due to the shorter effective retention time and vertical design. Wet digesters can be designed to operate in either a high-solids content, with a total suspended solids (TSS) concentration greater than ~20%, or a low-solids concentration less than ~15%.[37][38]
|
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|
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+
High solids (wet) digesters process a thick slurry that requires more energy input to move and process the feedstock. The thickness of the material may also lead to associated problems with abrasion. High solids digesters will typically have a lower land requirement due to the lower volumes associated with the moisture.[citation needed] High solids digesters also require correction of conventional performance calculations (e.g. gas production, retention time, kinetics, etc.) originally based on very dilute sewage digestion concepts, since larger fractions of the feedstock mass are potentially convertible to biogas.[39]
|
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+
|
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+
Low solids (wet) digesters can transport material through the system using standard pumps that require significantly lower energy input. Low solids digesters require a larger amount of land than high solids due to the increased volumes associated with the increased liquid-to-feedstock ratio of the digesters. There are benefits associated with operation in a liquid environment, as it enables more thorough circulation of materials and contact between the bacteria and their food. This enables the bacteria to more readily access the substances on which they are feeding, and increases the rate of gas production.[citation needed]
|
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+
|
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Digestion systems can be configured with different levels of complexity.[37] In a single-stage digestion system (one-stage), all of the biological reactions occur within a single, sealed reactor or holding tank. Using a single stage reduces construction costs, but results in less control of the reactions occurring within the system. Acidogenic bacteria, through the production of acids, reduce the pH of the tank. Methanogenic bacteria, as outlined earlier, operate in a strictly defined pH range.[40] Therefore, the biological reactions of the different species in a single-stage reactor can be in direct competition with each other. Another one-stage reaction system is an anaerobic lagoon. These lagoons are pond-like, earthen basins used for the treatment and long-term storage of manures.[41] Here the anaerobic reactions are contained within the natural anaerobic sludge contained in the pool.
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In a two-stage digestion system (multistage), different digestion vessels are optimised to bring maximum control over the bacterial communities living within the digesters. Acidogenic bacteria produce organic acids and more quickly grow and reproduce than methanogenic bacteria. Methanogenic bacteria require stable pH and temperature to optimise their performance.[42]
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Under typical circumstances, hydrolysis, acetogenesis, and acidogenesis occur within the first reaction vessel. The organic material is then heated to the required operational temperature (either mesophilic or thermophilic) prior to being pumped into a methanogenic reactor. The initial hydrolysis or acidogenesis tanks prior to the methanogenic reactor can provide a buffer to the rate at which feedstock is added. Some European countries require a degree of elevated heat treatment to kill harmful bacteria in the input waste.[43] In this instance, there may be a pasteurisation or sterilisation stage prior to digestion or between the two digestion tanks. Notably, it is not possible to completely isolate the different reaction phases, and often some biogas is produced in the hydrolysis or acidogenesis tanks.
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The residence time in a digester varies with the amount and type of feed material, and with the configuration of the digestion system. In a typical two-stage mesophilic digestion, residence time varies between 15 and 40 days,[44] while for a single-stage thermophilic digestion, residence times is normally faster and takes around 14 days. The plug-flow nature of some of these systems will mean the full degradation of the material may not have been realised in this timescale. In this event, digestate exiting the system will be darker in colour and will typically have more odour.[citation needed]
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In the case of an upflow anaerobic sludge blanket digestion (UASB), hydraulic residence times can be as short as 1 hour to 1 day, and solid retention times can be up to 90 days. In this manner, a UASB system is able to separate solids and hydraulic retention times with the use of a sludge blanket.[45] Continuous digesters have mechanical or hydraulic devices, depending on the level of solids in the material, to mix the contents, enabling the bacteria and the food to be in contact. They also allow excess material to be continuously extracted to maintain a reasonably constant volume within the digestion tanks.[citation needed]
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The anaerobic digestion process can be inhibited by several compounds, affecting one or more of the bacterial groups responsible for the different organic matter degradation steps. The degree of the inhibition depends, among other factors, on the concentration of the inhibitor in the digester. Potential inhibitors are ammonia, sulfide, light metal ions (Na, K, Mg, Ca, Al), heavy metals, some organics (chlorophenols, halogenated aliphatics, N-substituted aromatics, long chain fatty acids), etc.[46]
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The most important initial issue when considering the application of anaerobic digestion systems is the feedstock to the process. Almost any organic material can be processed with anaerobic digestion;[47] however, if biogas production is the aim, the level of putrescibility is the key factor in its successful application.[48] The more putrescible (digestible) the material, the higher the gas yields possible from the system.
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Feedstocks can include biodegradable waste materials, such as waste paper, grass clippings, leftover food, sewage, and animal waste.[1] Woody wastes are the exception, because they are largely unaffected by digestion, as most anaerobes are unable to degrade lignin. Xylophalgeous anaerobes (lignin consumers) or using high temperature pretreatment, such as pyrolysis, can be used to break lignin down. Anaerobic digesters can also be fed with specially grown energy crops, such as silage, for dedicated biogas production. In Germany and continental Europe, these facilities are referred to as "biogas" plants. A codigestion or cofermentation plant is typically an agricultural anaerobic digester that accepts two or more input materials for simultaneous digestion.[49]
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The length of time required for anaerobic digestion depends on the chemical complexity of the material. Material rich in easily digestible sugars breaks down quickly, whereas intact lignocellulosic material rich in cellulose and hemicellulose polymers can take much longer to break down.[50] Anaerobic microorganisms are generally unable to break down lignin, the recalcitrant aromatic component of biomass.[51]
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Anaerobic digesters were originally designed for operation using sewage sludge and manures. Sewage and manure are not, however, the material with the most potential for anaerobic digestion, as the biodegradable material has already had much of the energy content taken out by the animals that produced it. Therefore, many digesters operate with codigestion of two or more types of feedstock. For example, in a farm-based digester that uses dairy manure as the primary feedstock,[52] the gas production may be significantly increased by adding a second feedstock, e.g., grass and corn (typical on-farm feedstock), or various organic byproducts, such as slaughterhouse waste, fats, oils and grease from restaurants, organic household waste, etc. (typical off-site feedstock).[53]
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Digesters processing dedicated energy crops can achieve high levels of degradation and biogas production.[38][54][55] Slurry-only systems are generally cheaper, but generate far less energy than those using crops, such as maize and grass silage; by using a modest amount of crop material (30%), an anaerobic digestion plant can increase energy output tenfold for only three times the capital cost, relative to a slurry-only system.[56]
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A second consideration related to the feedstock is moisture content. Drier, stackable substrates, such as food and yard waste, are suitable for digestion in tunnel-like chambers. Tunnel-style systems typically have near-zero wastewater discharge, as well, so this style of system has advantages where the discharge of digester liquids are a liability. The wetter the material, the more suitable it will be to handling with standard pumps instead of energy-intensive concrete pumps and physical means of movement. Also, the wetter the material, the more volume and area it takes up relative to the levels of gas produced. The moisture content of the target feedstock will also affect what type of system is applied to its treatment. To use a high-solids anaerobic digester for dilute feedstocks, bulking agents, such as compost, should be applied to increase the solids content of the input material.[57] Another key consideration is the carbon:nitrogen ratio of the input material. This ratio is the balance of food a microbe requires to grow; the optimal C:N ratio is 20–30:1.[58] Excess N can lead to ammonia inhibition of digestion.[54]
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The level of contamination of the feedstock material is a key consideration when using wet digestion or plug-flow digestion.
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If the feedstock to the digesters has significant levels of physical contaminants, such as plastic, glass, or metals, then processing to remove the contaminants will be required for the material to be used.[59] If it is not removed, then the digesters can be blocked and will not function efficiently. This contamination issue does not occur with dry digestion or solid-state anaerobic digestion (SSAD) plants, since SSAD handles dry, stackable biomass with a high percentage of solids (40-60%) in gas-tight chambers called fermenter boxes.[60] It is with this understanding that mechanical biological treatment plants are designed. The higher the level of pretreatment a feedstock requires, the more processing machinery will be required, and, hence, the project will have higher capital costs. National Non-Food Crops Centre.[61]
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After sorting or screening to remove any physical contaminants from the feedstock, the material is often shredded, minced, and mechanically or hydraulically pulped to increase the surface area available to microbes in the digesters and, hence, increase the speed of digestion. The maceration of solids can be achieved by using a chopper pump to transfer the feedstock material into the airtight digester, where anaerobic treatment takes place.
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Substrate composition is a major factor in determining the methane yield and methane production rates from the digestion of biomass. Techniques to determine the compositional characteristics of the feedstock are available, while parameters such as solids, elemental, and organic analyses are important for digester design and operation.[62] Methane yield can be estimated from the elemental composition of substrate along with an estimate of its degradability (the fraction of the substrate that is converted to biogas in a reactor).[63] In order to predict biogas composition (the relative fractions of methane and carbon dioxide) it is necessary to estimate carbon dioxide partitioning between the aqueous and gas phases, which requires additional information (reactor temperature, pH, and substrate composition) and a chemical speciation model.[64] Direct measurements of biomethanation potential are also made using gas evolution or more recent gravimetric assays.[65]
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Using anaerobic digestion technologies can help to reduce the emission of greenhouse gases in a number of key ways:
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Anaerobic digestion is particularly suited to organic material, and is commonly used for industrial effluent, wastewater and sewage sludge treatment.[68] Anaerobic digestion, a simple process, can greatly reduce the amount of organic matter which might otherwise be destined to be dumped at sea,[69] dumped in landfills, or burnt in incinerators.[70]
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Pressure from environmentally related legislation on solid waste disposal methods in developed countries has increased the application of anaerobic digestion as a process for reducing waste volumes and generating useful byproducts. It may either be used to process the source-separated fraction of municipal waste or alternatively combined with mechanical sorting systems, to process residual mixed municipal waste. These facilities are called mechanical biological treatment plants.[71][72][73]
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If the putrescible waste processed in anaerobic digesters were disposed of in a landfill, it would break down naturally and often anaerobically. In this case, the gas will eventually escape into the atmosphere. As methane is about 20 times more potent as a greenhouse gas than carbon dioxide, this has significant negative environmental effects.[74]
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In countries that collect household waste, the use of local anaerobic digestion facilities can help to reduce the amount of waste that requires transportation to centralized landfill sites or incineration facilities. This reduced burden on transportation reduces carbon emissions from the collection vehicles. If localized anaerobic digestion facilities are embedded within an electrical distribution network, they can help reduce the electrical losses associated with transporting electricity over a national grid.[75]
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In developing countries, simple home and farm-based anaerobic digestion systems offer the potential for low-cost energy for cooking and lighting.[34][76][77][78]
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From 1975, China and India have both had large, government-backed schemes for adaptation of small biogas plants for use in the household for cooking and lighting. At present, projects for anaerobic digestion in the developing world can gain financial support through the United Nations Clean Development Mechanism if they are able to show they provide reduced carbon emissions.[79]
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Methane and power produced in anaerobic digestion facilities can be used to replace energy derived from fossil fuels, and hence reduce emissions of greenhouse gases, because the carbon in biodegradable material is part of a carbon cycle. The carbon released into the atmosphere from the combustion of biogas has been removed by plants for them to grow in the recent past, usually within the last decade, but more typically within the last growing season. If the plants are regrown, taking the carbon out of the atmosphere once more, the system will be carbon neutral.[80][81] In contrast, carbon in fossil fuels has been sequestered in the earth for many millions of years, the combustion of which increases the overall levels of carbon dioxide in the atmosphere.
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Biogas from sewage sludge treatment is sometimes used to run a gas engine to produce electrical power, some or all of which can be used to run the sewage works.[82] Some waste heat from the engine is then used to heat the digester. The waste heat is, in general, enough to heat the digester to the required temperatures. The power potential from sewage works is limited – in the UK, there are about 80 MW total of such generation, with the potential to increase to 150 MW, which is insignificant compared to the average power demand in the UK of about 35,000 MW. The scope for biogas generation from nonsewage waste biological matter – energy crops, food waste, abattoir waste, etc. - is much higher, estimated to be capable of about 3,000 MW.[citation needed] Farm biogas plants using animal waste and energy crops are expected to contribute to reducing CO2 emissions and strengthen the grid, while providing UK farmers with additional revenues.[83]
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Some countries offer incentives in the form of, for example, feed-in tariffs for feeding electricity onto the power grid to subsidize green energy production.[1][84]
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In Oakland, California at the East Bay Municipal Utility District's main wastewater treatment plant (EBMUD), food waste is currently codigested with primary and secondary municipal wastewater solids and other high-strength wastes. Compared to municipal wastewater solids digestion alone, food waste codigestion has many benefits. Anaerobic digestion of food waste pulp from the EBMUD food waste process provides a higher normalized energy benefit, compared to municipal wastewater solids: 730 to 1,300 kWh per dry ton of food waste applied compared to 560 to 940 kWh per dry ton of municipal wastewater solids applied.[85][86]
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Biogas grid-injection is the injection of biogas into the natural gas grid.[87] The raw biogas has to be previously upgraded to biomethane. This upgrading implies the removal of contaminants such as hydrogen sulphide or siloxanes, as well as the carbon dioxide. Several technologies are available for this purpose, the most widely implemented being pressure swing adsorption (PSA), water or amine scrubbing (absorption processes) and, in recent years, membrane separation.[88] As an alternative, the electricity and the heat can be used for on-site generation,[89] resulting in a reduction of losses in the transportation of energy. Typical energy losses in natural gas transmission systems range from 1–2%, whereas the current energy losses on a large electrical system range from 5–8%.[90]
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In October 2010, Didcot Sewage Works became the first in the UK to produce biomethane gas supplied to the national grid, for use in up to 200 homes in Oxfordshire.[91] By 2017, UK electricity firm Ecotricity plan to have digester fed by locally sourced grass[92] fueling 6000 homes[93]
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After upgrading with the above-mentioned technologies, the biogas (transformed into biomethane) can be used as vehicle fuel in adapted vehicles. This use is very extensive in Sweden, where over 38,600 gas vehicles exist, and 60% of the vehicle gas is biomethane generated in anaerobic digestion plants.[94]
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The solid, fibrous component of the digested material can be used as a soil conditioner to increase the organic content of soils. Digester liquor can be used as a fertiliser to supply vital nutrients to soils instead of chemical fertilisers that require large amounts of energy to produce and transport. The use of manufactured fertilisers is, therefore, more carbon-intensive than the use of anaerobic digester liquor fertiliser. In countries such as Spain, where many soils are organically depleted, the markets for the digested solids can be equally as important as the biogas.[95]
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By using a bio-digester, which produces the bacteria required for decomposing, cooking gas is generated. The organic garbage like fallen leaves, kitchen waste, food waste etc. are fed into a crusher unit, where the mixture is conflated with a small amount of water. The mixture is then fed into the bio-digester, where the bacteria decomposes it to produce cooking gas. This gas is piped to kitchen stove. A 2 cubic meter bio-digester can produce 2 cubic meter of cooking gas. This is equivalent to 1 kg of LPG. The notable advantage of using a bio-digester is the sludge which is a rich organic manure.[96]
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The three principal products of anaerobic digestion are biogas, digestate, and water.[37][97][98]
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Biogas is the ultimate waste product of the bacteria feeding off the input biodegradable feedstock[100] (the methanogenesis stage of anaerobic digestion is performed by archaea, a micro-organism on a distinctly different branch of the phylogenetic tree of life to bacteria), and is mostly methane and carbon dioxide,[101][102] with a small amount hydrogen and trace hydrogen sulfide. (As-produced, biogas also contains water vapor, with the fractional water vapor volume a function of biogas temperature).[39] Most of the biogas is produced during the middle of the digestion, after the bacterial population has grown, and tapers off as the putrescible material is exhausted.[103] The gas is normally stored on top of the digester in an inflatable gas bubble or extracted and stored next to the facility in a gas holder.
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The methane in biogas can be burned to produce both heat and electricity, usually with a reciprocating engine or microturbine[104] often in a cogeneration arrangement where the electricity and waste heat generated are used to warm the digesters or to heat buildings. Excess electricity can be sold to suppliers or put into the local grid. Electricity produced by anaerobic digesters is considered to be renewable energy and may attract subsidies.[105] Biogas does not contribute to increasing atmospheric carbon dioxide concentrations because the gas is not released directly into the atmosphere and the carbon dioxide comes from an organic source with a short carbon cycle.
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Biogas may require treatment or 'scrubbing' to refine it for use as a fuel.[106] Hydrogen sulfide, a toxic product formed from sulfates in the feedstock, is released as a trace component of the biogas. National environmental enforcement agencies, such as the U.S. Environmental Protection Agency or the English and Welsh Environment Agency, put strict limits on the levels of gases containing hydrogen sulfide, and, if the levels of hydrogen sulfide in the gas are high, gas scrubbing and cleaning equipment (such as amine gas treating) will be needed to process the biogas to within regionally accepted levels.[107] Alternatively, the addition of ferrous chloride FeCl2 to the digestion tanks inhibits hydrogen sulfide production.[108]
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Volatile siloxanes can also contaminate the biogas; such compounds are frequently found in household waste and wastewater. In digestion facilities accepting these materials as a component of the feedstock, low-molecular-weight siloxanes volatilise into biogas. When this gas is combusted in a gas engine, turbine, or boiler, siloxanes are converted into silicon dioxide (SiO2), which deposits internally in the machine, increasing wear and tear.[109][110] Practical and cost-effective technologies to remove siloxanes and other biogas contaminants are available at the present time.[111] In certain applications, in situ treatment can be used to increase the methane purity by reducing the offgas carbon dioxide content, purging the majority of it in a secondary reactor.[112]
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In countries such as Switzerland, Germany, and Sweden, the methane in the biogas may be compressed for it to be used as a vehicle transportation fuel or input directly into the gas mains.[113] In countries where the driver for the use of anaerobic digestion are renewable electricity subsidies, this route of treatment is less likely, as energy is required in this processing stage and reduces the overall levels available to sell.[114]
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Digestate is the solid remnants of the original input material to the digesters that the microbes cannot use. It also consists of the mineralised remains of the dead bacteria from within the digesters. Digestate can come in three forms: fibrous, liquor, or a sludge-based combination of the two fractions. In two-stage systems, different forms of digestate come from different digestion tanks. In single-stage digestion systems, the two fractions will be combined and, if desired, separated by further processing.[115][116]
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The second byproduct (acidogenic digestate) is a stable, organic material consisting largely of lignin and cellulose, but also of a variety of mineral components in a matrix of dead bacterial cells; some plastic may be present. The material resembles domestic compost and can be used as such or to make low-grade building products, such as fibreboard.[117][118]
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The solid digestate can also be used as feedstock for ethanol production.[119]
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The third byproduct is a liquid (methanogenic digestate) rich in nutrients, which can be used as a fertiliser, depending on the quality of the material being digested.[116] Levels of potentially toxic elements (PTEs) should be chemically assessed. This will depend upon the quality of the original feedstock. In the case of most clean and source-separated biodegradable waste streams, the levels of PTEs will be low. In the case of wastes originating from industry, the levels of PTEs may be higher and will need to be taken into consideration when determining a suitable end use for the material.
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Digestate typically contains elements, such as lignin, that cannot be broken down by the anaerobic microorganisms. Also, the digestate may contain ammonia that is phytotoxic, and may hamper the growth of plants if it is used as a soil-improving material. For these two reasons, a maturation or composting stage may be employed after digestion. Lignin and other materials are available for degradation by aerobic microorganisms, such as fungi, helping reduce the overall volume of the material for transport. During this maturation, the ammonia will be oxidized into nitrates, improving the fertility of the material and making it more suitable as a soil improver. Large composting stages are typically used by dry anaerobic digestion technologies.[120][121]
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The final output from anaerobic digestion systems is water, which originates both from the moisture content of the original waste that was treated and water produced during the microbial reactions in the digestion systems. This water may be released from the dewatering of the digestate or may be implicitly separate from the digestate.
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The wastewater exiting the anaerobic digestion facility will typically have elevated levels of biochemical oxygen demand (BOD) and chemical oxygen demand (COD). These measures of the reactivity of the effluent indicate an ability to pollute. Some of this material is termed 'hard COD', meaning it cannot be accessed by the anaerobic bacteria for conversion into biogas. If this effluent were put directly into watercourses, it would negatively affect them by causing eutrophication. As such, further treatment of the wastewater is often required. This treatment will typically be an oxidation stage wherein air is passed through the water in a sequencing batch reactors or reverse osmosis unit.[122][123][124]
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The history of anaerobic digestion is a long one, beginning as early as tenth century BCE in Assyria where biogas was used to heat bath water.[125][126] Reported scientific interest in the manufacturing of gas produced by the natural decomposition of organic matter dates from the 17th century, when Robert Boyle (1627-1691) and Stephen Hales (1677-1761) noted that disturbing the sediment of streams and lakes released flammable gas.[16] In 1778, the Italian physicist Alessandro Volta (1745-1827), the father of Electrochemistry,[127] scientifically identified that gas as methane.[128]
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In 1808 Sir Humphry Davy proved the presence of methane in the gases produced by cattle manure.[18] The first known anaerobic digester was built in 1859 at a leper colony in Bombay in India.[129] In 1895, the technology was developed in Exeter, England, where a septic tank was used to generate gas for the sewer gas destructor lamp, a type of gas lighting. Also in England, in 1904, the first dual-purpose tank for both sedimentation and sludge treatment was installed in Hampton, London.
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By the early 20th century, anaerobic digestion systems began to resemble the technology as it appears today.[126] In 1906, Karl Imhoff created the Imhoff tank;[130] an early form of anaerobic digester and model wastewater treatment system throughout the early 20th century.[131][132] After 1920, closed tank systems began to replace the previously common use of anaerobic lagoons – covered earthen basins used to treat volatile solids. Research on anaerobic digestion began in earnest in the 1930s.[133]
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Around the time of World War I, production from biofuels slowed as petroleum production increased and its uses were identified.[134] While fuel shortages during World War II re-popularized anaerobic digestion, interest in the technology decreased again after the war ended.[126][135] Similarly, the 1970s energy crisis sparked interest in anaerobic digestion.[126] In addition to high energy prices, factors affecting the adoption of Anaerobic Digestion systems include receptivity to innovation, pollution penalties, policy incentives, and the availability of subsidies and funding opportunities.[136][137]
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Today, anaerobic digesters are commonly found alongside farms to reduce nitrogen run-off from manure, or wastewater treatment facilities to reduce the costs of sludge disposal.[126] Agricultural anaerobic digestion for energy production has become most popular in Germany, where there were 8,625 digesters in 2014.[125] In the United Kingdom, there were 259 facilities by 2014, and 500 projects planned to become operational by 2019.[138] In the United States, there were 191 operational plants across 34 states in 2012.[137] Policy may explain why adoption rates are so different across these countries.
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Feed-in tariffs in Germany were enacted in 1991, also known as FIT, providing long-term contracts compensating investments in renewable energy generation. Consequently, between 1991 and 1998 the number of anaerobic digester plants in Germany grew from 20 to 517. In the late 1990s, energy prices in Germany varied and investors became unsure of the market's potential. The German government responded by amending FIT four times between 2000 and 2011, increasing tariffs and improving the profitability of anaerobic digestion, and resulting in reliable returns for biogas production and continued high adoption rates across the country.[137][125]
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The cubic metre (in Commonwealth English and international spelling as used by the International Bureau of Weights and Measures) or cubic meter (in American English) is the SI derived unit of volume.[1] Its SI symbol is m3.[1] It is the volume of a cube with edges one metre in length. An alternative name, which allowed a different usage with metric prefixes, was the stère, still sometimes used for dry measure (for instance, in reference to wood). Another alternative name, no longer widely used, was the kilolitre.
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A cubic metre of pure water at the temperature of maximum density (3.98 °C) and standard atmospheric pressure (101.325 kPa) has a mass of 1000 kg, or one tonne. At 0 °C, the freezing point of water, a cubic metre of water has slightly less mass, 999.972 kilograms.
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It is sometimes abbreviated to cu m, m3, M3, m^3, m**3, CBM, cbm when superscript characters or markup cannot be used (e.g. in some typewritten documents and postings in Usenet newsgroups). The "cubic metre" symbol is encoded by Unicode at code point U+33A5 ㎥ SQUARE M CUBED ❰ ㎥ ❱.[4]
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Abbreviated CBM and cbm in the freight business and MTQ (or numeric code 49) in international trade.
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The cubic metre (in Commonwealth English and international spelling as used by the International Bureau of Weights and Measures) or cubic meter (in American English) is the SI derived unit of volume.[1] Its SI symbol is m3.[1] It is the volume of a cube with edges one metre in length. An alternative name, which allowed a different usage with metric prefixes, was the stère, still sometimes used for dry measure (for instance, in reference to wood). Another alternative name, no longer widely used, was the kilolitre.
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A cubic metre of pure water at the temperature of maximum density (3.98 °C) and standard atmospheric pressure (101.325 kPa) has a mass of 1000 kg, or one tonne. At 0 °C, the freezing point of water, a cubic metre of water has slightly less mass, 999.972 kilograms.
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It is sometimes abbreviated to cu m, m3, M3, m^3, m**3, CBM, cbm when superscript characters or markup cannot be used (e.g. in some typewritten documents and postings in Usenet newsgroups). The "cubic metre" symbol is encoded by Unicode at code point U+33A5 ㎥ SQUARE M CUBED ❰ ㎥ ❱.[4]
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Abbreviated CBM and cbm in the freight business and MTQ (or numeric code 49) in international trade.
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The metre (Commonwealth spelling) or meter (American spelling) (from the French unit mètre, from the Greek noun μέτρον, "measure") is the base unit of length in the International System of Units (SI). The SI unit symbol is m.
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The metre is defined as the length of the path travelled by light in a vacuum in 1/299 792 458 of a second.
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The metre was originally defined in 1793 as one ten-millionth of the distance from the equator to the North Pole along a great circle, so the Earth's circumference is approximately 40000 km. In 1799, the metre was redefined in terms of a prototype metre bar (the actual bar used was changed in 1889). In 1960, the metre was redefined in terms of a certain number of wavelengths of a certain emission line of krypton-86. The current definition was adopted in 1983 and slightly updated in 2019.
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Metre is the standard spelling of the metric unit for length in nearly all English-speaking nations except the United States[2][3][4][5] and the Philippines,[6] which use meter. Other Germanic languages, such as German, Dutch, and the Scandinavian languages[7] likewise spell the word meter.
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Measuring devices (such as ammeter, speedometer) are spelled "-meter" in all variants of English.[8] The suffix "-meter" has the same Greek origin as the unit of length.[9][10]
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The etymological roots of metre can be traced to the Greek verb μετρέω (metreo) (to measure, count or compare) and noun μέτρον (metron) (a measure), which were used for physical measurement, for poetic metre and by extension for moderation or avoiding extremism (as in "be measured in your response"). This range of uses is also found in Latin (metior, mensura), French (mètre, mesure), English and other languages. The motto ΜΕΤΡΩ ΧΡΩ (metro chro) in the seal of the International Bureau of Weights and Measures (BIPM), which was a saying of the Greek statesman and philosopher Pittacus of Mytilene and may be translated as "Use measure!", thus calls for both measurement and moderation. The use of the word metre (for the French unit mètre) in English began at least as early as 1797.[11]
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In 1671 Jean Picard measured the length of a "seconds pendulum" (a pendulum with a period of two seconds) at the Paris observatory. He found the value of 440.5 lines of the Toise of Châtelet which had been recently renewed. He proposed a universal toise (French: Toise universelle) which was twice the length of the seconds pendulum.[12][13] However, it was soon discovered that the length of a seconds pendulum varies from place to place: French astronomer Jean Richer had measured the 0.3% difference in length between Cayenne (in French Guiana) and Paris.[14][15][16]
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Jean Richer and Giovanni Domenico Cassini measured the parallax of Mars between Paris and Cayenne in French Guiana when Mars was at its closest to Earth in 1672. They arrived at a figure for the solar parallax of 9.5 arcseconds, equivalent to an Earth–Sun distance of about 22000 Earth radii. They were also the first astronomers to have access to an accurate and reliable value for the radius of Earth, which had been measured by their colleague Jean Picard in 1669 as 3269 thousand toises. Picard's geodetic observations had been confined to the determination of the magnitude of the Earth considered as a sphere, but the discovery made by Jean Richer turned the attention of mathematicians to its deviation from a spherical form. In addition to its significance for cartography, the determination of the Figure of the Earth became a problem of the highest importance in astronomy, inasmuch as the diameter of the Earth was the unit to which all celestial distances had to be referred.[17] [18][19][20]
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As a result of the French Revolution, the French Academy of Sciences charged a commission with determining a single scale for all measures. On 7 October 1790 that commission advised the adoption of a decimal system, and on 19 March 1791 advised the adoption of the term mètre ("measure"), a basic unit of length, which they defined as equal to one ten-millionth of the distance between the North Pole and the Equator along the meridian through Paris.[21][22][23][24][25] In 1793, the French National Convention adopted the proposal.[11]
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The French Academy of Sciences commissioned an expedition led by Jean Baptiste Joseph Delambre and Pierre Méchain, lasting from 1792 to 1799, which attempted to accurately measure the distance between a belfry in Dunkerque and Montjuïc castle in Barcelona at the longitude of Paris Panthéon.[26] The expedition was fictionalised in Denis Guedj, Le Mètre du Monde.[27] Ken Alder wrote factually about the expedition in The Measure of All Things: the seven year odyssey and hidden error that transformed the world.[28] This portion of the Paris meridian, was to serve as the basis for the length of the half meridian connecting the North Pole with the Equator. From 1801 to 1812 France adopted this definition of the metre as its official unit of length based on results from this expedition combined with those of the Geodesic Mission to Peru.[29][30] The latter was related by Larrie D. Ferreiro in Measure of the Earth: The Enlightenment Expedition that Reshaped Our World.[31]
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A more accurate determination of the Figure of the Earth would soon result from the measurement of the Struve Geodetic Arc (1816–1855) and would have given another value for the definition of this standard of length. This did not invalidate the metre but highlighted that progresses in science would allow better measurement of Earth's size and shape.[20] After the July Revolution of 1830 the metre became the definitive French standard from 1840. At that time it had already been adopted by Ferdinand Rudolph Hassler for the U.S Survey of the Coast.[29][32][33]
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"The unit of length to which all distances measured in the Coast Survey are referred is the French metre, an authentic copy of which is preserved in the archives of the Coast Survey Office. It is the property of the American Philosophical Society, to whom it was presented by Mr. Hassler, who had received it from Tralles, a member of the French Committee charged with the construction of the standard metre by comparison with the toise, which had served as unit of length in the measurement of the meridional arcs in France and Peru. It possesses all the authenticity of any original metre extant, bearing not only the stamp of the Committee but also the original mark by which it was distiguished from the other bars during the operation of standarding. It is always designated as the Committee metre" (French : Mètre des Archives).[34]
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In 1830 President Andrew Jackson mandated Ferdinand Rudolf Hassler to work out new standards for all U.S. states. According to the decision of the Congress of the United States, the British Parlementary Standard from 1758 was introduced as the unit of length.[35] Another geodesist with metrology skills was to play a pivotal role in the process of internationalization of weights and measures, Carlos Ibáñez e Ibáñez de Ibero who would become the first president of both the International Geodetic Association and the International Committee for Weights and Measures.[36]
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In 1867 at the second general conference of the International Association of Geodesy held in Berlin, the question of an international standard unit of length was discussed in order to combine the measurements made in different countries to determine the size and shape of the Earth.[37][38][39] The conference recommended the adoption of the metre in replacement of the toise and the creation of an international metre commission, according to the proposal of Johann Jacob Baeyer, Adolphe Hirsch and Carlos Ibáñez e Ibáñez de Ibero who had devised two geodetic standards calibrated on the metre for the map of Spain.[33][37][39][40] Measurement traceability between the toise and the metre was ensured by comparison of the Spanish standard with the standard devised by Borda and Lavoisier for the survey of the meridian arc connecting Dunkirk with Barcelona.[36][40][41]
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A member of the Preparatory Committee since 1870 and Spanish representative at the Paris Conference in 1875, Carlos Ibáñez e Ibáñez de Ibero intervened with the French Academy of Sciences to rally France to the project to create an International Bureau of Weights and Measures equipped with the scientific means necessary to redefine the units of the metric system according to the progress of sciences.[42]
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In the 1870s and in light of modern precision, a series of international conferences was held to devise new metric standards. The Metre Convention (Convention du Mètre) of 1875 mandated the establishment of a permanent International Bureau of Weights and Measures (BIPM: Bureau International des Poids et Mesures) to be located in Sèvres, France. This new organisation was to construct and preserve a prototype metre bar, distribute national metric prototypes, and maintain comparisons between them and non-metric measurement standards. The organisation distributed such bars in 1889 at the first General Conference on Weights and Measures (CGPM: Conférence Générale des Poids et Mesures), establishing the International Prototype Metre as the distance between two lines on a standard bar composed of an alloy of 90% platinum and 10% iridium, measured at the melting point of ice.[43]
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The comparison of the new prototypes of the metre with each other and with the Committee metre (French: Mètre des Archives) involved the development of special measuring equipment and the definition of a reproducible temperature scale. The BIPM's thermometry work led to the discovery of special alloys of iron-nickel, in particular invar, for which its director, the Swiss physicist Charles-Edouard Guillaume, was granted the Nobel Prize for physics in 1920.[44]
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As Carlos Ibáñez e Ibáñez de Ibero stated, the progress of metrology combined with those of gravimetry through improvement of Kater's pendulum led to a new era of geodesy. If precision metrology had needed the help of geodesy, the latter could not continue to prosper without the help of metrology. Indeed, how to express all the measurements of terrestrial arcs as a function of a single unit, and all the determinations of the force of gravity with the pendulum, if metrology had not created a common unit, adopted and respected by all civilized nations, and if in addition one had not compared, with great precision, to the same unit all the standards for measuring geodesic bases, and all the pendulum rods that had hitherto been used or would be used in the future? Only when this series of metrological comparisons would be finished with a probable error of a thousandth of a millimetre would geodesy be able to link the works of the different nations with one another, and then proclaim the result of the last measurement of the Globe. As the figure of the Earth could be inferred from variations of the seconds pendulum length with latitude, the United States Coast Survey instructed Charles Sanders Peirce in the spring of 1875 to proceed to Europe for the purpose of making pendulum experiments to chief initial stations for operations of this sort, in order to bring the determinations of the forces of gravity in America into communication with those of other parts of the world; and also for the purpose of making a careful study of the methods of pursuing these researches in the different countries of Europe. In 1886 the association of geodesy changed name for the International Geodetic Association, which Carlos Ibáñez e Ibáñez de Ibero presided up to his death in 1891. During this period the International Geodetic Association (German: Internationale Erdmessung) gained worldwide importance with the joining of United States, Mexico, Chile, Argentina and Japan.[36][45][46][47][48][49]
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Efforts to supplement the various national surveying systems, which begun in the 19th century with the foundation of the Mitteleuropäische Gradmessung, resulted in a series of global ellipsoids of the Earth (e.g., Helmert 1906, Hayford 1910/1924) which would later lead to develop the World Geodetic System. Nowadays the practical realisation of the metre is possible everywhere thanks to the atomic clocks embedded in GPS satellites.[50][51]
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In 1873, James Clerk Maxwell suggested that light emitted by an element be used as the standard both for the meter and for the second. These two quantities could then be used to define the unit of mass.[52]
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In 1893, the standard metre was first measured with an interferometer by Albert A. Michelson, the inventor of the device and an advocate of using some particular wavelength of light as a standard of length. By 1925, interferometry was in regular use at the BIPM. However, the International Prototype Metre remained the standard until 1960, when the eleventh CGPM defined the metre in the new International System of Units (SI) as equal to 1650763.73 wavelengths of the orange-red emission line in the electromagnetic spectrum of the krypton-86 atom in a vacuum.[53]
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To further reduce uncertainty, the 17th CGPM in 1983 replaced the definition of the metre with its current definition, thus fixing the length of the metre in terms of the second and the speed of light:[54]
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This definition fixed the speed of light in vacuum at exactly 299792458 metres per second (≈300000 km/s).[54] An intended by-product of the 17th CGPM's definition was that it enabled scientists to compare lasers accurately using frequency, resulting in wavelengths with one-fifth the uncertainty involved in the direct comparison of wavelengths, because interferometer errors were eliminated. To further facilitate reproducibility from lab to lab, the 17th CGPM also made the iodine-stabilised helium–neon laser "a recommended radiation" for realising the metre.[55] For the purpose of delineating the metre, the BIPM currently considers the HeNe laser wavelength, λHeNe, to be 632.99121258 nm with an estimated relative standard uncertainty (U) of 2.1×10−11.[55][56][57] This uncertainty is currently one limiting factor in laboratory realisations of the metre, and it is several orders of magnitude poorer than that of the second, based upon the caesium fountain atomic clock (U = 5×10−16).[58] Consequently, a realisation of the metre is usually delineated (not defined) today in labs as 1579800.762042(33) wavelengths of helium-neon laser light in a vacuum, the error stated being only that of frequency determination.[55] This bracket notation expressing the error is explained in the article on measurement uncertainty.
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Practical realisation of the metre is subject to uncertainties in characterising the medium, to various uncertainties of interferometry, and to uncertainties in measuring the frequency of the source.[59] A commonly used medium is air, and the National Institute of Standards and Technology (NIST) has set up an online calculator to convert wavelengths in vacuum to wavelengths in air.[60] As described by NIST, in air, the uncertainties in characterising the medium are dominated by errors in measuring temperature and pressure. Errors in the theoretical formulas used are secondary.[61] By implementing a refractive index correction such as this, an approximate realisation of the metre can be implemented in air, for example, using the formulation of the metre as 1579800.762042(33) wavelengths of helium–neon laser light in vacuum, and converting the wavelengths in a vacuum to wavelengths in air. Air is only one possible medium to use in a realisation of the metre, and any partial vacuum can be used, or some inert atmosphere like helium gas, provided the appropriate corrections for refractive index are implemented.[62]
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The metre is defined as the path length travelled by light in a given time and practical laboratory length measurements in metres are determined by counting the number of wavelengths of laser light of one of the standard types that fit into the length,[65] and converting the selected unit of wavelength to metres. Three major factors limit the accuracy attainable with laser interferometers for a length measurement:[59][66]
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Of these, the last is peculiar to the interferometer itself. The conversion of a length in wavelengths to a length in metres is based upon the relation
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which converts the unit of wavelength λ to metres using c, the speed of light in vacuum in m/s. Here n is the refractive index of the medium in which the measurement is made, and f is the measured frequency of the source. Although conversion from wavelengths to metres introduces an additional error in the overall length due to measurement error in determining the refractive index and the frequency, the measurement of frequency is one of the most accurate measurements available.[66]
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SI prefixes are often employed to denote decimal multiples and submultiples of the metre, as shown in the table below. As indicated in the table, some are commonly used, while others are not. Long distances are usually expressed in km, astronomical units (149.6 Gm), light-years (10 Pm), or parsecs (31 Pm), rather than in Mm, Gm, Tm, Pm, Em, Zm or Ym; "30 cm", "30 m", and "300 m" are more common than "3 dm", "3 dam", and "3 hm", respectively.
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The terms micron and (occasionally) millimicron are often used instead of micrometre (μm) and nanometre (nm), but this practice is officially discouraged.[76]
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Within this table, "inch" and "yard" mean "international inch" and "international yard"[77] respectively, though approximate conversions in the left column hold for both international and survey units.
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One metre is exactly equivalent to 5 000/127 inches and to 1 250/1 143 yards.
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A simple mnemonic aid exists to assist with conversion, as three "3"s:
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The ancient Egyptian cubit was about 0.5 m (surviving rods are 523–529 mm).[78] Scottish and English definitions of the ell (two cubits) were 941 mm (0.941 m) and 1143 mm (1.143 m) respectively.[79][80] The ancient Parisian toise (fathom) was slightly shorter than 2 m and was standardised at exactly 2 m in the mesures usuelles system, such that 1 m was exactly 1⁄2 toise.[81] The Russian verst was 1.0668 km.[82] The Swedish mil was 10.688 km, but was changed to 10 km when Sweden converted to metric units.[83]
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Rapid transit or mass rapid transit (MRT), also known as heavy rail, metro, subway, tube, U-Bahn, metropolitana or underground, is a type of high-capacity public transport generally found in urban areas.[1][2][3] Unlike buses or trams, rapid transit systems are electric railways that operate on an exclusive right-of-way, which cannot be accessed by pedestrians or other vehicles of any sort,[4] and which is often grade-separated in tunnels or on elevated railways.
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Modern service on rapid transit systems are provided on designated lines between stations typically using electric multiple units on rail tracks, although some systems use guided rubber tires, magnetic levitation (maglev), or monorail. The stations typically have high platforms, without steps inside the trains, requiring custom-made trains in order to minimize gaps between train and platform. They are typically integrated with other public transport and often operated by the same public transport authorities. However, some rapid transit systems have at-grade intersections between a rapid transit line and a road or between two rapid transit lines.[5]
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The world's first rapid transit system was the partially underground Metropolitan Railway which opened as a conventional railway in 1863, and now forms part of the London Underground.[7] In 1868, New York opened the elevated West Side and Yonkers Patent Railway, initially a cable-hauled line using static steam engines.
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China has the largest number of rapid transit systems in the world at 31, with over 4,500 km of lines and is responsible for most of the world's rapid transit expansion in the past decade.[8][9][10] The world's longest single-operator rapid transit system by route length is the Shanghai Metro.[11][12] The world's largest single rapid transit service provider by number of stations (472 stations in total)[13] is the New York City Subway. The busiest rapid transit systems in the world by annual ridership are the Tokyo subway system, the Seoul Metropolitan Subway, the Moscow Metro, the Beijing Subway, the Shanghai Metro, the Shenzhen Metro, the Delhi metro, the Guangzhou Metro, the New York City Subway, the Mexico City Metro, the Paris Métro, the Hong Kong MTR and the Singapore MRT.[14]
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Metro is the most common term for underground rapid transit systems used by non-native English speakers.[15] Rapid transit systems may be named after the medium by which passengers travel in busy central business districts; the use of tunnels inspires names such as subway,[16] underground,[17] Untergrundbahn (U-Bahn) in German,[18] or the Tunnelbana (T-bana) in Swedish;[19] the use of viaducts inspires names such as elevated (L or el), skytrain,[20] overhead, overground or Hochbahn in German. One of these terms may apply to an entire system, even if a large part of the network (for example, in outer suburbs) runs at ground level.
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In most of Britain, a subway is a pedestrian underpass; the terms Underground and Tube are used for the London Underground, and the North East England Tyne and Wear Metro, mostly overground, is known as the Metro. In Scotland, however, the Glasgow Subway underground rapid transit system is known as the Subway. In most of North America, underground mass transit systems are primarily known as subways.[citation needed] The term metro is a shortened reference to a metropolitan area. Chicago's commuter rail system that serves the entire metropolitan area is called Metra, while its rapid transit system that serves the city is called the "L". Rapid transit systems such as the Washington Metro, Los Angeles Metro Rail, the Miami Metrorail, and the Montreal Metro are generally called the Metro.[21] However the Boston subway system is known locally as "The T". In most of Southeast Asia, rapid transit systems are primarily known as MRT (Mass Rapid Transit) or MTR (Mass Transit Railway).
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The opening of London's steam-hauled Metropolitan Railway in 1863 marked the beginning of rapid transit. Initial experiences with steam engines, despite ventilation, were unpleasant. Experiments with pneumatic railways failed in their extended adoption by cities. Electric traction was more efficient, faster and cleaner than steam and the natural choice for trains running in tunnels and proved superior for elevated services.
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In 1890 the City & South London Railway was the first electric-traction rapid transit railway, which was also fully underground.[22] Prior to opening the line was to be called the "City and South London Subway", thus introducing the term Subway into railway terminology.[23] Both railways, alongside others, were eventually merged into London Underground. The 1893 Liverpool Overhead Railway was designed to use electric traction from the outset.[24]
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The technology quickly spread to other cities in Europe, the United States, Argentina, and Canada, with some railways being converted from steam and others being designed to be electric from the outset. Budapest, Chicago, Glasgow and New York all converted or purpose-designed and built electric rail services.[25]
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Advancements in technology have allowed new automated services. Hybrid solutions have also evolved, such as tram-train and premetro, which incorporate some of the features of rapid transit systems.[22] In response to cost, engineering considerations and topological challenges some cities have opted to construct tram systems, particularly those in Australia, where density in cities was low and suburbs tended to spread out.[26] Since the 1970s, the viability of underground train systems in Australian cities, particularly Sydney and Melbourne, has been reconsidered and proposed as a solution to over-capacity. The first rapid transit line in Australia was opened in Sydney in 2019, which will feed into a larger network known as the Sydney Metro upon completion of a second line in 2024.[27]
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Since the 1960s many new systems were introduced in Europe, Asia and Latin America.[18] In the 21st century, most new expansions and systems are located in Asia, with China becoming the world's leader in metro expansion operating some of the largest and busiest systems while possessing almost 60 cities operating, constructing or planning a rapid transit system.[28][29]
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Rapid transit is used in cities, agglomerations, and metropolitan areas to transport large numbers of people often short distances at high frequency. The extent of the rapid transit system varies greatly between cities, with several transport strategies.
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Some systems may extend only to the limits of the inner city, or to its inner ring of suburbs with trains making frequent station stops. The outer suburbs may then be reached by a separate commuter rail network where more widely spaced stations allow higher speeds. In some cases the differences between urban rapid transit and suburban systems are not clear.[3]
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Rapid transit systems may be supplemented by other systems such as trolleybuses, regular buses, trams, or commuter rail. This combination of transit modes serves to offset certain limitations of rapid transit such as limited stops and long walking distances between outside access points. Bus or tram feeder systems transport people to rapid transit stops.[30]
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Each rapid transit system consists of one or more lines, or circuits. Each line is serviced by at least one specific route with trains stopping at all or some of the line's stations. Most systems operate several routes, and distinguish them by colors, names, numbering, or a combination thereof. Some lines may share track with each other for a portion of their route or operate solely on their own right-of-way. Often a line running through the city center forks into two or more branches in the suburbs, allowing a higher service frequency in the center. This arrangement is used by many systems, such as the Copenhagen Metro,[34] the Milan Metro, the Oslo Metro and the New York City Subway.[35]
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Alternatively, there may be a single central terminal (often shared with the central railway station), or multiple interchange stations between lines in the city center, for instance in the Prague Metro.[36] The London Underground[37] and Paris Métro[38] are densely built systems with a matrix of crisscrossing lines throughout the cities. The Chicago 'L' has most of its lines converging on The Loop, the main business, financial, and cultural area. Some systems have a circular line around the city center connecting to radially arranged outward lines, such as the Moscow Metro's Koltsevaya Line and Beijing Subway's Line 10.
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The capacity of a line is obtained by multiplying the car capacity, the train length, and the service frequency. Heavy rapid transit trains might have six to twelve cars, while lighter systems may use four or fewer. Cars have a capacity of 100 to 150 passengers, varying with the seated to standing ratio—more standing gives higher capacity. The minimum time interval between trains is shorter for rapid transit than for mainline railways owing to the use of Communications based train control: the minimum headway can reach 90 seconds, but many systems typically use 120 seconds to allow for recovery from delays. Typical capacity lines allow 1,200 people per train, giving 36,000 people per hour. The highest attained capacity is 80,000 people per hour by the MTR Corporation in Hong Kong.[39]
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Rapid transit topologies are determined by a large number of factors, including geographical barriers, existing or expected travel patterns, construction costs, politics, and historical constraints. A transit system is expected to serve an area of land with a set of lines, which consist of shapes summarized as "I", "U", "S", and "O" shapes or loops. Geographical barriers may cause chokepoints where transit lines must converge (for example, to cross a body of water), which are potential congestion sites but also offer an opportunity for transfers between lines. Ring lines provide good coverage, connect between the radial lines and serve tangential trips that would otherwise need to cross the typically congested core of the network. A rough grid pattern can offer a wide variety of routes while still maintaining reasonable speed and frequency of service.[40] A study of the 15 world largest subway systems suggested a universal shape composed of a dense core with branches radiating from it.[41]
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Line, e.g. Algiers, Almaty, Baltimore, Cleveland, Gwangju, Helsinki, Hiroshima, Jakarta, Kazan, Miami, Mumbai, Sydney, Yekaterinburg
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Cross, e.g. Atlanta, Bangalore, Incheon, Kaohsiung, Kyoto, Minsk, Nizhny Novgorod, Panama City, Philadelphia, Rotterdam, Sendai, Warsaw
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X-shaped, e.g. Amsterdam, Brussels, San Francisco Bay Area, Stockholm, Thessaloniki
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Two crossing paths (air bladder), e.g. Cairo, Chennai, Lille, Marseille, Montreal, Nuremberg, Rotterdam, Toronto
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Secant, e.g. Athens, Budapest, Busan, Kharkiv, Hyderabad, Lisbon, Milan, Munich, Prague, Rome, São Paulo, Tashkent
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Radial, e.g. Boston, Budapest, Buenos Aires, Chicago, Daegu, Kiev, Los Angeles, Sapporo, Tehran, Vancouver, Washington
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Circle, e.g. Glasgow
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Circle-radial, e.g. Beijing, Bucharest, Chengdu, Chongqing, Copenhagen, Delhi, London, Madrid, Moscow, Nagoya, Paris, Seoul, Shanghai, Singapore, Tokyo, Zhengzhou
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Complex grid, e.g. Barcelona, Berlin, Guangzhou, Hong Kong, Mexico City, Milan, Nanjing, New York, Osaka, Shenzhen, Taipei, Tianjin, Wuhan, Vienna
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Extended loop, e.g. Sofia, Naples, Newcastle
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Rapid transit operators have often built up strong brands, often focused on easy recognition—to allow quick identification even in the vast array of signage found in large cities—combined with the desire to communicate speed, safety, and authority.[42] In many cities, there is a single corporate image for the entire transit authority, but the rapid transit uses its own logo that fits into the profile.
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A transit map is a topological map or schematic diagram used to show the routes and stations in a public transport system. The main components are color-coded lines to indicate each line or service, with named icons to indicate stations. Maps may show only rapid transit or also include other modes of public transport.[43] Transit maps can be found in transit vehicles, on platforms, elsewhere in stations, and in printed timetables. Maps help users understand the interconnections between different parts of the system; for example, they show the interchange stations where passengers can transfer between lines. Unlike conventional maps, transit maps are usually not geographically accurate, but emphasize the topological connections among the different stations. The graphic presentation may use straight lines and fixed angles, and often a fixed minimum distance between stations, to simplify the display of the transit network. Often this has the effect of compressing the distance between stations in the outer area of the system, and expanding distances between those close to the center.[43]
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Some systems assign unique alphanumeric codes to each of their stations to help commuters identify them, which briefly encodes information about the line it is on, and its position on the line.[44] For example, on the Singapore MRT, Changi Airport MRT station has the alphanumeric code CG2, indicating its position as the 2nd station on the Changi Airport branch of the East West Line. Interchange stations would have at least two codes, for example, Raffles Place MRT station has two codes, NS26 and EW14, the 26th station on the North South Line and the 14th station on the East West Line. Seoul Metro is another example that utilizes a code for its stations. But unlike that of Singapore's MRT, it's mostly numbers. Based on the line number, for example Sinyongsan station, coded as station 429. As it is on Line 4, the first number of the station code is 4. The last 2 numbers will be the station number on that line. Interchange stations can have multiple codes. Like City Hall station in Seoul which is served by Line 1 and Line2. It has a code of 132 and 201 respectively. The Line 2 is a circle line and the first stop is City Hall, therefore, City Hall has the station code of 201. For lines without a number like Bundang line it will have an alphanumeric code. Lines without a number that are operated by KORAIL will start with the letter 'K'.
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With widespread use of the Internet and cell phones globally, transit operators now use these technologies to present information to their users. In addition to online maps and timetables, some transit operators now offer real-time information which allows passengers to know when the next vehicle will arrive, and expected travel times. The standardized GTFS data format for transit information allows many third-party software developers to produce web and smartphone app programs which give passengers customized updates regarding specific transit lines and stations of interest.
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Compared to other modes of transport, rapid transit has a good safety record, with few accidents. Rail transport is subject to strict safety regulations, with requirements for procedure and maintenance to minimize risk. Head-on collisions are rare due to use of double track, and low operating speeds reduce the occurrence and severity of rear-end collisions and derailments. Fire is more of a danger underground, such as the King's Cross fire in London in November 1987, which killed 31 people. Systems are generally built to allow evacuation of trains at many places throughout the system.[45][46]
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High platforms (usually over 1 meter / 3 feet) are a safety risk, as people falling onto the tracks have trouble climbing back. Platform screen doors are used on some systems to eliminate this danger.
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Rapid transit facilities are public spaces and may suffer from security problems: petty crimes, such as pickpocketing and baggage theft, and more serious violent crimes, as well as sexual assaults on tightly packed trains and platforms.[47][48] Security measures include video surveillance, security guards, and conductors. In some countries a specialized transit police may be established. These security measures are normally integrated with measures to protect revenue by checking that passengers are not travelling without paying.[49] Some subway systems, such as the Beijing Subway, which is ranked by Worldwide Rapid Transit Data as the "World's Safest Rapid Transit Network" in 2015, incorporate airport-style security checkpoints at every station. Rapid transit systems have been subject to terrorism with many casualties, such as the 1995 Tokyo subway sarin gas attack[50] and the 2005 "7/7" terrorist bombings on the London Underground.
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Some rapid transport trains have extra features such as wall sockets and internet connectivity. For example, the Hong Kong Mass Transit Railway (MTR) provides mobile data connection in the tunnels for selected service providers.
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Most rapid transit trains are electric multiple units with lengths from three to over ten cars.[51] Crew sizes have decreased throughout history, with some modern systems now running completely unstaffed trains.[52] Other trains continue to have drivers, even if their only role in normal operation is to open and close the doors of the trains at stations. Power is commonly delivered by a third rail or by overhead wires. The whole London Underground network uses fourth rail and others use the linear motor for propulsion.[53]
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Most run on conventional steel railway tracks, although some use rubber tires, such as the Montreal Metro and Mexico City Metro and some lines in the Paris Métro. Rubber tires allow steeper gradients and a softer ride, but have higher maintenance costs and are less energy efficient. They also lose traction when weather conditions are wet or icy, preventing above-ground use of the Montréal Metro and limiting above-ground use on the Sapporo Municipal Subway but not rubber-tired systems in other cities.[54]
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High capacity Monorails with larger and longer trains can be classified as rapid transit systems.[citation needed] Such monorail systems recently started operating in Chongqing and São Paulo. Light metro is a subclass of rapid transit that has the speed and grade separation of a "full metro" but is designed for smaller passenger numbers. It often has smaller loading gauges, lighter train cars and smaller consists of typically two to four cars. Light metros are typically used as feeder lines into the main rapid transit system.[55] For instance, the Wenhu Line of the Taipei Metro serves many relatively sparse neighbourhoods and feeds into and complements the high capacity metro lines.
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Some systems have been built from scratch, others are reclaimed from former commuter rail or suburban tramway systems that have been upgraded, and often supplemented with an underground or elevated downtown section.[19] At grade alignments with a dedicated right-of-way are typically used only outside dense areas, since they create a physical barrier in the urban fabric that hinders the flow of people and vehicles across their path and have a larger physical footprint. This method of construction is the cheapest as long as land values are low. It is often used for new systems in areas that are planned to fill up with buildings after the line is built.[56]
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Underground tunnels move traffic away from street level, avoiding delays caused by traffic congestion and leaving more land available for buildings and other uses. In areas of high land prices and dense land use, tunnels may be the only economic route for mass transportation. Cut-and-cover tunnels are constructed by digging up city streets, which are then rebuilt over the tunnel; alternatively, tunnel-boring machines can be used to dig deep-bore tunnels that lie further down in bedrock.[22]
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Elevated railways are a cheaper and easier way to build an exclusive right-of-way without digging expensive tunnels or creating barriers. In addition to street level railways they may also be the only other feasible alternative due to considerations such as a high water table close to the city surface that raises the cost of, or even precludes underground railways (e.g. Miami). Elevated guideways were popular around the beginning of the 20th century, but fell out of favor; they came back into fashion in the last quarter of the century—often in combination with driverless systems, for instance Vancouver's SkyTrain, London's Docklands Light Railway,[57] the Miami Metrorail, and the Bangkok Skytrain.[58]
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Stations function as hubs to allow passengers to board and disembark from trains. They are also payment checkpoints and allow passengers to transfer between modes of transport, for instance to buses or other trains. Access is provided via either island- or side platforms.[59] Underground stations, especially deep-level ones, increase the overall transport time: long escalator rides to the platforms mean that the stations can become bottlenecks if not adequately built. Some underground and elevated stations are integrated into vast underground or skyway networks respectively, that connect to nearby commercial buildings.[60] In suburbs, there may be a "park and ride" connected to the station.[61]
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To allow easy access to the trains, the platform height allows step-free access between platform and train. If the station complies with accessibility standards, it allows both disabled people and those with wheeled baggage easy access to the trains,[62] though if the track is curved there can be a gap between the train and platform. Some stations use platform screen doors to increase safety by preventing people falling onto the tracks, as well as reducing ventilation costs.
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The deepest station in the world is Arsenalna station in Kiev, Ukraine[63] (105.5 m).
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Particularly in the former Soviet Union and other Eastern European countries, but to an increasing extent elsewhere, the stations were built with splendid decorations such as marble walls, polished granite floors and mosaics—thus exposing the public to art in their everyday life, outside galleries and museums. The systems in Moscow, St. Petersburg, Tashkent and Kiev are widely regarded as some of the most beautiful in the world.[64] Several other cities such as Stockholm, Montreal, Lisbon, Naples and Los Angeles have also focused on art, which may range from decorative wall claddings, to large, flamboyant artistic schemes integrated with station architecture, to displays of ancient artifacts recovered during station construction.[65] It may be possible to profit by attracting more passengers by spending relatively small amounts on grand architecture, art, cleanliness, accessibility, lighting and a feeling of safety.[66]
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Since the 1980s, trams have incorporated several features of rapid transit: light rail systems (trams) run on their own rights-of-way, thus avoiding congestion; they remain on the same level as buses and cars. Some light rail systems have elevated or underground sections. Both new and upgraded tram systems allow faster speed and higher capacity, and are a cheap alternative to construction of rapid transit, especially in smaller cities.[26]
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A premetro design means that an underground rapid transit system is built in the city center, but only a light rail or tram system in the suburbs. Conversely, other cities have opted to build a full metro in the suburbs, but run trams in city streets to save the cost of expensive tunnels. In North America, interurbans were constructed as street-running suburban trams, without the grade-separation of rapid transit. Premetros also allow a gradual upgrade of existing tramways to rapid transit, thus spreading the investment costs over time. They are most common in Germany with the name Stadtbahn.[51]
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Suburban commuter rail is a heavy rail system that operates at a lower frequency than urban rapid transit, with higher average speeds, often only serving one station in each village and town. Commuter rail systems of some cities (such as German S-Bahns, Jakarta's KRL Commuterline, Chennai Suburban, Australian suburban networks, Danish S-tog etc.) can be seen as the substitute for the city's rapid transit system providing frequent mass transit within city. In contrast, the mainly urban rapid transit systems in some cities (such as the Dubai Metro, Shanghai Metro, MetroSur of the Madrid Metro, Taipei Metro, Kuala Lumpur Rapid Transit etc.) have lines that fan out to reach the outer suburbs. With some other urban or "near urban" rapid transit systems (Guangfo Metro, Bay Area Rapid Transit, Los Teques Metro and Seoul Subway Line 7, etc.) serving bi- and multi-nucleus agglomerations.
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Some cities have opted for two tiers of urban railways: an urban rapid transit system (such as the Paris Métro, Berlin U-Bahn, London Underground, Sydney Metro, Tokyo subway, Jakarta MRT and Philadelphia Subway) and a suburban system (such as their counterparts RER, S-Bahn, future Crossrail & London Overground, Sydney Trains, JR Urban Lines, KRL Commuterline and Regional Rail respectively). Such systems are known variously as S-trains, suburban service, or (sometimes) regional rail. The suburban systems may have their own purpose built trackage, run at similar "rapid transit-like" frequencies, and (in many countries) are operated by the national railway company. In some cities these suburban services run through tunnels in the city center and have direct transfers to the rapid transit system, on the same or adjoining platforms.[67][68] California's BART, Federal District's Metrô-DF and Washington's Metrorail system is an example of a hybrid of the two: in the suburbs the lines function like a commuter rail line, with longer intervals and longer distance between stations; in the downtown areas, the stations become closer together and many lines interline with intervals dropping to typical rapid transit headways.
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As of March 2018[update], 212 cities have built rapid transit systems.[69] The capital cost is high, as is the risk of cost overrun and benefit shortfall; public financing is normally required. Rapid transit is sometimes seen as an alternative to an extensive road transport system with many motorways;[70] the rapid transit system allows higher capacity with less land use, less environmental impact, and a lower cost.[71]
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Elevated or underground systems in city centers allow the transport of people without occupying expensive land, and permit the city to develop compactly without physical barriers. Motorways often depress nearby residential land values, but proximity to a rapid transit station often triggers commercial and residential growth, with large transit oriented development office and housing blocks being constructed.[70][72] Also, an efficient transit system can decrease the economic welfare loss caused by the increase of population density in a metropolis.[73]
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Rapid transit systems have high fixed costs. Most systems are publicly owned, by either local governments, transit authorities or national governments. Capital investments are often partially or completely financed by taxation, rather than by passenger fares, but must often compete with funding for roads. The transit systems may be operated by the owner or by a private company through a public service obligation. The owners of the systems often also own the connecting bus or rail systems, or are members of the local transport association, allowing for free transfers between modes. Almost all transit systems operate at a deficit, requiring fare revenue, advertising and subsidies to cover costs.
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The farebox recovery ratio, a ratio of ticket income to operating costs, is often used to assess operational profitability, with some systems including Hong Kong's MTR Corporation,[74] and Taipei[75] achieving recovery ratios of well over 100%. This ignores both heavy capital costs incurred in building the system, which are often subsidized with soft loans[76] and whose servicing is excluded from calculations of profitability, as well as ancillary revenue such as income from real estate portfolios.[74] Some systems, particularly Hong Kong's, extensions are partly financed by the sale of land whose value has appreciated by the new access the extension has brought to the area,[56] a process known as value capture.
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The Mosque–Cathedral of Córdoba[1][2] (Spanish: Mezquita-Catedral de Córdoba), officially known by its ecclesiastical name, the Cathedral of Our Lady of the Assumption (Spanish: Catedral de Nuestra Señora de la Asunción),[3] is the Catholic cathedral of the Diocese of Córdoba dedicated to the Assumption of the Virgin Mary and located in the Spanish region of Andalusia.[4] Due to its status as a former Islamic place of worship, it is also known as the Great Mosque of Córdoba (Spanish: Mezquita de Córdoba),[5][2][6] or the Mezquita.[7][8] The structure is regarded as one of the most accomplished monuments of Moorish architecture built by the European Moors.
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According to traditional accounts, a Visigoth church, the Catholic Christian Basilica of Saint Vincent of Lérins, originally stood on the site.[9][10][11] In 784 Abd al-Rahman I ordered the conversion of the church into a mosque and further construction, which was considerably expanded by later Muslim rulers.[12][13][14] Córdoba returned to Christian rule in 1236 during the Reconquista, and the building was reconverted to a Catholic church, culminating in the insertion of a Renaissance cathedral nave in the 16th century.[13][14]
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It is commonly believed that the site of the mosque–cathedral was originally a Christian church dedicated to Saint Vincent the Third, which was divided and shared by Muslims and Christians after the Umayyad conquest of Hispania.[12][13][14] This sharing arrangement of the site lasted until 784, when the Christian half was purchased by the Emir 'Abd al-Rahman I, who then proceeded to demolish the original structure and build the grand mosque of Córdoba on its ground.[13][15]
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This narrative, which goes back to the tenth-century historian al-Razi, echoed similar narratives of the Islamic conquest of Syria, in particular the story of building the Umayyad Mosque.[12][11] For medieval Muslim historians, these parallels served to highlight a dynastic Umayyad conquest of Spain and appropriation of the Visigothic Córdoba.[12][11]
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The historicity of this narrative has been challenged,[10] as archaeological evidence is scant, and the narrative is not corroborated by contemporary accounts of the events following Abd al-Rahman I's initial arrival in al-Andalus.[11] Another tenth-century source mentions a church that stood at the site of the mosque without giving further details.[11] However, it is almost certain that the building which housed the original mosque was destroyed to build the first version of the Great Mosque.[10] An archaeological exhibit in the mosque–cathedral of Cordoba displays fragments of a Visigothic building, emphasizing an originally Christian nature of the complex.[16][17]
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According to Susana Calvo Capilla, a specialist on the history of the mosque–cathedral, although remains of multiple church-like buildings have been located on the territory of the mosque–cathedral complex, no clear archaeological evidence has been found of where either the church of St. Vincent or the first mosque were located on the site, and the latter may have been a newly constructed building. The evidence suggests that it may have been the grounds of an episcopal complex rather than a particular church which were initially divided between Muslims and Christians.[17][18]
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According to a traditional account, when the exiled Umayyad prince Abd al-Rahman I escaped to Iberia and defeated the governor of al-Andalus, Yusuf ibn Abd al-Rahman al-Fihri, he found the Cordovese divided into various sects, including the Gnostics, Priscillianists, Donatists, and Luciferians. His ambition was to erect a temple which would rival in magnificence those of Baghdad, Jerusalem, and Damascus, and approach in sanctity the fame of Mecca. Above a Christian church dedicated to Saint Vincent, Abd al-Rahman decided to raise his great mosque. He offered to buy the church and the plot. The negotiations for the sale were placed in the hands of the Sultan's favourite secretary, Umeya ibn Yezid. Under the terms of the transfer, the Cordovese were permitted to reconstruct the church formerly dedicated to Saints Faustus, Januarius, and Marcellus, three Christian martyrs whom they deeply revered.[19]
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Abd al-Rahman allowed the Christians to rebuild their ruined churches and purchased the Christian half of the church of St Vincent, as agreed upon in the sale terms.[20][21] The Emirate was rich. Apart from the treasure wrested from the Goths during the recent wars, he also extracted a tithe upon the produce of the land and on manufactures. All able Muslims in Andalusia were asked to pay the zakat. A mandatory tax known as jizya was also laid upon only one able Christian and Jew per household in Andalusia as a precondition for services & protection provided by the government of Andalusia, unless they participated in the protection services themselves. They were one of the main sources of income for the Muslim rulers in lands occupied by Islamic tribes but populated still by Christians, to provide all needed services for all people living in the land, especially the poor.[22] Beyond this, the Moorish kings were greatly enriched by the acquisition of the valuable mines of Iberia, the quarries of marble, and other sources of wealth. From these revenues Abd al-Rahman and his successors, Hisham, Abd-al Rahman II, the greatest of the dynasty and the third of the line, and lastly the extravagant Almanzor, lavished large sums upon the designing, construction, and costly adornment of the Mosque.[19] Abd al-Rahman I and his descendants reworked the building over the next two centuries to fashion it as a mosque, starting in 784. Additionally, Abd al-Rahman I used the mosque (originally called Aljama Mosque) as an adjunct to his palace and named it in honour of his wife. Traditionally, the mihrab (or apse) of a mosque faces in the direction of Mecca; by facing the mihrab, worshipers pray towards Mecca. Mecca is east-southeast of the mosque, but the mihrab of this mosque unusually points south.[23]
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The work of building the resplendent Mezquita employed thousands of artisans and labourers, and such a vast undertaking led to the development of all the resources of the district. Hard stone and beautifully veined marble were quarried from the Sierra Morena and the surrounding regions of the city. Metals of various kinds were dug up from the soil, and factories sprang up in Córdoba amid the stir and bustle of an awakened industrial energy. A famous Syrian architect made the plans for the Mosque. Leaving his own house on the edge of Córdoba, the Emir came to reside in the city, so that he might personally superintend the operations and offer proposals for the improvement of the designs. Abd al-Rahman moved about among the workers, directing them for several hours of every day.[19]
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The mosque underwent numerous subsequent changes: Abd al-Rahman II ordered a new minaret, while in 961 Al-Hakam II enlarged the building and enriched the Mihrab. The last of such reforms was carried out by Almanzor in 987. It was connected to the Caliph's palace by a raised walkway, mosques within the palaces being the tradition for previous Islamic rulers – as well as Christian Kings who built their palaces adjacent to churches. The Mezquita reached its current dimensions in 987 with the completion of the outer naves and courtyard.
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In planning the mosque, the architects incorporated a number of Roman columns with choice capitals. Some of the columns were already in the Gothic structure; others were sent from various regions of Iberia as presents from the governors of provinces. Ivory, jasper, porphyry, gold, silver, copper, and brass were used in the decorations. Marvellous mosaics and azulejos were designed. Panels of scented woods were fastened with nails of pure gold, and the red marble columns were said to be the work of God. The primitive part of the building, erected under the direction of Abd al-Rahman I., was that which borders the Court of Oranges. Later, the immense temple embodied all the styles of Morisco architecture into one composition.[19]
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The Great Mosque of Córdoba held a place of importance amongst the Islamic community of al-Andalus for three centuries. In Córdoba, the capital, the Mosque was seen as the heart and central focus of the city.[24] Muhammad Iqbal described its hypostyle as having "countless pillars like rows of palm trees in the oases of Syria".[25] To the people of al-Andalus "the beauty of the mosque was so dazzling that it defied any description."[26]
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The main hall of the mosque was used for a variety of purposes. It served as a central prayer hall for personal devotion, the five daily Muslim prayers and the special Friday prayers. It also would have served as a hall for teaching and for Sharia law cases during the rule of Abd al-Rahman and his successors.[27]
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The Great Mosque of Córdoba exhibited features and an architectural appearance similar to the Umayyad Mosque of Damascus,[28] which may have been used as a model.
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The building is most notable for its arcaded hypostyle hall, with 856 columns of jasper, onyx, marble, granite and porphyry.[2] These were made from pieces of the Roman temple that had occupied the site previously, as well as other Roman buildings, such as the Mérida amphitheatre. The double arches were an innovation, permitting higher ceilings than would otherwise be possible with relatively low columns. The double arches consist of a lower horseshoe arch and an upper semi-circular arch. The famous alternating red and white voussoirs of the arches were inspired by those in the Dome of the Rock[26] and also resemble those of the Aachen Cathedral, which were built almost at the same time. Horseshoe arches were known in the Iberian Peninsula since late Antiquity, as can be seen on the 3rd-century "Estela de los Flavios", now in the archaeological museum of León. A centrally located honeycombed dome has blue tiles decorated with stars.
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The edifice also has a richly gilded prayer niche or mihrab. The mihrab is a masterpiece of architectural art, with geometric and flowing designs of plants. Other prominent features were an open court (sahn) surrounded by arcades, screens of wood, minarets, colourful mosaics, and windows of coloured glass.[26] The walls of the mosque had Quranic inscriptions written on them. As many adherents of Islam reject sculptural or pictorial representations of people or of God within religious contexts, all decoration of the cathedral is accomplished through tile work, calligraphy and architectural forms. Arrazi, an Arab writer, speaks of the valuable wine-coloured marble, obtained from the mountains of the district, which was much used in embellishing the naves of the mosque.
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The building's floor plan is seen to be parallel to some of the earliest mosques built from the very beginning of Islam.[24] It had a rectangular prayer hall with aisles arranged perpendicular to the qibla, the direction towards which Muslims pray.[29] The prayer hall was large and flat, with timber ceilings held up by arches of horseshoe-like appearance.[24]
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Hisham's mosque covered an area of 460 by 280 feet (140 m × 85 m). It was flanked by stout, fortified walls, with watch towers and a tall minaret. There were nine outer gates and eleven inner doors. Each door led to an aisle within the mosque. The court had spacious gates on the north, west, and east sides, and fountains for the purification of the pious. The eleven north-to-south aisles were crossed by twenty-one narrower ones running from east to west.[19]
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One hundred and fifty years after the mosque's creation, a staircase to the roof was added, along with a southward extension of the mosque itself. A bridge was built linking the prayer hall with the Caliph's palace.[28] The mosque was later expanded even further south, as was the courtyard which surrounded it. The mosque was built in four stages, with each ruler and his elite contributing to it.[30]
|
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+
|
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+
Until the 11th century, the courtyard was unpaved earth with citrus and palm trees irrigated – at first by rainwater cisterns, and later by aqueduct. Excavation indicates the trees were planted in a pattern, with surface irrigation channels. The stone channels visible today are not original.[31]
|
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+
|
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+
Abd al-Rahman III added a new tower. The minaret contained two staircases, which were built for the separate ascent and descent of the tower. On the summit there were three apples, two of gold and one of silver, with lilies of six petals. The minaret is four-faced, with fourteen windows, having arches upon jasper columns, and the structure is adorned with tracery.[19]
|
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+
West wall, from north to south:
|
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|
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+
South wall, from west to east:
|
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+
East wall, from north to south:
|
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+
|
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+
North wall, from west to east:
|
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+
Capilla de Villaviciosa
|
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|
55 |
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Capilla Sagrario
|
56 |
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57 |
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Capilla Mayor
|
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|
59 |
+
Capilla Real
|
60 |
+
|
61 |
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Capilla Teresa
|
62 |
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|
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+
Capilla San Clemente
|
64 |
+
|
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+
Capilla San Bartolomé
|
66 |
+
|
67 |
+
Capilla de la Concepción
|
68 |
+
|
69 |
+
West façade, along Calle Torrijos, north to south:
|
70 |
+
|
71 |
+
Postigo de la Leche.
|
72 |
+
|
73 |
+
Puerta de los Deanes.
|
74 |
+
|
75 |
+
Puerta de San Esteban.
|
76 |
+
|
77 |
+
Puerta de San Miguel.
|
78 |
+
|
79 |
+
Puerta del Espíritu Santo.
|
80 |
+
|
81 |
+
Postigo del Palacio.
|
82 |
+
|
83 |
+
Puerta de San Ildefonso
|
84 |
+
|
85 |
+
Puerta del Sabat
|
86 |
+
|
87 |
+
East façade, along Calle del Magistrado González Francés, north to south:
|
88 |
+
|
89 |
+
Puerta de la Grada Redonda
|
90 |
+
|
91 |
+
Puerta de Santa Catalina
|
92 |
+
|
93 |
+
Puerta de San Juan
|
94 |
+
|
95 |
+
Puerta del Baptisterio
|
96 |
+
|
97 |
+
Puerta de San Nicolás
|
98 |
+
|
99 |
+
Puerta de la Concepción Antigua
|
100 |
+
|
101 |
+
Puerta de San José
|
102 |
+
|
103 |
+
Puerta del Sagrario
|
104 |
+
|
105 |
+
Puerta de Jerusalén
|
106 |
+
|
107 |
+
North façade, along calle Cardenal Herrero, west to east:
|
108 |
+
|
109 |
+
Puerta del Perdón
|
110 |
+
|
111 |
+
Puerta del Caño Gordo
|
112 |
+
|
113 |
+
In 1236, Córdoba was conquered by King Ferdinand III of Castile, and the centre of the mosque was converted into a Catholic cathedral. Alfonso X oversaw the construction of the Villaviciosa Chapel and the Royal Chapel within the mosque. The kings who followed added further Christian features, such as King Henry II rebuilding the chapel in the 14th century. The minaret of the mosque was also converted to the bell tower of the cathedral. It was adorned with Santiago de Compostela's captured cathedral bells.[33] Following a windstorm in 1589, the former minaret was further reinforced by encasing it within a new structure.[34]
|
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+
|
115 |
+
The most significant alteration was the building of a Renaissance cathedral nave in the middle of the expansive structure. The insertion was constructed by permission of Charles V, king of Castile and Aragon. However, when Charles V visited the completed cathedral he was displeased by the result and famously commented: "You have destroyed something unique to build something commonplace."[35]
|
116 |
+
|
117 |
+
Artisans and architects continued to add to the existing structure until the late 18th century.
|
118 |
+
|
119 |
+
Muslims across Spain have lobbied the Catholic Church to allow them to pray in the complex, with the Islamic Council of Spain lodging a formal request with the Vatican.[36][37] However, Spanish church authorities and the Vatican have opposed this move.[38] These battles over the cathedral reflect the contested view of what constitutes Spanish history and Spanish identity.[39] The diocese of Cordoba said in a statement: "We call on politicians and institutions to show responsibility and not to feed this false controversy which merely fuels division."[40] In July, 2019, the mayor of Córdoba, Jose Maria Bellido, closed down a commission investigating ownership rights to the Visigothic cathedral, a former mosque, saying it should be reserved for Catholic worship. He noted, "There are no administrative tasks arising from this commission and I've no intention of reactivating it."[41]
|
120 |
+
|
121 |
+
Sacred for lovers of art, you are the glory of faith,
|
122 |
+
You have made Andalusia pure as a holy land![25]
|
en/3826.html.txt
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1 |
+
Miami (/maɪˈæmi/), officially the City of Miami, is the seat of Miami-Dade County, and the cultural, economic and financial center of Florida in the United States. The city covers an area of about 56 square miles (150 km2) between the Everglades to the west and Biscayne Bay to the east. Miami is the sixth most densely populated major city in the United States with an estimated 2019 population of 467,963, also making it the 42nd most populous city in the U.S., the second-largest city in Florida behind Jacksonville, and the largest in South Florida. The Miami metropolitan area is home to 6.1 million people, the second-most populous in the southeastern United States and the seventh-largest in the nation.[8][9] The city has the third tallest skyline in the U.S. with over 300 high-rises,[10] 55 of which exceed 490 ft (149 m).[11]
|
2 |
+
|
3 |
+
Miami is a major center and leader in finance, commerce, culture, arts, and international trade.[12][13] The metro area is by far the largest urban economy in Florida and the 12th largest in the United States, with a GDP of $344.9 billion as of 2017.[14] In 2018, Miami was classified as an Alpha level global city by the GaWC.[15] In 2019, Miami ranked seventh in the United States and 31st among global cities in terms of business activity, human capital, information exchange, cultural experience, and political engagement.[16] According to a 2018 UBS study of 77 world cities, the city was ranked as the third-richest in the United States and the eighth-richest in the world in terms of purchasing power.[17] Miami is nicknamed the "Capital of Latin America" and is the largest city with a Cuban-American plurality.[1][18]
|
4 |
+
|
5 |
+
Greater Downtown Miami has one of the largest concentrations of international banks in the United States, and is home to many large national and international companies.[19] The Health District is a major center for hospitals, clinics, and the biotechnology and medical research industries. PortMiami is the busiest cruise port in the world in both passenger traffic and cruise lines, and refers to itself as the "Cruise Capital of the World".[20] Miami is also a major tourism hub for international visitors, ranking second in the country after New York City.[21]
|
6 |
+
|
7 |
+
The Tequesta Native American tribe occupied the Miami area for around 2,000 years before contact with Europeans. A village of hundreds of people, dating to 500–600 B.C., was located at the mouth of the Miami River. It is believed that the entire tribe migrated to Cuba by the mid-1700s.[22]
|
8 |
+
|
9 |
+
In 1566, admiral Pedro Menéndez de Avilés, Florida's first governor, claimed the area for Spain. A Spanish mission was constructed one year later. Spain and Britain successively ruled Florida until Spain ceded it to the United States in 1821. In 1836, the U.S. built Fort Dallas on the banks of the Miami River as part of its development of the Florida Territory and its attempt to suppress and remove the Seminoles. As a result, the Miami area became a site of fighting in the Second Seminole War.
|
10 |
+
|
11 |
+
Miami is noted as the only major city in the United States founded by a woman. Julia Tuttle, a local citrus grower and a wealthy Cleveland native, was the original owner of the land upon which the city was built.[23] In the late 19th century, the area was known as "Biscayne Bay Country", and reports described it as a promising wilderness and "one of the finest building sites in Florida".[24][25] The Great Freeze of 1894–95 hastened Miami's growth, as the crops there were the only ones in Florida that survived. Julia Tuttle subsequently convinced railroad tycoon Henry Flagler to extend his Florida East Coast Railway to the region, for which she became known as "the mother of Miami".[26][27] Miami was officially incorporated as a city on July 28, 1896, with a population of just over 300.[28] It was named for the Miami River, derived from Mayaimi, the historic name of Lake Okeechobee and the Native Americans that lived around it.[29]
|
12 |
+
|
13 |
+
African American labor played a crucial role in Miami's early development. During the early 20th century, migrants from the Bahamas and African-Americans constituted 40 percent of the city's population.[30]:25 Despite their role in the city's growth, their community was limited to a small space. When landlords began to rent homes to African-Americans around Avenue J (what would later become NW Fifth Avenue), a gang of white men with torches marched through the neighborhood and warned the residents to move or be bombed.[30]:33
|
14 |
+
|
15 |
+
Miami prospered during the 1920s with an increase in population and infrastructure as northerners moved to the city. The legacy of Jim Crow was embedded in these developments. Miami's chief of police at the time, H. Leslie Quigg, did not hide the fact that he, like many other white Miami police officers, was a member of the Ku Klux Klan. Unsurprisingly, these officers enforced social codes far beyond the written law. Quigg, for example, "personally and publicly beat a colored bellboy to death for speaking directly to a white woman".[30]:53
|
16 |
+
|
17 |
+
The collapse of the Florida land boom of the 1920s, the 1926 Miami Hurricane, and the Great Depression in the 1930s slowed development. When World War II began, Miami became a base for U.S. defense against German submarines due to its prime location on the southern coast of Florida. This brought an increase in Miami's population; 172,172 people lived in the city by 1940. The city's nickname, The Magic City, came from its rapid growth, which was noticed by winter visitors who remarked that the city grew so much from one year to the next that it was like magic.[31]
|
18 |
+
|
19 |
+
After Fidel Castro rose to power in Cuba following the Revolution in 1959, many wealthy Cubans sought refuge in Miami, further increasing the city's population. Miami developed new businesses and cultural amenities as part of the New South in the 1980s and 1990s. At the same time, South Florida weathered social problems related to drug wars, immigration from Haiti and Latin America, and the widespread destruction of Hurricane Andrew.[31] Racial and cultural tensions sometimes sparked, but the city developed in the latter half of the 20th century as a major international, financial, and cultural center. It is the second-largest U.S. city with a Spanish-speaking majority (after El Paso, Texas), and the largest city with a Cuban-American plurality.[18]
|
20 |
+
|
21 |
+
Miami and its suburbs are located on a broad plain between the Everglades to the west and Biscayne Bay to the east, which extends from Lake Okeechobee southward to Florida Bay. The elevation of the area averages at around 6 ft (1.8 m)[32] above sea level in most neighborhoods, especially near the coast. The highest points are found along the Miami Rock Ridge, which lies under most of the eastern Miami metro. The main portion of the city is on the shores of Biscayne Bay, which contains several hundred natural and artificial barrier islands, the largest of which contains Miami Beach and South Beach. The Gulf Stream, a warm ocean current, runs northward just 15 miles (24 km) off the coast, allowing the city's climate to stay warm and mild all year.
|
22 |
+
|
23 |
+
The surface bedrock under the Miami area is called Miami oolite or Miami limestone. This bedrock is covered by a thin layer of soil, and is no more than 50 feet (15 m) thick. Miami limestone formed as the result of the drastic changes in sea level associated with recent glacial periods, or ice ages. Beginning some 130,000 years ago, the Sangamonian Stage raised sea levels to approximately 25 feet (8 m) above the current level. All of southern Florida was covered by a shallow sea. Several parallel lines of reef formed along the edge of the submerged Florida plateau, stretching from the present Miami area to what is now the Dry Tortugas. The area behind this reef line was in effect a large lagoon, and the Miami limestone formed throughout the area from the deposition of oolites and the shells of bryozoans. Starting about 100,000 years ago, the Wisconsin glaciation began lowering sea levels, exposing the floor of the lagoon. By 15,000 years ago, the sea level had dropped 300 to 350 feet (90 to 110 m) below the current level. The sea level rose quickly after that, stabilizing at the current level about 4,000 years ago, leaving the mainland of South Florida just above sea level.[34]
|
24 |
+
|
25 |
+
Beneath the plain lies the Biscayne Aquifer, a natural underground source of fresh water that extends from southern Palm Beach County to Florida Bay. It comes closest to the surface around the cities of Miami Springs and Hialeah.[35] Most of the Miami metropolitan area obtains its drinking water from the Biscayne Aquifer. As a result of the aquifer, it is not possible to dig more than 15 to 20 ft (5 to 6 m) beneath the city without hitting water, which impedes underground construction, though some underground parking garages exist. For this reason, the mass transit systems in and around Miami are elevated or at-grade.[34]
|
26 |
+
|
27 |
+
Most of the western fringes of the city border the Everglades, a tropical marshland covering most of the southern portion of Florida. Alligators that live in the marshes have ventured into Miami communities and onto major highways.[34]
|
28 |
+
|
29 |
+
In terms of land area, Miami is one of the smallest major cities in the United States. According to the U.S. Census Bureau, the city encompasses a total area of 56.06 sq mi (145.2 km2), of which 35.99 sq mi (93.2 km2) is land and 20.08 sq mi (52.0 km2) is water. That means Miami comprises over 470,000 people in about 36 square miles (93 km2), making it one of the most densely populated cities in the United States, along with New York City, San Francisco, Boston, Chicago, and Philadelphia.[34]
|
30 |
+
|
31 |
+
Miami is split roughly into north, south, west and Downtown areas. The heart of the city is Downtown Miami, which is on the eastern side and includes the neighborhoods of Brickell, Virginia Key, Watson Island, as well as PortMiami. Downtown Miami is Florida's largest and most influential central business district, with many major banks, courthouses, financial headquarters, cultural and tourist attractions, schools, parks and a large residential population. Brickell Avenue has the largest concentration of international banks in the United States. Just northwest of Downtown is the Health District, which is Miami's center for hospitals, research institutes and biotechnology, with hospitals such as Jackson Memorial Hospital and the University of Miami's Leonard M. Miller School of Medicine.[36]
|
32 |
+
|
33 |
+
The southern side of Miami includes the neighborhoods of Coral Way, The Roads and Coconut Grove. Coral Way is a historic residential neighborhood built in 1922 between Downtown and Coral Gables, and is home to many old homes and tree-lined streets. Coconut Grove, established in 1825, is a historic neighborhood with narrow, winding roads, and a heavy tree canopy.[36][37] It is the location of Miami's City Hall at Dinner Key, the former Coconut Grove Playhouse, CocoWalk, and the Coconut Grove Convention Center. It is also home to many nightclubs, bars, restaurants, and bohemian shops, which makes it very popular with local college students. Coconut Grove is known for its many parks and gardens, such as Vizcaya Museum, The Kampong, The Barnacle Historic State Park, and numerous other historic homes and estates.[36]
|
34 |
+
|
35 |
+
The western side of Miami includes the neighborhoods of Little Havana, West Flagler, and Flagami. Although at one time a mostly Jewish neighborhood, today western Miami is home to immigrants from mostly Central America and Cuba, while the west central neighborhood of Allapattah is a multicultural community of many ethnicities.[36]
|
36 |
+
|
37 |
+
The northern side of Miami includes Midtown, a district with a great mix of diversity ranging from West Indians to Hispanics to European Americans. The Edgewater neighborhood of Midtown is mostly composed of high-rise residential towers and is home to the Adrienne Arsht Center for the Performing Arts. Wynwood is an art district with ten galleries in former warehouses, as well as a large outdoor mural project. The wealthier residents of Miami usually live in the Design District and the Upper Eastside, which has many 1920s homes as well as examples of Miami Modern architecture in the MiMo Historic District. The northern side of Miami also has notable African-American and Caribbean immigrant communities, including Little Haiti, Overtown (home of the Lyric Theater), and Liberty City.[36]
|
38 |
+
|
39 |
+
Miami has a tropical monsoon climate (Köppen climate classification Am)[38][39] with a marked drier season in the winter. Although it is much colder than other tropical places in the winter, and does get occasional 40 degree Fahrenheit lows, it still meets the minimum requirements to be a transitional tropical climate. The city's sea-level elevation, coastal location, position just above the Tropic of Cancer, and proximity to the Gulf Stream shape its climate. Average winter high temperatures, from December to March, range from 76.4–80.3 °F (24.7–26.8 °C). January is the coolest month with an average daily temperature of 68.2 °F (20.1 °C). Low temperatures fall below 50 °F (10 °C) about 10–15 nights during the winter season,[citation needed] after the passage of cold fronts that produce much of the winter rainfall.
|
40 |
+
|
41 |
+
The wet season begins sometime in June, ending in mid-October. During this period, temperatures range from the mid 80s to low 90s (29–35 °C) and are accompanied by high humidity, though the heat is often relieved in the afternoon by thunderstorms or a sea breeze that develops off the Atlantic Ocean. Much of the year's 61.9 inches (1,572 mm) of rainfall occurs during this period. Dew points in the warm months range from 71.9 °F (22.2 °C) in June to 73.7 °F (23.2 °C) in August.[40]
|
42 |
+
|
43 |
+
Extremes range from 27 °F (−2.8 °C) on February 3, 1917 to 100 °F (38 °C) on July 21, 1942.[41] While Miami has never recorded snowfall at any official weather station since records have been kept, snow flurries fell in some parts of the city on January 19, 1977.[42][43][44][45]
|
44 |
+
|
45 |
+
Hurricane season officially runs from June 1 through November 30, although hurricanes can develop beyond those dates. The most likely time for Miami to be hit is during the peak of the Cape Verde season, which is mid-August through the end of September.[46] Although tornadoes are uncommon in the area, one struck in 1925 and another in 1997. Around 40% of homes in Miami are built upon floodplains and are considered as flood-risk zones.[47]
|
46 |
+
|
47 |
+
Miami falls under the Department of Agriculture's 10b/11a plant hardiness zone.[48]
|
48 |
+
|
49 |
+
The city proper is home to less than one-thirteenth of the population of South Florida. Miami is the 42nd-most populous city in the United States. The Miami metropolitan area, however, which includes Miami-Dade, Broward and Palm Beach counties, had a combined population of more than 5.5 million people, ranked seventh largest in the United States,[53] and is the largest metropolitan area in the southeastern United States. As of 2008[update], the United Nations estimates that the Miami Urban Agglomeration is the 44th-largest in the world.[54]
|
50 |
+
|
51 |
+
In 1960, Hispanics made up about 5% of the population of Miami-Dade County. Between 1960 and 2000, 90% of the population growth in the county was made up of Hispanics, raising the Hispanic portion of the population to more than 57% by 2000.[55]
|
52 |
+
|
53 |
+
In 1970, the Census Bureau reported Miami's population as 45.3% Hispanic, 32.9% non-Hispanic White, and 22.7% Black.[56] Miami's explosive population growth has been driven by internal migration from other parts of the country, primarily up until the 1980s, as well as by immigration, primarily from the 1960s to the 1990s. Today, immigration to Miami has continued and Miami's growth today is attributed greatly to its fast urbanization and high-rise construction, which has increased its inner city neighborhood population densities, such as in Downtown, Brickell, and Edgewater, where one area in Downtown alone saw a 2,069% increase in population in the 2010 Census. Miami is regarded as more of a multicultural mosaic, than it is a melting pot, with residents still maintaining much of, or some of their cultural traits. The overall culture of Miami is heavily influenced by its large population of Hispanics from the Caribbean and South America and black people mainly from the Caribbean islands.[57]
|
54 |
+
|
55 |
+
Miami has a minority-majority population, as non-Hispanic whites comprise less than half of the population, 11.9%, down from 41.7% in 1970. Hispanic or Latino (of any race) make up 70% of Miami's population. As of the 2010 census, the racial makeup of the population of Miami was 72.6% White American (including White Hispanic), 19.2% Black or African American, 1% Asian American, and the remainder belonged to other groups or was of mixed ancestry.
|
56 |
+
|
57 |
+
The 2010 US Census reported that the Hispanic population in Miami accounted for 70% of its total population,[58] with 34.4% of city residents being of Cuban origin, 15.8% had a Central American background (7.2% Nicaraguan, 5.8% Honduran, 1.2% Salvadoran, and 1.0% Guatemalan), 8.7% were of South American descent (3.2% Colombian, 1.4% Venezuelan, 1.2% Peruvian, 1.2% Argentine, and 0.7% Ecuadorian), 4.0% had other Hispanic or Latino origins (0.5% Spaniard), 3.2% descended from Puerto Ricans, 2.4% were Dominican, and 1.5% had Mexican ancestry.
|
58 |
+
|
59 |
+
As of 2010[update], those of African ancestry accounted for 19.2% of Miami's population. Of the city's total population, 5.6% were West Indian or Afro-Caribbean American origin (4.4% Haitian, 0.4% Jamaican, 0.4% Bahamian, 0.1% British West Indian, and 0.1% Trinidadian and Tobagonian, 0.1% Other or Unspecified West Indian),[59] 3.0% were Black Hispanics,[58] and 0.4% were Subsaharan African origin.[60][61]
|
60 |
+
|
61 |
+
As of 2010[update], those of (non-Hispanic white) European ancestry accounted for 11.9% of Miami's population. Of the city's total population, 1.7% were German, 1.6% Italian, 1.4% Irish, 1.0% English, 0.8% French, 0.6% Russian, and 0.5% were Polish.[60][61]
|
62 |
+
|
63 |
+
As of 2010[update], those of Asian ancestry accounted for 1.0% of Miami's population. Of the city's total population, 0.3% were Indian people/Indo-Caribbean American (1,206 people), 0.3% Chinese (1,804 people), 0.2% Filipino (647 people), 0.1% were other Asian (433 people), 0.1% Japanese (245 people), 0.1% Korean (213 people), and 0.0% were Vietnamese (125 people).[60]
|
64 |
+
|
65 |
+
In 2010, 1.9% of the population considered themselves to be of only American ancestry (regardless of race or ethnicity.)[60][61] while 0.5% were of Arab ancestry, as of 2010[update].[60]
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Religion in Miami (2014)[63]
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According to a 2014 study by the Pew Research Center, Christianity is the most prevalently practiced religion in Miami (68%), with 39% professing attendance at a variety of churches that could be considered Protestant, and 27% professing Roman Catholic beliefs.[64][65] followed by Judaism (9%); Islam, Buddhism, Hinduism, and a variety of other religions have smaller followings; atheism or no self-identifying organized religious affiliation was practiced by 21%.
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There has been a Norwegian Seamen's church in Miami since the early 1980s. In November 2011, Crown Princess Mette-Marit opened a new building for the church. The church was built as a center for the 10,000 Scandinavians that live in Florida. Around 4,000 of them are Norwegian. The church is also an important place for the 150 Norwegians that work at Disney World.[66]
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As of 2016[update], a total of 73% of Miami's population age five and over spoke a language other than English at home. Of this 73%, 64.5% of the population only spoke Spanish at home while 21.1% of the population spoke English at home. About 7% spoke other Indo-European languages at home, while about 0.9% spoke Asian languages or Pacific Islander languages/Oceanic languages at home. The remaining 0.7% of the population spoke other languages at home.[67]
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74 |
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As of 2010[update], 70.2% of Miami's population age five and over spoke only Spanish at home while 22.7% of the population spoke English at home. About 6.3% spoke other Indo-European languages at home. About 0.4% spoke Asian languages or Pacific Islander languages/Oceanic languages at home. The remaining 0.3% of the population spoke other languages at home. In total, 77.3% spoke another language other than English.[60]
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As of 2010[update], 80% of people over age 25 were a High School graduate or higher. 27.3% of people in Miami had a bachelor's degree or higher.[68]
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As of 2010[update], there were 158,317 households, of which 14.0% were vacant. 22.7% had children under the age of 18 living with them, 31.3% were married couples living together, 18.1% have a female head of household with no husband present, and 43.1% were non-families. 33.3% of all households were made up of individuals, and 11.3% had someone living alone who was 65 years of age or older (4.0% male and 7.3% female.) The average household size was 2.47 and the average family size was 3.15.[60][69]
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80 |
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In 2010, the city population was spread out, with 18.8% under the age of 18, 9.4% from 18 to 24, 33.1% from 25 to 44, 25.0% from 45 to 64, and 13.6% who were 65 years of age or older. The median age was 38.8 years. For every 100 females, there were 99.2 males. For every 100 females age 18 and over, there were 98.1 males.[60][69]
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In 2010, 58.1% of the county's population was foreign born, with 41.1% being naturalized American citizens. Of foreign-born residents, 95.4% were born in Latin America, 2.4% were born in Europe, 1.4% born in Asia, 0.5% born in Africa, 0.2% in North America, and 0.1% were born in Oceania.[61]
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In 2004, the United Nations Development Program (UNDP) reported that Miami had the highest proportion of foreign-born residents of any major city worldwide (59%), followed by Toronto (50%).
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About 22.2% of families and 27.3% of the population were below the poverty line at the census, including 37.1% of those under age 18 and 32.8% of those aged 65 or over.[70]
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Miami is a major center of commerce and finance and boasts a strong international business community. According to the 2018 ranking of world cities undertaken by the Globalization and World Cities Research Network (GaWC) based on the level of presence of global corporate service organizations, Miami is considered an Alpha level world city.[15] Miami has a Gross Metropolitan Product of $257 billion, ranking 11th in the United States and 20th worldwide in GMP.[72][73]
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Several large companies are headquartered in Miami, including but not limited to Akerman LLP, Alienware, Arquitectonica, Brightstar Corporation, Celebrity Cruises, Carnival Corporation, Duany Plater-Zyberk, Element Solutions, Greenberg Traurig, Inktel Direct, Lennar Corporation, Norwegian Cruise Line, Oceania Cruises, OPKO Health, Parkjockey, RCTV International, Royal Caribbean International, Sitel, Southern Wine & Spirits, Telefónica USA, Telemundo, Vector Group, Watsco and World Fuel Services. Because of its proximity to Latin America, Miami serves as the headquarters of Latin American operations for more than 1400 multinational corporations, including AIG, American Airlines, Cisco Systems, Disney, ExxonMobil, FedEx, Kraft Foods, LEO Pharma Americas, Microsoft, Yahoo!, Oracle, Sony, Symantec, Visa, and Walmart.[74] Additionally, companies based in nearby cities or unincorporated areas of Miami-Dade County include Bacardi, Benihana, Burger King, Carnival Cruise Line, Navarro Discount Pharmacies, Perry Ellis International, Ryder, Sedano's, UniMás, Univision, and U.S. Century Bank.
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Miami is a major television production center, and the most important city in the United States for Spanish language media. Telemundo and UniMás have their headquarters in the Miami area. Univisión Studios and Telemundo Studios produce much of the original programming for their respective parent networks, such as telenovelas, news, sports, and talk shows. In 2011, 85% of Telemundo's original programming was filmed in Miami.[75] Miami is also a significant music recording center, with the Sony Music Latin headquarters in the city, along with many other smaller record labels. The city also attracts many artists for music video and film shoots.
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During the mid-2000s, the city witnessed its largest real estate boom since the Florida land boom of the 1920s, and the city had well over a hundred approved high-rise construction projects. However, only 50 were actually built.[76] Rapid high-rise construction led to fast population growth in the Miami's inner neighborhoods, with Downtown, Brickell and Edgewater becoming the fastest-growing areas of the city. Miami's skyline is ranked third-most impressive in the U.S., behind New York City and Chicago, and 19th in the world according to the Almanac of Architecture and Design.[77] The city currently has the seven tallest (as well as fifteen of top twenty) skyscrapers in the state of Florida, with the tallest being the 868-foot (265 m) Panorama Tower.[78]
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The housing market crash of 2007 caused a foreclosure crisis in the area.[79] In 2012, Forbes magazine named Miami the most miserable city in the United States because of the crippling housing crisis that cost multitudes of residents their homes and jobs. In addition, the metro area has one of the highest violent crime rates in the country and workers face lengthy daily commutes.[80] Like other metro areas in the United States, crime in Miami is localized to specific neighborhoods.[81] In a 2016 study by the website 24/7 Wall Street, Miami was rated as the worst U.S. city in which to live, based on crime, poverty, income inequality and housing costs that far exceed the national median.[82]
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Miami International Airport (MIA) and PortMiami are among the nation's busiest ports of entry, especially for cargo from South America and the Caribbean. PortMiami is the world's busiest cruise port, and MIA is the busiest airport in Florida and the largest gateway between the United States and Latin America.[83] Due to its strength in international business, finance and trade, the city has among the largest concentration of international banks in the country, primarily along Brickell Avenue in Brickell, Miami's financial district. Miami was the host city of the 2003 Free Trade Area of the Americas negotiations.
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Miami is the home to the National Hurricane Center and the headquarters of the United States Southern Command, responsible for military operations in Central and South America. Miami is also an industrial center, especially for stone quarrying and warehousing. These industries are centered largely on the western fringes of the city near Doral and Hialeah.
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According to the U.S. Census Bureau in 2012, Miami had the fourth highest percentage of family incomes below the federal poverty line out of all large cities in the United States, behind Detroit, Michigan, Cleveland, Ohio, and Cincinnati, Ohio, respectively. Miami is also one of the very few cities in the U.S. where the local government has gone bankrupt, in 2001.[84] On the other hand, Miami has won accolades for its environmental policies: in 2008, it was ranked as "America's Cleanest City" according to Forbes for its year-round good air quality, vast green spaces, clean drinking water, clean streets and citywide recycling programs.[85]
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Miami is home to one of the largest ports in the United States, the PortMiami. It is the largest cruise ship port in the world, and is often called the "Cruise Capital of the World" and the "Cargo Gateway of the Americas".[86] It has retained its status as the number one cruise/passenger port in the world for well over a decade, accommodating the largest cruise ships and the major cruise lines. In 2017, the port served 5,340,559 cruise passengers.[87] Additionally, the port is one of the nation's busiest cargo ports, importing 9,162,340 tons of cargo in 2017.[87] Among North American ports, it ranks second to New Orleans' Port of South Louisiana in terms of cargo tonnage imported from Latin America. The port sits on 518 acres (2 km2) and has seven passenger terminals. China is the port's number one import country and number one export country. Miami has the world's largest amount of cruise line headquarters, home to Carnival Cruise Line, Celebrity Cruises, Norwegian Cruise Line, Oceania Cruises, and Royal Caribbean International. In 2014, the Port of Miami Tunnel was opened, connecting the MacArthur Causeway to PortMiami.[88]
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Tourism is one of the Miami's largest private-sector industries, accounting for more than 144,800 jobs in Miami-Dade County.[89] The city's frequent portrayal in music, film, and popular culture has made the city and its landmarks recognizable worldwide. In 2016, it attracted the second-highest number of foreign tourists of any city in the United States, after New York City, and is among the top 20 cities worldwide by international visitor spending. More than 15.9 million visitors arrived in Miami in 2017, adding $26.1 billion to the economy.[90] With a large hotel infrastructure and the newly renovated Miami Beach Convention Center, Miami is a popular destination for annual conventions and conferences.
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Some of the most popular tourist destinations in Miami include South Beach, Lincoln Road, Bayside Marketplace, Downtown Miami, and Brickell City Centre. The Art Deco District in Miami Beach is reputed as one of the most glamorous in the world for its nightclubs, beaches, historical buildings, and shopping. Annual events such as the Miami Open, Art Basel, the Winter Music Conference, the South Beach Wine and Food Festival, and Mercedes-Benz Fashion Week Miami attract millions to the metropolis every year.
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Miami enjoys a vibrant culture that is influenced by a diverse population from all around the world. Miami is known as the "Magic City" for seemingly popping up overnight due to its young age and massive growth. It is also nicknamed the "Capital of Latin America" because of its high population of Spanish-speakers.
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Miami is featured in numerous films and television shows, and video games, including Miami Vice, Burn Notice, Jane the Virgin, Scarface, The Birdcage, Ace Ventura: Pet Detective, and Grand Theft Auto: Vice City.[91]
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In addition to annual festivals like the Calle Ocho Festival, Miami is home to many entertainment venues, theaters, museums, parks and performing arts centers. The newest addition to the Miami arts scene is the Adrienne Arsht Center for the Performing Arts, home of the Florida Grand Opera and the second-largest performing arts center in the United States after Lincoln Center in New York City.[92] The center attracts many large-scale operas, ballets, concerts, and musicals from around the world. Other performing arts venues in Miami include the Olympia Theater, Wertheim Performing Arts Center, the Fair Expo Center, the Tower Theater, and the Bayfront Park Amphitheater.
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Another celebrated event is the Miami International Film Festival, taking place every year for 10 days around the first week of March, during which independent international and American films are screened across the city. Miami has over a half dozen independent film theaters.[93]
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Miami attracts a large number of musicians, singers, actors, dancers, and orchestral players. The city has numerous orchestras, symphonies and performing art conservatories. These include the Florida Grand Opera, FIU School of Music, Frost School of Music, and the New World School of the Arts.
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Miami is also a major fashion center, home to models and some of the top modeling agencies in the world. The city is host to many fashion shows and events, including the annual Miami Fashion Week and the Mercedes-Benz Fashion Week Miami, held in the Wynwood Art District.[94]
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Miami will be having their first boat-in movie theater on Saturday, July 25, 2020.[95] This idea came about because of the social distancing efforts amid the COVID 19-Pandemic. The event is $50 per boat and there is no swimming allowed in the area.[96] Guests are expected to bring their own boat and to remain inside of it for safety. Other cities implementing similar ideas are: Chicago, Los Angeles, Cincinnati, NYC and Paris.
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Some of the museums in Miami include the Frost Art Museum, Frost Museum of Science, HistoryMiami, Institute of Contemporary Art, Miami Children's Museum, Pérez Art Museum, Lowe Art Museum, and the Vizcaya Museum and Gardens, a National Historic Landmark set on a 28-acre early 20th century estate in Coconut Grove.
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The cuisine of Miami is a reflection of its diverse population, with a heavy influence from Caribbean and Latin American cuisine. By combining the two with American cuisine, it has spawned a unique South Florida style of cooking known as Floribbean cuisine. It is widely available throughout Miami and South Florida and can be found in restaurant chains such as Pollo Tropical.
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Cuban immigrants in the 1960s originated the Cuban sandwich and brought medianoche, Cuban espresso, and croquetas, all of which have grown in popularity among all Miamians and have become symbols of the city's varied cuisine. Today, these are part of the local culture and can be found throughout the city at window cafés, particularly outside of supermarkets and restaurants.[97][98] Some of these locations, such as the Versailles restaurant in Little Havana, are landmark eateries of Miami. Located on the Atlantic Ocean, and with a long history as a seaport, Miami is also known for its seafood, with many seafood restaurants located along the Miami River and in and around Biscayne Bay.[99] The city is also the headquarters of restaurant chains such as Burger King and Benihana.
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The Miami area has a unique dialect, commonly called the "Miami accent", that is widely spoken. The accent developed among second- or third-generation Hispanics, including Cuban Americans, whose first language was English (though some non-Hispanic white, black, and other races who were born and raised in the Miami area tend to adopt it as well).[100] It is based on a fairly standard American accent but with some changes, very similar to dialects in the Mid-Atlantic (especially those in the New York area and Northern New Jersey, including New York Latino English). Unlike Virginia Piedmont, Coastal Southern American, and Northeast American dialects and Florida Cracker dialect, "Miami accent" is rhotic; it also incorporates a rhythm and pronunciation heavily influenced by Spanish (wherein rhythm is syllable-timed).[101]
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This is a native dialect of English, not learner English or interlanguage; it is possible to differentiate this variety from an interlanguage spoken by second-language speakers in that the "Miami accent" does not generally display the following features: there is no addition of /ɛ/ before initial consonant clusters with /s/, speakers do not confuse of /dʒ/ with /j/, (e.g., Yale with jail), and /r/ and /rr/ are pronounced as alveolar approximant [ɹ] instead of alveolar tap [ɾ] or alveolar trill [r] in Spanish.[102][103][104][105]
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Miami's main five sports teams are the Miami Dolphins of the National Football League, the Miami Heat of the National Basketball Association, the Miami Marlins of Major League Baseball, the Florida Panthers of the National Hockey League, and Inter Miami CF of Major League Soccer. The Miami Open, an annual tennis tournament, was previously held in Key Biscayne before moving to Hard Rock Stadium after the tournament was purchased by Miami Dolphins owner Stephen Ross in 2019. The city is home to numerous greyhound racing tracks, marinas, jai alai venues, and golf courses. The city streets have hosted professional auto races in the past, most notably the open-wheel Grand Prix of Miami and the sports car Grand Prix of Miami. The Homestead-Miami Speedway oval hosts NASCAR races.
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The Heat and the Marlins play within Miami's city limits, at the American Airlines Arena in Downtown and Marlins Park in Little Havana, respectively. Marlins Park is built on the site of the old Miami Orange Bowl stadium.
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The Miami Dolphins play at Hard Rock Stadium in suburban Miami Gardens, while the Florida Panthers play in nearby Sunrise at the BB&T Center. Inter Miami CF plays at Inter Miami CF Stadium in nearby Fort Lauderdale, temporarily until a stadium is built in Miami.
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The Orange Bowl, one of the major bowl games in the College Football Playoff of the NCAA, is played at Hard Rock Stadium every winter. The stadium has also hosted the Super Bowl; the Miami metro area has hosted the game a total of ten times (five times at the current Hard Rock Stadium and five at the Miami Orange Bowl), tying New Orleans for the most games.
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Miami is also the home of many college sports teams. The two largest are the University of Miami Hurricanes, whose football team plays at Hard Rock Stadium and Florida International University Panthers, whose football team plays at Ricardo Silva Stadium.
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Miami is also home to Paso Fino horses, and competitions are held at Tropical Park Equestrian Center.
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The following table shows the major professional and Division I college teams in the Miami metro area with an average attendance of more than 10,000:
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The City of Miami has various lands operated by the National Park Service, the Florida Division of Recreation and Parks, and the City of Miami Department of Parks and Recreation.
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Miami's tropical weather allows for year-round outdoor activities. The city has numerous marinas, rivers, bays, canals, and the Atlantic Ocean, which make boating, sailing, and fishing popular outdoor activities. Biscayne Bay has numerous coral reefs that make snorkeling and scuba diving popular. There are over 80 parks and gardens in the city.[106] The largest and most popular parks are Bayfront Park and Museum Park (located in the heart of Downtown and the location of the American Airlines Arena and Bayside Marketplace), Tropical Park, Peacock Park, Virginia Key, and Watson Island.
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Other popular cultural destinations in or near Miami include Zoo Miami, Jungle Island, the Miami Seaquarium, Monkey Jungle, Coral Castle, Charles Deering Estate, Fairchild Tropical Botanic Garden, and Key Biscayne.
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In its 2018 ParkScore ranking, The Trust for Public Land reported that the park system in the City of Miami was the 50th best park system among the 100 most populous US cities,[107] down slightly from 48th place in the 2017 ranking.[108] ParkScore ranks urban park systems by a formula that analyzes median park size, park acres as percent of city area, the percent of city residents within a half-mile of a park, spending of park services per resident, and the number of playgrounds per 10,000 residents.
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The government of the City of Miami uses the mayor-commissioner type of system. The city commission consists of five commissioners that are elected from single member districts. The city commission constitutes the governing body with powers to pass ordinances, adopt regulations, and exercise all powers conferred upon the city in the city charter. The mayor is elected at large and appoints a city manager. The City of Miami is governed by Mayor Francis X. Suarez and 5 city commissioners that oversee the five districts in the city. The commission's regular meetings are held at Miami City Hall, which is located at 3500 Pan American Drive on Dinner Key in the neighborhood of Coconut Grove.
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Miami-Dade County has over 200,000 students enrolled in local colleges and universities, placing it seventh in the nation in per capita university enrollment. In 2010, the city's four largest colleges and universities (MDC, FIU, UM, and Barry) graduated 28,000 students.[112]
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Miami is also home to both for-profit and nonprofit organizations that offer a range of professional training and other, related educational programs. Per Scholas, for example is a nonprofit organization that offers free professional certification training directed towards successfully passing CompTIA A+ and Network+ certification exams as a route to securing jobs and building careers.[113][114][115]
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Colleges and universities in and around Miami:
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Public schools in Miami are governed by Miami-Dade County Public Schools, which is the largest school district in Florida and the fourth-largest in the United States. As of September 2008 it has a student enrollment of 385,655 and over 392 schools and centers. The district is also the largest minority public school system in the country, with 60% of its students being of Hispanic origin, 28% Black or West Indian American, 10% White (non-Hispanic) and 2% non-white of other minorities.[116]
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Miami is home to some of the nation's best high schools, such as Design and Architecture High School, ranked the nation's best magnet school, MAST Academy, Coral Reef High School, ranked 20th-best public high school in the U.S., Miami Palmetto High School, and the New World School of the Arts.[117] M-DCPS is also one of a few public school districts in the United States to offer optional bilingual education in Spanish, French, German, Haitian Creole, and Mandarin Chinese.
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Miami is home to several well-known Roman Catholic, Jewish and non-denominational private schools. The Archdiocese of Miami operates the city's Catholic private schools, which include St. Hugh Catholic School, St. Agatha Catholic School, St. Theresa School, Immaculata-Lasalle High School, Monsignor Edward Pace High School, Archbishop Curley-Notre Dame High School, St. Brendan High School, among numerous other Catholic elementary and high schools.
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Catholic preparatory schools operated by religious orders are Christopher Columbus High School and Belen Jesuit Preparatory School for boys and Carrollton School of the Sacred Heart and Our Lady of Lourdes Academy for girls.
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Non-denominational private schools in Miami are Ransom Everglades, Gulliver Preparatory School, and Miami Country Day School. Other schools in the area include Samuel Scheck Hillel Community Day School, Dade Christian School, Palmer Trinity School, Westminster Christian School, and Riviera Schools.
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Miami has one of the largest television markets in the nation and the second largest in the state of Florida.[118] Miami has several major newspapers, the main and largest newspaper being The Miami Herald. El Nuevo Herald is the major and largest Spanish-language newspaper. The Miami Herald and El Nuevo Herald are Miami's and South Florida's main, major and largest newspapers. The papers left their longtime home in downtown Miami in 2013. The newspapers are now headquartered at the former home of U.S. Southern Command in Doral.[119]
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Other major newspapers include Miami Today, headquartered in Brickell, Miami New Times, headquartered in Midtown, Miami Sun Post, South Florida Business Journal, Miami Times, and Biscayne Boulevard Times. An additional Spanish-language newspapers, Diario Las Americas also serve Miami. The Miami Herald is Miami's primary newspaper with over a million readers and is headquartered in Downtown in Herald Plaza. Several other student newspapers from the local universities, such as the oldest, the University of Miami's The Miami Hurricane, Florida International University's The Beacon, Miami-Dade College's The Metropolis, Barry University's The Buccaneer, amongst others. Many neighborhoods and neighboring areas also have their own local newspapers such as the Aventura News, Coral Gables Tribune, Biscayne Bay Tribune, and the Palmetto Bay News.
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A number of magazines circulate throughout the greater Miami area, including Miami Monthly, Southeast Florida's only city/regional; Ocean Drive, a hot-spot social scene glossy; and South Florida Business Leader.
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Miami is also the headquarters and main production city of many of the world's largest television networks, record label companies, broadcasting companies and production facilities, such as Telemundo, TeleFutura, Galavisión, Mega TV, Univisión, Univision Communications, Inc., Universal Music Latin Entertainment, RCTV International and Sunbeam Television. In 2009, Univisión announced plans to build a new production studio in Miami, dubbed Univisión Studios. Univisión Studios is currently headquartered in Miami, and will produce programming for all of Univisión Communications' television networks.[120]
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Miami is the twelfth largest radio market[121] and the seventeenth largest television market[122] in the United States. Television stations serving the Miami area include WAMI (UniMas), WBFS (My Network TV), WSFL (The CW), WFOR (CBS), WHFT (TBN), WLTV (Univision), WPLG (ABC), WPXM (Ion), WSCV (Telemundo), WSVN (Fox), WTVJ (NBC), WPBT (PBS), and WLRN (also PBS).
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According to the 2016 American Community Survey, 72.3% of working city of Miami residents commuted by driving alone, 8.7% carpooled, 9% used public transportation, and 3.7% walked. About 1.8% used all other forms of transportation, including taxicab, motorcycle, and bicycle. About 4.5% of working city of Miami residents worked at home.[123] In 2015, 19.9% of city of Miami households were without a car, which decreased to 18.6% in 2016. The national average was 8.7 percent in 2016. Miami averaged 1.24 cars per household in 2016, compared to a national average of 1.8 per household.[124]
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Miami's road system is based along the numerical Miami grid where Flagler Street forms the east–west baseline and Miami Avenue forms the north–south meridian. The corner of Flagler Street and Miami Avenue is in the middle of Downtown in front of the Downtown Macy's (formerly the Burdine's headquarters). The Miami grid is primarily numerical so that, for example, all street addresses north of Flagler Street and west of Miami Avenue have "NW" in their address. Because its point of origin is in Downtown, which is close to the coast, the "NW" and "SW" quadrants are much larger than the "SE" and "NE" quadrants. Many roads, especially major ones, are also named (e.g., Tamiami Trail/SW 8th St), although, with exceptions, the number is in more common usage among locals.
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With few exceptions, within this grid north–south roads are designated as Courts, Roads, Avenues or Places (often remembered by their acronym), while east–west roads are Streets, Terraces, Drives or occasionally Ways. Major roads in each direction are located at one mile intervals. There are 16 blocks to each mile on north–south avenues, and 10 blocks to each mile on east–west streets. Major north–south avenues generally end in "7" – e.g., 17th, 27th, 37th/Douglas Aves., 57th/Red Rd., 67th/Ludlam, 87th/Galloway, etc., all the way west beyond 177th/Krome Avenue. (One prominent exception is 42nd Avenue, LeJeune Road, located at the half-mile point instead.) Major east–west streets to the south of downtown are multiples of 16, though the beginning point of this system is at SW 8th St, one half mile south of Flagler ("zeroth") Street. Thus, major streets are at 8th St., 24th St./Coral Way, 40th St./Bird, 56th/Miller, 72nd/ Sunset, 88th/N. Kendall, 104th (originally S. Kendall), 120th/Montgomery, 136th/Howard, 152nd/Coral Reef, 168th/Richmond, 184th/Eureka, 200th/Quail Roost, 216th/Hainlin Mill, 232nd/Silver Palm, 248th/Coconut Palm, etc., well into the 300s. Within the grid, odd-numbered addresses are generally on the north or east side, and even-numbered addresses are on the south or west side.
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All streets and avenues in Miami-Dade County follow the Miami grid, with a few exceptions, most notably in Coral Gables, Hialeah, Coconut Grove and Miami Beach. One neighborhood, The Roads, is named as such because its streets run off the Miami grid at a 45-degree angle, and therefore are all named roads.
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Miami-Dade County is served by four Interstate Highways (I-75, I-95, I-195, I-395) and several U.S. Highways including U.S. Route 1, U.S. Route 27, U.S. Route 41, and U.S. Route 441.
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Some of the major Florida State Roads (and their common names) serving Miami are:
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Miami has six major causeways that span over Biscayne Bay connecting the western mainland, with the eastern barrier islands along the Atlantic Ocean. The Rickenbacker Causeway is the southernmost causeway and connects Brickell to Virginia Key and Key Biscayne. The Venetian Causeway and MacArthur Causeway connect Downtown with South Beach. The Julia Tuttle Causeway connects Midtown and Miami Beach. The 79th Street Causeway connects the Upper East Side with North Beach. The northernmost causeway, the Broad Causeway, is the smallest of Miami's six causeways and connects North Miami with Bal Harbour.
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In 2007, Miami was identified as having the rudest drivers in the United States, the second year in a row to have been cited, in a poll commissioned by automobile club AutoVantage.[125] Miami is also consistently ranked as one of the most dangerous cities in the United States for pedestrians.[126]
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Public transportation in Miami is operated by Miami-Dade Transit and SFRTA, and includes commuter rail (Tri-Rail), heavy-rail rapid transit (Metrorail), an elevated people mover (Metromover), and buses (Metrobus). Miami has Florida's highest transit ridership as about 17% of Miamians use transit on a daily basis.[127] The average Miami public transit commute on weekdays is 90 minutes, while 39% of public transit riders commute for more than 2 hours a day. The average wait time at a public transit stop or station is 18 minutes, while 37% of riders wait for more than 20 minutes on average every day. The average single trip distance with public transit is 7.46 mi (12 km), while 38% travel more than 8.08 mi (13 km) in each direction.[128]
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Miami's heavy-rail rapid transit system, Metrorail, is an elevated system comprising two lines and 23 stations on a 24.4-mile (39.3 km)-long line. Metrorail connects the urban western suburbs of Hialeah, Medley, and inner-city Miami with suburban The Roads, Coconut Grove, Coral Gables, South Miami and urban Kendall via the central business districts of Miami International Airport, the Civic Center, and Downtown. A free, elevated people mover, Metromover, operates 21 stations on three different lines in greater Downtown Miami, with a station at roughly every two blocks of Downtown and Brickell. Several expansion projects are being funded by a transit development sales tax surcharge throughout Miami-Dade County.
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Tri-Rail, a commuter rail system operated by the South Florida Regional Transportation Authority (SFRTA), runs from Miami International Airport northward to West Palm Beach, making eighteen stops throughout Miami-Dade, Broward, and Palm Beach counties.
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The Miami Intermodal Center is a massive transportation hub servicing Metrorail, Amtrak, Tri-Rail, Metrobus, Greyhound Lines, taxis, rental cars, MIA Mover, private automobiles, bicycles and pedestrians adjacent to Miami International Airport. Miami Intermodal Center was completed in 2010, and is serving about 150,000 commuters and travelers in the Miami area. Phase I of MiamiCentral Station was completed in 2012, and the Tri-Rail part of Phase II was completed in 2015, but the construction of the Amtrak part remains delayed.
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Two new light rail systems, Baylink and the Miami Streetcar, have been proposed and are currently in the planning stage. BayLink would connect Downtown with South Beach, and the Miami Streetcar would connect Downtown with Midtown.
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Miami is the southern terminus of Amtrak's Atlantic Coast services, running two lines, the Silver Meteor and the Silver Star, both terminating in New York City. The Miami Amtrak Station is located in the suburb of Hialeah near the Tri-Rail/Metrorail Station on NW 79 St and NW 38 Ave. Current construction of the Miami Central Station will move all Amtrak operations from its current out-of-the-way location to a centralized location with Metrorail, MIA Mover, Tri-Rail, Miami International Airport, and the Miami Intermodal Center all within the same station closer to Downtown. The station was expected to be completed by 2012,[129] but experienced several delays and was later expected to be completed in late 2014,[130] again pushed back to early 2015.[131]
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Miami International Airport serves as the primary international airport of the Greater Miami Area. One of the busiest international airports in the world, Miami International Airport caters to over 45 million passengers a year. The airport is a major hub and the largest international gateway for American Airlines. Miami International is the second busiest airport by passenger traffic in Florida, the United States' third-largest international port of entry for foreign air passengers behind New York's John F. Kennedy International Airport and Los Angeles International Airport. The airport's extensive international route network includes non-stop flights to over seventy international cities in North and South America, Europe, Asia, and the Middle East.
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Alternatively, nearby Fort Lauderdale–Hollywood International Airport also serves commercial traffic in the Miami area.[132] Miami-Opa Locka Executive Airport in Opa-locka and Miami Executive Airport in an unincorporated area southwest of Miami serve general aviation traffic in the Miami area.
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The city government under former mayor Manny Diaz took an ambitious stance in support of bicycling in Miami for both recreation and commuting.[133]
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In 2010, Miami was ranked as the 44th-most bike-friendly city in the US according to Bicycling Magazine.[134]
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A 2011 study by Walk Score ranked Miami the eighth-most walkable of the fifty largest cities in the United States,[135] but a 2013 survey by Travel + Leisure ranked Miami 34th for "public transportation and pedestrian friendliness".[136]
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Michael Collins (born October 31, 1930) is an American astronaut who flew the Apollo 11 command module Columbia around the Moon while his crewmates, Neil Armstrong and Buzz Aldrin, made the first crewed landing on the surface. He was a test pilot and major general in the U.S. Air Force Reserves.
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Collins graduated from the United States Military Academy with the Class of 1952. He joined the United States Air Force, and flew F-86 Sabre fighters at Chambley-Bussières Air Base, France. He was accepted into the U.S. Air Force Experimental Flight Test Pilot School at Edwards Air Force Base in 1960, also graduating from the Aerospace Research Pilot School (Class III).
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Selected as part of NASA's third group of 14 astronauts in 1963, Collins flew in space twice. His first spaceflight was on Gemini 10 in 1966, in which he and Command Pilot John Young performed orbital rendezvous with two spacecraft and undertook two extravehicular activities (EVAs, also known as spacewalks). On the 1969 Apollo 11 mission he became one of 24 people to fly to the Moon, which he orbited thirty times. He was the fourth person (and third American) to perform a spacewalk, the first person to have performed more than one spacewalk, and, after Young, who flew the command module on Apollo 10, the second person to orbit the Moon alone.
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After retiring from NASA in 1970, Collins took a job in the Department of State as Assistant Secretary of State for Public Affairs. A year later, he became the director of the National Air and Space Museum, and held this position until 1978, when he stepped down to become undersecretary of the Smithsonian Institution. In 1980, he took a job as vice president of LTV Aerospace. He resigned in 1985 to start his own consulting firm. Along with his Apollo 11 crewmates, Collins was awarded the Presidential Medal of Freedom in 1969 and the Congressional Gold Medal in 2011.
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Collins was born on October 31, 1930, in Rome, Italy.[1][2] He was the second son of James Lawton Collins (1882–1963)[3][4], a career U.S. Army officer, who was the U.S. military attaché there from 1928 to 1932, and Virginia C. née Stewart (1895–1986).[5][6] Collins had an older brother, James Lawton Collins Jr. (1917–2002)[7][8][9], and two older sisters, Virginia and Agnes. For the first 17 years of his life, Collins lived in many places as the Army posted his father to different locations: Rome; Oklahoma; Governors Island, New York; Fort Hoyle (near Baltimore, Maryland); Fort Hayes (near Columbus, Ohio); Puerto Rico; San Antonio, Texas; and Alexandria, Virginia.[4] He took his first plane ride in Puerto Rico aboard a Grumman Widgeon; the pilot allowed him to fly it for a portion of the flight. He wanted to fly again, but since World War II started soon after, he was unable.[10] Collins studied for two years in the Academia del Perpetuo Socorro in San Juan, Puerto Rico.[11]
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After the United States entered World War II, the family moved to Washington, D.C., where Collins attended St. Albans School and graduated in 1948.[12][4] His mother wanted him to enter the diplomatic service,[4] but he decided to follow his father, two uncles, brother and cousin into the armed services. He received an appointment to the United States Military Academy at West Point, from which his father and his older brother had graduated in 1907 and 1939 respectively.[9] He graduated on June 3, 1952, with a Bachelor of Science degree in military science,[13] finishing 185th of 527 cadets in the class, which included future fellow astronaut Ed White.[4][14]
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Collins' decision to join the United States Air Force (USAF) was motivated by both the wonder of what the next fifty years might bring in aeronautics, and to avoid accusations of nepotism had he joined the Army where his brother was already a colonel, his father had reached the rank of major general and his uncle, General J. Lawton Collins (1896–1987)[15], was the Chief of Staff of the United States Army.[16] The Air Force Academy, still under construction, would not graduate its first class for several years. In the interim, graduates of the Military Academy were eligible for Air Force commissions.[17] Promotion was slower in the Air Force than in the Army, due to the large number of young officers who had been commissioned and promoted during World War II.[16]
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Collins began basic flight training in the T-6 Texan at Columbus Air Force Base in Columbus, Mississippi, in August 1952, then moved on to San Marcos Air Force Base in Texas to learn instrument and formation flying, and finally to James Connally Air Force Base in Waco, Texas, for training in jet aircraft. Flying came easily to him, and unlike many of his colleagues, he had little fear of failure. He was awarded his wings upon completion of the course at Waco, and in September 1953, he was chosen for advanced day-fighter training at Nellis Air Force Base, Nevada, flying F-86 Sabres. The training was dangerous; eleven people were killed in accidents during the 22 weeks he was there.[14][18]
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This was followed by an assignment in January 1954 to the 21st Fighter-Bomber Wing at George Air Force Base, California, where he learned ground attack and nuclear weapons delivery techniques in the F-86. He moved with the 21st to Chaumont-Semoutiers Air Base, France, in December 1954. He won first prize in a 1956 gunnery competition.[14][18] During a NATO exercise that year, he was forced to eject from an F-86 after a fire started aft of the cockpit.[19]
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Collins met his future wife, Patricia Mary Finnegan from Boston, Massachusetts, in an officers' mess. A graduate of Emmanuel College, where she majored in English, she was a social worker, dealing mainly with single mothers. To see more of the world, she was working for the Air Force service club. After getting engaged, they had to overcome a difference in religion. Collins was nominally Episcopalian, while Finnegan came from a staunchly Roman Catholic family. After seeking permission to marry from Finnegan's father, and delaying their wedding when Collins was redeployed to West Germany during the 1956 Hungarian Revolution, they married in 1957.[20] They had a daughter, actress Kate Collins, in 1959,[13] a second daughter, Ann, in 1961 and a son, Michael, in 1963.[21]
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After Collins returned to the United States in late 1957, he attended an aircraft maintenance officer course at Chanute Air Force Base, Illinois. He would later describe this school as "dismal" in his autobiography; he found the classwork boring, flying time scarce, and the equipment outdated. Upon completing the course, he commanded a Mobile Training Detachment (MTD) and traveled to air bases around the world.[22] The detachment trained mechanics on the servicing of new aircraft, and pilots how to fly them. He later became the first commander of a Field Training Detachment (FTD 523) back at Nellis AFB, which was a similar kind of unit, except that the students traveled to him.[23]
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Collins' MTD posting allowed him to accumulate over 1,500 flying hours, the minimum required for admission to the USAF Experimental Flight Test Pilot School at Edwards Air Force Base, California. His application was successful, and on August 29, 1960, he became a member of Class 60C,[24] which included Frank Borman, Jim Irwin and Tom Stafford, who later became astronauts. Military test pilot instruction started with the North American T-28 Trojan, and proceeded through the high performance F-86 Sabre, B-57 Canberra, T-33 Shooting Star, and the F-104 Starfighter.[25] Collins was a heavy smoker, but quit in 1962 after suffering a particularly bad hangover. The next day, he spent what he described as the worst four hours of his life in the co-pilot's seat of a B-52 Stratofortress while going through the initial stages of nicotine withdrawal.[26]
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The inspiration for Collins in his decision to become a NASA astronaut was the Mercury Atlas 6 flight of John Glenn on February 20, 1962, and the thought of being able to circle the Earth in 90 minutes. Collins applied for the second group of astronauts that year. To raise the numbers of Air Force pilots selected, the Air Force sent their best applicants to a "charm school". Medical and psychiatric examinations at Brooks Air Force Base, Texas, and interviews at the Manned Spacecraft Center (MSC) in Houston followed. In mid-September he found out he had not been accepted. It was a blow even though he did not expect to be selected. Collins rated the second group of nine as better than the Mercury Seven who preceded them, or the five groups that followed, including his own.[27]
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That year the USAF Experimental Flight Test Pilot School became the USAF Aerospace Research Pilot School (ARPS),[28] as the Air Force tried to enter into space research through the X-15 and X-20 programs. Collins applied for a new postgraduate course offered into the basics of spaceflight. He was accepted into the third class on October 22, 1962. Other students in his eleven-member class included three future astronauts: Charles Bassett, Edward Givens and Joe Engle.[29] Along with classwork, they also flew up to about 90,000 feet (27,000 m) in F-104 Starfighters. As they passed through the top of their arc, they would experience a brief period of weightlessness. On finishing this course he returned to fighter operations in May 1963.[30]
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At the start of June, NASA once again called for astronaut applications. Collins went through the same process as with his first application, though he did not take the psychiatric evaluation. He was at Randolph Air Force Base, Texas, on October 14 when Deke Slayton, the Chief of the Astronaut Office at NASA, called and asked if he was still interested in becoming an astronaut. Bassett was also accepted.[31] By this time Collins had flown over 3,000 hours, of which 2,700 were in jet aircraft.[32]
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Compared with the first two groups of astronauts, the third group of fourteen astronauts, which included Collins, was younger, with an average age of 31—the first two groups had an average age of 34.5 and 32.5 at their time of selection—and was better educated, with an average of 5.6 years of tertiary education; but they had fewer flying hours—2,300 on average compared with 3,500 and 2,800 for the first two groups, and only eight of the fourteen were test pilots. Of the thirty astronauts selected in the first three groups, only Collins and his third group colleague William Anders were born outside the United States,[33][34] and Collins was the only one with an older brother; all the rest were the eldest or only sons in their families.[35] Training began with a 240-hour course on the basics of spaceflight. Fifty-eight hours of this was devoted to geology, something Collins did not readily understand and in which he never became very interested.[36] At the end, Alan Shepard, the Chief of the Astronaut Office, asked the fourteen to rank their fellow astronauts in the order they would want to fly with them in space. Collins picked David Scott in the number one position.[37]
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After this basic training, the third group were assigned specializations. Collins received his first choice: pressure suits and extravehicular activities (EVAs, also known as spacewalks).[38] His job was to monitor development and act as a liaison between the Astronaut Office and contractors.[39] He was disturbed by the secretive planning of Ed White's EVA on Gemini 4, because he was not involved despite being the person with the greatest knowledge of the subject.[40]
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In late June 1965, Collins received his first crew assignment: the backup pilot for Gemini 7,[41] with his West Point classmate Ed White named as the backup mission commander. Collins was the first of the fourteen to receive a crew assignment,[42] but the first to fly was Scott on Gemini 8,[43] and Bassett was assigned to Gemini 9.[44] Under the system of crew rotation established by Slayton, being on the backup crew of Gemini 7 set Collins up to pilot Gemini 10.[45] Gemini 7 was commanded by Borman, whom Collins knew well from their days at Edwards, with Jim Lovell as the pilot. Collins made a point of providing a daily briefing to their wives, Susan Borman and Marilyn Lovell, on the progress of the two-week Gemini 7 mission.[46]
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After the successful completion of Gemini 7 on January 24, 1966, Collins was assigned to the prime crew of Gemini 10, but with John Young as mission commander, as White moved on to the Apollo program.[44][47] Jim Lovell and Buzz Aldrin were designated as the backup commander and pilot respectively.[48] The arrangements were disturbed on February 28 by the deaths of the Gemini 9 crew, Bassett and Elliot See, in the 1966 NASA T-38 crash. They were replaced on Gemini 9 by their backups, Stafford and Gene Cernan. Cernan was the second of the fourteen to fly in space. Lovell and Aldrin became their backups, and Alan Bean and C.C. Williams took their place as the Gemini 10 backup crew.[49] Collins would be the seventeenth American, and third member of his group, to fly in space.[50]
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Training for Gemini 10 was interrupted in March when Slayton diverted Young, Collins and Williams to represent their respective services on a panel to select another group of astronauts, along with himself, Shepard, spacecraft designer Max Faget, and astronaut training officer Warren J. North. Young protested the loss of a week's training to no avail. Applying strict criteria for age, flying experience and education reduced the number of applicants to 35. The panel interviewed each for an hour, and rated nineteen as qualified. Collins was surprised when Slayton elected to take them all. Slayton later admitted that he too had doubts; he already had enough astronauts for Project Apollo as far as the first Moon landing, but post-Apollo plans were for up to 30 missions. Such a large intake therefore seemed prudent. Ten of the nineteen had test pilot experience, and seven were graduates of the ARPS.[51][52][53]
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Fifteen scientific experiments were carried on Gemini 10—more than any other Gemini mission except the two-week-long Gemini 7.[54] After Gemini 9's EVA ran into problems, the remaining Gemini objectives had to be completed on the last three flights. While the overall number of objectives increased, the difficulty of Collins' EVA was scaled significantly back. There was no backpack or astronaut maneuvering unit (AMU), as there had been on Gemini 8.[47]
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Their three-day mission called for them to rendezvous with two Agena Target Vehicles, undertake two EVAs, and perform 15 different experiments. The training went smoothly, as the crew learned the intricacies of orbital rendezvous, controlling the Agena and, for Collins, the EVA. For what was to be the fourth ever EVA, underwater training was not performed, mostly because Collins did not have the time. To train to use the nitrogen gun he would use for propulsion, a smooth metal surface about the size of a boxing ring was set up. He would stand on a circular pad that used gas jets to raise itself off the surface. Using the nitrogen gun he would practice propelling himself across the "slippery table".[55]
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Gemini 10 lifted off from Launch Complex 19 at Cape Canaveral at 05:20 local time on July 18, 1966. Upon reaching orbit, it was about 860 nautical miles (1,600 km) behind the Agena target vehicle, which had been launched 100 minutes earlier. A rendezvous was achieved on Gemini 10's fourth orbit at 10:43, followed by docking at 11:13.[56][57] The mission plan called for multiple dockings with the Agena target, but an error by Collins in using the sextant caused them to burn valuable propellant, resulting in Mission Control calling off this objective to conserve propellant.[58] Once docked, the Agena 10 propulsion system was activated to boost the astronauts to a new altitude record, 475 miles (764 km) above the Earth, breaking the previous record of 295 miles (475 km) set by Voskhod 2.[59]
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A second burn of the Agena 10 engine at 03:58 on July 19 put them into the same orbit as Agena 8, which had been launched for the Gemini 8 mission on March 16. For his first EVA Collins did not leave the Gemini capsule, but stood up through the hatch with an ultraviolet camera.[56] After he took the ultraviolet photos, Collins took photos of a plate they brought with them. They were used to compare photos taken in space with those taken in a laboratory.[60] In his biography he said he felt at that moment like a Roman god riding the skies in his chariot.[61]
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The EVA started on the dark side of the Earth so Collins could take photos of the Milky Way. Collins' and Young's eyes began to water, forcing an early end to the EVA.[62] Lithium hydroxide, which was normally used to remove exhaled carbon dioxide from the cabin, had accidentally been fed into the astronauts' space suits. The compressor causing the problem was switched off,[63] and a high oxygen flow was used to purge the environmental control system.[56]
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Prior to Collins' second EVA, the Agena 10 spacecraft was jettisoned. Young positioned the capsule close enough to Agena 8 for Collins to get to it while attached to his 49-foot (15 m) umbilical.[64] Collins became the first person to perform two spacewalks in the same mission.[65][66] He found it took much longer to complete tasks than he expected, something Cernan also experienced during his spacewalk on Gemini 9. He removed a micrometeorite experiment from the exterior of the spacecraft, and configured his nitrogen maneuvering thruster. Collins had difficulty reentering the spacecraft, and needed Young to pull him back in with the umbilical.[64]
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The duo activated the retrorockets on their 43rd revolution, and they splashed down in the Atlantic at 04:06 on July 21, 3.5 nautical miles (6.5 km) from the recovery vessel, the amphibious assault ship USS Guadalcanal, and were picked up by helicopter.[64] Collins and Young completed nearly all the major objectives of the flight.[67] The docking practice and the landmark measurement experiment were cancelled in order to conserve propellant, and the micrometeorite collector was lost when it drifted out of the spacecraft.[56]
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Shortly after Gemini 10, Collins was assigned to the backup crew for the second crewed Apollo flight, with Borman as commander (CDR), Stafford as command module pilot (CMP), and Collins as lunar module pilot (LMP). Along with learning the new Apollo command and service module (CSM) and the Apollo Lunar Module (LM), Collins received helicopter training, as these were thought to be the best way to simulate the landing approach of the LM. After the completion of Project Gemini, it was decided to cancel the Apollo 2 flight, since it would just repeat the Apollo 1 flight. Stafford was given his own crew, and Anders was assigned to Borman's crew. Slayton had decided an Apollo mission commander should be an experienced astronaut who had already flown a mission, and that on flights with a LM, the CMP should also have some spaceflight experience, something Anders did not yet have, since the CMP would have to fly the CM alone. Collins was therefore moved to the CMP position on the Apollo 8 prime crew, and Anders became the LMP.[68] The practice became that the CMP would be the next most senior member of the crew, and that they would go on to command later Apollo flights.[69]
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Staff meetings were always held on Fridays in the Astronaut Office, and it was here that Collins found himself on January 27, 1967. Don Gregory was running the meeting in the absence of Shepard and so it was he who answered the red phone to be informed there had been a fire in the Apollo 1 CM, and that the three astronauts, Gus Grissom, Ed White and Roger Chaffee were dead. When the enormity of the situation was ascertained, it fell on Collins to go to the Chaffee household to inform Martha Chaffee that her husband had died. The Astronaut Office had learned to be proactive in informing astronauts' families of a death quickly, because of the death of Theodore Freeman in an aircraft crash in 1964, when a newspaper reporter was the first to his house.[70]
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Collins and Scott were sent by NASA to the Paris Air Show in May 1967. There they met cosmonauts Pavel Belyayev and Konstantin Feoktistov, with whom they drank vodka on the Soviets' Tupolev Tu-134. Collins found it interesting that some cosmonauts were doing helicopter training like their American counterparts, and Belyayev said he hoped to make a circumlunar flight soon. The astronauts' wives had accompanied them on the trip, and Collins and his wife Pat were compelled by NASA and their friends to travel to Metz where they had been married ten years before. There, they found a third wedding ceremony had been arranged for them (ten years previously they had already had civil and religious ceremonies), so they could renew their vows.[71]
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During 1968, Collins noticed his legs were not working as they should, first during handball games, then as he walked down stairs. His knee would almost give way, and his left leg had unusual sensations when in hot and cold water. Reluctantly he sought medical advice and the diagnosis was a cervical disc herniation, requiring two vertebrae to be fused.[72] The surgery was performed at Wilford Hall Hospital at Lackland Air Force Base, Texas. The planned recuperation time was three to six months.[73] Collins spent three months in a neck brace. As a result, he was removed from the prime crew of Apollo 9 and his backup, Jim Lovell, replaced him as CMP. When the Apollo 8 mission was changed from a CSM/LM mission in high Earth orbit to a CSM-only flight around the Moon, both prime and backup crews for Apollo 8 and 9 swapped places.[74]
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Having trained for the flight, Collins was made a capsule communicator (CAPCOM), an astronaut stationed at Mission Control responsible for communicating directly with the crew during a mission.[75] As part of the Green Team, he covered the launch phase up to translunar injection, the rocket burn that sent Apollo 8 to the Moon.[76] The successful completion of the first crewed circumlunar flight was followed by the announcement of the Apollo 11 crew of Armstrong, Aldrin, and Collins. At that time, in January 1969, it was not certain this would be the lunar landing mission; this depended on the success of Apollo 9 and Apollo 10 testing the LM.[77]
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As CMP, Collins' training was completely different from the LM and lunar EVA, and was sometimes done without Armstrong or Aldrin being present. Along with simulators, there were measurements for pressure suits, centrifuge training to simulate the reentry, and practicing docking with a huge rig at NASA Langley Research Center, Hampton, Virginia. Since he would be the active participant in the rendezvous with the LM, Collins compiled a book[78] of 18 different rendezvous schemes for various scenarios including ones where the LM did not land, or it launched too early or too late. This book ran for 117 pages.[78]
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The mission patch of Apollo 11 was the creation of Collins. Jim Lovell, the backup commander, mentioned the idea of eagles, a symbol of the United States. Collins liked the idea and found a painting by artist Walter A. Weber in a National Geographic Society book, Water, Prey, and Game Birds of North America,[79] traced it and added the lunar surface below and Earth in the background. The idea of an olive branch, a symbol of peace, came from a computer expert at the simulators. The call sign Columbia for the CSM came from Julian Scheer, the NASA Assistant Administrator for Public Affairs. He mentioned the idea to Collins in a conversation and Collins could not think of anything better.[80][81]
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During the training for Apollo 11, Slayton offered to get Collins back into the crew sequence after the flight. Collins would almost certainly have been the backup commander of Apollo 14, followed by commander of Apollo 17, but he told Slayton he did not want to travel to space again if Apollo 11 was successful. The difficult schedule of an astronaut strained his family life. He wanted to help achieve John F. Kennedy's goal of landing on the Moon within the decade and had no interest in further exploration of the Moon once the goal had been achieved. The assignment was given to Cernan.[69][82][83]
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An estimated one million spectators watched the launch of Apollo 11 from the highways and beaches in the vicinity of the launch site. The launch was televised live in 33 countries, with an estimated 25 million viewers in the United States alone. Millions more listened to radio broadcasts.[84][85] Propelled by a giant Saturn V rocket, Apollo 11 lifted off from Launch Complex 39A at the Kennedy Space Center on July 16, 1969, at 13:32 UTC (09:32 EDT),[86] and entered Earth orbit twelve minutes later. After one and a half orbits, the S-IVB third-stage engine pushed the spacecraft onto its trajectory toward the Moon. About 30 minutes later, Collins performed the transposition, docking, and extraction maneuver. This involved separating Columbia from the spent S-IVB stage, turning around, and docking with the Lunar Module Eagle. After it was extracted, the combined spacecraft headed for the Moon, while the rocket stage flew on a trajectory past it.[87]
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On July 19 at 17:21:50 UTC, Apollo 11 passed behind the Moon and fired its service propulsion engine to enter lunar orbit.[87] In the thirty orbits that followed,[88] the crew saw passing views of their landing site in the southern Sea of Tranquillity about 12 miles (19 km) southwest of the crater Sabine D.[89] At 12:52:00 UTC on July 20, Aldrin and Armstrong entered Eagle and began the final preparations for lunar descent. At 17:44:00 Eagle separated from Columbia.[87] Collins, alone aboard Columbia, inspected Eagle as it rotated before him to ensure the craft was not damaged and that the landing gear had correctly deployed before heading for the surface.[90][91]
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During his day flying solo around the Moon, Collins never felt lonely. Although it has been said "not since Adam has any human known such solitude",[92] Collins felt very much a part of the mission. In his autobiography he wrote "this venture has been structured for three men, and I consider my third to be as necessary as either of the other two". During the 48 minutes of each orbit he was out of radio contact with Earth; the feeling he reported was not loneliness, but rather "awareness, anticipation, satisfaction, confidence, almost exultation".[93]
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One of Collins' first tasks was to identify the lunar module on the ground. To give Collins an idea where to look, Mission Control radioed that they believed the lunar module landed about four miles off target. Each time he passed over the suspected lunar landing site, he tried in vain to find the lunar module. On his first two orbits on the far side of the Moon, Collins performed maintenance activities such as dumping excess water produced by the fuel cells and preparing the cabin for Armstrong and Aldrin to return.[94] Columbia orbited the Moon thirty times.[95]
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Just before he reached the far side on the third orbit, Mission Control informed Collins there was a problem with the temperature of the coolant. If it became too cold, parts of Columbia might freeze. Mission Control advised him to assume manual control and implement Environmental Control System Malfunction Procedure 17. Instead, Collins flicked the switch on the offending system from automatic to manual and back to automatic again, and carried on with normal housekeeping chores, while keeping an eye on the temperature. When Columbia came back around to the near side of the Moon again, he was able to report that the problem had been resolved. For the next couple of orbits, he described his time on the far side of the Moon as "relaxing". After Aldrin and Armstrong completed their EVA, Collins slept so he could be rested for the rendezvous. While the flight plan called for Eagle to meet up with Columbia, Collins was prepared for certain contingencies in which he would fly Columbia down to meet Eagle.[96] After spending so much time with the CSM, Collins felt compelled to leave his mark on it, so during the second night following their return from the Moon, he went to the lower equipment bay of the CM and wrote:
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In a July 2009 interview with The Guardian, Collins said that he was very worried about Armstrong and Aldrin's safety. He was also concerned in the event of their deaths on the Moon, he would be forced to return to Earth alone and, as the mission's sole survivor, be regarded as "a marked man for life".[98]
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At 17:54 UTC on July 21, Eagle lifted off from the Moon to rejoin Collins aboard Columbia in lunar orbit.[87] After rendezvous with Columbia, the ascent stage was jettisoned into lunar orbit, and Columbia made its way back to Earth.[99]
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Columbia splashed down in the Pacific 1,440 nmi (2,660 km) east of Wake Island at 16:50 UTC (05:50 local time) on July 24.[87][100] The total mission duration was eight days, three hours, 18 minutes, and thirty-five seconds.[95] Divers passed biological isolation garments (BIGs) to the astronauts, and assisted them into the life raft. Though the chance of bringing back pathogens from the lunar surface was believed to be remote, it was still considered a possibility. The astronauts were winched on board the recovery helicopter, and flown to the aircraft carrier USS Hornet,[101] where they spent the first part of the Earth-based portion of 21 days of quarantine (time in space was also counted), before moving on to Houston.[102]
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On August 13, the three astronauts rode in parades in their honor in New York and Chicago, with about six million attendees.[103][104] On the same evening in Los Angeles there was an official state dinner to celebrate the flight, attended by members of Congress, 44 governors, the Chief Justice of the United States, and ambassadors from 83 nations at the Century Plaza Hotel.[103][105] In September, the astronauts embarked on a 38-day world tour that brought them to 22 foreign countries and included visits with world leaders.[106][107]
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NASA Administrator Thomas O. Paine told Collins that Secretary of State William P. Rogers was interested in appointing Collins to the position of Assistant Secretary of State for Public Affairs. After the crew returned to the U.S. in November, Collins sat down with Rogers and accepted the position on the urgings of President Nixon.[108] He was an unusual choice for the role, as he was neither a journalist nor a career diplomat. Nor, unlike some of his predecessors, did he act as the department spokesperson. Instead, as the head of the State Department's Bureau of Public Affairs, his role was that of managing relations with the public at large. He had a staff of 115 and a budget of $2.5 million,[109] but this was small compared with the 6,000 public affairs staff at the United States Department of Defense.[110]
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Collins took over at a very difficult time. The Vietnam War was going badly, and the invasion of Cambodia and the Kent State shootings had triggered a wave of protests and unrest across the country. He had no illusions about his ability to change minds, but attempted to engage with the public all the same, playing on his Apollo 11 fame.[110] He attributed part of the nation's problems to insularity. In a 1970 commencement speech at Saint Michael's College in Vermont, he told his audience that "Farmers speak to farmers, students to students, business leaders to other business leaders, but this intramural talk serves mainly to mirror one's beliefs, to reinforce existing prejudices, to lock out opposing views".[111]
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Collins realized he was not enjoying the job, and secured President Nixon's permission to become the Director of the National Air and Space Museum.[112] His departure was officially announced on February 22, 1971.[113] He worked in that role until April 11, 1971.[114] The position remained vacant until Carol Laise replaced him in October 1973.[115][116]
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On August 12, 1946, Congress passed an authorization bill for a National Air Museum, to be administered by the Smithsonian Institution, and located on the National Mall in Washington, D.C.[117] Under the U.S. legislative system, authorization is insufficient; Congress also has to pass an appropriation bill allocating funding. Since this was not done, there was no money for the museum building.[118]
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The 1957 Sputnik crisis and the resulting Space Race led to a surge of public interest in space exploration. The Freedom 7 and Friendship 7 Project Mercury spacecraft were donated to the Smithsonian, and 2,670,000 visitors descended on the Arts and Industries Building when they were put on display in 1963. The museum was renamed the National Air and Space Museum in 1966, but there was still no funding to build it.[119] Apollo 11 created another surge of interest in space. An exhibition of a Moon rock attracted 200,000 visitors in one month.[120] On May 19, 1970, Senator Barry Goldwater, a retired USAF major general, gave an impassioned speech in the Senate for funding of a museum building.[121]
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The job had a clearly defined and tangible goal: to obtain Congressional funding, and to build the museum.[110] Collins lobbied hard for the new museum. With the help of Goldwater in particular, Congress relented, and on August 10, 1972, approved $13 million and contract authority of $27 million for its construction.[122] The $40 million budget was lower than he had hoped for, and the building had to be scaled back and some economies made.[123]
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In addition to cost pressure, there was also severe time pressure, as the museum was scheduled to open on July 4, 1976, as part of celebrations of the upcoming United States Bicentennial. The design by architect Gyo Obata of the St. Louis firm Hellmuth Obata & Kassabaumof aimed to harmonize the new museum with the other ones on the National Mall, so the exteriors were faced with Tennessee marble to match the façade of the National Gallery of Art.[124] Gilbane Building Company was awarded the construction contract. Everything was fast-tracked. Contracts were awarded as soon as each component of the design was complete. This allowed the first contract to be awarded within five months of the start of design. The design was completed in just nine months, and all contracts were awarded within a year of the start of design.[125]
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Ground was broken on the new museum on November 20, 1972.[126] The building was built horizontally rather than vertically, as is the norm, so that work on the interiors could proceed concurrently.[125] Overseeing construction was but a part of Collins' task: he also had to hire museum staff, oversee the creation of exhibits, and launch the Museum's Center for Earth and Planetary Studies, a new division devoted to research and analysis of lunar and planetary spacecraft data.[127] Collins described the project as "a monumental effort" in which "individual creativity combined with dedicated teamwork and plain hard work".[124]
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The museum was completed on budget, and opened three days ahead of schedule on July 1, 1976.[128][129] President Gerald Ford presided over the formal opening ceremony.[124] Over one million visitors passed through its doors in the first month, and it quickly established itself as one of the world's most popular museums, averaging between eight and nine million visitors per annum over the next two decades. Visitors entering saw Columbia in the Milestones of Flight Hall, along with the Wright Flyer, the Spirit of St. Louis and Glamorous Glennis.[130]
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Collins held the directorship until 1978,[131] when he stepped down to become undersecretary of the Smithsonian Institution.[132] During this time, although no longer an active-duty USAF officer after he joined the State Department in 1970, he remained in the U.S. Air Force Reserve. He attained the rank of major general in 1976, and retired in 1982.[133]
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Collins completed the Harvard Business School's Advanced Management Program in 1974, and in 1980 became vice president of LTV Aerospace in Arlington, Virginia.[134] He resigned in 1985 to start his own consulting firm, Michael Collins Associates.[135] He wrote an autobiography in 1974 entitled Carrying the Fire: An Astronaut's Journeys. The New York Times writer John Wilford wrote that it is "generally regarded as the best account of what it is like to be an astronaut."[136]
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Collins has also written Liftoff: The Story of America's Adventure in Space (1988), a history of the American space program, Mission to Mars (1990), a non-fiction book on human spaceflight to Mars, and Flying to the Moon and Other Strange Places (1976), revised and re-released as Flying to the Moon: An Astronaut's Story (1994), a children's book on his experiences. Along with his writing, he has painted watercolors, mostly of the Florida Everglades or aircraft he has flown; they are rarely space-related.[137] He did not initially sign his paintings to avoid them increasing in price just because they had his autograph on them.[138]
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Collins lived with his wife, Pat, in Marco Island, Florida, and Avon, North Carolina, until her death in April 2014.[139]
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Collins was a long-time trustee of the National Geographic Society and presently serves as Trustee Emeritus.[136] He is also a fellow of the Society of Experimental Test Pilots and the American Institute of Aeronautics and Astronautics.[140][141]
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Collins was inducted into four halls of fame: the International Air & Space Hall of Fame (1971),[142][page needed] the International Space Hall of Fame (1977),[143] the U.S. Astronaut Hall of Fame (1993),[1][144] and the National Aviation Hall of Fame (1985). In 2008 he was inducted into the Aerospace Walk of Honor in Lancaster, California.[145] The International Astronomical Union honored him by naming an asteroid after him, 6471 Collins.[146] Also, like the other two Apollo 11 crew members, he has a lunar crater named after him.[147]
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Collins was awarded the Air Force Distinguished Flying Cross in 1966 for his work in the Gemini Project.[148] He was also awarded Air Force Command Pilot Astronaut Wings.[140] Deputy NASA Administrator Robert Seamans pinned the NASA Exceptional Service Medal on Collins and Young in 1966 for their role in the Gemini 10 mission.[149] For the Apollo Project, he was awarded the Air Force Distinguished Service Medal,[150] and the NASA Distinguished Service Medal.[151][152] He was awarded the Legion of Merit in 1977.[135]
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Along with the rest of the Apollo 11 crew, he was awarded the Presidential Medal of Freedom with Distinction by President Nixon in 1969 at the state dinner in their honor.[103][153] The three were awarded the Collier Trophy and the General Thomas D. White USAF Space Trophy in 1969.[154] The National Aeronautic Association president awarded a duplicate trophy to Collins and Aldrin at a ceremony.[155][156] The trio received the international Harmon Trophy for aviators in 1970,[157][158] conferred to them by Vice President Spiro Agnew in 1971.[159] Agnew also presented them the Hubbard Medal of the National Geographic Society in 1970. He told them, "You've won a place alongside Christopher Columbus in American history".[160]
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Collins also received the Iven C. Kincheloe Award from the Society of Experimental Test Pilots (SETP) in 1970.[161][162] In 1989, some of his personal papers were transferred to Virginia Polytechnic Institute and State University.[135] In 1999, while celebrating the 30th anniversary of the lunar landing, Vice President Al Gore, who was also the vice chancellor of the Smithsonian Institution's Board of Regents, presented the Apollo 11 crew with the Smithsonian's Langley Gold Medal for aviation. After the ceremony, the crew went to the White House and presented President Bill Clinton with an encased Moon rock.[163][164]
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The crew was awarded the New Frontier Congressional Gold Medal in the Capitol Rotunda in 2011. It is the highest civilian award that can be received in the United States. During the ceremony, NASA administrator Charles Bolden said, "Those of us who have had the privilege to fly in space followed the trail they forged."[132][165]
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Collins is one of the astronauts featured in the 2007 documentary In the Shadow of the Moon.[166] He had a small part as "Old Man" in the 2009 movie Youth in Revolt.[167] In the 1996 TV movie Apollo 11, he was played by Jim Metzler,[168] and in the 1998 HBO miniseries From the Earth to the Moon, he was played by Cary Elwes.[169] In the 2009 TV movie Moon Shot, he was played by Andrew Lincoln.[170] In the 2018 film First Man, he was portrayed by Lukas Haas,[171] and he is featured in the 2019 documentary film Apollo 11. For contributions to the television industry, the Apollo 11 astronauts were honored with round plaques on the Hollywood Walk of Fame.[172] In For All Mankind he is portrayed by Ryan Kennedy.[173] In The Crown he is portrayed by Andrew Potts.[174]
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English rock group Jethro Tull recorded a song "For Michael Collins, Jeffrey and Me", which appears on the Benefit album from 1970. The song compares the feelings of misfitting from vocalist Ian Anderson (and friend Jeffrey Hammond) with the astronaut's own, as he is left behind by the ones who had the privilege of walking on the surface of the Moon.[175] In 2013, indie pop group The Boy Least Likely To released the song "Michael Collins" on the album The Great Perhaps. The song uses Collins' feeling that he was blessed to have the type of solitude of being truly separated from all other human contact in contrast with modern society's lack of perspective.[176][177] American folk artist John Craigie recorded a song titled "Michael Collins" for his 2017 album No Rain, No Rose. The song embraces his role as an integral part of the Apollo 11 mission with the chorus, "Sometimes you take the fame, sometimes you sit back stage, but if it weren't for me them boys would still be there."[178]
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Collins provided narration for the Google Doodle that commemorated the 50th anniversary of Apollo 11's 1969 mission to the Moon.[179]
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Michael Joseph Jackson (August 29, 1958 – June 25, 2009) was an American singer, songwriter, and dancer. Dubbed the "King of Pop", he is regarded as one of the most significant cultural figures of the 20th century and one of the greatest entertainers in the history of music. Through stage and video performances, he popularized complicated dance techniques such as the moonwalk, to which he gave the name. His sound and style have influenced artists of various genres, and his contributions to music, dance, and fashion, along with his publicized personal life, made him a global figure in popular culture for over four decades. Jackson is the most awarded artist in the history of popular music.
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The eighth child of the Jackson family, Jackson made his professional debut in 1964 with his elder brothers Jackie, Tito, Jermaine, and Marlon as a member of the Jackson 5. Jackson began his solo career in 1971 while at Motown Records, and rose to solo stardom with his fifth studio album Off the Wall (1979) during the peak of the disco era. By the early 1980s, Jackson became a dominant figure in popular music. His music videos, including those for "Beat It", "Billie Jean", and "Thriller" from his sixth studio album Thriller (1982), are credited with breaking racial barriers and transforming the medium into an art form and promotional tool. Jackson's prominence propelled him and the television channel MTV into cultural phenomenons of 1980s pop culture. At the 1984 Grammy Awards, Thriller won a record-breaking eight Grammy Awards, including Album of the Year. Jackson continued to innovate with videos on the global best-seller albums Bad (1987), Dangerous (1991) and HIStory: Past, Present and Future, Book I (1995).
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Starting in the late 1980s, Jackson became a figure of controversy and speculation due to his changing appearance, relationships, behavior and lifestyle. In 1993, he was accused of sexually abusing the child of a family friend. The lawsuit was settled out of court, and Jackson was not indicted. In 2005, he was tried and acquitted of further child sexual abuse allegations and several other charges. In 2009, while preparing for a series of comeback concerts, This Is It, Jackson died from an overdose of propofol administered by his personal physician, Conrad Murray. Fans around the world expressed their grief, and Jackson's public memorial service was broadcast live. In August 2009, the Los Angeles County Coroner ruled that Jackson's death was a homicide, and Murray was convicted of involuntary manslaughter in November 2011. Seven years later, the documentary Leaving Neverland, which detailed posthumous allegations of child sexual abuse, led to another media backlash against Jackson.
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Jackson is one of the best-selling music artists of all time, with estimated sales of over 350 million records worldwide.[nb 1] Thriller is the best-selling album of all time, with estimated sales of 66 million copies worldwide. In addition, the remix album Blood on the Dance Floor: HIStory in the Mix (1997) is the best-selling remix album of all time. Bad was the first album to produce five Billboard Hot 100 number-one singles.[nb 2] Jackson had 13 Billboard Hot 100 number-one singles, more than any other male artist in the Hot 100 era, and was also the first artist to have a top ten single in the Billboard Hot 100 in five different decades. He received 13 Grammy Awards, the Grammy Legend and Grammy Lifetime Achievement awards, 6 Brit Awards, a Golden Globe Award, and 39 Guinness World Records, including the "Most Successful Entertainer of All Time". Jackson's inductions include the Rock and Roll Hall of Fame twice, the Vocal Group Hall of Fame, the Songwriters Hall of Fame, the Dance Hall of Fame (the only recording artist to be inducted), and the Rhythm and Blues Music Hall of Fame. In 2016, his estate earned $825 million, the highest yearly amount for a celebrity ever recorded by Forbes.
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Michael Joseph Jackson[7][8] was born in Gary, Indiana, near Chicago, on August 29, 1958.[9][10] He was the eighth of ten children in the Jackson family, a working-class African-American family living in a two-bedroom house on Jackson Street.[11][12] His mother, Katherine Esther Jackson (née Scruse), played clarinet and piano, had aspired to be a country-and-western performer, and worked part-time at Sears.[13] She was a Jehovah's Witness.[14] His father, Joseph Walter "Joe" Jackson, a former boxer, was a crane operator at U.S. Steel and played guitar with a local rhythm and blues band, the Falcons, to supplement the family's income.[15][16] His father's great-grandfather, July "Jack" Gale, was a US Army scout; family lore held that he was also "a Native American medicine man".[17] Michael grew up with three sisters (Rebbie, La Toya, and Janet) and five brothers (Jackie, Tito, Jermaine, Marlon, and Randy).[15] A sixth brother, Marlon's twin Brandon, died shortly after birth.[18]
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Joe acknowledged that he regularly whipped Michael;[19] Michael said his father told him he had a "fat nose,"[20] and regularly physically and emotionally abused him during rehearsals. He recalled that Joe often sat in a chair with a belt in his hand as he and his siblings rehearsed, ready to physically punish any mistakes.[14][21] Katherine Jackson stated that although whipping is considered abuse in more modern times, it was a common way to discipline children when Michael was growing up.[22][23] Jackie, Tito, Jermaine and Marlon have said that their father was not abusive and that the whippings, which were harder on Michael because he was younger, kept them disciplined and out of trouble.[24] In an interview with Oprah Winfrey in 1993, Jackson said that his youth had been lonely and isolated.[25]
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In 1964, Michael and Marlon joined the Jackson Brothers—a band formed by their father which included Jackie, Tito, and Jermaine—as backup musicians playing congas and tambourine.[26][27] Later that year, Michael began sharing lead vocals with Jermaine, and the group's name was changed to the Jackson 5.[28] The following year, the group won a talent show; Michael performed the dance to Robert Parker's 1965 song "Barefootin'" and singing lead to The Temptations' "My Girl."[29] From 1966 to 1968 they toured the Midwest; they frequently played at a string of black clubs known as the "Chitlin' Circuit" as the opening act for artists such as Sam & Dave, the O'Jays, Gladys Knight, and Etta James. The Jackson 5 also performed at clubs and cocktail lounges, where striptease shows were featured, and at local auditoriums and high school dances.[30][31] In August 1967, while touring the East Coast, they won a weekly amateur night concert at the Apollo Theater in Harlem.[32]
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The Jackson 5 recorded several songs for a Gary record label, Steeltown Records; their first single, "Big Boy", was released in 1968.[34] Bobby Taylor of Bobby Taylor & the Vancouvers brought the Jackson 5 to Motown after the group opened for Taylor at Chicago's Regal Theater in 1968. Taylor also produced some of their early recordings for the label, including a version of "Who's Lovin' You."[35] After signing with Motown, the Jackson family relocated from Gary to Los Angeles.[36] In 1969, executives at Motown decided Diana Ross should introduce the Jackson 5 to the public—partly to bolster her career in television—sending off what was considered Motown's last product of its "production line".[37] The Jackson 5 made their first television appearance in 1969 in the Miss Black America Pageant where they performed a cover of "It's Your Thing."[38] Rolling Stone later described the young Michael as "a prodigy" with "overwhelming musical gifts" who "quickly emerged as the main draw and lead singer".[39]
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In January 1970, "I Want You Back" became the first Jackson 5 song to reach number one the US Billboard Hot 100; it stayed there for four weeks. Three more singles with Motown—"ABC", "The Love You Save", and "I'll Be There"—also topped the chart.[40] In May 1971, the Jackson family moved into a large house on a two-acre estate in Encino, California.[41] During this period, Michael developed from a child performer into a teen idol.[42] As he emerged as a solo performer in the early 1970s, he maintained ties to the Jackson 5. Between 1972 and 1975, Michael released four solo studio albums with Motown: Got to Be There (1972), Ben (1972), Music & Me (1973), and Forever, Michael (1975).[43] "Got to Be There" and "Ben," the title tracks from his first two solo albums, sold well as singles, as did a cover of Bobby Day's "Rockin' Robin."[44]
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The Jackson 5 were later described as "a cutting-edge example of black crossover artists."[45] They were frustrated by Motown's refusal to allow them creative input.[46] Jackson's performance of their top five single "Dancing Machine" on Soul Train popularized the robot dance.[47]
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In 1975, the Jackson 5 left Motown. They signed with Epic Records, a subsidiary of CBS Records,[48] and renamed themselves the Jacksons. Their younger brother Randy joined the band around this time; Jermaine stayed with Motown and pursued a solo career.[49] The Jacksons continued to tour internationally, and released six more albums between 1976 and 1984. Michael, the group's main songwriter during this time, wrote songs such as "Shake Your Body (Down to the Ground)" (1979), "This Place Hotel" (1980), and "Can You Feel It" (1980).[50]
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In 1978, Jackson moved to New York City to star as the Scarecrow in The Wiz, a musical directed by Sidney Lumet. It costarred Diana Ross, Nipsey Russell, and Ted Ross.[51] The film was a box-office failure.[52] Its score was arranged by Quincy Jones,[53] who later produced three of Jackson's solo albums.[54] During his time in New York, Jackson frequented the Studio 54 nightclub, where he heard early hip hop; this influenced his beatboxing on future tracks such as "Working Day and Night".[55] In 1979, Jackson broke his nose during a dance routine. A rhinoplasty led to breathing difficulties that later affected his career. He was referred to Steven Hoefflin, who performed Jackson's subsequent operations.[56]
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Jackson's fifth solo album, Off the Wall (1979), established him as a solo performer and helped him move from the bubblegum pop of his youth to more complex sounds.[42] It produced four top 10 entries in the US: "Off the Wall", "She's Out of My Life", and the chart-topping singles "Don't Stop 'Til You Get Enough" and "Rock with You".[57] The album reached number three on the US Billboard 200 and sold over 20 million copies worldwide.[58] In 1980, Jackson won three American Music Awards for his solo work: Favorite Soul/R&B Album, Favorite Soul/R&B Male Artist, and Favorite Soul/R&B Single for "Don't Stop 'Til You Get Enough".[59][60] He also won a Grammy Award for Best Male R&B Vocal Performance for 1979 with "Don't Stop 'Til You Get Enough".[61] In 1981 Jackson was the American Music Awards winner for Favorite Soul/R&B Album and Favorite Soul/R&B Male Artist.[62] Jackson felt Off the Wall should have made a bigger impact, and was determined to exceed expectations with his next release.[63] In 1980, he secured the highest royalty rate in the music industry: 37 percent of wholesale album profit.[64]
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Jackson recorded with Queen singer Freddie Mercury from 1981 to 1983, recording demos of "State of Shock", "Victory" and "There Must Be More to Life Than This". The recordings were intended for an album of duets but, according to Queen's manager Jim Beach, the relationship soured when Jackson brought a llama into the recording studio,[66] and Jackson was upset by Mercury's drug use.[67] The songs were released in 2014.[68] Jackson went on to record "State of Shock" with Mick Jagger for the Jacksons' album Victory (1984).[69] In 1982, Jackson contributed "Someone in the Dark" to the storybook for the film E.T. the Extra-Terrestrial. Jackson's sixth album, Thriller, was released in late 1982. It was the best-selling album worldwide in 1983,[70][71] and became the best-selling album of all time in the US[72] and the best-selling album of all time worldwide, selling an estimated 66 million copies.[73] It topped the Billboard 200 chart for 37 weeks and was in the top 10 of the 200 for 80 consecutive weeks. It was the first album to have seven Billboard Hot 100 top 10 singles, including "Billie Jean", "Beat It", and "Wanna Be Startin' Somethin' ".[74]
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On March 25, 1983, Jackson reunited with his brothers for Motown 25: Yesterday, Today, Forever, an NBC television special. The show aired on May 16, 1983, to an estimated audience of 47 million, and featured the Jacksons and other Motown stars.[75] Jackson's solo performance of "Billie Jean" earned him his first Emmy Award nomination.[76] Wearing a glove decorated with rhinestones,[77] he debuted his moonwalk dance, which Jeffrey Daniel had taught him three years earlier, and it became his signature dance in his repertoire.[78] Jackson had originally turned down the invitation to the show, believing he had been doing too much television. But at the request of Motown founder Berry Gordy, he performed in exchange for an opportunity to do a solo performance.[79] Rolling Stone reporter Mikal Gilmore called the performance "extraordinary."[42] Jackson's performance drew comparisons to Elvis Presley's and the Beatles' appearances on The Ed Sullivan Show.[80] Anna Kisselgoff of The New York Times praised the perfect timing and technique involved in the dance.[81] Gordy described being "mesmerized" by the performance.[82]
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At the 26th Annual Grammy Awards, Thriller won eight awards, while Jackson also won an award for the E.T. the Extra-Terrestrial storybook. Winning eight Grammys in one ceremony is a record he holds with the band Santana.[61] Jackson and Quincy Jones won the award for Producer of the Year (Non-Classical). Thriller won Album of the Year (with Jackson as the album's artist and Jones as its co-producer), and the single won Best Pop Vocal Performance (Male) award for Jackson. "Beat It" won Record of the Year and Best Rock Vocal Performance (Male). "Billie Jean" won two Grammy awards: Best R&B Song and Best R&B Vocal Performance (Male), with Jackson as songwriter and singer respectively.[61] Thriller also won the Grammy for Best Engineered Recording (Non Classical), acknowledging Bruce Swedien for his work on the album.[83] At the 11th Annual American Music Awards, Jackson won another eight awards and became the youngest artist to win the Award of Merit.[84] He also won Favorite Male Artist, Favorite Soul/R&B Artist, and Favorite Pop/Rock Artist. "Beat It" won Favorite Soul/R&B Video, Favorite Pop/Rock Video and Favorite Pop/Rock Single. The album collectively won Favorite Soul/R&B Album and Favorite Pop/Rock Album.[84][85]
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Jackson had the highest royalty rate in the music industry at that point, with about $2 for every album sold, and was making record-breaking profits. Dolls modeled after Jackson appeared in stores in May 1984 for $12 each.[86] In the same year, The Making of Michael Jackson's Thriller, a music documentary, won a Grammy for Best Music Video (Longform).[61] Time described Jackson's influence at that point as "star of records, radio, rock video. A one-man rescue team for the music business. A songwriter who sets the beat for a decade. A dancer with the fanciest feet on the street. A singer who cuts across all boundaries of taste and style and color too."[86] The New York Times wrote "in the world of pop music, there is Michael Jackson and there is everybody else."[87]
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In November 1983, Jackson and his brothers partnered with PepsiCo in a $5 million promotional deal that broke records for a celebrity endorsement. The first Pepsi campaign, which ran in the US from 1983 to 1984 and launched its "New Generation" theme, included tour sponsorship, public relations events, and in-store displays. Jackson helped to create the advertisement, and suggested using his song "Billie Jean", with revised lyrics, as its jingle.[88]
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On January 27, 1984, Michael and other members of the Jacksons filmed a Pepsi commercial overseen by Phil Dusenberry,[89] a BBDO ad agency executive, and Alan Pottasch, Pepsi's Worldwide Creative Director, at the Shrine Auditorium in Los Angeles. During a simulated concert before a full house of fans, pyrotechnics accidentally set Jackson's hair on fire, causing second-degree burns to his scalp. Jackson underwent treatment to hide the scars and had his third rhinoplasty shortly thereafter.[56] Pepsi settled out of court, and Jackson donated the $1.5 million settlement to the Brotman Medical Center in Culver City, California; its Michael Jackson Burn Center is named in his honor.[90] Jackson signed a second agreement with Pepsi in the late 1980s for $10 million. The second campaign covered 20 countries and provided financial support for Jackson's Bad album and 1987–88 world tour. Jackson had endorsements and advertising deals with other companies, such as LA Gear, Suzuki, and Sony, but none were as significant as his deals with Pepsi.[88]
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On May 14, 1984, President Ronald Reagan gave Jackson an award recognizing his support of alcohol and drug abuse charities,[91] and in recognition of his support for the Ad Council's and the National Highway Traffic Safety Administration's Drunk Driving Prevention campaign. Jackson allowed the campaign to use "Beat It" for its public service announcements.[92]
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The Victory Tour of 1984 headlined the Jacksons and showcased Jackson's new solo material to more than two million Americans. It was the last tour he did with his brothers.[93] Following controversy over the concert's ticket sales, Jackson donated his share of the proceeds, an estimated $3 to 5 million, to charity.[94] During the last concert of the Victory Tour at the Dodger Stadium in Los Angeles, Jackson announced his split from The Jacksons during "Shake Your Body".[95] His charitable work continued with the release of "We Are the World" (1985), co-written with Lionel Richie,[96] which raised money for the poor in the US and Africa.[97] It earned $63 million,[97] and became one of the best-selling singles of all time, with 20 million copies sold.[98] It won four Grammy Awards in 1985, including Song of the Year for Jackson and Richie as its writers.[96] The project's creators received two special American Music Awards honors: one for the creation of the song and another for the USA for Africa idea. Jackson, Jones, and promoter Ken Kragen received special awards for their roles in the song's creation.[96][99][100][101]
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Jackson collaborated with Paul McCartney in the early 1980s, and learned that McCartney was making $40 million a year from owning the rights to other artists' songs.[97] By 1983, Jackson had begun buying publishing rights to others' songs, but he was careful with his acquisitions, only bidding on a few of the dozens that were offered to him. Jackson's early acquisitions of music catalogs and song copyrights such as the Sly Stone collection included "Everyday People" (1968), Len Barry's "1-2-3" (1965), and Dion DiMucci's "The Wanderer" (1961) and "Runaround Sue" (1961).
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In 1984 Robert Holmes à Court announced he was selling the ATV Music Publishing catalog comprising the publishing rights to nearly 4000 songs, including most of the Beatles' material.[102] In 1981, McCartney had been offered the catalog for £20 million ($40 million).[97][103] Jackson submitted a bid of $46 million on November 20, 1984.[102] When Jackson and McCartney were unable to make a joint purchase, McCartney did not want to be the sole owner of the Beatles' songs, and did not pursue an offer on his own.[104][103] Jackson's agents were unable to come to a deal, and in May 1985 left talks after having spent more than $1 million and four months of due diligence work on the negotiations.[102] In June 1985, Jackson and Branca learned that Charles Koppelman's and Marty Bandier's The Entertainment Company had made a tentative offer to buy ATV Music for $50 million; in early August, Holmes à Court contacted Jackson and talks resumed. Jackson's increased bid of $47.5 million was accepted because he could close the deal more quickly, having already completed due diligence.[102] Jackson also agreed to visit Holmes à Court in Australia, where he would appear on the Channel Seven Perth Telethon.[105] Jackson's purchase of ATV Music was finalized on August 10, 1985.[97][102]
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Jackson's skin had been medium-brown during his youth, but from the mid-1980s gradually grew paler. The change drew widespread media coverage, including speculation that he had been bleaching his skin.[106][107][108] Jackson's dermatologist, Arnold Klein, said he observed in 1983 that Jackson had vitiligo,[109] a condition characterized by patches of the skin losing their pigment, and sensitivity to sunlight. He also identified discoid lupus erythematosus in Jackson. He diagnosed Jackson with lupus that year,[109] and with vitiligo in 1986.[110] Vitiligo's drastic effects on the body can cause psychological distress. Jackson used fair-colored makeup,[111] and possibly skin-bleaching prescription creams,[112] to cover up the uneven blotches of color caused by the illness. The creams would have further lightened his skin, and, with the application of makeup, he could appear very pale.[113] Jackson said he had not purposely bleached his skin and could not control his vitiligo, adding, "When people make up stories that I don't want to be who I am, it hurts me."[114] He became friends with Klein and Klein's nurse Debbie Rowe. Rowe later became Jackson's second wife and the mother of his first two children.[115]
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In his autobiography and the 1993 interview with Winfrey, Jackson said he had had two rhinoplasty surgeries and a cleft chin surgery but no more than that. He said he lost weight in the early 1980s because of a change in diet to achieve a dancer's body.[116] Witnesses reported that he was often dizzy, and speculated he was suffering from anorexia nervosa. Periods of weight loss became a recurring problem later in his life.[117] After his death, his mother Katherine told Winfrey that he first turned to cosmetic procedures to remedy his vitiligo, because he did not want to look like a "spotted cow." She said her son had received more than the two cosmetic surgeries he claimed and speculated that he was addicted to them.[118]
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In 1986, tabloids reported that Jackson slept in a hyperbaric oxygen chamber to slow aging, and pictured him lying in a glass box. The claim was untrue, and tabloids reported that he spread the story himself.[119] It was also reported, by the tabloids, that Jackson took female hormone shots to keep his voice high and facial hair wispy, proposed to Elizabeth Taylor and possibly had a shrine of her, and had cosmetic surgery on his eyes. Jackson's manager Frank DiLeo denied all of them, except for Jackson having a chamber. DiLeo added "I don't know if he sleeps in it. I'm not for it. But Michael thinks it's something that's probably healthy for him. He's a bit of a health fanatic."[120]
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When Jackson took his pet chimpanzee Bubbles to tour in Japan, their public appearances caused a stir in the media. They portrayed Jackson as an aspiring Disney cartoon character who befriended various animals.[121] Meanwhile, it was also reported that Jackson had offered to buy the bones of Joseph Merrick (the "Elephant Man").[122] In June 1987, the Chicago Tribune reported Jackson's publicist bidding $1 million for the skeleton to the London Hospital Medical College on his behalf. The college maintained the skeleton was not for sale. DiLeo said Jackson had an "absorbing interest" in Merrick, "purely based on his awareness of the ethical, medical and historical significance."[123]
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These tabloid stories inspired the name "Wacko Jacko," which Jackson came to despise.[8][124] According to music journalist Joseph Vogel, the demeaning name first appeared in British tabloid The Sun in 1985. The name's origins come from Jacko Macacco, the name of a famous monkey used in monkey-baiting matches at the Westminster Pit in the early 1820s. "Jacko" was subsequently used in Cockney slang to refer to monkeys in general, hence a racist connotation behind the name.[125]
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In 1987, Rolling Stone described Jackson as "the flighty-genius star-child, a celebrity virtually all his life, who dwells in a fairy-tale kingdom of fellow celebrities, animals, mannequins and cartoons, who provides endless fodder for the tabloids.... But it’s the same child in Michael who inspires the artistry that fuels all the subsidiary industries, who turns his primal fears and fantasies into wondrous, hyperkinetic and emotional music."[121]
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Jackson worked with George Lucas and Francis Ford Coppola on the 17-minute $30 million 3D film Captain EO, which ran from 1986 at Disneyland and Epcot, and later at Tokyo Disneyland and Euro Disneyland.[126] After having been removed in the late 1990s, it returned to the theme park for several years after Jackson's death.[127] In 1987, Jackson disassociated himself from the Jehovah's Witnesses.[128] Katherine Jackson said this might have been because some Witnesses strongly opposed the Thriller video.[129] Jackson had denounced it in a Witness publication in 1984.[130]
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Jackson's first album in five years, Bad (1987), was highly anticipated, with the industry expecting another major success.[131] It became the first album to produce five US number-one singles: "I Just Can't Stop Loving You", "Bad", "The Way You Make Me Feel", "Man in the Mirror", and "Dirty Diana". Another song, "Smooth Criminal", peaked at number seven.[57] Bad won the 1988 Grammy for Best Engineered Recording – Non Classical and the 1990 Grammy Award for Best Music Video, Short Form for "Leave Me Alone".[61][83] Jackson won an Award of Achievement at the American Music Awards in 1989 after Bad generated five number-one singles, became the first album to top the charts in 25 countries and the best-selling album worldwide in 1987 and 1988.[132][133] By 2012, it had sold between 30 and 45 million copies worldwide.[134][135]
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The Bad world tour ran from September 12, 1987, to January 14, 1989.[136] In Japan, the tour had 14 sellouts and drew 570,000 people, nearly tripling the previous record for a single tour.[137] The 504,000 people who attended seven sold-out shows at Wembley Stadium set a new Guinness world record.[138]
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In 1988, Jackson released his autobiography, Moonwalk, with input from Stephen Davis and Jacqueline Kennedy Onassis.[139] It sold 200,000 copies,[140] and reached the top of the New York Times bestsellers list.[141] Jackson discussed his childhood, the Jackson 5, and the abuse from his father.[142] He attributed his changing facial appearance to three plastic surgeries, puberty, weight loss, a strict vegetarian diet, a change in hairstyle, and stage lighting.[143][116] In October, Jackson released a film, Moonwalker, which featured live footage and short films starring Jackson and Joe Pesci. In the US it was released direct-to-video and became the best-selling video cassette.[144][145] The RIAA certified it as Platinum.[146]
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In March 1988, Jackson purchased 2,700 acres (11 km2) of land near Santa Ynez, California, to build a new home, Neverland Ranch, at a cost of $17 million.[147] He installed a Ferris wheel, a carousel, a movie theater and a zoo.[147][148][149] A security staff of 40 patrolled the grounds.[148] Shortly afterwards, he appeared in the first Western television advertisement in the Soviet Union.[150]
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Jackson became known as the "King of Pop", a nickname that Jackson's publicists embraced.[21][151][152] When Elizabeth Taylor presented him with the Soul Train Heritage Award in 1989, she called him "the true king of pop, rock and soul."[153] President George H. W. Bush designated him the White House's "Artist of the Decade".[154] From 1985 to 1990, Jackson donated $455,000 to the United Negro College Fund,[155] and all profits from his single "Man in the Mirror" went to charity.[156] His rendition of "You Were There" at Sammy Davis Jr.'s 60th birthday celebration won Jackson a second Emmy nomination.[76]
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In March 1991, Jackson renewed his contract with Sony for $65 million, a record-breaking deal,[157] beating Neil Diamond's renewal contract with Columbia Records.[158] In 1991, he released his eighth album, Dangerous, co-produced with Teddy Riley.[159] It was certified seven times platinum in the US, and by 2008 had sold 30 million copies worldwide.[160][161] In the US, the first single, "Black or White", was the album's highest charting song; it was number one on the Billboard Hot 100 for seven weeks and achieved similar chart performances worldwide.[162] The second single, "Remember the Time" peaked at number three on the Billboard Hot 100 singles chart.[163] At the end of 1992, Dangerous was the best-selling album of the year worldwide and "Black or White" the best-selling single of the year worldwide at the Billboard Music Awards. Jackson was also the best-selling artist of the 1980s.[164] In 1993, he performed "Remember the Time" at the Soul Train Music Awards in a chair, saying he twisted his ankle during dance rehearsals.[165] In the UK, "Heal the World" made No. 2 on the charts in 1992.[166]
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Jackson founded the Heal the World Foundation in 1992. The charity brought underprivileged children to Jackson's ranch to use the theme park rides, and sent millions of dollars around the globe to help children threatened by war, poverty, and disease. That July, Jackson published his second book, Dancing the Dream, a collection of poetry. The Dangerous World Tour ran between June 1992 and November 1993 and grossed $100 million; Jackson performed for 3.5 million people in 70 concerts, all of which were outside the US.[168] Part of the proceeds went to Heal the World Foundation.[169] Jackson sold the broadcast rights of the tour to HBO for $20 million, a record-breaking deal that still stands.[170]
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Following the death of HIV/AIDS spokesperson and friend Ryan White, Jackson pleaded with the Clinton administration at Bill Clinton's inaugural gala to give more money to HIV/AIDS charities and research[171][172] and performed "Gone Too Soon", a song dedicated to White, and "Heal the World" at the gala.[173] Jackson visited Africa in early 1992; on his first stop in Gabon he was greeted by more than 100,000 people, some of them carrying signs that read "Welcome Home Michael".[174] During his trip to Ivory Coast, Jackson was crowned "King Sani" by a tribal chief. He thanked the dignitaries in French and English, signed documents formalizing his kingship, and sat on a golden throne while presiding over ceremonial dances.[174]
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In January 1993, Jackson performed at the Super Bowl XXVII halftime show in Pasadena, California. The NFL sought a big-name artist to keep ratings high during halftime following dwindling audience figures.[175][176] It was the first Super Bowl whose half-time performance drew greater audience figures than the game. Jackson played "Jam", "Billie Jean", "Black or White", and "Heal the World". Dangerous rose 90 places in the album chart after the performance.[106]
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Jackson gave a 90-minute interview to Winfrey on February 10, 1993. He spoke of his childhood abuse at the hands of his father; he believed he had missed out on much of his childhood, and said that he often cried from loneliness. He denied tabloid rumors that he had bought the bones of the Elephant Man, slept in a hyperbaric oxygen chamber, or bleached his skin, and stated for the first time that he had vitiligo. Dangerous re-entered the album chart in the top 10, more than a year after its release.[21][106]
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In January 1993, Jackson won three American Music Awards: Favorite Pop/Rock Album (Dangerous), Favorite Soul/R&B Single ("Remember the Time"), and was the first to win the International Artist Award of Excellence.[177][178] In February, he won the "Living Legend Award" at the 35th Annual Grammy Awards in Los Angeles.[61] He attended the award ceremony with Brooke Shields.[179] Dangerous was nominated for Best Vocal Performance (for "Black or White"), Best R&B Vocal Performance ("Jam") and Best R&B Song ("Jam"), and Swedien and Riley won the award for Best Engineered – Non Classical.[83]
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In August 1993, Jackson was accused of child sexual abuse by a 13-year-old boy, Jordan Chandler, and his father, Evan Chandler.[180] Jordan said he and Jackson had engaged in acts of kissing, masturbation and oral sex.[181] Jordan's mother initially told police that she did not believe Jackson had molested her son; however, her position wavered a few days later.[182][183] Evan was recorded discussing his intention to pursue charges, which Jackson used to argue that he was the victim of a jealous father trying to extort money.[183] Jackson's older sister La Toya accused him of being a pedophile, which she later retracted.[184] Police raided Jackson's home in December and found books and photographs featuring young boys with little or no clothing. The books were legal to own, and Jackson was not indicted.[185] Jordan Chandler gave police a description of Jackson's genitals. A strip search was made, and the jurors felt the description was not a match.[186][187][188] In January 1994, Jackson settled with the Chandlers out of court for $25 million.[189] The police never pressed criminal charges.[190] Citing a lack of evidence without Jordan's testimony, the state closed its investigation on September 22, 1994.[191]
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Jackson had been taking painkillers for his reconstructive scalp surgeries, administered due to the Pepsi commercial accident in 1984, and became dependent on them to cope with the stress of the sexual abuse allegations.[192] On November 12, 1993, Jackson canceled the remainder of the Dangerous Tour due to health problems, stress from the allegations and painkiller addiction. He thanked close friend Elizabeth Taylor for support, encouragement and counsel. The end of the tour concluded his relationship with Pepsi-Cola which sponsored the tour.[193]
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In late 1993 Jackson proposed to Lisa Marie Presley, daughter of Elvis Presley, over the phone.[194] They married in La Vega, Dominican Republic in May 1994 by civil judge Hugo Francisco Alvarez Perez.[195] The tabloid media speculated that the wedding was a publicity stunt to deflect Jackson's sexual abuse allegations and jump-start Presley's career as a singer.[196][195] Their marriage ended little more than a year later, and they separated in December 1995.[197] Presley cited "irreconcilable differences" when filing for divorce the next month and only sought to reclaim her maiden name as her settlement.[196][198] After the divorce, Judge Perez said, "They lasted longer than I thought they would. I gave them a year. They lasted a year and a half."[195]
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In June 1995, Jackson released the double album HIStory: Past, Present and Future, Book I. The first disc, HIStory Begins, is a greatest hits album (reissued in 2001 as Greatest Hits: HIStory, Volume I). The second disc, HIStory Continues, contains 13 original songs and two cover versions. The album debuted at number one on the charts and has been certified for seven million shipments in the US.[199] It is the best-selling multi-disc album of all time, with 20 million copies (40 million units) sold worldwide.[162][200] HIStory received a Grammy nomination for Album of the Year.[61] The New York Times reviewed it as "the testimony of a musician whose self-pity now equals his talent".[201]
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The first single from HIStory was "Scream/Childhood". "Scream", a duet with Jackson's youngest sister Janet, protests the media's treatment of Jackson during the 1993 child abuse allegations against him. The single made number five on the Billboard Hot 100,[163] and received a Grammy nomination for "Best Pop Collaboration with Vocals".[61] The second single, "You Are Not Alone", holds the Guinness world record for the first song to debut at number one on the Billboard Hot 100 chart.[202] It received a Grammy nomination for "Best Pop Vocal Performance" in 1995.[61]
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In 1995 the Anti-Defamation League and other groups complained that "Jew me, sue me, everybody do me/ Kick me, kike me, don't you black or white me", the original lyrics of "They Don't Care About Us", were antisemitic. Jackson released a version with revised words.[203][204]
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In late 1995, Jackson was admitted to a hospital after collapsing during rehearsals for a televised performance, caused by a stress-related panic attack.[205] In November, Jackson merged his ATV Music catalog with Sony's music publishing division, creating Sony/ATV Music Publishing. He retained ownership of half the company, earning $95 million up front as well as the rights to more songs.[206][207]
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"Earth Song" was the third single released from HIStory, and topped the UK Singles Chart for six weeks over Christmas 1995.[166] It became the 87th-best selling single in the nation.[208] At the 1996 Brit Awards, Jackson's performance of "Earth Song" was disrupted by a drunken Jarvis Cocker and his Pulp band-mate Peter Mansell, who were protesting what Cocker saw as Jackson's "Christ-like" persona. Jackson said the stage invasion was "disgusting and cowardly".[209][210]
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In 1996, Jackson won a Grammy for Best Music Video, Short Form for "Scream" and an American Music Award for Favorite Pop/Rock Male Artist.[61][211]
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Jackson promoted HIStory with the HIStory World Tour, from September 7, 1996, to October 15, 1997. He performed 82 concerts in five continents, 35 countries and 58 cities to over 4.5 million fans, his most attended tour. It grossed $165 million.[136] During the tour, in Sydney, Australia, Jackson married Debbie Rowe, a dermatology nurse, who was six months pregnant with his first child.[212] Michael Joseph Jackson Jr. (commonly known as Prince) was born on February 13, 1997; his sister Paris-Michael Katherine Jackson was born a year later on April 3, 1998.[213] Jackson and Rowe divorced in 1999, and Rowe conceded custody of the children, with an $8 million settlement. In 2004, after the second child abuse allegations against Jackson, she returned to court to reclaim custody. The suit was settled in 2006.[214]
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In 1997, Jackson released Blood on the Dance Floor: HIStory in the Mix, which contained remixes of singles from HIStory and five new songs. Worldwide sales stand at 6 million copies, making it the best-selling remix album of all time. It reached number one in the UK, as did the title track.[215] In the US, the album reached number 24 and was certified platinum.[160]
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From October 1997 to September 2001, Jackson worked on his tenth solo album, Invincible, which cost $30 million to record.[216] In June 1999, Jackson joined Luciano Pavarotti for a War Child benefit concert in Modena, Italy. The show raised a million dollars for refugees of the Kosovo War, and additional funds for the children of Guatemala.[217] Later that month, Jackson organized a series of "Michael Jackson & Friends" benefit concerts in Germany and Korea. Other artists involved included Slash, The Scorpions, Boyz II Men, Luther Vandross, Mariah Carey, A. R. Rahman, Prabhu Deva Sundaram, Shobana, Andrea Bocelli, and Luciano Pavarotti. The proceeds went to the Nelson Mandela Children's Fund, the Red Cross and UNESCO.[218] From August 1999 to 2000, he lived in New York City at 4 East 74th Street.[219] At the turn of the century, Jackson won an American Music Award as Artist of the 1980s.[220] In 2000, Guinness World Records recognized him for supporting 39 charities, more than any other entertainer.[221]
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In September 2001, two 30th Anniversary concerts were held at Madison Square Garden to mark Jackson's 30th year as a solo artist. Jackson performed with his brothers for the first time since 1984. The show also featured Mýa, Usher, Whitney Houston, Destiny's Child, Monica, Liza Minnelli, and Slash. The first show was marred by technical lapses, and the crowd booed a speech by Marlon Brando.[222] Almost 30 million people watched the television broadcast of the shows in November.[223] After 9/11, Jackson helped organize the United We Stand: What More Can I Give benefit concert at RFK Stadium in Washington, D.C. on October 21, 2001. Jackson performed "What More Can I Give" as the finale.[224]
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The release of Invincible was preceded by a dispute between Jackson and his record label, Sony Music Entertainment. Jackson had expected the licenses to the masters of his albums to revert to him in the early 2000s, after which he would be able to promote the material however he pleased and keep the profits, but clauses in the contract set the revert date years into the future. Jackson sought an early exit from his contract.[225] Invincible was released on October 30, 2001. It was Jackson's first full-length album in six years, and the last album of original material he released in his lifetime.[225] It debuted at number one in 13 countries and went on to sell 6 million copies worldwide, receiving double-platinum certification in the US.[160][162]
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On January 9, 2002, Jackson won his 22nd American Music Award for Artist of the Century.[226][227] Later that year, an anonymous surrogate mother gave birth to his third child, Prince Michael Jackson II (nicknamed "Blanket"), who had been conceived by artificial insemination.[228] On November 20, Jackson briefly held Blanket over the railing of his Berlin hotel room, four stories above ground level, prompting widespread criticism in the media. Jackson apologized for the incident, calling it "a terrible mistake."[229] On January 22, promoter Marcel Avram filed a breach of contract complaint against Jackson for failing to perform two planned 1999 concerts.[230] In March, a Santa Maria jury ordered Jackson to pay Avram $5.3 million.[231][232] On December 18, 2003, Jackson's attorneys dropped all appeals on the verdict and settled the lawsuit for an undisclosed amount.[233]
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On April 24, 2002, Jackson performed at Apollo Theater. The concert was a fundraiser for the Democratic National Committee and former President Bill Clinton.[234] The money collected would be used to encourage citizens to vote. It raised $2.5 million.[235] The concert was called Michael Jackson: Live at the Apollo and this would be Jackson's final on-stage performance.[236]
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In July 2002, Jackson called Sony Music chairman Tommy Mottola "a racist, and very, very, very devilish," and someone who exploits black artists for his own gain, at Al Sharpton's National Action Network in Harlem. The accusation prompted Sharpton to form a coalition investigating whether Mottola exploited black artists.[237] Jackson also charged that Mottola had called his colleague Irv Gotti a "fat nigger".[238] Responding to those attacks, Sony issued a statement calling them "ludicrous, spiteful, and hurtful" and defended Mottola as someone who had championed Jackson's career for many years.[237] Sony ultimately refused to renew Jackson's contract and claimed that a $25 million promotional campaign had failed because Jackson refused to tour in the US for Invincible.[216]
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Beginning in May 2002, a documentary film crew led by Martin Bashir followed Jackson for several months.[229] The documentary, broadcast in February 2003 as Living with Michael Jackson, showed Jackson holding hands and discussing sleeping arrangements with a 12-year-old boy.[20][239] He also said that he saw nothing wrong with having sleepovers with minors and sharing his bed and bedroom with various people, which aroused controversy. He insisted that the sleepovers were not sexual and that his words had been misunderstood.[240][241]
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On December 18, 2003, Santa Barbara authorities charged Jackson with seven counts of child molestation and two counts of intoxicating a minor with alcoholic drinks.[242] Jackson denied the allegations and pleaded not guilty.[243] The People v. Jackson trial began on January 31, 2005, in Santa Maria, California, and lasted until the end of May. Jackson found the experience stressful and it affected his health. If convicted, he would have faced up to 20 years in prison.[244] On June 13, 2005, Jackson was acquitted on all counts.[245] After the trial, he became reclusive[246] and moved to Bahrain as a guest of Sheikh Abdullah.[247] Jermaine Jackson later said the family had planned to send Michael there had he been convicted.[248]
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On November 18, 2003, Sony released Number Ones, a greatest hits compilation. It was certified triple platinum by the RIAA, and six times platinum in the UK, for shipments of at least 1.2 million units.[160][249]
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In April 2006, Jackson agreed to use a piece of his ATV catalog stake, then worth about $1 billion, as collateral against his $270 million worth of loans from Bank of America. Bank of America had sold the loans to Fortress Investments, an investment company that buys distressed loans, the year before. As part of the agreement, Fortress Investments provided Jackson a new loan of $300 million with reduced interest payments. Sony Music would have the option to buy half of his stake, or about 25% of the catalog, at a set price. Jackson's financial managers had urged him to shed part of his stake to avoid bankruptcy.[207][250] The main house at Neverland Ranch was closed as a cost-cutting measure, while Jackson lived in Bahrain at the hospitality of Sheik Abdullah, the ruler's son.[251] At least 30 of Jackson's employees had not been paid on time and were owed $306,000 in back wages; Jackson was ordered to pay $100,000 in penalties.[207]
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In early 2006, it was announced that Jackson had signed a contract with a Bahrain-based startup, Two Seas Records; nothing came of the deal, and Two Seas CEO Guy Holmes later said it had never been finalized.[252][253] That October, Fox News reported that Jackson had been recording at a studio in County Westmeath, Ireland. It was not known what Jackson was working on, or who had paid for the sessions; his publicist stated that he had left Two Seas by then.[253][254] During his period in Ireland he sought out Patrick Treacy for cosmetic treatment after reading about his experience with hyaluronic acid fillers and his charitable work in Africa.[255] Treacy became Jackson's personal dermatologist.[256]
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In November 2006, Jackson invited an Access Hollywood camera crew into the studio in Westmeath, and MSNBC reported that he was working on a new album, produced by will.i.am.[162] On November 15, Jackson performed at the World Music Awards in London and accepted the Diamond Award honoring the sale of over 100 million records.[162][257] He returned to the US in December 2006 to attend James Brown's funeral in Augusta, Georgia, where he gave a eulogy calling Brown his "greatest inspiration".[258]
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In 2007, Jackson and Sony bought another music publishing company, Famous Music LLC, formerly owned by Viacom. The deal gave him the rights to songs by Eminem and Beck, among others.[259][260] In March 2007, Jackson gave a brief interview to the Associated Press in Tokyo, in which he said he had no regrets about his lifelong career despite difficulties and "deliberate attempts to hurt [him]".[261] That month, Jackson visited a US Army post in Japan, Camp Zama, to greet over 3,000 troops and their families.[262][263]
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In September 2007, Jackson was still working on his next album, which he never completed.[264] In 2008, Jackson and Sony released Thriller 25 to mark the album's 25th anniversary. Two remixes were released as singles: "The Girl Is Mine 2008" (with will.i.am), based on a demo version without Paul McCartney, and "Wanna Be Startin' Somethin' 2008" with Akon.[265] For Jackson's 50th birthday, Sony BMG released a series of greatest hits albums titled King of Pop. Different versions were released in various countries, based on polls of local fans.[266]
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In 2008, Fortress Investments threatened to foreclose on Neverland Ranch, which Jackson had used as collateral for his loans. Fortress sold Jackson's debts to Colony Capital LLC.[267][268] In November, Jackson transferred Neverland Ranch's title to Sycamore Valley Ranch Company LLC, a joint venture between Jackson and Colony Capital LLC. The deal earned him $35 million.[269] Jackson arranged to sell a large collection of his memorabilia of more than 1,000 items through Julien's Auction House. On the eve of the first public exhibit, Jackson canceled the action after earning between $200 million to $300 million of initial sales from a series of concerts to be held in London.[270][246]
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In March 2009, amid speculation about his finances and health, Jackson announced a series of comeback concerts, This Is It, at a press conference at The O2 Arena.[271] The shows were to be his first major concerts since the HIStory World Tour that ended in 1997. Jackson suggested he would retire after the shows. The initial plan was for 10 concerts in London, followed by shows in Paris, New York City and Mumbai. Randy Phillips, president and chief executive of AEG Live, predicted the first 10 dates would earn Jackson £50 million.[272] The London residency was increased to 50 dates after record-breaking ticket sales; over one million were sold in less than two hours.[273] The concerts were to run from July 13, 2009 to March 6, 2010. Jackson rehearsed in Los Angeles in the weeks leading up to the tour under the direction of choreographer Kenny Ortega, whom he worked with during his previous tours. Most rehearsals took place at the Staples Center owned by AEG.[274]
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On June 25, 2009, less than three weeks before the first This Is It show was due to begin in London, with all concerts sold out, Jackson died from a cardiac arrest.[275] Conrad Murray, his personal physician, had given Jackson various medications to help him sleep at his rented mansion in Holmby Hills, Los Angeles. Paramedics received a 911 call at 12:22 pm Pacific time (19:22 UTC), and arrived three minutes later.[276][277] Jackson was not breathing and CPR was performed.[278] Resuscitation efforts continued en route to Ronald Reagan UCLA Medical Center, and for more than an hour after arriving there, but were unsuccessful,[279][280] and he was pronounced dead at 2:26 pm Pacific time (21:26 UTC).[281][282]
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Jackson had taken propofol, lorazepam, and midazolam;[283] his death was caused by a propofol overdose.[284][280] News of his death spread quickly online, causing websites to slow down and crash from user overload,[285] and putting unprecedented strain[286] on services and websites including Google,[287] AOL Instant Messenger,[286] Twitter, and Wikipedia.[287] Overall, web traffic rose by between 11% and 20%.[288][289] MTV and BET aired marathons of Jackson's music videos.[290] Jackson specials aired on television stations around the world.[291] MTV briefly returned to its original music video format,[9] and aired hours of Jackson's music videos, with live news specials featuring reactions from MTV personalities and other celebrities.[292]
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Jackson's memorial was held on July 7, 2009, at the Staples Center in Los Angeles, preceded by a private family service at Forest Lawn Memorial Park's Hall of Liberty. Over 1.6 million fans applied for tickets to the memorial; the 8,750 recipients were drawn at random, and each received two tickets.[293] The memorial service was one of the most watched events in streaming history,[294] with an estimated US audience of 31.1 million.[295]
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Mariah Carey, Stevie Wonder, Lionel Richie, Jennifer Hudson, and Shaheen Jafargholi performed at the event. Smokey Robinson and Queen Latifah gave eulogies.[296] Al Sharpton received a standing ovation with cheers when he told Jackson's children, "Wasn't nothing strange about your daddy. It was strange what your daddy had to deal with. But he dealt with it anyway."[297] Jackson's 11-year-old daughter Paris Katherine, speaking publicly for the first time, wept as she addressed the crowd.[298][299] The Rev. Lucious Smith provided a closing prayer.[300] Jackson's body was entombed on September 3, 2009, at Forest Lawn Memorial Park in Glendale, California.[301]
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In August 2009, the Los Angeles County Coroner ruled that Jackson's death was a homicide.[302][303] Law enforcement officials charged Murray with involuntary manslaughter on February 8, 2010.[304]
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On June 25, 2010, the first anniversary of Jackson's death, fans, family and friends visited Jackson's star on the Hollywood Walk of Fame, his family home, and Forest Lawn Memorial Park. Many left tributes at the sites.[305][306]
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Murray's trial took place from September 27 to November 7, 2011, and he was found guilty of involuntary manslaughter[307] and held without bail to await sentencing.[308] 22 days after the trial ended, Murray received the maximum sentence of four years in prison.[309] He was released on October 28, 2013[310] due to California prison overcrowding and good behavior.[311]
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At the 2009 American Music Awards, Jackson won four posthumous awards, including two for his compilation album Number Ones, bringing his total American Music Awards to 26.[312][313] In the year after his death, more than 8.2 million of Jackson's albums sold in the US, and 35 million albums worldwide, more than any other artist in 2009.[314][315] He became the first artist to sell one million music downloads in a week, with 2.6 million song downloads. Thriller, Number Ones and The Essential Michael Jackson became the first catalog albums to outsell any new album.[316] Jackson also became the first artist to have four of the top 20 best-selling albums in a single year in the US.[314]
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On March 16, 2010, following the surge in sales, Sony Music signed a $250 million deal with the Jackson estate to extend their distribution rights to Jackson's back catalog until at least 2017; it had been due to expire in 2015. It was the most expensive music contract for a single artist in history.[317][318] They also agreed to release ten albums of previously unreleased material and new collections of released work.[317][319] In 2017, Sony Music Entertainment extended its deal with the estate;[320] that July, a Los Angeles court awarded Jones $9.4 million of disputed royalty payments for Off the Wall, Thriller and Bad.[54] In July 2018, Sony/ATV bought the estate's stake in EMI for $287.5 million.[321]
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In 2014, Jackson became the first artist to have a top ten single in the Billboard Hot 100 in five different decades.[322] In December 2015, Thriller was certified for 30 million shipments by the RIAA, one of only two albums to do so in the US.[4] A year later, it was certified at 33× platinum, after Soundscan added streams and audio downloads to album certifications.[323][nb 3]
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The first posthumous Jackson song, "This Is It", co-written in the 1980s with Paul Anka, was released in October 2009. The surviving Jackson brothers reunited to record backing vocals.[325] On October 28, 2009, Sony released a documentary film about the rehearsals, Michael Jackson's This Is It.[326] Despite a limited two-week engagement, it became the highest-grossing documentary or concert film ever, with earnings of more than $260 million worldwide.[327] Jackson's estate received 90% of the profits.[328] The film was accompanied by a compilation album of the same name.[329] In late 2010, Sony released the first posthumous album, Michael and the promotional single "Breaking News". Jackson collaborator Will.i.am expressed “disgust” regarding the posthumous album, Michael, explaining that Jackson was such a perfectionist that he would not release them without his approval.[330]
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Video game developer Ubisoft released a music video game featuring Jackson for the 2010 holiday season, Michael Jackson: The Experience; it was among the first games to use Kinect and PlayStation Move, the motion-detecting camera systems for Xbox 360 and PlayStation 3 respectively.[331] Xscape, an album of unreleased material, was released on May 13, 2014.[332] Later that year, Queen released a duet recorded with Jackson and Freddie Mercury in the 1980s.[68] A compilation album, Scream, was released on September 29, 2017.[333]
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In October 2011, the theater company Cirque du Soleil launched Michael Jackson: The Immortal World Tour, a $57-million production,[334] in Montreal, with a permanent show resident in Las Vegas.[335] A larger and more theatrical Cirque show, Michael Jackson: One, designed for residency at the Mandalay Bay resort in Las Vegas, opened on May 23, 2013 in a renovated theater.[336][337] A jukebox musical, Don't Stop 'Til You Get Enough, is due to debut on Broadway in mid-2020.[338] The musical is directed and choreographed by Christopher Wheeldon and features a book by Lynn Nottage.[339] A developmental lab for the musical was delayed and a pre-Broadway run in Chicago was canceled in the wake of the renewed claims of child sexual abuse.[338][340][341]
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In April 2011, Mohamed Al-Fayed, chairman of Fulham Football Club, unveiled a statue of Jackson outside the club stadium, Craven Cottage.[342] It was moved to the National Football Museum in Manchester in May 2014,[343] then removed from display in March 2019 following renewed sexual assault allegations.[344]
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In 2012, in an attempt to end a family dispute, Jackson's brother Jermaine retracted his signature on a public letter criticizing executors of Jackson's estate and his mother's advisers over the legitimacy of his brother's will.[345] T.J. Jackson, son of Tito Jackson, was given co-guardianship of Michael Jackson's children after false reports of Katherine Jackson going missing.[346]
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A duet between Jackson and Justin Timberlake titled "Love Never Felt So Good" was released in 2014, which made him the first artist to have a top 10 single on the US Billboard Hot 100 in five different decades when the single reached number 9.[347]
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In November 2019, it was reported that a Jackson biopic, produced by Bohemian Rhapsody (2018) producer Graham King, was in the works, with the screenplay written by John Logan. Jackson's estate granted King the rights to his music and will work with King.[348]
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In 2013, choreographer Wade Robson filed a lawsuit alleging that Jackson had sexually abused him for seven years, beginning when he was seven years old.[349] In 2014, a case was filed by James Safechuck, alleging sexual abuse over a four-year period from the age of ten.[350][351][352] Both had testified in Jackson's defense during the 1993 allegations; Robson did so again in 2005.[353][354] In 2015, Robson's case against Jackson's estate was dismissed on the grounds of being filed too late. Safechuck's claim was also time barred.[355] In 2017, it was ruled that Jackson's corporations could not be held accountable for his alleged past actions.[356][357] Robson and Safechuck's lawsuits are currently on appeal.[358]
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Robson and Safechuck's allegations became the subject of the documentary Leaving Neverland released in March 2019.[359] The documentary covered their allegations of Jackson sexually abusing them in graphic detail, saying Jackson abused them "hundreds of times."[360] Radio stations in New Zealand, Canada, the UK and the Netherlands removed Jackson's music from their playlists.[340][361][362] Jackson's family condemned the film as a "public lynching."[363] The Jackson estate released a statement calling the film a "tabloid character assassination [Jackson] endured in life, and now in death".[364] The film drew criticism from Jackson fans. Close associates of Jackson, such as Corey Feldman, Aaron Carter, Brett Barnes, and Macaulay Culkin, said that Jackson had not molested them.[365][366][367]
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At the same time, Jackson's albums rose in the charts following the documentary. Number Ones jumped to No. 23 in the UK iTunes charts. The Essential Michael Jackson climbed to No. 76; Thriller climbed to No. 133 and Bad to No. 142.[368] Billboard senior editor Gail Mitchell said she and a colleague interviewed about thirty music executives who believed Jackson's legacy could withstand the controversy.[369]
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On February 21, the Jackson estate sued HBO for breaching a non-disparagement clause from a 1992 contract. The suit sought to compel HBO to participate in a non-confidential arbitration that could result in $100 million or more in damages rewarded to the estate.[370] HBO said they did not breach a contract and filed an anti-SLAPP motion against the estate. On September 20, Judge George H. Wu denied HBO's motion to dismiss the case, allowing the Jackson estate to arbitrate.[371]
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In the fourth quarter of 2019, some New Zealand and Canadian radio stations re-added some of Jackson's music to their playlists, citing "positive listener survey results".[372][373]
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Jackson has been referred to as the "King of Pop" because he transformed the art of music videos and paved the way for modern pop music. For much of Jackson's career, he had an unparalleled worldwide influence over the younger generation.[204] His influence extended beyond the music industry; he impacted dance, led fashion trends, and raised awareness for global affairs.[374] Jackson's music and videos fostered racial diversity in MTV's roster and steered its focus from rock to pop music and R&B, shaping the channel into a form that proved enduring.[42] In songs such as "Man in the Mirror", "Black or White", Heal the World, "Earth Song" and "They Don't Care About Us", Jackson's music emphasized racial integration and environmentalism and protested injustice.[375][376] He is recognized as the Most Successful Entertainer of All Time by Guinness World Records.[377][378] He is considered one of the most significant cultural icons of the 20th century,[379] and his contributions to music, dance, and fashion, along with his publicized personal life, made him a global figure in popular culture for over four decades.[380][381][382]
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"Trying to trace Michael Jackson's influence on the pop stars that followed him is like trying to trace the influence of oxygen and gravity. So vast, far-reaching and was his impact — particularly in the wake of Thriller's colossal and heretofore unmatched commercial success — that there weren't a whole lot of artists who weren't trying to mimic some of the Jackson formula." — J. Edward Keyes of Rolling Stone[383]
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Danyel Smith, chief content officer of Vibe Media Group and the editor-in-chief of Vibe, described Jackson as "the Greatest Star".[384] Steve Huey of AllMusic called him "an unstoppable juggernaut, possessed of all the skills to dominate the charts seemingly at will: an instantly identifiable voice, eye-popping dance moves, stunning musical versatility and loads of sheer star power".[8] BET said Jackson was "quite simply the greatest entertainer of all time" and someone who "revolutionized the music video and brought dances like the moonwalk to the world. Jackson's sound, style, movement and legacy continues to inspire artists of all genres."[385]
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In 1984, Time pop critic Jay Cocks wrote that "Jackson is the biggest thing since the Beatles. He is the hottest single phenomenon since Elvis Presley. He just may be the most popular black singer ever." He described Jackson as a "star of records, radio, rock video. A one-man rescue team for the music business. A songwriter who sets the beat for a decade. A dancer with the fanciest feet on the street. A singer who cuts across all boundaries of taste and style, and color too."[86] In 2003, Daily Telegraph writer Tom Utley described Jackson as "extremely important" and a "genius".[386] In 2007, Jackson said: "Music has been my outlet, my gift to all of the lovers in this world. Through it, my music, I know I will live forever."[387] At Jackson's memorial service on July 7, 2009, Motown founder Berry Gordy called Jackson "the greatest entertainer that ever lived".[388][389] In a June 28, 2009 Baltimore Sun article, Jill Rosen wrote that Jackson's legacy influenced fields including sound, dance, fashion, music videos and celebrity.[390]
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Pop critic Robert Christgau wrote that Jackson's work from the 1970s to the early 1990s showed "immense originality, adaptability, and ambition" with "genius beats, hooks, arrangements, and vocals (though not lyrics)", music that "will stand forever as a reproach to the puritanical notion that pop music is slick or shallow and that's the end of it". During the 1990s, as Jackson lost control of his "troubling life", his music suffered and began to shape "an arc not merely of promise fulfilled and outlived, but of something approaching tragedy: a phenomenally ebullient child star tops himself like none before, only to transmute audibly into a lost weirdo".[391] In the 2000s, Christgau wrote: "Jackson's obsession with fame, his grotesque life magnified by his grotesque wealth, are such an offense to rock aesthetes that the fact that he's a great musician is now often forgotten".[392]
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Jackson was influenced by musicians including James Brown, Little Richard, Jackie Wilson, Diana Ross, Fred Astaire, Sammy Davis Jr., Gene Kelly,[393] and David Ruffin.[394] Little Richard had a substantial influence on Jackson,[395] but Brown was his greatest inspiration; he later said that as a small child, his mother would waken him whenever Brown appeared on television. Jackson described being "mesmerized".[396]
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Jackson's vocal technique was influenced by Diana Ross; his use of the oooh interjection from a young age was something Ross had used on many of her songs with the Supremes.[397] She was a mother figure to him, and he often watched her rehearse.[398] He said he had learned a lot from watching how she moved and sang, and that she had encouraged him to have confidence in himself.[399]
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Choreographer David Winters, who met Jackson while choreographing the 1971 Diana Ross TV special Diana!, said that Jackson watched the musical West Side Story almost every week, and it was his favorite film; he paid tribute to it in "Beat It" and the "Bad" video.[400][401][402]
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Jackson sang from childhood, and over time his voice and vocal style changed. Between 1971 and 1975, his voice descended from boy soprano to high tenor.[403] He was known for his vocal range.[404] With the arrival of Off the Wall in the late 1970s, Jackson's abilities as a vocalist were well regarded; Rolling Stone compared his vocals to the "breathless, dreamy stutter" of Stevie Wonder, and wrote that "Jackson's feathery-timbred tenor is extraordinarily beautiful. It slides smoothly into a startling falsetto that's used very daringly."[405] By the time of 1982's Thriller, Rolling Stone wrote that Jackson was singing in a "fully adult voice" that was "tinged by sadness".[406]
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The turn of the 1990s saw the release of the introspective album Dangerous. The New York Times noted that on some tracks, "he gulps for breath, his voice quivers with anxiety or drops to a desperate whisper, hissing through clenched teeth" and he had a "wretched tone". When singing of brotherhood or self-esteem the musician would return to "smooth" vocals.[407] Of Invincible, Rolling Stone wrote that, at 43, Jackson still performed "exquisitely voiced rhythm tracks and vibrating vocal harmonies".[408] Joseph Vogel notes Jackson's ability to use non-verbal sounds to express emotion.[409] Neil McCormick wrote that Jackson's unorthodox singing style "was original and utterly distinctive".[410]
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Jackson had no formal music training and could not read or write music notation. He is credited for playing guitar, keyboard and drums, but was not proficient in them.[411] When composing, he recorded ideas by beatboxing and imitating instruments vocally.[411] Describing the process, he said: "I'll just sing the bass part into the tape recorder. I'll take that bass lick and put the chords of the melody over the bass lick and that's what inspires the melody." Engineer Robert Hoffman recalled Jackson dictating a guitar chord note by note and singing string arrangements part by part into a cassette recorder.[411]
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Jackson explored genres including pop,[8][412] soul,[8][148] rhythm and blues,[412] funk,[413] rock,[412][413] disco,[414] post-disco,[413] dance-pop[415] and new jack swing.[8] Steve Huey of AllMusic wrote that Thriller refined the strengths of Off the Wall; the dance and rock tracks were more aggressive, while the pop tunes and ballads were softer and more soulful.[8] Its tracks included the ballads "The Lady in My Life", "Human Nature", and "The Girl Is Mine",[416][406][417] the funk pieces "Billie Jean" and "Wanna Be Startin' Somethin'",[416][406] and the disco set "Baby Be Mine" and "P.Y.T. (Pretty Young Thing)".[417]
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With Off the Wall, Jackson's "vocabulary of grunts, squeals, hiccups, moans, and asides" vividly showed his maturation into an adult, Robert Christgau wrote in Christgau's Record Guide: Rock Albums of the Seventies (1981). The album's title track suggested to the critic a parallel between Jackson and Stevie Wonder's "oddball" music personas: "Since childhood his main contact with the real world has been on stage and in bed."[418] With Thriller, Christopher Connelly of Rolling Stone commented that Jackson developed his long association with the subliminal theme of paranoia and darker imagery.[406] AllMusic's Stephen Thomas Erlewine noted this on the songs "Billie Jean" and "Wanna Be Startin' Somethin'".[416] In "Billie Jean", Jackson depicts an obsessive fan who alleges he has fathered her child,[8] and in "Wanna Be Startin' Somethin'" he argues against gossip and the media.[406] "Beat It" decried gang violence in a homage to West Side Story, and was Jackson's first successful rock cross-over piece, according to Huey.[8][39] He also observed that the title track "Thriller" began Jackson's interest with the theme of the supernatural, a topic he revisited in subsequent years. In 1985, Jackson co-wrote the charity anthem "We Are the World"; humanitarian themes later became a recurring theme in his lyrics and public persona.[8]
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In Bad, Jackson's concept of the predatory lover is seen on the rock song "Dirty Diana".[423] The lead single "I Just Can't Stop Loving You" is a traditional love ballad, and "Man in the Mirror" is a ballad of confession and resolution. "Smooth Criminal" is an evocation of bloody assault, rape and likely murder.[131] AllMusic's Stephen Thomas Erlewine states that Dangerous presents Jackson as a paradoxical person.[424] The first half of the record is dedicated to new jack swing, including songs like "Jam" and "Remember the Time". It was the first Jackson album in which social ills became a primary theme; "Why You Wanna Trip on Me", for example, protests world hunger, AIDS, homelessness and drugs. Dangerous contains sexually charged songs such as "In the Closet". The title track continues the theme of the predatory lover and compulsive desire. The second half includes introspective, pop-gospel anthems such as "Will You Be There", "Heal the World" and "Keep the Faith".[407] In the ballad "Gone Too Soon", Jackson gives tribute to Ryan White and the plight of those with AIDS.[425]
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HIStory creates an atmosphere of paranoia.[426] In the new jack swing-funk rock tracks "Scream" and "Tabloid Junkie", and the R&B ballad "You Are Not Alone", Jackson retaliates against the injustice and isolation he feels, and directs his anger at the media.[427] In the introspective ballad "Stranger in Moscow", Jackson laments his "fall from grace"; "Earth Song", "Childhood", "Little Susie" and "Smile" are operatic pop songs.[426][427] In the "D.S.", Jackson launched a verbal attack against the lawyer Tom Sneddon, who had prosecuted him in both child sexual abuse cases. He describes Sneddon as an antisocial white supremacist who wanted to "get my ass, dead or alive". Sneddon said he had not listened to the song.[428] Invincible was produced by Rodney Jerkins.[8] It includes urban soul tracks such as "Cry" and "The Lost Children", ballads such as "Speechless", "Break of Dawn", and "Butterflies" and mixes hip hop, pop, and R&B in "2000 Watts", "Heartbreaker" and "Invincible".[429][430]
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Jackson released "Thriller", a 14-minute music video directed by John Landis, in 1983.[431] The zombie-themed video "defined music videos and broke racial barriers" on MTV, which had launched two years earlier.[42] Before Thriller, Jackson struggled to receive coverage on MTV, allegedly because he was African American.[432] Pressure from CBS Records persuaded MTV to start showing "Billie Jean" and later "Beat It", which led to a lengthy partnership with Jackson, and helped other black music artists gain recognition.[433] The popularity of his videos on MTV helped the relatively new channel's viewing figures, and MTV's focus shifted toward pop and R&B.[433][434] His performance on Motown 25: Yesterday, Today, Forever changed the scope of live stage shows, making it acceptable for artists to lip-sync to music video on stage.[435] The choreography in Thriller has been copied in Indian films and prisons in the Philippines.[436] Thriller marked an increase in scale for music videos, and was named the most successful music video ever by the Guinness World Records.[202]
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In "Bad"'s 19-minute video—directed by Martin Scorsese—Jackson used sexual imagery and choreography, and touched his chest, torso and crotch. When asked by Winfrey in the 1993 interview about why he grabbed his crotch, he said it was spontaneously compelled by the music. Time magazine described the "Bad" video as "infamous". It featured Wesley Snipes; Jackson's later videos often featured famous cameo roles.[437][438] For the "Smooth Criminal" video, Jackson experimented with leaning forward at a 45 degree angle, beyond the performer's center of gravity. To accomplish this live, Jackson and designers developed a special shoe to lock the performer's feet to the stage, allowing them to lean forward. They were granted U.S. Patent 5,255,452 for the device.[439] The video for "Leave Me Alone" was not officially released in the US, but in 1989 was nominated for three Billboard Music Video Awards[440] and won a Golden Lion Award for its special effects. It won a Grammy for Best Music Video, Short Form.[61]
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He received the MTV Video Vanguard Award in 1988; in 2001 the award was renamed in his honor.[441] The "Black or White" video simultaneously premiered on November 14, 1991, in 27 countries with an estimated audience of 500 million people, the largest audience ever for a music video at the time.[162] Along with Jackson, it featured Macaulay Culkin, Peggy Lipton, and George Wendt. It helped introduce morphing to music videos.[442] It was controversial for scenes in which Jackson rubs his crotch, vandalizes cars, and throws a garbage can through a storefront. He apologized and removed the final scene of the video.[152]
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"In the Closet" featured Naomi Campbell in a courtship dance with Jackson.[443] "Remember the Time" was set in ancient Egypt, and featured Eddie Murphy, Iman, and Magic Johnson.[444] The video for "Scream", directed by Mark Romanek and production designer Tom Foden, gained a record 11 MTV Video Music Award Nominations, and won "Best Dance Video", "Best Choreography", and "Best Art Direction".[445] The song and its video are Jackson's response to being accused of child molestation in 1993.[446] A year later, it won a Grammy for Best Music Video, Short Form. It has been reported as the most expensive music video ever made, at $7 million;[447] Romanek has contradicted this.[448] The "Earth Song" video was nominated for the 1997 Grammy for Best Music Video, Short Form.[449]
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Michael Jackson's Ghosts, a short film written by Jackson and Stephen King and directed by Stan Winston, premiered at the 1996 Cannes Film Festival. At over 38 minutes long, it held the Guinness world record for the longest music video until 2013, when it was eclipsed by Pharrell Williams' "Happy".[450] The 2001 video for "You Rock My World" lasts over 13 minutes, was directed by Paul Hunter, and features Chris Tucker and Marlon Brando.[451] It won an NAACP Image Award for Outstanding Music Video in 2002.[452]
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In December 2009, the Library of Congress selected "Thriller" as the only music video to be preserved in the National Film Registry, as a work of "enduring importance to American culture".[453][454] Huey wrote that Jackson transformed the music video into an art form and a promotional tool through complex story lines, dance routines, special effects and famous cameos, while breaking down racial barriers.[8]
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Jackson's estimated sales of over 350 million records worldwide[455][Note 1] make him the best-selling pop act of all time and the third-best-selling music artist in history.[456] He had 13 number-one singles in the US in his solo career—more than any other male artist in the Hot 100 era.[457] He was invited and honored by a President of the United States at the White House three times. In 1984, he was honored with a "Presidential Public Safety Commendation" award by Ronald Reagan for his humanitarian endeavors.[458] In 1990, he was honored as the "Artist of the Decade" by George H. W. Bush.[459] In 1992, he was honored as a "Point of Light Ambassador" by Bush for inviting disadvantaged children to his Neverland Ranch.[460]
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Jackson won hundreds of awards, more than any other popular music recording artist.[461] His awards include 39 Guinness World Records, including the Most Successful Entertainer of All Time,[377][378] 13 Grammy Awards,[462] as well as the Grammy Legend Award[463] and the Grammy Lifetime Achievement Award,[464] and a record 26 American Music Awards, including the "Artist of the Century" and "Artist of the 1980s".[220] He also was honored with the World Music Awards' Best-Selling Pop Male Artist of the Millennium and the Bambi Pop Artist of the Millennium Award.[465] Jackson was inducted onto the Hollywood Walk of Fame in 1980 as a member of the Jacksons, and in 1984 as a solo artist. He was inducted to the Rock and Roll Hall of Fame and Vocal Group Hall of Fame as a member of The Jackson 5 in 1997 and 1999,[466] respectively, and again as a solo artist in 2001.[467] In 2002 he was added to the Songwriters Hall of Fame.[468] In 2010, Jackson was the first recording artist to be inducted into the Dance Hall of Fame,[469] and in 2014 he was posthumously inducted into the Rhythm and Blues Music Hall of Fame.[470]
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Jackson received an Honorary Doctorate of Humane Letters from Fisk University in 1988.[471] In 1992, he was invested as a titular king of Sanwi, a traditional kingdom located in the south-east of Ivory Coast.[472] In July 2009, the Lunar Republic Society named a crater on the Moon after Jackson.[473] In August, for what would have been Jackson's 51st birthday, Google dedicated their Google Doodle to him.[474] In December, the American Film Institute recognized Jackson's death as a "moment of significance".[475] In 2010, two university librarians found that there were references to Jackson in academic writing on music, popular culture, chemistry and other topics.[476][477] On December 19, 2014, the British Council of Cultural Relations deemed Jackson's life one of the 80 most important cultural moments of the 20th century.[478] World Vitiligo Day has been celebrated on June 25, the anniversary of Jackson's death, to raise awareness of the auto-immune disorder that Jackson suffered from.[479] On December 29, 2009, the American Film Institute recognized Jackson's death as a "moment of significance".[480]
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In 1989, Jackson's annual earnings from album sales, endorsements, and concerts were estimated at $125 million.[202] Forbes placed Jackson's annual income at $35 million in 1996 and $20 million in 1997.[481] Estimates of Jackson's net worth during his life range from negative $285 million to positive $350 million for 2002, 2003 and 2007.[482][483] Forbes reported in August 2018 that Jackson's total career pretax earnings in life and death were $4.2 billion.[484][485] Sales of his recordings through Sony's music unit earned him an estimated $300 million in royalties. He may have earned another $400 million from concerts, music publishing (including his share of the Beatles catalog), endorsements, merchandising and music videos.[486]
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In 2013, the executors of Jackson's estate filed a petition in the United States Tax Court as a result of a dispute with the Internal Revenue Service (IRS) over US federal estate taxes.[487] The executors claim that it was worth about $7 million, the IRS that it was worth over $1.1 billion. In February 2014, the IRS reported that Jackson's estate owed $702 million; $505 million in taxes, and $197 million in penalties.[488] A trial was held from February 6 to 24, 2017,[489] and a decision was still pending as of 2020.[490]
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In 2016, Forbes estimated annual gross earnings by the Jackson Estate at $825 million, the largest ever recorded for a celebrity, mostly due to the sale of the Sony/ATV catalog.[491] In 2018 the figure was $400 million.[492] It was the eighth year since his death that Jackson's annual earnings were reported to be over $100 million, thus bringing Jackson's postmortem total to $2.4 billion.[493] In 2019, Forbes recognized Jackson as the top-earning dead celebrity each year since his death except 2012.[494]
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Arnold Alois Schwarzenegger (/ˈʃvɑːrtsnɛɡər/;[1][a] German: [ˈaʁnɔlt ˈʃvaʁtsn̩ˌʔɛɡɐ]; born July 30, 1947) is an Austrian-American actor, businessman, and former politician and professional bodybuilder.[2] He served as the 38th Governor of California from 2003 to 2011. As of 2020, he is the most recent Republican governor of California.
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Schwarzenegger began lifting weights at the age of 15, and went on to win the Mr. Universe title at age 20 before winning the Mr. Olympia contest seven times; he remains a prominent presence in bodybuilding and has written many books and articles on the sport. The Arnold Sports Festival, considered the second most important bodybuilding event after Mr. Olympia,[3] is named after him. He is widely regarded as one of the greatest bodybuilders of all time, as well as the sport's most charismatic and famous ambassador.[4]
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Schwarzenegger gained worldwide fame as a Hollywood action film icon. His breakthrough film was the sword-and-sorcery epic Conan the Barbarian (1982), a box-office hit that resulted in a sequel in 1984.[5] He appeared as the title character in James Cameron's critically and commercially successful sci-fi action film The Terminator (1984), and subsequently played a similar character in the films Terminator 2: Judgment Day (1991), Terminator 3: Rise of the Machines (2003), Terminator Genisys (2015), and Terminator: Dark Fate (2019). He also starred in other successful action films such as Commando (1985), The Running Man (1987), Predator (1987), Total Recall (1990), and True Lies (1994), in addition to comedy films such as Twins (1988), Kindergarten Cop (1990), Junior (1994), and Jingle All The Way (1996).
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A Republican, Schwarzenegger was first elected on October 7, 2003, in a special recall election to replace then-Governor Gray Davis. He was sworn in on November 17, to serve the remainder of Davis' term. He was then re-elected in the 2006 California gubernatorial election, to serve a full term as governor.[6] In 2011, he completed his second term as governor and returned to acting.
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Schwarzenegger was nicknamed the "Austrian Oak" in his bodybuilding days, "Arnie" or "Schwarzy" during his acting career, and "The Governator" (a portmanteau of "Governor" and "Terminator") during his political career. He married Maria Shriver, the niece of 35th U.S. President John F. Kennedy, in 1986. They separated in 2011 after he admitted to having fathered a child with their housemaid in 1997,[7] and their divorce was finalized in 2017.
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Arnold Alois Schwarzenegger was born on July 30, 1947 in Thal, Styria,[8] the second son of Aurelia (née Jadrny; 1922–1998) and Gustav Schwarzenegger (1907–1972). His father was the local chief of police and had served in World War II as a Hauptfeldwebel after voluntarily joining the Nazi Party in 1938.[9] He was wounded in the Battle of Stalingrad,[10] but was discharged in 1943 following a bout of malaria. He married Aurelia on October 20, 1945; he was 38 and she was 23. According to Schwarzenegger, his parents were very strict: "Back then in Austria it was a very different world ... if we did something bad or we disobeyed our parents, the rod was not spared."[11] He grew up in a Catholic family who attended Mass every Sunday.[12][13] Gustav had a preference for his elder son, Meinhard, over Arnold.[14] His favoritism was "strong and blatant", which stemmed from unfounded suspicion that Arnold was not his biological child.[15] Schwarzenegger has said that his father had "no patience for listening or understanding your problems".[12] He had a good relationship with his mother, with whom he kept in touch until her death.[16] In later life, he commissioned the Simon Wiesenthal Center to research his father's wartime record, which came up with no evidence of Gustav being involved in atrocities despite his membership in the Nazi Party and Sturmabteilung (SA).[14] Gustav's background received wide press attention during the 2003 California recall campaign.[17]
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At school, Schwarzenegger was reportedly academically average, but stood out for his "cheerful, good-humored, and exuberant" character.[12] Money was a problem in their household; Schwarzenegger recalled that one of the highlights of his youth was when the family bought a refrigerator.[15] Heavily influenced by his father, he played several sports as a boy.[12] He began weight training in 1960, when his soccer coach took his team to a local gym.[8] At the age of 14, he chose bodybuilding over soccer as a career.[5][18] He later said, "I actually started weight training when I was 15, but I'd been participating in sports, like soccer, for years, so I felt that although I was slim, I was well-developed, at least enough so that I could start going to the gym and start Olympic lifting."[11] However, his official website biography claims that "at 14, he started an intensive training program with Dan Farmer, studied psychology at 15 (to learn more about the power of mind over body) and at 17, officially started his competitive career."[19] During a speech in 2001, he said, "My own plan formed when I was 14 years old. My father had wanted me to be a police officer like he was. My mother wanted me to go to trade school."[20]
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Schwarzenegger took to visiting a gym in Graz, where he also frequented the local movie theaters to see bodybuilding idols such as Reg Park, Steve Reeves, and Johnny Weissmuller on the big screen.[11] When Reeves died in 2000, Schwarzenegger fondly remembered him: "As a teenager, I grew up with Steve Reeves. His remarkable accomplishments allowed me a sense of what was possible when others around me didn't always understand my dreams. Steve Reeves has been part of everything I've ever been fortunate enough to achieve." In 1961, Schwarzenegger met former Mr. Austria Kurt Marnul, who invited him to train at the gym in Graz.[8] He was so dedicated as a youngster that he broke into the local gym on weekends in order to train even when it was closed. "It would make me sick to miss a workout... I knew I couldn't look at myself in the mirror the next morning if I didn't do it." When Schwarzenegger was asked about his first movie experience as a boy, he replied: "I was very young, but I remember my father taking me to the Austrian theaters and seeing some newsreels. The first real movie I saw, that I distinctly remember, was a John Wayne movie."[11]
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Schwarzenegger's brother, Meinhard, died in a car crash on May 20, 1971.[8] He was driving drunk and died instantly. Schwarzenegger did not attend his funeral. Meinhard was engaged to Erika Knapp, and they had a three-year-old son named Patrick. Schwarzenegger paid for Patrick's education and helped him to move to the U.S.[15] Gustav died on December 13, 1972, from a stroke.[8] In Pumping Iron, Schwarzenegger claimed that he did not attend his father's funeral because he was training for a bodybuilding contest. Later, he and the film's producer said this story was taken from another bodybuilder to show the extremes some would go to for their sport and to make Schwarzenegger's image colder to create controversy for the film.[21] However, Barbara Baker, his first serious girlfriend, recalled that he informed her of his father's death without emotion and that he never spoke of his brother.[22] Over time, he has given at least three versions of why he was absent from his father's funeral.[15]
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In an interview with Fortune in 2004, Schwarzenegger told how he suffered what "would now be called child abuse" at the hands of his father: "My hair was pulled. I was hit with belts. So was the kid next door. It was just the way it was. Many of the children I've seen were broken by their parents, which was the German-Austrian mentality. They didn't want to create an individual. It was all about conforming. I was one who did not conform, and whose will could not be broken. Therefore, I became a rebel. Every time I got hit, and every time someone said, 'You can't do this,' I said, 'This is not going to be for much longer because I'm going to move out of here. I want to be rich. I want to be somebody.'"[9]
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Schwarzenegger served in the Austrian Army in 1965 to fulfill the one year of service required at the time of all 18-year-old Austrian males.[8][19] During his army service, he won the Junior Mr. Europe contest.[18] He went AWOL during basic training so he could take part in the competition and then spent a week in military prison: "Participating in the competition meant so much to me that I didn't carefully think through the consequences." He entered another bodybuilding contest in Graz, at Steirerhof Hotel, where he placed second. He was voted "best-built man of Europe", which made him famous in bodybuilding circles. "The Mr. Universe title was my ticket to America—the land of opportunity, where I could become a star and get rich."[20] Schwarzenegger made his first plane trip in 1966, attending the NABBA Mr. Universe competition in London.[19] He would come in second in the Mr. Universe competition, not having the muscle definition of American winner Chester Yorton.[19]
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Charles "Wag" Bennett, one of the judges at the 1966 competition, was impressed with Schwarzenegger and he offered to coach him. As Schwarzenegger had little money, Bennett invited him to stay in his crowded family home above one of his two gyms in Forest Gate, London. Yorton's leg definition had been judged superior, and Schwarzenegger, under a training program devised by Bennett, concentrated on improving the muscle definition and power in his legs. Staying in the East End of London helped Schwarzenegger improve his rudimentary grasp of the English language.[23][24] Living with the Bennetts also changed him as a person: "Being with them made me so much more sophisticated. When you're the age I was then, you're always looking for approval, for love, for attention and also for guidance. At the time, I wasn't really aware of that. But now, looking back, I see that the Bennett family fulfilled all those needs. Especially my need to be the best in the world. To be recognized and to feel unique and special. They saw that I needed that care and attention and love."[25]
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Also in 1966, while at Bennett's home, Schwarzenegger had the opportunity to meet childhood idol Reg Park, who became his friend and mentor.[25][26] The training paid off and, in 1967, Schwarzenegger won the title for the first time, becoming the youngest ever Mr. Universe at the age of 20.[19] He would go on to win the title a further three times.[18] Schwarzenegger then flew back to Munich, where he attended a business school and worked in a health club (Rolf Putziger's gym, where he worked and trained from 1966 to 1968), returning in 1968 to London to win his next Mr. Universe title.[19] He frequently told Roger C. Field, his English coach and friend in Munich at that time, "I'm going to become the greatest actor!"[27]
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Schwarzenegger, who dreamed of moving to the U.S. since the age of 10, and saw bodybuilding as the avenue through which to do so,[28] realized his dream by moving to the United States in October 1968 at the age of 21, speaking little English.[18][8] There he trained at Gold's Gym in Venice, Los Angeles, California, under Joe Weider's supervision. From 1970 to 1974, one of Schwarzenegger's weight training partners was Ric Drasin, a professional wrestler who designed the original Gold's Gym logo in 1973.[29] Schwarzenegger also became good friends with professional wrestler Superstar Billy Graham. In 1970, at age 23, he captured his first Mr. Olympia title in New York, and would go on to win the title a total of seven times.[19]
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The immigration law firm Siskind & Susser has stated that Schwarzenegger may have been an illegal immigrant at some point in the late 1960s or early 1970s because of violations in the terms of his visa.[30] LA Weekly would later say in 2002 that Schwarzenegger is the most famous immigrant in America, who "overcame a thick Austrian accent and transcended the unlikely background of bodybuilding to become the biggest movie star in the world in the 1990s".[28]
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In 1977, Schwarzenegger's autobiography/weight-training guide Arnold: The Education of a Bodybuilder became a huge success.[8] In 1977 he posed for the gay magazine After Dark.[31][32] Due to taking an assortment of courses at Santa Monica College in California (including English classes), as well as further upper division classes at the University of California, Los Angeles as part of UCLA's extension program, Schwarzenegger had by then accumulated enough credits so as to be "within striking distance" of graduation. In 1979 he enrolled in the University of Wisconsin–Superior as a distance education student, completing most of his coursework by correspondence and flying out to Superior in order to meet professors and take final exams. In May 1980, he formally graduated and received his bachelor's degree in business administration and marketing. He got his United States citizenship in 1983.[33]
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Schwarzenegger said that during this time he encountered a friend who told him he was teaching Transcendental Meditation (TM), which prompted Schwarzenegger to reveal that he had been struggling with anxiety for the first time in his life: "Even today, I still benefit from [the year of TM] because I don't merge and bring things together and see everything as one big problem."[34]
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Schwarzenegger is considered among the most important figures in the history of bodybuilding,[3] and his legacy is commemorated in the Arnold Classic annual bodybuilding competition. He has remained a prominent face in bodybuilding long after his retirement, in part because of his ownership of gyms and fitness magazines. He has presided over numerous contests and awards shows.
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For many years, he wrote a monthly column for the bodybuilding magazines Muscle & Fitness and Flex. Shortly after being elected governor, he was appointed the executive editor of both magazines, in a largely symbolic capacity. The magazines agreed to donate $250,000 a year to the Governor's various physical fitness initiatives. When the deal, including the contract that gave Schwarzenegger at least $1 million a year, was made public in 2005, many criticized it as being a conflict of interest since the governor's office made decisions concerning regulation of dietary supplements in California.[36] Consequently, Schwarzenegger relinquished the executive editor role in 2005.[36] American Media Inc., which owns Muscle & Fitness and Flex, announced in March 2013 that Schwarzenegger had accepted their renewed offer to be executive editor of the magazines.[36]
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One of the first competitions he won was the Junior Mr. Europe contest in 1965.[8] He won Mr. Europe the following year, at age 19.[8][19] He would go on to compete in many bodybuilding contests, and win most of them. His bodybuilding victories included five Mr. Universe wins (4 – NABBA [England], 1 – IFBB [USA]), and seven Mr. Olympia wins, a record which would stand until Lee Haney won his eighth consecutive Mr. Olympia title in 1991.
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Schwarzenegger continues to work out. When asked about his personal training during the 2011 Arnold Classic he said that he was still working out a half an hour with weights every day.[37]
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During Schwarzenegger's early years in bodybuilding, he also competed in several Olympic weightlifting and powerlifting contests. Schwarzenegger's first professional competition was in 1963[38] and he won two weightlifting contests in 1964 and 1965, as well as two powerlifting contests in 1966 and 1968.[35]
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In 1967, Schwarzenegger won the Munich stone-lifting contest, in which a stone weighing 508 German pounds (254 kg / 560 lb) is lifted between the legs while standing on two footrests.
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Schwarzenegger's goal was to become the greatest bodybuilder in the world, which meant becoming Mr. Olympia.[8][19] His first attempt was in 1969, when he lost to three-time champion Sergio Oliva. However, Schwarzenegger came back in 1970 and won the competition, making him the youngest ever Mr. Olympia at the age of 23, a record he still holds to this day.[19]
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He continued his winning streak in the 1971–74 competitions.[19] In 1975, Schwarzenegger was once again in top form, and won the title for the sixth consecutive time,[19] beating Franco Columbu. After the 1975 Mr. Olympia contest, Schwarzenegger announced his retirement from professional bodybuilding.[19]
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Months before the 1975 Mr. Olympia contest, filmmakers George Butler and Robert Fiore persuaded Schwarzenegger to compete, in order to film his training in the bodybuilding documentary called Pumping Iron. Schwarzenegger had only three months to prepare for the competition, after losing significant weight to appear in the film Stay Hungry with Jeff Bridges. Although significantly taller and heavier, Lou Ferrigno proved not to be a threat, and a lighter-than-usual Schwarzenegger convincingly won the 1975 Mr. Olympia.
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Schwarzenegger came out of retirement, however, to compete in the 1980 Mr. Olympia.[8] Schwarzenegger was training for his role in Conan, and he got into such good shape because of the running, horseback riding and sword training, that he decided he wanted to win the Mr. Olympia contest one last time. He kept this plan a secret in the event that a training accident would prevent his entry and cause him to lose face. Schwarzenegger had been hired to provide color commentary for network television when he announced at the eleventh hour that, while he was there, "Why not compete?" Schwarzenegger ended up winning the event with only seven weeks of preparation. Having been declared Mr. Olympia for a seventh time, Schwarzenegger then officially retired from competition. This victory (subject of the documentary "The Comeback") was highly controversial, though, as fellow competitors and many observers felt that his lack of muscle mass (especially in his thighs)[41] and subpar conditioning shouldn't have allowed him to go ahead of a very competitive lineup that year;[3] Mike Mentzer, in particular, felt cheated and withdrew from competitive bodybuilding after that contest.[42][43]
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Schwarzenegger has acknowledged using performance-enhancing anabolic steroids while they were legal, writing in 1977 that "steroids were helpful to me in maintaining muscle size while on a strict diet in preparation for a contest. I did not use them for muscle growth, but rather for muscle maintenance when cutting up."[44] He has called the drugs "tissue building".[45]
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In 1999, Schwarzenegger sued Willi Heepe, a German doctor who publicly predicted his early death on the basis of a link between his steroid use and his later heart problems. As the doctor had never examined him personally, Schwarzenegger collected a US$10,000 libel judgment against him in a German court.[46] In 1999, Schwarzenegger also sued and settled with Globe, a U.S. tabloid which had made similar predictions about the bodybuilder's future health.[47]
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Schwarzenegger wanted to move from bodybuilding into acting, finally achieving it when he was chosen to play the title role in Hercules in New York (1970). Credited under the stage name "Arnold Strong", his accent in the film was so thick that his lines were dubbed after production.[18] His second film appearance was as a deaf-mute mob hitman in The Long Goodbye (1973), which was followed by a much more significant part in the film Stay Hungry (1976), for which he won the Golden Globe Award for New Star of the Year – Actor. Schwarzenegger has discussed his early struggles in developing his acting career: "It was very difficult for me in the beginning – I was told by agents and casting people that my body was 'too weird', that I had a funny accent, and that my name was too long. You name it, and they told me I had to change it. Basically, everywhere I turned, I was told that I had no chance."[11]
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Schwarzenegger drew attention and boosted his profile in the bodybuilding film Pumping Iron (1977),[5][18] elements of which were dramatized. In 1991, he purchased the rights to the film, its outtakes, and associated still photography.[51] In 1977, he made guest appearances in single episodes of the ABC sitcom The San Pedro Beach Bums and the ABC police procedural The Streets of San Francisco. Schwarzenegger auditioned for the title role of The Incredible Hulk, but did not win the role because of his height. Later, Lou Ferrigno got the part of Dr. David Banner's alter ego. Schwarzenegger appeared with Kirk Douglas and Ann-Margret in the 1979 comedy The Villain. In 1980, he starred in a biographical film of the 1950s actress Jayne Mansfield as Mansfield's husband, Mickey Hargitay.
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Schwarzenegger's breakthrough film was the sword-and-sorcery epic Conan the Barbarian in 1982, which was a box-office hit.[5] This was followed by a sequel, Conan the Destroyer, in 1984, although it was not as successful as its predecessor.[52] In 1983, Schwarzenegger starred in the promotional video, Carnival in Rio. In 1984, he made his first appearance as the eponymous character, and what some would say was his acting career's signature role, in James Cameron's science fiction thriller film The Terminator.[5][18][53] Following this, Schwarzenegger made Red Sonja in 1985.[52]
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During the 1980s, audiences had an appetite for action films, with both Schwarzenegger and Sylvester Stallone becoming international stars.[18] The two rivals attacked each other in the press, and tried to surpass the other with more on-screen killings and larger weapons.[54] Schwarzenegger's roles reflected his sense of humor, separating him from more serious action hero films. He made a number of successful action films in the 1980s, such as Commando (1985), Raw Deal (1986), The Running Man (1987), Predator (1987), and Red Heat (1988).
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Twins (1988), a comedy with Danny DeVito, also proved successful. Total Recall (1990) netted Schwarzenegger $10 million (equivalent to $19.6 million today) and 15% of the film's gross. A science fiction script, the film was based on the Philip K. Dick short story "We Can Remember It for You Wholesale". Kindergarten Cop (1990) reunited him with director Ivan Reitman, who directed him in Twins. Schwarzenegger had a brief foray into directing, first with a 1990 episode of the TV series Tales from the Crypt, entitled "The Switch",[55] and then with the 1992 telemovie Christmas in Connecticut.[56] He has not directed since.
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Schwarzenegger's commercial peak was his return as the title character in 1991's Terminator 2: Judgment Day, which was the highest-grossing film of 1991. In 1993, the National Association of Theatre Owners named him the "International Star of the Decade".[8] His next film project, the 1993 self-aware action comedy spoof Last Action Hero, was released opposite Jurassic Park, and did not do well at the box office. His next film, the comedy drama True Lies (1994), was a popular spy film and saw Schwarzenegger reunited with James Cameron.
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That same year, the comedy Junior was released, the last of Schwarzenegger's three collaborations with Ivan Reitman and again co-starring Danny DeVito. This film brought him his second Golden Globe nomination, this time for Best Actor – Motion Picture Musical or Comedy. It was followed by the action thriller Eraser (1996), the Christmas comedy Jingle All The Way (1996), and the comic book-based Batman & Robin (1997), in which he played the villain Mr. Freeze. This was his final film before taking time to recuperate from a back injury. Following the critical failure of Batman & Robin, his film career and box office prominence went into decline. He returned with the supernatural thriller End of Days (1999), later followed by the action films The 6th Day (2000) and Collateral Damage (2002), both of which failed to do well at the box office. In 2003, he made his third appearance as the title character in Terminator 3: Rise of the Machines, which went on to earn over $150 million domestically (equivalent to $208 million today).[57]
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In tribute to Schwarzenegger in 2002, Forum Stadtpark, a local cultural association, proposed plans to build a 25-meter-tall (80 ft) Terminator statue in a park in central Graz. Schwarzenegger reportedly said he was flattered, but thought the money would be better spent on social projects and the Special Olympics.[58]
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His film appearances after becoming Governor of California included a three-second cameo appearance in The Rundown, and the 2004 remake of Around the World in 80 Days. In 2005, he appeared as himself in the film The Kid & I. He voiced Baron von Steuben in the Liberty's Kids episode "Valley Forge". He had been rumored to be appearing in Terminator Salvation as the original T-800; he denied his involvement,[59] but he ultimately did appear briefly via his image being inserted into the movie from stock footage of the first Terminator movie.[60][61] Schwarzenegger appeared in Sylvester Stallone's The Expendables, where he made a cameo appearance.
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In January 2011, just weeks after leaving office in California, Schwarzenegger announced that he was reading several new scripts for future films, one of them being the World War II action drama With Wings as Eagles, written by Randall Wallace, based on a true story.[62][63]
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On March 6, 2011, at the Arnold Seminar of the Arnold Classic, Schwarzenegger revealed that he was being considered for several films, including sequels to The Terminator and remakes of Predator and The Running Man, and that he was "packaging" a comic book character.[64] The character was later revealed to be the Governator, star of the comic book and animated series of the same name. Schwarzenegger inspired the character and co-developed it with Stan Lee, who would have produced the series. Schwarzenegger would have voiced the Governator.[65][66][67][68]
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On May 20, 2011, Schwarzenegger's entertainment counsel announced that all film projects currently in development were being halted: "Schwarzenegger is focusing on personal matters and is not willing to commit to any production schedules or timelines."[69] On July 11, 2011, it was announced that Schwarzenegger was considering a comeback film, despite the legal problems related to his divorce.[70] He appeared in The Expendables 2 (2012),[71] and starred in The Last Stand (2013), his first leading role in 10 years, and Escape Plan (2013), his first co-starring role alongside Sylvester Stallone. He starred in Sabotage, released in March 2014, and appeared in The Expendables 3, released in August 2014. He starred in the fifth Terminator film Terminator Genisys in 2015,[5][18][53][72] and would reprise his role as Conan the Barbarian in The Legend of Conan,[73][74] later renamed Conan the Conqueror.[75] However, in April 2017, producer Chris Morgan stated that Universal had dropped the project, although there was a possibility of a TV show. The story of the film was supposed to be set 30 years after the first, with some inspiration from Clint Eastwood's Unforgiven.[76]
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In August 2016, his filming of action-comedy Why We're Killing Gunther was temporarily interrupted by bank robbers near filming location in Surrey, British Columbia.[77] He was announced to star and produce in a film about the ruins of Sanxingdui called The Guest of Sanxingdui, as an ambassador.[78]
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On February 6, 2018, Amazon Studios announced they were working with Schwarzenegger to develop a new series entitled Outrider in which he will star and executive produce. The western-drama set in the Oklahoma Indian Territory in the late 19th century will follow a deputy (portrayed by Schwarzenegger) who is tasked with apprehending a legendary outlaw in the wilderness, but is forced to partner with a ruthless Federal Marshal to make sure justice is properly served. The series will also mark as Schwarzenegger's first major scripted TV role.[79]
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Schwarzenegger returned to the Terminator franchise with Terminator: Dark Fate, which was released on November 1, 2019. It was produced by the series' co-creator James Cameron, who directed him previously in the first two films in the series and in True Lies.[80][81] It was shot in Almería, Hungary and the US.[82]
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In September 2015, the media announced that Schwarzenegger was to replace Donald Trump as host of The New Celebrity Apprentice.[83] This show, the 15th season of The Apprentice, aired during the 2016–2017 TV season. In the show, he used the phrases "you're terminated" and "get to the choppa", which are quotes from some of his famous roles (The Terminator and Predator, respectively), when firing the contestants.[84][85]
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In March 2017, following repeated criticisms from Trump, Schwarzenegger announced that he would not return for another season on the show. He also reacted to Trump's remarks in January 2017 via Instagram: "Hey, Donald, I have a great idea. Why don't we switch jobs? You take over TV because you're such an expert in ratings, and I take over your job, and then people can finally sleep comfortably again."[86]
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Schwarzenegger has been a registered Republican for many years. When he was an actor, his political views were always well known as they contrasted with those of many other prominent Hollywood stars, who are generally considered to be a liberal and Democratic-leaning community. At the 2004 Republican National Convention, Schwarzenegger gave a speech and explained he was a Republican because the Democrats of the 1960s sounded too much like Austrian socialists.[87]
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I finally arrived here in 1968. What a special day it was. I remember I arrived here with empty pockets but full of dreams, full of determination, full of desire. The presidential campaign was in full swing. I remember watching the Nixon–Humphrey presidential race on TV. A friend of mine who spoke German and English translated for me. I heard Humphrey saying things that sounded like socialism, which I had just left.
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But then I heard Nixon speak. He was talking about free enterprise, getting the government off your back, lowering the taxes and strengthening the military. Listening to Nixon speak sounded more like a breath of fresh air. I said to my friend, I said, "What party is he?" My friend said, "He's a Republican." I said, "Then I am a Republican." And I have been a Republican ever since.
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In 1985, Schwarzenegger appeared in "Stop the Madness", an anti-drug music video sponsored by the Reagan administration. He first came to wide public notice as a Republican during the 1988 presidential election, accompanying then–Vice President George H. W. Bush at a campaign rally.[88]
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Schwarzenegger's first political appointment was as chairman of the President's Council on Physical Fitness and Sports, on which he served from 1990 to 1993.[8] He was nominated by George H. W. Bush, who dubbed him "Conan the Republican". He later served as chairman for the California Governor's Council on Physical Fitness and Sports under Governor Pete Wilson.
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Between 1993 and 1994, Schwarzenegger was a Red Cross ambassador (a ceremonial role fulfilled by celebrities), recording several television and radio public service announcements to donate blood.
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In an interview with Talk magazine in late 1999, Schwarzenegger was asked if he thought of running for office. He replied, "I think about it many times. The possibility is there because I feel it inside." The Hollywood Reporter claimed shortly after that Schwarzenegger sought to end speculation that he might run for governor of California Following his initial comments, Schwarzenegger said, "I'm in show business – I am in the middle of my career. Why would I go away from that and jump into something else?"[89]
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Arnold Schwarzenegger is a moderate Republican.[90] He says he is fiscally conservative and socially liberal.[91] On the issue of abortion, he describes himself as pro-choice, but supports parental notification for minors and a ban on partial-birth abortion.[92] He has supported gay rights, such as domestic partnerships, and he performed a same-sex marriage as Governor.[93]
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Schwarzenegger announced his candidacy in the 2003 California recall election for Governor of California on the August 6, 2003, episode of The Tonight Show with Jay Leno.[18] Schwarzenegger had the most name recognition in a crowded field of candidates, but he had never held public office and his political views were unknown to most Californians. His candidacy immediately became national and international news, with media outlets dubbing him the "Governator" (referring to The Terminator movies, see above) and "The Running Man" (the name of another one of his films), and calling the recall election "Total Recall" (yet another movie starring Schwarzenegger). Schwarzenegger declined to participate in several debates with other recall replacement candidates, and appeared in only one debate on September 24, 2003.[94]
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On October 7, 2003, the recall election resulted in Governor Gray Davis being removed from office with 55.4% of the Yes vote in favor of a recall. Schwarzenegger was elected Governor of California under the second question on the ballot with 48.6% of the vote to choose a successor to Davis. Schwarzenegger defeated Democrat Cruz Bustamante, fellow Republican Tom McClintock, and others. His nearest rival, Bustamante, received 31% of the vote. In total, Schwarzenegger won the election by about 1.3 million votes. Under the regulations of the California Constitution, no runoff election was required. Schwarzenegger was the second foreign-born governor of California after Irish-born Governor John G. Downey in 1862.
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Schwarzenegger was entrenched in what he considered to be his mandate in cleaning up political gridlock. Building on a catchphrase from the sketch "Hans and Franz" from Saturday Night Live (which partly parodied his bodybuilding career), Schwarzenegger called the Democratic State politicians "girlie men".[95]
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Schwarzenegger's early victories included repealing an unpopular increase in the vehicle registration fee as well as preventing driver's licenses from being given out to illegal immigrants, but later he began to feel the backlash when powerful state unions began to oppose his various initiatives. Key among his reckoning with political realities was a special election he called in November 2005, in which four ballot measures he sponsored were defeated. Schwarzenegger accepted personal responsibility for the defeats and vowed to continue to seek consensus for the people of California. He would later comment that "no one could win if the opposition raised 160 million dollars to defeat you". The U.S. Supreme Court later found the public employee unions' use of compulsory fundraising during the campaign had been illegal in Knox v. Service Employees International Union, Local 1000.[96]
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Schwarzenegger, against the advice of fellow Republican strategists, appointed a Democrat, Susan Kennedy, as his Chief of Staff. He gradually moved towards a more politically moderate position, determined to build a winning legacy with only a short time to go until the next gubernatorial election.
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Schwarzenegger ran for re-election against Democrat Phil Angelides, the California State Treasurer, in the 2006 elections, held on November 7, 2006. Despite a poor year nationally for the Republican party, Schwarzenegger won re-election with 56.0% of the vote compared with 38.9% for Angelides, a margin of well over 1 million votes.[97] Around this time, many commentators saw Schwarzenegger as moving away from the right and towards the center of the political spectrum. After hearing a speech by Schwarzenegger at the 2006 Martin Luther King Jr. Day breakfast, in which Schwarzenegger said, in part "How wrong I was when I said everyone has an equal opportunity to make it in America [...] the state of California does not provide (equal) education for all of our children", San Francisco mayor & future governor of California Gavin Newsom said that "[H]e's becoming a Democrat [... H]e's running back, not even to the center. I would say center-left".[98]
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Some speculated that Schwarzenegger might run for the United States Senate in 2010, as his governorship would be term-limited by that time. Such rumors turned out to be false.[99][100]
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Wendy Leigh, who wrote an unofficial biography on Schwarzenegger, claims he plotted his political rise from an early age using the movie business and bodybuilding as the means to escape a depressing home.[14] Leigh portrays Schwarzenegger as obsessed with power and quotes him as saying, "I wanted to be part of the small percentage of people who were leaders, not the large mass of followers. I think it is because I saw leaders use 100% of their potential – I was always fascinated by people in control of other people."[14] Schwarzenegger has said that it was never his intention to enter politics, but he says, "I married into a political family. You get together with them and you hear about policy, about reaching out to help people. I was exposed to the idea of being a public servant and Eunice and Sargent Shriver became my heroes."[28] Eunice Kennedy Shriver was the sister of John F. Kennedy, and mother-in-law to Schwarzenegger; Sargent Shriver is husband to Eunice and father-in-law to Schwarzenegger.
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Schwarzenegger cannot run for U.S. President as he is not a natural-born citizen of the United States. Schwarzenegger is a dual Austrian and United States citizen.[101] He has held Austrian citizenship since birth and U.S. citizenship since becoming naturalized in 1983. Being Austrian and thus European, he was able to win the 2007 European Voice campaigner of the year award for taking action against climate change with the California Global Warming Solutions Act of 2006 and plans to introduce an emissions trading scheme with other US states and possibly with the EU.[102]
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Because of his personal wealth from his acting career, Schwarzenegger did not accept his governor's salary of $175,000 per year.[103]
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Schwarzenegger's endorsement in the Republican primary of the 2008 U.S. presidential election was highly sought; despite being good friends with candidates Rudy Giuliani and Senator John McCain, Schwarzenegger remained neutral throughout 2007 and early 2008. Giuliani dropped out of the presidential race on January 30, 2008, largely because of a poor showing in Florida, and endorsed McCain. Later that night, Schwarzenegger was in the audience at a Republican debate at the Ronald Reagan Presidential Library in California. The following day, he endorsed McCain, joking, "It's Rudy's fault!" (in reference to his friendships with both candidates and that he could not make up his mind). Schwarzenegger's endorsement was thought to be a boost for Senator McCain's campaign; both spoke about their concerns for the environment and economy.[104]
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In its April 2010 report, Progressive ethics watchdog group Citizens for Responsibility and Ethics in Washington named Schwarzenegger one of 11 "worst governors" in the United States because of various ethics issues throughout Schwarzenegger's term as governor.[105][106]
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Governor Schwarzenegger played a significant role in opposing Proposition 66, a proposed amendment of the Californian Three Strikes Law, in November 2004. This amendment would have required the third felony to be either violent or serious to mandate a 25-years-to-life sentence. In the last week before the ballot, Schwarzenegger launched an intensive campaign[107] against Proposition 66.[108] He stated that "it would release 26,000 dangerous criminals and rapists".[109]
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Although he began his tenure as governor with record high approval ratings (as high as 65% in May 2004),[110] he left office with a record low 23%,[111] only one percent higher than that of Gray Davis, when he was recalled in October 2003.
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In May 2010, Esteban Núñez pleaded guilty to involuntary manslaughter and was sentenced to 16 years in prison for the death of Louis Santos. Núñez is the son of Fabian Núñez, then California Assembly Speaker of the House and a close friend and staunch political ally of then governor Schwarzenegger.[112][113][114][115]
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As a personal favor to "a friend", just hours before he left office, and as one of his last official acts, Schwarzenegger commuted Núñez's sentence by more than half, to seven years.[114][116][117] Against protocol, Schwarzenegger did not inform Santos' family or the San Diego County prosecutors about the commutation. They learned about it in a call from a reporter.[117]
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The Santos family, along with the San Diego district attorney, sued to stop the commutation, claiming that it violated Marsy's Law. In September 2012, Sacramento County superior court judge Lloyd Connelly stated, "Based on the evidentiary records before this court involving this case, there was an abuse of discretion...This was a distasteful commutation. It was repugnant to the bulk of the citizenry of this state." However, Connelly ruled that Schwarzenegger remained within his executive powers as governor.[112] Subsequently, as a direct result of the way the commutation was handled, Governor Jerry Brown signed a bipartisan bill that allows offender's victims and their families to be notified at least 10 days before any commutations.[118] Núñez was released from prison after serving less than six years.[119]
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During his initial campaign for governor in 2003, allegations of sexual and personal misconduct were raised against Schwarzenegger.[120] Within the last five days before the election, news reports appeared in the Los Angeles Times recounting allegations of sexual misconduct from several individual women, six of whom eventually came forward with their personal stories.[121] Three of the women claimed he had grabbed their breasts, a fourth said he placed his hand under her skirt on her buttock. A fifth woman claimed Schwarzenegger tried to take off her bathing suit in a hotel elevator, and the last said he pulled her onto his lap and asked her about a sex act.[120]
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Schwarzenegger replied in 2004 that he has "behaved badly sometimes" and apologized, but also stated that "a lot of [what] you see in the stories is not true". This led to a resurfacing of an interview in adult magazine Oui from 1977, in which Schwarzenegger discussed attending sexual orgies and using substances such as marijuana.[122] Schwarzenegger is shown smoking a marijuana joint after winning Mr. Olympia in the 1975 documentary film Pumping Iron. In an interview with GQ magazine in October 2007, Schwarzenegger said, "[Marijuana] is not a drug. It's a leaf. My drug was pumping iron, trust me."[123] His spokesperson later said the comment was meant to be a joke.[123]
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British television personality Anna Richardson settled a libel lawsuit in August 2006 against Schwarzenegger, his top aide, Sean Walsh, and his publicist, Sheryl Main.[124] A joint statement read: "The parties are content to put this matter behind them and are pleased that this legal dispute has now been settled."[124] Richardson claimed they tried to tarnish her reputation by dismissing her allegations that Schwarzenegger touched her breast during a press event for The 6th Day in London.[125] She claimed Walsh and Main libeled her in a Los Angeles Times article when they contended she encouraged his behavior.[124]
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Schwarzenegger became a naturalized U.S. citizen on September 17, 1983.[126] Shortly before he gained his citizenship, he asked the Austrian authorities for the right to keep his Austrian citizenship, as Austria does not usually allow dual citizenship. His request was granted, and he retained his Austrian citizenship.[127] In 2005, Peter Pilz, a member of the Austrian Parliament from the Austrian Green Party, unsuccessfully advocated for Parliament to revoke Schwarzenegger's Austrian citizenship due to his decision not to prevent the executions of Donald Beardslee and Stanley Williams. Pilz argued that Schwarzenegger caused damage to Austria's reputation in the international community because Austria abolished the death penalty in 1968. Pilz based his argument on Article 33 of the Austrian Citizenship Act, which states: "A citizen, who is in the public service of a foreign country, shall be deprived of his citizenship if he heavily damages the reputation or the interests of the Austrian Republic."[101] Pilz claimed that Schwarzenegger's actions in support of the death penalty (prohibited in Austria under Protocol 13 of the European Convention on Human Rights) had damaged Austria's reputation. Schwarzenegger explained his actions by pointing out that his only duty as Governor of California with respect to the death penalty was to correct an error by the justice system by pardon or clemency if such an error had occurred.
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On September 27, 2006, Schwarzenegger signed the Global Warming Solutions Act of 2006, creating the nation's first cap on greenhouse gas emissions. The law set new regulations on the amount of emissions utilities, refineries, and manufacturing plants are allowed to release into the atmosphere. Schwarzenegger also signed a second global warming bill that prohibits large utilities and corporations in California from making long-term contracts with suppliers who do not meet the state's greenhouse gas emission standards. The two bills are part of a plan to reduce California's emissions by 25 percent to 1990s levels by 2020. In 2005, Schwarzenegger issued an executive order calling to reduce greenhouse gases to 80 percent below 1990 levels by 2050.[128]
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Schwarzenegger signed another executive order on October 17, 2006, allowing California to work with the Northeast's Regional Greenhouse Gas Initiative. They plan to reduce carbon dioxide emissions by issuing a limited amount of carbon credits to each power plant in participating states. Any power plants that exceed emissions for the number of carbon credits will have to purchase more credits to cover the difference. The plan took effect in 2009.[129] In addition to using his political power to fight global warming, the governor has taken steps at his home to reduce his personal carbon footprint. Schwarzenegger has adapted one of his Hummers to run on hydrogen and another to run on biofuels. He has also installed solar panels to heat his home.[130]
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In respect for his contribution to the direction of the US motor industry, Schwarzenegger was invited to open the 2009 SAE World Congress in Detroit, on April 20, 2009.[131]
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In 2011, Schwarzenegger founded the R20 Regions of Climate Action to develop a sustainable, low-carbon economy.[132]
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The Equal Opportunity to Govern Amendment in 2003 was widely accredited as the "Amend for Arnold" bill, which would have added an amendment to the U.S. Constitution allowing his run, as he was not a natural born citizen. In 2004, the "Amend for Arnold" campaign was launched, featuring a website and TV advertising promotion.[133]
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In June 2007, Schwarzenegger was featured on the cover of TIME magazine with Michael Bloomberg, and subsequently, the two joked about a Presidential ticket together.[134]
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In October 2013, the New York Post reported that Schwarzenegger was exploring a future run for president. The former California governor would face a constitutional hurdle; Article II, Section I, Clause V prevents individuals who are not natural-born citizens of the United States from assuming the office. He has reportedly been lobbying legislators about a possible constitutional change, or filing a legal challenge to the provision. Columbia University law professor Michael Dorf observed that Schwarzenegger's possible lawsuit could ultimately win him the right to run for the office, noting, "The law is very clear, but it's not 100 percent clear that the courts would enforce that law rather than leave it to the political process."[135]
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Schwarzenegger has had a highly successful business career.[14][28] Following his move to the United States, Schwarzenegger became a "prolific goal setter" and would write his objectives at the start of the year on index cards, like starting a mail order business or buying a new car – and succeed in doing so.[22] By the age of 30, Schwarzenegger was a millionaire, well before his career in Hollywood. His financial independence came from his success as a budding entrepreneur with a series of lucrative business ventures and investments.
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In 1968, Schwarzenegger and fellow bodybuilder Franco Columbu started a bricklaying business. The business flourished thanks to the pair's marketing savvy and an increased demand following the 1971 San Fernando earthquake.[136][137] Schwarzenegger and Columbu used profits from their bricklaying venture to start a mail-order business, selling bodybuilding and fitness-related equipment and instructional tapes.[8][136]
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Schwarzenegger transferred profits from the mail-order business and his bodybuilding-competition winnings into his first real estate investment venture: an apartment building he purchased for $10,000. He would later go on to invest in a number of real estate holding companies.[138][139]
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Stallone and Schwarzenegger ended their longtime rivalry by both investing in the Planet Hollywood[54] chain of international theme restaurants (modeled after the Hard Rock Cafe) along with Bruce Willis and Demi Moore. Schwarzenegger severed his financial ties with the business in early 2000.[140][141] Schwarzenegger said the company had not had the success he had hoped for, claiming he wanted to focus his attention on "new US global business ventures" and his movie career.[140]
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He also invested in a shopping mall in Columbus, Ohio. He has talked about some of those who have helped him over the years in business: "I couldn't have learned about business without a parade of teachers guiding me... from Milton Friedman to Donald Trump... and now, Les Wexner and Warren Buffett. I even learned a thing or two from Planet Hollywood, such as when to get out! And I did!"[20] He has significant ownership in Dimensional Fund Advisors, an investment firm.[142] Schwarzenegger is also the owner of Arnold's Sports Festival, which he started in 1989 and is held annually in Columbus, Ohio. It is a festival that hosts thousands of international health and fitness professionals which has also expanded into a three-day expo. He also owns a movie production company called Oak Productions, Inc. and Fitness Publications, a joint publishing venture with Simon & Schuster.[143]
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In 1992, Schwarzenegger and his wife opened a restaurant in Santa Monica called Schatzi On Main. Schatzi literally means "little treasure," and colloquially "honey" or "darling" in German. In 1998, he sold his restaurant.[144]
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Schwarzenegger's net worth had been conservatively estimated at $100 million to $200 million.[145] After separating from his wife, Maria Shriver, in 2011, it has been estimated that his net worth has been approximately $400 million, and even as high as $800 million, based on tax returns he filed in 2006.[146]
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Over the years, he invested his bodybuilding and film earnings in an array of stocks, bonds, privately controlled companies, and real estate holdings worldwide, making his net worth as an accurate estimation difficult to calculate, particularly in light of declining real estate values owing to economic recessions in the U.S. and Europe since the late 2000s. In June 1997, Schwarzenegger spent $38 million of his own money on a private Gulfstream jet.[147] Schwarzenegger once said of his fortune, "Money doesn't make you happy. I now have $50 million, but I was just as happy when I had $48 million."[14]
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He appears in a series of commercials for the Machine Zone game Mobile Strike as a military commander and spokesman.[148]
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In 1969, Schwarzenegger met Barbara Outland (later Barbara Outland Baker), an English teacher with whom he lived until 1974.[149] Schwarzenegger said of Baker in his 1977 memoir, "Basically it came down to this: she was a well-balanced woman who wanted an ordinary, solid life, and I was not a well-balanced man, and hated the very idea of ordinary life."[149] Baker has described Schwarzenegger as a "joyful personality, totally charismatic, adventurous, and athletic" but claims that towards the end of the relationship he became "insufferable—classically conceited—the world revolved around him".[150] Baker published her memoir in 2006, entitled Arnold and Me: In the Shadow of the Austrian Oak.[151] Although Baker painted an unflattering portrait of her former lover at times, Schwarzenegger actually contributed to the tell-all book with a foreword, and also met with Baker for three hours.[151]
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Baker claims that she only learned of his being unfaithful after they split, and talks of a turbulent and passionate love life.[151] Schwarzenegger has made it clear that their respective recollection of events can differ.[151] The couple first met six to eight months after his arrival in the U.S. Their first date was watching the first Apollo Moon landing on television.[22] They shared an apartment in Santa Monica, California, for three and a half years, and having little money, they would visit the beach all day or have barbecues in the back yard.[22] Although Baker claims that when she first met Schwarzenegger, he had "little understanding of polite society" and she found him a turn-off, she says, "He's as much a self-made man as it's possible to be—he never got encouragement from his parents, his family, his brother. He just had this huge determination to prove himself, and that was very attractive ... I'll go to my grave knowing Arnold loved me."[22]
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Schwarzenegger met his next lover, Beverly Hills hairdresser's assistant Sue Moray, on Venice Beach in July 1977. According to Moray, the couple led an open relationship: "We were faithful when we were both in LA... but when he was out of town, we were free to do whatever we wanted."[15] Schwarzenegger met television journalist Maria Shriver, niece of President John F. Kennedy, at the Robert F. Kennedy Tennis Tournament in August 1977. He went on to have a relationship with both Moray and Shriver until August 1978, when Moray (who knew of his relationship with Shriver) issued an ultimatum.[15]
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On April 26, 1986, Schwarzenegger married Shriver in Hyannis, Massachusetts. The Rev. John Baptist Riordan performed the ceremony at St. Francis Xavier Catholic Church.[152] They have four children: Katherine Eunice Schwarzenegger (born December 13, 1989), Christina Maria Aurelia Schwarzenegger (born July 23, 1991),[153] Patrick Arnold Shriver Schwarzenegger (born September 18, 1993),[154] and Christopher Sargent Shriver Schwarzenegger (born September 27, 1997).[155] All of their children were born in Los Angeles.[156] The family lived in a 11,000-square-foot (1,000 m2) home in the Brentwood neighborhood of Los Angeles, California,[157][158] with vacation homes in Sun Valley, Idaho and Hyannis Port, Massachusetts.[159] They attended St. Monica's Catholic Church.[160]
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On May 9, 2011, Shriver and Schwarzenegger ended their relationship after 25 years of marriage, with Shriver moving out of the couple's Brentwood mansion.[161][162][163] On May 16, 2011, the Los Angeles Times revealed that Schwarzenegger had fathered a son more than 14 years earlier with an employee in their household, Mildred Patricia "Patty" Baena.[164][165][166] "After leaving the governor's office I told my wife about this event, which occurred over a decade ago," Schwarzenegger said in a statement issued to The Times. In the statement, Schwarzenegger did not mention that he had confessed to his wife only after she had confronted him with the information, which she had done after confirming with the housekeeper what she had suspected about the child.[167]
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Baena is of Guatemalan origin. She was employed by the family for 20 years and retired in January 2011.[168] The pregnant Baena was working in the home while Shriver was pregnant with the youngest of the couple's four children.[169] Baena's son with Schwarzenegger, Joseph,[170] was born on October 2, 1997,[171] and Shriver gave birth to Christopher a few days before on September 27, 1997.[172] Schwarzenegger says it took seven or eight years before he found out that he had fathered a child with his housekeeper. It was not until the boy "started looking like [him] ... that [he] put things together".[173] Schwarzenegger has taken financial responsibility for the child "from the start and continued to provide support".[174] KNX 1070 radio reported that in 2010 he bought a new four-bedroom house with a pool for Baena and their son in Bakersfield, California.[175] Baena separated from her husband, Rogelio, a few months after Joseph's birth. She filed for divorce in 2008.[176] Rogelio says that the child's birth certificate was falsified and that he planned to sue Schwarzenegger for engaging in conspiracy to falsify a public document, a serious crime in California.[177]
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Pursuant to the divorce judgment, Schwarzenegger kept the Brentwood home, while Shriver purchased a new home nearby so that the children could travel between their parents' homes. They shared custody of the two youngest children.[178] Schwarzenegger came under fire after the initial petition did not include spousal support and a reimbursement of attorney's fees.[73] However, he claims this was not intentional and that he signed the initial documents without having properly read them.[73] He filed amended divorce papers remedying this.[73][179] Schwarzenegger and Shriver finalized their divorce in 2017, six years after separating.[180]
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After the scandal, Danish-Italian actress Brigitte Nielsen came forward and stated that she too had an affair with Schwarzenegger during the production of Red Sonja, while he had just started his relationship with Shriver,[181] saying, "Maybe I wouldn't have got into it if he said 'I'm going to marry Maria' and this is deadly serious, but he didn't, and our affair carried on."[181] When asked in January 2014, "Of all the things you are famous for ... which are you least proud of?" Schwarzenegger replied, "I'm least proud of the mistakes I made that caused my family pain and split us up."[182]
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As of July 2015[update], Schwarzenegger was dating physical therapist Heather Milligan, 27 years his junior.[183]
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Schwarzenegger was born with a bicuspid aortic valve, an aortic valve with only two leaflets (a normal aortic valve has three leaflets).[184][185] He opted in 1997 for a replacement heart valve made of his own transplanted tissue; medical experts predicted he would require heart valve replacement surgery in the following two to eight years as his valve would progressively degrade. Schwarzenegger apparently opted against a mechanical valve, the only permanent solution available at the time of his surgery, because it would have sharply limited his physical activity and capacity to exercise.[186] On March 29, 2018, Schwarzenegger underwent emergency open-heart surgery.[187] He said about his recovery: "I underwent open-heart surgery this spring, I had to use a walker. I had to do breathing exercises five times a day to retrain my lungs. I was frustrated and angry, and in my worst moments, I couldn't see the way back to my old self."[188]
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On December 9, 2001, he broke six ribs and was hospitalized for four days after a motorcycle crash in Los Angeles.[189]
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Schwarzenegger saved a drowning man's life in 2004 while on vacation in Hawaii by swimming out and bringing him back to shore.[190]
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On January 8, 2006, while Schwarzenegger was riding his Harley Davidson motorcycle in Los Angeles, with his son Patrick in the sidecar, another driver backed into the street he was riding on, causing him and his son to collide with the car at a low speed. While his son and the other driver were unharmed, Schwarzenegger sustained a minor injury to his lip, requiring 15 stitches. "No citations were issued," said Officer Jason Lee, a Los Angeles Police Department spokesman.[191] Schwarzenegger did not obtain his motorcycle license until July 3, 2006.[192]
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Schwarzenegger tripped over his ski pole and broke his right femur while skiing in Sun Valley, Idaho, with his family on December 23, 2006.[193] On December 26, he underwent a 90-minute operation in which cables and screws were used to wire the broken bone back together. He was released from St. John's Health Center on December 30, 2006.[194]
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Schwarzenegger's private jet made an emergency landing at Van Nuys Airport on June 19, 2009, after the pilot reported smoke coming from the cockpit, according to a statement released by his press secretary. No one was harmed in the incident.[195]
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On May 18, 2019, while on a visit to South Africa, Schwarzenegger was attacked, drop-kicked from behind by an unknown malefactor, while giving autographs to his fans at one of the local schools. Despite the surprise and unprovoked nature of the attack, he reportedly suffered no injuries and continued to interact with fans. The attacker was apprehended and Schwarzenegger declined to press charges against him.[196][197][198]
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Schwarzenegger's official height of 6 ft 2 in (1.88 m) has been brought into question by several articles. In his bodybuilding days in the late 1960s, he was measured to be 6 ft 1.5 in (1.867 m), a height confirmed by his fellow bodybuilders.[citation needed] However, in 1988, both the Daily Mail and Time Out magazine mentioned that Schwarzenegger appeared noticeably shorter.[199] Prior to running for governor, Schwarzenegger's height was once again questioned in an article by the Chicago Reader.[200] As governor, Schwarzenegger engaged in a light-hearted exchange with Assemblyman Herb Wesson over their heights. At one point, Wesson made an unsuccessful attempt to, in his own words, "settle this once and for all and find out how tall he is" by using a tailor's tape measure on the Governor.[201] Schwarzenegger retaliated by placing a pillow stitched with the words "Need a lift?" on the five-foot-five-inch (1.65 m) Wesson's chair before a negotiating session in his office.[202] Bob Mulholland also claimed Schwarzenegger was 5 ft 10 in (1.78 m) and that he wore risers in his boots.[203] In 1999, Men's Health magazine stated his height was 5 ft 10 in (1.78 m).[204]
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Schwarzenegger's autobiography, Total Recall, was released in October 2012. He devotes one chapter called "The Secret" to his extramarital affair. The majority of his book is about his successes in the three major chapters in his life: bodybuilder, actor, and Governor of California.[205]
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Growing up during the Allied occupation of Austria, Schwarzenegger commonly saw heavy military vehicles such as tanks as a child.[206] As a result, he paid $20,000 in order to bring his Austrian Army M47 Patton tank (331) to the United States,[207] which he previously operated during his mandatory service in 1965. However, he later obtained his vehicle in 1991/2,[208] during his tenure as the Chairmen of the President's Council on Sports, Fitness, and Nutrition,[209] and now uses it to support his charity.[208] His first car ever was an Opel Kadett in 1969 after serving in the Austrian army, then he rode a Harley-Davidson Fat Boy in 1991.[210]
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Moreover, he came to develop an interest in large vehicles and became the first civilian in the U.S. to purchase a Humvee. He was so enamored by the vehicle that he lobbied the Humvee's manufacturer, AM General, to produce a street-legal, civilian version, which they did in 1992; the first two Hummer H1s they sold were also purchased by Schwarzenegger. In 2010, he had one regular and three running on non-fossil power sources; one for hydrogen, one for vegetable oil, and one for biodiesel.[211] Schwarzenegger was in the news in 2014 for buying a rare Bugatti Veyron Grand Sport Vitesse. He was spotted and filmed in 2015 in his car, painted silver with bright aluminum forged wheels. His Bugatti has its interior adorned in dark brown leather.[212] In 2017, Schwarzenegger acquired a Mercedes G-Class modified for all-electric drive.[213]
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The Hummers that Schwarzenegger bought in 1992 are so large—each weighs 6,300 lb (2,900 kg) and is 7 feet (2.1 m) wide—that they are classified as large trucks, and U.S. fuel economy regulations do not apply to them. During the gubernatorial recall campaign, he announced that he would convert one of his Hummers to burn hydrogen. The conversion was reported to have cost about $21,000. After the election, he signed an executive order to jump-start the building of hydrogen refueling plants called the California Hydrogen Highway Network, and gained a U.S. Department of Energy grant to help pay for its projected US$91,000,000 cost.[214] California took delivery of the first H2H (Hydrogen Hummer) in October 2004.[215]
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Schwarzenegger has been involved with the Special Olympics for many years after they were founded by his ex-mother-in-law, Eunice Kennedy Shriver.[216] In 2007, Schwarzenegger was the official spokesperson for the Special Olympics which were held in Shanghai, China.[217] Schwarzenegger believes that quality school opportunities should be made available to children who might not normally be able to access them.[218] In 1995, he founded the Inner City Games Foundation (ICG) which provides cultural, educational and community enrichment programming to youth. ICG is active in 15 cities around the country and serves over 250,000 children in over 400 schools countrywide.[218] He has also been involved with After-School All-Stars and founded the Los Angeles branch in 2002.[219] ASAS is an after school program provider, educating youth about health, fitness and nutrition.
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On February 12, 2010, Schwarzenegger took part in the Vancouver Olympic Torch relay. He handed off the flame to the next runner, Sebastian Coe.[220]
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Schwarzenegger had a collection of Marxist busts, which he requested from Russian friends at the Dissolution of the Soviet Union, as they were being destroyed. In 2011, he revealed that his wife had requested their removal, but he kept the one of Vladimir Lenin present, since "he was the first".[221] In 2015, he said he kept the Lenin bust to "show losers".[222]
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Schwarzenegger is a supporter of Israel, and has participated in a Los Angeles pro-Israel rally[223] among other similar events.[224]
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Schwarzenegger supported the 2003 invasion of Iraq.[225] Schwarzenegger also expressed support for the 2011 military intervention in Libya.[226] Schwarzenegger released a video message supporting protests against Ukraine's pro-Russian President Victor Yanukovych.[227]
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Schwarzenegger, who played football as a boy, grew up watching Bayern Munich and Sturm Graz.[228] He also expressed his admiration of Jürgen Klopp's Liverpool in October 2019.[228]
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In 2012, Schwarzenegger helped to found the Schwarzenegger Institute for State and Global Policy, which is a part of the USC Sol Price School of Public Policy at the University of Southern California.[229] The Institute's mission is to "[advance] post-partisanship, where leaders put people over political parties and work together to find the best ideas and solutions to benefit the people they serve" and to "seek to influence public policy and public debate in finding solutions to the serious challenges we face".[230] Schwarzenegger serves as chairman of the Institute.[231]
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At a 2015 security conference, Arnold Schwarzenegger called climate change the issue of our time.[232] He also urged politicians to stop treating climate change as a political issue.[233]
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For the 2016 Republican Party presidential primaries, Schwarzenegger endorsed fellow Republican John Kasich.[234] However, he announced in October that he would not vote for the Republican presidential candidate Donald Trump in that year's United States presidential election, with this being the first time he did not vote for the Republican candidate since becoming a citizen in 1983.[235][236][237]
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In recent years Schwarzenegger has been advocating for eating less meat,[238] and he is an executive producer alongside James Cameron et al. behind the documentary The Game Changers,[239] that documents the explosive rise of plant-based eating in professional sports, in which he is also featured.
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In 2017, Schwarzenegger condemned white supremacists who were seen carrying Nazi and Confederate flags, by calling their heroes "losers".[240]
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In 2019, while at the "Arnold Classic Africa" sports competition as an official, Schwarzenegger was attacked by an assailant in a flying kick. The assailant was arrested.[241]
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Michael Joseph Jackson (August 29, 1958 – June 25, 2009) was an American singer, songwriter, and dancer. Dubbed the "King of Pop", he is regarded as one of the most significant cultural figures of the 20th century and one of the greatest entertainers in the history of music. Through stage and video performances, he popularized complicated dance techniques such as the moonwalk, to which he gave the name. His sound and style have influenced artists of various genres, and his contributions to music, dance, and fashion, along with his publicized personal life, made him a global figure in popular culture for over four decades. Jackson is the most awarded artist in the history of popular music.
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The eighth child of the Jackson family, Jackson made his professional debut in 1964 with his elder brothers Jackie, Tito, Jermaine, and Marlon as a member of the Jackson 5. Jackson began his solo career in 1971 while at Motown Records, and rose to solo stardom with his fifth studio album Off the Wall (1979) during the peak of the disco era. By the early 1980s, Jackson became a dominant figure in popular music. His music videos, including those for "Beat It", "Billie Jean", and "Thriller" from his sixth studio album Thriller (1982), are credited with breaking racial barriers and transforming the medium into an art form and promotional tool. Jackson's prominence propelled him and the television channel MTV into cultural phenomenons of 1980s pop culture. At the 1984 Grammy Awards, Thriller won a record-breaking eight Grammy Awards, including Album of the Year. Jackson continued to innovate with videos on the global best-seller albums Bad (1987), Dangerous (1991) and HIStory: Past, Present and Future, Book I (1995).
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Starting in the late 1980s, Jackson became a figure of controversy and speculation due to his changing appearance, relationships, behavior and lifestyle. In 1993, he was accused of sexually abusing the child of a family friend. The lawsuit was settled out of court, and Jackson was not indicted. In 2005, he was tried and acquitted of further child sexual abuse allegations and several other charges. In 2009, while preparing for a series of comeback concerts, This Is It, Jackson died from an overdose of propofol administered by his personal physician, Conrad Murray. Fans around the world expressed their grief, and Jackson's public memorial service was broadcast live. In August 2009, the Los Angeles County Coroner ruled that Jackson's death was a homicide, and Murray was convicted of involuntary manslaughter in November 2011. Seven years later, the documentary Leaving Neverland, which detailed posthumous allegations of child sexual abuse, led to another media backlash against Jackson.
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Jackson is one of the best-selling music artists of all time, with estimated sales of over 350 million records worldwide.[nb 1] Thriller is the best-selling album of all time, with estimated sales of 66 million copies worldwide. In addition, the remix album Blood on the Dance Floor: HIStory in the Mix (1997) is the best-selling remix album of all time. Bad was the first album to produce five Billboard Hot 100 number-one singles.[nb 2] Jackson had 13 Billboard Hot 100 number-one singles, more than any other male artist in the Hot 100 era, and was also the first artist to have a top ten single in the Billboard Hot 100 in five different decades. He received 13 Grammy Awards, the Grammy Legend and Grammy Lifetime Achievement awards, 6 Brit Awards, a Golden Globe Award, and 39 Guinness World Records, including the "Most Successful Entertainer of All Time". Jackson's inductions include the Rock and Roll Hall of Fame twice, the Vocal Group Hall of Fame, the Songwriters Hall of Fame, the Dance Hall of Fame (the only recording artist to be inducted), and the Rhythm and Blues Music Hall of Fame. In 2016, his estate earned $825 million, the highest yearly amount for a celebrity ever recorded by Forbes.
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Michael Joseph Jackson[7][8] was born in Gary, Indiana, near Chicago, on August 29, 1958.[9][10] He was the eighth of ten children in the Jackson family, a working-class African-American family living in a two-bedroom house on Jackson Street.[11][12] His mother, Katherine Esther Jackson (née Scruse), played clarinet and piano, had aspired to be a country-and-western performer, and worked part-time at Sears.[13] She was a Jehovah's Witness.[14] His father, Joseph Walter "Joe" Jackson, a former boxer, was a crane operator at U.S. Steel and played guitar with a local rhythm and blues band, the Falcons, to supplement the family's income.[15][16] His father's great-grandfather, July "Jack" Gale, was a US Army scout; family lore held that he was also "a Native American medicine man".[17] Michael grew up with three sisters (Rebbie, La Toya, and Janet) and five brothers (Jackie, Tito, Jermaine, Marlon, and Randy).[15] A sixth brother, Marlon's twin Brandon, died shortly after birth.[18]
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Joe acknowledged that he regularly whipped Michael;[19] Michael said his father told him he had a "fat nose,"[20] and regularly physically and emotionally abused him during rehearsals. He recalled that Joe often sat in a chair with a belt in his hand as he and his siblings rehearsed, ready to physically punish any mistakes.[14][21] Katherine Jackson stated that although whipping is considered abuse in more modern times, it was a common way to discipline children when Michael was growing up.[22][23] Jackie, Tito, Jermaine and Marlon have said that their father was not abusive and that the whippings, which were harder on Michael because he was younger, kept them disciplined and out of trouble.[24] In an interview with Oprah Winfrey in 1993, Jackson said that his youth had been lonely and isolated.[25]
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In 1964, Michael and Marlon joined the Jackson Brothers—a band formed by their father which included Jackie, Tito, and Jermaine—as backup musicians playing congas and tambourine.[26][27] Later that year, Michael began sharing lead vocals with Jermaine, and the group's name was changed to the Jackson 5.[28] The following year, the group won a talent show; Michael performed the dance to Robert Parker's 1965 song "Barefootin'" and singing lead to The Temptations' "My Girl."[29] From 1966 to 1968 they toured the Midwest; they frequently played at a string of black clubs known as the "Chitlin' Circuit" as the opening act for artists such as Sam & Dave, the O'Jays, Gladys Knight, and Etta James. The Jackson 5 also performed at clubs and cocktail lounges, where striptease shows were featured, and at local auditoriums and high school dances.[30][31] In August 1967, while touring the East Coast, they won a weekly amateur night concert at the Apollo Theater in Harlem.[32]
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The Jackson 5 recorded several songs for a Gary record label, Steeltown Records; their first single, "Big Boy", was released in 1968.[34] Bobby Taylor of Bobby Taylor & the Vancouvers brought the Jackson 5 to Motown after the group opened for Taylor at Chicago's Regal Theater in 1968. Taylor also produced some of their early recordings for the label, including a version of "Who's Lovin' You."[35] After signing with Motown, the Jackson family relocated from Gary to Los Angeles.[36] In 1969, executives at Motown decided Diana Ross should introduce the Jackson 5 to the public—partly to bolster her career in television—sending off what was considered Motown's last product of its "production line".[37] The Jackson 5 made their first television appearance in 1969 in the Miss Black America Pageant where they performed a cover of "It's Your Thing."[38] Rolling Stone later described the young Michael as "a prodigy" with "overwhelming musical gifts" who "quickly emerged as the main draw and lead singer".[39]
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In January 1970, "I Want You Back" became the first Jackson 5 song to reach number one the US Billboard Hot 100; it stayed there for four weeks. Three more singles with Motown—"ABC", "The Love You Save", and "I'll Be There"—also topped the chart.[40] In May 1971, the Jackson family moved into a large house on a two-acre estate in Encino, California.[41] During this period, Michael developed from a child performer into a teen idol.[42] As he emerged as a solo performer in the early 1970s, he maintained ties to the Jackson 5. Between 1972 and 1975, Michael released four solo studio albums with Motown: Got to Be There (1972), Ben (1972), Music & Me (1973), and Forever, Michael (1975).[43] "Got to Be There" and "Ben," the title tracks from his first two solo albums, sold well as singles, as did a cover of Bobby Day's "Rockin' Robin."[44]
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The Jackson 5 were later described as "a cutting-edge example of black crossover artists."[45] They were frustrated by Motown's refusal to allow them creative input.[46] Jackson's performance of their top five single "Dancing Machine" on Soul Train popularized the robot dance.[47]
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In 1975, the Jackson 5 left Motown. They signed with Epic Records, a subsidiary of CBS Records,[48] and renamed themselves the Jacksons. Their younger brother Randy joined the band around this time; Jermaine stayed with Motown and pursued a solo career.[49] The Jacksons continued to tour internationally, and released six more albums between 1976 and 1984. Michael, the group's main songwriter during this time, wrote songs such as "Shake Your Body (Down to the Ground)" (1979), "This Place Hotel" (1980), and "Can You Feel It" (1980).[50]
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In 1978, Jackson moved to New York City to star as the Scarecrow in The Wiz, a musical directed by Sidney Lumet. It costarred Diana Ross, Nipsey Russell, and Ted Ross.[51] The film was a box-office failure.[52] Its score was arranged by Quincy Jones,[53] who later produced three of Jackson's solo albums.[54] During his time in New York, Jackson frequented the Studio 54 nightclub, where he heard early hip hop; this influenced his beatboxing on future tracks such as "Working Day and Night".[55] In 1979, Jackson broke his nose during a dance routine. A rhinoplasty led to breathing difficulties that later affected his career. He was referred to Steven Hoefflin, who performed Jackson's subsequent operations.[56]
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Jackson's fifth solo album, Off the Wall (1979), established him as a solo performer and helped him move from the bubblegum pop of his youth to more complex sounds.[42] It produced four top 10 entries in the US: "Off the Wall", "She's Out of My Life", and the chart-topping singles "Don't Stop 'Til You Get Enough" and "Rock with You".[57] The album reached number three on the US Billboard 200 and sold over 20 million copies worldwide.[58] In 1980, Jackson won three American Music Awards for his solo work: Favorite Soul/R&B Album, Favorite Soul/R&B Male Artist, and Favorite Soul/R&B Single for "Don't Stop 'Til You Get Enough".[59][60] He also won a Grammy Award for Best Male R&B Vocal Performance for 1979 with "Don't Stop 'Til You Get Enough".[61] In 1981 Jackson was the American Music Awards winner for Favorite Soul/R&B Album and Favorite Soul/R&B Male Artist.[62] Jackson felt Off the Wall should have made a bigger impact, and was determined to exceed expectations with his next release.[63] In 1980, he secured the highest royalty rate in the music industry: 37 percent of wholesale album profit.[64]
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Jackson recorded with Queen singer Freddie Mercury from 1981 to 1983, recording demos of "State of Shock", "Victory" and "There Must Be More to Life Than This". The recordings were intended for an album of duets but, according to Queen's manager Jim Beach, the relationship soured when Jackson brought a llama into the recording studio,[66] and Jackson was upset by Mercury's drug use.[67] The songs were released in 2014.[68] Jackson went on to record "State of Shock" with Mick Jagger for the Jacksons' album Victory (1984).[69] In 1982, Jackson contributed "Someone in the Dark" to the storybook for the film E.T. the Extra-Terrestrial. Jackson's sixth album, Thriller, was released in late 1982. It was the best-selling album worldwide in 1983,[70][71] and became the best-selling album of all time in the US[72] and the best-selling album of all time worldwide, selling an estimated 66 million copies.[73] It topped the Billboard 200 chart for 37 weeks and was in the top 10 of the 200 for 80 consecutive weeks. It was the first album to have seven Billboard Hot 100 top 10 singles, including "Billie Jean", "Beat It", and "Wanna Be Startin' Somethin' ".[74]
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On March 25, 1983, Jackson reunited with his brothers for Motown 25: Yesterday, Today, Forever, an NBC television special. The show aired on May 16, 1983, to an estimated audience of 47 million, and featured the Jacksons and other Motown stars.[75] Jackson's solo performance of "Billie Jean" earned him his first Emmy Award nomination.[76] Wearing a glove decorated with rhinestones,[77] he debuted his moonwalk dance, which Jeffrey Daniel had taught him three years earlier, and it became his signature dance in his repertoire.[78] Jackson had originally turned down the invitation to the show, believing he had been doing too much television. But at the request of Motown founder Berry Gordy, he performed in exchange for an opportunity to do a solo performance.[79] Rolling Stone reporter Mikal Gilmore called the performance "extraordinary."[42] Jackson's performance drew comparisons to Elvis Presley's and the Beatles' appearances on The Ed Sullivan Show.[80] Anna Kisselgoff of The New York Times praised the perfect timing and technique involved in the dance.[81] Gordy described being "mesmerized" by the performance.[82]
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At the 26th Annual Grammy Awards, Thriller won eight awards, while Jackson also won an award for the E.T. the Extra-Terrestrial storybook. Winning eight Grammys in one ceremony is a record he holds with the band Santana.[61] Jackson and Quincy Jones won the award for Producer of the Year (Non-Classical). Thriller won Album of the Year (with Jackson as the album's artist and Jones as its co-producer), and the single won Best Pop Vocal Performance (Male) award for Jackson. "Beat It" won Record of the Year and Best Rock Vocal Performance (Male). "Billie Jean" won two Grammy awards: Best R&B Song and Best R&B Vocal Performance (Male), with Jackson as songwriter and singer respectively.[61] Thriller also won the Grammy for Best Engineered Recording (Non Classical), acknowledging Bruce Swedien for his work on the album.[83] At the 11th Annual American Music Awards, Jackson won another eight awards and became the youngest artist to win the Award of Merit.[84] He also won Favorite Male Artist, Favorite Soul/R&B Artist, and Favorite Pop/Rock Artist. "Beat It" won Favorite Soul/R&B Video, Favorite Pop/Rock Video and Favorite Pop/Rock Single. The album collectively won Favorite Soul/R&B Album and Favorite Pop/Rock Album.[84][85]
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Jackson had the highest royalty rate in the music industry at that point, with about $2 for every album sold, and was making record-breaking profits. Dolls modeled after Jackson appeared in stores in May 1984 for $12 each.[86] In the same year, The Making of Michael Jackson's Thriller, a music documentary, won a Grammy for Best Music Video (Longform).[61] Time described Jackson's influence at that point as "star of records, radio, rock video. A one-man rescue team for the music business. A songwriter who sets the beat for a decade. A dancer with the fanciest feet on the street. A singer who cuts across all boundaries of taste and style and color too."[86] The New York Times wrote "in the world of pop music, there is Michael Jackson and there is everybody else."[87]
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In November 1983, Jackson and his brothers partnered with PepsiCo in a $5 million promotional deal that broke records for a celebrity endorsement. The first Pepsi campaign, which ran in the US from 1983 to 1984 and launched its "New Generation" theme, included tour sponsorship, public relations events, and in-store displays. Jackson helped to create the advertisement, and suggested using his song "Billie Jean", with revised lyrics, as its jingle.[88]
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On January 27, 1984, Michael and other members of the Jacksons filmed a Pepsi commercial overseen by Phil Dusenberry,[89] a BBDO ad agency executive, and Alan Pottasch, Pepsi's Worldwide Creative Director, at the Shrine Auditorium in Los Angeles. During a simulated concert before a full house of fans, pyrotechnics accidentally set Jackson's hair on fire, causing second-degree burns to his scalp. Jackson underwent treatment to hide the scars and had his third rhinoplasty shortly thereafter.[56] Pepsi settled out of court, and Jackson donated the $1.5 million settlement to the Brotman Medical Center in Culver City, California; its Michael Jackson Burn Center is named in his honor.[90] Jackson signed a second agreement with Pepsi in the late 1980s for $10 million. The second campaign covered 20 countries and provided financial support for Jackson's Bad album and 1987–88 world tour. Jackson had endorsements and advertising deals with other companies, such as LA Gear, Suzuki, and Sony, but none were as significant as his deals with Pepsi.[88]
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On May 14, 1984, President Ronald Reagan gave Jackson an award recognizing his support of alcohol and drug abuse charities,[91] and in recognition of his support for the Ad Council's and the National Highway Traffic Safety Administration's Drunk Driving Prevention campaign. Jackson allowed the campaign to use "Beat It" for its public service announcements.[92]
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The Victory Tour of 1984 headlined the Jacksons and showcased Jackson's new solo material to more than two million Americans. It was the last tour he did with his brothers.[93] Following controversy over the concert's ticket sales, Jackson donated his share of the proceeds, an estimated $3 to 5 million, to charity.[94] During the last concert of the Victory Tour at the Dodger Stadium in Los Angeles, Jackson announced his split from The Jacksons during "Shake Your Body".[95] His charitable work continued with the release of "We Are the World" (1985), co-written with Lionel Richie,[96] which raised money for the poor in the US and Africa.[97] It earned $63 million,[97] and became one of the best-selling singles of all time, with 20 million copies sold.[98] It won four Grammy Awards in 1985, including Song of the Year for Jackson and Richie as its writers.[96] The project's creators received two special American Music Awards honors: one for the creation of the song and another for the USA for Africa idea. Jackson, Jones, and promoter Ken Kragen received special awards for their roles in the song's creation.[96][99][100][101]
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Jackson collaborated with Paul McCartney in the early 1980s, and learned that McCartney was making $40 million a year from owning the rights to other artists' songs.[97] By 1983, Jackson had begun buying publishing rights to others' songs, but he was careful with his acquisitions, only bidding on a few of the dozens that were offered to him. Jackson's early acquisitions of music catalogs and song copyrights such as the Sly Stone collection included "Everyday People" (1968), Len Barry's "1-2-3" (1965), and Dion DiMucci's "The Wanderer" (1961) and "Runaround Sue" (1961).
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In 1984 Robert Holmes à Court announced he was selling the ATV Music Publishing catalog comprising the publishing rights to nearly 4000 songs, including most of the Beatles' material.[102] In 1981, McCartney had been offered the catalog for £20 million ($40 million).[97][103] Jackson submitted a bid of $46 million on November 20, 1984.[102] When Jackson and McCartney were unable to make a joint purchase, McCartney did not want to be the sole owner of the Beatles' songs, and did not pursue an offer on his own.[104][103] Jackson's agents were unable to come to a deal, and in May 1985 left talks after having spent more than $1 million and four months of due diligence work on the negotiations.[102] In June 1985, Jackson and Branca learned that Charles Koppelman's and Marty Bandier's The Entertainment Company had made a tentative offer to buy ATV Music for $50 million; in early August, Holmes à Court contacted Jackson and talks resumed. Jackson's increased bid of $47.5 million was accepted because he could close the deal more quickly, having already completed due diligence.[102] Jackson also agreed to visit Holmes à Court in Australia, where he would appear on the Channel Seven Perth Telethon.[105] Jackson's purchase of ATV Music was finalized on August 10, 1985.[97][102]
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Jackson's skin had been medium-brown during his youth, but from the mid-1980s gradually grew paler. The change drew widespread media coverage, including speculation that he had been bleaching his skin.[106][107][108] Jackson's dermatologist, Arnold Klein, said he observed in 1983 that Jackson had vitiligo,[109] a condition characterized by patches of the skin losing their pigment, and sensitivity to sunlight. He also identified discoid lupus erythematosus in Jackson. He diagnosed Jackson with lupus that year,[109] and with vitiligo in 1986.[110] Vitiligo's drastic effects on the body can cause psychological distress. Jackson used fair-colored makeup,[111] and possibly skin-bleaching prescription creams,[112] to cover up the uneven blotches of color caused by the illness. The creams would have further lightened his skin, and, with the application of makeup, he could appear very pale.[113] Jackson said he had not purposely bleached his skin and could not control his vitiligo, adding, "When people make up stories that I don't want to be who I am, it hurts me."[114] He became friends with Klein and Klein's nurse Debbie Rowe. Rowe later became Jackson's second wife and the mother of his first two children.[115]
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In his autobiography and the 1993 interview with Winfrey, Jackson said he had had two rhinoplasty surgeries and a cleft chin surgery but no more than that. He said he lost weight in the early 1980s because of a change in diet to achieve a dancer's body.[116] Witnesses reported that he was often dizzy, and speculated he was suffering from anorexia nervosa. Periods of weight loss became a recurring problem later in his life.[117] After his death, his mother Katherine told Winfrey that he first turned to cosmetic procedures to remedy his vitiligo, because he did not want to look like a "spotted cow." She said her son had received more than the two cosmetic surgeries he claimed and speculated that he was addicted to them.[118]
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In 1986, tabloids reported that Jackson slept in a hyperbaric oxygen chamber to slow aging, and pictured him lying in a glass box. The claim was untrue, and tabloids reported that he spread the story himself.[119] It was also reported, by the tabloids, that Jackson took female hormone shots to keep his voice high and facial hair wispy, proposed to Elizabeth Taylor and possibly had a shrine of her, and had cosmetic surgery on his eyes. Jackson's manager Frank DiLeo denied all of them, except for Jackson having a chamber. DiLeo added "I don't know if he sleeps in it. I'm not for it. But Michael thinks it's something that's probably healthy for him. He's a bit of a health fanatic."[120]
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When Jackson took his pet chimpanzee Bubbles to tour in Japan, their public appearances caused a stir in the media. They portrayed Jackson as an aspiring Disney cartoon character who befriended various animals.[121] Meanwhile, it was also reported that Jackson had offered to buy the bones of Joseph Merrick (the "Elephant Man").[122] In June 1987, the Chicago Tribune reported Jackson's publicist bidding $1 million for the skeleton to the London Hospital Medical College on his behalf. The college maintained the skeleton was not for sale. DiLeo said Jackson had an "absorbing interest" in Merrick, "purely based on his awareness of the ethical, medical and historical significance."[123]
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These tabloid stories inspired the name "Wacko Jacko," which Jackson came to despise.[8][124] According to music journalist Joseph Vogel, the demeaning name first appeared in British tabloid The Sun in 1985. The name's origins come from Jacko Macacco, the name of a famous monkey used in monkey-baiting matches at the Westminster Pit in the early 1820s. "Jacko" was subsequently used in Cockney slang to refer to monkeys in general, hence a racist connotation behind the name.[125]
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In 1987, Rolling Stone described Jackson as "the flighty-genius star-child, a celebrity virtually all his life, who dwells in a fairy-tale kingdom of fellow celebrities, animals, mannequins and cartoons, who provides endless fodder for the tabloids.... But it’s the same child in Michael who inspires the artistry that fuels all the subsidiary industries, who turns his primal fears and fantasies into wondrous, hyperkinetic and emotional music."[121]
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Jackson worked with George Lucas and Francis Ford Coppola on the 17-minute $30 million 3D film Captain EO, which ran from 1986 at Disneyland and Epcot, and later at Tokyo Disneyland and Euro Disneyland.[126] After having been removed in the late 1990s, it returned to the theme park for several years after Jackson's death.[127] In 1987, Jackson disassociated himself from the Jehovah's Witnesses.[128] Katherine Jackson said this might have been because some Witnesses strongly opposed the Thriller video.[129] Jackson had denounced it in a Witness publication in 1984.[130]
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Jackson's first album in five years, Bad (1987), was highly anticipated, with the industry expecting another major success.[131] It became the first album to produce five US number-one singles: "I Just Can't Stop Loving You", "Bad", "The Way You Make Me Feel", "Man in the Mirror", and "Dirty Diana". Another song, "Smooth Criminal", peaked at number seven.[57] Bad won the 1988 Grammy for Best Engineered Recording – Non Classical and the 1990 Grammy Award for Best Music Video, Short Form for "Leave Me Alone".[61][83] Jackson won an Award of Achievement at the American Music Awards in 1989 after Bad generated five number-one singles, became the first album to top the charts in 25 countries and the best-selling album worldwide in 1987 and 1988.[132][133] By 2012, it had sold between 30 and 45 million copies worldwide.[134][135]
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The Bad world tour ran from September 12, 1987, to January 14, 1989.[136] In Japan, the tour had 14 sellouts and drew 570,000 people, nearly tripling the previous record for a single tour.[137] The 504,000 people who attended seven sold-out shows at Wembley Stadium set a new Guinness world record.[138]
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In 1988, Jackson released his autobiography, Moonwalk, with input from Stephen Davis and Jacqueline Kennedy Onassis.[139] It sold 200,000 copies,[140] and reached the top of the New York Times bestsellers list.[141] Jackson discussed his childhood, the Jackson 5, and the abuse from his father.[142] He attributed his changing facial appearance to three plastic surgeries, puberty, weight loss, a strict vegetarian diet, a change in hairstyle, and stage lighting.[143][116] In October, Jackson released a film, Moonwalker, which featured live footage and short films starring Jackson and Joe Pesci. In the US it was released direct-to-video and became the best-selling video cassette.[144][145] The RIAA certified it as Platinum.[146]
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In March 1988, Jackson purchased 2,700 acres (11 km2) of land near Santa Ynez, California, to build a new home, Neverland Ranch, at a cost of $17 million.[147] He installed a Ferris wheel, a carousel, a movie theater and a zoo.[147][148][149] A security staff of 40 patrolled the grounds.[148] Shortly afterwards, he appeared in the first Western television advertisement in the Soviet Union.[150]
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Jackson became known as the "King of Pop", a nickname that Jackson's publicists embraced.[21][151][152] When Elizabeth Taylor presented him with the Soul Train Heritage Award in 1989, she called him "the true king of pop, rock and soul."[153] President George H. W. Bush designated him the White House's "Artist of the Decade".[154] From 1985 to 1990, Jackson donated $455,000 to the United Negro College Fund,[155] and all profits from his single "Man in the Mirror" went to charity.[156] His rendition of "You Were There" at Sammy Davis Jr.'s 60th birthday celebration won Jackson a second Emmy nomination.[76]
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In March 1991, Jackson renewed his contract with Sony for $65 million, a record-breaking deal,[157] beating Neil Diamond's renewal contract with Columbia Records.[158] In 1991, he released his eighth album, Dangerous, co-produced with Teddy Riley.[159] It was certified seven times platinum in the US, and by 2008 had sold 30 million copies worldwide.[160][161] In the US, the first single, "Black or White", was the album's highest charting song; it was number one on the Billboard Hot 100 for seven weeks and achieved similar chart performances worldwide.[162] The second single, "Remember the Time" peaked at number three on the Billboard Hot 100 singles chart.[163] At the end of 1992, Dangerous was the best-selling album of the year worldwide and "Black or White" the best-selling single of the year worldwide at the Billboard Music Awards. Jackson was also the best-selling artist of the 1980s.[164] In 1993, he performed "Remember the Time" at the Soul Train Music Awards in a chair, saying he twisted his ankle during dance rehearsals.[165] In the UK, "Heal the World" made No. 2 on the charts in 1992.[166]
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Jackson founded the Heal the World Foundation in 1992. The charity brought underprivileged children to Jackson's ranch to use the theme park rides, and sent millions of dollars around the globe to help children threatened by war, poverty, and disease. That July, Jackson published his second book, Dancing the Dream, a collection of poetry. The Dangerous World Tour ran between June 1992 and November 1993 and grossed $100 million; Jackson performed for 3.5 million people in 70 concerts, all of which were outside the US.[168] Part of the proceeds went to Heal the World Foundation.[169] Jackson sold the broadcast rights of the tour to HBO for $20 million, a record-breaking deal that still stands.[170]
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Following the death of HIV/AIDS spokesperson and friend Ryan White, Jackson pleaded with the Clinton administration at Bill Clinton's inaugural gala to give more money to HIV/AIDS charities and research[171][172] and performed "Gone Too Soon", a song dedicated to White, and "Heal the World" at the gala.[173] Jackson visited Africa in early 1992; on his first stop in Gabon he was greeted by more than 100,000 people, some of them carrying signs that read "Welcome Home Michael".[174] During his trip to Ivory Coast, Jackson was crowned "King Sani" by a tribal chief. He thanked the dignitaries in French and English, signed documents formalizing his kingship, and sat on a golden throne while presiding over ceremonial dances.[174]
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In January 1993, Jackson performed at the Super Bowl XXVII halftime show in Pasadena, California. The NFL sought a big-name artist to keep ratings high during halftime following dwindling audience figures.[175][176] It was the first Super Bowl whose half-time performance drew greater audience figures than the game. Jackson played "Jam", "Billie Jean", "Black or White", and "Heal the World". Dangerous rose 90 places in the album chart after the performance.[106]
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Jackson gave a 90-minute interview to Winfrey on February 10, 1993. He spoke of his childhood abuse at the hands of his father; he believed he had missed out on much of his childhood, and said that he often cried from loneliness. He denied tabloid rumors that he had bought the bones of the Elephant Man, slept in a hyperbaric oxygen chamber, or bleached his skin, and stated for the first time that he had vitiligo. Dangerous re-entered the album chart in the top 10, more than a year after its release.[21][106]
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In January 1993, Jackson won three American Music Awards: Favorite Pop/Rock Album (Dangerous), Favorite Soul/R&B Single ("Remember the Time"), and was the first to win the International Artist Award of Excellence.[177][178] In February, he won the "Living Legend Award" at the 35th Annual Grammy Awards in Los Angeles.[61] He attended the award ceremony with Brooke Shields.[179] Dangerous was nominated for Best Vocal Performance (for "Black or White"), Best R&B Vocal Performance ("Jam") and Best R&B Song ("Jam"), and Swedien and Riley won the award for Best Engineered – Non Classical.[83]
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In August 1993, Jackson was accused of child sexual abuse by a 13-year-old boy, Jordan Chandler, and his father, Evan Chandler.[180] Jordan said he and Jackson had engaged in acts of kissing, masturbation and oral sex.[181] Jordan's mother initially told police that she did not believe Jackson had molested her son; however, her position wavered a few days later.[182][183] Evan was recorded discussing his intention to pursue charges, which Jackson used to argue that he was the victim of a jealous father trying to extort money.[183] Jackson's older sister La Toya accused him of being a pedophile, which she later retracted.[184] Police raided Jackson's home in December and found books and photographs featuring young boys with little or no clothing. The books were legal to own, and Jackson was not indicted.[185] Jordan Chandler gave police a description of Jackson's genitals. A strip search was made, and the jurors felt the description was not a match.[186][187][188] In January 1994, Jackson settled with the Chandlers out of court for $25 million.[189] The police never pressed criminal charges.[190] Citing a lack of evidence without Jordan's testimony, the state closed its investigation on September 22, 1994.[191]
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Jackson had been taking painkillers for his reconstructive scalp surgeries, administered due to the Pepsi commercial accident in 1984, and became dependent on them to cope with the stress of the sexual abuse allegations.[192] On November 12, 1993, Jackson canceled the remainder of the Dangerous Tour due to health problems, stress from the allegations and painkiller addiction. He thanked close friend Elizabeth Taylor for support, encouragement and counsel. The end of the tour concluded his relationship with Pepsi-Cola which sponsored the tour.[193]
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In late 1993 Jackson proposed to Lisa Marie Presley, daughter of Elvis Presley, over the phone.[194] They married in La Vega, Dominican Republic in May 1994 by civil judge Hugo Francisco Alvarez Perez.[195] The tabloid media speculated that the wedding was a publicity stunt to deflect Jackson's sexual abuse allegations and jump-start Presley's career as a singer.[196][195] Their marriage ended little more than a year later, and they separated in December 1995.[197] Presley cited "irreconcilable differences" when filing for divorce the next month and only sought to reclaim her maiden name as her settlement.[196][198] After the divorce, Judge Perez said, "They lasted longer than I thought they would. I gave them a year. They lasted a year and a half."[195]
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In June 1995, Jackson released the double album HIStory: Past, Present and Future, Book I. The first disc, HIStory Begins, is a greatest hits album (reissued in 2001 as Greatest Hits: HIStory, Volume I). The second disc, HIStory Continues, contains 13 original songs and two cover versions. The album debuted at number one on the charts and has been certified for seven million shipments in the US.[199] It is the best-selling multi-disc album of all time, with 20 million copies (40 million units) sold worldwide.[162][200] HIStory received a Grammy nomination for Album of the Year.[61] The New York Times reviewed it as "the testimony of a musician whose self-pity now equals his talent".[201]
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The first single from HIStory was "Scream/Childhood". "Scream", a duet with Jackson's youngest sister Janet, protests the media's treatment of Jackson during the 1993 child abuse allegations against him. The single made number five on the Billboard Hot 100,[163] and received a Grammy nomination for "Best Pop Collaboration with Vocals".[61] The second single, "You Are Not Alone", holds the Guinness world record for the first song to debut at number one on the Billboard Hot 100 chart.[202] It received a Grammy nomination for "Best Pop Vocal Performance" in 1995.[61]
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In 1995 the Anti-Defamation League and other groups complained that "Jew me, sue me, everybody do me/ Kick me, kike me, don't you black or white me", the original lyrics of "They Don't Care About Us", were antisemitic. Jackson released a version with revised words.[203][204]
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In late 1995, Jackson was admitted to a hospital after collapsing during rehearsals for a televised performance, caused by a stress-related panic attack.[205] In November, Jackson merged his ATV Music catalog with Sony's music publishing division, creating Sony/ATV Music Publishing. He retained ownership of half the company, earning $95 million up front as well as the rights to more songs.[206][207]
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"Earth Song" was the third single released from HIStory, and topped the UK Singles Chart for six weeks over Christmas 1995.[166] It became the 87th-best selling single in the nation.[208] At the 1996 Brit Awards, Jackson's performance of "Earth Song" was disrupted by a drunken Jarvis Cocker and his Pulp band-mate Peter Mansell, who were protesting what Cocker saw as Jackson's "Christ-like" persona. Jackson said the stage invasion was "disgusting and cowardly".[209][210]
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In 1996, Jackson won a Grammy for Best Music Video, Short Form for "Scream" and an American Music Award for Favorite Pop/Rock Male Artist.[61][211]
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Jackson promoted HIStory with the HIStory World Tour, from September 7, 1996, to October 15, 1997. He performed 82 concerts in five continents, 35 countries and 58 cities to over 4.5 million fans, his most attended tour. It grossed $165 million.[136] During the tour, in Sydney, Australia, Jackson married Debbie Rowe, a dermatology nurse, who was six months pregnant with his first child.[212] Michael Joseph Jackson Jr. (commonly known as Prince) was born on February 13, 1997; his sister Paris-Michael Katherine Jackson was born a year later on April 3, 1998.[213] Jackson and Rowe divorced in 1999, and Rowe conceded custody of the children, with an $8 million settlement. In 2004, after the second child abuse allegations against Jackson, she returned to court to reclaim custody. The suit was settled in 2006.[214]
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In 1997, Jackson released Blood on the Dance Floor: HIStory in the Mix, which contained remixes of singles from HIStory and five new songs. Worldwide sales stand at 6 million copies, making it the best-selling remix album of all time. It reached number one in the UK, as did the title track.[215] In the US, the album reached number 24 and was certified platinum.[160]
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From October 1997 to September 2001, Jackson worked on his tenth solo album, Invincible, which cost $30 million to record.[216] In June 1999, Jackson joined Luciano Pavarotti for a War Child benefit concert in Modena, Italy. The show raised a million dollars for refugees of the Kosovo War, and additional funds for the children of Guatemala.[217] Later that month, Jackson organized a series of "Michael Jackson & Friends" benefit concerts in Germany and Korea. Other artists involved included Slash, The Scorpions, Boyz II Men, Luther Vandross, Mariah Carey, A. R. Rahman, Prabhu Deva Sundaram, Shobana, Andrea Bocelli, and Luciano Pavarotti. The proceeds went to the Nelson Mandela Children's Fund, the Red Cross and UNESCO.[218] From August 1999 to 2000, he lived in New York City at 4 East 74th Street.[219] At the turn of the century, Jackson won an American Music Award as Artist of the 1980s.[220] In 2000, Guinness World Records recognized him for supporting 39 charities, more than any other entertainer.[221]
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In September 2001, two 30th Anniversary concerts were held at Madison Square Garden to mark Jackson's 30th year as a solo artist. Jackson performed with his brothers for the first time since 1984. The show also featured Mýa, Usher, Whitney Houston, Destiny's Child, Monica, Liza Minnelli, and Slash. The first show was marred by technical lapses, and the crowd booed a speech by Marlon Brando.[222] Almost 30 million people watched the television broadcast of the shows in November.[223] After 9/11, Jackson helped organize the United We Stand: What More Can I Give benefit concert at RFK Stadium in Washington, D.C. on October 21, 2001. Jackson performed "What More Can I Give" as the finale.[224]
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The release of Invincible was preceded by a dispute between Jackson and his record label, Sony Music Entertainment. Jackson had expected the licenses to the masters of his albums to revert to him in the early 2000s, after which he would be able to promote the material however he pleased and keep the profits, but clauses in the contract set the revert date years into the future. Jackson sought an early exit from his contract.[225] Invincible was released on October 30, 2001. It was Jackson's first full-length album in six years, and the last album of original material he released in his lifetime.[225] It debuted at number one in 13 countries and went on to sell 6 million copies worldwide, receiving double-platinum certification in the US.[160][162]
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On January 9, 2002, Jackson won his 22nd American Music Award for Artist of the Century.[226][227] Later that year, an anonymous surrogate mother gave birth to his third child, Prince Michael Jackson II (nicknamed "Blanket"), who had been conceived by artificial insemination.[228] On November 20, Jackson briefly held Blanket over the railing of his Berlin hotel room, four stories above ground level, prompting widespread criticism in the media. Jackson apologized for the incident, calling it "a terrible mistake."[229] On January 22, promoter Marcel Avram filed a breach of contract complaint against Jackson for failing to perform two planned 1999 concerts.[230] In March, a Santa Maria jury ordered Jackson to pay Avram $5.3 million.[231][232] On December 18, 2003, Jackson's attorneys dropped all appeals on the verdict and settled the lawsuit for an undisclosed amount.[233]
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On April 24, 2002, Jackson performed at Apollo Theater. The concert was a fundraiser for the Democratic National Committee and former President Bill Clinton.[234] The money collected would be used to encourage citizens to vote. It raised $2.5 million.[235] The concert was called Michael Jackson: Live at the Apollo and this would be Jackson's final on-stage performance.[236]
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In July 2002, Jackson called Sony Music chairman Tommy Mottola "a racist, and very, very, very devilish," and someone who exploits black artists for his own gain, at Al Sharpton's National Action Network in Harlem. The accusation prompted Sharpton to form a coalition investigating whether Mottola exploited black artists.[237] Jackson also charged that Mottola had called his colleague Irv Gotti a "fat nigger".[238] Responding to those attacks, Sony issued a statement calling them "ludicrous, spiteful, and hurtful" and defended Mottola as someone who had championed Jackson's career for many years.[237] Sony ultimately refused to renew Jackson's contract and claimed that a $25 million promotional campaign had failed because Jackson refused to tour in the US for Invincible.[216]
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Beginning in May 2002, a documentary film crew led by Martin Bashir followed Jackson for several months.[229] The documentary, broadcast in February 2003 as Living with Michael Jackson, showed Jackson holding hands and discussing sleeping arrangements with a 12-year-old boy.[20][239] He also said that he saw nothing wrong with having sleepovers with minors and sharing his bed and bedroom with various people, which aroused controversy. He insisted that the sleepovers were not sexual and that his words had been misunderstood.[240][241]
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On December 18, 2003, Santa Barbara authorities charged Jackson with seven counts of child molestation and two counts of intoxicating a minor with alcoholic drinks.[242] Jackson denied the allegations and pleaded not guilty.[243] The People v. Jackson trial began on January 31, 2005, in Santa Maria, California, and lasted until the end of May. Jackson found the experience stressful and it affected his health. If convicted, he would have faced up to 20 years in prison.[244] On June 13, 2005, Jackson was acquitted on all counts.[245] After the trial, he became reclusive[246] and moved to Bahrain as a guest of Sheikh Abdullah.[247] Jermaine Jackson later said the family had planned to send Michael there had he been convicted.[248]
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On November 18, 2003, Sony released Number Ones, a greatest hits compilation. It was certified triple platinum by the RIAA, and six times platinum in the UK, for shipments of at least 1.2 million units.[160][249]
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In April 2006, Jackson agreed to use a piece of his ATV catalog stake, then worth about $1 billion, as collateral against his $270 million worth of loans from Bank of America. Bank of America had sold the loans to Fortress Investments, an investment company that buys distressed loans, the year before. As part of the agreement, Fortress Investments provided Jackson a new loan of $300 million with reduced interest payments. Sony Music would have the option to buy half of his stake, or about 25% of the catalog, at a set price. Jackson's financial managers had urged him to shed part of his stake to avoid bankruptcy.[207][250] The main house at Neverland Ranch was closed as a cost-cutting measure, while Jackson lived in Bahrain at the hospitality of Sheik Abdullah, the ruler's son.[251] At least 30 of Jackson's employees had not been paid on time and were owed $306,000 in back wages; Jackson was ordered to pay $100,000 in penalties.[207]
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In early 2006, it was announced that Jackson had signed a contract with a Bahrain-based startup, Two Seas Records; nothing came of the deal, and Two Seas CEO Guy Holmes later said it had never been finalized.[252][253] That October, Fox News reported that Jackson had been recording at a studio in County Westmeath, Ireland. It was not known what Jackson was working on, or who had paid for the sessions; his publicist stated that he had left Two Seas by then.[253][254] During his period in Ireland he sought out Patrick Treacy for cosmetic treatment after reading about his experience with hyaluronic acid fillers and his charitable work in Africa.[255] Treacy became Jackson's personal dermatologist.[256]
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In November 2006, Jackson invited an Access Hollywood camera crew into the studio in Westmeath, and MSNBC reported that he was working on a new album, produced by will.i.am.[162] On November 15, Jackson performed at the World Music Awards in London and accepted the Diamond Award honoring the sale of over 100 million records.[162][257] He returned to the US in December 2006 to attend James Brown's funeral in Augusta, Georgia, where he gave a eulogy calling Brown his "greatest inspiration".[258]
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In 2007, Jackson and Sony bought another music publishing company, Famous Music LLC, formerly owned by Viacom. The deal gave him the rights to songs by Eminem and Beck, among others.[259][260] In March 2007, Jackson gave a brief interview to the Associated Press in Tokyo, in which he said he had no regrets about his lifelong career despite difficulties and "deliberate attempts to hurt [him]".[261] That month, Jackson visited a US Army post in Japan, Camp Zama, to greet over 3,000 troops and their families.[262][263]
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In September 2007, Jackson was still working on his next album, which he never completed.[264] In 2008, Jackson and Sony released Thriller 25 to mark the album's 25th anniversary. Two remixes were released as singles: "The Girl Is Mine 2008" (with will.i.am), based on a demo version without Paul McCartney, and "Wanna Be Startin' Somethin' 2008" with Akon.[265] For Jackson's 50th birthday, Sony BMG released a series of greatest hits albums titled King of Pop. Different versions were released in various countries, based on polls of local fans.[266]
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In 2008, Fortress Investments threatened to foreclose on Neverland Ranch, which Jackson had used as collateral for his loans. Fortress sold Jackson's debts to Colony Capital LLC.[267][268] In November, Jackson transferred Neverland Ranch's title to Sycamore Valley Ranch Company LLC, a joint venture between Jackson and Colony Capital LLC. The deal earned him $35 million.[269] Jackson arranged to sell a large collection of his memorabilia of more than 1,000 items through Julien's Auction House. On the eve of the first public exhibit, Jackson canceled the action after earning between $200 million to $300 million of initial sales from a series of concerts to be held in London.[270][246]
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In March 2009, amid speculation about his finances and health, Jackson announced a series of comeback concerts, This Is It, at a press conference at The O2 Arena.[271] The shows were to be his first major concerts since the HIStory World Tour that ended in 1997. Jackson suggested he would retire after the shows. The initial plan was for 10 concerts in London, followed by shows in Paris, New York City and Mumbai. Randy Phillips, president and chief executive of AEG Live, predicted the first 10 dates would earn Jackson £50 million.[272] The London residency was increased to 50 dates after record-breaking ticket sales; over one million were sold in less than two hours.[273] The concerts were to run from July 13, 2009 to March 6, 2010. Jackson rehearsed in Los Angeles in the weeks leading up to the tour under the direction of choreographer Kenny Ortega, whom he worked with during his previous tours. Most rehearsals took place at the Staples Center owned by AEG.[274]
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On June 25, 2009, less than three weeks before the first This Is It show was due to begin in London, with all concerts sold out, Jackson died from a cardiac arrest.[275] Conrad Murray, his personal physician, had given Jackson various medications to help him sleep at his rented mansion in Holmby Hills, Los Angeles. Paramedics received a 911 call at 12:22 pm Pacific time (19:22 UTC), and arrived three minutes later.[276][277] Jackson was not breathing and CPR was performed.[278] Resuscitation efforts continued en route to Ronald Reagan UCLA Medical Center, and for more than an hour after arriving there, but were unsuccessful,[279][280] and he was pronounced dead at 2:26 pm Pacific time (21:26 UTC).[281][282]
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Jackson had taken propofol, lorazepam, and midazolam;[283] his death was caused by a propofol overdose.[284][280] News of his death spread quickly online, causing websites to slow down and crash from user overload,[285] and putting unprecedented strain[286] on services and websites including Google,[287] AOL Instant Messenger,[286] Twitter, and Wikipedia.[287] Overall, web traffic rose by between 11% and 20%.[288][289] MTV and BET aired marathons of Jackson's music videos.[290] Jackson specials aired on television stations around the world.[291] MTV briefly returned to its original music video format,[9] and aired hours of Jackson's music videos, with live news specials featuring reactions from MTV personalities and other celebrities.[292]
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Jackson's memorial was held on July 7, 2009, at the Staples Center in Los Angeles, preceded by a private family service at Forest Lawn Memorial Park's Hall of Liberty. Over 1.6 million fans applied for tickets to the memorial; the 8,750 recipients were drawn at random, and each received two tickets.[293] The memorial service was one of the most watched events in streaming history,[294] with an estimated US audience of 31.1 million.[295]
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Mariah Carey, Stevie Wonder, Lionel Richie, Jennifer Hudson, and Shaheen Jafargholi performed at the event. Smokey Robinson and Queen Latifah gave eulogies.[296] Al Sharpton received a standing ovation with cheers when he told Jackson's children, "Wasn't nothing strange about your daddy. It was strange what your daddy had to deal with. But he dealt with it anyway."[297] Jackson's 11-year-old daughter Paris Katherine, speaking publicly for the first time, wept as she addressed the crowd.[298][299] The Rev. Lucious Smith provided a closing prayer.[300] Jackson's body was entombed on September 3, 2009, at Forest Lawn Memorial Park in Glendale, California.[301]
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In August 2009, the Los Angeles County Coroner ruled that Jackson's death was a homicide.[302][303] Law enforcement officials charged Murray with involuntary manslaughter on February 8, 2010.[304]
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On June 25, 2010, the first anniversary of Jackson's death, fans, family and friends visited Jackson's star on the Hollywood Walk of Fame, his family home, and Forest Lawn Memorial Park. Many left tributes at the sites.[305][306]
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Murray's trial took place from September 27 to November 7, 2011, and he was found guilty of involuntary manslaughter[307] and held without bail to await sentencing.[308] 22 days after the trial ended, Murray received the maximum sentence of four years in prison.[309] He was released on October 28, 2013[310] due to California prison overcrowding and good behavior.[311]
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At the 2009 American Music Awards, Jackson won four posthumous awards, including two for his compilation album Number Ones, bringing his total American Music Awards to 26.[312][313] In the year after his death, more than 8.2 million of Jackson's albums sold in the US, and 35 million albums worldwide, more than any other artist in 2009.[314][315] He became the first artist to sell one million music downloads in a week, with 2.6 million song downloads. Thriller, Number Ones and The Essential Michael Jackson became the first catalog albums to outsell any new album.[316] Jackson also became the first artist to have four of the top 20 best-selling albums in a single year in the US.[314]
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On March 16, 2010, following the surge in sales, Sony Music signed a $250 million deal with the Jackson estate to extend their distribution rights to Jackson's back catalog until at least 2017; it had been due to expire in 2015. It was the most expensive music contract for a single artist in history.[317][318] They also agreed to release ten albums of previously unreleased material and new collections of released work.[317][319] In 2017, Sony Music Entertainment extended its deal with the estate;[320] that July, a Los Angeles court awarded Jones $9.4 million of disputed royalty payments for Off the Wall, Thriller and Bad.[54] In July 2018, Sony/ATV bought the estate's stake in EMI for $287.5 million.[321]
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In 2014, Jackson became the first artist to have a top ten single in the Billboard Hot 100 in five different decades.[322] In December 2015, Thriller was certified for 30 million shipments by the RIAA, one of only two albums to do so in the US.[4] A year later, it was certified at 33× platinum, after Soundscan added streams and audio downloads to album certifications.[323][nb 3]
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The first posthumous Jackson song, "This Is It", co-written in the 1980s with Paul Anka, was released in October 2009. The surviving Jackson brothers reunited to record backing vocals.[325] On October 28, 2009, Sony released a documentary film about the rehearsals, Michael Jackson's This Is It.[326] Despite a limited two-week engagement, it became the highest-grossing documentary or concert film ever, with earnings of more than $260 million worldwide.[327] Jackson's estate received 90% of the profits.[328] The film was accompanied by a compilation album of the same name.[329] In late 2010, Sony released the first posthumous album, Michael and the promotional single "Breaking News". Jackson collaborator Will.i.am expressed “disgust” regarding the posthumous album, Michael, explaining that Jackson was such a perfectionist that he would not release them without his approval.[330]
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Video game developer Ubisoft released a music video game featuring Jackson for the 2010 holiday season, Michael Jackson: The Experience; it was among the first games to use Kinect and PlayStation Move, the motion-detecting camera systems for Xbox 360 and PlayStation 3 respectively.[331] Xscape, an album of unreleased material, was released on May 13, 2014.[332] Later that year, Queen released a duet recorded with Jackson and Freddie Mercury in the 1980s.[68] A compilation album, Scream, was released on September 29, 2017.[333]
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In October 2011, the theater company Cirque du Soleil launched Michael Jackson: The Immortal World Tour, a $57-million production,[334] in Montreal, with a permanent show resident in Las Vegas.[335] A larger and more theatrical Cirque show, Michael Jackson: One, designed for residency at the Mandalay Bay resort in Las Vegas, opened on May 23, 2013 in a renovated theater.[336][337] A jukebox musical, Don't Stop 'Til You Get Enough, is due to debut on Broadway in mid-2020.[338] The musical is directed and choreographed by Christopher Wheeldon and features a book by Lynn Nottage.[339] A developmental lab for the musical was delayed and a pre-Broadway run in Chicago was canceled in the wake of the renewed claims of child sexual abuse.[338][340][341]
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In April 2011, Mohamed Al-Fayed, chairman of Fulham Football Club, unveiled a statue of Jackson outside the club stadium, Craven Cottage.[342] It was moved to the National Football Museum in Manchester in May 2014,[343] then removed from display in March 2019 following renewed sexual assault allegations.[344]
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In 2012, in an attempt to end a family dispute, Jackson's brother Jermaine retracted his signature on a public letter criticizing executors of Jackson's estate and his mother's advisers over the legitimacy of his brother's will.[345] T.J. Jackson, son of Tito Jackson, was given co-guardianship of Michael Jackson's children after false reports of Katherine Jackson going missing.[346]
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A duet between Jackson and Justin Timberlake titled "Love Never Felt So Good" was released in 2014, which made him the first artist to have a top 10 single on the US Billboard Hot 100 in five different decades when the single reached number 9.[347]
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In November 2019, it was reported that a Jackson biopic, produced by Bohemian Rhapsody (2018) producer Graham King, was in the works, with the screenplay written by John Logan. Jackson's estate granted King the rights to his music and will work with King.[348]
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In 2013, choreographer Wade Robson filed a lawsuit alleging that Jackson had sexually abused him for seven years, beginning when he was seven years old.[349] In 2014, a case was filed by James Safechuck, alleging sexual abuse over a four-year period from the age of ten.[350][351][352] Both had testified in Jackson's defense during the 1993 allegations; Robson did so again in 2005.[353][354] In 2015, Robson's case against Jackson's estate was dismissed on the grounds of being filed too late. Safechuck's claim was also time barred.[355] In 2017, it was ruled that Jackson's corporations could not be held accountable for his alleged past actions.[356][357] Robson and Safechuck's lawsuits are currently on appeal.[358]
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Robson and Safechuck's allegations became the subject of the documentary Leaving Neverland released in March 2019.[359] The documentary covered their allegations of Jackson sexually abusing them in graphic detail, saying Jackson abused them "hundreds of times."[360] Radio stations in New Zealand, Canada, the UK and the Netherlands removed Jackson's music from their playlists.[340][361][362] Jackson's family condemned the film as a "public lynching."[363] The Jackson estate released a statement calling the film a "tabloid character assassination [Jackson] endured in life, and now in death".[364] The film drew criticism from Jackson fans. Close associates of Jackson, such as Corey Feldman, Aaron Carter, Brett Barnes, and Macaulay Culkin, said that Jackson had not molested them.[365][366][367]
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At the same time, Jackson's albums rose in the charts following the documentary. Number Ones jumped to No. 23 in the UK iTunes charts. The Essential Michael Jackson climbed to No. 76; Thriller climbed to No. 133 and Bad to No. 142.[368] Billboard senior editor Gail Mitchell said she and a colleague interviewed about thirty music executives who believed Jackson's legacy could withstand the controversy.[369]
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On February 21, the Jackson estate sued HBO for breaching a non-disparagement clause from a 1992 contract. The suit sought to compel HBO to participate in a non-confidential arbitration that could result in $100 million or more in damages rewarded to the estate.[370] HBO said they did not breach a contract and filed an anti-SLAPP motion against the estate. On September 20, Judge George H. Wu denied HBO's motion to dismiss the case, allowing the Jackson estate to arbitrate.[371]
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In the fourth quarter of 2019, some New Zealand and Canadian radio stations re-added some of Jackson's music to their playlists, citing "positive listener survey results".[372][373]
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Jackson has been referred to as the "King of Pop" because he transformed the art of music videos and paved the way for modern pop music. For much of Jackson's career, he had an unparalleled worldwide influence over the younger generation.[204] His influence extended beyond the music industry; he impacted dance, led fashion trends, and raised awareness for global affairs.[374] Jackson's music and videos fostered racial diversity in MTV's roster and steered its focus from rock to pop music and R&B, shaping the channel into a form that proved enduring.[42] In songs such as "Man in the Mirror", "Black or White", Heal the World, "Earth Song" and "They Don't Care About Us", Jackson's music emphasized racial integration and environmentalism and protested injustice.[375][376] He is recognized as the Most Successful Entertainer of All Time by Guinness World Records.[377][378] He is considered one of the most significant cultural icons of the 20th century,[379] and his contributions to music, dance, and fashion, along with his publicized personal life, made him a global figure in popular culture for over four decades.[380][381][382]
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"Trying to trace Michael Jackson's influence on the pop stars that followed him is like trying to trace the influence of oxygen and gravity. So vast, far-reaching and was his impact — particularly in the wake of Thriller's colossal and heretofore unmatched commercial success — that there weren't a whole lot of artists who weren't trying to mimic some of the Jackson formula." — J. Edward Keyes of Rolling Stone[383]
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Danyel Smith, chief content officer of Vibe Media Group and the editor-in-chief of Vibe, described Jackson as "the Greatest Star".[384] Steve Huey of AllMusic called him "an unstoppable juggernaut, possessed of all the skills to dominate the charts seemingly at will: an instantly identifiable voice, eye-popping dance moves, stunning musical versatility and loads of sheer star power".[8] BET said Jackson was "quite simply the greatest entertainer of all time" and someone who "revolutionized the music video and brought dances like the moonwalk to the world. Jackson's sound, style, movement and legacy continues to inspire artists of all genres."[385]
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In 1984, Time pop critic Jay Cocks wrote that "Jackson is the biggest thing since the Beatles. He is the hottest single phenomenon since Elvis Presley. He just may be the most popular black singer ever." He described Jackson as a "star of records, radio, rock video. A one-man rescue team for the music business. A songwriter who sets the beat for a decade. A dancer with the fanciest feet on the street. A singer who cuts across all boundaries of taste and style, and color too."[86] In 2003, Daily Telegraph writer Tom Utley described Jackson as "extremely important" and a "genius".[386] In 2007, Jackson said: "Music has been my outlet, my gift to all of the lovers in this world. Through it, my music, I know I will live forever."[387] At Jackson's memorial service on July 7, 2009, Motown founder Berry Gordy called Jackson "the greatest entertainer that ever lived".[388][389] In a June 28, 2009 Baltimore Sun article, Jill Rosen wrote that Jackson's legacy influenced fields including sound, dance, fashion, music videos and celebrity.[390]
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Pop critic Robert Christgau wrote that Jackson's work from the 1970s to the early 1990s showed "immense originality, adaptability, and ambition" with "genius beats, hooks, arrangements, and vocals (though not lyrics)", music that "will stand forever as a reproach to the puritanical notion that pop music is slick or shallow and that's the end of it". During the 1990s, as Jackson lost control of his "troubling life", his music suffered and began to shape "an arc not merely of promise fulfilled and outlived, but of something approaching tragedy: a phenomenally ebullient child star tops himself like none before, only to transmute audibly into a lost weirdo".[391] In the 2000s, Christgau wrote: "Jackson's obsession with fame, his grotesque life magnified by his grotesque wealth, are such an offense to rock aesthetes that the fact that he's a great musician is now often forgotten".[392]
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Jackson was influenced by musicians including James Brown, Little Richard, Jackie Wilson, Diana Ross, Fred Astaire, Sammy Davis Jr., Gene Kelly,[393] and David Ruffin.[394] Little Richard had a substantial influence on Jackson,[395] but Brown was his greatest inspiration; he later said that as a small child, his mother would waken him whenever Brown appeared on television. Jackson described being "mesmerized".[396]
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Jackson's vocal technique was influenced by Diana Ross; his use of the oooh interjection from a young age was something Ross had used on many of her songs with the Supremes.[397] She was a mother figure to him, and he often watched her rehearse.[398] He said he had learned a lot from watching how she moved and sang, and that she had encouraged him to have confidence in himself.[399]
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Choreographer David Winters, who met Jackson while choreographing the 1971 Diana Ross TV special Diana!, said that Jackson watched the musical West Side Story almost every week, and it was his favorite film; he paid tribute to it in "Beat It" and the "Bad" video.[400][401][402]
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Jackson sang from childhood, and over time his voice and vocal style changed. Between 1971 and 1975, his voice descended from boy soprano to high tenor.[403] He was known for his vocal range.[404] With the arrival of Off the Wall in the late 1970s, Jackson's abilities as a vocalist were well regarded; Rolling Stone compared his vocals to the "breathless, dreamy stutter" of Stevie Wonder, and wrote that "Jackson's feathery-timbred tenor is extraordinarily beautiful. It slides smoothly into a startling falsetto that's used very daringly."[405] By the time of 1982's Thriller, Rolling Stone wrote that Jackson was singing in a "fully adult voice" that was "tinged by sadness".[406]
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The turn of the 1990s saw the release of the introspective album Dangerous. The New York Times noted that on some tracks, "he gulps for breath, his voice quivers with anxiety or drops to a desperate whisper, hissing through clenched teeth" and he had a "wretched tone". When singing of brotherhood or self-esteem the musician would return to "smooth" vocals.[407] Of Invincible, Rolling Stone wrote that, at 43, Jackson still performed "exquisitely voiced rhythm tracks and vibrating vocal harmonies".[408] Joseph Vogel notes Jackson's ability to use non-verbal sounds to express emotion.[409] Neil McCormick wrote that Jackson's unorthodox singing style "was original and utterly distinctive".[410]
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Jackson had no formal music training and could not read or write music notation. He is credited for playing guitar, keyboard and drums, but was not proficient in them.[411] When composing, he recorded ideas by beatboxing and imitating instruments vocally.[411] Describing the process, he said: "I'll just sing the bass part into the tape recorder. I'll take that bass lick and put the chords of the melody over the bass lick and that's what inspires the melody." Engineer Robert Hoffman recalled Jackson dictating a guitar chord note by note and singing string arrangements part by part into a cassette recorder.[411]
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Jackson explored genres including pop,[8][412] soul,[8][148] rhythm and blues,[412] funk,[413] rock,[412][413] disco,[414] post-disco,[413] dance-pop[415] and new jack swing.[8] Steve Huey of AllMusic wrote that Thriller refined the strengths of Off the Wall; the dance and rock tracks were more aggressive, while the pop tunes and ballads were softer and more soulful.[8] Its tracks included the ballads "The Lady in My Life", "Human Nature", and "The Girl Is Mine",[416][406][417] the funk pieces "Billie Jean" and "Wanna Be Startin' Somethin'",[416][406] and the disco set "Baby Be Mine" and "P.Y.T. (Pretty Young Thing)".[417]
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With Off the Wall, Jackson's "vocabulary of grunts, squeals, hiccups, moans, and asides" vividly showed his maturation into an adult, Robert Christgau wrote in Christgau's Record Guide: Rock Albums of the Seventies (1981). The album's title track suggested to the critic a parallel between Jackson and Stevie Wonder's "oddball" music personas: "Since childhood his main contact with the real world has been on stage and in bed."[418] With Thriller, Christopher Connelly of Rolling Stone commented that Jackson developed his long association with the subliminal theme of paranoia and darker imagery.[406] AllMusic's Stephen Thomas Erlewine noted this on the songs "Billie Jean" and "Wanna Be Startin' Somethin'".[416] In "Billie Jean", Jackson depicts an obsessive fan who alleges he has fathered her child,[8] and in "Wanna Be Startin' Somethin'" he argues against gossip and the media.[406] "Beat It" decried gang violence in a homage to West Side Story, and was Jackson's first successful rock cross-over piece, according to Huey.[8][39] He also observed that the title track "Thriller" began Jackson's interest with the theme of the supernatural, a topic he revisited in subsequent years. In 1985, Jackson co-wrote the charity anthem "We Are the World"; humanitarian themes later became a recurring theme in his lyrics and public persona.[8]
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In Bad, Jackson's concept of the predatory lover is seen on the rock song "Dirty Diana".[423] The lead single "I Just Can't Stop Loving You" is a traditional love ballad, and "Man in the Mirror" is a ballad of confession and resolution. "Smooth Criminal" is an evocation of bloody assault, rape and likely murder.[131] AllMusic's Stephen Thomas Erlewine states that Dangerous presents Jackson as a paradoxical person.[424] The first half of the record is dedicated to new jack swing, including songs like "Jam" and "Remember the Time". It was the first Jackson album in which social ills became a primary theme; "Why You Wanna Trip on Me", for example, protests world hunger, AIDS, homelessness and drugs. Dangerous contains sexually charged songs such as "In the Closet". The title track continues the theme of the predatory lover and compulsive desire. The second half includes introspective, pop-gospel anthems such as "Will You Be There", "Heal the World" and "Keep the Faith".[407] In the ballad "Gone Too Soon", Jackson gives tribute to Ryan White and the plight of those with AIDS.[425]
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HIStory creates an atmosphere of paranoia.[426] In the new jack swing-funk rock tracks "Scream" and "Tabloid Junkie", and the R&B ballad "You Are Not Alone", Jackson retaliates against the injustice and isolation he feels, and directs his anger at the media.[427] In the introspective ballad "Stranger in Moscow", Jackson laments his "fall from grace"; "Earth Song", "Childhood", "Little Susie" and "Smile" are operatic pop songs.[426][427] In the "D.S.", Jackson launched a verbal attack against the lawyer Tom Sneddon, who had prosecuted him in both child sexual abuse cases. He describes Sneddon as an antisocial white supremacist who wanted to "get my ass, dead or alive". Sneddon said he had not listened to the song.[428] Invincible was produced by Rodney Jerkins.[8] It includes urban soul tracks such as "Cry" and "The Lost Children", ballads such as "Speechless", "Break of Dawn", and "Butterflies" and mixes hip hop, pop, and R&B in "2000 Watts", "Heartbreaker" and "Invincible".[429][430]
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Jackson released "Thriller", a 14-minute music video directed by John Landis, in 1983.[431] The zombie-themed video "defined music videos and broke racial barriers" on MTV, which had launched two years earlier.[42] Before Thriller, Jackson struggled to receive coverage on MTV, allegedly because he was African American.[432] Pressure from CBS Records persuaded MTV to start showing "Billie Jean" and later "Beat It", which led to a lengthy partnership with Jackson, and helped other black music artists gain recognition.[433] The popularity of his videos on MTV helped the relatively new channel's viewing figures, and MTV's focus shifted toward pop and R&B.[433][434] His performance on Motown 25: Yesterday, Today, Forever changed the scope of live stage shows, making it acceptable for artists to lip-sync to music video on stage.[435] The choreography in Thriller has been copied in Indian films and prisons in the Philippines.[436] Thriller marked an increase in scale for music videos, and was named the most successful music video ever by the Guinness World Records.[202]
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In "Bad"'s 19-minute video—directed by Martin Scorsese—Jackson used sexual imagery and choreography, and touched his chest, torso and crotch. When asked by Winfrey in the 1993 interview about why he grabbed his crotch, he said it was spontaneously compelled by the music. Time magazine described the "Bad" video as "infamous". It featured Wesley Snipes; Jackson's later videos often featured famous cameo roles.[437][438] For the "Smooth Criminal" video, Jackson experimented with leaning forward at a 45 degree angle, beyond the performer's center of gravity. To accomplish this live, Jackson and designers developed a special shoe to lock the performer's feet to the stage, allowing them to lean forward. They were granted U.S. Patent 5,255,452 for the device.[439] The video for "Leave Me Alone" was not officially released in the US, but in 1989 was nominated for three Billboard Music Video Awards[440] and won a Golden Lion Award for its special effects. It won a Grammy for Best Music Video, Short Form.[61]
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He received the MTV Video Vanguard Award in 1988; in 2001 the award was renamed in his honor.[441] The "Black or White" video simultaneously premiered on November 14, 1991, in 27 countries with an estimated audience of 500 million people, the largest audience ever for a music video at the time.[162] Along with Jackson, it featured Macaulay Culkin, Peggy Lipton, and George Wendt. It helped introduce morphing to music videos.[442] It was controversial for scenes in which Jackson rubs his crotch, vandalizes cars, and throws a garbage can through a storefront. He apologized and removed the final scene of the video.[152]
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"In the Closet" featured Naomi Campbell in a courtship dance with Jackson.[443] "Remember the Time" was set in ancient Egypt, and featured Eddie Murphy, Iman, and Magic Johnson.[444] The video for "Scream", directed by Mark Romanek and production designer Tom Foden, gained a record 11 MTV Video Music Award Nominations, and won "Best Dance Video", "Best Choreography", and "Best Art Direction".[445] The song and its video are Jackson's response to being accused of child molestation in 1993.[446] A year later, it won a Grammy for Best Music Video, Short Form. It has been reported as the most expensive music video ever made, at $7 million;[447] Romanek has contradicted this.[448] The "Earth Song" video was nominated for the 1997 Grammy for Best Music Video, Short Form.[449]
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Michael Jackson's Ghosts, a short film written by Jackson and Stephen King and directed by Stan Winston, premiered at the 1996 Cannes Film Festival. At over 38 minutes long, it held the Guinness world record for the longest music video until 2013, when it was eclipsed by Pharrell Williams' "Happy".[450] The 2001 video for "You Rock My World" lasts over 13 minutes, was directed by Paul Hunter, and features Chris Tucker and Marlon Brando.[451] It won an NAACP Image Award for Outstanding Music Video in 2002.[452]
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In December 2009, the Library of Congress selected "Thriller" as the only music video to be preserved in the National Film Registry, as a work of "enduring importance to American culture".[453][454] Huey wrote that Jackson transformed the music video into an art form and a promotional tool through complex story lines, dance routines, special effects and famous cameos, while breaking down racial barriers.[8]
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Jackson's estimated sales of over 350 million records worldwide[455][Note 1] make him the best-selling pop act of all time and the third-best-selling music artist in history.[456] He had 13 number-one singles in the US in his solo career—more than any other male artist in the Hot 100 era.[457] He was invited and honored by a President of the United States at the White House three times. In 1984, he was honored with a "Presidential Public Safety Commendation" award by Ronald Reagan for his humanitarian endeavors.[458] In 1990, he was honored as the "Artist of the Decade" by George H. W. Bush.[459] In 1992, he was honored as a "Point of Light Ambassador" by Bush for inviting disadvantaged children to his Neverland Ranch.[460]
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Jackson won hundreds of awards, more than any other popular music recording artist.[461] His awards include 39 Guinness World Records, including the Most Successful Entertainer of All Time,[377][378] 13 Grammy Awards,[462] as well as the Grammy Legend Award[463] and the Grammy Lifetime Achievement Award,[464] and a record 26 American Music Awards, including the "Artist of the Century" and "Artist of the 1980s".[220] He also was honored with the World Music Awards' Best-Selling Pop Male Artist of the Millennium and the Bambi Pop Artist of the Millennium Award.[465] Jackson was inducted onto the Hollywood Walk of Fame in 1980 as a member of the Jacksons, and in 1984 as a solo artist. He was inducted to the Rock and Roll Hall of Fame and Vocal Group Hall of Fame as a member of The Jackson 5 in 1997 and 1999,[466] respectively, and again as a solo artist in 2001.[467] In 2002 he was added to the Songwriters Hall of Fame.[468] In 2010, Jackson was the first recording artist to be inducted into the Dance Hall of Fame,[469] and in 2014 he was posthumously inducted into the Rhythm and Blues Music Hall of Fame.[470]
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Jackson received an Honorary Doctorate of Humane Letters from Fisk University in 1988.[471] In 1992, he was invested as a titular king of Sanwi, a traditional kingdom located in the south-east of Ivory Coast.[472] In July 2009, the Lunar Republic Society named a crater on the Moon after Jackson.[473] In August, for what would have been Jackson's 51st birthday, Google dedicated their Google Doodle to him.[474] In December, the American Film Institute recognized Jackson's death as a "moment of significance".[475] In 2010, two university librarians found that there were references to Jackson in academic writing on music, popular culture, chemistry and other topics.[476][477] On December 19, 2014, the British Council of Cultural Relations deemed Jackson's life one of the 80 most important cultural moments of the 20th century.[478] World Vitiligo Day has been celebrated on June 25, the anniversary of Jackson's death, to raise awareness of the auto-immune disorder that Jackson suffered from.[479] On December 29, 2009, the American Film Institute recognized Jackson's death as a "moment of significance".[480]
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In 1989, Jackson's annual earnings from album sales, endorsements, and concerts were estimated at $125 million.[202] Forbes placed Jackson's annual income at $35 million in 1996 and $20 million in 1997.[481] Estimates of Jackson's net worth during his life range from negative $285 million to positive $350 million for 2002, 2003 and 2007.[482][483] Forbes reported in August 2018 that Jackson's total career pretax earnings in life and death were $4.2 billion.[484][485] Sales of his recordings through Sony's music unit earned him an estimated $300 million in royalties. He may have earned another $400 million from concerts, music publishing (including his share of the Beatles catalog), endorsements, merchandising and music videos.[486]
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In 2013, the executors of Jackson's estate filed a petition in the United States Tax Court as a result of a dispute with the Internal Revenue Service (IRS) over US federal estate taxes.[487] The executors claim that it was worth about $7 million, the IRS that it was worth over $1.1 billion. In February 2014, the IRS reported that Jackson's estate owed $702 million; $505 million in taxes, and $197 million in penalties.[488] A trial was held from February 6 to 24, 2017,[489] and a decision was still pending as of 2020.[490]
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In 2016, Forbes estimated annual gross earnings by the Jackson Estate at $825 million, the largest ever recorded for a celebrity, mostly due to the sale of the Sony/ATV catalog.[491] In 2018 the figure was $400 million.[492] It was the eighth year since his death that Jackson's annual earnings were reported to be over $100 million, thus bringing Jackson's postmortem total to $2.4 billion.[493] In 2019, Forbes recognized Jackson as the top-earning dead celebrity each year since his death except 2012.[494]
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Marseille (/mɑːrˈseɪ/ mar-SAY, also spelled in English as Marseilles; French: [maʁsɛj] (listen), locally [maʁˈsɛjə] (listen); Occitan: Marselha [maʀˈsejɔ, -ˈsijɔ]) is the prefecture of the department of Bouches-du-Rhône and region of Provence-Alpes-Côte d'Azur in France. It is located on the Mediterranean coast near the mouth of the Rhône. Marseille is the second largest city in France, covering an area of 241 km2 (93 sq mi) and had a population of 870,018 in 2016.[5] Its metropolitan area, which extends over 3,173 km2 (1,225 sq mi) is the third-largest in France after those of Paris and Lyon, with a population of 1,831,500 as of 2010.[3]
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It was known to the ancient Greeks as Massalia (Greek: Μασσαλία, romanized: Massalía) and Romans as Massilia.[6][7] Marseille is now France's largest city on the Mediterranean coast and the largest port for commerce, freight and cruise ships. The city was European Capital of Culture in 2013 and European Capital of Sport in 2017; it hosted matches at the 1998 World Cup and Euro 2016. It is home to Aix-Marseille University.
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Marseille is the second-largest metropolitan area in France after Paris. To the east, starting in the small fishing village of Callelongue on the outskirts of Marseille and stretching as far as Cassis, are the Calanques, a rugged coastal area interspersed with small fjord-like inlets. Farther east still are the Sainte-Baume (a 1,147 m (3,763 ft) mountain ridge rising from a forest of deciduous trees), the city of Toulon and the French Riviera. To the north of Marseille, beyond the low Garlaban and Etoile mountain ranges, is the 1,011 m (3,317 ft) Mont Sainte Victoire. To the west of Marseille is the former artists' colony of l'Estaque; farther west are the Côte Bleue, the Gulf of Lion and the Camargue region in the Rhône delta. The airport lies to the north west of the city at Marignane on the Étang de Berre.[8]
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The city's main thoroughfare (the wide boulevard called the Canebière) stretches eastward from the Old Port to the Réformés quarter. Two large forts flank the entrance to the Old Port—Fort Saint-Nicolas on the south side and Fort Saint-Jean on the north. Farther out in the Bay of Marseille is the Frioul archipelago which comprises four islands, one of which, If, is the location of Château d'If, made famous by the Dumas novel The Count of Monte Cristo. The main commercial centre of the city intersects with the Canebière at Rue St Ferréol and the Centre Bourse (one of the city's main shopping malls). The centre of Marseille has several pedestrianised zones, most notably Rue St Ferréol, Cours Julien near the Music Conservatory, the Cours Honoré-d'Estienne-d'Orves off the Old Port and the area around the Hôtel de Ville. To the south east of central Marseille in the 6th arrondissement are the Prefecture and the monumental fountain of Place Castellane, an important bus and metro interchange. To the south west are the hills of the 7th and 8th arrondissements, dominated by the basilica of Notre-Dame de la Garde. Marseille's main railway station—Gare de Marseille Saint-Charles—is north of the Centre Bourse in the 1st arrondissement; it is linked by the Boulevard d'Athènes to the Canebière.[8]
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Marseille was a Gauls port center that became the Greek colony of Massalia circa 600 BC, and was populated by Greeks settlers from Phocaea (modern Foça, Turkey). It became the preeminent Greek polis in the Hellenized region of southern Gaul.[9] The city-state sided with the Roman Republic against Carthage during the Second Punic War (218–201 BC), retaining its independence and commercial empire throughout the western Mediterranean even as Rome expanded into Western Europe and North Africa. However, the city lost its independence following the Roman Siege of Massilia in 49 BC, during Caesar's Civil War, in which Massalia sided with the exiled faction at war with Julius Caesar. Afterward the Gallo-Roman culture was initiated.
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Marseille continued to prosper as a Gallo-Roman city, becoming an early center of Christianity during the Western Roman Empire. The city maintained its position as a premier maritime trading hub even after its capture by the Visigoths in the 5th century AD, although the city went into decline following the sack of 739 AD by the forces of Charles Martel. It became part of the County of Provence during the 10th century, although its renewed prosperity was curtailed by the Black Death of the 14th century and sack of the city by the Crown of Aragon in 1423. The city's fortunes rebounded with the ambitious building projects of René of Anjou, Count of Provence, who strengthened the city's fortifications during the mid-15th century. During the 16th century the city hosted a naval fleet with the combined forces of the Franco-Ottoman alliance, which threatened the ports and navies of Genoa and the Holy Roman Empire.
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Marseille lost a significant portion of its population during the Great Plague of Marseille in 1720, but the population had recovered by mid-century. In 1792 the city became a focal point of the French Revolution and though France's national anthem was born in Strasbourg, it was first sang in Paris by volunteers from Marseille, hence the name the crowd gave it: La Marseillaise. The Industrial Revolution and establishment of the French Empire during the 19th century allowed for further expansion of the city, although it was occupied by the German Wehrmacht in November 1942 and subsequently heavily damaged during World War II. The city has since become a major center for immigrant communities from former French colonies, such as French Algeria.
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Marseille is a major French centre for trade and industry, with excellent transportation infrastructure (roads, sea port and airport). Marseille Provence Airport is the fourth largest in France. In May 2005, the French financial magazine L'Expansion named Marseille the most dynamic of France's large cities, citing figures showing that 7,200 companies had been created in the city since 2000.[10] Marseille is also France's second largest research centre with 3,000 research scientists within Aix Marseille University.[citation needed]
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As of 2014[update], the Marseille metropolitan area had a GDP amounting to $60.3 billion, or $36,127 per capita (purchasing power parity).[11]
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Historically, the economy of Marseille was dominated by its role as a port of the French Empire, linking the North African colonies of Algeria, Morocco and Tunisia with Metropolitan France. The Old Port was replaced as the main port for trade by the Port de la Joliette during the Second Empire and now contains restaurants, offices, bars and hotels and functions mostly as a private marina. The majority of the port and docks, which experienced decline in the 1970s after the oil crisis, have been recently redeveloped with funds from the European Union. Fishing remains important in Marseille and the food economy of Marseille is fed by the local catch; a daily fish market is still held on the Quai des Belges of the Old Port.
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The economy of Marseille and its region is still linked to its commercial port, the first French port and the fifth European port by cargo tonnage, which lies north of the Old Port and eastern in Fos-sur-Mer. Some 45,000 jobs are linked to the port activities and it represents 4 billion euros added value to the regional economy.[12] 100 million tons of freight pass annually through the port, 60% of which is petroleum, making it number one in France and the Mediterranean and number three in Europe. However, in the early 2000s, the growth in container traffic was being stifled by the constant strikes and social upheaval.[13] The port is among the 20th firsts in Europe for container traffic with 1,062,408 TEU and new infrastructures have already raised the capacity to 2M TEU.[14] Petroleum refining and shipbuilding are the principal industries, but chemicals, soap, glass, sugar, building materials, plastics, textiles, olive oil, and processed foods are also important products.[citation needed] Marseille is connected with the Rhône via a canal and thus has access to the extensive waterway network of France. Petroleum is shipped northward to the Paris basin by pipeline. The city also serves as France's leading centre of oil refining.
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In recent years, the city has also experienced a large growth in service sector employment and a switch from light manufacturing to a cultural, high-tech economy.[citation needed] The Marseille region is home to thousands of companies, 90% of which are small and medium enterprises with less than 500 employees.[15][full citation needed] Among the most famous ones are CMA CGM, container-shipping giant; Compagnie maritime d'expertises (Comex), world leader in sub-sea engineering and hydraulic systems; Airbus Helicopters, an Airbus division; Azur Promotel, an active real estate development company; La Provence, the local daily newspaper; RTM, Marseille's public transport company; and Société Nationale Maritime Corse Méditerranée (SNCM), a major operator in passenger, vehicle and freight transportation in the Western Mediterranean. The urban operation Euroméditerranée has developed a large offer of offices and thus Marseille hosts one of the main business district in France.
|
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+
|
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+
Marseille is the home of three main technopoles: Château-Gombert (technological innovations), Luminy (biotechnology) and La Belle de Mai (17,000 sq.m. of offices dedicated to multimedia activities).[16][17]
|
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+
|
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+
The port is also an important arrival base for millions of people each year, with 2.4 million including 890,100 from cruise ships.[12]
|
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+
With its beaches, history, architecture and culture (24 museums and 42 theatres), Marseille is one of the most visited cities in France, with 4.1 million visitors in 2012.[18]
|
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+
Marseille is ranked 86th in the world for business tourism and events, advancing from the 150th spot one year before.[citation needed] The number of congress days hosted on its territory increased from 109,000 in 1996 to almost 300,000 in 2011.[citation needed]
|
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+
|
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+
They take place in three main sites, the Palais du Pharo, Palais des Congrès et des Expositions (Parc Chanot) and World Trade Center.[19] In 2012 Marseille hosted the World Water Forum.
|
33 |
+
Several urban projects have been developed to make Marseille attractive. Thus new parks, museums, public spaces and real estate projects aim to improve the city's quality of life (Parc du 26e Centenaire, Old Port of Marseille,[20] numerous places in Euroméditerranée) to attract firms and people. Marseille municipality acts to develop Marseille as a regional nexus for entertainment in the south of France with high concentration of museums, cinemas, theatres, clubs, bars, restaurants, fashion shops, hotels, and art galleries.
|
34 |
+
|
35 |
+
Unemployment in the economy fell from 20% in 1995 to 14% in 2004.[21] However, Marseille unemployment rate remains higher than the national average. In some parts of Marseille, youth unemployment is reported to be as high as 40%.[22]
|
36 |
+
|
37 |
+
The city of Marseille is divided into 16 municipal arrondissements, which are themselves informally divided into 111 neighbourhoods (French: quartiers). The arrondissements are regrouped in pairs, into 8 sectors, each with a mayor and council (like the arrondissements in Paris and Lyon).[23] Municipal elections are held every six years and are carried out by sector. There are 303 councilmembers in total, two-thirds sitting in the sector councils and one third in the city council.
|
38 |
+
|
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+
The 9th arrondissement of Marseille is the largest in terms of area because it comprises parts of Calanques National Park. With a population of 89,316 (2007), the 13th arrondissement of Marseille is the most populous one.
|
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+
|
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+
From 1950 to the mid-1990s, Marseille was a Socialist (PS) and Communist (PCF) stronghold. Gaston Defferre (PS) was consecutively reelected six times as Mayor of Marseille from 1953 until his death in 1986. He was succeeded by Robert Vigouroux of the European Democratic and Social Rally (RDSE). Jean-Claude Gaudin of the right-wing UMP was elected Mayor of Marseille in 1995. Gaudin was reelected in 2001, 2008 and 2014.
|
42 |
+
|
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+
In recent years, the Communist Party has lost most of its strength in the northern boroughs of the city, whereas the National Front has received significant support. At the last municipal election in 2014, Marseille was divided between the northern arrondissements dominated by the left (PS) and far-right (FN) and the southern part of town dominated by the right-wing (UMP). Marseille is also divided in twelve cantons, each of them sending two members to the Departmental Council of the Bouches-du-Rhône department.
|
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+
|
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+
Because of its pre-eminence as a Mediterranean port, Marseille has always been one of the main gateways into France. This has attracted many immigrants and made Marseille a cosmopolitan melting pot. By the end of the 18th century about half the population originated from elsewhere in Provence mostly and also from southern France.[24][25][page needed]
|
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+
|
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+
Economic conditions and political unrest in Europe and the rest of the world brought several other waves of immigrants during the 20th century: Greeks and Italians started arriving at the end of the 19th century and in the first half of the 20th century, up to 40% of the city's population was of Italian origin;[26] Russians in 1917; Armenians in 1915 and 1923; Vietnamese in the 1920s, 1954 and after 1975;[27] Corsicans during the 1920s and 1930s; Spanish after 1936; Maghrebis (both Arab and Berber) in the inter-war period; Sub-Saharan Africans after 1945; Maghrebi Jews in the 1950s and 1960s; the Pieds-Noirs from the former French Algeria in 1962; and then from Comoros. In 2006, it was reported that 70,000 city residents were considered to be of Maghrebi origin, mostly from Algeria. The second largest group in Marseille in terms of single nationalities were from the Comoros, amounting to some 45,000 people.[26]
|
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+
|
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+
Currently, over one third of the population of Marseille can trace their roots back to Italy.[28] Marseille also has the second-largest Corsican and Armenian populations of France. Other significant communities include Maghrebis, Turks, Comorians, Chinese, and Vietnamese.[29]
|
50 |
+
|
51 |
+
In 1999, in several arrondissements, about 40% of the young people under 18 were of Maghrebi origin (at least one immigrant parent).[30]
|
52 |
+
|
53 |
+
Since 2013 a significant number of Eastern European immigrants have settled in Marseille, attracted by better job opportunities and the good climate of this Mediterranean city. The main nationalities of the immigrants are Romanians and Poles.[31]
|
54 |
+
|
55 |
+
2 An immigrant is a person born in a foreign country not having French citizenship at birth. Note that an immigrant may have acquired French citizenship since moving to France, but is still considered an immigrant in French statistics. On the other hand, persons born in France with foreign citizenship (the children of immigrants) are not listed as immigrants.
|
56 |
+
|
57 |
+
According to data from 2010, major religious communities in Marseille include:
|
58 |
+
|
59 |
+
Marseille is a city that has its own unique culture and is proud of its differences from the rest of France.[35] Today it is a regional centre for culture and entertainment with an important opera house, historical and maritime museums, five art galleries and numerous cinemas, clubs, bars and restaurants.
|
60 |
+
|
61 |
+
Marseille has a large number of theatres, including La Criée, Le Gymnase and the Théâtre Toursky. There is also an extensive arts centre in La Friche, a former match factory behind the Saint-Charles station. The Alcazar, until the 1960s a well known music hall and variety theatre, has recently been completely remodelled behind its original façade and now houses the central municipal library.[36] Other music venues in Marseille include Le Silo (also a theatre) and GRIM.
|
62 |
+
|
63 |
+
Marseille has also been important in the arts. It has been the birthplace and home of many French writers and poets, including Victor Gélu [fr], Valère Bernard, Pierre Bertas,[37] Edmond Rostand and André Roussin. The small port of l'Estaque on the far end of the Bay of Marseille became a favourite haunt for artists, including Auguste Renoir, Paul Cézanne (who frequently visited from his home in Aix), Georges Braque and Raoul Dufy.
|
64 |
+
|
65 |
+
Rich and poor neighborhoods exist side-by-side. Although the city is not without crime, Marseille has a larger degree of multicultural tolerance. Urban geographers[38] say the city's geography, being surrounded by mountains, helps explain why Marseille does not have the same problems as Paris. In Paris, ethnic areas are segregated and concentrated in the periphery of the city. Residents of Marseille are of diverse origins, yet appear to share a similar particular identity.[39][40] An example is how Marseille responded in 2005, when ethnic populations living in other French cities' suburbs rioted, but Marseille remained relatively calm.[41]
|
66 |
+
|
67 |
+
Marseille served as the European Capital of Culture for 2013 along with Košice.[42] It was chosen to give a 'human face' to the European Union to celebrate cultural diversity and to increase understanding between Europeans.[43] One of the intentions of highlighting culture is to help reposition Marseille internationally, stimulate the economy, and help to build better interconnection between groups.[44] Marseille-Provence 2013 (MP2013) featured more than 900 cultural events held throughout Marseille and the surrounding communities. These cultural events generated more than 11 million visits.[45] The European Capital of Culture was also the occasion to unveil more than 600 million euros in new cultural infrastructure in Marseille and its environs, including the MuCEM designed by Rudy Ricciotti.
|
68 |
+
|
69 |
+
Early on, immigrants came to Marseille locally from the surrounding Provence region. By the 1890s immigrants came from other regions of France as well as Italy.[46] Marseille became one of Europe’s busiest port by 1900.[40] Marseille has served as a major port where immigrants from around the Mediterranean arrive.[46] Marseille continued to be multicultural. Armenians from the Ottoman empire began arriving in 1913. In the 1930s, Italians settled in Marseille. After World War II, a wave of Jewish immigrants from North Africa arrived. In 1962, a number of French colonies gained their independence, and the French citizens from Algeria, Morocco, and Tunisia arrived in Marseille.[47] The city had an economic downturn and lost many jobs. Those who could afford to move left and the poorest remained. For a while, the mafia appeared to run the city, and for a period of time the communist party was prominent.[47]
|
70 |
+
|
71 |
+
Multi-cultural Marseille can be observed by a visitor at the market at Noailles, also called Marché des Capucins, in old town near the Old Port. There, Lebanese bakeries, an African spice market, Chinese and Vietnamese groceries, fresh vegetables and fruit, shops selling couscous, shops selling Caribbean food are side by side with stalls selling shoes and clothing from around the Mediterranean. Nearby, people sell fresh fish and men from Tunisia drink tea.[47]
|
72 |
+
|
73 |
+
The most commonly used tarot deck takes its name from the city; it has been called the Tarot de Marseille since the 1930s—a name coined for commercial use by the French cardmaker and cartomancer Paul Marteau, owner of B–P Grimaud. Previously this deck was called Tarot italien (Italian Tarot) and even earlier it was simply called Tarot. Before being de Marseille, it was used to play the local variant of tarocchi before it became used in cartomancy at the end of the 18th century, following the trend set by Antoine Court de Gébelin. The name Tarot de Marseille (Marteau used the name ancien Tarot de Marseille) was used by contrast to other types of Tarots such as Tarot de Besançon; those names were simply associated with cities where there were many cardmakers in the 18th century (previously several cities in France were involved in cardmaking).[48]
|
74 |
+
|
75 |
+
Another local tradition is the making of santons, small hand-crafted figurines for the traditional Provençal Christmas creche. Since 1803, starting on the last Sunday of November, there has been a Santon Fair in Marseille; it is currently held in the Cours d'Estienne d'Orves, a large square off the Vieux-Port.
|
76 |
+
|
77 |
+
Marseille's main cultural attraction was, since its creation at the end of the 18th century and until the late 1970s, the Opéra. Located near the Old Port and the Canebière, at the very heart of the city, its architectural style was comparable to the classical trend found in other opera houses built at the same time in Lyon and Bordeaux. In 1919, a fire almost completely destroyed the house, leaving only the stone colonnade and peristyle from the original façade.[49][50] The classical façade was restored and the opera house reconstructed in a predominantly Art Deco style, as the result of a major competition. Currently the Opéra de Marseille stages six or seven operas each year.[51]
|
78 |
+
|
79 |
+
Since 1972, the Ballet national de Marseille has performed at the opera house; its director from its foundation to 1998 was Roland Petit.
|
80 |
+
|
81 |
+
There are several popular festivals in different neighborhoods, with concerts, animations, and outdoor bars, like the Fête du Panier in June. On 21 June, there are dozens of free concerts in the city as part of France's Fête de la Musique, featuring music from all over the world. Being free events, many Marseille residents attend.
|
82 |
+
|
83 |
+
Marseille hosts a Gay Pride event in early July. In 2013, Marseille hosted Europride, an international LGBT event, 10 July–20.[52] At the beginning of July, there is the International Documentary Festival.[53]
|
84 |
+
At the end of September, the electronic music festival Marsatac takes place.
|
85 |
+
In October, the Fiesta des Suds offers many concerts of world music.[54]
|
86 |
+
|
87 |
+
Marseille is also well known in France for its hip hop music.[55] Bands like IAM originated from Marseille and initiated the rap phenomenon in France. Other known groups include Fonky Family, Psy 4 de la Rime (including rappers Soprano and Alonzo), and Keny Arkana.
|
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+
In a slightly different way, ragga music is represented by Massilia Sound System.
|
89 |
+
|
90 |
+
Marseille has been the setting for many films.
|
91 |
+
|
92 |
+
Marseille is listed as a major centre of art and history. The city has many museums and galleries and there are many ancient buildings and churches of historical interest.
|
93 |
+
|
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+
Most of the attractions of Marseille (including shopping areas) are located in the 1st, 2nd, 6th and 7th arrondissements. These include:[66][67]
|
95 |
+
|
96 |
+
In addition to the two in the Centre de la Vieille Charité, described above, the main museums are:[70]
|
97 |
+
|
98 |
+
The MuCEM, Musée Regards de Provence and Villa Mediterannée, with Notre Dame de la Majeur on the right
|
99 |
+
|
100 |
+
The sixteenth century Maison Diamantée which houses the Musée du Vieux Marseille
|
101 |
+
|
102 |
+
The music room in the Grobet-Labadié museum
|
103 |
+
|
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+
The Palais Longchamp with its monumental fountain
|
105 |
+
|
106 |
+
The main attractions outside the city centre include:[67]
|
107 |
+
|
108 |
+
A number of the faculties of the three universities that comprise Aix-Marseille University are located in Marseille:
|
109 |
+
|
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+
In addition Marseille has four grandes écoles:
|
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+
|
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+
The main French research bodies including the CNRS, INSERM and INRA are all well represented in Marseille. Scientific research is concentrated at several sites across the city, including Luminy, where there are institutes in developmental biology (the IBDML), immunology (CIML), marine sciences and neurobiology (INMED), at the CNRS Joseph Aiguier campus (a world-renowned institute of molecular and environmental microbiology) and at the Timone hospital site (known for work in medical microbiology). Marseille is also home to the headquarters of the IRD, which promotes research into questions affecting developing countries.[citation needed]
|
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+
|
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+
The city is served by an international airport, Marseille Provence Airport, located in Marignane. The airport is the fifth busiest French airport, and known the 4th most important European traffic growth in 2012.[84] An extensive network of motorways connects Marseille to the north and west (A7), Aix-en-Provence in the north (A51), Toulon (A50) and the French Riviera (A8) to the east.
|
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+
|
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+
Gare de Marseille Saint-Charles is Marseille's main railway station. It operates direct regional services to Aix-en-Provence, Briançon, Toulon, Avignon, Nice, Montpellier, Toulouse, Bordeaux, Nantes, etc. Gare Saint-Charles is also one of the main terminal stations for the TGV in the south of France making Marseille reachable in three hours from Paris (a distance of over 750 km) and just over one and a half hours from Lyon. There are also direct TGV lines to Lille, Brussels, Nantes, Geneva, Strasbourg and Frankfurt as well as Eurostar services to London (just in the summer) and Thello services to Milan (just one a day), via Nice and Genoa.
|
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+
|
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+
There is a new long distance bus station adjacent to new modern extension to the Gare Saint-Charles with destinations mostly to other Bouches-du-Rhône towns, including buses to Aix-en-Provence, Cassis, La Ciotat and Aubagne. The city is also served with 11 other regional trains stations in the east and the north of the city.
|
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+
|
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+
Marseille has a large ferry terminal, the Gare Maritime, with services to
|
121 |
+
Corsica, Sardinia, Algeria and Tunisia.
|
122 |
+
|
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+
Marseille is connected by the Marseille Métro train system operated by the Régie des transports de Marseille (RTM). It consists of two lines: Line 1 (blue) between Castellane and La Rose opened in 1977 and Line 2 (red) between Sainte-Marguerite-Dromel and Bougainville opened between 1984 and 1987. An extension of the Line 1 from Castellane to La Timone was completed in 1992, another extension from La Timone to La Fourragère (2.5 km (1.6 mi) and 4 new stations) was opened in May 2010. The Métro system operates on a turnstile system, with tickets purchased at the nearby adjacent automated booths. Both lines of the Métro intersect at Gare Saint-Charles and Castellane. Three bus rapid transit lines are under construction to better connect the Métro to farther places (Castellane -> Luminy; Capitaine Gèze – La Cabucelle -> Vallon des Tuves; La Rose -> Château Gombert – Saint Jérome).
|
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|
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+
An extensive bus network serves the city and suburbs of Marseille, with 104 lines and 633 buses. The three lines of the tramway,[85] opened in 2007, go from the CMA CGM Tower towards Les Caillols.
|
126 |
+
|
127 |
+
As in many other French cities, a bike-sharing service nicknamed "Le vélo", free for trips of less than half an hour, was introduced by the city council in 2007.[86]
|
128 |
+
|
129 |
+
A free ferry service operates between the two opposite quays of the Old Port. From 2011 ferry shuttle services operate between the Old Port and Pointe Rouge; in spring 2013 it will also run to l'Estaque.[87] There are also ferry services and boat trips available from the Old Port to Frioul, the Calanques and Cassis.
|
130 |
+
|
131 |
+
The city boasts a wide variety of sports facilities and teams. The most popular team is the city's football club, Olympique de Marseille, which was the finalist of the UEFA Champions League in 1991, before winning the competition in 1993. The club also became finalists of the UEFA Europa League in 1999, 2004 and 2018. The club had a history of success under then-owner Bernard Tapie. The club's home, the Stade Vélodrome, which can seat around 67,000 people, also functions for other local sports, as well as the national rugby team. Stade Velodrome hosted a number of games during the 1998 FIFA World Cup, 2007 Rugby World Cup, and UEFA Euro 2016. The local rugby teams are Marseille XIII and Marseille Vitrolles Rugby.[citation needed]
|
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+
Marseille is famous for its important pétanque activity, it is even renowned as the pétanque capitale.[88] In 2012 Marseille hosted the Pétanque World Championship and the city hosts every year the Mondial la Marseillaise de pétanque, the main pétanque competition.
|
133 |
+
|
134 |
+
Sailing is a major sport in Marseille. The wind conditions allow regattas in the warm waters of the Mediterranean.[citation needed] Throughout most seasons of the year it can be windy while the sea remains smooth enough to allow sailing. Marseille has been the host of 8 (2010) Match Race France events which are part of the World Match Racing Tour. The event draws the world's best sailing teams to Marseille. The identical supplied boats (J Boats J-80 racing yachts) are raced two at a time in an on the water dogfight which tests the sailors and skippers to the limits of their physical abilities.
|
135 |
+
Points accrued count towards the World Match Racing Tour and a place in the final event, with the overall winner taking the title ISAF World Match Racing Tour Champion. Match racing is an ideal sport for spectators in Marseille, as racing in close proximity to the shore provides excellent views. The city was also considered as a possible venue for 2007 America's Cup.[89]
|
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+
|
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+
Marseille is also a place for other water sports such as windsurfing and powerboating. Marseille has three golf courses. The city has dozens of gyms and several public swimming pools. Running is also popular in many of Marseille's parks such as Le Pharo and Le Jardin Pierre Puget. An annual footrace is held between the city and neighbouring Cassis: the Marseille-Cassis Classique Internationale.[citation needed]
|
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+
|
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+
The city has a hot-summer mediterranean climate (Köppen: Csa) with cool-mild winters with moderate rainfall and hot, mostly dry summers.[90] December, January, and February are the coldest months, averaging temperatures of around 12 °C (54 °F) during the day and 4 °C (39 °F) at night. July and August are the hottest months, averaging temperatures of around 28–30 °C (82–86 °F) during the day and 19 °C (66 °F) at night in the Marignane airport (35 km (22 mi) from Marseille) but in the city near the sea the average high temperature is 27 °C (81 °F) in July.[91]
|
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+
|
141 |
+
Marseille is officially the sunniest major city in France with over 2,800 hours of sunshine while the average sunshine in the country is around 1,950 hours. It is also the driest major city with only 512 mm (20 in) of precipitation annually, especially thanks to the Mistral, a cold, dry wind originating in the Rhône Valley that occurs mostly in winter and spring and which generally brings clear skies and sunny weather to the region. Less frequent is the Sirocco, a hot, sand-bearing wind, coming from the Sahara Desert. Snowfalls are infrequent; over 50% of years do not experience a single snowfall.[citation needed]
|
142 |
+
|
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+
The hottest temperature was 40.6 °C (105.1 °F) on 26 July 1983 during a great heat wave, the lowest temperature was −14.3 °C (6.3 °F) on 13 February 1929 during a strong cold wave.[92]
|
144 |
+
|
145 |
+
Marseille was the birthplace of:
|
146 |
+
|
147 |
+
Marseille is twinned with 14 cities, all of them being a port city, with the exception of Marrakech.[103]
|
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+
|
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+
In addition, Marseille has signed various types of formal agreements of cooperation with 27 cities all over the world:[104]
|
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Michigan (/ˈmɪʃɪɡən/ (listen)) is a state in the Great Lakes and Midwestern regions of the United States. Its name comes from the Ojibwe word mishigami, meaning "large water" or "large lake".[2][7] With a population of approximately 10 million, Michigan is the tenth most populous of the 50 United States, the 11th most extensive by area, and the largest by area east of the Mississippi River.[b] Its capital is Lansing, and its largest city is Detroit. Metro Detroit is among the nation's most populous and largest metropolitan economies.
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Michigan is the only state to consist of two peninsulas. The Lower Peninsula is shaped like a mitten. The Upper Peninsula (often called "the U.P.") is separated from the Lower Peninsula by the Straits of Mackinac, a five-mile (8 km) channel that joins Lake Huron to Lake Michigan. The Mackinac Bridge connects the peninsulas. Michigan has the longest freshwater coastline of any political subdivision in the world, being bordered by four of the five Great Lakes, plus Lake Saint Clair.[8] It also has 64,980 inland lakes and ponds.[9]
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The area was first occupied by a succession of Native American tribes over thousands of years. Inhabited by Natives, Métis, and French explorers in the 17th century, it was claimed as part of New France colony. After France's defeat in the French and Indian War in 1762, the region came under British rule. Britain ceded the territory to the newly independent United States after Britain's defeat in the American Revolutionary War. The area was part of the larger Northwest Territory until 1800, when western Michigan became part of the Indiana Territory. Michigan Territory was formed in 1805, but some of the northern border with Canada was not agreed upon until after the War of 1812. Michigan was admitted into the Union in 1837 as the 26th state, a free one. It soon became an important center of industry and trade in the Great Lakes region and a popular émigré destination in the late 19th and early 20th centuries; immigration from many European countries to Michigan was also the busiest at that time, especially for those who emigrated from Finland, Macedonia and the Netherlands.[10]
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Although Michigan developed a diverse economy, it is widely known as the center of the U.S. automotive industry, which developed as a major economic force in the early 20th century. It is home to the country's three major automobile companies (whose headquarters are all in Metro Detroit). While sparsely populated, the Upper Peninsula is important for tourism due to its abundance of natural resources,[11][12] while the Lower Peninsula is a center of manufacturing, forestry, agriculture, services, and high-tech industry.
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When the first European explorers arrived, the most populous tribes were Algonquian peoples, which include the Anishinaabe groups of Ojibwe (referred to as "Chippewa" in the United States), Odaawaa/Odawa (Ottawa), and the Boodewaadamii/Bodéwadmi (Potawatomi). The three nations co-existed peacefully as part of a loose confederation called the Council of Three Fires. The Ojibwe, whose numbers are estimated to have been between 25,000 and 35,000, were the largest.
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The Ojibwe were established in Michigan's Upper Peninsula and northern and central Michigan, and also inhabited Ontario and southern Manitoba, Canada; and northern Wisconsin, and northern and north-central Minnesota. The Ottawa lived primarily south of the Straits of Mackinac in northern, western and southern Michigan, but also in southern Ontario, northern Ohio and eastern Wisconsin. The Potawatomi were in southern and western Michigan, in addition to northern and central Indiana, northern Illinois, southern Wisconsin, and southern Ontario. Other Algonquian tribes in Michigan, in the south and east, were the Mascouten, the Menominee, the Miami, the Sac (or Sauk), and the Meskwaki (Fox). The Wyandot were an Iroquoian-speaking people in this area; they were historically known as the Huron by the French.
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French voyageurs and coureurs des bois explored and settled in Michigan in the 17th century. The first Europeans to reach what became Michigan were those of Étienne Brûlé's expedition in 1622. The first permanent European settlement was founded in 1668 on the site where Père Jacques Marquette established Sault Ste. Marie, Michigan, as a base for Catholic missions.[13][14] Missionaries in 1671–75 founded outlying stations at Saint Ignace and Marquette. Jesuit missionaries were well received by the area's Indian populations, with few difficulties or hostilities. In 1679, Robert Cavelier, Sieur de la Salle built Fort Miami at present-day St. Joseph. In 1691, the French established a trading post and Fort St. Joseph along the St. Joseph River at the present-day city of Niles.
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In 1701, French explorer and army officer Antoine de la Mothe Cadillac founded Fort Pontchartrain du Détroit or "Fort Pontchartrain on-the-Strait" on the strait, known as the Detroit River, between lakes Saint Clair and Erie. Cadillac had convinced King Louis XIV's chief minister, Louis Phélypeaux, Comte de Pontchartrain, that a permanent community there would strengthen French control over the upper Great Lakes and discourage British aspirations.
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The hundred soldiers and workers who accompanied Cadillac built a fort enclosing one arpent[15][16] (about 0.85 acres (3,400 m2), the equivalent of just under 200 feet (61 m) per side) and named it Fort Pontchartrain. Cadillac's wife, Marie Thérèse Guyon, soon moved to Detroit, becoming one of the first European women to settle in what was considered the wilderness of Michigan. The town quickly became a major fur-trading and shipping post. The Église de Saint-Anne (Church of Saint Ann) was founded the same year. While the original building does not survive, the congregation remains active. Cadillac later departed to serve as the French governor of Louisiana from 1710 to 1716. French attempts to consolidate the fur trade led to the Fox Wars involving the Meskwaki (Fox) and their allies versus the French and their Native allies.
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At the same time, the French strengthened Fort Michilimackinac at the Straits of Mackinac to better control their lucrative fur-trading empire. By the mid-18th century, the French also occupied forts at present-day Niles and Sault Ste. Marie, though most of the rest of the region remained unsettled by Europeans. France offered free land to attract families to Detroit, which grew to 800 people in 1765, and was the largest city between Montreal and New Orleans.[17] French settlers also established small farms south of the Detroit River opposite the fort, near a Jesuit mission and Huron village.
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From 1660 until the end of French rule, Michigan was part of the Royal Province of New France.[c] In 1760, Montreal fell to the British forces ending the French and Indian War (1754–1763). Under the 1763 Treaty of Paris, Michigan and the rest of New France east of the Mississippi River passed to Great Britain.[18] After the Quebec Act was passed in 1774, Michigan became part of the British Province of Quebec. By 1778, Detroit's population was up to 2,144 and it was the third-largest city in Quebec.[19]
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During the American Revolutionary War, Detroit was an important British supply center. Most of the inhabitants were French-Canadians or Native Americans, many of whom had been allied with the French because of long trading ties. Because of imprecise cartography and unclear language defining the boundaries in the 1783 Treaty of Paris, the British retained control of Detroit and Michigan after the American Revolution. When Quebec split into Lower and Upper Canada in 1791, Michigan was part of Kent County, Upper Canada. It held its first democratic elections in August 1792 to send delegates to the new provincial parliament at Newark (now Niagara-on-the-Lake).[20]
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Under terms negotiated in the 1794 Jay Treaty, Britain withdrew from Detroit and Michilimackinac in 1796. It retained control of territory east and south of the Detroit River, which are now included in Ontario, Canada. Questions remained over the boundary for many years, and the United States did not have uncontested control of the Upper Peninsula and Drummond Island until 1818 and 1847, respectively.
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During the War of 1812, the United States forces at Fort Detroit surrendered Michigan Territory (effectively consisting of Detroit and the surrounding area) after a nearly bloodless siege in 1812. A US attempt to retake Detroit resulted in a severe American defeat in the River Raisin Massacre. This battle, still ranked as the bloodiest ever fought in the state, had the highest number of American casualties of any battle in the war.
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Michigan was recaptured by the Americans in 1813 after the Battle of Lake Erie. They used Michigan as a base to launch an invasion of Canada, which culminated in the Battle of the Thames. But the more northern areas of Michigan were held by the British until the peace treaty restored the old boundaries. A number of forts, including Fort Wayne, were built by the United States in Michigan during the 19th century out of fears of renewed fighting with Britain.
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The population grew slowly until the opening in 1825 of the Erie Canal through the Mohawk Valley in New York, connecting the Great Lakes to the Hudson River and New York City. The new route attracted a large influx of settlers to the Michigan territory. They worked as farmers, lumbermen, shipbuilders, and merchants and shipped out grain, lumber, and iron ore. By the 1830s, Michigan had 80,000 residents, more than enough to apply and qualify for statehood.
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A Constitutional Convention of Assent, led by Gershom Mott Williams, was held to lead the territory to statehood.[21]
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In October 1835 the people approved the Constitution of 1835, thereby forming a state government, although Congressional recognition was delayed pending resolution of a boundary dispute with Ohio known as the Toledo War. Congress awarded the "Toledo Strip" to Ohio. Michigan received the western part of the Upper Peninsula as a concession and formally entered the Union as a free state on January 26, 1837. The Upper Peninsula proved to be a rich source of lumber, iron, and copper. Michigan led the nation in lumber production from the 1850s to the 1880s. Railroads became a major engine of growth from the 1850s onward, with Detroit the chief hub.
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A second wave of French-Canadian immigrants settled in Michigan during the late 19th to early 20th century, working in lumbering areas in counties on the Lake Huron side of the Lower Peninsula, such as the Saginaw Valley, Alpena, and Cheboygan counties, as well as throughout the Upper Peninsula, with large concentrations in Escanaba and the Keweenaw Peninsula.[22] This was also a period of development of the gypsum industry in Alabaster, Michigan, which became nationally prominent.
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The first statewide meeting of the Republican Party took place July 6, 1854, in Jackson, Michigan, where the party adopted its platform. The state was heavily Republican until the 1930s. Michigan made a significant contribution to the Union in the American Civil War and sent more than forty regiments of volunteers to the federal armies.
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Modernizers and boosters set up systems for public education, including founding the University of Michigan (1817, moved to Ann Arbor in 1837) for a classical academic education; and Michigan State Normal School (1849), now Eastern Michigan University, for the training of teachers. It adopted this model from the German educational system. In 1899, Michigan State became the first normal college in the nation to offer a four-year curriculum. Michigan Agricultural College (1855), now Michigan State University in East Lansing, was founded as the pioneer land-grant college, a model for those authorized under the Morrill Act (1862). Many private colleges were founded as well, and the smaller cities established high schools late in the century.[23]
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Michigan's economy underwent a transformation at the turn of the 20th century. Many individuals, including Ransom E. Olds, John and Horace Dodge, Henry Leland, David Dunbar Buick, Henry Joy, Charles King, and Henry Ford, provided the concentration of engineering know-how and technological enthusiasm to develop the automotive industry.[24] Ford's development of the moving assembly line in Highland Park marked a new era in transportation. Like the steamship and railroad, mass production of automobiles was a far-reaching development. More than the forms of public transportation, the affordable automobile transformed private life. Automobile production became the major industry of Detroit and Michigan, and permanently altered the socio-economic life of the United States and much of the world.
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With the growth, the auto industry created jobs in Detroit that attracted immigrants from Europe and migrants from across the United States, including both blacks and whites from the rural South. By 1920, Detroit was the fourth-largest city in the US. Residential housing was in short supply, and it took years for the market to catch up with the population boom. By the 1930s, so many immigrants had arrived that more than 30 languages were spoken in the public schools, and ethnic communities celebrated in annual heritage festivals. Over the years immigrants and migrants contributed greatly to Detroit's diverse urban culture, including popular music trends. The influential Motown Sound of the 1960s was led by a variety of individual singers and groups.
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Grand Rapids, the second-largest city in Michigan, is also an important center of manufacturing. Since 1838, the city has been noted for its furniture industry. In the 21st century, it is home to five of the world's leading office furniture companies. Grand Rapids is home to a number of major companies including Steelcase, Amway, and Meijer. Grand Rapids is also an important center for GE Aviation Systems.
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Michigan held its first United States presidential primary election in 1910. With its rapid growth in industry, it was an important center of industry-wide union organizing, such as the rise of the United Auto Workers.
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In 1920 WWJ (AM) in Detroit became the first radio station in the United States to regularly broadcast commercial programs. Throughout that decade, some of the country's largest and most ornate skyscrapers were built in the city. Particularly noteworthy are the Fisher Building, Cadillac Place, and the Guardian Building, each of which has been designated as a National Historic Landmark (NHL).
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In 1927 a school bombing took place in Clinton County. The Bath School disaster, perpetrated by an adult man, resulted in the deaths of 38 schoolchildren and constitutes the deadliest mass murder in a school in U.S. history.
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Michigan converted much of its manufacturing to satisfy defense needs during World War II; it manufactured 10.9 percent of the United States military armaments produced during the war, ranking second (behind New York) among the 48 states.[25]
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Detroit continued to expand through the 1950s, at one point doubling its population in a decade. After World War II, housing was developed in suburban areas outside city cores to meet demand for residences. The federal government subsidized the construction of interstate highways, which were intended to strengthen military access, but also allowed commuters and business traffic to travel the region more easily. Since 1960, modern advances in the auto industry have led to increased automation, high-tech industry, and increased suburban growth.
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Michigan is the leading auto-producing state in the US, with the industry primarily located throughout the Midwestern United States; Ontario, Canada; and the Southern United States.[26] With almost ten million residents, Michigan is a large and influential state, ranking tenth in population among the fifty states. Detroit is the centrally located metropolitan area of the Great Lakes Megalopolis and the second-largest metropolitan area in the U.S. (after Chicago) linking the Great Lakes system.
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The Metro Detroit area in Southeast Michigan is the state's largest metropolitan area (roughly 50% of the population resides there) and the eleventh largest in the United States. The Grand Rapids metropolitan area in Western Michigan is the state's fastest-growing metro area, with more than 1.3 million residents as of 2006[update]. Metro Detroit receives more than 15 million visitors each year. Michigan has many popular tourist destinations, including areas such as Frankenmuth in The Thumb, and Traverse City on the Grand Traverse Bay in Northern Michigan. Tourists spend about $17 billion annually in Michigan supporting 193,000 jobs.[27]
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Michigan typically ranks third or fourth in overall Research & development (R&D) expenditures in the US.[28][29] The state's leading research institutions include the University of Michigan, Michigan State University, and Wayne State University, which are important partners in the state's economy and the state's University Research Corridor.[30] Michigan's public universities attract more than $1.5 B in research and development grants each year.[31] Agriculture also serves a significant role, making the state a leading grower of fruit in the US, including blueberries, cherries, apples, grapes, and peaches.[32]
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The 2020 coronavirus pandemic in Michigan saw the state suffer one of the largest death tolls in the United States with the metro Detroit area particularly hard hit.
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Michigan is governed as a republic, with three branches of government: the executive branch consisting of the Governor of Michigan and the other independently elected constitutional officers; the legislative branch consisting of the House of Representatives and Senate; and the judicial branch. The Michigan Constitution allows for the direct participation of the electorate by statutory initiative and referendum, recall, and constitutional initiative and referral (Article II, § 9,[33] defined as "the power to propose laws and to enact and reject laws, called the initiative, and the power to approve or reject laws enacted by the legislature, called the referendum. The power of initiative extends only to laws which the legislature may enact under this constitution"). Lansing is the state capital and is home to all three branches of state government.
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The governor and the other state constitutional officers serve four-year terms and may be re-elected only once. The current governor is Gretchen Whitmer. Michigan has two official Governor's Residences; one is in Lansing, and the other is at Mackinac Island. The other constitutionally elected executive officers are the lieutenant governor, who is elected on a joint ticket with the governor, the secretary of state, and the attorney general. The lieutenant governor presides over the Senate (voting only in case of a tie) and is also a member of the cabinet. The secretary of state is the chief elections officer and is charged with running many licensure programs including motor vehicles, all of which are done through the branch offices of the secretary of state.
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The Michigan Legislature consists of a 38-member Senate and 110-member House of Representatives. Members of both houses of the legislature are elected through first past the post elections by single-member electoral districts of near-equal population that often have boundaries which coincide with county and municipal lines. Senators serve four-year terms concurrent to those of the governor, while representatives serve two-year terms. The Michigan State Capitol was dedicated in 1879 and has hosted the executive and legislative branches of the state ever since.
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The Michigan judiciary consists of two courts with primary jurisdiction (the Circuit Courts and the District Courts), one intermediate level appellate court (the Michigan Court of Appeals), and the Michigan Supreme Court. There are several administrative courts and specialized courts. District courts are trial courts of limited jurisdiction, handling most traffic violations, small claims, misdemeanors, and civil suits where the amount contended is below $25,000. District courts are often responsible for handling the preliminary examination and for setting bail in felony cases. District court judges are elected to terms of six years. In a few locations, municipal courts have been retained to the exclusion of the establishment of district courts. There are 57 circuit courts in the State of Michigan, which have original jurisdiction over all civil suits where the amount contended in the case exceeds $25,000 and all criminal cases involving felonies. Circuit courts are also the only trial courts in the State of Michigan which possess the power to issue equitable remedies. Circuit courts have appellate jurisdiction from district and municipal courts, as well as from decisions and decrees of state agencies. Most counties have their own circuit court, but sparsely populated counties often share them. Circuit court judges are elected to terms of six years. State appellate court judges are elected to terms of six years, but vacancies are filled by an appointment by the governor. There are four divisions of the Court of Appeals in Detroit, Grand Rapids, Lansing, and Marquette. Cases are heard by the Court of Appeals by panels of three judges, who examine the application of the law and not the facts of the case unless there has been grievous error pertaining to questions of fact. The Michigan Supreme Court consists of seven members who are elected on non-partisan ballots for staggered eight-year terms. The Supreme Court has original jurisdiction only in narrow circumstances but holds appellate jurisdiction over the entire state judicial system.
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Michigan has had four constitutions, the first of which was ratified on October 5 and 6, 1835.[34] There were also constitutions from 1850 and 1908, in addition to the current constitution from 1963. The current document has a preamble, 11 articles, and one section consisting of a schedule and temporary provisions. Michigan, like every U.S. state except Louisiana, has a common law legal system.
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Michigan voters commonly elect candidates from both major parties, and it is generally regarded as a "swing" state which can be won by either Democratic or Republican presidential candidates. Governors since the 1970s have alternated between the two parties, and statewide offices including attorney general, secretary of state, and senator have been held by members of both parties in varying proportion. The Republican Party holds a majority in both the House and Senate of the Michigan Legislature. The state's Congressional delegation is commonly split, with one party or the other typically holding a narrow majority.
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Republican strongholds of the state include rural areas of Western and Northern Michigan, the Upper Peninsula, the suburbs around Grand Rapids, and Livingston County. Areas of Democratic strength include the cities of Detroit, Ann Arbor, Lansing, Flint, urban Grand Rapids, and Muskegon. Much of suburban Detroit—which includes parts of Oakland, Macomb, and Wayne counties—is politically competitive between the two parties.
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Historically, the first county-level meeting of the Republican Party took place in Jackson on July 6, 1854,[35] and the party thereafter dominated Michigan until the Great Depression. In the 1912 election, Michigan was one of the six states to support progressive Republican and third-party candidate Theodore Roosevelt for president after he lost the Republican nomination to William Howard Taft.
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Michigan remained fairly reliably Republican at the presidential level for much of the 20th century. It was part of Greater New England, the northern tier of states settled chiefly by migrants from New England who carried their culture with them. The state was one of only a handful to back Wendell Willkie over Franklin Roosevelt in 1940, and supported Thomas E. Dewey in his losing bid against Harry S. Truman in 1948. Michigan went to the Democrats in presidential elections during the 1960s and voted for the Republican candidate in every election from 1972 to 1988. Between 1992 and 2012 it supported the Democrats; early on in 2016, it was pegged as a swing state, and was narrowly won by the G.O.P. candidate, Donald Trump.
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Michigan was the home of Gerald Ford, the 38th President of the United States. Born in Nebraska, he moved as an infant to Grand Rapids.[36][37] The Gerald R. Ford Museum is in Grand Rapids, and the Gerald R. Ford Presidential Library is on the campus of his alma mater, the University of Michigan in Ann Arbor.
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In 1846, Michigan became the first state in the Union as well as the first government in the world [38][39] to abolish the death penalty. Historian David Chardavoyne has suggested the movement to abolish capital punishment in Michigan grew as a result of enmity toward the state's neighbor, Canada. Under British rule, it made public executions a regular practice.
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Michigan has recognized and performed same-sex marriages since June 26, 2015, following the Supreme Court ruling in Obergefell v. Hodges.[40] Previously, such unions were prohibited under a 2004 state constitutional amendment.[41]
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Michigan has approved plans to expand Medicaid coverage in 2014 to adults with incomes up to 133% of the federal poverty level (approximately $15,500 for a single adult in 2014).[42]
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In 2018, the state electorate passed proposals to create an independent redistricting commission,[43] and to legalize the recreational use of marijuana.[44][45][46]
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State government is decentralized among three tiers—statewide, county and township. Counties are administrative divisions of the state, and townships are administrative divisions of a county. Both of them exercise state government authority, localized to meet the particular needs of their jurisdictions, as provided by state law. There are 83 counties in Michigan.
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Cities, state universities, and villages are vested with home rule powers of varying degrees. Home rule cities can generally do anything not prohibited by law. The fifteen state universities have broad power and can do anything within the parameters of their status as educational institutions that is not prohibited by the state constitution. Villages, by contrast, have limited home rule and are not completely autonomous from the county and township in which they are located.
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There are two types of township in Michigan: general law township and charter. Charter township status was created by the Legislature in 1947 and grants additional powers and stream-lined administration in order to provide greater protection against annexation by a city. As of April 2001[update], there were 127 charter townships in Michigan. In general, charter townships have many of the same powers as a city but without the same level of obligations. For example, a charter township can have its own fire department, water and sewer department, police department, and so on—just like a city—but it is not required to have those things, whereas cities must provide those services. Charter townships can opt to use county-wide services instead, such as deputies from the county sheriff's office instead of a home-based force of ordinance officers.
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Michigan consists of two peninsulas separated by the Straits of Mackinac. The 45th parallel north runs through the state, marked by highway signs and the Polar-Equator Trail—[47][self-published source]along a line including Mission Point Light near Traverse City, the towns of Gaylord and Alpena in the Lower Peninsula and Menominee in the Upper Peninsula. With the exception of two tiny areas drained by the Mississippi River by way of the Wisconsin River in the Upper Peninsula and by way of the Kankakee-Illinois River in the Lower Peninsula, Michigan is drained by the Great Lakes-St. Lawrence watershed and is the only state with the majority of its land thus drained. No point in the state is more than six miles (9.7 km) from a natural water source or more than 85 miles (137 km) from a Great Lakes shoreline.[48][better source needed]
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The Great Lakes that border Michigan from east to west are Lake Erie, Lake Huron, Lake Michigan and Lake Superior. The state is bounded on the south by the states of Ohio and Indiana, sharing land and water boundaries with both. Michigan's western boundaries are almost entirely water boundaries, from south to north, with Illinois and Wisconsin in Lake Michigan; then a land boundary with Wisconsin and the Upper Peninsula, that is principally demarcated by the Menominee and Montreal Rivers; then water boundaries again, in Lake Superior, with Wisconsin and Minnesota to the west, capped around by the Canadian province of Ontario to the north and east.
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The heavily forested Upper Peninsula is relatively mountainous in the west. The Porcupine Mountains, which are part of one of the oldest mountain chains in the world,[49] rise to an altitude of almost 2,000 feet (610 m) above sea level and form the watershed between the streams flowing into Lake Superior and Lake Michigan. The surface on either side of this range is rugged. The state's highest point, in the Huron Mountains northwest of Marquette, is Mount Arvon at 1,979 feet (603 m). The peninsula is as large as Connecticut, Delaware, Massachusetts, and Rhode Island combined but has fewer than 330,000 inhabitants. They are sometimes called "Yoopers" (from "U.P.'ers"), and their speech (the "Yooper dialect") has been heavily influenced by the numerous Scandinavian and Canadian immigrants who settled the area during the lumbering and mining boom of the late 19th century.
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The Lower Peninsula is shaped like a mitten and many residents hold up a hand to depict where they are from.[50] It is 277 miles (446 km) long from north to south and 195 miles (314 km) from east to west and occupies nearly two-thirds of the state's land area. The surface of the peninsula is generally level, broken by conical hills and glacial moraines usually not more than a few hundred feet tall. It is divided by a low water divide running north and south. The larger portion of the state is on the west of this and gradually slopes toward Lake Michigan. The highest point in the Lower Peninsula is either Briar Hill at 1,705 feet (520 m), or one of several points nearby in the vicinity of Cadillac. The lowest point is the surface of Lake Erie at 571 feet (174 m).
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The geographic orientation of Michigan's peninsulas makes for a long distance between the ends of the state. Ironwood, in the far western Upper Peninsula, lies 630 miles (1,010 kilometers) by highway from Lambertville in the Lower Peninsula's southeastern corner. The geographic isolation of the Upper Peninsula from Michigan's political and population centers makes the U.P. culturally and economically distinct. Occasionally U.P. residents have called for secession from Michigan and establishment as a new state to be called "Superior".
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A feature of Michigan that gives it the distinct shape of a mitten is the Thumb. This peninsula projects out into Lake Huron and the Saginaw Bay. The geography of the Thumb is mainly flat with a few rolling hills. Other peninsulas of Michigan include the Keweenaw Peninsula, making up the Copper Country region of the state. The Leelanau Peninsula lies in the Northern Lower Michigan region. See Also Michigan Regions
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Numerous lakes and marshes mark both peninsulas, and the coast is much indented. Keweenaw Bay, Whitefish Bay, and the Big and Little Bays De Noc are the principal indentations on the Upper Peninsula. The Grand and Little Traverse, Thunder, and Saginaw bays indent the Lower Peninsula. Michigan has the second longest shoreline of any state—3,288 miles (5,292 km),[51] including 1,056 miles (1,699 km) of island shoreline.[52]
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The state has numerous large islands, the principal ones being the North Manitou and South Manitou, Beaver, and Fox groups in Lake Michigan; Isle Royale and Grande Isle in Lake Superior; Marquette, Bois Blanc, and Mackinac islands in Lake Huron; and Neebish, Sugar, and Drummond islands in St. Mary's River. Michigan has about 150 lighthouses, the most of any U.S. state. The first lighthouses in Michigan were built between 1818 and 1822. They were built to project light at night and to serve as a landmark during the day to safely guide the passenger ships and freighters traveling the Great Lakes. See Lighthouses in the United States.
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The state's rivers are generally small, short and shallow, and few are navigable. The principal ones include the Detroit River, St. Marys River, and St. Clair River which connect the Great Lakes; the Au Sable, Cheboygan, and Saginaw, which flow into Lake Huron; the Ontonagon, and Tahquamenon, which flow into Lake Superior; and the St. Joseph, Kalamazoo, Grand, Muskegon, Manistee, and Escanaba, which flow into Lake Michigan. The state has 11,037 inland lakes—totaling 1,305 square miles (3,380 km2) of inland water—in addition to 38,575 square miles (99,910 km2) of Great Lakes waters. No point in Michigan is more than six miles (9.7 km) from an inland lake or more than 85 miles (137 km) from one of the Great Lakes.[53]
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The state is home to several areas maintained by the National Park Service including: Isle Royale National Park, in Lake Superior, about 30 miles (48 km) southeast of Thunder Bay, Ontario. Other national protected areas in the state include: Keweenaw National Historical Park, Pictured Rocks National Lakeshore, Sleeping Bear Dunes National Lakeshore, Huron National Forest, Manistee National Forest, Hiawatha National Forest, Ottawa National Forest and Father Marquette National Memorial. The largest section of the North Country National Scenic Trail passes through Michigan.
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With 78 state parks, 19 state recreation areas, and six state forests, Michigan has the largest state park and state forest system of any state. These parks and forests include Holland State Park, Mackinac Island State Park, Au Sable State Forest, and Mackinaw State Forest.
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Michigan has a continental climate, although there are two distinct regions. The southern and central parts of the Lower Peninsula (south of Saginaw Bay and from the Grand Rapids area southward) have a warmer climate (Köppen climate classification Dfa) with hot summers and cold winters. The northern part of Lower Peninsula and the entire Upper Peninsula has a more severe climate (Köppen Dfb), with warm, but shorter summers and longer, cold to very cold winters. Some parts of the state average high temperatures below freezing from December through February, and into early March in the far northern parts. During the winter through the middle of February, the state is frequently subjected to heavy lake-effect snow. The state averages from 30 to 40 inches (76 to 102 cm) of precipitation annually; however, some areas in the northern lower peninsula and the upper peninsula average almost 160 inches (4,100 mm) of snowfall per year.[56] Michigan's highest recorded temperature is 112 °F (44 °C) at Mio on July 13, 1936, and the coldest recorded temperature is −51 °F (−46 °C) at Vanderbilt on February 9, 1934.[57]
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The state averages 30 days of thunderstorm activity per year. These can be severe, especially in the southern part of the state. The state averages 17 tornadoes per year, which are more common in the state's extreme southern section. Portions of the southern border have been almost as vulnerable historically as states further west and in Tornado Alley. For this reason, many communities in the very southern portions of the state have tornado sirens to warn residents of approaching tornadoes. Farther north, in Central Michigan, Northern Michigan, and the Upper Peninsula, tornadoes are rare.[58][59]
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The geological formation of the state is greatly varied, with the Michigan Basin being the most major formation. Primary boulders are found over the entire surface of the Upper Peninsula (being principally of primitive origin), while Secondary deposits cover the entire Lower Peninsula. The Upper Peninsula exhibits Lower Silurian sandstones, limestones, copper and iron bearing rocks, corresponding to the Huronian system of Canada. The central portion of the Lower Peninsula contains coal measures and rocks of the Pennsylvanian period. Devonian and sub-Carboniferous deposits are scattered over the entire state.
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Michigan rarely experiences earthquakes, thus far mostly smaller ones that do not cause significant damage. A 4.6-magnitude earthquake struck in August 1947. More recently, a 4.2-magnitude earthquake occurred on Saturday, May 2, 2015, shortly after noon, about five miles south of Galesburg, Michigan (9 miles southeast of Kalamazoo) in central Michigan, about 140 miles west of Detroit, according to the Colorado-based U.S. Geological Survey's National Earthquake Information Center. No major damage or injuries were reported, according to Governor Rick Snyder's office.[60]
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The United States Census Bureau estimates the population of Michigan was 9,986,857 on July 1, 2019, an increase of 1.04% from 9,883,635 recorded at the 2010 United States Census.[63] This includes an natural increase since the last census of 177,254 people (i.e., 1,043,213 births minus 865,959 deaths) and an decrease due to net migration of 73,053 people. Immigration resulted in a net increase of 193,031 people, and migration from within the U.S. resulted in a net decrease of 266,084 people.[64]
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The center of population of Michigan is in Shiawassee County, in the southeastern corner of the civil township of Bennington, which is northwest of the village of Morrice.[65]
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As of the 2010 American Community Survey for the U.S. Census, the state had a foreign-born population of 592,212, or 6.0% of the total. Michigan has the largest Dutch, Finnish, and Macedonian populations in the United States.
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The 2010 Census reported:
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In the same year Hispanics or Latinos (of any race) made up 4.4% of the population.
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The large majority of Michigan's population is Caucasian. Americans of European descent live throughout Michigan and most of Metro Detroit. Large European American groups include those of German, British, Irish, Polish and Belgian ancestry. People of Scandinavian descent, and those of Finnish ancestry, have a notable presence in the Upper Peninsula. Western Michigan is known for the Dutch heritage of many residents (the highest concentration of any state), especially in Holland and metropolitan Grand Rapids.
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African-Americans, who came to Detroit and other northern cities in the Great Migration of the early 20th century, form a majority of the population of the city of Detroit and of other cities, including Flint and Benton Harbor.
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As of 2007[update] about 300,000 people in Southeastern Michigan trace their descent from the Middle East.[70] Dearborn has a sizeable Arab community, with many Assyrian/Chaldean/Syriac, and Lebanese who immigrated for jobs in the auto industry in the 1920s along with more recent Yemenis and Iraqis.[71]
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As of 2007[update], almost 8,000 Hmong people lived in the State of Michigan, about double their 1999 presence in the state.[72] As of 2007[update] most lived in northeastern Detroit, but they had been increasingly moving to Pontiac and Warren.[73] By 2015 the number of Hmong in the Detroit city limits had significantly declined.[74] Lansing hosts a statewide Hmong New Year Festival.[73] The Hmong community also had a prominent portrayal in the 2008 film Gran Torino, which was set in Detroit.
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As of 2015[update], 80% of Michigan's Japanese population lived in the counties of Macomb, Oakland, Washtenaw, and Wayne in the Detroit and Ann Arbor areas.[75] As of April 2013[update], the largest Japanese national population is in Novi, with 2,666 Japanese residents, and the next largest populations are respectively in Ann Arbor, West Bloomfield Township, Farmington Hills, and Battle Creek. The state has 481 Japanese employment facilities providing 35,554 local jobs. 391 of them are in Southeast Michigan, providing 20,816 jobs, and the 90 in other regions in the state provide 14,738 jobs. The Japanese Direct Investment Survey of the Consulate-General of Japan, Detroit stated more than 2,208 additional Japanese residents were employed in the State of Michigan as of 1 October 2012[update], than in 2011.[76] During the 1990s the Japanese population of Michigan experienced an increase, and many Japanese people with children moved to particular areas for their proximity to Japanese grocery stores and high-performing schools.[75]
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A person from Michigan is called a Michigander or Michiganian;[77] also at times, but rarely, a "Michiganite".[78] Residents of the Upper Peninsula are sometimes referred to as "Yoopers" (a phonetic pronunciation of "U.P.ers"), and they sometimes refer to those from the Lower Peninsula as "trolls" because they live below the bridge (see Three Billy Goats Gruff).[79][80][81]
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As of 2011[update], 34.3% of Michigan's children under the age of one belonged to racial or ethnic minority groups, meaning they had at least one parent who was not non-Hispanic white.[82]
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Note: Percentages in the table can exceed 100% as Hispanics are counted both by their ethnicity and by their race.
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As of 2010[update], 91.11% (8,507,947) of Michigan residents age five and older spoke only English at home, while 2.93% (273,981) spoke Spanish, 1.04% (97,559) Arabic, 0.44% (41,189) German, 0.36% (33,648) Chinese (which includes Mandarin), 0.31% (28,891) French, 0.29% (27,019) Polish, and Syriac languages (such as Modern Aramaic and Northeastern Neo-Aramaic) was spoken as a main language by 0.25% (23,420) of the population over the age of five. In total, 8.89% (830,281) of Michigan's population age five and older spoke a mother language other than English.[89]
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The Roman Catholic Church has six dioceses and one archdiocese in Michigan; Gaylord, Grand Rapids, Kalamazoo, Lansing, Marquette, Saginaw and Detroit.[90] The Roman Catholic Church is the largest denomination by number of adherents, according to the Association of Religion Data Archives (ARDA) 2010 survey, with 1,717,296 adherents.[91] The Roman Catholic Church was the only organized religion in Michigan until the 19th century, reflecting the territory's French colonial roots. Detroit's Saint Anne's parish, established in 1701 by Antoine de la Mothe Cadillac, is the second-oldest Roman Catholic parish in the United States.[92] On March 8, 1833, the Holy See formally established a diocese in the Michigan territory, which included all of Michigan, Wisconsin, Minnesota, and the Dakotas east of the Mississippi River. When Michigan became a state in 1837, the boundary of the Diocese of Detroit was redrawn to coincide with that of the State; the other dioceses were later carved out from the Diocese of Detroit but remain part of the Ecclesiastical Province of Detroit.[93]
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In 2010, the largest Protestant denominations were the United Methodist Church with 228,521 adherents; followed by the Lutheran Church–Missouri Synod with 219,618, and the Evangelical Lutheran Church in America with 120,598 adherents. The Christian Reformed Church in North America had almost 100,000 members and more than 230 congregations in Michigan.[94] The Reformed Church in America had 76,000 members and 154 congregations in the state.[95] In the same survey, Jewish adherents in the state of Michigan were estimated at 44,382, and Muslims at 120,351.[96] The Lutheran Church was introduced by German and Scandinavian immigrants; Lutheranism is the second largest religious denomination in the state. The first Jewish synagogue in the state was Temple Beth El, founded by twelve German Jewish families in Detroit in 1850.[97] In West Michigan, Dutch immigrants fled from the specter of religious persecution and famine in the Netherlands around 1850 and settled in and around what is now Holland, Michigan, establishing a "colony" on American soil that fervently held onto Calvinist doctrine that established a significant presence of Reformed churches.[98] Islam was introduced by immigrants from the Near East during the 20th century.[99] Michigan is home to the largest mosque in North America, the Islamic Center of America in Dearborn. Battle Creek, Michigan, is also the birthplace of the Seventh-day Adventist Church, which was founded on May 21, 1863.[100][101]
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In 2017, 3,859,949 people in Michigan were employed at 222,553 establishments, according to the U.S. Census Bureau.[103]
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The U.S. Bureau of Economic Analysis estimated Michigan's Q3 2018 gross state product to be $538 billion, ranking 14th out of the 50 states.[104] According to the Bureau of Labor Statistics, as of December 2018[update], the state's seasonally adjusted unemployment rate was estimated at 4.0%.[105]
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Source: Fortune[106]
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Products and services include automobiles, food products, information technology, aerospace, military equipment, furniture, and mining of copper and iron ore.[quantify] Michigan is the third leading grower of Christmas trees with 60,520 acres (245 km2) of land dedicated to Christmas tree farming.[107][108] The beverage Vernors was invented in Michigan in 1866, sharing the title of oldest soft drink with Hires Root Beer. Faygo was founded in Detroit on November 4, 1907. Two of the top four pizza chains were founded in Michigan and are headquartered there: Domino's Pizza by Tom Monaghan and Little Caesars Pizza by Mike Ilitch. Michigan became the 24th right-to-work state in U.S. in 2012.
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Since 2009, GM, Ford and Chrysler have managed a significant reorganization of their benefit funds structure after a volatile stock market which followed the September 11 attacks and early 2000s recession impacted their respective U.S. pension and benefit funds (OPEB).[109] General Motors, Ford, and Chrysler reached agreements with the United Auto Workers Union to transfer the liabilities for their respective health care and benefit funds to a 501(c)(9) Voluntary Employee Beneficiary Association (VEBA). Manufacturing in the state grew 6.6% from 2001 to 2006,[110] but the high speculative price of oil became a factor for the U.S. auto industry during the economic crisis of 2008 impacting industry revenues. In 2009, GM and Chrysler emerged from Chapter 11 restructurings with financing provided in part by the U.S. and Canadian governments.[111][112] GM began its initial public offering (IPO) of stock in 2010.[113] For 2010, the Big Three domestic automakers have reported significant profits indicating the beginning of rebound.[114][115][116][117]
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As of 2002[update], Michigan ranked fourth in the U.S. in high tech employment with 568,000 high tech workers, which includes 70,000 in the automotive industry.[118] Michigan typically ranks third or fourth in overall research and development (R&D) expenditures in the United States.[28][29] Its research and development, which includes automotive, comprises a higher percentage of the state's overall gross domestic product than for any other U.S. state.[119] The state is an important source of engineering job opportunities. The domestic auto industry accounts directly and indirectly for one of every ten jobs in the U.S.[120]
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Michigan was second in the U.S. in 2004 for new corporate facilities and expansions. From 1997 to 2004, Michigan was the only state to top the 10,000 mark for the number of major new developments;[26][121] however, the effects of the late 2000s recession have slowed the state's economy. In 2008, Michigan placed third in a site selection survey among the states for luring new business which measured capital investment and new job creation per one million population.[122] In August 2009, Michigan and Detroit's auto industry received $1.36 B in grants from the U.S. Department of Energy for the manufacture of electric vehicle technologies which is expected to generate 6,800 immediate jobs and employ 40,000 in the state by 2020.[123] From 2007 to 2009, Michigan ranked 3rd in the U.S. for new corporate facilities and expansions.[124][125]
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As leading research institutions, the University of Michigan, Michigan State University, and Wayne State University are important partners in the state's economy and its University Research Corridor.[30] Michigan's public universities attract more than $1.5 B in research and development grants each year.[31] The National Superconducting Cyclotron Laboratory is at Michigan State University. Michigan's workforce is well-educated and highly skilled, making it attractive to companies. It has the third highest number of engineering graduates nationally.[126]
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Detroit Metropolitan Airport is one of the nation's most recently expanded and modernized airports with six major runways, and large aircraft maintenance facilities capable of servicing and repairing a Boeing 747 and is a major hub for Delta Air Lines. Michigan's schools and colleges rank among the nation's best. The state has maintained its early commitment to public education. The state's infrastructure gives it a competitive edge; Michigan has 38 deep water ports.[127] In 2007, Bank of America announced that it would commit $25 billion to community development in Michigan following its acquisition of LaSalle Bank in Troy.[128]
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Michigan led the nation in job creation improvement in 2010.[129]
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Michigan's personal income tax is a flat rate of 4.25%. In addition, 22 cities impose income taxes; rates are set at 1% for residents and 0.5% for non-residents in all but four cities.[130] Michigan's state sales tax is 6%, though items such as food and medication are exempted. Property taxes are assessed on the local level, but every property owner's local assessment contributes six mills (a rate of $6 per $1000 of property value) to the statutory State Education Tax. Property taxes are appealable to local boards of review and need the approval of the local electorate to exceed millage rates prescribed by state law and local charters. In 2011, the state repealed its business tax and replaced it with a 6% corporate income tax which substantially reduced taxes on business.[131][132] Article IX of the Constitution of the State of Michigan also provides limitations on how much the state can tax.
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A 6% use tax is levied on goods purchased outside the state (that are brought in and used in state), at parity with the sales tax.[133] The use tax applies to internet sales/purchases from outside Michigan and is equivalent to the sales tax.[134]
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A wide variety of commodity crops, fruits, and vegetables are grown in Michigan, making it second only to California among U.S. states in the diversity of its agriculture.[135] The state has 54,800 farms utilizing 10,000,000 acres (40,000 km2) of land which sold $6.49 billion worth of products in 2010.[136] The most valuable agricultural product is milk. Leading crops include corn, soybeans, flowers, wheat, sugar beets, and potatoes. Livestock in the state included 78,000 sheep, a million cattle, a million hogs, and more than three million chickens. Livestock products accounted for 38% of the value of agricultural products while crops accounted for the majority.
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Michigan is a leading grower of fruit in the U.S., including blueberries, tart cherries, apples, grapes, and peaches.[32][137] Plums, pears, and strawberries are also grown in Michigan. These fruits are mainly grown in West Michigan due to the moderating effect of Lake Michigan on the climate. There is also significant fruit production, especially cherries, but also grapes, apples, and other fruits, in Northwest Michigan along Lake Michigan. Michigan produces wines, beers and a multitude of processed food products. Kellogg's cereal is based in Battle Creek, Michigan and processes many locally grown foods. Thornapple Valley, Ball Park Franks, Koegel Meat Company, and Hebrew National sausage companies are all based in Michigan.
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Michigan is home to very fertile land in the Saginaw Valley and Thumb areas. Products grown there include corn, sugar beets, navy beans, and soybeans. Sugar beet harvesting usually begins the first of October. It takes the sugar factories about five months to process the 3.7 million tons of sugarbeets into 485,000 tons of pure, white sugar.[138] Michigan's largest sugar refiner, Michigan Sugar Company[139] is the largest east of the Mississippi River and the fourth largest in the nation. Michigan sugar brand names are Pioneer Sugar and the newly incorporated Big Chief Sugar. Potatoes are grown in Northern Michigan, and corn is dominant in Central Michigan. Alfalfa, cucumbers, and asparagus are also grown.
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Michigan's tourists spend $17.2 billion per year in the state, supporting 193,000 tourism jobs.[140] Michigan's tourism website ranks among the busiest in the nation.[141] Destinations draw vacationers, hunters, and nature enthusiasts from across the United States and Canada. Michigan is fifty percent forest land, much of it quite remote. The forests, lakes and thousands of miles of beaches are top attractions. Event tourism draws large numbers to occasions like the Tulip Time Festival and the National Cherry Festival.
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In 2006, the Michigan State Board of Education mandated all public schools in the state hold their first day of school after the Labor Day holiday, in accordance with the new Post Labor Day School law. A survey found 70% of all tourism business comes directly from Michigan residents, and the Michigan Hotel, Motel, & Resort Association claimed the shorter summer in between school years cut into the annual tourism season in the state.[142]
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Tourism in metropolitan Detroit draws visitors to leading attractions, especially The Henry Ford, the Detroit Institute of Arts, the Detroit Zoo, and to sports in Detroit. Other museums include the Detroit Historical Museum, the Charles H. Wright Museum of African American History, museums in the Cranbrook Educational Community, and the Arab American National Museum. The metro area offers four major casinos, MGM Grand Detroit, Greektown, Motor City, and Caesars Windsor in Windsor, Ontario, Canada; moreover, Detroit is the largest American city and metropolitan region to offer casino resorts.[143]
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Hunting and fishing are significant industries in the state. Charter boats are based in many Great Lakes cities to fish for salmon, trout, walleye, and perch. Michigan ranks first in the nation in licensed hunters (over one million) who contribute $2 billion annually to its economy. More than three-quarters of a million hunters participate in white-tailed deer season alone. Many school districts in rural areas of Michigan cancel school on the opening day of firearm deer season, because of attendance concerns.
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Michigan's Department of Natural Resources manages the largest dedicated state forest system in the nation. The forest products industry and recreational users contribute $12 billion and 200,000 associated jobs annually to the state's economy. Public hiking and hunting access has also been secured in extensive commercial forests. The state has the highest number of golf courses and registered snowmobiles in the nation.[144]
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The state has numerous historical markers, which can themselves become the center of a tour.[145] The Great Lakes Circle Tour is a designated scenic road system connecting all of the Great Lakes and the St. Lawrence River.[146]
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With its position in relation to the Great Lakes and the countless ships that have foundered over the many years they have been used as a transport route for people and bulk cargo, Michigan is a world-class scuba diving destination. The Michigan Underwater Preserves are 11 underwater areas where wrecks are protected for the benefit of sport divers.
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Michigan has nine international road crossings with Ontario, Canada:
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The Gordie Howe International Bridge, a second international bridge between Detroit and Windsor, is under construction. It is expected to be completed in 2024.[147][148][149]
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Michigan is served by four Class I railroads: the Canadian National Railway, the Canadian Pacific Railway, CSX Transportation, and the Norfolk Southern Railway. These are augmented by several dozen short line railroads. The vast majority of rail service in Michigan is devoted to freight, with Amtrak and various scenic railroads the exceptions.[150]
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Amtrak passenger rail services the state, connecting many southern and western Michigan cities to Chicago, Illinois. There are plans for commuter rail for Detroit and its suburbs (see SEMCOG Commuter Rail).[151][152][153]
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The Detroit Metropolitan Airport in the western suburb of Romulus, was in 2010 the 16th busiest airfield in North America measured by passenger traffic.[154] The Gerald R. Ford International Airport in Grand Rapids is the next busiest airport in the state, served by eight airlines to 23 destinations. Flint Bishop International Airport is the third largest airport in the state, served by four airlines to several primary hubs. Cherry Capital Airport is in Traverse City. Alpena County Regional Airport services Alpena and the northeastern lower peninsula. MBS International Airport serves Midland, Bay City and Saginaw. Smaller regional and local airports are located throughout the state including on several islands.
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Other economically significant cities include:
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Half the wealthiest communities in the state are in Oakland County, just north of Detroit. Another wealthy community is just east of the city, in Grosse Pointe. Only three of these cities are outside of Metro Detroit. The city of Detroit, with a per capita income of $14,717, ranks 517th on the list of Michigan locations by per capita income. Benton Harbor is the poorest city in Michigan, with a per capita income of $8,965, while Barton Hills is the richest with a per capita income of $110,683.
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Michigan's education system provides services to 1.6 million K-12 students in public schools. More than 124,000 students attend private schools and an uncounted number are home-schooled under certain legal requirements.[156][157] The public school system has a $14.5 billion budget in 2008–2009.[158] Michigan has a number of public universities spread throughout the state and numerous private colleges as well. Michigan State University has the eighth largest campus population of any U.S. school. Seven of the state's universities (Central Michigan University, University of Michigan, Michigan State University, Michigan Technological University, Oakland University, Wayne State University, and Western Michigan University) are classified as research universities by the Carnegie Foundation.[159]
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From 2009 to 2019 over 200 private schools in Michigan closed, partly due to competition from charter schools.[160]
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Michigan music is known for three music trends: early punk rock, Motown/soul music and techno music. Michigan musicians include Bill Haley & His Comets, The Supremes, The Marvelettes, The Temptations, The Four Tops, Stevie Wonder, Marvin Gaye "The Prince of Soul", Smokey Robinson and the Miracles, Aretha Franklin, Mary Wells, Tommy James and the Shondells, ? and the Mysterians, Al Green, The Spinners, Grand Funk Railroad, The Stooges, the MC5, The Knack, Madonna "The Queen of Pop", Bob Seger, Ray Parker Jr., Aaliyah, Eminem, Kid Rock, Jack White and Meg White (The White Stripes), Big Sean, Alice Cooper, and Del Shannon.[161]
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Major theaters in Michigan include the Fox Theatre, Music Hall, Gem Theatre, Masonic Temple Theatre, the Detroit Opera House, Fisher Theatre, The Fillmore Detroit, Saint Andrew's Hall, Majestic Theater, and Orchestra Hall.
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The Nederlander Organization, the largest controller of Broadway productions in New York City, originated in Detroit.[162] Detroit Symphony Orchestra
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Motown Motion Picture Studios with 535,000 square feet (49,700 m2) produces movies in Detroit and the surrounding area based at the Pontiac Centerpoint Business Campus.[163]
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Michigan's major-league sports teams include: Detroit Tigers baseball team, Detroit Lions football team, Detroit Red Wings ice hockey team, and the Detroit Pistons men's basketball team. All of Michigan's major league teams play in the Metro Detroit area.
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The Pistons played at Detroit's Cobo Arena until 1978 and at the Pontiac Silverdome until 1988 when they moved into The Palace of Auburn Hills. In 2017, the team moved to the newly built Little Caesars Arena in downtown Detroit. The Detroit Lions played at Tiger Stadium in Detroit until 1974, then moved to the Pontiac Silverdome where they played for 27 years between 1975 and 2002 before moving to Ford Field in Detroit in 2002. The Detroit Tigers played at Tiger Stadium (formerly known as Navin Field and Briggs Stadium) from 1912 to 1999. In 2000 they moved to Comerica Park. The Red Wings played at Olympia Stadium before moving to Joe Louis Arena in 1979. They later moved to Little Caesars Arena to join the Pistons as tenants in 2017. Professional hockey got its start in Houghton,[164] when the Portage Lakers were formed.[citation needed]
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The Michigan International Speedway is the site of NASCAR races and Detroit was formerly the site of a Formula One World Championship Grand Prix race. From 1959 to 1961, Detroit Dragway hosted the NHRA's U.S. Nationals.[165] Michigan is home to one of the major canoeing marathons: the 120-mile (190 km) Au Sable River Canoe Marathon. The Port Huron to Mackinac Boat Race is also a favorite.
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Twenty-time Grand Slam champion Serena Williams was born in Saginaw. The 2011 World Champion for Women's Artistic Gymnastics, Jordyn Wieber is from DeWitt. Wieber was also a member of the gold medal team at the London Olympics in 2012.
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Collegiate sports in Michigan are popular in addition to professional sports. The state's two largest athletic programs are the Michigan Wolverines and Michigan State Spartans, which play in the NCAA Big Ten Conference. Michigan Stadium in Ann Arbor, home to the Michigan Wolverines football team, is the largest stadium in the Western Hemisphere and the second-largest stadium worldwide behind Rungrado May Day Stadium in Pyongyang, North Korea.
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The Michigan High School Athletic Association features around 300,000 participants.
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Michigan is traditionally known as "The Wolverine State", and the University of Michigan takes the wolverine as its mascot. The association is well and long established: for example, many Detroiters volunteered to fight during the American Civil War and George Armstrong Custer, who led the Michigan Brigade, called them the "Wolverines". The origins of this association are obscure; it may derive from a busy trade in wolverine furs in Sault Ste. Marie in the 18th century or may recall a disparagement intended to compare early settlers in Michigan with the vicious mammal. Wolverines are, however, extremely rare in Michigan. A sighting in February 2004 near Ubly was the first confirmed sighting in Michigan in 200 years.[166] The animal was found dead in 2010.[167]
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Coordinates: 44°N 85°W / 44°N 85°W / 44; -85
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Michael Joseph Jackson (August 29, 1958 – June 25, 2009) was an American singer, songwriter, and dancer. Dubbed the "King of Pop", he is regarded as one of the most significant cultural figures of the 20th century and one of the greatest entertainers in the history of music. Through stage and video performances, he popularized complicated dance techniques such as the moonwalk, to which he gave the name. His sound and style have influenced artists of various genres, and his contributions to music, dance, and fashion, along with his publicized personal life, made him a global figure in popular culture for over four decades. Jackson is the most awarded artist in the history of popular music.
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The eighth child of the Jackson family, Jackson made his professional debut in 1964 with his elder brothers Jackie, Tito, Jermaine, and Marlon as a member of the Jackson 5. Jackson began his solo career in 1971 while at Motown Records, and rose to solo stardom with his fifth studio album Off the Wall (1979) during the peak of the disco era. By the early 1980s, Jackson became a dominant figure in popular music. His music videos, including those for "Beat It", "Billie Jean", and "Thriller" from his sixth studio album Thriller (1982), are credited with breaking racial barriers and transforming the medium into an art form and promotional tool. Jackson's prominence propelled him and the television channel MTV into cultural phenomenons of 1980s pop culture. At the 1984 Grammy Awards, Thriller won a record-breaking eight Grammy Awards, including Album of the Year. Jackson continued to innovate with videos on the global best-seller albums Bad (1987), Dangerous (1991) and HIStory: Past, Present and Future, Book I (1995).
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Starting in the late 1980s, Jackson became a figure of controversy and speculation due to his changing appearance, relationships, behavior and lifestyle. In 1993, he was accused of sexually abusing the child of a family friend. The lawsuit was settled out of court, and Jackson was not indicted. In 2005, he was tried and acquitted of further child sexual abuse allegations and several other charges. In 2009, while preparing for a series of comeback concerts, This Is It, Jackson died from an overdose of propofol administered by his personal physician, Conrad Murray. Fans around the world expressed their grief, and Jackson's public memorial service was broadcast live. In August 2009, the Los Angeles County Coroner ruled that Jackson's death was a homicide, and Murray was convicted of involuntary manslaughter in November 2011. Seven years later, the documentary Leaving Neverland, which detailed posthumous allegations of child sexual abuse, led to another media backlash against Jackson.
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Jackson is one of the best-selling music artists of all time, with estimated sales of over 350 million records worldwide.[nb 1] Thriller is the best-selling album of all time, with estimated sales of 66 million copies worldwide. In addition, the remix album Blood on the Dance Floor: HIStory in the Mix (1997) is the best-selling remix album of all time. Bad was the first album to produce five Billboard Hot 100 number-one singles.[nb 2] Jackson had 13 Billboard Hot 100 number-one singles, more than any other male artist in the Hot 100 era, and was also the first artist to have a top ten single in the Billboard Hot 100 in five different decades. He received 13 Grammy Awards, the Grammy Legend and Grammy Lifetime Achievement awards, 6 Brit Awards, a Golden Globe Award, and 39 Guinness World Records, including the "Most Successful Entertainer of All Time". Jackson's inductions include the Rock and Roll Hall of Fame twice, the Vocal Group Hall of Fame, the Songwriters Hall of Fame, the Dance Hall of Fame (the only recording artist to be inducted), and the Rhythm and Blues Music Hall of Fame. In 2016, his estate earned $825 million, the highest yearly amount for a celebrity ever recorded by Forbes.
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Michael Joseph Jackson[7][8] was born in Gary, Indiana, near Chicago, on August 29, 1958.[9][10] He was the eighth of ten children in the Jackson family, a working-class African-American family living in a two-bedroom house on Jackson Street.[11][12] His mother, Katherine Esther Jackson (née Scruse), played clarinet and piano, had aspired to be a country-and-western performer, and worked part-time at Sears.[13] She was a Jehovah's Witness.[14] His father, Joseph Walter "Joe" Jackson, a former boxer, was a crane operator at U.S. Steel and played guitar with a local rhythm and blues band, the Falcons, to supplement the family's income.[15][16] His father's great-grandfather, July "Jack" Gale, was a US Army scout; family lore held that he was also "a Native American medicine man".[17] Michael grew up with three sisters (Rebbie, La Toya, and Janet) and five brothers (Jackie, Tito, Jermaine, Marlon, and Randy).[15] A sixth brother, Marlon's twin Brandon, died shortly after birth.[18]
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Joe acknowledged that he regularly whipped Michael;[19] Michael said his father told him he had a "fat nose,"[20] and regularly physically and emotionally abused him during rehearsals. He recalled that Joe often sat in a chair with a belt in his hand as he and his siblings rehearsed, ready to physically punish any mistakes.[14][21] Katherine Jackson stated that although whipping is considered abuse in more modern times, it was a common way to discipline children when Michael was growing up.[22][23] Jackie, Tito, Jermaine and Marlon have said that their father was not abusive and that the whippings, which were harder on Michael because he was younger, kept them disciplined and out of trouble.[24] In an interview with Oprah Winfrey in 1993, Jackson said that his youth had been lonely and isolated.[25]
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In 1964, Michael and Marlon joined the Jackson Brothers—a band formed by their father which included Jackie, Tito, and Jermaine—as backup musicians playing congas and tambourine.[26][27] Later that year, Michael began sharing lead vocals with Jermaine, and the group's name was changed to the Jackson 5.[28] The following year, the group won a talent show; Michael performed the dance to Robert Parker's 1965 song "Barefootin'" and singing lead to The Temptations' "My Girl."[29] From 1966 to 1968 they toured the Midwest; they frequently played at a string of black clubs known as the "Chitlin' Circuit" as the opening act for artists such as Sam & Dave, the O'Jays, Gladys Knight, and Etta James. The Jackson 5 also performed at clubs and cocktail lounges, where striptease shows were featured, and at local auditoriums and high school dances.[30][31] In August 1967, while touring the East Coast, they won a weekly amateur night concert at the Apollo Theater in Harlem.[32]
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The Jackson 5 recorded several songs for a Gary record label, Steeltown Records; their first single, "Big Boy", was released in 1968.[34] Bobby Taylor of Bobby Taylor & the Vancouvers brought the Jackson 5 to Motown after the group opened for Taylor at Chicago's Regal Theater in 1968. Taylor also produced some of their early recordings for the label, including a version of "Who's Lovin' You."[35] After signing with Motown, the Jackson family relocated from Gary to Los Angeles.[36] In 1969, executives at Motown decided Diana Ross should introduce the Jackson 5 to the public—partly to bolster her career in television—sending off what was considered Motown's last product of its "production line".[37] The Jackson 5 made their first television appearance in 1969 in the Miss Black America Pageant where they performed a cover of "It's Your Thing."[38] Rolling Stone later described the young Michael as "a prodigy" with "overwhelming musical gifts" who "quickly emerged as the main draw and lead singer".[39]
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In January 1970, "I Want You Back" became the first Jackson 5 song to reach number one the US Billboard Hot 100; it stayed there for four weeks. Three more singles with Motown—"ABC", "The Love You Save", and "I'll Be There"—also topped the chart.[40] In May 1971, the Jackson family moved into a large house on a two-acre estate in Encino, California.[41] During this period, Michael developed from a child performer into a teen idol.[42] As he emerged as a solo performer in the early 1970s, he maintained ties to the Jackson 5. Between 1972 and 1975, Michael released four solo studio albums with Motown: Got to Be There (1972), Ben (1972), Music & Me (1973), and Forever, Michael (1975).[43] "Got to Be There" and "Ben," the title tracks from his first two solo albums, sold well as singles, as did a cover of Bobby Day's "Rockin' Robin."[44]
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The Jackson 5 were later described as "a cutting-edge example of black crossover artists."[45] They were frustrated by Motown's refusal to allow them creative input.[46] Jackson's performance of their top five single "Dancing Machine" on Soul Train popularized the robot dance.[47]
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In 1975, the Jackson 5 left Motown. They signed with Epic Records, a subsidiary of CBS Records,[48] and renamed themselves the Jacksons. Their younger brother Randy joined the band around this time; Jermaine stayed with Motown and pursued a solo career.[49] The Jacksons continued to tour internationally, and released six more albums between 1976 and 1984. Michael, the group's main songwriter during this time, wrote songs such as "Shake Your Body (Down to the Ground)" (1979), "This Place Hotel" (1980), and "Can You Feel It" (1980).[50]
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In 1978, Jackson moved to New York City to star as the Scarecrow in The Wiz, a musical directed by Sidney Lumet. It costarred Diana Ross, Nipsey Russell, and Ted Ross.[51] The film was a box-office failure.[52] Its score was arranged by Quincy Jones,[53] who later produced three of Jackson's solo albums.[54] During his time in New York, Jackson frequented the Studio 54 nightclub, where he heard early hip hop; this influenced his beatboxing on future tracks such as "Working Day and Night".[55] In 1979, Jackson broke his nose during a dance routine. A rhinoplasty led to breathing difficulties that later affected his career. He was referred to Steven Hoefflin, who performed Jackson's subsequent operations.[56]
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Jackson's fifth solo album, Off the Wall (1979), established him as a solo performer and helped him move from the bubblegum pop of his youth to more complex sounds.[42] It produced four top 10 entries in the US: "Off the Wall", "She's Out of My Life", and the chart-topping singles "Don't Stop 'Til You Get Enough" and "Rock with You".[57] The album reached number three on the US Billboard 200 and sold over 20 million copies worldwide.[58] In 1980, Jackson won three American Music Awards for his solo work: Favorite Soul/R&B Album, Favorite Soul/R&B Male Artist, and Favorite Soul/R&B Single for "Don't Stop 'Til You Get Enough".[59][60] He also won a Grammy Award for Best Male R&B Vocal Performance for 1979 with "Don't Stop 'Til You Get Enough".[61] In 1981 Jackson was the American Music Awards winner for Favorite Soul/R&B Album and Favorite Soul/R&B Male Artist.[62] Jackson felt Off the Wall should have made a bigger impact, and was determined to exceed expectations with his next release.[63] In 1980, he secured the highest royalty rate in the music industry: 37 percent of wholesale album profit.[64]
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Jackson recorded with Queen singer Freddie Mercury from 1981 to 1983, recording demos of "State of Shock", "Victory" and "There Must Be More to Life Than This". The recordings were intended for an album of duets but, according to Queen's manager Jim Beach, the relationship soured when Jackson brought a llama into the recording studio,[66] and Jackson was upset by Mercury's drug use.[67] The songs were released in 2014.[68] Jackson went on to record "State of Shock" with Mick Jagger for the Jacksons' album Victory (1984).[69] In 1982, Jackson contributed "Someone in the Dark" to the storybook for the film E.T. the Extra-Terrestrial. Jackson's sixth album, Thriller, was released in late 1982. It was the best-selling album worldwide in 1983,[70][71] and became the best-selling album of all time in the US[72] and the best-selling album of all time worldwide, selling an estimated 66 million copies.[73] It topped the Billboard 200 chart for 37 weeks and was in the top 10 of the 200 for 80 consecutive weeks. It was the first album to have seven Billboard Hot 100 top 10 singles, including "Billie Jean", "Beat It", and "Wanna Be Startin' Somethin' ".[74]
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On March 25, 1983, Jackson reunited with his brothers for Motown 25: Yesterday, Today, Forever, an NBC television special. The show aired on May 16, 1983, to an estimated audience of 47 million, and featured the Jacksons and other Motown stars.[75] Jackson's solo performance of "Billie Jean" earned him his first Emmy Award nomination.[76] Wearing a glove decorated with rhinestones,[77] he debuted his moonwalk dance, which Jeffrey Daniel had taught him three years earlier, and it became his signature dance in his repertoire.[78] Jackson had originally turned down the invitation to the show, believing he had been doing too much television. But at the request of Motown founder Berry Gordy, he performed in exchange for an opportunity to do a solo performance.[79] Rolling Stone reporter Mikal Gilmore called the performance "extraordinary."[42] Jackson's performance drew comparisons to Elvis Presley's and the Beatles' appearances on The Ed Sullivan Show.[80] Anna Kisselgoff of The New York Times praised the perfect timing and technique involved in the dance.[81] Gordy described being "mesmerized" by the performance.[82]
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At the 26th Annual Grammy Awards, Thriller won eight awards, while Jackson also won an award for the E.T. the Extra-Terrestrial storybook. Winning eight Grammys in one ceremony is a record he holds with the band Santana.[61] Jackson and Quincy Jones won the award for Producer of the Year (Non-Classical). Thriller won Album of the Year (with Jackson as the album's artist and Jones as its co-producer), and the single won Best Pop Vocal Performance (Male) award for Jackson. "Beat It" won Record of the Year and Best Rock Vocal Performance (Male). "Billie Jean" won two Grammy awards: Best R&B Song and Best R&B Vocal Performance (Male), with Jackson as songwriter and singer respectively.[61] Thriller also won the Grammy for Best Engineered Recording (Non Classical), acknowledging Bruce Swedien for his work on the album.[83] At the 11th Annual American Music Awards, Jackson won another eight awards and became the youngest artist to win the Award of Merit.[84] He also won Favorite Male Artist, Favorite Soul/R&B Artist, and Favorite Pop/Rock Artist. "Beat It" won Favorite Soul/R&B Video, Favorite Pop/Rock Video and Favorite Pop/Rock Single. The album collectively won Favorite Soul/R&B Album and Favorite Pop/Rock Album.[84][85]
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Jackson had the highest royalty rate in the music industry at that point, with about $2 for every album sold, and was making record-breaking profits. Dolls modeled after Jackson appeared in stores in May 1984 for $12 each.[86] In the same year, The Making of Michael Jackson's Thriller, a music documentary, won a Grammy for Best Music Video (Longform).[61] Time described Jackson's influence at that point as "star of records, radio, rock video. A one-man rescue team for the music business. A songwriter who sets the beat for a decade. A dancer with the fanciest feet on the street. A singer who cuts across all boundaries of taste and style and color too."[86] The New York Times wrote "in the world of pop music, there is Michael Jackson and there is everybody else."[87]
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In November 1983, Jackson and his brothers partnered with PepsiCo in a $5 million promotional deal that broke records for a celebrity endorsement. The first Pepsi campaign, which ran in the US from 1983 to 1984 and launched its "New Generation" theme, included tour sponsorship, public relations events, and in-store displays. Jackson helped to create the advertisement, and suggested using his song "Billie Jean", with revised lyrics, as its jingle.[88]
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On January 27, 1984, Michael and other members of the Jacksons filmed a Pepsi commercial overseen by Phil Dusenberry,[89] a BBDO ad agency executive, and Alan Pottasch, Pepsi's Worldwide Creative Director, at the Shrine Auditorium in Los Angeles. During a simulated concert before a full house of fans, pyrotechnics accidentally set Jackson's hair on fire, causing second-degree burns to his scalp. Jackson underwent treatment to hide the scars and had his third rhinoplasty shortly thereafter.[56] Pepsi settled out of court, and Jackson donated the $1.5 million settlement to the Brotman Medical Center in Culver City, California; its Michael Jackson Burn Center is named in his honor.[90] Jackson signed a second agreement with Pepsi in the late 1980s for $10 million. The second campaign covered 20 countries and provided financial support for Jackson's Bad album and 1987–88 world tour. Jackson had endorsements and advertising deals with other companies, such as LA Gear, Suzuki, and Sony, but none were as significant as his deals with Pepsi.[88]
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On May 14, 1984, President Ronald Reagan gave Jackson an award recognizing his support of alcohol and drug abuse charities,[91] and in recognition of his support for the Ad Council's and the National Highway Traffic Safety Administration's Drunk Driving Prevention campaign. Jackson allowed the campaign to use "Beat It" for its public service announcements.[92]
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The Victory Tour of 1984 headlined the Jacksons and showcased Jackson's new solo material to more than two million Americans. It was the last tour he did with his brothers.[93] Following controversy over the concert's ticket sales, Jackson donated his share of the proceeds, an estimated $3 to 5 million, to charity.[94] During the last concert of the Victory Tour at the Dodger Stadium in Los Angeles, Jackson announced his split from The Jacksons during "Shake Your Body".[95] His charitable work continued with the release of "We Are the World" (1985), co-written with Lionel Richie,[96] which raised money for the poor in the US and Africa.[97] It earned $63 million,[97] and became one of the best-selling singles of all time, with 20 million copies sold.[98] It won four Grammy Awards in 1985, including Song of the Year for Jackson and Richie as its writers.[96] The project's creators received two special American Music Awards honors: one for the creation of the song and another for the USA for Africa idea. Jackson, Jones, and promoter Ken Kragen received special awards for their roles in the song's creation.[96][99][100][101]
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Jackson collaborated with Paul McCartney in the early 1980s, and learned that McCartney was making $40 million a year from owning the rights to other artists' songs.[97] By 1983, Jackson had begun buying publishing rights to others' songs, but he was careful with his acquisitions, only bidding on a few of the dozens that were offered to him. Jackson's early acquisitions of music catalogs and song copyrights such as the Sly Stone collection included "Everyday People" (1968), Len Barry's "1-2-3" (1965), and Dion DiMucci's "The Wanderer" (1961) and "Runaround Sue" (1961).
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In 1984 Robert Holmes à Court announced he was selling the ATV Music Publishing catalog comprising the publishing rights to nearly 4000 songs, including most of the Beatles' material.[102] In 1981, McCartney had been offered the catalog for £20 million ($40 million).[97][103] Jackson submitted a bid of $46 million on November 20, 1984.[102] When Jackson and McCartney were unable to make a joint purchase, McCartney did not want to be the sole owner of the Beatles' songs, and did not pursue an offer on his own.[104][103] Jackson's agents were unable to come to a deal, and in May 1985 left talks after having spent more than $1 million and four months of due diligence work on the negotiations.[102] In June 1985, Jackson and Branca learned that Charles Koppelman's and Marty Bandier's The Entertainment Company had made a tentative offer to buy ATV Music for $50 million; in early August, Holmes à Court contacted Jackson and talks resumed. Jackson's increased bid of $47.5 million was accepted because he could close the deal more quickly, having already completed due diligence.[102] Jackson also agreed to visit Holmes à Court in Australia, where he would appear on the Channel Seven Perth Telethon.[105] Jackson's purchase of ATV Music was finalized on August 10, 1985.[97][102]
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Jackson's skin had been medium-brown during his youth, but from the mid-1980s gradually grew paler. The change drew widespread media coverage, including speculation that he had been bleaching his skin.[106][107][108] Jackson's dermatologist, Arnold Klein, said he observed in 1983 that Jackson had vitiligo,[109] a condition characterized by patches of the skin losing their pigment, and sensitivity to sunlight. He also identified discoid lupus erythematosus in Jackson. He diagnosed Jackson with lupus that year,[109] and with vitiligo in 1986.[110] Vitiligo's drastic effects on the body can cause psychological distress. Jackson used fair-colored makeup,[111] and possibly skin-bleaching prescription creams,[112] to cover up the uneven blotches of color caused by the illness. The creams would have further lightened his skin, and, with the application of makeup, he could appear very pale.[113] Jackson said he had not purposely bleached his skin and could not control his vitiligo, adding, "When people make up stories that I don't want to be who I am, it hurts me."[114] He became friends with Klein and Klein's nurse Debbie Rowe. Rowe later became Jackson's second wife and the mother of his first two children.[115]
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In his autobiography and the 1993 interview with Winfrey, Jackson said he had had two rhinoplasty surgeries and a cleft chin surgery but no more than that. He said he lost weight in the early 1980s because of a change in diet to achieve a dancer's body.[116] Witnesses reported that he was often dizzy, and speculated he was suffering from anorexia nervosa. Periods of weight loss became a recurring problem later in his life.[117] After his death, his mother Katherine told Winfrey that he first turned to cosmetic procedures to remedy his vitiligo, because he did not want to look like a "spotted cow." She said her son had received more than the two cosmetic surgeries he claimed and speculated that he was addicted to them.[118]
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In 1986, tabloids reported that Jackson slept in a hyperbaric oxygen chamber to slow aging, and pictured him lying in a glass box. The claim was untrue, and tabloids reported that he spread the story himself.[119] It was also reported, by the tabloids, that Jackson took female hormone shots to keep his voice high and facial hair wispy, proposed to Elizabeth Taylor and possibly had a shrine of her, and had cosmetic surgery on his eyes. Jackson's manager Frank DiLeo denied all of them, except for Jackson having a chamber. DiLeo added "I don't know if he sleeps in it. I'm not for it. But Michael thinks it's something that's probably healthy for him. He's a bit of a health fanatic."[120]
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When Jackson took his pet chimpanzee Bubbles to tour in Japan, their public appearances caused a stir in the media. They portrayed Jackson as an aspiring Disney cartoon character who befriended various animals.[121] Meanwhile, it was also reported that Jackson had offered to buy the bones of Joseph Merrick (the "Elephant Man").[122] In June 1987, the Chicago Tribune reported Jackson's publicist bidding $1 million for the skeleton to the London Hospital Medical College on his behalf. The college maintained the skeleton was not for sale. DiLeo said Jackson had an "absorbing interest" in Merrick, "purely based on his awareness of the ethical, medical and historical significance."[123]
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These tabloid stories inspired the name "Wacko Jacko," which Jackson came to despise.[8][124] According to music journalist Joseph Vogel, the demeaning name first appeared in British tabloid The Sun in 1985. The name's origins come from Jacko Macacco, the name of a famous monkey used in monkey-baiting matches at the Westminster Pit in the early 1820s. "Jacko" was subsequently used in Cockney slang to refer to monkeys in general, hence a racist connotation behind the name.[125]
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In 1987, Rolling Stone described Jackson as "the flighty-genius star-child, a celebrity virtually all his life, who dwells in a fairy-tale kingdom of fellow celebrities, animals, mannequins and cartoons, who provides endless fodder for the tabloids.... But it’s the same child in Michael who inspires the artistry that fuels all the subsidiary industries, who turns his primal fears and fantasies into wondrous, hyperkinetic and emotional music."[121]
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Jackson worked with George Lucas and Francis Ford Coppola on the 17-minute $30 million 3D film Captain EO, which ran from 1986 at Disneyland and Epcot, and later at Tokyo Disneyland and Euro Disneyland.[126] After having been removed in the late 1990s, it returned to the theme park for several years after Jackson's death.[127] In 1987, Jackson disassociated himself from the Jehovah's Witnesses.[128] Katherine Jackson said this might have been because some Witnesses strongly opposed the Thriller video.[129] Jackson had denounced it in a Witness publication in 1984.[130]
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Jackson's first album in five years, Bad (1987), was highly anticipated, with the industry expecting another major success.[131] It became the first album to produce five US number-one singles: "I Just Can't Stop Loving You", "Bad", "The Way You Make Me Feel", "Man in the Mirror", and "Dirty Diana". Another song, "Smooth Criminal", peaked at number seven.[57] Bad won the 1988 Grammy for Best Engineered Recording – Non Classical and the 1990 Grammy Award for Best Music Video, Short Form for "Leave Me Alone".[61][83] Jackson won an Award of Achievement at the American Music Awards in 1989 after Bad generated five number-one singles, became the first album to top the charts in 25 countries and the best-selling album worldwide in 1987 and 1988.[132][133] By 2012, it had sold between 30 and 45 million copies worldwide.[134][135]
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The Bad world tour ran from September 12, 1987, to January 14, 1989.[136] In Japan, the tour had 14 sellouts and drew 570,000 people, nearly tripling the previous record for a single tour.[137] The 504,000 people who attended seven sold-out shows at Wembley Stadium set a new Guinness world record.[138]
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In 1988, Jackson released his autobiography, Moonwalk, with input from Stephen Davis and Jacqueline Kennedy Onassis.[139] It sold 200,000 copies,[140] and reached the top of the New York Times bestsellers list.[141] Jackson discussed his childhood, the Jackson 5, and the abuse from his father.[142] He attributed his changing facial appearance to three plastic surgeries, puberty, weight loss, a strict vegetarian diet, a change in hairstyle, and stage lighting.[143][116] In October, Jackson released a film, Moonwalker, which featured live footage and short films starring Jackson and Joe Pesci. In the US it was released direct-to-video and became the best-selling video cassette.[144][145] The RIAA certified it as Platinum.[146]
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In March 1988, Jackson purchased 2,700 acres (11 km2) of land near Santa Ynez, California, to build a new home, Neverland Ranch, at a cost of $17 million.[147] He installed a Ferris wheel, a carousel, a movie theater and a zoo.[147][148][149] A security staff of 40 patrolled the grounds.[148] Shortly afterwards, he appeared in the first Western television advertisement in the Soviet Union.[150]
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Jackson became known as the "King of Pop", a nickname that Jackson's publicists embraced.[21][151][152] When Elizabeth Taylor presented him with the Soul Train Heritage Award in 1989, she called him "the true king of pop, rock and soul."[153] President George H. W. Bush designated him the White House's "Artist of the Decade".[154] From 1985 to 1990, Jackson donated $455,000 to the United Negro College Fund,[155] and all profits from his single "Man in the Mirror" went to charity.[156] His rendition of "You Were There" at Sammy Davis Jr.'s 60th birthday celebration won Jackson a second Emmy nomination.[76]
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In March 1991, Jackson renewed his contract with Sony for $65 million, a record-breaking deal,[157] beating Neil Diamond's renewal contract with Columbia Records.[158] In 1991, he released his eighth album, Dangerous, co-produced with Teddy Riley.[159] It was certified seven times platinum in the US, and by 2008 had sold 30 million copies worldwide.[160][161] In the US, the first single, "Black or White", was the album's highest charting song; it was number one on the Billboard Hot 100 for seven weeks and achieved similar chart performances worldwide.[162] The second single, "Remember the Time" peaked at number three on the Billboard Hot 100 singles chart.[163] At the end of 1992, Dangerous was the best-selling album of the year worldwide and "Black or White" the best-selling single of the year worldwide at the Billboard Music Awards. Jackson was also the best-selling artist of the 1980s.[164] In 1993, he performed "Remember the Time" at the Soul Train Music Awards in a chair, saying he twisted his ankle during dance rehearsals.[165] In the UK, "Heal the World" made No. 2 on the charts in 1992.[166]
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Jackson founded the Heal the World Foundation in 1992. The charity brought underprivileged children to Jackson's ranch to use the theme park rides, and sent millions of dollars around the globe to help children threatened by war, poverty, and disease. That July, Jackson published his second book, Dancing the Dream, a collection of poetry. The Dangerous World Tour ran between June 1992 and November 1993 and grossed $100 million; Jackson performed for 3.5 million people in 70 concerts, all of which were outside the US.[168] Part of the proceeds went to Heal the World Foundation.[169] Jackson sold the broadcast rights of the tour to HBO for $20 million, a record-breaking deal that still stands.[170]
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Following the death of HIV/AIDS spokesperson and friend Ryan White, Jackson pleaded with the Clinton administration at Bill Clinton's inaugural gala to give more money to HIV/AIDS charities and research[171][172] and performed "Gone Too Soon", a song dedicated to White, and "Heal the World" at the gala.[173] Jackson visited Africa in early 1992; on his first stop in Gabon he was greeted by more than 100,000 people, some of them carrying signs that read "Welcome Home Michael".[174] During his trip to Ivory Coast, Jackson was crowned "King Sani" by a tribal chief. He thanked the dignitaries in French and English, signed documents formalizing his kingship, and sat on a golden throne while presiding over ceremonial dances.[174]
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In January 1993, Jackson performed at the Super Bowl XXVII halftime show in Pasadena, California. The NFL sought a big-name artist to keep ratings high during halftime following dwindling audience figures.[175][176] It was the first Super Bowl whose half-time performance drew greater audience figures than the game. Jackson played "Jam", "Billie Jean", "Black or White", and "Heal the World". Dangerous rose 90 places in the album chart after the performance.[106]
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Jackson gave a 90-minute interview to Winfrey on February 10, 1993. He spoke of his childhood abuse at the hands of his father; he believed he had missed out on much of his childhood, and said that he often cried from loneliness. He denied tabloid rumors that he had bought the bones of the Elephant Man, slept in a hyperbaric oxygen chamber, or bleached his skin, and stated for the first time that he had vitiligo. Dangerous re-entered the album chart in the top 10, more than a year after its release.[21][106]
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In January 1993, Jackson won three American Music Awards: Favorite Pop/Rock Album (Dangerous), Favorite Soul/R&B Single ("Remember the Time"), and was the first to win the International Artist Award of Excellence.[177][178] In February, he won the "Living Legend Award" at the 35th Annual Grammy Awards in Los Angeles.[61] He attended the award ceremony with Brooke Shields.[179] Dangerous was nominated for Best Vocal Performance (for "Black or White"), Best R&B Vocal Performance ("Jam") and Best R&B Song ("Jam"), and Swedien and Riley won the award for Best Engineered – Non Classical.[83]
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In August 1993, Jackson was accused of child sexual abuse by a 13-year-old boy, Jordan Chandler, and his father, Evan Chandler.[180] Jordan said he and Jackson had engaged in acts of kissing, masturbation and oral sex.[181] Jordan's mother initially told police that she did not believe Jackson had molested her son; however, her position wavered a few days later.[182][183] Evan was recorded discussing his intention to pursue charges, which Jackson used to argue that he was the victim of a jealous father trying to extort money.[183] Jackson's older sister La Toya accused him of being a pedophile, which she later retracted.[184] Police raided Jackson's home in December and found books and photographs featuring young boys with little or no clothing. The books were legal to own, and Jackson was not indicted.[185] Jordan Chandler gave police a description of Jackson's genitals. A strip search was made, and the jurors felt the description was not a match.[186][187][188] In January 1994, Jackson settled with the Chandlers out of court for $25 million.[189] The police never pressed criminal charges.[190] Citing a lack of evidence without Jordan's testimony, the state closed its investigation on September 22, 1994.[191]
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Jackson had been taking painkillers for his reconstructive scalp surgeries, administered due to the Pepsi commercial accident in 1984, and became dependent on them to cope with the stress of the sexual abuse allegations.[192] On November 12, 1993, Jackson canceled the remainder of the Dangerous Tour due to health problems, stress from the allegations and painkiller addiction. He thanked close friend Elizabeth Taylor for support, encouragement and counsel. The end of the tour concluded his relationship with Pepsi-Cola which sponsored the tour.[193]
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In late 1993 Jackson proposed to Lisa Marie Presley, daughter of Elvis Presley, over the phone.[194] They married in La Vega, Dominican Republic in May 1994 by civil judge Hugo Francisco Alvarez Perez.[195] The tabloid media speculated that the wedding was a publicity stunt to deflect Jackson's sexual abuse allegations and jump-start Presley's career as a singer.[196][195] Their marriage ended little more than a year later, and they separated in December 1995.[197] Presley cited "irreconcilable differences" when filing for divorce the next month and only sought to reclaim her maiden name as her settlement.[196][198] After the divorce, Judge Perez said, "They lasted longer than I thought they would. I gave them a year. They lasted a year and a half."[195]
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In June 1995, Jackson released the double album HIStory: Past, Present and Future, Book I. The first disc, HIStory Begins, is a greatest hits album (reissued in 2001 as Greatest Hits: HIStory, Volume I). The second disc, HIStory Continues, contains 13 original songs and two cover versions. The album debuted at number one on the charts and has been certified for seven million shipments in the US.[199] It is the best-selling multi-disc album of all time, with 20 million copies (40 million units) sold worldwide.[162][200] HIStory received a Grammy nomination for Album of the Year.[61] The New York Times reviewed it as "the testimony of a musician whose self-pity now equals his talent".[201]
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The first single from HIStory was "Scream/Childhood". "Scream", a duet with Jackson's youngest sister Janet, protests the media's treatment of Jackson during the 1993 child abuse allegations against him. The single made number five on the Billboard Hot 100,[163] and received a Grammy nomination for "Best Pop Collaboration with Vocals".[61] The second single, "You Are Not Alone", holds the Guinness world record for the first song to debut at number one on the Billboard Hot 100 chart.[202] It received a Grammy nomination for "Best Pop Vocal Performance" in 1995.[61]
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In 1995 the Anti-Defamation League and other groups complained that "Jew me, sue me, everybody do me/ Kick me, kike me, don't you black or white me", the original lyrics of "They Don't Care About Us", were antisemitic. Jackson released a version with revised words.[203][204]
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In late 1995, Jackson was admitted to a hospital after collapsing during rehearsals for a televised performance, caused by a stress-related panic attack.[205] In November, Jackson merged his ATV Music catalog with Sony's music publishing division, creating Sony/ATV Music Publishing. He retained ownership of half the company, earning $95 million up front as well as the rights to more songs.[206][207]
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"Earth Song" was the third single released from HIStory, and topped the UK Singles Chart for six weeks over Christmas 1995.[166] It became the 87th-best selling single in the nation.[208] At the 1996 Brit Awards, Jackson's performance of "Earth Song" was disrupted by a drunken Jarvis Cocker and his Pulp band-mate Peter Mansell, who were protesting what Cocker saw as Jackson's "Christ-like" persona. Jackson said the stage invasion was "disgusting and cowardly".[209][210]
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In 1996, Jackson won a Grammy for Best Music Video, Short Form for "Scream" and an American Music Award for Favorite Pop/Rock Male Artist.[61][211]
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Jackson promoted HIStory with the HIStory World Tour, from September 7, 1996, to October 15, 1997. He performed 82 concerts in five continents, 35 countries and 58 cities to over 4.5 million fans, his most attended tour. It grossed $165 million.[136] During the tour, in Sydney, Australia, Jackson married Debbie Rowe, a dermatology nurse, who was six months pregnant with his first child.[212] Michael Joseph Jackson Jr. (commonly known as Prince) was born on February 13, 1997; his sister Paris-Michael Katherine Jackson was born a year later on April 3, 1998.[213] Jackson and Rowe divorced in 1999, and Rowe conceded custody of the children, with an $8 million settlement. In 2004, after the second child abuse allegations against Jackson, she returned to court to reclaim custody. The suit was settled in 2006.[214]
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In 1997, Jackson released Blood on the Dance Floor: HIStory in the Mix, which contained remixes of singles from HIStory and five new songs. Worldwide sales stand at 6 million copies, making it the best-selling remix album of all time. It reached number one in the UK, as did the title track.[215] In the US, the album reached number 24 and was certified platinum.[160]
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From October 1997 to September 2001, Jackson worked on his tenth solo album, Invincible, which cost $30 million to record.[216] In June 1999, Jackson joined Luciano Pavarotti for a War Child benefit concert in Modena, Italy. The show raised a million dollars for refugees of the Kosovo War, and additional funds for the children of Guatemala.[217] Later that month, Jackson organized a series of "Michael Jackson & Friends" benefit concerts in Germany and Korea. Other artists involved included Slash, The Scorpions, Boyz II Men, Luther Vandross, Mariah Carey, A. R. Rahman, Prabhu Deva Sundaram, Shobana, Andrea Bocelli, and Luciano Pavarotti. The proceeds went to the Nelson Mandela Children's Fund, the Red Cross and UNESCO.[218] From August 1999 to 2000, he lived in New York City at 4 East 74th Street.[219] At the turn of the century, Jackson won an American Music Award as Artist of the 1980s.[220] In 2000, Guinness World Records recognized him for supporting 39 charities, more than any other entertainer.[221]
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In September 2001, two 30th Anniversary concerts were held at Madison Square Garden to mark Jackson's 30th year as a solo artist. Jackson performed with his brothers for the first time since 1984. The show also featured Mýa, Usher, Whitney Houston, Destiny's Child, Monica, Liza Minnelli, and Slash. The first show was marred by technical lapses, and the crowd booed a speech by Marlon Brando.[222] Almost 30 million people watched the television broadcast of the shows in November.[223] After 9/11, Jackson helped organize the United We Stand: What More Can I Give benefit concert at RFK Stadium in Washington, D.C. on October 21, 2001. Jackson performed "What More Can I Give" as the finale.[224]
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The release of Invincible was preceded by a dispute between Jackson and his record label, Sony Music Entertainment. Jackson had expected the licenses to the masters of his albums to revert to him in the early 2000s, after which he would be able to promote the material however he pleased and keep the profits, but clauses in the contract set the revert date years into the future. Jackson sought an early exit from his contract.[225] Invincible was released on October 30, 2001. It was Jackson's first full-length album in six years, and the last album of original material he released in his lifetime.[225] It debuted at number one in 13 countries and went on to sell 6 million copies worldwide, receiving double-platinum certification in the US.[160][162]
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On January 9, 2002, Jackson won his 22nd American Music Award for Artist of the Century.[226][227] Later that year, an anonymous surrogate mother gave birth to his third child, Prince Michael Jackson II (nicknamed "Blanket"), who had been conceived by artificial insemination.[228] On November 20, Jackson briefly held Blanket over the railing of his Berlin hotel room, four stories above ground level, prompting widespread criticism in the media. Jackson apologized for the incident, calling it "a terrible mistake."[229] On January 22, promoter Marcel Avram filed a breach of contract complaint against Jackson for failing to perform two planned 1999 concerts.[230] In March, a Santa Maria jury ordered Jackson to pay Avram $5.3 million.[231][232] On December 18, 2003, Jackson's attorneys dropped all appeals on the verdict and settled the lawsuit for an undisclosed amount.[233]
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On April 24, 2002, Jackson performed at Apollo Theater. The concert was a fundraiser for the Democratic National Committee and former President Bill Clinton.[234] The money collected would be used to encourage citizens to vote. It raised $2.5 million.[235] The concert was called Michael Jackson: Live at the Apollo and this would be Jackson's final on-stage performance.[236]
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In July 2002, Jackson called Sony Music chairman Tommy Mottola "a racist, and very, very, very devilish," and someone who exploits black artists for his own gain, at Al Sharpton's National Action Network in Harlem. The accusation prompted Sharpton to form a coalition investigating whether Mottola exploited black artists.[237] Jackson also charged that Mottola had called his colleague Irv Gotti a "fat nigger".[238] Responding to those attacks, Sony issued a statement calling them "ludicrous, spiteful, and hurtful" and defended Mottola as someone who had championed Jackson's career for many years.[237] Sony ultimately refused to renew Jackson's contract and claimed that a $25 million promotional campaign had failed because Jackson refused to tour in the US for Invincible.[216]
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Beginning in May 2002, a documentary film crew led by Martin Bashir followed Jackson for several months.[229] The documentary, broadcast in February 2003 as Living with Michael Jackson, showed Jackson holding hands and discussing sleeping arrangements with a 12-year-old boy.[20][239] He also said that he saw nothing wrong with having sleepovers with minors and sharing his bed and bedroom with various people, which aroused controversy. He insisted that the sleepovers were not sexual and that his words had been misunderstood.[240][241]
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On December 18, 2003, Santa Barbara authorities charged Jackson with seven counts of child molestation and two counts of intoxicating a minor with alcoholic drinks.[242] Jackson denied the allegations and pleaded not guilty.[243] The People v. Jackson trial began on January 31, 2005, in Santa Maria, California, and lasted until the end of May. Jackson found the experience stressful and it affected his health. If convicted, he would have faced up to 20 years in prison.[244] On June 13, 2005, Jackson was acquitted on all counts.[245] After the trial, he became reclusive[246] and moved to Bahrain as a guest of Sheikh Abdullah.[247] Jermaine Jackson later said the family had planned to send Michael there had he been convicted.[248]
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On November 18, 2003, Sony released Number Ones, a greatest hits compilation. It was certified triple platinum by the RIAA, and six times platinum in the UK, for shipments of at least 1.2 million units.[160][249]
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In April 2006, Jackson agreed to use a piece of his ATV catalog stake, then worth about $1 billion, as collateral against his $270 million worth of loans from Bank of America. Bank of America had sold the loans to Fortress Investments, an investment company that buys distressed loans, the year before. As part of the agreement, Fortress Investments provided Jackson a new loan of $300 million with reduced interest payments. Sony Music would have the option to buy half of his stake, or about 25% of the catalog, at a set price. Jackson's financial managers had urged him to shed part of his stake to avoid bankruptcy.[207][250] The main house at Neverland Ranch was closed as a cost-cutting measure, while Jackson lived in Bahrain at the hospitality of Sheik Abdullah, the ruler's son.[251] At least 30 of Jackson's employees had not been paid on time and were owed $306,000 in back wages; Jackson was ordered to pay $100,000 in penalties.[207]
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In early 2006, it was announced that Jackson had signed a contract with a Bahrain-based startup, Two Seas Records; nothing came of the deal, and Two Seas CEO Guy Holmes later said it had never been finalized.[252][253] That October, Fox News reported that Jackson had been recording at a studio in County Westmeath, Ireland. It was not known what Jackson was working on, or who had paid for the sessions; his publicist stated that he had left Two Seas by then.[253][254] During his period in Ireland he sought out Patrick Treacy for cosmetic treatment after reading about his experience with hyaluronic acid fillers and his charitable work in Africa.[255] Treacy became Jackson's personal dermatologist.[256]
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In November 2006, Jackson invited an Access Hollywood camera crew into the studio in Westmeath, and MSNBC reported that he was working on a new album, produced by will.i.am.[162] On November 15, Jackson performed at the World Music Awards in London and accepted the Diamond Award honoring the sale of over 100 million records.[162][257] He returned to the US in December 2006 to attend James Brown's funeral in Augusta, Georgia, where he gave a eulogy calling Brown his "greatest inspiration".[258]
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In 2007, Jackson and Sony bought another music publishing company, Famous Music LLC, formerly owned by Viacom. The deal gave him the rights to songs by Eminem and Beck, among others.[259][260] In March 2007, Jackson gave a brief interview to the Associated Press in Tokyo, in which he said he had no regrets about his lifelong career despite difficulties and "deliberate attempts to hurt [him]".[261] That month, Jackson visited a US Army post in Japan, Camp Zama, to greet over 3,000 troops and their families.[262][263]
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In September 2007, Jackson was still working on his next album, which he never completed.[264] In 2008, Jackson and Sony released Thriller 25 to mark the album's 25th anniversary. Two remixes were released as singles: "The Girl Is Mine 2008" (with will.i.am), based on a demo version without Paul McCartney, and "Wanna Be Startin' Somethin' 2008" with Akon.[265] For Jackson's 50th birthday, Sony BMG released a series of greatest hits albums titled King of Pop. Different versions were released in various countries, based on polls of local fans.[266]
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In 2008, Fortress Investments threatened to foreclose on Neverland Ranch, which Jackson had used as collateral for his loans. Fortress sold Jackson's debts to Colony Capital LLC.[267][268] In November, Jackson transferred Neverland Ranch's title to Sycamore Valley Ranch Company LLC, a joint venture between Jackson and Colony Capital LLC. The deal earned him $35 million.[269] Jackson arranged to sell a large collection of his memorabilia of more than 1,000 items through Julien's Auction House. On the eve of the first public exhibit, Jackson canceled the action after earning between $200 million to $300 million of initial sales from a series of concerts to be held in London.[270][246]
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In March 2009, amid speculation about his finances and health, Jackson announced a series of comeback concerts, This Is It, at a press conference at The O2 Arena.[271] The shows were to be his first major concerts since the HIStory World Tour that ended in 1997. Jackson suggested he would retire after the shows. The initial plan was for 10 concerts in London, followed by shows in Paris, New York City and Mumbai. Randy Phillips, president and chief executive of AEG Live, predicted the first 10 dates would earn Jackson £50 million.[272] The London residency was increased to 50 dates after record-breaking ticket sales; over one million were sold in less than two hours.[273] The concerts were to run from July 13, 2009 to March 6, 2010. Jackson rehearsed in Los Angeles in the weeks leading up to the tour under the direction of choreographer Kenny Ortega, whom he worked with during his previous tours. Most rehearsals took place at the Staples Center owned by AEG.[274]
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On June 25, 2009, less than three weeks before the first This Is It show was due to begin in London, with all concerts sold out, Jackson died from a cardiac arrest.[275] Conrad Murray, his personal physician, had given Jackson various medications to help him sleep at his rented mansion in Holmby Hills, Los Angeles. Paramedics received a 911 call at 12:22 pm Pacific time (19:22 UTC), and arrived three minutes later.[276][277] Jackson was not breathing and CPR was performed.[278] Resuscitation efforts continued en route to Ronald Reagan UCLA Medical Center, and for more than an hour after arriving there, but were unsuccessful,[279][280] and he was pronounced dead at 2:26 pm Pacific time (21:26 UTC).[281][282]
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Jackson had taken propofol, lorazepam, and midazolam;[283] his death was caused by a propofol overdose.[284][280] News of his death spread quickly online, causing websites to slow down and crash from user overload,[285] and putting unprecedented strain[286] on services and websites including Google,[287] AOL Instant Messenger,[286] Twitter, and Wikipedia.[287] Overall, web traffic rose by between 11% and 20%.[288][289] MTV and BET aired marathons of Jackson's music videos.[290] Jackson specials aired on television stations around the world.[291] MTV briefly returned to its original music video format,[9] and aired hours of Jackson's music videos, with live news specials featuring reactions from MTV personalities and other celebrities.[292]
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Jackson's memorial was held on July 7, 2009, at the Staples Center in Los Angeles, preceded by a private family service at Forest Lawn Memorial Park's Hall of Liberty. Over 1.6 million fans applied for tickets to the memorial; the 8,750 recipients were drawn at random, and each received two tickets.[293] The memorial service was one of the most watched events in streaming history,[294] with an estimated US audience of 31.1 million.[295]
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Mariah Carey, Stevie Wonder, Lionel Richie, Jennifer Hudson, and Shaheen Jafargholi performed at the event. Smokey Robinson and Queen Latifah gave eulogies.[296] Al Sharpton received a standing ovation with cheers when he told Jackson's children, "Wasn't nothing strange about your daddy. It was strange what your daddy had to deal with. But he dealt with it anyway."[297] Jackson's 11-year-old daughter Paris Katherine, speaking publicly for the first time, wept as she addressed the crowd.[298][299] The Rev. Lucious Smith provided a closing prayer.[300] Jackson's body was entombed on September 3, 2009, at Forest Lawn Memorial Park in Glendale, California.[301]
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In August 2009, the Los Angeles County Coroner ruled that Jackson's death was a homicide.[302][303] Law enforcement officials charged Murray with involuntary manslaughter on February 8, 2010.[304]
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On June 25, 2010, the first anniversary of Jackson's death, fans, family and friends visited Jackson's star on the Hollywood Walk of Fame, his family home, and Forest Lawn Memorial Park. Many left tributes at the sites.[305][306]
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Murray's trial took place from September 27 to November 7, 2011, and he was found guilty of involuntary manslaughter[307] and held without bail to await sentencing.[308] 22 days after the trial ended, Murray received the maximum sentence of four years in prison.[309] He was released on October 28, 2013[310] due to California prison overcrowding and good behavior.[311]
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At the 2009 American Music Awards, Jackson won four posthumous awards, including two for his compilation album Number Ones, bringing his total American Music Awards to 26.[312][313] In the year after his death, more than 8.2 million of Jackson's albums sold in the US, and 35 million albums worldwide, more than any other artist in 2009.[314][315] He became the first artist to sell one million music downloads in a week, with 2.6 million song downloads. Thriller, Number Ones and The Essential Michael Jackson became the first catalog albums to outsell any new album.[316] Jackson also became the first artist to have four of the top 20 best-selling albums in a single year in the US.[314]
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On March 16, 2010, following the surge in sales, Sony Music signed a $250 million deal with the Jackson estate to extend their distribution rights to Jackson's back catalog until at least 2017; it had been due to expire in 2015. It was the most expensive music contract for a single artist in history.[317][318] They also agreed to release ten albums of previously unreleased material and new collections of released work.[317][319] In 2017, Sony Music Entertainment extended its deal with the estate;[320] that July, a Los Angeles court awarded Jones $9.4 million of disputed royalty payments for Off the Wall, Thriller and Bad.[54] In July 2018, Sony/ATV bought the estate's stake in EMI for $287.5 million.[321]
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In 2014, Jackson became the first artist to have a top ten single in the Billboard Hot 100 in five different decades.[322] In December 2015, Thriller was certified for 30 million shipments by the RIAA, one of only two albums to do so in the US.[4] A year later, it was certified at 33× platinum, after Soundscan added streams and audio downloads to album certifications.[323][nb 3]
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The first posthumous Jackson song, "This Is It", co-written in the 1980s with Paul Anka, was released in October 2009. The surviving Jackson brothers reunited to record backing vocals.[325] On October 28, 2009, Sony released a documentary film about the rehearsals, Michael Jackson's This Is It.[326] Despite a limited two-week engagement, it became the highest-grossing documentary or concert film ever, with earnings of more than $260 million worldwide.[327] Jackson's estate received 90% of the profits.[328] The film was accompanied by a compilation album of the same name.[329] In late 2010, Sony released the first posthumous album, Michael and the promotional single "Breaking News". Jackson collaborator Will.i.am expressed “disgust” regarding the posthumous album, Michael, explaining that Jackson was such a perfectionist that he would not release them without his approval.[330]
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Video game developer Ubisoft released a music video game featuring Jackson for the 2010 holiday season, Michael Jackson: The Experience; it was among the first games to use Kinect and PlayStation Move, the motion-detecting camera systems for Xbox 360 and PlayStation 3 respectively.[331] Xscape, an album of unreleased material, was released on May 13, 2014.[332] Later that year, Queen released a duet recorded with Jackson and Freddie Mercury in the 1980s.[68] A compilation album, Scream, was released on September 29, 2017.[333]
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In October 2011, the theater company Cirque du Soleil launched Michael Jackson: The Immortal World Tour, a $57-million production,[334] in Montreal, with a permanent show resident in Las Vegas.[335] A larger and more theatrical Cirque show, Michael Jackson: One, designed for residency at the Mandalay Bay resort in Las Vegas, opened on May 23, 2013 in a renovated theater.[336][337] A jukebox musical, Don't Stop 'Til You Get Enough, is due to debut on Broadway in mid-2020.[338] The musical is directed and choreographed by Christopher Wheeldon and features a book by Lynn Nottage.[339] A developmental lab for the musical was delayed and a pre-Broadway run in Chicago was canceled in the wake of the renewed claims of child sexual abuse.[338][340][341]
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In April 2011, Mohamed Al-Fayed, chairman of Fulham Football Club, unveiled a statue of Jackson outside the club stadium, Craven Cottage.[342] It was moved to the National Football Museum in Manchester in May 2014,[343] then removed from display in March 2019 following renewed sexual assault allegations.[344]
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In 2012, in an attempt to end a family dispute, Jackson's brother Jermaine retracted his signature on a public letter criticizing executors of Jackson's estate and his mother's advisers over the legitimacy of his brother's will.[345] T.J. Jackson, son of Tito Jackson, was given co-guardianship of Michael Jackson's children after false reports of Katherine Jackson going missing.[346]
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A duet between Jackson and Justin Timberlake titled "Love Never Felt So Good" was released in 2014, which made him the first artist to have a top 10 single on the US Billboard Hot 100 in five different decades when the single reached number 9.[347]
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In November 2019, it was reported that a Jackson biopic, produced by Bohemian Rhapsody (2018) producer Graham King, was in the works, with the screenplay written by John Logan. Jackson's estate granted King the rights to his music and will work with King.[348]
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In 2013, choreographer Wade Robson filed a lawsuit alleging that Jackson had sexually abused him for seven years, beginning when he was seven years old.[349] In 2014, a case was filed by James Safechuck, alleging sexual abuse over a four-year period from the age of ten.[350][351][352] Both had testified in Jackson's defense during the 1993 allegations; Robson did so again in 2005.[353][354] In 2015, Robson's case against Jackson's estate was dismissed on the grounds of being filed too late. Safechuck's claim was also time barred.[355] In 2017, it was ruled that Jackson's corporations could not be held accountable for his alleged past actions.[356][357] Robson and Safechuck's lawsuits are currently on appeal.[358]
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Robson and Safechuck's allegations became the subject of the documentary Leaving Neverland released in March 2019.[359] The documentary covered their allegations of Jackson sexually abusing them in graphic detail, saying Jackson abused them "hundreds of times."[360] Radio stations in New Zealand, Canada, the UK and the Netherlands removed Jackson's music from their playlists.[340][361][362] Jackson's family condemned the film as a "public lynching."[363] The Jackson estate released a statement calling the film a "tabloid character assassination [Jackson] endured in life, and now in death".[364] The film drew criticism from Jackson fans. Close associates of Jackson, such as Corey Feldman, Aaron Carter, Brett Barnes, and Macaulay Culkin, said that Jackson had not molested them.[365][366][367]
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At the same time, Jackson's albums rose in the charts following the documentary. Number Ones jumped to No. 23 in the UK iTunes charts. The Essential Michael Jackson climbed to No. 76; Thriller climbed to No. 133 and Bad to No. 142.[368] Billboard senior editor Gail Mitchell said she and a colleague interviewed about thirty music executives who believed Jackson's legacy could withstand the controversy.[369]
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On February 21, the Jackson estate sued HBO for breaching a non-disparagement clause from a 1992 contract. The suit sought to compel HBO to participate in a non-confidential arbitration that could result in $100 million or more in damages rewarded to the estate.[370] HBO said they did not breach a contract and filed an anti-SLAPP motion against the estate. On September 20, Judge George H. Wu denied HBO's motion to dismiss the case, allowing the Jackson estate to arbitrate.[371]
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In the fourth quarter of 2019, some New Zealand and Canadian radio stations re-added some of Jackson's music to their playlists, citing "positive listener survey results".[372][373]
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Jackson has been referred to as the "King of Pop" because he transformed the art of music videos and paved the way for modern pop music. For much of Jackson's career, he had an unparalleled worldwide influence over the younger generation.[204] His influence extended beyond the music industry; he impacted dance, led fashion trends, and raised awareness for global affairs.[374] Jackson's music and videos fostered racial diversity in MTV's roster and steered its focus from rock to pop music and R&B, shaping the channel into a form that proved enduring.[42] In songs such as "Man in the Mirror", "Black or White", Heal the World, "Earth Song" and "They Don't Care About Us", Jackson's music emphasized racial integration and environmentalism and protested injustice.[375][376] He is recognized as the Most Successful Entertainer of All Time by Guinness World Records.[377][378] He is considered one of the most significant cultural icons of the 20th century,[379] and his contributions to music, dance, and fashion, along with his publicized personal life, made him a global figure in popular culture for over four decades.[380][381][382]
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"Trying to trace Michael Jackson's influence on the pop stars that followed him is like trying to trace the influence of oxygen and gravity. So vast, far-reaching and was his impact — particularly in the wake of Thriller's colossal and heretofore unmatched commercial success — that there weren't a whole lot of artists who weren't trying to mimic some of the Jackson formula." — J. Edward Keyes of Rolling Stone[383]
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Danyel Smith, chief content officer of Vibe Media Group and the editor-in-chief of Vibe, described Jackson as "the Greatest Star".[384] Steve Huey of AllMusic called him "an unstoppable juggernaut, possessed of all the skills to dominate the charts seemingly at will: an instantly identifiable voice, eye-popping dance moves, stunning musical versatility and loads of sheer star power".[8] BET said Jackson was "quite simply the greatest entertainer of all time" and someone who "revolutionized the music video and brought dances like the moonwalk to the world. Jackson's sound, style, movement and legacy continues to inspire artists of all genres."[385]
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In 1984, Time pop critic Jay Cocks wrote that "Jackson is the biggest thing since the Beatles. He is the hottest single phenomenon since Elvis Presley. He just may be the most popular black singer ever." He described Jackson as a "star of records, radio, rock video. A one-man rescue team for the music business. A songwriter who sets the beat for a decade. A dancer with the fanciest feet on the street. A singer who cuts across all boundaries of taste and style, and color too."[86] In 2003, Daily Telegraph writer Tom Utley described Jackson as "extremely important" and a "genius".[386] In 2007, Jackson said: "Music has been my outlet, my gift to all of the lovers in this world. Through it, my music, I know I will live forever."[387] At Jackson's memorial service on July 7, 2009, Motown founder Berry Gordy called Jackson "the greatest entertainer that ever lived".[388][389] In a June 28, 2009 Baltimore Sun article, Jill Rosen wrote that Jackson's legacy influenced fields including sound, dance, fashion, music videos and celebrity.[390]
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Pop critic Robert Christgau wrote that Jackson's work from the 1970s to the early 1990s showed "immense originality, adaptability, and ambition" with "genius beats, hooks, arrangements, and vocals (though not lyrics)", music that "will stand forever as a reproach to the puritanical notion that pop music is slick or shallow and that's the end of it". During the 1990s, as Jackson lost control of his "troubling life", his music suffered and began to shape "an arc not merely of promise fulfilled and outlived, but of something approaching tragedy: a phenomenally ebullient child star tops himself like none before, only to transmute audibly into a lost weirdo".[391] In the 2000s, Christgau wrote: "Jackson's obsession with fame, his grotesque life magnified by his grotesque wealth, are such an offense to rock aesthetes that the fact that he's a great musician is now often forgotten".[392]
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Jackson was influenced by musicians including James Brown, Little Richard, Jackie Wilson, Diana Ross, Fred Astaire, Sammy Davis Jr., Gene Kelly,[393] and David Ruffin.[394] Little Richard had a substantial influence on Jackson,[395] but Brown was his greatest inspiration; he later said that as a small child, his mother would waken him whenever Brown appeared on television. Jackson described being "mesmerized".[396]
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Jackson's vocal technique was influenced by Diana Ross; his use of the oooh interjection from a young age was something Ross had used on many of her songs with the Supremes.[397] She was a mother figure to him, and he often watched her rehearse.[398] He said he had learned a lot from watching how she moved and sang, and that she had encouraged him to have confidence in himself.[399]
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Choreographer David Winters, who met Jackson while choreographing the 1971 Diana Ross TV special Diana!, said that Jackson watched the musical West Side Story almost every week, and it was his favorite film; he paid tribute to it in "Beat It" and the "Bad" video.[400][401][402]
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Jackson sang from childhood, and over time his voice and vocal style changed. Between 1971 and 1975, his voice descended from boy soprano to high tenor.[403] He was known for his vocal range.[404] With the arrival of Off the Wall in the late 1970s, Jackson's abilities as a vocalist were well regarded; Rolling Stone compared his vocals to the "breathless, dreamy stutter" of Stevie Wonder, and wrote that "Jackson's feathery-timbred tenor is extraordinarily beautiful. It slides smoothly into a startling falsetto that's used very daringly."[405] By the time of 1982's Thriller, Rolling Stone wrote that Jackson was singing in a "fully adult voice" that was "tinged by sadness".[406]
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The turn of the 1990s saw the release of the introspective album Dangerous. The New York Times noted that on some tracks, "he gulps for breath, his voice quivers with anxiety or drops to a desperate whisper, hissing through clenched teeth" and he had a "wretched tone". When singing of brotherhood or self-esteem the musician would return to "smooth" vocals.[407] Of Invincible, Rolling Stone wrote that, at 43, Jackson still performed "exquisitely voiced rhythm tracks and vibrating vocal harmonies".[408] Joseph Vogel notes Jackson's ability to use non-verbal sounds to express emotion.[409] Neil McCormick wrote that Jackson's unorthodox singing style "was original and utterly distinctive".[410]
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Jackson had no formal music training and could not read or write music notation. He is credited for playing guitar, keyboard and drums, but was not proficient in them.[411] When composing, he recorded ideas by beatboxing and imitating instruments vocally.[411] Describing the process, he said: "I'll just sing the bass part into the tape recorder. I'll take that bass lick and put the chords of the melody over the bass lick and that's what inspires the melody." Engineer Robert Hoffman recalled Jackson dictating a guitar chord note by note and singing string arrangements part by part into a cassette recorder.[411]
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Jackson explored genres including pop,[8][412] soul,[8][148] rhythm and blues,[412] funk,[413] rock,[412][413] disco,[414] post-disco,[413] dance-pop[415] and new jack swing.[8] Steve Huey of AllMusic wrote that Thriller refined the strengths of Off the Wall; the dance and rock tracks were more aggressive, while the pop tunes and ballads were softer and more soulful.[8] Its tracks included the ballads "The Lady in My Life", "Human Nature", and "The Girl Is Mine",[416][406][417] the funk pieces "Billie Jean" and "Wanna Be Startin' Somethin'",[416][406] and the disco set "Baby Be Mine" and "P.Y.T. (Pretty Young Thing)".[417]
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With Off the Wall, Jackson's "vocabulary of grunts, squeals, hiccups, moans, and asides" vividly showed his maturation into an adult, Robert Christgau wrote in Christgau's Record Guide: Rock Albums of the Seventies (1981). The album's title track suggested to the critic a parallel between Jackson and Stevie Wonder's "oddball" music personas: "Since childhood his main contact with the real world has been on stage and in bed."[418] With Thriller, Christopher Connelly of Rolling Stone commented that Jackson developed his long association with the subliminal theme of paranoia and darker imagery.[406] AllMusic's Stephen Thomas Erlewine noted this on the songs "Billie Jean" and "Wanna Be Startin' Somethin'".[416] In "Billie Jean", Jackson depicts an obsessive fan who alleges he has fathered her child,[8] and in "Wanna Be Startin' Somethin'" he argues against gossip and the media.[406] "Beat It" decried gang violence in a homage to West Side Story, and was Jackson's first successful rock cross-over piece, according to Huey.[8][39] He also observed that the title track "Thriller" began Jackson's interest with the theme of the supernatural, a topic he revisited in subsequent years. In 1985, Jackson co-wrote the charity anthem "We Are the World"; humanitarian themes later became a recurring theme in his lyrics and public persona.[8]
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In Bad, Jackson's concept of the predatory lover is seen on the rock song "Dirty Diana".[423] The lead single "I Just Can't Stop Loving You" is a traditional love ballad, and "Man in the Mirror" is a ballad of confession and resolution. "Smooth Criminal" is an evocation of bloody assault, rape and likely murder.[131] AllMusic's Stephen Thomas Erlewine states that Dangerous presents Jackson as a paradoxical person.[424] The first half of the record is dedicated to new jack swing, including songs like "Jam" and "Remember the Time". It was the first Jackson album in which social ills became a primary theme; "Why You Wanna Trip on Me", for example, protests world hunger, AIDS, homelessness and drugs. Dangerous contains sexually charged songs such as "In the Closet". The title track continues the theme of the predatory lover and compulsive desire. The second half includes introspective, pop-gospel anthems such as "Will You Be There", "Heal the World" and "Keep the Faith".[407] In the ballad "Gone Too Soon", Jackson gives tribute to Ryan White and the plight of those with AIDS.[425]
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HIStory creates an atmosphere of paranoia.[426] In the new jack swing-funk rock tracks "Scream" and "Tabloid Junkie", and the R&B ballad "You Are Not Alone", Jackson retaliates against the injustice and isolation he feels, and directs his anger at the media.[427] In the introspective ballad "Stranger in Moscow", Jackson laments his "fall from grace"; "Earth Song", "Childhood", "Little Susie" and "Smile" are operatic pop songs.[426][427] In the "D.S.", Jackson launched a verbal attack against the lawyer Tom Sneddon, who had prosecuted him in both child sexual abuse cases. He describes Sneddon as an antisocial white supremacist who wanted to "get my ass, dead or alive". Sneddon said he had not listened to the song.[428] Invincible was produced by Rodney Jerkins.[8] It includes urban soul tracks such as "Cry" and "The Lost Children", ballads such as "Speechless", "Break of Dawn", and "Butterflies" and mixes hip hop, pop, and R&B in "2000 Watts", "Heartbreaker" and "Invincible".[429][430]
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Jackson released "Thriller", a 14-minute music video directed by John Landis, in 1983.[431] The zombie-themed video "defined music videos and broke racial barriers" on MTV, which had launched two years earlier.[42] Before Thriller, Jackson struggled to receive coverage on MTV, allegedly because he was African American.[432] Pressure from CBS Records persuaded MTV to start showing "Billie Jean" and later "Beat It", which led to a lengthy partnership with Jackson, and helped other black music artists gain recognition.[433] The popularity of his videos on MTV helped the relatively new channel's viewing figures, and MTV's focus shifted toward pop and R&B.[433][434] His performance on Motown 25: Yesterday, Today, Forever changed the scope of live stage shows, making it acceptable for artists to lip-sync to music video on stage.[435] The choreography in Thriller has been copied in Indian films and prisons in the Philippines.[436] Thriller marked an increase in scale for music videos, and was named the most successful music video ever by the Guinness World Records.[202]
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In "Bad"'s 19-minute video—directed by Martin Scorsese—Jackson used sexual imagery and choreography, and touched his chest, torso and crotch. When asked by Winfrey in the 1993 interview about why he grabbed his crotch, he said it was spontaneously compelled by the music. Time magazine described the "Bad" video as "infamous". It featured Wesley Snipes; Jackson's later videos often featured famous cameo roles.[437][438] For the "Smooth Criminal" video, Jackson experimented with leaning forward at a 45 degree angle, beyond the performer's center of gravity. To accomplish this live, Jackson and designers developed a special shoe to lock the performer's feet to the stage, allowing them to lean forward. They were granted U.S. Patent 5,255,452 for the device.[439] The video for "Leave Me Alone" was not officially released in the US, but in 1989 was nominated for three Billboard Music Video Awards[440] and won a Golden Lion Award for its special effects. It won a Grammy for Best Music Video, Short Form.[61]
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He received the MTV Video Vanguard Award in 1988; in 2001 the award was renamed in his honor.[441] The "Black or White" video simultaneously premiered on November 14, 1991, in 27 countries with an estimated audience of 500 million people, the largest audience ever for a music video at the time.[162] Along with Jackson, it featured Macaulay Culkin, Peggy Lipton, and George Wendt. It helped introduce morphing to music videos.[442] It was controversial for scenes in which Jackson rubs his crotch, vandalizes cars, and throws a garbage can through a storefront. He apologized and removed the final scene of the video.[152]
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"In the Closet" featured Naomi Campbell in a courtship dance with Jackson.[443] "Remember the Time" was set in ancient Egypt, and featured Eddie Murphy, Iman, and Magic Johnson.[444] The video for "Scream", directed by Mark Romanek and production designer Tom Foden, gained a record 11 MTV Video Music Award Nominations, and won "Best Dance Video", "Best Choreography", and "Best Art Direction".[445] The song and its video are Jackson's response to being accused of child molestation in 1993.[446] A year later, it won a Grammy for Best Music Video, Short Form. It has been reported as the most expensive music video ever made, at $7 million;[447] Romanek has contradicted this.[448] The "Earth Song" video was nominated for the 1997 Grammy for Best Music Video, Short Form.[449]
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Michael Jackson's Ghosts, a short film written by Jackson and Stephen King and directed by Stan Winston, premiered at the 1996 Cannes Film Festival. At over 38 minutes long, it held the Guinness world record for the longest music video until 2013, when it was eclipsed by Pharrell Williams' "Happy".[450] The 2001 video for "You Rock My World" lasts over 13 minutes, was directed by Paul Hunter, and features Chris Tucker and Marlon Brando.[451] It won an NAACP Image Award for Outstanding Music Video in 2002.[452]
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In December 2009, the Library of Congress selected "Thriller" as the only music video to be preserved in the National Film Registry, as a work of "enduring importance to American culture".[453][454] Huey wrote that Jackson transformed the music video into an art form and a promotional tool through complex story lines, dance routines, special effects and famous cameos, while breaking down racial barriers.[8]
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Jackson's estimated sales of over 350 million records worldwide[455][Note 1] make him the best-selling pop act of all time and the third-best-selling music artist in history.[456] He had 13 number-one singles in the US in his solo career—more than any other male artist in the Hot 100 era.[457] He was invited and honored by a President of the United States at the White House three times. In 1984, he was honored with a "Presidential Public Safety Commendation" award by Ronald Reagan for his humanitarian endeavors.[458] In 1990, he was honored as the "Artist of the Decade" by George H. W. Bush.[459] In 1992, he was honored as a "Point of Light Ambassador" by Bush for inviting disadvantaged children to his Neverland Ranch.[460]
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Jackson won hundreds of awards, more than any other popular music recording artist.[461] His awards include 39 Guinness World Records, including the Most Successful Entertainer of All Time,[377][378] 13 Grammy Awards,[462] as well as the Grammy Legend Award[463] and the Grammy Lifetime Achievement Award,[464] and a record 26 American Music Awards, including the "Artist of the Century" and "Artist of the 1980s".[220] He also was honored with the World Music Awards' Best-Selling Pop Male Artist of the Millennium and the Bambi Pop Artist of the Millennium Award.[465] Jackson was inducted onto the Hollywood Walk of Fame in 1980 as a member of the Jacksons, and in 1984 as a solo artist. He was inducted to the Rock and Roll Hall of Fame and Vocal Group Hall of Fame as a member of The Jackson 5 in 1997 and 1999,[466] respectively, and again as a solo artist in 2001.[467] In 2002 he was added to the Songwriters Hall of Fame.[468] In 2010, Jackson was the first recording artist to be inducted into the Dance Hall of Fame,[469] and in 2014 he was posthumously inducted into the Rhythm and Blues Music Hall of Fame.[470]
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Jackson received an Honorary Doctorate of Humane Letters from Fisk University in 1988.[471] In 1992, he was invested as a titular king of Sanwi, a traditional kingdom located in the south-east of Ivory Coast.[472] In July 2009, the Lunar Republic Society named a crater on the Moon after Jackson.[473] In August, for what would have been Jackson's 51st birthday, Google dedicated their Google Doodle to him.[474] In December, the American Film Institute recognized Jackson's death as a "moment of significance".[475] In 2010, two university librarians found that there were references to Jackson in academic writing on music, popular culture, chemistry and other topics.[476][477] On December 19, 2014, the British Council of Cultural Relations deemed Jackson's life one of the 80 most important cultural moments of the 20th century.[478] World Vitiligo Day has been celebrated on June 25, the anniversary of Jackson's death, to raise awareness of the auto-immune disorder that Jackson suffered from.[479] On December 29, 2009, the American Film Institute recognized Jackson's death as a "moment of significance".[480]
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In 1989, Jackson's annual earnings from album sales, endorsements, and concerts were estimated at $125 million.[202] Forbes placed Jackson's annual income at $35 million in 1996 and $20 million in 1997.[481] Estimates of Jackson's net worth during his life range from negative $285 million to positive $350 million for 2002, 2003 and 2007.[482][483] Forbes reported in August 2018 that Jackson's total career pretax earnings in life and death were $4.2 billion.[484][485] Sales of his recordings through Sony's music unit earned him an estimated $300 million in royalties. He may have earned another $400 million from concerts, music publishing (including his share of the Beatles catalog), endorsements, merchandising and music videos.[486]
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In 2013, the executors of Jackson's estate filed a petition in the United States Tax Court as a result of a dispute with the Internal Revenue Service (IRS) over US federal estate taxes.[487] The executors claim that it was worth about $7 million, the IRS that it was worth over $1.1 billion. In February 2014, the IRS reported that Jackson's estate owed $702 million; $505 million in taxes, and $197 million in penalties.[488] A trial was held from February 6 to 24, 2017,[489] and a decision was still pending as of 2020.[490]
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In 2016, Forbes estimated annual gross earnings by the Jackson Estate at $825 million, the largest ever recorded for a celebrity, mostly due to the sale of the Sony/ATV catalog.[491] In 2018 the figure was $400 million.[492] It was the eighth year since his death that Jackson's annual earnings were reported to be over $100 million, thus bringing Jackson's postmortem total to $2.4 billion.[493] In 2019, Forbes recognized Jackson as the top-earning dead celebrity each year since his death except 2012.[494]
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